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Community Focused Investments to Address Deforestation and Forest Degradation Project

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Community Focused Investments to Address Deforestation and Forest Degradation Project Safeguards Due Diligence Report Project Number: 47084-002 March 2021 Indonesia: Community Focused Investments to Address Deforestation and Forest Degradation Project For Sintang and Kapuas Hulu districts, West Kalimantan Province Prepared by the Ministry of Environment and Forestry for the Asian Development Bank. This safeguards due diligence report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. ABBREVIATION ADB Asian Development Bank ANR Assisted Natural Regeneration BPHP Balai Pengelolaan Hutan Produksi BPSKL Balai Perhutanan Sosial dan Kemitraan Lingkungan CBE Community Based Ecotourism CBFM Community Based Forest Management EA Executing Agency FIP Forest Investment Program FMU Forest Management Unit GRM Grievance Redress Mechanisms IP Indigenous People IPP Indigenous People Plan KMHA Kesatuan Masyarakat Adat M&E Monitoring and Evaluation MHA Masyarakat Hukum Adat MoEF Ministry of Environment and Forestry NTFP Non-Timber Forest Product PCU Project Coordinator Unit PDD Project Design Document PJLHK Pemanfaatan Jasa lingkungan Hutan Konservasi PMU Project Management Unit PISU Project Implementation Supporting Unit Poskedes Pos Kesehatan Desa Posyandu Pos Pelayanan Terpadu PTHI PT Hatfield Indonesia REDD+ Reducing Emission from Deforestation and Forest Degradation SFM Sustainable Forest Management ToR Terms of Reference TNBKDS Taman Nasional Betung Kerihun dan Danau Sentarum CONTENTS Abbreviations i Contents ii List of Tables iii List of Figures v List of Appendix vi CHAPTER I: BACKGROUND AND PROJECT DESCRIPTION 1 1. Introduction 1 2. Due diligence (DDR) or Masyarakat Hukum Adat (MHA) Due Diligence Report 2 3. The Scope 2 4. Limitation 2 5. Methodology 2 6. The ADB Policy Statement on Indigenous People (IP) 2 7. The IP under ADB SPS 3 8. Indonesia Policy on IP 3 9. National Regulation for MHA 4 10. Project Description 4 CHAPTER II: SOCIAL ECONOMY IN THE PROJECT AREA 13 1. Population 13 2. Education and Health Facility 14 3. Certified Teacher and Medical Support 14 4. Illiterate People 15 5. Public Facility 15 6. Clean water and Sanitation 16 7. Electricity 17 8. Energy for Daily Cooking 18 9. Livelihood and Income 18 10. Poverty 19 11. Subsistence hunting community 20 12. Social Capital 20 13. Summary of Social Economic of Villages in the Project area 22 CHAPTER III: PROJECT PROGRESS IMPLEMENTATION 23 1. Project Introduction and Consultation and Participation 23 2. Estimated Affected Community (AC) 25 3. Progress of activities under Output No. 1: Community-focused and gender responsive REDD+ pilots in Kapuas Hulu and Sintang districts implemented 27 4. Progress of activities under Output No. 2: REDD+ Strategy in West Kalimantan effectively implemented 51 5. Progress of activities under Output No. 3: Sub-national Fiscal Policies on REDD+ Harmonized with National Policy 52 6. Information dissemination 52 7. Grievance and Redress (GRM) 53 8. Summary of the Project Achievement 42 CHAPTER IV. GAP ANALYSIS 53 CHAPTER V. THE ACHIEVEMENT AND PROPOSED CORRECTIVE ACTION 74 1. Project Achievement 74 2. Proposed Corrective Action 75 LIST OF TABLE Table 1.1 The tree project’s output and the associated programs8 6 Table 1.2 Location of FIP-I project in District of Kapuas Hulu and Sintang 6 Table 1.3 Program and activities of FIP-I that have possible impact (+/-) toward the MHA1 11 Table 2.1 Population demography and education according to village in project area in 2020 13 Table 2.2 Number of Education and health facility according to village in project area in 2020 14 Table 2.3 Number of certified teacher, doctors and paramedic assigned in villages in the project area in 2020 15 Table 2.4 Number of public facilities according to village in the project area in 2020 16 Table 2.5 Percentage of House Hold using various of clean water and sanitation type according to village in project area in 2020 17 Table 2.6 Number of HH within the village that has electricity in the project area in 2020 18 Table 2.7 Number of Household using various energy sources for cooking according to village in the project area 19 Table 2.8 Number of poor people according to village in the project area 2015-2019 (HH) 20 Table 2.9 House Hold whose regularly hunting for their subsistence according to village in the project area 21 Table 2.10 Social Capital and Cultural Heritage remain in place and well maintained according to village in project area in 2020 21 Table 2.11 Summary of Social economic status of the 17 in the project area 22 Table 3.1 Project introduction and consultation with relevant stakeholders in 2019-2020 23 Table 3.2 Number of affected and participated MHA -HH in the Project area 25 Table 3.3 Agroforestry Program according to district and village in the project area in 2019- 2020 32 Table 3.4 ANR Program according to district and village in the project area in 2019-2020 33 Table 3.5 CBFM Program according to district and village in the project area in 2019-2020 35 Table 3.6 Forest Fires Prevention and Management Programs according to village in District of Kapuas Hulu- Fire in 2018-2020 37 Table 3.7 Beekeeping Program according to district and village in the project area in 2018 - 2020 38 Table 3.8 Handicraft Program according to district and village in the project area in 2018-2020 40 Table 3.9 Aquaculture Program according to district and village in the project area in 2018-2020 41 Table 3.10 Home Garden Program according to district and village in the project area in 2019- 2020 41 Table 3.11 Micro-hydro construction according to district and villages in the project area in 2019- 2020 43 Table 3.12 Solar cell installation according to district and villages in the project area in district of Sintang in 2019-2020 45 Table 3.13 Construction of Clean Water Facility according to district and village in the project area 2019-2020 46 Table 3.14 Construction of track lines and boardwalk in the project area in district of Kapuas Hulu 46 Table 3.15 Workshop and training of REDD+ awareness and green school curriculum development addressed to the MHAs in the project area in 2019-2020 49 Table 3.16 Investment of fish drying and woven device to the MHAs in the project area in 2019 -2020 50 Table 3.17 Capacity building, coordination meeting and drafting regulations related to REDD+ for the West Kalimantan provincial officer which took placed in Pontianak in 2019- 2020 51 Table 3.18 Workshop and coordination meeting related to fiscal harmonization associated with REDD+ in Pontianak took placed in 2019 -2020 52 Table 3.19 Model of information dissemination of the project 53 Table 3.20 Grievance and Redress Mechanism (GRM) under Output 1 of the project 54 Table 4.1 Gap analysis of the project; Community-Focused Investment to Address Deforestation and Forest Degradation in the province of West Kalimantan 56 LIST OF FIGURE Figure 1.1 Location of FIP 1-Project in districts of Kapuas Hulu and Sintang, West Kalimantan 7 Figure 1.2 Structure of Institutional Arrangement of the FIP-I. Community Focused Investment to Address Deforestation and Forest Degradation Project8 12 Figure 1.3 Organization structure of PISU -FIP-1 Community -Focused Investment to Address Deforestation and Forest Degradation Project 12 Figure 3.1 Lunching of FIP-1 by the Ministry of Environment and Forestry and ADB Director in May 2018 (top), Kick off and exhibition of FIP-1 in Pontianak (middle) and FIP-1 Project Introduction and consultation in the village of Tanjung 26 Figure 3.2 FIP-1 worjshio on agroforestry, ANR and CBFM (top), farmer group discussion on agroforestry (middle) and area of agroforestry (bottom) 28 Figure 3.3 FPIC and GRM introductions related to Land-based programs in the villages of Tanjung lasa in October 2018 (top), Batu lintang in January 2019 (middle) and Selaup in April 2019 (bottom) 29 Figure 3.4 FIP-1 agroforestry program started in December 2019 has produced fruitful results in the village of Sungai Uluk Palin, district of Kapuas Hulu 31 Figure 3.5 ANR area in the village of Nanga Betung (top), monitoring ANR in the village of Nanga Sangan and patrolling CBFM area through the natural boundary-river un the village of Nanga Lauk (bottom). 34 Figure 3.6 Photo session of the MPA of Betung Kerihun and Danau Sentarum National Park, following their training 37 Figure 3.7 Kanvas Model FIP-1 farmer group process discussion related to livelihood (top), creating organic fertilizer for home garden program (middle) and freshwater aquaculture in the village of Nanga Lauk (bottom). 39 Figure 3.8 Woven-training for women engages with the FIP-1 Project in the province of West Kalimantan 40 Figure 3.9 Making commercial handicraft in the village of Kayu Dujung (top), home garden in the village of Tanjung Lasa (bottom left) and harvesting honeybees from the beekeeping program in the village of Senangan Kecil (bottom right) 42 Figure 3.10 Toilets for ecotourism program in Betung Kerihun and Danau Sentarum National Park (top), road for agroforestry access (2nd top), boardwalk crossing P. Majang (3rd top) and ecotourism and information center being constructed in Danau Sentarum (bottom).
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