Securities Lending Report HBCE / HSBC Gbl Inv Fd

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Securities Lending Report

HBCE / HSBC Gbl Inv Fd - Hong Kong Equity

Report as at 24/09/2021

Summary of policy

% limit on maximum percentage of book on loan 20%

Revenue Split 75/25 *

Name of the Fund HBCE / HSBC Gbl Inv Fd - Hong Kong Equity

Replication Mode Physical replication

ISIN Code LU0164880469

Total net assets (AuM) 104,603,053

Reference currency of the fund USD

* The sub-fund will receive 75% of the gross revenue generated and the remaining 25% will be split between the Securities Lending Agent and the Management Company

Securities lending data - as at 24/09/2021

Currently on loan in USD (base currency) 1,060,727.93

Current percentage on loan (in % of the fund AuM) 1.01%

Collateral value (cash and securities) in USD (base currency) 1,961,867.93

Collateral value (cash and securities) in % of loan 185%

Securities lending statistics

12-month average on loan in USD (base currency) N/A

12-month average on loan as a % of the fund AuM N/A

12-month maximum on loan in USD N/A

12-month maximum on loan as a % of the fund AuM N/A

Gross Return for the fund over the last 12 months in USD (base currency) N/A

Gross Return for the fund over the last 12 months in % of the fund AuM N/A

Collateral data - as at 24/09/2021

ISIN Name Asset Class Country Currency Rating Valuation (coll ccy) Valuation (base ccy) Weight

AU000000ALQ6 ALS ODSH ALS COM AU AUD AAA 8,950.49 6,490.16 0.33%

AU000000APT1 AFTERPAY ODSH AFTERPAY COM AU AUD AAA 55,221.96 40,042.41 2.04%

AU000000CGF5 CHALLENGER LTD ODSH CHALLENGER LTD COM AU AUD AAA 55,322.38 40,115.23 2.04%

AU000000DOW2 DOWNER EDI ODSH DOWNER EDI COM AU AUD AAA 55,080.00 39,939.47 2.04%

AU000000QAN2 QANTAS ODSH QANTAS COM AU AUD AAA 55,063.31 39,927.37 2.04%

AU000000QBE9 QBE INS GRP ODSH QBE INS GRP COM AU AUD AAA 55,317.59 40,111.75 2.04%

AU000000RHC8 RAMSAY LTD ODSH RAMSAY LTD COM AU AUD AAA 55,269.47 40,076.86 2.04%

AU000000SGR6 STAR ENT GRP ODSH STAR ENT GRP COM AU AUD AAA 55,323.28 40,115.88 2.04%

AU000000WOR2 WORLEY ODSH WORLEY COM AU AUD AAA 55,321.99 40,114.94 2.04%

BE0003565737 KBC GROEP ODSH KBC GROEP COM BE EUR AA3 34,142.35 40,045.56 2.04% Collateral data - as at 24/09/2021

ISIN Name Asset Class Country Currency Rating Valuation (coll ccy) Valuation (base ccy) Weight

BE0974264930 AGEAS ODSH AGEAS COM BE EUR AA3 6,852.73 8,037.57 0.41%

BE0974293251 AB INBEV ODSH AB INBEV COM BE EUR AA3 34,190.45 40,101.98 2.04%

BMG0171K1018 ALI HEALTH ODSH ALI HEALTH COM HK HKD 50,702.35 6,463.20 0.33%

CA7800871021 RBC ODSH RBC COM CA CAD AAA 4,228.94 3,318.71 0.17%

CNE1000003G1 ICBC ODSH ICBC COM CN HKD 263,018.76 33,527.88 1.71%

DE0005810055 DEUTSCHE BOERSE ODSH DEUTSCHE BOERSE COM DE EUR AAA 287.76 337.51 0.02%

DE0008430026 MUNICH RE GROUP ODSH MUNICH RE GROUP COM DE EUR AAA 3,552.33 4,166.52 0.21%

FI4000297767 NORDEA BNK ODSH NORDEA BNK COM FI EUR AA1 1,285.06 1,507.24 0.08%

FR0000130809 SOCIETE GENERALE ODSH SOCIETE GENERALE COM FR EUR AA2 207.10 242.91 0.01%

GB0002162385 ORD GBP0.25 AVIVA CST GB GBP AA2 253.89 346.26 0.02%

GB0002374006 ORD 28 101/108P DIAGEO CST GB GBP AA2 1,542.42 2,103.61 0.11%

GB0004082847 USD0.50 STANDARD CHARTERED PLC CST GB GBP AA2 2,087.54 2,847.06 0.15%

GB0005758098 ORD GBP0.05 MEGGITT CST GB GBP AA2 32,273.60 44,015.94 2.24%

GB0006776081 ORD GBP0.25 PEARSON CST GB GBP AA2 4,683.36 6,387.34 0.33%

GB0009252882 GBP0.25 GLAXOSMITHKLINE PLC CST GB GBP AA2 8,102.22 11,050.11 0.56%

GB0031348658 ORD 25P BARCLAYS BANK PLC CST GB GBP AA2 1,334.00 1,819.36 0.09%

GB0032089863 ORD GBP0.50 NEXT PLC CST GB GBP AA2 20,221.20 27,578.42 1.41%

GB00B03MLX29 ROYAL DUTCH SHEL ODSH ROYAL DUTCH SHEL CST GB GBP AA2 167.61 228.59 0.01%

GB00B03MLX29 SHELL ODSH SHELL COM NL EUR AAA 107.17 125.70 0.01%

GB00B63H8491 ROLLS ROYCE ODSH ROLLS ROYCE CST GB GBP AA2 31,759.11 43,314.26 2.21%

GB00BDD85M81 AVAST ODSH AVAST CST GB GBP AA2 32,273.75 44,016.14 2.24%

GB00BH0P3Z91 BHP GRP ODSH BHP GRP CST GB GBP AA2 52,251.50 71,262.54 3.63%

GB00BH4HKS39 VODAFONE GROUP ODSH VODAFONE GROUP CST GB GBP AA2 493.94 673.65 0.03%

GB00BWFGQN14 SPIRAX SARCO ODSH SPIRAX SARCO CST GB GBP AA2 4,882.50 6,658.94 0.34%

HK0669013440 TTI ODSH TTI COM HK HKD 314,660.91 40,110.87 2.04%

IE00BWT6H894 FLUTTER ODSH FLUTTER COM GB GBP AA2 156.05 212.83 0.01%

IM00B5VQMV65 GVC HOLDINGS ODSH GVC HOLDINGS CST GB GBP AA2 22,529.52 30,726.60 1.57%

IT0000062072 GENERALI ODSH GENERALI COM IT EUR 34,195.12 40,107.45 2.04%

IT0000062957 MEDIOBANCA ODSH MEDIOBANCA COM IT EUR 34,199.97 40,113.14 2.04%

IT0003261697 AZIMUT ODSH AZIMUT COM IT EUR 34,187.60 40,098.64 2.04%

IT0003506190 ATLANTIA ODSH ATLANTIA COM IT EUR 8,382.10 9,831.37 0.50%

IT0005211237 ITALGAS ODSH ITALGAS COM IT EUR 34,198.33 40,111.22 2.04%

JP3122400009 ADVANTEST ODSH ADVANTEST COM JP JPY A1 1,112,998.68 10,027.74 0.51%

JP3126400005 ALPS ALPINE ODSH ALPS ALPINE COM JP JPY A1 3,659,998.94 32,975.33 1.68%

JP3165700000 NTT DATA ODSH NTT DATA COM JP JPY A1 1,096,999.85 9,883.59 0.50%

JP3188220002 OTSUKA HOLDINGS ODSH OTSUKA HOLDINGS COM JP JPY A1 494,799.63 4,457.97 0.23%

JP3258000003 KIRIN HOLDINGS ODSH KIRIN HOLDINGS COM JP JPY A1 207,448.91 1,869.04 0.10%

JP3266400005 KUBOTA ODSH KUBOTA COM JP JPY A1 494,899.53 4,458.87 0.23%

JP3351600006 SHISEIDO ODSH SHISEIDO COM JP JPY A1 3,139,199.14 28,283.11 1.44% Collateral data - as at 24/09/2021

ISIN Name Asset Class Country Currency Rating Valuation (coll ccy) Valuation (base ccy) Weight

JP3385820000 GS YUASA ODSH GS YUASA COM JP JPY A1 3,693,198.52 33,274.45 1.70%

JP3396350005 SKY PERFECT ODSH SKY PERFECT COM JP JPY A1 1,671,999.49 15,064.14 0.77%

JP3414750004 SEIKO EPSON ODSH SEIKO EPSON COM JP JPY A1 3,665,599.82 33,025.80 1.68%

JP3452000007 TAIYO YUDEN ODSH TAIYO YUDEN COM JP JPY A1 3,659,998.94 32,975.33 1.68%

JP3494600004 SCREEN HLDG ODSH SCREEN HLDG COM JP JPY A1 3,113,999.73 28,056.07 1.43%

JP3519400000 CHUGAI PHARM ODSH CHUGAI PHARM COM JP JPY A1 430,398.62 3,877.74 0.20%

JP3539220008 T&D HOLDINGS ODSH T&D HOLDINGS COM JP JPY A1 3,511,198.78 31,634.69 1.61%

JP3551500006 DENSO ODSH DENSO COM JP JPY A1 3,134,798.66 28,243.46 1.44%

JP3569200003 TOKYU FUDOSAN ODSH TOKYU FUDOSAN COM JP JPY A1 3,739,999.14 33,696.11 1.72%

JP3582600007 TOKYO TATEMONO ODSH TOKYO TATEMONO COM JP JPY A1 3,577,999.08 32,236.54 1.64%

JP3635000007 TOYOTA TSUSHO ODSH TOYOTA TSUSHO COM JP JPY A1 954,999.46 8,604.22 0.44%

JP3686800008 NIPPON SHEET G ODSH NIPPON SHEET G COM JP JPY A1 3,647,699.72 32,864.52 1.68%

JP3729000004 SHINSEI BANK ODSH SHINSEI BANK COM JP JPY A1 1,691,099.99 15,236.23 0.78%

JP3733000008 NEC ODSH NEC COM JP JPY A1 3,134,999.99 28,245.27 1.44%

JP3788600009 HITACHI ODSH HITACHI COM JP JPY A1 3,264,999.37 29,416.52 1.50%

JP3789000001 HITACHI ZOSEN ODSH HITACHI ZOSEN COM JP JPY A1 3,735,099.13 33,651.96 1.72%

JP3811000003 FUJIKURA ODSH FUJIKURA COM JP JPY A1 3,109,599.26 28,016.42 1.43%

JP3814800003 SUBARU ODSH SUBARU COM JP JPY A1 415,999.83 3,748.02 0.19%

JP3868400007 MAZDA ODSH MAZDA COM JP JPY A1 2,018,098.86 18,182.38 0.93%

JP3888400003 MITSUI MIN & SML ODSH MITSUI MIN & SML COM JP JPY A1 2,933,999.66 26,434.33 1.35%

JP3932000007 YASKAWA ELECTRIC ODSH YASKAWA ELECTRIC COM JP JPY A1 3,509,999.89 31,623.89 1.61%

KYG017191142 ALIBABA ODSH ALIBABA COM HK HKD 325,684.84 41,516.13 2.12%

KYG3777B1032 GEELY AUTOMOBILE ODSH GEELY AUTOMOBILE COM HK HKD 299,413.98 38,167.30 1.95%

KYG596691041 MEITUAN ODSH MEITUAN COM HK HKD 314,555.52 40,097.44 2.04%

KYG875721634 TENCENT HOLDINGS ODSH TENCENT HOLDINGS COM HK HKD 40,957.70 5,221.01 0.27%

NL0000226223 STMICROELECTRON ODSH STMICROELECTRON COM IT EUR 34,184.09 40,094.52 2.04%

NL0010545661 CNH INDUSTRIAL ODSH CNH INDUSTRIAL COM IT EUR 8,051.16 9,443.21 0.48%

NL0012866412 BE SEMICONDUCTOR ODSH BE SEMICONDUCTOR COM NL EUR AAA 643.79 755.10 0.04%

NL00150001Q9 STELLANTIS ODSH STELLANTIS COM IT EUR 34,201.77 40,115.25 2.04%

SE0000108656 ERICSSON ODSH ERICSSON COM SE SEK AAA 38,212.32 4,398.91 0.22%

SE0005190238 TELE2 ODSH TELE2 COM SE SEK AAA 1,835.98 211.35 0.01%

US02079K3059 ALPHABET ODSH ALPHABET COM US USD AAA 42,037.68 42,037.68 2.14%

US0326541051 ANALOG DEVICES ODSH ANALOG DEVICES COM US USD AAA 17,058.56 17,058.56 0.87%

US0378331005 APPLE ODSH APPLE COM US USD AAA 19,523.29 19,523.29 1.00%

US0605051046 BOFAML ODSH BOFAML COM US USD AAA 165.46 165.46 0.01%

US46625H1005 JP MORGAN ODSH JP MORGAN COM US USD AAA 11,195.48 11,195.48 0.57%

US5949181045 MICROSOFT ODSH MICROSOFT COM US USD AAA 62,421.85 62,421.85 3.18%

US8085131055 CHARLES SCHWAB ODSH CHARLES SCHWAB COM US USD AAA 958.44 958.44 0.05%

Total: 1,961,867.93 100.00% Counterparts

Number of counterparties with exposure exceeding 3% of the Fund's NAV

No. Major Name Market Value

Top 5 borrowers in last Month

No. Counterparty Market Value

1 HSBC BANK PLC (PARENT) 174,667.88

2 CREDIT SUISSE AG DUBLIN BRANCH (PARENT) 137,501.88