The Impact of Changing Aid Modality on Local Development Policy Implementation in Primary Education in Tanzania
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The Impact of Changing Aid Modality on Local Development Policy Implementation in Primary Education in Tanzania Amani Isaya Manyelezi A thesis submitted to the Victoria University of Wellington in fulfilment of the requirements for the degree of Masters in Development Studies Victoria University of Wellington 2011 Abstract Changing aid modality has affected various stakeholders in development policy-making and implementation especially at the national level where donors, the government and other institutions engage. There are many processes, engagements and, subsequently, aid- influenced policies. The way these international and national processes translate into local policy implementation is unclear and has for many years led to plans that cannot be implemented. This study was conducted in Tanzania and involved stakeholders at the national level and in two districts: Arusha and Kongwa. The field work involved interviews with 33 individuals working on aid, policy-making, advocacy and service delivery in primary education. A qualitative approach of inquiry was employed using mainly key informant interviews and observation. Documentary evidence supplemented information gaps in the process. Key findings of this study are grouped into two major categories: actors and processes. The changing aid modality from project support to budget support has affected actors differently. The new aid modality has empowered the central government in leadership of development policy-making processes. However other important actors such as civil society organisations and the local government have been weakened in the process. Following the Paris Declaration principles, promoting government leadership has been successful but country ownership, in a broader sense, has not. Strong central government leadership has resulted into government ownership instead of wider country ownership. The central government does not necessarily take on board policy inputs from other actors which have resulted in feelings of tokenism especially on the side of civil society organisations. The local government has become dependent on central government in terms of financial and institutional resources. The idea of local governance autonomy has not been realised because of the strong presence of central government in frameworks, procedures and personnel. There is virtually no space opened up for civil society dialogue at district level where policy-implementation happens. Processes and subsequent outcomes were also affected by the changing aid modality. There are still many processes going on at the same time often with the same people. New procedures have led to fatigue and decreased quality of dialogue which the new aid ii modality was established to correct. The outcomes of these processes have been increased government ownership, and improved systems and procedures to deliver aid and to implement policies. However unintended effects have been poor implementation of policies, for example underfunding of primary education capitation grants due to a lack of coherence amongst different government agencies. At the community or school committee level the rigid centralised financial guidelines have left little or no room for creativity. Community voluntary participation is quickly fading away. Changing aid modality has had effects on local policy-making and implementation. The central government, donors and to some extent civil society are effectively involved. However, it is the central government that has captured policy-making process and implementation. iii Acknowledgement I am thankful for all the people that have made this work successful. It is not possible to mention everyone who made a significant contribution towards completion of this work; however I will mention a few. I specifically want to extend my sincere gratitude to my supervisor Prof John Overton for tirelessly giving his constructive and expert support. I appreciate his invaluable contribution towards this milestone. I deeply express my appreciation to my family, first Emmy my wife and children Abigail, Wendo and Faith for being part of me even when things were very difficult. I also thank my father Isaya and mother Foibe for continued parental support even at this age! Words cannot express my gratitude to all people who gave their time for interviews and logistical arrangement in Arusha, Dar es Salaam, Dodoma and Kongwa. Particularly I want to thank Lister Nyang’anyi who facilitated study permits in Dodoma, Michael Mlonga for hosting me in Arusha and Joseph Makau for logistical arrangements in Kongwa. My deepest gratitude should go to NZAID for funding my studies and making life easier in Wellington. I sincerely thank University Hall staff for providing a homely environment in a busy institution. I also want to recognise friendly environment provided by people we shared an office; Simon Bidwell, Matias Mastrangelo, Eugenia Marino, Mary Redmayne, Ruifei Tang, Joseph McCarter, Peter Jackson and Chris Moore for a wonderful team spirit which provided an environment for success. I appreciate the leadership and community of Arise Church in Wellington for being part of a great family of God providing spiritual and moral support for me and my family. iv Table of Contents Abstract .................................................................................................... Error! Bookmark not defined. Acknowledgement ................................................................................................................................. iv List of Tables ......................................................................................................................................... vii List of Figures ........................................................................................................................................ vii List of Pictures ....................................................................................................................................... vii List of Acronyms ................................................................................................................................... viii Chapter One Introduction ....................................................................................................................... 1 1.1 Introduction and Background ....................................................................................................... 1 1.2 Problem Statement ....................................................................................................................... 3 1.3 Purpose of the Study ..................................................................................................................... 4 1.4 Research questions ....................................................................................................................... 4 1.5 Objectives...................................................................................................................................... 4 1.6 Significance of the Study ............................................................................................................... 5 1.7 Scope of the Study ........................................................................................................................ 5 1.8 Chapter Outline ............................................................................................................................. 5 Chapter 2 Literature Review: The influence of Aid on local development strategies ............................ 7 2.1 Introduction .................................................................................................................................. 7 2.2 Theoretical Background ................................................................................................................ 7 2.3 Aid Debates ................................................................................................................................... 8 2.4 Dominant development theory and institutional impact ........................................................... 11 2.5 Aid Modalities and changing landscapes of Foreign Aid ............................................................ 18 2.5.1 Global Aid Structure: The Paris Declaration ........................................................................ 18 2.5.2 Aid Modality and Institutional Impact ................................................................................. 25 2.6 Conceptual framework: Aid, the State, Local Government and Civil Society ............................. 26 2.7 Conclusion ................................................................................................................................... 28 Chapter 3 The Context of Aid and Local Polity..................................................................................... 29 3.1 Introduction ................................................................................................................................ 29 3.2 Aid and Policy-making in Tanzania .............................................................................................. 29 3.3 Conclusion ................................................................................................................................... 37 Chapter 4 Methodology ........................................................................................................................ 38 4.1 Introduction ...............................................................................................................................