Vontobel Fund (CH) Annual Report 2020 /2021

Vontobel Asset Management Vontobel Fund (CH) Annual Report 2020 /2021

UMBRELLA FUND UNDER SWISS LAW OF THE TYPE « OTHER FUNDS FOR TRADITIONAL INVESTMENTS »

Audited annual report as at February 28, 2021 for the period from March 1, 2020 to February 28, 2021

In case of a difference between the English and the German version, only the German version takes precedence.

This document is not an offer to purchase or subscribe to units but is for informational purposes only. Units of an investment fund under Swiss law may only be subscribed on the basis of the current prospectus, including the fund contract, the current annual and semi-annual reports and the Key Investor Information Document. An investment in this fund entails risks, which are described in the prospectus. All documents may be obtained free of charge from Vontobel Fonds Services AG, Gotthardstrasse 43, CH-8022 Zurich, as fund management company, from Bank Vontobel AG, Gotthardstrasse 43, CH-8022 Zurich, and from RBC Investor Services Bank S.A., Esch-sur-Alzette, Zurich branch, Bleicherweg 7, CH-8027 Zurich, as paying agents, or via funds.vontobel.com. We also recommend that you contact your personal account manager or another advisor before making any investments. Vontobel Fund (CH)

Contents

Organisation 2

Basic data 4

Performance 13

Vontobel Fund (CH) - Sustainable Swiss Equity 15

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small 24

Vontobel Fund (CH) - Swiss Franc Corporate Bond 30

Vontobel Fund (CH) - Pension Invest Yield 43

Vontobel Fund (CH) - Pension Invest Balanced 62

Vontobel Fund (CH) - Sustainable Bond CHF Concept 83

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF 96

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept 109

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor 117

Vontobel Fund (CH) - Vescore Global Equity Multi Factor 125

Annual distribution 2020/2021 157

Further information 161

Notes

Restrictions on sales

Basis for the valuation and calculation of the net asset value

Events of special economic or legal importance

Other information

Auditor's short report 167

Organisation

Fund management company

Vontobel Fonds Services AG Gotthardstrasse 43 CH-8022 Zurich Tel. +41 58 283 53 50, Fax +41 58 283 74 66

Board of Directors

Charles Falck Managing Director, Vontobel Asset Management AG, Chairman (until December 31, 2020) Dominic Gaillard Managing Director, Bank Vontobel AG, Chairman (since January 11, 2021) Dorothee Wetzel Managing Director, Vontobel Asset Management AG, Member (since January 11, 2021) Martin Sieg Castagnola Managing Director, Bank Vontobel AG, Member (from February 27, 2020 to November 20, 2020) Christoph Ledergerber Managing Director, Vontobel Asset Management AG, Vice-President (until March 31, 2020) Thomas Heinzl Managing Director, Bank Vontobel AG (since November 3, 2020) Enrico Friz Managing Director, Bank Vontobel AG, Member (until January 20, 2021)

Executive Management

Diego Gadient Executive Director, Vontobel Fonds Services AG, Chairman Olivier Schalbetter Director, Vontobel Fonds Services AG Daniel Spitzer Executive Director, Vontobel Fonds Services AG

Custodian bank

RBC Investor Services Bank S.A. Esch-sur-Alzette, Zurich branch Bleicherweg 7 CH-8027 Zurich

Asset management company

Vontobel Asset Management AG Gotthardstrasse 43 CH-8022 Zurich

Sub-asset manager for Vontobel Fund (CH) Vescore Global Equity Multi Factor and for Vontobel Fund (CH) Vescore Swiss Equity Multi Factor

Vontobel Asset Management S.A. Munich branch Leopoldstrasse 8-10 D-80802 Munich

Organisation

External auditor

Ernst & Young AG Maagplatz 1 CH-8010 Zurich

Paying agents

Bank Vontobel AG Gotthardstrasse 43 CH-8022 Zurich

RBC Investor Services Bank S.A. Esch-sur-Alzette, Zurich branch Bleicherweg 7 CH-8027 Zurich

Distributors

Vontobel Asset Management AG Gotthardstrasse 43 CH-8022 Zurich

Ethos Services S.A. Place Cornavin 2 CH-1211 Geneva

Basic data

Vontobel Fund (CH) - Sustainable Swiss Equity

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 139.86 271.14 339.15 441.74 Outstanding units A-class 159'243.770 351'611.523 367'072.700 290'518.603 Outstanding units AI-class 182'724.989 151'585.352 156'194.558 181'942.416 Outstanding units AN-class 13'297.925 25'114.178 38'460.221 188'107.738 Outstanding units I-class 644'202.000 926'431.658 1'241'916.047 1'825'816.676 Outstanding units R-class 2'535.621 3'819.621 3'595.464 2'995.654 Outstanding units S-class - 471'937.000 510'242.000 500'782.000 Net asset value per unit in CHF A-class 212.86 218.74 234.91 251.69 Net asset value per unit in CHF R-class 235.91 245.22 262.74 282.65 Net asset value per unit in CHF AI-class 226.37 234.51 251.49 270.32 Net asset value per unit in CHF AN-class 116.57 120.74 129.31 138.83 Net asset value per unit in CHF I-class 96.95 101.79 109.79 118.95 Net asset value per unit in CHF S-class - 128.00 139.88 150.34 Distribution per unit in CHF A-class 1.60 - 2.20 2.60 Distribution per unit in CHF AI-class 2.40 2.40 3.20 4.00 Distribution per unit in CHF AN-class 1.60 1.40 1.80 2.00 Distribution per unit in CHF R-class 3.40 4.00 4.80 5.80 Distribution per unit in CHF S-class - - 3.00 3.60

TER A-class 1.67% TER AI-class 1.02% TER AN-class 1.01% TER I-class 1.02% TER R-class 0.39% TER S-class 0.17% High since launch of A-class 266.97 High since launch of AI-class 285.75 High since launch of AN-class 146.93 High since launch of I-class 124.75 High since launch of R-class 298.48 High since launch of S-class 158.90 Low since launch of A-class 77.40 Low since launch of AI-class 68.97 Low since launch of AN-class 86.14 Low since launch of I-class 88.81 Low since launch of R-class 81.87 Low since launch of S-class 111.49

Launch date of A-class 17.11.2008 Launch date of AI-class 17.11.2008 Launch date of AN-class 30.10.2015 Launch date of I-class 01.12.2017 Launch date of R-class 17.11.2008 Launch date of S-class 30.08.2018 Securities number of A-class 4'692'235 Securities number of AI-class 4'696'454 Securities number of AN-class 29'464'755 Securities number of I-class 38'168'399 Securities number of R-class 4'696'560 Securities number of S-class 41'499'880 ISIN code of A-class CH0046922354 ISIN code of AI-class CH0046964547 ISIN code of AN-class CH0294647554 ISIN code of I-class CH0381683991 ISIN code of R-class CH0046965601 ISIN code of S-class CH0414998804

4 Basic data

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 477.77 551.58 677.41 1'097.50 Outstanding units A-class 1'192'376.281 1'449'173.084 1'619'213.915 2'287'353.535 Net asset value per unit in CHF A-class 400.69 380.62 418.36 479.81 Distribution per unit in CHF A-class 3.20 2.80 3.20 4.20

TER A-class 0.80% High since launch of A-class 497.22 Low since launch of A-class 106.68

Launch date of A-class 14.12.2005 Securities number of A-class 2'356'802 ISIN code of A-class CH0023568022

Vontobel Fund (CH) - Swiss Franc Corporate Bond

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 534.04 644.18 645.90 609.19 Outstanding units AI-class 4'865'001.176 5'165'924.889 5'076'181.137 4'939'140.437 Outstanding units AN-class - 10'251'150.40% 7'415'273.20% 9'395'038.70% Outstanding units N-class - 666'304.023 630'683.192 582'831.319 Net asset value per unit in CHF AI-class 109.77 109.65 112.70 109.37 Net asset value per unit in CHF AN-class - 101.11 104.79 101.44 Net asset value per unit in CHF N-class - 101.10 104.73 101.99 Distribution per unit in CHF AI-class 1.20 - 0.40 0.25 Interim dividend per unit in CHF AI-class - - 1.00* 0.25** Distribution per unit in CHF AN-class - - 0.60 0.25 Interim dividend per unit in CHF AN-class - - - 0.20**

TER AI-class 0.22% TER AN-class 0.28% TER N-class 0.28% High since launch of AI-class 114.73 High since launch of AN-class 105.76 High since launch of N-class 105.71 Low since launch of AI-class 100.00 Low since launch of AN-class 96.24 Low since launch of N-class 96.19

Launch date of AI-class 08.04.2009 Launch date of AN-class 05.12.2018 Launch date of N-class 05.12.2018 Securities number of AI-class 4'963'176 Securities number of AN-class 44'810'262 Securities number of N-class 44'533'954 ISIN code of AI-class CH0049631762 ISIN code of AN-class CH0448102621 ISIN code of N-class CH0445339549

* The interim distribution occurred on October 21, 2019. ** The interim distribution occurred on October 27, 2020.

5 Basic data

Vontobel Fund (CH) - Pension Invest Yield

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 29.03 17.71 23.42 24.53 Outstanding units A-class 14'555.000 13'977.000 18'036.397 17'546.000 Outstanding units I-class 10.000 10.000 4'510.000 4'510.000 Outstanding units NV-class 253'963.399 144'400.079 179'759.242 186'033.206 Outstanding units R-class 270.000 270.000 245.000 220.000 Outstanding units RV-class 6'164.064 8'532.731 9'430.968 8'600.585 Outstanding units YV-class - - - 240.688 Net asset value per unit in CHF A-class 102.24 102.28 106.26 107.17 Net asset value per unit in CHF I-class 102.89 103.17 107.41 109.58 Net asset value per unit in CHF NV-class 105.80 106.37 111.07 113.64 Net asset value per unit in CHF R-class 103.91 94.50 97.69 99.17 Net asset value per unit in CHF RV-class 103.99 104.81 109.72 112.54 Net asset value per unit in CHF YV-class - - - 100.05 Distribution per unit in CHF A-class - - 1.00 - Distribution per unit in CHF R-class 10.20 1.20 1.00 1.00

TER A-class 1.22% TER I-class 0.72% TER NV-class 0.72% TER R-class 0.47% TER RV-class 0.47% TER YV-class 0.42% High since launch of A-class 109.56 High since launch of I-class 111.36 High since launch of NV-class 115.48 High since launch of R-class 106.61 High since launch of RV-class 114.34 High since launch of YV-class 102.60 Low since launch of A-class 95.37 Low since launch of I-class 95.43 Low since launch of NV-class 97.69 Low since launch of R-class 89.04 Low since launch of RV-class 95.53 Low since launch of YV-class 99.84

Launch date of A-class 25.11.2015 Launch date of I-class 25.11.2015 Launch date of NV-class 14.09.2015 Launch date of R-class 25.11.2015 Launch date of RV-class 25.11.2015 Launch date of YV-class 17.11.2020 Securities number of A-class 28'101'647 Securities number of I-class 29'481'313 Securities number of NV-class 28'101'665 Securities number of R-class 28'101'709 Securities number of RV-class 28'101'724 Securities number of YV-class 57'849'441 ISIN code of A-class CH0281016474 ISIN code of I-class CH0294813131 ISIN code of NV-class CH0281016656 ISIN code of R-class CH0281017092 ISIN code of RV-class CH0281017241 ISIN code of YV-class CH0578494418

6 Basic data

Vontobel Fund (CH) - Pension Invest Balanced

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 22.90 34.71 39.41 35.19 Outstanding units A-class 17'811.204 24'346.204 18'206.204 18'353.204 Outstanding units I-class 26'615.000 40'130.000 29'305.000 28'454.000 Outstanding units NV-class 145'353.308 224'448.729 265'019.188 214'460.837 Outstanding units R-class 6'869.405 6'769.405 5'334.261 5'673.000 Outstanding units RV-class 15'128.825 22'445.314 28'845.780 22'948.625 Outstanding units YV-class - - - 3'820.991 Net asset value per unit in CHF A-class 104.46 104.80 108.29 112.95 Net asset value per unit in CHF I-class 105.57 106.21 109.98 116.08 Net asset value per unit in CHF NV-class 109.31 110.32 114.68 121.45 Net asset value per unit in CHF R-class 106.50 105.75 108.98 114.23 Net asset value per unit in CHF RV-class 106.50 107.75 112.29 119.22 Net asset value per unit in CHF YV-class - - - 101.79 Distribution per unit in CHF A-class - - 1.00 - Distribution per unit in CHF R-class 2.00 1.20 1.40 1.25

TER A-class 1.28% TER I-class 0.73% TER NV-class 0.68% TER R-class 0.43% TER RV-class 0.43% TER YV-class 0.41% High since launch of A-class 114.71 High since launch of I-class 117.79 High since launch of NV-class 123.24 High since launch of R-class 115.90 High since launch of RV-class 120.96 High since launch of YV-class 106.34 Low since launch of A-class 91.29 Low since launch of I-class 91.37 Low since launch of NV-class 94.35 Low since launch of R-class 91.46 Low since launch of RV-class 91.46 Low since launch of YV-class 99.82

Launch date of A-class 25.11.2015 Launch date of I-class 25.11.2015 Launch date of NV-class 14.09.2015 Launch date of R-class 25.11.2015 Launch date of RV-class 25.11.2015 Launch date of YV-class 17.11.2020 Securities number of A-class 28'101'750 Securities number of I-class 29'481'314 Securities number of NV-class 28'101'853 Securities number of R-class 28'102'232 Securities number of RV-class 28'102'257 Securities number of YV-class 57'849'442 ISIN code of A-class CH0281017506 ISIN code of I-class CH0294813149 ISIN code of NV-class CH0281018538 ISIN code of R-class CH0281022324 ISIN code of RV-class CH0281022571 ISIN code of YV-class CH0578494426

7 Basic data

Vontobel Fund (CH) - Sustainable Bond CHF Concept

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 137.83 176.08 216.48 207.07 Outstanding units A-class 257'440.560 448'161.325 598'096.535 674'394.332 Outstanding units AI-class 49'380.000 61'534.000 85'344.715 86'133.791 Outstanding units AN-class 10.000 27'696.836 192'358.836 248'604.836 Outstanding units R-class 10.000 10.000 10.000 10.000 Outstanding units S-class 1'032'027.000 1'152'479.365 1'135'404.365 989'484.365 Net asset value per unit in CHF A-class 103.13 104.00 108.26 104.02 Net asset value per unit in CHF AI-class 100.02 101.36 104.80 101.20 Net asset value per unit in CHF AN-class 98.76 100.06 104.68 100.07 Net asset value per unit in CHF R-class 99.48 100.63 105.14 101.46 Net asset value per unit in CHF S-class 103.04 104.53 108.03 104.42 Distribution per unit in CHF A-class ---- Distribution per unit in CHF AI-class - 1.20 - - Distribution per unit in CHF AN-class - - 1.00 - Distribution per unit in CHF R-class - - - 1.00 Distribution per unit in CHF S-class - 1.40 - 1.20

TER A-class 0.81% TER AI-class 0.31% TER AN-class 0.31% TER R-class 0.36% TER S-class 0.21% High since launch of A-class 109.84 High since launch of AI-class 106.88 High since launch of AN-class 105.92 High since launch of R-class 106.46 High since launch of S-class 109.59 Low since launch of A-class 99.51 Low since launch of AI-class 96.71 Low since launch of AN-class 96.59 Low since launch of R-class 97.00 Low since launch of S-class 99.51

Launch date of A-class 11.12.2013 Launch date of AI-class 31.10.2014 Launch date of AN-class 04.12.2017 Launch date of R-class 12.01.2018 Launch date of S-class 11.12.2013 Securities number of A-class 22'932'312 Securities number of AI-class 25'905'269 Securities number of AN-class 38'168'265 Securities number of R-class 39'592'280 Securities number of S-class 22'932'471 ISIN code of A-class CH0229323123 ISIN code of AI-class CH0259052691 ISIN code of AN-class CH0381682654 ISIN code of R-class CH0395922807 ISIN code of S-class CH0229324717

8 Basic data

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 28.03 29.78 30.51 14.92 Outstanding units A-class 3'295.000 5'206.000 6'723.000 8'589.836 Outstanding units AI-class 27'611.370 27'176.370 27'176.370 27'176.370 Outstanding units AN-class 10.000 610.000 835.000 2'703.183 Outstanding units R-class 1'510.000 6'610.000 7'628.736 3'923.425 Outstanding units S-class 209'360.000 209'360.000 207'360.000 75'460.000 Net asset value per unit in CHF A-class 115.57 116.51 120.08 126.33 Net asset value per unit in CHF AI-class 107.76 110.92 113.71 120.05 Net asset value per unit in CHF AN-class 98.05 100.98 104.44 110.26 Net asset value per unit in CHF R-class 96.87 100.30 103.35 108.71 Net asset value per unit in CHF S-class 117.13 121.46 124.14 130.56 Distribution per unit in CHF A-class 2.00 - - - Distribution per unit in CHF AI-class - 1.00 - 0.80 Distribution per unit in CHF AN-class - - - 1.05 Distribution per unit in CHF R-class - 1.00 1.00 0.95 Distribution per unit in CHF S-class - 2.40 1.40 1.20

TER A-class 1.37% TER AI-class 1.02% TER AN-class 1.02% TER R-class 0.42% TER S-class 0.27% High since launch of A-class 128.43 High since launch of AI-class 122.03 High since launch of AN-class 112.08 High since launch of R-class 110.49 High since launch of S-class 132.69 Low since launch of A-class 99.68 Low since launch of AI-class 96.08 Low since launch of AN-class 93.15 Low since launch of R-class 92.22 Low since launch of S-class 99.68

Launch date of A-class 11.12.2013 Launch date of AI-class 07.11.2014 Launch date of AN-class 04.12.2017 Launch date of R-class 12.01.2018 Launch date of S-class 11.12.2013 Securities number of A-class 23'077'940 Securities number of AI-class 25'949'293 Securities number of AN-class 38'168'264 Securities number of R-class 39'592'278 Securities number of S-class 23'077'943 ISIN code of A-class CH0230779404 ISIN code of AI-class CH0259492939 ISIN code of AN-class CH0381682647 ISIN code of R-class CH0395922781 ISIN code of S-class CH0230779438

9 Basic data

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 74.65 41.77 44.43 63.28 Outstanding units I-class - - - 28'010.000 Outstanding units R-class 10.000 10.000 10.000 13.442 Outstanding units S-class 607'658.000 340'055.000 348'650.000 383'560.000 Net asset value per unit in CHF I-class - - - 104.53 Net asset value per unit in CHF R-class 93.76 94.60 98.19 121.40 Net asset value per unit in CHF S-class 122.85 122.84 127.43 157.35 Distribution per unit in CHF R-class - 1.20 1.00 1.00 Distribution per unit in CHF S-class 1.40 1.80 1.60 1.20

TER I-class 0.88% TER R-class 0.34% TER S-class 0.23% High since launch of I-class 116.91 High since launch of R-class 125.32 High since launch of S-class 162.44 Low since launch of I-class 98.85 Low since launch of R-class 77.08 Low since launch of S-class 93.55

Launch date of I-class 25.11.2020 Launch date of R-class 12.01.2018 Launch date of S-class 14.07.2014 Securities number of I-class 56'568'180 Securities number of R-class 39'592'277 Securities number of S-class 24'807'922 ISIN code of I-class CH0565681803 ISIN code of R-class CH0395922773 ISIN code of S-class CH0248079227

10 Basic data

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 429.95 498.65 653.87 724.97 Outstanding units A-class 33'333.000 64'281.611 55'087.751 49'584.548 Outstanding units AI-class 2'595.078 81'197.540 205'384.960 208'717.190 Outstanding units AN-class 10.000 16'583.860 17'637.301 14'891.179 Outstanding units R-class 658.867 1'112.881 901.624 3'003.880 Outstanding units S-class 3'088'054.000 3'511'395.912 4'120'235.172 4'187'567.354 Net asset value per unit in CHF A-class (Swung NIW) * 134.87 129.49 144.22 157.32 Net asset value per unit in CHF AI-class (Swung NIW) * 89.01 87.68 98.14 107.33 Net asset value per unit in CHF AN-class (Swung NIW) * 98.97 97.62 109.27 119.48 Net asset value per unit in CHF R-class (Swung NIW) * 95.52 95.74 105.87 115.68 Net asset value per unit in CHF S-class (Swung NIW) * 137.68 137.12 151.39 165.40 Net asset value per unit in CHF A-class - - - 157.41 Net asset value per unit in CHF AI-class - - - 107.40 Net asset value per unit in CHF AN-class - - - 119.56 Net asset value per unit in CHF R-class - - - 115.75 Net asset value per unit in CHF S-class - - - 165.50 Distribution per unit in CHF A-class 3.20 - 2.00 2.40 Distribution per unit in CHF AI-class - - 1.60 2.20 Distribution per unit in CHF AN-class - - 1.80 2.40 Distribution per unit in CHF R-class - 1.40 2.00 2.60 Distribution per unit in CHF S-class 1.40 2.75 3.40 4.00

TER A-class 1.00% TER AI-class 0.50% TER AN-class 0.50% TER R-class 0.35% TER S-class 0.00% High since launch of A-class 163.64 High since launch of AI-class 112.54 High since launch of AN-class 124.26 High since launch of R-class 120.29 High since launch of S-class 171.99 Low since launch of A-class 91.72 Low since launch of AI-class 76.43 Low since launch of AN-class 85.10 Low since launch of R-class 82.47 Low since launch of S-class 91.78

Launch date of A-class 26.01.2016 Launch date of AI-class 20.02.2017 Launch date of AN-class 04.12.2017 Launch date of R-class 12.01.2018 Launch date of S-class 26.01.2016 Securities number of A-class 31'118'886 Securities number of AI-class 31'118'958 Securities number of AN-class 38'168'262 Securities number of R-class 39'592'281 Securities number of S-class 31'118'955 ISIN code of A-class CH0311188863 ISIN code of AI-class CH0311189580 ISIN code of AN-class CH0381682621 ISIN code of R-class CH0395922815 ISIN code of S-class CH0311189556

* Application of the Swinging Single Pricing method for the sub-funds Vescore Swiss Equity Multi Factor and Vescore Global Equity Multi Factor: If on a valuation day the sum of subscriptions and redemptions of units of a Sub-Fund results in a net asset inflow or outflow, the net asset value of the respective sub-fund is increased or reduced (swinging single pricing method) (swinging single pricing). The maximum adjustment is 1% of the net asset value. Incidental costs (bid/ask spread, brokerage fees in line with the market, commissions, levies, etc.) arising on average from the investment of the amount paid in or from the sale of a portion of the investments corresponding to the unit terminated. The adjustment results in an increase in the net asset value if the net movement leads to an increase in the number of units of the Sub-Fund. The adjustment results in a decrease in the net asset value if the net movement results in a decrease in the number of Units of the Compartment. The net asset value determined using swinging single pricing is therefore a modified net asset value.

11 Basic data

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

28.02.2018 28.02.2019 29.02.2020 28.02.2021 Total net asset value in CHF millions 24.40 15.31 19.34 19.04 Outstanding units A-class 147'006.467 126'420.446 101'003.232 81'822.965 Outstanding units AN-class 10.000 10.000 2'295.000 2'485.000 Outstanding units S-class - - 80'010.000 82'010.000 Net asset value per unit in CHF A-class (Swung NIW) * 119.23 121.10 113.83 124.32 Net asset value per unit in CHF AN-class (Swung NIW) * 97.44 99.64 94.02 102.34 Net asset value per unit in CHF S-class (Swung NIW) * - - 95.34 104.98 Net asset value per unit in CHF A-class - - - 124.22 Net asset value per unit in CHF AN-class - - - 102.26 Net asset value per unit in CHF S-class - - - 104.90 Distribution per unit in CHF A-class - 1.40 1.00 - Distribution per unit in CHF AN-class - 1.40 1.60 - Distribution per unit in CHF S-class - - 1.00 1.20

TER A-class 1.24% TER AN-class 0.74% TER S-class 0.24% High since launch of A-class 131.43 High since launch of AN-class 108.54 High since launch of S-class 110.03 Low since launch of A-class 82.26 Low since launch of AN-class 67.96 Low since launch of S-class 68.94

Launch date of A-class 16.12.2015 Launch date of AN-class 04.12.2017 Launch date of S-class 12.06.2019 Securities number of A-class 30'103'710 Securities number of AN-class 38'168'261 Securities number of S-class 30'103'764 ISIN code of A-class CH0301037104 ISIN code of AN-class CH0381682613 ISIN code of S-class CH0301037641

12 Performance

01.01.2021 Since launch to Launch Date 2018 2019 2020 to 30.04.2021 30.04.2021 Vontobel Fund (CH) - Sustainable Swiss Equity A-class 17.11.2008 -10.69% 29.24% 1.19% 7.07% 187.69% SPI TR -8.57% 30.59% 3.82% 6.39% 204.69% Vontobel Fund (CH) - Sustainable Swiss Equity AI-class 17.11.2008 -9.95% 30.31% 1.88% 7.31% 217.54% SPI TR -8.57% 30.59% 3.82% 6.39% 204.69% Vontobel Fund (CH) - Sustainable Swiss Equity AN-class 30.10.2015 -9.95% 30.32% 1.88% 7.31% 56.12% SPI TR -8.57% 30.59% 3.82% 6.39% 55.24% Vontobel Fund (CH) - Sustainable Swiss Equity I-class 01.12.2017 -9.95% 30.32% 1.87% 7.31% 29.84% SPI TR -8.57% 30.59% 3.82% 6.39% 33.53% Vontobel Fund (CH) - Sustainable Swiss Equity R-class 17.11.2008 -9.56% 30.89% 2.54% 7.53% 254.76% SPI TR -8.57% 30.59% 3.82% 6.39% 204.69% Vontobel Fund (CH) - Sustainable Swiss Equity S-class 30.08.2018 -11.34%* 31.53% 2.76% 7.61% 28.96% SPI TR -9.02%* 30.59% 3.82% 6.39% 31.23%

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small A-class 14.12.2005 -15.61% 34.21% 6.79% 8.72% 330.17% SPI Extra -17.23% 30.42% 8.07% 9.78% 283.56%

Vontobel Fund (CH) - Swiss Franc Corporate Bond AN-class 05.12.2018 0.51%* 2.55% 0.04% -0.39% 2.71% Vontobel CHF Corporate Bond Index TR 0.55%* 2.65% 0.39% -0.43% 3.17% Vontobel Fund (CH) - Swiss Franc Corporate Bond AI-class 08.04.2009 -0.14% 2.61% 0.10% -0.36% 30.12% Vontobel CHF Corporate Bond Index TR -0.12% 2.65% 0.39% -0.43% 36.62% Vontobel Fund (CH) - Swiss Franc Corporate Bond N-class 05.12.2018 0.50%* 2.55% 0.04% -0.38% 2.71% Vontobel CHF Corporate Bond Index TR 0.55%* 2.65% 0.39% -0.43% 3.17%

Vontobel Fund (CH) - Pension Invest Yield A-class 25.11.2015 -4.59% 7.99% 1.86% 0.75% 10.14% Pension Index Yield Index - - - - - Vontobel Fund (CH) - Pension Invest Yield I-class 25.11.2015 -4.10% 8.57% 2.36% 0.91% 12.79% Pension Index Yield Index - - - - - Vontobel Fund (CH) - Pension Invest Yield NV-class 14.09.2015 -4.11% 8.53% 2.36% 0.92% 15.79% Pension Index Yield Index - - - - - Vontobel Fund (CH) - Pension Invest Yield R-class 25.11.2015 -3.87% 8.81% 2.61% 1.00% 14.61% Pension Index Yield Index - - - - - Vontobel Fund (CH) - Pension Invest Yield RV-class 25.11.2015 -3.88% 8.82% 2.62% 0.99% 14.72% Pension Index Yield Index - - - - - Vontobel Fund (CH) - Pension Invest Yield YV-class 17.11.2020 - - 0.98%* 1.00% 1.99% Pension Index Yield Index - - - - -

Vontobel Fund (CH) - Pension Invest Balanced A-class 25.11.2015 -6.25% 11.94% 1.59% 3.62% 17.86% Pension Invest Balanced Index - - - - - Vontobel Fund (CH) - Pension Invest Balanced I-class 25.11.2015 -5.74% 12.55% 2.15% 3.82% 21.41% Pension Invest Balanced Index - - - - - Vontobel Fund (CH) - Pension Invest Balanced NV-class 14.09.2015 -5.68% 12.62% 2.19% 3.82% 25.69% Pension Invest Balanced Index - - - - - Vontobel Fund (CH) - Pension Invest Balanced R-class 25.11.2015 -5.45% 12.90% 2.45% 3.91% 23.44% Pension Invest Balanced Index - - - - - Vontobel Fund (CH) - Pension Invest Balanced RV-class 25.11.2015 -5.45% 12.89% 2.46% 3.91% 23.44% Pension Invest Balanced Index - - - - - Vontobel Fund (CH) - Pension Invest Balanced YV-class 17.11.2020 - - 1.43%* 3.90% 5.39% Pension Invest Balanced Index - - - - -

Vontobel Fund (CH) - Sustainable Bond CHF Concept A-class 11.12.2013 -0.82% 2.30% -0.33% -1.10% 6.82% SBI Rating AAA-BBB 0.07% 3.05% 0.90% -1.36% 12.67% Vontobel Fund (CH) - Sustainable Bond CHF Concept AN-class 04.12.2017 -0.37% 2.81% 0.17% -0.95% 1.56% SBI Rating AAA-BBB 0.07% 3.05% 0.90% -1.36% 2.62% Vontobel Fund (CH) - Sustainable Bond CHF Concept AI-class 31.10.2014 -0.33% 2.81% 0.18% -0.94% 5.80% SBI Rating AAA-BBB 0.07% 3.05% 0.90% -1.36% 7.81% Vontobel Fund (CH) - Sustainable Bond CHF Concept R-class 12.01.2018 0.16%* 2.67% 0.10% -0.98% 1.92% SBI Rating AAA-BBB 0.75%* 3.05% 0.90% -1.36% 3.34% Vontobel Fund (CH) - Sustainable Bond CHF Concept S-class 11.12.2013 -0.23% 2.93% 0.27% -0.91% 11.26% SBI Rating AAA-BBB 0.07% 3.05% 0.90% -1.36% 12.67%

* Performance since the launch of the share class.

13 Performance 01.01.2021 Since launch to Launch Date 2018 2019 2020 to 30.04.2021 30.04.2021 Vontobel Fund (CH) - Sustainable Balanced Allocation CHF 11.12.2013 -4.05% 11.18% 2.06% 3.62% 36.47% A-class 55 % SBI AAA -BBB, 5 % Citigroup World Government Index ex CHF Total Return, -3.23% 12.88% 2.90% 2.77% 44.75% 20% SPI, 20% MSCI World ex Switzerland Vontobel Fund (CH) - Sustainable Balanced Allocation CHF 07.11.2014 -3.72% 11.58% 2.42% 3.02% 26.86% AI-class 55 % SBI AAA -BBB, 5 % Citigroup World Government Index ex CHF Total Return, -3.23% 12.88% 2.90% 2.77% 32.17% 20% SPI, 20% MSCI World ex Switzerland Vontobel Fund (CH) - Sustainable Balanced Allocation CHF 04.12.2017 -3.65% 11.59% 2.42% 2.70% 13.26% AN-class 55 % SBI AAA -BBB, 5 % Citigroup World Government Index ex CHF Total Return, -3.23% 12.88% 2.90% 2.77% 15.75% 20% SPI, 20% MSCI World ex Switzerland Vontobel Fund (CH) - Sustainable Balanced Allocation CHF 12.01.2018 -4.25%* 12.26% 3.04% -0.50% 10.20% R-class 55 % SBI AAA -BBB, 5 % Citigroup World Government Index ex CHF Total Return, -3.93%* 12.88% 2.90% 2.77% 14.67% 20% SPI, 20% MSCI World ex Switzerland Vontobel Fund (CH) - Sustainable Balanced Allocation CHF 11.12.2013 -2.99% 12.42% 3.20% 2.82% 45.28% S-class 55 % SBI AAA -BBB, 5 % Citigroup World Government Index ex CHF Total Return, -3.23% 12.88% 2.90% 2.77% 44.75% 20% SPI, 20% MSCI World ex Switzerland

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland 25.11.2020 - - 1.49%* 13.50% 15.19% Concept I-class MSCI World ex Switzerland Net Return Index - - 1.01%* 13.54% 14.69% Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland 12.01.2018 -14.86%* 26.99% 11.31% 13.74% 36.88% Concept R-class MSCI World ex Switzerland Net Return Index -10.89%* 25.27% 5.92% 13.54% 34.25% Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland 14.07.2014 -10.92% 27.18% 11.44% 13.76% 86.87% Concept S-class MSCI World ex Switzerland Net Return Index -7.64% 25.27% 5.92% 13.54% 96.69%

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor A-class 26.01.2016 -11.36% 33.40% 2.46% 6.65% 81.04% 1741 Switzerland Cap Weighted Index -8.57% 30.59% 3.82% 6.39% 65.28% Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor AI-class 20.02.2017 -10.92% 34.08% 2.97% 6.82% 57.05% 1741 Switzerland Cap Weighted Index -8.57% 30.59% 3.82% 6.39% 52.03% Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor AN-class 04.12.2017 -10.99% 34.07% 2.97% 6.83% 32.21% 1741 Switzerland Cap Weighted Index -8.57% 30.59% 3.82% 6.39% 32.70% Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor R-class 12.01.2018 -13.41%* 34.28% 3.12% 6.88% 28.15% 1741 Switzerland Cap Weighted Index -10.24%* 30.59% 3.82% 6.39% 29.47% Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor S-class 26.01.2016 -10.47% 34.76% 3.49% 6.99% 92.10% 1741 Switzerland Cap Weighted Index -8.57% 30.59% 3.82% 6.39% 65.28%

Vontobel Fund (CH) - Vescore Global Equity Multi Factor A-class 16.12.2015 -13.25% 20.72% -4.64% 11.19% 39.19% Vontobel Fund (CH) - Vescore Global Equity Multi Factor AN-class 04.12.2017 -12.65% 21.52% -4.16% 11.38% 14.22% Vontobel Fund (CH) - Vescore Global Equity Multi Factor S-class 12.06.2019 - 6.87%** -3.68% 11.56% 14.84%

* Performance since the launch of the share class. ** Performance until June 18, 2020.

14 Vontobel Fund (CH) - Sustainable Swiss Equity

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 16 Statement of Assets

Statement of income 18 Utilisation of net income

Stock of Funds Assets 20

Vontobel Fund (CH) - Sustainable Swiss Equity

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in A-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 351'611.523 367'072.700 Number of units issued 52'816.490 85'872.268 Number of units redeemed 37'355.313 162'426.365 Units outstanding at the end of the period 367'072.700 290'518.603 Net asset value per unit in CHF 234.91 251.69

Change in AI-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 151'585.352 156'194.558 Number of units issued 122'950.919 260'559.165 Number of units redeemed 118'341.713 234'811.307 Units outstanding at the end of the period 156'194.558 181'942.416 Net asset value per unit in CHF 251.49 270.32

Change in AN-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 25'114.178 38'460.221 Number of units issued 16'400.048 169'660.214 Number of units redeemed 3'054.005 20'012.697 Units outstanding at the end of the period 38'460.221 188'107.738 Net asset value per unit in CHF 129.31 138.83

Change in I-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 926'431.658 1'241'916.047 Number of units issued 524'132.069 810'908.178 Number of units redeemed 208'647.680 227'007.549 Units outstanding at the end of the period 1'241'916.047 1'825'816.676 Net asset value per unit in CHF 109.79 118.95

Change in R-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 3'819.621 3'595.464 Number of units issued 790.000 261.248 Number of units redeemed 1'014.157 861.058 Units outstanding at the end of the period 3'595.464 2'995.654 Net asset value per unit in CHF 262.74 282.65

Change in S-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 471'937.000 510'242.000 Number of units issued 91'115.000 59'310.000 Number of units redeemed 52'810.000 68'770.000 Units outstanding at the end of the period 510'242.000 500'782.000 Net asset value per unit in CHF 139.88 150.34

Vontobel Fund (CH) - Sustainable Swiss Equity

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 6'618'549.37 2'518'042.97 – on time -- Securities – Equities 331'141'808.54 434'054'440.00 Derivative financial instruments -- Other assets 4'722'749.78 7'343'467.58 Total fund assets 342'483'107.69 443'915'950.55 ./. Loans taken out -- ./. Other liabilities -3'331'155.21 -2'179'381.33 Total net asset value 339'151'952.48 441'736'569.22 Statement of changes in net assets Net asset value at beginning of reporting period 271'137'341.56 339'151'952.48 Distributions -474'937.08 -2'882'919.72 Withholding tax on accumulation -398'019.93 -651'766.16 Balance of units issued/units redeemed 47'021'406.08 75'198'671.54 Total net income 21'866'161.85 30'920'631.08 Net asset value at end of reporting period 339'151'952.48 441'736'569.22

Vontobel Fund (CH) - Sustainable Swiss Equity

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks - 0.01 Negative interest -21'370.91 -16'174.91 Income on securities – Equities 7'271'504.29 8'949'017.48 Other income 3'093.50 - Accrued income paid in on units subscribed 1'880'707.05 2'789'057.46 Total income 9'133'933.93 11'721'900.04 Expense Interest paid - 41.23 Auditing expense 17'705.49 19'932.25 Fees as per regulations paid to the fund management company for: – asset management and distribution 2'419'646.58 2'477'657.92 – service fee 1'115'483.21 1'161'368.35 Other expenses 39'138.84 50'192.20 Partial carryover of expenditure on realised capital profits and losses -362'909.35 -138'072.39 Accrued income paid out on units redeemed 1'085'916.18 1'390'057.80 Total expenses 4'314'980.95 4'961'177.36 Net income/loss (-) 4'818'952.98 6'760'722.68 Realised capital gain and loss 6'582'416.68 1'095'834.65 Payments from the capital contributions principle 1'396'174.30 1'296'755.92 Partial carryover of expenditure on realised capital profits and losses -362'909.35 -138'072.39 Realised income 12'434'634.61 9'015'240.86 Non-realised capital gain and loss 9'431'527.24 21'905'390.22 Total net income 21'866'161.85 30'920'631.08

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 A-class Net income for financial year 789'823.94 747'408.32 Profit carried forward from previous year 63'029.41 45'293.41 Profit available for distribution 852'853.35 792'701.73 Profit intended for distribution to investors -807'559.94 -755'348.37 Profit carried forward 45'293.41 37'353.36 AI-class Net income for financial year 526'502.95 726'149.36 Profit carried forward from previous year 1'456.27 28'136.63 Profit available for distribution 527'959.22 754'285.99 Profit intended for distribution to investors -499'822.59 -727'769.66 Profit carried forward 28'136.63 26'516.33 AN-class Net income for financial year 69'295.74 402'118.17 Profit carried forward from previous year 4'646.96 4'714.30 Profit available for distribution 73'942.70 406'832.47 Profit intended for distribution to investors -69'228.40 -376'215.48 Profit carried forward 4'714.30 30'616.99 I-class Net income for financial year 1'812'494.17 3'150'105.98 Profit available for accumulation 1'812'494.17 3'150'105.98 Income retained for reinvestment -1'812'494.17 -3'150'105.98

Vontobel Fund (CH) - Sustainable Swiss Equity

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 R-class Net income for financial year 17'432.36 17'481.11 Profit carried forward from previous year 107.08 281.21 Profit available for distribution 17'539.44 17'762.32 Profit intended for distribution to investors -17'258.23 -17'374.79 Profit carried forward 281.21 387.53 S-class Net income for financial year 1'603'403.82 1'717'459.74 Profit carried forward from previous year 28'264.23 100'942.05 Profit available for distribution 1'631'668.05 1'818'401.79 Profit intended for distribution to investors -1'530'726.00 -1'802'815.20 Profit carried forward 100'942.05 15'586.59

Vontobel Fund (CH) - Sustainable Swiss Equity

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities

Securities listed on an official exchange

Austria

AMS CHF 70'000 335'000 95'000 310'000 6'627'800.00 1.49

Total - Austria 6'627'800.00 1.49

Switzerland

ABB N CHF 290'000 395'000 155'000 530'000 13'843'600.00 3.12 Adecco Group N CHF 30'000 205'000 130'000 105'000 5'993'400.00 1.35 Alcon N CHF 180'000 90'000 130'000 140'000 8'755'600.00 1.97 Arbonia N CHF 132'649 - 132'649 - - 0.00 Bachem Holdings N CHF - 13'000 - 13'000 4'472'000.00 1.01 Baloise Holding N CHF 23'000 12'000 35'000 - - 0.00 Barry Callebaut N CHF 2'250 - 2'250 - - 0.00 Belimo Holding N CHF 589 200 64 725 4'806'750.00 1.08 Burckhardt Compression Holding N CHF 13'000 - 13'000 - - 0.00 Cembra Money Bank N CHF 55'000 - 55'000 - - 0.00 Chocoladefabriken Lindt & Spruengli PS CHF 700 857 407 1'150 8'768'750.00 1.98 Clariant N CHF - 280'000 280'000 - - 0.00 Compagnie Financiere Richemont N CHF 80'000 190'000 82'500 187'500 16'421'250.00 3.70 Daetwyler Holding I CHF - 18'000 - 18'000 4'950'000.00 1.12 Emmi N CHF 5'000 2'500 2'500 5'000 4'500'000.00 1.01 EMS-Chemie Holding N CHF - 6'900 - 6'900 5'554'500.00 1.25 Galenica N CHF 88'000 55'000 73'000 70'000 4'091'500.00 0.92 Geberit N CHF - 24'300 4'800 19'500 10'455'900.00 2.36 Georg Fischer N CHF - 4'900 - 4'900 5'728'100.00 1.29 Givaudan N CHF 1'800 1'750 2'550 1'000 3'427'000.00 0.77 Idorsia Anrechte (Verfall: 20.10.2020) CHF - 115'000 115'000 - - 0.00 Idorsia N CHF - 185'000 10'000 175'000 4'354'000.00 0.98 Julius Bäer Group N CHF 130'000 247'000 242'000 135'000 7'533'000.00 1.70 Komax Holding N CHF - 10'500 - 10'500 2'471'700.00 0.56 Kühne + Nagel N CHF - 50'000 13'000 37'000 7'980'900.00 1.80 LafargeHolcim N CHF 200'000 135'000 70'000 265'000 13'292'400.00 2.99 Logitech International N CHF - 110'000 12'000 98'000 9'507'960.00 2.14 Lonza Group N CHF 13'500 15'500 11'800 17'200 9'869'360.00 2.22 Metall Zug N CHF 900 - 900 - - 0.00 Nestlé N CHF 610'000 175'000 225'000 560'000 53'200'000.00 11.98 Novartis N CHF 480'000 157'000 125'000 512'000 40'033'280.00 9.02 OC Oerlikon N CHF - 100'000 - 100'000 982'000.00 0.22 Orior N CHF 42'206 38'676 52'652 28'230 2'117'250.00 0.48 Partners Group Holding N CHF 8'500 5'900 6'000 8'400 9'160'200.00 2.06 PSP Swiss Property N CHF 35'500 10'500 46'000 - - 0.00 Roche Holding PS CHF 155'000 50'000 57'200 147'800 44'037'010.00 9.92 Schindler Holding PS N CHF 15'000 11'000 5'500 20'500 5'088'100.00 1.15 SGS N CHF 600 3'050 750 2'900 7'525'500.00 1.70 SIG Combibloc Group N CHF 300'000 165'000 275'000 190'000 3'826'600.00 0.86

Vontobel Fund (CH) - Sustainable Swiss Equity

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Switzerland (Continued)

Sika N CHF 50'000 36'500 21'500 65'000 15'613'000.00 3.52 Software ONE Holding N CHF - 150'000 - 150'000 3'900'000.00 0.88 Sonova Holding N CHF - 44'500 8'500 36'000 8'380'800.00 1.89 Stadler Rail N CHF - 105'000 - 105'000 4'767'000.00 1.07 Straumann Holding N CHF 4'600 7'678 10'778 1'500 1'648'500.00 0.37 Sulzer N CHF 32'500 - 32'500 - - 0.00 Sunrise Communications Group N CHF 30'000 15'000 45'000 - - 0.00 Swiss Life Holding N CHF 13'500 18'500 4'800 27'200 12'302'560.00 2.77 Swiss Reinsurance Company N CHF 78'000 152'000 91'000 139'000 11'876'160.00 2.68 Swisscom N CHF 12'000 4'000 16'000 - - 0.00 Temenos N CHF 10'000 43'000 43'000 10'000 1'227'500.00 0.28 The Swatch Group I CHF - 41'500 14'000 27'500 7'458'000.00 1.68 UBS Group N CHF 1'100'000 1'095'000 845'000 1'350'000 19'035'000.00 4.29 VAT Group N CHF 25'000 20'986 21'786 24'200 6'117'760.00 1.38 Vifor Pharma N CHF - 40'500 40'500 - - 0.00 VZ Holding N CHF - 33'000 - 33'000 2'508'000.00 0.56 Zürich Insurance Group N CHF 43'500 - 17'000 26'500 9'844'750.00 2.22

Total - Switzerland 427'426'640.00 96.29

Total - Equities listed on an official exchange 434'054'440.00 97.78

Total - Equities 434'054'440.00 97.78

Total - Securities listed on an official exchange 434'054'440.00 97.78

Total - Securities 434'054'440.00 97.78

Cash at banks at sight 2'518'042.97 0.57 Cash at banks on time 0.00 0.00 Other assets 7'343'467.58 1.65

Total fund assets 443'915'950.55 100.00 Loans taken out 0.00 0.00 Other liabilities -2'179'381.33 -0.49

Total net asset value 441'736'569.22 99.51

Vontobel Fund (CH) - Sustainable Swiss Equity

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Instruments financiers dérivés

Stock Purchase Sale Stock 01.03.2020 28.02.2021

Derivative financial instruments

Derivatives used in the reporting period

Warrants

Compagnie Financiere Richemont - Call 22.11.2023 - 330'000 330'000 -

Vontobel Fund (CH) - Sustainable Swiss Equity

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 434'054'440.00 97.78 open to the public.

b) investments that are not priced according to (a) and whose value is based on

market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Further information

No securities were lent during the reporting period. As at the balance sheet date, no loans had been drawn upon. As at the balance sheet date, there were no off-balance-sheet transactions. As at the balance sheet date, there were no open positions in derivative transactions. The Commitment I Approach is used to measure the risk of derivatives.

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 25 Statement of Assets

Statement of income 26 Utilisation of net income

Stock of Funds Assets 27

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in A-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 1'449'173.084 1'619'213.915 Number of units issued 250'818.857 752'966.690 Number of units redeemed 80'778.026 84'827.070 Units outstanding at the end of the period 1'619'213.915 2'287'353.535 Net asset value per unit in CHF 418.36 479.81

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 15'797'144.26 18'102'727.65 – on time -- Securities – Equities 651'965'197.45 1'078'722'623.40 Derivative financial instruments -- Other assets 16'481'391.32 10'687'029.17 Total fund assets 684'243'733.03 1'107'512'380.22 ./. Loans taken out -9.61 -10.07 ./. Other liabilities -6'830'834.72 -10'016'908.20 Total net asset value 677'412'888.70 1'097'495'461.95 Statement of changes in net assets Net asset value at beginning of reporting period 551'583'934.57 677'412'888.70 Distributions -4'144'049.81 -6'150'535.80 Balance of units issued/units redeemed 72'104'936.09 279'512'363.87 Total net income 57'868'067.85 146'720'745.18 Net asset value at end of reporting period 677'412'888.70 1'097'495'461.95

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks -- Negative interest -153'083.23 -181'551.94 Income on securities – Equities 9'966'035.44 14'502'144.61 Other income 7.00 12'305.66 Accrued income paid in on units subscribed 880'761.73 2'678'906.84 Total income 10'693'720.94 17'011'805.17 Expense Auditing expense 14'354.67 14'353.46 Fees as per regulations paid to the fund management company for: – asset management and distribution 4'408'390.32 6'089'958.07 – service fee 629'770.09 869'994.03 Other expenses 4'017.44 4'637.73 Accrued income paid out on units redeemed 321'687.50 374'421.75 Total expenses 5'378'220.02 7'353'365.04 Net income/loss (-) 5'315'500.92 9'658'440.13 Realised capital gain and loss 26'134'198.77 41'933'641.32 Payments from the capital contributions principle 3'522'598.40 5'016'080.00 Realised income 34'972'298.09 56'608'161.45 Non-realised capital gain and loss 22'895'769.76 90'112'583.73 Total net income 57'868'067.85 146'720'745.18

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 A-class Net income for financial year 5'315'500.92 9'658'440.13 Profit carried forward from previous year 79'121.52 213'137.91 Profit available for distribution 5'394'622.44 9'871'578.04 Profit intended for distribution to investors -5'181'484.53 -9'606'884.85 Profit carried forward 213'137.91 264'693.19

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities

Securities listed on an official exchange

Austria

AMS CHF 255'000 1'950'000 255'000 1'950'000 41'691'000.00 3.76

Total - Austria 41'691'000.00 3.76

Switzerland

Adecco Group N CHF - 790'000 50'000 740'000 42'239'200.00 3.81 Allreal Holding N CHF 42'000 11'000 7'000 46'000 8'473'200.00 0.77 AMS Anrechte (Verfall: 30.03.2020) CHF - 255'000 255'000 - - 0.00 APG SGA N CHF 21'000 - 21'000 - - 0.00 Bachem Holdings N CHF - 23'000 - 23'000 7'912'000.00 0.71 Baloise Holding N CHF 120'000 52'000 - 172'000 27'330'800.00 2.47 Banque Cantonale Vaudoise N CHF 23'000 2'000 25'000 - - 0.00 Banque Cantonale Vaudoise N CHF - 235'000 65'000 170'000 16'218'000.00 1.46 Barry Callebaut N CHF 14'500 - 2'500 12'000 23'616'000.00 2.13 BB Biotech N CHF - 100'000 - 100'000 8'440'000.00 0.76 Belimo Holding N CHF 2'350 2'150 - 4'500 29'835'000.00 2.69 Bucher Industries N CHF 15'000 36'000 - 51'000 22'389'000.00 2.02 Burckhardt Compression Holding N CHF 47'000 - 6'045 40'955 13'638'015.00 1.23 Calida Holding N CHF 150'000 - 20'000 130'000 4'446'000.00 0.40 Cembra Money Bank N CHF 165'000 160'000 105'000 220'000 20'845'000.00 1.88 Chocoladefabriken Lindt & Spruengli N CHF 1 - - 1 80'500.00 0.01 Chocoladefabriken Lindt & Spruengli PS CHF 7'300 2'950 750 9'500 72'437'500.00 6.54 Clariant N CHF - 1'650'000 450'000 1'200'000 22'812'000.00 2.06 Daetwyler Holding I CHF - 90'000 - 90'000 24'750'000.00 2.23 DKSH Holding N CHF 130'000 90'000 80'000 140'000 9'513'000.00 0.86 Emmi N CHF 21'000 2'000 10'000 13'000 11'700'000.00 1.06 Forbo Holding N CHF 5'000 8'000 2'000 11'000 17'270'000.00 1.56 Galenica N CHF 414'351 134'174 98'525 450'000 26'302'500.00 2.37 Georg Fischer N CHF 13'000 18'000 2'000 29'000 33'901'000.00 3.06 Helvetia Holding N CHF 156'000 94'000 35'000 215'000 21'435'500.00 1.94 Idorsia Anrechte (Verfall: 20.10.2020) CHF - 335'000 335'000 - - 0.00 Idorsia N CHF - 470'000 - 470'000 11'693'600.00 1.06 Julius Bäer Group N CHF 625'000 215'000 25'000 815'000 45'477'000.00 4.11 Komax Holding N CHF - 51'518 - 51'518 12'127'337.20 1.10 Kühne + Nagel N CHF 150'000 152'000 12'000 290'000 62'553'000.00 5.65 Logitech International N CHF 500'000 415'000 115'000 800'000 77'616'000.00 7.01 Partners Group Holding N CHF 67'000 17'000 84'000 - - 0.00 PSP Swiss Property N CHF 125'000 185'000 110'000 200'000 21'680'000.00 1.96 Schindler Holding PS N CHF 165'000 85'000 20'000 230'000 57'086'000.00 5.15 SIG Combibloc Group N CHF 1'550'000 1'217'136 867'136 1'900'000 38'266'000.00 3.46 Software ONE Holding N CHF - 440'000 - 440'000 11'440'000.00 1.03 Sonova Holding N CHF 144'000 151'000 10'000 285'000 66'348'000.00 5.99 St. Galler Kantonalbank N CHF 8'000 1'163 - 9'163 3'880'530.50 0.35 Stadler Rail N CHF 100'000 120'000 - 220'000 9'988'000.00 0.90

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Switzerland (Continued)

Straumann Holding N CHF 31'000 30'351 21'351 40'000 43'960'000.00 3.97 Sulzer N CHF 75'000 44'644 75'000 44'644 4'544'759.20 0.41 Sunrise Communications Group N CHF 180'000 140'000 320'000 - - 0.00 Swiss Prime Site N CHF 260'000 40'000 140'000 160'000 13'616'000.00 1.23 Temenos N CHF 183'000 107'000 80'000 210'000 25'777'500.00 2.33 VAT Group N CHF 66'000 31'000 - 97'000 24'521'600.00 2.21 Vifor Pharma N CHF 112'000 198'000 70'000 240'000 27'144'000.00 2.45 VZ Holding N CHF - 80'000 - 80'000 6'080'000.00 0.55 V-Zug Holding N CHF - 86'419 - 86'419 7'648'081.50 0.69

Total - Switzerland 1'037'031'623.40 93.64

Total - Equities listed on an official exchange 1'078'722'623.40 97.40

Total - Equities 1'078'722'623.40 97.40

Total - Securities listed on an official exchange 1'078'722'623.40 97.40

Total - Securities 1'078'722'623.40 97.40

Cash at banks at sight 18'102'727.65 1.63 Cash at banks on time 0.00 0.00 Other assets 10'687'029.17 0.96

Total fund assets 1'107'512'380.22 100.00 Loans taken out -10.07 0.00 Other liabilities -10'016'908.20 -0.90

Total net asset value 1'097'495'461.95 99.10

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 1'078'722'623.40 97.40 open to the public.

b) investments that are not priced according to (a) and whose value is based on

market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Further information

No securities were lent during the reporting period. As at the balance sheet date, loans had been drawn upon. As at the balance sheet date, there were no off-balance-sheet transactions. As at the balance sheet date, there were no open positions in derivative transactions. The Commitment I Approach is used to measure the risk of derivatives.

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 31 Statement of Assets

Statement of income 32 Utilisation of net income

Stock of Funds Assets 33

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in AI-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 5'165'924.889 5'076'181.137 Number of units issued 381'891.008 5'167'984.130 Number of units redeemed 471'634.760 5'305'024.830 Units outstanding at the end of the period 5'076'181.137 4'939'140.437 Net asset value per unit in CHF 112.70 109.37

Change in AN-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 102'511.504 74'152.732 Number of units issued 42'499.025 31'074.468 Number of units redeemed 70'857.797 11'276.813 Units outstanding at the end of the period 74'152.732 93'950.387 Net asset value per unit in CHF 104.79 101.44

Change in N-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 666'304.023 630'683.192 Number of units issued 74'246.056 39'683.436 Number of units redeemed 109'866.887 87'535.309 Units outstanding at the end of the period 630'683.192 582'831.319 Net asset value per unit in CHF 104.73 101.99

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 5'212'793.90 8'259'395.96 – on time -- Securities – Bonds 642'404'662.50 604'224'444.74 Derivative financial instruments -- Other assets 10'944'224.57 3'881'210.71 Total fund assets 658'561'680.97 616'365'051.41 ./. Loans taken out -- ./. Other liabilities -12'666'257.82 -7'174'171.06 Total net asset value 645'895'423.15 609'190'880.35 Statement of changes in net assets Net asset value at beginning of reporting period 644'177'205.28 645'895'423.15 Distributions -5'165'889.55 -3'312'007.27 Withholding tax on accumulation -31'578.27 -121'513.44 Balance of units issued/units redeemed -16'571'030.12 -18'179'689.90 Total net income 23'486'715.81 -15'091'332.19 Net asset value at end of reporting period 645'895'423.15 609'190'880.35

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks -- Negative interest -76'910.79 -89'251.82 Income on securities – Bonds 5'561'231.98 4'634'551.71 Other income 4'100.00 - Accrued income paid in on units subscribed 292'474.33 81'073.94 Total income 5'780'895.52 4'626'373.83 Expense Auditing expense 17'705.49 17'704.53 Fees as per regulations paid to the fund management company for: – asset management and distribution 1'437'206.26 1'343'442.27 – service fee 47'141.48 41'351.02 Other expenses 1'774.71 1'634.43 Accrued income paid out on units redeemed 372'075.79 112'628.13 Total expenses 1'875'903.73 1'516'760.38 Net income/loss (-) 3'904'991.79 3'109'613.45 Realised capital gain and loss 5'420'215.26 492'923.53 Realised income 9'325'207.05 3'602'536.98 Non-realised capital gain and loss 14'161'508.76 -18'693'869.17 Total net income 23'486'715.81 -15'091'332.19

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 AI-class Net income for financial year 3'504'899.09 2'793'996.63 Profit carried forward from previous year 4'250'974.61 560'769.47 Zwischenausschüttung -5'164'631.78 -1'246'377.54 Profit available for distribution 2'591'241.92 2'108'388.56 Profit intended for distribution to investors -2'030'472.45 -1'234'785.11 Profit carried forward 560'769.47 873'603.45 AN-class Net income for financial year 38'280.00 43'702.65 Profit carried forward from previous year 14'378.67 8'167.03 Zwischenausschüttung - -16'602.41 Profit available for distribution 52'658.67 35'267.27 Profit intended for distribution to investors -44'491.64 -23'487.60 Profit carried forward 8'167.03 11'779.67 N-class Net income for financial year 361'812.70 271'914.17 Profit available for accumulation 361'812.70 271'914.17 Income retained for reinvestment -361'812.70 -271'914.17

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds

Securities listed on an official exchange

Swiss franc

0.625% Aargauische Kantonalbank 15 CHF 13.04.28 2'500'000 - - 2'500'000 2'612'500.00 0.42 0.875% Aargauische Kantonalbank 15 CHF 23.01.30 1'300'000 - - 1'300'000 1'390'350.00 0.23 0.060% Aargauische Kantonalbank 16 CHF 01.07.25 3'000'000 - 1'000'000 2'000'000 2'026'000.00 0.33 0.250% Aargauische Kantonalbank 17 CHF 07.09.26 2'000'000 - - 2'000'000 2'040'000.00 0.33 0.300% ABN Amro Bank NV 16 EMTN CHF 18.12.24 500'000 - - 500'000 509'500.00 0.08 2.250% Alpiq Holding AG 11 CHF 20.09.21 2'750'000 - - 2'750'000 2'786'575.00 0.45 2.125% Alpiq Holding AG 15 CHF 30.06.23 2'500'000 - - 2'500'000 2'612'500.00 0.42 0.732% Aroundtown SA 18 CHF 30.01.25 2'515'000 - 1'960'000 555'000 566'932.50 0.09 1.720% Aroundtown SA 19 EMTN CHF 05.03.26 3'000'000 - 2'170'000 830'000 890'175.00 0.14 0.200% ASB Finance Ltd 17 EMTN CHF 02.08.24 1'800'000 - - 1'800'000 1'824'300.00 0.30 0.450% ASB Finance Ltd 19 EMTN CHF 30.01.25 3'000'000 - - 3'000'000 3'067'500.00 0.50 1.375% AT&T Inc 14 CHF 04.12.24 5'000'000 - 750'000 4'250'000 4'468'875.00 0.73 1.875% AT&T Inc 14 CHF 04.12.30 1'110'000 - - 1'110'000 1'237'095.00 0.20 0.850% Athene Global Funding 20 CHF 14.10.25 - 1'500'000 - 1'500'000 1'530'000.00 0.25 0.500% Athene Global Funding 21 CHF 15.01.27 - 3'500'000 - 3'500'000 3'480'750.00 0.56 0.350% Australia and New Zealand Banking Group Ltd 18 EMTN CHF 22.10.24 2'000'000 - - 2'000'000 2'040'000.00 0.33 1.750% Axpo Holding AG 16 CHF 29.05.24 35'000 25'000 - 60'000 63'360.00 0.01 0.500% Baloise Holding AG 19 CHF 28.11.25 1'500'000 - - 1'500'000 1'539'000.00 0.25 0.000% Baloise Holding AG 21 CHF 25.09.26 - 1'000'000 - 1'000'000 999'000.00 0.16 0.150% Baloise Holding AG 21 CHF 17.02.31 - 2'000'000 - 2'000'000 1'964'000.00 0.32 0.568% Banco De Chile SA 18 CHF 21.11.23 3'000'000 - - 3'000'000 3'040'500.00 0.49 0.400% Banco de Credito e Inversiones 19 CHF 22.11.24 2'000'000 455'000 - 2'455'000 2'485'687.50 0.40 0.250% Banco de Credito e Inversiones 19 CHF 24.09.29 2'000'000 - - 2'000'000 1'960'000.00 0.32 0.250% Banco de Credito e Inversiones 19 CHF 29.10.25 1'500'000 - - 1'500'000 1'504'500.00 0.24 0.693% Banco Estado SA 18 EMTN CHF 04.12.24 2'500'000 - - 2'500'000 2'556'250.00 0.41 0.450% Banco Mercantil del Norte SA 19 CHF 18.12.23 1'500'000 - 5'000 1'495'000 1'486'777.50 0.24 1.550% Banco Mercantil del Norte SA 19 CHF 11.10.22 3'000'000 - 2'000'000 1'000'000 1'017'000.00 0.16 0.384% Banco Santander Chile SA 19 CHF 27.09.24 2'000'000 1'000'000 2'000'000 1'000'000 1'008'500.00 0.16 0.750% Banco Santander SA 17 EMTN CHF 12.06.23 4'400'000 - 4'400'000 - - 0.00 1.125% Banco Santander SA 17 EMTN CHF 20.07.27 2'000'000 - 2'000'000 - - 0.00 1.000% Banco Santander SA 18 EMTN CHF 10.12.24 2'000'000 - 2'000'000 - - 0.00 0.200% Banco Santander SA 19 CHF 19.11.27 2'000'000 - - 2'000'000 1'985'000.00 0.32 0.253% Bank of America Corp 19 CHF 12.06.26 5'500'000 - 1'500'000 4'000'000 4'040'000.00 0.66 0.300% Banque Cantonale de Fribourg 17 CHF 17.02.27 2'000'000 - - 2'000'000 2'040'000.00 0.33 0.350% Banque Cantonale Neuchateloise 18 CHF 14.09.26 3'000'000 - - 3'000'000 3'075'000.00 0.50 0.375% Banque Cler AG 19 CHF 26.04.27 2'350'000 - - 2'350'000 2'384'075.00 0.39 1.625% Banque Fédérative du Crédit Mutuel SA 13 EMTN CHF 11.04.23 910'000 - - 910'000 945'945.00 0.15 2.000% Banque Fédérative du Crédit Mutuel SA 14 EMTN CHF 22.05.24 5'235'000 - - 5'235'000 5'609'302.50 0.91 0.550% Banque Fédérative du Crédit Mutuel SA 15 EMTN CHF 08.12.23 3'000'000 - - 3'000'000 3'064'500.00 0.50 1.125% Barclays Bank Plc 18 CHF 12.07.23 3'000'000 - 3'000'000 - - 0.00 0.250% Basellandschaftliche Kantonalbank 18 CHF 04.08.27 - 2'000'000 - 2'000'000 2'034'000.00 0.33 0.375% Basellandschaftliche Kantonalbank 19 CHF 13.05.30 1'100'000 - - 1'100'000 1'123'650.00 0.18 0.050% Basellandschaftliche Kantonalbank 20 CHF 28.01.31 2'750'000 2'000'000 1'000'000 3'750'000 3'703'125.00 0.60

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.250% Basellandschaftliche Kantonalbank 20 CHF 04.08.27 - 2'000'000 2'000'000 - - 0.00 0.300% Basler Kantonalbank 17 CHF 22.06.27 1'450'000 - - 1'450'000 1'482'625.00 0.24 0.000% Basler Kantonalbank 19 CHF 23.08.34 3'750'000 - - 3'750'000 3'600'000.00 0.58 0.150% Basler Kantonalbank 19 CHF 02.04.27 1'500'000 - - 1'500'000 1'519'500.00 0.25 0.625% BAT International Finance Plc 14 EMTN CHF 08.09.21 1'600'000 1'000'000 2'600'000 - - 0.00 1.375% BAT International Finance Plc 14 EMTN CHF 08.09.26 4'500'000 - - 4'500'000 4'740'750.00 0.77 0.750% Bell AG 18 CHF 01.02.28 3'000'000 - - 3'000'000 3'099'000.00 0.50 0.400% Berner Kantonalbank AG 18 CHF 03.05.27 2'000'000 - - 2'000'000 2'055'000.00 0.33 0.300% Berner Kantonalbank AG 20 CHF 29.05.30 - 3'000'000 - 3'000'000 3'007'500.00 0.49 3.000% BKW AG 07 CHF 27.04.22 2'000'000 - - 2'000'000 2'079'400.00 0.34 0.950% BLS AG 18 CHF 12.12.39 1'400'000 - - 1'400'000 1'572'900.00 0.26 1.875% BNP Paribas SA 12 EMTN CHF 12.09.22 2'500'000 - 1'000'000 1'500'000 1'552'500.00 0.25 1.750% BNP Paribas SA 15 EMTN CHF 05.06.25 1'250'000 - 1'250'000 - - 0.00 1.000% BNP Paribas SA 18 EMTN CHF 06.06.25 1'250'000 - 1'250'000 - - 0.00 0.300% BNP Paribas SA 19 CHF 15.10.27 3'000'000 - 2'600'000 400'000 397'200.00 0.06 0.500% BPCE SA 19 EMTN CHF 08.11.23 2'500'000 - - 2'500'000 2'552'500.00 0.41 0.625% Bucher Industries AG 14 CHF 02.10.20 80'000 - 80'000 - - 0.00 0.150% Canadian Imperial Bank of Commerce 18 EMTN CHF 31.07.23 1'500'000 - 1'500'000 - - 0.00 0.050% Canadian Imperial Bank of Commerce 19 CHF 15.10.26 1'500'000 - - 1'500'000 1'499'250.00 0.24 0.700% Canton of Baden AG Switzerland 18 CHF 23.05.28 2'440'000 - - 2'440'000 2'522'960.00 0.41 0.500% Canton of Basel Switzerland 15 CHF 23.02.35 4'950'000 - 1'450'000 3'500'000 3'662'750.00 0.59 0.050% Canton of Berne Switzerland 16 CHF 18.11.31 3'000'000 - - 3'000'000 2'992'500.00 0.49 0.050% Canton of Geneva 20 CHF 15.11.29 - 3'000'000 - 3'000'000 3'025'500.00 0.49 0.030% Canton of Geneva 20 CHF 28.06.30 - 1'800'000 - 1'800'000 1'800'000.00 0.29 1.500% Canton of Geneva Switzerland 12 CHF 28.05.27 100'000 - - 100'000 110'550.00 0.02 2.000% Canton of Geneva Switzerland 13 CHF 20.03.26 1'000'000 - - 1'000'000 1'116'500.00 0.18 0.250% Canton of Geneva Switzerland 17 CHF 29.11.27 1'000'000 - - 1'000'000 1'028'500.00 0.17 0.625% Canton of Lucerne Switzerland 18 CHF 25.09.28 2'500'000 25'000 - 2'525'000 2'626'000.00 0.43 0.750% Canton of Neuchatel 18 CHF 28.11.33 2'500'000 - - 2'500'000 2'641'250.00 0.43 0.100% Canton of Zürich 20 CHF 23.06.45 - 2'000'000 2'000'000 - - 0.00 0.297% Caribbean Development Bank 16 CHF 07.07.28 1'075'000 - - 1'075'000 1'093'812.50 0.18 1.118% Cellnex Telecom SA 20 CHF 17.07.25 - 1'650'000 - 1'650'000 1'671'450.00 0.27 0.500% Cembra Money Bank AG 15 CHF 15.09.21 1'500'000 - 1'500'000 - - 0.00 0.250% Cembra Money Bank AG 17 CHF 23.05.24 1'500'000 - - 1'500'000 1'514'250.00 0.25 0.000% Cembra Money Bank AG 19 CHF 19.05.23 2'000'000 - 500'000 1'500'000 1'506'000.00 0.24 0.285% Cembra Money Bank AG 19 CHF 19.08.27 2'000'000 - 100'000 1'900'000 1'907'600.00 0.31 1.125% Central American Bank for Economic Integration 14 CHF 24.02.23 950'000 - 950'000 - - 0.00 0.200% Central American Bank for Economic Integration 19 EMTN CHF 25.03.24 2'000'000 - - 2'000'000 2'028'000.00 0.33 0.010% Chocoladefabriken Lindt & Spruengli AG 21 CHF 06.10.28 - 1'750'000 - 1'750'000 1'742'125.00 0.28 0.500% Citigroup Inc 17 EMTN CHF 22.11.24 2'725'000 - 1'725'000 1'000'000 1'022'000.00 0.17 0.500% Citigroup Inc 19 CHF 01.11.28 3'000'000 - 750'000 2'250'000 2'274'750.00 0.37 0.750% Citigroup Inc 19 CHF 02.04.26 6'500'000 - 1'500'000 5'000'000 5'150'000.00 0.84 0.040% City of Bern Switzerland 16 CHF 31.03.27 2'000'000 - - 2'000'000 2'020'000.00 0.33 1.030% City of Biel Switzerland 19 CHF 12.04.34 1'500'000 - - 1'500'000 1'626'750.00 0.26 2.550% City of Zürich Switzerland 06 CHF 10.03.36 5'000'000 - - 5'000'000 6'737'500.00 1.09

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.400% City of Zürich Switzerland 16 CHF 21.11.46 3'000'000 - 1'500'000 1'500'000 1'547'250.00 0.25 0.250% City of Zürich Switzerland 19 CHF 26.05.39 1'800'000 - - 1'800'000 1'800'900.00 0.29 1.000% Coca-Cola Co 15 CHF 02.10.28 3'100'000 - - 3'100'000 3'320'100.00 0.54 2.500% Compagnie de Financement Foncier SA 06 EMTN CHF 24.02.31 4'000'000 - - 4'000'000 4'976'000.00 0.81 0.250% Cooperatieve Rabobank UA 19 EMTN CHF 25.11.27 2'600'000 - 2'600'000 - - 0.00 0.875% Coop-Gruppe Genossenschaft 15 CHF 31.07.24 3'000'000 1'125'000 750'000 3'375'000 3'476'250.00 0.56 0.500% Coop-Gruppe Genossenschaft 16 CHF 19.05.26 450'000 - 450'000 - - 0.00 0.500% Coop-Gruppe Genossenschaft 17 CHF 29.09.27 1'500'000 - - 1'500'000 1'541'250.00 0.25 0.750% Coop-Gruppe Genossenschaft 18 CHF 06.06.25 - 1'500'000 - 1'500'000 1'542'000.00 0.25 0.500% Corporación Andina de Fomento 15 EMTN CHF 26.02.26 2'155'000 - 1'155'000 1'000'000 1'020'000.00 0.17 0.500% Credit Agricole Home Loan SFH SA 18 EMTN CHF 03.10.28 2'000'000 - - 2'000'000 2'084'000.00 0.34 0.450% Credit Agricole Home Loan SFH SA 19 EMTN CHF 24.01.29 2'000'000 - - 2'000'000 2'072'000.00 0.34 1.750% Crédit Agricole SA London 13 CHF 13.03.23 1'990'000 - 1'990'000 - - 0.00 0.625% Credit Agricole SA London 15 EMTN CHF 15.09.23 3'250'000 5'000 3'255'000 - - 0.00 0.550% Credit Agricole SA London 16 EMTN CHF 14.12.26 2'000'000 - - 2'000'000 2'063'000.00 0.33 0.300% Credit Agricole SA London 17 EMTN CHF 18.04.24 2'600'000 - - 2'600'000 2'640'300.00 0.43 0.450% Credit Agricole SA London 17 EMTN CHF 14.03.22 600'000 - 600'000 - - 0.00 0.200% Credit Agricole SA London 18 EMTN CHF 30.10.23 1'350'000 - - 1'350'000 1'364'850.00 0.22 0.250% Credit Agricole SA London 19 CHF 10.10.29 1'750'000 - - 1'750'000 1'754'375.00 0.28 0.000% Credit Suisse Group AG 20 CHF 17.12.24 - 1'500'000 1'500'000 - - 0.00 0.250% Credit Suisse Group AG 20 CHF 16.06.28 - 2'250'000 - 2'250'000 2'292'750.00 0.37 1.000% Credit Suisse Group Funding Ltd Guernsey 15 EMTN CHF 14.04.23 2'250'000 - 1'250'000 1'000'000 1'024'000.00 0.17 0.625% Datwyler Holding AG 18 CHF 30.05.24 1'250'000 - 1'250'000 - - 0.00 0.500% DH Switzerland Finance SA 15 CHF 08.12.23 2'500'000 500'000 - 3'000'000 3'058'500.00 0.50 0.125% DNB Bank ASA 18 EMTN CHF 30.11.23 2'500'000 - - 2'500'000 2'525'000.00 0.41 0.375% Dormakaba Finance AG 17 CHF 13.10.21 25'000 - 25'000 - - 0.00 3.238% DZ Bank AG Frankfurt 13 EMTN CHF 30.08.23 595'000 - - 595'000 627'725.00 0.10 0.875% EBN BV 14 CHF 22.09.26 4'350'000 - 2'350'000 2'000'000 2'122'000.00 0.34 0.450% EFIAG - Emissions- und Finanz AG 17 CHF 11.07.22 830'000 - - 830'000 833'735.00 0.14 0.875% EFIAG - Emissions- und Finanz AG 18 CHF 18.10.23 1'540'000 - - 1'540'000 1'563'870.00 0.25 0.300% Electricite de France SA 16 EMTN CHF 14.10.24 750'000 - 750'000 - - 0.00 1.375% Electricite d'Emosson SA 17 CHF 02.11.22 2'730'000 - - 2'730'000 2'790'060.00 0.45 0.450% Eli Lilly & Co 16 EMTN CHF 24.05.28 905'000 - - 905'000 929'887.50 0.15 1.250% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 12 CHF 15.06.27 1'390'000 - 1'390'000 - - 0.00 1.750% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 13 CHF 24.07.28 6'000'000 - 2'500'000 3'500'000 3'990'000.00 0.65 1.125% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 14 CHF 24.09.29 - 3'000'000 - 3'000'000 3'300'000.00 0.54 0.375% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 15 CHF 27.05.30 8'500'000 - 1'500'000 7'000'000 7'280'000.00 1.18 0.750% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 18 CHF 29.11.32 5'000'000 - - 5'000'000 5'377'500.00 0.87 0.770% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 18 CHF 16.05.33 2'250'000 - - 2'250'000 2'431'125.00 0.39 0.300% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 19 CHF 25.11.39 3'000'000 - - 3'000'000 3'021'000.00 0.49 0.350% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 20 CHF 27.04.40 - 2'730'000 - 2'730'000 2'776'410.00 0.45 0.550% Enel Finance International NV 17 CHF 03.09.24 195'000 - - 195'000 199'485.00 0.03 2.875% Eurofima 05 CHF 04.02.30 - 1'000'000 - 1'000'000 1'255'500.00 0.20 3.000% Eurofima 06 CHF 15.05.26 2'500'000 - 2'500'000 - - 0.00 2.000% European Investment Bank 10 EMTN CHF 30.11.35 2'000'000 - - 2'000'000 2'545'000.00 0.41

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.750% FCA Capital Suisse SA 16 CHF 29.11.21 5'450'000 - - 5'450'000 5'476'160.00 0.89 0.100% FCA Capital Suisse SA 19 CHF 23.10.23 40'000 - - 40'000 39'880.00 0.01 1.500% Flughafen Zürich AG 13 CHF 17.04.23 200'000 - 200'000 - - 0.00 0.700% Flughafen Zürich AG 20 CHF 22.05.24 - 2'500'000 2'500'000 - - 0.00 2.750% Gaz Capital SA 16 CHF 30.11.21 1'615'000 - - 1'615'000 1'644'070.00 0.27 2.250% Gaz Capital SA 17 CHF 19.07.22 750'000 850'000 - 1'600'000 1'633'600.00 0.27 1.450% Gaz Capital SA 18 CHF 06.03.23 1'250'000 850'000 - 2'100'000 2'118'900.00 0.34 0.375% Glarner Kantonalbank 15 CHF 26.02.27 2'875'000 - - 2'875'000 2'942'562.50 0.48 0.050% Glarner Kantonalbank 18 CHF 06.12.24 1'000'000 - 1'000'000 - - 0.00 0.400% Glarner Kantonalbank 18 CHF 30.11.26 2'000'000 - - 2'000'000 2'051'000.00 0.33 2.250% Glencore Finance (Europe) Ltd 16 EMTN CHF 10.05.21 1'000'000 - 1'000'000 - - 0.00 1.250% Glencore Finance (Europe) Ltd 18 EMTN CHF 09.10.24 2'000'000 - - 2'000'000 2'071'000.00 0.34 0.350% Glencore Finance (Europe) Ltd 19 CHF 10.09.25 1'500'000 - - 1'500'000 1'503'000.00 0.24 0.500% Goldman Sachs Group Inc 17 EMTN CHF 04.12.24 3'000'000 - 3'000'000 - - 0.00 1.000% Goldman Sachs Group Inc 18 EMTN CHF 24.11.25 3'325'000 - - 3'325'000 3'471'300.00 0.56 0.570% Grand City Properties SA 21 N CHF 24.06.24 - 1'050'000 - 1'050'000 1'062'075.00 0.17 2.375% Grande Dixence SA 11 CHF 10.06.21 2'000'000 - 2'000'000 - - 0.00 1.375% Grande Dixence SA 15 CHF 18.02.25 985'000 - - 985'000 1'037'205.00 0.17 1.125% Grande Dixence SA 17 CHF 04.07.24 1'500'000 - - 1'500'000 1'554'000.00 0.25 1.250% Grande Dixence SA 18 CHF 06.06.23 1'500'000 - - 1'500'000 1'544'250.00 0.25 0.800% Grande Dixence SA 19 CHF 17.06.26 750'000 - - 750'000 775'125.00 0.13 0.625% Graubuendner Kantonalbank 15 CHF 20.04.29 3'200'000 - - 3'200'000 3'337'600.00 0.54 0.450% Grenkeleasing AG 17 CHF 15.09.20 75'000 - 75'000 - - 0.00 1.875% GZO AG 14 CHF 12.06.24 1'600'000 - - 1'600'000 1'680'000.00 0.27 0.500% Heathrow Funding Ltd 16 EMTN CHF 17.05.24 8'200'000 - 8'200'000 - - 0.00 1.500% Helvetia Schweizerische Versicherungsgesellschaft AG 14 CHF 28.04.25 3'000'000 - - 3'000'000 3'198'000.00 0.52 0.273% Henkel AG & Co KGaA 20 CHF 28.04.23 - 2'000'000 - 2'000'000 2'028'000.00 0.33 1.000% Hiag Immobilien Holding AG 15 CHF 01.07.21 3'800'000 - 750'000 3'050'000 3'057'320.00 0.50 0.800% Hiag Immobilien Holding AG 17 CHF 30.05.22 15'000 - - 15'000 15'093.00 0.00 0.050% Hilti AG 20 CHF 02.07.25 - 1'500'000 - 1'500'000 1'512'000.00 0.25 HYPO NOE Landesbank fur Niederosterreich und Wien AG 0.125% CHF 17.10.23 3'750'000 - - 3'750'000 3'778'125.00 0.61 16 EMTN 0.450% Hypo Vorarlberg Bank AG 18 EMTN CHF 05.03.24 2'725'000 - - 2'725'000 2'768'600.00 0.45 0.125% Hypo Vorarlberg Bank AG 19 CHF 03.09.29 2'500'000 - - 2'500'000 2'447'500.00 0.40 1.625% Hypo Vorarlberg Bank AG 19 CHF 29.11.29 2'000'000 - 2'000'000 - - 0.00 0.125% Hypo Vorarlberg Bank AG 21 N CHF 23.08.28 - 1'500'000 - 1'500'000 1'485'000.00 0.24 0.695% Hyundai Capital Services Inc 18 EMTN CHF 27.06.23 4'650'000 - - 4'650'000 4'733'700.00 0.77 0.733% Hyundai Capital Services Inc 19 CHF 26.02.24 3'000'000 - - 3'000'000 3'067'500.00 0.50 0.753% Hyundai Capital Services Inc 20 CHF 06.07.23 - 1'000'000 - 1'000'000 1'019'500.00 0.17 0.375% Interkommunale Anstalt Limeco 18 CHF 25.09.26 450'000 - - 450'000 456'750.00 0.07 0.550% Investis Holding SA 16 CHF 15.11.21 4'105'000 - - 4'105'000 4'115'673.00 0.67 0.750% Investis Holding SA 17 CHF 03.10.22 385'000 - - 385'000 388'465.00 0.06 0.050% Investis Holding SA 19 CHF 09.10.23 2'640'000 - - 2'640'000 2'629'440.00 0.43 0.500% JP Morgan Chase & Co 15 EMTN CHF 04.12.23 4'000'000 - 2'500'000 1'500'000 1'531'500.00 0.25 3.250% JSC National Company Kazakhstan Temir Zholy 18 CHF 05.12.23 3'550'000 - - 3'550'000 3'773'650.00 0.61 0.375% Julius Bäer Group AG 17 CHF 06.12.24 1'000'000 - - 1'000'000 1'007'500.00 0.16

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.408% KEB Hana Bank 18 CHF 14.09.23 3'120'000 - - 3'120'000 3'162'120.00 0.51 0.250% Kinderspital Zuerich-Eleonorenstiftung 16 CHF 28.07.28 3'700'000 - - 3'700'000 3'700'000.00 0.60 0.250% Kiwibank Ltd 18 CHF 18.10.23 1'000'000 - 500'000 500'000 507'750.00 0.08 2.500% Kommunalkredit Austria AG 06 EMTN CHF 14.02.22 405'000 - - 405'000 415'246.50 0.07 3.375% Kommunalkredit Austria AG 06 EMTN CHF 22.06.26 2'010'000 - - 2'010'000 2'338'635.00 0.38 2.875% Kommunekredit 06 EMTN CHF 13.10.31 1'960'000 - - 1'960'000 2'558'780.00 0.42 0.445% Korea Development Bank 20 CHF 08.05.25 - 1'500'000 - 1'500'000 1'536'000.00 0.25 0.000% Korea Hydro & Nuclear Power Ltd 19 CHF 19.07.24 - 1'500'000 - 1'500'000 1'505'250.00 0.24 0.000% Korean National Oil Corp 19 CHF 04.10.24 2'000'000 - - 2'000'000 2'017'000.00 0.33 0.000% Korean Railroad Corp 19 CHF 13.06.25 3'000'000 - - 3'000'000 3'010'500.00 0.49 2.750% Kraftwerke Linth-Limmern AG 10 CHF 10.03.22 1'500'000 - - 1'500'000 1'544'250.00 0.25 3.000% Kraftwerke Linth-Limmern AG 12 CHF 27.09.52 - 1'500'000 - 1'500'000 1'886'250.00 0.31 1.250% Kraftwerke Linth-Limmern AG 14 CHF 11.09.24 3'975'000 - - 3'975'000 4'116'112.50 0.67 0.500% Kraftwerke Linth-Limmern AG 15 CHF 09.09.21 2'000'000 - - 2'000'000 2'007'800.00 0.33 1.500% Kraftwerke Linth-Limmern AG 16 CHF 06.12.22 500'000 - - 500'000 513'500.00 0.08 1.875% Kraftwerke Oberhasli AG 13 CHF 21.02.25 1'500'000 - - 1'500'000 1'623'750.00 0.26 0.700% Kraftwerke Oberhasli AG 17 CHF 30.01.26 2'230'000 - - 2'230'000 2'316'970.00 0.38 0.020% Kühne + Nagel AG 19 CHF 18.11.22 - 1'000'000 - 1'000'000 1'001'500.00 0.16 3.000% LafargeHolcim Ltd 12 CHF 22.11.22 3'000'000 - 1'500'000 1'500'000 1'580'250.00 0.26 1.000% LafargeHolcim Ltd 15 CHF 04.12.25 750'000 - - 750'000 779'250.00 0.13 1.000% LafargeHolcim Ltd 18 CHF 11.12.24 6'000'000 - - 6'000'000 6'216'000.00 1.01 0.625% LGT Bank AG 15 CHF 25.11.25 3'180'000 - - 3'180'000 3'302'430.00 0.54 0.200% LGT Bank AG 16 CHF 12.10.26 750'000 - - 750'000 762'750.00 0.12 0.500% LGT Bank AG 17 CHF 12.05.27 3'700'000 - - 3'700'000 3'820'250.00 0.62 0.200% LGT Bank AG 20 CHF 04.11.30 - 1'800'000 - 1'800'000 1'786'500.00 0.29 0.125% Liechtensteinische Landesbank AG 19 CHF 28.05.26 1'600'000 - - 1'600'000 1'599'200.00 0.26 1.000% Lloyds Banking Group Plc 18 EMTN CHF 04.03.25 2'000'000 - 2'000'000 - - 0.00 3.000% Luzerner Kantonalbank AG 05 CHF 11.03.25 2'000'000 - - 2'000'000 2'266'000.00 0.37 3.000% Luzerner Kantonalbank AG 11 CHF 27.12.21 500'000 - - 500'000 514'250.00 0.08 0.350% Luzerner Kantonalbank AG 18 CHF 05.02.27 925'000 - - 925'000 950'437.50 0.15 0.850% Luzerner Kantonalbank AG 19 CHF 12.03.42 2'100'000 - 1'100'000 1'000'000 1'083'000.00 0.18 0.250% Luzerner Kantonalbank AG 20 CHF 28.08.40 - 2'000'000 - 2'000'000 1'925'000.00 0.31 0.625% Macquarie Bank Ltd 15 EMTN CHF 04.09.23 3'500'000 - - 3'500'000 3'585'750.00 0.58 0.550% Mediobanco International Luxembourg SA 18 EMTN CHF 02.03.23 5'300'000 - 1'300'000 4'000'000 4'048'000.00 0.66 0.875% Mobimo Holding AG 21 CHF 02.10.23 - 2'500'000 - 2'500'000 2'551'250.00 0.41 1.125% Mondelez International Inc 15 CHF 30.12.25 55'000 - - 55'000 57'585.00 0.01 0.650% Mondelez International Inc 16 CHF 26.07.22 2'000'000 - 1'000'000 1'000'000 1'011'200.00 0.16 0.617% Mondelez International Inc 17 CHF 30.09.24 - 1'150'000 - 1'150'000 1'174'150.00 0.19 2.000% Multibank Inc 17 CHF 11.01.21 20'000 - 20'000 - - 0.00 1.500% Nant De Drance SA 13 CHF 15.02.21 2'000'000 - 2'000'000 - - 0.00 2.375% Nant De Drance SA 13 CHF 15.02.28 2'000'000 - - 2'000'000 2'277'000.00 0.37 1.750% Nant De Drance SA 14 CHF 18.07.24 25'000 - - 25'000 26'375.00 0.00 1.550% Nant De Drance SA 18 CHF 19.08.25 1'000'000 - - 1'000'000 1'061'500.00 0.17 1.250% Nant De Drance SA 20 CHF 25.06.27 - 1'400'000 - 1'400'000 1'485'400.00 0.24 0.875% Nant De Drance SA 20 CHF 23.05.29 - 1'300'000 - 1'300'000 1'344'850.00 0.22

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.250% Nestlé SA 17 EMTN CHF 04.10.27 1'000'000 - - 1'000'000 1'021'000.00 0.17 0.550% Nordea Bank AB 15 EMTN CHF 23.06.25 50'000 - - 50'000 51'700.00 0.01 0.125% Nordea Bank AB 20 CHF 02.06.26 - 2'000'000 - 2'000'000 2'031'000.00 0.33 0.200% Orange SA 19 CHF 24.11.25 2'000'000 - - 2'000'000 2'018'000.00 0.33 0.625% Orange SA 19 CHF 22.06.29 1'000'000 - 1'000'000 - - 0.00 0.875% Pargesa Holding SA 15 CHF 24.04.24 3'000'000 - - 3'000'000 3'046'500.00 0.49 1.625% Philip Morris SA 14 CHF 16.05.24 5'000'000 - - 5'000'000 5'262'500.00 0.85 0.300% Powszechna Kasa Oszczednosci [PKO] Bank Polski SA 17 CHF 02.11.21 3'000'000 - 3'000'000 - - 0.00 0.375% Province of Alberta Canada 19 EMTN CHF 07.02.29 2'500'000 - 1'250'000 1'250'000 1'285'625.00 0.21 0.250% Province of Manitoba Canada 19 CHF 15.03.29 - 2'500'000 - 2'500'000 2'550'000.00 0.41 0.000% PSP Swiss Property AG 16 CHF 01.09.23 3'000'000 - - 3'000'000 3'009'000.00 0.49 0.375% PSP Swiss Property AG 16 CHF 29.04.26 2'000'000 - - 2'000'000 2'032'000.00 0.33 0.500% PSP Swiss Property AG 16 CHF 16.02.24 4'000'000 - - 4'000'000 4'074'000.00 0.66 0.060% PSP Swiss Property AG 18 CHF 11.02.22 2'200'000 - - 2'200'000 2'211'000.00 0.36 0.000% PSP Swiss Property AG 19 CHF 06.02.30 1'750'000 - - 1'750'000 1'683'500.00 0.27 0.700% PSP Swiss Property AG 19 CHF 08.02.27 2'000'000 - - 2'000'000 2'060'000.00 0.33 0.200% PSP Swiss Property AG 21 CHF 04.02.31 - 1'500'000 - 1'500'000 1'466'250.00 0.24 0.500% Raiffeisen Schweiz Genossenschaft AG 20 CHF 11.11.28 - 1'500'000 - 1'500'000 1'509'000.00 0.24 0.178% Raiffeisen Schweiz Genossenschaft AG 21 CHF 15.01.27 - 1'500'000 - 1'500'000 1'495'500.00 0.24 0.183% Raiffeisen Schweiz Genossenschaft AG 21 CHF 11.11.25 - 2'500'000 - 2'500'000 2'505'000.00 0.41 0.570% Raiffeisen Schweiz Genossenschaft AG 21 CHF 15.01.31 - 1'500'000 - 1'500'000 1'493'250.00 0.24 1.500% Raiffeisen Schweiz Genossenschaft AG 21 CHF 23.11.34 - 1'500'000 - 1'500'000 1'618'500.00 0.26 0.175% Raiffeisenlandesbank Oberösterreich AG 19 CHF 29.10.26 2'000'000 - - 2'000'000 1'974'000.00 0.32 0.550% RCI Banque SA 18 EMTN CHF 30.05.23 2'600'000 - - 2'600'000 2'627'300.00 0.43 0.500% RCI Banque SA 19 CHF 18.07.24 1'150'000 - - 1'150'000 1'159'775.00 0.19 2.375% Repower AG 10 CHF 20.07.22 1'000'000 - - 1'000'000 1'027'700.00 0.17 0.050% Rhaetische Bahn Stamm 20 CHF 03.08.50 - 2'300'000 1'300'000 1'000'000 941'500.00 0.15 0.100% Royal Bank of Canada 18 EMTN CHF 18.07.23 1'850'000 - - 1'850'000 1'873'125.00 0.30 2.730% RZD Capital Plc 13 CHF 26.02.21 2'000'000 1'000'000 3'000'000 - - 0.00 2.100% RZD Capital Plc 17 CHF 02.10.23 4'385'000 - - 4'385'000 4'571'362.50 0.74 0.898% RZD Capital Plc 19 CHF 03.10.25 750'000 - - 750'000 751'875.00 0.12 1.195% RZD Capital Plc 19 CHF 03.04.28 1'550'000 - - 1'550'000 1'532'175.00 0.25 0.625% Santander Consumer Finance SA 18 EMTN CHF 24.10.22 2'500'000 - - 2'500'000 2'532'500.00 0.41 0.500% Schaffhauser Kantonalbank 18 CHF 31.05.28 2'500'000 - - 2'500'000 2'587'500.00 0.42 0.625% Schweizerische Südostbahn AG 18 CHF 15.02.35 - 1'000'000 - 1'000'000 1'061'000.00 0.17 0.000% Schwyzer Kantonalbank 18 CHF 13.11.30 - 3'500'000 - 3'500'000 3'437'000.00 0.56 0.875% SGS SA 15 CHF 08.05.30 1'000'000 - - 1'000'000 1'050'000.00 0.17 0.550% SGS SA 17 CHF 03.03.26 2'000'000 - - 2'000'000 2'044'000.00 0.33 0.450% SGS SA 20 CHF 06.11.23 - 2'000'000 - 2'000'000 2'036'000.00 0.33 0.950% SGS SA 20 CHF 06.11.26 - 1'500'000 - 1'500'000 1'566'750.00 0.25 0.875% Shell International Finance BV 15 EMTN CHF 21.08.28 2'100'000 - - 2'100'000 2'215'500.00 0.36 0.625% Sika AG 18 CHF 12.07.24 1'400'000 - 1'400'000 - - 0.00 1.750% Sika Ltd 12 CHF 12.07.22 275'000 - - 275'000 282'920.00 0.05 3.250% SNCF Réseau SA 06 EMTN CHF 30.06.32 1'500'000 - - 1'500'000 2'031'750.00 0.33 2.625% SNCF Réseau SA 11 EMTN CHF 10.03.31 1'500'000 - - 1'500'000 1'890'000.00 0.31

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.400% Société Générale SA 17 EMTN CHF 22.02.22 2'075'000 - 2'075'000 - - 0.00 0.250% Société Générale SA 19 CHF 08.10.26 2'400'000 - 2'400'000 - - 0.00 0.125% SpareBank 1 Nord-Norge ASA 19 CHF 11.12.25 1'250'000 - - 1'250'000 1'258'125.00 0.20 0.350% SpareBank 1 SMN ASA 16 EMTN CHF 05.04.23 2'500'000 - - 2'500'000 2'531'250.00 0.41 1.875% Spital Limmattal AG 13 CHF 29.11.23 3'000'000 - - 3'000'000 3'168'000.00 0.51 0.500% St. Galler Kantonalbank AG 15 CHF 24.06.25 2'500'000 - - 2'500'000 2'580'000.00 0.42 1.300% Sulzer AG 18 CHF 06.07.23 4'000'000 - 4'000'000 - - 0.00 2.125% Swedish Match AB 13 EMTN CHF 26.06.23 235'000 4'765'000 - 5'000'000 5'215'000.00 0.85 0.220% Swiss Auto Lease GmbH 16 CHF 23.03.20 1'500'000 - 1'500'000 - - 0.00 0.300% Swiss Car AG 16 CHF 18.04.20 5'000'000 - 5'000'000 - - 0.00 0.100% Swiss Credit Card Issuance AG CHF 15.06.23 3'000'000 - - 3'000'000 2'991'600.00 0.49 0.340% Swiss Credit Card Issuance AG 15 CHF 15.06.20 5'150'000 - 5'150'000 - - 0.00 0.325% Swiss Prime Site AG 18 CHF 16.01.25 - 3'000'000 3'000'000 - - 0.00 1.000% Swiss Prime Site AG 18 CHF 16.07.24 2'250'000 - - 2'250'000 2'316'375.00 0.38 0.375% Swiss Prime Site AG 19 CHF 30.09.31 3'000'000 - - 3'000'000 2'881'500.00 0.47 0.650% Swiss Prime Site Finance AG 18 CHF 18.12.29 - 1'750'000 - 1'750'000 1'752'625.00 0.28 0.750% Swiss Reinsurance Company Ltd 15 CHF 21.01.27 2'500'000 - 2'500'000 - - 0.00 0.375% Swisscom AG 16 CHF 15.12.27 1'500'000 - - 1'500'000 1'527'750.00 0.25 0.200% Swissgrid AG 20 CHF 30.06.32 2'000'000 - - 2'000'000 1'990'000.00 0.32 0.125% Swissgrid AG 21 N CHF 30.06.36 - 1'700'000 - 1'700'000 1'603'100.00 0.26 0.450% Tessiner 19 CHF 26.02.29 2'100'000 - - 2'100'000 2'149'350.00 0.35 0.500% Thurgauer Kantonalbank 15 CHF 16.02.29 - 1'500'000 - 1'500'000 1'552'500.00 0.25 0.375% Thurgauer Kantonalbank 16 CHF 20.05.31 1'600'000 - - 1'600'000 1'628'000.00 0.26 0.700% Thurgauer Kantonalbank 18 CHF 22.03.30 2'400'000 - - 2'400'000 2'523'600.00 0.41 0.375% UBS Group Funding AG 21 N CHF 24.08.29 - 1'600'000 - 1'600'000 1'599'200.00 0.26 0.750% UBS Group Funding AG Switzerland 16 CHF 22.02.22 800'000 - 800'000 - - 0.00 0.875% UBS Group Funding AG Switzerland 19 EMTN CHF 30.01.25 3'000'000 - - 3'000'000 3'085'500.00 0.50 4.250% UniCredit Plc 12 EMTN CHF 19.10.22 500'000 - - 500'000 532'000.00 0.09 0.000% Valiant Bank AG 19 CHF 31.10.25 6'000'000 - - 6'000'000 6'132'000.00 0.99 0.375% Verizon Communications Inc 17 EMTN CHF 31.05.23 2'000'000 - - 2'000'000 2'029'000.00 0.33 1.000% Verizon Communications Inc 17 EMTN CHF 30.11.27 2'100'000 - - 2'100'000 2'226'000.00 0.36 0.500% Vodafone Group Plc 16 EMTN CHF 19.09.31 4'500'000 - - 4'500'000 4'455'000.00 0.72 0.625% Vodafone Group Plc 17 CHF 15.03.27 5'000 - - 5'000 5'127.50 0.00 0.375% Wells Fargo & Co 15 EMTN CHF 02.06.22 3'000'000 - 2'000'000 1'000'000 1'006'800.00 0.16 0.500% Wells Fargo & Co 15 EMTN CHF 02.11.23 350'000 - 350'000 - - 0.00 0.500% Westpac Banking Corp 15 EMTN CHF 02.02.22 5'000 - - 5'000 5'051.50 0.00 0.700% Zug Estates Holding AG 17 CHF 17.02.22 500'000 - - 500'000 502'850.00 0.08 0.375% Zuger Kantonalbank 16 CHF 15.12.27 3'100'000 - 1'600'000 1'500'000 1'539'750.00 0.25 0.100% Zuger Kantonalbank 20 CHF 14.10.31 - 1'500'000 - 1'500'000 1'486'500.00 0.24 2.000% Zürcher Kantonalbank 10 CHF 08.09.25 750'000 - 750'000 - - 0.00 1.625% Zürcher Kantonalbank 12 CHF 12.04.27 1'000'000 - - 1'000'000 1'106'500.00 0.18 0.750% Zürcher Kantonalbank 15 CHF 28.10.30 3'000'000 2'500'000 - 5'500'000 5'810'750.00 0.94 0.300% Zürcher Kantonalbank 18 CHF 25.01.28 1'300'000 - - 1'300'000 1'331'850.00 0.22 0.750% Zürcher Kantonalbank 19 CHF 28.10.30 - 2'500'000 2'500'000 - - 0.00 0.050% Zürcher Kantonalbank 20 CHF 04.11.32 - 1'000'000 - 1'000'000 980'500.00 0.16

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

1.000% Zürich Versicherungsgesellschaft 18 CHF 30.10.28 2'500'000 - 800'000 1'700'000 1'832'600.00 0.30 0.750% Zürich Versicherungsgesellschaft 19 CHF 22.10.27 2'000'000 - 1'000'000 1'000'000 1'042'500.00 0.17

Total - Swiss franc 558'757'066.50 90.65

Total - Bonds listed on an official exchange 558'757'066.50 90.65 Securities traded on another regulated market open to the public

Swiss franc

0.125% Banco Bilbao Vizcaya Argentaria SA 20 CHF 27.08.26 3'800'000 - 3'800'000 - - 0.00 0.100% Banco de Credito e Inversiones 20 CHF 18.09.26 1'000'000 - - 1'000'000 991'500.00 0.16 0.125% Basler Kantonalbank 20 CHF 10.09.32 - 1'800'000 - 1'800'000 1'769'400.00 0.29 0.150% BNP Paribas SA 20 CHF 10.03.28 2'600'000 - 2'600'000 - - 0.00 0.111% BNZ International Funding Ltd London 20 CHF 24.07.28 1'500'000 - - 1'500'000 1'512'750.00 0.25 0.775% Cellnex Telecom SA 20 CHF 18.02.27 2'650'000 - - 2'650'000 2'615'550.00 0.42 0.250% Chocoladefabriken Lindt & Spruengli AG 20 CHF 06.10.32 - 1'750'000 - 1'750'000 1'734'250.00 0.28 0.700% Corporación Andina de Fomento 20 CHF 04.09.25 - 2'000'000 - 2'000'000 2'060'000.00 0.33 0.128% Credit Agricole SA London 20 CHF 27.07.28 1'500'000 - - 1'500'000 1'501'500.00 0.24 0.250% Crédit Agricole SA London 21 CHF 10.03.31 - 2'500'000 - 2'500'000 2'482'250.00 0.40 0.435% Deutsche Telekom International Finance BV 20 CHF 06.02.32 3'500'000 - - 3'500'000 3'507'000.00 0.57 0.350% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 20 CHF 27.04.40 - 2'000'000 2'000'000 - - 0.00 0.556% Fonplata 21 N CHF 03.09.26 - 2'250'000 - 2'250'000 2'243'452.50 0.36 0.950% Georg Fischer AG 20 CHF 25.03.30 - 1'300'000 - 1'300'000 1'352'000.00 0.22 1.000% Glencore Finance (Europe) Ltd 21 CHF 30.03.27 - 3'000'000 - 3'000'000 3'075'000.00 0.50 0.260% Hyundai Capital Services Inc 20 CHF 11.02.25 2'000'000 - - 2'000'000 2'014'000.00 0.33 0.250% Intesa Sanpaolo SA 19 CHF 30.09.24 2'600'000 - - 2'600'000 2'620'800.00 0.43 0.930% Kernkraftwerk Gösgen-Däniken AG 20 CHF 30.09.27 - 1'875'000 - 1'875'000 1'912'500.00 0.31 0.300% Liechtensteinische Landesbank AG 20 CHF 24.09.30 - 2'100'000 - 2'100'000 2'068'500.00 0.34 0.350% Lonza Swiss Finanz AG 20 CHF 22.09.26 - 600'000 - 600'000 608'400.00 0.10 0.000% Luzerner Kantonalbank AG 20 CHF 07.08.28 3'000'000 - - 3'000'000 2'994'000.00 0.49 0.400% Luzerner Kantonalbank AG 99 CHF 15.03.38 - 2'000'000 - 2'000'000 2'007'600.74 0.33 1.000% Straumann Holding AG 20 CHF 03.10.23 - 1'000'000 - 1'000'000 1'027'500.00 0.17 0.020% Transpower New Zealand Ltd 19 CHF 16.12.27 950'000 - - 950'000 938'125.00 0.15 0.100% Zug Estates Holding AG 19 CHF 02.10.25 1'060'000 - - 1'060'000 1'052'050.00 0.17 0.100% Zürich Versicherungsgesellschaft 20 CHF 27.08.32 3'500'000 - - 3'500'000 3'379'250.00 0.55

Total - Swiss franc 45'467'378.24 7.38

Total - Bonds traded on another regulated market open to the public 45'467'378.24 7.38

Total - Bonds 604'224'444.74 98.03

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Total - Securities listed on an official exchange 558'757'066.50 90.65

Total - Securities traded on another regulated market open to the public 45'467'378.24 7.38

Total - Securities 604'224'444.74 98.03

Cash at banks at sight 8'259'395.96 1.34 Cash at banks on time 0.00 0.00 Other assets 3'881'210.71 0.63

Total fund assets 616'365'051.41 100.00 Loans taken out 0.00 0.00 Other liabilities -7'174'171.06 -1.16

Total net asset value 609'190'880.35 98.84

Vontobel Fund (CH) - Swiss Franc Corporate Bond

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 604'224'444.74 98.03 open to the public.

b) investments that are not priced according to (a) and whose value is based on

market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Further information

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 44 Statement of Assets

Statement of income 46 Utilisation of net income

Stock of Funds Assets 48

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in A-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 13'977.000 18'036.397 Number of units issued 8'409.397 1'967.000 Number of units redeemed 4'350.000 2'457.397 Units outstanding at the end of the period 18'036.397 17'546.000 Net asset value per unit in CHF 106.26 107.17

Change in I-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 10.000 4'510.000 Number of units issued 4'500.000 - Number of units redeemed -- Units outstanding at the end of the period 4'510.000 4'510.000 Net asset value per unit in CHF 107.41 109.58

Change in NV-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 144'400.079 179'759.242 Number of units issued 51'060.067 55'314.517 Number of units redeemed 15'700.904 49'040.553 Units outstanding at the end of the period 179'759.242 186'033.206 Net asset value per unit in CHF 111.07 113.64

Change in R-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 270.000 245.000 Number of units issued -- Number of units redeemed 25.000 25.000 Units outstanding at the end of the period 245.000 220.000 Net asset value per unit in CHF 97.69 99.17

Change in RV-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 8'532.731 9'430.968 Number of units issued 2'091.613 1'746.622 Number of units redeemed 1'193.376 2'577.005 Units outstanding at the end of the period 9'430.968 8'600.585 Net asset value per unit in CHF 109.72 112.54

Change in YV-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period -- Number of units issued - 319.918 Number of units redeemed - 79.230 Units outstanding at the end of the period - 240.688 Net asset value per unit in CHF - 100.05

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 2'782'843.62 2'769'104.02 – on time -- Securities – Bonds 14'626'704.20 15'751'908.29 – Equities 5'006'156.52 5'917'580.29 – Units of other collective investments 927'139.89 1'187'806.35 Derivative financial instruments 9'568.55 -151'957.22 Other assets 131'658.06 676'922.67 Total fund assets 23'484'070.84 26'151'364.40 ./. Loans taken out -- ./. Other liabilities -59'168.92 -1'621'575.01 Total net asset value 23'424'901.92 24'529'789.39 Statement of changes in net assets Net asset value at beginning of reporting period 17'709'809.89 23'424'901.92 Distributions -324.00 -19'116.40 Withholding tax on accumulation -3.54 -1'401.86 Balance of units issued/units redeemed 4'857'832.63 435'441.40 Total net income 857'586.94 689'964.33 Net asset value at end of reporting period 23'424'901.92 24'529'789.39

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks 2'917.88 75.78 Negative interest -9'172.34 -9'163.28 Income on securities – Bonds 201'515.28 234'390.15 – Equities 96'419.75 143'615.64 – Units of other collective investments 10'312.42 8'148.84 Other income 6.40 - Accrued income paid in on units subscribed 47'465.85 32'392.80 Total income 349'465.24 409'459.93 Expense Interest paid 1'574.91 3'160.25 Auditing expense 22'731.72 23'846.83 Fees as per regulations paid to the fund management company for: – asset management and distribution 106'268.77 131'417.48 – service fee 20'170.45 24'942.27 Other expenses 3'896.63 5'795.73 Accrued income paid out on units redeemed 15'831.22 39'606.93 Total expenses 170'473.70 228'769.49 Net income/loss (-) 178'991.54 180'690.44 Realised capital gain and loss 563'496.25 307'110.77 Payments from the capital contributions principle 21'084.89 13'701.31 Tax adjustments for income from target funds in the current period -8'169.30 -6'388.61 Realised income 755'403.38 495'113.91 Non-realised capital gain and loss 102'183.56 194'850.42 Total net income 857'586.94 689'964.33

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 A-class Net income for financial year 8'646.59 5'252.07 Profit carried forward from previous year 11'032.60 1'642.79 Profit available for distribution 19'679.19 6'894.86 Profit intended for distribution to investors -18'036.40 - Profit carried forward 1'642.79 6'894.86 I-class Net income for financial year 4'005.73 3'787.25 Profit available for accumulation 4'005.73 3'787.25 Income retained for reinvestment -4'005.73 -3'787.25 NV-class Net income for financial year 155'489.25 161'642.01 Profit available for accumulation 155'489.25 161'642.01 Income retained for reinvestment -155'489.25 -161'642.01 R-class Net income for financial year 243.00 217.09 Profit carried forward from previous year 32.92 30.92 Profit available for distribution 275.92 248.01 Profit intended for distribution to investors -245.00 -220.00 Profit carried forward 30.92 28.01 RV-class Net income for financial year 10'606.97 9'750.17 Profit available for accumulation 10'606.97 9'750.17 Income retained for reinvestment -10'606.97 -9'750.17

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 YV-class Net income for financial year - 41.85 Profit available for accumulation - 41.85 Income retained for reinvestment - -41.85

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds

Securities listed on an official exchange

Euro

5.000% Belgium Government Bond 04 EUR 28.03.35 200'000 - - 200'000 366'140.02 1.40 5.500% Belgium Government Bond 97 EUR 28.03.28 100'000 - - 100'000 155'545.94 0.59 1.000% Bundesrepublik Deutschland Bundesanleihe 14 EUR 15.08.24 530'000 - 530'000 - - 0.00 1.550% Chubb INA Holdings Inc 18 EUR 15.03.28 100'000 - - 100'000 118'437.67 0.45 0.375% Dassault Systemes SA 19 EUR 16.09.29 - 100'000 - 100'000 110'418.24 0.42 0.625% Deutsche Bahn Finance 16 EUR 26.09.28 - 100'000 - 100'000 115'509.23 0.44 1.375% Deutsche Bahn Finance 20 EUR 16.04.40 - 200'000 - 200'000 243'417.92 0.93 1.125% Deutsche Telekom International Finance BV 17 EMTN EUR 22.05.26 200'000 - 200'000 - - 0.00 1.625% Givaudan Finance Europe SA 20 EUR 22.04.32 - 250'000 - 250'000 306'044.30 1.17 1.125% Givaudan SA 18 EUR 17.09.25 - 100'000 100'000 - - 0.00 0.000% Henkel AG & Co KGaA 16 EMTN EUR 13.09.21 200'000 - - 200'000 219'983.78 0.84 1.125% IBM Corp 16 EUR 06.09.24 100'000 - - 100'000 114'611.47 0.44 1.000% Ireland Government Bond 16 EUR 15.05.26 200'000 - 200'000 - - 0.00 0.750% KBC Group NV 17 EMTN EUR 01.03.22 300'000 - - 300'000 333'206.29 1.27 1.375% Nederlandse Gasunie NV 18 EUR 16.10.28 - 220'000 - 220'000 262'470.27 1.00 1.625% Novartis Finance SA 14 EUR 09.11.26 - 100'000 - 100'000 120'704.61 0.46 0.125% Rabobank UA 16 EUR 11.10.21 100'000 - - 100'000 110'313.85 0.42 0.000% Sanofi SA 16 EMTN EUR 13.09.22 100'000 - 100'000 - - 0.00 1.625% SAP AG 18 EUR 10.03.31 200'000 - - 200'000 246'527.67 0.94 2.000% Takeda Pharmaceutical Ltd 20 EUR 09.07.40 - 100'000 - 100'000 117'436.62 0.45

Total - Euro 2'940'767.88 11.25

Swiss franc

0.875% Adecco Group AG 20 CHF 27.11.25 - 100'000 - 100'000 104'350.00 0.40 1.720% Aroundtown SA 19 EMTN CHF 05.03.26 50'000 - - 50'000 53'625.00 0.21 0.450% ASB Finance Ltd 19 EMTN CHF 30.01.25 25'000 - - 25'000 25'562.50 0.10 0.375% Banco Santander Chile SA 15 CHF 19.05.22 5'000 - - 5'000 5'025.00 0.02 0.384% Banco Santander Chile SA 19 CHF 27.09.24 30'000 - - 30'000 30'255.00 0.12 0.750% Banco Santander SA 17 EMTN CHF 12.06.23 95'000 - - 95'000 96'995.00 0.37 0.500% Banque Cler AG 17 CHF 28.11.25 60'000 - - 60'000 61'410.00 0.23 1.125% Basellandschaftliche Kantonalbank 13 CHF 27.03.23 70'000 - 70'000 - - 0.00 0.750% Basellandschaftliche Kantonalbank 15 CHF 30.03.28 30'000 - - 30'000 31'560.00 0.12 0.375% Basellandschaftliche Kantonalbank 18 EMTN CHF 23.03.26 20'000 - - 20'000 20'550.00 0.08 0.300% Basler Kantonalbank 17 CHF 22.06.27 50'000 - - 50'000 51'125.00 0.20 0.500% BPCE SA 19 EMTN CHF 08.11.23 50'000 - - 50'000 51'050.00 0.20 1.000% Canton of Basel Switzerland 14 CHF 30.03.27 20'000 - - 20'000 21'550.00 0.08 1.250% Canton of Berne Switzerland 14 CHF 12.09.30 40'000 - - 40'000 44'720.00 0.17 0.250% Canton of Geneva 20 CHF 15.06.40 - 200'000 - 200'000 196'900.00 0.75 1.625% Canton of Geneva Switzerland 14 CHF 30.07.29 60'000 - - 60'000 68'340.00 0.26 0.020% Canton of Geneva Switzerland 15 CHF 27.11.24 25'000 - - 25'000 25'375.00 0.10 0.000% Canton of Winterthur Switzerland 19 CHF 30.09.31 - 200'000 - 200'000 193'000.00 0.74 1.125% Central American Bank for Economic Integration 14 CHF 24.02.23 25'000 - - 25'000 25'750.00 0.10 1.000% Chocoladefabriken Lindt & Spruengli AG 14 CHF 08.10.24 100'000 - - 100'000 104'500.00 0.40

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.040% City of Bern Switzerland 16 CHF 31.03.27 60'000 - - 60'000 60'600.00 0.23 1.030% City of Biel Switzerland 19 CHF 12.04.34 105'000 - 75'000 30'000 32'535.00 0.12 0.600% City of Lausanne Switzerland 20 CHF 06.07.50 - 100'000 - 100'000 102'150.00 0.39 1.250% City of Lausanne Switzerland 12 CHF 07.06.24 30'000 - - 30'000 31'500.00 0.12 1.500% City of Lausanne Switzerland 13 CHF 03.04.28 20'000 - - 20'000 22'100.00 0.08 0.625% City of Lausanne Switzerland 15 CHF 04.03.30 70'000 - - 70'000 72'660.00 0.28 2.000% Corporación Andina de Fomento 14 EMTN CHF 05.02.24 30'000 - - 30'000 31'890.00 0.12 0.500% Corporación Andina de Fomento 15 EMTN CHF 26.02.26 45'000 100'000 - 145'000 147'900.00 0.57 1.375% CRH Finance AG Switzerland 14 CHF 30.09.22 30'000 - - 30'000 30'750.00 0.12 0.500% Deutsche Bahn AG 18 CHF 18.07.28 - 100'000 100'000 - - 0.00 0.500% DH Switzerland Finance SA 15 CHF 08.12.23 50'000 - - 50'000 50'975.00 0.19 1.125% DH Switzerland Finance SA 15 CHF 08.12.28 200'000 - - 200'000 213'500.00 0.82 0.375% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 15 CHF 27.05.30 65'000 - - 65'000 67'600.00 0.26 0.125% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 15 CHF 27.05.25 30'000 - - 30'000 30'660.00 0.12 0.625% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 15 CHF 07.09.33 65'000 - - 65'000 68'997.50 0.26 0.320% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 16 CHF 09.05.36 30'000 - - 30'000 30'585.00 0.12 0.400% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 16 CHF 09.12.31 50'000 - - 50'000 51'725.00 0.20 0.750% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 18 CHF 29.11.32 150'000 - 150'000 - - 0.00 0.770% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 18 CHF 16.05.33 50'000 - - 50'000 54'025.00 0.21 0.125% Engadiner Kraftwerke AG 15 CHF 02.03.22 35'000 - - 35'000 35'094.50 0.13 3.000% Eurofima 06 CHF 15.05.26 150'000 - 100'000 50'000 58'650.00 0.22 3.000% Eurofima 07 CHF 22.05.24 50'000 - - 50'000 55'600.00 0.21 0.600% Geberit AG 19 CHF 17.10.28 100'000 - - 100'000 102'950.00 0.39 1.750% Givaudan SA 14 CHF 19.03.24 30'000 - - 30'000 31'800.00 0.12 2.375% Grande Dixence SA 11 CHF 10.06.21 60'000 - - 60'000 60'444.00 0.23 1.750% Grande Dixence SA 16 CHF 12.05.22 60'000 - - 60'000 61'374.00 0.23 0.625% Graubuendner Kantonalbank 15 CHF 20.04.29 30'000 - - 30'000 31'290.00 0.12 1.875% GZO AG 14 CHF 12.06.24 120'000 - - 120'000 126'000.00 0.48 0.450% Hypo Vorarlberg Bank AG 18 EMTN CHF 05.03.24 45'000 - - 45'000 45'720.00 0.17 0.250% Kinderspital Zuerich-Eleonorenstiftung 16 CHF 28.07.28 75'000 - - 75'000 75'000.00 0.29 2.875% Kraftwerke Linth-Limmern AG 11 CHF 30.06.31 50'000 - - 50'000 59'400.00 0.23 0.500% Kraftwerke Linth-Limmern AG 15 CHF 09.09.21 95'000 - - 95'000 95'370.50 0.36 3.000% LafargeHolcim Ltd 12 CHF 22.11.22 15'000 - - 15'000 15'802.50 0.06 0.375% LafargeHolcim Ltd 15 CHF 03.12.21 115'000 - - 115'000 115'667.00 0.44 1.000% LafargeHolcim Ltd 18 CHF 11.12.24 30'000 - - 30'000 31'080.00 0.12 1.000% Lloyds Banking Group Plc 18 EMTN CHF 04.03.25 25'000 - - 25'000 25'925.00 0.10 3.000% Luzerner Kantonalbank AG 05 CHF 11.03.25 30'000 - - 30'000 33'990.00 0.13 0.850% Luzerner Kantonalbank AG 19 CHF 12.03.42 50'000 - - 50'000 54'150.00 0.21 0.250% Luzerner Kantonalbank AG 20 CHF 28.08.40 - 100'000 - 100'000 96'250.00 0.37 1.625% Mobimo Holding AG 14 CHF 19.05.21 55'000 - - 55'000 55'225.50 0.21 0.500% Muenchener Hypothekenbank EG 21 CHF 14.06.28 - 70'000 - 70'000 73'150.00 0.28 1.500% Nant De Drance SA 13 CHF 15.02.21 30'000 - 30'000 - - 0.00 1.250% Nant De Drance SA 15 CHF 23.10.23 40'000 - - 40'000 41'280.00 0.16 1.375% Nederlandse Waterschaps Bank NV 12 EMTN CHF 13.09.27 20'000 - - 20'000 22'140.00 0.08 0.550% Nordea Bank AB 15 EMTN CHF 23.06.25 50'000 - - 50'000 51'700.00 0.20

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.550% North American Development Bank 20 CHF 27.05.33 - 200'000 - 200'000 202'400.00 0.77 0.200% Orange SA 19 CHF 24.11.25 100'000 - 100'000 - - 0.00 1.500% Pfandbriefbank schweiz. Hypothekarinstitute AG 12 CHF 21.01.28 60'000 - - 60'000 66'822.00 0.26 0.500% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 05.05.28 30'000 80'000 - 110'000 114'774.00 0.44 0.500% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 15.06.29 50'000 - - 50'000 52'110.00 0.20 0.375% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 15.10.25 80'000 - 80'000 - - 0.00 0.125% Pfandbriefbank schweiz. Hypothekarinstitute AG 16 CHF 15.12.27 50'000 - 50'000 - - 0.00 0.125% Pfandbriefbank schweiz. Hypothekarinstitute AG 17 CHF 25.03.24 100'000 - 100'000 - - 0.00 0.250% Pfandbriefbank schweiz. Hypothekarinstitute AG 17 CHF 12.10.27 50'000 - 50'000 - - 0.00 0.250% Pfandbriefbank schweiz. Hypothekarinstitute AG 17 CHF 27.04.26 65'000 - 65'000 - - 0.00 0.250% Pfandbriefbank schweiz. Hypothekarinstitute AG 17 CHF 20.10.26 - 100'000 100'000 - - 0.00 0.875% Pfandbriefbank schweiz. Hypothekarinstitute AG 19 CHF 19.06.43 45'000 - - 45'000 50'625.00 0.19 0.500% Pfandbriefzentrale der schweiz. Kantonalbanken AG 15 CHF 30.04.30 65'000 - - 65'000 67'665.00 0.26 0.125% Pfandbriefzentrale der schweiz. Kantonalbanken AG 15 CHF 25.02.26 150'000 - 150'000 - - 0.00 0.250% Pfandbriefzentrale der schweiz. Kantonalbanken AG 16 CHF 11.02.28 50'000 - - 50'000 51'255.00 0.20 0.250% Pfandbriefzentrale der schweiz. Kantonalbanken AG 16 CHF 21.05.25 50'000 - 50'000 - - 0.00 0.375% Pfandbriefzentrale der schweiz. Kantonalbanken AG 17 CHF 24.07.28 50'000 - - 50'000 51'700.00 0.20 0.250% Pfandbriefzentrale der schweiz. Kantonalbanken AG 18 CHF 16.11.26 50'000 - 50'000 - - 0.00 0.000% PSP Swiss Property AG 16 CHF 01.09.23 30'000 - - 30'000 30'090.00 0.12 0.375% PSP Swiss Property AG 16 CHF 29.04.26 75'000 - - 75'000 76'200.00 0.29 0.500% PSP Swiss Property AG 16 CHF 16.02.24 40'000 - - 40'000 40'740.00 0.16 0.060% PSP Swiss Property AG 18 CHF 11.02.22 50'000 - - 50'000 50'250.00 0.19 3.500% Rabobank UA 07 EMTN CHF 31.08.23 40'000 - - 40'000 43'840.00 0.17 3.875% Raiffeisen Schweiz Genossenschaft AG 11 CHF 21.12.21 90'000 - 90'000 - - 0.00 0.300% Raiffeisen Schweiz Genossenschaft AG 16 CHF 22.04.25 50'000 - - 50'000 50'875.00 0.19 0.000% Rhaetische Bahn Stamm 16 CHF 01.09.25 40'000 - 40'000 - - 0.00 0.000% Rhaetische Bahn Stamm 16 CHF 01.09.31 5'000 - - 5'000 4'932.50 0.02 0.100% Royal Bank of Canada 18 EMTN CHF 18.07.23 25'000 - - 25'000 25'312.50 0.10 0.250% Schindler Holding AG 18 CHF 05.06.23 65'000 - - 65'000 65'617.50 0.25 0.875% SGS SA 15 CHF 08.05.30 200'000 - - 200'000 210'000.00 0.80 0.550% SGS SA 17 CHF 03.03.26 30'000 - - 30'000 30'660.00 0.12 0.750% SGS SA 18 CHF 29.10.25 100'000 - - 100'000 103'500.00 0.40 3.250% SNCF Réseau SA 06 EMTN CHF 30.06.32 75'000 - - 75'000 101'587.50 0.39 2.000% SNCF Réseau SA 10 EMTN CHF 12.11.26 - 100'000 100'000 - - 0.00 2.625% SNCF Réseau SA 11 EMTN CHF 10.03.31 65'000 - - 65'000 81'900.00 0.31 0.750% Sonova Holding AG 20 CHF 06.10.28 - 100'000 - 100'000 104'700.00 0.40 0.550% Spital Limmattal AG 15 CHF 15.05.25 90'000 - - 90'000 92'160.00 0.35 0.375% Stadler Rail AG 19 CHF 20.11.26 200'000 - - 200'000 201'200.00 0.77 1.300% Sulzer AG 18 CHF 06.07.23 50'000 - - 50'000 51'250.00 0.20 0.500% Swiss Confederation Government Bond 15 CHF 27.05.30 50'000 - - 50'000 53'640.00 0.21 0.000% Swiss Confederation Government Bond 16 CHF 22.06.29 50'000 300'000 - 350'000 360'640.00 1.38 0.500% Swiss Confederation Government Bond 18 CHF 27.06.32 - 200'000 200'000 - - 0.00 0.000% Swiss Life Holding AG 19 CHF 06.06.25 200'000 - - 200'000 200'700.00 0.77 0.350% Swiss Life Holding AG 19 CHF 06.03.29 200'000 - - 200'000 201'100.00 0.77 1.750% Swiss Prime Site AG 14 CHF 16.04.21 75'000 - - 75'000 75'210.00 0.29

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

1.250% Swiss Prime Site AG 19 CHF 02.04.27 - 200'000 - 200'000 210'400.00 0.80 1.000% Swiss Reinsurance Company Ltd 14 CHF 17.09.24 25'000 - - 25'000 26'137.50 0.10 0.750% Swiss Reinsurance Company Ltd 15 CHF 21.01.27 220'000 - - 220'000 230'120.00 0.88 1.500% Swisscom AG 14 CHF 28.09.29 100'000 200'000 - 300'000 332'100.00 1.27 1.000% Swisscom AG 15 CHF 17.04.35 - 100'000 - 100'000 107'300.00 0.41 0.375% Swisscom AG 16 CHF 15.12.27 50'000 - - 50'000 50'925.00 0.19 0.125% Swisscom AG 16 CHF 15.09.32 100'000 - - 100'000 96'850.00 0.37 0.750% Swisscom AG 18 CHF 12.10.28 40'000 - - 40'000 41'920.00 0.16 0.200% The Bank of Nova Scotia 18 EMTN CHF 19.11.25 50'000 - - 50'000 51'275.00 0.20 0.500% VP Bank AG 15 CHF 07.04.21 50'000 - - 50'000 50'050.00 0.19 0.875% VP Bank AG 15 CHF 07.10.24 75'000 - - 75'000 76'987.50 0.29 0.700% Zug Estates Holding AG 17 CHF 17.02.22 35'000 - - 35'000 35'199.50 0.13 2.000% Zürcher Kantonalbank 10 CHF 08.09.25 20'000 - - 20'000 22'050.00 0.08 1.625% Zürcher Kantonalbank 12 CHF 12.04.27 50'000 - - 50'000 55'325.00 0.21 0.750% Zürcher Kantonalbank 15 CHF 28.10.30 25'000 - - 25'000 26'412.50 0.10 0.125% Zürcher Kantonalbank 16 CHF 13.05.26 30'000 - - 30'000 30'465.00 0.12 0.300% Zürcher Kantonalbank 18 CHF 25.01.28 70'000 - - 70'000 71'715.00 0.27 1.875% Zürich Versicherungsgesellschaft 13 CHF 18.09.23 50'000 - - 50'000 52'800.00 0.20

Total - Swiss franc 8'248'336.00 31.54

US dollar

2.050% Air Products & Chemicals Inc 20 USD 15.05.30 - 100'000 - 100'000 91'897.02 0.35 2.250% American Express Co 16 USD 05.05.21 140'000 - - 140'000 126'961.29 0.49 2.700% American Express Co 17 USD 03.03.22 100'000 - - 100'000 92'570.56 0.35 3.200% Amgen Inc 17 USD 02.11.27 200'000 - - 200'000 199'191.39 0.76 2.650% Amgen Inc 17 USD 11.05.22 100'000 - - 100'000 92'835.82 0.35 3.800% AT&T Inc 17 USD 01.03.24 100'000 - - 100'000 98'443.25 0.38 1.900% Bank of Montreal 16 USD 27.08.21 150'000 - 150'000 - - 0.00 2.950% Cisco Systems Inc 16 USD 28.02.26 180'000 - - 180'000 177'761.66 0.68 4.875% European Investment Bank 06 USD 15.02.36 400'000 - - 400'000 490'937.04 1.88 3.550% Hasbro Inc 19 USD 19.11.26 100'000 - - 100'000 98'866.93 0.38 2.000% Henkel AG & Co KGaA 17 EMTN USD 12.06.20 160'000 - 160'000 - - 0.00 4.875% Humana Inc 21 USD 01.04.30 - 100'000 - 100'000 109'206.36 0.42 3.900% Intel Corp 20 USD 25.03.30 - 75'000 - 75'000 78'767.23 0.30 4.375% Inter-American Development Bank 14 USD 24.01.44 150'000 - - 150'000 183'626.11 0.70 2.000% Kreditanstalt Für Wiederaufbau 15 USD 02.05.25 200'000 - 200'000 - - 0.00 2.125% Kreditanstalt Für Wiederaufbau 17 USD 15.06.22 600'000 - 600'000 - - 0.00 3.400% Merck & Co Inc 19 USD 07.03.29 - 80'000 - 80'000 81'244.53 0.31 5.700% Metlife Inc 05 USD 15.06.35 - 100'000 - 100'000 126'694.95 0.48 4.875% Metlife Inc 13 USD 13.11.43 100'000 - - 100'000 118'888.54 0.45 4.663% Micron Technology Inc 19 USD 15.02.30 100'000 - - 100'000 106'205.29 0.41 3.875% Nike Inc 15 USD 01.11.45 - 100'000 - 100'000 105'677.50 0.40 2.400% Novartis Capital Corp 17 USD 17.05.22 100'000 - - 100'000 92'755.24 0.35 2.950% Oracle Corp 20 USD 01.04.30 - 100'000 - 100'000 96'856.25 0.37 3.125% Prudential Inc 20 USD 14.04.30 - 100'000 - 100'000 98'316.50 0.38

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

US dollar (Continued)

4.103% Telefonica Emisiones SAU 17 USD 08.03.27 290'000 - 140'000 150'000 153'423.94 0.59 3.125% Telstra Corporation Ltd 15 USD 07.04.25 100'000 - - 100'000 97'569.63 0.37 4.150% Texas Instruments Inc 18 USD 15.05.48 - 100'000 - 100'000 110'312.64 0.42 2.125% Unilever Capital Corp 19 USD 06.09.29 - 120'000 - 120'000 111'551.81 0.43 3.400% United Parcel Service Inc 19 USD 15.03.29 200'000 - - 200'000 202'012.30 0.77 3.400% United Parcel Service Inc 19 USD 01.09.49 - 100'000 - 100'000 96'743.09 0.37 3.700% UnitedHealth Group Inc 18 USD 15.12.25 200'000 - - 200'000 203'270.67 0.78 2.000% UnitedHealth Group Inc 20 USD 15.05.30 - 100'000 - 100'000 90'790.74 0.35 3.500% Waste Connections Inc 19 USD 01.05.29 100'000 - - 100'000 100'569.31 0.38

Total - US dollar 3'833'947.59 14.66

Total - Bonds listed on an official exchange 15'023'051.47 57.45 Securities traded on another regulated market open to the public

Euro

0.625% ASML Holding NV 20 EUR 07.05.29 - 200'000 - 200'000 225'460.46 0.86 0.625% Atlas Copco AB 16 EUR 30.08.26 - 200'000 - 200'000 226'563.71 0.87

Total - Euro 452'024.17 1.73

Swiss franc

0.000% Luzerner Kantonalbank AG 20 CHF 07.08.28 - 100'000 100'000 - - 0.00

Total - Swiss franc 0.00

US dollar

2.850% Nike Inc 20 USD 27.03.30 - 75'000 - 75'000 73'440.67 0.28 3.750% Vinci SA 19 USD 10.04.29 - 200'000 - 200'000 203'391.98 0.78

Total - US dollar 276'832.65 1.06

Total - Bonds traded on another regulated market open to the public 728'856.82 2.79

Total - Bonds 15'751'908.29 60.23

Equities

Securities listed on an official exchange

Belgium

KBC Group EUR 1 - - 1 65.51 0.00

Total - Belgium 65.51 0.00

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Denmark

Novo Nordisk DKK 1 - - 1 64.72 0.00

Total - Denmark 64.72 0.00

Germany

Continental EUR 80 - - 80 10'452.29 0.04 Deutsche Lufthansa N EUR 1 - - 1 13.50 0.00 Deutsche Post EUR 1'500 - 1'500 - - 0.00 Henkel AG & Co EUR 1 - - 1 89.64 0.00 SAP EUR 390 - - 390 43'738.09 0.17

Total - Germany 54'293.52 0.21

Finland

Nokia EUR 1 - - 1 3.63 0.00

Total - Finland 3.63 0.00

France

AXA EUR 2'400 - - 2'400 54'854.74 0.21 BNP Paribas EUR 1 - - 1 54.15 0.00 Danone EUR 1 - - 1 62.04 0.00 L'Oreal EUR - 220 - 220 73'201.19 0.28 Publicis Groupe EUR 1 - - 1 53.34 0.00 Renault EUR 1 - - 1 40.80 0.00 Sanofi EUR 680 - 680 - - 0.00 Schneider Electric EUR 680 - - 680 91'795.98 0.35 Vinci EUR 1 - - 1 94.55 0.00

Total - France 220'156.79 0.84

Great Britain

Ashtead Group GBP 1 - - 1 49.11 0.00 Compass Group GBP 2'301 - - 2'301 42'375.07 0.16 Lloyds Banking Group GBP 1 - - 1 0.49 0.00 Mondi Finance GBP 1 - - 1 21.83 0.00 Reckitt Benckiser Group GBP 1 - - 1 75.94 0.00 Vodafone Group GBP 22'942 - - 22'942 35'431.79 0.14 Weir Group GBP 1 - - 1 25.09 0.00

Total - Great Britain 77'979.32 0.30

Ireland

Eaton Corporation USD - 1'000 500 500 58'930.51 0.23

Total - Ireland 58'930.51 0.23

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Italy

Intesa Sanpaolo EUR 1 45'000 22'501 22'500 52'761.43 0.20 UniCredit EUR 1 - - 1 9.38 0.00

Total - Italy 52'770.81 0.20

Jersey

WPP GBP 952 - - 952 10'287.84 0.04

Total - Jersey 10'287.84 0.04

Canada

BCE CAD 1 - - 1 38.92 0.00 Canadian National Railway CAD 1 - - 1 99.33 0.00 Toronto-Dominion Bank CAD 1 - - 1 55.16 0.00

Total - Canada 193.41 0.00

Luxembourg

ArcelorMittal EUR 1 - - 1 21.27 0.00

Total - Luxembourg 21.27 0.00

Holland

ASML Holding EUR - 250 120 130 66'475.66 0.25 ING Groep EUR 1 - - 1 9.93 0.00 Koninklijke Vopak EUR 1 - - 1 43.42 0.00 Royal Philips EUR - 1'500 - 1'500 74'098.40 0.28 Unilever EUR 1'494 - 1'494 - - 0.00

Total - Holland 140'627.41 0.54

Norway

DNB Bank NOK 1 - - 1 17.73 0.00 Telenor NOK 1 - - 1 14.73 0.00

Total - Norway 32.46 0.00

Austria

AMS CHF 2'400 - 2'400 - - 0.00

Total - Austria 0.00

Sweden

Swedbank SEK 1 - - 1 15.95 0.00

Total - Sweden 15.95 0.00

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Switzerland

ABB N CHF 5'000 4'000 3'000 6'000 156'720.00 0.60 Adecco Group N CHF 1'100 - - 1'100 62'788.00 0.24 Alcon N CHF 1 2'500 1'300 1'201 75'110.54 0.29 AMS Anrechte (Verfall: 30.03.2020) CHF - 2'400 2'400 - - 0.00 Arbonia N CHF 972 - - 972 14'832.72 0.06 Baloise Holding N CHF 343 - - 343 54'502.70 0.21 Banque Cantonale Vaudoise N CHF 4 40 4 40 3'816.00 0.01 Belimo Holding N CHF 4 - - 4 26'520.00 0.10 Compagnie Financiere Richemont N CHF 1 - - 1 87.58 0.00 Credit Suisse Group N CHF 1 - - 1 13.13 0.00 Daetwyler Holding I CHF 119 - 119 - - 0.00 Emmi N CHF 12 - 12 - - 0.00 Forbo Holding N CHF 19 - - 19 29'830.00 0.11 Geberit N CHF 1 249 120 130 69'706.00 0.27 Georg Fischer N CHF 31 - - 31 36'239.00 0.14 Givaudan N CHF 35 - - 35 119'945.00 0.46 Helvetia Holding N CHF 165 - - 165 16'450.50 0.06 Implenia N CHF 1 - - 1 29.22 0.00 Julius Bäer Group N CHF 160 - - 160 8'928.00 0.03 Kühne + Nagel N CHF 1 - - 1 215.70 0.00 LafargeHolcim N CHF 3'300 - - 3'300 165'528.00 0.63 Landis+Gyr Group N CHF 202 - 202 - - 0.00 Logitech International N CHF 2'100 - 1'000 1'100 106'722.00 0.41 Lonza Group N CHF 90 500 590 - - 0.00 Novartis N CHF 7'500 10'000 13'000 4'500 351'855.00 1.35 Partners Group Holding N CHF 180 - 110 70 76'335.00 0.29 PSP Swiss Property N CHF 149 3'021 - 3'170 343'628.00 1.31 Roche Holding PS CHF 2'350 1'500 1'050 2'800 834'260.00 3.19 Schindler Holding PS N CHF 277 - - 277 68'751.40 0.26 SGS N CHF 160 - 140 20 51'900.00 0.20 SIG Combibloc Group N CHF 1'523 - 1'523 - - 0.00 Sika N CHF - 1'300 500 800 192'160.00 0.73 Sonova Holding N CHF 1 270 - 271 63'088.80 0.24 Straumann Holding N CHF 120 - - 120 131'880.00 0.50 Sulzer N CHF 650 - 650 - - 0.00 Sunrise Communications Group N CHF 900 - 900 - - 0.00 Swiss Life Holding N CHF 1 349 - 350 158'305.00 0.61 Swiss Prime Site N CHF - 4'800 1'200 3'600 306'360.00 1.17 Swiss Reinsurance Company N CHF 3'000 - 1'500 1'500 128'160.00 0.49 Tamedia N CHF 161 - 161 - - 0.00 UBS Group N CHF 18'000 - 6'000 12'000 169'200.00 0.65

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Switzerland (Continued)

Valiant Holding N CHF 180 - - 180 16'344.00 0.06 VAT Group N CHF - 250 - 250 63'200.00 0.24 Zürich Insurance Group N CHF 540 300 - 840 312'060.00 1.19

Total - Switzerland 4'215'471.29 16.12

South Korea

Samsung Electronics USD 1 - - 1 1'674.27 0.01

Total - South Korea 1'674.27 0.01

United States

AbbVie USD 1 - - 1 97.54 0.00 Adobe USD - 200 - 200 83'227.87 0.32 Alphabet USD 56 - 56 - - 0.00 Amazon.com USD 1 - - 1 2'800.03 0.01 American Express USD 500 - - 500 61'225.45 0.23 Amgen USD 1 350 351 - - 0.00 Apple USD 1 3 - 4 439.11 0.00 Applied Materials USD 1 - - 1 107.00 0.00 Avery Dennison USD 1 - - 1 158.62 0.00 Boston Scientific USD 1'400 - 1'400 - - 0.00 Bristol Myers Squibb USD 19 - - 19 1'054.92 0.00 Bristol-Myers Squibb Anrechte USD 19 - 19 - - 0.00 Broadcom USD 300 - 150 150 63'806.01 0.24 Capital One Financial USD 1 - - 1 108.81 0.00 Cisco Systems USD 951 - - 951 38'630.40 0.15 Citigroup USD 1 - - 1 59.64 0.00 Colgate-Palmolive USD 1 - - 1 68.08 0.00 Comcast USD 1'400 - - 1'400 66'818.40 0.26 Cummins USD 1 - - 1 229.22 0.00 Danaher USD - 350 - 350 69'603.55 0.27 Deere & Co USD 1 - - 1 316.06 0.00 Facebook USD 1 - - 1 233.22 0.00 Ford Motor USD 1 - - 1 10.59 0.00 General Mills USD 1 - - 1 49.80 0.00 Hasbro USD 1 - - 1 84.84 0.00 Home Depot USD - 300 - 300 70'162.57 0.27 HP USD 1 - - 1 26.23 0.00 Intel USD 1 - - 1 55.02 0.00 Jones Lang LaSalle USD 1 - - 1 157.50 0.00 JP Morgan Chase & Co USD 1 - - 1 133.23 0.00 Juniper Networks USD 1 - - 1 21.08 0.00 Legg Mason USD 1 - 1 - - 0.00 Merck & Co USD 730 - - 730 47'992.32 0.18 Microsoft USD 560 670 480 750 157'780.24 0.60

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Mondelez International USD 1'150 - - 1'150 55'344.62 0.21 Nike USD - 600 - 600 73'209.81 0.28 Oracle USD 1 - - 1 58.40 0.00 Pfizer USD 1 - - 1 30.32 0.00 Procter & Gamble USD 461 - - 461 51'554.43 0.20 Prudential Financial USD 500 - - 500 39'253.82 0.15 Rockwell Automation USD 1 - - 1 220.24 0.00 S&P Global USD 250 - - 250 74'542.42 0.29 TJX Cos USD 1'000 - 1'000 - - 0.00 Travel + Leisure USD - 1 - 1 54.71 0.00 Union Pacific USD - 300 - 300 55'936.69 0.21 Verizon Communications USD 1 - - 1 50.06 0.00 Visa USD 360 - - 360 69'219.61 0.26 Wyndham Destinations USD 1 - 1 - - 0.00 Wyndham Hotels & Resorts USD 1 - - 1 59.10 0.00

Total - United States 1'084'991.58 4.15

Total - Equities listed on an official exchange 5'917'580.29 22.63 Securities traded on another regulated market open to the public

Switzerland

Implenia Anrechte (Verfall: 03.06.2020) CHF - 1 1 - - 0.00

Total - Switzerland 0.00

Total - Equities traded on another regulated market open to the public 0.00

Total - Equities 5'917'580.29 22.63

Units of other collective investments

Securities listed on an official exchange

ETF

Yen

UBS ETF - MSCI Japan Socially Responsible UCITS A JPY 3'000 8'000 7'500 3'500 86'128.47 0.33

Total - Yen 86'128.47 0.33

Total - ETF 86'128.47 0.33

Total - Units of other collective investment schemes listed on an official exchange 86'128.47 0.33

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Units of other collective investments (Continued)

Securities listed on an official exchange

Equity funds

US dollar

Vontobel Fund - mtx Sustainable Emerging Markets Leaders B USD USD 5'900 2'600 2'500 6'000 1'101'677.88 4.21

Total - US dollar 1'101'677.88 4.21

Total - Equity funds 1'101'677.88 4.21

Total - Units of other collective investment schemes traded on another regulated market open to the public 1'101'677.88 4.21

Total - Units of other collective investment schemes 1'187'806.35 4.54

Total - Securities listed on an official exchange 21'026'760.87 80.40

Total - Securities traded on another regulated market open to the public 1'830'534.70 7.00

Total - Securities 22'857'294.93 87.40

Derivative financial instruments

Warrants

Compagnie Financiere Richemont - Call 22.11.2023 - 2 - 2 0.64 0.00

Total - Warrants 0.64 0.00

Forward foreign exchange contracts Currency Amount Counter Counter value Maturity Replacement value % of total currency in CHF fund assets 10.11.20 Purchase CHF 4'013'949.94 EUR 3'720'000.00 24.06.21 -71'286.77 -0.27 15.12.20 Purchase EUR 330'000.00 CHF 355'052.51 24.06.21 7'343.59 0.03 19.01.21 Purchase CHF 4'364'712.00 USD 4'950'000.00 21.10.21 -88'014.68 -0.34

Total - forward foreign exchange contracts -151'957.86 -0.58

Total - derivative financial instruments -151'957.22 -0.58

Cash at banks at sight 2'769'104.02 10.59 Cash at banks on time 0.00 0.00 Other assets 676'922.67 2.59

Total fund assets 26'151'364.40 100.00 Loans taken out 0.00 0.00 Other liabilities -1'621'575.01 -6.20

Total net asset value 24'529'789.39 93.80

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Instruments financiers dérivés

Stock Purchase Sale Stock 01.03.2020 28.02.2021

Derivative financial instruments

Derivatives used in the reporting period

Futures

Euro Stoxx 50 PR 20.03.2020 2 - 2 - SMI Index 20.03.2020 1 - 1 - SMI Index 19.06.2020 - 11 11 -

Options

Compagnie Financiere Richemont - Call 22.11.2023 - 2 - 2

Currency-based derivative financial instruments used in the reporting period

Currency Amount Counter Counter value Maturity currency

Forward foreign exchange contracts 03.03.20 Purchase CHF 532'671.70 EUR 500'000.00 23.04.20 16.03.20 Purchase EUR 100'000.00 CHF 105'462.00 23.04.20 23.03.20 Purchase CHF 317'778.78 EUR 300'000.00 23.04.20 21.04.20 Purchase CHF 3'381'149.73 EUR 3'220'000.00 12.11.20 12.05.20 Purchase CHF 104'964.76 EUR 100'000.00 12.11.20 04.06.20 Purchase CHF 431'482.50 USD 450'000.00 25.06.20 04.06.20 Purchase CHF 430'660.00 EUR 400'000.00 12.11.20 23.06.20 Purchase CHF 4'649'100.39 USD 4'950'000.00 21.01.21 10.11.20 Purchase CHF 4'013'949.94 EUR 3'720'000.00 24.06.21 15.12.20 Purchase EUR 330'000.00 CHF 355'052.51 24.06.21 19.01.21 Purchase CHF 4'364'712.00 USD 4'950'000.00 21.10.21

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 22'857'295.57 87.40 open to the public.

b) investments that are not priced according to (a) and whose value is based on -151'957.86 -0.58 market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Vontobel Fund (CH) - Pension Invest Yield

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Derivative risks in accordance with commitment approach I Exposure

Instrument description in CHF % of net fund assets

Foreign currency contract

Purchase CHF 4'013'949.94 4’087’733.16 16.66% Sale EUR 3'720'000.00

Purchase CHF 4'364'712.00 4’481’235.84 18.27% Sale USD 4'950'000.00

Purchase EUR 330'000.00 362’621.49 1.48% Sale CHF 355'052.51

CIE FINANCI 22.11.23 CW 129.67 0.00% Amount: 2 Maturity: 20.11.23 Valuation Price: 0.32 Currency Code: CHF CTD: 0 Price: 1 Delta (options): 0.7327 Basis (options): 88.49 Shares/Warrant: 0.014925

Total exposure-increasing positions (underlying equivalent) 362’751.16 1.48%

Total der engagementreduzierende Positionen (Basiswertäquivalent) 8’568’969.00 34.93%

Further information

No securities were lent during the reporting period. As at the balance sheet date, no loans had been drawn upon. As at the balance sheet date, there were no off-balance-sheet transactions in addition to derivative financial instruments. The Commitment I Approach is used to measure the risk of derivatives.

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 63 Statement of Assets

Statement of income 65 Utilisation of net income

Stock of Funds Assets 67

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in A-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 24'346.204 18'206.204 Number of units issued - 1'070.000 Number of units redeemed 6'140.000 923.000 Units outstanding at the end of the period 18'206.204 18'353.204 Net asset value per unit in CHF 108.29 112.95

Change in I-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 40'130.000 29'305.000 Number of units issued 3'300.000 - Number of units redeemed 14'125.000 851.000 Units outstanding at the end of the period 29'305.000 28'454.000 Net asset value per unit in CHF 109.98 116.08

Change in NV-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 224'448.729 265'019.188 Number of units issued 91'852.531 41'871.496 Number of units redeemed 51'282.072 92'429.847 Units outstanding at the end of the period 265'019.188 214'460.837 Net asset value per unit in CHF 114.68 121.45

Change in R-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 6'769.405 5'334.261 Number of units issued 1'015.000 1'985.000 Number of units redeemed 2'450.144 1'646.261 Units outstanding at the end of the period 5'334.261 5'673.000 Net asset value per unit in CHF 108.98 114.23

Change in RV-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 22'445.314 28'845.780 Number of units issued 8'607.135 5'275.248 Number of units redeemed 2'206.669 11'172.403 Units outstanding at the end of the period 28'845.780 22'948.625 Net asset value per unit in CHF 112.29 119.22

Change in YV-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period -- Number of units issued - 3'856.409 Number of units redeemed - 35.418 Units outstanding at the end of the period - 3'820.991 Net asset value per unit in CHF - 101.79

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 4'602'628.55 3'362'347.87 – on time -- Securities – Bonds 17'963'114.60 14'863'781.43 – Equities 14'906'140.19 14'493'306.00 – Units of other collective investments 1'845'024.79 2'203'355.77 Derivative financial instruments -55'762.26 -169'186.71 Other assets 231'035.71 526'408.55 Total fund assets 39'492'181.58 35'280'012.91 ./. Loans taken out -- ./. Other liabilities -86'146.67 -85'507.95 Total net asset value 39'406'034.91 35'194'504.96 Statement of changes in net assets Net asset value at beginning of reporting period 34'709'131.72 39'406'034.91 Distributions -6'941.29 -26'847.17 Withholding tax on accumulation -14'656.48 -9'245.43 Balance of units issued/units redeemed 3'299'035.87 -6'149'078.31 Total net income 1'419'465.09 1'973'640.96 Net asset value at end of reporting period 39'406'034.91 35'194'504.96

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks 7'595.93 332.63 Negative interest -13'800.35 -10'333.98 Income on securities – Bonds 235'943.89 255'362.70 – Equities 327'970.13 383'667.69 – Units of other collective investments 20'282.17 16'451.90 Other income 6.40 - Accrued income paid in on units subscribed 87'526.26 48'370.61 Total income 665'524.43 693'851.55 Expense Interest paid 8'836.35 3'813.28 Auditing expense 22'731.72 23'846.83 Fees as per regulations paid to the fund management company for: – asset management and distribution 192'476.47 188'829.33 – service fee 37'026.94 37'094.95 Other expenses 3'896.63 6'505.77 Accrued income paid out on units redeemed 66'926.14 101'327.71 Total expenses 331'894.25 361'417.87 Net income/loss (-) 333'630.18 332'433.68 Tax adjustment item 193.99 - Net income/loss (-) after tax adjustments 333'824.17 332'433.68 Realised capital gain and loss 1'656'038.48 250'853.60 Payments from the capital contributions principle 69'438.79 53'261.06 Tax adjustments for income from target funds in the current period -15'721.93 -12'729.99 Realised income 2'043'579.51 623'818.35 Non-realised capital gain and loss -624'114.42 1'349'822.61 Total net income 1'419'465.09 1'973'640.96

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 A-class Net income for financial year 1'093.09 8'417.43 Profit carried forward from previous year 17'381.89 268.78 Profit available for distribution 18'474.98 8'686.21 Profit intended for distribution to investors -18'206.20 - Profit carried forward 268.78 8'686.21 I-class Net income for financial year 26'416.09 30'476.12 Profit available for accumulation 26'416.09 30'476.12 Income retained for reinvestment -26'416.09 -30'476.12 NV-class Net income for financial year 263'857.74 252'116.67 Profit available for accumulation 263'857.74 252'116.67 Income retained for reinvestment -263'857.74 -252'116.67 R-class Net income for financial year 6'287.81 7'859.28 Profit carried forward from previous year 1'222.25 42.09 Profit available for distribution 7'510.06 7'901.37 Profit intended for distribution to investors -7'467.97 -7'091.25 Profit carried forward 42.09 810.12

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 RV-class Net income for financial year 36'169.44 32'908.15 Profit available for accumulation 36'169.44 32'908.15 Income retained for reinvestment -36'169.44 -32'908.15 YV-class Net income for financial year - 656.03 Profit available for accumulation - 656.03 Income retained for reinvestment - -656.03

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds

Securities listed on an official exchange

Euro

2.500% ABN Amro Bank NV 13 EUR 29.11.23 47'000 - - 47'000 55'544.34 0.16 5.500% Belgium Government Bond 97 EUR 28.03.28 160'300 - - 160'300 249'340.14 0.71 1.000% Bundesrepublik Deutschland Bundesanleihe 14 EUR 15.08.24 600'000 - 600'000 - - 0.00 0.250% Bundesrepublik Deutschland Bundesanleihe 18 EUR 15.08.28 500'000 - 400'000 100'000 115'635.60 0.33 1.550% Chubb INA Holdings Inc 18 EUR 15.03.28 200'000 - - 200'000 236'875.35 0.67 2.500% Danaher Corp 20 EUR 30.03.30 - 100'000 - 100'000 128'491.08 0.36 1.250% Danone SA 15 EUR 30.05.24 200'000 - 200'000 - - 0.00 0.375% Dassault Systemes SA 19 EUR 16.09.29 - 100'000 - 100'000 110'418.24 0.31 0.625% Deutsche Bahn Finance 16 EUR 26.09.28 - 100'000 - 100'000 115'509.23 0.33 1.375% Deutsche Bahn Finance 20 EUR 16.04.40 - 200'000 200'000 - - 0.00 1.125% Deutsche Telekom International Finance BV 17 EMTN EUR 22.05.26 70'000 - - 70'000 81'192.60 0.23 1.625% Givaudan Finance Europe SA 20 EUR 22.04.32 - 150'000 - 150'000 183'626.58 0.52 0.000% Henkel AG & Co KGaA 16 EMTN EUR 13.09.21 70'000 - - 70'000 76'994.32 0.22 1.000% Ireland Government Bond 16 EUR 15.05.26 260'000 - 260'000 - - 0.00 0.000% Ireland Government Bond 17 EUR 18.10.22 200'000 - 200'000 - - 0.00 0.750% KBC Group NV 17 EMTN EUR 01.03.22 100'000 - 100'000 - - 0.00 0.625% Koninklijke DSM NV 20 EUR 23.06.32 - 100'000 - 100'000 112'319.26 0.32 1.375% Nederlandse Gasunie NV 18 EUR 16.10.28 - 220'000 220'000 - - 0.00 1.625% Novartis Finance SA 14 EUR 09.11.26 100'000 - - 100'000 120'704.61 0.34 1.875% Orange SA 18 EUR 12.09.30 - 100'000 100'000 - - 0.00 0.125% Rabobank UA 16 EUR 11.10.21 100'000 - - 100'000 110'313.85 0.31 0.500% Rabobank UA 17 EMTN EUR 06.12.22 60'000 - - 60'000 66'952.45 0.19 1.625% SAP AG 18 EUR 10.03.31 300'000 - - 300'000 369'791.51 1.05 1.400% Spain Government Bond 18 EUR 30.07.28 100'000 - - 100'000 120'462.86 0.34 2.000% Takeda Pharmaceutical Ltd 20 EUR 09.07.40 - 100'000 - 100'000 117'436.62 0.33 0.625% Toronto-Dominion Bank 16 EUR 08.03.21 62'000 - 62'000 - - 0.00 1.125% Vivendi SA 19 EUR 11.12.28 200'000 - 200'000 - - 0.00

Total - Euro 2'371'608.64 6.72

Swiss franc

2.250% ABB Ltd 11 CHF 11.10.21 15'000 - - 15'000 15'255.00 0.04 0.300% ABN Amro Bank NV 16 EMTN CHF 18.12.24 30'000 - - 30'000 30'570.00 0.09 2.625% Adecco Group AG 12 CHF 18.12.20 30'000 - 30'000 - - 0.00 0.625% Allreal AG 16 CHF 10.05.24 20'000 - - 20'000 20'340.00 0.06 0.875% Allreal AG 17 CHF 30.03.27 20'000 - - 20'000 20'620.00 0.06 0.410% Amgen Inc 16 CHF 08.03.23 30'000 - - 30'000 30'330.00 0.09 0.375% Apple Inc 15 CHF 25.11.24 20'000 - - 20'000 20'560.00 0.06 1.720% Aroundtown SA 19 EMTN CHF 05.03.26 50'000 - - 50'000 53'625.00 0.15 0.450% ASB Finance Ltd 19 EMTN CHF 30.01.25 30'000 - - 30'000 30'675.00 0.09 1.375% AT&T Inc 14 CHF 04.12.24 15'000 - - 15'000 15'772.50 0.04 1.750% Baloise Holding AG 13 CHF 26.04.23 5'000 - - 5'000 5'220.00 0.01 0.375% Banco Santander Chile SA 15 CHF 19.05.22 20'000 - - 20'000 20'100.00 0.06 0.384% Banco Santander Chile SA 19 CHF 27.09.24 35'000 - - 35'000 35'297.50 0.10

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.750% Banco Santander SA 17 EMTN CHF 12.06.23 100'000 - - 100'000 102'100.00 0.29 0.500% Banque Cler AG 17 CHF 28.11.25 100'000 - - 100'000 102'350.00 0.29 0.320% Banque Fédérative du Crédit Mutuel SA 17 EMTN CHF 10.02.25 75'000 - 75'000 - - 0.00 0.200% Banque Fédérative du Crédit Mutuel SA 20 CHF 03.11.28 200'000 - - 200'000 200'600.00 0.57 1.125% Basellandschaftliche Kantonalbank 13 CHF 27.03.23 30'000 - - 30'000 30'975.00 0.09 0.750% Basellandschaftliche Kantonalbank 15 CHF 30.03.28 15'000 - - 15'000 15'780.00 0.04 2.500% Basler Kantonalbank 06 CHF 24.03.21 20'000 - - 20'000 20'040.00 0.06 1.875% Basler Kantonalbank 10 CHF 26.10.26 15'000 - - 15'000 16'695.00 0.05 0.400% BLS AG 18 CHF 12.12.28 75'000 - - 75'000 78'037.50 0.22 1.375% BNZ International Funding Ltd London 14 EMTN CHF 03.02.21 20'000 - 20'000 - - 0.00 0.500% BPCE SA 19 EMTN CHF 08.11.23 50'000 - - 50'000 51'050.00 0.14 0.250% Canton of Aargau Switzerland 15 CHF 11.12.29 40'000 - - 40'000 41'140.00 0.12 1.000% Canton of Basel Switzerland 14 CHF 30.03.27 10'000 - - 10'000 10'775.00 0.03 1.250% Canton of Berne Switzerland 14 CHF 12.09.30 20'000 - - 20'000 22'360.00 0.06 1.250% Canton of Geneva Switzerland 12 CHF 29.12.22 15'000 - - 15'000 15'487.50 0.04 1.750% Canton of Geneva Switzerland 13 CHF 22.03.33 75'000 - - 75'000 89'437.50 0.25 1.625% Canton of Geneva Switzerland 14 CHF 30.07.29 15'000 - - 15'000 17'085.00 0.05 0.020% Canton of Geneva Switzerland 15 CHF 27.11.24 25'000 - - 25'000 25'375.00 0.07 0.125% Canton of Geneva Switzerland 19 CHF 28.05.32 300'000 - 300'000 - - 0.00 0.250% Canton of Graubuenden Switzerland 15 CHF 26.11.27 20'000 - - 20'000 20'610.00 0.06 1.125% Canton of Solothurn Switzerland 12 CHF 29.11.27 10'000 - - 10'000 10'910.00 0.03 0.100% Canton of Zürich 20 CHF 23.06.45 - 100'000 - 100'000 96'900.00 0.27 0.500% Canton of Zürich Switzerland 12 CHF 03.12.20 10'000 - 10'000 - - 0.00 0.194% Central American Bank for Economic Integration 15 EMTN CHF 19.11.21 20'000 - - 20'000 20'120.00 0.06 0.371% Central American Bank for Economic Integration 16 EMTN CHF 26.08.22 30'000 - - 30'000 30'339.00 0.09 1.000% Chocoladefabriken Lindt & Spruengli AG 14 CHF 08.10.24 50'000 - - 50'000 52'250.00 0.15 0.040% City of Bern Switzerland 16 CHF 31.03.27 40'000 - - 40'000 40'400.00 0.11 1.030% City of Biel Switzerland 19 CHF 12.04.34 125'000 - - 125'000 135'562.50 0.38 0.600% City of Lausanne Switzerland 20 CHF 06.07.50 - 100'000 - 100'000 102'150.00 0.29 1.250% City of Lausanne Switzerland 12 CHF 07.06.24 20'000 - - 20'000 21'000.00 0.06 1.500% City of Lausanne Switzerland 13 CHF 03.04.28 10'000 - - 10'000 11'050.00 0.03 0.625% City of Lausanne Switzerland 15 CHF 04.03.30 30'000 - - 30'000 31'140.00 0.09 0.875% Coop-Gruppe Genossenschaft 14 CHF 16.06.21 20'000 - - 20'000 20'078.00 0.06 1.000% Coop-Gruppe Genossenschaft 14 CHF 29.09.23 50'000 - - 50'000 51'250.00 0.15 0.875% Coop-Gruppe Genossenschaft 15 CHF 31.07.24 25'000 - - 25'000 25'750.00 0.07 0.500% Coop-Gruppe Genossenschaft 16 CHF 19.05.26 20'000 100'000 - 120'000 122'160.00 0.35 2.000% Corporación Andina de Fomento 14 EMTN CHF 05.02.24 30'000 - - 30'000 31'890.00 0.09 0.500% Corporación Andina de Fomento 15 EMTN CHF 26.02.26 55'000 - - 55'000 56'100.00 0.16 1.375% CRH Finance AG Switzerland 14 CHF 30.09.22 50'000 - - 50'000 51'250.00 0.15 1.750% Deutsche Bahn Finance 10 EMTN CHF 03.06.20 15'000 - 15'000 - - 0.00 1.500% Deutsche Bahn Finance 14 EMTN CHF 26.08.24 15'000 - - 15'000 16'027.50 0.05 0.500% DH Switzerland Finance SA 15 CHF 08.12.23 60'000 - - 60'000 61'170.00 0.17 1.125% DH Switzerland Finance SA 15 CHF 08.12.28 300'000 - - 300'000 320'250.00 0.91 0.450% Eli Lilly & Co 16 EMTN CHF 24.05.28 15'000 - - 15'000 15'412.50 0.04 0.150% Eli Lilly & Co 16 EMTN CHF 24.05.24 15'000 - - 15'000 15'187.50 0.04

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.875% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 12 CHF 24.03.23 15'000 - - 15'000 15'450.00 0.04 0.375% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 15 CHF 27.05.30 30'000 - - 30'000 31'200.00 0.09 0.125% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 15 CHF 27.05.25 15'000 - - 15'000 15'330.00 0.04 0.625% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 15 CHF 07.09.33 30'000 - - 30'000 31'845.00 0.09 0.320% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 16 CHF 09.05.36 20'000 - - 20'000 20'390.00 0.06 0.750% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 18 CHF 29.11.32 200'000 - 200'000 - - 0.00 0.770% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 18 CHF 16.05.33 75'000 - - 75'000 81'037.50 0.23 0.500% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 18 CHF 09.03.34 50'000 - - 50'000 52'375.00 0.15 1.625% Engadiner Kraftwerke AG 14 CHF 25.04.24 35'000 - - 35'000 36'802.50 0.10 3.000% Eurofima 06 CHF 15.05.26 25'000 - - 25'000 29'325.00 0.08 3.000% Eurofima 07 CHF 22.05.24 25'000 - - 25'000 27'800.00 0.08 2.625% European Investment Bank 10 CHF 11.02.25 15'000 - - 15'000 16'905.00 0.05 2.000% European Investment Bank 10 EMTN CHF 24.08.22 10'000 - - 10'000 10'398.00 0.03 0.600% Geberit AG 19 CHF 17.10.28 100'000 - - 100'000 102'950.00 0.29 2.500% Georg Fischer Finanz AG 13 CHF 12.09.22 10'000 - - 10'000 10'435.00 0.03 1.750% Givaudan SA 14 CHF 19.03.24 15'000 - - 15'000 15'900.00 0.05 0.375% Givaudan SA 18 CHF 09.04.25 30'000 - - 30'000 30'510.00 0.09 1.750% Grande Dixence SA 16 CHF 12.05.22 130'000 - - 130'000 132'977.00 0.38 0.625% Graubuendner Kantonalbank 15 CHF 20.04.29 15'000 - - 15'000 15'645.00 0.04 1.875% GZO AG 14 CHF 12.06.24 75'000 - - 75'000 78'750.00 0.22 1.500% Helvetia Schweizerische Versicherungsgesellschaft AG 14 CHF 28.04.25 40'000 - - 40'000 42'640.00 0.12 0.450% Hypo Vorarlberg Bank AG 18 EMTN CHF 05.03.24 50'000 - - 50'000 50'800.00 0.14 1.625% Implenia AG 14 CHF 15.10.24 10'000 - 10'000 - - 0.00 0.250% Kinderspital Zuerich-Eleonorenstiftung 16 CHF 28.07.28 60'000 - - 60'000 60'000.00 0.17 2.500% Kommunalkredit Austria AG 06 EMTN CHF 14.02.22 15'000 - - 15'000 15'379.50 0.04 2.750% Kraftwerke Linth-Limmern AG 10 CHF 10.03.22 50'000 - - 50'000 51'475.00 0.15 2.875% Kraftwerke Linth-Limmern AG 11 CHF 30.06.31 60'000 - - 60'000 71'280.00 0.20 2.875% Kraftwerke Linth-Limmern AG 12 CHF 27.03.42 75'000 - - 75'000 89'625.00 0.25 0.500% Kraftwerke Linth-Limmern AG 15 CHF 09.09.21 35'000 - - 35'000 35'136.50 0.10 3.000% LafargeHolcim Ltd 12 CHF 22.11.22 10'000 - - 10'000 10'535.00 0.03 2.000% LafargeHolcim Ltd 13 CHF 09.06.22 75'000 - - 75'000 77'025.00 0.22 0.375% LafargeHolcim Ltd 15 CHF 03.12.21 150'000 - - 150'000 150'870.00 0.43 1.000% LafargeHolcim Ltd 18 CHF 11.12.24 30'000 - - 30'000 31'080.00 0.09 1.000% Lloyds Banking Group Plc 18 EMTN CHF 04.03.25 50'000 - - 50'000 51'850.00 0.15 3.000% Luzerner Kantonalbank AG 05 CHF 11.03.25 15'000 - - 15'000 16'995.00 0.05 0.375% Luzerner Kantonalbank AG 15 CHF 30.01.23 25'000 - - 25'000 25'412.50 0.07 0.350% Luzerner Kantonalbank AG 18 CHF 05.02.27 75'000 - - 75'000 77'062.50 0.22 0.850% Luzerner Kantonalbank AG 19 CHF 12.03.42 50'000 - - 50'000 54'150.00 0.15 1.625% Mobimo Holding AG 14 CHF 19.05.21 20'000 - - 20'000 20'082.00 0.06 0.625% Mondelez International Inc 15 CHF 30.12.21 15'000 - - 15'000 15'127.50 0.04 1.125% Mondelez International Inc 15 CHF 21.12.23 10'000 - - 10'000 10'330.00 0.03 0.650% Mondelez International Inc 16 CHF 26.07.22 50'000 - - 50'000 50'560.00 0.14 0.617% Mondelez International Inc 17 CHF 30.09.24 15'000 - - 15'000 15'315.00 0.04 0.500% Muenchener Hypothekenbank EG 21 CHF 14.06.28 - 100'000 - 100'000 104'500.00 0.30 1.500% Nant De Drance SA 13 CHF 15.02.21 20'000 - 20'000 - - 0.00

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

1.250% Nant De Drance SA 15 CHF 23.10.23 20'000 - - 20'000 20'640.00 0.06 2.000% Nant De Drance SA 16 CHF 02.02.26 50'000 - - 50'000 54'525.00 0.15 1.375% Nederlandse Waterschaps Bank NV 12 EMTN CHF 13.09.27 10'000 - - 10'000 11'070.00 0.03 0.550% Nordea Bank AB 15 EMTN CHF 23.06.25 30'000 - - 30'000 31'020.00 0.09 0.250% Nordea Bank AB 15 EMTN CHF 27.11.23 15'000 - - 15'000 15'247.50 0.04 2.625% Oesterreichische Kontrollbank AG 06 CHF 22.11.24 15'000 - - 15'000 16'732.50 0.05 1.500% Pfandbriefbank schweiz. Hypothekarinstitute AG 12 CHF 21.01.28 25'000 - - 25'000 27'842.50 0.08 0.500% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 05.05.28 15'000 - - 15'000 15'651.00 0.04 0.500% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 15.06.29 25'000 - - 25'000 26'055.00 0.07 0.375% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 15.10.25 35'000 - - 35'000 36'151.50 0.10 0.250% Pfandbriefbank schweiz. Hypothekarinstitute AG 17 CHF 27.04.26 35'000 - - 35'000 35'959.00 0.10 0.625% Pfandbriefbank schweiz. Hypothekarinstitute AG 18 CHF 09.10.28 30'000 - - 30'000 31'560.00 0.09 0.500% Pfandbriefzentrale der schweiz. Kantonalbanken AG 15 CHF 30.04.30 30'000 - - 30'000 31'230.00 0.09 0.375% PSP Swiss Property AG 16 CHF 29.04.26 15'000 - - 15'000 15'240.00 0.04 0.500% PSP Swiss Property AG 16 CHF 16.02.24 40'000 - - 40'000 40'740.00 0.12 3.500% Rabobank UA 07 EMTN CHF 31.08.23 20'000 - - 20'000 21'920.00 0.06 2.000% Rabobank UA 10 EMTN CHF 16.09.21 15'000 - - 15'000 15'214.50 0.04 3.875% Raiffeisen Schweiz Genossenschaft AG 11 CHF 21.12.21 100'000 - 100'000 - - 0.00 0.300% Raiffeisen Schweiz Genossenschaft AG 16 CHF 22.04.25 30'000 - - 30'000 30'525.00 0.09 1.625% Roche Kapitalmarkt AG 12 CHF 23.09.22 10'000 - - 10'000 10'325.00 0.03 0.100% Roche Kapitalmarkt AG 17 CHF 23.09.24 30'000 - - 30'000 30'510.00 0.09 0.100% Royal Bank of Canada 18 EMTN CHF 18.07.23 25'000 - - 25'000 25'312.50 0.07 0.250% Schindler Holding AG 18 CHF 05.06.23 60'000 - - 60'000 60'570.00 0.17 0.625% Schweizerische Südostbahn AG 18 CHF 15.02.35 50'000 - - 50'000 53'050.00 0.15 0.250% SGS SA 15 CHF 08.05.23 30'000 - - 30'000 30'285.00 0.09 0.550% SGS SA 17 CHF 03.03.26 75'000 - - 75'000 76'650.00 0.22 0.625% Sika AG 18 CHF 12.07.24 50'000 - - 50'000 51'450.00 0.15 3.250% SNCF Réseau SA 06 EMTN CHF 30.06.32 75'000 - - 75'000 101'587.50 0.29 2.625% SNCF Réseau SA 11 EMTN CHF 10.03.31 35'000 - - 35'000 44'100.00 0.12 0.550% Spital Limmattal AG 15 CHF 15.05.25 70'000 - - 70'000 71'680.00 0.20 0.375% Stadler Rail AG 19 CHF 20.11.26 100'000 - - 100'000 100'600.00 0.29 2.375% Statnett SF 11 EMTN CHF 08.02.21 15'000 - 15'000 - - 0.00 1.300% Sulzer AG 18 CHF 06.07.23 50'000 - - 50'000 51'250.00 0.15 2.250% Swiss Confederation Government Bond 11 CHF 22.06.31 150'000 - 150'000 - - 0.00 0.500% Swiss Confederation Government Bond 15 CHF 27.05.30 550'000 - 250'000 300'000 321'840.00 0.91 0.000% Swiss Confederation Government Bond 16 CHF 22.06.29 225'000 - 225'000 - - 0.00 1.875% Swiss Life Holding AG 13 CHF 21.06.23 10'000 - - 10'000 10'490.00 0.03 0.000% Swiss Life Holding AG 19 CHF 06.06.25 100'000 - 100'000 - - 0.00 0.350% Swiss Life Holding AG 19 CHF 06.03.29 340'000 - - 340'000 341'870.00 0.97 1.750% Swiss Prime Site AG 14 CHF 16.04.21 35'000 - - 35'000 35'098.00 0.10 1.000% Swiss Reinsurance Company Ltd 14 CHF 17.09.24 50'000 - - 50'000 52'275.00 0.15 0.750% Swiss Reinsurance Company Ltd 15 CHF 21.01.27 310'000 - - 310'000 324'260.00 0.92 1.000% Swisscom AG 15 CHF 17.04.35 - 100'000 - 100'000 107'300.00 0.30 0.250% Swisscom AG 15 CHF 17.04.23 25'000 - - 25'000 25'325.00 0.07 0.375% Swisscom AG 16 CHF 15.12.27 25'000 - - 25'000 25'462.50 0.07

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.125% Swisscom AG 16 CHF 15.09.32 100'000 - - 100'000 96'850.00 0.27 0.375% Swisscom AG 17 CHF 31.05.27 100'000 - - 100'000 102'150.00 0.29 0.750% Swisscom AG 18 CHF 12.10.28 50'000 - - 50'000 52'400.00 0.15 2.595% Telefonica Emisiones SAU 13 EMTN CHF 23.10.20 45'000 - 45'000 - - 0.00 0.200% The Bank of Nova Scotia 18 EMTN CHF 19.11.25 50'000 - - 50'000 51'275.00 0.15 3.000% Vinci SA 12 EMTN CHF 24.01.22 30'000 - - 30'000 30'960.00 0.09 0.375% Vodafone Group Plc 16 EMTN CHF 03.12.24 25'000 - - 25'000 25'437.50 0.07 0.500% VP Bank AG 15 CHF 07.04.21 30'000 - - 30'000 30'030.00 0.09 0.875% VP Bank AG 15 CHF 07.10.24 100'000 - - 100'000 102'650.00 0.29 0.250% Westpac Banking Corp 19 EMTN CHF 29.01.27 50'000 - - 50'000 51'375.00 0.15 0.700% Zug Estates Holding AG 17 CHF 17.02.22 15'000 - - 15'000 15'085.50 0.04 2.000% Zürcher Kantonalbank 10 CHF 08.09.25 10'000 - - 10'000 11'025.00 0.03 2.125% Zürcher Kantonalbank 10 CHF 29.06.22 10'000 - - 10'000 10'366.00 0.03 0.875% Zürcher Kantonalbank 13 CHF 17.05.21 25'000 - - 25'000 25'082.50 0.07 0.750% Zürcher Kantonalbank 15 CHF 28.10.30 15'000 - - 15'000 15'847.50 0.04 0.125% Zürcher Kantonalbank 16 CHF 13.05.26 20'000 - - 20'000 20'310.00 0.06 0.300% Zürcher Kantonalbank 18 CHF 25.01.28 65'000 - - 65'000 66'592.50 0.19 1.875% Zürich Versicherungsgesellschaft 13 CHF 18.09.23 45'000 - - 45'000 47'520.00 0.13

Total - Swiss franc 7'563'435.50 21.44

US dollar

3.125% 3M Co 16 USD 19.09.46 40'000 - - 40'000 37'397.23 0.11 2.250% American Express Co 16 USD 05.05.21 60'000 - 60'000 - - 0.00 3.200% Amgen Inc 17 USD 02.11.27 200'000 - 200'000 - - 0.00 2.650% Amgen Inc 17 USD 11.05.22 50'000 - - 50'000 46'417.91 0.13 4.000% Astrazeneca Plc 12 USD 18.09.42 - 100'000 - 100'000 103'640.57 0.29 4.300% AT&T Inc 13 USD 15.12.42 165'000 - - 165'000 162'790.09 0.46 3.800% AT&T Inc 17 USD 01.03.24 100'000 - - 100'000 98'443.25 0.28 5.250% AT&T Inc 17 USD 01.03.37 - 100'000 - 100'000 111'502.20 0.32 1.900% Bank of Montreal 16 USD 27.08.21 110'000 - 110'000 - - 0.00 3.400% Bristol Myers Squibb Co 20 USD 26.07.29 - 75'000 - 75'000 75'983.43 0.22 3.600% Comcast Corp 14 USD 01.03.24 200'000 - - 200'000 197'677.72 0.56 9.250% Deutsche Telekom International Finance BV 02 USD 01.06.32 - 100'000 - 100'000 148'984.43 0.42 2.750% eBay Inc 17 USD 30.01.23 100'000 - - 100'000 94'362.15 0.27 4.875% European Investment Bank 06 USD 15.02.36 137'000 - - 137'000 168'145.94 0.48 2.875% General Mills Inc 20 USD 15.04.30 - 100'000 - 100'000 95'747.26 0.27 3.550% Hasbro Inc 19 USD 19.11.26 300'000 - - 300'000 296'600.78 0.84 2.000% Henkel AG & Co KGaA 17 EMTN USD 12.06.20 190'000 - 190'000 - - 0.00 6.000% HP Inc 11 USD 15.09.41 - 100'000 - 100'000 116'270.42 0.33 3.300% IBM Corp 19 USD 15.05.26 200'000 - 200'000 - - 0.00 3.900% Intel Corp 20 USD 25.03.30 - 75'000 - 75'000 78'767.23 0.22 4.375% Inter-American Development Bank 14 USD 24.01.44 200'000 - - 200'000 244'834.81 0.69 3.125% Inter-American Development Bank 18 USD 18.09.28 280'000 - - 280'000 286'153.07 0.81 2.000% Kreditanstalt Für Wiederaufbau 15 USD 02.05.25 450'000 - 450'000 - - 0.00 2.000% Kreditanstalt Für Wiederaufbau 17 USD 29.09.22 700'000 - 700'000 - - 0.00

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

US dollar (Continued)

5.700% Metlife Inc 05 USD 15.06.35 - 200'000 - 200'000 253'389.90 0.72 2.375% Microsoft Corp 13 USD 01.05.23 60'000 - 60'000 - - 0.00 2.400% Novartis Capital Corp 17 USD 17.05.22 40'000 - - 40'000 37'102.10 0.11 2.950% Oracle Corp 20 USD 01.04.30 - 100'000 - 100'000 96'856.25 0.27 3.125% Telstra Corporation Ltd 15 USD 07.04.25 200'000 - - 200'000 195'139.26 0.55 4.150% Texas Instruments Inc 18 USD 15.05.48 - 100'000 - 100'000 110'312.64 0.31 3.400% United Parcel Service Inc 19 USD 15.03.29 300'000 - - 300'000 303'018.45 0.86 3.400% United Parcel Service Inc 19 USD 01.09.49 - 100'000 - 100'000 96'743.09 0.27 3.700% UnitedHealth Group Inc 18 USD 15.12.25 300'000 - - 300'000 304'906.00 0.86 2.000% UnitedHealth Group Inc 20 USD 15.05.30 - 100'000 - 100'000 90'790.74 0.26 3.500% Waste Connections Inc 19 USD 01.05.29 100'000 - - 100'000 100'569.31 0.29

Total - US dollar 3'952'546.23 11.20

Total - Bonds listed on an official exchange 13'887'590.37 39.36 Securities traded on another regulated market open to the public

Euro

0.625% Atlas Copco AB 16 EUR 30.08.26 - 100'000 - 100'000 113'281.85 0.32

Total - Euro 113'281.85 0.32

Swiss franc

0.775% Cellnex Telecom SA 20 CHF 18.02.27 - 100'000 - 100'000 98'700.00 0.28 0.150% PSP Swiss Property AG 20 CHF 02.02.29 300'000 - - 300'000 295'500.00 0.84

Total - Swiss franc 394'200.00 1.12

US dollar

3.000% Alcon Finance Corp 19 USD 23.09.29 - 200'000 - 200'000 191'876.56 0.54 3.400% Bristol Myers Squibb Co 19 USD 26.07.29 - 75'000 75'000 - - 0.00 2.850% Nike Inc 20 USD 27.03.30 - 75'000 - 75'000 73'440.67 0.21 3.750% Vinci SA 19 USD 10.04.29 - 200'000 - 200'000 203'391.98 0.58

Total - US dollar 468'709.21 1.33

Total - Bonds traded on another regulated market open to the public 976'191.06 2.77

Total - Bonds 14'863'781.43 42.13

Equities

Securities listed on an official exchange

Belgium

KBC Group EUR 1 - - 1 65.51 0.00

Total - Belgium 65.51 0.00

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Denmark

Novo Nordisk DKK 1 - - 1 64.72 0.00

Total - Denmark 64.72 0.00

Germany

BASF N EUR 1 - - 1 74.43 0.00 Continental EUR 1 - - 1 130.65 0.00 Deutsche Lufthansa N EUR 1 - - 1 13.50 0.00 Deutsche Post EUR 2'500 2'500 - 5'000 225'594.52 0.64 Henkel AG & Co EUR 1 - - 1 89.64 0.00 SAP EUR 1'500 - 750 750 84'111.70 0.24

Total - Germany 310'014.44 0.88

Finland

Nokia EUR 1 - - 1 3.63 0.00

Total - Finland 3.63 0.00

France

AXA EUR 6'601 - - 6'601 150'873.40 0.43 BNP Paribas EUR 1 - - 1 54.15 0.00 Cie Générale des Etablissements Michelin EUR - 650 - 650 85'531.97 0.24 Danone EUR 2'201 - 2'201 - - 0.00 L'Oreal EUR - 350 - 350 116'456.44 0.33 Sanofi EUR 1'400 - 1'400 - - 0.00 Schneider Electric EUR 1'000 1'000 700 1'300 175'492.32 0.50

Total - France 528'408.28 1.50

Great Britain

Compass Group GBP 4'101 - - 4'101 75'523.75 0.21 Lloyds Banking Group GBP 1 - - 1 0.49 0.00 Mondi Finance GBP 7'300 - 7'300 - - 0.00 Reckitt Benckiser Group GBP 1 - - 1 75.94 0.00 Unilever EUR - 1'200 - 1'200 56'773.34 0.16 Vodafone Group GBP 66'889 - - 66'889 103'303.85 0.29 Weir Group GBP 1 - - 1 25.09 0.00

Total - Great Britain 235'702.46 0.67

Ireland

Accenture USD - 600 - 600 136'283.89 0.39 Eaton Corporation USD 1'100 1'300 1'100 1'300 153'219.34 0.43 Medtronic Holdings USD 1'000 - - 1'000 105'892.96 0.30

Total - Ireland 395'396.19 1.12

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Italy

Intesa Sanpaolo EUR 1 59'999 - 60'000 140'697.14 0.40 UniCredit EUR 1 - - 1 9.38 0.00

Total - Italy 140'706.52 0.40

Japan

KDDI JPY 100 - - 100 2'795.61 0.01

Total - Japan 2'795.61 0.01

Jersey

WPP GBP 1 - - 1 10.81 0.00

Total - Jersey 10.81 0.00

Canada

BCE CAD 1 - - 1 38.92 0.00 Canadian National Railway CAD 1 - - 1 99.33 0.00 Toronto-Dominion Bank CAD 1'738 - 1'738 - - 0.00

Total - Canada 138.25 0.00

Luxembourg

ArcelorMittal EUR 1 - - 1 21.27 0.00

Total - Luxembourg 21.27 0.00

Holland

ASML Holding EUR - 300 - 300 153'405.37 0.43 ING Groep EUR 1 - - 1 9.93 0.00 Koninklijke Vopak EUR 1 - - 1 43.42 0.00 Royal Philips EUR - 2'000 - 2'000 98'797.87 0.28 Unilever EUR 4'600 - 4'600 - - 0.00

Total - Holland 252'256.59 0.72

Norway

DNB Bank NOK 1 - - 1 17.73 0.00 Telenor NOK 4'400 - 4'400 - - 0.00

Total - Norway 17.73 0.00

Austria

AMS CHF 5'900 - 5'900 - - 0.00

Total - Austria 0.00

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Sweden

Assa Abloy SEK 1 - - 1 22.82 0.00 Swedbank SEK 1 - - 1 15.95 0.00

Total - Sweden 38.77 0.00

Switzerland

ABB N CHF 18'000 5'000 - 23'000 600'760.00 1.70 Adecco Group N CHF 3'000 - - 3'000 171'240.00 0.49 Alcon N CHF 2'001 3'200 1'800 3'401 212'698.54 0.60 AMS Anrechte (Verfall: 30.03.2020) CHF - 5'900 5'900 - - 0.00 Arbonia N CHF 2'350 - 2'350 - - 0.00 Baloise Holding N CHF 1'200 - 600 600 95'340.00 0.27 Banque Cantonale Vaudoise N CHF 12 - 12 - - 0.00 Banque Cantonale Vaudoise N CHF - 120 - 120 11'448.00 0.03 Belimo Holding N CHF 8 - 8 - - 0.00 Chocoladefabriken Lindt & Spruengli PS CHF 18 11 21 8 61'000.00 0.17 Clariant N CHF 10'000 - 5'000 5'000 95'050.00 0.27 Compagnie Financiere Richemont N CHF 1 - - 1 87.58 0.00 Credit Suisse Group N CHF 1 - - 1 13.13 0.00 Daetwyler Holding I CHF 290 - 290 - - 0.00 Emmi N CHF 38 - 38 - - 0.00 Forbo Holding N CHF 100 - 100 - - 0.00 Galenica N CHF 1'495 - 1'495 - - 0.00 Geberit N CHF 251 229 240 240 128'688.00 0.36 Georg Fischer N CHF 74 - 74 - - 0.00 Givaudan N CHF 90 - - 90 308'430.00 0.87 Helvetia Holding N CHF 395 - - 395 39'381.50 0.11 Implenia N CHF 1 - - 1 29.22 0.00 Julius Bäer Group N CHF 389 - - 389 21'706.20 0.06 Kühne + Nagel N CHF 1 - - 1 215.70 0.00 LafargeHolcim N CHF 10'000 - 2'000 8'000 401'280.00 1.14 Landis+Gyr Group N CHF 470 - 470 - - 0.00 Logitech International N CHF 6'400 2'600 4'800 4'200 407'484.00 1.15 Lonza Group N CHF 300 800 1'100 - - 0.00 Novartis N CHF 15'500 7'500 18'000 5'000 390'950.00 1.11 Partners Group Holding N CHF 470 - 140 330 359'865.00 1.02 PSP Swiss Property N CHF - 5'200 800 4'400 476'960.00 1.35 Roche Holding PS CHF 4'850 1'050 2'900 3'000 893'850.00 2.53 Schindler Holding PS N CHF 220 260 - 480 119'136.00 0.34 SGS N CHF 320 - 280 40 103'800.00 0.29 SIG Combibloc Group N CHF 3'624 - 3'624 - - 0.00 Sika N CHF 1'100 1'900 600 2'400 576'480.00 1.63 Sonova Holding N CHF 1 - - 1 232.80 0.00 Straumann Holding N CHF 166 200 86 280 307'720.00 0.87 Sulzer N CHF 1'800 - 1'800 - - 0.00 Sunrise Communications Group N CHF 2'215 - 2'215 - - 0.00

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Switzerland (Continued)

Swiss Life Holding N CHF 201 1'000 - 1'201 543'212.30 1.54 Swiss Prime Site N CHF - 6'600 - 6'600 561'660.00 1.59 Swiss Reinsurance Company N CHF 6'500 - 2'500 4'000 341'760.00 0.97 Swisscom N CHF 190 - - 190 86'735.00 0.25 Tamedia N CHF 252 - 252 - - 0.00 Temenos N CHF 600 600 - 1'200 147'300.00 0.42 UBS Group N CHF 48'000 - 18'000 30'000 423'000.00 1.20 Valiant Holding N CHF 429 - - 429 38'953.20 0.11 VAT Group N CHF - 1'130 - 1'130 285'664.00 0.81 Vifor Pharma N CHF 494 - - 494 55'871.40 0.16 Zürich Insurance Group N CHF 1'100 1'730 800 2'030 754'145.00 2.14

Total - Switzerland 9'022'146.57 25.57

South Korea

Samsung Electronics USD 1 - - 1 1'674.27 0.00

Total - South Korea 1'674.27 0.00

United States

AbbVie USD 1 - - 1 97.54 0.00 Adobe USD - 580 - 580 241'360.81 0.68 Alphabet USD 140 - 140 - - 0.00 Amazon.com USD 1 - - 1 2'800.03 0.01 American Express USD 800 800 800 800 97'960.72 0.28 Applied Materials USD 1 - - 1 107.00 0.00 AT&T USD 5'000 - - 5'000 126'244.11 0.36 Avery Dennison USD 1 - - 1 158.62 0.00 Boston Scientific USD 3'900 - 3'900 - - 0.00 Bristol Myers Squibb USD 4'002 1'498 1'000 4'500 249'849.27 0.71 Bristol-Myers Squibb Anrechte USD 1 - 1 - - 0.00 Broadcom USD 1'100 550 850 800 340'298.71 0.96 Capital One Financial USD 2'000 1'000 2'300 700 76'165.62 0.22 Cisco Systems USD 2'400 - - 2'400 97'489.96 0.28 Citrix Systems USD 1 - - 1 120.93 0.00 Colgate-Palmolive USD 1 - - 1 68.08 0.00 Comcast USD 5'000 - - 5'000 238'637.12 0.68 Cummins USD 1 - - 1 229.22 0.00 CVS Health USD 1 - - 1 61.68 0.00 Danaher USD - 1'100 700 400 79'546.92 0.23 Deere & Co USD 1 999 700 300 94'817.52 0.27 Fifth Third Bancorp USD 3'400 - 3'400 - - 0.00 Ford Motor USD 1 - - 1 10.59 0.00 General Mills USD - 3'000 3'000 - - 0.00 HP USD 1 - - 1 26.23 0.00 Intel USD 1 1'399 - 1'400 77'033.80 0.22

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Jones Lang LaSalle USD 1 - - 1 157.50 0.00 Juniper Networks USD 1 - - 1 21.08 0.00 Kimberly Clark USD 1'000 - 1'000 - - 0.00 Legg Mason USD 1 - 1 - - 0.00 Lowes Companies USD 1'000 700 1'000 700 101'235.19 0.29 Merck & Co USD 2'400 - 1'200 1'200 78'891.48 0.22 Microsoft USD 1'900 1'100 1'200 1'800 378'672.58 1.07 Mondelez International USD 3'600 - 1'800 1'800 86'626.36 0.25 Newmont Goldcorp USD 1'700 - 1'700 - - 0.00 Nike USD - 1'300 - 1'300 158'621.26 0.45 Pfizer USD 1 - - 1 30.32 0.00 Procter & Gamble USD 1'600 800 800 1'600 178'930.77 0.51 Prudential Financial USD 2'200 - - 2'200 172'716.79 0.49 Rockwell Automation USD 1 - - 1 220.24 0.00 S&P Global USD - 300 - 300 89'450.90 0.25 TJX Cos USD 4'800 1'100 4'800 1'100 65'714.83 0.19 Travel + Leisure USD - 1 - 1 54.71 0.00 Union Pacific USD - 700 - 700 130'518.94 0.37 UnitedHealth Group USD - 800 300 500 150'379.41 0.43 Visa USD 1'500 - - 1'500 288'415.05 0.82 Walgreens Boots Alliance USD 1 - - 1 43.39 0.00 Wyndham Destinations USD 1 - 1 - - 0.00 Wyndham Hotels & Resorts USD 1 - - 1 59.10 0.00

Total - United States 3'603'844.38 10.21

Total - Equities listed on an official exchange 14'493'306.00 41.08 Securities traded on another regulated market open to the public

Switzerland

Implenia Anrechte (Verfall: 03.06.2020) CHF - 1 1 - - 0.00

Total - Switzerland 0.00

Total - Equities traded on another regulated market open to the public 0.00

Total - Equities 14'493'306.00 41.08

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Units of other collective investments

Securities listed on an official exchange

ETF

Yen

UBS ETF - MSCI Japan Socially Responsible UCITS A JPY 10'000 17'000 27'000 - - 0.00

Total - Yen 0.00

Total - ETF 0.00

Total - Units of other collective investment schemes listed on an official exchange 0.00

Equity funds

US dollar

Vontobel Fund - mtx Sustainable Emerging Markets Leaders B USD USD 11'200 4'800 4'000 12'000 2'203'355.77 6.25

Total - US dollar 2'203'355.77 6.25

Total - Equity funds 2'203'355.77 6.25

Total - Units of other collective investment schemes traded on another regulated market open to the public 2'203'355.77 6.25

Total - Units of other collective investment schemes 2'203'355.77 6.25

Total - Securities listed on an official exchange 28'380'897.01 80.44

Total - Securities traded on another regulated market open to the public 3'179'546.83 9.01

Total - Securities 31'560'443.20 89.46

Derivative financial instruments

Warrants

Compagnie Financiere Richemont - Call 22.11.2023 - 2 - 2 0.64 0.00

Total - Warrants 0.64 0.00

Forward foreign exchange contracts Currency Amount Counter Counter value Maturity Replacement value % of total currency in CHF fund assets 10.11.20 Purchase CHF 4'909'535.54 EUR 4'550'000.00 24.06.21 -87'192.15 -0.25 26.11.20 Purchase EUR 700'000.00 CHF 754'810.00 24.06.21 13'909.00 0.04 11.12.20 Purchase EUR 650'000.00 CHF 699'474.10 24.06.21 14'336.40 0.04 19.01.21 Purchase CHF 5'466'912.00 USD 6'200'000.00 21.10.21 -110'240.60 -0.31

Total - forward foreign exchange contracts -169'187.35 -0.48

Total - derivative financial instruments -169'186.71 -0.48

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Derivative financial instruments (Continued)

Forward foreign exchange contracts

Cash at banks at sight 3'362'347.87 9.53 Cash at banks on time 0.00 0.00 Other assets 526'408.55 1.49

Total fund assets 35'280'012.91 100.00 Loans taken out 0.00 0.00 Other liabilities -85'507.95 -0.24

Total net asset value 35'194'504.96 99.76

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Instruments financiers dérivés

Stock Purchase Sale Stock 01.03.2020 28.02.2021

Derivative financial instruments

Derivatives used in the reporting period

Futures

Euro Stoxx 50 PR 20.03.2020 3 - 3 - MSCI Emerging Markets Index 20.03.2020 5 - 5 - Nikkei 225 Index 12.03.2020 1 - 1 - Nikkei 225 Index 11.06.2020 - 1 1 - S&P 500 Emini Index 20.03.2020 1 - 1 - S&P 500 Emini Index 19.06.2020 - 12 12 - SMI Index 20.03.2020 2 - 2 -

Warrants

Compagnie Financiere Richemont - Call 22.11.2023 - 2 - 2

Currency-based derivative financial instruments used in the reporting period

Currency Amount Counter Counter value Maturity currency

Forward foreign exchange contracts 03.03.20 Purchase CHF 852'274.72 EUR 800'000.00 23.04.20 03.03.20 Purchase USD 800'000.00 CHF 761'892.24 25.06.20 21.04.20 Purchase CHF 5'143'959.24 EUR 4'900'000.00 12.11.20 12.05.20 Purchase CHF 209'945.04 EUR 200'000.00 12.11.20 23.06.20 Purchase CHF 5'823'115.64 USD 6'200'000.00 21.01.21 22.10.20 Purchase EUR 550'000.00 CHF 590'692.58 12.11.20 10.11.20 Purchase CHF 4'909'535.54 EUR 4'550'000.00 24.06.21 26.11.20 Purchase EUR 700'000.00 CHF 754'810.00 24.06.21 11.12.20 Purchase EUR 650'000.00 CHF 699'474.10 24.06.21 19.01.21 Purchase CHF 5'466'912.00 USD 6'200'000.00 21.10.21

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 31'560'443.84 89.46 open to the public.

b) investments that are not priced according to (a) and whose value is based on -169'187.35 -0.48 market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Vontobel Fund (CH) - Pension Invest Balanced

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Derivative risks in accordance with commitment approach I Exposure

Instrument description in CHF % of net fund assets

Foreign currency contract

Purchase CHF 4'909'535.54 4’999’781.15 14.21% Sale EUR 4'550'000.00

Purchase CHF 5'466'912.00 5’612’861.06 15.95% Sale USD 6'200'000.00

Purchase EUR 700'000.00 769’197.10 2.19% Sale CHF 754'810.00

Purchase EUR 650'000.00 714’254.45 2.03% Sale CHF 699'474.10

CIE FINANCI 22.11.23 CW 129.67 0.00% Amount: 2 Maturity: 20.11.23 Valuation Price: 0.32 Currency Code: CHF CTD: 0 Price: 1 Delta (options): 0.7327 Basis (options): 88.49 Shares/Warrant: 0.014925

Total exposure-increasing positions (underlying equivalent) 1’483’581.22 4.22%

Total der engagementreduzierende Positionen (Basiswertäquivalent) 10’612’642.21 30.15%

Further information

No securities were lent during the reporting period. As at the balance sheet date, no loans had been drawn upon. As at the balance sheet date, there were no off-balance-sheet transactions in addition to derivative financial instruments. The Commitment I Approach is used to measure the risk of derivatives.

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 84 Statement of Assets

Statement of income 86 Utilisation of net income

Stock of Funds Assets 88

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in A-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 448'161.325 598'096.535 Number of units issued 221'259.000 150'619.893 Number of units redeemed 71'323.790 74'322.096 Units outstanding at the end of the period 598'096.535 674'394.332 Net asset value per unit in CHF 108.26 104.02

Change in AI-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 61'534.000 85'344.715 Number of units issued 59'089.853 107'066.248 Number of units redeemed 35'279.138 106'277.172 Units outstanding at the end of the period 85'344.715 86'133.791 Net asset value per unit in CHF 104.80 101.20

Change in AN-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 27'696.836 192'358.836 Number of units issued 173'371.000 111'331.000 Number of units redeemed 8'709.000 55'085.000 Units outstanding at the end of the period 192'358.836 248'604.836 Net asset value per unit in CHF 104.68 100.07

Change in R-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 10.000 10.000 Number of units issued -- Number of units redeemed -- Units outstanding at the end of the period 10.000 10.000 Net asset value per unit in CHF 105.14 101.46

Change in S-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 1'152'479.365 1'135'404.365 Number of units issued 49'865.000 37'780.000 Number of units redeemed 66'940.000 183'700.000 Units outstanding at the end of the period 1'135'404.365 989'484.365 Net asset value per unit in CHF 108.03 104.42

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 2'993'169.77 5'280'021.95 – on time -- Securities – Bonds 215'420'441.00 204'676'210.37 Derivative financial instruments -- Other assets 4'903'832.03 1'694'571.13 Total fund assets 223'317'442.80 211'650'803.45 ./. Loans taken out -- ./. Other liabilities -6'835'206.43 -4'583'485.87 Total net asset value 216'482'236.37 207'067'317.58 Statement of changes in net assets Net asset value at beginning of reporting period 176'080'370.80 216'482'236.37 Distributions -1'677'242.51 -212'615.84 Balance of units issued/units redeemed 33'088'774.66 -1'351'428.21 Total net income 8'990'333.42 -7'850'874.74 Net asset value at end of reporting period 216'482'236.37 207'067'317.58

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks -- Negative interest -39'258.12 -40'964.17 Income on securities – Bonds 1'570'139.12 1'423'754.67 Other income 6.85 125.00 Accrued income paid in on units subscribed 363'350.94 184'887.07 Total income 1'894'238.79 1'567'802.57 Expense Auditing expense 16'030.08 16'028.94 Fees as per regulations paid to the fund management company for: – asset management and distribution 449'750.41 514'468.55 – service fee 321'326.72 318'488.70 Other expenses 1'436.88 1'634.43 Accrued income paid out on units redeemed 99'259.72 268'596.43 Total expenses 887'803.81 1'119'217.05 Net income/loss (-) 1'006'434.98 448'585.52 Realised capital gain and loss -278'815.33 -194'929.52 Realised income 727'619.65 253'656.00 Non-realised capital gain and loss 8'262'713.77 -8'104'530.74 Total net income 8'990'333.42 -7'850'874.74

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 A-class Net income for financial year 85'238.74 -46'736.56 Net loss charged to accrued realised capital profits - 46'736.56 Profit carried forward from previous year 327'415.46 412'654.20 Profit available for distribution 412'654.20 412'654.20 Profit intended for distribution to investors -- Profit carried forward 412'654.20 412'654.20 AI-class Net income for financial year 42'416.77 31'676.56 Profit carried forward from previous year 4'506.74 46'923.51 Profit available for distribution 46'923.51 78'600.07 Profit intended for distribution to investors -- Profit carried forward 46'923.51 78'600.07 AN-class Net income for financial year 203'809.92 98'242.07 Profit carried forward from previous year 18'869.26 30'320.34 Profit available for distribution 222'679.18 128'562.41 Profit intended for distribution to investors -192'358.84 - Profit carried forward 30'320.34 128'562.41 R-class Net income for financial year 3.37 2.67 Profit carried forward from previous year 4.87 8.24 Profit available for distribution 8.24 10.91 Profit intended for distribution to investors - -10.00 Profit carried forward 8.24 0.91

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 S-class Net income for financial year 674'966.18 365'400.78 Profit carried forward from previous year 161'517.14 836'483.32 Profit available for distribution 836'483.32 1'201'884.10 Profit intended for distribution to investors - -1'187'381.24 Profit carried forward 836'483.32 14'502.86

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds

Securities listed on an official exchange

Swiss franc

0.110% Aargauische Kantonalbank 17 CHF 21.02.24 2'100'000 - 750'000 1'350'000 1'370'250.00 0.65 0.250% Aargauische Kantonalbank 18 CHF 03.04.25 1'000'000 - - 1'000'000 1'024'000.00 0.48 0.300% ABB Ltd 19 CHF 06.08.24 750'000 - 750'000 - - 0.00 0.500% Achmea Bank NV 17 CHF 27.10.23 1'000'000 - - 1'000'000 1'019'000.00 0.48 0.875% Adecco Group AG 18 CHF 18.09.26 1'000'000 - - 1'000'000 1'038'500.00 0.49 1.375% Allreal AG 15 CHF 31.03.25 300'000 - - 300'000 314'700.00 0.15 0.732% Aroundtown SA 18 CHF 30.01.25 1'000'000 - 820'000 180'000 183'870.00 0.09 1.720% Aroundtown SA 19 EMTN CHF 05.03.26 1'250'000 - 980'000 270'000 289'575.00 0.14 0.450% ASB Finance Ltd 19 EMTN CHF 30.01.25 750'000 - - 750'000 766'875.00 0.36 2.000% Baloise Holding AG 12 CHF 12.10.22 1'000'000 - - 1'000'000 1'037'500.00 0.49 1.750% Baloise Holding AG 13 CHF 26.04.23 5'000 - - 5'000 5'220.00 0.00 0.150% Baloise Holding AG 21 CHF 17.02.31 - 750'000 - 750'000 736'500.00 0.35 0.568% Banco De Chile SA 18 CHF 21.11.23 750'000 - - 750'000 760'125.00 0.36 0.400% Banco de Credito e Inversiones 19 CHF 22.11.24 1'000'000 - - 1'000'000 1'012'500.00 0.48 0.250% Banco de Credito e Inversiones 19 CHF 24.09.29 500'000 - - 500'000 490'000.00 0.23 0.375% Banco Santander Chile SA 15 CHF 19.05.22 1'500'000 - - 1'500'000 1'507'500.00 0.71 0.750% Banco Santander SA 17 EMTN CHF 12.06.23 345'000 - 345'000 - - 0.00 1.125% Banco Santander SA 17 EMTN CHF 20.07.27 1'000'000 - 1'000'000 - - 0.00 1.000% Banco Santander SA 18 EMTN CHF 10.12.24 750'000 - 750'000 - - 0.00 0.200% Banco Santander SA 19 CHF 19.11.27 750'000 - - 750'000 744'375.00 0.35 0.550% Banque Cantonale de Fribourg 15 CHF 03.02.25 750'000 - - 750'000 774'000.00 0.37 0.375% Banque Cler AG 19 CHF 26.04.27 600'000 - - 600'000 608'700.00 0.29 0.200% Banque Fédérative du Crédit Mutuel SA 19 CHF 12.06.26 750'000 - - 750'000 758'625.00 0.36 0.250% Banque Fédérative du Crédit Mutuel SA 19 CHF 10.07.25 750'000 - - 750'000 760'875.00 0.36 0.250% Banque Fédérative du Crédit Mutuel SA 19 CHF 24.10.29 1'000'000 - - 1'000'000 999'500.00 0.47 0.250% Basellandschaftliche Kantonalbank 18 CHF 04.08.27 - 1'000'000 - 1'000'000 1'017'000.00 0.48 0.375% Basellandschaftliche Kantonalbank 19 CHF 13.05.30 700'000 - - 700'000 715'050.00 0.34 0.050% Basellandschaftliche Kantonalbank 20 CHF 28.01.31 750'000 - - 750'000 740'625.00 0.35 0.250% Basellandschaftliche Kantonalbank 20 CHF 04.08.27 - 1'000'000 1'000'000 - - 0.00 0.000% Basler Kantonalbank 19 CHF 23.08.34 2'000'000 - - 2'000'000 1'920'000.00 0.91 0.150% Basler Kantonalbank 19 CHF 02.04.27 1'000'000 - - 1'000'000 1'013'000.00 0.48 0.010% Bawag PSK AG 16 EMTN CHF 15.09.21 500'000 - 500'000 - - 0.00 1.750% Bell AG 13 CHF 16.05.22 955'000 - - 955'000 977'347.00 0.46 0.625% Bell AG 16 CHF 24.03.25 750'000 - - 750'000 765'750.00 0.36 0.750% Bell AG 18 CHF 01.02.28 1'000'000 - - 1'000'000 1'033'000.00 0.49 0.400% Berner Kantonalbank AG 18 CHF 03.05.27 1'000'000 - - 1'000'000 1'027'500.00 0.49 0.300% Berner Kantonalbank AG 20 CHF 29.05.30 - 750'000 - 750'000 751'875.00 0.36 1.000% BNP Paribas SA 18 EMTN CHF 06.06.25 1'000'000 - 1'000'000 - - 0.00 0.300% BNP Paribas SA 19 CHF 15.10.27 1'000'000 - 600'000 400'000 397'200.00 0.19 1.500% Bobst Group SA 14 CHF 30.09.20 750'000 - 750'000 - - 0.00 0.500% BPCE SA 19 EMTN CHF 08.11.23 750'000 - - 750'000 765'750.00 0.36 0.050% Canadian Imperial Bank of Commerce 19 CHF 15.10.26 1'000'000 - - 1'000'000 999'500.00 0.47 0.125% Canton of Basel Switzerland 15 CHF 26.02.26 1'500'000 - 750'000 750'000 767'250.00 0.36

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.030% Canton of Geneva 20 CHF 28.06.30 - 600'000 - 600'000 600'000.00 0.28 1.500% Canton of Geneva Switzerland 12 CHF 27.01.28 1'000'000 - - 1'000'000 1'113'500.00 0.53 1.750% Canton of Geneva Switzerland 13 CHF 22.03.33 750'000 - - 750'000 894'375.00 0.42 0.400% Canton of Geneva Switzerland 16 CHF 28.04.36 1'300'000 - - 1'300'000 1'329'250.00 0.63 0.600% Canton of Geneva Switzerland 16 CHF 04.07.46 500'000 - - 500'000 532'000.00 0.25 2.000% Canton of Lucerne 13 CHF 28.10.33 - 1'000'000 - 1'000'000 1'239'500.00 0.59 0.750% Canton of Neuchatel 18 CHF 28.11.33 1'250'000 - 1'250'000 - - 0.00 0.350% Canton of Neuchatel 20 CHF 14.07.50 - 750'000 - 750'000 741'375.00 0.35 0.100% Canton of Zürich 20 CHF 23.06.45 - 750'000 750'000 - - 0.00 1.118% Cellnex Telecom SA 20 CHF 17.07.25 - 750'000 - 750'000 759'750.00 0.36 1.250% Cembra Money Bank AG 14 CHF 14.10.22 1'000'000 - - 1'000'000 1'023'000.00 0.48 0.875% Cembra Money Bank AG 18 CHF 08.06.26 750'000 - - 750'000 781'875.00 0.37 0.000% Cembra Money Bank AG 19 CHF 19.05.23 1'000'000 - 1'000'000 - - 0.00 0.285% Cembra Money Bank AG 19 CHF 19.08.27 1'000'000 - - 1'000'000 1'004'000.00 0.47 1.125% Central American Bank for Economic Integration 14 CHF 24.02.23 700'000 - - 700'000 721'000.00 0.34 0.010% Chocoladefabriken Lindt & Spruengli AG 21 N CHF 06.10.28 - 750'000 - 750'000 746'625.00 0.35 1.375% City of Biel Switzerland 14 CHF 24.09.29 2'000'000 - 500'000 1'500'000 1'659'750.00 0.78 0.875% City of Lausanne Switzerland 17 CHF 06.10.42 1'250'000 - - 1'250'000 1'330'625.00 0.63 1.100% City of Lausanne Switzerland 18 CHF 15.03.38 1'000'000 - - 1'000'000 1'099'000.00 0.52 1.200% City of Lausanne Switzerland 18 CHF 26.10.37 1'000'000 - - 1'000'000 1'114'500.00 0.53 0.150% City of Winterthur Switzerland 18 CHF 26.03.25 1'000'000 - - 1'000'000 1'018'000.00 0.48 0.550% City of Zürich Switzerland 17 CHF 08.05.37 1'250'000 - - 1'250'000 1'313'750.00 0.62 0.250% City of Zürich Switzerland 19 CHF 26.05.39 600'000 - - 600'000 600'300.00 0.28 0.250% Cooperatieve Rabobank UA 19 EMTN CHF 25.11.27 1'000'000 - 1'000'000 - - 0.00 1.000% Coop-Gruppe Genossenschaft 14 CHF 29.09.23 2'000'000 - - 2'000'000 2'050'000.00 0.97 0.250% Coop-Gruppe Genossenschaft 16 CHF 30.09.22 3'750'000 - - 3'750'000 3'778'125.00 1.79 0.500% Coop-Gruppe Genossenschaft 17 CHF 29.09.27 1'000'000 - - 1'000'000 1'027'500.00 0.49 0.750% Coop-Gruppe Genossenschaft 18 CHF 06.06.25 1'000'000 - - 1'000'000 1'028'000.00 0.49 0.300% Corporación Andina de Fomento 17 EMTN CHF 07.04.25 750'000 - - 750'000 759'375.00 0.36 0.250% Credit Agricole Home Loan SFH SA 18 CHF 08.12.25 1'000'000 - - 1'000'000 1'030'000.00 0.49 0.500% Credit Agricole Home Loan SFH SA 18 EMTN CHF 03.10.28 500'000 - - 500'000 521'000.00 0.25 0.500% Credit Agricole SA 20 CHF 01.10.26 - 800'000 800'000 - - 0.00 0.250% Credit Agricole SA London 19 CHF 10.10.29 1'250'000 - - 1'250'000 1'253'125.00 0.59 1.375% CRH Finance AG Switzerland 14 CHF 30.09.22 1'300'000 - - 1'300'000 1'332'500.00 0.63 0.500% DH Switzerland Finance SA 15 CHF 08.12.23 - 1'750'000 - 1'750'000 1'784'125.00 0.84 0.375% EFIAG - Emissions- und Finanz AG 16 CHF 06.05.21 20'000 - - 20'000 20'010.00 0.01 0.450% EFIAG - Emissions- und Finanz AG 17 CHF 11.07.22 1'250'000 - - 1'250'000 1'255'625.00 0.59 0.125% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 15 CHF 27.05.25 2'000'000 - 1'500'000 500'000 511'000.00 0.24 0.625% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 15 CHF 07.09.33 500'000 - - 500'000 530'750.00 0.25 0.770% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 18 CHF 16.05.33 750'000 - - 750'000 810'375.00 0.38 0.500% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 18 CHF 09.03.34 1'000'000 - - 1'000'000 1'047'500.00 0.49 0.300% Emissionszentrale fuer Gemeinnuetzige Wohnbautraege 19 CHF 25.11.39 1'000'000 - - 1'000'000 1'007'000.00 0.48 1.625% Emmi Finanz AG 13 CHF 12.07.23 1'250'000 - - 1'250'000 1'306'250.00 0.62 0.500% Emmi Finanz AG 17 CHF 21.06.29 750'000 - - 750'000 762'375.00 0.36 3.000% Eurofima 07 CHF 22.05.24 1'000'000 - 1'000'000 - - 0.00

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

1.750% Grande Dixence SA 16 CHF 12.05.22 330'000 - - 330'000 337'557.00 0.16 1.250% Grande Dixence SA 18 CHF 06.06.23 1'000'000 - - 1'000'000 1'029'500.00 0.49 0.800% Grande Dixence SA 19 CHF 17.06.26 750'000 - - 750'000 775'125.00 0.37 0.375% Graubuendner Kantonalbank 19 CHF 28.05.32 1'000'000 - - 1'000'000 1'010'500.00 0.48 0.450% Grenkeleasing AG 17 CHF 15.09.20 215'000 - 215'000 - - 0.00 0.500% Heathrow Funding Ltd 16 EMTN CHF 17.05.24 2'000'000 - 2'000'000 - - 0.00 0.125% Hypo Vorarlberg Bank AG 16 EMTN CHF 06.10.21 1'500'000 - - 1'500'000 1'505'550.00 0.71 0.125% Hypo Vorarlberg Bank AG 19 CHF 03.09.29 700'000 - - 700'000 685'300.00 0.32 1.625% Hypo Vorarlberg Bank AG 19 CHF 29.11.29 600'000 - 600'000 - - 0.00 0.125% Hypo Vorarlberg Bank AG 21 N CHF 23.08.28 - 575'000 - 575'000 569'250.00 0.27 0.695% Hyundai Capital Services Inc 18 EMTN CHF 27.06.23 1'000'000 - 1'000'000 - - 0.00 3.250% Instituto de Credito Oficial 07 EMTN CHF 28.06.24 1'000'000 - 1'000'000 - - 0.00 0.550% Investis Holding SA 16 CHF 15.11.21 500'000 - - 500'000 501'300.00 0.24 0.050% Investis Holding SA 19 CHF 09.10.23 1'940'000 - - 1'940'000 1'932'240.00 0.91 0.773% Investis Holding SA 19 CHF 15.02.21 - 750'000 750'000 - - 0.00 0.250% Kiwibank Ltd 18 CHF 18.10.23 140'000 - - 140'000 142'170.00 0.07 2.375% Kraftwerk Hinterrhein AG 10 CHF 28.07.22 1'000'000 - - 1'000'000 1'038'500.00 0.49 2.875% Kraftwerke Linth-Limmern AG 11 CHF 30.06.31 1'000'000 - - 1'000'000 1'188'000.00 0.56 2.875% Kraftwerke Linth-Limmern AG 12 CHF 27.03.42 1'000'000 - - 1'000'000 1'195'000.00 0.56 2.375% Kraftwerke Linth-Limmern AG 13 CHF 10.12.26 300'000 - - 300'000 333'150.00 0.16 2.000% Kraftwerke Linth-Limmern AG 17 CHF 11.12.23 750'000 - - 750'000 791'625.00 0.37 0.020% Kühne + Nagel AG 19 CHF 18.11.22 - 750'000 - 750'000 751'125.00 0.35 3.000% LafargeHolcim Ltd 12 CHF 22.11.22 1'600'000 - 600'000 1'000'000 1'053'500.00 0.50 2.000% LafargeHolcim Ltd 13 CHF 09.06.22 150'000 - 150'000 - - 0.00 1.000% LafargeHolcim Ltd 15 CHF 04.12.25 545'000 - - 545'000 566'255.00 0.27 1.000% LafargeHolcim Ltd 18 CHF 11.12.24 2'250'000 - - 2'250'000 2'331'000.00 1.10 0.200% LGT Bank AG 20 CHF 04.11.30 - 600'000 - 600'000 595'500.00 0.28 1.000% Lloyds Banking Group Plc 18 EMTN CHF 04.03.25 1'075'000 - 1'075'000 - - 0.00 1.250% Lonza Swiss Finanz AG 15 CHF 22.09.23 - 750'000 - 750'000 776'625.00 0.37 1.625% Luzerner Kantonalbank AG 12 CHF 20.07.37 500'000 - - 500'000 599'750.00 0.28 0.100% Luzerner Kantonalbank AG 18 CHF 08.05.24 1'250'000 - - 1'250'000 1'268'750.00 0.60 0.850% Luzerner Kantonalbank AG 19 CHF 12.03.42 500'000 - - 500'000 541'500.00 0.26 0.410% Luzerner Kantonalbank AG 19 CHF 31.01.29 500'000 - - 500'000 514'250.00 0.24 0.250% Luzerner Kantonalbank AG 20 CHF 28.08.40 - 750'000 - 750'000 721'875.00 0.34 0.550% Mediobanco International Luxembourg SA 18 EMTN CHF 02.03.23 1'950'000 - - 1'950'000 1'973'400.00 0.93 1.625% Mobimo Holding AG 14 CHF 19.05.21 150'000 - - 150'000 150'615.00 0.07 1.875% Mobimo Holding AG 14 CHF 16.09.24 - 500'000 - 500'000 530'250.00 0.25 0.875% Mobimo Holding AG 21 CHF 02.10.23 - 1'000'000 - 1'000'000 1'020'500.00 0.48 1.125% Mondelez International Inc 15 CHF 30.12.25 750'000 - - 750'000 785'250.00 0.37 0.650% Mondelez International Inc 16 CHF 26.07.22 1'250'000 - - 1'250'000 1'264'000.00 0.60 0.200% Muenchener Hypothekenbank EG 19 CHF 18.06.31 1'000'000 - 1'000'000 - - 0.00 2.375% Nant De Drance SA 13 CHF 15.02.28 1'000'000 - - 1'000'000 1'138'500.00 0.54 1.750% Nant De Drance SA 14 CHF 18.07.24 585'000 - - 585'000 617'175.00 0.29 1.250% Nant De Drance SA 20 CHF 25.06.27 - 700'000 - 700'000 742'700.00 0.35 0.875% Nant De Drance SA 20 CHF 23.05.29 - 400'000 - 400'000 413'800.00 0.20

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.250% Nestlé SA 17 EMTN CHF 04.10.27 2'250'000 - 550'000 1'700'000 1'735'700.00 0.82 2.875% Oesterreichische Kontrollbank AG 05 CHF 25.02.30 800'000 - - 800'000 1'010'000.00 0.48 0.200% Orange SA 19 CHF 24.11.25 1'000'000 175'000 - 1'175'000 1'185'575.00 0.56 1.500% Pfandbriefbank schweiz. Hypothekarinstitute AG 12 CHF 14.02.40 1'400'000 - - 1'400'000 1'708'000.00 0.81 1.625% Pfandbriefbank schweiz. Hypothekarinstitute AG 13 CHF 03.07.30 500'000 - - 500'000 573'050.00 0.27 1.750% Pfandbriefbank schweiz. Hypothekarinstitute AG 13 CHF 15.07.25 1'500'000 - 750'000 750'000 819'825.00 0.39 1.000% Pfandbriefbank schweiz. Hypothekarinstitute AG 14 CHF 07.07.26 2'000'000 - - 2'000'000 2'136'200.00 1.01 0.375% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 21.01.30 700'000 - - 700'000 722'400.00 0.34 0.875% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 25.06.37 1'000'000 - - 1'000'000 1'095'300.00 0.52 0.250% Pfandbriefbank schweiz. Hypothekarinstitute AG 16 CHF 05.08.26 400'000 - 400'000 - - 0.00 0.250% Pfandbriefbank schweiz. Hypothekarinstitute AG 17 CHF 18.09.26 1'500'000 - - 1'500'000 1'542'750.00 0.73 0.250% Pfandbriefbank schweiz. Hypothekarinstitute AG 17 CHF 18.01.27 1'000'000 - - 1'000'000 1'028'100.00 0.49 0.625% Pfandbriefbank schweiz. Hypothekarinstitute AG 18 CHF 09.10.28 1'750'000 - - 1'750'000 1'841'000.00 0.87 0.250% Pfandbriefbank schweiz. Hypothekarinstitute AG 19 CHF 15.04.30 1'000'000 - - 1'000'000 1'018'000.00 0.48 1.375% Pfandbriefzentrale der schweiz. Kantonalbanken AG 13 CHF 05.11.27 1'300'000 - - 1'300'000 1'430'650.00 0.68 0.500% Pfandbriefzentrale der schweiz. Kantonalbanken AG 15 CHF 30.04.30 2'000'000 - - 2'000'000 2'082'000.00 0.98 0.375% Pfandbriefzentrale der schweiz. Kantonalbanken AG 15 CHF 14.02.25 1'500'000 - 750'000 750'000 772'725.00 0.37 0.375% Pfandbriefzentrale der schweiz. Kantonalbanken AG 16 CHF 24.10.28 1'000'000 - - 1'000'000 1'033'400.00 0.49 0.500% Pfandbriefzentrale der schweiz. Kantonalbanken AG 16 CHF 30.03.34 750'000 - - 750'000 780'075.00 0.37 0.600% Pfandbriefzentrale der schweiz. Kantonalbanken AG 16 CHF 11.12.35 1'500'000 - - 1'500'000 1'579'200.00 0.75 0.750% Pfandbriefzentrale der schweiz. Kantonalbanken AG 18 CHF 01.10.32 - 750'000 - 750'000 802'650.00 0.38 0.500% Pfandbriefzentrale der schweiz. Kantonalbanken AG 18 CHF 24.11.28 1'000'000 - - 1'000'000 1'044'800.00 0.49 0.550% Pfandbriefzentrale der schweiz. Kantonalbanken AG 19 CHF 29.01.31 1'000'000 - - 1'000'000 1'046'600.00 0.49 0.125% Pfandbriefzentrale der schweiz. Kantonalbanken AG 20 CHF 07.06.28 - 750'000 - 750'000 761'850.00 0.36 0.375% Province of Alberta Canada 19 EMTN CHF 07.02.29 1'000'000 - - 1'000'000 1'028'500.00 0.49 0.250% Province of Manitoba Canada 19 CHF 15.03.29 1'000'000 - - 1'000'000 1'020'000.00 0.48 0.060% PSP Swiss Property AG 18 CHF 11.02.22 1'500'000 - - 1'500'000 1'507'500.00 0.71 0.000% PSP Swiss Property AG 19 CHF 06.02.30 1'000'000 - - 1'000'000 962'000.00 0.45 0.700% PSP Swiss Property AG 19 CHF 08.02.27 1'000'000 - - 1'000'000 1'030'000.00 0.49 0.550% PSP Swiss Property AG 19 CHF 04.02.28 1'000'000 - - 1'000'000 1'018'500.00 0.48 0.200% PSP Swiss Property AG 21 CHF 04.02.31 - 500'000 - 500'000 488'750.00 0.23 3.875% Raiffeisen Schweiz Genossenschaft AG 11 CHF 21.12.21 760'000 - 760'000 - - 0.00 0.300% Raiffeisen Schweiz Genossenschaft AG 16 CHF 22.04.25 1'000'000 - - 1'000'000 1'017'500.00 0.48 0.500% Raiffeisen Schweiz Genossenschaft AG 20 CHF 11.11.28 - 700'000 - 700'000 704'200.00 0.33 0.178% Raiffeisen Schweiz Genossenschaft AG 21 CHF 15.01.27 - 500'000 - 500'000 498'500.00 0.24 0.183% Raiffeisen Schweiz Genossenschaft AG 21 CHF 11.11.25 - 800'000 - 800'000 801'600.00 0.38 0.570% Raiffeisen Schweiz Genossenschaft AG 21 CHF 15.01.31 - 500'000 - 500'000 497'750.00 0.24 0.175% Raiffeisenlandesbank Oberösterreich AG 19 CHF 29.10.26 1'000'000 - - 1'000'000 987'000.00 0.47 0.500% RCI Banque SA 19 CHF 18.07.24 1'000'000 - - 1'000'000 1'008'500.00 0.48 0.050% Rhaetische Bahn Stamm 20 CHF 03.08.50 - 750'000 750'000 - - 0.00 0.100% Royal Bank of Canada 18 EMTN CHF 18.07.23 475'000 - - 475'000 480'937.50 0.23 0.600% Santander Consumer Finance SA 16 CHF 23.03.21 750'000 - 750'000 - - 0.00 0.250% Schindler Holding AG 18 CHF 05.06.23 230'000 - 230'000 - - 0.00 0.100% Schwyzer Kantonalbank 16 CHF 25.10.28 - 1'000'000 - 1'000'000 1'004'000.00 0.47 0.000% Schwyzer Kantonalbank 18 CHF 13.11.30 - 1'000'000 - 1'000'000 982'000.00 0.46

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

3.250% SNCF Réseau SA 06 EMTN CHF 30.06.32 850'000 - - 850'000 1'151'325.00 0.54 0.250% Société Générale SA 19 CHF 08.10.26 1'000'000 - 1'000'000 - - 0.00 0.300% SpareBank 1 Nord-Norge ASA 16 CHF 16.09.22 800'000 - - 800'000 806'400.00 0.38 0.125% SpareBank 1 Nord-Norge ASA 19 CHF 11.12.25 735'000 - - 735'000 739'777.50 0.35 0.350% SpareBank 1 SMN ASA 16 EMTN CHF 05.04.23 1'450'000 - - 1'450'000 1'468'125.00 0.69 0.625% St. Galler Kantonalbank AG 17 CHF 23.01.32 750'000 - - 750'000 783'750.00 0.37 0.375% Sulzer AG 16 CHF 11.07.22 1'750'000 - 1'750'000 - - 0.00 1.300% Sulzer AG 18 CHF 06.07.23 - 1'000'000 - 1'000'000 1'025'000.00 0.48 0.625% Sulzer AG 21 CHF 22.10.21 - 750'000 - 750'000 753'450.00 0.36 3.500% Swiss Confederation Government Bond 03 CHF 08.04.33 1'000'000 3'000 - 1'003'000 1'447'830.50 0.68 2.500% Swiss Confederation Government Bond 06 CHF 08.03.36 1'500'000 - - 1'500'000 2'071'050.00 0.98 3.250% Swiss Confederation Government Bond 07 CHF 27.06.27 3'000'000 - 1'000'000 2'000'000 2'472'600.00 1.17 1.500% Swiss Confederation Government Bond 12 CHF 30.04.42 1'600'000 1'500'000 1'100'000 2'000'000 2'627'400.00 1.24 1.250% Swiss Confederation Government Bond 14 CHF 28.05.26 1'100'000 - 1'100'000 - - 0.00 0.500% Swiss Confederation Government Bond 15 CHF 27.05.30 1'000'000 - - 1'000'000 1'072'800.00 0.51 0.000% Swiss Confederation Government Bond 19 CHF 24.07.39 1'500'000 1'500'000 1'000'000 2'000'000 1'999'000.00 0.94 1.000% Swiss Prime Site AG 18 CHF 16.07.24 500'000 - - 500'000 514'750.00 0.24 1.250% Swiss Prime Site AG 19 CHF 02.04.27 1'000'000 - - 1'000'000 1'052'000.00 0.50 0.375% Swiss Prime Site AG 19 CHF 30.09.31 1'000'000 - - 1'000'000 960'500.00 0.45 1.750% Swisscom AG 12 CHF 10.07.24 970'000 - 970'000 - - 0.00 0.750% Swisscom AG 17 CHF 24.11.33 500'000 - - 500'000 518'750.00 0.25 0.200% Swissgrid AG 20 CHF 30.06.32 1'000'000 - - 1'000'000 995'000.00 0.47 0.125% Swissgrid AG 21 N CHF 30.06.36 - 300'000 - 300'000 282'900.00 0.13 0.450% Tessiner 19 CHF 26.02.29 750'000 - - 750'000 767'625.00 0.36 0.500% Thurgauer Kantonalbank 15 CHF 16.02.29 250'000 - - 250'000 258'750.00 0.12 0.700% Thurgauer Kantonalbank 18 CHF 22.03.30 750'000 - - 750'000 788'625.00 0.37 0.288% Total Capital International SA 18 CHF 13.07.26 1'000'000 - 1'000'000 - - 0.00 0.625% Transurban Queensland Finance Pty Ltd 16 CHF 23.06.23 - 700'000 - 700'000 706'300.00 0.33 0.625% UBS Group Funding AG Switzerland 17 CHF 18.05.24 2'000'000 - - 2'000'000 2'040'000.00 0.96 0.875% UBS Group Funding AG Switzerland 19 EMTN CHF 30.01.25 1'000'000 - - 1'000'000 1'028'500.00 0.49 0.000% Valiant Bank AG 19 CHF 31.10.25 1'500'000 - 1'500'000 - - 0.00 0.375% Verizon Communications Inc 17 EMTN CHF 31.05.23 1'100'000 - - 1'100'000 1'115'950.00 0.53 1.000% Verizon Communications Inc 17 EMTN CHF 30.11.27 500'000 - - 500'000 530'000.00 0.25 0.500% Vodafone Group Plc 16 EMTN CHF 19.09.31 1'000'000 - - 1'000'000 990'000.00 0.47 0.375% Vodafone Group Plc 16 EMTN CHF 03.12.24 300'000 - - 300'000 305'250.00 0.14 0.600% VP Bank AG 19 CHF 29.11.29 1'000'000 - - 1'000'000 1'007'000.00 0.48 0.700% Zug Estates Holding AG 17 CHF 17.02.22 540'000 - - 540'000 543'078.00 0.26 0.125% Zuger Kantonalbank 19 CHF 27.06.30 1'000'000 - - 1'000'000 996'000.00 0.47 0.100% Zuger Kantonalbank 20 CHF 14.10.31 - 750'000 - 750'000 743'250.00 0.35 0.750% Zürcher Kantonalbank 15 CHF 28.10.30 - 1'000'000 - 1'000'000 1'056'500.00 0.50 0.020% Zürcher Kantonalbank 16 CHF 16.08.27 750'000 - - 750'000 754'125.00 0.36 0.750% Zürcher Kantonalbank 19 CHF 28.10.30 - 1'000'000 1'000'000 - - 0.00 0.050% Zürcher Kantonalbank 20 CHF 05.02.31 - 750'000 - 750'000 741'375.00 0.35 0.050% Zürcher Kantonalbank 20 CHF 04.11.32 - 400'000 - 400'000 392'200.00 0.19 0.000% Zürcher Kantonalbank 21 CHF 21.01.33 - 750'000 - 750'000 730'875.00 0.35

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.500% Zürich Versicherungsgesellschaft 18 CHF 18.12.24 750'000 - 750'000 - - 0.00 1.000% Zürich Versicherungsgesellschaft 18 CHF 30.10.28 750'000 - - 750'000 808'500.00 0.38

Total - Swiss franc 183'754'332.50 86.82

Total - Bonds listed on an official exchange 183'754'332.50 86.82 Securities traded on another regulated market open to the public

Swiss franc

0.125% Banco Bilbao Vizcaya Argentaria SA 20 CHF 27.08.26 1'000'000 - 1'000'000 - - 0.00 0.100% Banco de Credito e Inversiones 20 CHF 18.09.26 500'000 - - 500'000 495'750.00 0.23 0.125% Basler Kantonalbank 20 CHF 10.09.32 - 300'000 - 300'000 294'900.00 0.14 0.150% BNP Paribas SA 20 CHF 10.03.28 1'000'000 - 800'000 200'000 197'100.00 0.09 0.111% BNZ International Funding Ltd London 20 CHF 24.07.28 1'000'000 - - 1'000'000 1'008'500.00 0.48 0.775% Cellnex Telecom SA 20 CHF 18.02.27 850'000 - - 850'000 838'950.00 0.40 0.250% Chocoladefabriken Lindt & Spruengli AG 20 CHF 06.10.32 - 750'000 - 750'000 743'250.00 0.35 0.700% Corporación Andina de Fomento 20 CHF 04.09.25 - 500'000 - 500'000 515'000.00 0.24 0.128% Credit Agricole SA London 20 CHF 27.07.28 1'500'000 - - 1'500'000 1'501'500.00 0.71 0.250% Crédit Agricole SA London 21 CHF 10.03.31 - 1'000'000 - 1'000'000 992'900.00 0.47 0.556% Fonplata 21 N CHF 03.09.26 - 750'000 - 750'000 747'817.50 0.35 0.950% Georg Fischer AG 20 CHF 25.03.30 - 400'000 - 400'000 416'000.00 0.20 0.250% Intesa Sanpaolo SA 19 CHF 30.09.24 800'000 - - 800'000 806'400.00 0.38 0.300% Liechtensteinische Landesbank AG 20 CHF 24.09.30 - 800'000 - 800'000 788'000.00 0.37 0.350% Lonza Swiss Finanz AG 20 CHF 22.09.26 - 200'000 - 200'000 202'800.00 0.10 0.000% Luzerner Kantonalbank AG 20 CHF 07.08.28 1'000'000 - - 1'000'000 998'000.00 0.47 0.400% Luzerner Kantonalbank AG 99 CHF 15.03.38 - 1'000'000 - 1'000'000 1'003'800.37 0.47 0.065% National Australia Bank Ltd New-York 20 CHF 29.01.29 1'000'000 - - 1'000'000 999'000.00 0.47 0.750% Pfandbriefzentrale der schweiz. Kantonalbanken AG 19 CHF 01.10.32 - 750'000 750'000 - - 0.00 0.000% Pfandbriefzentrale der schweiz. Kantonalbanken AG 20 CHF 10.05.45 800'000 - - 800'000 737'680.00 0.35 0.020% Pfandbriefzentrale der schweiz. Kantonalbanken AG 20 CHF 30.01.40 1'250'000 - - 1'250'000 1'180'625.00 0.56 0.250% Pfandbriefzentrale der schweiz. Kantonalbanken AG 21 CHF 21.04.36 - 1'500'000 - 1'500'000 1'503'480.00 0.71 0.150% PSP Swiss Property AG 20 CHF 02.02.29 1'000'000 - - 1'000'000 985'000.00 0.47 1.000% Straumann Holding AG 20 CHF 03.10.23 - 500'000 - 500'000 513'750.00 0.24 0.000% Swiss Confederation Government Bond 19 CHF 24.07.39 - 1'500'000 1'500'000 - - 0.00 0.020% Transpower New Zealand Ltd 19 CHF 16.12.27 300'000 - - 300'000 296'250.00 0.14 0.100% Zug Estates Holding AG 19 CHF 02.10.25 1'210'000 - - 1'210'000 1'200'925.00 0.57 0.000% Zürcher Kantonalbank 20 CHF 12.03.30 1'000'000 - - 1'000'000 989'000.00 0.47 0.100% Zürich Versicherungsgesellschaft 20 CHF 27.08.32 1'000'000 - - 1'000'000 965'500.00 0.46

Total - Swiss franc 20'921'877.87 9.89

Total - Bonds traded on another regulated market open to the public 20'921'877.87 9.89

Total - Bonds 204'676'210.37 96.70

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Total - Securities listed on an official exchange 183'754'332.50 86.82

Total - Securities traded on another regulated market open to the public 20'921'877.87 9.89

Total - Securities 204'676'210.37 96.70

Cash at banks at sight 5'280'021.95 2.49 Cash at banks on time 0.00 0.00 Other assets 1'694'571.13 0.80

Total fund assets 211'650'803.45 100.00 Loans taken out 0.00 0.00 Other liabilities -4'583'485.87 -2.17

Total net asset value 207'067'317.58 97.83

Vontobel Fund (CH) - Sustainable Bond CHF Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 204'676'210.37 96.70 open to the public.

b) investments that are not priced according to (a) and whose value is based on

market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Further information

No securities were lent during the reporting period. As at the balance sheet date, no loans had been drawn upon. As at the balance sheet date, there were no off-balance-sheet transactions. As at the balance sheet date, there were no open positions in derivative transactions. The Commitment II Approach is used to measure the risk of derivatives.

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 97 Statement of Assets

Statement of income 99 Utilisation of net income

Stock of Funds Assets 101

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in A-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 5'206.000 6'723.000 Number of units issued 2'980.000 3'330.000 Number of units redeemed 1'463.000 1'463.164 Units outstanding at the end of the period 6'723.000 8'589.836 Net asset value per unit in CHF 120.08 126.33

Change in AI-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 27'176.370 27'176.370 Number of units issued - 27'176.370 Number of units redeemed - 27'176.370 Units outstanding at the end of the period 27'176.370 27'176.370 Net asset value per unit in CHF 113.71 120.05

Change in AN-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 610.000 835.000 Number of units issued 375.000 2'318.183 Number of units redeemed 150.000 450.000 Units outstanding at the end of the period 835.000 2'703.183 Net asset value per unit in CHF 104.44 110.26

Change in R-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 6'610.000 7'628.736 Number of units issued 1'018.736 320.268 Number of units redeemed - 4'025.579 Units outstanding at the end of the period 7'628.736 3'923.425 Net asset value per unit in CHF 103.35 108.71

Change in S-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 209'360.000 207'360.000 Number of units issued -- Number of units redeemed 2'000.000 131'900.000 Units outstanding at the end of the period 207'360.000 75'460.000 Net asset value per unit in CHF 124.14 130.56

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 948'069.05 684'377.03 – on time -- Securities – Bonds 15'672'285.00 6'937'875.00 – Equities 12'766'173.14 6'652'617.06 – Units of other collective investments 997'189.35 - Derivative financial instruments -- Other assets 172'329.38 828'452.82 Total fund assets 30'556'045.92 15'103'321.91 ./. Loans taken out -- ./. Other liabilities -42'133.71 -178'852.54 Total net asset value 30'513'912.21 14'924'469.37 Statement of changes in net assets Net asset value at beginning of reporting period 29'775'379.38 30'513'912.21 Distributions -537'250.37 -297'932.74 Balance of units issued/units redeemed 59'312.80 -15'893'817.30 Total net income 1'216'470.40 602'307.20 Net asset value at end of reporting period 30'513'912.21 14'924'469.37

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks 2'759.91 90.31 Negative interest -7'138.95 -6'192.68 Income on securities – Bonds 127'512.58 111'953.15 – Equities 305'570.22 254'408.56 – Units of other collective investments 17'613.00 22'394.71 Other income 15.68 125.00 Accrued income paid in on units subscribed 2'845.56 5'825.70 Total income 449'178.00 388'604.75 Expense Interest paid - 9.55 Auditing expense 17'705.49 17'704.53 Fees as per regulations paid to the fund management company for: – asset management and distribution 37'394.77 40'269.53 – service fee 57'071.54 50'780.33 Other expenses 5'010.95 1'775.59 Accrued income paid out on units redeemed 4'712.75 188'563.57 Total expenses 121'895.50 299'103.10 Net income/loss (-) 327'282.50 89'501.65 Tax adjustment item - 1'000.59 Net income/loss (-) after tax adjustments 0.00 90'502.24 Realised capital gain and loss 289'616.99 793'889.43 Payments from the capital contributions principle 29'029.00 514'104.94 Tax adjustments for income from target funds in the current period - -1'000.59 Realised income 645'928.49 1'397'496.02 Non-realised capital gain and loss 570'541.91 -795'188.82 Total net income 1'216'470.40 602'307.20

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 A-class Net income for financial year 1'141.88 1'092.97 Profit carried forward from previous year 2'033.26 3'175.14 Profit available for distribution 3'175.14 4'268.11 Profit intended for distribution to investors -- Profit carried forward 3'175.14 4'268.11 AI-class Net income for financial year 13'103.05 8'545.93 Profit carried forward from previous year 4'158.90 17'261.95 Profit available for distribution 17'261.95 25'807.88 Profit intended for distribution to investors - -21'741.10 Profit carried forward 17'261.95 4'066.78 AN-class Net income for financial year 484.31 2'602.83 Profit carried forward from previous year 332.46 816.77 Profit available for distribution 816.77 3'419.60 Profit intended for distribution to investors - -2'838.34 Profit carried forward 816.77 581.26

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 R-class Net income for financial year 8'210.02 2'949.44 Profit carried forward from previous year 760.96 1'342.24 Profit available for distribution 8'970.98 4'291.68 Profit intended for distribution to investors -7'628.74 -3'727.25 Profit carried forward 1'342.24 564.43 S-class Net income for financial year 304'343.24 75'311.07 Profit carried forward from previous year 20'158.78 34'198.02 Profit available for distribution 324'502.02 109'509.09 Profit intended for distribution to investors -290'304.00 -90'552.00 Profit carried forward 34'198.02 18'957.09

100

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds

Securities listed on an official exchange

Swiss franc

0.020% Aargauische Kantonalbank 16 CHF 17.10.24 250'000 - 100'000 150'000 151'800.00 1.01 2.250% ABB Ltd 11 CHF 11.10.21 200'000 - 100'000 100'000 101'700.00 0.67 0.500% Achmea Bank NV 17 CHF 27.10.23 200'000 - - 200'000 203'800.00 1.35 0.750% Allreal AG 15 CHF 31.03.21 200'000 - - 200'000 200'180.00 1.33 0.500% Baloise Holding AG 20 CHF 16.12.30 - 200'000 - 200'000 203'200.00 1.35 0.375% Banco Santander Chile SA 15 CHF 19.05.22 200'000 - - 200'000 201'000.00 1.33 0.050% Bank of Montreal 18 EMTN CHF 30.12.22 200'000 - 200'000 - - 0.00 0.250% Basellandschaftliche Kantonalbank 15 CHF 13.05.25 200'000 - 200'000 - - 0.00 0.050% Basellandschaftliche Kantonalbank 20 CHF 28.01.31 200'000 - - 200'000 197'500.00 1.31 1.500% Canton of Geneva Switzerland 12 CHF 05.03.32 200'000 - 100'000 100'000 115'400.00 0.76 0.000% Canton of Solothurn Switzerland 15 CHF 16.10.23 200'000 - 200'000 - - 0.00 1.125% Central American Bank for Economic Integration 14 CHF 24.02.23 205'000 - 205'000 - - 0.00 0.371% Central American Bank for Economic Integration 16 EMTN CHF 26.08.22 250'000 - 250'000 - - 0.00 1.000% Chocoladefabriken Lindt & Spruengli AG 14 CHF 08.10.24 200'000 - - 200'000 209'000.00 1.38 1.000% City of Zürich Switzerland 14 CHF 30.03.27 200'000 - 100'000 100'000 107'350.00 0.71 1.050% Cooperativa del Personal de la Universidad de Chile Ltda 17 CHF 15.10.21 200'000 - 200'000 - - 0.00 0.250% Coop-Gruppe Genossenschaft 15 CHF 31.07.20 250'000 - 250'000 - - 0.00 0.250% Coop-Gruppe Genossenschaft 16 CHF 30.09.22 300'000 - 100'000 200'000 201'500.00 1.33 1.375% Corporación Andina de Fomento 13 EMTN CHF 11.02.21 300'000 - 300'000 - - 0.00 1.500% Corporación Andina de Fomento 14 EMTN CHF 01.12.28 200'000 - - 200'000 218'200.00 1.44 1.375% CRH Finance AG Switzerland 14 CHF 30.09.22 200'000 - - 200'000 205'000.00 1.36 0.150% Eli Lilly & Co 16 EMTN CHF 24.05.24 200'000 - - 200'000 202'500.00 1.34 1.625% Emmi Finanz AG 13 CHF 12.07.23 300'000 - 300'000 - - 0.00 3.000% Eurofima 07 CHF 22.05.24 200'000 - - 200'000 222'400.00 1.47 0.300% Graubuendner Kantonalbank 18 CHF 20.02.26 250'000 - 100'000 150'000 153'525.00 1.02 3.000% LafargeHolcim Ltd 12 CHF 22.11.22 300'000 - 100'000 200'000 210'700.00 1.40 0.100% Luzerner Kantonalbank AG 16 CHF 15.09.31 200'000 - - 200'000 197'800.00 1.31 1.000% National Australia Bank Ltd 13 CHF 17.04.20 250'000 - 250'000 - - 0.00 0.250% Nestlé SA 18 EMTN CHF 28.06.24 250'000 - 250'000 - - 0.00 0.250% Nordea Bank AB 15 EMTN CHF 27.11.23 250'000 - 150'000 100'000 101'650.00 0.67 0.200% Orange SA 19 CHF 24.11.25 250'000 - 250'000 - - 0.00 1.500% Pfandbriefbank schweiz. Hypothekarinstitute AG 12 CHF 21.01.28 200'000 - 200'000 - - 0.00 0.375% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 15.10.25 250'000 - 250'000 - - 0.00 0.625% Pfandbriefbank schweiz. Hypothekarinstitute AG 15 CHF 16.05.31 250'000 - 250'000 - - 0.00 0.125% Pfandbriefbank schweiz. Hypothekarinstitute AG 16 CHF 15.07.31 200'000 - - 200'000 200'300.00 1.33 0.500% Pfandbriefbank schweiz. Hypothekarinstitute AG 16 CHF 05.10.35 200'000 - 100'000 100'000 103'650.00 0.69 0.375% Pfandbriefbank schweiz. Hypothekarinstitute AG 17 CHF 21.03.28 250'000 - - 250'000 258'450.00 1.71 2.000% Pfandbriefzentrale der schweiz. Kantonalbanken AG 10 CHF 30.10.25 200'000 - 200'000 - - 0.00 1.750% Pfandbriefzentrale der schweiz. Kantonalbanken AG 11 CHF 02.09.26 200'000 - 200'000 - - 0.00 0.500% Pfandbriefzentrale der schweiz. Kantonalbanken AG 15 CHF 30.04.30 200'000 - - 200'000 208'200.00 1.38 0.000% Pfandbriefzentrale der schweiz. Kantonalbanken AG 16 CHF 27.01.27 250'000 - - 250'000 253'000.00 1.68 0.300% Pfandbriefzentrale der schweiz. Kantonalbanken AG 16 CHF 06.06.31 200'000 - 200'000 - - 0.00 0.375% Pfandbriefzentrale der schweiz. Kantonalbanken AG 17 CHF 24.07.28 250'000 - 100'000 150'000 155'100.00 1.03

101

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Bonds (Continued)

Securities listed on an official exchange

Swiss franc (Continued)

0.250% Pfandbriefzentrale der schweiz. Kantonalbanken AG 18 CHF 20.07.26 250'000 - 250'000 - - 0.00 0.750% Pfandbriefzentrale der schweiz. Kantonalbanken AG 18 CHF 01.10.32 250'000 - 250'000 - - 0.00 0.000% PSP Swiss Property AG 16 CHF 01.09.23 300'000 - 150'000 150'000 150'450.00 1.00 0.300% Raiffeisen Schweiz Genossenschaft AG 16 CHF 22.04.25 250'000 - 250'000 - - 0.00 0.350% Raiffeisen Schweiz Genossenschaft AG 18 CHF 16.02.24 100'000 - 100'000 - - 0.00 0.100% Roche Kapitalmarkt AG 17 CHF 23.09.24 250'000 - 250'000 - - 0.00 0.250% Roche Kapitalmarkt AG 18 CHF 24.09.25 250'000 - 250'000 - - 0.00 0.625% Sika AG 18 CHF 12.07.24 200'000 - - 200'000 205'800.00 1.36 0.010% Sonova Holding AG 16 CHF 11.10.21 250'000 - 100'000 150'000 150'450.00 1.00 0.000% Sonova Holding AG 19 CHF 11.10.29 250'000 - 250'000 - - 0.00 0.875% SpareBank 1 Nord-Norge ASA 14 EMTN CHF 02.12.20 300'000 - 300'000 - - 0.00 0.375% Sulzer AG 16 CHF 11.07.22 300'000 - 100'000 200'000 200'800.00 1.33 3.500% Swiss Confederation Government Bond 03 CHF 08.04.33 200'000 - - 200'000 288'700.00 1.91 4.000% Swiss Confederation Government Bond 98 CHF 08.04.28 250'000 - 150'000 100'000 131'820.00 0.87 0.750% Swiss Reinsurance Company Ltd 15 CHF 21.01.27 250'000 - 100'000 150'000 156'900.00 1.04 2.625% Swisscom AG 10 CHF 31.08.22 200'000 - 200'000 - - 0.00 0.750% Swisscom AG 17 CHF 24.11.33 250'000 - - 250'000 259'375.00 1.72 2.125% Zürcher Kantonalbank 10 CHF 29.06.22 300'000 - 300'000 - - 0.00 0.020% Zürcher Kantonalbank 16 CHF 16.08.27 200'000 - - 200'000 201'100.00 1.33 1.500% Zürich Versicherungsgesellschaft 14 CHF 22.07.26 150'000 - - 150'000 162'300.00 1.07

Total - Swiss franc 6'490'600.00 42.97

Total - Bonds listed on an official exchange 6'490'600.00 42.97 Securities traded on another regulated market open to the public

Swiss franc

0.113% Commonwealth Bank of Australia 19 CHF 10.12.29 250'000 - - 250'000 246'875.00 1.63 0.750% Coop-Gruppe Genossenschaft 20 CHF 05.05.23 - 150'000 150'000 - - 0.00 0.435% Deutsche Telekom International Finance BV 20 CHF 06.02.32 200'000 - - 200'000 200'400.00 1.33

Total - Swiss franc 447'275.00 2.96

Total - Bonds traded on another regulated market open to the public 447'275.00 2.96

Total - Bonds 6'937'875.00 45.94

Equities

Securities listed on an official exchange

Germany

Allianz N EUR 450 - 280 170 37'323.64 0.25 Continental EUR 720 - 720 - - 0.00 Henkel AG & Co EUR 700 - 700 - - 0.00 SAP EUR 1'130 - 600 530 59'438.94 0.39

Total - Germany 96'762.58 0.64

102

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

France

Air Liquide EUR 765 - 340 425 58'236.46 0.39 AXA EUR - 5'150 2'890 2'260 51'654.88 0.34 BNP Paribas EUR 2'300 - 2'300 - - 0.00 Capgemini EUR 900 - 500 400 58'524.91 0.39 Kering EUR 180 - 80 100 57'678.79 0.38 Schneider Electric EUR 1'200 - 730 470 63'447.22 0.42

Total - France 289'542.26 1.92

Great Britain

Intertek Group GBP 1'700 - 760 940 63'723.44 0.42 Mondi Finance GBP 4'300 - 1'910 2'390 52'166.52 0.35 Reckitt Benckiser Group GBP 1'200 - 730 470 35'692.74 0.24 Vodafone Group GBP 60'000 - 33'600 26'400 40'772.35 0.27

Total - Great Britain 192'355.05 1.27

Ireland

Kingspan Group EUR - 890 400 490 32'440.89 0.21 Medtronic Holdings USD 1'300 - 710 590 62'476.85 0.41

Total - Ireland 94'917.74 0.63

Italy

Prysmian EUR 4'750 - 3'160 1'590 46'632.13 0.31

Total - Italy 46'632.13 0.31

Japan

Bridgestone JPY 2'920 - 1'700 1'220 43'135.78 0.29 East Japan Railway JPY 1'200 - 600 600 40'057.89 0.27 Kubota JPY 6'710 - 3'700 3'010 61'576.20 0.41 Nippon Telegraph and Telephone JPY 5'520 - 3'000 2'520 59'057.48 0.39 Resona Holdings JPY 24'480 - 14'900 9'580 34'816.48 0.23 Sompo Holdings JPY 3'550 - 2'250 1'300 45'069.59 0.30 Sony JPY - 400 - 400 37'795.92 0.25

Total - Japan 321'509.34 2.13

Sweden

Alfa Laval SEK 4'400 1'200 3'090 2'510 70'683.91 0.47 Atlas Copco SEK 3'500 - 1'920 1'580 69'712.77 0.46 Epiroc SEK 3'500 - 3'500 - - 0.00

Total - Sweden 140'396.68 0.93

103

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Switzerland

ABB N CHF 12'700 - 7'370 5'330 139'219.60 0.92 Adecco Group N CHF 1'100 - 1'100 - - 0.00 Alcon N CHF 3'650 - 2'750 900 56'286.00 0.37 Chocoladefabriken Lindt & Spruengli PS CHF 14 - 7 7 53'375.00 0.35 Compagnie Financiere Richemont N CHF 4'180 - 3'530 650 56'927.00 0.38 Forbo Holding N CHF 75 - 35 40 62'800.00 0.42 Georg Fischer N CHF - 80 35 45 52'605.00 0.35 Givaudan N CHF 85 - 50 35 119'945.00 0.79 Julius Bäer Group N CHF 2'850 - 1'610 1'240 69'192.00 0.46 Kühne + Nagel N CHF - 480 213 267 57'591.90 0.38 LafargeHolcim N CHF 2'200 550 1'650 1'100 55'176.00 0.37 Logitech International N CHF 4'350 - 3'430 920 89'258.40 0.59 Lonza Group N CHF 600 - 445 155 88'939.00 0.59 Nestlé N CHF 11'900 1'470 7'500 5'870 557'650.00 3.69 Novartis N CHF 10'000 - 6'090 3'910 305'722.90 2.02 Partners Group Holding N CHF 250 - 145 105 114'502.50 0.76 Roche Holding PS CHF 2'950 490 1'810 1'630 485'658.50 3.22 Schindler Holding PS N CHF 770 - 510 260 64'532.00 0.43 SIG Combibloc Group N CHF - 2'800 1'300 1'500 30'210.00 0.20 Sika N CHF 1'250 - 780 470 112'894.00 0.75 Sonova Holding N CHF - 450 250 200 46'560.00 0.31 Straumann Holding N CHF - 120 120 - - 0.00 Swiss Life Holding N CHF - 420 240 180 81'414.00 0.54 Swiss Reinsurance Company N CHF 2'450 - 1'560 890 76'041.60 0.50 Swisscom N CHF - 380 170 210 95'865.00 0.63 Temenos N CHF 700 - 310 390 47'872.50 0.32 The Swatch Group I CHF 640 660 1'000 300 81'360.00 0.54 UBS Group N CHF 26'000 - 20'460 5'540 78'114.00 0.52 VAT Group N CHF - 470 210 260 65'728.00 0.44 Zürich Insurance Group N CHF 850 - 480 370 137'455.00 0.91

Total - Switzerland 3'282'894.90 21.74

United States

3M USD 500 - 220 280 44'374.92 0.29 Adobe USD 500 - 340 160 66'582.29 0.44 Akamai Technologies USD - 1'160 520 640 54'752.55 0.36 Allstate USD 1'580 - 850 730 70'448.65 0.47 Alphabet USD 195 - 122 73 134'609.79 0.89 Apple USD 730 2'350 1'730 1'350 148'198.54 0.98 Applied Materials USD 2'350 - 1'720 630 67'408.38 0.45 Becton Dickinson & Company USD 600 - 270 330 72'043.33 0.48 Capital One Financial USD 1'400 - 960 440 47'875.53 0.32 Cisco Systems USD 2'800 600 1'910 1'490 60'525.02 0.40 Coca-Cola USD 2'050 950 1'330 1'670 74'065.59 0.49 Cognizant Technology Solutions USD 1'750 - 780 970 64'525.81 0.43

104

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Maturity Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Ecolab USD 550 - 240 310 58'755.43 0.39 Edwards Lifesciences USD 750 1'500 1'400 850 63'945.88 0.42 HP USD 7'200 - 4'600 2'600 68'189.02 0.45 Johnson & Johnson USD 1'100 - 590 510 73'161.47 0.48 Keysight Technologies USD 950 580 920 610 78'152.03 0.52 Lowes Companies USD 1'195 250 1'000 445 64'356.66 0.43 Microsoft USD 1'950 - 1'130 820 172'506.40 1.14 Mondelez International USD 2'400 - 1'370 1'030 49'569.53 0.33 PayPal Holdings USD 1'350 - 990 360 84'687.21 0.56 S&P Global USD 780 - 550 230 68'579.02 0.45 Sei Investments Co USD 2'300 - 1'410 890 45'120.16 0.30 Starbucks USD 1'670 - 1'190 480 46'943.80 0.31 The Estee Lauder Companies USD 720 - 450 270 69'873.06 0.46 Thermo Fisher Scientific USD 450 - 310 140 57'044.05 0.38 Union Pacific USD 550 - 240 310 57'801.24 0.38 UnitedHealth Group USD 350 - 160 190 57'144.18 0.38 Verisk Analytics USD - 620 280 340 50'433.37 0.33 Verizon Communications USD 2'300 - 1'420 880 44'055.53 0.29 Walt Disney USD 1'150 500 1'230 420 71'877.94 0.48

Total - United States 2'187'606.38 14.48

Total - Equities listed on an official exchange 6'652'617.06 44.05

Total - Equities 6'652'617.06 44.05

Units of other collective investments

Securities listed on an official exchange

Swiss franc

Vontobel Fund (CH) - Sustainable Global Bond ex CHF Concept CHF 9'785 - 9'785 - - 0.00

Total - Swiss franc 0.00

Total - Bond funds 0.00

Total - Units of other collective investment schemes listed on an official exchange 0.00

Total - Units of other collective investment schemes 0.00

105

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Total - Securities listed on an official exchange 13'143'217.06 87.02

Total - Securities traded on another regulated market open to the public 447'275.00 2.96

Total - Securities 13'590'492.06 89.98

Cash at banks at sight 684'377.03 4.53 Cash at banks on time 0.00 0.00 Other assets 828'452.82 5.49

Total fund assets 15'103'321.91 100.00 Loans taken out 0.00 0.00 Other liabilities -178'852.54 -1.18

Total net asset value 14'924'469.37 98.82

106

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Instruments financiers dérivés

Stock Purchase Sale Stock 01.03.2020 28.02.2021

Derivative financial instruments

Warrants

Compagnie Financiere Richemont - Call 22.11.2023 - 3'060 3'060 -

107

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 13'590'492.06 89.98 open to the public.

b) investments that are not priced according to (a) and whose value is based on

market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Further information

108

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 110 Statement of Assets

Statement of income 111 Utilisation of net income

Stock of Funds Assets 112

109

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in I-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period -- Number of units issued - 28'010.000 Number of units redeemed -- Units outstanding at the end of the period - 28'010.000 Net asset value per unit in CHF 0.00 104.53

Change in R-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 10.000 10.000 Number of units issued - 26.862 Number of units redeemed - 23.420 Units outstanding at the end of the period 10.000 13.442 Net asset value per unit in CHF 98.19 121.40

Change in S-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 340'055.000 348'650.000 Number of units issued 34'370.000 73'990.000 Number of units redeemed 25'775.000 39'080.000 Units outstanding at the end of the period 348'650.000 383'560.000 Net asset value per unit in CHF 127.43 157.35

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 1'094'733.30 1'185'081.18 – on time -- Securities – Equities 43'354'105.37 62'369'492.04 Derivative financial instruments -- Other assets 55'866.81 329'087.80 Total fund assets 44'504'705.48 63'883'661.02 ./. Loans taken out - -10'703.71 ./. Other liabilities -75'628.04 -588'803.36 Total net asset value 44'429'077.44 63'284'153.95 Statement of changes in net assets Net asset value at beginning of reporting period 41'773'312.97 44'429'077.44 Distributions -604'992.00 -589'274.00 Balance of units issued/units redeemed 1'210'130.97 7'820'132.69 Total net income 2'050'625.50 11'624'217.82 Net asset value at end of reporting period 44'429'077.44 63'284'153.95

110

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks 7'237.28 250.98 Negative interest -5'695.28 -8'554.37 Income on securities – Equities 672'645.95 578'796.65 Other income 7.05 62.50 Accrued income paid in on units subscribed 47'692.70 46'753.85 Total income 721'887.70 617'309.61 Expense Interest paid 17.33 - Auditing expense 12'678.27 13'793.87 Fees as per regulations paid to the fund management company for: – asset management and distribution 3.05 3'089.05 – service fee 89'192.79 103'601.69 Other expenses 7'433.52 1'911.72 Accrued income paid out on units redeemed 29'839.05 27'626.09 Total expenses 139'164.01 150'022.42 Net income/loss (-) 582'723.69 467'287.19 Realised capital gain and loss 1'740'638.40 -342'762.39 Realised income 2'323'362.09 124'524.80 Non-realised capital gain and loss -272'736.59 11'499'693.02 Total net income 2'050'625.50 11'624'217.82

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 I-class Net income for financial year - -859.27 Net loss charged to accrued realised capital profits - 859.27 Profit available for accumulation -- Income retained for reinvestment -- R-class Net income for financial year 11.45 11.95 Profit carried forward from previous year 0.38 1.83 Profit available for distribution 11.83 13.78 Profit intended for distribution to investors -10.00 -13.44 Profit carried forward 1.83 0.34 S-class Net income for financial year 582'712.24 468'134.51 Profit carried forward from previous year 14'651.59 39'523.83 Profit available for distribution 597'363.83 507'658.34 Profit intended for distribution to investors -557'840.00 -460'272.00 Profit carried forward 39'523.83 47'386.34

111

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities

Securities listed on an official exchange

Denmark

Novo Nordisk DKK - 10'500 - 10'500 679'534.85 1.06

Total - Denmark 679'534.85 1.06

Germany

Allianz N EUR 4'500 1'500 - 6'000 1'317'304.98 2.06 Fresenius EUR 13'100 - 13'100 - - 0.00

Total - Germany 1'317'304.98 2.06

France

Air Liquide EUR 4'000 2'400 - 6'400 876'972.60 1.37 AXA EUR 26'000 4'500 30'500 - - 0.00 Kering EUR 1'100 - 180 920 530'644.90 0.83 Schneider Electric EUR 7'000 2'600 - 9'600 1'295'943.27 2.03 Total EUR 9'500 - 9'500 - - 0.00

Total - France 2'703'560.77 4.23

Great Britain

Compass Group GBP - 40'000 - 40'000 736'637.40 1.15 Mondi Finance GBP 23'500 - 23'500 - - 0.00

Total - Great Britain 736'637.40 1.15

Ireland

Johnson Controls International USD - 20'900 - 20'900 1'055'589.96 1.65 Kingspan Group EUR - 10'950 - 10'950 724'954.53 1.13 Medtronic Holdings USD 9'250 2'500 1'000 10'750 1'138'349.33 1.78

Total - Ireland 2'918'893.82 4.57

Italy

Hera EUR 169'400 - 169'400 - - 0.00 Mediobanca EUR - 70'000 - 70'000 662'894.06 1.04 Prysmian EUR 31'000 - 10'400 20'600 604'164.76 0.95

Total - Italy 1'267'058.82 1.98

Japan

Bridgestone JPY 14'800 - - 14'800 523'286.49 0.82 KDDI JPY 33'800 - - 33'800 944'914.89 1.48 Kubota JPY 32'000 5'600 - 37'600 769'191.07 1.20 Resona Holdings JPY 95'000 - 95'000 - - 0.00 Sompo Holdings JPY 14'700 3'300 - 18'000 624'040.48 0.98

112

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Japan (Continued)

Sony JPY 13'500 2'000 - 15'500 1'464'591.73 2.29 Tokyo Electron JPY - 2'700 - 2'700 999'153.04 1.56 Toyota Motor JPY 8'500 - - 8'500 568'642.44 0.89

Total - Japan 5'893'820.14 9.23

Canada

Manulife Financial CAD 49'000 22'900 - 71'900 1'304'391.70 2.04 Royal Bank of Canada CAD 11'300 2'200 1'800 11'700 906'595.43 1.42

Total - Canada 2'210'987.13 3.46

Holland

ING Groep EUR 20'000 - 20'000 - - 0.00 Koninklijke DSM EUR 4'300 1'000 1'500 3'800 570'183.83 0.89

Total - Holland 570'183.83 0.89

Norway

Norsk Hydro NOK 120'000 - 120'000 - - 0.00

Total - Norway 0.00

Sweden

Alfa Laval SEK 38'000 - 38'000 - - 0.00

Total - Sweden 0.00

Spain

Industria de Diseno Textil EUR 15'300 - 15'300 - - 0.00

Total - Spain 0.00 Taiwan Semiconductor Manufacturing Company USD - 6'100 - 6'100 695'482.37 1.09

United States

Adobe USD 4'500 - 1'500 3'000 1'248'417.99 1.95 Akamai Technologies USD 5'500 2'900 8'400 - - 0.00 Allstate USD 8'600 3'900 - 12'500 1'206'312.48 1.89 Alphabet USD 1'475 125 - 1'600 2'950'351.53 4.62 Ansys USD - 1'900 - 1'900 586'526.78 0.92 Apple USD 5'350 18'050 - 23'400 2'568'774.75 4.02 Applied Materials USD 12'600 3'500 3'600 12'500 1'337'467.84 2.09 Becton Dickinson & Company USD 3'400 1'250 1'150 3'500 764'095.98 1.20 Blackrock USD - 2'200 - 2'200 1'383'208.13 2.17 Bristol Myers Squibb USD - 18'200 4'700 13'500 749'547.80 1.17 Cerner USD 7'600 4'400 2'900 9'100 569'591.33 0.89 Cintas USD - 3'100 950 2'150 631'293.87 0.99

113

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Cisco Systems USD 16'256 - - 16'256 660'332.03 1.03 Cognizant Technology Solutions USD - 9'100 - 9'100 605'345.25 0.95 Colgate-Palmolive USD 8'900 1'500 1'300 9'100 619'515.01 0.97 Costco Wholesale USD - 2'000 - 2'000 599'308.71 0.94 Discover Financial Services USD 13'400 - 13'400 - - 0.00 Ecolab USD 2'600 900 250 3'250 615'984.34 0.96 Edwards Lifesciences USD 4'400 10'500 - 14'900 1'120'933.62 1.75 Essential Utilities USD 16'000 2'000 3'200 14'800 563'538.49 0.88 Johnson & Johnson USD 9'000 850 1'600 8'250 1'183'494.39 1.85 Keysight Technologies USD 5'500 3'700 1'200 8'000 1'024'944.64 1.60 Lowes Companies USD 9'775 1'425 1'600 9'600 1'388'368.34 2.17 Manpowergroup USD 5'330 - 5'330 - - 0.00 Masco USD - 15'900 - 15'900 766'063.19 1.20 Microsoft USD 15'300 1'000 2'500 13'800 2'903'156.42 4.54 Mondelez International USD - 10'100 10'100 - - 0.00 Monolithic Power Systems USD 2'700 200 800 2'100 712'011.34 1.11 Nike USD - 5'300 - 5'300 646'686.69 1.01 Nvidia USD 3'200 - 700 2'500 1'241'573.92 1.94 PayPal Holdings USD 10'800 - 3'400 7'400 1'740'792.64 2.72 Perkinelmer USD - 6'300 - 6'300 719'140.58 1.13 S&P Global USD 5'150 - 650 4'500 1'341'763.49 2.10 Starbucks USD 5'900 1'600 1'000 6'500 635'697.25 1.00 T. Rowe Price Group USD - 4'600 - 4'600 675'212.70 1.06 Target USD - 4'000 - 4'000 664'273.05 1.04 The Estee Lauder Companies USD 4'700 500 1'450 3'750 970'459.15 1.52 Thermo Fisher Scientific USD 3'800 300 500 3'600 1'466'847.00 2.30 TJX Cos USD 16'500 - 5'400 11'100 663'122.42 1.04 Tractor Supply USD 7'700 3'300 1'100 9'900 1'424'674.50 2.23 Union Pacific USD 5'200 2'400 600 7'000 1'305'189.36 2.04 UnitedHealth Group USD 3'450 450 - 3'900 1'172'959.41 1.84 Verisk Analytics USD 3'150 2'200 1'500 3'850 571'083.72 0.89 Walt Disney USD 7'800 - 7'800 - - 0.00 Waste Management USD - 6'500 - 6'500 652'526.78 1.02 WW Grainger USD - 2'150 - 2'150 725'441.02 1.14

Total - United States 43'376'027.93 67.90

Total - Equities listed on an official exchange 62'369'492.04 97.63

Total - Equities 62'369'492.04 97.63

114

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Purchase Sale Stock Market value % of total 28.02.2021 in CHF fund assets

Total - Securities listed on an official exchange 62'369'492.04 97.63

Total - Securities 62'369'492.04 97.63

Cash at banks at sight 1'185'081.18 1.86 Cash at banks on time 0.00 0.00 Other assets 329'087.80 0.52

Total fund assets 63'883'661.02 100.00 Loans taken out -10'703.71 -0.02 Other liabilities -588'803.36 -0.92

Total net asset value 63'284'153.95 99.06

115

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 62'369'492.04 97.63 open to the public.

b) investments that are not priced according to (a) and whose value is based on

market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Further information

No securities were lent during the reporting period. As at the balance sheet date, loans had been drawn upon. As at the balance sheet date, there were no off-balance-sheet transactions. As at the balance sheet date, there were no open positions in derivative transactions. The Commitment II Approach is used to measure the risk of derivatives.

116

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 118 Statement of Assets

Statement of income 120 Utilisation of net income

Stock of Funds Assets 121

117

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in A-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 64'281.611 55'087.751 Number of units issued 11'951.096 7'224.170 Number of units redeemed 21'144.956 12'727.373 Units outstanding at the end of the period 55'087.751 49'584.548 Net asset value per unit in CHF 144.22 157.32

Change in AI-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 81'197.540 205'384.960 Number of units issued 154'553.000 253'499.224 Number of units redeemed 30'365.580 250'166.994 Units outstanding at the end of the period 205'384.960 208'717.190 Net asset value per unit in CHF 98.14 107.33

Change in AN-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 16'583.860 17'637.301 Number of units issued 3'336.094 200.000 Number of units redeemed 2'282.653 2'946.122 Units outstanding at the end of the period 17'637.301 14'891.179 Net asset value per unit in CHF 109.27 119.48

Change in R-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 1'112.881 901.624 Number of units issued 367.765 2'573.115 Number of units redeemed 579.022 470.859 Units outstanding at the end of the period 901.624 3'003.880 Net asset value per unit in CHF 105.87 115.68

Change in S-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 3'511'395.912 4'120'235.172 Number of units issued 1'040'798.159 211'802.822 Number of units redeemed 431'958.899 144'470.640 Units outstanding at the end of the period 4'120'235.172 4'187'567.354 Net asset value per unit in CHF 151.39 165.40

118

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 1'760'646.74 1'280'619.31 – on time -- Securities – Equities 647'840'940.72 713'422'203.81 Derivative financial instruments -- Other assets 5'297'868.94 10'756'785.66 Total fund assets 654'899'456.40 725'459'608.78 ./. Loans taken out -- ./. Other liabilities -1'032'969.31 -486'677.29 Total net asset value 653'866'487.09 724'972'931.49 Statement of changes in net assets Net asset value at beginning of reporting period 498'645'807.11 653'866'487.09 Distributions -9'568'072.91 -14'709'096.27 Balance of units issued/units redeemed 93'839'387.37 9'770'580.50 Total net income 70'949'365.52 76'044'960.17 Net asset value at end of reporting period 653'866'487.09 724'972'931.49

119

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks -- Negative interest -18'291.16 -21'207.13 Income on securities – Equities 12'778'678.66 17'953'849.09 Accrued income paid in on units subscribed 3'711'276.28 665'783.14 Total income 16'471'663.78 18'598'425.10 Expense Fees as per regulations paid to the fund management company for: – asset management and distribution 160'183.32 197'530.94 – service fee 93.49 288.14 Accrued income paid out on units redeemed 1'553'743.38 700'711.74 Total expenses 1'714'020.19 898'530.82 Net income/loss (-) 14'757'643.59 17'699'894.28 Realised capital gain and loss 61'523'284.01 15'270'162.35 Payments from the capital contributions principle 3'256'126.53 6'079'288.65 Realised income 79'537'054.13 39'049'345.28 Non-realised capital gain and loss -8'587'688.61 36'995'614.89 Total net income 70'949'365.52 76'044'960.17

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 A-class Net income for financial year 97'481.72 120'135.53 Profit carried forward from previous year 15'543.18 2'849.40 Profit available for distribution 113'024.90 122'984.93 Profit intended for distribution to investors -110'175.50 -119'002.92 Profit carried forward 2'849.40 3'982.01 AN-class Net income for financial year 33'736.04 35'304.30 Profit carried forward from previous year - 1'988.90 Profit available for distribution 33'736.04 37'293.20 Profit intended for distribution to investors -31'747.14 -35'738.83 Profit carried forward 1'988.90 1'554.37 AI-class Net income for financial year 355'972.71 448'832.49 Profit carried forward from previous year 2'278.00 29'634.77 Profit available for distribution 358'250.71 478'467.26 Profit intended for distribution to investors -328'615.94 -459'177.82 Profit carried forward 29'634.77 19'289.44 R-class Net income for financial year 1'821.89 7'726.85 Profit carried forward from previous year 105.43 124.07 Profit available for distribution 1'927.32 7'850.92 Profit intended for distribution to investors -1'803.25 -7'810.09 Profit carried forward 124.07 40.83 S-class Net income for financial year 14'268'631.23 17'087'895.11 Profit carried forward from previous year 197'210.76 457'042.41 Profit available for distribution 14'465'841.99 17'544'937.52 Profit intended for distribution to investors -14'008'799.58 -16'750'269.42 Profit carried forward 457'042.41 794'668.10

120

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities

Securities listed on an official exchange

Switzerland

ABB N CHF 238’009 104’419 70’123 272’305 7’112’606.60 0.98 Adecco Group N CHF 142’530 411’758 440’645 113’643 6’486’742.44 0.89 Alcon N CHF 95’845 31’361 62’562 64’644 4’042’835.76 0.56 Baloise Holding N CHF 95’772 224’259 197’136 122’895 19’528’015.50 2.69 Banque Cantonale Vaudoise N CHF - 19’878 19’878 - - 0.00 Banque Cantonale Vaudoise N CHF - 578’845 338’751 240’094 22’904’967.60 3.16 Barry Callebaut N CHF 4’116 12’942 2’815 14’243 28’030’224.00 3.86 Belimo Holding N CHF 4’197 1’082 3’864 1’415 9’381’450.00 1.29 BKW N CHF - 233’022 58’247 174’775 17’652’275.00 2.43 Bucher Industries N CHF 24’565 2’307 26’872 - - 0.00 Chocoladefabriken Lindt & Spruengli N CHF 85 89 53 121 9’740’500.00 1.34 Chocoladefabriken Lindt & Spruengli PS CHF 665 595 345 915 6’976’875.00 0.96 Clariant N CHF 199’414 410’283 170’100 439’597 8’356’738.97 1.15 Compagnie Financiere Richemont N CHF 117’157 99’973 128’246 88’884 7’784’460.72 1.07 Credit Suisse Group N CHF 628’071 3’053’307 2’819’151 862’227 11’316’729.38 1.56 DKSH Holding N CHF 195’730 326’906 320’819 201’817 13’713’465.15 1.89 Dufry Basel N CHF 63’279 202’770 266’049 - - 0.00 Emmi N CHF 5’337 19’397 2’508 22’226 20’003’400.00 2.76 EMS-Chemie Holding N CHF 38’320 27’371 32’758 32’933 26’511’065.00 3.65 Flughafen Zürich N CHF 56’536 65’099 56’544 65’091 10’453’614.60 1.44 Geberit N CHF 53’428 20’468 41’223 32’673 17’519’262.60 2.41 Georg Fischer N CHF 5’611 13’065 18’676 - - 0.00 Givaudan N CHF 2’267 4’503 896 5’874 20’130’198.00 2.77 Helvetia Holding N CHF 185’581 404’988 427’055 163’514 16’302’345.80 2.25 Idorsia Anrechte (Verfall: 20.10.2020) CHF - 134’521 134’521 - - 0.00 Idorsia N CHF - 582’566 449’245 133’321 3’317’026.48 0.46 Julius Bäer Group N CHF 102’697 230’479 234’260 98’916 5’519’512.80 0.76 Kühne + Nagel N CHF 73’567 61’799 46’274 89’092 19’217’144.40 2.65 LafargeHolcim N CHF 227’842 795’439 866’570 156’711 7’860’623.76 1.08 Logitech International N CHF 203’597 421’252 335’841 289’008 28’039’556.16 3.87 Lonza Group N CHF 15’995 30’829 17’727 29’097 16’695’858.60 2.30 Nestlé N CHF 93’625 321’001 58’698 355’928 33’813’160.00 4.66 Novartis N CHF 143’095 94’875 130’634 107’336 8’392’601.84 1.16 OC Oerlikon N CHF 434’464 567’199 1’001’663 - - 0.00 Partners Group Holding N CHF 33’882 17’358 33’091 18’149 19’791’484.50 2.73 PSP Swiss Property N CHF 340’202 123’092 227’778 235’516 25’529’934.40 3.52 Roche Holding PS CHF 87’775 53’752 88’968 52’559 15’659’954.05 2.16 Schindler Holding N CHF 18’911 55’477 29’459 44’929 10’881’803.80 1.50 Schindler Holding PS N CHF 11’873 35’012 20’366 26’519 6’582’015.80 0.91 SGS N CHF 2’443 2’866 1’533 3’776 9’798’720.00 1.35 SIG Combibloc Group N CHF 1’299’636 464’548 1’065’553 698’631 14’070’428.34 1.94 Sika N CHF 77’256 29’970 60’127 47’099 11’313’179.80 1.56 Software ONE Holding N CHF - 401’023 63’940 337’083 8’764’158.00 1.21

121

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Switzerland (Continued)

Sonova Holding N CHF 89’290 25’399 77’620 37’069 8’629’663.20 1.19 Stadler Rail N CHF 110’147 293’962 47’443 356’666 16’192’636.40 2.23 Straumann Holding N CHF 22’825 4’692 22’646 4’871 5’353’229.00 0.74 Sulzer N CHF 41’039 3’766 44’805 - - 0.00 Sunrise Communications Group N CHF 104’104 127’431 231’535 - - 0.00 Swiss Life Holding N CHF 45’974 72’737 91’520 27’191 12’298’489.30 1.70 Swiss Prime Site N CHF 315’945 205’877 162’295 359’527 30’595’747.70 4.22 Swiss Reinsurance Company N CHF 128’892 545’723 568’951 105’664 9’027’932.16 1.24 Swisscom N CHF 27’529 43’662 19’197 51’994 23’735’261.00 3.27 Tecan Group N CHF - 48’510 5’120 43’390 16’583’658.00 2.29 Temenos N CHF 74’818 42’246 59’694 57’370 7’042’167.50 0.97 The Swatch Group I CHF 12’716 30’255 29’074 13’897 3’768’866.40 0.52 The Swatch Group N CHF 51’381 107’658 105’748 53’291 2’781’790.20 0.38 UBS Group N CHF 1’571’508 4’207’551 4’822’834 956’225 13’482’772.50 1.86 VAT Group N CHF 147’554 62’785 149’268 61’071 15’438’748.80 2.13 Vifor Pharma N CHF 45’814 17’280 33’192 29’902 3’381’916.20 0.47 Vontobel Holding N CHF - 144’104 72’733 71’371 4’931’736.10 0.68 Zürich Insurance Group N CHF 60’229 52’454 83’120 29’563 10’982’654.50 1.51

Total - Switzerland 713’422’203.81 98.34

Total - Equities listed on an official exchange 713’422’203.81 98.34

Total - Equities 713’422’203.81 98.34

Total - Securities listed on an official exchange 713’422’203.81 98.34

Total - Securities 713’422’203.81 98.34

Cash at banks at sight 1’280’619.31 0.18 Cash at banks on time 0.00 0.00 Other assets 10’756’785.66 1.48

Total fund assets 725’459’608.78 100.00 Loans taken out 0.00 0.00 Other liabilities -486’677.29 -0.07

Total net asset value 724’972’931.49 99.93

122

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Instruments financiers dérivés

Stock Purchase Sale Stock 01.03.2020 28.02.2021

Derivative financial instruments

Warrants

Compagnie Financiere Richemont - Call 22.11.2023 - 263’968 263’968 -

123

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 713’422’203.81 98.34 open to the public.

b) investments that are not priced according to (a) and whose value is based on

market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Further information

124

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Contents

Change in units 126 Statement of Assets

Statement of income 127 Utilisation of net income

Stock of Funds Assets 128

125

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Change in A-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 126'420.446 101'003.232 Number of units issued 39.000 - Number of units redeemed 25'456.214 19'180.267 Units outstanding at the end of the period 101'003.232 81'822.965 Net asset value per unit in CHF 113.83 124.32

Change in AN-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 10.000 2'295.000 Number of units issued 2'285.000 280.000 Number of units redeemed - 90.000 Units outstanding at the end of the period 2'295.000 2'485.000 Net asset value per unit in CHF 94.02 102.34

Change in IA-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period 10.000 - Number of units issued -- Number of units redeemed 10.000 - Units outstanding at the end of the period -- Net asset value per unit in CHF --

Change in S-class 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Units outstanding at the beginning of the period - 80'010.000 Number of units issued 80'010.000 24'000.000 Number of units redeemed - 22'000.000 Units outstanding at the end of the period 80'010.000 82'010.000 Net asset value per unit in CHF 95.34 104.98

Statement of Assets (in CHF) 29.02.2020 28.02.2021 Assets Cash at banks – at sight 104'103.87 97'504.59 – on time -- Securities – Equities 19'286'428.03 18'965'456.15 Derivative financial instruments -- Other assets 39'255.21 40'882.42 Total fund assets 19'429'787.11 19'103'843.16 ./. Loans taken out -- ./. Other liabilities -88'440.32 -67'360.52 Total net asset value 19'341'346.79 19'036'482.64 Statement of changes in net assets Net asset value at beginning of reporting period 15'311'764.55 19'341'346.79 Distributions -158'110.02 -198'199.23 Balance of units issued/units redeemed 5'180'302.12 -2'840'717.86 Total net income -992'609.86 2'734'052.94 Net asset value at end of reporting period 19'341'346.79 19'036'482.64

126

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Statement of income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 Income Income on cash at banks 374.45 34.29 Negative interest -864.65 -856.62 Income on securities – Equities 380'049.58 291'091.26 Other income 1'254.86 125.00 Accrued income paid in on units subscribed 12'683.20 8'736.80 Total income 393'497.44 299'130.73 Expense Interest paid 58.60 74.88 Auditing expense 19'261.23 18'379.58 Fees as per regulations paid to the fund management company for: – asset management and distribution 136'640.43 101'363.41 – service fee 19'154.50 18'853.67 Other expenses 7'496.58 7'446.72 Accrued income paid out on units redeemed 13'635.28 27'965.56 Total expenses 196'246.62 174'083.82 Net income/loss (-) 197'250.82 125'046.91 Realised capital gain and loss 655'328.63 -1'938'223.36 Payments from the capital contributions principle 4'623.97 2'096.15 Realised income 857'203.42 -1'811'080.30 Non-realised capital gain and loss -1'849'813.28 4'545'133.24 Total net income -992'609.86 2'734'052.94

Utilisation of net income (in CHF) 01.03.19 - 29.02.20 01.03.20 - 28.02.21 A-class Net income for financial year 102'979.64 24'966.68 Profit carried forward from previous year 1'637.00 3'613.41 Profit available for distribution 104'616.64 28'580.09 Profit intended for distribution to investors -101'003.23 - Profit carried forward 3'613.41 28'580.09 AN-class Net income for financial year 3'850.69 1'791.69 Profit carried forward from previous year 1.86 180.55 Profit available for distribution 3'852.55 1'972.24 Profit intended for distribution to investors -3'672.00 - Profit carried forward 180.55 1'972.24 S-class Net income for financial year 90'420.49 98'288.54 Profit carried forward from previous year - 10'410.49 Profit available for distribution 90'420.49 108'699.03 Profit intended for distribution to investors -80'010.00 -98'412.00 Profit carried forward 10'410.49 10'287.03

127

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities

Securities listed on an official exchange

Australia

Afterpay AUD - 200 36 164 13'738.21 0.07 AGL Energy AUD 2'300 - 2'300 - - 0.00 Alumina AUD 18'589 3'643 22'232 - - 0.00 Ampol AUD - 597 597 - - 0.00 APA Group AUD - 1'682 400 1'282 8'347.37 0.04 Aristocrat Leisure AUD 400 323 277 446 9'490.35 0.05 Aurizon Holdings AUD 3'639 6'910 7'149 3'400 9'079.24 0.05 AuSnet Services AUD 29'035 - 21'339 7'696 8'927.07 0.05 Australia and New Zealand Banking Group AUD - 2'082 2'082 - - 0.00 Australian Stock Exchange AUD - 333 - 333 15'777.45 0.08 Bendigo and Adelaide Bank AUD - 4'961 4'961 - - 0.00 BHP Group AUD 1'400 700 1'141 959 33'022.59 0.17 Bluescope Steel AUD 2'108 1'000 2'651 457 5'342.67 0.03 Boral AUD - 8'028 8'028 - - 0.00 Brambles AUD - 2'908 1'606 1'302 9'034.25 0.05 Caltex Australia AUD - 597 597 - - 0.00 Coca-Cola Amatil AUD - 1'910 1'188 722 6'775.85 0.04 Cochlear AUD 29 106 120 15 2'222.61 0.01 Coles Group AUD 1'000 1'013 700 1'313 14'107.58 0.07 Commonwealth Bank of Australia AUD 700 652 800 552 31'554.56 0.17 Computershare AUD 1'400 499 1'899 - - 0.00 Crown Resorts AUD 3'000 2'379 5'379 - - 0.00 CSL AUD 29 156 45 140 25'766.30 0.13 Evolution Mining AUD - 2'460 - 2'460 7'241.53 0.04 Fortescue Metals Group AUD 3'770 668 2'832 1'606 27'138.67 0.14 Harvey Norman Holdings AUD 9'403 - 9'403 - - 0.00 Insurance Australia Group AUD 2'000 4'476 3'786 2'690 9'408.03 0.05 Macquarie Group AUD - 178 - 178 17'775.41 0.09 Magellan Financial Group AUD 200 422 440 182 5'541.24 0.03 Medibank Private AUD 2'685 9'011 7'566 4'130 8'018.18 0.04 National Australia Bank AUD 2'500 443 2'500 443 7'650.51 0.04 Newcrest Mining AUD 1'357 612 1'357 612 10'569.10 0.06 Northern Star Resources AUD - 800 - 800 5'724.82 0.03 Orica AUD 700 - 700 - - 0.00 Origin Energy AUD - 3'647 3'647 - - 0.00 Qantas Airways AUD 3'000 6'084 9'084 - - 0.00 QBE Insurance Group AUD - 1'440 - 1'440 9'376.14 0.05 Ramsay Health Care AUD - 100 58 42 1'942.85 0.01 Rio Tinto AUD 651 95 415 331 29'507.11 0.15 Santos AUD 1'000 3'000 4'000 - - 0.00 Sonic Healthcare AUD - 1'346 897 449 9'985.32 0.05 Suncorp Group AUD - 4'114 4'114 - - 0.00 Sydney Airport Co AUD - 480 - 480 1'971.44 0.01

128

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Australia (Continued)

Tabcorp Holdings AUD 11'000 2'041 13'041 - - 0.00 Tabcorp Holdings Anrechte (Verfall: 10.09.2020) AUD - 554 554 - - 0.00 Telstra Corporation AUD - 7'446 3'160 4'286 9'252.28 0.05 TPG Telecom AUD - 1'000 - 1'000 4'766.01 0.02 Transurban Group AUD - 1'000 240 760 6'818.19 0.04 Washington H.Soul Pattinson & Co AUD - 497 - 497 10'408.37 0.05 Wesfarmers AUD 150 294 - 444 15'323.11 0.08 Wisetech Global AUD 300 352 300 352 6'727.81 0.04 Woolworths Group AUD 437 700 437 700 19'330.36 0.10

Total - Australia 417'662.58 2.19

Belgium

Ageas EUR 1'004 189 1'052 141 7'198.43 0.04 Anheuser-Busch InBev EUR - 400 126 274 14'289.53 0.07 Colruyt EUR - 617 475 142 7'745.68 0.04 Galapagos Genomics EUR 30 71 101 - - 0.00 Groupe Bruxelles Lambert EUR - 100 - 100 9'028.18 0.05 KBC Group EUR - 200 - 200 13'102.72 0.07 Proximus EUR - 1'005 1'005 - - 0.00 Sofina EUR - 40 12 28 8'445.78 0.04 Telenet Group Holding EUR - 314 200 114 4'138.90 0.02 UCB EUR - 244 206 38 3'442.40 0.02 Umicore EUR - 407 407 - - 0.00

Total - Belgium 67'391.62 0.35

Bermuda

Arch Capital Group USD 300 578 878 - - 0.00 Athene Holding USD 1'754 323 2'077 - - 0.00 Bunge USD 2'236 598 2'649 185 12'825.66 0.07 Everest Re Group USD 190 239 358 71 15'542.66 0.08 IHS Markit USD 1'350 432 1'431 351 28'649.27 0.15 Invesco USD - 1'372 105 1'267 25'716.08 0.13 Marvell Technology Group USD 1'200 1'373 1'645 928 40'560.92 0.21 RenaissanceRe Holdings USD 120 144 264 - - 0.00

Total - Bermuda 123'294.59 0.65

Germany

Adidas EUR 18 62 8 72 22'857.02 0.12 Allianz N EUR 208 233 247 194 42'592.86 0.22 Beiersdorf EUR 380 175 458 97 8'729.62 0.05 BMW EUR 469 869 1'003 335 24'316.95 0.13 Brenntag EUR - 49 - 49 3'460.00 0.02 Carl Zeiss Meditec EUR 62 27 62 27 3'687.86 0.02

129

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Germany (Continued)

Daimler EUR - 329 - 329 23'950.87 0.13 Delivery Hero EUR 200 115 202 113 13'124.81 0.07 Deutsche Boerse N EUR 111 33 15 129 19'214.49 0.10 Deutsche Post EUR - 500 - 500 22'559.45 0.12 Deutsche Telekom N EUR 3'405 1'421 4'628 198 3'270.12 0.02 E.On EUR - 3'124 1'645 1'479 13'732.97 0.07 Evonik Industries EUR - 1'215 717 498 15'262.21 0.08 Fresenius Medical Care EUR - 297 127 170 10'715.14 0.06 Fuchs Petrolub EUR - 424 359 65 3'238.43 0.02 Hannover Rueckversicherungs EUR 193 29 193 29 4'470.90 0.02 Heidelbergcement EUR - 595 436 159 11'440.51 0.06 Henkel AG & Co EUR 200 916 890 226 19'369.77 0.10 Infineon Technologies N EUR - 528 - 528 20'887.00 0.11 Kion Group EUR - 40 - 40 3'074.15 0.02 Knorr-Bremse EUR 170 20 67 123 14'264.67 0.07 Lanxess EUR - 61 - 61 4'110.28 0.02 Merck KGaA EUR - 165 70 95 14'045.81 0.07 MTU Aero Engines N EUR 52 - 52 - - 0.00 Muenchener Rueckversicherungs-Gesellschaft N EUR 190 86 196 80 21'361.70 0.11 Nemetschek EUR - 59 - 59 3'381.01 0.02 Porsche Automobil Holding EUR 435 358 793 - - 0.00 Puma EUR - 157 92 65 6'284.01 0.03 RWE EUR - 481 90 391 13'465.28 0.07 SAP EUR - 472 84 388 43'513.79 0.23 Sartorius EUR - 51 17 34 15'893.37 0.08 Scout24 EUR - 105 - 105 7'205.45 0.04 Siemens Energy EUR - 301 - 301 10'336.09 0.05 Siemens Healthineers EUR - 396 126 270 13'597.32 0.07 Siemens N EUR - 401 112 289 40'642.42 0.21 Symrise EUR - 216 74 142 15'091.91 0.08 TeamViewer EUR - 106 - 106 5'183.29 0.03 Telefonica Deutschland EUR - 5'944 5'944 - - 0.00 Uniper EUR 1'007 122 776 353 11'248.96 0.06 Volkswagen EUR 543 91 634 - - 0.00 Wirecard EUR 50 - 50 - - 0.00 Zalando EUR - 240 105 135 12'612.31 0.07

Total - Germany 542'192.80 2.84

Finland

Elisa EUR 577 - 455 122 6'615.86 0.03 Fortum EUR 600 280 434 446 10'139.93 0.05 Kone EUR 562 162 426 298 21'638.44 0.11 Metso EUR 265 722 987 - - 0.00 Neles EUR - 671 671 - - 0.00 Neste Oil EUR 172 1'486 587 1'071 64'092.43 0.34

130

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Finland (Continued)

Nokian Renkaat EUR 1'693 - 1'693 - - 0.00 Orion EUR 500 388 754 134 5'001.96 0.03 Outotec EUR - 2'885 2'885 - - 0.00 Sampo EUR 1'549 400 1'549 400 16'205.88 0.08 Stora Enso EUR - 1'455 1'212 243 4'359.13 0.02 UPM-Kymmene EUR 466 1'147 1'048 565 19'618.92 0.10

Total - Finland 147'672.55 0.77

France

Aeroports de Paris EUR 130 - 130 - - 0.00 Air Liquide EUR - 230 27 203 27'816.47 0.15 Alstom EUR 835 - 576 259 11'765.49 0.06 Alstom Anrechte (Verfall: 30.11.2020) EUR - 371 371 - - 0.00 Amundi EUR 100 17 - 117 8'099.65 0.04 AXA EUR 1'854 198 1'854 198 4'525.52 0.02 Biomerieux EUR - 179 79 100 11'559.93 0.06 BNP Paribas EUR 500 840 801 539 29'184.69 0.15 Bouygues EUR 400 300 400 300 11'063.25 0.06 Bureau Veritas EUR - 714 714 - - 0.00 Capgemini EUR - 80 - 80 11'704.98 0.06 Carrefour EUR 2'100 680 2'270 510 8'095.20 0.04 Casino Guichard-Perrachon EUR 718 - 718 - - 0.00 Cie Générale des Etablissements Michelin EUR - 125 125 - - 0.00 CNP Assurances EUR 1'864 177 2'041 - - 0.00 Credit Agricole Paris EUR 1'964 573 2'134 403 5'143.57 0.03 Danone EUR - 375 101 274 16'999.30 0.09 Dassault Systemes EUR - 72 6 66 12'466.93 0.07 Edenred EUR 35 604 501 138 6'958.84 0.04 Electricite de France EUR - 2'405 2'108 297 3'233.57 0.02 EssilorLuxottica EUR 110 150 137 123 18'246.45 0.10 Eutelsat Communications EUR 1'400 1'433 2'833 - - 0.00 Hermes International EUR 16 21 16 21 21'303.68 0.11 Iliad EUR - 191 147 44 7'088.04 0.04 Ingenico Group EUR 110 82 192 - - 0.00 Ipsen EUR 7 231 238 - - 0.00 Kering EUR 3 48 14 37 21'341.15 0.11 La Francaise des Jeux EUR - 142 - 142 5'834.23 0.03 Legrand EUR - 258 103 155 12'249.57 0.06 L'Oreal EUR - 119 19 100 33'273.27 0.17 LVMH Moet Hennessy Louis Vuitton EUR 7 132 41 98 56'535.99 0.30 Orange EUR 2'305 1'363 3'668 - - 0.00 Pernod Ricard EUR - 142 114 28 4'841.33 0.03 Peugeot EUR 1'168 695 1'863 - - 0.00 Publicis Groupe EUR 500 - 500 - - 0.00 Remy Cointreau EUR - 138 108 30 5'208.56 0.03

131

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

France (Continued)

Safran EUR - 210 58 152 18'915.66 0.10 Saint-Gobain EUR - 400 135 265 12'934.93 0.07 Sanofi EUR - 714 211 503 41'896.41 0.22 Sartorius Stedim Biotech EUR 33 59 49 43 17'104.75 0.09 Schneider Electric EUR - 299 56 243 32'803.56 0.17 Scor EUR 700 - 700 - - 0.00 SEB EUR - 22 - 22 3'594.79 0.02 Sodexo EUR - 201 201 - - 0.00 Teleperformance EUR - 68 29 39 12'560.88 0.07 Thales EUR - 199 199 - - 0.00 Total EUR 700 44 744 - - 0.00 Ubisoft Entertainment EUR - 46 - 46 3'415.98 0.02 Veolia Environnement EUR - 793 550 243 5'967.93 0.03 Vinci EUR - 300 300 - - 0.00 Vivendi EUR 1'300 2'586 2'294 1'592 49'979.61 0.26 Worldline EUR - 175 58 117 9'488.16 0.05

Total - France 563'202.32 2.95

Great Britain

Admiral Group GBP 1'497 919 1'309 1'107 43'266.89 0.23 Anglo American GBP 781 791 1'540 32 1'122.93 0.01 Antofagasta GBP - 1'400 281 1'119 25'245.88 0.13 Ashtead Group GBP - 341 - 341 16'746.22 0.09 Astrazeneca GBP - 220 - 220 19'338.63 0.10 Auto Trader Group GBP 3'279 2'776 2'113 3'942 27'451.62 0.14 Aveva Group GBP 300 122 422 - - 0.00 Aviva GBP 7'693 6'843 8'536 6'000 27'483.41 0.14 BAE Systems GBP - 3'241 1'000 2'241 13'725.50 0.07 Barratt Developments GBP 3'706 3'239 6'945 - - 0.00 Berkeley Group Holdings GBP 578 345 568 355 18'211.08 0.10 BHP Group GBP 868 613 517 964 27'690.96 0.14 BP GBP 4'000 2'948 6'948 - - 0.00 British American Tobacco GBP - 863 184 679 21'360.65 0.11 BT Group GBP - 14'717 14'717 - - 0.00 Bunzl GBP - 881 100 781 22'113.01 0.12 Carnival Corporation GBP 732 - 732 - - 0.00 Coca-Cola European Partners USD - 4'803 4'056 747 34'455.41 0.18 Compass Group GBP 990 70 1'060 - - 0.00 Croda International GBP 319 302 205 416 32'476.44 0.17 Diageo GBP 933 611 1'491 53 1'886.69 0.01 Direct Line Insurance group GBP 7'135 3'897 3'525 7'507 30'462.16 0.16 EVRAZ GBP 6'304 5'235 7'549 3'990 28'836.32 0.15 GlaxoSmithKline GBP 998 1'351 987 1'362 20'528.01 0.11 Halma GBP 900 594 940 554 15'896.15 0.08 Hargreaves Lansdown GBP 1'090 300 464 926 17'703.64 0.09

132

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Great Britain (Continued)

Hikma Pharmaceuticals GBP - 917 - 917 25'952.06 0.14 HSBC Holdings GBP - 7'687 7'687 - - 0.00 Imperial Brands GBP - 1'224 1'224 - - 0.00 Informa GBP - 2'677 2'677 - - 0.00 Intertek Group GBP - 224 - 224 15'185.16 0.08 Itv GBP 14'000 13'146 27'146 - - 0.00 J Sainsbury GBP 10'362 7'197 5'000 12'559 35'956.59 0.19 Jd Sports Fashion GBP 2'400 - 2'400 - - 0.00 Johnson Matthey GBP - 534 - 534 20'648.25 0.11 Kingfisher GBP - 7'662 1'000 6'662 22'378.78 0.12 Legal & General Group GBP 7'269 7'206 6'977 7'498 24'608.13 0.13 London Stock Exchange GBP 384 143 297 230 27'999.06 0.15 M&G GBP 7'000 10'237 8'987 8'250 19'202.88 0.10 Meggitt GBP 3'099 - 3'099 - - 0.00 Mondi Finance GBP - 878 878 - - 0.00 National Grid GBP 1'600 3'605 3'473 1'732 17'677.84 0.09 Next GBP 272 53 325 - - 0.00 Ocado Group GBP 1'400 834 1'614 620 17'264.15 0.09 Pearson GBP - 3'815 3'815 - - 0.00 Persimmon GBP 893 699 1'055 537 17'603.74 0.09 Reckitt Benckiser Group GBP - 322 - 322 24'453.32 0.13 RELX GBP 900 784 1'635 49 1'049.68 0.01 Rentokil Initial GBP 3'879 1'082 4'891 70 413.49 0.00 Rio Tinto GBP 608 371 482 497 38'919.50 0.20 Royal Bank of Scotland Group GBP 10'400 867 11'267 - - 0.00 Royal Dutch Shell GBP 2'696 2'423 5'119 - - 0.00 Rsa Insurance Group GBP - 2'000 2'000 - - 0.00 Schroders GBP 494 198 307 385 17'069.93 0.09 Scottish & Southern Energy GBP 1'600 473 2'073 - - 0.00 Sensata Technologies Holding USD - 684 684 - - 0.00 Severn Trent GBP - 1'122 604 518 14'358.35 0.08 Spirax-Sarco Engineering GBP 218 111 126 203 27'517.96 0.14 St. James's Place Wealth Management Group GBP - 1'115 - 1'115 16'568.14 0.09 Standard Chartered GBP - 4'000 4'000 - - 0.00 Taylor Wimpey GBP 10'392 12'051 22'443 - - 0.00 Tesco GBP 10'224 2'696 12'920 - - 0.00 Tesco GBP - 7'577 - 7'577 21'558.79 0.11 The Sage Group GBP - 2'177 - 2'177 15'391.82 0.08 Unilever EUR - 671 671 - - 0.00 Unilever GBP 728 230 573 385 18'190.70 0.10 United Utilities Group GBP - 1'229 1'229 - - 0.00 Vodafone Group GBP - 1'350 - 1'350 2'084.95 0.01 WM Morrison Supermarkets GBP 12'945 7'166 20'111 - - 0.00

Total - Great Britain 888'054.87 4.65

133

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Ireland

Accenture USD - 277 30 247 56'103.53 0.29 Allegion USD 261 29 290 - - 0.00 Allergan USD - 599 599 - - 0.00 AON USD - 360 310 50 10'307.30 0.05 CRH EUR - 500 56 444 17'466.49 0.09 DCC GBP - 195 - 195 14'241.02 0.07 Eaton Corporation USD - 300 100 200 23'572.21 0.12 Flutter Entertainment EUR - 100 - 100 17'521.21 0.09 Flutter Entertainment GBP - 85 85 - - 0.00 James Hardie Industries AUD 300 293 444 149 3'812.80 0.02 Jazz Pharmaceuticals USD 230 154 384 - - 0.00 Johnson Controls International USD 1'568 973 1'752 789 39'849.78 0.21 Kerry Group EUR - 299 199 100 10'983.04 0.06 Kingspan Group EUR - 300 120 180 11'917.06 0.06 Linde USD 461 345 550 256 56'611.24 0.30 Medtronic Holdings USD 853 539 836 556 58'876.49 0.31 Perrigo Company USD - 390 390 - - 0.00 Seagate Technologie USD 1'076 181 1'094 163 10'806.11 0.06 Smurfit Kappa Group EUR - 361 361 - - 0.00 Steris USD - 419 419 - - 0.00 Trane Technologies USD - 249 35 214 29'687.83 0.16 Willis Towers Watson USD - 300 61 239 47'739.16 0.25

Total - Ireland 409'495.27 2.14

Italy

Assicurazioni Generali EUR 3'717 - 2'268 1'449 24'759.30 0.13 Davide Campari Milano EUR - 687 - 687 7'079.57 0.04 DiaSorin EUR - 37 - 37 6'602.79 0.03 Enel EUR 990 4'000 1'990 3'000 25'858.21 0.14 Eni EUR 3'642 - 3'642 - - 0.00 Ferrari EUR 32 76 34 74 13'132.39 0.07 FinecoBank EUR 402 1'556 1'579 379 6'067.90 0.03 Intesa Sanpaolo EUR 9'000 11'733 11'303 9'430 22'112.90 0.12 INWIT EUR - 285 - 285 2'697.99 0.01 Leonardo EUR - 3'230 3'230 - - 0.00 Mediobanca EUR 1'663 3'330 4'413 580 5'492.55 0.03 Moncler EUR 239 484 513 210 11'837.94 0.06 Nexi EUR - 500 500 - - 0.00 Poste Italiane EUR 1'067 2'136 1'593 1'610 16'637.12 0.09 Recordati EUR 257 300 442 115 5'325.15 0.03 Snam EUR 1'032 2'581 1'813 1'800 8'497.21 0.04

134

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Italy (Continued)

Telecom Italia EUR - 48'540 36'000 12'540 5'414.02 0.03 Telecom Italia Risp. EUR 35'000 43'924 62'803 16'121 7'868.83 0.04 Terna - Rete Elettrica Nazional EUR 292 2'344 1'414 1'222 7'745.27 0.04

Total - Italy 177'129.14 0.93

Japan

ABC Mart JPY 200 - 200 - - 0.00 Acom JPY - 1'600 - 1'600 6'457.94 0.03 Advantest JPY 200 200 300 100 7'435.12 0.04 Aeon Co JPY - 300 - 300 8'165.04 0.04 Ajinomoto JPY - 300 - 300 5'401.72 0.03 Alfresa Holdings JPY - 100 - 100 1'745.34 0.01 Amada Holdings Co JPY - 1'700 1'700 - - 0.00 Ana Holdings JPY 900 - 900 - - 0.00 Aozora Bank JPY - 500 500 - - 0.00 Asahi Glass JPY - 200 - 200 6'627.88 0.03 Asahi Group Holdings JPY 200 - 200 - - 0.00 Asahi Intecc Co JPY - 300 200 100 2'595.92 0.01 Asahi Kasei JPY - 900 - 900 8'764.10 0.05 Astellas Pharma JPY 200 700 - 900 12'802.01 0.07 Bandai Namco Holdings JPY - 100 - 100 6'922.74 0.04 Bank of Kyoto JPY - 200 200 - - 0.00 Benesse Holdings JPY - 600 600 - - 0.00 Bridgestone JPY 800 - 800 - - 0.00 Calbee JPY - 400 300 100 2'379.24 0.01 Canon JPY - 700 700 - - 0.00 Casio Computer Co JPY 600 - 600 - - 0.00 Chubu Electric Power Co JPY 1'500 - 1'100 400 4'444.08 0.02 Chugai Pharmaceutical Co JPY 100 600 400 300 12'141.77 0.06 Chugoku Electric Power JPY 2'600 - 2'200 400 4'320.02 0.02 Concordia financial group JPY 4'200 1'000 4'200 1'000 3'492.38 0.02 Credit Saison JPY - 1'200 1'200 - - 0.00 CyberAgent JPY - 100 - 100 5'455.26 0.03 Dai Nippon Printing Co JPY - 100 - 100 1'626.38 0.01 Daifuku Co JPY - 100 - 100 8'650.23 0.05 Daiichi Sankyo Co JPY 100 500 - 600 15'346.09 0.08 Daikin Industries JPY - 100 - 100 17'606.37 0.09 Daiwa Securities Group JPY - 3'000 - 3'000 13'194.58 0.07 Denso JPY - 500 500 - - 0.00 Disco JPY - 100 100 - - 0.00 East Japan Railway JPY - 100 100 - - 0.00 Eisai Co JPY - 200 100 100 6'219.16 0.03 FANUC JPY 100 - 100 - - 0.00 Fujifilm Holdings JPY - 200 100 100 5'157.85 0.03 Fujitsu JPY 100 100 100 100 13'051.83 0.07

135

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Japan (Continued)

Fukuoka Financial Group JPY - 1'000 1'000 - - 0.00 GMO Payment Gateway JPY - 200 100 100 11'989.67 0.06 Hamamatsu Photonics JPY 100 100 100 100 5'327.80 0.03 Hirose Electric Co JPY 100 - 100 - - 0.00 Hitachi JPY 100 400 100 400 16'573.10 0.09 Hitachi Chemical JPY 200 - 200 - - 0.00 Hitachi Construction Machinery JPY - 200 200 - - 0.00 Hitachi High-Technologies JPY 200 - 200 - - 0.00 Honda Motor Co JPY 1'000 800 1'800 - - 0.00 Hoshizaki JPY - 100 - 100 7'936.46 0.04 Hoya JPY 100 300 200 200 20'563.43 0.11 IIDA Group Holdings Co JPY 1'000 400 1'300 100 2'049.54 0.01 Itochu JPY 1'900 200 1'200 900 24'227.45 0.13 Itochu Techno-Solutions JPY 100 100 - 200 5'557.22 0.03 Japan Airlines Co JPY 1'200 - 1'200 - - 0.00 Japan Exchange Group JPY 200 600 - 800 15'590.82 0.08 Japan Post Bank Co JPY - 1'900 1'400 500 4'308.12 0.02 Japan Post Holdings Co JPY 5'000 - 5'000 - - 0.00 Japan Tobacco JPY - 1'600 1'500 100 1'635.73 0.01 JSR Tokyo JPY - 500 500 - - 0.00 JX Holdings JPY - 6'300 6'300 - - 0.00 Kajima JPY - 800 - 800 9'231.45 0.05 Kakaku.com JPY 200 300 400 100 2'872.08 0.02 Kamigumi Co JPY - 600 600 - - 0.00 Kansai Paint Co JPY 300 100 200 200 4'727.89 0.02 Kao JPY 200 100 100 200 12'140.92 0.06 KDDI JPY 500 600 200 900 25'160.46 0.13 Keihan Holdings Co JPY 300 - 300 - - 0.00 Keio JPY - 100 100 - - 0.00 Keyence JPY - 100 - 100 42'962.26 0.22 Kikkoman JPY - 100 - 100 5'973.59 0.03 Kintetsu Group Holdings Co JPY 100 - 100 - - 0.00 Kirin Holdings Co JPY 800 500 800 500 8'873.29 0.05 Kobayashi Pharmaceutical Co JPY - 200 100 100 8'548.27 0.04 Kobe Bussan JPY - 200 - 200 4'648.01 0.02 Koito Manufacturing Co JPY - 100 - 100 6'033.07 0.03 Komatsu JPY - 500 - 500 13'553.17 0.07 Konami holdings JPY 200 100 200 100 5'803.64 0.03 Konica Minolta JPY 4'500 - 4'500 - - 0.00 Kubota JPY - 600 - 600 12'274.33 0.06 Kyocera JPY 200 200 300 100 5'827.44 0.03 Kyowa Kirin Co JPY 200 200 300 100 2'521.99 0.01 Kyushu Electric Power Co JPY 3'600 - 3'600 - - 0.00 Kyushu Railway JPY 400 - 400 - - 0.00 Lawson JPY 300 - 300 - - 0.00

136

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Japan (Continued)

Line JPY - 400 400 - - 0.00 Lion JPY - 400 200 200 3'477.09 0.02 Lixil Group JPY 500 300 500 300 7'614.42 0.04 M3 JPY 100 300 200 200 14'317.92 0.07 Makita JPY - 200 - 200 7'707.04 0.04 Marubeni JPY 3'800 - 3'800 - - 0.00 Mcdonald's Holdings JPY 600 - 600 - - 0.00 Mebuki Financial Group JPY - 5'300 5'300 - - 0.00 Medipal Holdings JPY - 100 - 100 1'792.93 0.01 Meiji Holding JPY - 100 100 - - 0.00 Mercari JPY - 100 - 100 4'350.61 0.02 Minebea JPY - 400 - 400 8'888.16 0.05 Misumi Group JPY - 300 - 300 8'284.85 0.04 Mitsubishi JPY 2'000 - 1'700 300 7'655.20 0.04 Mitsubishi Chemical Holdings JPY - 3'700 3'700 - - 0.00 Mitsubishi Electric JPY - 1'000 - 1'000 13'327.99 0.07 Mitsubishi Gas Chemical JPY - 100 100 - - 0.00 Mitsubishi Heavy Industries JPY 700 - 700 - - 0.00 Mitsubishi Motors JPY 6'000 - 6'000 - - 0.00 Mitsubishi UFJ Financial Group JPY - 7'000 5'300 1'700 8'060.52 0.04 Mitsubishi UFJ Lease & Financial Company JPY 2'200 - 1'000 1'200 5'822.34 0.03 Mitsui & Co JPY 1'200 100 300 1'000 19'233.60 0.10 Mitsui Chemicals JPY 900 400 1'300 - - 0.00 Mitsui O.S.K.Lines JPY 800 - 800 - - 0.00 Mizuho Financial Group JPY 25'000 -4'140 20'400 460 6'093.74 0.03 Monotaro Co JPY 100 500 400 200 10'400.67 0.05 MS&AD Insurance Group Holdings JPY 1'200 - 600 600 15'295.11 0.08 Murata Manufacturing Co JPY 100 200 100 200 15'432.77 0.08 Nabtesco JPY 100 - 100 - - 0.00 Nagoya Railroad Co JPY - 300 200 100 2'297.67 0.01 NEC JPY 100 100 100 100 4'928.42 0.03 Nexon Co JPY 600 200 200 600 17'130.52 0.09 NGK Insulators JPY - 600 600 - - 0.00 Nidec JPY - 200 - 200 22'976.65 0.12 Nihon M&A Center JPY - 400 200 200 9'873.84 0.05 Nikon JPY - 1'600 1'600 - - 0.00 Nintendo JPY - 200 100 100 55'019.91 0.29 Nippon Paint Holdings Co JPY - 200 100 100 6'729.85 0.04 Nippon Shinkyaku Co JPY 100 - 100 - - 0.00 Nippon Telegraph and Telephone JPY 300 800 300 800 18'748.41 0.10 Nippon Yusen JPY - 200 - 200 5'191.84 0.03 Nissan Chemical JPY 100 100 100 100 4'919.93 0.03 Nissin Foods Holdings JPY - 200 100 100 6'840.31 0.04 Nitori Holdings Co JPY 100 100 100 100 16'888.35 0.09 Nitto Denko JPY - 300 200 100 7'724.03 0.04

137

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Japan (Continued)

Nomura Holdings JPY - 3'700 - 3'700 19'455.04 0.10 Nomura Research Institute JPY 100 500 500 100 2'812.60 0.01 NTT Data JPY - 400 - 400 5'523.23 0.03 NTT DoCoMo JPY 800 - 800 - - 0.00 Obayashi JPY 1'700 - 1'300 400 3'103.21 0.02 OBIC Co JPY - 200 100 100 15'278.12 0.08 Olympus JPY 200 300 500 - - 0.00 OMRON JPY - 300 200 100 7'290.67 0.04 Ono Pharmaceutical Co JPY - 500 200 300 7'300.87 0.04 Oracle JPY 100 200 200 100 9'177.07 0.05 Oriental Land Co JPY - 200 200 - - 0.00 Orix JPY 1'400 300 700 1'000 15'307.86 0.08 Osaka Gas JPY - 300 - 300 4'858.75 0.03 Otsuka JPY - 200 100 100 4'206.16 0.02 Otsuka Holding JPY - 200 - 200 7'178.50 0.04 Pan Pacific International Holdings JPY - 400 - 400 8'480.29 0.04 Panasonic JPY - 1'100 - 1'100 12'763.34 0.07 PeptiDream JPY - 200 200 - - 0.00 Pigeon JPY - 200 200 - - 0.00 Rakuten JPY 1'200 700 1'200 700 7'084.19 0.04 Recruit Holdings Co JPY 100 600 700 - - 0.00 Renesas Electronics JPY - 300 - 300 2'980.00 0.02 Resona Holdings JPY - 7'500 7'500 - - 0.00 Ricoh Co JPY - 400 - 400 3'133.80 0.02 Rinnai JPY - 200 200 - - 0.00 Sankyo Co JPY - 600 600 - - 0.00 Santen Pharmaceutical Co JPY 400 - 400 - - 0.00 SECOM Co JPY - 100 - 100 7'839.59 0.04 Seiko Epson JPY 1'300 - 1'300 - - 0.00 Sekisui Chemical JPY - 400 - 400 6'440.94 0.03 Sekisui House JPY 700 600 700 600 10'181.44 0.05 Seven & I Holdings Co JPY 400 200 600 - - 0.00 Seven Bank JPY - 6'000 4'000 2'000 4'078.70 0.02 Sg Holdings Co JPY 600 200 400 400 8'320.54 0.04 Sharp JPY - 400 - 400 6'842.01 0.04 Shimadzu JPY - 300 200 100 3'254.46 0.02 Shimano JPY - 100 - 100 20'232.03 0.11 Shimizu JPY 2'000 500 2'000 500 3'420.16 0.02 Shin-Etsu Chemical Co JPY 100 100 - 200 29'485.57 0.15 Shinsei Bank JPY 800 - 800 - - 0.00 Shionogi & Co JPY 200 - 100 100 4'599.58 0.02 Shiseido Co JPY - 200 - 200 13'447.80 0.07 Shizuoka Bank JPY - 2'200 1'700 500 3'305.44 0.02 Showa Denko JPY 1'100 - 1'100 - - 0.00 Softbank JPY 1'300 1'100 600 1'800 22'040.25 0.12

138

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Japan (Continued)

Softbank Group JPY 200 - 200 - - 0.00 Sompo Holdings JPY - 400 - 400 13'867.57 0.07 Sony JPY 100 900 400 600 56'693.87 0.30 Sony Financial Holding JPY 700 - 700 - - 0.00 Square Enix Holdings Co JPY - 300 200 100 5'132.36 0.03 Subaru JPY 400 - 400 - - 0.00 Sumco JPY - 500 500 - - 0.00 Sumitomo JPY 2'700 - 2'500 200 2'618.01 0.01 Sumitomo Chemical Co JPY - 5'200 5'200 - - 0.00 Sumitomo Electric Industries JPY 1'100 - 1'100 - - 0.00 Sumitomo Heavy Industries JPY 600 - 600 - - 0.00 Sumitomo Metal Mining Co JPY - 400 200 200 8'738.61 0.05 Sumitomo Mitsui Financial Group JPY 1'400 - 1'200 200 6'359.37 0.03 Sumitomo Mitsui Trust Holdings JPY 900 300 1'000 200 5'951.50 0.03 Sumitomo Rubber Industries JPY 1'700 - 1'700 - - 0.00 Sundrug JPY - 800 800 - - 0.00 Suntory Beverage & Food JPY - 100 - 100 3'097.26 0.02 Sysmex JPY - 100 - 100 9'419.24 0.05 T&D Holdings JPY - 1'100 - 1'100 13'422.31 0.07 Taiheiyo Cement JPY 600 - 600 - - 0.00 Taisei JPY 400 - 200 200 6'381.46 0.03 Taiyo Nippon Sanso JPY 200 - 200 - - 0.00 Takeda Pharmaceutical JPY - 700 - 700 21'306.09 0.11 TDK JPY 100 200 200 100 12'949.86 0.07 Teijin JPY 1'900 - 1'900 - - 0.00 Terumo JPY 300 - - 300 10'071.83 0.05 The Dai-Ichi Life Holdings JPY 1'800 - 1'700 100 1'588.14 0.01 The Kansai Electric Power Co JPY 2'200 - 1'500 700 6'319.85 0.03 THK Co JPY 200 - 200 - - 0.00 Tobu Railway JPY - 200 200 - - 0.00 Toho Co Tokyo JPY - 300 200 100 3'398.91 0.02 Toho Gas Co JPY - 200 200 - - 0.00 Tohoku Electric Power Co JPY 2'900 - 2'900 - - 0.00 Tokio Marine Holdings JPY 300 200 100 400 17'854.49 0.09 Tokyo Century JPY - 100 - 100 5'897.11 0.03 Tokyo Electric Power Co Holdings JPY 4'900 - 4'900 - - 0.00 Tokyo Electron JPY - 100 - 100 37'005.67 0.19 Tokyo Gas Co JPY - 300 - 300 5'613.31 0.03 Toppan Printing JPY - 1'000 700 300 4'262.24 0.02 Toshiba JPY 500 300 800 - - 0.00 Tosoh JPY 1'800 - 1'700 100 1'656.97 0.01 Toto JPY - 100 - 100 5'446.76 0.03 Toyo Suisan Kaisha JPY - 100 100 - - 0.00 Toyota Industries JPY - 100 - 100 7'732.53 0.04 Toyota Motor JPY 400 900 500 800 53'519.29 0.28

139

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Japan (Continued)

Toyota Tsusho JPY 500 300 500 300 11'369.36 0.06 Trend Micro JPY 200 100 200 100 4'350.61 0.02 Tsuruha Holdings JPY 100 100 100 100 11'649.78 0.06 Unicharm JPY 300 200 300 200 7'164.91 0.04 USS Co JPY 400 400 700 100 1'719.85 0.01 Welcia Holdings Co JPY 100 200 200 100 2'893.32 0.02 West Japan Railway JPY 200 - 200 - - 0.00 Yakult Honsha JPY - 100 100 - - 0.00 Yamada Denki Co JPY 5'200 400 5'200 400 1'730.05 0.01 Yamaha JPY - 100 - 100 5'038.89 0.03 Yamaha Motor Co JPY 800 - 800 - - 0.00 Yamato Holdings Co JPY - 400 - 400 9'523.76 0.05 Yamazaki Baking JPY - 400 400 - - 0.00 Yaskawa Electric JPY - 200 - 200 9'041.11 0.05 Yokohama Rubber JPY - 700 700 - - 0.00 Z Holdings JPY - 3'200 1'400 1'800 9'918.88 0.05 Zozo JPY - 400 - 400 11'318.38 0.06

Total - Japan 1'495'384.66 7.83

Jersey

Amcor USD - 2'267 600 1'667 16'509.94 0.09 Aptiv USD - 268 100 168 22'789.23 0.12 Experian GBP 647 - 647 - - 0.00 Ferguson GBP 400 154 430 124 13'233.75 0.07

Total - Jersey 52'532.92 0.27

Canada

Agnico Eagle Mines CAD 274 - 100 174 8'839.16 0.05 Air Canada CAD 200 1'830 2'030 - - 0.00 Algonquin Power & Utilities CAD 900 618 974 544 7'667.33 0.04 Alimentation Couche Tard CAD - 345 - 345 9'436.46 0.05 Altagas CAD 1'400 188 800 788 10'869.69 0.06 ATCO CAD - 248 - 248 6'582.92 0.03 B2Gold CAD - 2'000 - 2'000 7'923.16 0.04 Bank of Montreal CAD 616 193 642 167 12'417.24 0.06 Bank of Nova Scotia CAD 669 879 1'048 500 26'601.22 0.14 Barrick Gold CAD 300 1'128 385 1'043 17'713.59 0.09 BCE CAD - 267 - 267 10'392.22 0.05 Cameco CAD - 1'360 1'360 - - 0.00 Canadian Imperial Bank of Commerce CAD 545 200 545 200 16'780.22 0.09 Canadian National Railway CAD 106 248 84 270 26'819.83 0.14 Canadian Pacific Railway CAD 40 63 27 76 24'647.26 0.13 Canadian Utilities CAD 700 533 1'233 - - 0.00 CCL Industries CAD - 479 343 136 6'518.79 0.03

140

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Canada (Continued)

Cenovus Energy CAD - 8'601 8'601 - - 0.00 CGI CAD - 294 240 54 3'668.39 0.02 CI Financial CAD - 1'664 900 764 9'735.53 0.05 Constellation Software CAD 2 18 8 12 14'139.15 0.07 Cronos Group CAD 575 2'905 3'480 - - 0.00 Dollarama CAD - 385 236 149 5'160.12 0.03 Emera CAD 505 26 531 - - 0.00 Empire Co CAD 810 231 810 231 5'842.59 0.03 Enbridge CAD - 700 700 - - 0.00 Fairfax Financial Holdings CAD 40 7 47 - - 0.00 First Quantum Minerals CAD - 606 - 606 11'886.59 0.06 Fortis CAD 637 104 637 104 3'644.08 0.02 Franco-Nevada CAD 122 190 160 152 14'810.53 0.08 George Weston CAD - 158 81 77 5'146.61 0.03 Gildan Activewear CAD - 862 862 - - 0.00 Great-West Lifeco CAD 962 101 452 611 14'230.42 0.07 Hydro One CAD 2'070 - 1'623 447 8'636.77 0.05 Ia Financial Corporation CAD 305 432 450 287 13'419.98 0.07 IMG Financial CAD - 238 - 238 5'909.02 0.03 Imperial Oil CAD 1'100 - 1'100 - - 0.00 Intact Financial CAD - 301 257 44 4'475.41 0.02 Inter Pipeline CAD 800 - 800 - - 0.00 Keyera CAD - 363 - 363 6'403.75 0.03 Kinross Gold CAD 2'000 2'724 3'269 1'455 8'229.97 0.04 Kirkland Lake Gold CAD 167 548 300 415 12'351.19 0.06 Loblaw Cos CAD 400 336 575 161 7'060.86 0.04 Lundin Mining CAD - 2'788 2'788 - - 0.00 Magna International CAD 486 63 549 - - 0.00 Manulife Financial CAD 911 1'550 2'461 - - 0.00 Metro CAD 631 25 300 356 13'466.80 0.07 National Bank Of Canada CAD 1'030 200 1'129 101 5'789.46 0.03 Nutrien CAD - 895 711 184 9'037.95 0.05 Pan American Silver CAD - 228 - 228 6'855.82 0.04 Parkland CAD - 501 501 - - 0.00 Parkland Fuel CAD - 501 501 - - 0.00 Pembina Pipeline CAD - 775 - 775 17'933.66 0.09 Power Corporation of Canada CAD 2'627 1'000 2'875 752 16'498.02 0.09 Quebecor CAD - 552 552 - - 0.00 Restaurant Brands International CAD - 139 - 139 7'586.98 0.04 Ritchie Bros. Auctioneers CAD - 110 - 110 5'462.90 0.03 Royal Bank of Canada CAD 502 400 559 343 26'577.97 0.14 Saputo CAD - 473 473 - - 0.00 Shopify CAD 19 34 18 35 41'264.47 0.22 SSR Mining CAD - 221 - 221 2'855.68 0.01 Sun Life Financial CAD 500 332 670 162 7'094.29 0.04

141

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Canada (Continued)

TC Energy CAD - 752 - 752 28'661.82 0.15 Thomson Reuters CAD 28 450 272 206 16'306.98 0.09 TMX Group CAD - 117 - 117 10'164.48 0.05 Topicus.com CAD - 22 - 22 1'039.25 0.01 Toronto-Dominion Bank CAD 684 478 721 441 24'326.35 0.13 Waste Connections USD - 832 832 - - 0.00 Waste Connections USD - 227 136 91 8'047.93 0.04 Wheaton Precious Metals CAD 415 495 430 480 15'624.36 0.08 WSP Global CAD - 338 338 - - 0.00 Yamana Gold CAD - 1'400 - 1'400 5'065.67 0.03

Total - Canada 617'620.89 3.23

Liberia

Royal Caribbean Cruises USD - 1'180 1'180 - - 0.00

Total - Liberia 0.00

Luxembourg

Eurofins Scientific EUR - 200 29 171 13'837.24 0.07 Eurofins Scientific EUR - 22 22 - - 0.00 SES EUR - 460 - 460 3'344.21 0.02

Total - Luxembourg 17'181.45 0.09

Holland

Adyen EUR - 15 5 10 21'054.02 0.11 Aegon EUR 7'489 801 8'290 - - 0.00 Aercap Holdings USD - 1'358 1'358 - - 0.00 Akzo Nobel EUR 400 285 552 133 12'504.38 0.07 Altice Europe EUR 1'000 - 1'000 - - 0.00 Argenx EUR - 47 - 47 14'336.95 0.08 ASML Holding EUR 20 184 26 178 91'020.52 0.48 CNH Industrial EUR - 910 - 910 12'239.46 0.06 EXOR EUR - 300 53 247 18'049.21 0.09 Fiat Chrysler Automobiles EUR 2'036 1'934 3'970 - - 0.00 Heineken EUR - 177 37 140 12'568.68 0.07 Heineken Holding EUR - 57 - 57 4'459.59 0.02 Koninklijke Ahold Delhaize EUR - 1'105 300 805 19'319.15 0.10 Koninklijke DSM EUR 40 134 40 134 20'106.48 0.11 Koninklijke Vopak EUR 465 385 710 140 6'078.20 0.03 Lyondellbasell Industries USD - 577 408 169 15'772.33 0.08 NN Group EUR 1'300 474 1'244 530 22'247.38 0.12 NXP Semiconductors USD - 285 285 - - 0.00 Prosus I EUR - 281 - 281 30'278.74 0.16 Qiagen EUR - 443 320 123 5'541.52 0.03

142

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Holland (Continued)

Royal KPN EUR 11'000 - 11'000 - - 0.00 Royal Philips EUR - 500 111 389 19'216.19 0.10 Stellantis EUR - 604 - 604 8'909.61 0.05 STMicroelectronics EUR - 875 472 403 14'157.52 0.07 Takeaway.com Holding EUR - 99 99 - - 0.00 Unilever EUR 905 379 1'284 - - 0.00 Wolters Kluwer EUR 36 180 - 216 15'589.30 0.08

Total - Holland 363'449.23 1.90

Austria

Erste Group Bank EUR 831 49 880 - - 0.00 OMV EUR 600 465 1'065 - - 0.00 Raiffeisen Schweiz Genossenschaft EUR 1'560 140 1'700 - - 0.00 Verbund EUR 131 91 172 50 3'472.38 0.02 Voestalpine EUR - 119 - 119 4'294.27 0.02

Total - Austria 7'766.65 0.04

Panama

Carnival Corporation USD 2'484 - 2'484 - - 0.00

Total - Panama 0.00

Portugal

EDP-Energias De Portugal EUR 6'000 2'354 7'174 1'180 6'153.88 0.03 EDP-Energias De Portugal Anrechte (Verfall: 06.08.2020) EUR - 2'856 2'856 - - 0.00 Galp Energia SGPS EUR 2'000 - 2'000 - - 0.00 Jeronimo Martins SGPS EUR 793 965 1'434 324 4'574.96 0.02

Total - Portugal 10'728.84 0.06

Switzerland

Garmin N USD 492 384 631 245 27'507.46 0.14 TE Connectivity N USD 924 129 1'053 - - 0.00

Total - Switzerland 27'507.46 0.14

Spain

Actividades de Construccion y Servicios EUR - 525 525 - - 0.00 Actividades de Construccion y Servicios Anrechte (Verfall: 07.07.2020) EUR - 525 525 - - 0.00 AENA SME EUR 133 44 125 52 8'051.08 0.04 Amadeus IT Group EUR 45 132 177 - - 0.00 Banco Bilbao Vizcaya Argentaria EUR - 2'577 2'577 - - 0.00 Cellnex Telecom EUR 264 563 164 663 32'820.71 0.17 Cellnex Telecom Anrechte (Verfall: 08.08.2020) EUR - 200 200 - - 0.00 Enagas EUR 298 581 600 279 5'323.77 0.03

143

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

Spain (Continued)

Endesa EUR 1'710 155 1'710 155 3'500.12 0.02 Ferrovial EUR 806 - 806 - - 0.00 Grifols EUR 800 305 1'105 - - 0.00 Iberdrola EUR 5'508 3'293 6'310 2'491 28'535.76 0.15 Iberdrola Anrechte (Verfall: 26.01.2021) EUR - 2'491 2'491 - - 0.00 Industria de Diseno Textil EUR 400 - 400 - - 0.00 Mapfre EUR 17'200 451 17'651 - - 0.00 Naturgy Energy Group EUR - 163 - 163 3'709.43 0.02 Red Electrica EUR 1'450 373 1'502 321 4'890.63 0.03 Repsol EUR 2'412 152 2'564 - - 0.00 Repsol Anrechte (Verfall: 06.07.2020) EUR - 1'964 1'964 - - 0.00 Siemens Gamesa Renewable Energy I EUR - 500 149 351 11'879.48 0.06

Total - Spain 98'710.98 0.52

United States

3M USD 320 211 456 75 11'886.14 0.06 Abbott Laboratories USD - 1'699 999 700 75'905.80 0.40 AbbVie USD - 1'322 472 850 82'906.48 0.43 Abiomed USD 118 234 296 56 16'453.65 0.09 Activision Blizzard USD 243 771 290 724 62'666.36 0.33 Adobe USD 48 247 60 235 97'792.74 0.51 Advanced Micro Devices USD 299 676 340 635 48'581.89 0.25 Aflac USD 1'400 1'782 2'172 1'010 43'788.37 0.23 Agilent Technologies USD - 961 660 301 33'263.51 0.17 AIG USD 600 1'594 1'912 282 11'220.20 0.06 Air Products & Chemicals USD 247 194 285 156 36'100.40 0.19 Akamai Technologies USD - 351 254 97 8'298.43 0.04 Alexion Pharmaceuticals USD - 521 521 - - 0.00 Align Technology USD 55 158 100 113 58'014.74 0.30 Alliant Energy USD 1'900 327 2'009 218 9'109.93 0.05 Allstate USD 610 990 959 641 61'859.70 0.32 Ally Financial USD 2'319 2'510 4'287 542 20'362.92 0.11 Alnylam Pharmaceuticals USD - 368 368 - - 0.00 Alphabet USD 51 266 82 235 431'749.38 2.26 Altice USA USD 1'900 689 2'589 - - 0.00 Altria Group USD 797 742 1'311 228 8'999.41 0.05 Amazon.com USD - 220 55 165 462'004.96 2.42 Ameren USD - 1'657 1'657 - - 0.00 American Electric Power Co USD 1'496 672 1'661 507 34'355.19 0.18 American Financial Group Funding USD - 585 585 - - 0.00 American Water Works Co USD 496 242 518 220 28'257.68 0.15 Ameriprise Financial USD - 440 153 287 57'482.83 0.30 AmerisourceBergen USD - 292 - 292 26'757.27 0.14 Ametek USD - 170 - 170 18'155.70 0.10 Amgen USD 274 20 294 - - 0.00

144

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Amphenol USD - 217 63 154 17'521.83 0.09 Analog Devices USD 480 230 524 186 26'237.88 0.14 Ansys USD 57 159 132 84 25'930.66 0.14 Anthem USD - 120 - 120 32'937.36 0.17 Apple USD 70 8'361 2'567 5'864 643'730.56 3.37 Applied Materials USD 537 220 352 405 43'333.96 0.23 Aramark USD 600 108 708 - - 0.00 Archer-Daniels Midland USD 2'304 857 2'747 414 21'205.86 0.11 Arconic USD 1'226 100 1'326 - - 0.00 Arconic USD - 331 331 - - 0.00 Arista Networks USD 100 179 163 116 29'387.35 0.15 Arrow Electronics USD - 128 - 128 11'617.97 0.06 Arthur J Gallagher & Co USD - 500 115 385 41'755.16 0.22 Assurant USD 240 174 284 130 14'501.64 0.08 AT&T USD 2'884 1'781 3'538 1'127 28'455.42 0.15 Atmos Energy USD - 124 - 124 9'498.08 0.05 Autodesk USD - 150 37 113 28'234.50 0.15 Automatic Data Processing USD 120 207 130 197 31'035.45 0.16 Autozone USD 60 21 71 10 10'500.76 0.05 Avalara USD - 90 - 90 12'787.00 0.07 Avantor USD - 311 - 311 7'846.75 0.04 AXA Equitable Holdings USD 2'534 1'910 3'884 560 14'991.05 0.08 Baker Hughes Company USD 3'900 511 4'411 - - 0.00 Ball USD 140 397 297 240 18'552.86 0.10 Bank of America USD 1'661 4'572 6'233 - - 0.00 Baxter International USD - 339 - 339 23'842.81 0.12 Becton Dickinson & Company USD - 190 - 190 41'479.50 0.22 Berkshire Hathaway USD 832 61 819 74 16'112.30 0.08 Best Buy Co USD 567 307 591 283 25'709.66 0.13 Biogen USD 72 192 264 - - 0.00 Biomarin Pharmaceutical USD - 196 196 - - 0.00 Bio-Rad Laboratories USD 42 162 161 43 22'753.36 0.12 Black Knight USD 1'941 589 2'404 126 8'747.86 0.05 Blackrock USD 34 144 55 123 77'333.91 0.40 BNY Mellon USD 1'848 710 2'558 - - 0.00 Booking Holdings USD 8 35 43 - - 0.00 Booz Allen Hamilton Holding USD 200 639 839 - - 0.00 Borg Warner USD - 1'047 812 235 9'573.55 0.05 Boston Scientific USD - 1'350 829 521 18'291.03 0.10 Bristol Myers Squibb USD 362 1'244 484 1'122 62'295.75 0.33 Broadcom USD - 200 30 170 72'313.48 0.38 Broadridge Financial Solutions USD 519 213 641 91 11'738.66 0.06 Brown & Brown USD - 361 361 - - 0.00 Brown-Forman USD 204 592 240 556 36'029.57 0.19 Burlington Stores USD - 129 129 - - 0.00

145

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

C.H. Robinson Worldwide USD 853 99 821 131 10'774.29 0.06 Cabot Oil & Gas Corporation USD - 2'139 2'139 - - 0.00 Cadence Design Systems USD 145 576 330 391 49'941.96 0.26 Campbell Soup USD - 1'523 1'302 221 9'099.24 0.05 Capital One Financial USD 647 1'026 1'130 543 59'082.76 0.31 Cardinal Health USD 1'500 715 2'215 - - 0.00 Carmax USD 364 131 495 - - 0.00 Carrier Global USD - 700 163 537 17'758.92 0.09 Catalent USD - 123 - 123 12'661.83 0.07 Caterpillar USD - 774 510 264 51'595.16 0.27 Cboe Global Markets USD 771 145 809 107 9'585.97 0.05 CDK Global USD - 598 598 - - 0.00 CDW USD 111 129 120 120 17'043.91 0.09 Celanese USD 430 21 451 - - 0.00 Centene USD - 623 - 623 33'016.68 0.17 Centerpoint Energy USD 2'500 388 2'888 - - 0.00 Centurylink USD 4'600 1'804 6'404 - - 0.00 Cerner USD - 482 214 268 16'774.78 0.09 Charles Schwab USD 743 342 788 297 16'594.91 0.09 Charter Communications USD 166 100 163 103 57'198.91 0.30 Cheniere Energy USD - 1'652 1'652 - - 0.00 Chevron USD 1'248 131 1'379 - - 0.00 Chipotle Mexican Grill USD 31 20 25 26 33'941.51 0.18 Church & Dwight Co USD - 1'511 978 533 37'998.84 0.20 Cigna Corporation USD - 293 33 260 49'405.85 0.26 Cincinnati Financial USD 167 959 1'126 - - 0.00 Cintas USD 110 76 123 63 18'498.38 0.10 Cisco Systems USD 315 2'141 884 1'572 63'855.93 0.33 Citigroup USD 846 851 1'697 - - 0.00 Citizens Financial Group USD 3'484 1'418 4'323 579 22'769.89 0.12 Citrix Systems USD 1'361 84 1'445 - - 0.00 CME Group USD 330 538 769 99 17'898.06 0.09 CMS Energy USD 1'130 480 1'450 160 7'837.73 0.04 Coca-Cola USD - 2'676 2'317 359 15'921.89 0.08 Cognex USD - 773 626 147 10'991.00 0.06 Cognizant Technology Solutions USD 1'358 112 1'470 - - 0.00 Colgate-Palmolive USD - 175 - 175 11'913.75 0.06 Comcast USD - 2'981 912 2'069 98'748.04 0.52 Conagra Brands USD - 1'271 50 1'221 37'505.26 0.20 ConocoPhillips USD 1'000 150 1'150 - - 0.00 Consolidated Edison USD 1'162 326 1'269 219 13'015.82 0.07 Constellation Brands USD - 167 - 167 32'374.78 0.17 Cooper Companies USD 264 71 280 55 19'226.00 0.10 Copart USD 594 312 589 317 31'326.75 0.16 Corteva USD - 600 46 554 22'644.36 0.12

146

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Costar Group USD 35 44 40 39 29'084.25 0.15 Costco Wholesale USD 329 203 254 278 83'303.91 0.44 Coupa Software USD - 90 - 90 28'212.23 0.15 CrowdStrike Holdings USD - 218 - 218 42'628.77 0.22 Crown Holdings USD 211 - 211 - - 0.00 CSX USD 348 1'111 961 498 41'274.35 0.22 Cummins USD 163 290 304 149 34'154.08 0.18 CVS Health USD 1'100 475 1'268 307 18'935.18 0.10 Danaher USD - 372 30 342 68'012.61 0.36 Datadog USD - 303 - 303 26'171.53 0.14 Davita USD - 624 624 - - 0.00 Deere & Co USD - 192 14 178 56'258.39 0.29 Delta Air Lines USD 1'042 247 1'289 - - 0.00 Dentsply Sirona USD 749 592 1'341 - - 0.00 Dexcom USD - 157 49 108 38'891.91 0.20 Discover Financial Services USD - 562 - 562 47'860.81 0.25 Discovery USD 1'834 2'542 3'229 1'147 50'877.99 0.27 Docusign USD 200 242 276 166 34'062.43 0.18 Dollar General USD 320 145 250 215 36'784.93 0.19 Dollar Tree USD 543 221 610 154 13'690.67 0.07 Dominion Energy USD 775 667 1'442 - - 0.00 Domino's Pizza USD - 90 57 33 10'351.95 0.05 Dow USD - 500 500 - - 0.00 Dr Horton USD 700 409 873 236 16'423.34 0.09 Dr Pepper Snapple Group USD - 1'200 791 409 11'300.57 0.06 DTE Energy USD 560 295 855 - - 0.00 Duke Energy USD 1'756 275 1'923 108 8'368.34 0.04 Dynatrace USD - 300 300 - - 0.00 E Trade Financial USD 416 494 910 - - 0.00 Eastman Chemical USD - 370 370 - - 0.00 eBay USD - 1'008 112 896 45'765.02 0.24 Ecolab USD - 150 150 - - 0.00 Edison International USD - 387 - 387 18'915.46 0.10 Edwards Lifesciences USD 72 401 110 363 27'308.65 0.14 Electronic Arts USD 150 633 597 186 22'558.65 0.12 Eli Lilly & Co USD - 226 149 77 14'282.50 0.07 Emerson Electric USD - 338 - 338 26'284.67 0.14 Entergy USD 832 387 978 241 18'939.98 0.10 EPAM Systems USD - 201 113 88 29'764.17 0.16 Equifax USD - 120 19 101 14'801.55 0.08 Erie Indemnity USD - 55 - 55 12'054.52 0.06 Essential Utilities USD 600 277 650 227 8'643.46 0.05 Evergy USD 2'782 378 2'970 190 9'224.74 0.05 Eversource Energy USD 2'011 433 2'144 300 21'585.98 0.11 EXACT Sciences USD - 255 - 255 31'423.51 0.16

147

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Exelon USD 1'500 512 2'012 - - 0.00 Expeditors International of Washington USD - 1'023 865 158 13'136.56 0.07 Exxon Mobil USD 1'945 2'424 4'369 - - 0.00 F5 Networks USD 101 327 428 - - 0.00 Facebook USD 133 1'150 248 1'035 241'386.25 1.26 FactSet Research Systems USD 59 106 134 31 8'529.02 0.04 Fastenal USD 400 823 804 419 17'589.10 0.09 FedEx USD - 186 16 170 39'167.81 0.21 Fidelity National Financial USD 1'100 229 895 434 15'040.22 0.08 Fidelity National Information Services USD - 270 24 246 30'733.13 0.16 Fifth Third Bancorp USD 4'086 1'758 5'844 - - 0.00 First Republic Bank USD - 85 - 85 12'677.60 0.07 FirstEnergy USD - 516 64 452 13'560.74 0.07 Fiserv USD - 546 280 266 27'782.23 0.15 FleetCor Technologies USD 152 32 71 113 28'368.51 0.15 Ford Motor USD - 12'915 11'035 1'880 19'912.98 0.10 Fortinet USD 236 92 119 209 31'947.73 0.17 Fortive USD 223 1'221 1'197 247 14'717.95 0.08 Fortune Brands Hone & Security USD 243 30 273 - - 0.00 Fox USD - 2'508 2'508 - - 0.00 Freeport-McMoRan USD - 1'486 54 1'432 43'960.58 0.23 General Mills USD - 913 50 863 42'977.89 0.22 General Motors FINL USD - 3'067 2'723 344 15'985.36 0.08 Genuine Parts USD - 599 599 - - 0.00 Gilead Sciences USD 400 630 1'030 - - 0.00 Global Payments USD 130 169 299 - - 0.00 Goldman Sachs Group USD - 645 339 306 88'502.94 0.46 Hanesbrands USD - 4'684 4'684 - - 0.00 Hartford Financial Services Group USD 928 467 898 497 22'807.16 0.12 HCA Healthcare USD - 160 - 160 24'918.21 0.13 HD Supply Holdings USD 1'840 116 1'956 - - 0.00 Heico USD 1'185 66 1'171 80 8'383.80 0.04 Henry Schein USD - 368 368 - - 0.00 Hewlett Packard Enterprise USD - 6'826 6'826 - - 0.00 Hilton Worldwide Holdings USD - 390 115 275 30'791.07 0.16 HollyFrontier USD 1'675 420 2'095 - - 0.00 Hologic USD - 459 - 459 29'955.76 0.16 Home Depot USD 220 587 411 396 92'614.60 0.48 Honeywell International USD - 428 102 326 59'719.12 0.31 Hormel Foods USD - 1'653 1'318 335 14'062.89 0.07 Howmet Aerospace USD - 1'326 1'326 - - 0.00 HP USD 4'463 749 3'874 1'338 35'091.12 0.18 Humana USD - 90 20 70 24'058.80 0.13 Huntington Bancshares USD 5'825 3'029 8'854 - - 0.00 Huntington Ingalls Industries USD - 172 172 - - 0.00

148

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

IBM USD - 92 - 92 9'905.40 0.05 Idex USD 310 159 469 - - 0.00 Idexx Laboratories USD - 102 5 97 45'678.27 0.24 Illinois Tool Works USD - 347 147 200 36'606.72 0.19 Illumina USD 45 81 42 84 33'415.03 0.17 Incyte USD - 783 562 221 15'737.61 0.08 Ingersoll-Rand USD - 361 - 361 15'144.53 0.08 Ingredion USD - 202 24 178 14'535.14 0.08 Insulet USD 80 169 217 32 7'506.02 0.04 Intel USD 1'204 1'752 2'662 294 16'177.10 0.08 Intercontinental Exchange USD 762 909 999 672 67'108.38 0.35 Interpublic Group of Cos USD 2'617 1'374 3'486 505 11'941.45 0.06 Intuit USD 105 117 72 150 52'979.07 0.28 Intuitive Surgical USD 24 77 31 70 46'691.76 0.24 Ionis Pharmaceuticals USD 474 474 948 - - 0.00 IPG Photonics USD - 60 17 43 8'850.26 0.05 IQVIA Holdings USD - 120 120 - - 0.00 Jack Henry & Associates USD 429 210 639 - - 0.00 JB Hunt Transport Services USD - 164 164 - - 0.00 Jefferies Financial Group Financial Group USD - 3'807 3'807 - - 0.00 JM Smucker USD - 544 408 136 13'789.53 0.07 Johnson & Johnson USD 602 796 1'253 145 20'800.81 0.11 JP Morgan Chase & Co USD 766 1'505 2'163 108 14'389.17 0.08 Juniper Networks USD - 2'588 2'588 - - 0.00 Kansas City Southern USD 180 113 245 48 9'227.11 0.05 Kellogg's USD - 794 100 694 36'257.94 0.19 KeyCorp USD 3'607 699 4'306 - - 0.00 Keysight Technologies USD 90 407 356 141 18'064.65 0.09 Kimberly Clark USD - 452 43 409 47'516.46 0.25 Kinder Morgan USD 4'520 699 4'271 948 12'615.90 0.07 KLA USD 87 178 142 123 34'656.06 0.18 Knight-Swift Transportation Holdings USD - 718 521 197 7'704.47 0.04 Kohl's USD 2'119 638 2'757 - - 0.00 L3Harris Technologies USD 190 207 255 142 23'385.01 0.12 LabCorp USD - 487 407 80 17'375.25 0.09 Lam Research USD 99 101 108 92 47'239.90 0.25 Lamb Weston Holdings USD - 538 538 - - 0.00 Las Vegas Sands USD - 300 300 - - 0.00 Lear USD - 170 170 - - 0.00 Leidos Holdings USD 179 219 398 - - 0.00 Lennar USD 1'065 577 1'293 349 26'214.35 0.14 Lennox International USD - 118 118 - - 0.00 Liberty Broadband USD 546 519 806 259 35'056.02 0.18 Liberty Broadband USD - 150 28 122 16'054.52 0.08 Liberty Media USD 5'984 361 6'345 - - 0.00

149

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Liberty Media Anrechte (Verfall: 02.06.2020) USD - 294 294 - - 0.00 Liberty Media Formula One USD 300 54 354 - - 0.00 Lincoln National USD 1'435 409 1'844 - - 0.00 Lowes Companies USD - 414 37 377 54'522.38 0.29 Lululemon Athletica USD 87 54 39 102 28'780.72 0.15 M&T Bank USD 551 57 608 - - 0.00 Manpowergroup USD - 637 637 - - 0.00 Marathon Petroleum USD 1'460 367 1'827 - - 0.00 Markel USD - 25 25 - - 0.00 Marketaxess Holding USD 66 153 174 45 22'648.17 0.12 Marsh & Mc-Lennan Companies USD - 674 108 566 59'038.72 0.31 Martin Marietta Materials USD 270 15 285 - - 0.00 Masco USD - 902 902 - - 0.00 Masimo USD - 90 27 63 14'300.11 0.07 Mastercard USD 48 448 441 55 17'618.73 0.09 Match Group USD 319 28 347 - - 0.00 Match Group USD - 200 - 200 27'675.03 0.14 Maxim Integrated Products USD 285 775 669 391 32'979.61 0.17 Mc-Cormick&Co USD - 943 583 360 27'467.53 0.14 Mcdonald's USD 580 425 649 356 66'436.21 0.35 McKesson USD - 110 - 110 16'881.31 0.09 Mercadolibre USD 27 40 35 32 47'455.40 0.25 Merck & Co USD 377 1'256 434 1'199 78'825.74 0.41 Metlife USD 2'396 1'356 3'261 491 25'603.34 0.13 Mettler Toledo International USD - 31 - 31 31'321.17 0.16 MGM Resorts International USD - 1'829 1'447 382 13'068.71 0.07 Microchip Technology USD - 200 200 - - 0.00 Micron Technology USD 885 908 1'279 514 42'591.13 0.22 Microsoft USD 178 3'586 1'178 2'586 544'026.27 2.85 Moderna USD - 200 110 90 12'613.46 0.07 Molina Healthcare USD - 55 - 55 10'792.81 0.06 Molson Coors Brewing Company USD - 878 878 - - 0.00 Mondelez International USD - 1'032 119 913 43'938.82 0.23 Mongodb USD 100 52 108 44 15'372.83 0.08 Monster Beverage USD 225 915 1'140 - - 0.00 Moody's USD 60 265 271 54 13'438.33 0.07 Morgan Stanley USD 1'802 686 2'285 203 14'126.86 0.07 Motorola Solutions USD - 110 - 110 17'474.83 0.09 MSCI USD 56 164 96 124 46'532.86 0.24 NASDAQ Index USD - 420 66 354 44'318.66 0.23 Netflix USD - 303 77 226 110'247.55 0.58 Neurocrine Biosciences USD - 210 83 127 12'590.71 0.07 Newmont Goldcorp USD 3'583 400 3'045 938 46'177.95 0.24 News USD 5'400 993 6'393 - - 0.00 NextEra Energy USD 648 1'158 825 981 65'257.55 0.34

150

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Nike USD - 1'077 526 551 67'231.01 0.35 Nordstrom USD 1'700 478 2'178 - - 0.00 Norfolk Southern USD - 377 249 128 29'208.32 0.15 NortonLifeLock USD - 4'254 3'765 489 8'636.92 0.05 NRG Energy USD - 669 669 - - 0.00 Nucor USD - 669 452 217 11'751.65 0.06 Nvidia USD 72 273 70 275 136'573.13 0.71 NVR USD 9 3 12 - - 0.00 OGE Energy USD - 1'041 1'041 - - 0.00 Okta USD 122 136 127 131 31'006.49 0.16 Old Dominion Freight Line USD 210 239 290 159 30'914.58 0.16 Omnicom Group USD 1'130 326 1'456 - - 0.00 Oneok USD - 400 400 - - 0.00 Oracle USD - 1'284 1'046 238 13'899.42 0.07 O'Reilly Automotive USD - 50 50 - - 0.00 Otis Worldwide USD - 433 139 294 16'956.94 0.09 Owens Corning USD - 709 709 - - 0.00 Paccar USD - 944 781 163 13'426.84 0.07 Palo Alto Networks USD - 100 36 64 20'760.20 0.11 Parker-Hannifin USD - 110 29 81 21'042.58 0.11 Paychex USD 165 484 335 314 25'887.95 0.14 Paycom Software USD 55 107 89 73 24'732.37 0.13 PayPal Holdings USD - 557 73 484 113'857.25 0.60 Peloton Intera USD - 296 16 280 30'537.22 0.16 People's United Financial USD 6'893 1'146 8'039 - - 0.00 Pepsico USD 412 348 760 - - 0.00 Perkinelmer USD - 346 257 89 10'159.29 0.05 Pfizer USD 700 2'814 3'041 473 14'340.65 0.08 Philip Morris International USD - 800 800 - - 0.00 Phillips 66 USD 859 406 1'265 - - 0.00 Pinnacle West Capital USD - 154 - 154 9'749.38 0.05 Pinterest USD - 596 - 596 43'477.66 0.23 Pioneer Natural Resources USD - 600 600 - - 0.00 PNC Financial Services Group USD 563 792 757 598 91'144.97 0.48 PPG Industries USD - 259 91 168 20'504.83 0.11 PPL USD 2'463 1'954 2'938 1'479 35'066.81 0.18 Procter & Gamble USD - 2'454 1'328 1'126 125'922.53 0.66 Progressive USD - 905 100 805 62'637.49 0.33 Prudential Financial USD 1'076 845 1'921 - - 0.00 PTC USD - 287 287 - - 0.00 Public Service Enterprise Group USD - 449 262 187 9'112.94 0.05 PulteGroup USD 1'078 136 1'214 - - 0.00 Qorvo USD - 485 385 100 15'818.31 0.08 Qualcomm USD 774 139 831 82 10'110.01 0.05 Quest Diagnostics USD - 1'296 1'221 75 7'848.27 0.04

151

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Ralph Lauren USD - 388 388 - - 0.00 Regeneron Pharmaceuticals USD 40 153 83 110 44'869.12 0.23 Regions Financial USD 3'872 3'786 6'729 929 17'350.32 0.09 Reinsurance Group of America USD 449 475 924 - - 0.00 Republic Services USD 1'061 77 1'045 93 7'500.75 0.04 ResMed USD 150 84 89 145 25'305.95 0.13 RingCentral USD 90 82 87 85 29'099.61 0.15 Robert Half International USD - 609 609 - - 0.00 Rockwell Automation USD - 200 85 115 25'327.76 0.13 Roku USD 90 150 108 132 47'259.71 0.25 Rollins USD - 915 195 720 21'620.74 0.11 Roper Technologies USD - 236 145 91 31'109.21 0.16 Ross Stores USD - 226 26 200 21'118.84 0.11 S&P Global USD 103 220 93 230 68'579.02 0.36 Salesforce Com USD - 455 46 409 80'162.97 0.42 Sarepta Therapeutics USD - 90 90 - - 0.00 Seagen USD - 183 - 183 25'034.38 0.13 Seattle Genetics USD 120 166 286 - - 0.00 Sei Investments Co USD 716 123 570 269 13'637.44 0.07 Sempra Energy USD 373 413 622 164 17'219.46 0.09 Servicenow USD - 144 30 114 55'055.32 0.29 Sherwin-Williams USD 24 78 58 44 27'100.12 0.14 Signature Bank New-York USD 689 66 617 138 27'277.53 0.14 Sirius XM Holdings USD 11'401 4'459 12'659 3'201 16'952.52 0.09 Skyworks Solutions USD - 544 326 218 35'093.74 0.18 Slack Technologies USD - 361 - 361 13'376.47 0.07 Smith USD - 711 513 198 10'642.04 0.06 Snap USD - 1'779 711 1'068 63'484.07 0.33 Snap-On USD 330 252 582 - - 0.00 Southern USD 1'593 1'039 1'737 895 45'957.02 0.24 Southwest Airlines USD 1'200 1'052 2'252 - - 0.00 Splunk USD - 150 19 131 16'960.17 0.09 Square USD - 290 40 250 52'061.55 0.27 SS&C Technologies Holdings USD - 200 200 - - 0.00 Stanley Black & Decker USD - 140 33 107 16'936.25 0.09 Starbucks USD - 500 26 474 46'357.00 0.24 State Street USD - 478 478 - - 0.00 Steel Dynamics USD - 382 51 331 12'459.63 0.07 Stryker USD 71 245 165 151 33'175.80 0.17 Sunrun USD - 214 - 214 12'123.89 0.06 SVB Financial Group USD 158 234 228 164 75'030.41 0.39 Synchrony Financial USD 1'200 3'018 2'515 1'703 59'633.97 0.31 Synopsys USD 92 51 13 130 28'858.53 0.15 Sysco USD 1'459 650 1'633 476 34'314.39 0.18 T. Rowe Price Group USD 134 542 222 454 66'640.56 0.35

152

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Take Two Interactive Software USD - 555 326 229 38'241.09 0.20 Targa Resources USD - 1'784 1'784 - - 0.00 Target USD 240 129 64 305 50'650.82 0.27 TD Ameritrade Holding USD 286 953 1'239 - - 0.00 Teladoc Health USD - 150 75 75 15'011.46 0.08 Teledyne Technologies USD 90 7 97 - - 0.00 Teleflex USD - 59 8 51 18'381.32 0.10 Teradyne USD 400 384 515 269 31'319.85 0.16 Tesla USD - 383 64 319 195'078.15 1.02 Texas Instruments USD 422 229 150 501 78'133.99 0.41 The Clorox USD - 815 561 254 41'631.77 0.22 The Estee Lauder Companies USD 70 191 95 166 42'958.99 0.22 The Hershey USD 741 40 781 - - 0.00 The Kraft Heinz Company USD - 1'116 702 414 13'635.02 0.07 The Kroger USD 2'705 1'044 1'975 1'774 51'729.34 0.27 The Principal Financial Group USD 1'579 1'053 2'632 - - 0.00 The Trade Desk USD - 70 26 44 32'081.27 0.17 Thermo Fisher Scientific USD - 195 12 183 74'564.72 0.39 Tiffany & Co USD - 540 540 - - 0.00 TJX Cos USD - 600 73 527 31'483.38 0.16 T-Mobile US USD - 438 53 385 41'814.41 0.22 T-Mobile US Anrechte (Verfall: 27.07.2020) USD - 208 208 - - 0.00 Tractor Supply USD - 200 114 86 12'375.96 0.06 Tradeweb Markets USD - 200 200 - - 0.00 Transdigm Group USD 27 50 40 37 19'316.20 0.10 TransUnion USD - 468 468 - - 0.00 Travelers Companies USD 380 544 471 453 59'669.69 0.31 Truist Financial USD 2'165 2'626 3'153 1'638 84'464.94 0.44 Twilio USD - 110 - 110 39'124.18 0.20 Twitter USD 384 1'177 704 857 59'786.40 0.31 Tyler Technologies USD 170 117 253 34 14'264.16 0.07 Tyson Foods USD 856 105 636 325 19'910.04 0.10 Uber Technologies USD - 800 209 591 27'687.93 0.14 Union Pacific USD - 488 152 336 62'649.09 0.33 United Airlines Holdings USD 500 - 500 - - 0.00 United Parcel Service USD - 400 34 366 52'295.37 0.27 UnitedHealth Group USD - 543 177 366 110'077.73 0.58 US Bancorp USD 1'562 110 1'672 - - 0.00 Valero Energy USD 834 460 1'294 - - 0.00 Varian Medical Systems USD - 80 30 50 7'933.60 0.04 Veeva Systems USD 91 242 156 177 44'884.30 0.23 VeriSign USD - 70 70 - - 0.00 Verisk Analytics USD - 130 26 104 15'426.68 0.08 Verizon Communications USD 1'596 765 1'989 372 18'623.47 0.10 Vertex Pharmaceuticals USD 65 260 85 240 46'181.17 0.24

153

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities listed on an official exchange

United States (Continued)

Viatris USD - 324 324 - - 0.00 Visa USD 161 739 209 691 132'863.20 0.70 Vistra Energy USD - 981 94 887 13'851.77 0.07 VMware USD 140 317 457 - - 0.00 Voya Financial USD 700 602 1'142 160 8'731.44 0.05 Vulcan Materials USD 520 183 548 155 23'432.29 0.12 Wabco Holdings USD 1'236 72 1'308 - - 0.00 Walgreens Boots Alliance USD 1'201 242 1'443 - - 0.00 Walmart USD 791 642 1'334 99 11'644.04 0.06 Walt Disney USD - 1'039 979 60 10'268.28 0.05 Waste Management USD - 363 363 - - 0.00 Wayfair USD - 119 - 119 31'132.02 0.16 Wec Energy Group USD 1'941 502 2'050 393 28'690.34 0.15 Wells Fargo & Co USD 1'939 253 2'192 - - 0.00 West Pharmaceutical Services USD 210 80 158 132 33'537.57 0.18 Western Digital USD - 263 32 231 14'331.29 0.08 Western Union USD 1'968 1'052 3'020 - - 0.00 Westrock USD - 560 55 505 19'928.33 0.10 Whirlpool USD 600 218 753 65 11'185.16 0.06 Workday USD - 100 - 100 22'196.15 0.12 WR Berkley USD 200 62 262 - - 0.00 WW Grainger USD - 299 260 39 13'159.16 0.07 Xcel Energy USD - 419 - 419 22'224.40 0.12 Xerox Holdings USD - 4'554 4'554 - - 0.00 Xilinx USD 475 314 576 213 25'125.61 0.13 Yum Brands USD 1'181 361 1'445 97 9'091.40 0.05 Zayo Group Holdings USD 3'600 - 3'600 - - 0.00 Zebra Technologies USD - 169 123 46 20'798.17 0.11 Zillow Group USD - 342 13 329 48'051.13 0.25 Zimmer Biomet Holdings USD - 327 173 154 22'733.21 0.12 Zions Bancorporation USD 1'415 607 2'022 - - 0.00 Zoetis USD 99 569 323 345 48'485.89 0.25 Zoom Video Communications USD - 120 - 120 40'587.50 0.21 Zscaler USD - 191 - 191 35'452.22 0.19

Total - United States 12'938'477.33 67.73

Total - Equities listed on an official exchange 18'965'456.15 99.28 Securities traded on another regulated market open to the public

Isle of Man

GVC Holdings GBP 2'000 - 2'000 - - 0.00

Total - Isle of Man 0.00

154

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021 Title Currency Stock Purchase Sale Stock Market value % of total 01.03.2020 28.02.2021 in CHF fund assets

Equities (Continued)

Securities traded on another regulated market open to the public

Spain

Ferrovial Anrechte (Verfall: 28.05.2020) EUR - 175 175 - - 0.00

Total - Spain 0.00

Total - Equities traded on another regulated market open to the public 0.00

Total - Equities 18'965'456.15 99.28

Total - Securities listed on an official exchange 18'965'456.15 99.28

Total - Securities 18'965'456.15 99.28

Cash at banks at sight 97'504.59 0.51 Cash at banks on time 0.00 0.00 Other assets 40'882.42 0.21

Total fund assets 19'103'843.16 100.00 Loans taken out 0.00 0.00 Other liabilities -67'360.52 -0.35

Total net asset value 19'036'482.64 99.65

155

Vontobel Fund (CH) - Vescore Global Equity Multi Factor

A Sub-Fund of Vontobel Fund (CH), an Umbrella Fund under Swiss law of the type « other funds for traditional investments »

Stock of Funds Assets as at 28.02.2021

Valuation categories Art. 84(2) CISO-FINMA Title Market value % of total in CHF fund assets

a) investments listed on a stock exchange or traded on another regulated market 18'965'456.15 99.28 open to the public.

b) investments that are not priced according to (a) and whose value is based on

market-observed parameters.

c) investments whose value cannot be based on market-observed parameters and are valued with suitable valuation models taking account of the current market circumstances.

Further information

156

Annual distribution 2020/2021

The Vontobel Fund (CH) completed its twelfth financial year on February 28, 2021. The net income was distributed with value date June 11, 2021 to all investors who held units in Vontobel Fund (CH) on June 7, 2021 (ex-date June 8, 2021).

The income and capital was paid out to all unitholders as at value date June, 11 2021, as follows:

Vontobel Fund (CH) - Sustainable Swiss Equity - A Class Gross amount per unit CHF 2.60 Less 35% federal withholding tax CHF 0.91 Net amount per unit CHF 1.69

Vontobel Fund (CH) - Sustainable Swiss Equity - AI Class Gross amount per unit CHF 4.00 Less 35% federal withholding tax CHF 1.40 Net amount per unit CHF 2.60

Vontobel Fund (CH) - Sustainable Swiss Equity - AN Class Gross amount per unit CHF 2.00 Less 35% federal withholding tax CHF 0.70 Net amount per unit CHF 1.30

Vontobel Fund (CH) - Sustainable Swiss Equity - R Class Gross amount per unit CHF 5.80 Less 35% federal withholding tax CHF 2.03 Net amount per unit CHF 3.77

Vontobel Fund (CH) - Sustainable Swiss Equity - S Class Gross amount per unit CHF 3.60 Less 35% federal withholding tax CHF 1.26 Net amount per unit CHF 2.34

Vontobel Fund (CH) - Ethos Equities Swiss Mid & Small - A Class Gross amount per unit CHF 4.20 Less 35% federal withholding tax CHF 1.47 Net amount per unit CHF 2.73

Vontobel Fund (CH) - Swiss Franc Corporate Bond - AI Class Gross amount per unit CHF 0.25 Less 35% federal withholding tax CHF 0.09 Net amount per unit CHF 0.16

Vontobel Fund (CH) - Swiss Franc Corporate Bond - AN Class Gross amount per unit CHF 0.25 Less 35% federal withholding tax CHF 0.09 Net amount per unit CHF 0.16

157

Annual distribution 2020/2021

Vontobel Fund (CH) - Pension Invest Yield - A Class Gross amount per unit CHF - Less 35% federal withholding tax CHF - Net amount per unit CHF -

Vontobel Fund (CH) - Pension Invest Yield - R Class Gross amount per unit CHF 1.00 Less 35% federal withholding tax CHF 0.35 Net amount per unit CHF 0.65

Vontobel Fund (CH) - Pension Invest Balanced - A Class Gross amount per unit CHF - Less 35% federal withholding tax CHF - Net amount per unit CHF -

Vontobel Fund (CH) - Pension Invest Balanced - R Class * Gross amount per unit CHF 1.25 Less 35% federal withholding tax CHF 0.44 Net amount per unit CHF 0.81

Vontobel Fund (CH) - Sustainable Bond CHF Concept - A Class Gross amount per unit CHF - Less 35% federal withholding tax CHF - Net amount per unit CHF -

Vontobel Fund (CH) - Sustainable Bond CHF Concept - AI Class Gross amount per unit CHF - Less 35% federal withholding tax CHF - Net amount per unit CHF -

Vontobel Fund (CH) - Sustainable Bond CHF Concept - AN Class Gross amount per unit CHF - Less 35% federal withholding tax CHF - Net amount per unit CHF -

Vontobel Fund (CH) - Sustainable Bond CHF Concept - R Class Gross amount per unit CHF 1.00 Less 35% federal withholding tax CHF 0.35 Net amount per unit CHF 0.65

Vontobel Fund (CH) - Sustainable Bond CHF Concept - S Class Gross amount per unit CHF 1.20 Less 35% federal withholding tax CHF 0.42 Net amount per unit CHF 0.78

* The net income was distributed with value date April 6, 2021 to all investors who held units in Vontobel Fund (CH) on March 29, 2021 (ex date March 30, 2021).

158

Annual distribution 2020/2021

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF - A Class Gross amount per unit CHF - Less 35% federal withholding tax CHF - Net amount per unit CHF -

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF - AI Class * Gross amount per unit CHF 0.80 Less 35% federal withholding tax CHF 0.28 Net amount per unit CHF 0.52

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF - AN Class * Gross amount per unit CHF 1.05 Less 35% federal withholding tax CHF 0.37 Net amount per unit CHF 0.68

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF - R Class * Gross amount per unit CHF 0.95 Less 35% federal withholding tax CHF 0.33 Net amount per unit CHF 0.62

Vontobel Fund (CH) - Sustainable Balanced Allocation CHF - S Class * Gross amount per unit CHF 1.20 Less 35% federal withholding tax CHF 0.42 Net amount per unit CHF 0.78

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept - R Class Gross amount per unit CHF 1.00 Less 35% federal withholding tax CHF 0.35 Net amount per unit CHF 0.65

Vontobel Fund (CH) - Sustainable Global Equity ex Switzerland Concept - S Class Gross amount per unit CHF 1.20 Less 35% federal withholding tax CHF 0.42 Net amount per unit CHF 0.78

* The net income was distributed with value date April 6, 2021 to all investors who held units in Vontobel Fund (CH) on March 29, 2021 (ex date March 30, 2021).

159

Annual distribution 2020/2021

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor - A Class Gross amount per unit CHF 2.40 Less 35% federal withholding tax CHF 0.84 Net amount per unit CHF 1.56

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor - AI Class Gross amount per unit CHF 2.20 Less 35% federal withholding tax CHF 0.77 Net amount per unit CHF 1.43

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor - AN Class Gross amount per unit CHF 2.40 Less 35% federal withholding tax CHF 0.84 Net amount per unit CHF 1.56

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor - R Class Gross amount per unit CHF 2.60 Less 35% federal withholding tax CHF 0.91 Net amount per unit CHF 1.69

Vontobel Fund (CH) - Vescore Swiss Equity Multi Factor - S Class Gross amount per unit CHF 4.00 Less 35% federal withholding tax CHF 1.40 Net amount per unit CHF 2.60

Vontobel Fund (CH) - Vescore Global Equity Multi Factor - A Class Gross amount per unit CHF - Less 35% federal withholding tax CHF - Net amount per unit CHF -

Vontobel Fund (CH) - Vescore Global Equity Multi Factor - AN Class Gross amount per unit CHF - Less 35% federal withholding tax CHF - Net amount per unit CHF -

Vontobel Fund (CH) - Vescore Global Equity Multi Factor - S Class Gross amount per unit CHF 1.20 Less 35% federal withholding tax CHF 0.42 Net amount per unit CHF 0.78

160

Further information

I. Notes a) A distribution licence has been obtained for the following

1) TER (Total Expense Ratio) / Synthetic TER countries: The TER is the total of all periodic costs and commissions charged to Schweiz the fund. It is stated retroactively as a percentage of the average fund b) Units in this Sub-Fund must not be offered, sold or delivered assets and is calculated in line with the latest version of the SFAMA within the US. Guidelines on the calculation and disclosure of the Total Expense Ratio (TER) of collective investment schemes. Units in this Sub-Fund are not registered in the United States of America under the US Securities Act of 1933 or the US Investment The synthetic TER is also calculated in line with the latest version of Company Act of 1940. They cannot be marketed or sold to US the SFAMA Guidelines on the calculation and disclosure of the Total persons either directly or indirectly. Expense Ratio (TER) of collective investment schemes. US persons are those defined as “US persons” under US legislation or regulations, primarily the US Securities Act of 1933, as amended. 2) Fund performance Fund performance is stated less fees and costs (TER). III. Basis for the valuation and calculation of the net asset value 1) The fund’s net asset value and the share of the individual classes It is based on published net asset values, which in turn are based on (proportions) are calculated in Swiss francs at the market value at the closing prices at the particular month end. the financial year end and for each day on which units are issued or redeemed. The relevant sub-fund’s net asset value will not be Historical performance is not an indicator of current or future calculated on days when the stock exchanges or markets in the performance. The performance data do not take account of the fund's main investment countries are closed (e.g. bank and stock commissions and costs incurred on the issue or redemption of units. exchange holidays). Performance is calculated in line with the latest version of the SFAMA Guidelines on the calculation and publication of performance data of 2) Investments which are traded on an exchange or another collective investment schemes. regulated market open to the public must be valued according to the prices currently paid on the main market. Other investments, or investments for which no rates are currently available, must be 3) Circular no. 24 issued by the Swiss Federal Tax Administration valued according to the price at which they could probably be (ESTV) sold in the event of a diligent sale concluded at the time of Under Circular no. 24 issued by the ESTV, investments in other valuation. In such cases, the fund management company will use collective investment schemes may produce miscellaneous revenue appropriate valuation models and principles recognised in practice depending on the category (collective investment with to determine the market value. distribution/reinvestment). In domestic collective investment schemes 3) such as funds of funds, therefore, allocating additional units free of Open-ended collective investment schemes are valued at their redemption price/net asset value. If they are traded regularly on charge or increasing the unit value on the basis of a reinvestment an exchange or other regulated market open to the public, the (accumulation) may lead in full or in part to taxable income. fund management company can value them under the terms of no. 2. 4) Information on the SFAMA Distribution and Transparency Guidelines 4) The value of money market instruments that are not traded on a The fund management company and its agents may make stock exchange or another regulated market open to the public is retrocession payments in accordance with the Guidelines on Duties determined as follows: The valuation price of such investments is Regarding the Charging and Use of Fees and Costs (Transparency successively adjusted in line with the redemption price, taking the net purchase price as the basis and holding the investment yield Guidelines), as amended, as compensation for the distribution of fund calculated from it constant. If market conditions change materially, units in or from Switzerland in relation to the unit classes mentioned the valuation basis will be adjusted to the new market yields. If in the report or in the fund prospectus. there is no current market price in such instances, the calculations are as a rule based on the valuation of money market instruments The fund management company and its agents may, upon request, with the same characteristics (quality and domicile of the issuer, pay rebates directly to investors in relation to marketing in or from issuing currency, term to maturity). Switzerland. 5) Cash at banks is valued at their principal sum plus accrued interest. 5) Accounting rules in the event of negative net proceeds If there are significant changes in market conditions or the credit The accounting rules in the event of negative net proceeds are based rating, the valuation basis for time deposits will be adjusted in line on the special regulations for domestic fund of funds structures of with the new conditions. April 14, 2010 (Annex VII to Circular no. 24 of January 1, 2009 and Annex IV to Circular no. 25 of March 5, 2009). 6) The net asset value of a unit in a class is calculated from the proportion of the market value of the fund assets attributable to 6) Stock of fund assets the unit class in question, less any fund liabilities attributable to The purchases and sales also include corporate actions. the unit class in question, divided by the number of units in the relevant class in circulation. It is rounded to 1/100 of the unit of 7) Discrepancies in the totals account. Any discrepancies in the totals are a result of rounding differences. For the sub-fund “Swiss Franc Corporate Bond”, the net asset II. Restriction on sales value of a unit from any given class is rounded to 1/100 of the The relevant provisions at the relevant location apply to the issue and rounding unit or, if different, the reference currency. redemption of units in this umbrella fund abroad. 7) Application of the swinging single pricing method for the sub-

161

Further information

funds Vescore Swiss Equity Multi Factor and Vescore Global capacity as the fund management company of the Vontobel Fund Equity Multi Factor: (CH), hereby announces the conclusion of the liquidation proceedings.

If on a particular valuation date the total subscriptions and The following net amount per unit has already been made payable as redemptions of units in a Sub-Fund lead to a net asset inflow or part of a partial capital redemption on 27 January 2020: outflow, the net asset value of the Sub-Fund in question is increased or reduced, respectively (Swinging Single Pricing). The Sub -Fund Unit ISIN Amount maximum adjustment is 1% of the net asset value. The class adjustment takes account of the ancillary costs (bid-ask spread, customary brokerage fees, commissions, duties, etc.) resulting on Vontobel Fund IA CH0025923787 CHF 99.6870 average from investing the paid-in amount or selling a part of the (CH) Swiss Franc investments corresponding to the terminated unit. If the net Core Bond (in movement leads to an increase in the number of Sub-Fund units, Liquidation) the adjustment increases the net asset value. If the net movement

leads to a reduction in the number of Sub-Fund units, the adjustment reduces the net asset value. Consequently, the net Vontobel Fonds Services AG, Zurich, in its capacity as the fund asset value determined using Swinging Single Pricing is a modified management company and RBC Investor Services Bank S.A., Esch- net asset value. sur-Alzette, Zurich branch, as custodian bank of the Vontobel Fund

(CH) Swiss Franc Core Bond (in liquidation) hereby notify that, with 8) The ratios of the market value of a sub-fund's net assets (sub- the consent of the Swiss Federal Tax Administration (FTA) as at fund's assets less any liabilities) to be ascribed to the respective 12 June 2020 and the Swiss Financial Market Supervisory Authority unit classes are determined for the first time upon the initial issue FINMA as at 30 June 2020, the following liquidation distribution (final of several unit classes (if this occurs simultaneously), or upon the payment) per unit will be made payable at the custodian bank RBC initial issue of a further unit class on the basis of the portion Investor Services Bank S.A., Esch-sur-Alzette, Zurich branch, with an accruing to the sub-fund for each unit class. The ratio is ex-date of 2 July 2020 and a value date of 3 July 2020, as follows: recalculated when the following events occur:

Liquidating distribution Vontobel Fund (CH) Swiss Franc Core Bond (in a) on the issue and redemption of units; liquidation) IA class (ISIN CH0025923787):

b) on the cut-off date for distributions or reinvestments, insofar For unitholders resident in Switzerland: as (i) such distributions or reinvestments apply only to Gross income subject to withholding tax CHF 0.016204 individual unit classes (distributing classes or accumulating (Coupon Nr. 3) classes), or (ii) the distributions or reinvestments of the Withholding tax refunds * sujbject to CHF - various unit classes account for different percentages of their Swiss withholding tax respective net asset value, or (iii) the distributions or ./. Withholding tax of 35% CHF 0.005671 reinvestments of the various unit classes are subject to Net income CHF 0.010533 different fees and charges as a percentage of the distributions or reinvestments; Final payment of capital and capital gains, c) when the net asset value is calculated, in the context of the exempt from withholding tax (Coupon Nr. 4) CHF 13.593667 allocation of liabilities (including due or accrued costs and Net payment per unit CHF 13.604200 commissions) to the various unit classes, provided that the liabilities of the various unit classes account for a different For unitholders not resident i n in Switzerland: percentage of their net asset value, specifically if (i) different Gross income subject to withholding tax CHF 0.016204 commission rates apply to the different unit classes or (ii) (Coupon Nr. 3) there are class-specific costs; ./. Withholding tax of 35% CHF 0.005671 Net income CHF 0.010533 d) when the net asset value is calculated, in the context of the allocation of income or capital gains to the various unit classes, Final payment of capital and capital gains, provided the income or capital gains arises from transactions exempt from withholding tax (Coupon Nr. 4) CHF 13.593667 made solely in the interests of a unit class or in the interests of Net payment per unit CHF 13.604200 several unit classes, but is not in proportion to their share of the net assets of a sub-fund. * These are foreign withholding tax refunds claimed by the fund management company on behalf of unitholders resident in Switzerland; they have no direct impact on the NAV. However, in this case, there are no refunds.” IV. Events of special economic or legal importance

2. 19 June 2020 investors were informed concerning the 1) Mandatory publications; amendments to the fund contract following liquidation:

I. Amendments to the fund contract “Vontobel Fund (CH)”, an umbrella fund under Swiss law of the type 1. As at 1 July 2020, , investors were notified of the final “other funds for traditional investments”, to dissolve the sub-fund: payment in the liquidation proceedings of the Vontobel • Vontobel Fund (CH) – Sustainable Global Bond ex CHF Fund (CH) – Swiss Franc Core Bond (in liquidation): Concept “With reference to the termination of the collective investment contract concerning the sub-fund Vontobel Fund (CH) – Swiss Franc Core Bond (in liquidation), published on 21 January 2020 at www.swissfunddata.ch, Vontobel Fonds Services AG, Zurich, in its

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The collective investment agreement is terminated without notice in The following net amount per unit has already been made payable as accordance with Article 96(1)(a) of the Swiss Federal Act on Collective part of a partial capital redemption on 30 June 2020: Investment Schemes and Section 25(2) of the fund contract. The issue and redemption of fund units has been discontinued accordingly. Sub -Fund Unit ISIN Amount class As a result of the termination of the fund agreement, the sub-fund Sustainable R CH0395922765 CHF 87.0962 has been placed into liquidation. Global Bond ex CHF The liquidation of the sub-fund is a matter for the fund management Concept (in company, which will complete its liquidation activity by a concluding Liquidation) report (including liquidation balance sheet), which must be audited by the auditing company Ernst & Young Ltd, Zurich. S CH0248079623 CHF 86.5875 Following the approval of the final payment by the Swiss Financial Market Supervisory Authority FINMA as the supervisory authority and consent by the Swiss Federal Tax Administration (FTA), the proceeds Vontobel Fonds Services AG, Zurich, in its capacity as the fund from the liquidation of the sub-fund will be paid out by the custodian management company and RBC Investor Services Bank S.A., Esch- bank to investors, after deducting any parts that are subject to sur-Alzette, Zurich branch, as custodian bank of the Vontobel Fund anticipatory tax. (CH) Sustainable Global Bond ex CHF Concept (in liquidation) hereby notify that, with the consent of the Swiss Federal Tax Administration Investors will be informed by the fund management company and the (FTA) as at 4 September 2020 and the Swiss Financial Market custodian bank concerning the completion of the liquidation of the Supervisory Authority FINMA as at 9 October 2020, the following sub-fund, the disbursement of the final payment and the amount of liquidating distribution (final payment) per unit will be made payable the revenue from liquidation by publication on the electronic platform at the custodian bank RBC Investor Services Bank S.A., Esch-sur- Swiss Fund Data (www.swissfunddata.ch).” Alzette, Zurich branch, with an ex-date of 10 October 2020 and a 3. On 30 June 2020 investors were informed concerning the value date of 14 October 2020, as follows: following partial capital repayment: Liquidation distribution Vontobel Fund (CH) Sustainable Global Bond ex CHF Concept (in liquidation) R class (ISIN CH0395922765): “With reference to the termination of the collective investment agreement concerning the sub-fund Vontobel Fund (CH) – For unitholders resident in Switzerland: Sustainable Global Bond ex CHF Concept (in liquidation), published Gross income subject to withholding tax CHF 0.044999 on 19 June 2020 on www.swissfunddata.ch, Vontobel Fund Services Withholding tax refunds * subject to CHF - Swiss withholding tax Ltd, Zurich hereby announces, as the fund management company of ./. withholding tax of 35% CHF 0.015749 Vontobel Fund (CH), an umbrella fund under Swiss law of the type Net income CHF 0.029250 “other funds for traditional investments”, that the following amount per unit has been released for payment. Final payment on capital and capital gains , exempt from withholding tax CHF 11.877001 A partial capital repayment was made as follows to unitholders with Net payment per unit CHF 11.906251 value date of 30 June 2020: For unitholders not resident in Switzerland: Sub -Fund Unit ISIN Amount Income without deduction of w ithholding tax CHF 0.044999 class Sustainable R CH0395922765 CHF 87.0962 For unitholders not resident in Switzerland, Global Bond exempt from withholding tax CHF 11.877001 ex CHF S CH0248079623 CHF 86.5875 Net payment per unit CHF 11.922000 Concept (in Liquidation)

Information concerning the final payment will be provided in due course on www.swissfunddata.ch.”

4. As at 14 October 2020, investors were notified of the final payment in the liquidation proceedings of the Vontobel Fund (CH) – Sustainable Global Bond ex CHF Concept (in liquidation):

“With reference to the termination of the collective investment contract concerning the sub-fund Vontobel Fund (CH) – Sustainable Global Bond ex CHF Concept (in liquidation), published on 19 June 2020 at www.swissfunddata.ch, Vontobel Fonds Services AG, Zurich, in its capacity as the fund management company of the Vontobel Fund (CH), hereby announces the conclusion of the liquidation proceedings.

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Further information

Liquidation distribution Vontobel Fund (CH) Sustainable Global Bond ex 3. Change in name of an existing unit class CHF Concept (in Liquidation) S class (ISIN CH0248079623): The IA class is now called the AI class. Apart from the name, the For unitholders resident in Switzerland: definition had not changed. The definition continues to read as Gross income subject to w ithholding tax CHF 0.048281 follows: Withholding tax refunds * subject to CHF - Swiss withholding tax “The AI class is open only to certain investors and is distributing. ./. Withholding tax of 35% CHF 0.016898 Permitted investors with regard to the AI class are investors that are Net income CHF 0.031383 "qualified investors" as defined by Article 10(3), (3)bis and (3)ter of the Swiss Collective Investment Schemes Act (CISA) in conjunction Final payment of capital and capital gains, with Article 6a of the Collective Investment Schemes Ordinance exempt from withholdincg tax CHF 11.806417 (CISO). If banks and securities traders and other qualified investors Net payment per unit CHF 11.837800 with comparable functions hold units for account of their clients, they are not considered qualified investors in this context.” For unitholders resident in Switzerland: Income without deduction of w ithholding tax CHF 0.048281 2) Significant issues with regard to the interpretation of legislation and the fund contract Final payment of capital and capital gains, None exempt from withholding tax CHF 11.806417 Net payment per unit CHF 11.854698 3) Change of fund management company and custodian bank None * These are foreign withholding tax refunds claimed by the fund management company on behalf of unitholders resident in Switzerland; they have no direct impact on the NAV. 4) Information on the fund management company However, in this case, there are no refunds.”

4.1) Changes to the Board of Directors of the fund management 5. As at 17 September 2020, investors were advised of the company following changes to the fund contract With effect from 31 March 2020, Christoph Ledergerber is no longer a member of the Board of Directors. Martin Sieg Castagnola was a “Vontobel Fonds Services AG, Zurich, in its capacity as the fund member of the Board of Directors from 27 February 2020 to management company, and with the consent of RBC Investor Services 20 November 2020. Thomas Heinzl was elected to the Board of Bank S.A., Esch-sur-Alzette, Zurich branch, Zurich, as custodian bank, Directors with effect from 3 November 2020. With effect from intends, subject to approval by FINMA to create new unit classes. 31 December 2020, Charles Falk is no longer a member of the Board of Directors. Dominic Gaillard was elected as Chairman of the Board In accordance with Section 6(1) of the fund contract, the fund of Directors and Dorothee Wetzel as a member of the Board with management company hereby notifies investors of the following: effect from 11 January 2021. With effect from 20 January 2021, 1. Creation of the following new YV unit class for the two Enrico Friz is no longer a member of the Board of Directors. Pension Invest Yield and Pension Invest Balanced sub-funds: 4.2) Changes to the Executive Board of the fund management “The YV class is open only to certain investors and is accumulating. company Permitted investors in connection with the YV class are tax-exempt None domestic occupational pension schemes, linked pension schemes, 5) Legal disputes vested benefits institutions or social insurance and compensation None funds which are subject to the supervision of the federal government or domestic public life insurers whose withholding tax obligation is 6) Delegation of other tasks fulfilled by notification of income to the Swiss Federal Tax The fund management company has also delegated tasks such as net Administration pursuant to Article 38a VStV. For this unit class, the asset value calculation, issue and redemption price setting, accounting, Vontobel 3a Pension Scheme is the only approved investor. In operation of the IT systems related to these other tasks and other addition, the fund management company and its representatives pay administrative and logistical operations to RBC Investor Services Bank, no retrocessions as compensation for distribution activities and grant S.A., Esch-sur-Alzette, Zurich branch. This company is also appointed as the custodian bank and has many years of experience in no rebates for this unit class. investment fund administration. The tasks of compliance and The maximum management fee for both sub-funds is 0.50% p.a. monitoring adherence to statutory and fund-specific investment and restriction regulations are also delegated to Bank Vontobel AG, Zurich. 2. Launch of the existing I class in all sub-funds: Agreements entered into between the fund management company and RBC Investor Services S.A., Esch-sur-Alzette, Zurich branch, and The I class, which already exists in certain sub-funds, will be newly Bank Vontobel AG govern the specific arrangements for the delegated introduced for all sub-funds. The definition remains unchanged and work. continues to read as follows:

“The I class is open only to certain investors and is accumulating. Permitted investors with regard to the I class are investors that are “qualified investors” as defined by Article 10(3), (3)bis and (3)ter of the Swiss Collective Investment Schemes Act (CISA) in conjunction with Article 6 and 6a of the Collective Investment Schemes Ordinance (CISO). If banks and securities traders and other qualified investors with comparable functions hold units for account of their clients, they are not considered qualified investors in this context.”

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V. Other information - Pension Invest Balanced: 1.10% of the fund’s net asset value for A class, 1) Soft Commissions 0.55% for I class, 0.25% for R class, 0.50% for The fund management company has not concluded any commission- NV class and 0.25% for RV class units sharing agreements or agreements in respect of soft commissions. - Sustainable Balanced Allocation CHF: 2) Target funds management fee 1.20% of the fund’s net asset value for A class, As at 28.02.2021, the maximum rate for the management fees of 0.20% for AI class, 0.85% for AN class, 0.25% for target funds in which the assets of the individual Sub-Funds of the R class and 0.00% for S class units Vontobel Fund (CH) are invested was:

- Sustainable Bond CHF Concept: - Sustainable Swiss Equity: 0.70% of the fund’s net asset value for A class, 0.00% (max. under the fund contract: 2.50%) 0.20% for AI class, 0.20% for AN class, 0.25% for

R class and 0.00% for S class units - Ethos Equities Swiss mid & Small:

0.00% (max. under the fund contract: 2.50%) - Sustainable Global Equity ex Switzerland Concept:

0.25% of the fund’s net asset value for R class units - Swiss Franc Corporate Bond: and 0.00% for S class units 0.00% (max. under the fund contract: 2.50%)

- Vescore Global Equity Multi Factor: - Pension Invest Yield: 1.00% of the fund’s net asset value for A class units, 1.65% (max. under the fund contract: 2.50%) 0.50% for AN class and 0.00% for S class units

- Pension Invest Balanced: - Vescore Swiss Equity Multi Factor: 1.65% (max. under the fund contract: 2.50%) 1.00% of the fund’s net asset value for A class units,

0.50% for AI class, 0.50% for AN class, 0.25% for - Sustainable Balanced Allocation CHF: R class and 0.00% for S class units 0.00% (max. under the fund contract: 3.00%)

Service fee: - Sustainable Bond CHF Concept:

0.00% (max. under the fund contract: 3.00%) - Sustainable Swiss Equity:

0.40% until 1 March 2020 / 0.35% from 2 March 2020 of the fund’s - Sustainable Global Equity ex Switzerland Concept: net asset value for A class, AN class, IA class and I class units 0.40% 0.00% (max. under the fund contract: 3.00%) of the fund’s net asset value for R class units 0.15% of the fund’s net

asset value for S class units - Vescore Global Equity Multi Factor:

0.00% (max. under the fund contract: 2.50%) - Ethos Equities Swiss Mid & Small:

0.10% of the fund's net asset value - Vescore Swiss Equity Multi Factor:

0.00% (max. under the fund contract: 2.50%) - Swiss Franc Corporate Bond:

0.06% of the fund’s net asset value for AN class and N class units 3) Effektive Vergütung der Teilvermögen

Asset management and distribution: - Pension Invest Yield:

0.10% of the fund's net asset value - Sustainable Swiss Equity:

1.50% until 1 March 2020 / 1.30% from 2 March 2020 of the fund’s - Pension Invest Balanced: net asset value for A class units, 0.675% until 1 March 2020 / 0.65% 0.10% of the fund's net asset value from 2 March 2020 of the fund’s net asset value for AN class, IA class and I class units 0.25% of the fund’s net asset value for R class units - Sustainable Bond CHF Concept: and 0.00% for S class units. 0.10% of the fund’s net asset value for A class, AN class, AI class,

0.10% for R class units and 0.20% for S class units - Ethos Equities Swiss Mid & Small:

0.70% of the fund’s net asset value for A class units - Sustainable Balanced Allocation CHF:

0.10% of the fund’s net asset value for A class, AN class, AI class and - Swiss Franc Corporate Bond: R class units and 0.20% for S class units 0.22% of the fund’s net asset value for AN class units,

0.22% for IA class and 0.22% for N class units - Sustainable Global Equity ex Switzerland Concept:

0.10% of the fund’s net asset value for R class and 0.20% for S class - Pension Invest Yield: units 1.00% of the fund’s net asset value for A class units, 0.50% for I class, 0.25% for R class, 0.50% for NV class and 0.25% for RV class units

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Further information

- Vescore Swiss Equity Multi Factor: 0.10% of the fund’s net asset value for R class units

- Vescore Global Equity Multi Factor: 0.10% of the fund’s net asset value

4) Exchange rates AUD 1 = CHF 0.7009 CAD 1 = CHF 0.7151 DKK 100 = CHF 14.7774 EUR 1 = CHF 1.0989 GBP 1 = CHF 1.2657 HKD 100 = CHF 11.6702 JPY 100 = CHF 0.8497 NOK 100 = CHF 10.5121 SEK 100 = CHF 10.7772 USD 1 = CHF 0.9053

5) Contracting partner ID for OTC transactions RBC IS Bank Luxembourg 6) Transaction costs Transaction costs are costs incurred by the fund in purchases and sales of securities and derivative financial instruments in the course of portfolio management.

Currency Amount Sustainable Swiss Equity CHF 213 '074.43 Ethos Equities Swiss Mid & Small CHF 318 '652.23 Swiss Franc Corporate Bond CHF 75 '010.01 Pension Invest Yield CHF 6'655.75 Pension Invest Balanced CHF 10 '476.63 Sustainable Bond CHF Concept CHF 23 '086.50 Sustainable Balanced Allocation CHF CHF 11 '891.02 Sustainable Global Bond ex CHF Concept CHF 24 '311.18 Vescore Swiss Equity Multi Factor CHF 170 '892.75 Vescore Global Equity Multi Factor CHF 15 '608.97

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Short report of the statutory auditor on the financial statements

As the statutory auditor, we have audited the attached annual Opinion financial statements of the investment fund In our opinion, the annual report for the financial year ended February 28, 2021 complies with the Swiss Collective Investment Vontobel Fund (CH) including the Sub-Funds: Scheme Act, the corresponding ordinances and the fund contract and prospectus. - Sustainable Swiss Equity - Ethos Equities Swiss Mid & Small Reporting to comply with further statutory provisions - Swiss Franc Corporate Bond We confirm that we have fulfilled the statutory requirements with - Pension Invest Yield respect to accreditation under the Audit Supervision Act and as - Pension Invest Balanced regards independence, and that there are no issues that may conflict - Sustainable Bond CHF Concept with our independence. - Sustainable Global Equity ex Switzerland Concept Zürich, 25. Juni 2021 - Vescore Swiss Equity Multi Factor

- Vescore Global Equity Multi Factor Ernst & Young AG - Vontobel Swiss Dividend comprising the statement of assets and the income statement, information on the appropriation of income and the disclosure of costs as well as other information provided pursuant to Art. 89 (1) b-h of the Swiss Collective Investment Schemes Act (CISA) for the Stefan Fuchs Zimer Sejdiji Licensed audit expert Bachelor of Science ZFH financial year ending February 28, 2021. (Senior auditor) in business economics

Responsibility of the Board of Directors of the fund management company The Board of Directors of the fund management company is responsible for preparing the annual financial statements in accordance with the Swiss Collective Investment Schemes Act, the accompanying regulations and the fund contract and prospectus. This responsibility includes the design, implementation and maintenance of an internal control system with respect to the preparation of annual financial statements which are free of material misstatement, whether due to infringements or error. The Board of Directors is further responsible for selecting and applying appropriate accounting policies and making accounting estimates that are reasonable in the circumstances.

Statutory auditor's responsibility Our responsibility is to express an opinion on the annual financial statements based on our audit. We conducted our audit in accordance with Swiss law and Swiss auditing standards. These standards require that we plan and perform the audit to obtain reasonable assurance as to whether the annual financial statements are free from material misstatement.

An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the annual financial statements. The procedures selected depend on the auditor's professional judgement, including an assessment of the risks of material misstatement in the annual financial statements, whether due to infringements or errors. In assessing those risks, the auditor considers the internal control system insofar as it is relevant to the preparation of the annual financial statements in order to design audit procedures that are appropriate to the circumstances, but not for the purpose of expressing an opinion on the existence and effectiveness of the internal control system. An audit also involves evaluating the appropriateness of the accounting methods used and the plausibility of the estimates made as well as evaluating the overall presentation of the annual financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion.

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