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Chicago Board Options Exchange Annual Report 2001
01 Chicago Board Options Exchange Annual Report 2001 cv2 CBOE ‘01 01010101010101010 01010101010101010 01010101010101010 01010101010101010 01010101010101010 CBOE is the largest and 01010101010101010most successful options 01010101010101010marketplace in the world. 01010101010101010 01010101010101010 01010101010101010 01010101010101010 01010101010101010 01010101010101010ifc1 CBOE ‘01 ONE HAS OPPORTUNITIES The NUMBER ONE Options Exchange provides customers with a wide selection of products to achieve their unique investment goals. ONE HAS RESPONSIBILITIES The NUMBER ONE Options Exchange is responsible for representing the interests of its members and customers. Whether testifying before Congress, commenting on proposed legislation or working with the Securities and Exchange Commission on finalizing regulations, the CBOE weighs in on behalf of options users everywhere. As an advocate for informed investing, CBOE offers a wide array of educational vehicles, all targeted at educating investors about the use of options as an effective risk management tool. ONE HAS RESOURCES The NUMBER ONE Options Exchange offers a wide variety of resources beginning with a large community of traders who are the most experienced, highly-skilled, well-capitalized liquidity providers in the options arena. In addition, CBOE has a unique, sophisticated hybrid trading floor that facilitates efficient trading. 01 CBOE ‘01 2 CBOE ‘01 “ TO BE THE LEADING MARKETPLACE FOR FINANCIAL DERIVATIVE PRODUCTS, WITH FAIR AND EFFICIENT MARKETS CHARACTERIZED BY DEPTH, LIQUIDITY AND BEST EXECUTION OF PARTICIPANT ORDERS.” CBOE MISSION LETTER FROM THE OFFICE OF THE CHAIRMAN Unprecedented challenges and a need for strategic agility characterized a positive but demanding year in the overall options marketplace. The Chicago Board Options Exchange ® (CBOE®) enjoyed a record-breaking fiscal year, with a 2.2% growth in contracts traded when compared to Fiscal Year 2000, also a record-breaker. -
The Great Telecom Meltdown for a Listing of Recent Titles in the Artech House Telecommunications Library, Turn to the Back of This Book
The Great Telecom Meltdown For a listing of recent titles in the Artech House Telecommunications Library, turn to the back of this book. The Great Telecom Meltdown Fred R. Goldstein a r techhouse. com Library of Congress Cataloging-in-Publication Data A catalog record for this book is available from the U.S. Library of Congress. British Library Cataloguing in Publication Data Goldstein, Fred R. The great telecom meltdown.—(Artech House telecommunications Library) 1. Telecommunication—History 2. Telecommunciation—Technological innovations— History 3. Telecommunication—Finance—History I. Title 384’.09 ISBN 1-58053-939-4 Cover design by Leslie Genser © 2005 ARTECH HOUSE, INC. 685 Canton Street Norwood, MA 02062 All rights reserved. Printed and bound in the United States of America. No part of this book may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying, recording, or by any information storage and retrieval system, without permission in writing from the publisher. All terms mentioned in this book that are known to be trademarks or service marks have been appropriately capitalized. Artech House cannot attest to the accuracy of this information. Use of a term in this book should not be regarded as affecting the validity of any trademark or service mark. International Standard Book Number: 1-58053-939-4 10987654321 Contents ix Hybrid Fiber-Coax (HFC) Gave Cable Providers an Advantage on “Triple Play” 122 RBOCs Took the Threat Seriously 123 Hybrid Fiber-Coax Is Developed 123 Cable Modems -
Efficient XML Efficient
EfficientEfficient XMLXML TakingTaking NetNetNet-Centric--CentricCentric OperationsOperations toto thethe EdgeEdge JohnJohn SchneiderSchneider PrincipalPrincipal Investigator,Investigator, EfficientEfficient XMLXML [email protected]@agiledelta.com http://www.agiledelta.comhttp://www.agiledelta.com “POWER“POWER TO THE EDGE”EDGE” Great Moments in Evolution OverviewOverview •• XMLXML benefitsbenefits andand challengeschallenges •• EfficientEfficient XMLXML •• JEFXJEFX ’’0606 ResultsResults •• JRAEJRAE ’’0606 ResultsResults •• SummarySummary andand questionsquestions XMLXML isis EverywhereEverywhere ABN-AMRO Bank Corel Corporation MindQuake Interactive, Inc. Sandpiper Networks, Inc. GMD National Research Center for Information Technology Access Corporation for National Research Initiatives (CNRI) Graphic Communications Association MITRE Corporation SAP AG Access Company Limited Council for the Central Laboratory of the Research Councils Grenoble Network Initiative Mitsubishi Electric Corporation SBC Technology Resources Acuity (CCL) Groove Networks, Inc. Motorola MotorolaMotorolaSecurity Dynamics Technologies, Inc. Adobe Systems Inc. Crystaliz, Inc. Groupe ESC Grenoble MTA SZTAKI Segue Software AGF.SI CSIRO Australia GTW Associates NASA Ames Research Center Sema Group Agfa Division, Bayer Corp. CyberCashSony, Inc. Harlequin Inc. National Chiao Tung University Sharp Corporation AgileDelta, Inc. Sony Daewoo Electronics Company Health Level Seven, Inc. Agile Software National Security Agency (NSA) SICS Data Channel -
681 A&W Restaurants, 249 AARP (American Association of Retired
name index A American Express, 574 Baker, Stephen, 601–602 A&W Restaurants, 249 American Heart Association, 69, Bakke, Dennis, 286 AARP (American Association of 193 Ballew, Paul, 600 Retired Persons), 390 American National Standards Ballmer, Steve, 16, 272, 281, ABC, 80 Institute, 589, 590 282 Abledata, 395 American Society for Quality, Ball, Sharon, 357 Academy of Management 586, 590 Banana Republic, 99, 529 Executive, 38 American Society of Mechanical Banga, M. S., 190 Academy of Management Engineers, 42 The Bankers Bank, 567 Journal, 7, 38 America West, 485 Bank of America (BoA), Academy of Management America Online (AOL), 11, 168, 227–228 Review, 7, 38 542 Bank One, 401 The Accident Group, 425–426 Ameritech Corporation, 375 Baptist, Douglas, 208–209 Ace Hardware, 185 AMP, 261 Baratta, Sandy, 116 Acura, 464 Anda, Luis de, 245 Bare, Mike, 525–526 Acxiom, 559–560 Angelini, Greg, 436 Barger, Dave, 440 Adams, Diane, 133 Angle, Colin, 525 Barlow, Jeanette, 570 Adams, Ed, 403 Anheuser-Busch, 239 Barnard, Chester, 34, 54–56 Addessi, Joan, 107, 108, 109, Apache Medical Systems, 574 Barneys, 219 110–111 Apple Computer, 210, 297, 322, Barnholt, Ned, 435, 493–494 Addessi, Richard, 107, 108 601–602 Barron’s, 176 Addington, Gordon, 120 Appling, Troy, 567 Baseler, Randy, 147 Adelphia, 100 Aramark, 478 Baxter International, 434, 512 Adidas-Salomon, 247 Argenti, Paul, 486 Bayer, 274 Adler, Nancy J., 507 Argosy Education Group, 497 Becoming a Manager: Mastery of Administrative Science Arizona Public Service Company, a New Identity (Hill), 21–23 Quarterly, -
1 UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: AMERICAN INTERNATIONAL GROUP, INC. Address: 70 Pine Street New York, New York 10270 Form 13F File Number: 28-219 The Institutional Investment Manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edward E. Matthews Title: Vice Chairman -- Investments and Financial Services Phone: (212) 770-7000 Signature, Place, and Date of Signing: /s/ Edward E. Matthews New York, New York November 14, 2000 - ------------------------------- ------------------------ ----------------- (Signature) (City, State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check -
Lehman Brothers Holdings
SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR/A Initial quarterly Form 13F holdings report filed by institutional managers [amend] Filing Date: 2004-12-01 | Period of Report: 2004-09-30 SEC Accession No. 0000806085-04-000212 (HTML Version on secdatabase.com) FILER LEHMAN BROTHERS HOLDINGS INC Mailing Address Business Address LEHMAN BROTHERS LEHMAN BROTHERS CIK:806085| IRS No.: 133216325 | State of Incorp.:DE | Fiscal Year End: 1130 745 SEVENTH AVENUE 745 SEVENTH AVENUE Type: 13F-HR/A | Act: 34 | File No.: 028-03182 | Film No.: 041177215 NEW YORK NY 10019 NEW YORK NY 10019 SIC: 6211 Security brokers, dealers & flotation companies 2125267000 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NON-CONFIDENTIAL <TABLE> <CAPTION> TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE <S> <C> <C> <C> <C> <C> <C> -------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- -------- -------- -------- ***DAIMLERCHRYSLER A.G. COMMON D1668R123 9514 227843 SH DEFINED 01 227843 0 0 ***SANOFI AVENTIS COMMON F5548N101 34013 491666 SH DEFINED 01 491666 0 0 PNM RESOURCES COMMON GKD49H100 0 50000 SH DEFINED 01 0 0 50000 PNM RESOURCES COMMON GKD49H100 0 200000 SH DEFINED 01 200000 0 0 ***ACE LTD-ORD COMMON G0070K103 9964 248616 SH DEFINED 01 0 0 248616 ***ASPEN INSURANCE HOLDINGS COMMON G05384105 3950 171680 SH DEFINED 01 171680 0 0 ***ASSURED GUARANTY -
NASDAQ Stock Market LLC (“Nasdaq Exchange”), a Subsidiary of the Nasdaq Stock Market, Inc
July 31, 2006 Nancy M. Morris, Esq. Secretary US Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Request for Relief from § 12 of the Securities Exchange Act of 1934 Dear Ms. Morris: On January 13, 2006, the Securities and Exchange Commission (“SEC” or “Commission”) approved the application of The NASDAQ Stock Market LLC (“Nasdaq Exchange”), a subsidiary of The Nasdaq Stock Market, Inc. (“Nasdaq”), to register under Section 6 of the Securities Exchange Act of 1934 (“Act” or “Exchange Act”) as a national securities exchange.1 Nasdaq’s transition of its listing and trading activities to the Nasdaq Exchange will further Congress’s instruction to promote “fair competition . between exchange markets.”2 Absent the relief requested herein, however, Nasdaq’s transition to a national securities exchange would require approximately 3,200 Nasdaq Global Market3 and Capital Market issuers with securities registered pursuant to the Act, or exempt from registration under Section 12(g) of the Act,4 to file registration statements5 to register those securities under Section 12(b) of the Act.6 1 Securities Exchange Act Release No. 53128 (January 13, 2006), 71 FR 3550 (January 23, 2006) (the “Exchange Approval Order”). 2 Exchange Act Section 11A(a)(1)(C)(ii). 3 Effective July 1, 2006, Nasdaq renamed the Nasdaq National Market as the Nasdaq Global Market and created a new segment within the Global Market called the Global Select Market. References to the Nasdaq Global Market include those securities listed on the Nasdaq Global Market and the Nasdaq Global Select Market. See Securities Exchange Act Release No. -
The Great Telecom Meltdown
4 The Internet Boom and the Limits to Growth Nothing says “meltdown” quite like “Internet.” For although the boom and crash cycle had many things feeding it, the Internet was at its heart. The Internet created demand for telecommunications; along the way, it helped create an expectation of demand that did not materialize. The Internet’s commercializa- tion and rapid growth led to a supply of “dotcom” vendors; that led to an expec- tation of customers that did not materialize. But the Internet itself was not at fault. The Internet, after all, was not one thing at all; as its name implies, it was a concatenation [1] of networks, under separate ownership, connected by an understanding that each was more valuable because it was able to connect to the others. That value was not reduced by the mere fact that many people overesti- mated it. The ARPAnet Was a Seminal Research Network The origins of the Internet are usually traced to the ARPAnet, an experimental network created by the Advanced Research Projects Agency, a unit of the U.S. Department of Defense, in conjunction with academic and commercial contrac- tors. The ARPAnet began as a small research project in the 1960s. It was pio- neering packet-switching technology, the sending of blocks of data between computers. The telephone network was well established and improving rapidly, though by today’s standards it was rather primitive—digital transmission and switching were yet to come. But the telephone network was not well suited to the bursty nature of data. 57 58 The Great Telecom Meltdown A number of individuals and companies played a crucial role in the ARPAnet’s early days [2]. -
Contagious Is Ten
Social Change / xxx Contagious is ten. Welcome... 14 28 31 47 THE CONTAGIOUS DECADE SMALL BUT PERFECTLY FORMED 06 A Primer 40 Little brands, big thinkers Log off, lean in and pore over Katrina Dodd’s attempt In each of our past 20 issues, Contagious has at imposing neatly alphabetised order on the chaos of celebrated seven small companies hoping to change the Contagious zeitgeist. the world. We take a look at some of our favourites – and add a few more to the ranks. WELCOME TO CONTAGIOUS X 14 Brands for the next decade STRENGTH STUDY / Publishing Application instructions for this special dose of the 47 By Chloe Markowicz magazine. Side effects may include broad inspiration, Landscape Brands evolve from being publicists brand bravery and a healthy dose of disdain for the to publishers status quo. Brand Spotlight Red Bull Opinion Tyler Brûlé, editor in chief, Monocle STRENGTH STUDY / Disruption 19 By Emily Hare STRENGTH STUDY / Data Landscape How can brands make disruption work 57 By Chris Barth while protecting themselves against challengers? Landscape The fine art of surfacing signal from noise Brand Spotlight Tesla Brand Spotlight IBM Opinion Jonathan Mildenhall, CMO, Airbnb Opinion Vikram Somaya, general manager of WeatherFX, The Weather Company 28 CUT OUT AND KEEP A brief history of (Contagious) time / FEATURE / The technology boneyard The ten commandments 66 Explosive digital development has its casualties. Will A crunched-down illustration of the major tech, social Sansom considers those that became cautionary tales. and business developments on one side and Contagious’ non-denominational lessons to live by on the other. -
Schedule 14A
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240.14a-12 COMMVAULT SYSTEMS, INC. (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☑ No fee required. o Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: o Fee paid previously with preliminary materials. o Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: CommVault Systems, Inc. -
Index of Mentioned Companies
Valuation Methods and Shareholder Value Creation Index of companies mentioned in the book Academic Press Pablo Fernandez. IESE Business School INDEX OF COMPANIES MENTIONED IN THE BOOK (Chapter in which the companies are mentioned) 12 Technologies 1 Bank Bldg Equip 5 China Mobile (HK) 8 3Com 14 Bank of New York 1, 14 Chrysler 14 3M 1, 14 Bank of Scotland 14 Chubb Corporation 1 Abbott Laboratories 1, 14 BankAmerica Corp. 1, 13 Cigna 14 ABN Amro 3 Bankers Trust 5, 15 CIGNA Corporation 1 About.com 8, 12 Bankinter 8 Cisco Systems 1, 3, 5, 11, 14, 23 Acciona 8 Barbie 23 Citibank 1, 5, 14, 15, 23 Accor 8 Barnes & Noble 11, 16 Clear Channel Comm 1, 14 Aceralia 8 Barnesandnoble.com 16 Cleveland-Cliffs 5 Acerinox 8 Barry Wright 5 Clorox 14 Acesa 8 Basf 3 Club Med 8 ACS 8 Bass 8 CMGI 8, 12 Adidas 23 Baxter International 1 Coca-Cola 1, 5, 6, 11, 13, 14, 23 Adv. Info. Service (AIS) 8 Bayer 3 Coca-Cola Enterprises 14 Aegon 3, 14 Bayern Munich 23 Colgate 1, 23 Agency. Com 8 BBVA 3, 8, 14 Colt Industries 5 Aguas Barcelona 8 BCP 8 Comcast 1 Ahold 3, 14 Bea Systems 1 Commonwealth Teleph 8 Air Liquide 3 Bell Atlantic 14 Compaq Computer 1, 14, 23 Alba 8 BellSouth 1, 8, 14 Computer Associates 1 Alcatel 3 Benetton 23 Compuware 14 Alcoa 1, 5 Bertelsmann 16 Comverse Technology 1 Allianz 3 BES 8 ConAgra 1 Allstate Corporation 1 Bestfoods 1 Continente 8 Alltel Corporation 1 BMW 23 Corning 1 Altadis 8 BNP 3 Costco Companies 14 Amadeus 8 Boeing 1, 5, 6, 14, 18 Cox Communications 1 Amazon.com 8, 12, 16, 22, 23 Boston Chicken 16 Creative Computers 16 America Online (AOL) 1, 8, 12, 14, Boston Consulting Group 13 CRH 8 16, 23 BP 23 CTC 8 American Airlines 5 BPI 8 CUC International 5 American Express 1, 5, 14, 23 Brasil Telecom 8 CVS Corp 1 American General Corporation Braun Consulting 8 DaimlerChrysler 3 American Home 1, 14 Bristol Myers Saquibb 1, 14 Danone 3 American Inter. -
3Rd Quarter, 2000
RUN DATE:10/06/00 ** LIST OF SECTION 13F SECURITIES ** PAGE 1 RUN TIME:14:34 IVMOOl CUSIP NO. ISSUER NAME ISSUER DESCRIPTION STATUS B49233 10 7 ICOS VISION SYS CORP N V ORD B5628B 10 4 * LERNOUT & HAUSPIE SPEECH PRODS COM B5628B 90 4 LERNOUT & HAUSPIE SPEECH PRODS CALL B5628B 95 4 LERNOUT & HAUSPIE SPEECH PRODS PUT D1497A 10 1 CELANESE AG ORD D1668R 12 3 * DAIMLERCHRYSLER AG ORD D1668R 90 3 DAIMLERCHRYSLER AG CALL D1668R 95 3 DAIMLERCHRYSLER AG PUT F9212D 14 2 TOTAL FINA ELF S A WT EXP 080503 G0070K 10 3 * ACE LTD ORD G0070K 90 3 ACE LTD CALL G0070K 95 3 ACE LTD PUT GO2602 10 3 * AMDOCS LTD ORD GO2602 90 3 AMDOCS LTD CALL GO2602 95 3 AMDOCS LTD PUT GO2995 10 1 AMERICAN SAFETY INS GROUP LTD ORD GO3910 10 9 * ANNUITY AND LIFE RE HLDGS ORD GO3910 90 9 ANNUITY AND LIFE RE HLDGS CALL GO3910 95 9 ANNUITY AND LIFE RE HLDGS PUT GO4074 10 3 APEX SILVER MINES LTD ORD GO4074 11 1 APEX SILVER MINES LTD WT EXP 110402 GO4397 10 8 * APW LTD COM ADDED GO4397 90 8 APW LTD CALL ADDED GO4397 95 8 APW LTD PUT ADDED GO4450 10 5 ARAMEX INTL LTD ORD GO5345 10 6 ASIA PACIFIC RES INTL HLDG LTD CL A G0535E 10 6 ASIA PACIFIC WIRE & CABLE CORP ORD GO5354 10 8 ASIACONTENT COM LTD CL A 620045 20 2 CENTRAL EUROPEAN MEDIA ENTRPRS CL A NEW G2107X 10 8 CHINA TIRE HLDGS LTD COM G2108N 10 9 * CHINADOTCOM CORP CL A G2108N 90 9 CHINADOTCOM CORP CALL G2108N 95 9 CHINADOTCOM CORP PUT 621082 10 5 CHINA YUCHAI INTL LTD COM 623257 10 1 COMMODORE HLDGS LTD ORD 623257 11 9 COMMODORE HLDGS LTD WT EXP 071501 623773 10 7 CONSOLIDATED WATER CO INC ORD G2422R 10 9 * CORECOMM LTD ORD G2422R 90 9 CORECOMM LTD CALL G2422R 95 9 CORECOMM LTD PUT G2519Y 10 8 CREDICORP LTD COM G2706W 10 5 DELPHI INTERNATIONAL LTD ORD 627545 10 5 DF CHINA TECHNOLOGY INC ORD G2759W 10 1 DIGITAL UNITED HOLDINGS LTD ORD ADDED 628471 10 3 DSG INTL LTD ORD 629526 10 3 EK CHOR CHINA MOTORCYCLE CO COM 629539 14 8 ELAN PLC R T 630177 10 2 * EL SIT10 INC ORD 630177 90 2 EL SIT10 INC CALL RUN DATE:10/06/00 ** LIST OF SECTION 13F SECURITIES ** PAGE 2 RUN TIME:14:34 IVMOOl CUSIP NO.