A Study of Deixis in Relation to Lyric Poetry by Keith Michael Charles Green
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A Study of Deixis in Relation To Lyric Poetry by Keith Michael Charles Green Submitted for the Degree of Ph.D. in the Department of English Language I , University of Sheffield October 1992 A STUDY OF DEIXIS IN RELATION TO LYRIC POETRY KEITH MICHAEL CHARLES GREEN SUMMARY This thesis is an examination of the role of deixis in a specific literary genre, the lyric poem. Deixis is seen as not only a fundamental aspect of human discourse, but the prime function in the construction of 'world-view' and the expression of subjective reference. In the first part of the thesis current problems in deictic theory are explored and the relationship between deixis and context is clarified. A methodology for the analysis of deixis in any given text is constructed and the pragmatics of the lyric poem described. The methodology is applied to detailed analyses of selected lyric poems of Vaughan, Wordsworth, Pound and Ashberry. There is a demonstration of how deixis contributes to the functioning of the poetic persona, and the changes in deixis occurring diachronically in the poetry are examined. In conclusion it is demonstrated that although deixis necessarily reflects the changing subjectivity of the poetic persona through time, there are many elements of deixis which are constant across historical and stylistic boundaries. There remains a tension between the constraints of the genre, the necessary functions of deixis and the shifting subjectivities which that deixis reflects. CONTENTS Page Chapter One: Deixis, Contexts and Literature 1 1. What is deixis? 1 2. The traditional categories 14 2.1 Time deixis 15 2.2 Place deixis 19 2.3 Person deixis 23 2.4 Social deixis 24 2.5 Discourse deixis 25 3. Some current problems: demonstratives, reference, anaphora and the / 27 3.1 Demonstratives 27 3.2 Reference 31 3.3 Anaphora 35 3.4 Subjectivity and the / 41 4. ,,Dtixis and literature 45 5. L,Relevance and the poetic text 50 Notes 65 Chapter Two: Scope Methodology 69 1. Deixis and literary genres 69 2. Deixis and the lyric poem 74 3. The role of pragmatics: analysis of context 83 4. The deictic categories 92 5. An aspect of deixis occurring in poetic texts: the vocative 104 6. Concluding remarks 113 Notes 118 Chapter Three: Demonstration of Methodology and Analysis: A Reading of Henry Vaughan's "The Retreate" 120 1. Referential deixis 122 2. Origo-deixis 137 3. Spatio-temporal deixis 140 4. Subjective deixis 146 5. Discourse deixis 147 6. Syntactic deixis 148 7. Concluding remarks 149 Notes 158 Chapter Four: Three Poems from Silex Scintillans 159 1. Introduction 159 2. Occurrence of terms and elements according to prescribed categories 162 2.1 Referential deixis 162 2.2 Origo-deixis 166 2.3 Spatio-temporal deixis 167 2.4 Subjective deixis 168 2.5 Discourse deixis 169 2.6 Syntactic deixis 170 3. Further syntactic and semantic considerations 171 3.1 Referential deixis 171 3.2 Origo-deixis 177 3.3 Spatio-temporal deixis 180 3.4 Subjective deixis 184 3.5 Discourse deixis 186 3.6 Syntactic deixis 186 4. The openings of Vuaghan's poems 188 5. General analysis of "Corruption" 191 6. General analysis of "Man's Fall, and Recovery" 197 7. General analysis of "I walkt the Other Day" 200 8. Analysis according to prescribed categories 205 8.1 Referential deixis 205 8.2 Origo-deixis 211 8.3 Spatio-temporal deixis 215 8.4 Subjective deixis 218 8.5 Discourse deixis 219 8.6 Syntactic deixis 220 9. A note on English in the Seventeenth century 221 Notes 224 Chapter Five: Three Poems of Wordsworth 225 1. Referential deixis 225 2. Origo-deixis 234 3. Spatio-temporal deixis 239 4. Subjective deixis 243 5. Discourse deixis 244 6. Syntactic deixis 244 7. The openings of the poems 246 8. General analysis of "The Solitary Reaper" 249 9. General analysis of "Nutting" 252 10. Ode: Intimations of Immortality: Some general points 256 11. Analysis according to prescribed categories 257 11.1 Referential deixis 257 11.2 Origo-deixis 262 11.3 Spatio-temporal deixis 272 11.4 Subjective deixis 280 11.5 Discourse deixis 283 11.6 Syntactic deixis 284 12. The deixis of Vaughan and Wordsworth 284 12.1 Referential deixis 284 12.2 Origo-deixis 287 12.3 Spatio-temporal deixis 290 12.4 Subjective deixis 291 12.5 Discourse deixis 291 12.6 Syntactic deixis 292 Notes 294 Chapter Six: Deixis and Modernism: An Examination of Pound's "Canto II" 295 1. A problem of reading deixis 297 2. Occurrence of terms and elements according to prescribed categories: Pound's "Canto" II 305 2.1 Referential deixis 305 2.2 Origo-deixis 309 2.3 Spatio-temporal deixis 311 2.4 Subjective deixis 313 2.5 Discourse deixis 313 2.6 Syntactic deixis 313 3. The opening of the poem 314 4. General analysis 318 5. Analysis according to prescribed categories 327 5.1 Referential deixis 327 5.2 Origo-deixis 333 5.3 Spatio-temporal deixis 335 5.4 Subjective deixis 340 5.5 Discourse deixis 340 5.6 Syntactic deixis 341 6. Concluding remarks 343 Notes 345 Chapter Seven: Conclusion 347 1. The data 352 1.1 Referential deixis 355 1.2 Origo-deixis 356 1.3 Spatio-temporal deixis 357 1.4 Subjective deixis 357 1.5 Discourse deixis 358 1.6 Syntactic deixis 358 2. The poetic persona 358 3. John Ashberry's "Metamorphosis" 360 4. Concluding remarks 368 Notes 370 Appendix 371 Poems analysed in the thesis 372 Charts and statistical tables 388 Glossary 393 Bibliography 398 List of Tables and Charts Page Cline of Deictic Activity 388 Contingency tables with chi-squared analysis: Referential deixis 389 Origo-deixis 390 Occurrence of spatio-temporal, discourse, subjective and syntactic deixis 391 Sub-types: percentage per 100 words 392 On the Notation Used in the Thesis The notation used in the thesis is drawn from a number of sources, and has been modified by myself where appropriate. Referential deixis: Demonstratives take the subscripts 1 and 2 to indicate proximal and distal relations respectively. The demonstrative as head appears as D 1 or D 2 . At M it is Dal or Da2 . With a rank-shifted clause in the NG we have: Da l wh Further elements exist for the indication of demonstration, as in: Da l (+i) (example: this fleshly dresse, Vaughan) Anaphoric demonstratives appear as: Dal (+Ana) The definite article used deictically appears as: .. iAa i here indicates 'indexical' use (avoiding confusion through use of D) Third person pronouns simply take the notation: xo or xl where the subscripts determine pragmatic and anaphoric uses respectively. Origo-deixis The locutionary subject is I with subscripts relating to the position with regard to the canonical situation. Thus: 1 1 within the canonical situation 1 2 outside the canonical situation but introduced by a third party, as in direct speech. 13 outside the canonical situation, not introduced by third party. generally, the / of lyric poetry. Spatio-temporal deixis: CT, RT and ConT are known enough not to warrant further attention here. The discourse location appears as Ld with a location variable subscript ,Ld 1,2,3 etc. General: The events, participants, speech and content of any discourse can be mapped out using a Jakobsonian analysis. For example: Ec content event Es speaker event Pc = participants in the content Ps = participants in the speech event Throughout the thesis the notation of Hallidayan systemic grammar is used. ACKNOWLEDGEMENTS I should like to thank Professor Norman Blake for his support and supervision during the preparation of this thesis. I should also like to thank Alison Tate, Jill Le Bihan, Tony Bex and Teresa Bridgeman for their stimulating and useful comments on the subject of deixis at the various locations we have met. Finally I should like to thank Paul Walton for his assistance in the final presentation of this thesis. CHAPTER ONE: DEIXIS, CONTEXTS AND LITERATURE Farewell you everlasting hills! I'm Cast Here... (Henry Vaughan: "Man's Fall, and Recovery") Back in twenty minutes (note on shop door) In this chapter I describe the semantics and pragmatics of deixis and evaluate its traditional categories. I discuss current problems relating to deixis, including demonstratives, reference, anaphora and subjectivity. I survey the scholarship concerning the deixis occurring in literary texts and describe the kinds of contexts which deixis may be 'read' against. 1. What is deixis? There are certain elements of the above epigraphs which pose problem regarding their interpretation. In the Vaughan extract, the pronouns you and I and the spatial adverb Here suggest not only the subjectivity of the utterer, but a shared domain with the reader or addressee. Our interpretation of the shop door note would depend on a knowledge of when the note was written. Without this knowledge the recipient cannot tell whether he or she is likely to be waiting under a minute or nearly half an hour. What governs the interpretation of these utterances - and what causes the problems, is deixis. The linguistic phenomenon of deixis is a fundamental element of discourse. A Greek word meaning 'pointing', deixis has been adapted by linguists to refer to the encoding of the spatio-temporal context and the subjective experience of the encoder in an utterance. Initially used of a small body of words and expressions which link the encoder with the situation of utterance, deixis has been extended to cover a broad range of language fragments. 1 A problem of delimitation arises because any utterance is the result of a relationship between the encoder, the language-system and the context in which the utterance takes place.