DOCSLIB.ORG

2020 Annual Report the Company Holds the Finance Permit No

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text

Load more

(A joint stock company incorporated in the People's Republic of China with limited liability) Stock Code: 6138 2020 Annual Report The Company holds the Finance Permit No. B0306H223010001 approved by the China Banking and Insurance Regulatory Commission and has obtained the Business License (Unified Social Credit Code: 912301001275921118) approved by the Market Supervision and Administration Bureau of Harbin. The Company is not an authorised institution within the meaning of the Hong Kong Banking Ordinance (Chapter 155 of the Laws of Hong Kong), not subject to the supervision of the Hong Kong Monetary Authority, and not authorised to carry on banking/deposit-taking business in Hong Kong. Harbin Bank Co., Ltd. 1 Contents 2020 Annual Report Definitions 2 Company Profile 4 Summary of Accounting Data and Financial Indicators 11 Chairman’s Statement 14 President’s Statement 17 Report of the Board of Directors 20 Changes in Share Capital and Information on Shareholders 105 Corporate Governance Report 111 Report of the Board of Supervisors 145 Important Events 148 Basic Information on Directors, Supervisors, Senior Management, Employees and Organisations 154 Financial Statements 171 Documents for Inspection 308 2 Harbin Bank Co., Ltd. 2020 Annual Report Definitions Definitions Company Profile Summary of Accounting Data and Financial Indicators Chairman’s Statement President’s Statement In this report, unless the context otherwise requires, the following terms shall have the meanings set out below. “Articles of Association” the articles of association of Harbin Bank Co., Ltd. “Board” or “Board of Directors” the board of Directors of the Company “Board of Supervisors” the board of Supervisors of the Company “CBIRC”/“CBRC” the China Banking and Insurance Regulatory Commission/former China Banking Regulatory Commission (before 17 March 2018) “PRC” the People’s Republic of China “Company” Harbin Bank Co., Ltd. (哈爾濱銀行股份有限公司), a joint stock company incorporated in the PRC on 25 July 1997 with limited liability in accordance with PRC laws “CSRC” the China Securities Regulatory Commission “Director(s)” the director(s) of the Company “Domestic Shares” ordinary shares of a nominal value of RMB1.00 each in the share capital of the Company, which are subscribed for or credited as paid in RMB “Group” or “Bank” the Company and all of its subsidiaries and branches “H Shares” overseas-listed foreign invested ordinary shares of a nominal value of RMB1.00 each in the share capital of the Company, which are listed on the Hong Kong Stock Exchange and subscribed and traded in HKD “Harbin Economic Development” Harbin Economic Development and Investment Company “HBCF” Harbin Bank Consumer Finance Co., Ltd. “HB Leasing” Harbin Bank Financial Leasing Co., Ltd. “Heilongjiang Financial Holdings” Heilongjiang Financial Holdings Group Co., Ltd. “Hong Kong” the Hong Kong Special Administrative Region of the PRC “Hong Kong Listing Rules” the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited Harbin Bank Co., Ltd. 3 2020 Annual Report Definitions Definitions Company Profile Summary of Accounting Data and Financial Indicators Chairman’s Statement President’s Statement “Hong Kong Stock Exchange” the Stock Exchange of Hong Kong Limited “Model Code” the Model Code for Securities Transactions by Directors of Listed Issuers set out in Appendix 10 to the Hong Kong Listing Rules “PBOC” or “Central Bank” the People’s Bank of China “Reporting Period” the year ended 31 December 2020 “SFO” the Securities and Futures Ordinance, Chapter 571 of the Laws of Hong Kong “Supervisor(s)” the supervisor(s) of the Company 4 Harbin Bank Co., Ltd. 2020 Annual Report Company Profile Definitions Company Profile Summary of Accounting Data and Financial Indicators Chairman’s Statement President’s Statement Basic Information Websites for Publishing this Report: Legal Chinese Name: www.hrbb.com.cn 哈爾濱銀行股份有限公司(Abbreviation: 哈爾濱銀行) www.hkexnews.hk English Name: Place Where this Report is Available: HARBIN BANK CO., LTD. (Abbreviation: HARBIN BANK) No. 888 Shangjiang Street, Daoli District, Harbin, PRC Legal Representative: Place of Listing, Stock Name and Stock Code: Deng Xinquan The Stock Exchange of Hong Kong Limited, HARBIN BANK and 6138 Authorised Representatives for the Hong Kong Corporate Unified Social Credit Code: Stock Exchange: 912301001275921118 Lyu Tianjun and Sun Feixia Finance Permit Institution Number: Board Secretary: B0306H223010001 Sun Feixia Date of Initial Registration: Company Secretary: 25 July 1997 Sun Feixia Initial Registration Authority: Registered Address: Market Supervision and Administration Bureau of Harbin, No. 160 Shangzhi Street, Daoli District, Harbin, PRC Heilongjiang Province, PRC Principal Place of Business in Hong Kong: Legal Adviser as to Laws of China: 40th Floor, Dah Sing Financial Centre, Beijing Jun He Law Offices No. 248 Queen’s Road East, Wanchai, Hong Kong Legal Adviser as to Laws of Hong Kong, China: Contact Address: Clifford Chance LLP No. 888 Shangjiang Street, Daoli District, Harbin, PRC Auditors: Telephone: Overseas auditor: Ernst & Young, Certified Public 86-451-86779933 Accountants in Hong Kong Domestic auditor: Ernst & Young Hua Ming LLP Facsimile: 86-451-86779829 Hong Kong H Share Registrar and Transfer Office: Computershare Hong Kong Investor Services Limited Email: [email protected] Harbin Bank Co., Ltd. 5 2020 Annual Report Company Profile Definitions Company Profile Summary of Accounting Data and Financial Indicators Chairman’s Statement President’s Statement Company Profile The Company, headquartered in Harbin, was granted its finance permit to carry on financial business by the PBOC in February 1997, and obtained its corporate business license on 25 July 1997. At present, the Company has established 17 branches in Tianjin, Chongqing, Dalian, Shenyang, Chengdu, Harbin, Daqing, etc. and 32 village and township banks in 14 provinces and municipalities, including Beijing, Guangdong, Jiangsu, Jilin and Heilongjiang. The Company, as a controlling shareholder, has promoted the establishment of HB Leasing, the first financial leasing company in Northeastern China, and HBCF, the first consumer finance company in Heilongjiang Province, respectively. As at 31 December 2020, the Group had 389 business outlets with branches and sub-branches across seven administrative regions in China. As at 31 December 2020, the Bank had total assets of RMB598.6036 billion, total loans and advances to customers of RMB280.5672 billion and total customer deposits of RMB469.280 billion. In 2020, the Bank was ranked 191st in “2020 Brand Finance Banking 500” published by Brand Finance (a famous UK-based branded business valuation consulting firm), 199th in “Top 1000 World Banks 2020” according to The Banker of United Kingdom and 31st in the “2019 China Banking Top 100 List (2019年中國銀行業100強榜單)” of the China Banking Association. The Bank also received the Best Bank Serving Small and Medium-sized Enterprises for the Year of the 2020 Stars of China Award (2020年“中國之星”年度“最佳中小企業服務銀行”獎), the Small and Medium-sized Bank with the Most Distinguished Features Award of the 3rd Iron-horse Award for Small and Medium-sized Banks ( 第三屆鐵馬中小銀行“最具業務特色中小銀行”獎) and the 2020 Hi-Tech Bank Award of the 21st Century Asian Financial Competitiveness List (21世紀亞洲金融競爭力評選“2020年度科技銀行”獎). The Sino-Russia Cross-Border E-Commerce Online Payment Platform of the Bank received the “Exemplary Business Model Innovation Award (業態創新示範案例 獎)” at the 2020 China International Fair for Trade in Services. 6 Harbin Bank Co., Ltd. 2020 Annual Report Company Profile Definitions Company Profile Summary of Accounting Data and Financial Indicators Chairman’s Statement President’s Statement Major Awards for 2020 List of Major Awards for 2020 No. Name of Award Awarding Party Time of Award 1 2019 Responsible Finance Award (2019年度責任金融獎) 9th China Charity Festival January 2020 (第九屆中國公益節) 2 191st in “2020 Brand Finance Banking 500” Brand Finance February 2020 3 2019 Excellent City Commercial Bank for Banking Wealth Management March 2020 Banking Wealth Management Registration Registration & Depository (2019年度銀行業理財登記工作優秀城商行獎) Center (銀行業理財登記 託管中心) 4 2019 China Banking Top 100 List: ranked 31st China Banking Association March 2020 5 Top 1000 World Banks 2020: ranked 199th The Banker July 2020 of the United Kingdom 6 Top 10 City Commercial Banks for Inclusive Finance National Forum Office for July 2020 (十佳普惠金融城商銀行) Regional Finance (全國地方金融論壇辦公室) Organizing Committee of China New Financial Institution Forum (中國新型金融機構論壇組委會) 7 Beijing Huairou Rongxing Village and Township Bank – National Forum Office for July 2020 9th Top 10 Village and Township Banks in China Regional Finance (第九屆全國十佳村鎮銀行) (全國地方金融論壇辦公室) Organizing Committee of China New Financial Institution Forum (中國新型金融機構論壇組委會) 8 Outstanding Organization for Data Quality in Credit Reference Center, July 2020 the Corporate Credit Reference System The People’s Bank of China (企業徵信系統數據質量工作優秀機構) 9 Outstanding Organization for Data Quality in Credit Reference Center, July 2020 the Individual Credit Reference System The People’s Bank of China (個人徵信系統數據質量工作優秀機構) 10 Golden Award of “Social Responsibility Report” of ARC AWARD August 2020 the 34th World’s Best Annual Report Special Award (第34屆世界最佳年度報告特別獎“社會責任報告類”金獎) 11 Cover Design Bronze Award of the 34th World’s ARC AWARD August 2020 Best Annual Report (第34屆世界最佳年度報告 封面設計銅獎) 12 Ranked 241st in the 2020 Brand Finance China 500 Brand Finance August 2020 13 Exemplary Business Model Innovation Award 2020 China International
Recommended publications
  • Educated Youth Should Go to the Rural Areas: a Tale of Education, Employment and Social Values*

    Educated Youth Should Go to the Rural Areas: a Tale of Education, Employment and Social Values*

    Educated Youth Should Go to the Rural Areas: A Tale of Education, Employment and Social Values* Yang You† Harvard University This draft: July 2018 Abstract I use a quasi-random urban-dweller allocation in rural areas during Mao’s Mass Rustication Movement to identify human capital externalities in education, employment, and social values. First, rural residents acquired an additional 0.1-0.2 years of education from a 1% increase in the density of sent-down youth measured by the number of sent-down youth in 1969 over the population size in 1982. Second, as economic outcomes, people educated during the rustication period suffered from less non-agricultural employment in 1990. Conversely, in 2000, they enjoyed increased hiring in all non-agricultural occupations and lower unemployment. Third, sent-down youth changed the social values of rural residents who reported higher levels of trust, enhanced subjective well-being, altered trust from traditional Chinese medicine to Western medicine, and shifted job attitudes from objective cognitive assessments to affective job satisfaction. To explore the mechanism, I document that sent-down youth served as rural teachers with two new county-level datasets. Keywords: Human Capital Externality, Sent-down Youth, Rural Educational Development, Employment Dynamics, Social Values, Culture JEL: A13, N95, O15, I31, I25, I26 * This paper was previously titled and circulated, “Does living near urban dwellers make you smarter” in 2017 and “The golden era of Chinese rural education: evidence from Mao’s Mass Rustication Movement 1968-1980” in 2015. I am grateful to Richard Freeman, Edward Glaeser, Claudia Goldin, Wei Huang, Lawrence Katz, Lingsheng Meng, Nathan Nunn, Min Ouyang, Andrei Shleifer, and participants at the Harvard Economic History Lunch Seminar, Harvard Development Economics Lunch Seminar, and Harvard China Economy Seminar, for their helpful comments.
  • Research on Employment Difficulties and the Reasons of Typical

    Research on Employment Difficulties and the Reasons of Typical

    2017 3rd International Conference on Education and Social Development (ICESD 2017) ISBN: 978-1-60595-444-8 Research on Employment Difficulties and the Reasons of Typical Resource-Exhausted Cities in Heilongjiang Province during the Economic Transition Wei-Wei KONG1,a,* 1School of Public Finance and Administration, Harbin University of Commerce, Harbin, China [email protected] *Corresponding author Keywords: Typical Resource-Exhausted Cities, Economic Transition, Employment. Abstract. The highly correlation between the development and resources incurs the serious problems of employment during the economic transition, such as greater re-employment population, lower elasticity of employment, greater unemployed workers in coal industry. These problems not only hinder the social stability, but also slow the economic transition and industries updating process. We hope to push forward the economic transition of resource-based cities and therefore solve the employment problems through the following measures: developing specific modern agriculture and modern service industry, encouraging and supporting entrepreneurships, implementing re-employment trainings, strengthening the public services systems for SMEs etc. Background According to the latest statistics from the State Council for 2013, there exists 239 resource-based cities in China, including 31 growing resource-based cities, 141 mature, and 67 exhausted. In the process of economic reform, resource-based cities face a series of development challenges. In December 2007, the State Council issued the Opinions on Promoting the Sustainable Development of Resource-Based Cities. The National Development and Reform Commission identified 44 resource-exhausted cities from March 2008 to March 2009, supporting them with capital, financial policy and financial transfer payment funds. In the year of 2011, the National Twelfth Five-Year Plan proposed to promote the transformation and development of resource-exhausted area.
  • Review Statement of World Biosphere Reserve [ July 2013 ]

    Review Statement of World Biosphere Reserve [ July 2013 ]

    Review Statement of World Biosphere Reserve [ July 2013 ] Prefeace According to the Resolution 28 C/2.4 on Statutory Framework of MAB (Man and Biosphere) Program passed on the 28th session of the UNESCO General Conference, Article 4 has been clearly identified as the criteria which shall be followed by biosphere reserves. In addition, it is stipulated in Article 9 that a Decennium Review shall be conducted on the world biosphere reserve every a decade, this Review shall be based on the report prepared by the relevant authority; the Review result shall be submitted to the relevant national secretariat. The related text of Statutory Framework is attached in Annex 3. This Review Statement will be helpful for each country preparing national reports and update data as stipulated in Article 9, and the secretariat timely accessing to data associated with the biosphere reserve. This Statement shall contribute to the inspection of MAB ICC on the biosphere reserve, and judge whether it can meet all criteria mentioned in Article 9 of the Legal Framework, especially three major functions. It shall be noted that is required to specify how the biosphere reserve achieves the various criteria in the last part of the Statement (Criteria and Progress). The information from Decennium Review will be used by UNESCO for the following purposes: (a) Inspection of the relevant autorities of International Advisory Committee and MAB ICC on the biosphere reserve; and (b) the world's information system, especially the UNESCO's MAB network and publications, so as to promote communication among people concerned the world biosphere reserve and influence each other.
  • Optimization Path of the Freight Channel of Heilongjiang Province

    Optimization Path of the Freight Channel of Heilongjiang Province

    2017 3rd International Conference on Education and Social Development (ICESD 2017) ISBN: 978-1-60595-444-8 Optimization Path of the Freight Channel of Heilongjiang Province to Russia 1,a,* 2,b Jin-Ping ZHANG , Jia-Yi YUAN 1Harbin University of Commerce, Harbin, Heilongjiang, China 2International Department of Harbin No.9 High School, Harbin, Heilongjiang, China [email protected], [email protected] * Corresponding author Keywords: Heilongjiang Province, Russia, Freight Channel, Optimization Path. Abstract. Heilongjiang Province becomes the most important province for China's import and export trade to Russia due to its unique geographical advantages and strong complementary between industry and product structure. However, the existing problems in the trade freight channel layout and traffic capacity restrict the bilateral trade scale expansion and trade efficiency improvement. Therefore, the government should engage in rational distribution of cross-border trade channel, strengthen infrastructure construction in the border port cities and node cities, and improve the software support and the quality of service on the basis of full communication and coordination with the relevant Russian government, which may contribute to upgrade bilateral economic and trade cooperation. Introduction Heilongjiang Province is irreplaceable in China's trade with Russia because of its geographical advantages, a long history of economic and trade cooperation, and complementary in industry and product structures. Its total value of import and export trade to Russia account for more than 2/3 of the whole provinces and nearly 1/4 of that of China. After years of efforts, there exist both improvement in channel infrastructure, layout and docking and problems in channel size, functional positioning and layout, as well as important node construction which do not match with cross-border freight development.
  • Resettlement Plan People's Republic of China: Heilongjiang Green

    Resettlement Plan People's Republic of China: Heilongjiang Green

    Resettlement Plan May 2021 People’s Republic of China: Heilongjiang Green Urban and Economic Revitalization Project Prepared by Heilongjiang Provincial Government for the Asian Development Bank. This is an updated version of the draft originally posted in May 2017 available on https://www.adb.org/projects/documents/prc-49021-002-rp-2 2 CURRENCY EQUIVALENTS (as of 23 May 2021) Currency unit – yuan (CNY) $1.00 = ¥ 6.508 ABBREVIATIONS ADB Asian Development Bank AAOV average annual output value AP affected persons AHHs affected households DDR Due Diligence Report DI Design Institute DRC Development and Reform Commission DMS Detailed Measurement Survey FSRs Feasibility Study Reports GRM Grievance Redress Mechanism HHs households HD house demolition LA Land Acquisition LLF land-loss farmer M&E Monitoring and Evaluation RP Resettlement Plan RIB Resettlement Information Booklet SPS Safeguard Policy Statement TOR Terms of Reference WEIGHTS AND MEASURES km - kilometer km2 - square kilometer mu - 1/15 hectare m - meter m2 - square meter m3 - cubic meter NOTE{S} (i) In this report, "$" refers to United States dollars. This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.
  • 2016 Annual Report.PDF

    2016 Annual Report.PDF

    HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 Annual Report 2016 2016 Annual Report 年度報告 CONTENTS Section I Definition and Important Risk Warnings 3 Section II Company Profile and Key Financial Indicators 7 Section III Summary of the Company’s Business 23 Section IV Report of the Board of Directors 28 Section V Significant Events 62 Section VI Changes in Ordinary Share and Particulars about Shareholders 91 Section VII Preferred Shares 100 Section VIII Particulars about Directors, Supervisors, Senior Management and Employees 101 Section IX Corporate Governance 149 Section X Corporate Bonds 184 Section XI Financial Report 193 Section XII Documents Available for Inspection 194 Section XIII Information Disclosure of Securities Company 195 IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company represent and warrant that this annual report (this “Report”) is true, accurate and complete and does not contain any false records, misleading statements or material omission and jointly and severally take full legal responsibility as to the contents herein. This Report was reviewed and passed at the twenty-third meeting of the sixth session of the Board. The number of Directors to attend the Board meeting should be 13 and the number of Directors having actually attended the Board meeting was 11. Director Li Guangrong, was unable to attend the Board meeting in person due to business travel, and had appointed Director Zhang Ming to vote on his behalf. Director Feng Lun was unable to attend the Board meeting in person due to business travel and had appointed Director Xiao Suining to vote on his behalf.
  • Harbin Bank Co., Ltd. 哈爾濱銀行股份有限公司* (A Joint Stock Company Incorporated in the People’S Republic of China with Limited Liability) (Stock Code: 6138)

    Harbin Bank Co., Ltd. 哈爾濱銀行股份有限公司* (A Joint Stock Company Incorporated in the People’S Republic of China with Limited Liability) (Stock Code: 6138)

    Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Harbin Bank Co., Ltd. 哈爾濱銀行股份有限公司* (A joint stock company incorporated in the People’s Republic of China with limited liability) (Stock Code: 6138) ANNOUNCEMENT OF INTERIM RESULTS FOR THE SIX MONTHS ENDED 30 JUNE 2021 The board of directors (the “Board”) of Harbin Bank Co., Ltd. (the “Bank”) is pleased to announce the unaudited consolidated interim results of the Bank and its subsidiaries (the “Group”) for the six months ended 30 June 2021. This results announcement, containing the full text of the 2021 interim report of the Bank, complies with the relevant content requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited in relation to preliminary announcement of interim results. The condensed consolidated financial statements for the six months ended 30 June 2021 prepared by the Group have been reviewed by BDO Limited in accordance with International Standard on Review Engagements. Such interim results have also been reviewed by the Board and the audit committee of the Bank. Unless otherwise stated, financial data of the Group are presented in Renminbi. This results announcement is published on the websites of the Bank (www.hrbb.com.cn) and HKEXnews (www.hkexnews.hk). The interim report of the Bank for the six months ended 30 June 2021 will be dispatched to shareholders of the Bank and will be available on the above websites in due course.
  • Harbin Bank Co., Ltd. 哈爾濱銀行股份有限公司 *

    Harbin Bank Co., Ltd. 哈爾濱銀行股份有限公司 *

    Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Harbin Bank Co., Ltd. 哈爾濱銀行股份有限公司* (A joint stock company incorporated in the People’s Republic of China with limited liability) (Stock Code: 6138) 2018 ANNUAL RESULTS ANNOUNCEMENT The board of directors (the “Board”) of Harbin Bank Co., Ltd. (the “Bank”) is pleased to announce the audited annual results of the Bank and its subsidiaries (the “Group”) for the year ended 31 December 2018. This results announcement, containing the full text of the 2018 Annual Report of the Bank, complies with the relevant content requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited in relation to preliminary announcements of annual results. The annual financial statements of the Group for the year ended 31 December 2018 have been audited by Ernst & Young in accordance with International Standard on Review Engagements. Such annual results have also been reviewed by the Board and the Audit Committee of the Bank. Unless otherwise stated, financial data of the Group are presented in Renminbi. This results announcement is published on the websites of the Bank (www.hrbb.com.cn) and HKExnews (www.hkexnews.hk). The printed version of the 2018 Annual Report of the Bank will be dispatched to the holders of H shares of the Bank and available for viewing on the above websites in April 2019.
  • Annual Report 2014 年度報告 Annual 2014 Report CONTENTS

    Annual Report 2014 年度報告 Annual 2014 Report CONTENTS

    HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 Annual Report 2014 年度報告 Annual 2014 Report CONTENTS Chairman’s Statement 3 Section I Definition and Important Risk Warnings 4 Section II Company Profile 7 Section III Summary of Accounting Data and Financial Indicators 18 Section IV Report of The Board of The Directors 24 Section V Significant Events 79 Section VI Changes in Share and Particulars about Shareholders 85 Section VII Preferred Shares 98 Section VIII Particulars about Directors, Supervisors, Senior Management and Employees 99 Section IX Corporate Governance 145 Section X Internal Control 169 Section XI Financial and Accounting Reports 176 Section XII Documents Available for Inspection 177 Section XIII Information Disclosure of Securities Company 178 IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company represent and warrant that this annual report is true, accurate and complete and does not contain any false records, misleading statements or material omission and jointly and severally take full legal responsibility. This Report was reviewed and passed at the second meeting (the “Board Meeting”) of the sixth session of the Board. The number of Directors to attend the Board Meeting should be 13 and the number of Directors having actually attended the Board Meeting was 12. Director He Jianyong, was unable to attend the Board Meeting in person due to business engagement, and had appointed Chairman Wang Kaiguo to vote on his behalf. None of the Directors or Supervisors has made any objection to this Report. The Company’s annual financial reports, prepared in accordance with the PRC GAAP and IFRS, were audited by BDO China Shu Lun Pan Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu respectively, whom then issued a standard unqualified audit report thereon.
  • Table of Codes for Each Court of Each Level

    Table of Codes for Each Court of Each Level

    Table of Codes for Each Court of Each Level Corresponding Type Chinese Court Region Court Name Administrative Name Code Code Area Supreme People’s Court 最高人民法院 最高法 Higher People's Court of 北京市高级人民 Beijing 京 110000 1 Beijing Municipality 法院 Municipality No. 1 Intermediate People's 北京市第一中级 京 01 2 Court of Beijing Municipality 人民法院 Shijingshan Shijingshan District People’s 北京市石景山区 京 0107 110107 District of Beijing 1 Court of Beijing Municipality 人民法院 Municipality Haidian District of Haidian District People’s 北京市海淀区人 京 0108 110108 Beijing 1 Court of Beijing Municipality 民法院 Municipality Mentougou Mentougou District People’s 北京市门头沟区 京 0109 110109 District of Beijing 1 Court of Beijing Municipality 人民法院 Municipality Changping Changping District People’s 北京市昌平区人 京 0114 110114 District of Beijing 1 Court of Beijing Municipality 民法院 Municipality Yanqing County People’s 延庆县人民法院 京 0229 110229 Yanqing County 1 Court No. 2 Intermediate People's 北京市第二中级 京 02 2 Court of Beijing Municipality 人民法院 Dongcheng Dongcheng District People’s 北京市东城区人 京 0101 110101 District of Beijing 1 Court of Beijing Municipality 民法院 Municipality Xicheng District Xicheng District People’s 北京市西城区人 京 0102 110102 of Beijing 1 Court of Beijing Municipality 民法院 Municipality Fengtai District of Fengtai District People’s 北京市丰台区人 京 0106 110106 Beijing 1 Court of Beijing Municipality 民法院 Municipality 1 Fangshan District Fangshan District People’s 北京市房山区人 京 0111 110111 of Beijing 1 Court of Beijing Municipality 民法院 Municipality Daxing District of Daxing District People’s 北京市大兴区人 京 0115
  • Annual Report 2019

    Annual Report 2019

    HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 Annual Report 2019 2019 年度報告 2019 年度報告 Annual Report CONTENTS Section I DEFINITIONS AND MATERIAL RISK WARNINGS 4 Section II COMPANY PROFILE AND KEY FINANCIAL INDICATORS 8 Section III SUMMARY OF THE COMPANY’S BUSINESS 25 Section IV REPORT OF THE BOARD OF DIRECTORS 33 Section V SIGNIFICANT EVENTS 85 Section VI CHANGES IN ORDINARY SHARES AND PARTICULARS ABOUT SHAREHOLDERS 123 Section VII PREFERENCE SHARES 134 Section VIII DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES 135 Section IX CORPORATE GOVERNANCE 191 Section X CORPORATE BONDS 233 Section XI FINANCIAL REPORT 242 Section XII DOCUMENTS AVAILABLE FOR INSPECTION 243 Section XIII INFORMATION DISCLOSURES OF SECURITIES COMPANY 244 IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company warrant the truthfulness, accuracy and completeness of contents of this annual report (the “Report”) and that there is no false representation, misleading statement contained herein or material omission from this Report, for which they will assume joint and several liabilities. This Report was considered and approved at the seventh meeting of the seventh session of the Board. All the Directors of the Company attended the Board meeting. None of the Directors or Supervisors has made any objection to this Report. Deloitte Touche Tohmatsu (Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership)) have audited the annual financial reports of the Company prepared in accordance with PRC GAAP and IFRS respectively, and issued a standard and unqualified audit report of the Company. All financial data in this Report are denominated in RMB unless otherwise indicated.
  • December 1998

    December 1998

    JANUARY - DECEMBER 1998 SOURCE OF REPORT DATE PLACE NAME ALLEGED DS EX 2y OTHER INFORMATION CRIME Hubei Daily (?) 16/02/98 04/01/98 Xiangfan C Si Liyong (34 yrs) E 1 Sentenced to death by the Xiangfan City Hubei P Intermediate People’s Court for the embezzlement of 1,700,00 Yuan (US$20,481,9). Yunnan Police news 06/01/98 Chongqing M Zhang Weijin M 1 1 Sentenced by Chongqing No. 1 Intermediate 31/03/98 People’s Court. It was reported that Zhang Sichuan Legal News Weijin murdered his wife’s lover and one of 08/05/98 the lover’s relatives. Shenzhen Legal Daily 07/01/98 Taizhou C Zhang Yu (25 yrs, teacher) M 1 Zhang Yu was convicted of the murder of his 01/01/99 Zhejiang P girlfriend by the Taizhou City Intermediate People’s Court. It was reported that he had planned to kill both himself and his girlfriend but that the police had intervened before he could kill himself. Law Periodical 19/03/98 07/01/98 Harbin C Jing Anyi (52 yrs, retired F 1 He was reported to have defrauded some 2600 Liaoshen Evening News or 08/01/98 Heilongjiang P teacher) people out of 39 million Yuan 16/03/98 (US$4,698,795), in that he loaned money at Police Weekend News high rates of interest (20%-60% per annum). 09/07/98 Southern Daily 09/01/98 08/01/98 Puning C Shen Guangyu D, G 1 1 Convicted of the murder of three children - Guangdong P Lin Leshan (f) M 1 1 reported to have put rat poison in sugar and 8 unnamed Us 8 8 oatmeal and fed it to the three children of a man with whom she had a property dispute.