The Special Norms Thesis:Why Congress's Constitutional Decision-Making Should Be Disciplined by More Than the Usual Norms of P
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Rosen.40.6.7 (Do Not Delete) 7/15/2019 4:45 PM THE SPECIAL NORMS THESIS: WHY CONGRESS’S CONSTITUTIONAL DECISION-MAKING SHOULD BE DISCIPLINED BY MORE THAN THE USUAL NORMS OF POLITICS Mark D. Rosen† TABLE OF CONTENTS INTRODUCTION .............................................................................................................. 2771 I. THE DOMAIN OF CONGRESS’S CONSTITUTIONAL DECISION-MAKING .............. 2777 A. The ‘May’ Question .................................................................................... 2777 B. The ‘Whether’ and ‘What’ Questions ...................................................... 2778 1. General Properties of the Whether and What Questions ......... 2779 2. Institution-Tending ....................................................................... 2779 a. Enabling Constitutional Institutions .............................. 2780 b. Building-out Constitutional Institutions ....................... 2781 c. Protecting Constitutional Institutions ............................ 2783 3. Rights-Tending .............................................................................. 2783 a. Adequately Realizing Constitutional Rights .................. 2784 b. Resolving Conflicts ............................................................ 2784 II. NORMS ..................................................................................................................... 2786 A. What They Are, and How They Arise ..................................................... 2786 B. Application to the Special Norms Thesis ................................................. 2787 † University Distinguished Professor, IIT Chicago-Kent College of Law. This Article has benefitted from the feedback from many readers and discussants, including Chris Schmidt, Steve Heyman, Kathy Baker, Sheldon Nahmod, Carolyn Shapiro, Alan Erbsen, Joel Goldstein, Doug NeJaime, and Evan Zoldan. 2769 Rosen.40.6.7 (Do Not Delete) 7/15/2019 4:45 PM 2770 CARDOZO LAW REVIEW [Vol. 40:2769 C. Judicial Temperament, Reflective Equilibrium, and Norm Generation .................................................................................................. 2789 D. Implications for the Special Norms Thesis .............................................. 2792 III. WHY CONGRESS’S CONSTITUTIONAL DECISION-MAKING SHOULD BE DISCIPLINED BY SPECIAL NORMS .......................................................................... 2793 A. The Argument from Considered Judgment (First Argument)............... 2794 1. What the First Argument Requires, and What it is Capable of Establishing..................................................................................... 2794 a. The First Argument ........................................................... 2795 B. The Argument from Exclusion (Second Argument) ............................... 2797 1. The High Equivalence Thesis ....................................................... 2797 2. The Low Equivalence Thesis ........................................................ 2800 a. Legitimacy Deficit .............................................................. 2801 3. The Special Norms Thesis ............................................................ 2805 C. The Argument from Legitimacy (Third Argument) ............................... 2805 D. The Argument from Political Fraternity (Fourth Argument) ............... 2806 E. The Argument from Identity (Fifth Argument) ...................................... 2808 F. What the Five Arguments Do and Do Not Establish ............................. 2811 IV. CONTENTS OF THE SPECIAL NORMS APPLICABLE TO CONGRESS ........................ 2812 A. The Norm of Proactivity ............................................................................ 2813 B. The Norm of Explicitness .......................................................................... 2814 1. Quality ............................................................................................. 2815 2. Institutional Capacity for Responsible Constitutional Decision- Making ............................................................................................ 2815 3. Institutional Demands .................................................................. 2817 C. The Norm of Tempered Politics ................................................................ 2820 1. Reciprocity ...................................................................................... 2821 a. Two Interpretive Leaps ..................................................... 2822 b. Holism ................................................................................. 2824 2. Communicative Exchange ............................................................ 2826 a. Openness-to-Being-Influenced ....................................... 2827 b. Aim-to-Influence ............................................................... 2828 3. Justifications for Reciprocity and Communicative Exchange ......................................................................................... 2830 a. Political Fraternity ............................................................. 2831 Rosen.40.6.7 (Do Not Delete) 7/15/2019 4:45 PM 2019] SPECIAL NORMS THESIS 2771 b. Enhancing Legitimacy by Facilitating Consensus ......... 2831 c. Other Benefits of Consensus ............................................ 2833 d. Jointly Determining Our Political Identity .................... 2834 e. Enhancing Legitimacy Where Consensus is Not Possible ................................................................................ 2835 V. FOUR OBJECTIONS .................................................................................................. 2835 A. The Status Quo Objection ......................................................................... 2836 B. The No Stopping Point Objection ............................................................. 2839 1. First Version ................................................................................... 2840 2. Second Version .............................................................................. 2841 3. Third Version ................................................................................. 2842 C. The Mismatch Objection ........................................................................... 2845 D. The Theory of the Second Best Objection ................................................ 2847 1. Norm-Scofflaws ............................................................................. 2848 2. Intractable Conflict ........................................................................ 2851 a. The Objection’s Limited Reach ....................................... 2851 b. Where the Special Norms Thesis is Inapplicable .......... 2853 3. Unworkably Complex ................................................................... 2854 CONCLUSION: THE FINAL ACCOUNTING ..................................................................... 2855 INTRODUCTION Even if we accept that the most basic rules of fair play do not apply to our nation’s political representatives when they battle one another in the ordinary lawmaking process, we should demand more when they engage in constitutional decision-making.1 This Article explains why our constitutional system demands different rules of engagement when constitutional questions are at issue, and exactly what we should expect of members of Congress in these situations. Congress does a surprisingly large amount of constitutional decision-making: it is the main ingredient of some important lawmaking (such as determining whether a governmental interest is 1 This Article’s thesis does not depend upon the behavioral standards of ordinary politics being as low as they presently seem to be, but only on there being a gap between the standards that apply to ordinary politics and constitutional decision-making. See infra Part III, note 150. Rosen.40.6.7 (Do Not Delete) 7/15/2019 4:45 PM 2772 CARDOZO LAW REVIEW [Vol. 40:2769 sufficiently important to justify regulating speech), and a key component of many of Congress’s non-legislative responsibilities (such as deciding whether to impeach a government official, or to move forward with a president’s nominations).2 The Constitution itself differentiates between statutory and constitutional lawmaking by specifying a special procedure for the latter in Article V.3 This Article’s Special Norms Thesis extends this basic approach to the much more common practice of constitutional decision-making by Congress outside the amendment process.4 This Article’s central claim is that the existence of Special Norms for constitutional decision-making is implicit in the widely shared understanding of what a constitution is and the work it performs in a large, heterogeneous modern democracy.5 Special Norms are necessary to adequately legitimate governmental authority, to establish the type of political fraternity that modern democracies seek, and to decide a constitutional democracy’s foundational political identity.6 But while Special Norms are appropriate for constitutional decision-making, they should not apply to all of Congress’s decision-making. Extending the Special Norms to everything is not only impractical but would reflect a misunderstanding of what ordinary politics consists.7 2 See infra Part I. 3 See U.S. CONST. art. V. 4 Like Bruce Ackerman’s We the People trilogy, this Article distinguishes between constitutionalism and ordinary politics, and focuses on constitutional practices outside of Article V. But our projects are otherwise