Application Proof

Total Page:16

File Type:pdf, Size:1020Kb

Application Proof The Stock Exchange of Hong Kong Limited and the Securities and Futures Commission take no responsibility for the contents of this Application Proof, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this Application Proof. Application Proof of Sanxun Holdings Group Limited 三巽控股集團有限公司 (the “Company”) (A limited liability company incorporated in the Cayman Islands) WARNING The publication of this Application Proof is required by The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and the Securities and Futures Commission (the “Commission”) solely for the purpose of providing information to the public in Hong Kong. This Application Proof is in draft form. The information contained in it is incomplete and is subject to change which can be material. By viewing this document, you acknowledge, accept and agree with the Company, its sole sponsor, advisors or members of the underwriting syndicate that: (a) this document is only for the purpose of providing information about the Company to the public in Hong Kong and not for any other purposes. No investment decision should be based on the information contained in this document; (b) the publication of this document or supplemental, revised or replacement pages on the Stock Exchange’s website does not give rise to any obligation of the Company, its sole sponsor, advisors or members of the underwriting syndicate to proceed with an offering in Hong Kong or any other jurisdiction. There is no assurance that the Company will proceed with the offering; (c) the contents of this document or supplemental, revised or replacement pages may or may not be replicated in full or in part in the actual final listing document; (d) the Application Proof is not the final listing document and may be updated or revised by the Company from time to time in accordance with the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited; (e) this document does not constitute a prospectus, offering circular, notice, circular, brochure or advertisement offering to sell any securities to the public in any jurisdiction, nor is it an invitation to the public to make offers to subscribe for or purchase any securities, nor is it calculated to invite offers by the public to subscribe for or purchase any securities; (f) this document must not be regarded as an inducement to subscribe for or purchase any securities, and no such inducement is intended; (g) neither the Company nor any of its affiliates, its sole sponsor, advisors or members of its underwriting syndicate is offering, or is soliciting offers to buy, any securities in any jurisdiction through the publication of this document; (h) no application for the securities mentioned in this document should be made by any person nor would such application be accepted; (i) the Company has not and will not register the securities referred to in this document under the United States Securities Act of 1933, as amended, or any state securities laws of the United States; (j) as there may be legal restrictions on the distribution of this document or dissemination of any information contained in this document, you agree to inform yourself about and observe any such restrictions applicable to you; and (k) the application to which this document relates has not been approved for listing and the Stock Exchange and the Commission may accept, return or reject the application for the subject public offering and/or listing. If an offer or an invitation is made to the public in Hong Kong in due course, prospective investors are reminded to make their investment decisions solely based on the Company’s prospectus registered with the Registrar of Companies in Hong Kong, copies of which will be made available to the public during the offer period. THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. IMPORTANT If you are in any doubt about any of the contents of this document, you should seek independent professional advice. Sanxun Holdings Group Limited 三巽控股集團有限公司 (Incorporated in the Cayman Islands with limited liability) [REDACTED] Number of [REDACTED] under : [REDACTED] [REDACTED] (subject to the [REDACTED] the [REDACTED]) Number of [REDACTED] : [REDACTED] [REDACTED] (subject to adjustment) Number of [REDACTED] : [REDACTED] [REDACTED] (subject to adjustment and the [REDACTED]) [REDACTED] : HK$[REDACTED] per [REDACTED], plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) Nominal value : HK$0.00001 per [REDACTED] [REDACTED] : [REDACTED] Sole Sponsor, [REDACTED], [REDACTED] and [REDACTED] Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this document, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this document. A copy of this document, having attached thereto the documents specified in the section “Documents Delivered to the Registrar of Companies and Available for Inspection” in Appendix VI, has been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies Ordinance. The Securities and Futures Commission and the Registrar of Companies in Hong Kong take no responsibility for the contents of this document or any other document referred to above. The [REDACTED] is expected to be determined by agreement between the [REDACTED] (on behalf of the [REDACTED]) and our Company on or around [REDACTED] and, in any event, not later than [REDACTED]. The [REDACTED] will be not more than HK$[REDACTED] per [REDACTED] and is currently expected to be not less than HK$[REDACTED] per [REDACTED], unless otherwise announced. Applicants for [REDACTED] are required to pay, upon application, the [REDACTED] of HK$[REDACTED] per [REDACTED] for each [REDACTED] together with brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%, subject to refund if the [REDACTED] as finally determined is less than HK$[REDACTED] per [REDACTED]. If, for any reason, the [REDACTED] is not agreed by [REDACTED] between the [REDACTED] (on behalf of the [REDACTED])and us, the [REDACTED] will not proceed and will lapse. The [REDACTED] (on behalf of the [REDACTED]) may, where considered appropriate and with our consent, reduce the number of [REDACTED] and/or the indicative [REDACTED] range below that stated in this document (which is HK$[REDACTED] to HK$[REDACTED]) at any time prior to the morning of the last day for lodging applications under the [REDACTED]. In such a case, notices of the reduction in the number of [REDACTED] and/or the indicative [REDACTED] range will be published in the [newspaper] (in English) and the [newspaper] (in Chinese) as soon as practicable following the decision to make such reduction, and in any event not later than the morning of the day which is the last day for lodging applications under the [REDACTED]. Such notices will also be available on the website of the Stock Exchange at www.hkexnews.hk and on the website of our Company at www.sanxungroup.com. Further details are set forth in the sections “Structure of the [REDACTED]” and “How to Apply for [REDACTED]” in this document. If applications for [REDACTED] have been submitted prior to the day which is the last day for lodging applications under the [REDACTED], in the event that the number of [REDACTED] and/or the indicative [REDACTED] range is so reduced, such applications can subsequently be withdrawn. Prior to making an investment decision, prospective investors should consider carefully all of the information set out in this document, including the risk factors set out in the section entitled “Risk Factors” in this document. Prospective investors of the [REDACTED] should note that the obligations of the Hong Kong [REDACTED] under the [REDACTED] to subscribe, and to procure subscribers for, the [REDACTED], are subject to termination by the [REDACTED] (onbehalfofthe [REDACTED]) if certain grounds arise prior to 8:00 a.m. on the [REDACTED]. Such grounds are set out in the section “[REDACTED] Arrangements and Expenses— [REDACTED]—Grounds for termination” in this document. It is important that you refer to that section for further details. The [REDACTED] have not been and will not be registered under the [REDACTED] and may not be [REDACTED], sold, pledged or transferred within the United States except in reliance on an exemption from, or in a transaction not subject to, the registration requirements of the [REDACTED] and in accordance with any applicable U.S. state securities laws. The [REDACTED] are being [REDACTED] and sold only outside the United States in offshore transactions in accordance with [REDACTED]. [REDACTED] THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. EXPECTED TIMETABLE(1) [REDACTED] –i– THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. EXPECTED TIMETABLE(1) [REDACTED] –ii– THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT. EXPECTED TIMETABLE(1) [REDACTED] – iii – THIS DOCUMENT IS IN DRAFT FORM, INCOMPLETE AND SUBJECT TO CHANGE AND THAT THE INFORMATION MUST BE READ IN CONJUNCTION WITH THE SECTION HEADED “WARNING” ON THE COVER OF THIS DOCUMENT.
Recommended publications
  • Research on the Organizational Forms and Development Status of Anhui's Agricultural Industrialization Management
    Academic Journal of Humanities & Social Sciences ISSN 2616-5783 Vol.4, Issue 3: 67-70, DOI: 10.25236/AJHSS.2021.040314 Research on the Organizational Forms and Development Status of Anhui's Agricultural Industrialization Management Qiuxuan Wan Anhui University of Finance and Economics, Bengbu 233000, China Abstract: Agricultural industrialization is an important measure to promote the modernization of agriculture and promote the effective supply of agricultural products in the society, revealing the relationship between agricultural industrialization and the relationship between agriculture and related industries. Based on the statistical data of agricultural industrialization in the 16 prefecture-level cities in Anhui Province, this article analyzes and evaluates the development of agricultural industrialization based on the form of agricultural industrialization management organization, and puts forward corresponding suggestions for the existing development pain points, with the intention to provide policy enlightenment for the sustainable development of agricultural industrialization in Anhui Province. Keywords: Agricultural industrialization, Organizational business form, Cooperative, Agricultural industry chain 1. Introduction Agricultural industrialization is essentially the implementation of technological changes to traditional agriculture, through the advancement of agricultural science and technology to promote the progress of agriculture and its related industries, and the self-development of agriculture in modern business methods and industrial organization forms. In the early 1990s, the business model of agricultural industrialization emerged in China, and now it has basically realized the form of intensive production. Domestic scholars' research on agricultural industrialization is mostly based on the consideration of theories and systems, and the reference of foreign research results, combined with current political methods to conduct more in-depth research on theoretical issues.
    [Show full text]
  • World Bank-Financed Anhui Aged Care
    SFG3798 REV Zhongzi Huayu REV RR RREV Public Disclosure Authorized G. H. P. Z. J. Zi No. 1051 World Bank-financed Anhui Aged Care System Demonstration Project Public Disclosure Authorized Environment and Social Management Framework (ESMF) Public Disclosure Authorized Commissioned by: Department of Civil Affairs of Anhui Public Disclosure Authorized Province Prepared by: Beijing Zhongzi Huayu Environmental Protection Technology Co., Ltd. Prepared in: December 2017 Table of Contents I. Introduction and Objectives........................................................................................ 3 II. Project Overview ....................................................................................................... 3 III. Policy Framework of Environmental and Social Problems ..................................... 5 IV. Paths of Solving Environmental and Social Problems ........................................... 11 4.1 The first step: identify sub-projects according to project selection criteria ... 11 4.2 The second step: screen potential environmental and social impacts ............ 11 4.3 The third step: review the screening results ................................................... 13 4.4 The fourth step: prepare the safeguard documents and have public consultation and information disclosure .............................................................. 14 4.5 The fifth step: review and approve the safeguard documents ........................ 15 4.6 The sixth step: implement, supervise, monitor and assess the approved actions
    [Show full text]
  • ATTACHMENT 1 Barcode:3800584-02 C-570-107 INV - Investigation
    ATTACHMENT 1 Barcode:3800584-02 C-570-107 INV - Investigation - Chinese Producers of Wooden Cabinets and Vanities Company Name Company Information Company Name: A Shipping A Shipping Street Address: Room 1102, No. 288 Building No 4., Wuhua Road, Hongkou City: Shanghai Company Name: AA Cabinetry AA Cabinetry Street Address: Fanzhong Road Minzhong Town City: Zhongshan Company Name: Achiever Import and Export Co., Ltd. Street Address: No. 103 Taihe Road Gaoming Achiever Import And Export Co., City: Foshan Ltd. Country: PRC Phone: 0757-88828138 Company Name: Adornus Cabinetry Street Address: No.1 Man Xing Road Adornus Cabinetry City: Manshan Town, Lingang District Country: PRC Company Name: Aershin Cabinet Street Address: No.88 Xingyuan Avenue City: Rugao Aershin Cabinet Province/State: Jiangsu Country: PRC Phone: 13801858741 Website: http://www.aershin.com/i14470-m28456.htmIS Company Name: Air Sea Transport Street Address: 10F No. 71, Sung Chiang Road Air Sea Transport City: Taipei Country: Taiwan Company Name: All Ways Forwarding (PRe) Co., Ltd. Street Address: No. 268 South Zhongshan Rd. All Ways Forwarding (China) Co., City: Huangpu Ltd. Zip Code: 200010 Country: PRC Company Name: All Ways Logistics International (Asia Pacific) LLC. Street Address: Room 1106, No. 969 South, Zhongshan Road All Ways Logisitcs Asia City: Shanghai Country: PRC Company Name: Allan Street Address: No.188, Fengtai Road City: Hefei Allan Province/State: Anhui Zip Code: 23041 Country: PRC Company Name: Alliance Asia Co Lim Street Address: 2176 Rm100710 F Ho King Ctr No 2 6 Fa Yuen Street Alliance Asia Co Li City: Mongkok Country: PRC Company Name: ALMI Shipping and Logistics Street Address: Room 601 No.
    [Show full text]
  • Table of Codes for Each Court of Each Level
    Table of Codes for Each Court of Each Level Corresponding Type Chinese Court Region Court Name Administrative Name Code Code Area Supreme People’s Court 最高人民法院 最高法 Higher People's Court of 北京市高级人民 Beijing 京 110000 1 Beijing Municipality 法院 Municipality No. 1 Intermediate People's 北京市第一中级 京 01 2 Court of Beijing Municipality 人民法院 Shijingshan Shijingshan District People’s 北京市石景山区 京 0107 110107 District of Beijing 1 Court of Beijing Municipality 人民法院 Municipality Haidian District of Haidian District People’s 北京市海淀区人 京 0108 110108 Beijing 1 Court of Beijing Municipality 民法院 Municipality Mentougou Mentougou District People’s 北京市门头沟区 京 0109 110109 District of Beijing 1 Court of Beijing Municipality 人民法院 Municipality Changping Changping District People’s 北京市昌平区人 京 0114 110114 District of Beijing 1 Court of Beijing Municipality 民法院 Municipality Yanqing County People’s 延庆县人民法院 京 0229 110229 Yanqing County 1 Court No. 2 Intermediate People's 北京市第二中级 京 02 2 Court of Beijing Municipality 人民法院 Dongcheng Dongcheng District People’s 北京市东城区人 京 0101 110101 District of Beijing 1 Court of Beijing Municipality 民法院 Municipality Xicheng District Xicheng District People’s 北京市西城区人 京 0102 110102 of Beijing 1 Court of Beijing Municipality 民法院 Municipality Fengtai District of Fengtai District People’s 北京市丰台区人 京 0106 110106 Beijing 1 Court of Beijing Municipality 民法院 Municipality 1 Fangshan District Fangshan District People’s 北京市房山区人 京 0111 110111 of Beijing 1 Court of Beijing Municipality 民法院 Municipality Daxing District of Daxing District People’s 北京市大兴区人 京 0115
    [Show full text]
  • Annual Report 2019
    HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 Annual Report 2019 2019 年度報告 2019 年度報告 Annual Report CONTENTS Section I DEFINITIONS AND MATERIAL RISK WARNINGS 4 Section II COMPANY PROFILE AND KEY FINANCIAL INDICATORS 8 Section III SUMMARY OF THE COMPANY’S BUSINESS 25 Section IV REPORT OF THE BOARD OF DIRECTORS 33 Section V SIGNIFICANT EVENTS 85 Section VI CHANGES IN ORDINARY SHARES AND PARTICULARS ABOUT SHAREHOLDERS 123 Section VII PREFERENCE SHARES 134 Section VIII DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES 135 Section IX CORPORATE GOVERNANCE 191 Section X CORPORATE BONDS 233 Section XI FINANCIAL REPORT 242 Section XII DOCUMENTS AVAILABLE FOR INSPECTION 243 Section XIII INFORMATION DISCLOSURES OF SECURITIES COMPANY 244 IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company warrant the truthfulness, accuracy and completeness of contents of this annual report (the “Report”) and that there is no false representation, misleading statement contained herein or material omission from this Report, for which they will assume joint and several liabilities. This Report was considered and approved at the seventh meeting of the seventh session of the Board. All the Directors of the Company attended the Board meeting. None of the Directors or Supervisors has made any objection to this Report. Deloitte Touche Tohmatsu (Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership)) have audited the annual financial reports of the Company prepared in accordance with PRC GAAP and IFRS respectively, and issued a standard and unqualified audit report of the Company. All financial data in this Report are denominated in RMB unless otherwise indicated.
    [Show full text]
  • Global, Regional, and National Cancer Incidence, Mortality, Years
    Supplementary Online Content Global Burden of Disease Cancer Collaboration. Global, Regional, and National Cancer Incidence, Mortality, Years of Life Lost, Years Lived With Disability, and Disability-Adjusted Life-Years for 29 Cancer Groups, 1990 to 2016 A Systematic Analysis for the Global Burden of Disease Study. JAMA Oncology. Published online June 2, 2018. doi:10.1001/jamaoncol.2018.2706 eAppendix. eTables 1 through 16. eFigures 1 through 72. This supplementary material has been provided by the authors to give readers additional information about their work. © 2018 Fitzmaurice C et al. JAMA Oncology. Downloaded From: https://jamanetwork.com/ on 09/27/2021 1 Supplementary Online Content Global Burden of Disease Cancer Collaboration. Global, regional, and national cancer incidence, mortality, years of life lost, years lived with disability, and disability‐adjusted life years for 29 cancer groups, 1990 to 2016: a systematic analysis for the Global Burden of Disease Study 2016. eAppendix Definition of indicator ............................................................................................................................... 5 Data sources .............................................................................................................................................. 5 Cancer incidence data sources.............................................................................................................. 5 Mortality/incidence ratio data sources ...............................................................................................
    [Show full text]
  • PRC: Anhui Integrated Transport Sector Improvement Project–Xuming Expressway
    Updated Resettlement Plan January 2011 PRC: Anhui Integrated Transport Sector Improvement Project–Xuming Expressway Prepared by Anhui Provincial Communications Investment Group Company for the Asian Development Bank. 2 CURRENCY EQUIVALENTS Currency unit – Yuan (CNY) $1.00 = CNY6.80 ABBREVIATIONS ACTVC - Anhui Communications Vocational & Technical College ADB - Asian Development Bank AHAB - Anhui Highway Administration Bureau APCD - Anhui Provincial Communications Department Anhui Provincial Communications Investment Group ACIG - Company APs Affected Persons AVs Affected Villages APG - Anhui Provincial Government M&E Monitoring and Evaluation PMO - Project Management Office RP - Resettlement Plan PRC - People’s Republic of China NOTE (i) In this report, "$" refers to US dollars unless otherwise stated. This updated resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. ADB Financed Anhui Integrated Transport Sector Improvement Project Resettlement Plan for Anhui Xuzhou-Mingguang Expressway Project (updated) Anhui Provincial Communications Investment Group Company January, 2011 Note on the updated RP On November 11, 2009, the Anhui Provincial Development and Reform Commission gave a reply on the detailed design of the Anhui section of the Xuzhou-Mingguang Expressway with Document APDRC [2009] No.1199.
    [Show full text]
  • Workshop Handbook
    Addressing Gender-biased Sex Selection: Experience Sharing among Countries along the Belt and Road Initiative Workshop Handbook Organized by United Nations Population Fund China Population and Development Research Center Supported by Renmin University of China Xi’an Jiaotong University Embassy of the Kingdom of the Netherlands Beijing, China 25-26 October 2018 Addressing Gender-biased Sex Selection: Experience Sharing among Countries along the Belt and Road Initiative Workshop Handbook Contents Background ............................................................................................01 Workshop Agenda .................................................................................02 Abstracts and Bios .................................................................................08 Notes to Participants .............................................................................36 List of Participants .................................................................................37 Background Gender-biased sex selection in favour of sons (GBSS) is a manifestation of gender inequality and the unequal value given to girls in many countries. It is a symptom of pervasive social, cultural, political and economic injustices against girls and women. Patriarchal structures reinforce son preference and perpetuate a climate of violence and discrimination against women and girls in society. Declining fertility and rapid technology developments that allow prenatal sex selection have exacerbated this practice. GBSS leads to distorted
    [Show full text]
  • Mortality and Disease Burden of Injuries from 2008 to 2017 in Anhui Province, China
    This may be the author’s version of a work that was submitted/accepted for publication in the following source: Xing, Xiu Ya, Wang, Peng, Xu, Zhiwei, He, Qin, Li, Rui, Chen, Ye Ji, Liu, Li Na, Mao, Yan Mei, Zhao, Chan Na, Dan, Yi Lin, Wu, Qian, Pan, Hai Feng, Liu, Zhi Rong, & Hu, Wenbiao (2020) Mortality and disease burden of injuries from 2008 to 2017 in Anhui Province, China. BioMed Research International, 2020, Article number: 7303897. This file was downloaded from: https://eprints.qut.edu.au/202643/ c The Author(s) This work is covered by copyright. Unless the document is being made available under a Creative Commons Licence, you must assume that re-use is limited to personal use and that permission from the copyright owner must be obtained for all other uses. If the docu- ment is available under a Creative Commons License (or other specified license) then refer to the Licence for details of permitted re-use. It is a condition of access that users recog- nise and abide by the legal requirements associated with these rights. If you believe that this work infringes copyright please provide details by email to [email protected] License: Creative Commons: Attribution 4.0 Notice: Please note that this document may not be the Version of Record (i.e. published version) of the work. Author manuscript versions (as Sub- mitted for peer review or as Accepted for publication after peer review) can be identified by an absence of publisher branding and/or typeset appear- ance. If there is any doubt, please refer to the published source.
    [Show full text]
  • 42018-013: Anhui Integrated Transport Sector Improvement
    Social Monitoring Report Annual Report September 2012 PRC: Anhui Integrated Transport Sector Improvement Project Prepared by Anhui Communication Vocational and Technical College research institution on immigration for Anhui Provincial Transport Department and the Asian Development Bank. This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. ADB Financed Anhui highway project X056 Sixian County to Yongqiao District section Resettlement External Monitoring Report Anhui Communication Vocational and Technical College research institution on immigration 2012.9 Content 1. OVERVIEW ........................................................................................................... 6 1.1 OVERVIEW OF THE PROJECT ............................................................................. 6 1.2 METHOD AND PROCESS IN THE PROJECT ........................................................ 7 1.3 BRIEF DESCRIPTION OF RESETTLEMENT PLAN ............................................... 7 1.3.1 Impact 7 1.3.2 Time of compensation and Implement ...................................................................
    [Show full text]
  • 2020 Annual Report.Pdf
    HAITONG SECURITIES CO., LTD. 海通證券股份有限公司 Annual Report 2020 年度報告2020 年度報告 Annual Report 2020 CONTENTS Section I DEFINITIONS AND MATERIAL RISK WARNINGS 3 Section II COMPANY PROFILE AND KEY FINANCIAL INDICATORS 7 Section III SUMMARY OF THE COMPANY’S BUSINESS 25 Section IV REPORT OF THE BOARD OF DIRECTORS 33 Section V SIGNIFICANT EVENTS 85 Section VI CHANGES IN ORDINARY SHARES AND PARTICULARS ABOUT SHAREHOLDERS 123 Section VII PREFERENCE SHARES 136 Section VIII DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES 137 Section IX CORPORATE GOVERNANCE 191 Section X CORPORATE BONDS 229 Section XI FINANCIAL REPORT 240 Section XII DOCUMENTS AVAILABLE FOR INSPECTION 241 Section XIII INFORMATION DISCLOSURES OF SECURITIES COMPANY 242 2 HAITONG SECURITIES CO., LTD. | Annual Report 2020 (H Share) IMPORTANT NOTICE The Board, the Supervisory Committee, Directors, Supervisors and senior management of the Company warrant the truthfulness, accuracy and completeness of contents of this annual report (the “Report”) and that there is no false representation, misleading statement contained herein or material omission from this Report, for which they will assume joint and several liabilities. This Report was considered and approved at the 15th meeting of the seventh session of the Board. All the Directors of the Company attended the Board meeting. None of the Directors or Supervisors has made any objection to this Report. PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) and PricewaterhouseCoopers have audited the annual financial reports of the Company prepared in accordance with PRC GAAP and IFRS respectively, and issued a standard and unqualified audit report of the Company. All financial data in this Report are denominated in RMB unless otherwise indicated.
    [Show full text]
  • World Bank-Financed Anhui Aged Care System Demonstration Project
    EMP for World Bank-Financed Anhui Aged Care System Demonstration Project SFG3916 Zhongzi Huayu Public Disclosure Authorized G. H. P. Z. J. Zi No. 1051 World Bank-Financed Anhui Aged Care System Demonstration Project Public Disclosure Authorized Environment and Social Management Plan (EMP) Public Disclosure Authorized Commissioned by: Department of Civil Affairs of Anhui Province Prepared by: Beijing Zhongzi Huayu Environmental Public Disclosure Authorized Protection Technology Co., Ltd. Prepared in: December 2017 EMP for World Bank-Financed Anhui Aged Care System Demonstration Project Table of Contents Preface .............................................................................................................................................. 1 1 Project overview ..................................................................................................................... 6 1.1 Project background .............................................................................................................. 6 1.2 Construction contractor ....................................................................................................... 7 1.3 Project Objectives ................................................................................................................ 7 1.4 Project details ...................................................................................................................... 8 2 Basis and standard ..............................................................................................................
    [Show full text]