RP593

V3 Province Flood Management and Drainage Improvement Project Financed

Public Disclosure Authorized by World Bank in Basin

Resettlement Action Plan in first year project

Public Disclosure Authorized Public Disclosure Authorized

Anhui Province Huai River Basin Flood Management and

Drainage Improvement Project Management Office Oct, 2008 Public Disclosure Authorized Letter of Commitment

Through Ministry of Finance, Anhui Province Government (APG) is applying for the loan from the World Bank (WB) to finance the present project. Therefore, the implementation of the present project should be in compliance with WB’s policies of Social Safeguards. This Resettlement Plan represents a key requirement of the WB and is the key basis for land acquisition, house demolition and resettlement in the present project. This Resettlement Plan also complies with the laws of the People’s Republic of and local regulations. Besides, for better resettlement outcome it adopts additional measures and arrangements for implementation and monitoring.

APG hereby approves the contents of this Resettlement Plan and guarantees that resettlement budget has been included in the whole project budget and it will be made available as stipulated. APG has discussed the draft Resettlement Plan with relevant departments and the latter have confirmed their acceptance. APG authorizes Anhui WB Project Management Office to be responsible for all project implementation and relevant resettlement activities. Related local governments take charge of actual subproject implementation and executing related resettlement.

The Mayor of Anhui Water Resource

______(signature) ______(date)

Contents

1 PROJECT BASIC SITUATION...... 1

1.1 Project Introduction...... 1 1.2 Project Preparation and Progress...... 1 1.3 benefited and affected areas by project ...... 3 1.3.1 Project benefited regions ...... 3 1.3.2 Project Affected Areas...... 3 1.4 Socioeconomic Background of the Project Area...... 4 1.4.1 Natural Conditions...... 4 1.4.2 Socioeconomic Conditions ...... 5 1.5 Total Investment and Fund Source...... 6 1.6 Measures Minimizing the Effects of Project Land acquisition and house demolition ...... 7 1.6.1 Preparative Stage of Project...... 7 1.6.2 Planning and Implemented Stage of Resettlement Activities on Land Acquisition and house demolition in Project ...... 7 1.7 Project Total Resettlement Introduction...... 8

2 PROJECT IMPACTS...... 9

2.1 Land Acquisition ...... 9 2.2 Land Acquisition for Temporary use...... 22 2.3 Demolished houses and attachments...... 25 2.4 Affected Buildings and Attachments of Enterprise and Institutional Unit ...... 29 2.5 Affected Infrastructure and Special Facilities ...... 29 2.6 Affected Population...... 34 2.6.1 Affected Resident by Project ...... 34 2.6.2 Non-House Affected by Project ...... 34 2.7 Cultural Relics and Vulnerable Groups...... 34 2.7.1 Cultural Relics...... 34 2.7.2 Vulnerable Groups...... 34

3 SOCIAL ECONOMIC SITUATION OF PROJECT AFFECTED REGIONS...... 36

3.1 Social Economic Profile of Project Affected Regions ...... 36 3.1.1 Social and Economic Profile of Project Affected City ...... 37 3.1.2 Social and Economic Profile of Project Affected County...... 40 3.1.3 Socio-economic Profiles of Project Affected Township (Town) ...... 43 3.2 Basic Situation of Affected Rural Households...... 46 3.2.1 Population and age distribution, education and ethnic background...... 46 3.2.2 Production Resources Situation Survey...... 46 3.2.3 Housing Construction Area...... 46 3.2.4 Annual Family Income and Expenditure...... 46

4 LEGAL AND POLICY FRAMEWORK...... 48

i 4.1 Applicable Laws, Regulations & Policies for Resettlement...... 48 4.2 Items of Applicable Laws, Regulations & Policies for ResettlementError! Bookmark not defined. 4.3 Resettlement Policies of this Project...... 48 4.3.1 Compensation for Collective-owned Land Acquisition and Labor Force Resettlement Policy...... 49 4.3.2 Compensation Standards for Permanent State-owned Land Occupation ..51 4.3.3 Compensation and Recovery Standards for Temporary State-owned Land Occupation ...... 51 4.3.4 Removing Compensation and Resettlement Policy for House and Attached Buildings ...... 52 4.3.5 Removing Compensation and Resettlement Policy for Non-House and Attached Buildings ...... 52 4.3.6 Compensation Policy for Affected Specialty Project and Ground Attached- Buildings ...... 53 4.3.7 Policy for Vulnerable Groups...... 53 5 COMPENSATION STANDARD...... 55

5.1 Compensation Standard for Village Collective-owned Permanent Land Acquisition...... 55 5.2 The Compensation Standard of State-Owned Land Use and Transfer ...... 57 5.3 Compensation Standards for Temporary Land Occupation...... 58 5.4 Rural Residential Housing and Attached-facilities Relocation Compensation Standards... 58 5.5 Compensation Standards for Demolition of Small Rural Water Conservancy and Hydropower Facilities...... 59 5.6 Compensation Standards for enterprise and institutional units of Demolition Rural area .. 61 5.7 Compensation Standards for infrastructure Facilities and Land-attached Facilities ...... 62 5.8 Special Project Facilities Compensation Standard...... 62 5.9 Standard for Related Tax and Charge...... 63

6 RESETTLEMENT PRODUCTION AND LIVELIHOOD RESTORATION PLAN ...... 65

6.1 Objective and Principle...... 65 6.1.1 Objective ...... 65 6.1.2 Principle...... 65 6.2 Restoration Plan for Affected Villages...... 67 6.2.1 Restoration Measures for Permanent Land Acquisition...... 67 6.2.2 Restoration Measures for Temporary Land Occupation...... 70 6.2.3 Restoration Measures for Residential House Demolition ...... 71 6.2.4 Summary of the Affected Villages Restoration Plan ...... 73 6.3 Restoration Measures for Enterprises and Institutions...... 74 6.4 Restoration Measures for Specific Facilities and Ground-attached Facilities...... 75

7 PUBLIC PARTICIPATION ...... 76

7.1 The Strategy of Public Participation...... 76 7.2 The Way and Measure of Public Participation ...... 76

ii

7.2.1 The Way of Public Participation...... 76 7.2.2 The Measure of Public Participation and Consultation...... 77 7.3 Public Participation Process and Policy Open Plan ...... 78 7.4 Conclusion of Public Views Investigation ...... 82

8 THE PROCEDURE OF APPEAL ...... 86

8.1 Possibly Complained Issues and the Related Solutions ...... 86 8.2 The Channel and Procedure of Appeal...... 87

9 INSTITUTION...... 90

9.1 Relevant Resettlement Institutions...... 90 9.2 Chart of the Institution ...... 91 9.3 Responsibilities of All Relevant Institutions...... 92 9.3.1 The National Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project ...... 92 9.3.2 Anhui Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project...... 92 9.3.3 Municipal Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project...... 93 9.3.4 County Resettlement Implementation and Management Office...... 94 9.3.5 Townships (Towns) and Village committees...... 95 9.3.6 The Responsibility of Resettlement Designing Unit...... 96 9.3.7 Resettlement External M&E Agency...... 96 9.4 Qualification of Relevant Institutions and Staffing...... 96 9.5 Measures to Strengthen the Capacity of Resettlement Institution...... 97

10 IMPLEMENTATION TIMETABLE FOR RESETTLEMENT ...... 99

10.1 Implementation Principles for Bridging the Resettlement and the Project Construction.. 99 10.2 The Timetable for the Principal Tasks of the Resettlement Implementation...... 99 10.2.1 Principles on Formulating the Timetable ...... 99 10.2.2 The Overall Timetable for Land Acquisition and House Demolition and the Resettlement Activity...... 100

11 EXPENSES AND BUDGET ...... 104

11.1 Investment in Compensation for Land acquisition and house demolition...... 104 11.1.1 Formulating Bases...... 104 11.1.2 Formulating Principles...... 105 11.1.3 Summary of Compensation Investment for Land Acquisition and House Demolition...... 106 11.1.4 Sub-item Investment ...... 106 11.2 The Source of Resettlement Funds...... 111 11.3 Funds Flow and Allocation Plan...... 111 11.3.1 Funds Flow...... 111 11.3.2 Allocation & Management of the Resettlement Fund ...... 111

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12 MONITORING AND EVALUATION...... 113

12.1 Internal Monitoring and Evaluation ...... 114 12.1.1 Objective ...... 114 12.1.2 Institutions and Staffs...... 114 12.1.3 The Content of Internal M&E...... 115 12.1.4 Implementation Procedures...... 115 12.1.5 The Internal M&E Report...... 116 12.2 External M&E...... 117 12.2.1 The Content and Method of External M&E ...... 118 12.2.2 Indicators of M&E...... 119 12.2.3 External M&E Report ...... 120 12.3 Post Evaluation for the Resettlement ...... 120

13 ENTITLEMENTS MATRIX ...... 123 Annex Annex one Village-level livelihood restoration Plan Annex two relevant laws&policies Annex three publi participation record Annex four budget

iv

General Information of the Project

1.1 Introduction

Flood disasters occur frequently in the Huai River basin. The problem is very serious. According to Summary Report of Huai River Flood Control Plan and the "11th Five-Year" plan of Water Resources Development, Huai River basin treatment project is one of the recent key Huai River treatment projects. To achieve more finance for Huai River treatment and improve its drainage, the Ministry of Water Resources, the State Development and Reform Commission and the Henan, Anhui, Province in four have agreed with the World Bank to launch the present project through using the World Bank loan. Project area includes Bali Lake, Jiaogang Lake, Zhengnan, Xifei River downstream, Jia River, Gaotang Lake, Beifei River downstream, Gaoyou Lake, Xie River, and Tian River, with a total area of 3,361 square kilometers. The present project plans to upgrade the capacity of river drainage and flood control through dredging riverway and reinforcing embankment. Through new construction, reconstruction, expansion, maintenance, repair and reinforcement of existing structures, a comprehensive flood control and drainage system is planned to establish. The main works include seven categories, i.e. embankment project, riverway project, pumping station project, culverts project, drainage works, reducing- flood ditch projects, bridges project, etc.. The project will be implemented in 5 years. Ten sub-projects are planned to implement in the first year: Jiannan River treatment project; Qiaokouwei strengthening and Convenience Ditch dredging project; drainage station reconstruction; Yongxing River major stations reconstruction (expansion); Water Lake drainage ditch restoration project; Luqiaowei reducing-flood ditch Reconstruction project; Taipingwei reinforcement works; Gezi Ditch treatment projects; Xie River dredging project; Tuo River Yongqiao Part dredging project. Specific project content is shown in Table1.1-1.

1 2 table1.1-1 The project in the first year

Name of Embankment km Pumping station Floodgate Bridge Dredge and low- deepen the New lying New New build& Maintain& Maintain Subtotal Reinforce riveway km Subtotal New build Extend Subtotal Subtotal build land Build rebuild reinforce reinforce rebuild Bali 4.36 4 4 4 4 Lake Jiaogang 6.55 6.55 2.44 2 1 1 2 2 Lake the lower reaches 1 1 of Xifei River the lower reaches 9.66 7 7 5 5 of Beifei River Gaotang 17.92 11 11 Lake Xie 45.64 2 1 1 4 4 River Tuo 8.11 River

1 1.2 Project Preparation and Progress

Preparatory work of Anhui Huai River Plain Key Treatment Project started in March 2005. Engineering feasibility study report has been reviewed by the General Water Planning Institute under the Ministry of Water Resources and has been submitted to the State Development and Reform Commission for approval. In July 2006 the State Development and Reform Commission entrusted the China International Consulting Company to make an assessment on the project proposal. Preparations and progress of Resettlement action plan summarized as follows: Between May 25, 2005 and June 15, 2005, Anhui Hydraulic and Hydropower Survey and Design Institute (AHHSDI) conducted a preliminary survey on housing and socio-economic situation within the area of land acquisition and house demolition in this project, According to project changes, a more detailed physical indicator survey was made between September 2005 and October 2005. In November of 2005, according to the comments of the General Water Planning Institute, AHHSDI revised the resettlement plan report during the feasibility study period. This report has been sent to the Ministry of Water Resources and then transferred to the State Development and Reform Commission for review. Between November 2005 and January 2006, according to the World Bank mission memorandum, Anhui provincial PMO and AHHSDI carried out a detailed survey in affected areas. At the same time, socio-economic survey and public consultation has been conducted. In the process of socio-economic survey, resettlement will and attitude to the project of affected person are investigated. Ethic minorities are not found in the survey, which has been confirmed by Anhui Ethnic Affairs Bureau of Religious Affairs. In December 2005, staff of Anhui Province Water Department and AHHSDI participated in training organized by Huai River committee and held by Hohai University Resettlement Research Centre. On January 23, 2006, provincial PMO organized the first public consultation meeting in , City. On February 20, 2006, provincial

1 PMO organized the second meeting in Huaishang , Municipality. In these two meetings, public opinions on project construction and resettlement plan are widely asked. Participants include staffs from provincial and municipal PMOs, county Resettlement Office, Planning and Infrastructure sections of Provincial Water Resources, AHHSDI, municipal government, Land Administration Bureau and other related departments, so as well the leaders of affected towns/townships and representatives of affected persons. From November 2005 to April 2006, under the guidance of Hohai University, AHHSDI completed the draft of resettlement action plan, so as well the resettlement policy framework. Between April 12, 2006 and April 29, the World Bank Project Preparation Mission reviewed the preparation work for the present project. In the memorandum prepared by the World Bank Preparation mission, it is required to prepare the first year detailed resettlement plan for project implementation. It requires: (1) detailed project impact survey; (2) full appraisals of engineering design; (3) concrete proposals and measures for elimination of risk and production resume on the basis of wide consultation with affected groups. To complete fist year resettlement action plan, each PMO was advised to contract with consultation unit and demanded that (1) demonstration of physical indicators investigation and public consultation; (2) guidance on how to constitute resettlement action plan. From May 2006 to August 2006, according to the World Bank Mission memorandum, provincial PMO has organized AHHSDI to prepare the first year detailed design of the project. In July 2006, Anhui Provincial PMO signed a consultancy contract with the resettlement research center of Hohai University was invited to cooperating with Anhui hydropower Survey and Design Institute to constitute the first year of resettlement action plan. From the end of July 2006 to the mid of August 2006, Hohai University resettlement research center and AHHSDI cooperated in preparing for the first annual resettlement action plan and took actions in related resettlement activities according to the World Bank memorandum, For example, make further investigation for the first year project, formulate village resettlement recovery plan and so on.

2 Between July 21, 2006 and July 24,China International Engineering Consultant Co. (CIECC) had appraised the project suggestion report. According to the recommendations from the CIECC and the WB, the PPMO compiled the Feasibility Study report and the resettlement plan brief at July 2008. At July 2008 Anhui resettlement bureau had censor the resettlement plan brief. At Sep. 2008 Water Resource Design and Research Institution appraised the Feasibility Study report.

1.3 benefited and affected areas by project

1.3.1 Project benefited regions

The first year project involved 11 counties (districts) in 8 cities (Fuyang, Liuan, , Bengbu, Suzhou, , , and ). Project area will benefit from the reduction of flood disasters: 1) the project will improve the production and living conditions to provide favorable conditions for socio- economic development in this area; 2) to promote sustainable and benign development of regional eco-environment, and increasing valley capacity of population environment, conducive to improve soil environment, and eventually it is conducive to improve production and living environment of residents; 3) to increase land productivity and peasants income. As the country’s major commodity grain production bases, it will be able to enhance the region’s commodity grain supply, making great significance on country’s food security.

1.3.2 Project Affected Areas

Project affected region is that affected by permanent land acquisition and temporary land use, and house demolition. It is related to eight cities, eight counties, 15 townships, and 54 villages.

3 1.4 Socioeconomic Background of the Project Area

1.4.1 Natural Conditions

Huai River valley lies between River and , east to Yellow sea, the total valley area reaches 0.27 million km2.Mountain ridge and hilly country locate in the west and south of valley while vast plain area lies in the north(in the east of Huaixi hilly country). Huai River valley in Anhui Province covers an area of 0.067 million km2, accounting for 24.6% of the whole valley area. Here are 44 million mu cultivated land and has a population of 38 million. In the area lie 78, covered an area of 0.0134 million km2, a population of 8.11 million. Among it, 11 point, 3361 km2, and a population of 2.08 million-Bali Lake, Jiaogang Lake, Zhengnan Lake, Gaotang Lake, and Gaoyou Lake. Bigger riverway in Huaibei plain area from west to east as follows: Hongru River, Shaying River, Cihuai , Wo River, Huaihong Xin River, Xinbian River, Kuisui River, its valley area reaches between 5000~40000 km2 .Besides, many small riverway lie in Huaibei, such as Gu River, Ren River, Xifei River, Nihei River, , Beifei River, Xie River, , Tuo River, Tang River, Shiliang River and they are main riverway in the area. Riverway and system in Huaibei empty into Huai River in the west of Wo River and empty into Hongze Lake in the east of Wo River except Beifei River downstream. They cross the province mostly, mainly hold and release water from neighbor, valley area from outside makes up 70% of the whole. , , Wo River, Chongtong River originate from Henan Province, Kuisuri River originate from Jiangsu Province, other branches mostly originate from south embankment of Yellow River or area in south of waste Yellow River. Every branch is parallel to each other, flows through plain area in our province. Their riverway is winding and gradient ratio is mild, about one in ten thousandth. Cihuai Xin River, Huaihong Xin River and Xinbian River are all man-made riverway dig after establishing our country, cutting numerous branches from west to east. First-class branches in south bank of Huai River whose valley area reaches above 5000km2 is Shi River Bi River Chi River, above 1000km2 is Feng River, Ji River, Dongfei River, , Baita River, below 1000km2 is Hao River, Tian River, Xiaoxi River. Huai River valley in

4 Anhui Province owns numerous branches, presenting fan-shaped. When raining in the whole valley, it is easy to form huge flood volume, overflowing riverway, giving rise to situation as follows: mainstream exceeds branches and branches exceed ground. So flood disaster takes place in many places. The characteristic of branches in Huaibei is that riverway drains off water weakly, the standard of flood control and elimination is low and contradiction of flood disaster and high-low water exists universally. Less disaster took place in upper stream of Huainan because of Steep River and high bank. Riverway of middle and lower reaches are narrow and small leading to general flood is higher than ground, besides, raised by high water level of Huai River mainstream. As a result, in lower reaches suffers flood disaster frequently. According to statistics, suffering area reaches about 9.1 million mu, including 5.8 million mu disaster area. In 1991, suffering area of flood disaster reaches26.12 million mu, including 19.24 million mu disaster area, and disaster conditions along Huai River are the worst. In 2003, flood disaster in Huai River valley causes suffering area of crops to reach 31.28 million mu, including 22.38 million mu disaster area. Among them, more than 70% of these areas suffer flood or flood disaster.

1.4.2 Socioeconomic Conditions

In Huai River valley in Anhui Province lie 10 municipalities, 38 counties and other county level municipality.11 point in project area such as Bali Lake, Jiaogang Lake, Zhengnan Xifei River downstream, Jia River, Gaotang Lake, Beifei downstream, of Gaoyou Lake, Xie River, Tuo River, of Tian River cover an area of 3361km2 and have a population of 2.08 million, involving 9 municipalities, 19 counties(districts)-Yingshang County of Fuyang, Yingdong district, Maoji district of Huainan, Fengtai, , of Liuan, of Haozhou, of Bengbu, Yuhui district, Huaiyuan, Gu Town, Wu River County, Suixi county of Huaibei, of Suzhou, , Lingbi, Chuzhou , , in Hefei. In 2004, cultivated land area reaches 61.63 million mu, 3.3% of whole country and food yield achieves about 31.6 billion kilograms, 6.8% of whole country in Anhui Province, becoming important

5 commodity base of whole country. The area and population of Huai River valley in Anhui Province account for 48 and 60 % of overall area and population in China, and cultivated land ,food planting area and yield account for 70, 71, 70 % of total account of Anhui Province respectively. Agricultural product in Huai River valley is mainly plant products industry, and chief agricultural products is wheat, paddy rice, corn, soybean, red potato, rape, high beam, cotton etc. And other industrial crops, natural resources of Huai river valley in Anhui Province are abundant. Ascertained coal reserves of Huainan and Huaibei achieves 22 billion tons, ranking 6th in China. In additions, as our point energy base, here are many especially large size coal mines such as Panji, Xieqiao and many especially large size pit-mouth power stations such as Pingyu, Zhangji. In valley of related district is rich in natural resources, but their economy still falls behind. Industry concentrating on natural resources machining, lacks of high-technology and high-extra output industry project. In addition, transportation is flourishing in this area, crossed by Jinghu, Jingjiu, Longhai, Hefu railways, Hexu highway and Jinghu high railways to be constructed, depended on Huai River system and water transport in this area is convenient. Huai River valley is major food, cotton, oil product base, point coal and electricity energy product base in the east of China, and fort of transportation from south to north in China, placing an important role in socioeconomic development for Anhui Province even whole country. Economy of project area is relatively backward. According to statistics, in 2004, GDP per capita in Huai River valley Anhui province is 4899 Yuan, while that is 10502 Yuan in whole country, 7768 Yuan in Anhui Province. 2.08 million People live in the project area, and average density of population is 619 persons/km2, 4.6 times of average density of population of whole country (134 persons/km2). Net income of peasants in along Huai River is 1600-2800 Yuan.

1.5 Total Investment and Fund Source

The whole project investment is 1.644 billion Yuan, including the resettlement investment 0.4 billion Yuan. The first year project investment is about 0.35 billion Yuan. The investment for the first year resettlement is 90.40 million

6 Yuan. Fund stems from the loan from the World Bank, subsidy from central government and matching fund from local government.

1.6 Measures Minimizing the Effects of Project Land acquisition and house demolition

After completion of the project, the drainage standards in project area encountered three- year to a five-year opportunity, flood control standards by the status quo 5-10 to a case of 10-20 a case. There is a significant social, environmental and economic benefit. However, the construction would put short-term negative effects on affected area.

1.6.1 Preparative Stage of Project

In the process of project design, large quantities of optimized jobs was done to minimize negative project impact, especially to decrease quantity of affected persons.1) In the process of design embankments, the previous FSR planned to strengthen the landside slope. Based on field survey the latest design will not undertakeflood discharge sluice for outside watercourse, and if conditions are permitted, heighten and thicken the embankment. For some parts of embankments, large quantities of house gathered, modifying embankment routes to decrease removement.2)In the process of river way design ,slope- changing technology is put into use in some river way. Land-digging and occupying because of project and removing quantity of material objects decrease by enlarging design gradient ratio and reducing digging section. 3) In the process of construction design, appropriate borrow pits and spoil disposal sites are chosen, especially river beaches are used as borrow pits in order to reduce the negative impact on local farmers.

1.6.2 Planning and Implemented Stage of Resettlement Activities on Land

Acquisition and house demolition in Project

When land acquisition and resettlement cannot be avoided, take measures to minimize project impacts as follows: 1)Strengthen collection of fundamental data to do further study in local socioeconomic present conditions and foreground, combing with local practical feasible resettlement action plan, to

7 guarantee that staff affected by project suffer no loss on account of project. 2) Encourage public participation, augment information transparency to accept supervisor of public.3) Augment supervisor inside and outside to set up feedback system and channel, and shorten information- handling period to make sure that various problems with project are solved in time.

1.7 Project Total Resettlement Introduction

1.6 billion Yuan is invested in this project, of which, 0.4 billion Yuan is used for resettlement and land acquisition. Affected areas involve 19 counties (municipality, district), 55 towns, 251 villages, 583 village groups. Land acquisition for permanent use is of 5968.1 mu, of which, state farm own 76.40 mu and rural collectives own 5891.7 mu including 3912.9 mu farmland. Land acquisition for temporary use is of 22858.2 mu, 3592 households with 12573 persons are affected. House demolition will affect 3054 persons. Totally 87822 m2 of houses need to be demolished.The demolition of non-residential buildings is related to 1 enterprise unit, 3 institutional units with 32 persons affected and 6784m2 of buildings demolished, and 18 rural enterprises with 49 persons affected.

8 Project Impacts

Land acquisition for permanent use reaches 1600.9 mu in the first year project, 1071.6 mu farmland involved. 8 counties,15 towns,54 villages,162 village groups of 5 Municipalities-Maoji of Huainan Municipality, Changfeng, Dingyuan of Chuzhou Municipality, Huaishang, Huaiyuan, Guzhen of Bengbu Municipality, Suixi County of Huaibei, Yong bridge of Suzhou involved in. Rural residence houses removed reach 64 households, and surface area add up to 4415.2m2, among which frame houses 264.60m2, accounting for 5.99 %; brick-concrete 1046.10m2, accounting for 23.69%; brick houses 2717.50m2, accounting for 61.55%; masonry-wood houses 239.10m2, accounting for 5.42%; ancillary houses 147.90m2, accounting for 3.55%. Among removed houses, the area of main houses is 3268.5m2, 35 households with 104 persons involved. The area of side houses is 1146.7m2, 29 households involved. 1 enterprise unit, 2 institutional units are affected by project. The surface area of removed institutional unit houses reaches 6784 m2. +XDLÃULYHUÃEDVLQÃIORRGÃPDQDJHPHQWÃ \HDUÃRQHÃUDS ODQGÃDFTXLVLWLRQÃDQGÃUHVHWWOHPHQWÃLPSDFWVÃ Permanent land acquisition Temporary land acquisition Total Total Total Total Total Total province Sub-projecets Total HH Total HH amount HH businesses amount HH businesses displaced displaced of land affects affected of land affects affected Bali lake 86.6 61 Jiaogang lake 179.1 135 10 570 402 Xifei River 47.0 32 1 56.2 downstream $QKXLÃ Gaotang 298 253 15 2 213.3 150 Ã Lake Beifei River 206.1 115 74 1022.8 721 Xifei River 870.7 486 5 4205.5 3373 downstream Tuo river 230.20 162 ÃWRWDOÃÃ 1600.9 9437 136 3 6384.6 4880

2.1 Land Acquisition

Land acquisition for permanent use reaches 1600.9 mu in the first year project, 1071.6 mu arable lands involved. 8 counties, 15 towns, 54 villages, 162 village groups of 5 Municipalities-Maoji of Huainan Municipality, Changfeng, Dingyuan

9 of Chuzhou Municipality, Huaishang, Huaiyuan, Guzhen of Bengbu Municipality, Suixi County of Huaibei, Yong bridge of Suzhou involved in 2216 households with 9437 persons are affected by land acquisition for permanent use. The information of the households affected have been record in the every village recovery plan. The index of land acquisition for permanent use in project is shown in table 2.1-1. Statistics of land acquisition for permanent use in the light of project are presented in Table 2.1-2. Statistics of land acquisition for permanent use in the light of village are shown in. table 2.1-3. Table 2.1-1 Table of land acquisition for permanent use ITEM UNIT TOTAL land acquisition for permanent use mu 1600.9 state-owned land mu collective land mu 1600.9 arable land mu 1071.6 pond for irrigation mu 96.1 other land for agriculture mu 433.2 fishpond mu 49 other land mu 384.2 Household affected by land acquisition household 2216 population affected by land acquisition person 9437 Labor force affected by land acquisition person 5930

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Table 2.1-2 Table of land acquisition for permanent use Unit: MU Land for sequence other land for total Name of Name of project county farmland fishpond river number agriculture rapids harnessing project of 1 Bali Lake Yingshang Jiannan River Consolidation of Jiaogang Qiaokouwei and 2 Maoji 44.0 49.0 86.1 179.1 Lake Dredging of Bianmingou Rebuilding and Xifei River 3 expanding building of Fengtai 47.0 47.0 downstream Yongxing River station Dredging of Shui Lake 4 Gaotang Lake Changfeng 180.5 28.3 208.8 draining flood ditch continuation of 5 Gaotang Lake Dingyuan 70.2 19.0 89.2 Luqiaowei dry dyke Consolidation of 6 Beifei River Huaishang 45.0 19.4 64.4 Taiping Wei

7 Beifei River Dredging of Gezi ditch Gu Town 112.8 28.9 141.7 Dredging of Xie 8 Xie River River way Suixi 96.1 96.1

Yongqiao 417.0 104.7 521.7

11

Huaiyuan 97.3 24.2 121.5

Gu Town 104.8 26.6 131.4

Grand total 619.1 96.1 155.5 870.7

Yong 9 Tuo River Dredging of Tuo River Bridge

total 1071.6 49.0 96.1 384.2 1600.9

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Table2.1-3à à à à à Table for First Year Project Permanent Land Requisition in Huai River Valley Point Plain Wash Treatment Project unit:mu à à à à à à à à à à à à Ã

river other sequence name of sequence farmla name of project country town village group pound botto agricultur total mumber wash mumber nd mland e land Jiannan River building Yingsha 1 Bali Lake         restoration project ng  1 Shiji  13.8 18.8 32.6 Qiaokou Wei Jiaogan 2 Huji  16.0 13.0 29.0 strengthening and Maoji g Jiaogang Convenience Ditch  2 3 Yuanxin 27.0 8.1 35.1 Lake dredging project  4 Suntai 9.3 6.0 20.5 35.8   5 Qiaokou 20.9 25.6 46.5   total 44.0 49.0 86.1 179.1 xifei River Yongxing River major 3 Fengtai 47.0 47.0 downstrea stations reconstruction m (expandsion)     Miaogan 6 58.5 10.0 68.5 Chang g Dazhuan Group Gaotang Wter Yuanxian Water Lake drainage feng 7 Yuanxiang 67.9 10.2 78.1 4 Lake  Lake g  ditch restoration  project  8 Liji Liji,Kang Lake 54.1 8.1 62.2  total     180.5 28.3 208.8 5 Gaotang Lu bridge Wei write- Dingyua Lu Shili 9 4.1 1.1 5.2 Lake HongGou n Bridge Village Fang Zhuangshangyang   Reconstruction Town 10 4.9 1.2 6.1    Liutang Di  Chengli 11 4.3 1.1 5.4 Village Qiandong 12  Weili Weiwai 9.1 2.3 11.4

13 Â Menxi 10.8 2.8 13.6

13

14 Â Mennan 7.1 1.8 8.9 Guantang 15 3.9 1.0 4.9 Village Team 1

16 Â Team 1 5.5 1.4 6.9

17 Â Team 4 5.9 1.5 7.4

18 Â Team 5 5.0 1.2 6.2

19  Team 6 5.8 1.4 7.2 Qingluo Village 20  Team 3 1.3 0.8 2.1  Xuniu 21 0.5 0.5 1.0 Village Team 8 Lu bridge Wei write- Dingyua Qingluo Gaotang 22 2.0 0.9 2.9 5 HongGou n Village  Team 9 Lake Reconstruction  total 70.2 19.0 89.2     6 Beifei Taiping wei Huai Wuxiao 23 Wuda Tai Group 4 3.5 3.5  River reinforcement works shang Street     Taiping 24 Group 3 5.37 4.76 10.13  Gang 25 Bada Ji Group 1 10.27 3.01 13.28

26 Â Group 2 4.69 4.05 8.74

27 Â Group 4 5.83 1.08 6.91 Huaishan 28 Group 2 6.2 6.2 g Village 29 Â Group 1 3.4 0.7 4.1

30 Bin River Group 1 0.5 0.5 1.0 Wuxiao 31 Group 1 1.3 0.1 1.4 Street 32 Jiutai Group 1 1.9 0.2 2.1

33 Â Group 2 2.3 0.2 2.5

14

Ximen 34 Group 1 2.4 0.1 2.5 Du 35 Â Group 2 3.1 0.1 3.2

36 Â Group 3 6.0 3.4 9.4

total    45.0 19.4 64.4

37 Xinan Guo Lake 22.1 5.5 27.6

38  Yejia 11.9 3.5 15.4 Gu Wabgzh Beifei 7 Town uang 39  Tao Lake 9.3 2.3 11.6 River  Â

    40 Dongzhu 10.6 2.7 13.3    Gezi Ditch treatment    41 Xin River Xiangxi 13.2 3.7 16.9  projects     42  Qianwang 16.5 3.8 20.3         43 Zhenbei Hongcao 15.8 4.0 19.8      44 Wangxi 2.0 0.6 2.6  Xinma  45 11.4 2.8 14.2 Bridge Haopu Yanzhao       total 112.8 28.9 141.7 8 Xie River Suixi Daqiao Chenji 46 Lida Bridge Group 14.5 14.5    Vilage    47 Xu Wafang Group 4.6 4.6      Xie River dredging  48 Xiaoma Zhuang Group 1.7 1.7   project  8 Xie River  Suixi 49 Taozhuan Group 6.9 6.9         50 Lizhuan Group 17.1 17.1         51 Li fanpeng Group 8.0 8.0    Xie River dredging 52 Liuzhuan Group 6.1 6.1   project    53 Yuxiu Wei Group 3.4 3.4

15

  Zhouyu 54 East Zhangjia Group 8.8 8.8   Shuangd Village   ui Ji 55 Xu Laozhuan Group 5.6 5.6   Town   Huangan 56 Small Xuzhuan Group 6.4 6.4   g Village   57 Huangang zhuang Group 2.5 2.5     58 Big Xu Group 10.5 10.5   county   96.1 96.1 total   Sanguan   59 Taowang Group 18.8 4.7 23.5 Village 8 Xie River   60 Lijia Group 7.5 1.9 9.4     61 Kuangxi Group 5.6 1.4 7.0 Yong   Daying Zhanglou Bridge 62 Qiandong Group 19.1 4.8 23.9   Village

  63 Qianxi Group 10.9 2.7 13.6  Â

  64 Houdong Group 8.4 2.1 10.5  Â

  65 Gouxi Group 22.2 5.5 27.7

 Â

  66 Village collective land 1.9 0.5 2.4

 Â

  67 Houxi Group 9.7 2.5 12.2

  Sunbai 68 Taodong Group 3.9 1.0 4.9   village   69 Liujia Group 2.5 0.6 3.1     Zhouliu 70 Xiliu Group 9.6 2.4 12.0   Village   71 Zhouliu Group 23.3 5.8 29.1     Xie River dredging Yong Daying 72 Small Han Group 6.2 1.6 7.8   project Bridge Chenli   73 DazhuanGroup 1 4.0 1.0 5.0 Village

16

  74 DazhuanGroup 2 3.5 0.9 4.4 8 Xie River   75 DazhuanGroup 3 4.7 1.2 5.9     76 DazhuanGroup 4 4.3 1.1 5.4   Chenli   77 Beili Qian Group 14.2 3.6 17.8 Village     78 Beili Hou Group 8.9 2.2 11.1   Zhnagji 79 Gouxi Group 11.3 2.9 14.2   Village     80 Lizhuan Group 4.6 1.2 5.8   81 Louliu Group 9.1 2.4 11.5     82 Wangyuan Group 11.2 2.9 14.1     83 Village collective land 4.6 1.1 5.7   Daying   84 Group 2 10.4 2.6 13.0 Village     85 Group 1 19.6 4.9 24.5   Liuwei 86 Jinan Chen Group 6.5 1.6 8.1   Village     87 Xiangdong Group 17.4 4.4 21.8   88 Xiangxi Group 10.9 2.7 13.6   8 Xie River 89 Liuxiao Zhuang Group 10.2 2.5 12.7     90 Wadong Group 3.5 0.9 4.4   Yong Zhangwei   92 Miaoxi Group 15.6 3.9 19.5   Town Village

  93 Nanwei Xi Group 7.7 1.9 9.6  Â

  94 Nanwei Dong Group 13.4 3.4 16.8   95 Dayang Jia 12.7 3.2 15.9     96 Xiaoyang Jia 3.6 0.9 4.5

17

  97 Mendong Li 3.4 0.9 4.3     98 Mennan Li 4.1 1.0 5.1     99 Zhangwei Beiwei 10.7 2.7 13.4   Xie River dredging   100 Yangwei Heshang Yang 7.6 1.9 9.5 project Yong Yong   Bridge Town   101 Yangwei 3.7 0.9 4.6

  102 Yangwei Lizhuang 1.0 0.2 1.2  Â

  103 Fangdian Diandong 5.6 1.4 7.0  Â

  104 Dianxi 10.5 2.6 13.1

  105 Southeast Garden 3.6 0.9 4.5 8 Xie River  Â

  106 Goukou Qianma 5.3 1.3 6.6

  county 417.0 104.7 521.7   total

  Daqiao 107 Nizhuan Group 8.4 2.1 10.5   Vilage

  Huaiyua Chenji 108 Hedong Group 0.5 0.1 0.6   n

  109 Hexi Group 3.1 0.8 3.9  Â

  110 Laocheng Laiwang Group 18.3 4.6 22.9  Â

  111 Piying 2.2 0.5 2.7

 Â

  112 Wanwei Heyan 0.8 0.2 1.0

  113 Taozhuang 1.1 0.3 1.4  Â

  Huaiyua Baoji 114 Xilou Qianchen 1.1 0.3 1.4   n   115 Houchen 1.7 0.4 1.4     116 Qiaoxi 8.4 2.1 10.5   117 Qiaodong 3.1 0.8 3.9

18

  118 Dai Group 2 2.9 0.7 3.6     119 Dai Group 3 Xie River 120 Xilou Dai Group 1 2.2 0.6 2.8

121 Qiaokou Goubei Group 3.4 0.8 4.2

Xie River dredging 122 West Group 3 2.3 0.6 2.9 project 123 West Group 2 0.4 0.1 0.5

124 West Group 4 0.9 0.2 1.1

125 West Group 1 2.1 0.5 2.6 Huaiyua Baoji n 126 Yao Group 0.9 0.2 1.1

127 You Group 2 0.5 0.1 0.6

128 You Group 1 1.2 0.3 1.5

129 Miaoxi Group 0.9 0.2 1.1

130 MiaoGroup 3 1.1 0.3 1.4

131 MiaoGroup 2 1.3 0.3 1.6

132 MiaoGroup 1 1.5 0.4 1.9

Liangwan 133 Zhengzhuan Group 1.3 0.3 1.6 g

134 Houcui Group 1.0 0.2 1.2

135 tTangyan Group 0.9 0.2 1.1

136 Dongliang Group 1.6 0.4 2.0 Gaozhua 137 Heyan Group 4.8 1.2 6.0 ng 138 Zhangyao Xianglim Group 5.4 1.4 6.8

139 Dazhuan Group 12.0 3.0 15.0

19

county 97.3 24.2 121.5 total 140 Qiwang Youfang 2.6 0.7 3.3

141 Xiaowang 6.3 1.6 7.9

142 Lubei 3.0 0.7 3.7 Gu Hugou Town Qingwan 143 Shenzhuang 2.6 0.7 3.3 g

144 Niuzhuang 1.5 0.4 1.9

145 Weizi 1.3 0.3 1.6

Watong

146 Committe Street South 3.2 0.8 4.0

e Dongxian g 147 Qiancui 10.0 2.5 12.5 Committe e Xie River dredging 148 Yangwei Qianwang 4.6 1.2 5.8 project 149 Mazhuang 5.0 1.3 6.3 Guu Hugou Town 150 Yangwei 6.5 1.6 8.1

151 Malou Qianhe Zhang 4.1 1.0 5.1

152 Houhe zhang 1.4 0.4 1.8

153 Yaoji Qianli 2.8 0.7 3.5

154 South west 1.9 0.5 2.4

155 Nanyao 7.0 1.8 8.8

156 Dongyao 10.8 2.7 13.5 Gu Yang Mendong 157 Miaoxi 8.9 2.4 11.3 Town Teple Wang

158 Xidai 7.4 1.9 9.3

20

159 Wuxi 7.4 1.9 9.3

160 Wudong 4.2 1.0 5.2

161 miaoxin lizhuang 1.7 0.4 2.1

162 qiaodai 0.6 0.1 0.7

county 104.8 26.6 131.4 total Xie River dredging 8 total 619.1 96.1 155.5 870.7 project Tuo River dredging 9 Tuo River project total 15 54 1071.6 49.0 96.1 384.2 1600.9 162

21

2.2 Land Acquisition for Temporary use

Land acquisition for temporary use in first year project includes temporary land acquired for embankments, facilities for construction, borrow pits, and spoil disposal sites. Land for temporary use in first year project add up to 6384.6 mu, of which, farmland 5369.4 mu, land for fishpond 6.80 mu, river bottomland46.3 mu, land for other use 962.1 mu. Displaced households affected by the project reaches 1310 households with 4800 persons, 2798 labor forces, The index of temporary land acquisition are shown in the following table 2.2-1. Table 2.2-1 Table of Land for temporary use in project ITEM UNIT TOTAL land acquisition for temporary use mu 6384.6 ONE, state-owned land TWO, collective land mu 6384.6 (ONE)arable land mu 5369.4 ONE, paddy field mu 1027 TWO, dry land mu 4342.4 (TWO)pond mu 6.8 ONE, fishpond mu 6.8 (THREE)others mu 1008.4 ONE, bottomland mu 46.3 TWO, others mu 962.1 Household affected by land acquisition household 1310 population affected by land acquisition person 4880 Labor force affected by land acquisition person 2798 Land acquired for embankment is 198.10 mu. Land acquired for facilities (e.g. office, warehouse, access roads, and camps) for construction is 465.8 mu. Borrow pits need land of 721.9mu. 1052.60 mu of land will be used for dredging river way. 3946.2mu of land will be needed for spoil disposal sites. Land acquisition temporarily in this project adds up to 6348.6mu, paddy field 1027.00mu, dry land 4342.4mu, bottomland46.3mu, others 962.1mu, fishpond 6.8 mu. Land acquired for temporary use in project of first year adds up to 6384.6mu. The statistics of Land acquired for temporary use in project according to subentry are shown in the following table 2.2-2.

22

Table 2.2-2 Land for various temporary uses Unit: mu

Land Land Land Land Land acquired acquire sequenc acquired acquired acquired by d by e Name of project county by by total by filling construction soil number attaining washing pond disposal abando soil and filling n harnessing project of 1 Yingshang 15 71.6 86.6 Jiannan River Consolidation of Qiaokouwei and 2 Maoji 45.1 62.2 436.8 25.9 570 Dredging of Bianmingou expanding the 3 building of Yongxing Fengtai 34 0.9 21.3 56.2 River station Dredging of Shui 4 Lake draining flood Changfeng 11.9 89 100.9 ditch continuation of 5 Dingyuan 13.1 99.3 112.4 Luqiaowei dry dyke Consolidation of 6 Huaishang 153 32.4 276.4 461.8 Taiping Yu Dredging of Gezi 7 Gu Town 19.6 541.4 561 ditch 8 Dredging of Xiehe Gu Town 62.9 999.8 481.9 1544.6 River way Huaiyuan 38.5 52.8 346.8 438.1

23

Yongqiao 120.8 4.3 1834 1959.1 Suixi 25.8 3.5 234.4 263.7 TOTAL 248 7.8 1052.6 2897.1 4205.5 Dredging of Tuo 9 Yong Bridge 29.6 200.6 230.2 River TOTAL 198.10 465.8 721.9 1052.6 3946.2 6384.6

24

Land acquired à sequence name of name of FRXQWU\à numberà washà projectà paddy dry poundà bottomlandà othersà subtotalà fieldà landà harnessing project of 1 à Bali Lakeà Yingshangà Jiannan 72.6 14.0 86.6 Riverà Consolidation of Jiaogang Qiaokouwei 2 à Maojià Lakeà and Dredging 462.2 22.7 6.8 78.3 570.0 of Bianmingouà expanding Westfei the building à River Fengtaià of Yongxing 19.0 23.0 14.2 56.2 Downstreamà River stationà Dredging of Gaotang Shui Lake 4 à Changfengà Lakeà draining flood 85.7 15.2 100.9 ditchà continuation Gaotang 5 à of Luqiaowei Dingyuanà Lakeà 96.3 16.1 112.4 dry dykeà Consolidation Northfei 6 of Taiping Huaishangà Riverà 382.8 79.0 461.8 Weià Northfei Dredging of 7 Gu Townà Riverà Gezi ditchà 476.3 84.7 561.0 Gu Townà 1299.7 15.6 229.3 1544.6

Huaiyuanà 372.4 65.7 438.1 8 Xie Riverà Yongqiaoà 1665.7 293.4 1959.1 Suixià Dredgingof 218.3 7.7 37.7 263.7 Xie River TOTALà courseà 3556.1 23.3 626.1 4205.5 Dredging of Yong 9à Tuo Riverà Tuo Riverà Bridgeà 195.7 34.5 230.2 10 à 1027.0 4342.4 6.8 46.3 962.1 6384.6

25

2.3 Demolished houses and attachments

Removed rural residential houses of first year project involved 64 households. All sorts of removed houses add up to 4415.2m2, frame houses 264.60m2, accounting for 5.99%; brick-concrete houses 1046.10m2, accounting 23.69%; brick houses 2717.50m2, accounting for 61.55%; masonry-wood houses 239.10m2, accounting for 5.42%; ancillary houses 147.90m2, accounting for 3.55% The area of removed main houses is 3268.5 m2 among removed houses, involving 35 households with 104 persons. The area of removed side houses reaches 1146.7m2, 29 households involved in. The attached facilities of removed resident mainly include auxiliary buildings of houses and facilities for producing and life. The attached facilities to be removed in this project as follows: bounding wall (1954.6m), gate tower(18m2), toilet(41), shed for domestic animals(36), wells(41), terrace(1372.1m2), kitchen ranges(73), pond(16), telephone(6), wired television(6). Besides, 37637 economical trees in the area of project required to be cut on project construction, 2019 fruit trees involved. Removed graves reach 345. Removed houses and accessory of project in first year are shown in table 2.3- 1 in details.

26

Table2.3 1Ã Ã Statistics for Removing House and Ground—attached Buildings in Huai River Valley Point Plain Wash Treatment Project

KRXVHÃ /HYHOÃ %RXQGLQJÃ JDWHWR /DYDWR FRRNLQJU IUXLWÃ EULFN EXLOGLQJÃ FRZVKHGÃ ZHOOÃ JURXQ SRQGÃ WRPEÃ WUHHVÃ VHTXHQ UHPRYLQJÃ ZDOOÃÃ ZHUÃ U\Ã DQJHÃ WUHHV QDPHÃRIÃ QDPHÃRIÃ IUDPHÃ ü WLOHÃ FRQVWUXF PLVFHOO GÃ FHÃ FRXQW\Ã SRSXODWH WRWDOÃ ZDVKÃ SURMHFWÃ KRXVHÃ PL[HGÃ KRXVHÃ WLRQÃ DQHRXVÃ QXPEHUÃ WLRQÃÃ KRXVHÃ KRXVHÃ KRXVHÃ > < m2 m2 m2 m2 m2 m2 m m2 HQWU\Ã HQWU\Ã JREÃ m2 HQWU\Ã HQWU\Ã VHDWÃ 0.0 0.0 SODQW 5m 5m harnessing project of 1 %DOLÃ/DNHÃ Jiannan Ying River shang Consolidati on of Qiaokouwei -LDRJDQJÃ 1101.7 2 and 10 264.6 768.92 68.2 180.6 9 4 11 148.3 7 67 691 23 /DNHÃ 2 Dredging of Bianmingo u Maoji expanding :HVWIHLÃ the building of 3 5LYHUÃ Yongxing 'RZQVWUHDPÃ River Fengta station i Dredging of *DRWDQJÃ Shui Lake 4 15 240 407 34 681 1280 18 4 14 6 650 5 3 11 91 198 6 /DNHÃ draining Changf flood ditch eng continuatio *DRWDQJÃ n of 5 /DNHÃ Luqiaowei Dingyu dry dyke an Consolidati 1RUWKIHLÃ on of 6 59 752 763 42 15 1572 304 20 14 17 287 54 11 128 111 38 85 5LYHUÃ Taiping Huaish Wei ang 1RUWKIHLÃ 7 5LYHUÃ Dredging of Gu 15 24 251 75 350 190 7 4 6 287 7 2 205 125 65 Gezi ditch Town

27

577 5 30 402 432 1 1 23 Gu 4 Town

157 35 Huaiyu 84 an

8 477 968 ;LHÃ5LYHUÃ 125 54 99 278 148 1840 Yongqi 1 9 ao

93 Suixi

Dredgingof 264 968 5 30 527 54 99 710 1 1 206 1840 Xie River 22 9 course TOTAL

9 7XRÃ5LYHUÃ Dredging of Yong Tuo River Bridge

1046. 2717.5 4415.2 268 107 10 104 264.6 239.1 147.9 1954.6 18 41 36 41 1372.1 73 16 345 2019 1 2 2 96 41

28

2.4 Affected Buildings and Attachments of Enterprise and

Institutional Unit

Some facilities of 3 enterprise and institutional units will be affected by project construction, but normal production will not be unaffected. Removed houses add up to 6784m2, enclosing wall (400m), gate tower(130m2), toilet(1), telephone(10), economical trees (535), fruit trees (30).

2.5 Affected Infrastructure and Special Facilities

Special facilities affected by project in the first year mainly include traffic, communication, electric power and so on .Traffic involves bridge, ferry, wharf; Communication involves facilities of telecommunication and broadcast television; Electric power involves facilities of transmit electricity line and substation. Bridge (90m/3), ferry (2), telecommunication cable (3.4km), transmit line of broadcast television (4.1km). All sorts of transmit line is 6.4km long, and substation reaches 420KVA/3.Survey in special facilities is shown in table2.5-1.

Table2.4 Affected Houses and Attachment of Enterprises and Institutional Units expanding the Shui Lake draining flood building of Project item ditch Yongxing River Station Xifei River Depression Gaotang Lake downstream County/District Changfeng Fengtai total

agricultural cultivation prefabricating technical big station of factory in The name of affected units secondary Yongxing Changfeng school in River County Changfeng County

29

Affected items units

One, removed house m2 6784 6784

1.frame house m2 4560 4560

2.brick-concrete house m2 880 880

3. ancillary houses m2 1344 1344

Two, attached facilities

1.bounding wall m 50 100 250 400

2.gate tower m2 130 130

3.well gob 1 1

4.toilet entry 1 1

7.telephone entry 10 10

Three, ground -attached buildings

1,fruit trees plant 30 30

2,trees for timber plant 535 535

30

Table 2.5-1 Table of affected special facilities

31

means of means of means of broadcasting means of transmitting and transportation telecommunication and transforming electricity Sequence Name of Name of project county television number optical bridge ferry cable Transmission 35Kv 10Kv 380v Transformer fiber cable (m/seat) (km) line (km) (km) (km) (km) substation(KVA/seat (km) harnessing 1 Bali Lake project of Yingshang Jiannan River Consolidation of Qiaokouwei and 2 Jiaogang Lake Maoji Dredging of Bianmingou Rebuilding and expanding Xifei River 3 building of Fengtai downstream Yongxing River station Dredging of Shui 4 Gaotang Lake Lake draining Changfeng 2.3 1.1 1.5 1.7 1.6 300/1 seat flood ditch continuation of 5 Gaotang Lake Luqiaowei dry Dingyuan dyke Consolidation of 6 Beifei River Huaishang 0.5 Taiping Wei Dredging of Gezi 7 Beifei River Gu Town 90/3 seat 0.15 0.3 0.5 100/1 seat ditch Suixi 0.2 0.3 20/1 seat Dredging of 8 Yongqiao 0.15 0.15 Xie River Xie River way

Huaiyuan 2 0.3 Yongqiao 32 0.5 2.5 0.3

Dredging of Tuo 9 Tuo River Yongqiao River 10 90/3 seat 2 3.4 0.15 4.1 1.8 2.7 1.9 420KVA/3 33

2.6 Affected Population

2.6.1 Affected Resident by Project

2216 households with 9437persons were affected by permanent land acquisition of first year project. Removed house involved 64 households, in which, 35 households with 104 persons required to be removed and resettled. 1310 households with 4880 persons are affected by temporary land occupation.

2.6.2 Non-House Affected by Project

2 institutional units and 1 enterprise units are affected by project. This project doesn’t affect normal production and work of enterprise and institutional units. There are no persons needed to be displaced.

2.7 Cultural Relics and Vulnerable Groups

2.7.1 Cultural Relics

There are no publicized cultural relics in the project regions, but as result of large numbers of earthwork during construction time, it can’t exclude possibility of existing underground cultural relics. The history of exploitation in Huaibei Plain is synchronous with Chinese civilization, so propagandize of cultural relics protection requires to be strengthened before construction of project.

2.7.2 Vulnerable Groups

Rights and status of female in project regions are completely equal with male, no special care rendered. Vulnerable groups in this project refer to handicapped, old lonely, orphan, extremely poor, and ethic minority. People affected by project l are all of Han nationality. Vulnerable groups mainly refer to old lonely and extremely poor households, which need special attention.

34 Vulnerable groups affected by this project will be confirmed further according to the comparison of their own conditions such as family member’s structure, labor force employment, and family resources, with those materials held by Civil Administration Department in the process of resettlement. Once the household is affirmed as vulnerable group, special helps will be provided.

2.8 Unregistered Structures

There are not any Unregistered Structures in the project. If it will been found when the project implement the rural unregistered structures will be compensated in accordance with the Advices on Compensation Criteria of Land Acquisition and Resettlement in the Huai River Management Project (the Water Conservancy Ministry [2005]470).

35 Social Economic Situation of Project Affected Regions

3.1 Social Economic Profile of Project Affected Regions

Anhui Province locates middle reaches of Huai River, churchyard valley area 0.067 million km2,farmland 44 million mu, a population of 38 million .10 cities- Bengbu, Huainan, Fuyang, Liuan, Haozhou, Huaibei, Suxian, Chuzhou, Hefei, , with 38 counties and county level municipalities lie in valley. Its area and population make up 35%, 28% of the whole Huai Valley separately, accounting for 48%, 60% of total area and population in while province. Huai valley is grain cotton oil product base of Anhui Province, as important coal and electricity energy sources base of east China and traffic fort of south and north in China, and plays an important role in Anhui Province even economy and social development of whole country. The area of 11 point in project region-Bali Lake, Jiaogang Lake, Zhengna, Gaotang Lake, Gaoyou Lake and so on reaches 3361km2, 2.08 million people involved. And 9 cities with 19 counties (districts) such as Yingshang county, Yingdong borough of Fuyang municipality, Maoji borough of Huainan municipality, Fengtai, Panji borough, Shou county of Liuan municipality, Lixin county of Haozhou, Huaishang borough of Bengbu, Yuhui borough, Huaiyuan, Gu town, , Suixi county of Huaibei municipality, Yongqiao borough of Suzhou municipality, Si county, Lingbi, Tianchang municipality of Chuzhou, Dingyuan county, Hefei changfeng county and provincial agricultural cultivation company is involved in this project. Average population density of project region is 619 person/km2, 4.6 times of that of whole country-134 person/km2. The economy level of project region is low relatively, and net income per capita of peasant along of Huai River is 1600-2000 Yuan. The layout of first year implemented project lies in 8 Bali Lake, Jiaogang Lake, Zhengna, Xifei River downstream, Gaotang Lake, Beifei River, Xie River, Tuo River, 8 cities with 11 counties (districts)-Fuyang, Liuan, Huainan, Bengbu, Suzhou, Huaibei, Chuzhou, Hefei are involved. Among them, 8 cities with 8

36 counties, 15 villages and towns, 58 villages are affected by project permanent land acquisition and house demolition activities.

3.1.1 Social and Economic Profile of Project Affected City

Bangui, Hanna, Faying, Liana, Hailey, Su county, Chowhound, Hefei, 8 cities are affected by project. Project regions are all rural area according to project disposal. Total population of 8 cities is 38.616 million persons, agriculture population 30.505 million persons, non-agriculture population 8.110 million persons; Female population reaches 20.087 million persons, while male population reaches 18.529 million persons. Rural population add up to 30.910 million persons, labor force 15.670 million persons, the first industry 10.849 million persons, the second industry 3.023 million persons, other industry 3.293 million persons. Total farmland area of 8 cities is 39.568 million mu, paddy field 15.173 million mu, dry land 15.075 million mu, others 9.320 million mu. Total planting area of crops is 80.414 million mu, grain crop 56.897 million mu, and output is 20.908 million ton; Oil plants reaches 12.474 million mu, output 1.978 million ton; Others 10.778 million mu. GDP is 238.81 billion Yuan, the first industry 57.17 billion Yuan, and accounting for 23.9 %; the second industry 97.97 billion Yuan, accounting for 41.0%; the third industry 83.67 billion Yuan, accounting for 35.0%; GDP per capita of 8 cities is 7438.8 Yuan. Controllable income per capita of town residents is 7655.4 Yuan, while net income per capita of rural residents is 2454.7 Yuan. Main social economic index involved is shown in table 3.1-1.

37 table3.1 1    social ecnomic index statistics of project regions DIIHFWHGPXQLFLSDOLWLHV +HIHL +XDLEHL 6X]KRX %HQJEX )X\DQJ +XDLQDQ &KX]KRX /LXDQ WRWDO WRWDOSRSXODWLRQ SHUVRQV  444.7 209.4 599.6 347.0 918.7 233.6 433.5 675.1  IHPDOH SHUVRQV  233.8 107.2 307.1 179.7 478.1 122.3 223.9 356.6  SRSXODWLRQÃ PDOH SHUVRQV  210.9 102.1 292.6 167.3 440.6 111.2 209.7 318.6 1852.9 DJULFXOWXUHSRSXODWLRQ SHUVRQV  275.7 128.5 527.3 256.5 816.5 127.9 341.6 576.6  QRQDJULFXOWXUH SHUVRQV  169.0 80.9 72.4 90.5 102.1 105.7 91.9 98.6  UXUDOSRSXODWLRQ SHUVRQV  280.4 123.6 512.5 263.0 822.2 131.6 349.2 608.5  ODERUIRUFH SHUVRQV  153.8 56.7 256.4 139.8 417.5 71.5 175.5 295.8  UXUDO WKHILVWLQGXVWU\ODERUIRUFH SHUVRQV  97.3 44.7 207.2 99.3 277.0 43.9 131.2 184.3  WKHVHFLQGLQGXVWU\ODERUIRUFH SHUVRQV  40.6 9.6 31.9 21.1 92.8 18.4 29.9 58.0  RWKHULQGXVWU\ SHUVRQV  26.8 7.1 41.0 30.8 93.3 16.8 28.5 85.0  WRWDODUHDRIIDUPODQG 322.9 200.3 738.4 448.4 858.8 174.2 584.0 629.6  SDGG\ILHOG PX  240.9 0.6 28.3 138.0 89.2 120.5 387.7 512.1  GU\ODQG PX  54.7 122.1 561.0 226.9 290.3 45.8 127.5 79.3  RWKHU 27.3 77.6 149.2 83.5 479.4 7.9 68.8 38.3  WRWDOSODQWLQJDUHDRIFURSV PX  708.0 397.0 1455.1 899.6 1732.9 350.6 1276.0 1222.2  IDUPODQG JUDLQFURS PX  374.5 391.7 1004.9 592.3 1297.3 290.4 869.7 868.9  RXWSXW WRQV  166.6 132.4 332.3 215.6 421.4 118.3 360.8 343.5  RLOSODQWV PX  235.4 26.5 162.6 139.9 154.2 15.0 273.4 240.5  RXWSXW WRQV  35.2 4.1 35.0 37.4 16.2 2.5 40.8 26.6  RWKHUV PX  91.4 64.9 271.4 163.6 231.3 48.8 116.1 90.2    RXWSXW WRQV  108.1 69.8 372.3 230.7 405.3 83.5 176.5 91.8  RXWSXW *'3 PLOOLRQ\XDQ  589.7 169.1 279.1 263.7 263.3 214.5 355.6 253.1  WKHILUVW SURGXFWLRQYDOXH PLOOLRQ\XDQ  54.0 24.0 125.0 65.7 106.1 26.5 90.4 80.0  LQGXVWU\ SRUSRWLRQRIFRXQWU\ 9.2 14.2 44.8 24.9 40.3 12.3 25.4 31.6 23.9 WKHVHFRQG SURGXFWLRQYDOXH PLOOLRQ\XDQ  297.2 93.0 68.3 108.9 68.6 111.9 144.1 87.7  LQGXVWU\ SRUSRWLRQRIFRXQWU\ 50.4 55.0 24.5 41.3 26.0 52.2 40.5 34.7 41.0 WKHWKLUG SURGXFWLRQYDOXH PLOOLRQ\XDQ  238.5 52.0 85.8 89.1 88.7 76.1 121.1 85.3  LQGXVWU\ SRUSRWLRQRIFRXQWU\ 40.4 30.8 30.7 33.8 33.7 35.5 34.0 33.7 35.0

38  *'3SHUFDSLWD \XDQ  13327.0 8351.0 4837.0 7906.0 3089.0 9346.0 8518.0 4136.0  FRQWUROOHGLQFRPHSHUFDSLWDRIWRZQUHVLGHQWV \XDQ   LQFRPHÃ 8610.3 7290.2 8109.8 7095.7 7417.9 7408.3 QHWLQFRPHSHUFDSLWDRIUXUDOUHVLGHQWV \XDQ  2889.4 2638.9 2130.2 2683.3 1986.3 2572.6 2620.1 2117.1 

39

3.1.2 Social and Economic Profile of Project Affected County

The project affected area involved 8 cities with 11 counties-Yingshang county of Fuyang municipality, Maoji borough of Huainan municipality ,Fengtai, Shou county of Liuan municipality, Huaishang borough of Bengbu municipality, Huaiyuan, Gu town, Suixi county of Huaibei municipality, Yongqiao borough of Suzhou municipality, Dingyuan county of Chuzhou, Changfeng county of Hefei municipality. Total population of 9 counties on file is 10.035 million persons, agriculture population 8.660 million persons, non- agriculture population 1.375 million persons; Female population is 5.230 million persons, while male population is 4.805 million persons. The rural population of 11 counties is 8.806 million persons, labor force accounting for 5.186 million persons, among which, the first industry labor force 3.317 million persons; the second industry labor force 5.186 million persons; Other industry labor force 0.825 million persons. Total area of farmland of 11 counties add up to 13.791 million mu, grain crops 19.720 million mu, with output of 7.13 million tons; Oil plants reach 3.976 million mu, with output of 0.681 million tons; others 1.337 million mu. GDP of 8 counties on file is 33.42 billion Yuan, the first industry 9.75 billion Yuan, accounting for 29.2%; the second industry 13.28 billion Yuan, accounting for 39.7%; the third industry 10.39 billion Yuan, accounting for 31.1%; GDP per capita is 4590.5 Yuan. Net income per capita of rural residents of 11 counties is 2423.3 Yuan. Main city social economic index involved is shown in table 3.1-2.

40 7DEOH    VRFLDOHFQRPLFLQGH[VWDWLVWLFVRISURMHFWDIIHFWHGFRXQW\ +HIHL +XDLEHL 6X]KRX %HQJEX )X\DQJ +XDLQDQ &KX]KRX /LXDQ  &KDQJIHQJ 4X[L

41  SURGXFWLRQ YDOXH PLOOLRQ 8.6 9.2 17.3 9.5 7.0 20.3 13.5 12.1 WKHILUVW \XDQ  LQGXVWU\ SRUSRWLRQRI 30.8 20.6 30.8 27.4 20.2 41.4 28.0 31.0 FRXQWU\ SURGXFWLRQ YDOXH PLOOLRQ 12.2 18.9 23.6 16.4 15.2 13.4 17.9 15.0 WKHVHFRQG \XDQ  LQGXVWU\ SRUSRWLRQRI 43.6 42.6 42.0 47.5 43.8 27.4 37.2 38.7 FRXQWU\ SURGXFWLRQ YDOXH PLOOLRQ 7.2 16.3 15.3 8.7 12.5 15.3 16.8 11.8 WKHWKLUG \XDQ  LQGXVWU\ SRUSRWLRQRI 25.7 36.7 27.3 25.1 36.0 31.2 34.8 30.3 FRXQWU\ *'3SHUFDSLWD \XDQ  3832.0 4439.0 5781.0 2269.0 8487.0 5302.0 3014.0

42

3.1.3 Socio-economic Profiles of Project Affected Township (Town)

Project affected 15 townships with 58 villages. Basic situation of village involved is shown in Table 3.1-3

43 Table3.1-3  basic situation table of first year land acquisition in point plain wash fathering foreign capital project population(person) farmland (mu)

sequence administritive non- county village agriculture agryculture farmland(mu) numbe village total paddy field dry land total population population SRSXODWLRQ ÃÃ Yuanxin ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Huji ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Maoji Jiaogang ÃÃ Caoji ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ borough ÃÃ Suntai ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Qiaokou ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Lu bridge ÃÃ Shijing village ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ town ÃÃ Chengli village ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Dingyuan ÃÃ Guantang village ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Qingluo ÃÃ Xuniu village ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Miaogang ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Changfeng Shui Lake ÃÃ Ruan Xiang ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Liji ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Taiping Gang ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Bada ji ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Huai shang ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Wuxiao jie Huaishang ÃÃ Bin River ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ town ÃÃ Wuxiao Street ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Jiu tai ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Ximen Du ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Gu town ÃÃ Xinhe village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Wangzhuang ÃÃ Zhenbei village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Xinan village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Xinma ÃÃ Haopu village ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Bridge Hugou town ÃÃ Yaoji village ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Malou village ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Yangwei village ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Dongxiang ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Watong ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ

44 ÃÃ Qiwangvillage ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Anji village ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Mendong wang ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Yang temple ÃÃ Maoxin village ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Heji village ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Yanwanvillage ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Wanwei village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Chenji ÃÃ Lao village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ village ÃÃ Da bridge village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Gaozhuang village ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ ÃÃ Huaishang ÃÃ Liangwang village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Baoji ÃÃ Zhangyao village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Qiaokou village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Xilou village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Zhanglou village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Sanguan village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Zhangji village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Sunbai village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Daying ÃÃ Liuwei village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Zhouliu village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Yong ÃÃ Chenli village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ bridge ÃÃ Daying village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Yangwei village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Zhangyu village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Yong Town ÃÃ Fangdian village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Shantang village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Goukou village ÃÃ ÃÃ ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Chenji e ÃÃ Daqiao village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ ÃÃ Zhouyu village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ Shuangdui ji Suixi ÃÃ Huangang village ÃÃ Ã Ã ÃÃ Ã Ã ÃÃ ÃÃ ÃÃ

45

3.2 Basic Situation of Affected Rural Households

This rural households survey investigated 174 households, 672 persons, including 1358 Women, the total number of 48.5%; labors 423, accounting for 63%.

3.2.1 Population and age distribution, education and ethnic background

174 households with672 people in the inquiry are all Han nationality, including 141 under the age of 17, accounting for 21%; 443 persons for 17-60 years old, accounting for 65.9%, 88 over the age of 60, accounting for 13.1%. 6.38% of population in the survey has high school education, while 57.42% of population has junior high school education, elementary school education accounting for 26.35%, people not attending school accounting for 9.85%.

3.2.2 Production Resources Situation Survey

Every household contract with 6.85 mu collective land,1.8 mu per capita.

3.2.3 Housing Construction Area

Housing area of every household is 105.4 m2, and housing area per capita is 27.8 m2, most of which is brick houses, accounting for 66.4%.

3.2.4 Annual Family Income and Expenditure

174households, in the inquiry Annual family Income is 3208.3 Yuan, Wages 758.3 Yuan, agriculture income1756Yuan, side occupation 182 Yuan, others 512 Yuan. Annual family expenditure is 1906 Yuan, Family operating expenditure 655 Yuan, Daily life expenditure 1125 Yuan, others 126 Yuan. Annual income and expenditure structure of the families in project regions is shown in Table 3.2-1

46

Table3.2-1 Annual Income and Expenditure Structure of the Families in Project

Regions

Per capita Item Income Proportion (%) (Yuan/person) Wages 758.3 23.6

agriculture 1756 54.7 Annual family side occupation 182 5.7 income others 512 16.0

total 3208.3 100.0 Family operating 655 34.4 expenditure Annual family Daily life 1125 59.0 expenditure others 126 6.6

total 1906 100.0 Net income(income-productive 2427.3 expenditure)

47 Legal and Policy Framework

4.1 Applicable Laws, Regulations & Policies for Resettlement

1)Land Administration Law of the People’s Republic of China(effected from January 1 of 1999, revised on August 28, 2004) 2)Regulation of Land Administration Law of the People’s Republic of China(effected from January 1 of 1999.) 3)Decision of the State Council on Deepening Reform and Strengthening Land Administration (Ref. GF [2004] 28) 4)Guidelines for Strengthening Land Acquisition Compensation and Relocation System (Ref. No. [2004] 238) 5)Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Size Water Resources and Hydroelectric Construction Projects(2006) 6)Measures of Anhui Province for Land Acquisition Compensation and Resettlement for Water Resources and Hydroelectric Construction Projects(1992) 7)Circular Concerning Revising Related Compensation Standard ofMeasures of Anhui Province for Land Acquisition Compensation and Resettlement for Water Resources and Hydroelectric Construction Projects(1995) 8)Methods of Anhui Province forLand Administration Law of the People’s Republic of China(effected from January 1, 2002) 9)The World Bank OP4.12Involuntary Resettlement and Annex (effected from January 1, 2002)

4.2 Resettlement Policies of this Project

The resettlement policies of this project are mostly based on relevant resettlement laws and regulations of the World Bank, the People’s Republic of China and people government of Anhui Province

48 The objective of resettlement policy of this project is: to avoid side effect from expropriation and demolition at most. Affected people and property will be helped to own adequate opportunities to recover or excess intrinsic standard of living. Main policy as follows: Take measures to minimize side effects on displaced person at most; The scheme of compensation and resettlement is able to improve displaced people living standard or recover to former level at least. Consult with displaced person seriously, and make them participate in program and implement of resettlement completely; All affected property will be compensated according to relocating cost; The principle of “building first, dismantling later” should be followed at most. The displaced persons gain entire compensation before construction and land acquisition and house demolition, namely, The project is implemented only when compensation have been paid or resettlement places and removing allowance have been prepared because of land and property acquisition. The borrower is responsibly for raising money for displaced persons resettlement, including unpredictable expenditure. The time standard of Qualification cognizance of displaced persons is issue date of removing announcement. After this date, displaced persons can’t build, expand and rebuild house; Can‘t change purpose of house and land; can, t lease out land and house and can’t buy or sell house. Personnel in bursting after this date aren’t provided with compensation qualification of displaced persons.

4.2.1 Compensation for Collective-owned Land Acquisition and Labor

Force Resettlement Policy

(1)Land acquisition, compensation will be provided according to former use of land. Compensation fee for land acquisition include land compensation fee, resettlement subsidy and young crops compensation/ground attachments. Land compensation fee and resettlement subsidy for farmland acquisition adopt 16 times of unified annual mu output of Anhui Province. Unified annual

49 mu output of farmland in this project is all 1126 Yuan/mu, according to standard of farthing Huai River project recently. The owner of ground attachments and young crops possesses ground attachments and young crops compensation. (2)Land occupation unit should take charge in reclaiming farmland equivalent to occupied land in quantity and quality; Land occupation unit can’t reclaim land because of shortage of qualification, should pay farmland reclamation fee. Land reclamation fund and farmland reclamation fee paid are listed in construction project general investment as construction land use cost. (3)Country displaced persons are relocated centralized by exploiting and adjusting land .County people government should cash land compensation fee, resettlement subsidy and collective property compensation fee in sum to this village collective economic organization or villager committee. As for country displaced persons relocated dispersedly in other collective economic organization or villager committee, resettlement village collective economic organization or villager committee sign agreement with county people government. Production and life of displaced persons are arranged in the light of the agreement. (4)Displaced persons who turn to relatives should apply for county people government of resettlement region in person and put in incepting file provided by county people government .County people government of resettlement region should sign agreement with incepting county people government and displaced persons after affirming displaced persons possess agriculture product means such as land and hand over land compensation fee, resettlement subsidy to plan displaced person production and life as a whole, providing personal property compensation fee and moving fee to displaced person. (5)Country resettlement should mainly adopt agriculture production way, adhering to principle of “adjustment measures to local conditions, making for production ,convenience for life, protection of zoology”, to plan country resettlement places in reason; In addition, small town construction can be carried out if qualification is enough. After country resettlement, displaced persons should possess agriculture product means such as land equivalent to local people.

50 4.2.2 Compensation Standards for Permanent State-owned Land

Occupation

According to provisions concerningMethods of Anhui Province for,agriculture construction approved to use state-owned farmland, will be provided compensation according to compensation standard of country land acquisition

4.2.3 Compensation and Recovery Standards for Temporary State-owned

Land Occupation

Temporary farmland occupied in construction will be compensated according to production value in the same year season-by-season and listed in land administration fee. Temporary Occupied time can’t excess two years commonly. Otherwise, land use procedure requires to be retransacted. Construction Temporary land occupation list in land restoration charges mainly used to recover land occupied after usage. Land restoration charges confirmed in reason according to land-destroyed degree, restoration standard and restoration construction quantity. Land restoration charges list in construction budgetary estimate. Land restoration adheres to principle of “who destroys, who restores”. People governments land administration department at all levels are with responsibility for administrating, supervising and inspecting land restoration in each district. Plan and administration departments at all levels take charge in integration and harmony; Administration departments of each industry with responsibility for constituting and implementing land restoration programme. Land restoration programme should assort with general programme of land use.

51 4.2.4 Removing Compensation and Resettlement Policy for House and

Attached Buildings

House removing compensation mainly includes house compensation charge, moving charge for transferred persons, infrastructure compensation charge and so on. House compensation charge: calculated according to rebuilding price of different structure type and quality standard. Moving charge for transferred persons: include vehicle and vessel transport, accommodation, medication, job delay ,material loss and temporary housing subsidy, calculated in the light of subentry according to moving distance, material quantity ,traffic way and time. Infrastructure compensation charge: include new land acquisition in resettlement places, field level and ward off, drainage, water supply, power supply, village path and so on, and is calculated in the light of subentry combined with resettlement place programme according to original infrastructure condition. Land acquisition charge in new place calculates house base area according to 60 m2 per capita, and price of house base equal to compensation standard of dry land. Developer can choose in the following 3 ways of resettlement according to their selves, will: (1)dismantle themselves, building house on basis of plan house base;(2)dismantle themselves, project owner builds house on basis of plan house base;(3)dismantle themselves, centralized and unified resettlement place is built to relocate persons.

4.2.5 Removing Compensation and Resettlement Policy for Non-House and Attached Buildings

The compensation for non- house and attached buildings include house compensation charge, compensation charge for establishments and equipments impossible to be moved, traffic charge for movement, shutout subsidy . House compensation charge is calculated according to rebuilding price. Compensation charge for establishments and equipments impossible to be moved is calculated according to former size and standard. Traffic charge

52 for movement is calculated according to traffic distance, material quantity and traffic way and so on. Shutout subsidy is calculated according to enterprise manufacture scale and shutout time. Enterprise and institutional units to be dismantled and moved make all-around technology economic analysis on resettlement project of each enterprise to be dismantled and moved. Affected enterprise exerts them to rebuild, rescue and recover product and management function on the spot, when product and management condition is satisfied. Unrecovered product scale of enterprise on former spot requires adopting way of rebuilding in strange land, trying their best to dismantle and build house their selves to avoid and reduce loss because of shutout. And PMO and programming department provide enterprise the right place. Affected enterprise and PMO consult with each other together on moving resettlement spot, in line with area economy programme. Enterprise to be relocated in strange land should be arranged and recovered rebuilding activities as soon as possible. As for enterprise hiring house for producing, lessor and lessee can continue signing renting agreement with each other on the condition that surplus product house can be rented from original lessor; If original lesser has no house to hire, developer will provide dismantled enterprise some help.

4.2.6 Compensation Policy for Affected Specialty Project and Ground

Attached-Buildings

Affected specialty project is rebuilt and recovered by property right unit after attaining compensation from project units. Or, project unit rebuild it according to former standard, scale. Ground attached-buildings are listed in compensation charge according to related provisions.

4.2.7 Policy for Vulnerable Groups

During the whole process of resettlement, project supervisor department will attach great importance to the resettlement of the vulnerable groups. In addition to the production and living resettlement for the vulnerable groups as per the implementation plan, the project will also provide certain assistance to

53 them in order to finish resettlement and rebuilding job as soon as possible. Main assistance provided as follows: Provided vulnerable groups certain quantity of difficult building allowance; provided vulnerable groups certain quantity of living allowance to help to overcome the difficulties in the moving process. In the implementing process of project, local collective organization helps them to choose housing base and organize labor force to help to move and build house. After project implement, difficult household can put forward the application to have the priority in acquiring the loan from the local reputation agency guaranteed by local collective village. Charge for helping vulnerable groups will be paid from displaced persons preparing fee, not listed alone. According to policy involved above, combined with local conditions and request of the World Bank compensation standard for project is made, more details in chapter 5.If objection exists in the process, developer and relocated people solve by consultation.

54 Compensation Standard

According to the provision concerning law and regulation of the nation and place, following compensation policy assurance by this project, compensation standard is analyzed and assured. The price of compensation standard is price level of second half year of 2005, in line with main project.

5.1 Compensation Standard for Village Collective-owned

Permanent Land Acquisition

This project locates along Huai River of Anhui Province, and Irrigating and weather conditions are almost the same. According to survey, the differences in production value per mu are small. In the light of investigating opinions in Feasibility Study, unified annual production value per mu is used to calculate unit price of land compensation: paddy field, dry land are 120 Yuan/mu, and pound is same with the paddy field. This project belongs to large size water resources project, provisions concerning article 51 of Land Administration Law of the People’s Republic of China and article 12 of Decision of the State Council on Deepening Reform and Strengthening Land Administration (Ref. GF [2004] 28) as follows: Regulations on land acquisition compensation standard and resettlement policy for large and medium size water resources and hydroelectric construction projects are regulated separately. 2006.7.7,471 Order of State Department issue new statute on land acquisition compensation standard and resettlement policy for large and medium size water resources and hydroelectric construction projects,effected from July 7, 2006),while Statute on Land Acquisition Compensation and Resettlement Policy for Large and Medium Size Water Resources and Hydroelectric Construction Projects,effected from 1991) is abolished. So land compensation standard is confirmed mainly according to Land Administration Law of the People’s Republic of China,Statute on Land Acquisition Compensation and Resettlement Policy for Large and Medium Size Water Resources and

55 Hydroelectric Construction Projectsand Methods of Anhui Province for. Statute on Land Acquisition Compensation and Resettlement Policy for Large and Medium Size Water Resources and Hydroelectric Construction Projectsregulates that:”If project construction requires farmland acquisition, summation of land compensation charge and resettlement subsidy is 16 times of average annual production value first 3 years. The standard of land compensation charge and resettlement subsidy is implemented according to standard set by province, municipality and municipality directly under the Central Government which project locates in; The compensation standard of scattered trees, young crops on land acquisition is implemented according to standard set by province, municipality and municipality directly under the Central Government which project locates in; Attached-buildings on land acquisition is compensated as their original scale, standard or function; Poor displaced persons whose compensation charge is not enough to build basic houses should be provided proper subsidy; Using stated-owned farmland of other units and individuals should be provided compensation referring to compensation standard of land acquisition; Using stated-owned unused land unsure to use for other units or individuals can not be provided compensation. According to article 22 and provisions concerning Methods of Anhui Province for ,the compensation standard for land acquisition is determined: The summation of compensation charge and resettlement subsidies of farmland acquisition is 16 times of average production value per mu of land expropriated three years ago; other land is compensated as 2 times of average production value per mu of land expropriated three years ago. According to item analysis of displaced persons working and living rehabilitation program, land compensation charge and resettlement subsidies and displaced persons, production living restore charge is almost balance. Compensation standards involved above can guarantee that production standard of living of displaced persons is restored to level that before land acquisition. More details are shown in Chapter 6. Young crops compensation of permanent land acquisition; Farmland compensation is calculated as output value of that quarter crop; Ponds are

56 calculated as half of annual output value; Young crops compensation charge of flood land includes infrastructure compensation fee; other land isn’t provided young crops compensation charge. Other land is apart from the land, fish ponds and the floodplain land which is in the outside, in this paper it means the wasteland, and other agricultural land, house, water conservancy facilities sites. Other agricultural land means rural roads, drains, the drying-field sites.

Table for Unit Price of Village Land Compensation Average Multiple of Multiple of

Production land resettlement Unit price of land Young crops Land value per mu fist compensation subsidies compensation(Yuan/mu) compensation(Yuan/mu) Category 3years(Yuan/mu) charge Paddy 19200 field 1200 10 6

Dry land 1200 10 6 19200

10 Multiple Fish pond 1200 16000 +4000yuan/mu flood land 9600 registered 1200 8 0 Other agriculture 1200 2 0 2400 land

5.2 The Compensation Standard of State-Owned Land Use and

Transfer

According to provisions concerningMethods of Anhui Province for . Land approval for agriculture construction to use state-owned farmland is provided compensation referring to rural land acquisition compensation standards.

57 5.3 Compensation Standards for Temporary Land Occupation

Temporary land occupation of the project includes temporary land acquisition for filling pond, soil-attaining and leaving area and temporary land acquisition for construction. After finishing main project, temporary land acquisition needs reclamation. Main reclamation measures include that land leveling, topsoil maturation and kit of field irrigation and drainage ditches and so on. Land compensation charge for temporary land occupation is calculated as occupied time and land type separately and calculated reclamation charge as destroyed degree of farmland. The destroyed degree of land acquisition for filling -pond area and temporary land acquisition is small, so appropriate coverage of land and turned-finishing can be dealt with. The area of construction soil-leaving area is big and the cost of reclamation is high. Young crops compensation of temporary land acquisition; Farmland compensation is calculated as output value of that quarter crop; Ponds are calculated as half of annual output value; riverflat land and other land isn’t provided young crops compensation charge. LAND SORT RECLAMATION CHARGE (YUAN/MU)

and acquisition for filling -pond 500 construction soil -leaving area 4000 Filling area 4000 construction soil -leaving area 2800 Construction disposal temporary 500 land occupation

5.4 Rural Residential Housing and Attached-facilities

Relocation Compensation Standards

According to compensation policy, framework of this project for land acquisition, masonry blends, tile and building structures housing calculated reconstruction price as different structure types and quality standards according to classic design. Ancillary house, attached-facilities and other

58 compensation standards are identified as provisions concerning Circular Concerning Revising Related Compensation Standard ofMeasures of Anhui Province for Land Acquisition Compensation and Resettlement for Water Resources and Hydroelectric Construction Projectsand compensation standards of other similar project carried out in Anhui Province recently. Collecting Table of Rural Residential Housing and Attached- Facilities

Relocation Compensation Standards Unit price( Impact sort Structure type unit Yuan ) Frame house m2 550 Brick-mixed house m2 400 Resident Tile house m2 350 house Building house m2 300 Ancillary house m2 110 Lavatory, hog pen, cowshed, entry 110 cooking range, pond Rural Attached- well gob 250 house Facilities The compensation of Other attached facilities(such dismantlem as wall, Level ground,tel,CATV) according the house ent and compensation 5% house Material trees tree diameter5cm plant 17 demolition Material trees tree diameter5 c m plant 3

Fruit tree plant 90 Other tomb seat 500 compensat perso ion charge Moving traffic charge 200 n perso Living subsidy during transition time 200 n The replacement costs were calculated in the following table project unit Unit Rural house price yuan

59 frame Brick-mixed Brick-wood keekwilee number invest number invest number invest number invest

A. direct engineering cost 52068 36840.21 32244.51 27482.62 Working 1.laborer 21 16000 day 400 193 5983 172 5332 200 6200 2 materials 32158 28408.53 24769.30 20217.97

(1) main materials 30627 27581.1 24047.86 19629.1 reinforcement t 3300 3 10023 1.1 6215 0.2 1130 0.1 565 cement t 311 20.7 6210 7.7 2802.8 5 1820 2 728 log m3 800 4.5 6750 2.9 3471.3 7.8 9336.6 timber m3 1455 1.6 2328 3.8 5529 4.5 6547.5 Bricks ‘000pieces 220 9 1512 15 5550 18 6660

Clay tiles ‘000pieces 350 2.5 1050 2.4 1008

Crushed stone m3 80 35 1740 16.3 1662.6 0.4 40.8

Sand m3 95 37 1774 40 4920 23 2829 8 984

Lime t 180 0 0 6 1380 2.1 483 1.5 345 asphalt t 2100 4.5 744 0.5 2000 Bituminous felt m2 2.9 0.45 985 205 594.5 305.4 885.66

5#glass m2 12.5 151 378 6.3 78.75 6.5 81.25 4.6 57.5

Paint kg 11.5 21.5 458 4.3 49.45 5.9 67.85 5 57.5

2other materials (major materials)% 1531 3% 827.43 3% 721.44 3% 588.87 963 3 euipment usage fees (laborers+materials fees)% 3% 1031.75 3% 903.04 1% 264.18

4 comprehensive fees (direct fees)% 2947 4% 1416.93 4% 1240.17 3% 800.46

(engineering cost of direct fees 2786 B. Indirect fees )% 5.35% 1970.95 5.35% 1725.08 5.35% 1470.32

Civil works à 5.35% 578 388.11 339.70 289.53

2 Water and Cost/m 3% 23 electricity 5.42% 11.64 10.19 8.69

total 550 399.75 349.89 298.22

5.5 Compensation Standards for Demolition of Small Rural

Water Conservancy and Hydropower Facilities

According to analysis, Pumping Station is mainly small rural irrigation facilities, except that the civil engineering facilities would not be able to relocate, most of the equipment can be removed and re-installed. Therefore, pumping station mainly provides compensation for civil engineering facilities, equipment blackout and installation costs, part of equipment loss and losses during rebuilding time as .The standard is 1,000 Yuan/kw after estimate. Affected

60 rural irrigation channels are all soil drainage, a local Mortar Lining, calculated as replacement value, and is compensated as 120 Yuan/mu. Impact sort unit Unit price(Yuan)

PUMPING STATION kw 1000

Irrigation channel m 120

5.6 Compensation Standards for enterprise and institutional units of Demolition Rural area

Unit Impact sort Structure type unit price(Yuan)

2 Frame house m 660 Resident 2 Brick-blending house m 460 house house and 2 Tile house m 385 attached - Lavatory, hog pen, cowshed, buildings entry 110 cooking range, pond dismantlement attached and house well gob 250 - demolition The compensation of Other attached facilities(such buildings as wall, Level ground,tel,CATV) according the house compensation 5% Compensation charge for Confirmed by using time, purchase charge of equipment,

equipment, establishment and house demolition or not. establishment Compensation charge is analyzed and calculated Shutdown loss according to enterprise operating conditions, remove time and impact degree. Remove traffic Compensation charge is calculated according to

charge material weight and traffic distance.

61 5.7 Compensation Standards for infrastructure Facilities and

Land-attached Facilities

Land acquisition compensation and resettlement subsidy in new place are calculated as dry land compensation standard. Compensation charge of establishment (road water supply, power supply. etc.) is ascertained as this project practical conditions referring to recent similar project. sort unit Unit price(Yuan)

Land acquisition compensation and mu 19200 resettlement subsidy in new place Field leveling off

(containing Land-attached mu 700 Facilities) Compensation charge of

establishment (road, water PERSON 2000 supply, power supply. etc.)

5.8 Special Project Facilities Compensation Standard

Compensation Standard is ensured as resettlement price according to recent similar project. sort unit Unit price(Yuan)

road Km(four level) 100000

bridge Length/m 15000

FERRY place 25000

Dock place 50000

62 BROADCASTING TANSMISSION LINE km 30000

optical fiber cable km 80000

cable km 40000

220kv transmitting electricity line km 800000

110kv transmitting electricity line km 350000

35kv transmitting electricity line km 140000

10kv transmitting electricity line km 60000

380v transmitting electricity line km 35000

Transformer substation10-20 kvA seat 5000

Transformer substation 50kvA seat 12000

Transformer substation 100kvA seat 22000

Transformer substation 300kvA seat 45000

5.9 Standard for Related Tax and Charge

5.9.1 Land reclamation fee.

Land Law stipulates that the state implement farmland occupation protection system. As for non-agricultural construction approved by the occupation of farmland, the unit of farmland occupation is responsible for reclaiming farmland whose quantity and quality equal to land occupation; Units haven’t reclaiming conditions or his reclaiming farmland do not meet the requirements, should pay land reclamation fee according to the provincial, autonomous regional, municipalities provisions . Anhui implemented< Land Management Law> stipulates that Farmland reclamation fee should be paid by 6-9 Yuan / m2.Circular Concerning Water Resources and Hydroelectric Construction Land Use issued together by the Ministry of Land and Resources, the State Economic and Trade Commission, the Ministry of water conservancy Land and Natural issues[2001] No. 355 stipulates that he water reservoir inundated farmland charge land reclamation

63 fee as 70 % of lower limit standard according to provincial, autonomous regional, municipalities provisions, and flood control project will be implementation. Based on above provisions, considering practical projects, farmland reclamation fee are charged 70% of standard 6 Yuan/m2, which are 3920 Yuan/mu.

5.9.2 Land use tax

According to PRC land use fax temporary statute, the standard of land use fax in Anhui province is 18.75yuan/m2, viz.12500yuan/mu.

64 Resettlement Production and Livelihood Restoration Plan

6.1 Objective and Principle

6.1.1 Objective

With relevant measures of guaranteeing the APs to get all the compensation fund for their losses and to obtain reasonable resettlement and effective restoration and, at the same time, offering assistances to them to solve their temporary difficulties, the objective of the plan is to raise the living and production level of the APs and heighten the production level of affected enterprises or at least to reach the high level of the stage that the resettlement or the project has not been started.

6.1.2 Principle

Based on the targets of the RP, a series of principles have been formulated for resettlement and rehabilitation. (1) Avoid or minimize the negative impacts of the project resettlement and construction with regarding to the characteristics of the project and improving the project design reasonably. (2) The RP should cohere with the regional construction, national resources development, economic development and environmental protection, and actually embody the sustainable development of local economy and the APs. Considering the conditions of local natural recourses and socioeconomic features, it is essential to make the RP feasibly and reasonably so as to restore and develop the production of the APs and create indispensable conditions for further sustainable development. (3) The RP should fully embody the method and belief of participatory working, that is, the RP should respect the willingness of APs and maintain their present customs and traditions of living and production.

65 (4) The RP is based on the impact indicators of land acquisition and house demolition, and in terms of the standard of the compensation and subsidy for land acquisition and house demolition. In order to avoid the living standard of APs not to be lowered, equal value compensation principle will be adopted, that is, first, the lost properties are compensated according to the cost of purchasing the new ones and; second, other losses are compensated according to their actual value, that is, the APs will get the equal compensation based on their actual losses. (5)As for the acquisition of the land used for agricultural production, all the losses will be reasonably compensated. The compensation fund should be paid to the village collectivities or the APs, but not be permitted to use for other aspects. According to the principle of on-site resettlement and multi-channeled employment, the APs, who are engaged in agricultural production, will be offered the arrangement of employment by the local governments, the PMO and village committees, which will effectively guarantee their living standard not to be affected. (6) The house-demolished family should get the resettled houses that have the same conditions of traffic, attached facilities and surrounding environment as their demolished houses or the resettlement houses that have the same value as their demolished houses. (7) The institutions and enterprises affected by the project will keep their original organization structure and the size and function of the housing use, recover their business as soon as possible, or get the equal compensation cost for the lost houses. In addition, their termination of business, which is induced by the project construction, will also be compensated. (8) Public facilities should be fully restored, the function of which is no less than the lost ones, and the objective of which is to maintain the daily life of the residents still living around the project site but not being resettled. (9) Temporarily affected people or those who lose part of their property but need not move will also deserve the compensation. (10) Project will concern for vulnerable groups (elderly people living alone, widows, single-parent families, disabled people, people with chronic diseases and poor families). During their relocation, they will be given preferential policies, such as the reasonable assistances of housing and employment

66 opportunities. After relocation, they will be followed-up and given support for their special difficulties before they are registered to the local administrative departments. (11)The PMO will design the developmental relocation, and mobilize the local governments to enthusiastically do the technical training for the APs and create employment opportunities as much as possible, so as to make the APs adapt to the environment of the resettlement site in a short term and achieve the economic self-reliance and timely transfer the resettlement responsibility from the resettlement agencies to the individual APs. (12) Maximum resettlement profits are pursued through improving the capability of resettlement agency, regulating the resettlement work, and establishing internal control mechanism for preventing the funds from being wasted, retention, fraud and corruption, with the faith of utilizing the resettlement fund as much as possible and get the best achievements of resettlement, or in other words, minimizing the resettlement cost under the existing resettlement indicators.

6.2 Restoration Plan for Affected Villages

6.2.1 Restoration Measures for Permanent Land Acquisition

According to the survey, land acquisition will affect eight counties (District), fifteen towns/townships, and fifty-four administrative villages. There is totally 1600.9mu land to be acquired, including 1071.6mu farmland. With regarding to the impact of land acquisition, the project impact is linearity type, because the permanent land acquisition is mainly caused by dykes widening and heightening and rivers excavation. Although the project induces much impact of land loss, the impact is not serious as the impact is un- centered . Taking the village as the accounting unit, the rate of farmland loss of these 53 villages is no more than 5%, accounting for 98.3%; only one village of 7.9%, accounting for 1.7%, which is Liji Village in Shuihu Township of Changfeng County. With regarding to the affected households, the land of each household is reduced by about 0.5 mu, and the loss rate is 6.4% per

67 household. There are only 125 households (accounts for 2.9%) affected by over 20% of land loss rate. The rest are all below 20%. Through analysis of the survey, because of the land acquisition, the annual income loss per household may lose RMB 105~245yuan, accounting for 2.5~5.8% of the original agricultural net value, the impact is relatively little. In other words, the impacts of land acquisition on production and living of the rural households are relatively little. After land acquisition, the APs still own 1.54 mu farmland per capita. The project is the flood prevention and water-logging control project. After construction, it will improve the original agricultural production conditions, and reduce crops loss which is induced by the water-logging. In other words, even if the land will be lost, but the output of agricultural production will still increase, the incomes of the rural households will also increase. At present, China still implements 30 years unchanged land contract policy and the interviews showed that there was none prepared land in most affected villages. Based on the fact, APs, village cadres and villagers thought it is unreasonable to readjust land within the scope of village. In addition, the area of acquired land of most APs is much small. Even they will be compensated with equal amount, the APs do not want to accept a small piece of land in a far place. According to the survey, majority of APs welcomed the project; they thought it would solve the problem of drought and increase output. APs required cash compensation, which is easy to handle. APs can use compensation in restoration of production and living. According to the analysis mentioned above, we know that the villages affected by are in different levels. So, the RP should be in terms of the impact level acquirability of the rest land and the willingness of the APs. Through fully consultation with the village committees and the APs, the resettlement and rehabilitation plans of different level are determined. As for the land contracted by villagers there are two relevant plans made for their income restoration. (1) The monetary compensation is worked out on the basis of the land compensation standards regulated by the water conservancy project and the amount of the farmland loss regulations of Anhui Province, and the compensation fees will be directly paid to the affected households who can

68 invest in other agricultural and non- agricultural productions, such as growing economic plants, developing sidelines, etc.. (2) The implementation of the project will reduce crop loss induced by the water-logging, and then bring the considerable benefits of water-logging control. Meanwhile, in the affected area, water irrigation facilities are constructed to improve the quality of farmland and the related output; thereby, the income of affected households will be increased. According to the calculation, generally, the rice output will be raised to 25%, the soybean yields will be raised to 33%, and the gross incomes per the rural household will be able to increase RMB 320 /year1. Thus, these can make up for the income-loss induced by land acquisition. The compensation, which is used for occupying village collective land, will be kept in the villages for infrastructure and public utilities construction, such as water irrigation facilities, village road and subsidy to isolated, widows or elders. During resettlement recovery, resettlement agencies will make some measures to assist APs: a) APs will have the priority in getting employment opportunities during project construction so as to increase their income. b) In the project affected counties, APs should be arranged first during the labor force transferring outside. c) The project has designed a series of technical consultation and training items. APs can be arranged to accept some agricultural technology trainings, including economic crop cultivation and others non-agricultural production. The technicians of agricultural cultivation and the ones of labor security department should be invited to organize the technical training for the APs so as to make the APs to accept more than once the technical training on the agricultural cultivation or non-agricultural production. Through these measures, the quality of crop can be improved and quantity of such crop can also be increased, which can increase the income of APs and restore their living.

1 In terms of the standard of the increased 100Kg per mu of paddy and RMB 1.4/Kg and the increased

50Kg. per mu of soybean and RMB 3.6/Kg.

69 58 villages which will been affected were surveyed and according to the influence the village restoration plan of every village has been compiled. It can been read in annex 1.

6.2.2 Restoration Measures for Temporary Land Occupation

The temporary land occupation for the project includes the land occupation for earth-fetching area, filling area, construction layout area, etc. Most of the facilities of water conservancy and irrigation, drainage and the field cultivation path and so on, which are on the surface of temporarily occupied land, were destroyed by the project construction. After the project construction, these need to be repaired to restore their original or similar use. The project totally occupied 6384.6 mu land temporarily, including 198.1 mu of pressure infiltration platform, accounting for 2.8%; 465.8 mu of construction layout, accounting for 8.9%; 721.9 mu of earth-fetching area, accounting for 10.3%; and 3946.2 mu of disposal site, accounting for 64.8%. As for the temporarily occupied farmland, during the occupation, compensation for the losses should be carried out according to the output value and the occupation time, which is calculated with the season as the unit. When the land is occupied, the standing crops will be compensated. During the occupation, given the compensation for the output value, villagers can be guaranteed that their income level is no less than the one before the project construction. Moreover, they save the cost and time. These create the conditions for them to work outside or engage in other industries. Therefore, the impact of the temporary land occupation on the affected rural households is little. After the project construction, the output capacity of the land will be affected as the project construction will unavoidably destroy the attachment facilities of this area and even the soil structure. Therefore, it is essential to take relevant measures to restore the function of the broken land after the project construction. According to the different extents of temporary land occupation, three measures will be taken, which is mentioned as the following. Restoration measures for the earth-fetching area: At first, surface soil will be collected and piled alone. After fetching earth, the project solid waste or the

70 soil in the beach-land outside rivers will be backfilled and then surface soil will be above it. Land will be leveled, dug and loosened. According to the situation of the ditches and access around the earth-fetching area, irrigation ditches and facilities, farmland access will be recovered; at the same time, the external irrigation ditches and facilities will be connected, and should satisfy the demand of irrigation after land cultivation. The farmland restoration measures should be carried out. The standard of restoration fee for the earth-fetching area is RMB 2800 /mu. Restoration measures for the waste yard: The soil will be covered on the surface of the waste; and then the land will be leveled; and at last match with the irrigation facilities. The restoration fee for the waste yard is RMB 1200 /mu. Restoration measures for the project construction area: (a) Clear away the odds and ends remained of the construction, which are disadvantage to the growth of the crops; (b) During the process of leveling the land, the right amount of the crops’ straw or the farmyard manure should be dug in to increase the organic elements of the soil; (c) The surface soil should be loosened, and irrigation facilities should also be recovered. The standard of the restoration fee for the project construction occupying the farmland is RMB 500 /mu.

6.2.3 Restoration Measures for Residential House Demolition

There are totally 4415.2 m2 of houses to be demolished, including incl. 3268.5 m2 of residential houses (main houses), 1146.7 m2 of auxiliary houses. And there are totally 35 households and 104 persons affected by such house demolition. On the whole, the scale of house demolition and relocation is relatively small. As for the residential housing, there are 35 affected households scattering in the 9 affected villages. The demolition is approximate 4 households per affected village in average. There is only one village having 16 households affected by house demolition, which is Badaji Village of Wuxiaojie Township of Huaishang District. All of house-demolished persons will be relocated and rehabilitated in the same villages. As for attached housing (non-residential

71 housing), the monetary compensation will be directly paid to the affected households. Under the condition of the approval and selection of housing sites, related villages and townships or towns should provide offer assistances to for these villages in the aspect of residences housing sites approval and selection. Residences Housing sites should be allocated to households on the basis of fully close consultation with all the APs and village committees. The houses construction for the APs not only should consider their living habits and satisfy the demand of agricultural production, but also have to arrange leave appropriate room for development. The new house construction of the APs should be self-implemented by the APs. The compensation fees will be paid to the relocated household directly. And the relocation and restoration assistance with different levels will also be offered to them. Housing compensation fees will be appropriated in installments by the local resettlement administration offices in accordance with the resettlement prepared datum and the process of house construction According to “Villages and Towns (or townships) Plan Standard”, combined with the actual conditions of the villages or the counties (or districts) along the line that the project is constructed and the factual condition of the project construction, it is final to determine the new house standard that the rural APs will have an area of 60m2 per capita. And the land compensation for the new site (housing site) is as same as the compensation for dry land acquisition. Details are shown as Table 6-2. As the new housing sites of the APs still belong to the original area that the APs live, the water and electricity use of the APs can still use the existing connection lines; in addition, it is unnecessary to newly build schools and hospitals, and the APs can use the existing social service networks for their schooling and hospitalizing. Table 6-2 Rural Residential House demolition and Rehabilitation

Increased Land Towns (or Administration Demolished Acquisition for Resettlement County Township) Village Population(nos) Residential Site Housing(mu)

Shuihu Native Changfeng Shuihu Village 15 1.3 Township Village

Guzhen Wangzhuang Jianma 3 0.3 Native Village

72 Village

Native Guzhen Wangzhuang Xinan 8 0.7 Village

Native Guzhen Wangzhuang Zhenbei 4 0.4 Village

Native Guzhen Yanfmiao Qiaodian 5 0.4 Village

Native Huaishang Wuxiaojie Badaji 50 4.5 Village

Native Huaishang Wuxiaojie Taipinggang 3 0.3 Village

Native Huaishang Wuxiaojie Ximendu 6 0.5 Village

Jiaogang Native Maojiqu Yuanxin 10 0.9 Township Village

Total 104 9.36

6.2.4 Summary of the Affected Villages Restoration Plan

During the stage of socioeconomic survey, resettlement design unit interviewed all of the affected villages and village groups so as to determine the impacts induced by land acquisition and the resettlement, and meanwhile asked for the views of the affected villages and village groups and the APs, and finally made the reasonable economy restoration plan. As it is mentioned above, the extent of the impact of land acquisition is comparatively little for most affected villages and village groups. After land acquisition, the APs still own certain land, so most of them hope to get the monetary compensation directly, such pattern of which can guarantee them to get all the compensation timely. However, it is still to worry about those persons engaging in non- agricultural production but without relevant capacities. In addition, after the implementation, the benefit brought by reducing crops decrease due to water- logging also provides an important security for to the incomes of the APs. Details of the income restoration plan for affected villages are showed as Appendix 1.

73 6.3 Restoration Measures for Enterprises and Institutions

The project only affects one enterprise, which is Changfeng County Prefabrication Factory. Such enterprise is affected the demolition of 50m fence wall. As the project construction has no impact on the enterprise production, after consultation with the enterprise person who has property right, the resettlement will adopt the pattern of monetary resettlement. Project affects two institutions, which are Fengtai Yongxinghe Big Station and Changfeng State Farms and Land Reclamation Vocational Secondary School. Changfeng State Farms and Land Reclamation Vocational Secondary School is only affected by the demolition of 100m fence wall, which does not bring negative impacts on its normal operation, therefore, the directly monetary compensation will be adopted. As the project needs to be expended, the existing office building and some staff dormitories of Fengtai Yongxinghe Big Station will also be demolished. After the project completion, the lost houses will be rebuilt near the original place. During the period of the project construction, the staff’s wages, welfare treatment will be invariable. Details are shown as Table 6-3.

Table 6-3 Affected Enterprise and Institutions

Nature of Names of the the The Country Affected Affected Contents of Restoration No. Extent of (or district) Enterprise and Enterprise the Impact Plan Impact Institution and Institution

An area of 5440m2 of houses and 1344m2 of mixed houses, Rebuild Xingyonghe Big and the All 1 Fengtai Institution nearby the Station attached Demolition original site facilities such as fence wall, arches, trees, etc. are demolished

74 Changfeng County Demolishes Partial Monetary 2 Changfeng Enterprise Prefabrication 50m fence wall Demolition Compensation Factory

State Farms and Land Demolishes Reclamation Partial Monetary 3 Changfeng Institution 100m fence Demolition Compensation Vocational wall Secondary School

6.4 Restoration Measures for Specific Facilities and Ground- attached Facilities

The compensation for the affected specific facilities and ground attachments will be compensated to the property holders by project unit; and the former take the responsibility to reconstruct the lost ones. The restoration measure for the demolished facilities should be planned first and then adjust the reasonable ways to the local conditions, which must be safety, high effectiveness, accuracy, immediacy and minimize the negative impacts to the local residents. As for the affected municipal administration public facilities, the project developer should obey the principle of basing on the working plan to implement house demolition and minimizing the impacts of resettlement. As for the resettlement along the pipelines, the project developer should obey the principle of first reconstruction and second demolition under the condition of bringing little impact on the normal life of the residents living along the pipelines.

75 Public Participation

7.1 The Strategy of Public Participation

According to relevant laws of PRC and relevant policies and regulations of Anhui Province and related cities, in order to guarantee the legal entitlements of the APs and displaced units and minimize complaints and disputes, it is essential to further develop the relevant policies and implementation articles for resettlement, listen to the public views, compile the RP better and effectively do the work of resettlement implementation and organization so as to achieve the objectives of reasonable and effective resettlement. During the stage of the resettlement policy making, the RP making and the project implementation, the project first, midst and last pays much attention to the public participation and fully listen to the views of the APs.

7.2 The Way and Measure of Public Participation

7.2.1 The Way of Public Participation

Before the investigations, the RP designers have formulated the working outline, which regulates the content, method and requirement of the investigation; and listened to the views of local governments. And the local governments also appointed special staffs to participate in the work of the RP design. During the stage of the investigation and field study, the RP designer invited the persons responsible of townships (towns or offices) and villages and village groups and representatives of the APs to participate in the their work, and propagandized the necessity of the project construction, the benefit and impact of the project, compensation principles and the resettlement progress to them, and discussed about resettlement work. During the stage of the resettlement planning, the RP designer worked with the leaders of the level of city, county, town (or township, agency) to talk about the resettlement patterns and the selection of resettlement sites and at the same

76 time listened to their views, requirement and the existing problems. When the RP designer carried out field study, local people and relevant leaders always are invited to participate in the discussion of the selection of resettlement sites. It is certain that such work, which has fully consultation, is meaningful for the RP designer to select the resettlement sites that are good for further development and make the reasonable RP that is easily accepted by the APs.

7.2.2 The Measure of Public Participation and Consultation

Public participation and consultation mainly adopt two methods that are focus discussion and the sample survey of the APs’ will. Through such two methods, the RP designers can clarify the objective, content and importance of the project construction to the representatives of the APs and fully consult with them about the concrete things. Through the survey, the RP designers will fully consider the views brought by public participation and consultation. Under the condition of not disobeying the general principle of the RP, the resettlement plan for new house construction and the pattern of production resettlement should be more inclining to the expectation of the APs so that the RP can be reasonable and get the satisfaction of the APs. During the stage of the resettlement implementation, the forms of focus discussion and sample survey of the APs’ will were still adopted to collect the APs’ information and investigate the will of the APs so as to further complete the RP. In addition, with the faith of ensuring that the APs of affected area and local governments fully know about the compensation standard and the detailed conditions of the RP, from the stage of the project starting to the stage of resettlement implementation, with the method of public participation (such as focus discussion) or the local media and communication propaganda (such as TV), the designing units propagandized the resettlement laws and regulations of PRC, opened the impact indicators, compensation standard and compensation method, clarified the measures for resettlement and rehabilitation, the assignment and use of the compensation fund, and legal rights enjoyed by the APs and relevant preferential measures, and the feedback channels of grievance and appeal of the APs. Meanwhile, the

77 designing units also open resettlement information to the residents of the resettled area so as to make them know the conditions of land acquisition, the compensation standard for land acquisition, the use of resettlement fund and the conditions of the APs of the project area. Through those measures mentioned above, the designing units can further open their resettlement work and obtain the support and reliance of the two groups (the APs and the residents of resettled area), which can better guarantee the resettlement work to be implemented smoothly.

7.3 Public Participation Process and Policy Open Plan

Conducting the feasible study in phase of project preparation, the PMO has already asked for the proposals and views of the project cities’ and counties’ governments, People’s Congress, Political Consultative Conference, Political Consultative Committee, and the people’s organizations, and the house- demolished residents, enterprises and institutions of the project area, on the resettlement work for several times. From 25th May to 15th June in 2005, Anhui Province Design & Research Institute of Water Resources and Hydropower organized relevant staffs to implement the primary survey of the housing conditions within the scope of land acquisition and house demolition and socioeconomic conditions. The persons responsible of the villages affected by land acquisition and house demolition and temporary land occupation , the representatives of the APs, the persons responsible of the affected enterprises participated in the survey and consultation and listed their opinions on the project plan and relevant compensation and resettlement and rehabilitation. The PMO has fully considered their opinions at the stage of the project design and the making of the RP. From November 2005 to January 2006, when the supplementary investigation about the impact indicators of land acquisition and house demolition was being undertaken, Anhui Province Design & Research Institute of Water Resources and Hydropower organized special investigation group, and relevant representatives of the APs participated in the investigation. The PMO also heard the views about land acquisition and house demolition and resettlement

78 and rehabilitation from relevant residents and enterprises and institutions, and carried on extensive consultation with them. Meanwhile, the socio-economic survey and the survey of public views and psychology also were carried out. Willingness and attitudes of APs were surveyed in the social-economic investigation. The detailed investigation was the basis of the formulation of the RP. In October 2005, appraisal team from World Bank appraised the project and claimed that initial design job of project must be finished before the March of 2006. According to unified request of Huai committee, between November 2005 and January 2006, PMO and design units reexamined affected physical indices of subsidiary project in project area in ways of “one household, one table”. Specialized social economic survey group made a supplementary research in resident household, enterprise and rural collective economic organization to attain more detailed information of project influence. Units and displaced persons affected all participated in survey. Survey group listened to opinions in land acquisition and resettlement of resident, enterprise, rural collective economic organization, local land administration department and other social groups, and consulted with all walks of life extensively. On the 23rd January in 2006, the PMO organized and held the first public participation conference about depressions treatment project in Yingshang County of Fuyang City; and on the 20th February in 2006, the provincial PMO organized the second public participation conference in Huaishang County of Bengbu City. The conference asked for extensive public views and proposals towards the project construction and the RP. The participants of such conference included the staffs from the PMO of Anhui Province and the PMOs of relevant cities and the resettlement administration offices of relevant counties; the cadres of Planning Office and Basic Construction Office of Water Conservancy Department of Anhui Province; the designing staffs of provincial design institution; the staffs of the relevant cities’ governments, national land resources bureaus and other related departments; the persons responsible of relevant towns or townships; and the representatives of the APs. The conference was held by the provincial PMO, Anhui Province Design & Research Institute of Water Resources and Hydropower introduced the condition of the project design and resettlement, and at the same

79 propagandized China's existing national, provincial, cities’ related resettlement policies and the relevant policies of Work Bank, and asked for the requirements and proposals from all parts towards the project construction, land acquisition, house demolition and reconstruction and the policies of compensation for land acquisition and house demolition, the RP and measures for production restoration etc. The participants expressed their views enthusiastically and welcomed and supported the project construction, and meanwhile proposed their views and suggestions to the RP. Through those activities mentioned above, the conferences achieved the prospective objectives. From the end of July to the midst of August 2006, concerning on the condition of land occupation and house demolition of the first yearly project, under the unified arrangement of the provincial PMO, the project designing units and resettlement administration offices of relevant counties the focus discussion among affected villages to ask for the views about the project construction. During the focus discuss, the project designing units introduced the conditions of land acquisition and house demolition and listened to the views of the representatives of the APs. Details are shown as Appendix 2. From May 2007 to Oct 2008,the design units had surveyed and reviewed the impact of the first year project. Before the project implementation, the impact will be review again inorder to make the impact correctly. From now on, the following procedure and methods will be adopted to encourage public participation and consultation: (1) The representatives of the APs should be invited to participate in the work of resettlement and rehabilitation. The APs and enterprises units have to select their representatives according to certain proportion. Assisted by the community committees, the representatives widely ask for the views and requirements of the APs, consider rationalization suggestions and communicate with the APs at fixed times. In addition, the representatives also participate in the activity of the detailed survey for the impact indicators of house and attachment demolition, the assurance of compensation standard, the negotiation of the contract of the compensation for house demolition, the construction and assignment of relocated houses, which

80 can fully reflect the benefits and opinion of the APs and guarantee the resettlement work to be right, reasonable and open. (2) The property owners should consult with demolished persons to ensure resettlement pattern. (3) Hold consultation conferences Before the latest four months of house demolition, the focus discussion should be held and presented by the representatives of house-demolished residents, affected enterprises and institutions and women (the rate of women is no less than 30%). In such conference, the designing unit can introduce the project conditions and continue to listen to their views and suggestions. (4) Hold the group conferences Before the latest three months of house demolition, that is, it is the time that the house demolition and resettlement plan has not been put into practice, the designing units continue to further explain relevant policies, regulations, compensation standard and the resettlement and rehabilitation plan to the APs so that the APs can know such knowledge early and make the timely arrangement. (5) Use media and communication tools to propagandize the house demolition policies adopted by the project. (6) Promulgate the bulletin that introduces the house demolition. The main content of such bulletin includes brief introduction of the project, the scope of land acquisition and house demolition, resettlement policy (incl. compensation standard), agency responsible for the resettlement, timetable for the housing relocation of the APs, rights and obligations of the APs, grievance and appeals, monitoring and evaluation, etc. (7) Open the RP Offer the RP to water conservancy bureaus of all affected cities before the evaluation by World Bank so as to make the APs and NGO to read the RP. PMO should publish relevant bulletin to specify the sites that the RP is opened before the project construction. (8) Resettlement information handbook The main parts of the RP are complied into resettlement information handbook which will be assigned to the APs after the evaluation of the project and before the relocation. The main content of such resettlement information handbook

81 includes the summary of the project, the impact of the project, compensation policy, implementation agency and the channel of appeal, etc.

7.4 Conclusion of Public Views Investigation

From January to February 2006, the PMO has organized the investigation to know about public views and proposals. Totally, there are 300 house-demolished households and 150 land-acquired households accepting this investigation. From the 1st to the 8th August in 2006, the resettlement administration offices of relevant counties involved in the first yearly project have organized the second investigation to know about public views and proposals. The main contents of those two investigations are shown as Table 7.4-1. After analyzing the investigation date, the conclusions drawn are as the following: (1) There are 83% of the investigated households knowing that the project will be constructed, but 17% of them not knowing or not clearly knowing. (2) As for the information sources, there are 80% from the investigators, 10% from relevant conferences, and 10% from the APs’ neighbors. (3) All of the investigated APs supported the project construction. (4) There are 100% of the investigated APs believing the project is good for the country, 95% of them believing the project is good for the village collectivities, and 87% of them believing the project is good for the individuals. (5) There are 78% of the investigated APs believing that the project is advantageous for the improvement of agricultural production, 69% of them believing that the project construction can protect their life and property, only 6% of them believing the project can improve their environment, 7% of them believing that the project can increase their income. (6) All of the investigated APs think the main negative impact is that house demolition might cause the economic losses and land acquisition might reduce their incomes. (7) There are 79% of the investigated APs knowing the resettlement policy of the compensation for house demolition. (8) There are 73% of the investigated APs knowing that they have the right to appeal.

82 (9) There are 15% of the investigated APs choosing the compensation pattern that the land is readjusted and the compensation fund is paid to the village collectivity and 85% of them choosing the compensation pattern that they get monetary compensation and do not get the readjusted land. (10) As for the APs who expect to get monetary compensation, there are 27% of them planning to further develop their house economy, 64% of them intending to go outside for work, 9% of them thinking to engage in the work of secondary occupation and tertiary occupation. (11) After land acquisition, there are 33% of the investigated AP expecting to be provided with employment information, and 67% expecting to be provided with technical training. (12) All of the APs select the resettlement pattern that they can self-demolish their original houses and self-construct their new houses at the planned housing sites. Table 7.4-1 Questionnaire of Public Views and Suggestions Results No. Questions Answers (1) (2) (3) (4) (5) Are you clear a project will (1) clear (2)not sure 1 83% 16% 1% be constructed here? (3)not clear (1) newspapers The information sources of (2)conferences 2 the project construction (3) neighbors 10% 10% 80% and land acquisition (4) the investigators of socioeconomic survey Do you support the (1) yes (2) no (3) 3 100% project? indifferent a) the state (1) yes 100% Who do you think will (2)no benefit from the b) the collectivity (1) 4 95% Project?(multiple yes (2) no choices) c) individual (1) yes (2) 87% no (1) assuring the safety of life and property (2)improving the conditions of What positive impact do 5 agricultural production 69% 78% 70% 6% project bring to you? (3) increasing incomes (4) improving environment (5) others 6 What negative impacts do (1) no 65% 33% 75% 21%

83 project bring to you? (2) the project construction will affect local traffic (3) house demolition will affect income (4) land acquisition will affect income (5) others Do you know the policies (1) know of the compensation for 7 (2) know some 79% 20% 1% land acquisition and house (3) know little demolition? Do you know you can appeal if your legal (1) know 8 entitlements were tortuous 73% 27% (2) don’t know during the land acquisition and house demolition? (1) cash compensation, no land Selection of the adjustment 9 compensation pattern of (2) land adjustment, 85% 15% land acquisition village collectivity own the compensation fund (3) others (list here) (1) be engaged in secondary occupation and tertiary occupation (2) working outside If you expect to gain (3)readjusting the monetary compensation production structure or 10 rather than land using the residual land 9% 64% 27% readjustment, after to develop the house compensation, you will economy (4) purchasing insurance (5) others (please state) (1) technical training (2) supplying the After land acquisition, employment 11 which assistance do you 67% 33% information expect to obtain? (3) others (please state) (1)self-demolished Selection of the the original houses 12 resettlement pattern of and self-construct 100% house demolition the new houses (2)purchasing

84 commodity houses (3) others (please list here)

85 The Procedure of Appeal

8.1 Possibly Complained Issues and the Related Solutions

The RP is compiled from an overall of the whole project area. During its implementation, the grievance of the APs can possibly appear because of the change of factual conditions and the error of the implementation. According to the existing experiences of the engineering resettlement, the grievance of the APs can be divided into the following types: 1)The Problem of Impact Indicators Owing to the deviation in the process of survey, statistical and calculation, the indicators in kind in occupation and demolition may be omitted the items, or be leaked to record or be recorded inaccurately and the like. All of these will affect the APs’ benefit. When these happened, the APs or the village committee can report to resettlement administration office of the county in speech or written. After the arrangement, the resettlement administration office will submit the document to the project owners and the monitoring units. And then, the project owners will organize specialists to verify at the project site, and sign and issue the processing opinion to approve and register the indicators in kind which was omitted the items, or be leaked to record or be recorded inaccurately. And the compensation will be paid according to relevant standard. 2) The Problem of Compensation Standard A few of the APs do not understand national resettlement policies and laws and regulations and have some anxieties of compensation standards. They complain that the compensation standards are so low that they cannot construct their new houses by using the compensation fund. Before the resettlement started and during its implementation, staffs of the designing units should coordinate with the governments of all and relevant resettlement administration offices and implement the field design to offer related conclusions to the APs and relevant institutions. Meanwhile, they are supposed to propagandize national resettlement policies and laws and regulations, explain the computation process of compensation standards to make the APs understand that the compensation standards is based on

86 national related laws and regulations. Through the activities mentioned above, they can assure the APs of moving out, living steadily and being developed so as to eliminate their anxieties. 3)The Problem of the Compensation Fund During the process of resettlement implementation, the resettlement fund may be paid untimely so that the new house construction and production resettlement of the APs will be affected and even the living and production of the APs will also be affected. So the staffs responsible for resettlement implementation and management should control the resettlement fund, progress, and quality as much as possible to guarantee the special use of the resettlement fund, coordinate and supervise and urge the financial departments to allot the resettlement fund in each month according to the factual project progress and ensure the resettlement is implemented smoothly.

8.2 The Channel and Procedure of Appeal

The APs enjoys the rights and at the same time performs the obligation prescribed by the Constitution and the law of PRC. The existing laws and regulations of our country can completely protect the legitimate rights and interests of the APs. When their lawful rights and interests are infringed, they have the right to appeal in accordance with the law until they acquire their entitlements. (1) The Channel of Appeal a) The letter office is set up in all the affected counties, cities and Anhui Province, which can accept, investigate and solve the problems that the APs appeal. b) The resettlement administration office of a higher level has the right to monitor the activity of the resettlement administration office of a lower level and can deal with the problems of the resettlement. c) The external resettlement M&E institution, which is in terms of relevant regulation of PRC to implement the resettlement work, has the responsibility to maintain the legal rights of the APs and at the same time has the right to accept the problems appealed by the APs (such as infringement of the legal right) and report them to relevant departments.

87 d) The country, province, city and county of each level has set up the department of administration monitoring, audit, discipline inspection, judicial, prosecutorial, each of which can accept and deal with the case of break the law or regulations appealed by the APs. The mechanism for the treatment of APs’ appeal is shown as Figure8.2-1. (2) The Procedure of APs’ Appeal If the APs are not satisfied with resettlement, they can reflect it to the village committees. The village committees or the APs may either directly consult with local resettlement administration offices for the treatment or directly appeal to the superior resettlement administration offices in speech or written. The superior resettlement administration offices must record the complaints and resolve the problems within 10 days after the receipt of such complaints through discussion and consultation with the village committees and the local resettlement administration offices. If the conflicts and dispute encountered can’t be resolved by consultation, the village committees may lodge complaints to the administrative organs (e.g. the PMO, resettlement management organs, monitoring agencies, petition offices, administrative supervision departments, discipline inspection departments, prosecutorial departments and etc.) for appeal level by level according to Administrative Procedure Law of the People's Republic of China. If the village committees or the APs are still dissatisfied with the final judgment, they can appeal it to the People’s Court, and even they can directly sue at the law to the People’s Court. The resettlement administration offices takes the responsibility to treat and file all the appealed problems and

88 Huaihe River World Bank Loan Project Office of the Central

Legal Huaihe River World Bank Exteral Monitoring and Departmentso Loan Project Office of Anhui Evalution Institutions f Province

Discipline Huaihe River World Bank Inspection Loan Project Office of Departments Relevant Districts & Cities

Petition Resettlement Implementation Offices of and Management Offices of Province,Citie Relevant Counties

The Governments of Townships or Towns

Village Committees & Villagers Teams

Figure 8.2-1 Resettlement Appeals System

89 Institution

9.1 Relevant Resettlement Institutions

During the project implementation, the relevant institutions, which take the responsibility to deal with the resettlement plan, management, implementation and monitoring, are as the following:

¾ The National Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project ¾ Anhui Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project ¾ Municipal Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project ¾ County Resettlement Implementation and Management Office ¾ Townships and Towns and Village committees ¾ Anhui National Land Resources Administration Department ¾ Relevant City & Sub-city National Land Resources Administration Bureau ¾ Relevant County & District National Land Resources Administration Bureau ¾ Zhongshui Huai River Project Co. Ltd. ¾ Anhui Design & Research Institute of Water Conservancy and Hydroelectric Power ¾ NRCR of Hohai University

The National Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project is specifically responsible for organization and coordination of the project preparation work and the work of the RP compiling. It is the bridge that links up World Bank and local governments and departments of each province. Anhui Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project is responsible for the preparation work of the project in the province and the entire process implementation management.

90 The major responsibilities of such institution are to convey the project preliminary preparation work, the project construction contents and the plan, to calculate the statistics, to organize and coordinate with relevant departments, to unify and regulate the activity of all project related institutions, to organize and monitor the significant procurement, and to exam and monitor the process and quality of the project construction. Municipal Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project is the accounting unit at the lowest level and to be responsible for the project organization and implementation in its administration region. County Resettlement Implementation and Management Office is responsible for land acquisition in its administration district and the implementation of the resettlement work, and is responsible for processing various procedures during the land acquisition process. The national land resource department is responsible for relevant procedures processing, examining, approving of the land acquisition, and implementing the work of coordination, management, monitoring and arbitration. As the project design unit, Anhui Design & Research Institute of Water Conservancy and Hydroelectric Power are responsible for preparing the preliminary work of the project together with the provincial PMO. Zhongshui Huai River Project Co. Ltd. and NRCR of Hohai University are responsible for directing making the RP. External M&E institution for land acquisition and house demolition and the resettlement work will be assured at the following stage. .

9.2 Chart of the Institution

The National PMO is mainly responsible for overall management of the resettlement implementation work. Provincial and municipal PMOs establish special resettlement administration offices to be specifically responsible for various resettlement implementation works. The resettlement administration office of all levels has 1 to 8 staffs. As the resettlement work, which is the activity done by government, is fully characterized with socialized, so the staffs composed by the resettlement administration office at all levels should be from

91 the government, national land resource department, water conservancy department, agricultural administration department. The leader of such institution should be held part-timely by a person who has full management experiences. All of the affected townships (towns) and villages have 1-2 cadres (The township & town hold the post by one from local government cadre and one cadre from national land administration cadre; the village holds the post by the header.) to be responsible for resettlement works in their own administration area. The chart of the management institution system of the project is shown as Figure 9.2-1.

9.3 Responsibilities of All Relevant Institutions

9.3.1 The National Foreign-invested Project Management Office for Huai

River Key Plain Depressions Treatment Project

It has the responsibility to organize the resettlement work of the project, make related policies of the resettlement work of the project and coordinate the relationship among all resettlement administration departments at all levels. Generally, It is the bridge that links up World Bank and each provincial PMO.

9.3.2 Anhui Foreign-invested Project Management Office for Huai River

Key Plain Depressions Treatment Project

The major responsibility of such institution is to deal with the daily issues relating to the resettlement planning and implementation. To be responsible for contacting the National PMO, leading, organizing and coordinating the work of each city PMO in Anhui Province; examining the RP, implementing the internal supervision and inspection and making decisions on important issues appeared in the resettlement process.

92 The National Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project

Anhui Foreign-invested Project Resettlement External Monitoring Resettlement Designing Unit Management Office for Huai River Key and Evaluation Agency Plain Depressions Treatment Project

Relevant Municipal Huaihe River Key Plain Depression Controlling Foreign- invested PMO

à Relevant County Resettlement Implementation and Management Office

Government of Township (Town)

Village Committee

House-demolished Household

Figure 9.2-1 The Management Institution System of the Project

9.3.3 Municipal Foreign-invested Project Management Office for Huai

River Key Plain Depressions Treatment Project

Municipal Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project is composed by the staffs from relevant government, planning department, and national land resource department. The staffs have part-time or full time responsibility to take the resettlement work. The responsibility of such institution is shown as the following:

93 ¾ Assist the designing units to identify the impacted area of the project construction, investigate the impact indicators of land acquisition and house demolition and take charge of keeping the datum. ¾ Assist to make the RP and be responsible for the implementation of the RP; ¾ Select the major staffs to accept the resettlement technical training; ¾ Organize public participation to the consultation activity and propagandize the resettlement policies; ¾ Lead, coordinate and supervise the resettlement activities and progress conducted by relevant departments and units; ¾ Take responsibility to do the resettlement work and pay the compensation fund to the APs according to relevant contracts; ¾ Assist the APs who are still willing to engage in agricultural production to replace or readjust farmland from the households who are engaging in business; ¾ Implement internal monitoring and evaluation, prepare internal monitoring reports and submit regular reports to municipal resettlement implementation and management office, and; ¾ Assist the external M&E agency.

9.3.4 County Resettlement Implementation and Management Office

¾ Assist the designing units to identify the impacted area of the project construction, investigate the impact indicators of land acquisition and house demolition and take charge of keeping the datum; ¾ Assist to make the RP and be responsible for the implementation of the RP; ¾ Select the major staffs to accept the resettlement technical training; ¾ Organize public participation to the consultation activity and propagandize the resettlement policies; ¾ Lead, coordinate and supervise the resettlement activities and progress conducted by relevant departments and units; ¾ Take responsibility to do the resettlement work and pay the compensation fund to the APs according to relevant contracts;

94 ¾ Assist the APs who are still willing to engage in agricultural production to replace or readjust farmland from the households who are engaging in business; ¾ Implement internal monitoring and evaluation, prepare internal monitoring reports and submit regular reports to municipal resettlement implementation and management office, and; ¾ Assist the external M&E agency.

9.3.5 Townships (Towns) and Village committees

The resettlement administration offices of Towns must be headed by the responsible leader and consist of the key cadres from land administration, public security and civil administrative offices as well as villages cadres. The major responsibilities are:

¾ Participate in the project survey and assist to make the RP; ¾ Organize public participation and propagandize the resettlement policies; ¾ Implement, inspect, monitor and record all resettlement activities within respective Towns; ¾ Handle housing relocation and reconstruction procedures for the APs; ¾ Be responsible for the payment and management of the land compensation funds; ¾ Supervise the land acquisition and occupation, houses and attachments demolition, new houses construction and the APs’ relocation ; ¾ Report the conditions of land acquisition, house demolition and the APs’ relocation to the county land administration bureau and county resettlement administration offices; ¾ Coordinate and document the contradictions and problems induced by the project implementation; ¾ Choose the resettlement sites, allocate housing sites for the house- demolished persons; ¾ Organize and implement the agricultural production and non-agricultural production for the APs; ¾ Report the APs’ views and suggestions to the upper administration institution;

95 ¾ Report the progress of the resettlement work; ¾ Provide the essential assistances to the vulnerable groups.

9.3.6 The Responsibility of Resettlement Designing Unit

At the stage of the resettlement planning and designing, the institution accurately investigate the impact indicators of land acquisition, environmental bearing capacities and the natural resources that can be developed, etc, assist the governments of the project area to make the RP, make the estimate calculation of the investment for land acquisition and house demolition and the report of land occupation and house demolition plan and the resettlement plan, and compile relevant construction drawing. At the stage of the project implementation, the institution timely provide the project owner with designing datum, technical procedures, construction drawing and relevant notices, offer the designing report to the PMO at all levels, assist the resettlement administration offices at all levels to implement the work of resettlement and rehabilitation, and improve and consummate the RP in terms of the factual conditions.

9.3.7 Resettlement External M&E Agency

The project owner will entrust the qualified M&E institution as the resettlement external M&E agency. The responsibility of such agency is shown as the following: The resettlement external M&E agency pays close attention to the implementation of the RP and monitor and evaluates the effects of the resettlement work and social adaptability of the APs and; meanwhile offer the M&E report to the World Band through the resettlement administration offices. The agency offer technical consultations to the resettlement administration offices in the field of the survey and analysis of the investigated datum.

9.4 Qualification of Relevant Institutions and Staffing

Anhui Foreign-invested Project Management Office for Huai River Key Plain Depressions Treatment Project is composed by the staffs respectively from

96 Anhui Province Water Conservancy Department, Anhui Province Development and Reform Commission, Anhui Province Financial Department, Anhui Province Environmental Protection Department. Such institution sets up the resettlement administration office, which takes the responsibility to make and implement the RP. The staffs of such resettlement administration office have full experiences in resettlement, which embodies they have organized the work of land acquisition and house demolition and resettlement in the past several key projects of Huai River treatment. As they are from relevant governments and departments, they can effectively organize and coordinate the work of land acquisition and house demolition. In addition, the staffs of other departments, which participate in the project implementation, also have rich management experiences in the water conservancy project. The resettlement institutions are well-staffed, and all of the staffs are well- qualified and have sufficient techniques of the resettlement work, which is essential to make and implement the RP. The project institutions for house demolition management and implementation own better conditions of transport and communication. The institutions for investigation, designing, and M&E have high levels of computer techniques. And the institutions for the house demolition implementation and M&E have full experiences of land acquisition, house demolition and resettlement and rehabilitation.

9.5 Measures to Strengthen the Capacity of Resettlement

Institution

The national PMO has organized the technical training to relevant staffs in the field of land acquisition and house demolition. The content of such technical training includes the resettlement policy (OP 4.12) of World Bank, the laws and regulations related to land acquisition and house demolition, the theory and method of socioeconomic survey, etc. The PMOs will continue to organize the technical training to relevant staffs in the field of land acquisition and house demolition, the content of which includes resettlement guideline of World Bank, the laws and regulations related to land acquisition and house demolition and the ways of resettlement implementation,

97 etc, so as to heighten the working qualities and the capacity of policy adoption of relevant staffs. In order to heighten the working efficiency, it is necessary to offer sufficient assurance of the resettlement fund and related facilities. Reasonable work division, establish and perfect the measures of rewarding or punishing the staffs in the work of land acquisition and house demolition so that the staffs can actively take the resettlement work. Establish the information management mechanism for the resettlement and use the computer to manage the statistics of land acquisition and house demolition and resettlement and rehabilitation so as to strengthen the information feedback and guarantee the unblocked information communication. However, the significant issues should be determined by the national PMO and provincial PMO. Reinforce the reporting system, strengthen the internal monitoring and timely solve the problems once discovering, and; Strengthen the work of external monitoring and evaluation. The external M&E agency should promptly point out the existing problems and submit relevant suggestions.

9.6 The name list of the relevant missionary organization name PPMO Tang Yisheng Hefei PMO Liang Bengui Bengbu PMO Lu Yuguo PMO Wang Ziwu Huaibei PMO Zhang Jianhua, Guo Zhao Suzhou PMO Wang Jingyang, Pan Yanyuan, Jiang Guangzhong,Zhou Ruiling, Zhang Guanqiu Huainan PMO Zhao Jinming, Yang Xiuggfeng Luan PMO Zou Sheng Chuzhou PMO Zou Jun, Li Dexing Fuyang PMO Feng Chunlin

98 Implementation Timetable for Resettlement

10.1 Implementation Principles for Bridging the Resettlement and the Project Construction

According to the planned arrangement of the progress of the project implementation, the first annual project should be implemented in stages from the end of 2008 to the end of 2009. The plan for the resettlement of land acquisition and house demolition should be bridged with the construction plans of all the sub-projects. The major works of land acquisition and house demolition and resettlement is started in Sep 2008 and finished in June of 2009. The basic principles of the project progress are shown as the following. The work of land acquisition and house demolition should be finished before the one month when the project begins to use land. The started time should be determined by the needs of the work of land acquisition and house demolition and resettlement. Before the project is started, it is essential to give enough time for the work of land acquisition and house demolition and resettlement.

10.2 The Timetable for the Principal Tasks of the Resettlement

Implementation

10.2.1 Principles on Formulating the Timetable a) The scope of land acquisition and house demolition should be determined by the construction drawing of all sub-projects. It should be finished before measurement and calculation of the impact indicators. b) The measurement and calculation of impact indicators of land acquisition and house demolition should be based on the scope of red line for land acquisition and house demolition and implemented by project resettlement department, house demolition implementation units and the property owners before signing the compensation contract.

99 c) Before signing the compensation contract, the project resettlement department and house demolition implementation units should invite the APs and house-demolished units to present the house demolition promotion meeting so that they can open relevant policies for land acquisition, house demolition and resettlement compensation and the patterns for resettlement and rehabilitation. After such meeting, the bulletins of land acquisition and house demolition should be promulgated. d) After the measurement and calculation of impact indicators and the promulgation of the bulletins of land acquisition and house demolition, the house-demolished implementation units can sign the resettlement compensation contract with the house-demolished persons or units. e) The transitional subsidy should be paid to the APs during the temporary transition period and implemented before the APs’ relocation. f) The enterprises, which need to be relocated, should be arranged with the resettlement sites in advance as soon as possible so that they can reduce or even avoid the losses of business stopping. As for those that have to stop business, they can get relevant subsidies before relocation. g) The new infrastructures should be constructed in advance. h) The calculation and distribution of the compensation fees should be done before the relocation and after the signing of relevant contract. i) The resettlement work should be examined and put into practices until achieving the satisfactory of the APs.

10.2.2 The Overall Timetable for Land Acquisition and House Demolition and the Resettlement Activity

According to the project construction design, the project can be implemented smoothly only if the work of land acquisition and house demolition were finished in advance. So the process of the project resettlement is assured in terms of such condition. Details are shown as Table 10.2-1.

100 Table 10.2-1 Resettlement Implementation Schedule Year 2007 2008 2009 ID Resettlement Task Season 2 3 4 1 2 3 4 1 2 3 4 1 Resettlement Plan 1.1 Survey of Index in kind in Land Acquisition and Demolition 1.2 Negotiation of Policy and Standard 1.3 Publish Bulletin in Newspapers 1.4 Approval of Administrative Departments 1.5 Submit to World Bank 2 Perparation and Implementation 2.1 Strengthen Institutional Capacity 2.2 Public Participation 2.2.1 Issue Land Acquisition and Demolition Announcement 2.2.2 Publicity and Mobilization 2.2.3 Disclosure of Policy and Standard 2.2.4 Disclosure of Individual Compensation 2.2.5 Resettlement District examining 2.3 Fully Funded 2.4 Agreement of Land Acquisition and Demolition 2.4.1 Agreement of Land Acquisition 2.4.2 Agreement of Land Readjustment 2.4.3 Agreement of Enterprises and Institutions Relocation Compentsation 2.4.4 Agreement of Relocation Compensation of the Aps 2.5 Identify Exteral Monitoring Institution 3 Livelihood Restation for the APs 3.1 Payment of Individual Compensation 3.2 Housing Construction 3.2.1 Houses sites Grading

101 3.2.2 Building Houses 3.2.3 Moving to New Houses Dispersal and Laying back 3.3 Relocation of Enterprises and Institutions 3.4 Demlolition Cleaning 3.5 Infrastructure 3.5.1 Water Supply 3.5.2 Power Supply 3.5.3 Roads 3.6 Public Facilities Matching 4 Production Resettlement for the Aps 4.1 Agricultural Resettlement 4.1.1 Land Adjustment Paddy Fields Vegetable Fields 4.1.2 Improve Lower-output Fields 4.2 Non-agricultural Resettlement Business Resettlement Catering Industry Resettlement Communications and Transportation Resettlement 4.3 Resettlement of Enterprises and Institutions 5 Special Facilities Rebuiling 5.1 Roads 5.2 Electrical Power Lines 5.3 Transformer Facilities 5.4 Post Lines 5.5 Cable lines 6 Training

102 6.1 Resettlement Cadres Training 6.2 Production Training for Immigrants 7 Inneral M&E Report 8 Exteral M&E Report 9 Complete and Check for Acceptance

103 Expenses and Budget

11.1 Investment in Compensation for Land acquisition and house demolition

11.1.1 Formulating Bases

1) Land Administration Law of the People’s Republic of China (Adopted on January 1, 1999, and revised on August 28, 2004) 2) Regulations on Land Administration Law of PRC (Adopted on January 1, 1999) 3) Decision of the State Council on Deepening Reform and Strictly Enforcing Land Administration (Ref. No. GF [2004] 28) 4) The Instruction Proposals on Perfecting the System of Land Acquisition Compensation and Resettlement (Ref. No. GTZF [2004] 238) 5) Regulations on the Land Compensation and the Resettlement for Land Acquisition for Building Large and Medium-scaled Water Conservancy Projects and Hydroelectric Power Projects (Adopted in 1991) 6) Anhui Provincial People’s Government HG [1993] No.4 Notice on revising the Methods of Resettlement for Land Acquisition for Building Water Conservancy Projects and Hydroelectric Power Projects in Anhui Province 7) Notice on revising the relevant compensating standards in Methods of Resettlement for Land Acquisition for Building Water Conservancy Projects and Hydroelectric Power Projects in Anhui Province (Adopted in 1995) 8) Anhui Provincial Measures for Implementation of Land Administration Law of PRC (Adopted on December 1, 2002) 9) World Bank OP4.12 Involuntary Resettlement and the Appendix (Adopted on January 1, 2002) 10) SL290-2003 Standards Design for Land Acquisition and Resettlement for Building Water Conservancy Projects and Hydroelectric Power Projects 11) National and local relevant industry standards, regulations, fixing and budgeting methods, the date of costing management and the local price Information;

104 12) Investigation achievements of impact indicators.

11.1.2 Formulating Principles

A. On the basis of the investigating impact indicators and the RP, in accordance with Regulations on the land compensation and the resettlement for land requisitioned for building large and medium-scaled water conservancy projects and hydroelectric power projects and other related guideline principles, and policies, regulations and rules and norms, and referring to the relevant articles of Henan Anhui Province, the analysis and computation will be undertaken in combination with the actual situation of the area affected by land acquisition of for the project. B. As for the laws and regulations implementation, national laws and regulations should be implemented first. If there is no relevant national laws and regulation, it is necessary to implement relevant regulations of related province or city. If there is no relevant regulation in the related province or city, the regulations implemented within the project construction should be determined in terms of the regulations adopted by the constructed or constructing water conservancy projects. C. It is necessary to consider both the state financial affording ability and the actual needs of the resettlement, properly handle the relations among the state, collectivity and individual, implement the principles of developmental resettlement that is advocated and supported by the state, and adopt the method of “at the early stage providing compensation and subsidy and at the later stage offering follow-up support”, so as to achieve or exceed the original living conditions and levels (incl. housing, infrastructure and income). D. As for the special facilities that need to be restored and reconstructed, the determination of the compensation is based on the principle that the original faction of such facilities should be restored. E. The establishment of the project is on the basis of the resettlement norms. Combining with the actual conditions, the project will be set up realistically. F. As for the physical items whose property belongs to individuals, the investment calculation should be based on the achievements of the impact indicators investigation. As for the project that needs large investment brought

105 by the environmental change, the investment calculation should be based on the planned indicators.

11.1.3 Summary of Compensation Investment for Land Acquisition and

House Demolition

Computing on the basis of the state relevant laws and regulations and the relevant regulations of operational policy OP4.12 of World Bank (see the contents of Chapter IX), the total investment of the first yearly project construction in compensation for land acquisition and house demolition is RMB 90.4044 million , incl. compensation for rural resettlement, compensation for the restoration and reconstruction of special facilities, other expenditures, the basic budgetary reserves and relevant taxes and fees. Summary of the total investment of the project in compensation for land acquisition and house demolition is shown as Table 11.1-1, and details of the investment are shown as Appendix 3.

11.1.4 Sub-item Investment

A. Compensation for Rural Resettlement 1) Land Acquisition Compensation and Resettlement Subsidies Includes compensation for permanent land acquisition and temporary land occupation, resettlement subsides and standing crops compensation fees. Land acquisition compensation and resettlement subsidies of the project are totally RMB 50.5585 million. . 2) Compensation for Houses and Attachments Demolition Compensation for houses and attachments demolition of the project is totally RMB 1.7119 million.

106 Table 11.1-1 Summary of Investment in Compensation for Land acquisition and house demolition Jiaoga Bali Xifei Gaotan Beifei Xiehe Tuohe No. Names of Projects/Costs Total ng Lake River g Lake River River River Lake

(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)

Part I Compensation for Rural 5761.03 26.28 555.90 482.48 612.09 833.97 3177.83 72.48 Resettlement

Land Compensation Fees and I 5055.85 26.28 501.80 103.74 575.79 717.86 3057.90 72.48 Resettlement Subsidies

Compensation for Housing and II 171.19 Â 46.19 Â 25.87 75.62 23.51 Â Attachment Demolition

Compensation for Small-sized water III irrigation facilities and hydroelectric         power Facilities

Compensation Industrial and IV 378.74 Â Â 378.74 Â Â Â Â Enterprises of Rural Area

V Compensation for Infrastructures 44.03 Â 6.54 Â 5.68 28.52 3.29 Â

107 Relocating and Transporting VI 2.10 Â 0.20 Â 0.30 1.50 0.10 Â Expenditure

VII Other Compensations 84.38 Â 0.53 Â 0.81 8.35 74.69 Â

The Subsidy of the Transitional VIII 24.74 Â 0.64 Â 3.64 2.12 18.34 Â Period

Part V Compensation for the restoration and reconstruction of 242.35 Â Â Â 67.90 148.20 26.25 Â professional projects

Part VIII Other Costs 479.04 2.10 44.48 38.59 54.06 77.82 256.20 5.79

Total of Part I to Part VIII 6482.42 28.38 600.38 521.07 734.05 1059.99 3460.28 78.27

Part X Basic Budgetary Reserves 648.25 2.84 60.04 52.11 73.40 106.00 346.03 7.83

Part XII Related Taxes and Fees 1909.77 Â 135.78 77.17 413.07 266.08 1017.67 Â

Farmland Reclamation Fees 443.12 Â 18.15 18.42 98.82 64.57 243.16 Â

Land use fax 1466.65 Â 117.63 58.75 314.25 201.51 774.51 Â

Part XIII Gross Total Investment 9040.44 31.22 796.20 650.35 1220.52 1432.07 4823.98 86.10

108

3) Compensation for the Industrial and Enterprises of Rural Area The compensation fees include the compensation for the land acquisition and house and attachment demolition of the resettlement sites, the compensation for relevant facilities, the transportation expenditure for the relocation, and the compensation for the losses of business stop. The compensation is calculated according to the items of investigated amount, the former scale, the distance of relocation and the condition of business stop. The compensation standard of land acquisition for the enterprises which need reconstruction should be in terms of the compensation standard of dry land acquisition. The total compensation fund of such the industrial and enterprises of rural area is RMB 3,787,400. 4) Compensation for the Infrastructures The compensation for the infrastructures include the compensation for the land acquisition of the new sites, the expenditure for leveling the ground (including the compensation for the attachments) and the compensation for relevant facilities (such as, roads, water supplying facility, electricity supplying facility). The compensation standard of the land acquisition for the new sites should be in terms of the compensation standard of dry land acquisition. The total compensation fund of such infrastructures is RMB 440, 300. 5) Transportation Expenditure The transportation expenditure includes the expenses of the APs or affected village collectivities for the transportation, board and lodging, medicine and the compensation for the working losses and physical material losses. The compensation standard is RMB 200 per capita. The total compensation of such transportation expenditure is RMB 21,000. 6) Other Compensations It includes the compensation for the scattered fruit trees, trees and tombs. The total compensation of such item is RMB 643,800. 7) The Subsidy of the Transitional Period Transitional living subsidies are the fees that are utilized before the completion of implementation of the production resettlement and provided for the production resettlement population to ensure that their living levels do not reduce during the transitional period. The compensation standard is in terms of

the resettled population multiplying RMB 200 per capita. The total subsidy of the transitional period is RMB 247,400. B. Expenditure for the Special Facilities Restoration or Reconstruction It includes the compensation for transportation facilities, broadcast and television facilities, and electricity supply and transfer facilities. Relevant departments have not given the detailed plans for the restoration and reconstruction of special facilities. The investment of such item is temporarily calculated according to the factual affected amounts and relevant unit prices (the compensation standard is can be referred to the relevant contents mentioned in Chapter 5). The total compensation of such item is RMB 2,423,500. C. Other Expenditures According to the relevant articles regulated by Standards Design for Land Acquisition and Resettlement for Building Water Conservancy Projects and Hydroelectric Power Projects, it include the scientific research expense of survey and design, the implementation and management fees, the technical training expense, inspection and monitoring and evaluation charges. The scientific research expense of survey and design should be in terms of 3% of the amount of part I to part VIII. The implementation and management fees should be in terms of 3% of the amount of part I to part VIII. The technical training expense should be in terms of 0.5% of the amount of the compensation for rural resettlement. Inspection and monitoring and evaluation charges should be in terms of 1.5% of the amount of part I to part VIII. The total expenditure of such item is RMB 4,790,400. D. The Basic Budgetary Reserves According to the relevant articles regulated by Standards Design for Land Acquisition and Resettlement for Building Water Conservancy Projects and Hydroelectric Power Projects, the basic budgetary reserves at this stage, which are in terms of 10% of the amount of part I to part VIII, are totally RMB 6,482,500. E. Relevant Taxes and Fees

It only includes the farmland reclamation fee and land use fax, which is calculated by the area of farmland multiplying the compensation standard. Totally, the expenditure of such item is RMB 19,097,700.

11.2 The Source of Resettlement Funds

The total investment of the project resettlement and land acquisition of the first yearly project construction is RMB 90,404,400. Source of such fund is from the subsidy of the state and the self-fund of local governments.

11.3 Funds Flow and Allocation Plan

11.3.1 Funds Flow

Anhui Provincial PMO will pay the compensation to relevant enterprises and individuals through all the sub-projects management offices according to the compensation policies and compensation standard regulated by the RP. The PMOs of the county level take charge of the concrete responsibilities.

11.3.2 Allocation & Management of the Resettlement Fund

The allocation and use of the resettlement fund, which should be in terms of compensation policies and compensation standard regulated by the RP, should be inspected and managed by the internal M&E agency and checked by external M&E agency. The PMO will sign the task-based agreement for the project resettlement with the resettlement administration offices of all relevant counties (or districts) and allocate the resettlement fund by stages to those offices according to the regulated compensation fund and the resettlement process. And then those offices allocate the resettlement fund to relevant departments according to the construction items. (1) Land Acquisition: All resettlement administration offices of relevant counties (or districts) should sign the contract of the compensation for land acquisition and the lost the attachments ground with the affected towns (townships) and

village committees. According to the compensation items, amount, time and expenditures regulated by the contract of the compensation for land acquisition, the compensation fund will be allocated to the resettlement administration offices of relevant towns (or townships) by the resettlement administration offices of counties (or districts); and then the former ones allocate such fund to relevant village committees or villager groups. These village committees or villager groups will use the fund to development related production. The resettlement subsidy is allocated to village collectivity and then reassigned to the APs and the affected enterprises. The compensation fund for the lost attachment of ground will be paid to the property owners by village committees. (2) Housing: The resettlement administration offices of relevant counties (or districts) should sign the contract of the compensation for the relocation of the APs with the house-demolished households to ensure the basic conditions of the demolished houses, the compensation fund, subsidy and the ways and terms of the payment of the compensation fund and the terms of relocation. The compensation fund is directly allocated to the APs by the resettlement administration offices of relevant counties (or districts). (3) Non-residential housing: The resettlement administration offices of relevant counties (or districts) should sign the contract of the compensation for the relocation of the APs with the house-demolished households to ensure the compensation fund, resettlement pattern and the terms of relocation. The compensation fund is directly allocated to the APs by the resettlement administration offices of relevant counties (or districts). (4) Compensation for Public Infrastructure: The resettlement administration offices of relevant counties (or districts) should sign the contract of the compensation for public infrastructures with the related towns (or townships) or directly sign the contract of the infrastructure reconstruction with the construction units. The compensation fund is allocated by stages to relevant towns (or townships), villages or villager groups or the construction units by the resettlement administration offices of the counties (or districts). (5) Special Facilities: The resettlement administration offices of relevant counties (or districts) should sign the contract of the investment for the infrastructure restoration and reconstruction with the department responsible

for the infrastructure management. The compensation fund is allocated to the department responsible for the infrastructure management through the bank payment by the resettlement administration offices of relevant counties (or districts).

The National Counterpart

Anhui Province Huai River Basin Marsh Land Controlling

Sub-project Management

House- House- Households Affected Units of Land Property Owners demolished demolished by Temporary Land Acquisition of the Affected Resident Enterprises Occupation Attachemts

Monitoring and Evaluation With the faith of assuring the resettlement work of smooth implementation and achieving the objective of sound resettlement, the project will be in terms of the requirements of OP 4.12 Involuntary Resettlement of World Bank and Resettlement M&E Guideline of World Bank for PRC Financed Project to implement M&E for the work of land acquisition and house demolition and resettlement and rehabilitation at regular intervals. Concretely, the M&E of this project is divided into internal M&E and external M&E.

12.1 Internal Monitoring and Evaluation

12.1.1 Objective

The objective of internal M&E is to make the resettlement administration agencies at all levels to keep good performances during the project implementation, implement the internal inspection and examination for the overall process of the resettlement preparation and implementation, prehensile the condition of the resettlement progress at any times, guarantee the work of land acquisition and house demolition and resettlement and rehabilitation to be completed according to the RP and promote the project to be smoothly constructed.

12.1.2 Institutions and Staffs

Staffs of the internal M&E agency are from national PMO, Anhui Provincial PMO, the PMOs of all relevant cities, the resettlement administration offices of all relevant counties (or districts), the units of land acquisition and house demolition implementation and other relevant departments (such as the national land resource department). Generally, there are special staffs of those institutions to take charge of the resettlement work. The leader of the internal M&E agency should have sufficient experiences of the resettlement work and strong popular trusts so that he can coordinate with relevant department for the resettlement problems. The staffs of the internal M&E agency should also have

the knowledge of deal with the problems of the resettlement work and relevant social problems so that they can take their responsibilities.

12.1.3 The Content of Internal M&E

The Anhui Provincial PMO will prepare a detailed internal M&E plan for the matters concerned of land acquisition and house demolition and resettlement and rehabilitation. (1) The conditions of the relocation, the assignment of housing sites and the houses reconstruction. (2) The payment of the compensation for land acquisition or occupation, the use of such compensation fund and the progress and quality of the development project for the APs. (3) The condition of house demolition progress, payment of compensation fund, rehabilitation and restoration of affected enterprises and institutions; (4) Reconstruction and Restoration of the infrastructure and special facilities; (5) Investigation, coordination and suggestion for the major issues of implementation agencies and the APs during the implementation of land acquisition and house demolition; (6) Situation of income restoration of the affected households after relocation; (7) Situation of rehabilitation of the vulnerable groups; (8) Payment, utilization and availability of resettlement compensation funds; (9) The extent of participation and discussion participated by the APs during the implementation of land acquisition and house demolition; (10) Technical training and the effectiveness; and; (11) The conditions of local resettlement administration offices, staff training, working schedule and efficiency.

12.1.4 Implementation Procedures

During the project implementation, according to the conditions of the samples, the resettlement administration offices of relevant counties, the implementation units of land acquisition and house demolition collect the resettlement information of the APs and affected enterprises and submit relevant reports to

Anhui Provincial PMO and the PMOs of relevant cities so as to keep the continuous M&E. Meanwhile, Anhui Provincial PMO and the PMOs of relevant cities implement inspection and examination for the resettlement work at regular intervals. The prescribed table with fixed forms should be formulated to realize the information intercommunication between the implementation units of land acquisition and house demolition and Anhui Provincial PMO. Anhui Provincial PMO, the PMOs of relevant cities, and the resettlement administration offices of relevant counties (or districts), as the important part of internal M&E mechanism, will implement inspection and examination for the resettlement work at regular intervals.

12.1.5 The Internal M&E Report

The resettlement administration offices of relevant counties (or districts) compile a report to reflect the resettlement work and submit it to the PMOs of relevant cities and Anhui Provincial PMO every three months. Anhui Provincial PMO will submit a internal M&E report and submit it to the World Bank every half a year. The report submitted to the World Bank should state the statistics of the latest six months, which can reflect the progress of the resettlement work and the use of compensation fund through the comparison with the ones of the RP. Referential formats are shown as Table 0-1 and Table 0-2. Table 0-1 Progress Report on Land Acquisition and Resettlement

County ______Township(Town) ______Cut-off date: ____/____/______(d/m/y) Date: ____/____/______(d/m/y)

Planned Completed Accumulated % of Items Unit Qty. Qty. Qty. Completion

Permanent land mu acquisition

Land Temporary land mu occupation

Land Compensation RMB10000

Residential Residential house m2 housing demolition

Compensation RMB10000

Demolition area m2 Enterprises and institutions Compensation RMB10000

Compensation for infrastructure and RMB10000 special facilities

APs receiving training Person

Employment arrangment Person

Land readjustment mu

Prepared by: Signature (In-charge): Seal:

Table 0-1 Execution Progress on Funds Utilization

County ______Township(Town) ______Cut-off date: ____/____/______(d/m/y) Date: ____/____/______(d/m/y)

Investment Compensation Affected Description Compensation Rate of Unit/Qty. Required Received Institution 1 Adjusted Compensation (RMB) (RMB)

Village 1

Village 2

Collective

Relocated households

Unit

Prepared by: Signature (In-charge): Seal:

12.2 External M&E

According the requirements of the World Bank, Anhui Provincial PMO will entrust the resettlement institution that independently has relevant quality and

1 “Description” refers to labor training and employment, subsidies to vulnerable groups etc.

sufficient experiences as the external M&E agency. The PPMO will engage the NRCR (National Research Center for Resettlement, Hohai University). The external M&E agency will monitor and evaluate the resettlement work at regular intervals and implement M&E for the conditions of resettlement progress, quality and resettlement fund use and allocation and submit relevant suggestions. The agency will implement follow-up M&E for the living and production of the APs and submit M&E report to Anhui Provincial PMO, National PMO and the World Bank. The working outline of external M&E is shown as Appendix 5.

12.2.1 The Content and Method of External M&E

(1) Baseline Survey The external M&E agency will implement baseline survey to the villages, villager groups, individuals and enterprises affected by the project construction and acquire the basic datum of the conditions of the living and production of the APs. The survey for living and production is carried out half a year so as to follow up the changes of APs’ living and production. Meanwhile, the external M&E agency will adopt follow-up survey for the typical samples (the scope of samples: 5% of land-acquired households, 20% of house-demolished households, 10% of affected villager groups and 20% of affected enterprises, which are sampled randomly), random interview and field study to acquire relevant datum. The M&E conclusion is based on such datum. (2) M&E at Regular Intervals During the period of the resettlement implementation, the external M&E agency will implement the M&E work twice a year and submit respective reports. With the follow-up survey, random interview and field study, the agency acquires the content mentioned as the following:

¾ Payment and amount of the compensation fund; ¾ Preparation for resettlement sites and whether abundant; ¾ Houses Reconstruction of the APs ¾ Recovery and reconstruction of enterprises and institutions; ¾ Relocation of APs;

¾ Technical training; ¾ Support for the vulnerable groups; ¾ Recovery and reconstruction of infrastructure and special facilities; ¾ Resettlement and rehabilitation of the production; ¾ Compensation for properties loss; ¾ Compensation for working time loss; ¾ Transitional allowance; ¾ Timetable for the activities mentioned above; ¾ Organizations of the resettlement network; ¾ The use of the compensation fund for collective land acquisition and the conditions of the income of the APs; ¾ The increased income brought by the employment of labor forces; ¾ Whether the APs are benefited from the project construction.

(3) Public Consultation The external M&E agency will participate in the public consultation meetings that are held during the period of the resettlement implementation. And then, the agency can evaluate the effects of public participation. (4) Complaints The external M&E agency will interview the affected villages and villager groups at regular intervals and go to the PMOs at all levels and the resettlement administration offices to ask for and acquire the treatments of the complaints. Meanwhile, the agency will give relevant suggestions for the existing problems to relevant departments so as to make the resettlement implementation be more effective.

12.2.2 Indicators of M&E

¾ Socio-economic indicators: net income per capita, GDP, and the rate of employment etc. ; ¾ Institutional indicators: staff composition, personnel quality, regulations, facilities and the rate of the treatment of the complaints;

¾ The persons affected by land acquisition and land occupation: the rate of the allocation of the resettlement fund, the patterns of resettlement, the rate of the change of income, the rate of employment, the extent of the satisfactory for the resettlement work, etc.; ¾ House-demolished persons: the rate of the allocation of the resettlement fund, the location of housing sites, the conditions of house reconstruction, the extent of the satisfactory for the resettlement work, etc.; ¾ Enterprises and institutions: the rate of the allocation of the resettlement fund, the location of the new sites, the process of the land acquisition for the new sites, the average working time of the employees, the rate of the change of the employees’ income, the rate of the change of taxes and relevant fees, and the extent of the satisfactory for the resettlement work, etc.; ¾ Infrastructure: The rate of the allocation of the resettlement fund and the rate of former function restoration, etc..

12.2.3 External M&E Report

The external M&E agency will submit an M&E report to the World Bank, National PMO and Anhui Provincial PMO half a year.

12.3 Post Evaluation for the Resettlement

After completion of the project implementation, based on the achievement of M&E, relevant department will adopt the theory and method of project post evaluation to evaluate resettlement work of the project. The content of such post evaluation is mainly the successes and failures of land acquisition, house demolition and the resettlement of affected enterprises. The unit entrusted to make the post evaluation of the resettlement work will make a general outline of post evaluation, establish the indicator system of post evaluation and do the survey and analysis for the socioeconomic conditions. Eventually, the unit should make the resettlement post evaluation report for the project and submit it to Anhui Provincial PMO, National PMO and the World Bank. With the faith of assuring the resettlement work of smooth implementation and achieving the objective of sound resettlement, the project will be in terms of the requirements of OP 4.12 Involuntary Resettlement of World Bank and Resettlement M&E Guideline of World Bank for PRC Financed Project to

implement M&E for the work of land acquisition and house demolition and resettlement and rehabilitation at regular intervals. Concretely, the M&E of this project is divided into internal M&E and external M&E. Internal M&E are executed by National PMO, Anhui Provincial PMO, the PMOs of relevant cities, the resettlement administration offices of relevant counties (or districts) and the implementation units of house demolition so as to guarantee the units responsible to obey the principles and timetable of the resettlement work and implement the work of land acquisition and house demolition and resettlement and rehabilitation. The objective of the internal M&E is to promote the resettlement institutions to maintain good functions. Generally, the external M&E is to monitor and evaluate the work of land acquisition and house demolition and resettlement and rehabilitation at regular intervals by the external M&E agency. At present, the external M&E agency has not been determined. The content of external M&E is shown as the following.

¾ Functions of resettlement network; ¾ The progress of resettlement implementation and the compensation for land acquisition and house demolition; ¾ The resettlement and rehabilitation of the house-demolished persons and enterprises and institutions; ¾ The survey and analysis of the production and livelihood levels of the APs.

External M&E is implemented by the independent resettlement institution evaluate the effects of land acquisition and house demolition and resettlement and rehabilitation and inspect the overall resettlement implementation with the comprehensive and long-range view. The external M&E agency will follow up the resettlement implement of the project to evaluate whether the resettlement work is abiding by relevant laws related to land acquisition and house demolition and resettlement and rehabilitation; whether the resettlement work is abiding by the operational police OP4.12 Involuntary Resettlement of the World Bank; whether the living and production level of the APs is heightened or at least not less than the original level. The external M&E agency will submit

relevant suggestion to relevant department so as to accelerate the problems brought by the resettlement implementation to be solved as soon as possible.

Entitlements Matrix Types of Compensation and The APs Standards Impact Resettlement Policies Standards for land compensation fees and resettlement subsidies: a) The land compensation paddy fields: RMB fees, resettlement subsidies 19200/mu; dry land: RMB and collective property 19200/mu; fish ponds: compensation fees will be all RMB 16000/mu; Village directly paid to the village beachland of rivers Permanent committees collective economic registered: RMB 9600 Land and organizations or village /mu; other land: RMB Acquisition Land Users committees. 2400/mu. Standards for b) Compensation for the standing crops ground attachments and compensation fees: paddy standing crops will be paid to fields: RMB 600/mu; dry their owners. land: RMB 600/mu; fish ponds: RMB 600 /mu; other land do not count this item of expense. The land compensation will be calculated according to the acquired times and the output value per mu. And standards for standing crops a) Compensation will be compensation are as same determined according to the as permanent land occupation time and the Temporary acquisition. Standards for losses; Land Land Users land re-reclamation: land b) After land occupation, the Occupation occupied for pressure land should be recovered, infiltration platform RMB and proper economic 500/mu, construction earth- compensation should be paid. fetching RMB 4000/mu, construction waste yard RMB 2800/mu, land temporarily occupied for construction layout RMB 500/mu. a) Housing compensation Standards for rural fees: the reconstruction cost residential housing and Residential will be determined according auxiliary facilities: frame- House Owners to the levels of housing houses: RMB 550/m2; Demolition structure and quality. brick-mixed houses: RMB b) Relocation fees for the 400/m2; masonry houses:

APs: will be determined RMB 350 m2; earthen respectively according to the houses: RMB 300/m2; migration distance, the mixed houses: RMB amount of materials, the 110/m2; toilets, pigpens, transportation patterns and cattle-sheds, cooking related times. ranges, pools: RMB 110 c)Infrastructure for each; wells: RMB 250 compensation fees: incl. new for each; others(such as land acquisition for fence wall, arches, grade- resettlement sits, ground floor, telephones,wire leveling and protection, the televisions)according to the waste water drainage, water house compensation 5%; supply facilities, electricity timber (trunk supply facilities, village diameter5cm): RMB 17 roads, which will be per tree; timber (trunk determined respectively diameter5cm): RMB 3 combining with the former per tree; fruit trees: RMB conditions and the plans of 90 per tree; tombs: RMB resettlement sites. 500 for each; removal d)Livelihood subsidies transportation fees: RMB during the transitional period: 200 per house-demolished will be determined person; the livelihood combining with the RP. subsidy during the transitional period: RMB 200 per production resettled person.

Types of Compensation and APs Standards Impact Resettlement Policies a) Housing compensation fees will be determined according to the cost of reconstruction. b) The compensation fees Standards for compensating for facilities and equipment for the housing and auxiliary that can’t be removed will facilities of house- be determined according to House- demolished enterprises and Property the original scale and demolished institutions: frame-houses: owners standards. Enterprises RMB 660/m2; brick-mixed c) Removal transportation houses: RMB 460/m2; fees will be determined masonry houses RMB respectively according to the 385/m2. migration distance, the amount of materials, the transportation patterns. d) Subsidies for enterprises stopping production or

business will be determined according to their production scale and the times of stopping.

Standards for replacement prices: sandstone-roads: RMB 100000/km; bridges: RMB 15000/m; ferries: RMB 25000 for each; docks: RMB 50000 for each; broadcast transmission lines: a) The special facilities RMB 30000/km; optical affected by project fiber cables: RMB construction will be 80000/km; cables: RMB reconstructed by the 40000/km,110kv power property owners after they transmission lines: RMB get relevant compensation Special Property 350000/km; 35kv power form the project unit; or facilities owners; transmission lines: RMB reconstructed directly by the and ground The project 140000/km; 10kv power project unit according to the attachments owners transmission lines: RMB original standard and scale. 60000 /km; 380v power b) Compensation fees for transmission lines: RMB ground attachments should 35000 /km; 10~20kvA be calculated and counted transformer substations: according to relevant RMB 5000 for each; 50kvA regulations. transformer substations RMB 1200 for each; 100kvA transformer substations: RMB 22000 for each ; 300kvA transformer substations: RMB 45000 for each.

Annex one

Village-level livelihood restoration Plan (typical village)

Annex of First-year Resettlement Action Plan of Key Plain and Low-lying Land Treatment Project Financed by World bank in Huai River Basin In Anhui Province

Anhui Province Huai River Key Plain and Low-lying Land Treatment Foreign Capital Project Management Office

September, 2006

1Badaji Village in Huaishang District

1.1 Village Range Profile

Badaji Village of Wuxiaojie Town in Huaishang District, Bengbu City, is on the side of Huai River, lies in the suburb of Bengbu City in Anhui Province, and is 6 km apart from the downtown. The village is close by Jing-Hu Railway and Huai River, He-Xu Superhighway gets through from the south of the village, its communication and transportation is very convenient. The geographic position of the village is east longitude 117 ° 22 and northern latitudes 37 ° 57 . In the range of the village, the length between the east and the west is 1.2 km, and the breadth between the south and the north is 0.8 km, the total of land area is 760 hm2. The geography somewhat rises and falls in the village, there is a gradual rise from the south to the north, the lowest site is the depression near to Xinhegou Ditch, and the difference of relative height is about 3.2 m. The annual average temperature is 14.7 , the annual rainfall is about 920.2 mm, the four seasons are clear, and the climate is mild.

The village is composed of four villager groups. The total of present population in the village is 345 households with 1476 persons, who are agricultural population, incl. 30 poor households and 1 five-protected household. The total of labor forces is 709 persons, accounting for 48% of the total population of the village, and the proportion of men to women is 1:1.03. Dividing the personnel engaging in industries according to the national economy, there are 270 persons engaging in agriculture, 76 persons engaging in industry, 180 persons engaging in architectural industry, and 183 persons engaging in other industries (such as transportation, business, dining service and etc.). The structure of labor forces engaging in industries of Badaji Village is shown as Figure 1.

Structural Figure of Labor Forces Be Engaged in Industries

26%

38% Agriculture Industry Architecture Others

25% 11%

Figure 1 Structure of Labor Forces Engaging in Industries

The village has farmland 1892 mu, including 1110 mu paddy field and 782 mu dry land, farmland per capita is about 1.28 mu; the main agriculture production is planting, the seeding area is 3480 mu, the species are paddy rice, wheat and soybeans, and so on. GDP of the village was RMB 2.56 million Yuan in 2005, incl. the first industry RMB 1.46 million Yuan, the second industry RMB 0.6 million Yuan, and the third industry RMB 0.5 million Yuan. Peasants’ income per capita was RMB 3150 Yuan in 2006.

1.2 The Survey for Affected Households

Sampling survey on family socio-economic situation of rural households affected by land acquisition and house demolition has been conducted, which took 14 households as valid sample, involved 46 persons, accounting for 13.86% of the total of affected households (85 households affected by land acquisition and 16 households affected by house demolition).

The total farmland of the 14 households is 66.99 mu, incl. paddy field 24.97 mu, and 1.46 mu per capita , the farmland average income is RMB 416.7 Yuan/mu. Housing total area of is 639.4 mu and 13.9 m2 per capita. Family total income is RMB 0.1497 million Yuan and RMB 3254 Yuan per capita, there are only agriculture income and income of out-going work, their respective proportions are 37.3% and 62.7%. Family total expense is RMB 53.6 thousand Yuan and RMB 1165 Yuan per capita, including only 14.6% for agricultural production, and up to 85.4% for living. In living total expense, the expenditure for medical treatment and health accounts for 23.8%, the expenditure for foods accounts for 75%. The structure of income and expense sees in Table 1.  Table 1 Family Income and Expense of Investigated Households Per-capita (RMB Item Proportion (%) Yuan/Person) Agricultural Income 1214 37.3 Income of Out-gonging Family Annual Income 2040 62.7 Work Total of Annual Income 3254 100 Agricultural Production 170 14.6 Expense Family Annual Expense Living Expense 995 85.4 Total of Annual Expense 1165 100

1.3Project Impacts Analysis

(1) Impact Analysis on Land Acquisition

The project has acquired 28.92 mu land of the village, including 20.78 mu dry land, accounting for 71.85%; 1.76 mu other types of farmland, accounting for 6.08%; 6.38 mu housing land, accounting for 22.07%. The land acquisition affects 85 households with 309 persons of three groups. The total area of land contracted by the 85 affected rural households is 425.85 mu, the proportion of acquired land is 6.79%. The situation of land acquisition in Badaji Village is shown as Table 2.

Table 2 Situation of Land Acquisition in Badaji Village Permanent Land Acquisition (mu) Group Paddy Dry Housing Pool orchard Other Farmland Total Field Land Land The First Group 0 10.27 1.9 1.11 13.28 The Second Group 0 4.69 4.05 8.74 The Third 0 5.83 0.43 0.65 6.91 Group Total 20.78 6.38 1.76 28.92

On the dimension of village group, three indexes such as total households, population and land acquisition rate, will be used to analyze the level of land acquisition impacts, the specific situations are shown as Table 1-3. Making groups contrast in the village, the land acquisition impact degree of total households, population and land acquisition rate of the first Group is the largest. There are 57.02%, in other words, 65 households affected by land acquisition. So, the affected range is relatively large. However, the distribution form of the land contracted by the households of this group is upright-type along the dam of Beifeihe River, and the strengthening project of Taiping Embankment is line-type construction project, then the impacts of land acquisition for the project on rural households are very average and relatively small, only about 5%. But, for the Second Group, although land acquisition only affects 8 households, the land loss impact per household reaches to 27%. The detailed list of groups affected by land acquisition is shown as Appendix 1.

Table 3 Impact Analysis on Land Acquisition Badaji Village

Before Land Acquisition Land Acquisition Impacts Degree of Land Acquisition impacts Farmland Farmland Impacts Group Household Population Land Total Total Farmland Per Farmland Affected Affected Per Per Proportion Proportion Acquisition Households Population (mu) Household (mu) Households Population Household Househ () () rate () (mu) (mu) old () The First 114 456 447 3.92 13.28 65 234 0.20 57.02 51.32 2.97 5% Group The Second 109 437 449 4.12 8.74 8 27 1.09 7.34 6.18 1.95 27% Group The Third 83 343 364 4.39 6.91 12 48 0.58 14.46 13.99 1.90 13% Group Total 306 1236 1260 4.12 28.93 85 309 0.34 27.78 25.00 2.30 8%

(2) Impact Analysis on Housing Demolition

The entire situation of the demolition of rural housing and attachments in Badaji Village is shown as Table 1-4. The total of the demolished houses is 1337.1 m2, including masonry housing 617.5 m2, accounting for about 41.68%; brick-mixed houses 678.1 m2, accounting for about 50.71%; earthen houses 41.5 m2, accounting for 3.1%. Housing demolition affected 16 rural households, which account for 4.6% of the total households of the entire village.

Table 4 Demolition of Rural Housing and Attachments in Badaji Village Affected Houses (m2) Attachments (m2) Villager Brick- Affected The Masonry Earthen Simple Group mixed Sub-total Pool Tomb Pigpen Households APs House House House House The First 414.5 599.3 0 1013.8 0 0 0 12 38 Group The Second 70 0 41.5 0 111.5 0 0 0 2 6 Group The Third 133 78.8 0 211.8 0 0 0 2 6 Group

Total 617.5 678.1 41.5 0 1337.1 0 0 0 16 50

With the view ofSeeing from rural households affected by house demolitiondemolished houses, the affected range mainly concentrates from 21 m2 to 100 m2, the total is 11 households, incl. 5 households are from 21 m2 to 50 m2, and 6 households are from 51 m2 to 100 m2. The impacts of the first group are relatively the severest, involved 12 affected households. The impact degrees of the second group and the third group are relatively light. Table 1-5 showlists the impact analysis on houses of demolished households in Badaji Village. Appendix 2 showslists the name of the 16 rural households affected by the demolition and their impacts.

Table 5 Impact Analysis on Houses of Demolished Households in Badaji Village

Below 2 2 2 2 Group Unit 2 2150m 51100m 101150m Over 151m Sub-total 20m The First nos 0 4 4 3 1 12 Group The Second nos 0 1 1 0 0 2 Group The Third nos 0 0 1 0 1 2 Group Total nos 0 5 6 3 2 16

(3) Other Impact Analysis

The main way going out of Badaji Village is the freestone road on the dam of Xifeihe River, which connects with the Bengbu Road. The road is about 600m in length and about 4m in breadth; trucks may pass it, and its surface is damaged severely. This road is higher than residential area and farming area in the village. The villagers shall raise the funds independent to renovate it, which carries on the traffic of the entire village resident and the transportation of production and living products. In the phase of construction of the dam strengthening project, the break-off of the road will severely affect villagers’ living and agricultural production, which should be fully considered; meanwhile, the dam strengthening project need to consider combing with the construction of the road surface, to suggest that the traffic of the village’s residents shall be ensured and improved.

1.4 Public Participation Process

(1) Process of Public Consultation and Consultative Result Description

On the 14th July, 2006, the personnel of Anhui provincial PMO, the personnel of Anhui provincial Water Conservancy Design Institution and the staff of NRCR of Hohai University, accompanied by the competent leaders of water conservancy constriction profession of Wuxiaojie Town, have held the symposium of persons affected by land acquisition and house demolition in the primary school of Badaji Village. There were 21 villagers who have participated in the symposium, including 5 women and 16 men (or can be divided into 3 elders, 3 children and 15 young labor forces). They are Han People.

As for the focus discussion, the staffs of the designing unit and the staffs of NRCR have briefly introduced the construction content of the strengthening project of Taiping Embankment and the impacts of land acquisition and house demolition to the masses, and promote that the villagers speech freely on the relevant aspects.

DuringIn the process of focus discussion, the cadres of village committees and representativeson of villagers consistently thought that: the construction of this project was very necessary, might solve the disastrous situation of “water-logged two years in three years” faced by the village in long terms, had a great significance for the stability of agricultural production and increasing the income; the whole village would support the implementation of the project with all strength; part of villagers proposed some beneficial suggestion towards the project construction and the implementation of land acquisition and house demolition; the villagers spoke one after one, and provided abundant information for land acquisition, house demolition and income restoration plan, and so on.

The following problems were found in the focus discussion: the degree of villagers knowing the policy of compensation for land acquisition and house demolition is not

high, the main reason is lack of accesses to obtain the relevant information; a few of the them were worried about the problems that whether the compensation fees would be reached in time and the source of housing base land for houses reconstruction; for the organization way of housing reconstruction, there exists different opinions, which is two types---- demolishing and reconstructing by themselves and unified planning and reconstructing by themselves; it was not high that the activity of the villagers participating in the project of industry and sideline organized by village committees.

(2) Selection and Suggestion of the DPs towards the Resettlement Pattern

The locality belongs to the area of the middle reaches of Huai River, has been conducted many kinds of Huai River treatment project construction, and also has many land acquisition and house demolition activities. Therefore, the relevant staffs all have abundant experience in resettlement implementation. The villagers draw lessons from the resettlement implementation situation of previous projects, commonly felt that monetary compensation and the pattern of demolishing by self and constructing by self for housing demolition were relatively meeting individuals’ willingness.

Concerning land compensation standards and compensation fees, houses and attachments compensation standards and compensation fees, and infrastructure compensation standards and compensation fees, they shall be conducted referring to the standards of national relevant present policies and laws and regulations.

After the consultation with the project owners, town governments, village committees and representative of villagers, the problem of new house construction of demolished households will be solved appropriately by the method of dispersive resettlement; the degree of land acquisition impacts on the income of rural households is relatively small, the whole village will support the work of land acquisition and house demolition with all strength.

1.5 Measures for restoration

(1) Measures for Income Restoration

Upon analysis and consultation with the APs, the income restoration measures for affected village and groups are as follows:

Measure 1 Monetary compensation. Strictly according to compensation rates and affected area, the compensation funds shall be directly paid to affected village and the APs in time through the project offices.

Measure 2 Agricultural infrastructure improvement. The village collectivity utilizes part of the compensation funds to undertake the improvement of the field facilities of water conservancy, to improve agricultural production conditions such as irrigation and

drainage, to increase the output of crops, and to heighten income and living standard of peasants indirectly.

Measure 3 Planting structure adjustment. According to market demand and local agricultural production conditions, adopting proper economic crops to grow, and the village collectivity employ the personnel of agricultural technical service station to conduct field instruction so as to help peasants change the planting structure gradually and increase their income.

Measure 4 Labor forces exportation. The PMO of Anhui Province will urge various affected counties (districts) to provide the priority service of labor forces exportation to the APs, to help them go out for working and increase their non-agricultural income.

Measure 5 Benefiting from the reduction of disaster

This village has been water-logged almost every year in recent years, and the masses have been affected deeply by the flood and the water-logging. According to preliminary statistics of the village committee, 20% of paddy field has no output average annual, which caused great loss to rural households. Table 1-6 analyzes the impacts for the increase of agricultural income brought by the project implementation.



Table 6 Impacts for the Income Induced by Disaster Reduction Net Income Average Area without Type of without Water- Increase of Agricultural Type of Farmland Output (mu) planting logging Income (RMB Yuan) (RMB Yuan/mu) Paddy Field 220 Paddy Rice 300 66000

(2) Risk Alleviation

In the process of land acquisition and house demolition and resettlement of Badaji Village, due to the two dimensions of village (group) and rural household, the extent of the project impacts are relatively small, compensation rates are provided properly, the compensation fees are ensured, and the restoration plan is feasible. Therefore, the risk faced to the work of land acquisition, demolition and resettlement is relatively small.

In order to ensure that the demolition work is conducted smoothly, and to avoid that the not-in –time or un-transparent problem may exist in the allocation and management and use of the compensation funds, governmental affairs disclosure of the village collectivity should be improved, and the supervision power of DPs for the use of compensation funds also should be strengthened.

(3) Rehabilitation of Rural Housing

There are 16 rural households affected by the project, involved in an area of 1337.1m2 houses, the types of house structure are masonry, brick-mixed and earthen, etc. The

way of housing reconstruction, according to the opinion of the consultation, is adopted that house-demolished households shall be unified planned in the village, dispersive resettlement, and demolishing and reconstructing by themselves. The project will, according to the constructive prices of masonry house, brick-mixed house and earthen house, conduct compensation for housing demolition of demolished households. Meanwhile, the relevant sections of the government of district and town, village committee shall provide assistances in the aspects of the approval of house base, leveling house base and the construction of facilities of water, electric power and roads.

If rural households expect to increase housing quality or enlarge housing area, the lack expenditure should be solved by themselves of rural households. The compensation fees can be reached in time, rural households shall prepare enough before constructing houses, the village committee shall coordinate the source of land for the purpose of housing reconstruction of dispersive resettlement, the ability of house reconstruction is strong, and the work of house demolition and resettlement may be implemented smoothly.

(4) Infrastructure Reconstruction

During the process ofIn the land acquisition and house demolition, the majormain affected infrastructure affected is the freestone road built on the dam, whose funds were collected independently by the villagers. The road shall be restored by the constructive construction unit of the dam strengthening project during the construction. Considering the expectation of villagers for the road of “the road shall be widened properly and the grade of its surface shall be increased appropriately”, the building unitproject owner, the constructive construction unit and the village committee will consult appropriately, and determine the plan for the road reconstruction.

2Taipinggang Village in Huaishang District

2.1Village Range Profile

Taipinggang Village is subordinate to Wuxiaojie Town of Huaishang District in Bengbu City, is formed from the combination of the original Taipinggang Village and Sujing Village in 2005, has 1000 rural households with 3807 persons, the area of village range is 3200 mu.

Huai River key water-logging depressions treatment project, the strengthening project of Taiping Embankment of Beifeihe River in Anhui need to requisition 10.13 mu land of Taipinggang Village, incl. 5.37 mu dry land, 3.24 mu wasteland, 1.17 mu other farmland, 0.35 mu housing land; has to demolish 95.5 m2 houses, incl. 82.2 m2 masonry houses, 15.3 m2 mixed-houses.

2.2 Project Impacts Analysis

1Impacts of Land Acquisition and Analysis

The strengthening project of Taiping Embankment needs to acquire 10.13 mu rural collective land of the seventh group in Taipinggang Village. Details are shown as Table 1.

Table 1 Impacts of Land Acquisition Permanent Land Acquisition (mu) Village Paddy Dry Group Wasteland Housing Land Other Farmland Total Field Land The 7th 5.37 3.24 0.35 1.17 10.13 Group

The distribution form of the land contracted by the households of Taipinggang Village is line-type along the dam of Beifeihe River, and the strengthening project of Taiping Embankment is line-type construction project, then the impacts of land acquisition for the project on rural households are very average. The strengthening project of Taiping Embankment totally affects 173 rural households, computing according to average per capita an area of 3.38 mu for local household, the impact degree of per household is about 1.7%, the impact is very limited.

(2) House Demolition Impacts and Relevant Analysis

The strengthening project of Taiping Embankment need to demolish 97.5 m2 houses of the fourth group in Taipinggang Village, affects 3 rural households with 7 persons. Details are shown as Table 2.

TABLE 2 EXPECTED DEMOLITION OF RURAL HOUSING AND ATTACHMENTS

Affected House Attachments Village Affected Householder Masonry Brick-mixed Simple Earthen Group Pool Tomb Pigpen Person House House House House Wang Suhua 31.6 1 Shang The 24.3 15.3 2 Naichao Fourth Shang Group 26.3 4 Guodeng Total 82.2 15.3 7

Acknowledging from Table 2, the amount of household affected by house demolition is relatively small, and the APs are not so many. Affected houses are mainly the building near to the embankment, which structures are masonry houses.

2.3 Public Participation Process

1Process of Public Consultation and Consultative Result Description

On the 14th July, 2006, the personnel of Anhui provincial PMO, the personnel of Anhui provincial Water Conservancy Design Institution and the staff of NRCR of Hohai University, accompanied by the competent leaders of water conservancy constriction profession of Wuxiaojie Town, have held the focus discussion among the persons of Taipinggang Village affected by land acquisition and house demolition. There were 47 villagers participating in the focus discussion, including 17 women.

During the focus discussion, the personnel of the design institution and the staff of NRCR have briefly introduced the construction content of the strengthening project of Taiping Embankment and the impacts of land acquisition and house demolition activities towards the masses, and suggested that the villagers speech freely on the relevant aspects.

Because the geographic location of Taipinggang Village is relatively low, it is often affected by the disaster of flood and water-logging, which induces the reduction of food output and agricultural income. Therefore, villagers welcomed the construction of the embankment strengthening very much, and showed that they would coordinate the implementation unit to guarantee the smooth implementation of the project.

In addition, concerning the construction of drainage station related to the strengthening project of Taiping Embankment, according to the drainage situation and character of the locality for many years, the villagers proposed the suggestion of selecting the sites towards the personnel of the design institution. The latter one has showed that these suggestions would be taken into account in the following work and they would undertake the better design at the next step.

2Selection and Suggestion of DPs towards the Resettlement Manner

The locality belongs to the area of the middle reaches of Huai River, has been conducted many kinds of Huai River treatment project construction, and also has many land acquisition and house demolition activities. Therefore, the relevant staffs all have abundant experience in resettlement implementation. The villagers draw lessons from the resettlement implementation situation of previous projects, commonly felt that monetary compensation and the manner of demolishing and reconstructing houses by self for housing demolition were relatively meeting individuals’ willingness.

2.4 Measures for Restoration

1Measures for Income Restoration

The estimates show that compensation for land acquisition and resettlement subsidies for affected groups are RMB 20.422 ten thousand, which is 16.8 times of estimated income losses (see Table 3).

TABLE 3 EXPECTED INCOME LOSS AND COMPENSATION OF AFFECTED GROUP

Compensation for Land Acquisition (RMB 10000) Expected Income Land Village Group Loss Resettlement Compensation Total (RMB 10000/year) Subsidies fees The Third Taipinggang 1.2156 12.764 0.768 20.422 Group

Upon analysis and consultation with displaced people, the income restoration measures for affected groups are as follows:

Measure 1 Monetary compensation. Strictly according to compensation rates and affected area, the compensation funds shall be directly paid to affected village and displaced households in time through relevant PMOs.

Measure 2 Agricultural infrastructure improvement. The village collectivity utilizes part of the compensation funds to undertake the improvement of the field facilities of water conservancy, improve agricultural production conditions such as irrigation and drainage, increase the output of croups, and heighten the income and living standard of peasants indirectly.

Measure 3 Planting structure adjustment. According to market demand and local agricultural production conditions, alternating proper economic crops to plant, and the village collectivity will invite the personnel of agricultural technical service station to conduct field instruction, to help peasants alternate the planting structure gradually so as to increase their income.

Measure 4 Labor forces exportation. The PMO of Anhui Province will urge various affected counties (districts) to provide the priority service of labor forces exportation to the APs, to help them go out for working and increase their non-agricultural income.

The income restoration measures for affected groups are shown as Table 4.

TABLE 4 INCOME RESTORATION MEASURES OF AFFECTED GROUPS

Total Investment Average Per Capita Benefited Additional Production Restoration (RMB Additional Net No. Population Net income Measures 10000 Income (RMB (nos) (RMB 10000 Yuan) Yuan/person Yuan) 1 Cash Compensation 20 400 20 500 2 Agricultural Infrastructure 5 400 2 50

Improvement Planting Structure 3 3 400 3 75 Adjustment 4 Labor Forces Transfer 2 50 5 1000

According to the estimates, affected groups will incur income loss of RMB 12156 each year due to the project construction. However, through the above income restoration measures, the households affected by land acquisition may get additional income of RMB 50000 at least. Therefore, their living standards can be restored or even improved. Details are shown as Table 5.

TABLE 5 EXPECTED INCOME RESTORATION FOR AFFECTED VILLAGER GROUP

Annual income Increased incomes with production restoration Difference (RMB Group reduction(RMB measures (RMB 10000 Yuan/year) 10000) 10000 /year) Measure 2 Measure 3 Total The 7th Group 1.2156 2 3 5 3.7

The above stated series of rehabilitation measures will require a total investment of RMB 0.1 million, while affected villager group can get a total land acquisition compensation of RMB 127640details are shown as Table 6. Therefore, the funds required by the restoration measures are ensured.

TABLE 6 BALANCE SHEET FOR INCOME RESTORATION MEASURES OF AFFECTED GROUP

A. Production restoration measures investment B. Land (RMB 10000) Group Compensation B-A (RMB 10000) Fees (RMB 10000 ) Measure Measure Measure Total

2 3 4 investment The 7th Group 5 3 2 10 12.764 2.764

Project construction is planning to commence in March 2007. The work of land acquisition and house demolition will be started in November 2006 and will be completed entirely in January 2007.

TABLE 7 SOURCE OF RESETTLEMENT SCHEME FUNDS AND SCHEDULE

Item 2007 2008 2009 Total

Item 2007 2008 2009 Total Total Investment 5 5 10 Compensation for 4 4 8 Land Acquisition Independent 1 Collection of the 1 2

Village

2Potential Risk and Measure for Risk Alleviation

Because the extent of land losses for each household is relatively small, and the restoration measures are steady. Therefore, the large risk of implementation does not exist. Due to the limitations of the abilities of the village cadres, the not-in –time or un- transparent phenomena may exist in the allocation and management and use of the compensation funds. Therefore, governmental affairs open for the village collectivity should be improved, and the supervision power of DPs for the use of compensation funds also should be strengthened.

Rehabilitation Measures for Rural Housing

The strengthening project of Taiping Embankment needs to demolish 97.5 m2 houses within Taipinggang Village, which affects 3 rural households with 7 persons. Therefore, the impact scope is relatively small. After public consultation, the APs agree to conduct housing reconstruction with the pattern of demolishing and reconstructing houses by self. According to the level of local price, based on the detailed calculation, compensation rates for rural housing are higher than the renew prices. Therefore, DPs have the capacities to conduct houses reconstruction by utilizing the compensation funds. In addition, the village collectivity will arrange housing land coincidently.

3Rehabilitation Plan for Infrastructure and Special Facilities

Rehabilitate the affected infrastructures and special facilities according to the renew principle. For the electric power lines and the telecommunication lines, the proprietors will be paid compensation funds, and employ relevant professionals to conduct the restoration; the affected country roads and the facilities of irrigation will be restored directly by the railway conduction units; as for the affected public buildings, compensation fees will be paid by the project owners, then these public buildings will be reconstructed.

Annex two

Public Participation Record of Anhui Province Huai River Key

Plain and Low-lying Land Treatment Foreign Capital Project

Resettlement Action Plan

Anhui Province Huai River Key Plain and Low-lying Land Treatment Foreign Capital Project Management Office

September, 2006

Catalog

PUBLIC PARTICIPATION RECORD ------142

1 Public Participation Strategy------142 2 Public Participation Approach and Measure ------142 2.1 Participation Approach------142 2.2 Participation and Consultation Measure------143 3 Public Participation Process and Policy Publication Plan ------143 3.1 Field Survey------143 3.2 Symposium Cahier of Public Participation ------144 3.3 Village-level Conference------154 3.4 Public Participation Plan------154 4 The Survey Result of Public Participation------155 5 Relevant Data------158 5.1 Picture in Field Survey------158 5.2Picture of Public Participation in Yingshang in Fuyang City------159 5.3 Picture of Public Participation in Huaishang District in Bengbu City -- 159 5.4 Conventioneer list of Public Participation------160

Public Participation Record

1 Public Participation Strategy

According to the relevant policy and laws on demolition and resettlement in state, province and city, in order to support the legal rights of DPs and demolished units and reduce the complaining and dispute, being aimed at the construction character of project reformation, the project unit further makes relevant policy and implementation detailed rules of project resettlement, and compiles the resettlement plan and implement well the project organization, as to carry out the objective of carefully resettling DPs. At the stage of formulating the resettlement plan, planning and implementation, the project unit always pays much more attention to the participation and consultation of DPs and widely listens to the opinion of DPs.

2 Public Participation Approach and Measure

2.1 Participation Approach

Before the survey, this project drew up the general outline of survey, and heard the opinions of local government on the content, measure and requirement, and local government sent personnel to attend the survey group, and together carry on the survey. During the widespread survey, the project unit invited the principal of township (town, office) and representatives of DPs to attend the survey, and publicize the necessity of project construction, project benefit, project impact, compensation principle and resettlement schedule and so on, and together discuss the possible direction of resettlement. At the stage of resettlement planning, the missionary of resettlement plan discussed with the principal of city, county, township (town, office), and heart their opinions, requirement and existent problems, discussed the resettlement measure and chose the resettlement area. While the field survey, there were local mass and relevant l government officials participated in the choosing of resettlement area. The facts demonstrates that these discussions have positive significance for choosing the resettlement area with development prospect and making plans that are suitable and acceptable to DPs

142

2.2 Participation and Consultation Measure

The measures of public participation and consultation mainly are symposium and sampling survey. Through these measures, the project unit illustrates the project objective, content and importance to the representatives of DPs, and consults the relevant issues on resettlement plan with them. Through the survey, the project design unit will adequately think over the public participation and consultation opinion, without prejudice to the whole plan principle, and the resettlement plan of building houses and production of DPs should be close to the will of DPs, so that the plan is in reason and DPs are satisfied with it. At the stage of resettlement implementation, the project unit will still take symposium and sampling survey, to collect DPs’ information, and survey their will and further perfect the resettlement plan. In addition, in order to insure that DPs in affected areas and local government completely know the detailed compensation rate and resettlement plan, from the project start to resettlement implementation, the project unit publicized relevant state laws and regulation by the measures of public participation (symposium etc.) or local news medium (like television) etc., and announced the material object index amount, compensation rate and compensation ways of survey, and definitely explain the resettlement measures, the transferring and use of DPs’ compensation and subsidy funds, right and preferential policy enjoyed by DPs, DPs’ feeding back opinions and appeal channel etc.. In the meantime, the project unit also publicize the relevant resettlement information to DPs in the resettlement area, and make them known about the condition of land expropriation, land compensation rate, and fund use and DPs in resettlement area, so as to increase the transparency of resettlement work, and gain the support and trust of these two groups to resettlement work to insure the implementation of resettlement.

3 Public Participation Process and Policy Publication Plan

3.1 Field Survey

The survey of this project can be divided into three stages. The First Stage (from May 25, 2005 to June 15, 2005): Anhui Province Survey and Design Institute of Water Conservancy and Hydropower organized technicians made the resettlement and house demolition survey on the project involved by the feasibility study divisionally. The survey content concludes material object amount affected by land expropriation and socioeconomic condition of affected persons, and the survey ways are typical survey and interview together. The main departments participated in the survey are county (district) water conservancy

143

bureau of Yingdong, Yingshang, Maoji, Fengtai, Panji, Shou County, Huaiyuan, Yuhui, Wuhe, Gu Town, Dingyuan, Tianchang, Lingbi, Si County, Lixin, Suixi, Yongqiao, Changfeng, and agriculture administration office of Land Reclamation Department, and town government and village committee where the project locates. The Second Stage: In October, 2005, World Bank representative group confirmed the project, and required the project unit should finish the work in the primary design stage before March, 2006. According to the requirement of Huai River Water Conservancy Committee, from December, 2005 to January, 2006, PMO and the design unit made the detailed survey on the material object index affected by land expropriation and house demolition of each subproject in project affected area on the basis of project design schedule and primary decided design plan, the detailed survey is the way of one households one table. In addition, the project unit also organized the specialized socioeconomic survey group, and made the detailed complementary survey for affected resident households, enterprises and rural collective economy, and gained the detailed information of project impact. At the survey, affected institutes and DPs took part in the survey. The survey group also heard the opinions of residents, enterprises and rural collective economy organization and local land resource administration department and relevant social organizations, and discussed widely. The Third Stage: from February 11, 2006 to February 17, 2006 17, the design personnel of low-lying land resettlement project surveyed again in Yingshang County of Fuyang City where the displaced persons are concentrated and Huaishang District of Bengbu City according to the project design changing. The survey way again was the way of survey household after household. The survey institute participated in are county water conservancy bureau, township and town water conservancy station and governments. The surveyed places include Shilijing Village of Shencheng Town involved by Baofeng Ditch dredging and deepening project, Puwu Village and Puliu Village of Shibalipu Town involved by Gonglu River dredging and deepening project, Daji Village of Huangbe Township, Yegang Village and Hegang Vilalge of Yang Lake Town affected by Yang Lake embankment reinforcing project, Yangji Village of Yangji Town and Xiaqiao Village of Xiaqiao Town involved by Gaopai Ditch project, Zhoukou Village and Feibei Village involved by Shao River embankment and Zhoukou embankment reinforcing projects, Meiqiao Village and Gaowu Village of Meiqiao Town affected by Caolaoji embankment reinforcing project, Badaji Village of Wuxiaojie Town involved by Taiping embankment reinforcing project.

3.2 Symposium Cahier of Public Participation

Till now, there are two symposium participated by the public. 3.2.1 Symposium Cahier of Public Participation in Yingshang County On January 24, 2006, PMO held the first symposium participated by the public in Yingshang County of Fuyang City, and the meeting was presided over by PMO of

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Anhui Province Water Conservancy Department Huai River Loan Project, and the units participated in include PMO of Anhui Province Water Conservancy Department Huai River Loan Project, Plan Office, Capital Construction Office of Anhui Province Water Conservancy Department, Anhui Province Survey and Design Institute of Water Conservancy and Hydropower, PMO of Anhui Province Fuyang City Huai River Loan Project, Yingshang County Government of Fuyang City in Anhui Province, Yingshang County Huai River Loan Project Resettlement Implementation Management Office in Fuyang City in Anhui Province, Yingshang County Land Resource Administration Bureau in Fuyang City in Anhui Province, town governments, village committees and representatives of DPs in Yingshang County of Fuyang City in Anhui Province. The meeting record are as following: PMO of Anhui Province Huai River Loan PMO: Flood and waterlog are greatly serious in Huai River basin, the state and Anhui Province pay attention to the treatment each year, and this project can obviously reduce the loss of Low-lying land caused by flood and waterlog, the project implementation has important significance for dealing with or reducing flood and waterlog loss. The objective of this symposium participated by the public is to introduce the project condition and ask for opinions related to land expropriation and resettlement. Anhui Province Survey and Design Institute of Water Conservancy and Hydropower: Jiaogang Lake drainage area is 480 m2, and there are 393 thousand people, 467 thousand mu farmlands, which are owned by Jiaogang Lake Farmland and 10 towns of Yingshang County, Huainan City Maoji experimentation region and . Water from Jiaogang Lake drainage area basically is drained into Huai River through Jiaogang Brake. Because its exit is lifted and dashed against by the high water level of Huai River, the brakes often are closed in flood season, and it can not draining water by flow automatically, and flood and waterlog are serious in low-lying land. In past 50 years, there were 17 years took place bigger flood and waterlog in Jiaogang Lake drainage area, among them, it was most serious in 1954, 1991 and 2003. According to the statistics, the whole Jiaogang Lake drainage area was flooded; the highest water level was 21.91 m in Jiaogang Lake, there were 183 thousand mu farmland flooded, and 140 thousand people hit by the flood, and more than 50000 houses broken down; In 2003, there was flood in Huai River, affected by the water level of outside river and rainfall in partial Huai River, the highest water level was 22.0 m in Jiaogang Lake, and Yang Lake embankment and Qiaokou embankment were burst, there were 150 thousand mu farmland flooded, and 100000 people got the key of the street. There are Yang Lake big embankment, Qiaokou embankment, Zaolin big embankment, Maojia Lake embankment, Farm embankment in Jiaogang Lake drainage area, its key outside drainage projects are Jiaogang Lake Brake, Yuwang Drainage Waterlog Station, Lukou Drainage Irrigation Station. The main problems in this region are followings: a) The ground altitude of hillock west part of Jiaogang

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Lake drainage area is between 24 to 25 m, and there is better condition of draining water by flow automatically, but lack of the road for draining water by flow automatically, the waterlog only converges into lake region and cause the rise of lake water level, further causes the flood and waterlog in low-lying land around lake. b) Existing flood control standard of embankment is low, parts of low-lying land in defect of key drainage waterlog installations, and the drainage waterlog standard is on the low side. c) The borderline of Jiaogang Lake drainage area is not clear, and the phenomenon of big ditch water crossing is serious. d) Auxiliary project still has not been finished, parts of control brake is aging and in disrepair. The dams of ditches in existence mostly are sometimes blocked up and the drainage is not straightway, and these phenomenon affect the function of waterlog control key project. Aiming at the features of land form and topography and the reason of disaster, following that the water with high water level is drained in high water level and draining water in different areas, according to the train of thoughts of treatment, it is stopping up the water from other place and cutting the water from hillock and slope; taking out and draining waterlog water in slope, low-lying land and embankment; stagnating the waterlog in lake region and using sluice integrative; protecting Huaibei big embankment away from waterlog trouble of water inside the lake, fully exerts the drainage capability of existing culvert and brake and big ditch, enlarges the exit of draining automatically. Through digging the high cutting flood ditch to make the water in high water level from northward of Yingfeng Road drained in high water level; construct the control project to make the water from Liuji big Ditch drainage basin not enter the lake below, and draining the water in different regions; perfect the flood control and drainage waterlog system of embankment mouth, to improve the flood control and drainage waterlog standard of lake and low-lying land. The treatment measures of key projects include: a) dredge and deepen the high drainage ditch; b) enlarge and rebuild Mugang irrigation and drainage station, and go on building Yuwang Station; c) dredge and deepen Gaodun ditch and Bianmin ditch in Fengtai County; d) reinforce Yang Lake embankment, Zaolin embankment and Qiaokou embankment; e) accessory project of Dagou bridge. Yang Lake Town Project is mainly is the reinforcing project of Yang Lake Embankment. This project is the important part of Jiaogang Lake Treatment Project. This project will reinforce Yang Lake Embankment new built according to the standard of twenty years meeting once, make the breadth of Yang Lake embankment peak up to 4 m, and make the highness of Yang Lake embankment peak tower above the designed water level of Jiaogang Lake 1.5 m. After the project, the flood control condition and agriculture production condition of the embankment area are remarkable different. By the preparatory accounting, this project occupies 108 mu lands in the region, among them, there are 101 mu farmland, and other land includes other farming land and house site land, totally are 7 mu. The house area demolished in parts of embankment peak or embankment slope and bottom is 9500 m2, there are 347

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demolished persons. The project affects Wangli, Yegang, Yanhe, Yanggang, Hegang villages, and affects the production and living of local residents in a short time. According to the relevant law and regulations of Land Administration Law of the People’s Republic of China, Decision of the State Council on Deepening Reform and Strengthening Land Administration, Regulations on Land Expropriation Compensation and Resettlement for Large and Medium Size Water Resources and Hydroelectric Construction Projects, and the requirement of World Bank operational policies OP4.12 Involuntary Resettlement and its Annex. The main policies implemented by this project include: To take measures as much as possible to minimize adverse impact to displaced persons; The compensation and resettlement projects can improve or at least keep the living standards before the displacement; To carefully negotiate with the displaced persons to ensure that they have the chance to comprehensively participate in the plan and implementation of RP; All property affected by the Project should be compensated in the replacement cost; The time criteria for identification of DPs qualification should be the publicizing date of demolition announcement. After the date, the displaced persons should not build new, enlarge or reconstruct houses, nor change house and land usage; nor rent land, and nor rent or merchandise house. The population coming in after the date has no qualification. The farmland occupation of this project is much more, but they are distributed along the line. For the each village group, land occupation is much less, and its impact is lower. The land expropriation and resettlement plan adopted in the RAP is that households whose land were expropriated will be resettled by the measure of adjusting land in village groups, its standard is per capita farmland in original village group after project land expropriation; the land compensation funds and resettlement subsidy all belong to the village collective, and used for reforming the land with low output and the auxiliary project in field, so as to improve the farmland output, and make up the loss caused by project land occupation. The demolished households will be resettled backward and dispersedly. The demolished houses will be compensated. DPs will demolish and rebuild their houses by themselves. The house site land is planned by village groups uniformly; the project implementation institute will expropriate and buy house site land for DPs by the standard of 60 m2 each person. The village group need to provide more than 2 places for building house for DPs choosing. The demolished households will get the help of project implementation institute in the stage of building houses. The project construction can improve the production and living condition of villagers in Yang Lake Embankment, but it also can bring disadvantage impact to them in short term. The objective of compiling resettlement action plan is to try to reduce and get rid of the impact caused by project construction, and make all people benefit from it. PMO of Anhui Province Fuyang City Huai River Loan ProjectFuyang City and Yingshang County both pay much attention to the low-lying land treatment, and each level government attaches importance to the treatment by PMO. This project will help the development of Yingshang County, and we must do all works well. The project implementation brings more benefit than harm, first, it is

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benefit to the collective, and the individual is included in the collective. It occupies some lands, and displaces some residents, as a whole, it can guarantee the local safety and it is benefit to local economic and social development. Yingshang County Huai River Loan Project Resettlement Implementation Management Office in Fuyang City in Anhui Province: The project implementation is the big issue expected by the people in Yingshang County, and the low-lying land treatment is the first important issue of The Eleventh Five-year Plan. We actively help the work of all levels of governments, and ensure that we will publicize the project widely and support it. For DPs, We must strictly carry out the policy standard of Chinese Communist and China government, and persist in the attitude of being practical and realistic. The mass do not complain how many the compensation is, but complain if it is fair. The demolished material object is accounted by the demolition survey number, and the demolition is connected with the rural construction, and the more detailed agriculture resettlement is designed, the more difficulty the resettlement implementation is. Several suggestions: a) Try to reduce farmland occupation and house demolition, 95% Yingshang County economy depends on the farmland, and the third industry is not developed. b) The compensation standard should be same as one of other Huai River treatment projects. c) The current resettlement and evening resettlement should be similarly paid great attention to; the benefit of the mass should be considered much more in the scope of Land Administration Law. d) The management system should be strictly implemented to ensure the smooth implementation of resettlement. Yingshang County Land Resource Administration Bureau in Fuyang City in Anhui Province: According to the arrangement of the county leaders, we will support the project and cooperate with the project unit. Yingshang County Lukou Town Government in Fuyang City in Anhui Province: Thanks for your treatment of Jiaogang Lake low-lying land. The waterlog of Jiaogang Lake low-lying land is serious. The peasants lived in tent on the upper land for two months during the big flood in 2003, and they were very hard. This project implementation is benefit to us now and in the future, and we support it. Only if the project is implemented according to the policy, although the project will bring some disadvantageous factors, we can guarantee that the project will be implemented successfully under the organizing of our cadres at the basic level. Totally, the project brings us more benefit than the harm. For the project construction, Jiaogang Lake is the lowest part, and the all water can not enter Jiaogang Lake. The wave of Jiaogang Lake is too big, the slope protected by stones should be considered in the construction, and the project unit should try to reduce the land occupation in the project design, and the project standard should be lower a little. Yingshang County Yang Lake Town Government in Fuyang City in Anhui Province: As the cadre at the basic level, we thank for the care of all level leaders in province and city and county. From the condition of inner waterlog in 2003, Yang Lake Embankment lived in an abyss of suffering. So, the project construction is very necessary, and has only benefits and no harm. After the project construction, the production condition will get an improvement and the mental burden of us can be alleviated. Concerning the resettlement of house demolition, the project unit should

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plan the house site land firstly, and ensure that the resettlement is fair and just, and is implemented with all their heart, we believe that the resettlement problem can be resolved. Thank you for your care about Yang Lake Embankment. Yingshang County Government in Fuyang City in Anhui Province: I and the county government both support the project, which is implemented according to the policy. Yingshang County has the ability and experience to implement the project well and particularly and practically. Yingshang County People’s Congress in Fuyang City in Anhui Province: The low- lying land treatment in Yingshang County is the most urgent thing currently, and the county support Jiaogang Lake treatment. Land expropriation and house demolition will not be the restricted factor of project construction. The county government ensures that the project will go on wheels. Jiaogang Lake should be treated synthetically. Resolve guest water of Jiaogang Lake, The flood of Jiaogang Lake was caused by the guest water, not the rain water in this drainage basin, and the guest water is mainly from Yingdong region. In order to protect the safety of crowd's life and property, not only the project demolishes houses, but also the mass in the low-lying land should plan some project building houses. The industry structure of low-lying land should be adjusted well. Plant crops being able to bear the water and waterlog in the low-lying land, and plant the water plant, fish pond farming, develop an anti-wetland economy and the flood control of embankment should be connected with the flood drainage of it. Jiapgang Lake basin should be planned as a whole. To build up the authoritative drainage management organization, the problem of Jiaogang Lake has very close relation with the adjusting of Jiaogang Brake, and involves drainage expense and drainage management system and drainage project. The storage capacity of Jiaogang Lake is big enough, but the road for flood retreating is not big. Representatives of DPs: a) The project implementation is big issue expected by us for a long time. Now the upriver water comes very fast, and high water level of Jiaogang Lake keeps for longer time, the pressure of flood prevention becomes bigger. During the flood prevention, it rains and the road is muddy, and we hope that the road also can be repaired. b) To consider to set up a pump station while reinforcing a dike dam. The partial benefits obeys the overall benefits, we can bear a little loss as long as it accord with the policy. c) The project has important significance for protecting the agriculture production at the bank of Jiaogang Lake and reducing the disaster of flood and waterlog. I support the project. For land occupation, DPs are individual, we only require that the project is implemented according to the policy, readjusting land in the village group and rational compensation can resolve the individual conflict. d) Hegang Village has a natural village in Jiaogang Lake. The project firstly issues a document about the house demolition, and the crowds all comprehend it very much, also support it very much, but the policy must be fair.

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Capital Construction Office of Water Conservancy Department in Anhui Province: For the circumstance of talk, we have confidence to work well project. In the Eleventh Five-year Plan, the waterlog control is put at the important position, this waterlog control meeting should strengthen the prophase work, and accept the crowd’s suggestion and opinion, and we believe that Yingshang County has ability to work well. We actively reflect a circumstance toward the concerned national departments, but the property of water conservancy is a public welfare, the policy and standard should be implemented according to the superior decision. 3.2.2 Symposium Cahier of Public Participation in Huaishang District of Bengbu City On February 20, 2006, The PMO organized the second public participation symposium in Huaishang District of Bengbu City. The meeting was chaired by PMO of Anhui Province Water Conservancy Department Huai River Loan Project, and the units participated in include PMO of Anhui Province Water Conservancy Department Huai River Loan Project, Plan Office, Capital Construction Office of Anhui Province Water Conservancy Department, Anhui Province Survey and Design Institute of Water Conservancy and Hydropower, PMO of Anhui Province Bengbu City Huai River Loan Project, Bengbu City People’s Government in Anhui Province, Huaishang District People’s Government in Bengbu City in Anhui Province, Huaishang District Huai River Loan Project Resettlement Implementation Management Office in Bengbu City in Anhui Province, Agriculture Committee of Huaishang District in Bengbu City in Anhui Province, Economy and Trade Committee of Huaishang District in Bengbu City in Anhui Province, affected town governments, project involved town irrigation works station, involves village committees and representatives of DPs, staff from Huai River Water Conservancy Committee and Zhongshui Huai River Ltd.. The deputy director-general of Anhui Province Water Conservancy Department and the deputy mayor of Bengbu City attended the meeting. The meeting record is as following: PMO of Anhui Province Huai River Loan Project: There are three objectives to hold the public participation meeting, a) In order to ensure the project implementation; b) Reflect the voice of mass; c) Develop the democracy and set up the socialism harmonious society. Anhui Province Survey and Design Institute of Water Conservancy and Hydropower: The disaster of Beifei River is more serious, aiming at several floods problems especially in 2003 and 2005, this project arranged the embankment reinforcing, pump station and culvert brake (its length is 76 km, involves Caolaoji embankments mouths and other 5 embankments mouths reinforcing, 25 culvert brakes and 8 pump stations) The total farmland occupation of Huaishang District project is 283mu, and this project involves 16 thousand m2 houses demolition, and affects 800 persons. According to Regulations on Land Expropriation Compensation and Resettlement for Large and Medium Size Water Resources and Hydroelectric Construction Projects and Land Administration Law of the People’s Republic of China, the compensation is divided as land compensation and resettlement

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compensation, they are respectively 6 times and 4 times of per annual output of land in past three years before the project. House demolition will be compensated according to the house structure. Production resettlement: because project land occupation is scattered, the project unit accept the adjusting land in the village group. Living resettlement: demolish houses in village group, and resettle them in the planned house site land. Huaishang District Land Resource Administration Bureau: For the compensation standard, although the compensation rates are accord with the Land Administration Law of the People’s Republic of China, but it is lower from the Bengbu City condition. For the house demolition and resettlement, there is no land kept in reserve in Huaishang District, so it is more difficult to adjust land in the village group. Huaishang District Water Conservancy Bureau: The current embankment standard and drainage flood ability of Beifei River is low. At present, the project construction can resolve the problem of Beifei River. We will actively and carefully cooperate with the project construction, and, determinedly support it and exert to work it well. Economy and Trade Committee of Huaishang District in Bengbu City: The implementation of this project is benefit to the state, collective and individual. We will cooperate with the project unit possibly and support the project construction. Caolaoji Town: 70% lands in Caolaoji town are low-lying and damply lands and the floods is the key factor that restricts the Caolaoji town development. This project construction will consumedly improve the agriculture production condition in this town, we have already held a meeting for many times, and heart the crowd’s opinions, and everyone anxiously hopes the start of project as soon as possible. The town government will strongly cooperate with the project unit in the project implementation process, and work the project well. Wuxiaojie Town: The flood is one of the restricted factors for the development of Wuxiaojie Town. The town government supports this project construction, and the affected peasant household said that they could sacrifice a little partial benefit to finish the great issue of low-lying land treatment. The town government will ensure the smooth implementation of project. Meiqiao Township: There are 28 thousand people lived on the both banks of Beifei River in the total 46 thousand people in Meiqiao Township. The flood treatment of Beifei River is the first-class important event of this township. The concrete reasons are: the flood control is serious, and the agriculture production's condition is worse and the draining waterlog standard is low. The implementation of project can ensure the safety of people's life and property, and improves the agriculture production installations, and it is advantageous to the adjustment of agriculture industrial structure. Our township government would actively cooperate with the project unit. We suggest if the resettlement and house demolition can be considered as a whole and combine with the construction of center village. Representatives of DPs:

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a) This project is necessary to resolve the problem of Feinan Village, I support it very much. b) There are 1700 mu low-lying lands among 2000 mu lands in whole village, and the project construction is necessary. The opinions of demolished households are that the good demolition measure is to demolish houses and rebuild houses by themselves. c) The flood disaster in my village is serious, I am welcome the project construction. For the house demolition and displacement, the problem of house site land can not be resolved by individuals, I suggest that the project unit take the way of rebuilding houses in the planned house site land after house demolition by themselves. d) The common people urgently request the project treatment. If it will not be treated, incurable reason, the flooded common people still have to pay for the drainage flood expense. Moreover, we will support strongly the project demolition and displacement and make the mass understood this project and supported it. e) The construction of project is expected by us already for a long time, the persons affected by project are also the ones benefit from it in the meantime, and we must actively cooperate with the project unit. Suggest that the resettlement and house demolition connect with the new village construction together. Hope the project can start as soon as possible. f) The construction of project is expected by us already for a long time, we hope that we can get more in the compensation fund for house demolition, but even if we could not get the compensation, we also make an effort for supporting it. g) Support the project construction, but suggest that the project unit try to widen the low-lying land treatment possibly, and cover more embankment mouths. The project unit should abide by the policy in demolition and resettlement. h) The project has the certain benefits to the common people, and we will actively cooperate with the superior government to explain and publicize the project to the crowd, and give support in every way. The project treatment is necessary, the nation give money for it, even if the nation does not give the capital for it, we will still treat it. Bengbu City Water Conservancy Bureau: The grass-roots work on water conservancy is most strong in Huaishang District. There is the best construction environment in Huaishang District. Huaishang District Government: Flood is not only the problem of Beifei Rriver low- lying land, but also is the restricted factor of the economic development this district. Huaishang District Government thanks for the project construction, this project is the project with common aspirations of the people, and the government will support it strongly. For the implementation of project, we will strictly carry on the project according to the procedure, strictly work according to the policy and create the best construction environment of water conservancy. We hope that the demolition and resettlement can combine with the new village construction plan, which is namely Huaishang District New Village Construction Plan.

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The project construction is very rare opportunity for Huaishang District development. The beneficiaries of the project are innumerable households, and the project is the project with common aspirations of the people. Huaishang District government thinks much of it highly, and will actively cooperate with the project unit. The demolition and resettlement should abide by the plan, and the relevant departments should try to publicize the layout of resettlement as soon as possible, and the demolished persons by project should be resettled according to a relevant plan. We duty-bound support the project and cooperate with the project unit. Bengbu City Government: Thank for Anhui Province Water Conservancy Department arranging this project in Huaishang District, this is the care of Chinese Communist Party and the government to people in Huaishang District. I am glad that each representative carried forward the lofty stance, and believe that there is no problem in the project implementation. The city government and relevant departments regard this project as the key work this year, and try to deal with the relevant problems in the project implementation. As the part of new village construction, the project construction brings the opportunity for improving the production and living level of people in Huaishang District. Before, in and after the project implementation, we want to hold tightly the opportunity to make a good rural industrial structure adjustment. The rural demolition and resettlement should combine together with the new village construction, the project implementation is only the key project, the relevant accessorial projects should be held firmly in their implementation, in order to exert the benefit of project, because the problem of Beifei River is not only the waterlog disaster, but also the pollution. To broadly publicize and arouse the masses to actively participate in the project construction and do their bit for the construction of Huaishang District; optimize the construction environment by all means, two level water conservancy departments of city and district should strengthen the contact with the upper level department. Several suggestions and requirements: firstly, we hope that the project can start as early as possible. Secondly, there are some special regions (Beifei River region) that will be a city area; we hope that the compensation standard can be increase a little. Thirdly, the problem of Beifei River inner water road should be resolved. Water Conservancy Department: I am touched by everyone’s speech, also I am happy really. Everyone has the deep understanding for this project, and all support the project construction very much, and these give us great confidence. Huai River is the mother’s river of people lived in Huai River, and is a good river in several thousand years ago. She became a harmful river now because of various reasons, and the flood disaster was frequent. The nation specially attach importance to the Huai River treatment, particularly after the flood in 2003, the nation put forward to make use of foreign capital to extend the investment of Huai River treatment, and the above is the basic background of this project. This project implementation isn’t easy. According to the process of World Bank, the beneficiary and affected persons should know the project information before the project implementation; this is the

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reason which we hold this symposium. In the meantime, this symposium’s biggest purpose is to ensure the project implementation smoothly, and it is one indispensability process in the project process, and it is the necessary procedure in the project prophase works, such as protecting crowd’s benefits, reflecting public opinions, perfecting the project. Everyone’s speakings adequately reflect that the crowd support the project very much, and further strengthen the confidence and decision of us for doing this project, and we will not damage the crowd’s benefits for everyone’ support and understanding for it. Our total policy for DPs is not to reduce the living level of DPs before and after the resettlement project, the next work of us is to do well the resettlement work according to the current policy and procedure. We hope each representative to return and extensively publicize the project, so as to create good condition for the project implementation, we accept the good opinions and suggestions of each one, and further perfecting our design and plan. We hope we can coordinate with each other, and finish this project well, in order to try for the next foreign investment.

3.3 Village-level Conference

From the last ten-day of July in 2006 to the middle ten days of August in 2006, aiming at the first year project land expropriation and house demolition, unified arrangement by the PMO of Anhui Province, the design unit and the county resettlement implementation office held a consultation symposium about the affected village’s opinions, and introduced the condition of project, land expropriation and house demolition, heart the crowd representative's opinions to the resettlement. The detailed record shows in the annex table.

3.4 Public Participation Plan

From now on, the project unit will also adopt the following procedures and ways to encourage the public participation and consultation: the representatives of DPs attend the demolition and resettlement work DPs, enterprise and institutions select representatives in proportion, cooperated with them, the village committee extensively asks for DPs' opinions and requirements, hear a rationalization suggestion, and periodically communicate a circumstance. The DPs’ representatives selected to take part in the detailed survey on the demolition of houses and attachments, the decision of compensation standard, the agreement negotiation on the demolition compensation and resettlement, the construction and allotment of resettlement houses, to completely reflect the benefit and opinions of DPs, and ensure that the resettlement work is fair, reasonable and open.

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b) The property right owner decides the resettlement by consulting with the demolished persons. c) Hold the consultation meeting Four months before the demolition, the project unit should hold the symposium attended by demolished residents, the representatives of enterprise and institutions, the women’s representatives (among them female representative should be above 30%), and introduces the circumstance together, and goes on hearing their opinion and suggestions. d) Hold the mass meeting Three months before the demolition, before the demolition resettlement plan implementation, the project should arrange to go on widely explain the relevant policy, law, compensation standard and resettlement plan to the mass, and let them know and plan earlier. e) Publicize and report the demolition policy by using the media f) Put out the demolition bulletin The bulletin content includes the project introduction, land expropriation demolition scope, resettlement policy (including compensation standard), institution with responsibility for resettlement, schedule of DPs’ house demolition, right and duty of DPs, complain and appeal, monitoring and evaluation. g) Make the resettlement plan known Before the project assessment of Work Bank, the resettlement plan will be put in the water conservancy management bureau of relevant cities to make DPs and non- government organization look it up. The PMO will publicize the announcement in local newspaper to explain the sites of looking up the RP before the project implementation. h. PAP Information Handbook Compile the main part of RP into PAP information handbook and send the handbook to PAP after the evaluation of the project and before demolition. The main contents of information handbook are brief condition of the project, project impacts, compensation policies, implementation organization and appealing channels.

4 The Survey Result of Public Participation

From January, 2006 to February, 2006, the PMO organized the survey on public opinions and suggestions. The survey objects include 300 demolished households and 150 affected peasants by land expropriation. From August 1, 2006 to August 10, county and district resettlement offices involved by the first year project organized the second-time survey on public opinions and suggestions. The detailed survey data shows in Table 4-1. By the analysis on the survey data, we can get the followings results: 1) 83% of households surveyed knew the project construction, 17% of households surveyed are not very clear about it or not clear about it; 2) the information source

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80% of households came from the social survey persons, 10% came from a meeting, and 10% came from a neighbor. 3) 100% of DPs approve of the project construction. 4) 100% of households surveyed thought that the project construction was beneficial to the nation, and 95% of households surveyed thought that the project construction was beneficial to the collective, and 87% of households surveyed thought that the project construction was beneficial to the individual. 5) 78% of DPs thought that the main benefit brought by the project was the improvement of agriculture production condition, and 69% of DPs thought that the project construction could protect a life and property safety, and 6% of DPs thought that the project could improve the ecosystem environment, and 70% of DPs thought that this project could increase their income. 6) DPs thought that the disadvantageous impact was the economic loss caused by house demolition and the land expropriation might reduce the economic income. 7) 79% of DPs knew the resettlement policy for house demolition and compensation. 8) 73% of DPs knew the appeal. 9)15% of DPs chose to adjust a land and the land compensation belong to the village collective; 85% of DPs requested the cash compensation and no longer adjust a land. 10) In the DPs who hoped the cash compensation, 27% of them will make use of the surplus land to develop the family economy; 64% of them will go out a part-time job and 9% of them are engaged in Second Industry and Third Industry. 11) After the land expropriation, 33% of DPs hoped that they were provided the employment information, and 67% of DPs hoped that they were provided the technique training. 12) The demolished households all chose the resettlement measure to demolish houses by themselves, and rebuild houses in the planned house site land. Table 4-1 The survey table of public opinion and suggestion Serial Result Question Answer Number (1) (2) (3) (4) (5) If you are clear that the project will 1 1Clear2Not very clear3Not clear 83% 16% 1% be constructed or not. Where the land expropriation 1Newspaper 2Meeting (3) Neighbor 2 10% 10% 80% information is from? 4The social survey personnel 3 Do you agree with this project? 1Yes2No3not matter 100% a) The nation1yes2no 100% Do you think whom the project is 4 b) The collective1yes2no 95% benefit to? ( multiple choices) c) The individual1yes2no 87% 1Protect the life and property safety 2Improve the agriculture production Do you think what kind of benefit condition 5 69% 78% 70% 6% this project brought for you? 3Increase the income 4Improve the environment 5Other 1No disadvantage 2Project construction affects the traffic condition Do you think what kind of 3The house demolition may cause the 6 disadvantage this project brought 65% 33% 75% 21% economic loss for you? 4The land expropriation may reduce the income 5Other disadvantage Do you know the resettlement 1Yes 7 79% 20% 1% policy for demolition and 2Yes, but not all

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compensation? 3No During the land expropriation and demolition, do you know the 1Yes 8 73% 27% appeal while your legal rights are 2No infringed? 1Cash compensation, and no adjusting land 9 Choose of land compensation will 2Adjust land, and the compensation fund 85% 15% belong to the collective 3Other (Please list them) 1Engage in Second Industry and Third Industry If you want to get the cash 2go out a part-time job compensation, and not to adjust 3adjust the industry structure and make 10 9% 64% 27% land, after the compensation, you use of the surplus land to develop the family will economy 4Buy insurance 5Other (Please explain) 1The technique training After the land expropriation, you 11 2Provide the employment information 67% 33% wish to get which help? 3Other (Please explain) 1demolish houses by themselves, and Choose of resettlement will for rebuild houses in the planned house site land. 12 100% demolition 2Buy commercial houses 3Other (Please list them)

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5 Relevant Data

5.1 Picture in Field Survey

Shilijing Village at Shencheng Town Puwu Village at Shibalipu Town

Puliu Village at Shibalipu Town Daji Village at Huangba Township

Xiaqiao Village at Xiaqiao Town Zhoukou Village

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5.2Picture of Public Participation in Yingshang in Fuyang City

5.3 Picture of Public Participation in Huaishang District in Bengbu

City

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5.4 Conventioneer list of Public Participation

Conventioneer list of public participation of resettlement action plan at Huaishang District in Bengbu City Name Gender Cultural level Occupation headship Unit Deputy director Anhui Province Water Cai Jianping Male undergraduate functionary general Conservancy Department Huang Anhui Province Water Male undergraduate functionary section chief Xinsheng Conservancy Department Deputy section Anhui Province Water Wang Xuwu Male undergraduate functionary chief Conservancy Department PMO of Anhui Province Water Chen Limin Male undergraduate functionary Conservancy Department Huai River Loan Project Anhui Province Survey and Deputy general Xu Yingchun Male Master Senior engineer Design Institute of Water manager Conservancy and Hydropower Anhui Province Survey and Xia Guangyi Male undergraduate Senior engineer chief engineer Design Institute of Water Conservancy and Hydropower Anhui Province Survey and Cheng Zhiyuan Male undergraduate engineer Design Institute of Water Conservancy and Hydropower Bengbu City People’s He Jinyun Male undergraduate functionary Deputy mayor Government in Anhui Province Deputy director PMO of Anhui Province Bengbu Wu Ping Male undergraduate functionary general City Huai River Loan Project Agriculture Committee of Xiong Yubin Male undergraduate functionary Huaishang District in Bengbu City Land Resource Bureau of Gao Weijun Male undergraduate functionary Huaishang District in Bengbu City Water Conservancy Bureau of Li Baoxuan Male undergraduate functionary director general Bengbu City Zhongshui Huai River Project Wang Xizhi Male undergraduate functionary Ltd. Huai River Water Conservancy Zhao Jin Female undergraduate functionary Committee Feinan Village at Meiqiao Mei Buming Male farmer Township in Huaishang District Deputy district Huaishang District People’s Yang Huaiyuan Male functionary head Government in Bengbu City

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Water conservancy Technical Caolaoji at Huaishang District in Zeng Chun Male management secondary school Bengbu City personnel Meiqiao Township at Huaishang Zhang Lianwei Male undergraduate functionary Township head District in Bengbu City Water conservancy Wuxiaojie Town at Huaishang Zheng Pei Female higher education management District in Bengbu City personnel Wuxiaojie Town at Huaishang Huang Houwen Male undergraduate Deputy town head District in Bengbu City PMO of Water Conservancy Liu Bo Male undergraduate functionary Bureau of Bengbu City Resettlement Office of Huaishang Meng Xin Male undergraduate functionary Deputy director District World bank Loan Project Jinshan Lake Village at Caolaoji Gan Baoshu Male junior high school farmer in Huaishang District Duqiao at Liudong Village in Du Yunxin Male junior high school farmer Caolaoji in Huaishang District Feiguang Village in Caolaoji in Shi Huairui Male junior high school farmer Huaishang District Gaotai Group at Gaowu Village Sun Baoshui Male elementary school farmer in Caolaoji in Huaishang District Badaji Village at Wuxiaojie Li Liangyou Male elementary school farmer Town in Huaishang District Ximendu Village at Wuxiaojie Yuan Jiangshui Male junior high school farmer Town in Huaishang District Badaji Village at Wuxiaojie Chen Yulun Male senior high school farmer Town in Huaishang District Feinan Village at Meiqiao in Zhou Wenheng Male junior high school farmer Huaishang District technical Deputy Town Caolaoji government in Song Jiaqing Male functionary secondary school head Huaishang District Water conservancy technical Meiqiao Township in Huaishang Yao Jialong Male management Station master secondary school District personnel Economy and Trade Committee Wang Shuhua Female higher education functionary of Huaishang District

Conventioneer list of public participation of resettlement action plan at Yingshang County in Fuyang City

Name Gender Cultural level Occupation headship Unit

Deputy chief Chen Limin Male college functionary PMO of Anhui Province engineer Deputy director Plan Office of Anhui Province Jia Xiuquan Male college functionary general Water Conservancy Department Capital Construction Office of Wang Xuwu Male college functionary Anhui Province Water Conservancy Department Huai River Treatment Office of Luo Han Male college functionary Deputy director Water Conservancy Affair Bureau in Fuyang City Fan Baoping Male undergraduate functionary PMO of Fuyang City

Hao Yajun Male Master functionary section chief PMO of Fuyang City

Deputy county Cui Rong Male undergraduate functionary Yingshang County Government head

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Yingshang County People’s Cui Guanghua Male undergraduate functionary director Congress Anhui Province Survey and Deputy general Xu Yingchun Male Master Senior engineer Design Institute of Water manager Conservancy and Hydropower Anhui Province Survey and Xia Guangyi Male undergraduate Senior engineer Director engineer Design Institute of Water Conservancy and Hydropower Anhui Province Survey and Chen Zhiyuan Male undergraduate engineer Design Institute of Water Conservancy and Hydropower Chen Jiagang Male undergraduate functionary Town head Lukou Town Government

Representative of Feng Zengshi Male elementary school mass Hetai Village at Lukou Town DPs Representative of Zhu Qingli Male senior high school mass Zhutai Village Lukou Town DPs The county farm in Yingshang Xu Biao Male senior high school functionary County Resettlement Office in Yingshang Wang Yin Male undergraduate functionary Deputy director County Resettlement Office in Yingshang Wang Xinting Male undergraduate functionary County Representative of Xiangyang Village at Lukou Yuan Wei Male junior high school mass DPs Town Representative of Xiangyang Village at Lukou Yuan Changxin Male junior high school mass DPs Town Representative of Xiangyang Village at Lukou Wang Linquan Male junior high school mass DPs Town

You Sheng Male college functionary Yingshang County

Technical Shi Qingbin Male college functionary Yingshang County personnel Hegang Village at Yang Lake Hu Deqing Male junior high school mass Town in Yingshang County Yang Lake Town in Yingshang Lin Hui Male higher education functionary County

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Annex Table The first year village-level Symposium Cahier of Anhui Province Huai River

Key Plan and Low-lying land Treatment Foreign Capital Loan Project

Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended Maoji District survey group, township deputy secretary in charge of resettlement, township August agriculture office Discussed the impacts of villager’s It is unanimous to occupy

1,2006 director, township water living by land expropriation the village in reserve conservancy station master and parts of representatives of Caoji Village Maoji District survey group, township deputy secretary in charge of It is unanimous to occupy resettlement, township the village in reserve and August Discussed the impacts of villager’s agriculture office start the project as soon as 1,2006 living by land expropriation director, township water possible if they are conservancy station compensated. master and cadres of Huji Village Maoji District survey group, township deputy secretary in charge of resettlement, township Maoji July Discussed the impacts of villager’s It is unanimous to occupy agriculture office Jiaogang District in 31,2006 living by land expropriation the village in reserve director, township water Lake Huainan conservancy station City master and cadres of Huji Village Maoji District survey group, township deputy secretary in charge of resettlement, township July agriculture office Discussed the impacts of villager’s It is unanimous to occupy

31,2006 director, township water living by land expropriation the village in reserve conservancy station master and parts of representatives of Suntai Village Maoji District survey group, township deputy Occupy the village in secretary in charge of reserve, at the same time, resettlement, township the households whose agriculture office houses were demolished August Discussed the impacts of villager’s director, township water asked to choose the 8,2006 living by land expropriation conservancy station suitable house site land master and parts of for demolishing and representatives of rebuilding houses demolished households together. in Yuanxin Village The activity Thought that a moat for Discussed the land occupation Gaotang Changfeng August room of Shui drainage need be built in condition of canal for draining the Lake County 2,2006 Lake Village south part of town, and waste water Committee supported the project.

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Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended Stuffs of town water conservancy station, village functionaries, Wugang Discussed the land occupation August representatives of Village condition of canal for draining the Agreed with the project 1,2006 households whose lands Committee waste water were expropriated (vulnerable groups all attended) Stuffs of town water conservancy station, Discussed the land occupation August Liji Village village functionaries, condition of canal for draining the Agreed with the project 2,2006 Committee representatives of waste water households whose lands were expropriated Ruanxiang Discussed the land occupation August All households whose Village condition of canal for draining the Agreed with the project 3,2006 houses were demolished Committee waste water Miaogang Discussed the compensation for the Agreed with the project August 19 households whose Village land occupation condition of canal and asked for cash 1,2006 land were expropriated Committee for draining the waste water compensation Water conservancy Agreed with the project affair bureau, town head and thought that the land Yingli Village in charge of Discussed if the land occupation occupation proportion was Committee at resettlement, staff of August proportion was so big and the impact small and the impact to Luqiao Town in water conservancy, 1,2006 to the vulnerable groups by the the vulnerable groups by Dingyuan village functionaries, project. the project was small, and County representatives of would bring the benefit to affected households by the villagers land expropriation Water conservancy affair bureau, town head More than 95 of the in charge of villagers supported this Shili Village resettlement, staff of project, and thought that Committee at August water conservancy Knew the opinions of the villagers the project construction Luqiao Town in 1,2006 station, village for land expropriation. was benefit to the Dingyuan functionaries, agriculture production in County representatives of fighting a drought and Dingyuan affected households by preventing the waterlog. County land expropriation Guantang Village Township and village Supported this project, Discussed the significance of Committee at functionaries, and thought that the August digging the canal for leave the flood Qingluo representatives of agriculture condition 3,2006 aside and its impact to local Township in affected households by change would take place villagers. Dingyuan land expropriation for it, and benefit to them. County Agreed with the project Water conservancy and thought that the land Xuniu Village affair bureau, staff of occupation proportion was Committee at water conservancy Discussed the land occupation small and the impact to August Qingluo station, village condition and its impact to the the vulnerable groups by 4,2006 Township in functionaries, villagers’ living. the project was small, and Dingyuan representatives of could reduce the disaster County affected households by and its benefit was more land expropriation than its harm. survey group staff of Huaishang Suggested that various PMO in Huaishang Village compensation could be District, Huang Houwen Huaishang Committee at The land expropriation involved in reasonable compensated (township head in District in August Wuxiaojie this village is all land in reserve by and paid in time, and charge of resettlement) Bengbu 3,2006 Town in the collective, and has no other established particular Zheng Pei (township City Huaishang special impact. account, particular fund water conservancy District in should be used in relevant station) and Ma Haiyan Bengbu City project. (village functionary)

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Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended survey group staff of PMO in Huaishang Bin River Suggested that various District, town head in Village compensation could be charge of resettlement, Committee at The land expropriation involved in reasonable compensated town agriculture August Wuxiaojie this village is all land in reserve by and paid in time, and economy office director, 3,2006 Town in the collective, and has no other established particular town water conservancy Huaishang special impact. account, particular fund station master, village District in should be used in relevant functionaries, and Bengbu City project. representatives of villagers survey group staff of PMO in Huaishang Suggested that various Wuxiaojie District, town head in compensation could be Village charge of resettlement, reasonable compensated Committee at The land expropriation involved in town agriculture according to relevant August Wuxiaojie this village is all land in reserve by economy office director, policy and paid in time, 3,2006 Town in the collective, and has no other town water conservancy and established particular Huaishang special impact. station master, village account, particular fund District in functionaries, and should be used in relevant Bengbu City representatives of project. villagers Supported the project Village committee construction, most of Xinan Village staffs, representatives of villagers hoped that they Committee at Project content, demolition, August villagers in Xinan could be compensated Xinwangzhuang resettlement policy and project 4,2006 Village and parts of with cash and the Town in implementation plan. affected households by resettlement way could be land expropriation to demolish houses and rebuild houses by them. They were consentaneous in land expropriation The meeting compensation, and wished room of Xinhe Village committee staffs it could be implemented June Village at of Xinhe Village and Project content, land expropriation strictly according to the 3,2006 Xinwangzhuang households content and compensation condition state policy, some Town in compensated with land production restoration Guzhen County measures should be adopted after the project. The meeting Guzhen room of Agreed with the project, County Village committee staffs Zhenbei Village wished that the demolition August of Zhenbei Village and Project content, demolition and land at of house and attachments 3,2006 representatives of expropriation measure Xinwangzhuang could be compensated by villagers Town in the state regulations. Guzhen County The meeting room of Haopu Village committee staffs August Village at of Haopu Village and Project content and land Agreed with the project 3,2006 Xinmaqiao representatives of expropriation plan construction in principle. Town in villagers Guzhen County The meeting Agreed with the project room of World Bank Loan construction, at the same Xinmaqiao PMO, head of Town Project content introduction and the August time, the compensation Town gardening farm and compensation standard for land 7,2006 fund should be completely gardening farm representatives of expropriation given to affected in Guzhen villagers households. County

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Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended Qiaodian Supported the project Village Village committee staffs started as quickly as Project content and benefit, and the Xie Guzhen August Committee at of Qiaodian Village and possible, villagers wished compensation standard and measures River County 3,2006 Yangmiao representatives of the compensation fund is for land expropriation Township in villagers fair and given to them Guzhen County completely. Dongwang Supported the handing out Village committee staffs Village party Land expropriation condition, method of compensation, of Mendongwang August activity room at compensation implementation most of villagers wished Village and 3,2006 Yangmiao methods, and the industry structure to adjust the industry representatives of Township in adjusting after land expropriation. structure and develop the villagers Guzhen County cultivation industry. The meeting Village committee staffs Villagers wished that the room of of Sunqian Village and The planned treatment condition, compensation and August Sunqian Village all villagers whose land land expropriation methods and resettlement fund for land 3,2006 at Yangmiao were expropriated compensation methods expropriation could be Township in permanently granted completely. Guzhen County The meeting Agreed the relevant Project content, state land room of Xienan Village committee staffs resettlement policy in expropriation policy, the account August Village at of Xienan Village and principle, wished to methods of permanent land 3,2006 Yangmiao representatives of measure the expropriated expropriation area, and the handing Township in villagers land by the representatives out of compensation fund Guzhen County of villagers. The meeting Supported the project room of construction, and wished Village committee staffs Miaoxin the compensation fund July of Miaoxin Village and Detail of project construction, and Village at could be given in time, 28,2006 representatives of land expropriation condition Yangmiao put forward the detailed villagers Township in suggestions on the flood Guzhen County control. The meeting Agreed with the project room of Anji Village committee staffs Analysis on project construction construction in principle, August Village at of Anji Village and content and its risk, and the handing villagers wished the 2,2006 Yangmiao representatives of out methods of compensation fund compensation fund could Township in villagers for land expropriation no be deferred. Guzhen County The meeting Supported the project and room of Village committee staffs Publicized the project content, its it denotes that the July Yanwan Village of Yanwan Village and benefit, and the policy on land villagers consider the 29,2006 at Yangmiao representatives of expropriation and resettlement situation of project as a Township in villagers whole. Guzhen County The meeting Agreed with the project room of Heji Village committee staffs Project introduction, land construction, and wished August Village at of Heji Village and expropriation and planting structure that the compensation 2,2006 Yangmiao representatives of adjusting later, and the construction fund could be given to Township in villagers of drainage canal. them completely. Guzhen County The meeting Agreed with the project room of Village committee staffs construction, wished that August Qiwang Village of Qiwang Village and Project treatment condition, and land the state relevant policy 2,2006 at Hugou Town representatives of expropriation standard and so on could be carried out in Guzhen villagers strictly. County The meeting Village committee staffs Supported the project room of Watuan August of Watuan Village and Project content, the state policy construction and the state Village at 3,2006 representatives of related to land expropriation policy related to land Hugou Town in villagers expropriation Guzhen County

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Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended The meeting room of Village committee staffs Supported the project August Dongxiang of Dongxian Village Project content and land construction and the state 2,2006 Village at and representatives of expropriation standard policy related to land Hugou Town in villagers expropriation Guzhen County Supported the project construction and wished The meeting that they could be room of Tangyu August Village committee staffs Project content and land compensated according to Village at 2,2006 of Tangyu Village expropriation condition the state policy and the Hugou Town in compensation fund could Guzhen County be given to them by the cash completely. Supported the project construction and wished The meeting that they could be room of Malou August Village committee staffs Project content and compensation compensated according to Village at 4,2006 of Malou Village standard for material object the state policy and the Hugou Town in compensation fund could Guzhen County be given to them by the cash completely. Supported the project construction in principle. Guzhen World Bank If the compensation fund Yaoji Village PMO, staffs in charge of Project content and the necessity of could be given in time Elementary resettlement in Hugou construction, state land expropriation August completely for land School at Town, water policy, the implementation methods 3,2006 expropriation, villagers Hugou Town in conservancy technician, of land expropriation and production liked to demolish and Guzhen County and Village committee restoration plan rebuild houses by staffs of Yaoji Village themselves to support the project construction. Agreed with the Huaiyuan County resettlement plan and Zhangyao resettlement office, compensation plan for Village Baoji Town Project content introduction, land expropriation in Huaiyuan August Committee at government, Zhangyao publicizing resettlement policy and principle, suggested that County 6,2006 Baoji Town in Village Committee, opinion on land expropriation the traffic problem across Huaiyuan parts of Villagers in the river should be County Zhangyao Village resolved after dredging up the watercourse. Huaiyuan County resettlement office, Xilou Village Baoji Town water Agreed with various Project content introduction, the Committee at conservancy station, resettlement measures and August implementation plan for resettlement Baoji Town in Zhangyao Village made sure the handing out 7,2006 fund, and land expropriation Huaiyuan Committee, Xilou method of resettlement standard County Village Committee and fund parts of Villagers in Xilou Village Huaiyuan County Agreed with land Qiaokou resettlement office, expropriation plan and Village Baoji Town Introduction of project content and compensation standard August Committee at government, Qiaokou impact scope, land expropriation and and agreed with the traffic 5,2006 Baoji Town in Village Committee, compensation problem crossing the river Huaiyuan parts of Villagers in put forward by villagers. County Qiaokou Village

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Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended Agreed with the cash Huaiyuan County Gaozhuang compensation method put resettlement office, Introduction of land expropriation Village forward by affected Baoji Town scope, and compensation standard August Committee at villagers, the government, Gaozhuang and measures for land expropriation, 6,20066 Baoji Town in compensation fund would Village Committee, and the measure of handing out Huaiyuan be completely given to parts of Villagers in compensation County affected households one Gaozhuang Village time. Huaiyuan County Liangwang resettlement office, Village Compensation standard and Baoji Town Decided various August Committee at measures for land expropriation, and government, Liangwang compensation standard 4,2006 Baoji Town in the measure of handing out Village Committee, and resettlement. Huaiyuan compensation fund parts of Villagers in County Liangwang Village Decided various Daqiao Village Huaiyuan County compensation standard Committee at resettlement office, and the resettlement office August Chenji Chenji Township water Introduction of land expropriation promised that the 4,2006 Township in conservancy station, scope, and compensation policy compensation fund would Huaiyuan parts of affected be completely given to County Villagers affected households one time. Wanyu Village Elementary Huaiyuan County Permanent land expropriation, School at resettlement office, temporary land occupation, the August Decided various Chenji Chenji Township compensation standard for digging 3,2006 compensation standards Township in government, parts of and pushing down trees and young Huaiyuan affected Villagers crops County Laoying Village Affected households required that Elementary Huaiyuan County the project unit should increase the School at resettlement office, August compensation standard for land Decided various Chenji Chenji Township 5,2006 expropriation, so as to adapt the land compensation standards Township in government, parts of protection policy of the state Huaiyuan affected Villagers currently. County A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons Yongqiao District attended the meeting to declare their The project construction Sanguan survey group, Wang attitudes, suggestions and will start as quickly as Village Yongqiao Daoliang, Tao Xinpeng, requirements to the project possible; the expropriated Committee at District in August Tao Li, Tao Xindou, construction. land will be compensated Daying Town in Suzhou 6,2006 Tao Jinhua (Sanguan B. The representatives thought that for the mass according to Yongqiao City Village functionaries), 9 the project should start construction the practical occupation District in households whose lands as quickly as possible, and the area and the approved Suzhou City were expropriated compensation fund should be fully compensation standard. given to them directly in time. Suggested to give other support to the households with financial difficulties and lost many lands in addition to the compensation.

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Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by Yongqiao District them, and encouraged persons Zhanglou survey group, Yuanjing, attended the meeting to declare their The project construction Village Zhang Yiyou, Zhang attitudes, suggestions and will start as quickly as Committee at Zhen, Zhang Jiushun, requirements to the project possible; the expropriated August Daying Town in Zhang Guifeng, Zhang construction. land will be compensated 6,2006 Yongqiao Wenjun, Sun Jintong B. The representatives thought that for the mass according to District in (Zhanglou Village the project should start construction the practical occupation Suzhou City functionaries), 10 as quickly as possible, and the area and the approved households whose lands compensation fund should be fully compensation standard. were expropriated given to them directly in time. Suggested to give other support to the households with financial difficulties and lost many lands in addition to the compensation. A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons Yongqiao District attended the meeting to declare their The project construction survey group, Liu Mei, Sunbai Village attitudes, suggestions and will start as quickly as Sun Weisheng, Tao Committee at requirements to the project possible; the expropriated Guangqi, Tao Shuming, August Daying Town in construction. land will be compensated Shen Ling, Liu Xuerong 6,2006 Yongqiao B. The representatives thought that for the mass according to (Sunbai Village District in the project should start construction the practical occupation functionaries), 11 Suzhou City as quickly as possible, and the area and the approved households whose lands compensation fund should be fully compensation standard. were expropriated given to them directly in time. Suggested to give other support to the households with financial difficulties and lost many lands in addition to the compensation. A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by Yongqiao District them, and encouraged persons survey group, Li attended the meeting to declare their The project construction Zhouliu Village Jiaming, Wu Guirong, attitudes, suggestions and will start as quickly as Committee at Liu Jingti, Wang requirements to the project possible; the expropriated August Daying Town in Guiming, Han Yisheng, construction. land will be compensated 6,2006 Yongqiao Wang Daoming B. The representatives thought that for the mass according to District in (Zhouliu Village the project should start construction the practical occupation Suzhou City functionaries), 25 as quickly as possible, and the area and the approved households whose lands compensation fund should be fully compensation standard. were expropriated given to them directly in time. Suggested to give other support to the households with financial difficulties and lost many lands in addition to the compensation.

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Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons Yongqiao District attended the meeting to declare their The project construction Chenli Village survey group, Li attitudes, suggestions and will start as quickly as Committee at Jiaming, Zuo Wenge, requirements to the project possible; the expropriated August Daying Town in Zuo Fengtan, Li construction. land will be compensated 6,2006 Yongqiao Yunhong (Chenli B. The representatives thought that for the mass according to District in Village functionaries), the project should start construction the practical occupation Suzhou City 19 households whose as quickly as possible, and the area and the approved lands were expropriated compensation fund should be fully compensation standard. given to them directly in time. Suggested to give other support to the households with financial difficulties and lost many lands in addition to the compensation. A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons attended the meeting to declare their The project construction Yongqiao District Zhangji Village attitudes, suggestions and will start as quickly as survey group, Zhou Committee at requirements to the project possible; the expropriated Liming, Zhang Tong August Daying Town in construction. land will be compensated (Zhangji Village 4,2006 Yongqiao B. The representatives thought that for the mass according to functionaries), 25 District in the project should start construction the practical occupation households whose lands Suzhou City as quickly as possible, and the area and the approved were expropriated compensation fund should be fully compensation standard. given to them directly in time. Suggested to give other support to the households with financial difficulties and lost many lands in addition to the compensation. A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by Yongqiao District them, and encouraged persons survey group, Wang attended the meeting to declare their The project should start Daying Village Lizhi, Zhang Yanliang, attitudes, suggestions and construction as quickly as Committee at Zhang Yuan, Wuan requirements to the project possible; the expropriated August Daying Town in Hua, Yuan Xinghua, construction. land will be compensated 6,2006 Yongqiao Chen Deguang, Zhang B. The representatives thought that for the mass according to District in Guiyong (Daying the project should start construction the practical occupation Suzhou City Village functionaries), as quickly as possible, and the area and the approved 18 households whose compensation fund should be fully compensation standard. lands were expropriated given to them directly in time. Suggested to give other support to the households with financial difficulties and lost many lands in addition to the compensation.

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Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons Yongqiao District attended the meeting to declare their The project should start survey group, Ding Liuyu Village attitudes, suggestions and construction as quickly as Shaoling, Liu Wenmei, Committee at requirements to the project possible; the expropriated Liu Bin, Chen August Daying Town in construction. land will be compensated Zhongming, Liu 6,2006 Yongqiao B. The representatives thought that for the mass according to Jingfeng (Liuyu Village District in the project should start construction the practical occupation functionaries), 16 Suzhou City as quickly as possible, and the area and the approved households whose lands compensation fund should be fully compensation standard. were expropriated given to them directly in time. Suggested to give other support to the households with financial difficulties and lost many lands in addition to the compensation. A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons Yongqiao District attended the meeting to declare their survey group, township attitudes, suggestions and people’s congress requirements to the project Zhangyu director, Chen Ping construction. The project construction Village (deputy secretary), Xu B. The representatives expected the will start as quickly as Committee at Yilei (water Xie River project construction for a possible; the expropriated August Yongzhen conservancy station long time, and thought that the land will be compensated 3,2006 Township in master), Zhang project should start construction as for the mass according to Yongqiao Congfeng, Yang quickly as possible, so as to reduce the practical occupation District in Wenxiang, Yang Jie the loss caused by the disaster and area and the approved Suzhou City (Zhangyu Village increase the income of peasants. For compensation standard. functionaries), parts of the occupation of digging and rolling villagers whose lands land, they thought that it is so were expropriated difficult to adjust land in village group and it can not be implemented. They worried about if the compensation fund could not be given to them in time and the compensation rates.

171

Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons attended the meeting to declare their Yongqiao District attitudes, suggestions and survey group, township requirements to the project people’s congress construction. The project construction Yangyu Village director, Chen Ping B. The representatives expected the will start as quickly as Committee at (deputy secretary), Xu Xie River project construction for a possible; the expropriated Yongzhen Yilei (water August long time, and thought that the land will be compensated Township in conservancy station 3,2006 project should start construction as for the mass according to Yongqiao master), Yang Yu, Yang quickly as possible, so as to reduce the practical occupation District in Yaowen, Yang Daolin, the loss caused by the disaster and area and the approved Suzhou City Liu Hongyan (Yangyu increase the income of peasants. For compensation standard. Village functionaries), the occupation of digging and rolling parts of villagers whose land, they thought that it is so lands were expropriated difficult to adjust land in village group and it can not be implemented. They worried about if the compensation fund could not be given to them in time and the compensation rates. A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons attended the meeting to declare their Yongqiao District attitudes, suggestions and survey group, township requirements to the project Fangdian people’s congress construction. The project construction Village director, Chen Ping B. The representatives expected the will start as quickly as Committee at (deputy secretary), Xu Xie River project construction for a possible; the expropriated August Yongzhen Yilei (water long time, and thought that the land will be compensated 3,2006 Township in conservancy station project should start construction as for the mass according to Yongqiao master), Xie Aiqing, quickly as possible, so as to reduce the practical occupation District in Wang Xinzhi (Fangdian the loss caused by the disaster and area and the approved Suzhou City Village functionaries), increase the income of peasants. For compensation standard. parts of villagers whose the occupation of digging and rolling lands were expropriated land, they thought that it is so difficult to adjust land in village group and it can not be implemented. They worried about if the compensation fund could not be given to them in time and the compensation rates.

172

Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons Yongqiao District attended the meeting to declare their survey group, township attitudes, suggestions and people’s congress Chantang requirements to the project The project construction director, Chen Ping Village construction. will start as quickly as (deputy secretary), Fu Committee at B. The representatives expected the possible; the expropriated Yunbang (water August Yongzhen Xie River project construction for a land will be compensated conservancy station 4,2006 Township in long time, and thought that the for the mass according to master), Wang Yongqiao project should start construction as the practical occupation Zongdao, Wang Daohui District in quickly as possible, so as to reduce area and the approved (Chantang Village Suzhou City the loss caused by the disaster and compensation standard. functionaries), parts of increase the income of peasants. For villagers whose lands the occupation of digging and rolling were expropriated land, they thought that it is so difficult to adjust land in village group and it can not be implemented. How to resolve the difficulty of villagers whose lands lost too much. A. Publicized the project construction content, significance toward the crowd and surveyed the land required to be measured by them, and encouraged persons attended the meeting to declare their attitudes, suggestions and Yongqiao District requirements to the project The project construction Goukou Village survey group, Fu construction. will start as quickly as Committee at Yunbang (water B. The representatives expected the possible; the expropriated Yongzhen conservancy station August Xie River project construction for a land will be compensated Township in master), Ma Youpeng, 5,2006 long time, and thought that the for the mass according to Yongqiao Chen Dejie (Goukou project should start construction as the practical occupation District in Village functionaries), quickly as possible, so as to reduce area and the approved Suzhou City parts of villagers whose the loss caused by the disaster and compensation standard. lands were expropriated increase the income of peasants. For the occupation of digging and rolling land, they thought that it is so difficult to adjust land in village group and it can not be implemented. How to resolve the difficulty of villagers whose lands lost too much. Agreed that the compensation fund would be directly given to the affected households fully Village principals, before the project Daqiao Village village group leaders Discussed the compensation of trees implementation. The Committee at Suixi August and villagers’ at the riverside and land occupation, project group consulted Shuanduiji County 2,2006 representatives lived and the use of riverbank after and resolved the land Town in Suixi along the Xie River digging the watercourse. occupation problem or the County watercourse coastwise compensation, bring forward the problems through the villagers and use the riverbank in reason.

173

Project City or Institutions and Time Place Content discussed The Result of discussion Area County individuals attended Decided the various compensation standard, Huangang the compensation fund Village Village principals, Project content introduction, would be directly given to August Committee at village group leaders suggested to develop and use the the affected village and 1,2006 Shuanduiji and affected villagers treated watercourse and riverbank. groups fully, brought Town in Suixi forward the use of County riverbank in reason through the villagers. Supported the project construction and decided the various compensation Zhouyu Village standard, the Committee at Village principals, Project content introduction, compensation fund would August Shuanduiji village group leaders resettlement policy publicizing and be directly given to the 1,2006 Town in Suixi and affected villagers opinion of land expropriation affected village and County groups fully, brought forward the use of riverbank in reason through the villagers. 

174

Annex three Budgetary and Estimate Accessories

Table Summary of Investment in Compensation of Land Expropriation and Demolition

No. Names of projects or Costs total Bali Jiaogang Xifei Beifei Gaoyou Xie

(1) (2) (3) (4) (5) (7) (10) (11) (12) Part 1 Compensation for rural 5761.03 26.28 555.90 482.48 612.09 833.97 3177.83 resettlement Land compensation fees and 5055.85 26.28 501.80 103.74 575.79 717.86 3057.90 resettlement subsidies Compensation for house and auxiliary 171.19  46.19  25.87 75.62 23.51 buildings Compensation for small-sized water conservancy        installations and hydroelectric power installations Compensation for rural industrial and 378.74   378.74    commercial enterprises Compensation for infrastructure 44.03  6.54  5.68 28.52 3.29

Relocating and transporting costs 2.10 Â 0.20 Â 0.30 1.50 0.10

Other compensation 84.38 Â 0.53 Â 0.81 8.35 74.69

Transitional living subsidies 24.74 Â 0.64 Â 3.64 2.12 18.34 Part 5 Compensation for the restoration and 242.35 Â Â Â 67.90 148.20 26.25 reconstruction of professional projects Part 8 Other cost 479.04 2.10 44.48 38.59 54.06 77.82 256.20

 Total of Part 1 to Part 8 6482.42 28.38 600.38 521.07 734.05 1059.99 3460.28

 Part 9 Basic budgetary reserves 648.25 2.84 60.04 52.11 73.40 106.00 346.03

 Part 11 Relevant taxes and fees 1909.77  135.78 77.17 413.07 266.08 1017.67

 Farmland Reclamation Fees 443.12  18.15 18.42 98.82 64.57 243.16

 Land use fax 1466.65  117.63 58.75 314.25 201.51 774.51

Part 12 Static total investmen t 9040.44 31.22 796.20 650.35 1220.52 1432.07 4823.98

175

Table Summary of Investment in Compensation of Land Expropriation and Demolition for the county Jiaoga Bali Feixi Gaotang Beifei Xie river Names of projects or Costs ng Yinshang Maoji Fengtai Dingyuan Changfeng Huaishang Gutown Gutown Huaiyuan Yongqiao (2) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13)

Part 1 Compensation for rural resettlement 26.28 555.90 482.48 180.22 431.87 395.84 438.13 1067.56 388.93 1544.27 Land compensation fees and resettlement 26.28 501.80 103.74 179.50 396.29 300.74 417.12 1029.96 356.07 1494.96 Compensation for house and auxiliary 46.19 25.87 62.65 12.97 16.07 7.44 Compensation for small-sized water

installations and hydroelectric power

Compensation for rural industrial and 378.74 commercial enterprises Compensation for infrastructure 6.54 5.68 22.84 5.68 2.32 0.97 Relocating and transporting costs 0.20 0.30 1.20 0.30 0.10 Other compensation 0.53 0.81 7.37 0.98 10.97 28.58 34.98 Transitional living subsidies 0.64 0.72 2.92 1.04 1.08 8.14 4.28 5.92 Part 5 Compensation for the restoration and 67.90 1.50 146.70 1.80 7.40 13.90 reconstruction of professional projects 2.10 44.48 38.59 14.42 39.64 31.78 46.04 85.54 31.66 124.59

Total of Part 1 to Part 8 28.38 600.38 521.07 194.64 539.41 429.12 630.87 1154.90 427.99 1682.76

Part 9 Basic budgetary reserves 2.84 60.04 52.11 19.46 53.94 42.91 63.09 115.49 42.80 168.28 Part 11 Relevant taxes and fees 135.78 77.17 115.27 297.80 79.43 186.65 172.74 159.77 685.16 Farmland Reclamation Fees 18.15 18.42 27.52 71.30 19.80 44.77 41.36 38.14 163.66 117.63 58.75 87.75 226.50 59.63 141.88 131.38 121.63 521.50

Part 12 Static total investment 31.22 796.20 650.35 329.37 891.15 551.46 880.61 1443.13 630.56 2536.20

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan)

(1) (2) (3) (4) (5) (6) Bali lake A Yingshang county-jiannan river Part 1 Compensation for rural resettlement 26.28 Land compensation fees and resettlement subsidies 26.28 Permanent land expropriation 0.00 Temporary land occupation 26.28

176

1 Land compensation fees 8.71 glebeone year mu 72.60 1200 8.71 Restoration project expense for land 2 occupation in construction 17.57 Compensation funds for land occupation in mu region of throwing away soil 60.60 2800 16.97 Compensation funds for land occupation in mu construction 12.00 500 0.60

Part 8 Other expense 2.10 Reconnaissance and design expense ten 26.28 3.00% 0.79 Implementation management expense ten 26.28 3.00% 0.79 Technique training expense ten 26.28 0.50% 0.13 Surveillance, monitoring and assessment ten expense 26.28 1.50% 0.39 Total of Part 1 to Part 8 28.38 ten Part 9 Basic budgetary reserves thousand 28.38 10.00% 2.84 Yuan Part 11 Relevant taxes and fees 0.00 Part 12 Static total investment 31.22

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) II Jiangang lake A Maoji Part 1 Compensation for rural resettlement 555.90 Land compensation fees and resettlement subsidies 501.80 Permanent land expropriation 183.54 Paddy field mu 44.00 19200 84.48 stew mu 49.00 16000 78.40 other mu 86.10 2400 20.66 Temporary land occupation 312.68 1 Land compensation fees 150.20 Paddy fieldone year mu 82.20 1200 9.86 glebeone year mu 22.70 1200 2.72 stewone year mu 6.80 1200 0.82 Paddy fieldtwo year mu 380.00 3600 136.80 Restoration project expense for land occupation 2 in construction 162.48

177

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) Compensation funds for land occupation in damp mu

course 29.30 500 1.47 Compensation funds for land occupation in mu

region of dig soil 380.00 4000 152.00 Compensation funds for land occupation in filling

area 0.00 4000 0.00 Compensation funds for land occupation in mu

region of throwing away soil 22.70 2800 6.36 Compensation funds for land occupation in mu

construction 52.90 500 2.65 Young crops 5.58 paddy mu 44.00 600 2.64 Glebe mu 0.00 600 0.00 stew mu 49.00 600 2.94

House and attachment 46.19 house 43.51 2 Frame structure m 264.60 550 14.55 2 Brick-concrete house m 768.92 350 26.91 2 Brick-wood house m 68.20 300 2.05 attachment 2.68 fence m 180.60 0 0.00 Toilet 20 110 0.22 well 11 250 0.28 2 Ground paved by brick m 148.3 0 0.00 Telephone 0 0.00 CATV 0 0.00 Other attachment 43.51 5% 2.18

infrastructure 0.00 pumping station 1000 0.00 Irrigation ditch 120 0.00

Rural enterprise 0.00 Land for new building 0.00 glebe Mu 19200 0.00 Level up the land 0.0 700 0.00

178

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) House Mu 0.00 Steel 400 0.00 Frame 660 0.00 Brick-mixed 460 0.00 Tile 385 0.00 Outbuildings 0.00 fence 0 0.00 gateway 0 0.00 Lever ground 0 0.00 Toilet 110 0.00 Telephone 0 0.00 CATV 0 0.00 Other outbuildings 0.00 5% 0.00 Equipment 0.00 Plunge bath brickkiln Wood machining Shutdown and convey 0.00 Shutdown convey

Infrastructure 6.54 Land for new building 4.38 glebe 2.28 19200 4.38 Level up the land 2.28 700 0.16 Establishment (road, water supply, power supply) 10 2000 2.00

Subsidy for displacing 10 200 0.20

others 0.53 tree 0.53 dia.5cm 67 17 0.11 Dia.5 c m 691 3 0.21 fruiter 23 90 0.21 Subsidy for temporary resettlement 32 200 0.64

Part 8 Other expense 44.48

179

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) Reconnaissance and design expense ten 555.90 3.00% 16.68 Implementation management expense ten 555.90 3.00% 16.68 Technique training expense ten 555.90 0.50% 2.78 Surveillance, monitoring and assessment expense ten 555.90 1.50% 8.34 Total of Part 1 to Part 8 600.38 Part 9 Basic budgetary reserves ten 600.38 10.00% 60.04 Part 11 Relevant taxes and fees 135.78 Farmland Reclamation Fees mu 46.3 3920 18.15 Land use fax 94.1 12500 117.63 Part 12 Static total investment 796.20

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan)

xifei river

A fengtai

Part 1 Compensation for rural

resettlement 482.48 Land compensation fees and resettlement subsidies 103.74

Permanent land expropriation 90.24

paddy mu 47.00 19200 90.24

Temporary land occupation 10.68

180

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) 1 Land compensation fees 5.25

glebe(one year) mu 18.10 1200 2.17

paddy(one year) mu 23.00 1200 2.76

glebe(two year) mu 0.90 3600 0.32

Restoration project expense for land 2 occupation in construction 5.43 Compensation funds for land mu occupation in region of dig soil 0.90 4000 0.36 Compensation funds for land occupation in region of throwing away mu 18.10 2800 5.07 soil young crops 2.82

glebe mu 47.00 600 2.82

institution in rural 378.74

land for new building 0.00

house 360.12

Frame structure m2 4560 660 300.96

Brick-concrete house m2 880 460 40.48

others m2 1344.00 139 18.68

attachment 18.62

pond m 2 110 0.02

well m2 1 250 0.03

toilet 1 110 0.01

tree dia.5cm 85 17 0.14

tree dia.5 c m 450 3 0.14

fruiter 30 90 0.27

Other outbuildings 360.12 5% 18.01

181

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) () Equipment 0.00

() Shutwork and convey 0.00

Part 8 Other expense 38.59

Reconnaissance and design expense 482.48 3.00% 14.47

Implementation management expense 482.48 3.00% 14.47

Technique training expense 482.48 0.50% 2.41

Surveillance, monitoring and assessment expense 482.48 1.50% 7.24

Total of Part 1 to Part 8 521.07

Part 9 Basic budgetary reserves 521.07 10.00% 52.11

Part 11 Relevant taxes and fees 77.17

Farmland Reclamation Fees mu 47.0 3920 18.42

Land use fax 47.0 12500 58.75

Part 12 Static total investment 650.35

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item No. No. No. No. No. No. gaotang lake

A changfeng

Part 1 Compensation for rural resettlement 431.87 Land compensation fees and resettlement subsidies 396.29 Permanent land expropriation 353.35 paddy 180.50 19200 346.56 others 28.30 2400 6.79 Temporary land occupation 32.11

182

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item No. No. No. No. No. No. 1 Land compensation fees 10.28 paddy(one year) 85.70 1200 10.28 Restoration project expense for land 2 occupation in construction 21.83 Compensation funds for land occupation in region of dig soil 76.30 2800 21.36 Compensation funds for land occupation in region of throwing away soil 9.40 500 0.47 young crops 10.83 paddy 180.50 600 10.83 house and attachment 25.87 house 24.22 Brick-concrete house m2 240.00 400 9.60 Brick-wood house m2 407.00 350 14.25 others m2 34.00 110 0.37 attachment 1.65 Toilet m 26 110 0.29

Well m2 6 250 0.15

others 24.22 5% 1.21

infrastructure 5.68 Land for new building 2.59 glebe 1.35 19200 2.59 Level up the land 1.35 700 0.09 infrastructure 15 2000 3.00

Subsidy for displace 15 200 0.30

others 0.81 tree 0.26 dia.5cm 91 17 0.15 dia.5 c m 198 3 0.06 fruiter 6 90 0.05 tomb 11 500 0.55

Subsidy for temporary resettlement 146 200 2.92

183

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item No. No. No. No. No. No. part five Infrastructure and attachment on

the ground 67.90 televise 3.30

Transmission line km 1.10 30000 3.30

telecom 18.40 lightline km 2.30 80000 18.40 cable 46.20 35kv km 1.50 150000 22.50 10kv km 1.70 80000 13.60 380v km 1.60 35000 5.60 300kvA 1 45000 4.50

Part 8 Other expense 39.64 Reconnaissance and design expense 499.77 3.00% 14.99 Implementation management expense 499.77 3.00% 14.99 Technique training expense 431.87 0.50% 2.16 Surveillance, monitoring and assessment expense 499.77 1.50% 7.50 Total of Part 1 to Part 8 539.41 Part 9 Basic budgetary reserves 539.41 10.00% 53.94 Part 11 Relevant taxes and fees 297.80 Farmland Reclamation Fees 181.9 3920 71.30 Land use fax 181.2 12500 226.50 Part 12 Static total investment 891.15

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan)

gaotang

B dingyuan Part 1 Compensation for rural

resettlement 180.22 Land compensation fees and resettlement subsidies 179.50 Permanent land expropriation 139.34 Paddy field mu 70.20 19200 134.78 others mu 19.00 2400 4.56 Temporary land occupation 35.95

184

1 Land compensation fees 11.56 Paddy fieldone year mu 96.30 1200 11.56 Restoration project expense for land 2 mu occupation in construction 24.39 Compensation funds for land occupation mu in region of dig soil 85.10 2800 23.83 Compensation funds for land occupation mu in region of throwing away soil 11.20 500 0.56 Young crops mu 4.21 paddy mu 70.20 600 4.21 Transitional subsidy 36 200 0.72 Part 8 Other expense 14.42 Reconnaissance and design expense 180.22 3.00% 5.41 Implementation management expense 180.22 3.00% 5.41 Technique training expense 180.22 0.50% 0.90 Surveillance, monitoring and assessment expense 180.22 1.50% 2.70 Total of Part 1 to Part 8 194.64 Part 9 Basic budgetary reserves 194.64 10.00% 19.46 Part 11 Relevant taxes and fees 115.27 Farmland Reclamation Fees mu 70.2 3920 27.52 Land use fax 70.2 12500 87.75 Part 12 Static total investment 329.37

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) beifei

A huaishang

Part 1 Compensation for rural resettlement 395.84 Land compensation fees and resettlement subsidies 300.74 Permanent land expropriation 91.06 Paddy field mu 45.00 19200 86.40 others mu 19.40 2400 4.66 Temporary land occupation 206.98 1 Land compensation fees 103.66 Paddy fieldone year mu 142.30 1200 17.08 Paddy fieldtwo year mu 240.50 3600 86.58 Restoration project expense for land 2 occupation in construction 103.32

185

Compensation funds for land occupation in mu damp course 114.80 500 5.74 Compensation funds for land occupation in mu region of dig soil 240.50 4000 96.20 Compensation funds for land occupation in mu construction 27.50 500 1.38 Young crops mu 2.70 paddy mu 45.00 600 2.70

House and attachment 62.65 house 58.22 Brick-concrete house m2 752.00 400 30.08 Brick-wood house m2 763.00 350 26.71 soil-wood house m2 42.00 300 1.26 others m2 15.00 110 0.17 attachment 4.43 Toilet 99 110 1.09

well 17 250 0.43

CATV 0 0.00

Other 58.22 5% 2.91

infrastructure 22.84 Land for new building 10.46 glebe mu 5.45 19200 10.46 Level up the land mu 5.45 700 0.38 infrastructure 60 2000 12.00

Subsidy for displacing 60 200 1.20

others 7.37 tree 0.97 dia.5cm 111 17 0.19 Dia.5 c m 38 3 0.01 fruiter 85 90 0.77 tomb 128 500 6.40

Subsidy for temporary resettlement 52 200 1.04

186

part five Infrastructure and attachment on

the ground 1.50 televise 1.50

Transmisson line km 0.50 30000 1.50

Part 8 Other expense 31.78 Reconnaissance and design expense 397.34 3.00% 11.92 Implementation management expense 397.34 3.00% 11.92 Technique training expense 395.84 0.50% 1.98 Surveillance, monitoring and assessment expense 397.34 1.50% 5.96 Total of Part 1 to Part 8 429.12 Part 9 Basic budgetary reserves 429.12 10.00% 42.91 Part 11 Relevant taxes and fees 79.43 Farmland Reclamation Fees mu 50.5 3920 19.80 Land use fax 47.7 12500 59.63 Part 12 Static total investment 551.46

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) beifei

B guzhen

Part 1 Compensation for rural resettlement 438.13 Land compensation fees and resettlement subsidies 417.12 Permanent land expropriation 223.52 Paddy field mu 112.80 19200 216.58 others mu 28.90 2400 6.94 Temporary land occupation 186.83 1 Land compensation fees 57.16 glebeone year mu 476.30 1200 57.16 Restoration project expense for land occupation in 2 construction 129.67 Compensation funds for land occupation in region mu of throwing away soil 460.20 2800 128.86 Compensation funds for land occupation in mu construction 16.10 500 0.81 Young crops mu 6.77 paddy mu 112.80 600 6.77 Glebe mu

187

12.97 House and attachment 12.00 house 24.00 400 0.96 Brick-concrete house m2 251.00 350 8.79 Brick-wood house m2 75.00 300 2.25 soil-wood house m2 0.97 Attachment 20 110 0.22 Toilet m 6 250 0.15

well 12.00 5% 0.60

others

5.68 infrastructure 2.59 Land for new building 1.35 19200 2.59 glebe mu 1.35 700 0.09 Level up the land mu 15 2000 3.00 Establishment(road, waer supply, power supply) 15 200 0.30 Convey 0.98 others 0.98 tree 205 17 0.35 dia.5cm 125 3 0.04 Dia.5 c m 65 90 0.59 fruiter 54 200 1.08

Subsidy for temporary resettlement 146.70 135.00 part five Infrastructure and attachment on the

ground 90 15000 135.00 traffic 1.20 bridge m 0.15 80000 1.20 telecom 10.50 optical fiber km 0.30 150000 4.50 cable 0.50 80000 4.00 35kv km 1 20000 2.00 10kv km

188

100kvA 46.04 584.83 3.00% 17.54 Part 8 Other expense 584.83 3.00% 17.54 Reconnaissance and design expense 438.13 0.50% 2.19 Implementation management expense 584.83 1.50% 8.77 Technique training expense 630.87 Surveillance, monitoring and assessment expense 630.87 10.00% 63.09 Total of Part 1 to Part 8 186.65 Part 9 Basic budgetary reserves 114.2 3920 44.77 Part 11 Relevant taxes and fees 113.5 12500 141.88 Farmland Reclamation Fees mu 880.61 Land use fax 438.13 Part 12 Static total investment 417.12

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) xie river A huaiyuan Part 1 Compensation for rural resettlement 388.93 Land compensation fees and resettlement subsidies 356.07 Permanent land expropriation 192.63 Paddy field mu 97.30 19200 186.82 others mu 24.20 2400 5.81 Temporary land occupation 157.60 1 Land compensation fees 55.46 glebeone year mu 327.50 1200 39.30 glebetwo year mu 44.90 3600 16.16 Restoration project expense for land 2 occupation in construction 102.14 Compensation funds for land occupation in

region of filling 44.90 4000 17.96 Compensation funds for land occupation in mu region of throwing away soil 294.80 2800 82.54 Compensation funds for land occupation in mu construction 32.70 500 1.64 Young crops mu 5.84 paddy mu 97.30 600 5.84 others 28.58 tree 26.83 dia.5cm 15784 17 26.83 tomb 35 500 1.75 Subsidy for temporary resettlement 214 200 4.28

189

part five Infrastructure and attachment on

the ground 7.40 traffic 5.00 ferry 2 25000 5.00 telecom 2.40 optical fiber km 0.30 80000 2.40 Part 8 Other expense 31.66 Reconnaissance and design expense 396.33 3.00% 11.89 Implementation management expense 396.33 3.00% 11.89 Technique training expense 388.93 0.50% 1.94 Surveillance, monitoring and assessment expense 396.33 1.50% 5.94 Total of Part 1 to Part 8 427.99 Part 9 Basic budgetary reserves 427.99 10.00% 42.80 Part 11 Relevant taxes and fees 159.77 Farmland Reclamation Fees mu 97.3 3920 38.14 Land use fax 97.3 12500 121.63 Part 12 Static total investment 630.56

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan)

xiehe

B guzhen

Part 1 Compensation for rural resettlement 1067.56 Land compensation fees and resettlement subsidies 1029.96 Permanent land expropriation 207.60 Paddy field mu 104.80 19200 201.22 other mu 26.60 2400 6.38 Temporary land occupation 816.07 1 Land compensation fees 361.79 glebeone year mu 449.90 1200 53.99 Paddy fieldone year mu 15.60 1200 1.87 glebetwo year mu 849.80 3600 305.93 Restoration project expense for land 2 mu occupation in construction 454.28 Compensation funds for land occupation in

region of filling 849.80 4000 339.92 Compensation funds for land occupation in mu region of throwing away soil 399.40 2800 111.83 Compensation funds for land occupation in mu construction 50.50 500 2.53 Young crops mu 6.29

190

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) paddy mu 104.80 600 6.29

House and attachment 16.07 house 15.27 Brick-concrete house m2 30.00 400 1.20 Brick-wood house m2 402.00 350 14.07 attachment 0.80 toilet 1 110 0.01

well 1 250 0.03

others 15.27 5% 0.76

infrastructure 2.32 Land for new building 1.27 glebe mu 0.66 19200 1.27 Level up the land mu 0.66 700 0.05 infrastructure 5 2000 1.00

Subsidy for displacing 5 200 0.10

others 10.97 tree 9.82 dia.5cm 5774 17 9.82 tomb 23 500 1.15

Subsidy for temporary resettlement 407 200 8.14

part five Infrastructure and attachment on the

ground 1.80 telecom 1.80 optical fiber km 0.15 80000 1.20

cable km 0.15 40000 0.60

Part 8 Other expense 85.54

191

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) Reconnaissance and design expense 1069.36 3.00% 32.08 Implementation management expense 1069.36 3.00% 32.08 Technique training expense 1067.56 0.50% 5.34 Surveillance, monitoring and assessment expense 1069.36 1.50% 16.04 Total of Part 1 to Part 8 1154.90 Part 9 Basic budgetary reserves 1154.90 10.00% 115.49 Part 11 Relevant taxes and fees 172.74 Farmland Reclamation Fees mu 105.5 3920 41.36 Land use fax 105.1 12500 131.38 Part 12 Static total investment 1443.13

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) xie river

C yongqiao Part 1 Compensation for rural

resettlement 1544.27 Land compensation fees and resettlement subsidies 1494.96 Permanent land expropriation 825.77 Paddy field 417.00 19200 800.64 other mu 104.70 2400 25.13 Temporary land occupation mu 644.17 1 Land compensation fees mu 200.92 glebeone year mu 1661.40 1200 199.37 Restoration project expense for land 2 mu occupation in construction 443.25 Compensation funds for land occupation mu in region of diging soil 4.30 4000 1.72 Compensation funds for land occupation

in region of throwing away soil 1558.50 2800 436.38 Compensation funds for land occupation mu in construction 102.90 500 5.15 Young crops mu 25.02

192

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) paddy mu 417.00 600 25.02 House and attachment 7.44 house 7.09 Brick-concrete house m2 125.00 350 4.38 soil-wood house m2 54.00 300 1.62 others m2 99.00 110 1.09 () Attachment 0.35 others 7.09 5% 0.35

infrastructure 0.97 Land for new building 0.94 glebe mu 0.49 19200 0.94 Level up the land mu 0.49 700 0.03 others 34.98 tree 27.58 dia.5cm 4771 17 8.11 Dia.5 c m 9689 3 2.91 fruiter 1840 90 16.56 tomb 148 500 7.40

Subsidy for temporary resettlement 296 200 5.92

part five Infrastructure and attachment

on the ground 13.90 televise 7.50

Transmission line km 2.50 30000 7.50

telecom 4.00 optical fiber km 0.50 80000 4.00 cable 2.40 10kv km 0.30 80000 2.40 Part 8 Other expense 124.59 Reconnaissance and design expense 1558.17 3.00% 46.75 Implementation management expense 1558.17 3.00% 46.75

193

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) Technique training expense 1544.27 0.50% 7.72 Surveillance, monitoring and assessment expense 1558.17 1.50% 23.37 Total of Part 1 to Part 8 1682.76 Part 9 Basic budgetary reserves 1682.76 10.00% 168.28 Part 11 Relevant taxes and fees 685.16 Farmland Reclamation Fees mu 417.5 3920 163.66 Land use fax 417.2 12500 521.50 Part 12 Static total investment 2536.20

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) xie river D quxi Part 1 Compensation for rural

resettlement 177.07 Land compensation fees and resettlement subsidies 176.91 Permanent land expropriation 92.26 Paddy field mu 96.10 9600 92.26 Temporary land occupation 84.65 1 Land compensation fees 27.96 glebeone year mu 218.30 1200 26.20 bottomlandone year mu 4.20 1200 0.50 bottomlandtwo year mu 3.50 3600 1.26 2 Temporary land occupation 56.69 Compensation funds for land occupation mu in region of throwing away soil 199.00 2800 55.72 Restoration project expense for land mu occupation in construction 19.30 500 0.97 Young crops 0.00

others 0.16 tree 0.16 dia.5cm 93 17 0.16

part five Infrastructure and attachment on

the ground 3.15

194

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) cable 3.15 10kv km 0.20 80000 1.60 380v km 0.30 35000 1.05 20kvA 1 5000 0.50

Part 8 Other expense 14.41 Reconnaissance and design expense 180.22 3.00% 5.41 Implementation management expense 180.22 3.00% 5.41 Technique training expense 177.07 0.50% 0.89 Surveillance, monitoring and assessment expense 180.22 1.50% 2.70 Total of Part 1 to Part 8 194.63 Part 9 Basic budgetary reserves 194.63 10.00% 19.46 Part 11 Relevant taxes and fees 0.00 Farmland Reclamation Fees mu 214.09 Land use fax 177.07 Part 12 Static total investment 176.91

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item

Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan)

(1) (2) (3) (4) (5) (6)

tuo river

A yongqiao Part 1 Compensation for rural

resettlement 72.48 Land compensation fees and resettlement subsidies 72.48 Permanent land expropriation 0.00 Temporary land occupation 72.48 1 Land compensation fees 23.48 glebeone year mu 195.70 1200 23.48 Restoration project expense for land 2 occupation in construction 49.00 Compensation funds for land occupation mu in region of throwing away soil 170.50 2800 47.74 Compensation funds for land occupation mu in construction 25.20 500 1.26

Part 8 Other expense 5.79

195

Table Summary of Investment in Compensation of Land Expropriation and Demolition in item Total Unit price No. Names of projects or Costs unit Quantity (ten thousand (Yuan) Yuan) Reconnaissance and design expense 72.48 3.00% 2.17 Implementation management expense 72.48 3.00% 2.17 Technique training expense 72.48 0.50% 0.36 Surveillance, monitoring and assessment expense 72.48 1.50% 1.09 Total of Part 1 to Part 8 78.27 Part 9 Basic budgetary reserves 78.27 10.00% 7.83 Part 11 Relevant taxes and fees 0.00 Farmland Reclamation Fees mu 86.10 Land use fax 72.48 Part 12 Static total investment 72.48

196

197