RP577

THE PEOPLE’S REPUBLIC OF

Public Disclosure Authorized MUNICIPALITY THE WORLD BANK

BENGBU INTEGRATED ENVIRONMENT Public Disclosure Authorized IMPROVEMENT PROJECT

CONSOLIDATED RESETTLEMENT ACTION PLAN

Public Disclosure Authorized

HEFEI MUNICIPAL ENGINEERING DESIGN INSTITUTE CO. LTD. Public Disclosure Authorized JULY 16, 2007

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Signatory Page

Director Yin Xin

Director In-Charge: Cheng Guobao

Project In-Charge: Cheng Junfeng

Examined and Approved by: Cheng Guobao

Verified by: Cheng Junfeng

Checked by: Huang Dandan

Compiled By: Wei Li, Cheng Junfeng, Chen Jun

Participants: Fang Xiyi, Shi Lei, Wang Xiaochen

Wang Kun, Yao Hao, Chengdong

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List of Contents

Executive Summary ...... 1

1 Profile...... 16

1.1 Objectives of project construction...... 16

1.2 Project components...... 16

1.3 Project preparation and progress of resettlement action plan ...... 20

1.4 Measures for reducing resettlement ...... 20

1.5 Identification of projects of due diligence...... 22

2 Project Impacts...... 23

2.1 Investigation of project impacts...... 23

2.2 Range of project impacts ...... 29

2.3 Project impacts...... 33

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3 Socio-Economic Profiles of the Project Area...... 55

4 Legal Framework and Policies ...... 63

4.1 Policy framework...... 63

4.2 Main principles ...... 68

4.3 Overviews of project policies ...... 68 1Ã 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN

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5 Compensation Standards...... 73

5.1 Compensation standards for acquisition of rural collectively-owned land 73

5.2 Compensation standards for permanent occupation of state-owned land 76

5.3 Compensation standards for temporary occupation of collective land.76

5.4 Demolition of residential houses...... 76

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5.5 Compensation standards for demolition of non-residential houses. .... 84

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5.6 Compensation standards for un-registered houses...... 89

5.7 Compensation standards for infrastructure and ground attachments affected by the project...... 93

6 Plan for Production and Living Rehabilitation ...... 94

6.1 Resettlement for permanent land acquisition...... 94

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6.2 Recovery of the temporarily occupied land ...... 100

6.3 Compensation and resettlement of residential houses ...... 101

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6.4 Compensation and resettlement of non-residential houses...... 106

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6.5 Rehabilitation plan for affected vulnerable groups...... 107

6.6 Rehabilitation plan for un-registered houses ...... 108

6.7 Affected infrastructure and land attachments...... 108

7 Institutional Organization and Implementation Progress ...... 109

7.1 Institutional structure...... 109

7.2 Implementation progress...... 112

8 Budget and Funds Sources ...... 117

8.1 Budget ...... 117

8.2 Annual investment plan...... 120

8.3 Funds sources and payment...... 120

9 Public Participation, Consultation & Channels for Complains and Grievance 124

9.1 Public participation ...... 124

9.2 Channels for complaints grievances ...... 131

10 Schedule of Monitoring & Evaluation...... 132

11 Entitlement Matrix ...... 135

Appendix 1: Information Notes on Resettlement Non-Involvement of Tianhe River Flood Control Subproject and Longzihu Lake Flood Control Environment Improvement Subproject ...... 145

Appendix 2: Reviews of Land Acquisition and Resettlement for Subproject...... 151

Appendix 3: Resettlement Policy Framework ...... 1

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List of Tables

Table 1-1 Summary of Project Construction Components and Major Resettlement Impacts ...... 17

Table 1-2 Project Preparation and Progress of Resettlement Action Plan ...... 20

Table 1-3 Measures for Reducing Resettlement Impacts by Project ...... 21

Table 2-1 Arrangement of Project In-Kind Indicators Survey...... 27

Table 2-2 Summary of Impacted Villages of the Project ...... 31

Table 2-3 Summary of Population Affected by the Project ...... 34

Table 2-4 Summary of Permanent Acquisition of Collective Land...... 37

Table 2-5 Summary of Temporary Occupation of Collective Land ...... 38

Table 2-6 Summary of State-Owned Land Affected by the Project...... 39

Table 2-7 Summary of Demolition of Rural Residential Houses by the Project...... 41

Table 2-8 Summary of Demolition of Urban Residential Houses by the Project...... 43

Table 2-9 Summary of Demolition of Enterprise by the Project...... 45

Table 2-10 Summary of Demolition of Stores by the Project ...... 47

Table 2-11 Summary of Demolition of Un-registered Houses by the Project...... 49

Table 2-12 Summary of Vulnerable Groups Affected by the Project ...... 51

Table 2-13 Summary of Ground Attachments Affected by the Project ...... 53

Table 3-1 Major Economic Indicators of City / Counties Affected by the Project ...... 59

Table 4-1 Summary of Applicable Policy for the Project ...... 64

Table 5-1 AAOV Standards for Land Acquisition Compensation ...... 73

Table 5-2 Compensation Times and Standards for Acquisition of Collective Land in Bengbu City and Counties...... 74

Table 5-3 Summary of Taxes and Charges for Lang Acquisition...... 75

Table 5-4 Summary of Compensation of Temporary Occupation of Rural Collective Land ...... 76

Table 5-5 Compensation Standards for Demolition of Urban Residential Houses ...... 79

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Table 5-6 Compensation Standards for Demolition of Rural Residential Houses...... 83

Table 5-7 Compensation Standards for Demolition of Enterprise ...... 85

Table 5-8 Compensation Standards for Demolition of Stores...... 87

Table 5-9 Compensation Standards for Un-registered Houses ...... 91

Table 6-1 Analysis of Land Acquisition Impacts ...... 95

Table 6-2 Survey Summary of the Resettlement Willingness of APs ...... 103

Table 7-1 Institutional Organization and Responsibilities of Regarding Resettlement . 110

Table 7-2 Correlation Between Land Acquisition and Construction of All Subprojects ... 113

Table 7-3 Schedule of Land Acquisition and Activities of All Subprojects...... 115

Table 8-1 Budget for Compensation and Resettlement of the Project...... 118

Table 8-2 Annual Funds Utilization Plan ...... 120

Table 8-3 Summary of Sources of Funds for Resettlement...... 123

Table 9-1 Public Participation ...... 125

Table 9-2 Publicity of Policies ...... 129

Table 10-1 Schedule of Monitoring, Evaluation and Reporting...... 133

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Brief Introduction

In order to expedite the process of improving the urban environment and relieve the financial tense, Bengbu City proposes a package project to apply for a loan of USD 100 million from the World Bank to construct the Bengbu Integrated Environment Project (BIEIP) that covers the components of urban flood control, environmental treatment and environmental upgrading. The 3URMHFW 3URSRVDOV IRU %HQJEX ,QWHJUDWHG (QYLURQPHQW 3URMHFWRI:RUOG%DQN/RDQwas approved by Development and Reform Commission via Ref. No. [2006] 229.

The BIEIP has eight subprojects that can be classified into three categories, respectively (i) Bengbu water resources integrated management, including: Longzihu Lake flood control environment improvement subproject, Tianhe River flood control subproject; (ii) Urban environment and infrastructure improvement, including: Urban water-logging control subproject, Huaishang flood control and urban environment infrastructure upgrading subproject, Xijiagou flood management and environment upgrading subproject; (iii) Environment and infrastructure improvement in three counties, including , Wuhe County and Huanyuan County. The Executive Agency (EA) of the project is Bengbu World Bank Loan Project Management Office (BPMO). Correspondingly, the implementing agencies (IAs) are respectively (i) Bengbu Water Resources Bureau, Bengbu Construction Commission, Bengbu High & New-Tech Investment Group, Longzihu District Government, Government; (ii) Construction Bureau, Environmental Protection Bureau and Water Resources Bureau of Guzhen County; (iii) Chengguan Town, Water Resources Bureau and Construction Bureau of Huanyuan County and PMO and Environmental Protection Bureau of Wuhe County.

According to the feasibility study reports of all subprojects, the total estimated cost of BIEIP is RMB 1880 million (including RMB 276 million of resettlement cost, accounting for 14.7% of the total investment). The project will be started in 2008 and completed in five years.

Based on the results of identification of project impacts, Longzihu Lake flood control environment improvement subproject and Tianhe River flood control subproject will not involve land acquisition and resettlement. As for other subprojects, BPMO and the relevant IAs have entrusted Municipal Engineering Design Institute Co. Ltd. to prepare the 5HVHWWOHPHQW $FWLRQ 3ODQ (RAP) according to the guidelines of the World Bank. At the same time, according to Operational Policies for Involuntary Resettlement (OP4.12) of the World Bank, the BPMO has worked out the 5HVHWWOHPHQW 3ROLF\ )UDPHZRUN and the relevant principles that may guide the unexpected resettlement activities caused by the project construction. Resettlement Impacts

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In the stages of project planning and design, many possible considerations have been, through scheme optimization, given on how to mitigate the negative impacts of the project on the local social economy. For example, when land acquisition is inevitable, the priorities are given to the use of barren land, wasteland and state-owned land instead of farmland. When demolition cannot be avoided, the volume of demolition is minimized. These have become the critical factors for scheme optimization.

The types of impacts of BIEIP mainly include: (i) impacts of losses caused by land acquisition / occupation; (ii) impacts of demolition of residential houses and land attachments; (iii) impacts of demolition of non-residential houses (mainly of enterprise and stores); and (iv) land attached facilities.

The land acquisition and resettlement of the project involve 8 towns with 40 villages of Bengbu city, Huaiyuan county, Guzhen county and Wuhe county, totally affecting 11621 people, among them: (i) 2399 households with 9806 people are impacted by permanent acquisition of the collective land, accounting for 85.1% of the total impacted populace; (ii) 77 households with 267 people are impacted by demolition of urban residential houses, accounting for 2.3%; (iii) 335 households with 1350 people are impacted by demolition of rural residential houses, accounting for 11.7%; and (iv) 1 enterprise with 63 persons and 10 stores with 45 persons are also impacted, respectively accounting for 0.5% and 0.4%. Among the impacted people, 13 households with 27 persons belong to vulnerable groups, accounting for 0.23% of the total population.

The acquisition of collective land by BIEIP involves Bengbu city, Guzhen county, Wuhe country and Huaiyuan county, totally 3735.8mu on permanent basis, including: 3010.7mu of paddy land, accounting for 82.8%; 499.5mu dry land, accounting for 13.7%; 112.8mu of forestland, accounting for 3.1%; 12.8mu of house site, accounting for 0.4%.

Most of the construction and material stacking are placed within the construction alignments or on the state-owned roads or greenbelts, and thus the impacts caused by temporary land occupation are little. The project will occupy 140.8mu of collective land on temporary basis, totally paddy fields of the High & New-Tech Zone of Bengbu city and Guzhen county. In addition, the project will permanently occupy 267.0mu of state-owned lands that are assigned free of charges.

Demolition of residential houses as necessitated by the BIEIP includes those in rural and urban areas, totally 71407.6 and with the New & High-Tech Zone and Guzhen county involved. In terms of figures, the project will: (i) demolish a total area of 66474.4 of rural residential houses, covering 63633.0 brick-concrete structure (95.7% of total rural residential area)2465.7 of brick-wood structure (3.7%), 81.8 of earth-wood structure (0.1%) and 293.9 of simple structure (0.5%), impacting 345 households with 1340 persons; (ii) demolish a total area of 4933.2 of urban residential houses, covering 1963.3 brick-concrete structure (39.8.7% of total urban residential area)2853.1 of

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The demolition of BIEIP will also include enterprise and stores, totaling 5247.4, with enterprise of Guzhen county and stores of the New & High-Tech Zone of Bengbu city and Huaiyuan county involved. Among them, enterprise demolition area is 2829, including 1004m² of brick-concrete structure (accounting for 36.6% of the total demolition area of the enterprise), 1825m² of brick-wood structure (accounting for 64.5% of the total demolition area of the enterprise), affecting one enterprise with a total populace of 63 persons. Store demolition area is 2418.4m², including 2214.7m² of brick-concrete structure (accounting for 91.6% of the total store demolition area), 203.7m² of brick- wood structure (accounting for 8.4% of the total store demolition area), affecting 10 stores with a total populace of 45 persons.

The project will demolish 4452.7m² of unregistered houses (accounting for 5.5% of the total demolition area of the project), including 3914.1m² of rural houses (accounting for 87.9% of the total unregistered houses), 430.0m² of urban houses (accounting for 9.7% of total unregistered houses), and 108.6m² of stores (accounting for 2.4% of unregistered houses).

In addition, the project will impact totally 14 types of land attachments and public facilities, mainly including concrete floor, trees, fence wall and well etc. Resettlement Policy and Standards

The policy for the land acquisition, house demolition and resettlement of BIEIP shall be formulated pursuant to the relevant laws and regulations of the People’s Republic of China, An’hui Province, Bengbu City and the local governments, as well as the 2SHUDWLRQDO 3ROLFLHV IRU ,QYROXQWDU\ 5HVHWWOHPHQW (OP4.12) of the World Bank. During implementation, any changes to such relevant policies shall be approved by the World Bank in advance.

The objectives of the resettlement policy of the BIEIP are to utmost avoid the negative impacts brought by the land acquisition and house demolition. The properties of those people receiving negative impacts shall be compensated at the replacement costs. They will be provided with sufficient chances in restoring or surpassing their previous living standards. In this connection, the main principles are: (i) To minimize the negative impacts of the project on the APs through adopting effective measures. (ii) The compensation and resettlement gained by the APs shall at least enable them to maintain the same living standards as “without project” or even better; (iii) to consult with the APs, enabling them to have the chances in fully participating in the planning and implementation of the resettlement plan. (iv) All affected properties will be compensated as per replacement costs. (v) The APs with unregistered structures and expired temporary structures will be compensated or assisted. (vi) To build before demolition at utmost in

à 3 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN that the APs will get the full amount of compensation before land acquisition and demolition, i.e. payment of compensation, or provision of resettlement sites and allowances should be made prior to the acquisition of land and relevant properties. (vii) The Borrower shall be responsible for mobilize the compensation costs as necessary for resettlement, including the contingency costs for resettlement. (viii) To identify eligibility of the APs. The cut-off date for eligibility identification of APs should be date of issuing the announcement of land acquisition and demolition. After this date, the APs shall not be allowed to construct, expand or renovate the houses, nor to change the purposes of houses and land, to sell and lease out the land and houses. Any persons who come to the affected area shall not be eligible for compensation as the APs. (ix) Compensation for the demolished houses shall be made according to the evaluated prices. If the evaluated prices are lower than the prices specified in the RAP, the prices in the RAP can be adopted.

Land acquisition of the project will cover Bengbu city, Guzhen county, Wuhe county and Huaiyuan county. The principles, standards, procedures and monitoring mechanism of the project related to land acquisition and resettlement shall be formulated according to /DQG $GPLQLVWUDWLRQ /DZ RI WKH 3HRSOH¶V 5HSXEOLF RI &KLQD 'HFLVLRQ RI WKH 6WDWH &RXQFLO RQ 'HHSHQLQJ 5HIRUP DQG 6WULFWO\ (QIRUFLQJ /DQG $GPLQLVWUDWLRQ (Ref. No. GF[2004] 28), *XLGHOLQHVIRU6WUHQJWKHQLQJ/DQG$FTXLVLWLRQ&RPSHQVDWLRQDQG5HORFDWLRQ6\VWHP (Ref. No.GTZF[2004]238), 5HJXODWLRQVRQ/DQG$FTXLVLWLRQ&RPSHQVDWLRQDQG5HVHWWOHPHQWIRU /DUJH DQG 0HGLXP :DWHU 5HVRXUFHV DQG +\GURHOHFWULF &RQVWUXFWLRQ 3URMHFWV (No.471 Decree of the State Council), 3URYLVLRQV RI $Q¶KXL 3URYLQFH RQ ,PSOHPHQWLQJ /DQG $GPLQLVWUDWLRQ /DZ RI WKH 3HRSOH¶V 5HSXEOLF RI &KLQD revised), as well as relevant regulations of cities and counties concerned. (1) Land requisitioned shall be compensated for on the basis of its original purpose of use. Compensation for requisitioned cultivated land shall include compensation for land, resettlement subsidies and attachments and young crops on the requisitioned land. As for land compensation and resettlement subsidies for acquisition of cultivated land, the urban area of Bengbu city shall adopts 23 times of the annual average output value (AAOV), while Guzhen county, Wuhe county and Huaiyuan county shall adopt 16 times of AAOV. As for the AAOV of cultivated land, Bengbu city and Huaiyuan county shall adopt RMB1200/mu, Guzhen county RMB1161/mu and Wuhe county RMB1000/mu. The compensation for the land attachments and for the young crops shall belong to the owners. (2) The land compensation and resettlement subsidies shall be paid to the affected villagers’ committee or APs, being used in (i) increasing the area of cultivated land, if possible; (ii) improve agriculture through upgrading the irrigation and working methods etc.; (iii) develop non-agricultural incomes based on the existing activities; and (iv) serve as social security or endowment insurance for the displaced farmers.

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This project belongs to the public services, and so the state-owned land shall be obtained through land assignment. In case there involves state-owned agricultural land and resettlement, the policy thereof shall refer to those for requisitioning rural collective land.

Temporary occupation of rural collective land involves New & High-Tech Zone of Bengbu city and Guzhen county. The compensation for temporary land occupation shall be made according to the duration and losses incurred, including crops compensation and land restoration expenses. The duration of occupation shall be maximally two years. After occupation, who will recover the occupied land shall be determined jointly by the representatives of the APs, village collective organization and the IAs. The compensation standards for temporary land occupation shall be: (1) In New & High-Tech Zone of Bengbu city, RMB600/mu each season for cultivated land, RMB 1000/mu for restoration expenses, RMB 600/mu for fertility loss; (2) In Guzhen county, RMB 500/mu each season for cultivated land, RMB 2000/mu for restoration expenses, RMB1000/mu for fertility loss compensation.

Demolition of rural residential houses involves the New & High-Tech Zone and Huaishang District of Bengbu city, Guzhen county. The displaced people can get the compensations made according to the structures of the houses to be demolished. At the same time, they will also get moving allowances and the in-advance moving rewards. There are three means of resettlement, respectively monetary compensation, exchange of property rights and self-rebuilding with self-demolition. (1) As for those choosing monetary compensation, the amount of compensation shall be determined according to the legal floorage area and at the replacement costs of different structures. (2) As for those choosing exchange of property rights, the demolition unit shall compute the compensation based on the legal floorage area and at the replacement costs, build the resettlement area according to the unified planning and provide with the houses as exchange for the displaced people. In this case, the prices of the houses for resettlement shall be determined by the pricing administrative department. (3) As for those choosing self- rebuilding with self-demolition, the compensation shall be made according to the replacement costs of the demolished houses, and the displaced people may choose the house sites for to rebuild, provided that they are conforming to the planning. The house sites shall be arranged by the villagers’ committee in a planned and unified way, and the necessary expenses thereof shall be debited from the compensation for house sites. The area of house site of self-building shall be limited to 160m² each household. The compensation standards for demolition of rural houses are: (1) The New & High-Tech Zone of Bengbu city, (i) house compensation rate: RMB 400/m² for brick-concrete structure; RMB 350/m² for brick-wood structure; (ii) other compensations: moving subsidies RMB 1500/household; in-advance moving award RMB 3000/household. (2) Huaishang District, (i) house compensation rate: RMB 400/m² for brick-concrete structure; RMB 350/m² for brick-wood structure; (ii) other compensation will also include moving subsidies and in-advance moving award. (3) Guzhen county, house compensation à 5 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN rate: RMB 400/m² for brick-concrete structure; RMB 280/m² for brick-wood structure; moving subsidies RMB 1500/household.

The compensation standards for demolishing urban residential houses, enterprise and institution, as well as stores shall be determined according to $GPLQLVWUDWLYH5HJXODWLRQV IRU 8UEDQ %XLOGLQJ 'HPROLWLRQ DQG 5HORFDWLRQ (Decree No.305 of the State Council) 3URYLVLRQVRI$QKXL3URYLQFHRQ0DQDJHPHQWRI8UEDQ%XLOGLQJ'HPROLWLRQDQG5HORFDWLRQ (Decree No.153 of the People’s Government of Anhui Province)3URYLVLRQVRI%HQJEX&LW\ RQ0DQDJHPHQWRI8UEDQ%XLOGLQJ'HPROLWLRQDQG5HORFDWLRQ, as well as relevant policies of the cities and counties concerned.

Demolition of residential houses of the project involves urban area of Bengbu city, Huaiyuan county and Guzhen county. The dislocated people will get house demolition compensation, moving subsidies, in-advance moving award and subsidies for temporary relocation. Compensation for the demolition of urban residential houses shall be made at the replacement costs appraised by eligible qualified real estate appraisal organization in for forms of monetary compensation or exchange of property rights. The dislocated people shall have the rights to choose the form of compensation as in the follows. (1) Monetary compensation. The amount of monetary compensation shall be decided based on the evaluated price in the real estate market. In case the evaluated price thereof is lower than that specified in the RAP, the latter shall prevail; or, the dislocated people may negotiate a mutually-agreed amount of compensation with the demolition unit based on the base price announced by the government. (2) Exchange of property rights. In this case, the dislocated people and the demolition unit may, through referring to the method of monetary compensation, determine the compensation amount of the demolished houses and the price of relocating houses for accounting the price differences. The demolition unit should resettle the dislocated people or the tenants within the specified transition period (maximally 18 months). (3) The vulnerable groups shall enjoy the preferential policies. The compensation standards for demolition of urban residential houses are: (1) The New & High-Tech Zone of Bengbu city, (i) house compensation rate: RMB 2000/m² for brick-concrete structure; RMB 1800/m² for brick-wood structure; (ii) other compensations: moving subsidies RMB 10/m²; in-advance moving award RMB 3000/household; subsidies for temporary resettlement as per 0.5% of the house monetary compensation. (2) Huaiyuan county, (i) house compensation rate: RMB 2000/m² for brick- concrete structure; RMB 1900/m² for brick-wood structure; (ii) other compensation: moving subsidies RMB 10/m², in-advance moving award RMB 3000/household; subsidies for temporary resettlement as per 0.5% of the house monetary compensation. (3) Guzhen county, (i) house compensation rate: RMB 900/m² for brick-concrete structure; RMB 900/m² for brick-wood structure; (ii) other compensation: moving subsidies RMB 10/m², in-advance moving award RMB 3000/household; subsidies for temporary resettlement as per 0.5% of the house monetary compensation.

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Demolition of enterprise by the project will only involve Guzhen county, while demolition of stores will involve the New & High-Tech Zone of Bengbu city and Huaiyuan county. The compensation for demolition of non-residential houses (enterprise, stores etc.) by the project shall include house compensation and business suspension subsidies. The demolition of non-residential houses by the project shall be compensated according to the replacement cost appraised by eligible qualified real estate appraisal organization. The amount of monetary compensation shall be determined according to the base price announced by the government at the time of issuing the demolition license by giving considerations to the factors of location, structure, floorage area, stories and decoration etc. The real estate appraisal organization should listen to the comments of the dislocated people before starting the appraisal. On this basis, the compensation prices for the demolished houses shall be negotiated. Like demolition of urban residential houses, demolition of non-residential houses shall also adopt the methods of monetary compensation and exchange of property rights. As for demolition of enterprise’s houses, the compensation standards shall be: (i) House compensation: RMB 400/m² for brick- concrete structure; RMB 280/m² for brick-wood structure. (ii) Other compensation: RMB 10/m² of moving subsidies; 0.4% of the total house compensation each month as the business suspension subsidies. As for demolition of stores, the compensation standards shall be, in the New & High-Tech Zone of Bengbu city, (i) house compensation rate: RMB 770/m² for brick-concrete structure; RMB 630/m² for brick-wood structure; (ii) other compensation: RMB 10/m² of moving subsidies; 0.6% of house compensation each month as business suspension subsidies.

In BIEIP, the houses of no legal registration to be demolished are not the main living houses of the APs. The compensation for these houses shall be made at the construction costs, respectively: (i) RMB 350-500/m² for urban houses and stores; (ii) RMB 80-100/m² for rural houses.

All the special facilities affected by the project will be re-constructed as per the requirements. The IAs will make compensation according to the amount mutually agreed by the administrative departments of these facilities, or include such amount in the project budget. The reconstruction shall be conducted according to the original function, scope and standards. The compensation for demolition of the land attachments shall be paid directly to the owners.

The objectives of resettlement of this project are: (i) ensure that all APs can get full amount of compensation and be reasonably resettled and restored.; (ii) the APs can share the benefits brought by the construction of the project; (iii) the APs may receive assistance in settling their temporary difficulties; (iv) the incomes and livelihood of the APs and the productive and profit-making capacity of enterprises can be restores to or even better than the previous levels before the project. Income Restoration and House Reconstruction

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As for acquisition of the land contracted by farmer households, the survey shows that, on one hand, the contracting period of 30 years remains unchanged in China; on the other hand, a majority of collective organizations do not have optional lands for re-distribution. As such, in the views of village cadres and villagers, it would be impossible to re-distribute the lands to those farmers with their lands requisitioned. In addition, in this project, except for very few farmer households, the area of the requisitioned land is limited. Even with compensation of equal area of land, the farmers would not accept the remote small discarded land. Therefore, almost every APs are willing to accept the monetary compensation for land acquisition. This method is simple and easily operative. The farmers may freely use the compensation to restore production and living. On the basis of the degree of impacts by land acquisition of the project, accessibility of the surplus land resources and the willingness of the APs, upon full consultation with the villager’s committee and individuals during socio-economic survey, a number of economic rehabilitation plans have been worked out. As for measures for income restoration, there are three schemes. (1) The amount of compensation shall be calculated based on the compensation standards and the area of the requisitioned farmland and be directly paid to the APs. In this case, the affected household can use this amount to undertake other agricultural or non-agricultural activities, such as growing economic crops or engaging in other sideline business. (2) The rural households who satisfy the requirements on “transferring agricultural to non-agricultural household status” will be covered by the urban community administration. They can participate in the endowment insurance for the displaced farmers.

In addition, in the whole process of production rehabilitation, the resettlement implementation organizations will provide with the utmost help and assistance to the APs, including the measures of: (i) The APs will have the priority in getting jobs from the project construction, hence will increase their cash incomes. (ii) The APs will have the priority in participating in labor transfer within the project area. (iii) As for the APs, the project has designed a series of activities of technical consultation and training, covering the aspects of agricultural technical training for economic crops and non-agricultural knowledge training etc. In this connection, concerned technical professionals of the agricultural and labor protection departments will be invited to the relocated area to provide with trainings concerning about agricultural cultivation. In this way, the each affected household will receive at least one time of agricultural technical training and non- agricultural technical training. These measures can help increase the quality and productivity of crops, increase the economic incomes of the APs and restore the livelihood of the APs.

As for acquisition of the collective land (without being contracted out), the compensation shall be retained in the collective organization as the special funds to be used in infrastructure and public good services, such as construction of farmland irrigation facilities, roads and subsidies to the solitary elderly. Ã 8 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN

As for the restoration of the temporarily-occupied collective land, upon extensive consultation with the farmers, the restoration can be conducted by the collective, farmer household or the IAs. Who will recover the occupied land shall be determined jointly by the representatives of the APs, village collective organization and the IAs. As a fact, the compensation for the temporary occupation of the rural collective land will be higher than the actual losses incurred to the cultivation, and thus the living of the villagers will not be affected by the temporary land occupation. The principles for restoration of temporarily occupied land are: (1) The affected farmer’s households shall have the priority. Such will help the APs get job opportunities and increase the family incomes. It will also ensure the quality of restoration. If the affected households and the village collective are unwilling to undertake the restoration, the restoration shall be organized by the IAs. (2) The acceptance inspection for the restored temporarily-occupied land shall be conducted jointly the collective organization and the representatives of APs according to the standards as stipulated herein: (i) Surface earth should be protected under strict measures to avoid un-restorable occasion. (ii) When cutting, the surface earth (30-50cm in thickness recommended) should be stacked aside separately, for which, necessary measures for avoiding soil erosion should be provided. (iii) After construction, in order to minimize the negative impacts on soil quality, it is to back-fill the bottom earth, then evenly cover with the surface earth and level the site. (iv) The hardened land during the construction should be ploughed loose immediately after the completion. Reonstruction of urban residential houses and rehabilitation

Demolition of urban houses of the project involves the subproject in the urban area of Bengbu city and the subproject in Huaiyuan county and Guzhen county. The total demolition area of the project will be 4933.2m², affecting 77 households with 267 people. The compensation shall be made according to the replacement price evaluated by the qualified appraisal organization that is selected by the APs. The price evaluation shall be made according to the factors such as location, house structure, purpose, story and direction etc. The means for resettlement have two options, respectively monetary compensation and exchange of property rights. Those choosing monetary compensation may buy commercial houses or second-handed houses according to their willingness. In addition to the rights of choosing resettlement means, the dislocated people may also freely choose the place of relocation and size of houses etc.

¾In the urban area of Bengbu city, the compensation standard is RMB 1800- 2000/m². As per the average price in the current real estate market of Bengbu city (RMB 1800/m²), the dislocated people can buy the commercial houses or second-handed houses1 of the same structure and same location with the compensation amount. As for the un-registered houses, the compensation shall

 The age of the second-handed house is less than that of the house to be demolished. Ã

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be made according to the costs prices (RMB 500/m² for brick-concrete structure; RMB 350/m² of brick-timbre structure). In this case, the displaced people shall be provided with permanent low-rent houses (RMB5/m², 6m² each person). If these people buy second-handed houses, they will be exempted from the transaction service charge. ¾In the suprject in Huaiyuan county, the compensation standard RMB 1900- 2000/m². As per the average price in the current real estate market therein (RMB 1500/m²), the dislocated people can buy the commercial houses or second-handed houses of the same structure and same location with the compensation amount. ¾In the subproject of Guzhen county, the compensation standard is RMB 900/m². The resettlement shall be made based on the demolished residential area and according to the principle of exchange of property rights. The amount of compensation shall be computed as per the base prices (RMB 840/m² for class- I; RMB 720 for class-II). Reonstruction of rural residential houses and rehabilitation

In BIEIP, demolitions of rural residential houses mainly occur in urban water-logging control subproject of Bengbu city, Huaishang District subcontract and Guzhen county subproject. The project will demolish rural residential houses a total area of 66474.41, affecting 345 households with 1340 people. There are three means of resettlement, respectively monetary compensation, exchange of property rights and self-rebuilding with self-demolition. The vulnerable groups of this project are included in the people affected by demolition of rural residential houses. As for the small-type house or the vulnerable groups, the resettlement shall be made as per “exchanging houses”, for which, no price differences shall be paid. These APs will be exchanged with the houses of the same area. The specially-poor households shall be resettled with low-rent houses and be given subsidies (RMB 5/m², 6m² each person ).

¾In the subproject in the New & High-Tech Zone, the residential houses of the farmers are located within the planned area of the city, i.e. “village within the city”. In addition to the monetary compensation made at replacement price (RMB 400/m² for brick-concrete structure; RMB 350 for brick-wood structure), these farmers can also get the compensation for the house sites. As for those choosing “exchange of property rights” for resettlement, according to the floorage area of the previous house, one household can get a house of maximum 160m² (the construction standards are identical to those in the urban commercial houses, and most of them can satisfy). As for those with floorage area less than 160m², the area for exchange shall be computed as per the actual area. All these shall be treated as exchange of houses without compensation, for which, the property rights certificates shall be issued. In case that the area of the previous house exceeds 160m², as for the excessive part, Ã10 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN

an additional compensation of RMB 660/m² (RMB 400/m² for house, RMB 260/m² as award) shall be paid if such excessive part is within 32m² (1.2 floor area ratio); those exceeding 32m² shall be compensated at RMB 400/m². Other simple structures, such as pig pen, kitchen, rural dry toilet and seedlings will be all compensated. ¾In Huaishang District subproject, in addition to the monetary compensation made at replacement price (RMB 400/m² for brick-concrete structure; RMB 350 for brick-wood structure), these farmers can also get the compensation for the house sites. As for those choosing “exchange of property rights”, the prices of resettlement houses within the range of land acquisition shall be computed as per the preferential price (RMB 540/m²), cost price (RMB 760/m²) and market evaluated price (RMB 1030/m²). On average, each person can enjoy 25m² of resettling area, and the total resettling area of one household shall be limited to an area of 192m². (i) In case that the demolished registered area is larger than the eligible area to be resettled, the eligible area to be resettled shall be computed as per the preferential price; If within demolished registered area but exceeding the eligible area to be resettled, the exceeded part shall be computed as per the cost price; If exceeding both the demolished registered area and the eligible area to be resettled, the exceeded part shall be computed as per the market evaluated price. (ii) In case that the demolished registered area is less than the area to be resettled, the area within the registered area shall be computed as per the preferential price; the area exceeding the registered area but less than the eligible area to be resettled shall be computed as per the cost price; the area exceeding both the registered area and the eligible area to be resettled shall be computed as per the market evaluated price. ¾In Guzhen county subproject, in addition to the monetary compensation made at replacement price (RMB 400/m² for brick-concrete structure; RMB 280 for brick- wood structure), these dislocated people can also get the compensation for the house sites. Those choosing migratory resettlement may choose house sites to construct their house but subject to the planning. The house sites shall be arranged by the villagers’ committee in a planned and unified way, and the necessary expenses thereof shall be debited from the compensation for house sites. The area of house site of self-building shall be limited to 160m² each household. Rehabilitation of enterprise

In BIEIP, only Guzhen subproject has demolition of enterprise, affecting only one enterprise and demolishing a total area of 2829m², covering 63 people. There are two optional compensations for demolition of enterprise, respectively monetary compensation and migratory resettlement. The compensation shall include moving subsidies, living and house-renting subsidies for the workers during the period of business suspension,

Ã11 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN replacement costs for the equipments that cannot be restored for usage etc. After discussion, the enterprise shall be provided with land for migratory resettlement. As for the workers of the enterprises, during the period of production suspension, their salaries and incomes will not be affected. After re-establishment, the workers can go back to the enterprise. Rehabilitation of stores

Demolition of stores mainly occur in urban water-logging control subproject and Huaiyuan county subproject. The project will demolish 10 stores totaling 2527m², affecting 45 persons. Since these stores will be demolished, the affected people may, at their will, choose the monetary compensation or exchange of property rights for compensation. Those choosing monetary compensation can buy houses to continue their business, while the tenants will have the priority in renting. Those choosing “exchange of property rights” may get stores in “Shanxiang Community” in the New & High-Tech Zone where every affected store and person can be resettled. Vulnerable Groups

As for the vulnerable groups, all the IAs will provide with occupational training and various employment information for them to increase their opportunities of getting jobs. During construction period, the children in the vulnerable families shall enjoy the priority in getting the jobs that do not require high skills. The especially-poor displaced people can get the low-rent housing provided by the government. As for those of average per-capita living area of less than 6m², the government will subsidy RMB 5/m². Unregistered houses

Demolition of the unregistered houses shall be compensated by the project. According to the survey, most of the unregistered houses are built aside the registered houses. Demolition of these unregistered housed will not bring about serious negative impacts on the APs. The demolition of the un-registered houses shall be compensated as per the cost price payable to the owners. Affected infrastructure and land attachments

After compensating the affected infrastructure and land attachments, the reconstruction shall be conducted by the owners. The restoration measures for the demolished facilities shall be well planned ahead, and the implementation should be safe, effective, timely and accurate, and minimize the negative impacts on the people nearby. As for the affected public facilities, the demolition unit should strictly following the construction drawing and minimize removal. In addition, as for removal of the pipelines, the demolition unit should re-build first, under the conditions that such re-building and removal will not affect the living of the nearby local people (without re-locating residents). Organization and Implementation Plan

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Bengbu city has established BPMO that is responsible for guiding the development of RAP, implementation of land acquisition and contacting the World Bank. In addition, it will be also responsible for developing RAP, administration of land acquisition, supervision of internal inspection and internal monitoring etc. After the RAP is approved by the World Bank, all IAs will, guided by BPMO, select the qualified house demolition company to start the procedure of house demolition in urban areas. The acquisition of collective land and resettlement shall be implemented by the Land Resources Bureau.

Based on the construction progress, the project shall be completed in four periods from 2008 to 2011. The plan for land acquisition, demolition and resettlement shall be in consistence with the construction of every components of the sub-project, which shall start from June 2008 and end in October 2011. The principles for arranging the resettlement progress are: (1) The land acquisition, demolition and resettlement shall be completed one month prior to the start of project construction, so that the APs would have adequate time in arranging production and preparing income restoration plan. (2) During resettlement, the APs should have the opportunities in participating in the project construction. Prior to construction commencement, the range of land acquisition must be announced, RIB must be distributed and public participation must be properly arranged. (3) All kinds of compensation must be paid to the property owners in full amount within three months after the date when the plan of compensation and resettlement are approved. No entities or individuals shall be allowed to utilize such compensation on behalf. No interception or misappropriation of such funds in any causes shall be allowed. All the IAs have prepared detail schedule for the implementation of the RAP according to the implementing activities of the project, However, this schedule shall be adjusted accordingly if the overall progress deviates. Resettlement Costs

All resettlement charges will be included in total budget of the project. The resettlement budget shall include: compensation for permanent land acquisition; compensation for temporary land occupation; compensation for demolition of urban residential houses; compensation for demolition of rural residential houses; compensation for affected enterprise; compensation for affected institutional units; compensation demolition of stores; compensation for affected infrastructure and land attachments; relevant taxes etc. The total budget for resettlement of the project is RMB 276 million, accounting for 14.7 % of the project costs, comprising of: (i) compensation for permanent acquisition of collective land RMB87.715 million (accounting for 31.7); (ii) compensation for temporary land occupation RMB 0.561 million (accounting for 0.2%); (iii) compensation for demolition of rural residential houses RMB 275.84 million (accounting for 10%); (iv) compensation for demolition of urban residential houses RMB 7.49 million (accounting for 2.7%); (v) compensation for affected enterprise and institutional units RMB 0.945 million (accounting for 0.3%); (vi) compensation demolition

Ã13 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN of stores RMB 1.71 million (accounting for 0.6%); (vii) compensation for land attachments RMB 4.137 million; (viii) compensation for unregistered buildings RMB 0.661 million (accounting for 0.2%); (ix) various taxes RMB 120.387 million (accounting for 43.6%); (x) resettlement contingency RMB 25.119 million (accounting for 9.1%). In terms of different subprojects, the resettlement costs are: (i) Xijiagou flood control management of environment upgrading subproject, RMB 35.657 million (accounting for 12.9%); (ii) Urban water-logging control subproject, RMB 112.824 million (accounting for 40.8); (iii) Huaishang District flood control and urban environment infrastructure upgrading subproject, RMB 49.613 million (accounting for 18.0%); (iv) Guzhen county eco- environmental upgrading subproject, RMB 32.806 million (accounting for 11.9%); (v) Wuhe county eco-environmental upgrading subproject, RMB 5.524 million (accounting for 2.0%); and (vi) Huaiyuan county eco-environmental upgrading subproject, RMB 39.985 million (accounting for 14.4%). The funds for the resettlement of all subprojects are from the local financial allocation and domestic bank loans. During implementation of this project, resettlement funds will be made according to the policy and standards as specified in this RAP. The BPMO and IAs will pay all compensation funds to the demolition units or the local city or county land resources bureaus who will pay them to the affected units or individuals. Public Participation and Grievance Redress

In order to safeguard the legal entitlements of APs and displaced units, as well as minimize any complaints and disputes, the BPMO and IAs have or will inform the major information of the RAP in various means, such as meetings, interviewing, village group discussions, public consultation, and community consultation etc. Through these activities, all APs can participate in the project preparation, which likewise give full considerations of their demands in the RAP. The BPMO will be responsible for the monitoring, follow-up consultation and grievance redress for the implementation of this RAP.

Since the resettlement activities are conducted with the participation of APs, there will not cause any great disputes during implementation. However, in order to provide with effective channels for complaints and grievance, the BIEIP has established the grievance redress mechanism that has been illustrated in the RAPs of all subprojects. In this regard, the APs may lodge any complaints regarding the resettlement, including the compensation standards. This mechanism will be publicized to the APs through meetings and other means enabling all APs to know their rights of grievance. At the same time, through medias and enhancement of propaganda, the opinions and suggestions on the resettlement will be collected and forwarded to the resettlement administrative organs at all levels for prompt treatment. Relevant organs shall accept the complaints and grievance lodged by APs free of charge. The reasonable charges as incurred shall be covered by the resettlement contingency of the project. Monitoring & Evaluation

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In accordance with the 2SHUDWLRQDO3ROLFLHVIRU,QYROXQWDU\5HVHWWOHPHQW 23 RIWKH :RUOG %DQN and *XLGHOLQHV IRU 3URFHVVLQJ WKH 5HVHWWOHPHQW &RPSRQHQW LQ :RUOG %DQN 3URMHFWV RI &KLQD the BPMO will undertake regular monitoring and assessment of the activities of land acquisition and resettlement of the project. The monitoring and assessment will involve two parts, respectively internal monitoring by the resettlement management institution and external independent monitoring. The monitoring and assessment will be started from June 2008 and ended in December 2011, for which, the semi-annual reports of internal and external monitoring shall be submitted to the World Bank according to the progress of construction and resettlement. The BPMO will be generally responsible for the internal monitoring who will be coordinated by IAs, land resources bureaus of city / county, as well as house demolition management office. Such will ensure that the land acquisition and resettlement can be implemented pursuant to the principles specified in the RAP in a timely manner. The regular independent external monitoring and assessment shall be conducted by an independent qualified monitoring institution engaged by the BPMO. The contents for external independent monitoring will be: functions of the resettlement network; progress and compensation of land acquisition and resettlement; resettlement and restoration of displaced people, dislocated stores, enterprise and institution; survey and analysis of the levels of production and living of APs. According to the survey and analysis, the independent monitoring institution will review and assess all the activities relating to land acquisition and resettlement of this project from an overall and long-term perspective. In addition, it shall make suggestions to the relevant IAs for the settlement of the problems identified during monitoring, enabling these problems being settled during the process of resettlement.

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Profile

Objectives of project construction

In the past decade, the flood disasters occurred frequently in Huaihe River causing serious threatens to the weak capacities in flood control and urban drainage of Bengbu city and its neighboring three counties (Huaiyuan county, Guzhen county and Wuhe county). Especially in the flood from June to July 2003, tens of thousands of mu of farmlands failed to harvest, nearly one hundred villages were inundated, a number of dykes were destroyed and many factories, schools and residential areas were flooded, bringing enormous losses. Considering this situation, the CPC and the municipal government of Bengbu city determined to strengthen the construction of urban flood control facilities and the eco-environmental improvement, aiming to upgrade the flood control capacity of the city, restore and construct favorable ecological environment and protect the living and production environment of the people in a practical way. The ultimate goal is to realize the sustainability in the harmonious development of urban socio- economy and the environment.

In order to expedite the process of urban environmental upgrading and relieve the financial tense, Bengbu city proposes a package project comprising of urban flood control and environmental treatment to apply for a total loan of USD 100 million from the World Bank for Bengbu Integrated Environment Project (BIEIP). The BIEIP consists of three main aspects, respectively water resources management, flood and water-logging control and urban infrastructure improvement.

The 3URMHFW3URSRVDOVIRU%HQJEX,QWHJUDWHG(QYLURQPHQW3URMHFWRI:RUOG%DQN/RDQ was approved by Anhui Development and Reform Commission via Ref. No. [2006] 229.

Project components

The components of BIEIP are water resources management, flood and water-logging control and urban infrastructure improvement. It covers one city (Bengbu city) and three counties (Huaiyuan county, Guzhen county, Wuhe county). The project components and major resettlement impacts are shown in Table 1-1.

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Table 1-1 Summary of Project Construction Components and Major Resettlement Impacts Project Impacts SL. Project Components Contents IAs Affected Remarks Lands Houses People Tianhe River Bengbu Water No Construct one pumping station, with design capacity of 1 BIEIP Flood Control Resources N/A N/A N/A resettlement, 55m³/s and total installed capacity of 4000kW. Subproject Bureau Appendix 1 Donghai Ave. to Changzhong Road, with riverbed Bengbu Water dredging; Changzhong Road to Yanshan Road, with Resources N/A N/A N/A Xijiagou riverbed dredging. Bureau Flood Demolish 10 Management Xijiagou West riverbank (Donghai Ave. – Yanshan Rd.); 309 rural residential 2 and Xijiagou east riverbank (Xingzhong Rd. – Yanshan Rd.); households 440mu of houses, Environment New & High- Xijiagou High-Tech Zone (Yanshan Rd. – Nanhuan Rd.); with 1123 collective affected, with Upgrading Tech Zone Baligou (Tushan Rd. – Qinji Rd.). Totally 3km, 50m in people land 2482.55 . Subproject width. affected. 245.3 of un- registered area Demolish 28 Urban water- 1254.55 of Bengbu households logging Upgrade 4 pumping stations; construct 11128m of storm urban houses, 3 Construction with 90 N/A control water and sewage pipelines including Commission persons subproject 429.95m² of un- affected registered area. Demolish 29679.61of 1012 rural house, Permanent households 1982.43 of 2 sewage lifting pumping station; construct 53000m New & High- acquisition with 3381 stores, 3668.8 storm water pipeline and 53760m sewerage pipeline Tech Zone of persons un-registered 1202.7mu affected buildings, 108.55 of un- registered stores

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Project Impacts SL. Project Components Contents IAs Affected Remarks Lands Houses People 1 sewage lifting pumping station; construct 13285m Longzihu N/A N/A N/A storm water pipeline and 17612m sewerage pipeline District Economic Construct 31130m of storm water pipeline and 27150m Development N/A N/A N/A of sewerage pipelines Zone Longzihu Bengbu Water Lake flood Longzihu Water-logging Pumping Station, Resources N/A N/A N/A No control Bureau 4 resettlement, environment Economic Bank slope treatment, south Longzihu lake dredging and Appendix 1 improvement Development N/A N/A N/A ecological upgrading of nearby mountains. subproject Zone 384 Permanent Bengbu Water households Design draining capacity 80m³/s, attached with low- acquisition Resources with 1230 N/A draining culvert of Huaishang Bureau people 275.7.7mu District flood affected. control and (i) Design capacity of Xiao Bengbu pumping station is 255mu of urban 22.9m³/s, attached with low-draining culvert; design 5 state-owned environment capacity of (ii) Wangxiaogou pumping station is 20m³/s, 223 land infrastructure with low-draining culvert; (iii) Urban flood control households Demolition of Huaishang assignment; upgrading channels and treatment of neighboring area on north with 852 33437 rural district 105mu of subproject, bank of Huaihe river: concrete flood control access road, people houses collective 20-30m in width and 11909m in length; construction of affected. land 3 bridges; provision of flood management facilities along acquisition the north dyke, including communication devices. 28 Guzhen households Demolition of Guzhen Environment 6 Construct 13550m of storm and sewerage pipelines Construction with 101 N/A 2422.57 town Treatment Subproject Bureau people houses affected.

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Project Impacts SL. Project Components Contents IAs Affected Remarks Lands Houses People Demolition of Affecting rural houses: 20.35km dyke construction; 26.41km of dredging; 621 875.2; Permanent 15.1km of flood control access; 13 culverts new Guzhen Water households, demolition of acquisition construction; new construction or improvement of 6 Resources 1 town houses: of pumping stations; 21 bridges new construction; Bureau enterprise, 2422.57; 661.09.7mu 429300m² of turf slope protection. totally 3518 demolition of people. enterprise: 2829 Guzhen Environmental Interception of river-draining sewage in Chengxi N/A N/A N/A Protection Bureau 101 Permanent Gully dredging; 1 pumping station; one surface water households Wuhe Environment PMO of Wuhe acquisition 7 works; one sewage treatment plant, with 11.9km of with 420 N/A Treatment Subproject county of access roads. persons 139.69.7mu affected Huaiyuan Demolition of construction Affecting 12mu of 1686m² of Flood release component: desilting of water-storage bureau, water 21 state-land urban houses; pond, resources households assignment demolition of 4 Huaiyuan Environment 8 bureau stores of 436m². Treatment Subproject Chengguan 484 811.6mu of town of households Storm water pipe and access roads: 20860m. collective N/A Huaiyuan with 1936 land county persons

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Project preparation and progress of resettlement action plan

In March 2006, The 3URMHFW3URSRVDOVIRU%HQJEX,QWHJUDWHG(QYLURQPHQW3URMHFWwas approved by Anhui Development and Reform Commission. In September 2006, the BIEIP was identified by the World Bank Mission. After that, the Project Management Office of the Steering Group of BIEIP (BPMO) entrusted China Municipal Engineering Mid-South Design and Research Institute to compile the feasibility study report. At the same time, the development of the Resettlement Alan and Environment Impact Assessment were also started.

With the great joint efforts of the BPMO, IAs, Consultants and Hefei Municipal Engineering Design Institute Co. Ltd., this preparatory works of the project were proceeded with smoothly. Based on the numerous surveys, this consolidated Resettlement Plan of BIEIP was completed in July 2007 and submitted to the World Bank Mission for initial reviews for the purpose of developing a practical and feasible Resettlement Action Plan through incorporating the comments of the World Bank. The progress and the resettlement action plan of the project are shown in Table 1-2.

Table 1-2 Project Preparation and Progress of Resettlement Action Plan

Project Feasibility Study Project Project Project Proposal Resettlement Plan Report

Design Design Design Status Status Status Institute Institute Institute

July 2007, Completed & China Hefei July 2006, Resettlement Hefei approved by Municipal BIEIP BIEIP Municipal completed Plan Municipal Anhui Engineering Engineering and completed Engineering Deevelopment Southwest Design awaiting and Design and Reform Design and Institute for submitted to Institute Commission Research Co. Ltd., approval WB for Co. Ltd., in March 2006 Institute review

Measures for reducing resettlement

In the stages of project planning and design, many possible considerations have been, through scheme optimization, given on how to mitigate the negative impacts of the project on the local social economy. For example, when land acquisition is inevitable, the priorities are given to the use of barren land, wasteland and state-owned land instead of farmland. When demolition cannot be avoided, the volume of demolition is minimized. These have become the critical factors for scheme optimization. Detail measures in this regard are shown in Table 1-3.

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Table 1-3 Measures for Reducing Resettlement Impacts by Project

SL. Project Components Measures for Reducing Resettlement Quantity Reduced IAs

140m building-crossing of storm- Drainage pipeline of Daqing No.2 Rd. water pipeline of Daqing No.2 Rd. (Jianghuai Rd. – Baligou), D2000- substituted by pipe-jacking to avoid Demolition of 10 400m & D2200 – 220m, including road demolition. Pipe-laying on the west households avoided restoration. end requires temporary occupation Urban water-logging Bengbu Construction 1 of the garbage. control subproject Commission

Drainage pipe of Nanhu Rd. (Tushan Using pipe-jacking for the storm BIEIP Rd. – Overfly ramp), D1200 – 1031m, Demolition of 25 water pipe of Nanhu Rd., 150m of incl. Road restoration and railway households avoided south Xuehua Rd. crossing on north section.

Huaishang District Reducing 155.21mu Reduce the landscaping area for flood control and of collective land 30m range from the north of 2 urban environment Flood release channel acquisition; Huaishang district concrete flood release channel to infrastructure reducing 42119.5 foot of the dyke. upgrading subproject, m² of demolition.

Guzhen Environment Treatment Left dyke of Jiegou, including dyke Avoid demolition of Shuiniuwangjia About 1800m² of Guzhen Water 3 Subproject construction and dredging village. demolition avoided Resources Bureau

Based on the field survey, within the 600m westward from Huaitang Rd., The IA and FSR Huaiyuan Environment Treatment there are a lot of residential houses compiler were 4 Drainage pipeline, Jianshe Rd. Huaiyuan County Subproject and stores. The institute compiling convinced to avoid FSR was suggested to adopt pipe- this area jacking, or detour this area.

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Identification of projects of due diligence

Projects of due diligence refer to the projects that have direct relations with the construction functions or benefits of this Project in the process of its preparation and implementation, i.e. the projects financed by non-WB funds and serving as the extensions of the scope of this Project during the preparatory and construction periods. During project design, the IAs had attached great importance to the identification of these due diligence projects. The BPMO, IAs and design institute have made due diligence analysis of all the components of this project.

As a result, the Eco-Environmental Treatment Subproject of Whue County is proved to have due diligence projects while other subprojects not. The People’s Government of Wuhe County started from May 2006 the works of land acquisition and collection, of which, there were 7010mu of farmland in the first-phase 5km². During May – December 2006, a total area of 3842mu of land was collected and used by the enterprises that entered the industrial zone. Other lands will be acquired gradually according to the construction progress of the industrial zone. The estimated land as required by this subproject financed by the WB is 139.68mu (within the planned 5km² and the acquired 3842mu, belonging to the planned construction-purpose land), which is the due diligence of the project. The reviews of the land acquisition and resettlement relevant to the project of Wuhe county are shown in Appendix 2, while the policy framework thereof is shown in Appendix 3.

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Project Impacts

Investigation of project impacts

According to the requirement of the WB and the BPMO, from February 25 – March 15, 2007, the IAs, Demolition Office, Land Resources Administration Bureau, House Demolition Administration Department and other relevant departments made joint investigation of 100% detail of the land acquisition, temporary land occupation, relocated households, enterprises and stores etc. At the same time, the socio-economic situation of the affected villages, streets and communities were also surveyed. All the affected people had participated in the survey of land acquisition impacts. In addition, the survey group also listened to and extensively discussed with the villagers, enterprise, institution and stores on the issues of land acquisition and demands on resettlement.

This survey of in-kinks was conducted under the guidance of the resettlement specialists, adopting 100% household survey and field measurement. The socio- economic survey adopted 20% sampling method, covering the districts, towns, villages and individuals affected by the project. The arrangement of the project survey is detailed in Table 2-1.

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Table 2-1 Arrangement of Project In-Kind Indicators Survey SL. Project Address Time of Survey Method of Survey Arrangement

Demolition office, houses Xijiagou Flood 100% household administration bureau, land Management and survey, field resources bureau; New High- New & High-Tech 1 Environment 2007.2.182007.3.15 measurement, 20% Tech investment group, planning Zone Upgrading household socio- bureau of high-tech zone, land Subproject economic survey resources bureau of high-tech zone; water resources bureau.

Construction commission, demolition office, houses administration bureau, land BIEIP Urban water-logging Urban area, high- resources bureau; New High- 2 2007.2.253.15 control subproject tech zone Tech investment group, planning bureau of high-tech zone, land resources bureau of high-tech zone

Huaishang District Demolition office, house flood control and administration bureau, land urban environment Huaishang 3 2007.2.182007.3.15 resources bureau; Huaishang infrastructure district district economic bureau; water upgrading resources bureau subproject,

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SL. Project Address Time of Survey Method of Survey Arrangement

Organized by DRC of Guzhen county, comprising of water resources bureau, construction Guzhen Environment Treatment 4 Chengguan town 2007.2.253.12 bureau, environmental protection Subproject bureau, land resources bureau, forestry bureau, Chengguan township government.

Organized by county’s DRC, Wuhe Environment Treatment Mohekou administrative committee of the 5 2007.2.25.3.15 Subproject industrial park industrial park, land resources bureau.

Huaiyuan county DRC, water Huaiyuan Environment 6 Huaiyuan County 2007.2.182007.3.15 resources bureau, construction Treatment Subproject bureau, Chengguan town

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Range of project impacts

The land acquisition and demolition of BIEIP financed by the WB will affect Bengbu city, Huaiyuan county, Guzhen county and Wuhe county, totall 8 towns with 40 villages (Among them: (i) four villages of Xiao Bengbu town and Wuxiaojie town of Huaishang district only have demolition; (ii) two villages of Mengzhuangju and Wafangju of Chengguan town of Guzhen county only have temporary land acquisition and demolition of ground attachments; (iii) one village of Gudongju only has demolition of town house). The ranges of project impacts are shown in Table 2-2.

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Table 2-2 Summary of Impacted Villages of the Project

Town / SL. Project Affected Villages Remarks District

Changqing BIEIP Jiulongji village town

New & High- Xijiagou Flood Management and Shannan village Tech Zone 1 Environment Upgrading Subproject Dongzhou village, Qinji village, Daxu village, Jianggu Qinji town village, Laoguanxu village

Yanshan town Jinxu village, Taodian village

Dongzhou village, Qinji village, Daxu village, Qinji town Laoguanxu village Urban water-logging control 2 Changqing Jiulingji village, Zhengcun village, Shanxiang village, subproject town Huangshan village

Yanshan town Jinxu village

Xiao Bengbu Shanxiang village, Houlou village, Chentai village, Xiao 3 Huaishang District flood control town Bengbu village, Gao’an village and urban environment infrastructure upgrading

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Town / SL. Project Affected Villages Remarks District

infrastructure upgrading Wuxiaojie Binghezhendu village, Wuxiaojie village, Huaishang subproject, town village, Jiutai village, Ximedu village

Dayingju, Mengzhuangju, Huiheju, Wafangju, Mengzhuangju and Gudongju, Wafangju only have Guzhen Environment Treatment Chengguan 4 temporary land occupation; Subproject town Wuli village, Qili village, Dalou village, Chenxu village, Gudongju only has town Songdian village, Longtan village, Liuzhuang village, house demolition. Zhangqiao village, Xixu village

Mohekou 5 Wuhe Environment Treatment Subproject Tuanjie village, Tangchen village town

Huaiyuan Environment Treatment Chengguan 6 Meicun village, Dongmiao village Subproject town

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Project impacts

On the basis of the in-kind survey and analysis, the types of impacts of the project mainly include: (i) impacts of losses caused by land acquisition / occupation; (ii) impacts of demolition of residential houses and land attachments; (iii) impacts of demolition of non-residential houses (mainly of enterprise and stores); and (iv) land attached facilities.

Affected population

The land acquisition and resettlement of BIEIP financed by the WB have impacts on a total population of 11512 people, among them (i) 2399 households with 9806 people are impacted by permanent acquisition of the collective land, accounting for 85.1% of the total impacted populace; (ii) 77 households with 267 people are impacted by demolition of urban residential houses, accounting for 2.3%; (iii) 335 households with 1340 people are impacted by demolition of rural residential houses, accounting for 11.7%; and (iv) 1 enterprise with 63 persons, accounting for 0.5%; (v) 10 stores with 45 persons, accounting for 0.4%. Details are shown in Table 2-3.

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Table 2-3 Summary of Population Affected by the Project Collective Land Demolition of Urban Demolition of Rural Enterprise Affected Institution Affected Stores Affected Acquisition Residential House Houses Total SL. Types of Impacts Affected Affected Affected Affected Affected Affected (Persons) APs APs APs APs APs APs Households Households Households Enterprise Institution Households (person) (person) (person) (person) (person) (person) (nos) (nos) (nos) (nos) (nos) (nos)

Xijiagou Flood Management and 1 Environment 299 1075 0 0 10 48 0 0 0 0 0 0 1123 Upgrading Subproject

Urban water-logging 2 864 2819 28 90 142 541 0 0 0 0 6 21 3471 BIEIP control subproject

Huaishang District flood control and urban environment 3 36 138 0 0 187 714 0 0 0 0 0 0 852 infrastructure upgrading subproject,

Guzhen Environment 4 615 3418 28 101 6 37 1 63 0 0 0 0 3619 Treatment Subproject

Wuhe Environment 5 101 420 0 0 0 0 0 0 0 0 0 0 420 Treatment Subproject

Huiyuan Environmental 6 484 1936 21 76 0 0 0 0 0 0 4 24 2036 Treatment Subproject

Total 2399 9806 77 267 345 1340 1 63 0 0 10 45 11521

Proportion 85.1% 2.3% 11.7% 0.5% 0.0 0.4% 100%

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Permanent acquisition and temporary occupation of collective land

The BIEIP financed by the WB will involve acquire totally 3735.8mu of collectively land on permanent basis, including: 3010.7mu of paddy land, accounting for 82.8%; 499.5mu of dry land, accounting for 13.7%; 112.8mu of forestland, accounting for 3.1%; 12.8mu of house site, accounting for 0.4%. Details are shown in Table 2-4.

Most of the construction and material stacking are placed within the construction alignments or on the state-owned roads or greenbelts, and thus the impacts caused by temporary land occupation are little. In this regard, the project will occupy 140.8mu of collective land on temporary basis. All of them are paddy fields, mostly in Guzhen subproject. The impacts of temporary land occupation are shown in Table 2-5.

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Table 2-4 Summary of Permanent Acquisition of Collective Land Directly Impacted Land Acquisition (mu) Population SL. Types of Impacts Affected Forest House APs Paddy Field Dry land Subtotal Households Land Sites (person) (nos)

Xijiagou Flood Management 1 and Environment Upgrading 412.0 28.0 0.0 0.0 440.0 299 1075 Subproject

Urban water-logging control 2 1199.7 3.0 0.0 0.0 1202.7 864 2819 BIEIP subproject

Huaishang District flood control and urban 3 380.7 0.0 0.0 0.0 380.7 36 138 environment infrastructure upgrading subproject,

Guzhen Environment Treatment 4 67.0 468.5 112.8 12.8 661.1 615 3418 Subproject

5 Wuhe Environment Treatment Subproject 139.7 0.0 0.0 0.0 139.7 101 420

Huiyuan Environmental Treatment 6 811.6 0.0 0.0 0.0 811.6 484 1936 Subproject

Total 3010.7 499.5 112.8 12.8 3635.8 2399 9806

Proportion 82.8% 13.7% 3.1% 0.4% 100%

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Table 2-5 Summary of Temporary Occupation of Collective Land

Temporary Land Occupation (mu) SL. Types of Impacts Paddy Field

Xijiagou Flood Management and Environment Upgrading 1 0.0 Subproject

2 BIEIP Urban water-logging control subproject 1.0

Huaishang District flood control and urban environment 3 0.0 infrastructure upgrading subproject,

4 Guzhen Environment Treatment Subproject 139.8

5 Wuhe Environment Treatment Subproject 0.0

6 Huiyuan Environmental Treatment Subproject 0.0

Total 140.8

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Permanent acquisition of state-owned land

The project will permanently occupy 267.0mu of state-owned lands that are assigned free of charges mostly in Huaishang District subproject. Details are shown in Table 2-6.

Table 2-6 Summary of State-Owned Land Affected by the Project

Permanent Occupation (mu) SL. Types of Impacts Assignment

Xijiagou Flood Management 1 and Environment Upgrading 0.0 Subproject

Urban water-logging control 2 0.0 BIEIP subproject

Huaishang District flood control and urban 3 255.0 environment infrastructure upgrading subproject,

4 Guzhen Environment Treatment Subproject 0.0

5 Wuhe Environment Treatment Subproject 0.0

6 Huiyuan Environmental Treatment Subproject 12.0

Total 267.0

Demolition of residential houses

Demolition of residential houses of the project include demolition of rural residential houses and town houses. The total demolition area of the project is 71407.61, including 66474.41 of rural residential houses (accounting for 93.1% of the total), 4933.2 of urban residential area (accounting for 6.9%).

(1) Demolition of rural residential houses

In BIEIP, demolitions of rural residential houses mainly occur in Xijiagou subproject, Bengbu water-logging control subproject, Huaishang district subproject and Guzhen county subproject. In this regard, the project will demolish a total area of 66474.4 of rural residential houses, covering 63633.0 of brick-concrete structure (95.7% of total

Ã39 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN rural residential area)2465.7 of brick-wood structure (3.7%), 81.8 of earth-wood structure (0.1%) and 293.9 of simple structure (0.5%), impacting 345 households with 1340 persons. Details are shown in Table 2-7.

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Table 2-7 Summary of Demolition of Rural Residential Houses by the Project Rural Residential Houses (m²) Affected APs SL. Types of Impacts Households Brick (person) Brick Wood Earth-Wood Simple Subtotal (nos) Concrete

Xijiagou Flood Management and 1 2482.6 0.0 0.0 0.0 2482.6 10 48 Environment Upgrading Subproject

Urban water-logging 2 28737.89 871.97 69.8 29679.61 142 541 BIEIP control subproject

Huaishang District flood control and 3 urban environment 32277.14 865.94 293.92 33437 187 714 infrastructure upgrading subproject,

Guzhen Environment Treatment 4 135.4 727.8 12.0 875.2 6 37 Subproject

Wuhe Environment Treatment 5 0.0 0.0 0.0 0.0 0.0 0 0 Subproject

Huiyuan Environmental 6 0.0 0.0 0.0 0.0 0.0 0 0 Treatment Subproject

Total 63633.03 2465.71 81.8 293.92 66474.41 345 1340

Proportion 95.7% 3.7% 0.1% 0.5% 100.0%

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(2) Demolition of urban or town houses

Demolition of urban residential houses mainly occur in Bengbu urban water-logging subproject, Guzhen county subproject and Huaiyuan subproject. The project will demolish a total area of urban residential area of 4933.2, including 1963.3 brick- concrete structure (39.8% of total urban residential area)2853.1 of brick-wood structure (57.9%), 108.6 of earth-wood structure (2.2%) and 8.2 of simple structure (0.1%), impacting 77 households with 267 persons. Details are shown in Table 2-8.

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Table 2-8 Summary of Demolition of Urban Residential Houses by the Project Urban Residential Houses (m²) Remarks Affected APs SL. Types of Impacts Households Brick Brick (person) Earth-Wood Simple Subtotal (nos) Land Category Concrete Wood

Xijiagou Flood Management and 1 0.0 0.0 0.0 0.0 0.0 0 0 Environment Upgrading Subproject

Urban water-logging 2 107.72 708.67 8.2 824.6 28 90 Category-II BIEIP control subproject

Huaishang District flood control and urban 3 environment 0.0 0.0 0.0 0.0 0.0 0 0 infrastructure upgrading subproject,

Guzhen Environment Treatment 4 549.6 1819.4 53.6 2422.6 28 101 Subproject

Wuhe Environment Treatment 5 0.0 0.0 0.0 0.0 0.0 0 0 Subproject

Huiyuan Environmental 6 1306.0 325.0 55.0 1686.0 21 76 Treatment Subproject

Total 1963.32 2853.07 108.6 8.2 4933.2 77 267

Proportion 39.8% 57.9% 2.2% 0.1% 100.0%

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Demolition of non-residential houses

Demolition of non-residential houses includes demolition of enterprise and stores. The project will demolish a total area of 5247.43 of non-residential area, including 2829 of enterprise (accounting for 53.9% of the non-commercial area), 2418.43 of stores (accounting for 46.1% of the total).

(1) Demolition of enterprise

In this project, only Guzhen subproject has demolition of enterprise, affecting one enterprise. The total demolition area is 2829, including 1004m² of brick-concrete structure (accounting for 35.5% of the total demolition area of the enterprise), 1825m² of brick-wood structure (accounting for 64.5% of the total demolition area of the enterprise), affecting 63 persons. Details area shown in Table 2-9.

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Table 2-9 Summary of Demolition of Enterprise by the Project Demolition Area Affected APs Degree of SL. Types of Impacts Quantity (person) Impacts Reinforced Brick Brick (nos) Subtotal Structure Concrete Wood

Xijiagou Flood Management 1 and Environment Upgrading 0 0 / 0 0 0 0 Subproject

Urban water-logging control 2 0 0 / 0 0 0 0 BIEIP subproject

Huaishang District flood control and urban 3 0 0 / 0 0 0 0 environment infrastructure upgrading subproject,

Guzhen Environment Treatment 4 1 63 All 0 1004 1825 2829 Subproject

Wuhe Environment Treatment 5 0 0 0 0 0 0 0 Subproject

Huiyuan Environmental Treatment 6 0 0 / 0 0 0 0 Subproject

Total 1 63 / 0 1004 1825 2829

Proportion / / / 0.0% 35.5% 64.5% 100.0%

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(2) Demolition of stores

Demolition of stores mainly occurs in urban water-logging control subproject and Huaiyuan county subproject. There are 10 stores to be demolished, with a total area of 2418.4m² and affecting 45 persons, including 2214.69m² of brick-concrete structure (accounting for 91.6% of the total store demolition area), 203.74m² of brick-wood structure (accounting for 8.4% of the total store demolition area). Details are shown in Table 2-10.

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Table 2-10 Summary of Demolition of Stores by the Project

Demolition Area Affected Degree of SL. Types of Impacts Quantity APs (person) Impacts Reinforced Brick Brick (nos) Simple Subtotal Structure Concrete Wood

Xijiagou Flood Management 1 and Environment Upgrading 0 0 / 0.0 0.0 0.0 0.0 0.0 Subproject

Urban water-logging control 2 6 21 All 0.0 1952.69 29.74 0.0 1982.43 BIEIP subproject

Huaishang District flood control and urban 3 0 0 / 0.0 0.0 0.0 0.0 0.0 environment infrastructure upgrading subproject,

Guzhen Environment Treatment 4 0 0 / 0.0 0.0 0.0 0.0 0.0 Subproject

Wuhe Environment Treatment 5 0 0 / 0.0 0.0 0.0 0.0 0.0 Subproject

Huiyuan Environmental Treatment 6 4 24 All 0.0 262.0 174.0 436.0 Subproject

Total 10 45 / 0.0 2214.69 203.74 0.0 2418.43

Proportion / / / 0.0% 91.6% 8.4% 0.0% 100.0%

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Unregistered houses

The project will demolish 4452.65m² of unregistered houses (accounting for 5.5% of the total demolition area of the project), including 3914.1m² of rural houses (accounting for 87.9% of the total unregistered houses), 429.95.0m² of urban houses (accounting for 9.7% of total unregistered houses), and 108.6m² of stores (accounting for 2.4% of unregistered houses). Details are shown in Table 2-11.

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Table 2-11 Summary of Demolition of Un-registered Houses by the Project Un-registered Houses (m²)

SL. Types of Impacts Rural Residential Town Houses Enterprise Stores Total Houses

Xijiagou Flood Management and 1 245.3 0.0 0.0 0.0 245.3 Environment Upgrading Subproject

Urban water-logging control 2 3668.8 429.95 0.0 108.6 4207.35 BIEIP subproject

Huaishang District flood control and 3 urban environment infrastructure 0.0 0.0 0.0 0.0 0.0 upgrading subproject,

4 Guzhen Environment Treatment Subproject 0.0 0.0 0.0 0.0 0.0

5 Wuhe Environment Treatment Subproject 0.0 0.0 0.0 0.0 0.0

6 Huiyuan Environmental Treatment Subproject 0.0 0.0 0.0 0.0 0.0

Total 3914.1 429.95 0.0 108.6 4452.65

Proportion 87.9% 9.7% 0.0% 2.4% 100.0%

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Vulnerable Groups

Among the APs, there are 13 households with 27 persons belonging to vulnerable group (accounting for 0.23% of the total APs), involving urban water-logging subproject and Huaishang district subproject. Details are shown in Table 2-12.

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Table 2-12 Summary of Vulnerable Groups Affected by the Project Poverty Disable Woman-headed Family Solitary Elderly Family Total SL. Types of Impacts Household Persons Household Persons Household Persons Household Persons Household Persons (nos) (nos.) (nos) (nos.) (nos) (nos.) (nos) (nos.) (nos) (nos.)

Xijiagou Flood Management and 1 0 0 0 0 0 0 0 0 0 0 Environment Upgrading Subproject

Urban water-logging 2 4 14 0 0 0 0 2 2 6 16 BIEIP control subproject

Huaishang District flood control and 3 urban environment 1 5 0 0 0 0 6 6 7 11 infrastructure upgrading subproject,

Guzhen Environment Treatment 4 0 0 0 0 0 0 0 0 0 0 Subproject

Wuhe Environment Treatment 5 0 0 0 0 0 0 0 0 0 0 Subproject

Huiyuan Environmental 6 0 0 0 0 0 0 0 0 0 0 Treatment Subproject

Total 5 19 0 0 0 0 8 8 13 27

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Land attachments

The project will impact totally 14 types of land attachments and public facilities, mainly including concrete floor, trees, fence wall and well etc. Details are shown in Table 2-13.

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Table 2-13 Summary of Ground Attachments Affected by the Project Low- High- Concrete Fence voltage Electric Cultivation Concrete Guard Shelter Tree voltage Transformer Bridges well Grave Ground wall Power Poles Pool Container Room SL. Types of Impacts Powerline Line

pcs km pcs km Unit nos pcs m3 nos

Xijiagou Flood Management and 1 18500 3450 1200 153 0 0 0 0 0 0 0 0 Environment Upgrading Subproject

Urban water-logging 2 0 0 0 0 0 0 0 0 0 0 0 0 control subproject

Huaishang District flood control and 3 urban environment 3000 2700 1000 38044 10 500 12 1 300 1 1500 0 20 infrastructure upgrading subproject,

Guzhen Environment 4 2397 537.4 384 18041 0.3 0 0 2 0 1 2 240 40 Treatment Subproject

Wuhe Environment 5 0 0 0 0 0 0 0 0 0 0 0 0 Treatment Subproject

Huiyuan Environmental 6 18500 3450 1200 153 0 0 0 0 0 0 0 0 Treatment Subproject

Total 42397 10137.4 3784 56531 10.5 508 12.1 4 300 2 1502 240 120 20

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Socio-Economic Profiles of the Project Area

The project covers one city (Bengbu city) and three counties (Huaiyuan county, Guzhen county, Wuhe county). The basic socio-economic conditions of the affected city and counties are as the follows:

Bengbu City. Bengbu City of Anhui Province is located in the central area of Huai- hai catchment areas. It has a total area of 5952k, serving as the vital communication stronghold and playing an important role in the socio-economic development of Anhui province. The city administers four urban districts, respectively Longzihu district, , Yuhui district and Huaishang district, three counties, respectively Huaiyuan county, Wuhe county and Guzhen county. There are totally 36 townships, 19 towns (incl. 1 minority town), 19 sub-district offices, 1247 villagers’ committees and 204 community committees.

Bengbu city is rich in agricultural by-products and abundant in grain, oil, vegetable, meat and aquatic products. The peanut production volume of Guzhen county ranks the top in China. The guava of Huaiyuan county enjoys good reputation nationwide. The crabs of Wuhe county is famous all over the world.

Huaiyuan County. Huaiyuan town is the political, economic and cultural center of Huaiyuan county. It is a landscape city integrated with food processing, agricultural machinery manufacturing and tourism.

Huaiyuan county is located in the middle reaches of Huaihe River, administering 19 towns and 365 administrative villages, with a total area of 2326km² and a total population of 1.26 million. In 2005, the GDP of the county was RMB 6.15 billion. The annual average salary of workers was RMB 9700, while the annual average net income of farmers was RMB 2760. The balance of deposits of residents was RMB 3.14 billion. The social undertakings, such as sciences, education, cultural and sanitation, and the national economy develop quickly in a harmonious way.

Chengguan town is the homer station of the people’s government. The government office has now moved to Wucha town. Chengguan town has 6 administrative offices, totally 23 community committees. According to the statistics, by end of 2002, the total population of Huaiyuan county was 1.2569 million. The population in the built-up area was 0.125 million. The total land-use area was 10.65km², with average per-capita land use of 85.25m². The construction density and the population density of the downtown area are high and the living environment is poor. The average per-capita construction land-use is especially low. The permanent population was 87010 people, while the temporary population was 9744 people. The total population was 96754 people. The total 2 area is about 3.79 km , averagely only 39.2m² per-capita. According to the0DVWHU3ODQ RI +XDL\XDQ &RXQW\ 7RZQ RI +XDL\XDQ &RXQW\ (2003-20220), in short term, the Ã55 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN population is 140000 in 2005; in middle term, the population will be 200000 by 2010; in long term, the population will reach 300000 by 2020.

Wuhe County. Wuhe county is located in the mid and lower reaches of Huaihe River in the northeast Anhui province, being famous for the five incoming rivers, respectively Huaihe river, Huihe river, Chonghe river, Donghe river and Tuohe river. It was under the jurisdiction of Su county after founding of China and was administered by Bengbu city since 1983. The total area of the county is 1595km², of which, 79.4% of plain, 8.9% of hills and 11.7% of rivers and lakes. It has a total population of 0.7113 million and administers 13 township, 2 towns and 224 villages.

In 2005, the GDP was RMB 4.497 billion, increasing 12.6% than that of the previous year. Of which, the growth respectively of the primary, secondary and tertiary industries were respectively 0.2%, 34.9% and 16.4%. The investment in fixed assets of the whole society was RMB 1.142 billion, increasing by 118.3%, of which, the township fixed assets investment was RMB 440 million, increasing 90.5%; the total volume of retail sales of the social consumption was RMB 1282 million, increasing 12% than the previous year. The average per-capita on-job salary was RMB 11016, increasing 34% than that of the previous year; farmer’s average per-capita net income was RMB 2832, increasing 3.8% than that of the previous year.

Wuhe county implements a brand strategy on full scale. It sticks to the targets of creating provincial and city-level top quality agricultural products, green foods and green agricultural products, thus making remarkable achievements. There are nearly 40 famous brands for agricultural products that have the local characteristics of Wuhe county, including the brands of “Tuohu”, “Hexiang”, “Haibaiyugong”, “Tianjing”, “Chundi”, “Suhe”, “Ruiri”, “Niupai”, “Xiangjianhu”, “Jialv”, “Wanxiang” and “Wu’an” etc. In 2004, the “Hanbaiyugong” rice, “Tuohu” crab, “Chundi” noodle and “Suhe” ric won the title of city- level top agricultural products; “Hanbaiyugong” rice passed the national certification as green agricultural product; “Guohu” crab won the titles of “Famous Brand of Anhui Province” and “Ten Top Chinese Crabs”. In 2005, “Hanbaiyugong” rice won the title of “Chinese Famous Brand”; “Tuohu” crab, “Hanbaiyugong” rice, “Chundi” noodle and “Suhe” rice passed the national certification of green foods. Chengguandoudong “Jialv” pear production base, the wild-pig domestic raising base of Daxin Xinghua Ecological Agricultural Development Co. Ltd., and Yang’an Farm Oil and Cereals & Oils Production Base passed the national certification of green food; “Huanxiang” peach of Changhuai Horticultural Farm and “Jialv” pear of Chengguandoudong passed the certification of green agricultural products. “Hexiang” brand of Seeds Company and the “Tuohu” brand of Tuohu Economic Development Corporation were appraised as the “Famous Brand of Anhui Province” by the provincial industrial and commercial bureau.

Mohekou industrial park is located in Mohekou town of Wuhe county near to the downtown area of Bengbu city. It is only 15km from the downtown, 150km away from the Ã56 5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN provincial capital Hefei city and Nanjing city. Water and power supply, transportation are convenient. Mohekou Chemical Industrial Park is a place for development of fine chemicals of Bengbu city. It has been enlisted as the key construction project in the “11th Five-Year Plan” of the City, serving as an industrial base of chemical industry for the whole city. It is also the important carrier in undertaking the industrial transfer from the Yangtze River Delta and business promotion, as well as the base and economic supporting point for Wuhe county to implement its strategy of becoming a “strong county in industry”. The long-term total planned area of the industrial park is 30km². The first phase is 5km². By now, the planning of the park has been completed and approved by the municipal government. The infrastructure construction has been fully initiated, and the business introduction in cooperating with Hong Kong Jiaolong Group etc. is underway smoothly.

Guzhen County. Guzhen county is under the jurisdiction of Bengbu city, located in the northeast of Anhui province and on the north bank of the middle reaches of Huaihe river. The county is plain geographically, with the altitude of 16.0-22.5m. The total area is 1371km², including 1.054 million mu of cultivated land. It administers 11 towns, 227 village (community) committees. The total population is 0.598 million. The built-up area of the county town is 7.4km², with a population of 100000 people.

Guzhen county has good locational advantages. It connects with Xuzhou to the north and within the economic radiation of the big cities of Shanghai, Nanjing and Xuzhou. The county has advantageous conditions. Beijing-Shanghai Raiway and S101 provincial highway runs through the county. He-Xu expressway runs by the county, and waterway can lead to the Yangzi River via Huihe river. Ever since its establishment, the county has been sticking to the development conception of “adjustment, reform, innovation, opening”, and so the national economy and social development have made remarkable achievements. In 2004, the GDP was RMB 2.468 billion, of which, the industrial added value was RMB 440 million. The structure of the three industries was 45.4:26.9:27.7, and the financial revenue was RMB 118.06 million.

Guzhen county is an important agriculture county rich in the resources of agricultural products. It is the important provincial base for production of grains, oils, cotton, tobacco, livestock and forest. It was successively evaluated as the national major counties for commercial grains production, national pilot county for cereals and oils production base, the national second larges oils production county, boer goat industrialized project county of the MOF, provincial top counties for agricultural mechanization etc. The industry of the county develops very quickly, covering extensive fields in agricultural product processing, machinery, construction materials, foodstuff, zymotechnique etc., covering over 50 varieties. In 2001, the gross industrial value was RMB1.756 billion. By now, the county has formed a complete industrial system featured by deep processing of agricultural by- products, and gradually grows into the largest one in the northern area of Anhui province.

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Guzhen is now on the track of quick development. The county town has basically formed a embryo of a modern city and stands in the critical period of becoming a modern medium and small city.

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Table 3-1 Major Economic Indicators of City / Counties Affected by the Project Guzhen City Affected Bengbu city Huaiyuan County Wuhe County County

Total Population (10000 person) 347.0 127.2 70.5 59.7

Male (10000 person) 179.7 66.6 36.5 30.8

Population Female (10000 person) 167.3 60.6 34.0 28.9

Agricultural population (10000 person) 256.5 114.1 62.3 52.0

Non-agricultural population (10000 person) 90.5 13.1 8.2 7.7

Rural population (10000 person) 263.0 114.7 63.4 55.3

Labor force (10000 person) 139.8 69.0 40.5 33.7

Rural population Labor in primary industry (10000 person) 99.3 43.4 21.8 23.2

Labor in seondary industry (10000 person) 21.1 10.2 2.7 5.2

Labor in tertiary industry (10000 person) 30.8 11.4 12.7 3.7

Cultivated land Total cultivated land 448.4 204.9 105.0 105.4

Paddy Field (10000 mu) 138.0 69.1 44.8 8.1

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Guzhen City Affected Bengbu city Huaiyuan County Wuhe County County

Dry Land (10000mu) 226.9 66.6 51.4 97.4

Others (10000mu) 83.5 69.2 8.9 0.0

Total cultivated area (10000mu) 899.6 356.0 260.9 217.1

Grains (10000mu) 592.3 267.4 181.7 100.1

Production Volume (10000T) 215.6 101.4 63.5 35.5

Oils (10000mu) 139.9 33.0 41.1 60.8

Production Volume (10000T) 37.4 8.4 11.1 16.7

Others (10000mu) 163.6 28.7 5.2 26.2

Production Volume (10000T) 230.7 2.4 0.6 1.7

Production Value GDP (RMB100 million) 263.7 56.2 37.1 34.6

Value (RMB 100m) 65.7 17.3 7.7 9.5 Primary industry Proportion (%) 24.9 30.8 20.9 27.4

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Guzhen City Affected Bengbu city Huaiyuan County Wuhe County County

Value (RMB 100m) 108.9 23.6 19.9 16.4 Secondary industry Proportion (%) 41.3 42.0 53.5 47.5

Value (RMB 100m) 89.1 15.3 9.5 8.7 Tertiary industry Proportion (%) 33.8 27.3 25.7 25.1

Average per-capita GDP (RMB) 7906.0 4439.0 5269.0 5781.0

Towners’ per-capita average disposable income 8109.8 (RMB) Income Farmer’s annual average per-capita net income 2683.3 2650.1 2727.6 2716.3 (RMB)

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From Table 3-1, among the three counties affected by the project, the urban scope and economic aggregate of Huaiyuan county are far higher those of Wuhe county and Guzhen county. The urban scope and economic aggregate of Wuhe county and Guzhen county are identical. In terms of industrial structure of the project area, rice, wheat and rapeseed plant are the key crops. The industrial production value of the primary industry of the affected area accounts for less than 1/3 of the GDP (Huaiyuan is the highest, 30.8%). This indicates that the non-agricultural development of the project has been developed to a certain level. Viewing from the level of economic development, the average per-capita GDP of Huaiyuan county, Wuhe county and Guzhen county are lower than the average figure of Bengbu city. However, the towner’s per-captita average disposal income is not substantially different from the average per-capita net income of rural residents. It is found that, the towner’s per-capita average disposal income is RMB 8100 – 8400, while the rural farmer’s average per-capita net income is RMB2600-2800. This is slightly higher than the average level of Anhui province, but lower than the national average level.

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5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN Legal Framework and Policies

In order to undertake the works of land acquisition and resettlement, safeguard the legal benefits of the affected individuals and institutions to facilitate the project implementation, the policy for the land acquisition, house demolition and resettlement of BIEIP are formulated pursuant to the relevant laws and regulations of the People’s Republic of China, Anhui Province, Bengbu City and the local governments, as well as the 2SHUDWLRQDO3ROLFLHVIRU,QYROXQWDU\5HVHWWOHPHQW(OP4.12) of the World Bank.

The resettlement shall be implemented strictly in accordance with the relevant policy stipulated in the RAP. Any changes thereto during implementation should gain the prior approval of the World Bank.

Policy framework

The policy framework of BIEIP are shown in Table 4-1.

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Table 4-1 Summary of Applicable Policy for the Project Policy Documents Date of Effectiveness

/DQG$GPLQLVWUDWLRQ/DZRIWKH3HRSOH V5HSXEOLFRI&KLQD August 28, 2004

5HJXODWLRQVIRUWKH,PSOHPHQWDWLRQRIWKH/DQG$GPLQLVWUDWLRQ/DZRIWKH3HRSOH¶V5HSXEOLFRI December. 27, 1998 &KLQD

, 'HFLVLRQ RI WKH 6WDWH &RXQFLO RQ 'HHSHQLQJ 5HIRUP DQG 6WUHQJWKHQLQJ /DQG $GPLQLVWUDWLRQ October 21, 2004 Ref. GF[2004]28;

National 5HJXODWLRQVRQ/DQG$FTXLVLWLRQ&RPSHQVDWLRQDQG5HVHWWOHPHQWIRU/DUJHDQG0HGLXP:DWHU September 1, 2006 5HVRXUFHVDQG+\GURHOHFWULF&RQVWUXFWLRQ3URMHFWV(Decree No.471, State Council)

, Ref. *XLGHOLQHV IRU 6WUHQJWKHQLQJ /DQG $FTXLVLWLRQ &RPSHQVDWLRQ DQG 5HORFDWLRQ 6\VWHP Nov. 3, 2004 No.GTZF[2004]238.

&LUFXODURI6WDWH&RXQFLOFRQFHUQLQJ5HLQIRUFHPHQWRI/DQG&RQWURO, GF[2006]31 August 31, 2006

(Decree No.305 of the $GPLQLVWUDWLYH5HJXODWLRQVIRU8UEDQ%XLOGLQJ'HPROLWLRQDQG5HORFDWLRQ Nov. 1, 2001 State Council)

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Policy Documents Date of Effectiveness

3URYLVLRQVRI$QKXL3URYLQFHRQ,PSOHPHQWLQJ/DQG$GPLQLVWUDWLRQ/DZRIWKH3HRSOH¶V5HSXEOLF July 1, 2004 RI&KLQD revised)

Anhui Province 3URYLVLRQV RI $QKXL 3URYLQFH RQ 0DQDJHPHQW RI 8UEDQ %XLOGLQJ 'HPROLWLRQ DQG 5HORFDWLRQ July 1, 2003 (Decree No.153 of the People’s Government of Anhui Province)

&LUFXODURQ6WDQGDUGL]LQJ/DQG$FTXLVLWLRQ&RPSHQVDWLRQDQG5HVHWWOHPHQWDQG0DQDJHPHQWRI February 15, 2007 6HWWOHPHQWRI&RPSHQVDWLRQ'LVSXWHV, WGTZ[2007]54

City

&RPSHQVDWLRQ 6WDQGDUGVIRU $FTXLVLWLRQRI&ROOHFWLYH /DQG IRU 8UEDQ3ODQQHG &RQVWUXFWLRQ RI July 1, 2002 %HQJEX&LW\ (trial), BZB[2002]53 Bengbu city 3URYLVLRQVRI%HQJEX&LW\RQ0DQDJHPHQWRI8UEDQ%XLOGLQJ'HPROLWLRQDQG5HORFDWLRQ May 1, 2005

&LUFXODU6WUHQJWKHQLQJWKH0DQDJHPHQWRI5XUDO/DERUV BZ[2006]133 December 19, 2006

Counties

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Policy Documents Date of Effectiveness

Wuhe County &LUFXODU RQ 'LVWULEXWLQJ WKH &RPSHQVDWLRQ 6WDQGDUGV RI :XKH /DQG 5HVRXUFHV $GPLQLVWUDWLRQ WZB[2006]28 %XUHDXIRU$FTXLVLWLRQRI&ROOHFWLYH/DQGLQ:XKH(FRQRPLF'HYHORSPHQW=RQH

&LUFXODURI'LVWULEXWLQJ WKH:RUNLQJ3URFHGXUHVRI:XKH &RXQW\IRU3URYLVLRQRI(PSOR\PHQW WZ[2006]55 7UDLQLQJDQG6RFLDO6HFXULW\IRU)DUPHUV:KRVH/DQGV+DYH%HHQ5HTXLVLWLRQHG

$SSURYDORIWKH3HRSOH¶V*RYHUQPHQWRI$QKXL3URYLQFHIRU/DQG8VH2YHUDOO3ODQQLQJRI:XKH WZM[2006]13 &RXQW\  

Guzhen County &LUFXODU RQ 'LVWULEXWLQJ WKH %DVH 3ULFHV DQG 'HPROLWLRQ 6XEVLGLHV 6WDQGDUGV IRU 0RQHWDU\ &RPSHQVDWLRQIRU'HPROLWLRQRI8UEDQ+RXVHVRI*X]KHQ&RXQW\ GZ[2005]46

Huaiyuan 3URYLVLRQDO0HWKRGVRI+XDL\XDQ&RXQW\IRU/DQG$FTXLVLWLRQ&RPSHQVDWLRQDQG5HVHWWOHPHQW HZ[2004]62 County IRUWKH3ODQQHG$UHDRI&RXQW\7RZQ

5XOHV IRU ,PSOHPHQWDWLRQ RI /DQG $FTXLVLWLRQ DQG +RXVH 'HPROLWLRQ LQ 3ODQQHG $UHD RI HZ[2004]63 +XDL\XDQ&RXQW\

,PSOHPHQWDWLRQ5XOHVIRU$SSOLFDWLRQRI8UEDQ/RZHVW/LYLQJ6WDQGDUGIRU)DUPHUV:KR+DYH HZ[2004]64 7UDQVIHUUHGWR1RQ$JULFXOWXUDO+RXVHKROG5HJLVWUDWLRQLQ+XDL\XDQ&RXQW\

,PSOHPHQWDWLRQ 5XOHV IRU 3URYLVLRQRI(QGRZPHQW ,QVXUDQFH IRU )DUPHUV:KRVH /DQGV +DYH HZ[2004]65 %HHQ5HTXLVLWLRQHG

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Policy Documents Date of Effectiveness

&RPPHQWVRQ6WUHQJWKHQLQJ&RQVWUXFWLRQ0DQDJHPHQWRI8UEDQ3ODQQHG$UHDLQ&RXQW\7RZQ HZ[2004]68

Policy OP 4.12, ,QYROXQWDU\5HVHWWOHPHQWand Appendixes January 1, 2002 World Bank Procedure BP 4.12, ,QYROXQWDU\5HVHWWOHPHQWand Appendixes January 1, 2002

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Main principles

Based on the above policy framework, the objectives of the resettlement policy of the BIEIP are to utmost avoid the negative impacts brought by the land acquisition and house demolition. The affected persons (APs) will be compensated at the replacement costs for their properties and will be provided with sufficient opportunities to restore or surpass their living standards before resettlement. The major principles are:

¾ To minimize the negative impacts of the project on the APs through adopting effective measures;

¾ The compensation and resettlement gained by the APs shall at least enable them to maintain the same living standards as “without project” or even better;

¾ To consult with the APs, enabling them to have the chances in fully participating in the planning and implementation of the resettlement plan;

¾ All affected properties will be compensated as per replacement costs;

¾ The APs with unregistered structures and expired temporary structures will be compensated or assisted;

¾ To build before demolition at utmost in that the APs will get the full amount of compensation before land acquisition and demolition, i.e. payment of compensation, or provision of resettlement sites and allowances should be made prior to the acquisition of land and relevant properties;

¾ The Borrower shall be responsible for mobilize the compensation costs as necessary for resettlement, including the contingency costs for resettlement;

¾ To identify eligibility of the APs. The cut-off date for eligibility identification of APs should be date of issuing the announcement of land acquisition and demolition. After this date, the APs shall not be allowed to construct, expand or renovate the houses, nor to change the purposes of houses and land, to sell and lease out the land and houses. Any persons who come to the affected area shall not be eligible for compensation as the APs.

¾ Compensation for the demolished houses shall be made according to the evaluated prices. If the evaluated prices are lower than the prices specified in the RAP, the prices in the RAP can be adopted.

Overviews of project policies

Acquisition of collective land and resettlement.

The principles, standards, procedures and monitoring mechanism of the project related to land acquisition and resettlement shall be formulated according to /DQG $GPLQLVWUDWLRQ /DZ RI WKH 3HRSOH¶V 5HSXEOLF RI &KLQD 'HFLVLRQ RI WKH 6WDWH &RXQFLO RQ Ã68

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'HHSHQLQJ 5HIRUP DQG 6WULFWO\ (QIRUFLQJ /DQG $GPLQLVWUDWLRQ (Ref. No. GF[2004] 28), *XLGHOLQHVIRU6WUHQJWKHQLQJ/DQG$FTXLVLWLRQ&RPSHQVDWLRQDQG5HORFDWLRQ6\VWHP (Ref. No.GTZF[2004]238), 5HJXODWLRQVRQ/DQG$FTXLVLWLRQ&RPSHQVDWLRQDQG5HVHWWOHPHQWIRU /DUJH DQG 0HGLXP :DWHU 5HVRXUFHV DQG +\GURHOHFWULF &RQVWUXFWLRQ 3URMHFWV (No.471 Decree of the State Council), 3URYLVLRQV RI $QKXL 3URYLQFH RQ ,PSOHPHQWLQJ /DQG $GPLQLVWUDWLRQ /DZ RI WKH 3HRSOH¶V 5HSXEOLF RI &KLQD revised), as well as relevant regulations of cities and counties concerned.

(1) Land requisitioned shall be compensated for on the basis of its original purpose of use. Compensation for requisitioned cultivated land shall include compensation for land, resettlement subsidies and attachments and young crops on the requisitioned land. As for land compensation and resettlement subsidies for acquisition of cultivated land, the urban area of Bengbu city shall adopts 23 times of the annual average output value (AAOV), while Guzhen county, Wuhe county and Huaiyuan county shall adopt 16 times of AAOV. As for the AAOV of cultivated land, Bengbu city and Huaiyuan county shall adopt RMB1200/mu, Guzhen county RMB1161/mu and Wuhe county RMB1000/mu. The compensation for the land attachments and for the young crops shall belong to the owners.

(2) The land compensation and resettlement subsidies shall be paid to the affected villagers’ committee or APs, being used in (i) increasing the area of cultivated land, if possible; (ii) improve agriculture through upgrading the irrigation and working methods etc.; (iii) develop non-agricultural incomes based on the existing activities; and (iv) serve as social security or endowment insurance for the displaced farmers.

Permanent acquisition of state-owned land.

This project belongs to the public services, and so the state-owned land shall be obtained through land assignment. In case there involves state-owned agricultural land and resettlement, the policy thereof shall refer to those for requisitioning rural collective land.

Temporary and occupation.

The compensation for temporary occupation rural collective land shall be made according to the duration and losses incurred, including crops compensation and land restoration expenses. The duration of occupation shall be maximally two years. After occupation, who will recover the occupied land shall be determined jointly by the representatives of the APs, village collective organization and the IAs.

Residential house demolition & resettlement.

1  Demolition of rural houses

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In demolition of rural houses, the displaced people can get the compensations made according to the structures of the houses to be demolished. At the same time, they will also get moving allowances and the in-advance moving rewards. There are three means of resettlement, respectively monetary compensation, exchange of property rights and self-rebuilding with self-demolition.

(i) As for those choosing monetary compensation, the amount of compensation shall be determined according to the legal floorage area and at the replacement costs of different structures.

(ii) As for those choosing exchange of property rights, the demolition unit shall compute the compensation based on the legal floorage area and at the replacement costs, build the resettlement area according to the unified planning and provide with the houses as exchange for the displaced people. If the displaced people accept the means of exchange of property rights, they should pay the price differences, i.e. the difference amount between the costs of the newly-built houses and the compensation amount for the demolished houses. In this case, the prices of the houses for resettlement shall be determined by the pricing administrative department.

(iii) As for those choosing self-rebuilding with self-demolition, the compensation shall be made according to the replacement costs of the demolished houses, and the displaced people may choose the house sites for to rebuild, provided that they are conforming to the planning. The house sites shall be arranged by the villagers’ committee in a planned and unified way, and the necessary expenses thereof shall be debited from the compensation for house sites. The area of house site of self-building shall be limited to 160m² each household.

2  Demolition of urban residential houses

The compensation standards and resettlement for demolishing urban residential houses shall be determined according to $GPLQLVWUDWLYH 5HJXODWLRQV IRU 8UEDQ %XLOGLQJ 'HPROLWLRQ DQG 5HORFDWLRQ (Decree No.305 of the State Council) 3URYLVLRQV RI $QKXL 3URYLQFHRQ0DQDJHPHQWRI8UEDQ%XLOGLQJ'HPROLWLRQDQG5HORFDWLRQ(Decree No.153 of the People’s Government of Anhui Province)3URYLVLRQVRI%HQJEX&LW\RQ0DQDJHPHQWRI 8UEDQ %XLOGLQJ 'HPROLWLRQ DQG 5HORFDWLRQ, as well as relevant policies of the cities and counties concerned.

The dislocated people thereof will get house demolition compensation, moving subsidies, in-advance moving award and subsidies for temporary relocation. Compensation for the demolition of urban residential houses shall implement the forms of monetary compensation or exchange of property rights. The dislocated people shall have the rights to choose the form of compensation.

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(i) Monetary compensation. The amount of monetary compensation shall be decided based on the evaluated price in the real estate market. In case the evaluated price thereof is lower than that specified in the RAP, the latter shall prevail; or, the dislocated people may negotiate a mutually-agreed amount of compensation with the demolition unit based on the base price announced by the government.

(ii) Exchange of property rights. In this case, the dislocated people and the demolition unit may, through referring to the method of monetary compensation, determine the compensation amount of the demolished houses and the price of relocating houses for accounting the price differences. The demolition unit should resettle the dislocated people or the tenants within the specified transition period (maximally 18 months).

(iii) The vulnerable groups shall enjoy the preferential policies.

Non-residential house demolition & resettlement.

The compensation standards for demolishing urban non-residential houses, enterprise and institution, as well as stores shall be determined according to $GPLQLVWUDWLYH 5HJXODWLRQV IRU 8UEDQ %XLOGLQJ 'HPROLWLRQ DQG 5HORFDWLRQ (Decree No.305 of the State Council)3URYLVLRQVRI$QKXL3URYLQFHRQ0DQDJHPHQWRI8UEDQ%XLOGLQJ'HPROLWLRQDQG 5HORFDWLRQ(Decree No.153 of the People’s Government of Anhui Province)3URYLVLRQVRI %HQJEX &LW\ RQ 0DQDJHPHQW RI 8UEDQ %XLOGLQJ 'HPROLWLRQ DQG 5HORFDWLRQ, as well as relevant policies of the cities and counties concerned.

The compensation for demolition of non-residential houses by the project shall include house compensation and business suspension subsidies. The demolition of non- residential houses by the project shall be compensated according to the replacement cost appraised by eligible qualified real estate appraisal organization. The amount of monetary compensation shall be determined according to the base price announced by the government at the time of issuing the demolition license by giving considerations to the factors of location, structure, floorage area, stories and decoration etc. The real estate appraisal organization should listen to the comments of the dislocated people before starting the appraisal. On this basis, the compensation prices for the demolished houses shall be negotiated.

Like demolition of urban residential houses, demolition of non-residential houses shall also adopt the methods of monetary compensation and exchange of property rights.

Special facilities and land-attached structures.

All the special facilities affected by the project will be re-constructed as per the requirements. The IAs will make compensation according to the amount mutually agreed by the administrative departments of these facilities, or include such amount in the project

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5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN budget. The reconstruction shall be conducted according to the original function, scope and standards.

The compensation for demolition of the land attachments shall be paid directly to the owners.

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Compensation Standards

The compensation standards applicable to this project are formulated according to the above legal framework and the actual conditions of the city, district and county that are affected by the project.

Compensation standards for acquisition of rural collectively-owned land

According to /DQG$GPLQLVWUDWLRQ/DZRIWKH3HRSOH¶V5HSXEOLFRI&KLQD*XLGHOLQHV IRU6WUHQJWKHQLQJ/DQG$FTXLVLWLRQ&RPSHQVDWLRQDQG5HORFDWLRQ6\VWHP, as well as the relevant regulations and rules of Anhui province, Bengbu city and the three counties regarding the implementation of /DQG $GPLQLVWUDWLRQ /DZ RI WKH 3HRSOH¶V 5HSXEOLF RI &KLQD the land acquisition compensation shall include land compensation, resettlement subsidies and crops compensation. Compensation for land, resettlement subsidies and crops compensation shall be computed as per the unified AAOV as shown in Table 5-1. The compensation standards for acquisition of rural collective land are shown in Table 5- 2. The land acquisition taxes and charges are shown in Table 5-3.

Table 5-1 AAOV Standards for Land Acquisition Compensation City(District)/Coun Project Components AAOV (RMB/mu) ty

Xijiagou Flood Management and High-Tech Zone of 1200 Environment Upgrading Bengbu city Subproject

Urban water-logging High-Tech Zone of 1200 BIEIP control subproject Bengbu city

Huaishang District flood control and urban Huaishang District environment 1200 of Bengbu city infrastructure upgrading subproject,

Guzhen Environment Treatment Subproject Guzhen County 1161

Wuhe Environment Treatment Subproject Wuhe County 1000

Huiyuan Environmental Treatment Huaiyuan County 1200 Subproject

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Table 5-2 Compensation Times and Standards for Acquisition of Collective Land in Bengbu City and Counties Times Compensation Standards (RMB/mu) City / Types of AAOV County Land (RMB/mu) Land Resettlement Crop Land Resettlement Crop Subtotal Subtotal Compensation Subsidy Compensation Compensation Subsidy Compensation

Paddy Field 1200 8 15 0.5 23.5 9600 18000 600 28200 Bengbu city Dry land 1200 8 15 0.5 23.5 9600 18000 600 28200

Wuhe Cultivated 1000 6 10 0.5 16.5 6000 10000 500 16500 County land

Paddy Field 1161 6 10 16.0 6966 11610 600 18576

Dry land 1161 6 10 16.0 6966 11610 600 18576 Guzhen County Forest Land 1161 6 10 16.0 6966 11610 18576

House Sites 1161 6 10 16.0 6966 11610 18576

Huaiyuan Cultivated 1200 10 6 0.5 16.5 12000 7200 600 19800 County land

Village Recipients Private Private Collective

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Table 5-3 Summary of Taxes and Charges for Lang Acquisition

Farmland Farmland Foundation Land Acquisition City / Types of Paid Use Fee occupation reclamation for Water Re-measurement Total Administration County Land (RMB/mu) tax (RMB charges Works Charges (RMB/mu) (RMB/mu) Fees (RMB/mu) /mu) (RMB/mu) (RMB/mu)

Paddy Field 28000 5000 5333 500 1500 50 40383 Bengbu city Dry land 28000 5000 5333 500 1500 50 40383

Wuhe Cultivated 9338 3502 4002 500 820 50 18212 County land

Paddy Field 9333 3500 4000 500 1500 50 18883

Dry land 9333 3500 4000 500 1500 50 18883 Guzhen County Forest Land 9333 3500 4000 500 1500 50 18883

House Sites 9333 3500 4000 500 1500 50 18883

Huaiyuan Cultivated 9333 3500 4000 500 1500 50 18883 County land

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Compensation standards for permanent occupation of state-owned land

The land acquisition of this project belongs to the urban infrastructure land use. According to the laws and regulations, the state-owned land can be acquired through assignment.

Compensation standards for temporary occupation of collective land

The compensation for temporary occupation rural collective land shall be made according to the duration and losses incurred, including crops compensation and land restoration expenses. The compensation for crops shall be computed as per the actual time of occupation as shown in Table 5-4.

Temporary occupation of state-owned land will not have land occupation compensation. The demolition of the land attachments shall be compensated as per the replacement costs, or the IA shall be responsible for re-construct according to the original standard and scope. The expenses thereof shall be covered by the project investment.

Table 5-4 Summary of Compensation of Temporary Occupation of Rural Collective Land

Land Fertility Crops Restoration City / Types of Loss Total Compensation Charges County Land Compensation (RMB/mu) (RMB/mu/season) (RMB/mu) (RMB/mu)

Bengbu Cultivated 600 1000 600 2200 city land

Guzhen Cultivated 500 2000 1000 4000 County land

Demolition of residential houses

Compensation standards for demolition of urban residential houses.

Compensation for the demolition of urban residential houses shall be made at the replacement costs appraised by eligible qualified real estate appraisal organization.

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In the project preparation stage, the calculation of the replacement costs (land price included) should be made based on the compensation policy for demolition of residential houses of different structures and location in city or county. Also, the compensation standards in this connection should also take into consideration of the prices of the commercial houses, second-handed houses. The compensation standards for the relocating houses for various structures are shown in Table 5-5.

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Table 5-5 Compensation Standards for Demolition of Urban Residential Houses

Compensation for Urban Houses Other Compensations (RMB/m²) SL. Project City(District)/County Moving Subsidies for Reward for Advance Brick Brick Subsidies Temporary Moving Concrete Wood (RMB/m²) Relocation (RMB) (RMB/household)

Xijiagou Flood Management and High-Tech Zone of 1 BIEIP Environment Bengbu city Upgrading Subproject

Urban water- 0.5% of house High-Tech Zone of 2 logging control 2000 1800 10 monetary 3000 Bengbu city subproject compensation

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Huaishang District flood control and 0.5% of house urban Huaishang District of 3 1800 1600 10 monetary 3000 environment Bengbu city compensation infrastructure upgrading subproject,

0.5% of house Guzhen Environment 4 Guzhen County 900 900 10 monetary 3000 Treatment Subproject compensation

Wuhe Environment 5 Wuhe County Treatment Subproject

0.5% of house Huiyuan Environmental 6 Huaiyuan County 2000 1900 10 monetary 3000 Treatment Subproject compensation

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Compensation standards for demolition of rural residential houses.

The replacement costs for demolition of rural residential houses should be estimated according to the compensation policy of relevant city or counties for the different structures and locations. Details are shown in Table 5-6. As for the affected village, a generally-planned house site will be assigned to the affected villagers for re-construction. Those choosing monetary compensation shall also get the compensation for house site (computed as per the land occupied by the house, at RMB 28/m²).

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Table 5-6 Compensation Standards for Demolition of Rural Residential Houses.

Compensation House standards for Sites Other demolition of Comprehensive Compensations rural houses (RMB/m²) Support Charges SL. Project City(District)/County (RMB/m²)

(RMB/m²) Reward for Brick Moving Subsidies Brick Concrete Advance Moving Wood (RMB/household ) (RMB/household)

Xijiagou Flood Management and High-Tech Zone 1 400 350 28 / 1500 3000 Environment Upgrading of Bengbu city Subproject

Urban water-logging High-Tech Zone 2 400 350 28 / 1500 3000 BIEIP control subproject of Bengbu city

Huaishang District flood control and urban Huaishang 3 environment District of 400 350 28 112 1500 1500 infrastructure Bengbu city upgrading subproject,

Guzhen Environment 4 Guzhen County 400 280 28 / 1000 1500 Treatment Subproject

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Compensation standards for demolition of non-residential houses.

Enterprise & institutional units.

The demolition of non-residential houses of enterprise and institutions by the project shall be compensated according to the evaluated price appraised by eligible qualified real estate appraisal organization. The compensation for demolition of enterprise and institution shall include house demolition compensation, business suspension charges etc., as shown in Table 5-7.

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Table 5-7 Compensation Standards for Demolition of Enterprise Compensation Standards (RMB/m²) Other Compensations

SL. Project City(District)/County Moving Reinforced Brick Brick Business-suspension Subsidies Structure Concrete Wood Subsidies (RMB) (RMB/m²)

Xijiagou Flood Management and High-Tech Zone of 1 920 770 630 10 Environment Bengbu city Upgrading Subproject

Urban water-logging High-Tech Zone of 2 920 770 630 10 BIEIP control subproject Bengbu city

Huaishang District flood control and Huaishang District of As per 0.4% of the 3 urban environment 920 770 630 10 Bengbu city compensation for infrastructure house demolition upgrading subproject, each month.

Guzhen Environment Treatment 4 Guzhen County 400 280 10 Subproject

Wuhe Environment Treatment 5 Wuhe County 400 280 10 Subproject

Huiyuan Environmental 6 Huaiyuan County 400 280 10 Treatment Subproject

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Stores

The demolition of non-residential houses of stores by the project shall be compensated according to the evaluated price appraised by eligible qualified real estate appraisal organization according to the structure, location and purpose. The compensation for demolition of stores shall include house demolition compensation, business suspension charges and moving subsidies etc., as shown in Table 5-8.

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Table 5-8 Compensation Standards for Demolition of Stores Compensation Standards (RMB/m²) Other Compensations

Project City(District)/County Moving Reinforced Brick Brick Business-suspension Subsidies Structure Concrete Wood Subsidies. (RMB) (RMB/m²)

Xijiagou Flood As per 0.6% of the Management and High-Tech Zone of Bengbu 920 770 630 10 compensation for house Environment Upgrading city demolition each month. Subproject

Urban water-logging High-Tech Zone of Bengbu 920 770 630 10 BIEIP control subproject city

Huaishang District flood control and urban Huaishang District of environment 920 770 630 10 Bengbu city infrastructure upgrading subproject,

Guzhen Environment Treatment Guzhen County 400 280 10 Subproject

Wuhe Environment Treatment Wuhe County 400 280 10 Subproject

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Compensation Standards (RMB/m²) Other Compensations

Project City(District)/County Moving Reinforced Brick Brick Business-suspension Subsidies Structure Concrete Wood Subsidies. (RMB) (RMB/m²)

Huiyuan Environmental Treatment Huaiyuan County 2000 1900 10 Subproject

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Compensation standards for un-registered houses

Un-registered houses are not the residential houses of the APs that should be compensated according to the construction costs. The compensation standards for un- registered houses are shown in Table 5-9.

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Table 5-9 Compensation Standards for Un-registered Houses

Compensation Standards (RMB/m²)

Rural Area Urban (incl. Stores) SL. Project City(District)/County

Brick Brick Brick Brick Wood Concrete Wood Concrete

Xijiagou Flood Management and High-Tech Zone of Bengbu 1 100 80 500 350 Environment Upgrading Subproject city

Urban water-logging control High-Tech Zone of Bengbu 2 100 80 500 350 subproject city BIEIP

Huaishang District flood control and urban environment Huaishang District of Bengbu 3 100 80 500 350 infrastructure upgrading city subproject,

4 Guzhen Environment Treatment Subproject Guzhen County 100 80 500 350

5 Wuhe Environment Treatment Subproject Wuhe County 100 80 500 350

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6 Huiyuan Environmental Treatment Subproject Huaiyuan County 100 80 500 350

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Compensation standards for infrastructure and ground attachments affected by the project

Compensation for the ground attachment and public facilities shall be made according to the replacement costs.

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Plan for Production and Living Rehabilitation

The objectives of resettlement of this project are: (i) ensure that all APs can get full amount of compensation and be reasonably resettled and restored.; (ii) the APs can share the benefits brought by the construction of the project; (iii) the APs may receive assistance in settling their temporary difficulties; (iv) the incomes and livelihood of the APs and the productive and profit-making capacity of enterprises can be restored to or even better than the previous levels before the project. Resettlement for permanent land acquisition

This project will make 3902.8mu of permanent land acquisition, including 267mu of state-owned land (6.8%) and 3635.8mu of collective land (93.16%).

Assignment of state-owned land

According to the laws, regulations and policy of Anhui province, Bengbu city and relevant counties, the state-owned land will be assigned free of charges.

Permanent acquisition of collective land

(1) Analysis of project impacts

The project will make permanent land acquisition of 3635.8mu of collective land, including 3510.2mu of cultivated land, affecting 33 villages with 2239 households and 9806 persons.

As seen from the statistical analysis, land acquisitions, even with large area, are scattered in different places. Among the 33 villages affected by land acquisition, the land loss rate of 17 villages (51.5%) is less than 5%. Viewing from affected households, the average per-household land loss is 0.09mu, averagely 7.87% per household. There are only 263 households (10.96% of the total affected households) that have over 20% of impacts caused by land acquisition, others are all below 20%.

In addition, based on the socio-economic survey of the project area, the incomes from the cultivated land of the displaced farmers account for about 0-26% of their total incomes. Their major income sources are from non-agricultural earnings, of which, earnings from out-going employment and business engagement become the main sources of the non- agricultural incomes. Since the major income sources are from non-agricultural activities, and the lands of most of the farmers have not been requisitioned, so, the impacts on the local villagers caused by the project would be very much limited. Therefore, land acquisition would have very little impacts on the displaced people.

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Table 6-1 Analysis of Land Acquisition Impacts Before LA LA Impacts LA Impacts District / SL. Project Towns Village Total Total Cultivated Cultivated Affected Household Population Rate County APs Households Population Land Land Households Percentage Percentage of LA (person) (nos) (nos) (mu) (mu) (nos) (%) (%) (%)

Bengbu Urban New & Huangshan 1 / / / 280.1 195 677 Integrated High-Tech village Environmental Zone Upgrading Jiulongji 2 Project Changqing 340 970 1780 124.4 90 330 26.5% 34.0% 7.0% village town

Zhengcheng 3 / / / 18 10 39 village

Shanxiang 4 / / / 21 16 51 village

New & Shannan 5 High-Tech / / / 22 16 54 village Zone

Qinji town Dongzhou 6 510 1820 2114 253 159 567 31.2% 31.2% 12.0% village

7 Daxu village 420 1740 2300 155.4 107 346 25.5% 19.9% 6.8%

8 Qinji village 980 3560 2809 225 165 569 16.8% 16.0% 8.0%

Laoguanxu 9 139.3 92 360 village

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Before LA LA Impacts LA Impacts District / SL. Project Towns Village Total Total Cultivated Cultivated Affected Household Population Rate County APs Households Population Land Land Households Percentage Percentage of LA (person) (nos) (nos) (mu) (mu) (nos) (%) (%) (%)

Jianggu 10 640 2670 3860 128.2 96 258 15.0% 9.7% 3.3% village

11 Yanshan Jinxu village 630 1960 2030 264.3 210 617 33.3% 31.5% 13.0% town Taodian 12 1020 3000 510 12 7 26 0.7% 0.9% 2.4% village

Xiao Xiao 13 Bengbu 1173 3009 460 10 10 34 0.8% 1.1% 2.2% Bengbu village town

Houlou 14 1330 3801 235 75 20 82 1.5% 2.2% 31.9% village

Huaishang Huaishang 15 district 749 2986 2286 20 6 22 0.8% 0.7% 0.9% village

Wuxiaojie Wuxiaojie 16 804 3123 3134 65.7 24 93 3.0% 3.0% 2.1% town village

17 Jiutai village 920 3789 3504 82.5 175 385 19% 10.2% 2.4%

Ximendu 18 1110 4830 4316 127.5 185 752 16.7% 15.6% 3.0% village

Guzhen Chengguan Chenxu 19 Guzhen 430 1430 2153 74.2 31 153 7.2% 10.7% 3.4% Environment County town village Treatment Subproject

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Before LA LA Impacts LA Impacts District / SL. Project Towns Village Total Total Cultivated Cultivated Affected Household Population Rate County APs Households Population Land Land Households Percentage Percentage of LA (person) (nos) (nos) (mu) (mu) (nos) (%) (%) (%)

Subproject Dalou 20 375 1588 2012 50.2 25 144 6.7% 9.1% 2.5% village

21 Dayingju 841 3158 12 5.2 6 35 0.7% 1.1% 43.3%

Liuzhuang 22 326 1308 1600 90.1 97 433 29.8% 33.1% 5.6% village

Longtan 23 426 1924 3983 157.8 86 647 20.2% 33.6% 4.0% village

24 Qili village 567 2610 4705 25.02 100 491 17.6% 18.8% 0.5%

Songdian 25 466 2362 5683 31.23 27 147 5.8% 6.2% 0.5% village

26 Wangjianxu 567 2610 4705 7.32 26 115 4.6% 4.4% 0.2%

27 Wuli village 620 2824 6248 18.36 72 379 11.6% 13.4% 0.3%

28 Xixu village 1087 3736 211 15.15 10 91 0.9% 2.4% 7.2%

Zhangqiao 29 430 1933 3629 121.9 109 635 25.3% 32.9% 3.4% village

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Before LA LA Impacts LA Impacts District / SL. Project Towns Village Total Total Cultivated Cultivated Affected Household Population Rate County APs Households Population Land Land Households Percentage Percentage of LA (person) (nos) (nos) (mu) (mu) (nos) (%) (%) (%)

Huiyuan Environmental Huaiyuan Dongmiao 30 Chengguan 1002 4205 2237 340.5 135 540 13.5% 12.8% 15.2% Treatment County village town Subproject

Huaiyuan Meicheng 31 928 3748 1421 471.1 349 1396 37.6% 37.2% 33.2% County village

Wuhe Environment Wuhe Tangchen 32 Mohekou 611 2072 3624 100 63 259 10.3% 12.5% 2.8% Treatment County village town Subproject

Wuhe Tuanjie 33 609 2344 6018 39.69 38 161 6.2% 6.9% 0.7% County village

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(2) Rehabilitation measures

Currently, as for acquisition of the land contracted by farmer households, on one hand, the contracting period of 30 years remains unchanged in China; on the other hand, a majority of collective organizations do not have optional lands for re-distribution. As such, in the views of village cadres and villagers, it would be impossible to re-distribute the lands to those farmers with their lands requisitioned. In addition, in this project, except for very few farmer households, the area of the requisitioned land is limited. Even with compensation of equal area of land, the farmers would not accept the remote small discarded land.

As indicated by the field survey, almost all the affected households hold the positive attitude to the project construction. They think that the project will improve their living environment and avoid the frequent flooding. In addition, they prefer monetary compensation for the land acqisition. This method is simple and easily operative. The farmers may freely use the compensation to restore production and living.

As indicated in the above analysis, land acquisition of the project will have different-degree impacts on the villages, and so the rehabilitation scheme should be formulated according to the degree of impacts, availability of the remained land resources and the willingness of the APs. Upon full consultation with the villager’s committee and individuals during socio-economic survey, a number of economic rehabilitation plans have been worked out.

As for the land contracted by farmers, there are three schemes for income restoration: (1) The amount of compensation shall be calculated based on the compensation standards and the area of the requisitioned farmland and be directly paid to the APs. In this case, the affected household can use this amount to undertake other agricultural or non-agricultural activities, such as growing economic crops or engaging in other sideline business. (2) The rural households who satisfy the requirements on “transferring agricultural to non-agricultural household status” will be covered by the urban community administration. They can participate in the endowment insurance for the displaced farmers.

As for acquisition of the village collective land, the compensation shall be retained in the collective organization as the special funds to be used in infrastructure and public good services, such as construction of farmland irrigation facilities, roads and subsidies to the solitary elderly.

In addition, during the whole process of production restoration, the IAs will offer possible assistance, including the main measures of:

(1) The APs will have the priority in getting jobs from the project construction, hence will increase their cash incomes.

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(2) The APs will have the priority in participating in labor transfer within the range of the counties affected by the project.

(3) As for the APs, the project has designed a series of activities of technical consultation and training, covering the aspects of agricultural technical training for economic crops and non-agricultural knowledge training etc. In this connection, concerned technical professionals of the agricultural and labor protection departments will be invited to the relocated area to provide with trainings concerning about agricultural cultivation. In this way, the each affected household will receive at least one time of agricultural technical training and non-agricultural technical training. These measures can help increase the quality and productivity of crops, increase the economic incomes of the APs and restore the livelihood of the APs. Recovery of the temporarily occupied land

The total area of temporary occupation of collective land by the project shall be 140.8 mu. According to the socio-economic survey, the temporary land occupation is caused by construction arrangement, earth borrowing, back-filling and spoil area. Upon extensive consultation with the farmers, the restoration can be conducted by the collective, farmer household or the IAs. Who will recover the occupied land shall be determined jointly by the representatives of the APs, village collective organization and the IAs. As a fact, the compensation for the temporary occupation of the rural collective land will be higher than the actual losses incurred to the cultivation, and thus the living of the villagers will not be affected by the temporary land occupation.

The principles for restoration of temporary land occupation are:

¾ The affected farmer’s households shall have the priority. Such will help the APs get job opportunities and increase the family incomes. It will also ensure the quality of restoration. If the affected households and the village collective are unwilling to undertake the restoration, the restoration shall be organized by the IAs.

¾ The acceptance inspection for the restored temporarily-occupied land shall be conducted jointly the collective organization and the representatives of APs according to the standards as set herein: (i) Surface earth should be protected under strict measures to avoid un-restorable occasion; (ii) When cutting, the surface earth (30- 50cm in thickness recommended) should be stacked aside separately, for which, necessary measures for avoiding soil erosion should be provided. (iii) After construction, in order to minimize the negative impacts on soil quality, it is to back-fill the bottom earth, then evenly cover with the surface earth and level the site. (iv) The hardened land during the construction should be ploughed loose immediately after the completion.

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Compensation and resettlement of residential houses Residential houses of urban residents

Demolition of urban residential houses mainly occur in Bengbu urban water-logging subproject, Guzhen county subproject and Huaiyuan subproject. The total demolition area of the project will be 4933.2m², affecting 77 households with 267 people.

The compensation shall be made according to the replacement price evaluated by the qualified appraisal organization that is selected by the APs. The price evaluation shall be made according to the factors such as location, house structure, purpose, story and direction etc. The means for resettlement have two options, respectively monetary compensation and exchange of property rights. Those choosing monetary compensation may buy commercial houses or second-handed houses according to their willingness. In addition to the rights of choosing resettlement means, the dislocated people may also freely choose the place of relocation and size of houses etc. The price difference shall be concluded according to the market evaluated price if the floorage area of the resettlement house is equal to that of the demolished house; while the price difference for the exceeded part shall be calculated according to the market price. The displaced people shall have the right to require the demolishing unit to provide with the resettlement house that is not smaller than the demolished house in area.

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Table 6-2 Survey Summary of the Resettlement Willingness of APs Willingness in Resettlement (household) Living Area No. of Affected Project 2 Proportion Exchange of Remarks (m ) Households. Monetary Property Combined compensation. Rights.

Below 30m² 7 9.1% 7

3050 12 15.6% 12 Bengbu city 5070 8 10.4% 1 7

70m² plus 1 1.3% 1

Below 40 5 6.5% 5 m²

40 80 6 7.8% 6

80100 4 5.2% 1 3 Guzhen County

100130 5 6.5% 2 3

130150 5 6.5% 5

150 m² plus 3 3.9% 3

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Willingness in Resettlement (household) Living Area No. of Affected Project 2 Proportion Exchange of Remarks (m ) Households. Monetary Property Combined compensation. Rights.

025 5 6.5% 4 1

2550 1 1.3% 1

Huaiyuan County 5085 7 9.1% 7

85120 4 5.2% 4

120 m² plus 4 5.2% 3 1

Total 77 100.0% 23 44 10

Proportion 29.9% 57.1% 13.0%

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New & High-Tech Zone: In the urban area of Bengbu city, the compensation standard is RMB 1800-2000/m². As per the average price in the current real estate market of Bengbu city (RMB 1800/m²), the dislocated people can buy the commercial houses or second-handed houses2 of the same structure and same location with the compensation amount. As for the un-registered houses, the compensation shall be made according to the costs prices (RMB 500/m² for brick-concrete structure; RMB 350/m² of brick-timbre structure). In this case, the displaced people shall be provided with permanent low-rent houses (RMB5/m², 6m² each person). If these people buy second-handed houses, they will be exempted from the transaction service charge.

Huanyuan County subproject: The compensation standard RMB 1900-2000/m². As per the average price in the current real estate market therein (RMB 1500/m²), the dislocated people can easily buy the commercial houses or second-handed houses of the same structure and same location with the compensation amount. The APs are willing to accept the method of monetary compensation.

Guzhen county subproject: The compensation standard demolished house is RMB 900/m². The resettlement shall be made based on the demolished residential area and according to the principle of exchange of property rights. The amount of compensation shall be computed as per the base prices (RMB 840/m² for class-I; RMB 720 for class-II).

Rural residential houses

In BIEIP, demolitions of rural residential houses mainly occur in urban water-logging control subproject of Bengbu city, Huaishang District subcontract and Guzhen county subproject. The project will demolish rural residential houses a total area of 66474.41, affecting 345 households with 1340 people. There are three means of resettlement, respectively monetary compensation, exchange of property rights and self-rebuilding with self-demolition.

New & High-Tech Zone: The residential houses of the farmers are located within the planned area of the city, i.e. “village within the city”. In addition to the monetary compensation made at replacement price (RMB 400/m² for brick-concrete structure; RMB 350 for brick-wood structure), these farmers can also get the compensation for the house sites. As for those choosing “exchange of property rights” for resettlement, according to the floorage area of the previous house, one household can get a house of maximum 160m² (the construction standards are identical to those in the urban commercial houses, and

 The age of the second-handed house is less than that of the house to be demolished. Ã

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Huaishang District subproject: In addition to the monetary compensation made at replacement price (RMB 400/m² for brick-concrete structure; RMB 350 for brick-wood structure), these farmers can also get the compensation for the house sites. As for those choosing “exchange of property rights”, the prices of resettlement houses within the range of land acquisition shall be computed as per the preferential price (RMB 540/m²), cost price (RMB 760/m²) and market evaluated price (RMB 1030/m²). On average, each person can enjoy 25m² of resettling area, and the total resettling area of one household shall be limited to an area of 192m². (i) In case that the demolished registered area is larger than the eligible area to be resettled, the eligible area to be resettled shall be computed as per the preferential price; If within demolished registered area but exceeding the eligible area to be resettled, the exceeded part shall be computed as per the cost price; If exceeding both the demolished registered area and the eligible area to be resettled, the exceeded part shall be computed as per the market evaluated price. (ii) In case that the demolished registered area is less than the area to be resettled, the area within the registered area shall be computed as per the preferential price; the area exceeding the registered area but less than the eligible area to be resettled shall be computed as per the cost price; the area exceeding both the registered area and the eligible area to be resettled shall be computed as per the market evaluated price.

Guzhen County subproject: In addition to the monetary compensation made at replacement price (RMB 400/m² for brick-concrete structure; RMB 280 for brick-wood structure), these dislocated people can also get the compensation for the house sites. Those choosing migratory resettlement may choose house sites to construct their house but subject to the planning. The house sites shall be arranged by the villagers’ committee in a planned and unified way, and the necessary expenses thereof shall be debited from the compensation for house sites. The area of house site of self-building shall be limited to 160m² each household.

Compensation and resettlement of non-residential houses

Demolition of non-residential houses includes demolition of enterprise and stores. The project will demolish 5247.43m² of non-residential houses, of which, 2829m² of enterprise

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5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN and 2418.3 of stores. The means for resettlement include monetary compensation and exchange of property rights.

Affected enterprise

In this project, only Guzhen subproject has demolition of enterprise, affecting only one enterprise and demolishing a total area of 2829m², covering 63 people.

In this project, only Guzhen subproject has demolition of enterprise, affecting only one enterprise and demolishing a total area of 2829m², covering 63 people. There are two optional compensations for demolition of enterprise, respectively monetary compensation and migratory resettlement. The compensation shall include moving subsidies, living and house-renting subsidies for the workers during the period of business suspension, replacement costs for the equipments that cannot be restored for usage etc. After discussion, the enterprise shall be provided with land for migratory resettlement. As for the workers of the enterprises, during the period of production suspension, their salaries and incomes will not be affected. After re-establishment, the workers can go back to the enterprise.

Stores affected

Demolition of stores mainly occur in urban water-logging control subproject and Huaiyuan county subproject. The project will demolish 10 stores totaling 2527m², affecting 45 persons.

Demolition of stores mainly occur in urban water-logging control subproject and Huaiyuan county subproject. The project will demolish 10 stores totaling 2527m², affecting 45 persons. Since these stores will be demolished, the affected people may, at their will, choose the monetary compensation or exchange of property rights for compensation. Those choosing monetary compensation can buy houses to continue their business, while the tenants will have the priority in renting. Those choosing “exchange of property rights” may get stores in “Shanxiang Community” in the New & High-Tech Zone where every affected store and person can be resettled. Rehabilitation plan for affected vulnerable groups

Among the APs, there are 13 households with 27 persons belonging to vulnerable group (accounting for 0.23% of the total APs), involving urban water-logging subproject and Huaishang district subproject.

The living standards of the vulnerable groups affected by this project will be ensured not to be affected by the land acquisition. In addition, those with working capacity will be provided with job opportunities by the social insurance departments at all levels to ensure that they can further improve their living standards. As for those solitary elderly and the

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5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN family with the disabled, due to the inconvenience in daily life and comparatively weak self- care ability, they will be arranged to live on the ground floor of the new houses and be resettled properly according to their weakness.

As for the poor group who has only one small-size residential house, they will be liable to get low-rent housing subsidies according to the low-rent housing policy of Bengbu city, i.e. those with less than 6m² average per-capita living area shall be liable to get living subsidies of RMB 5/m² for the insufficient part. Rehabilitation plan for un-registered houses

Demolition of the unregistered houses shall be compensated by the project. According to the survey, most of the unregistered houses are built aside the registered houses. Demolition of these unregistered housed will not bring about serious negative impacts on the APs. The demolition of the un-registered houses shall be compensated as per the cost price payable to the owners. Affected infrastructure and land attachments

After compensating the affected infrastructure and land attachments, the reconstruction shall be conducted by the owners.

The restoration measures for the demolished facilities shall be well planned ahead, and the implementation should be safe, effective, timely and accurate, and minimize the negative impacts on the people nearby.

As for the affected public facilities, the demolition unit should strictly following the construction drawing and minimize removal. In addition, as for removal of the pipelines, the demolition unit should re-build first, under the conditions that such re-building and removal will not affect the living of the nearby local people (without re-locating residents).

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5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN Institutional Organization and Implementation Progress

Institutional structure

Bengbu city has established BPMO that is responsible for guiding the development of RAP, implementation of land acquisition and contacting the World Bank. In addition, it will be also responsible for developing RAP, administration of land acquisition, supervision of internal inspection and internal monitoring etc. After the RAP is approved by the World Bank, all IAs will, guided by BPMO, select the qualified house demolition company to start the procedure of house demolition in urban areas. The acquisition of collective land and resettlement shall be implemented by the Land Resources Bureau.

The institutional framework for resettlement is shown in Table 7-1.

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Table 7-1 Institutional Organization and Responsibilities of Regarding Resettlement

Administrative agency Resettlement Implementation Agency

SL. Project City(District)/County Administrative Main Staffing Main Staffing Tel. Name Tel. Agency Responsibilities Inputs Responsibilities Inputs

Formulate Bengbu Water Land Liu Bo 0552-3131325 Xijiagou Flood resettlement Resources Bureau acquisition and Management and policy, resettlement as High-Tech Zone of organize RAP, per RAP 1 Environment Hu Bengbu city ensure Investment Dept. approved by Upgrading Naijun, implementation of New High-Tech WB 0552-4083486 Subproject Zhang Lu of RAP, make Zone etc. timely payment and monitor fund use, Bengbu Zhou international Construction 0552-2047809 Gang monitoring Commission

0552-3114255 Bengbu Urban Urban water- Urban and High- Hu Investment Dept. 2 Integrated logging control Tech Zone of Zhang defu, Naijun, BPMO and PMO of New High-Tech 0552-4083486 Environmental subproject Bengbu city Chen Wei, 0552-2041350 Zhang Lu of districts Zone Upgrading Gu Youqi etc. Project 0552-2051045 Xiao Longzihu District 0552-3040199 Xuebao

Gao Huaishang district 0552-2829202 Jianyu Huaishang District flood control and urban environment Huaishang District Hebei Zhang 3 0552-2829615 infrastructure of Bengbu city Development Co. Jun upgrading subproject, Bengbu Water Liu Bo 0552-3131325 Resources Bureau

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Administrative agency Resettlement Implementation Agency

SL. Project City(District)/County Administrative Main Staffing Main Staffing Tel. Name Tel. Agency Responsibilities Inputs Responsibilities Inputs

Guzhen Dong Construction 0552-6012712 fang Bureau

Guzhen Environment Treatment PMO of Guzhen Guzhen Water 4 Guzhen County Wang Sheng 13966065939 Liu Bing 0552-6015004 Subproject county Resources Bureau

Guzhen Song Environmental 0552-3555526 Chao Protection Bureau

Wuhe Environment Treatment PMO of Wuhe Zhang 5 Wuhe County Yu Jixin 0552-5020408 Wuhe DRC 0552-2311293 Subproject county Dunbao

Huaiyuan construction Lu Ming 0552-8213810 bureau

Huiyuan Environmental Treatment PMO of Huaiyun water 6 Huaiyuan County He Ling 0552-8212651 Hu Kegen 13956365695 Subproject Huaiyuan resources bureau

Chengguan town of Huaiyuan county

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Implementation progress

Based on the construction progress, the project shall be completed in five years in phases from 2008 to 2012. The plan for land acquisition, demolition and resettlement shall be in consistence with the construction of every components of the sub-project, which shall start from January 2008 and end in December 2011.

The principles for arranging the resettlement progress are: (1) The land acquisition, demolition and resettlement shall be completed one month prior to the start of project construction, so that the APs would have adequate time in arranging production and preparing income restoration plan. (2) During resettlement, the APs should have the opportunities in participating in the project construction. Prior to construction commencement, the range of land acquisition must be announced, RIB must be distributed and public participation must be properly arranged. (3) All kinds of compensation must be paid to the property owners in full amount within three months after the date when the plan of compensation and resettlement are approved. No entities or individuals shall be allowed to utilize such compensation on behalf. No interception or misappropriation of such funds in any causes shall be allowed.

The overall progress plan for land acquisition, demolition and resettlement of all subprojects shall be developed based on the progress of land acquisition, demolition and resettlement. However, this schedule shall be adjusted accordingly if the overall progress deviates. The resettlement schedule and correlation with construction activities of all subprojects are shown in Table 7-2, while the implementation schedule and activities are shown in Table 7-3.

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Table 7-2 Correlation Between Land Acquisition and Construction of All Subprojects Construction Period Implementation SL. Project City(District)/County Civil Works & Operation Schedule for Preparatory Stage (Implementation & Resettlement (Design & Bidding) Completion)

Bengbu Urban Tianhe River Flood 1 Bengbu city 2007.22008.4 2008.4~2010.9 / Integrated Control Subproject Environmental Upgrading Xijiagou Flood Project Management and High-Tech Zone of 2 2007.12009.2 2008.2~2011.4 2007.1~2011.12 Environment Upgrading Bengbu city Subproject

Urban water-logging High-Tech Zone of 3 2007.12009.2 2009.2~2011.4 2007.1~2011.12 control subproject Bengbu city

Longzihu Lake Longzihu Lake flood District and 4 control environment Economic 2007.12009.2 2009.2~2011.4 / improvement subproject Development Zone of Bengbu city

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Huaishang District flood control and urban Huaishang District 5 environment 2007.12009.2 2009.2~2011.4 2007.1~2011.12 of Bengbu city infrastructure upgrading subproject,

Guzhen Environment Treatment 6 Guzhen County 2007.12009.2 2009.2~2011.4 2007.1~2011.12 Subproject

Wuhe Environment Treatment 7 Wuhe County 2007.22008.7 2008.7~2010.11 2007.1~2011.12 Subproject

Huiyuan Environmental Treatment 8 Huaiyuan County 2007.12009.2 2009.2~2011.4 2007.1~2011.12 Subproject

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Table 7-3 Schedule of Land Acquisition and Activities of All Subprojects Stage Activities Bengbu city Huaiyuan County Guzhen County Wuhe County

Determination of range Before 2007.2.15 Before 2007.2.15 Before 2007.2.15 Before 2007.2.15 of land acquisition

In-kind survey of land 2007.2.152007.3.15 2007.2.152007.3.15 2007.2.152007.3.15 2007.2.152007.3.15 acquisition

Primary socio-economic 2007.2.152007.4.10 2007.2.152007.4.10 2007.2.152007.4.10 2007.2.152007.4.10 survey

Negotiation of Preparation 2007.4.202007.6.20 2007.4.202007.6.20 2007.4.202007.6.20 2007.4.202007.6.20 resettlement plan

Compilation of 2007.3.152007.6.30 2007.3.152007.6.30 2007.3.152007.6.30 2007.3.152007.6.30 Resettlement Plan

Public release of 2007.9.15 2007.9.15 2007.9.15 2007.9.15 Resettlement Plan

Approval of 2007.10 2007.10 2007.10 2007.10 resettlement plan

Approval formalities for Implementation acquisition of rural 2008.4 2008.4. 2008.4. 2008.4. collective land

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Organizing land acquisition mobilization 2008.4 2008.4. 2008.4 2008.4. meeting, announcement of policy

Issuance of notice of 2008.5 2008.5 2008.5 2008.5 land acquisition

Negotiation of compensation 2008.5 2008.5 2008.5 2008.5 agreement

Demolition of house 2008.5 2008.5 2008.5 2008.5 and facilities

Hand-over of 2008. 6 2008.6 2008. 6 2008.6 construction land

Construction of 2007.12-2008.5 2007-12-2008.5 2007.12-2008.5 2007.12-2008.5 relocation houses

Moving-in new houses 2008.5-10 2008.5-10 2008.5-10 2008.5-10 by APs

Income recovery of APs 2008.5-20 2008.5 2008.5 2008.5

Monitoring Monitoring evaluation. 2008.6-2011.12 2008.6-2011.12 2008.6-2011.12 2008.6-2011.12 evaluation.

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5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN Budget and Funds Sources

Budget

The general budge shall include: compensation for permanent land acquisition; compensation for temporary land occupation; compensation for demolition of urban residential houses; compensation for demolition of rural residential houses; compensation for affected enterprise; compensation for affected institutional units; compensation demolition of stores; compensation for affected infrastructure and land attachments; relevant taxes etc.

The total budget for resettlement of the project is RMB 276 million, accounting for 14.7 % of the project costs, comprising of: (i) compensation for permanent acquisition of collective land RMB87.715 million (accounting for 31.7); (ii) compensation for temporary land occupation RMB 0.561 million (accounting for 0.2%); (iii) compensation for demolition of rural residential houses RMB 27.584 million (accounting for 10%); (iv) compensation for demolition of urban residential houses RMB 7.49 million (accounting for 2.7%); (v) compensation for affected enterprise and institutional units RMB 0.945 million (accounting for 0.3%); (vi) compensation demolition of stores RMB 1.71 million (accounting for 0.6%); (vii) compensation for land attachments RMB 4.137 million; (viii) compensation for unregistered buildings RMB 0.661 million (accounting for 0.2%); (ix) various taxes RMB 120.387 million (accounting for 43.6%); (x) resettlement contingency RMB 25.119 million (accounting for 9.1%).

In terms of different subprojects, the resettlement costs are: (i) Xijiagou flood control management of environment upgrading subproject, RMB 35.657 million (accounting for 12.9%); (ii) Urban water-logging control subproject, RMB 112.824 million (accounting for 40.8); (iii) Huaishang District flood control and urban environment infrastructure upgrading subproject, RMB 49.613 million (accounting for 18.0%); (iv) Guzhen county eco- environmental upgrading subproject, RMB 32.806 million (accounting for 11.9%); (v) Wuhe county eco-environmental upgrading subproject, RMB 5.524 million (accounting for 2.0%); and (vi) Huaiyuan county eco-environmental upgrading subproject, RMB 39.985 million (accounting for 14.4%).

All the resettlement costs will be covered by the construction costs of the project. The budgets are shown in Table 8-1.

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Table 8-1 Budget for Compensation and Resettlement of the Project

Unit: RMB10000

Bengbu Urban Integrated Environmental Upgrading Project

Xijiagou Guzhen Wuhe Huiyuan Urban Huaishang District Flood Environment Environment Environmental Proportion SL. Category water- flood control and Total Manageme Treatment Treatment Treatment (%) logging urban environment nt and Subproject Subproject Subproject control infrastructure Environmen subprojec upgrading t Upgrading t subproject, Subproject

Permanent occupation of 1 1240.8 3391.6 1073.6 1228.0 230.5 1607.0 8771.5 31.7% land

Permanent acquisition of 1.1 1240.8 3391.6 1073.6 1228.0 230.5 1607.0 8771.5 31.7% collective land

Paid assignment of state- 1.2 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0% owned land

2 Temporary land occupation. 0.0 0.2 0.0 55.9 0.0 0.0 56.1 0.2%

3 Rural residential houses 91.4 1246.4 1387.8 32.8 0.0 0.0 2758.4 10.0%

4 Urban residential houses 0.0 166.2 0.0 235.5 0.0 347.3 749.0 2.7%

5 Demolition of enterprise 0.0 0.0 0.0 94.5 0.0 0.0 94.5 0.3%

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6 Demolition of stores 0.0 155.1 0.0 0.0 0.0 15.9 171.0 0.6%

7 Unregistered houses 2.5 63.6 0.0 0.0 0.0 0.0 66.1 0.2%

8 Land attachments 27.8 0.0 304.1 53.9 0.0 27.8 413.7 1.5%

Total of 1-8 1362.5 5023.1 2765.5 1700.6 230.5 1997.9 13080.1 47.3%

Prospecting & design 9 27.2 100.5 55.3 34.0 4.6 40.0 261.6 0.9% charges

10 Administrative charges 40.9 150.7 83.0 51.0 6.9 59.9 392.4 1.4%

Monitoring & evaluation 11 27.2 100.5 55.3 34.0 4.6 40.0 261.6 0.9% charges

12 Training charges 6.8 25.1 13.8 8.5 1.2 10.0 65.4 0.2%

Land acquisition taxes and 13 1776.9 4856.9 1537.4 1154.1 254.4 1478.1 11057.7 40.0% fees

Total of 9-13 1879.0 5233.6 1744.8 1281.7 271.7 1627.9 12038.7 43.6%

14 Contingency 324.2 1025.7 451.0 298.2 50.2 362.6 2511.9 9.1%

Total costs 3565.7 11282.4 4961.3 3280.6 552.4 3988.5 27630.8 100.0%

Proportion 12.9% 40.8% 18.0% 11.9% 2.0% 14.4% 100.0%

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Annual investment plan

According to the land acquisition and demolition progress of all subprojects, the annual fund utilization plan is shown in Table 8-2.

Table 8-2 Annual Funds Utilization Plan

Unit: RMB10000

Project 2008 2009 2010 Grand Total

Xijiagou Flood Management and 2852.5 534.9 178.3 3565.7 Environment Upgrading Subproject Bengbu Urban Integrated Urban water-logging 9025.9 1692.4 564.1 11282.4 Environmental control subproject Upgrading Project Huaishang District flood control and urban environment 3969.0 744.2 248.1 4961.3 infrastructure upgrading subproject,

Guzhen Environment Treatment 2624.5 492.1 164.0 3280.6 Subproject

Wuhe Environment Treatment 441.9 82.9 27.6 552.4 Subproject

Huiyuan Environmental Treatment 3190.8 598.3 199.4 3988.5 Subproject

Total 22104.6 4144.6 1381.5 27630.8

Funds sources and payment

According to the construction progress of the project, the funds for the resettlement of all subprojects are from the local financial allocation and domestic bank loans.

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During implementation of this project, resettlement funds will be made according to the policy and standards as specified in this RAP. The BPMO and IAs will pay all compensation funds to the demolition units or the local city or county land resources bureaus who will pay them to the affected units or individuals.

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Table 8-3 Summary of Sources of Funds for Resettlement Unit: RMB10000

% of Total Total Investment Incl. WB Loan Resettlement Project Resettlement Funds Source Remarks (million) (USD) Costs in Total Cost (million) Investment

Xijiagou Flood Management and Environment Upgrading 3565.7 Subproject Bengbu Urban Integrated Urban water-logging control 11282.4 Environmental subproject Upgrading Project Huaishang District flood control and urban 4961.3 environment infrastructure upgrading subproject,

Guzhen Environment Treatment Subproject 3280.6

Wuhe Environment Treatment Subproject 552.4

Huiyuan Environmental Treatment Subproject 3988.5

Total 27630.8

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5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN Public Participation, Consultation & Channels for Complains and Grievance

Public participation

In accordance with the laws, regulations and policies respectively of the state, Anhui Province, Bengbu city and the affected regions and counties, in order to safeguard the legal entitlements of the affected units and affected persons and minimize any complaints and disputes, it is required to further develop the relevant policies and implementation provisions for resettlement according to the characteristics of all the subprojects, prepare the resettlement plan and practically attend to the implementation, thus to achieve the target of resettlement. In this project, public participation, discussion and extensive soliciting of the APs opinions are greatly stressed during the process of formulation of resettlement policies, preparation of plan and implementation etc. The plan for public participation is shown in Table 9-1.

During the compilation of the RAP, land acquisition and demolition administrative departments, the IAs and design institutes of all subprojects should publicize resettlement policies of this Project to the affected persons through multiple channels and in various means. Details are shown in Table 9-2. At the same time, they have solicited extensively the comments from the public and discussion with the APs.

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Table 9-1 Public Participation

Activities and Schedule

Means of Socio- SL. Project City(District)/County Participants Compensation & Discussion on Main Conclusion Participation economic & In-kind Survey Resettlement Resettlement Willingness Policies Plan Survey

Tianhe River Interview, In-king 1 BIEIP Flood Control Bengbu city / discussion / / / / survey: the data Subproject meeting and is authentic and questionnaires accurate, Bengbu Water recognized by Xijiagou Resources both parties. Flood Bureau, Compensation Management Administrative and High-Tech Zone of 2 and Committee of 2007.2.263.15 2007.3.13.6 2007.3.203.21 2007.52007.7 resettlement Bengbu city Environment the High-Tech policies: as per Upgrading Zone, the APs State and local Subproject and design policies; unit. Resettlement plan: feasible and satisfied by

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Bengbu and satisfied by Construction the APs; Commission, Support to the Urban water- Administrative project logging High-Tech Zone of 3 Committee of 2007.2.263.15 2007.3.13.6 2007.3.203.21 2007.52007.7 construction. control Bengbu city the High-Tech subproject Zone, the APs and design unit.

Longzihu Longzihu Lake Lake flood District and control 4 Economic / / / / / environment Development Zone improvement of Bengbu city subproject

Bengbu Water Resource Huaishang Bureau, District flood Huaishang control and District urban Huaishang District 5 Government, 2007.2.263.15 2007.3.13.6 2007.3.203.21 2007.52007.7 environment of Bengbu city Hebei infrastructure Development upgrading Company, subproject, APs and design unit.

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The PMO, Construction Commission, Water Resource Guzhen Environment Bureau and 6 Treatment Guzhen County Environmental 2007.2.263.15 2007.3.13.6 2007.3.203.21 2007.52007.7 Subproject Protection Bureau of Guzhen County, the APs and design unit.

The PMO of Wuhe Environment Wuhe County, 7 Treatment Wuhe County 2007.2.263.15 2007.3.13.6 2007.3.203.21 2007.52007.7 the APs and Subproject design unit.

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The PMO, Construction Commission, Water Resource Huiyuan Bureau of Environmental 8 Huaiyuan County Huaiyuan 2007.2.263.15 2007.3.13.6 2007.3.203.21 2007.52007.7 Treatment County, Subproject Chengguan Township Government, the APs and design unit.

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Table 9-2 Publicity of Policies BIEIP

Huaishang Xijiagou District flood Guzhen Wuhe Huiyuan Flood Urban Longzihu Lake control and Environmen Environment Environment Tianhe River Management water- flood control urban t Treatment Treatment al Treatment Flood Control and logging environment environment Subproject Subproject Subproject Subproject Environment control improvement infrastructure Upgrading subproject subproject Ways of upgrading Publicity Subproject Place of Documents subproject, and publicity Language Longzihu Lake District and High-Tech High-Tech Huaishang Economic Guzhen Huaiyuan Bengbu city Zone of Zone of District of Wuhe County Development County County Bengbu city Bengbu city Bengbu city Zone of Bengbu city

Schedule of Publicity

In Chinese, through Project Broadcastin March 2007 March 2007 Feb. 2007 Feb. 2007 March 2007 March 2007 March 2007 March 2007 introduction g & TV, newspapers

Introductory In Chinese, information through August August about land / August 2007 / August 2007 August 2007 August 2007 Broadcastin 2007 2007 acquisition and g & TV demolition stations and website.

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website.

In Chinese, through Land acquisition Broadcastin and house g & TV / Sep. 2007 Sep. 2007 / Sep. 2007 Sep. 2007 Sep. 2007 Sep. 2007 demolition stations policies and website.

In Chinese, Townshi through In October 2007 and after p and RAP library and / the approval of the World / In October 2007 and after the approval of the World Bank villagers’ newspapers Bank committ . ee

In Chinese, Villagers’ In October 2007 and after delivered to committ RAP Booklet / the approval of the World / In October 2007 and after the approval of the World Bank the hands ee and Bank of the APs. APs.

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Channels for complaints grievances

Since the resettlement activities are conducted with the participation of APs, there will not cause any great disputes during implementation. However, in order to provide with effective channels for complaints and grievance, the BIEIP has established the grievance redress mechanism during the compiling and implementing of Resettlement Plan. The complaining includes four stages:

¾ Stage 1: If the APs are unsatisfied with resettlement plan, they can complain orally or in written form to villagers’ committee or project demolition implementing agency. In the evident of oral complaint, the villagers; committee or project demolition implementing agency should handle the complaint and keep written records. The committee and implementing agency should solve the problems within 2 weeks;

¾ Stage 2: If the persons who lodge the complaints are still unsatisfied with the resolution, they can lodge complaint to the municipal or county PMO /administrative institutions, who should make resolution within two weeks.

¾ Stage 3: If the persons who lodge the complaints are still not satisfied with the decision in Stage 2, they may, after receiving the decision, lodge complaints to the administrative organs for arbitration level by level according to $GPLQLVWUDWLYH 3URFHGXUH/DZRIWKH3HRSOH V5HSXEOLFRI&KLQD

¾ Stage 4: If the persons are still dissatisfied with the above decision, they may, after receiving the arbitration decision, appeal to the People’s Court in accordance with&LYLO3URFHGXUH/DZRIWKH3HRSOH¶V5HSXEOLFRI&KLQD

In this regard, the APs may lodge any complaints regarding the resettlement, including the compensation standards. These aforesaid complaining channels will be publicized to the APs through meetings and other means enabling all APs to know their rights of grievance. At the same time, through medias and enhancement of propaganda, the opinions and suggestions on the resettlement will be collected and forwarded to the resettlement administrative organs at all levels for prompt treatment. Relevant organs shall accept the complaints and grievance lodged by APs free of charge. The reasonable charges as incurred shall be covered by the resettlement contingency of the project.

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5HVHWWOHPHQW$FWLRQ3ODQRI%,(,3)LQDQFHGE\WKH:RUOG%DQN

Schedule of Monitoring & Evaluation

In order to ensure Resettlement Plan to be carried out smoothly and to achieve the target of resettlement, this Project, in accordance with the 2SHUDWLRQDO 3ROLFLHV IRU ,QYROXQWDU\ 5HVHWWOHPHQW 23  RI WKH :RUOG %DQN and *XLGHOLQHV IRU 3URFHVVLQJ WKH 5HVHWWOHPHQW&RPSRQHQWLQ:RUOG%DQN3URMHFWVRI&KLQD will undertake regular monitoring and assessment of the activities of land acquisition and resettlement of the project. The monitoring includes internal monitoring by the resettlement management institution and external independent monitoring. The monitoring and assessment will be started from June 2008 and ended in December 2011, for which, the semi-annual reports of internal and external monitoring shall be submitted to the World Bank according to the progress of construction and resettlement.

The BPMO will be generally responsible for the internal monitoring who will be coordinated by IAs, land resources bureaus of city / county, as well as house demolition management office. Such will ensure that the land acquisition and resettlement can be implemented pursuant to the principles specified in the RAP in a timely manner. The target of internal monitoring is to ensure that the relevant resettlement institutions may be well provided with effective functions during the process of implementation.

The external monitoring and evaluation means that the independent monitoring institution shall undertake regular external monitoring and evaluation of the land acquisition and resettlement activities. The contents for external independent monitoring will be: functions of the resettlement network; progress and compensation of land acquisition and resettlement; resettlement and restoration of displaced people, dislocated stores, enterprise and institution; survey and analysis of the levels of production and living of APs. Independent monitoring refers to the evaluation of land acquisition, house demolition and resettlement from an overall and long-term perspective. Such evaluation is independent from the resettlement implementing agency of the Project. The independent monitoring institution shall follow up the resettlement activities of the Project to evaluate whether the resettlement is implemented in accordance with the State laws on land acquisition, demolition and resettlement; whether the resettlement conforms to the 2SHUDWLRQDO3ROLFLHV IRU,QYROXQWDU\5HVHWWOHPHQW 23 RIWKH:RUOG%DQN; Whether the APs’ productive and living conditions have been improved or at least maintained at the level without project. In addition, it shall make suggestions to the relevant IAs for the settlement of the problems identified during monitoring, enabling these problems being settled during the process of resettlement

Schedule of monitoring and evaluation report is shown in table 10-1.

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Table 10-1 Schedule of Monitoring, Evaluation and Reporting

Internal Monitoring External Monitoring

SL. Project City(District)/County Post-review Time Reporting Time Monitoring Report Reports

Tianhe River Flood 1 BIEIP Bengbu city / / / / / Control Subproject

Xijiagou Flood Totally 6 volumes, Management and High-Tech Zone of Bengbu June 2008 – Semiannual June 2008 – December 2 semiannual Volume 1 Environment city December 2010 report 2010 reports Upgrading Subproject

Totally 6 volumes, Urban water-logging High-Tech Zone of Bengbu June 2008 – Semiannual June 2008 – December 3 semiannual Volume 1 control subproject city December 2010 report 2010 reports

Longzihu Lake flood Longzihu Lake District and control environment 4 Economic Development / / / / / improvement Zone of Bengbu city subproject

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Internal Monitoring External Monitoring

SL. Project City(District)/County Post-review Time Reporting Time Monitoring Report Reports

Huaishang District flood control and Totally 6 volumes, urban environment Huaishang District of June 2008 – Semiannual June 2008 – December 5 semiannual 1 infrastructure Bengbu city December 2010 report 2010 reports upgrading subproject,

Totally 6 volumes, Guzhen Environment Treatment June 2008 – Semiannual June 2008 – December 6 Guzhen County semiannual 1 Volume Subproject December 2010 report 2010 reports

Totally 6 volumes, Wuhe Environment Treatment June 2008 – Semiannual June 2008 – December 7 Wuhe County semiannual 1 Volume Subproject December 2010 report 2010 reports

Totally 6 volumes, Huiyuan Environmental June 2008 – Semiannual June 2008 – December 8 Huaiyuan County semiannual 1 Volume Treatment Subproject December 2010 report 2010 reports

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Entitlement Matrix

Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

Permanent Rural collective land Land requisitioned shall be compensated for New & 1163 Land 1648.8mu (cultivated on the basis of its original purpose of use. High-Tech households with Acquisition land), involving 3 towns Compensation for requisitioned cultivated Zone 3894 persons and 11 villages. land shall include compensation for land, resettlement subsidies and attachments and young crops on the requisitioned land. The AAOV of cultivated land: RMB compensation multiples as per certain times 1200/mu of the annual output value of the land.

Land compensation 8 times, RMB The land compensation and resettlement 9600/mu Bengbu subsidies shall be paid to the affected city villagers’ committee or APs, being used in (i) Resettlement subsidies 15 times, 36 households increasing the area of cultivated land, if Huaishang Rural collective land RMB 18000/mu with 138 possible; (ii) improve agriculture through district 105mu (cultivated land). persons upgrading the irrigation and working methods etc.; (iii) develop non-agricultural Crops compensation 0.5 times, RMB incomes based on the existing activities; and 600/mu (iv) serve as social security or endowment insurance for the displaced farmers.

They will be offered training and priority of employment.

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Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

AAOV of cultivated land: RMB 1161/mu

Rural collective land Land compensation 6 times, RMB 661.1mu, including 67 mu 6966/mu paddy land, 468.5mu dry 615 households Guzhen County land, 112.8 mu forestland with 3418 As above Resettlement subsidies 10 times, and 12.8mu house site, persons RMB 11610/mu involving 1 town and 14 villages. Crops compensation, RMB 600/mu

Compensation for non-cultivated land refer to that for cultivated land.

AAOV of cultivated land: RMB 1000/mu

Land compensation 6 times, RMB Rural collective land 101 households 6000/mu 139.7.8mu (cultivated Wuhe County with 420 As above land), involving 1 town and persons 2 villages. Resettlement subsidies 10 times, RMB 10000/mu

Crops compensation 0.5 times, RMB 500/mu

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Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

AAOV of cultivated land: RMB 1200/mu

Land compensation 10 times, RMB Rural collective land 811.6 484 households 12000/mu Huaiyuan County mu (paddy field), involving with 1936 As above 1 town and 2 villages. persons Resettlement subsidies 6 times, RMB 7200/mu

Crops compensation 0.5 times, RMB 600/mu

The compensation for temporary occupation rural collective land shall be made according to the duration and losses incurred, Cultivatedland : RMB 600 /mu; including crops compensation and land Villagers’ Temporary New & restoration expenses. The duration of Bengbu 1.0mu temporary land committee Restoration Charges: RMB 1000 /mu land High-Tech occupation shall be maximally two years. city occupation occupation. Zone Land user After occupation, who will recover the Land Fertility Loss Compensation: occupied land shall be determined jointly by RMB 600 /mu the representatives of the APs, village collective organization and the IAs.

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Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

Cultivated land: RMB 500 /mu Villagers’ Temporary occupation of committee Restoration Charges: RMB 2000 /mu Guzhen County As above collective land 139.8 mu. Land user Land Fertility Loss Compensation: RMB 1500 /mu

House demolition compensation made at replacement cost; compensation for ground attachments as per actual charges.

Compensation for Houses

The dislocated people shall have the rights Brick concrete structure: RMB 400 2 to choose the form of compensation as the /m . follows: monetary compensation, exchange 2; Rural of property rights and self demolition and Brick timbre structure: RMB 350 /m New & 418 households residential Bengbu Demolition of rural houses construction. High-Tech with 1692 house city 84254.1.2 Zone people affected. Other Compensations demolition Moving Subsidies: RMB 1500 / The dislocated people shall not pay any household taxes, charges for certificates of houses and land and legal cost. Reward for advance removal: RMB 3000 /household;

They shall be offered moving subsides and in-advance moving award.

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Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

Compensation for Houses

Brick concrete structure: RMB 400 /m2.

Brick timbre structure: RMB 280 /m2; Demolition of rural houses 6 households Guzhen County As above 875.2 with 37 persons Other Compensations

Moving Subsidies: RMB 1000 / household

Reward for advance removal: RMB 1500 /household;

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Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

Compensation at replacement price evaluated by qualified appraisal organization shall be paid by compensation for land attachments at actual cost. Compensation for Houses

Brick concrete structure: RMB 2000 /m2. The dislocated people shall have the rights to choose the form of compensation as the Brick timbre structure: RMB 1800 follows: monetary compensation, exchange /m2; Demolition of property rights. Demolition of Urban of non- High-Tech Zone of 28 households Residential House Other Compensations residential Bengbu city with 90 persons 1254.6.0 houses Moving Subsidies: RMB 10 / m² The dislocated people shall not pay any taxes, charges for certificates of houses and Temporary transition subsidies: 0.5% land and legal cost. of house compensation.

Reward for advance removal: RMB 3000 - 5000 /household; They shall be offered moving subsidies, in- advance moving award and subsidies for temporary resettlement.

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Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

Compensation for Houses

Brick concrete structure: RMB 900 /m2.

Brick timbre structure: RMB 900 /m2;

Demolition of Urban 28 households Other Compensations Guzhen County Residential House with 101 As above 2422.6.0 persons Moving Subsidies: RMB 10 / m²

Temporary transition subsidies: 0.5% of house compensation.

Reward for advance removal: RMB 3000 - 5000 /household;

Demolition of Urban 21 households Huaiyuan County Residential House As above with 76 persons 1686.0

They shall be compensated at replacement price evaluated by qualified appraisal Compensation for Houses Demolition organization. One enterprise is totally of Brick concrete structure: RMB 400 Guzhen County demolished, covering 63 persons institutional /m2. 2829 units 2; The dislocated people shall have the rights Brick timbre structure: RMB 280 /m to choose the form of compensation as the follows: monetary compensation, exchange

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Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

of property rights. Other Compensations

Moving Subsidies: RMB 10 / m²

They shall obtain business ceasing transition Business suspension subsidies: 0.4% subsidies. of house compensation.

They shall be compensated at replacement price evaluated by qualified appraisal Compensation for Houses organization. Brick concrete structure: RMB 770 2 /m .

2; New & The dislocated people shall have the rights Brick timbre structure: RMB 630 /m Demolition Bengbu 6 stores demolished, High-Tech 21 persons to choose the form of compensation as the of stores city covering 2091.0 Zone follows: monetary compensation, exchange Other Compensations of property rights. Moving Subsidies: RMB 10 / m²

Business suspension subsidies: 0.6% They shall obtain business ceasing transition of house compensation. subsidies.

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Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

Compensation for Houses

Brick concrete structure: RMB 400 /m2.

Brick timbre structure: RMB 280 /m2; 4 stores demolished, Huaiyuan County 24 persons As above covering 436.0 Other Compensations

Moving Subsidies: RMB 10 / m²

Business suspension subsidies: 0.6% of house compensation.

Urban and stores

Brick concrete structure: RMB 500 /m2. Demolition area is 4022.7, including rural 2; New & unregistered houses They shall be compensated at replacement Brick timbre structure: RMB 350 /m Unregistered Bengbu High-Tech 245.3; urban price, excluding location value and houses city Zone unregistered houses resettlement. Rural Area 3668.8; unregistered stores 108.6 Brick concrete structure: RMB 100 /m2.

Brick timbre structure: RMB 80 /m2;

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Types of City / County / District Degree of Impacts Beneficiaries Compensation & Resettlement Policies Compensation Standards Impacts

New & The labors in the vulnerable families shall be 6 households High-Tech provided with occupational training, various with 16 persons Zone information and guidance for employment so that they can have more opportunities in getting jobs;

Vulnerable Bengbu During the project construction, the children

Groups city in the vulnerable families shall enjoy the Huaishang 7 households priority in getting the jobs that do not

district with 11 persons require high skills; and

the especially-poor displaced people can get the low-rent housing provided by the government.

Ground Property holders Compensation to the property owners by IA. attachments

Compensation standard, APs unsatisfied compensation payment, with land The dislocated people shall be exempt from Grievance demolition and acquisition and any charges and administration fees resettlement measures. demolition involving grievance against resettlement. compensation

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Appendix 1:

Information Notes on Resettlement Non-Involvement of Tianhe River Flood Control Subproject and Longzihu Lake Flood Control Environment Improvement Subproject

1. Information note on resettlement non-involvement of Tianhe River Flood Control Subproject

I. Profile

Tianhe River flood control subproject mainly includes the construction of Tianhe pumping station, with design capacity of 55m³/s and total installed capacity of 4000KW. The total investment of the Project shall be RMB 65.2027 million, including World Bank loans of _____ . The whole project is expected to complete in September 2010. Bengbu Water Resource Bureau is the IA of this subproject.

II. Land use of the subproject

The survey on land use of the subproject started in December 2006. Bengbu Water Resource Bureau organized Agriculture Commission of Yuhui District, Bengbu Land and Resources Adminstration Bureau, Bengbu Demolition Office, Bengbu Planning Department to make site identification of land use for Tianhe Pumping Station and land use for borrow pits in accordance with the drawings provided by the Design Institute. The identification proves that the pumping station is innovated on the basis of the existing station without any land acquisition and demolition involved. However, the subproject is still in feasibility study stage, the site has not finally decided. Therefore, small amount of land acquisition is possible. For this reason, in case of any land acquisition, the compensation and resettlement shall follow the policy framework set out in the RAP of BIEIP.

This pumping station belongs to Grade II project. The main buildings include pump room, pressure water tank, self-releasing culvert etc. The supportive buildings include wing wall, inlet front pond etc. In addition, there are some temporary buildings such as temporary shelters etc.

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Table 1-1 Balance of Land Use for Pumping Station

Land Nature of Reasons for no land acquisition Components Scale Occupied Land Use and house demolition (mu)

Deign Construction capacity: State- of Tianhe 55m³/s; total Improvement of the existing 20.33 owned Pumping installed Tianhe Pumping Station land Station capacity: 4000 KW

III. Conclusion

In feasibility study stage, Resettlement Plan compiling group has made site survey in accordance with the design drawings provided by the Design Institute. The results prove that no land acquisition and house demolition are involved in the construction of Tianhe Pumping Station. However, in construction stage, land occupation would probably expanded, or the adjustment of design scheme would result in land acquisition. For this reason, the resettlement framework has been worked out. In case of any land acquisition, the compensation and resettlement shall follow the policy framework set out in the RAP of BIEIP.

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2 Information note on resettlement non-involvement of Longzihu Lake flood control environment improvement subproject

I. Profile

Longzihu subproject mainly includes pumping station, bank slope treatment, river sludge dredging and ecological upgrading of the nearby mountains. The total investment of the Project shall be RMB ______, including World Bank loans of _____ . The whole project is expected to complete in April 2011. Economic Development Zone Administration Committee is the Implementing Agent.

II. Land use of the Project

The survey on land use of this subproject started in December 2006. Economic Development Zone Administration Committee organized Agriculture Commission of Yuhui District, Bengbu Land and Resources Adminstration Bureau, Bengbu Demolition Office, Bengbu Planning Department to make site identification of land use for this subproject in accordance with the drawings provided by the Design Institute. The pumping station of Longzihu subproject is located in the catchment near Zhendu outlet gate where Longzihu Lake flows into Huaihe River to the east suburb of Bengbu city. The surrounding land of the pumping station is state-owned. Longzihu Lake sludge dredging environment improvement subproject is included into State ecological treatment projects. According to the State laws and the history of Bengbu city, the mountains, forestland and catchement have long been owned by the State. In addition, no land acquisition and house demolition will be involved. The present condition of Longzihu Lake is that the bank slope is in a mess, seriously collapsed, few vegetation and serious soil erosion. Within 200 m of the site, no residents are found. Therefore, this subproject will not result in any resettlement.

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Balance of Land Use for Longzihu Subproject

Reasons for no land Nature of Land Components Scale Occupied Land (mu) acquisition and house Use demolition

The designed pumping flow: 40m³/s, The existing site of Permanent land acquisition of installed with 5 sets of Type 1600ZDB-100 State-owned pumping station has Pumping station 49.33 mu, temporary land submerged pumps; total installed capacity: land been state-owned occupation of 1.5 mu 4000KW since three years ago

According to the State laws and the Bank Treatment The dredging area is 3.4489 million m²; The innovated area of history of Bengbu slope treatment range: the bank of south mountains is 4650 mu city, the mountains, Lougzihu lake dredging lake and the bank from Shenglidong road State-owned land forestland and and ecological upgrading to the east bank near the east of Donghai catchment have long of nearby mountains Avenue been owned by the State.

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III. Conclusions

In feasibility study stage, Resettlement Plan compiling group has made site survey in accordance with the design drawings provided by the Design Institute. The results prove that no land acquisition and house demolition are involved in the construction of Longzihu subproject.

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Appendix 2: Reviews of Land Acquisition and Resettlement for Wuhe County Subproject

1 Brief introduction

With years’ rapid development, especially in the “Tenth Five-Year Plan” period, Bengbu fine chemical industry has shared some proportions in domestic and international markets, showing its own character and advantages. On the basis of leading enterprises such as Fengyuan, Bayi and Tianrun or the fine chemical processing project at the lower reaches, fine chemical industry can make use of industrial zone to invite nation-wide investment and private investment so as to accelerate large-scale production, fasten the pace of high-tech industrialization, expand fine chemical industry by exending the industrial chain.

Mohekou Chemical Industrial Park, as the base for entered chemical enterprises of Bengbu city, will greatly improve the outlook of Bengbu city with increasing number of enterprises enter into the Park. The entered enterprises adopt environment-integrated treatment and the wastewater is discharged after reaching the standard. Such is of great significance to environmental upgrading of Huaihe River and plays a leading role in regional economic development, improvement of investment environment, establishment of chemical park of environmental type and the development of circular economy. At the same time, the integrated treatment of the lowland of Sanpuhu Lake will enable an area of 51km² free from flooding. It will also play an important role in facilitating the integrated treatment of lowland, rural economic development and maintaining social stability through effective use of local land resources and fully exerting the geographical and environmental advantages. After project completion, the water-logging control in the 51 km lowland will reach the standard of 10% return frequency. Within the project area, the crops alone will create net profits of RMB 7.14 million with average of RMB 35.7 per capita.

Wuhe county subproject financed by the WB includes gully dredging within the chemical industrial park at Mohekou: 1 pumping station; one surface water works; one sewage treatment plant, with 11.9km of access roads. 2 The approval of land use for Mohekou industrial park

State Development and Reform Commission publicized on its website the Announcement No. 23, 2006, WKH /LVW RI WKH )LIWK %DWFK RI WKH $SSURYHG 3URYLQFLDO 'HYHORSPHQW=RQHV, in which Wuhe county economic development zone was listed. The People’s Government of Anhui Province officially approved Wuhe County Economic Development Zone as provincial economic zone in $SSURYDORIWKH3HRSOH¶V*RYHUQPHQW RI$QKXL3URYLQFHIRU(VWDEOLVKPHQWRI+HIHL/X\DQJ,QGXVWULDO3DUNDQG2WKHU3URYLQFLDO

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'HYHORSPHQW=RQHVvia Ref. WZM[2006]22. Wuhe County Economic Development Zone includes Chengnan Industrial Park and Mohekou Industrial Park. The People’s Government of Anhui Province approved WKH *HQHUDO 3ODQQLQJ RI /DQG 8VH RI :XKH &RXQW\ Ref. WZM[2006]13. It is specified in the first paragraph of Article 27 of the *HQHUDO 3ODQQLQJ that additional land use index of Mohekou Industrial Park is 500 hectares and the total area reaches 549.5 hectares. Prior to this approval, Anhui Development and Reform Commission had approved WKH 'HYHORSPHQW 3ODQ RI %HQJEX )LQH &KHPLFDO ,QGXVWU\ in $SSURYDO IRU WKH 'HYHORSPHQW 3ODQ RI %HQJEX )LQH &KHPLFDO ,QGXVWU\, Ref. FGGY[2004]209. 3 Identification of the due diligence of Mohekou Industrial Park Resettlement

The People’s Government of Wuhe County started from May 2006 the works of land acquisition and collection, of which, there were 7010mu of farmland in the first-phase 5km². From March to December 2006, the land acquisition thorugh discussion with APs amounted to 3842 mu, which was used for project construction of the entered enterprises. More land acquisition will be required in accordance with the actual construction of the industrial park.

The estimated land as required by this subproject financed by the WB is 139.68mu, which is the due diligence of the project. 4 Profile of land acquisition for Mohekou Industrial Park and resettlement impact

3URILOH RI ODQG DFTXLVLWLRQ In order to implement WKH 'HYHORSPHQW 3ODQ RI %HQJEX )LQH &KHPLFDO ,QGXVWU\ and invite the chemical enterprises to enter the Park, Wuhe Government initiated land acquisition of 1100 mu in Mohekou town from March 2006. The land collection is shown in the following table.

Table 1 Land Acquisition of 1100 mu for Mohekou Industrial Park

SL. Time Quantity (mu) Remarks 1 March 2006 500 2 April 2006 500 3 May 2006 100 Total 1100

$QDO\VLVRI5HVHWWOHPHQW,PSDFWVThe land acquisition sited in four villages of Mohekou town, including Tuanjie, Sanpu, Tangchen and Mohe village. Land acquisition affected 1635 households and 6428 persons. There were 7010mu of farmland (paddy field) to be acquired in the first-phase 5km².

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Analysis of APs who agreed to land acquisition of 3842 mu: total number of households is 1635 with affected persons of 6428, including 2033 persons below 16 years old; 3598 persons between 16 to 55 years old; 150 persons over 55 to 60 years old; 647 persons over 60 years old. Among land acquisition of 3842 mu, there are 89 households with affected persons of 384, who acquired land is below 0.3 mu, accouting for 6% of the affected farmers (including 47 households with 182 affected persons who totally lost their land, accounting for 2.8% of the affected population). It is estimated that after land acquisition of 7010 mu ( 5km²), 706 persons will lose land of below 0.3 mu while 332 persons will totally lose their land.

Table 2 Villages Involved by Land Acqusition of 3842 mu

Village Existing No. of Existing No. of No. of Acquired Land-loss Tuanji 609 2344 6018 491 1622 1225.832 20.3% Tangc 611 2072 3624 579 1989 1554.722 42.9% Sanpu 753 2789 8827 161 1448 368.204 4.2% Mohek 966 3759 4009 404 1369 693.3405 17.3% Total 2939 10964 22478 1635 6428 3842.0985

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5 Land acquisition policy and compensation standard for Mohekou Industrial Park

According to /DQG $GPLQLVWUDWLRQ /DZ RI WKH 3HRSOH¶V 5HSXEOLF RI &KLQD /DZ RQ 8UEDQ 5HDO (VWDWH $GPLQLVWUDWLRQ RI WKH 3HRSOH¶V 5HSXEOLF RI &KLQD $GPLQLVWUDWLYH 5HJXODWLRQVIRU8UEDQ%XLOGLQJ'HPROLWLRQDQG5HORFDWLRQ3URYLVLRQVRI$QKXL3URYLQFHRQ 0DQDJHPHQWRI8UEDQ%XLOGLQJ'HPROLWLRQDQG5HORFDWLRQ0HDVXUHVRI$QKXL3URYLQFHRQ 6WDWHRZQHG /DQG 5HVHUYH as well as 5HYLHZV RQ WKH ,VVXHV RI &RPSHQVDWLRQ IRU &ROOHFWLYH /DQG $FTXLVLWLRQ LQ :XKH &RXQW\ (FRQRPLF 'HYHORSPHQW =RQH Ref. WZB[2006]28, compensation standard for the land acquisition in Wuhe county planning zone is RMB 34702/mu. Details are shown in Table 5.  Table 5 Summary of Charges Relating to Land Acquisition of Wuhe County for Construction Use

SL. Name of Charges Cost (RMB/mu) Remarks

1 Land acquisition fee 16500

Management 2 820 expenditure

Farmland 3 4002 reclamation charges

Funds for water 4 500 conservancy

Farmland occupation 5 3502 tax

6 Charges for paid use 9338

Remeasurement 7 40 charges

8 Total 34702

The standard cost of land acquisition per mu is RMB 16500, which is directly paid to farmers and villages which land is acquired. The standard cost shall not include relevant costs arising from land acquisition. (Including RMB 10500 paid to affected households (64%) and RMB 6000 paid to the village (36%), which are used for public welfare).

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6 Resettlement scheme for Mohekou Industrial Park

According to &LUFXODU RI %HQJEX *RYHUQPHQW RQ /DQGOHVV )DUPHUV 7UDQVIHUULQJ $JULFXOWXUDOWR1RQDJULFXOWXUDO+RXVHKROG6WDWXVDQG$SSO\LQJIRU6XEVLVWHQFH$OORZDQFHV IRU1HHG\8UEDQ5HVLGHQWV (Ref. MZJ [2004]180) and3URSRVDOVRI:XKH*RYHUQPHQWRQ 5HHPSOR\PHQW7UDLQLQJDQG6RFLDO6HFXULW\IRU'LVSODFHG)DUPHUV (Ref. RMZF [2006]55, the following resettlement measures are to be taken:

I. The displaced farmers who satisfy the requirements on social security can benefit from social security policy and shall be covered into social security system.

II. Actively arrange displaced farmers to work in the enterprises run by collective economic organization.

III. To establish the venture parks, provide preferential policy and encourage displaced farmers to independently run or jointly run enterprise in the venture park.

IV. Establish reemployment market, offer them training of practical technology in electro-mehanicial equipment, sewing, restraurant service, electronic and building etc., and recommend them to work in the enterprises of Industrial Park.

V. With the expansion of the industrial park, there will be more and more job vacancies to be provided to the people.

Employment training for the displaced farmers.

(1) Organizing training: The Agricultural Committee of the county will be responsible for organizing the Sunshine program to offer free training.

(2) Training. Designated training institutions by the committee (such as Humin garments, Shenyang Computer Training Class, Wuhe Technical School) shall offer the training at the expenses of the Sunshine program Office.

(3) Eligibility in participating in the training: The farmers who have lost their lands and are willing to receive training.

(4) Professional training made by colleges but sponsored by employer enterprises.

(5) The employment training offered by the county’s labor administration departments.

(6) The subsidies scheme for the APs of 55-60 years old shall be covered by the social insurance system according to Ref. WZ[2006]55.

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Table 6 Status of Resettlement of Affected People

Relevant Persons Livelihood SL. Age Group Government Remarks (nos.) Measures Documents

1 Below 16 2033 Primary & middle school students

2 16-55 3598 Employment, State Sunshine training Program

3 55-60 150 Employment, subsidies

4 Over 60 647 Social WZ[2006]5 security

Total 6428

7 Effects of resettlement

Mohekou chemical industrial park attached great importance to the discussion with the APs. All the land acquisition and resettlement agreements were signed after being acknowledged by the APs. The land acquisition and resettlement were implemented smoothly and good effects were achieved.

According to the survey on the affected villages, groups and individuals, the farmers are satisfied with the resettlement policy. The resettlement has, to some extent, improved the income and employment of the farmers. The land acquisition of the park was conducted fully in compliance with the relevant policies, embodying the principle of “people first” and having solved many practical problems for the farmers.

The PMO of Wuhe county has interpreted and propagandized the resettlement policies of the World Bank and attached great importance to the public participation and gave respects to the willingness of the APs. Therefore, the land acquisition and resettlement has gained strong support from the APs.

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Appendix 3: Resettlement Policy Framework

BENGBU MUNICIPALITY

THE WORLD BANK





RESETTLEMENT POLICY FRAMEWORK

PROJECT MANAGEMENT OFFICE FOR WB FINANCED PROJECT OF BENGBU CITY

July 2007

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List of Contents

Appendix 3: Resettlement Policy Framework ...... 1

Brief Introduction...... 1

Objectives, Principles and Terminology of the Policy Framework ...... 2

Preparation and Approval of RAP...... 3

Institutional and Legal Framework...... 5

. Implementation Process ...... 10

rrangement of Funds...... 10

Public Participation of Information Publicity ...... 10

Grievance Procedure ...... 11

Monitoring & Assessment...... 11

Annex 1: Estimated Project Scope and Construction Contents...... 13

Annex 2: Anticipated Resettlement Impacts of the Project...... 16

Annex 3: Framework of RAP...... 19

Annex 4: Questionnaire for Resettlement Impacts and Socio-Economic Survey...... 23

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Brief Introduction

1. Bengbu Integrated Environment Project (BIEIP) was applied as a package in February 2005 to the National Development and Reform Commission (NDRC). In September 2005, BIEIP was approved by NDRC via Ref. FGWZ[2005]1928 as the candidate projects applying the World Bank loans during the financial years of 2006 – 2008, with a proposed loan quota of USD 100 million from the World Bank. In March 2006, the 3URMHFW 3URSRVDO was approved by the DRC of Anhui province via Ref. FGWZ[2006]229, and forwarded to the NDRC via Ref. FGWZ[2006]230. Meanwhile, the Financial Department of Anhui reported this project to the Ministry of Finance (MOF) via Ref. CZ[2006]242.

2. As the old industrial base of Anhui province, Bengbu city plays a role in directly promoting the development of other cities located in the northern Anhui and has the critical function in the whole Huaihe River catchment areas. In the past decade, the flood disasters occurred frequently in Huaihe River causing serious threatens to the weak capacities in flood control and urban drainage of Bengbu city and its neighboring three counties (Huaiyuan county, Guzhen county and Wuhe county). Especially in the flood from June to July 2003, tens of thousands of mu of farmlands failed to harvest, nearly one hundred villages were inundated, a number of dykes were destroyed and many factories, schools and residential areas were flooded, bringing enormous losses.

3. In consideration of the above situation, the BIEIP, based on the existing conditions of Hauihe river and its tributaries, Tianhe river, Longzihu lake, Xijiagou river and Baligou, aims to improve the flood, water-logging, river course management. The objectives are: (i) The cities along the trunk river of Huaihe river have the flood resistance capacity of 1% return frequency, while the major tributaries of 5%; (ii) Upgrade the storage and supply capacity of the drinking water sources of the city, and keep the water at above Class-III category on permanent basis; (iii) Gradually form the integrated urban ecological environment of mountains, lakes and eco- landscaping; (iv) Safeguard the security of the production and living of the citizens, improve the living environment and realize the coordinating sustainable economic and social development.

4. The components of the BIEIP mainly include three parts: (i) water resources integrated management; (ii) flood and water-logging control; and (iii) improvement of urban infrastructure. The project involves the urban area of Bengbu city and its three counties, respectively Guzhen county, Wuhe county and Huaiyuan county. The construction contents, scope and resettlement impacts of the project are detailed in Annex 1 and Annex 2.

5. The above subprojects will involve or partially involve land acquisition and occupation, demolition of residential houses (rural and urban areas), demolition of

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non-residential houses (incl. enterprise and stores) and infrastructure facilities. Because this project is under the feasibility study stage, the quantity and types of impacts caused by the project will have some differences compared with those in implementation. In addition, Wuhe Industrial Park needs to requisition 3028.32 mu of land (due diligence). Therefore, the borrower has worked out the 5HVHWWOHPHQW3ROLF\ )UDPHZRUN and the corresponding principles to guide the resettlement activities according 2SHUDWLRQDO 3ROLFLHV IRU ,QYROXQWDU\ 5HVHWWOHPHQW 23  RI WKH :RUOG %DQN Objectives, Principles and Terminology of the Policy Framework

6. The Resettlement Framework is prepared based on the 2SHUDWLRQDO 3ROLFLHV IRU ,QYROXQWDU\5HVHWWOHPHQW (OP4.12) issued by the World Bank in December 2001, with the general objectives of:

¾Avoid or minimize resettlement, wherever feasible;

¾If resettlement cannot be avoided, the resettlement activities should be conceived and implemented as the sustainable development; and sufficient funds should be provided to enable the APs to share the benefits brought by the project construction. To consult with the APs, enabling them to have the chances in fully participating in the planning and implementation of the resettlement plan;

¾The APs should be supported to improve their livelihood and restore to or even better than the previous levels before the project.

7. The policy framework has set out the principles, applicable standards, rights, legal and policy frameworks, modes of compensation and rehabilitation, natural of participation, procedure for complains and grievances etc. that are related to the resettlement, thus to guide the activities as in the compensation, relocation and restoration etc.

8. Each resettlement plan should be based on the collected recognizable basic information3. The resettlement shall involve the follow people:

¾People whose agricultural lands, or rural houses and house sites are fully or partially affected by the project, wherever permanently or temporarily;

¾People whose urban residential houses are fully or partially affected by the project, wherever permanently or temporarily;

¾People whose commercial business (enterprises, institution, stores) are fully partially affected by the project, wherever permanently or temporarily;

 Project Impacts and Socio-Economic Survey are detailed in Appendix 4. Ã

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¾People whose crops or ground attachments are fully or partially affected by the project, wherever permanently or temporarily.

9. This policy framework is prepared based on the 2SHUDWLRQDO3ROLFLHVIRU,QYROXQWDU\ 5HVHWWOHPHQW (OP4.12) of the World Bank, with the principles and objectives of: ¾Minimize the requisition of lands, properties and the corresponding resettlement activities;

¾As the cut-off date of the baseline investigation, all the APs shall be eligible to require restoration measures, enabling them to improve or at least maintain the living standard, earning capacity and production level as before the project; Lack of legal entitlements upon assets loss shall be without prejudice to the rights of having the measures of resettlement;

¾The measures for resettlement shall include: (1) Residential houses and buildings should be compensated at the replacement costs that are without depreciation or recovery of residual values; (2) Exchange of farmland with equal productivity acceptable to the APs; (3) Exchange of houses and house sites with equal quantity acceptable to the APs; and (4) Relocation and living subsidies.

¾If the APs accept the exchange of houses and house sites and agricultural land, the replaced lands should be nearest to the lands they have lost;

¾The transition period for resettlement should be minimized, and the recovery measures should be given to the APs in advance of the anticipated starting date;

¾The acquisition plan for land and other assets, including the restoration measures, should be discussed with the APs thoroughly to enable the minimization; The APs should have the priority before the anticipated date of starting;

¾Maintain or improve the existing levels of services and resources of the community;

¾Ensure the usability of the financial and material sources relating to resettlement and restoration, whenever and wherever necessary; The budget of the RAP should be provided with contingency;

¾The organizational arrangement should ensure that the properties and resettlement can be effectively and timely designed, planned, consulted and implemented;

¾The RAP implementation should be effectively and timely supervised, monitored and evaluated.

Preparation and Approval of RAP

10. The preparation and implementation of the RAP (including the payment relating to the Rap) shall be at the responsibilities of the borrower. The BPMO shall assume the

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full responsibility of the BIEIP. The BPMO is set under DRC of Bengbu city.

11. When the affected people are over 200 persons in any subproject, the BPMO, along with the IAs, should prepare the RAP. This RAP shall be submitted to the World Bank by the BPMO. At the same time, adequate consultation with he APs should be made, enabling them to have the chances in participating in the design and implementation of the RAP.

12. On the basis of the Operational3ROLFLHVIRU,QYROXQWDU\5HVHWWOHPHQW (OP4.12) of the World Bank, the RAP should cover the following contents, if applicable. Those irrelevant issues should be noted in the RAP.

¾Overall introduction of project;

¾Identification of potential project impacts;

¾Objectives (Major objectives for the RAP);

¾Socio-economic study: The study findings should be in the early stage of the project preparation in that the potential APs should be included, including the results of survey and other description;

¾Legal framework: The analytical findings under the legal framework, including the power limitation of the resettlement executing agency and its corresponding nature of compensation, applicable laws and administrative procedures, relevant legislation of social welfare, laws and regulations, as well as necessary legal procedures;

¾System framework: Including the identification of the responsible resettlement institutions, NGOs that may exert functions; assess their institutional capacity and any procedures that may strengthen their institutional capacity;

¾Eligibility: Determine the eligibility of APs whether they are qualified to receive the compensation or other assistance;

¾Evaluation and compensation of losses;

¾Measures for resettlement and restoration, and describe the resettlement measures such as monetary compensation;

¾Selection of relocation sites, preparation and re-arrangement;

¾Provision of residential houses, infrastructure and social services;

¾Environmental protection and management;

¾Public participation and negotiation, with the APs and relevant communities involved;

¾Integration with local people, and mitigate the impacts of resettlement on local communities;

4Ã À À À À À Ã

¾Grievance procedure: Availability of the third party’s settlement of the disputes and the approachable procedures;

¾Institutional organizations and responsibilities;

¾Implementation progress schedule;

¾Costs and budget;

¾Monitoring & evaluation.

13. The RAP should be completed at least 6 months before the anticipated resettlement. Before implementation of each RAP, a minimum of three months shall be given to the World Bank for reviews. Only after the World Bank has approved the RAP that has been certified by the BPMO and IAs, the activities of compensation, resettlement and restoration can be started. Compensation, resettlement and restoration activities should be completed before the start of civil works.

14. When the affected people are less than 200 persons in any subproject, the BPMO, along with the IAs, should prepare the simplified RAP and submit it to the World Bank. At the same time, the adequate consultation with the APs should be made, enabling them to have the chances in participating in the design and implementation of the RAP.

15. On the basis of the Operational3ROLFLHVIRU,QYROXQWDU\5HVHWWOHPHQW (OP4.12) of the World Bank, the simplified RAP should cover the following contents:

¾ Details of APs and assets evaluation;

¾ Description of the available compensation and other resettlement assistances;

¾ Communication with APs for the acceptable alternative scheme;

¾ Institutional responsibilities for implementation and procedure of grievance;

¾ Arrangement of monitoring and implementation;

¾ Progress schedule and budge.

16. The simplified RAP should be completed at least 4 months before the anticipated start. Before implementation of each simplified RAP, a minimum of three months shall be given to the World Bank for reviews. Only after the World Bank has approved the RAP that has been certified by the BPMO and IAs, the activities of compensation, resettlement and restoration can be started. Compensation, resettlement and restoration activities should be completed before the start of civil works.

Institutional and Legal Framework

17. The legal framework guiding the resettlement activities include: 2SHUDWLRQDO3ROLFLHV IRU ,QYROXQWDU\ 5HVHWWOHPHQW (OP4.12) of the World Bank; the laws, regulations of

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decrees of the People’s Republic of China, including those of the country, Anhui province, Bengbu city and relevant city and counties.

18. These laws and regulations are listed in the following:

Date of Policy Documents Effectiveness

/DQG $GPLQLVWUDWLRQ /DZ RI WKH 3HRSOH V 5HSXEOLF RI August 28, 2004 &KLQD

5HJXODWLRQV IRU WKH ,PSOHPHQWDWLRQ RI WKH /DQG December. 27, $GPLQLVWUDWLRQ/DZRIWKH3HRSOH¶V5HSXEOLFRI&KLQD 1998

'HFLVLRQRIWKH6WDWH&RXQFLORQ'HHSHQLQJ5HIRUPDQG October 21, 2004 6WUHQJWKHQLQJ/DQG$GPLQLVWUDWLRQ, Ref. GF[2004]28;

5HJXODWLRQV RQ /DQG $FTXLVLWLRQ &RPSHQVDWLRQ DQG 5HVHWWOHPHQW IRU /DUJH DQG 0HGLXP :DWHU 5HVRXUFHV September 1, 2006 DQG+\GURHOHFWULF&RQVWUXFWLRQ3URMHFWV(Decree No.471, National State Council)

*XLGHOLQHV IRU 6WUHQJWKHQLQJ /DQG $FTXLVLWLRQ &RPSHQVDWLRQ DQG 5HORFDWLRQ 6\VWHP, Ref. Nov. 3, 2004 No.GTZF[2004]238.

&LUFXODU RI 6WDWH &RXQFLO FRQFHUQLQJ 5HLQIRUFHPHQW RI August 31, 2006 /DQG&RQWURO, GF[2006]31

$GPLQLVWUDWLYH 5HJXODWLRQV IRU 8UEDQ %XLOGLQJ 'HPROLWLRQDQG5HORFDWLRQ (Decree No.305 of the State Nov. 1, 2001 Council)

3URYLVLRQV RI $QKXL 3URYLQFH RQ ,PSOHPHQWLQJ /DQG Anhui $GPLQLVWUDWLRQ /DZ RI WKH 3HRSOH¶V 5HSXEOLF RI &KLQD July 1, 2004 Province revised)

3URYLVLRQV RI $QKXL 3URYLQFH RQ 0DQDJHPHQW RI 8UEDQ %XLOGLQJ 'HPROLWLRQ DQG 5HORFDWLRQ (Decree No.153 of July 1, 2003 the People’s Government of Anhui Province)

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Date of Policy Documents Effectiveness

&LUFXODU RQ 6WDQGDUGL]LQJ /DQG $FTXLVLWLRQ &RPSHQVDWLRQ DQG 5HVHWWOHPHQW DQG 0DQDJHPHQW RI February 15, 2007 6HWWOHPHQWRI&RPSHQVDWLRQ'LVSXWHV, WGTZ[2007]54

City

&RPSHQVDWLRQ 6WDQGDUGV IRU $FTXLVLWLRQ RI &ROOHFWLYH /DQG IRU 8UEDQ 3ODQQHG &RQVWUXFWLRQ RI %HQJEX &LW\ July 1, 2002 (trial), BZB[2002]53 Bengbu 3URYLVLRQV RI %HQJEX &LW\ RQ 0DQDJHPHQW RI 8UEDQ city May 1, 2005 %XLOGLQJ'HPROLWLRQDQG5HORFDWLRQ

&LUFXODU6WUHQJWKHQLQJWKH0DQDJHPHQWRI5XUDO/DERUV December 19, BZ[2006]133 2006

Counties

&LUFXODU RQ'LVWULEXWLQJWKH&RPSHQVDWLRQ6WDQGDUGV RI Wuhe :XKH /DQG 5HVRXUFHV $GPLQLVWUDWLRQ %XUHDX IRU WZB[2006]28 County $FTXLVLWLRQ RI &ROOHFWLYH /DQG LQ :XKH (FRQRPLF 'HYHORSPHQW=RQH

&LUFXODURI'LVWULEXWLQJWKH:RUNLQJ3URFHGXUHVRI:XKH &RXQW\IRU3URYLVLRQRI(PSOR\PHQW7UDLQLQJDQG6RFLDO WZ[2006]55 6HFXULW\ IRU )DUPHUV :KRVH /DQGV +DYH %HHQ 5HTXLVLWLRQHG

$SSURYDORIWKH3HRSOH¶V*RYHUQPHQWRI$QKXL3URYLQFH IRU /DQG 8VH 2YHUDOO 3ODQQLQJ RI :XKH &RXQW\  WZM[2006]13  

&LUFXODU RQ'LVWULEXWLQJWKH %DVH3ULFHVDQG'HPROLWLRQ Guzhen 6XEVLGLHV 6WDQGDUGV IRU 0RQHWDU\ &RPSHQVDWLRQ IRU

County 'HPROLWLRQ RI 8UEDQ +RXVHV RI *X]KHQ &RXQW\ GZ[2005]46

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Date of Policy Documents Effectiveness

3URYLVLRQDO 0HWKRGV RI +XDL\XDQ &RXQW\ IRU /DQG $FTXLVLWLRQ &RPSHQVDWLRQ DQG 5HVHWWOHPHQW IRU WKH HZ[2004]62 3ODQQHG$UHDRI&RXQW\7RZQ

5XOHVIRU,PSOHPHQWDWLRQRI/DQG$FTXLVLWLRQDQG+RXVH HZ[2004]63 'HPROLWLRQLQ3ODQQHG$UHDRI+XDL\XDQ&RXQW\

,PSOHPHQWDWLRQ 5XOHV IRU $SSOLFDWLRQ RI 8UEDQ /RZHVW Huaiyua /LYLQJ 6WDQGDUG IRU )DUPHUV :KR +DYH 7UDQVIHUUHG WR HZ[2004]64 n County 1RQ$JULFXOWXUDO +RXVHKROG 5HJLVWUDWLRQ LQ +XDL\XDQ &RXQW\

,PSOHPHQWDWLRQ 5XOHV IRU 3URYLVLRQ RI (QGRZPHQW ,QVXUDQFH IRU )DUPHUV :KRVH /DQGV +DYH %HHQ HZ[2004]65 5HTXLVLWLRQHG

&RPPHQWV RQ 6WUHQJWKHQLQJ &RQVWUXFWLRQ 0DQDJHPHQW HZ[2004]68 RI8UEDQ3ODQQHG$UHDLQ&RXQW\7RZQ

Policy OP 4.12, ,QYROXQWDU\ 5HVHWWOHPHQW and January 1, 2002 Appendixes World Bank Procedure BP 4.12, ,QYROXQWDU\ 5HVHWWOHPHQW and January 1, 2002 Appendixes

19. The objective of compiling the RAP is to ensure that the APs should have sufficient chances in replacing their lost properties, improving or restoring their previous income and living standards. In order to realize these targets, it should be ensured that all the APs should be identified and all the measures in the RAP are reasonable in the opinions of the APs. With a view to the types of impacts, such as land acquisition and occupation, demolition of residential houses (incl. rural and urban houses), demolition of non-residential houses (incl. enterprise, institution, store etc.), the following measures are normally adopted.

20. The APs who have lost their agricultural land shall have the rights to the compensation and restoration measures of the following types:

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¾The remained collective farmland after land acquisition shall be re-distributed among all the members of the collective entity by the village committee. Under this circumstance, if the partial land acquisition to be acquired may endanger or de-function the houses or buildings, the full land should be requisitioned. All the APs should be eligible to participate in the redistribution of land and benefit from the investment using the compensation for acquisition of the collective land.

¾According to the /DQG$GPLQLVWUDWLRQ/DZRIWKH3HRSOH V5HSXEOLFRI&KLQDand relevant laws, as for the places without the possibility of re-distributing the land, the people who have lost the cultivated land should be identified. In some circumstances, these people will be provided with the paid-job opportunities in that the offered salary shall be identical to their losses. The other circumstance is that, the APs should at least get the resettlement subsidies that are calculated based on the 4-6 times of the AAOV of the three years before losing the land. Even with these measures, if the APs still fail to completely restore their previous living standard, the resettlement subsidies can be increased to as much as 15 times of the AAOV of the three years before losing the land.

¾If the land compensation and the resettlement subsidies still fail to restore the living standards of the APs, the people’s governments concerned should offer the assistance with the paid-use income of the state-owned land.

¾ The land compensation and resettlement subsidies shall be paid to the affected villagers’ committee or APs, being used in (i) increasing the area of cultivated land, if possible; (ii) improve agriculture through upgrading the irrigation and working methods etc.; (iii) develop non-agricultural incomes based on the existing activities. As the compensation for fixed assets, the damaged crops, fruits and economic forest etc. shall be compensated as per the replacement costs.

¾The income losses, crops, land recovery and damaged facilities caused by temporary land occupation shall be also compensated.

21. Demolition of the houses and ground attachments shall be compensated as the follows:

¾ Provision of same-value house as exchange;

¾ Compensation at full replacement costs;

¾ Reconstruction or recovering compensation for all facilities and services (such as road, water supply, power supply, telephone, cable TV and school etc.);

¾ The subsidies for transition period should ensure that they are adequate to transfer all properties or get transitional houses.

22. The APs who loss their business (or operating income) shall have the right to enjoy the following recovering measures:

9Ã À À À À À Ã

¾The mitigating measures for those losing business income include: (1) provision of same-area business point that has the similar customer sources; (2) monetary compensation for the demolished houses and facilities at full replacement costs; (3) provision of transition compensation for the expenses and affected sale income during the period of non-business operation.

¾The mitigating measures for those losing job incomes include: (1) provision of job opportunities of same salary income; (2) provision of monetary compensation identical to the salary loss for three years; (3) provision of transition subsidies, training for re-employment, or other necessary measures enabling them to get new jobs.

. Implementation Process

23. The RAP should contain the implementation schedule for all the proposed activities. The payment of compensation and the restoration measures of other entitlements (cash or in-kind) , as well as the resettlement, shall be completed one month before the land acquisition, where necessary. If full compensation cannot be paid before land acquisition, or without other necessary assistance, the additional subsidies for transition period should be provided.

Arrangement of Funds

24. As indicated in para. 10 above, the BPMO and all IAs shall bear all expenses and charges relating to the land acquisition and resettlement. Any RAP based on the resettlement policy framework should include costs estimate and budget arrangement. Regardless of the eligibility identification as APs, or the in-place of sufficient mitigating funds, all the people adversely affected by the land acquisition of the project shall be liable to be compensated or enjoy any other suitable mitigating measures. Therefore, the budget of RAP should contain contingency, an amount of 10% or more of the total resettlement budget to cover the unforeseen resettlement expenses.

25. The compensation standards set out in the RAP are the basis for computation of compensation costs. All the resettlement compensation should be fully paid to the individuals or collective who have lost their lands or other properties. Any deduction in any reasons thereof shall be prohibited. The RAP should also describe the procedure of paying the compensation funds to the APs. In this regard, the basic principle is that the fund circulation should be direct as much as possible to minimize the interim links.

Public Participation of Information Publicity

26. The RAP should describe the measures adopted or to be adopted, enabling the APs to participate in the proposed resettlement arrangement and cultivate their

10Ã À À À À À Ã

consciousness of participation in the activities of improving or restoring their livelihood. In order to ensure that all the requirements of the APs have been fully considered, the public participation should be arranged prior to the project design and implementation of the mitigating measures. In addition, public participation shall be addressed throughout the whole process of RAP implementation and external monitoring.

27. In the stages of drat and final version of RAP, the BPMO and all IAs should publicize the RAP in the pre-determined places in a certain language to the APs. The publicity of the draft RAP should be made at least one month before the assessment of the World Bank. After being approved by the World Bank, the final version of RAP should be publicized again.

Grievance Procedure

28. Since the resettlement activities are conducted with the participation of APs, there will not cause any great disputes during implementation. However, in order to provide with sufficient channels to lodge grievances on all the issues relating to the land acquisition and resettlement, the following grievance procedure should be established:

¾ Stage 1: If the APs are unsatisfied with resettlement, they can complain orally or in written form to the IAs. In the evident of oral complaint, the IAs should handle the complaint and keep written records. The IAs should make the resolution within two weeks.

¾ Stage 2: If the APs are still unsatisfied with the resolution in Stage 1, they can lodge complaint to the BPMO, and the BPMO make resolution within two weeks.

¾ Stage 3: If the APs are still not satisfied with the decision of the BPMO, they may, after receiving the decision, lodge complaints to the administrative organs for arbitration level by level according to $GPLQLVWUDWLYH3URFHGXUH/DZRIWKH3HRSOH V 5HSXEOLFRI&KLQD ¾ Stage 4: If the persons are still dissatisfied with the above decision, they may, after receiving the arbitration decision, appeal to the People’s Court in accordance with&LYLO3URFHGXUH/DZRIWKH3HRSOH¶V5HSXEOLFRI&KLQD Monitoring & Assessment

29. The BPMO should undertake supervision and monitoring of the implementation of the RAP. The results of supervising and monitoring should be recorded in the quarterly report and further submit to the World Bank.

30. Internal monitoring and inspection.

¾Performance inspection, including inspect the terms and conditions as set out in

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the policy framework, RAPs, baseline information of APs, assets losses and evaluation, compensation terms, resettlement and restoration etc.

¾Monitor the implementation of the design and scheme approved in the RAP.

¾Inspect whether the funds for resettlement are in place and fully paid, as well as whether these funds are used pursuant to the terms of the RAP.

¾Make record of all the complaints and resolution, ensuring the timely settlement of the grievances.

31. External independent monitoring. The BPMO will engage independent institutions or consultants to undertake regular external monitoring and assessment of the implementation of the RAP. These independent institutions or individuals should be the academic units, NGO or independent consulting firms who should have the eligible and experienced staff and accept the terms of reference provided by the World Bank.

32. Verification of the internal monitoring information and the monitoring report. The external monitoring institution should, after 6 months of implementation of the RAP, make random inspection of the 20% of the APs, with the main targets to:

¾Verify the procedures of public participation, payment of compensation and restoration, as well as the concordance between the policy framework and the implementation of the RAP.

¾Evaluate whether the target of the policy framework of “improve or the livelihood and restore to or even better than the previous living standards before the project” has been realized or not.

¾Collect the qualitative indicators of the socio-economic impacts on APs caused by the project implementation.

¾Make recommendations to the procedure of implementation of the RAP to embody the principles and objectives of the resettlement policy framework.

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Annex 1: Estimated Project Scope and Construction Contents

SL. Project Components Contents IAs

Tianhe River Flood Construct one pumping station, with design capacity of 55m³/s and total Bengbu Water 1 BIEIP Control Subproject installed capacity of 4000kW. Resources Bureau

Donghai Ave. to Changzhong Road, with riverbed dredging; Changzhong Bengbu Water Xijiagou Flood Road to Yanshan Road, with riverbed dredging. Resources Bureau Management and 2 Environment Xijiagou West riverbank (Donghai Ave. – Yanshan Rd.); Xijiagou east Upgrading riverbank (Xingzhong Rd. – Yanshan Rd.); Xijiagou High-Tech Zone (Yanshan New & High-Tech Zone Subproject Rd. – Nanhuan Rd.); Baligou (Tushan Rd. – Qinji Rd.). Totally 3km, 50m in width.

Urban water- Upgrade 4 pumping stations; construct 11128m of storm water and sewage Bengbu Construction 3 logging control pipelines Commission subproject 2 sewage lifting pumping station; construct 53000m storm water pipeline and New & High-Tech Zone 53760m sewerage pipeline

1 sewage lifting pumping station; construct 13285m storm water pipeline and Longzihu District 17612m sewerage pipeline

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SL. Project Components Contents IAs

Economic Development Construct 31130m of storm water pipeline and 27150m of sewerage pipelines Zone

Longzihu Lake Bengbu Water Longzihu Water-logging Pumping Station, flood control Resources Bureau 4 environment improvement Bank slope treatment, south Longzihu lake dredging and ecological upgrading Economic Development subproject of nearby mountains. Zone

Bengbu Water Design draining capacity 80m³/s, attached with low-draining culvert Resources Bureau Huaishang District flood control and (i) Design capacity of Xiao Bengbu pumping station is 22.9m³/s, attached urban environment with low-draining culvert; design capacity of (ii) Wangxiaogou pumping 5 infrastructure station is 20m³/s, with low-draining culvert; (iii) Urban flood control channels upgrading and treatment of neighboring area on north bank of Huaihe river: concrete Huaishang district subproject, flood control access road, 20-30m in width and 11909m in length; construction of 3 bridges; provision of flood management facilities along the north dyke, including communication devices.

Guzhen Environment Treatment Guzhen Construction 6 Construct 13550m of storm and sewerage pipelines Subproject Bureau

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SL. Project Components Contents IAs

20.35km dyke construction; 26.41km of dredging; 15.1km of flood control access; 13 culverts new construction; new construction or improvement of 6 Guzhen Water Resources pumping stations; 21 bridges new construction; 429300m² of turf slope Bureau protection.

Guzhen Environmental Interception of river-draining sewage in Chengxi Protection Bureau

Wuhe Environment Treatment Gully dredging; 1 pumping station; one surface water works; one sewage 7 PMO of Wuhe county Subproject treatment plant, with 11.9km of access roads.

Huaiyuan construction Flood release component: desilting of water-storage pond, bureau, water resources Huiyuan Environmental Treatment bureau 8 Subproject Chengguan town of Storm water pipe and access roads: 20860m. Huaiyuan county

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Annex 2: Anticipated Resettlement Impacts of the Project

Temporary Collective Land Acquisition occupation of Demolition of residential houses Demolition of non-residential houses Un-registered Houses (m²) Permanent Temporary collective land acquisition occupation SL. Types of Impacts of state- of state- Incl. owned owned Rural Rural Quantity cultivated APs Quantity APs APs Urban APs Enterprise APs Stores APs Town land (mu) land (mu) Area Residential Enterprise Stores Total (mu) land (nos) (mu) (nos) (nos) (m²) (nos) (m²) (nos) (m²) (nos) Houses (m²) Houses (mu)

Tianhe River 1 BIEIP Flood Control 0.0 0.0 0 0.0 0 0 0.0 0.0 0 0 0 0 0 0 0 0 0 0 0 0 Subproject

Xijiagou Flood Management 2 and 440.0 440.0 1075 0.0 0 0 0.0 2482.6 48 0 0 0 0 0 0 245.3 0 0 0 245.3 Environment Upgrading Subproject

Urban water- logging 3 1202.7 1202.7 2819 1.0 0 0 0.0 29679.6 541 824.6 90 0 0 1982.43 21 3668.8 429.95 0 108.6 4207.35 control subproject

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Temporary Collective Land Acquisition occupation of Demolition of residential houses Demolition of non-residential houses Un-registered Houses (m²) Permanent Temporary collective land acquisition occupation SL. Types of Impacts of state- of state- Incl. owned owned Rural Rural Quantity cultivated APs Quantity APs APs Urban APs Enterprise APs Stores APs Town land (mu) land (mu) Area Residential Enterprise Stores Total (mu) land (nos) (mu) (nos) (nos) (m²) (nos) (m²) (nos) (m²) (nos) Houses (m²) Houses (mu)

Longzihu Lake flood control 4 0.0 0.0 0 0.0 0 0 0.0 0.0 0 0 0 0 0 0 0 0 0 0 0 0 environment improvement subproject

Huaishang District flood control and urban 5 380.7 380.7 138 0.0 0 255 0.0 33437.0 714 0 0 0 0 0 0 0 0 0 0 0 environment infrastructure upgrading subproject,

Guzhen Environment 6 661.1 535.5 3418 139.8 0 0 0.0 875.2 37 2422.57 101 2829 63 0 0 0 0 0 0 0 Treatment Subproject

Wuhe Environment 7 139.7 139.7 420 0.0 0 0 0.0 0.0 0 0 0 0 0 0 0 0 0 0 0 0 Treatment Subproject

8 Huiyuan 811.6 811.6 1936 0.0 0 12 0.0 0.0 0 1686 76 0 0 436 24 0 0 0 0 0 Environmental

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Temporary Collective Land Acquisition occupation of Demolition of residential houses Demolition of non-residential houses Un-registered Houses (m²) Permanent Temporary collective land acquisition occupation SL. Types of Impacts of state- of state- Incl. owned owned Rural Rural Quantity cultivated APs Quantity APs APs Urban APs Enterprise APs Stores APs Town land (mu) land (mu) Area Residential Enterprise Stores Total (mu) land (nos) (mu) (nos) (nos) (m²) (nos) (m²) (nos) (m²) (nos) Houses (m²) Houses (mu)

Treatment Subproject

Total 3635.8 3510.2 9806 140.8 0 267.0 0.0 66474.4 1340 4933.2 267 2829.0 63 2418.4 45 3914.1 430.0 0.0 108.6 4452.7

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Annex 3: Framework of RAP

1 Profile 1.1 Brief Introduction 1.2 Project Preparation and Progress 1.3 Benefited Area and Affected Area 1.4 Introduction to Social Economy of the Project Area 1.5 Total Project Investment and Fund Sources 1.6 Mitigating Measures for Project Impacts 2 Project Impacts 2.1 Acquisition of Rural Collective Land 2.2 Permanent Acquisition of State-owned Land. 2.3 Temporary Land Occupation. 2.4 Demolition of Residential Houses 2.4.1 Rural Residential Houses 2.4.2 Urban Residential Houses 2.5 Affected Enterprise 2.6 Affected Institutional Units 2.7 Affected Stores 2.8 Un-registered Houses 2.9 Affected Population 2.10 Vulnerable Groups, Floating Population and Ethnic Minority 2.11 Ground Attachments and Infrastructure Affected 3 Survey Results of Socio-Economic Situation 3.1 Socio-Economic Survey Results for City (County), Town and Rural Area Affected by the Project 3.2 Sampling Survey Results for Family Conditions of Affected Households 3.2.1 Age Distribution, Education and Ethnic Background of Population 3.2.2 Survey of Production Resources (Land Resources etc.) 3.2.3 House Floorage Area 3.2.4 Household Annual Income and Expenditure 3.3 Sampling Survey Results for Family Conditions of Affected Urban Households 3.3.1 Age Distribution, Education and Ethnic Background of Population 3.3.2 House Floorage Area 3.3.3 Household Annual Income and Expenditure

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3.4 Survey of Affected Enterprise and Institutions 3.5 Survey of Affected Stores 3.6 Situation of Unregistered Houses 3.7 Basic Conditions of the Affected Vulnerable Groups 3.8 Basic Conditions of the Affected Ethnic Minorities 4 Legal Framework and Policies 4.1 Basic Laws and Policies for Resettlement 4.2 Terms and Conditions of Relevant Laws and Regulations Regarding Resettlement 4.3 Resettlement Policy of the Project 4.3.1 Compensation of Acquisition of Collective Land and Labor Settlement Policy 4.3.2 Compensation Standards for Permanent Occupation of State-owned Land 4.3.3 Compensation for Temporary Land Occupation and Restoration Policy 4.3.4 Compensation and Resettlement Policy for Demolition of Residential Houses (Rural and Urban) 4.3.5 Compensation and Resettlement Policy for Demolition of Non-Residential House (Enterprise, Institution and Store) 4.3.6 Compensation Policies for Un-registered Houses 4.3.7 Compensation Policy for Floating Population and Vulnerable Groups 4.3.8 Compensation for Affected Ground Attachments and Infrastructure 5 Compensation Standards 5.1 Compensation Standards for Acquisition of Rural Collective Land 5.2 Compensation Standards for Use and Transfer of State-owned Land 5.3 Compensation Standards for Temporary Occupation of Collective Land 5.4 Compensation Standards for Demolition of Residential Houses 5.4.1 Demolition of Rural Houses 5.4.2 Demolition of Urban Residential Houses 5.5 Compensation Standards for Demolition of Non-Residential Houses 5.5.1 Compensation Standards for Demolition of Enterprise 5.5.2 Compensation Standards for Demolition of Enterprise 5.5.3 Compensation Standards for Demolition of Stores 5.6 Compensation Standards for Demolition of Un-registered Houses 5.7 Compensation Standards for Ground Attachments and Facilities 6 Plan for Production and Living Rehabilitation 6.1 Objectives and Principles of Resettlement

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6.2 Resettlement for Permanent and Temporary Land Occupation 6.2.1 Impacts Analysis and Resettlement Scheme for Permanent Land Acquisition 6.2.2 Impacts Analysis and Resettlement Scheme for Temporary Land Acquisition 6.3 Demolition and Resettlement of Residential Houses 6.3.1 Demolition of Rural Houses 6.3.2 Demolition of Urban Residential Houses 6.4 Demolition and Resettlement of Non-Residential Houses 6.4.1 Demolition and Resettlement of Enterprise 6.4.2 Demolition and Resettlement of Institution 6.4.2 Demolition and Resettlement of Stores 6.5 Unregistered Houses 6.6 Floating Population and Vulnerable Groups 6.7 Affected Infrastructure and Ground Attachments 7 Public Participation 7.1 Strategy for Public Participation 7.2 Process and Public Participation and Plan for Policy Publicity 8 Grievance Procedure 9 Institution 9.1 Relevant Institutions for Resettlement Activities 9.2 Organizational Chart 9.3 Responsibilities of Resettlement Institutions 9.4 Institutional Competence and Staffing 9.5 Measures for Strengthening Institutional Capacities 10 Implementation Schedule 10.1 Implementation Principle for Coordinating Resettlement and Project Construction 10.2 Schedule for Milestone Activities for RAP Implementation 11 Costs and Budget 11.1 Costs 11.2 Annual Funds Utilization Plan 11.3 Resettlement Fund Sources 11.4 Fund Flow and Payment Plan 11.4.1 Fund Flow 11.4.2 Payment and Management

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12 Monitoring & Assessment 12.1 Internal Monitoring 12.1.1 Implementation Procedures 12.1.2 Monitoring contents 12.1.3 Internal Monitoring Report 12.2 External Independent Monitoring 12.2.1 Independent Monitoring Institution 12.2.2 Procedure and Contents of Monitoring 12.3 Monitoring Indicators 12.4 Post Assessment 13 Entitlement Matrix

Appendix I: Terms of Reference for Resettlement External Monitoring and Evaluation Appendix II: Sketch Map of Project Appendix III: Minutes of Meeting for Public Participation

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Annex 4: Questionnaire for Resettlement Impacts and Socio-Economic Survey

Table 1 Permanent and Temporary Occupation of Rural Collective Land by Project and Rural Economic Survey

Code ______Name of Subproject: ______.

______Village ______Town ______District / County ______Province

Surveyor:

I. Introduction Type of Land (mu) Existing Area Proposed Proposed Acquisition Temporary Occupation

Population Total Households (nos) Paddy Field

Total Population (person) Irrigated land

Of which: M Dry land

Agricultural population (person) Fish Pond

Non-agricultural population (person) Vegetable Land

Labor Cost Total labors (person) Orchard land

Industrial labor House Sites

Agricultural labor

Tertiary labor IV. Affected Population Household (nos) Persons (person.) Labors (person)

Cultivated land Cultivated Land (mu) Permanent LA

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Incl.: retained cultivated land Temporary Land Occupation. Paddy unit output (kg/mu)

Wheat unit output (kg/mu) Impacts of LA on rural social economy & comments on resettlement: 1. Monetary resettlement; 2. Internal land readjustment; 3. Land readjustment within village; 4. Land Corn unit output (kg/mu) readjustment outside village; 5. Insurance resettlement; 6. Others

Total grain output

Production Gross production value ((RMB10000) Value Agri. Gross output value (RMB10000)

Indu. Gross output value (RMB10000)

Gross output value for tertiary indu. (RMB10000)

Farmer’s net Average per-capita net income of rural income farmers

Incl.: Agriculture (%)

Industry (%)

Tertiary (%)

VI. Group Population Affected by LA Proposed Group Name Existing farmland (mu) Acquisition Total Households Total Population Incl.: M Labor (nos) (person) Agriculture

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VII. Enterprise nearby affected village

Name Numbers of workers Staff’s annual Production Profits Taxes Major products Labor to be salary (RMB/yr.) Value (RMB 10000) arranged Total Incl.: local (RMB10000) (RMB10000) (person) (RMB10000)

Please specify the policy of insurance resettlement.

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Table 2 Situation of Occupation of State-Owned Land

Code ______Name of Subproject: ______.

______Village ______Town ______District / County ______Province

Surveyor:

Affected Households Types of Impacts Quantity (mu) APs (person) Labors (person) (nos)

Permanent Paddy Field occupation Irrigated land

Dry land

Fish Pond

State-owned farmland Vegetable Land

Orchard land

Non-agricultural land

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Paddy Field

Irrigated land

Dry land

Fish Pond State-owned farmland Vegetable Land

Orchard land Temporary Land Occupation.

Non-agricultural land

Means for obtaining state-owned land: (1) Selling; (2) Transfer; (3) Assignment

Notes: The state-owned land cannot be recalculated in Table 5 and Table 6 for enterprise, institution and stores.

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Table 3 Natural Conditions of Rural Displaced Households

Code ______Name of Subproject: ______.

______Village ______Town ______District / County ______Province

Surveyor:

Name of family head

Family members (person)

General M

F

Labors (person)

Reinforced Structure

Brick Concrete

Brick Wood

Demolition of residential houses (m²) Simple

Attached houses (m²) Brick Concrete

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Brick Wood

Simple

Earth-Wood

Wood

Shelter

Land grade

Nature of land ownership

Willingness in Resettlement (1) Self-demolition with self-reconstruction; (2) Unified demolition and reconstruction; (3) Self-reconstruction under unified planning

Fence wall m Trees (young) pcs

Toilet nos Tree (timbre) pcs

Hogpen nos Trees (young) pcs

Machine well pcs Fruit (mature) pcs

House attachments Hand well pcs Cement field M2

Ordinary well pcs

Telephone unit

Cable TV Unit

Gate nos

Remarks

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Remarks: If land acquisition is in joint part between city and outskirt and involves property right, please fill in land grade and land ownership. Land ownership: state-owned, collective-owned.

Houses and land attachments should be filled in faithfully.

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Table 4 Natural Conditions of Urban Displaced Households

Code ______Name of Subproject: ______.

Province ______District/ County ______Street ______Subdistrict offices:

Surveyor:

Name of family head

Family members (person)

General M

F

Labors (person)

Reinforced Structure House with titles House without titles

Reinforced Structure

Brick Concrete

House demolition (m²) Brick Wood

Simple

Land grade

House property (1) State-owned (2) Private-owned (3) others

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Nature of land ownership (1) State-owned(2) collectively-owned

Willingness in Resettlement (1) Monetary resettlement (2) Exchange of property rights

Fence wall m Trees (young) pcs

Toilet nos Tree (timbre) pcs

Hand well pcs Trees (young) pcs

Ordinary well pcs Fruit (mature) pcs

Air Conditioner Unit House attachments Telephone unit

Cable TV Unit

Gate nos

Cement field M2

Leasing or not (1) yes; (2) no

Leasing persons (nos)

Leasing period (1) Less than 1 year; (2) 1 to 3 years; (3) Over 3 years

Rent (RMB/month)

Remarks

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Remarks: Houses without titles include expired temporary structure and unregistered buildings etc.

Houses and land attachments should be filled in faithfully.

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Table 5 Enterprises and Institutional Units Affected by Demolition

Code ______Name of Subproject: ______.

Province ______District/ County ______Street ______Subdistrict offices:

Surveyor:

Name of Units

Unit character

Address

Numbers of workers

Land Occupied (mu)

General principal activity

Operation profiles (1) Good (2) Normal (3) Bankruptcy

Fixed assets (RMB 10,000)

Staff’s annual salary (RMB/yr.)

Annual output value (RMB10000)

Annual profit (RMB10000)

Project Permanent Occupation (mu) Impacts Temporary Land Occupation (mu)

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Demolition of house with titles (m²) Demolition of house without titles (m²)

Reinforced Structure

Brick Concrete Productive house

Brick Wood

Simple

Reinforced Structure

Brick Concrete

Office and warehouse Brick Wood

Simple

APs (person)

Land grade

Nature of land ownership (1) State-owned(2) collectively-owned

Resettlement scheme

Costs for demolition of large-scale equipment (RMB)

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Fence wall m Trees (young) pcs

Toilet nos Tree (timbre) pcs

Hand well pcs Trees (young) pcs

Ordinary well pcs Fruit (mature) pcs Attached facilities Air Conditioner Unit

Telephone unit

Cable TV Unit

Cement field M2

Impacts degree (Brief description)

Remarks: Unit character: enterprise (state-owned, collect-owned, private-owned, stock, joint-venture), institutional unit (education, medical and health service, finance, municipal, public security, army, culture and others). Operation: Remarks: Houses without titles include expired temporary structure and unregistered buildings etc.

Resettlement scheme: (enterprise resettlement) Enterprise internal convergence, innovation at existing site, removing to new area, filling the name of new area, select place for settlement, other means (such as resettlement by institutional unit): rebuilding at existing site, rebuilding at nearby new site and innovation of project implementing agent.

The attachments should be filled in faithfully.

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Table 6 Demolition of shops and stores

Code ______Name of Subproject: ______.

Province ______District/ County ______Street ______Subdistrict offices:

Surveyor:

Name of shops and stores

Address

Numbers of workers

Land Occupied (mu)

General Economic category:

Operation profiles (1) Good (2) Normal (3) Bankruptcy

Annual income (RMB)

Staff’s annual salary (RMB/yr.)

Annual profit (RMB10000)

Project Permanent Occupation (mu) Impacts Temporary Land Occupation (mu)

Demolition of house with titles (m²) Demolition of houses with titles Demolition of house without titles Types of Structure and without business license (m²) (Housing certificate & shop certificate) (m²)

Reinforced Structure

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Brick Concrete

Brick Wood

Simple

APs (person)

Land grade (Type of region/ land)

Nature of land ownership (1) State-owned(2) collectively-owned

Willingness in Resettlement (1) Momentary resettlement (2) migratory resettlement

Attached facilities Fence wall m Trees (young) pcs

Toilet nos Tree (timbre) pcs

Hand well pcs Trees (young) pcs

Ordinary well pcs Fruit (mature) pcs

Air Conditioner Unit

Telephone unit

Cable TV Unit

Cement field M2

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Impacts degree (Brief description)

Remarks: Houses without titles include expired temporary structure and unregistered buildings etc.

The attachments should be filled in faithfully.

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Table 7 Questionnaire on Vulnerable Group

Code ______Name of Subproject: ______.

Province ______District/ County ______Street ______Subdistrict offices:

Surveyor:

Type (by tick)

Household (esp. a single, childless and infirm aged Family person, etc.) enjoying five Name Age Sex members Address Small dwelling area (only on house guarantees(i. e. free food, Ethnic (person) which area is small than the lowest Disabled clothing medical care, MLSS Minorities standard specified by the project city) housing and burial expenses guaranteed by the government or a collective economic entity

Per-capita Income per month (RMB)

Sources of Income

Degree of Impacts

Willingness in Resettlement

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Table 8 Questionnaire on ground attachments and infrastructure affected

Code ______Name of Subproject: ______.

Province ______District/ County ______Street ______Subdistrict offices:

Surveyor:

It em s U ni t A mo un t

Public toilets pcs

10KV wire pole pcs

380V wire poles pcs

380V wood poles pcs

Transformer Unit

Cannel M2

Bridges nos

Highway M2

Tractor road M2

Grave (earth) nos

Graves (concrete) nos

Underground structure m

Gas pipeline m

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Water supply pipe m

Drainage pipeline m

Communication cable m

Electrical cables m

Lawn a nd & p ar ter r e M2

T ap wa t er pip eli ne m

Vege t abl e sh el t er ( s tr uc t ur e) M2

m ac hi ne wa ll , op e n wel l n os .

Scattered Trees pcs

Remarks: Except for demolition of dwelling houses (urban, rural), enterprise, institutional unit and shops,

Others should be filled in faithfully. If they are not listed in the table, more items may be added.

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Table 9 Questionnaire on affected households at random

Identification No.:

Name of subproject ______Province ___ District/ County ____ Street/ town _____ subdistrict office/ village

Type of resettlement: 1. urban 2. rural

Surveyor: Time of Survey

Name of interviewee: The contact details Time of Survey

Occupational period of living Ethnic Educational Conditions Family member Sex Age Married Group Level Over 18

Name of the host 1) Below 5 years

Spouse 2) 5~10 years Family family backg population 3) 10~20 years round

4) 20~30 years

5) 30~50 years

6) Generations by generations

Land Land (mu) Agricultural and by- Agricultural gross and Output (annual/mu) (kg) Plantation type produce labor income (RMB) output Existing to be acquired (person)

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Paddy Field (1) Grain Agriculture

Irrigated land (2) Vegetable M

Dry land (3) Flower F

Fish Pond (4) Fruit tree Side-line business

Vegetable Land (5) Tree M

Orchard land F

Students:

Family Family annual expenditure Family Annual Income Family assets incom e and (RMB) (RMB) Qty. proper ty 1. Taxes and other charges Agricultural income Color TV Unit

2. Seeds (RMB) Trading receipt Refrigerator Unit

3. Pesticide, fertilizer (RMB) Enterprise and institutional units Washing Machine Unit salary income

4. Irrigation charges (RMB) Out-going employment income Electrical fan Unit

5. Machine operational charges (RMB) Other revenue Air Conditioner Unit

6. Electricity charges (RMB) Telephone unit

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7. Water consumption charges (RMB) Mobile phone unit

8. Communication expenses Motorcycle unit

9. School tuition (RMB) Tractor unit

10. Medical Cost (RMB) Other machine unit

11. Fuel cost (RMB)

12. Charges for non-staple foodstuff

13. Others

Total annual expenditure Total annual income

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Table 10 Questionnaire on Public Opinion and Suggestions

Name of subproject ______Province ___ District/ County ____ Street/ town _____ subdistrict office/ village

Surveyor: Age Sex Occupation

Surveyor: Time of Survey

SL. Question Answers Results

(1) (2) (3) (4) (5)

1 Do you know about this project? (1) yes; (2) not clearly; (3) no

2 Information sources of this project and (1) Newspaper (2) meeting (3) neighbor (4) social surveyor acquisition

3 Are you in favor of this sub-project to be (1) yes; (2) no; (3) don’t care constructed?

4 Whom do you think this sub-project would be a) State (1) yes; (2) no beneficial to? (multiple options) b) Collective (1) yes; (2) no

c) individuals (1) yes; (2) no

5 What benefits would the sub-project bring to (1) Protect the security of life and property; (2) Improve agricultural you? production condition; (3) Increase economic income (4) Improve ecological environment; (5) Others

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6 What negative impacts would this sub-project (1) No adverse impacts (2) Communication affected by project bring to you? construction; (3) House demolition may cause economic loss; (4) Land acquisition may reduce economic income; (5) Other adverse impacts.

7 Do you know about resettlement policies for (1) Yes, (2) A little; (3) Nothing land acquisition and demolition?

8 Do you know grievance if your legal rights are (1) yes; infringed by others during land acquisition and demolotion? (2) no

9 Willingness to choose compensation for land (1) Cash compensation, no exchange of land; (2) Exchange of land; acquisition compensation comes to the collective unit; (3) Others (please list them) ______.

10 If you hope to get cash compensation, you (1) Engaged in the secondary and tertiary industries; (2) Out-going will for work; (3) Adjust industrial structure; (4) Buy insurance; (5) Others (please give reasons) ____ .

11 After land acquisition, what help do you need? (1) Technical training; (2) Provided with employment information; (3) Others (please give details) ______.

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Table 11 Questionnaire on Social Economy of the Affected City or County

Code ______Name of Subproject: ______.

Province ______District/ county

Surveyor:

Population Total Households (nos)

Total Population (person)

Of which: M

Agricultural population (person)

Labor Total labors (person)

Industrial labor

Agricultural labor

Tertiary labor

Cultivated land Cultivated Land (mu)

Grains Plantation Area (10000 mu)

Total yield (t)

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Unit yield (kg/mu)

Oil crops Plantation Area (10000 mu)

Total yield (t)

Unit yield (kg/mu)

Others Plantation Area (10000 mu)

Total yield (t)

Unit yield (kg/mu)

Output value (GDP) Gross production value ((RMB10000)

Agri. Gross output value (RMB10000)

Indu. Gross output value (RMB10000)

Gross output value for tertiary indu. (RMB10000)

Financial revenue: (RMB100 million)

Towners’ per-capita average disposable income (RMB)

Farmer’s Annual Average Per-Capita net Income (RMB)

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Table 12 Questionnaire on Social Economy of the Affected Town or Village

Code ______Name of Subproject: ______

______Village ______Town ______District / County ______Province

Surveyor:

Population Total Households (nos)

Total Population (person)

Of which: Male (persons)

Agricultural population (person)

Labor Total labors (person)

Industrial labor

Agricultural labor

Tertiary labor

Cultivated land Cultivated Land (mu)

Grains Plantation Area (10000 mu)

Total yield (t)

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Unit yield (kg/mu)

Oil crops Plantation Area (10000 mu)

Total yield (t)

Unit yield (kg/mu)

Others Plantation Area (10000 mu)

Total yield (t)

Unit yield (kg/mu)

Output value (GDP) Gross production value ((RMB10000)

Agri. Gross output value (RMB10000)

Indu. Gross output value (RMB10000)

Gross output value for tertiary indu. (RMB10000)

Financial revenue: (RMB100 million)

Towners’ per-capita average disposable income (RMB)

Farmer’s Annual Average Per-Capita net Income (RMB)

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Table 13 Questionnaire on land acquisition, compensation unit price and compensation policies

Code ______Name of Subproject: ______

. Province ______District/ county

Surveyor:

Compensation Standards Basic policies

Compensation Compensation Subsidy Multiples multiples for City / Types of Impacts AAOV (RMB/mu) Multiples for Province for Resettlement standing County Land crops

Average value

Permanent Paddy Field occupation of Irrigated collective land land

Dry land

Fish Pond

Vegetable

Land

Orchard

land

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Transferring mode RMB/mu Permanent acquisition Assignment mode RMB/mu of state- owned land Assignment

Paddy Field RMB/mu

Irrigated land RMB/mu

Temporary Dry land RMB/mu acquisition of Fish Pond RMB/mu collective land Vegetable Land

Temporary Acquisition of State-owned RMB/mu Land.

Farmland reclamation Land RMB/mu acquisition charges taxes and charges 53Ã À À À À À Ã charges Compensation paid for the use of additional land for RMB/mu construction

Farmland occupation tax

RMB/mu Land acquisition

administration fees

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Table 14 Questionnaire on demolition of dwelling buildings, compensation unit price and compensation policies

Code ______Name of Subproject: ______.

Province ______District/ county

Surveyor:

Types of Impacts Type of Structure Unit Compensation Basic policies Standards Province City / County

Rural house Reinforced Structure RMB/m2 demolition Brick Concrete RMB/m2

Brick Wood RMB/m2

Residential house Simple RMB/m2

Attachments Brick Concrete RMB/m2

Brick Wood RMB/m2

Simple RMB/m2

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Earth-Wood RMB/m2

Wood RMB/m2

Shelter RMB/m2

Moving subsidies

Transition subsidies

Other Compensations Subsidies for Temporary Relocation

Reward for advance moving

Demolition of urban Reinforced Structure RMB/m2 dwelling houses

Structures

Reinforced Structure RMB/m2

Brick Concrete RMB/m2

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Brick Wood RMB/m2

Simple RMB/m2

Moving subsidies

Transition subsidies

Other Compensations Subsidies for Temporary Relocation

Reward for advance moving

Brick Concrete RMB/m2

Brick Wood RMB/m2 Demolition of unregistered structure Simple RMB/m2

Others RMB/m2

Unregistered structures include expired temporary structure and unregistered buildings etc.

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Table 15 Questionnaire on demolition of non-dwelling buildings, compensation unit price and compensation policies

Code ______Name of Subproject: ______.

Province ______District/ county

Surveyor:

Type of Structure Unit Compensation Basic policies Types of Impacts Standards Province City / County

Enterprise Reinforced Structure RMB/m2

Brick Concrete RMB/m2

Productive house Brick Wood RMB/m2

Simple RMB/m2

Reinforced Structure RMB/m2

Brick Concrete RMB/m2

Office and warehouse Brick Wood RMB/m2

Simple RMB/m2

Others RMB/m2

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Business ceasing transition subsidies

Transition subsidies Other Compensations

Moving subsidies

Reinforced Structure RMB/m2

Brick Concrete RMB/m2

Structures Brick Wood RMB/m2

Simple RMB/m2

Others RMB/m2 Institutional units

Business ceasing transition subsidies

Transition subsidies Other Compensations

Moving subsidies

Stores Structures Reinforced Structure RMB/m2

Brick Concrete RMB/m2

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Brick Wood RMB/m2

Simple RMB/m2

Others RMB/m2

Business ceasing transition subsidies

Transition subsidies Other Compensations

Moving subsidies

Reinforced Structure RMB/m2

Brick Concrete RMB/m2

Unregistered houses Brick Wood RMB/m2

Simple RMB/m2

Others RMB/m2

Unregistered structures include expired temporary structure and unregistered buildings etc.

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Table 16 Compensation Standard for Ground Attachment and Special Facilities

Code ______Name of Subproject: ______.

Province ______District/ county

Surveyor:

I t ems C om p e ns a t io n S t a nda rd s Uni t B as i c po li ci es ( RMB / uni t)

Public toilets pcs

10KV wire pole pcs

380V wire poles pcs

380V wood poles pcs

Transformer Unit

Cannel M2

Bridges nos

Highway M2

Tractor road M2

Grave (earth) nos

Graves (concrete) nos

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Underground structure M

Gas pipeline M

Water supply pipe M

Drainage pipeline M

Communication cable M

Electrical cables M

Lawn a nd & p ar ter r e M2

Tap wa t er pip el i ne M

V ege t abl e sh el t er( s tr uc t ur e) M2

mac hi ne wall , op e n wel l n os .

Trees (young) pcs

Tree (timbre) pcs

Scattered Trees pcs

Gate nos

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