The Chemistry of L-Ascorbic Acid Derivatives in the Asymmetric Synthesis of C2- and C3- Substituted Aldono-Γ-Lactones
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The Chemistry of L-Ascorbic Acid Derivatives in the Asymmetric Synthesis of C2- and C3- Substituted Aldono-γ-lactones A Dissertation by Ayodele O. Olabisi M. S., Wichita State University, 2004 B. S., Wichita State University, 1999 Submitted to the College of Liberal Arts and Sciences and the Faculty of the Graduate School of Wichita State University in partial fulfillment of the requirements for the Degree of Doctor of Philosophy August 2005 The Chemistry of L-Ascorbic Acid Derivatives in the Asymmetric Synthesis of C2- and C3- Substituted Aldono-γ-lactones I have examined the final copy of this dissertation for form and content and recommend that it be accepted in partial fulfillment of the requirements for the degree of Doctor of Philosophy, with a major in Chemistry. ______________________________________ Professor Kandatege Wimalasena, Committee Chair We have read this dissertation and recommend its acceptance: __________________________________________ Professor William C. Groutas, Committee Member __________________________________________ Professor Ram P. Singhal, Committee Member __________________________________________ Professor Francis D’Souza, Committee Member __________________________________________ Professor George R. Bousfield, Committee Member Accepted for the College of Liberal Arts and Sciences __________________________________________ Dr. William Bischoff, Dean Accepted for the Graduate School __________________________________________ Dr. Susan K. Kovar, Dean ii DEDICATION To My Parents iii ACKNOWLEDMENTS I wish to express my deepest and sincerest appreciation to my advisor, Dr Kandatege Wimalasena for his positive guidance, enlightened mentoring and encouragement. His passion for the subject matter has greatly improved my knowledge and interest. My sincere appreciation extends to Dr. Shyamali Wimalasena and Dr. Mathew Mahindaratne, who helped me with my initial research training and their assistance in the preparation of my manuscripts. I would also like to give my appreciation to my other committee members; Dr. William C. Groutas, Dr. Ram Singhal, Dr. Francis D’Souza and Dr. George Bousfield for their significant recommendations. I wish to express my heartfelt gratitude to my colleagues, Dr. Srimevan Wanduragala, Dr. Mehul Bhakta, Dr. Rohan Perera and Samantha Ranaweera, for their invaluable friendship. It was a joy to work with them. Finally, I acknowledge some of the many people without whom I could not have completed my education; my wife, Monica, and children, Angela, Dominique and Folade for their love, support and encouragement even at times of difficulty. My special gratitude deeply extends to my parents and sisters for their incomparable love, support and prayers. This work was supported by a grant from the National Institutes of Health (NS 39423). iv ABSTRACT The antioxidant and redox properties of L-ascorbic acid are closely associated with the electron rich 2, 3-enediol moiety of the molecule and therefore selective functionalization of the 2- and 3-OH groups is essential for the detailed structure-activity studies. Reactions of 5- and 6-OH protected ascorbic acid with electrophilic reagents exclusively produce the corresponding 3-O-alkylated products under mild basic conditions due to the high nucleophilicity of the C-3-OH. Based on the density functional theory (B3LYP) electron density calculations, a novel and general method was devised for the direct alkylation of the 2-OH group of ascorbic acid with complete regio- and chemo-selectivity. A complete spectroscopic analysis of two complementary series of 2- O-acetyl-3-O-alkyl and 2-O-alkyl-3-O-acetyl ascorbic acid derivatives was carried out to define their spectroscopic characteristics and to resolve common inconsistencies in the literature. The asymmetric approach to the synthesis of natural products or other biologically active compounds is impeded by low abundance of natural sources as well as a limited number of efficient synthetic methods. Nevertheless, carbohydrate-based systems such as the aldono-1,4-lactones (also known as aldono-γ-lactones) which generate a host of chiral compounds have been particularly rewarding in this respect. This study shows a practical approach using 5,6-O-isopropylidene-L-ascorbic acid (ketal of L- ascorbic acid) as a single common starting material for facile asymmetric synthesis of protected, optically pure and functionalized aldono-1,4-lactones derivatives, valuable in the synthesis of derivatives of various pharmacologically active agents for structure- v activity studies. The practicality of this new approach is demonstrated by the convenient synthesis of a series of thermal Claisen-rearranged products of 5,6-O-isopropylidene-3- O-allyl-L-ascorbic acid and 5,6-O-isopropylidene-2-O-allyl-L-ascorbic acid as the corresponding 5,6-O-isopropylidene-2-allyl-3-keto-L-galactono-γ-lactone and 5,6-O- isopropylidene-3-allyl-2-keto-L-galactono-γ-lactone respectively. The synthetic routes are economical, efficient, diastereospecific, and proceed in high yields. vi TABLE OF CONTENTS CHAPTER 1 .......................................................................................................................1 INTRODUCTION .......................................................................................................... 1 CHAPTER 2 .......................................................................................................................4 BACKGROUND AND SIGNIFICANCE...................................................................... 4 2.1 Discovery and History of L-Ascorbic Acid.......................................................... 4 2.2 Sources of L-Ascorbic Acid................................................................................ 10 2.3 Tissue Distribution of L-Ascorbic acid............................................................... 12 2.4 Biosynthesis of L-Ascorbic Acid in Animals ..................................................... 14 2.5 Biosynthesis of L-Ascorbic Acid in Plants......................................................... 18 2.6 Commercial Scale Synthesis of L-Ascorbic acid................................................ 22 2.7 Biological Functions of L-Ascorbic Acid........................................................... 26 2.7.1 L-Ascorbic Acid as an Enzyme Cofactor .................................................... 26 2.7.2 L-Ascorbic Acid in Electron Transport ....................................................... 31 2.7.3 L-Ascorbic Acid as an Antioxidant in Biological Systems ......................... 33 2.8 L-Ascorbic Acid Metabolic Enzymes................................................................. 36 2.9 Degradation and Oxidation of L-Ascorbic Acid................................................. 37 2.10 Cellular Transport and Intestinal Absorption of L-Ascorbic Acid ................... 40 2.11 Molecular Structure of L-Ascorbic Acid .......................................................... 41 2.12 Chemical and Physical Properties of L-Ascorbic Acid .................................... 45 2.13 Synthetic Derivatives and Analogues of L-Ascorbic Acid............................... 46 CHAPTER 3 ..................................................................................................................... 53 vii RESEARCH OBJECTIVE ........................................................................................... 53 CHAPTER 4 ..................................................................................................................... 55 RESULTS AND DISCUSSION................................................................................... 55 4.1 Chemo- and Regio-Selective Alkylation of L-Ascorbic Acid............................ 55 4.1.1 3-O-Alkylation of 5,6-O-Isopropylidene-L-Ascorbic Acid......................... 56 4.1.2 2-O-Alkylation of 5, 6-O-Isopropylidene-L-Ascorbic Acid........................ 59 4.1.3 2,3-O-Disubstitution of 5,6-O-Isopropylidene-L-Ascorbic Acid ................ 62 4.2 Acylation of 5, 6-O-Isopropylidene-L-Ascorbic Acid........................................ 65 4.2.1 C3-O- to C2-O Rearrangements of 3-O-Acyl-L-Ascorbic Acid Derivatives ..................................................................................................................... 67 4.3 NMR Spectroscopic Analyses of L-Ascorbic Acid and its Derivatives............. 70 4.3.1 NMR Spectroscopic Properties of 2-O- and 3-O-Substituted 5,6-O- Isopropylidene-L-Ascorbic Acid ................................................................ 71 4.4 The Sigmatropic Claisen Rearrangement of L-Ascorbic Acid Derivatives........ 75 4.4.1 The C3-O to C2 Sigmatropic Claisen Rearrangement of 5,6-O- Isopropylidene-3-O-Allylic Derivatives of L-Ascorbic Acid..................... 76 4.4.1.1 NMR Spectroscopic Analyses of Products from C3-O to C2 Sigmatropic Claisen Rearrangement of 5,6-O-Isopropylidene-3-O- Allyl-L-Ascorbic Acid Derivatives ...................................................... 77 4.4.2 The C3-O to C2 Sigmatropic Claisen Rearrangement of 5,6-O- Isopropylidene-3-O-Cinnamyl-L-Ascorbic Acid Derivatives .................... 85 viii 4.4.2.1 NMR Spectroscopic Analyses of Products from C3-O to C2 Sigmatropic Claisen Rearrangement of 5,6-O-Isopropylidene-2-O- Acetyl-3-O-Cinnamyl-L-Ascorbic Acid Derivative (10A) .................. 87 4.4.3 The C2-O to C3 Sigmatropic Claisen Rearrangement of 5,6-O- Isopropylidene-2-O-Allyl-L-Ascorbic Acid Derivatives............................ 90 4.4.3.1 NMR Spectroscopic Analyses of Products