Proxy Voting Record
Meeting Date Range: 01-Jul-2019 To 06-Dec-2020 Selected Accounts CANACCORD GENUITY GROUP INC.
Security: 134801109 Meeting Type: Annual
Ticker: CCORF Meeting Date: 07-Aug-2019
ISIN CA1348011091 Vote Deadline Date: 01-Aug-2019
Agenda 935057453 Management Total Ballot Shares: 33796
Last Vote Date: 03-Jul-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 To set the number of directors at eight. For None 33796 0 0 0
2 DIRECTOR For None 1 CHARLES N. BRALVER 33796 0 0 0 2 DANIEL J. DAVIAU 33796 0 0 0 3 MICHAEL D. HARRIS 33796 0 0 0 4 MERRI L. JONES 33796 0 0 0 5 DAVID J. KASSIE 33796 0 0 0 6 TERRENCE A. LYONS 33796 0 0 0 7 DIPESH J. SHAH 33796 0 0 0 8 SALLY TENNANT 33796 0 0 0 3 Appointment of Ernst & Young LLP, Chartered For None 33796 0 0 0 Accountants as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration.
Page 1 of 54 Wednesday, August 19, 2020 Proxy Voting Record
SAPUTO INC.
Security: 802912105 Meeting Type: Annual
Ticker: SAPIF Meeting Date: 08-Aug-2019
ISIN CA8029121057 Vote Deadline Date: 05-Aug-2019
Agenda 935056071 Management Total Ballot Shares: 6602
Last Vote Date: 26-Jun-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Lino A. Saputo, Jr. 3712 0 0 0 2 Louis-Philippe Carrière 3712 0 0 0 3 Henry E. Demone 3712 0 0 0 4 Anthony M. Fata 3712 0 0 0 5 Annalisa King 3712 0 0 0 6 Karen Kinsley 3712 0 0 0 7 Tony Meti 3712 0 0 0 8 Diane Nyisztor 3712 0 0 0 9 Franziska Ruf 3712 0 0 0 10 Annette Verschuren 3712 0 0 0 2 Appointment of Deloitte LLP as Auditors of the For None 3712 0 0 0 Company for the ensuing year and authorizing the Directors to fix the auditors' remuneration.
3 The adoption of an advisory non-binding For None 3712 0 0 0 resolution in respect of the Company's approach to executive compensation.
4 Shareholder Proposal: Incorporation of Against None 0 3712 0 0 Environmental, Social and Governance (ESG) Factors in Executive Compensation.
5 Shareholder Proposal: Determination of Director Against None 0 3712 0 0 Independence.
6 Shareholder Proposal: Reasoning for the Formal Against None 0 3712 0 0 Adoption of a Say on Pay Vote.
7 Shareholder Proposal: Environmental and Social Against None 0 3712 0 0 Impacts of Food Waste.
Page 2 of 54 Wednesday, August 19, 2020 Proxy Voting Record
HÉROUX-DEVTEK INC.
Security: 42774L109 Meeting Type: Annual
Ticker: HERXF Meeting Date: 09-Aug-2019
ISIN CA42774L1094 Vote Deadline Date: 06-Aug-2019
Agenda 935059659 Management Total Ballot Shares: 11335
Last Vote Date: 09-Jul-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Nathalie Bourque 11335 0 0 0 2 Martin Brassard 11335 0 0 0 3 Paule Doré 11335 0 0 0 4 Gilles Labbé 11335 0 0 0 5 Louis Morin 11335 0 0 0 6 James J. Morris 11335 0 0 0 7 Brian A. Robbins 11335 0 0 0 8 Beverly Wyse 11335 0 0 0 2 Appointment of Ernst & Young LLP as Auditors of For None 11335 0 0 0 the Corporation for the ensuring year and authorizing the Directors to fix their remuneration.
Page 3 of 54 Wednesday, August 19, 2020 Proxy Voting Record
EMPIRE COMPANY LIMITED
Security: 291843407 Meeting Type: Annual
Ticker: EMLAF Meeting Date: 12-Sep-2019
ISIN CA2918434077 Vote Deadline Date: 09-Sep-2019
Agenda 935068824 Management Total Ballot Shares: 28516
Last Vote Date: 13-Aug-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 The advisory resolution on the Company's For None 5432 0 0 0 approach to executive compensation as set out in the Information Circular of the Company.
Page 4 of 54 Wednesday, August 19, 2020 Proxy Voting Record
ALIMENTATION COUCHE-TARD INC.
Security: 01626P403 Meeting Type: Annual
Ticker: ANCUF Meeting Date: 18-Sep-2019
ISIN CA01626P4033 Vote Deadline Date: 13-Sep-2019
Agenda 935067252 Management Total Ballot Shares: 23477
Last Vote Date: 07-Aug-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Appoint the auditor until the next annual meeting For None 2022 0 0 0 and authorize the Board of Directors to set their remuneration - PricewaterhouseCoopers LLP 2 DIRECTOR For None 1 Alain Bouchard 2022 0 0 0 2 Mélanie Kau 2022 0 0 0 3 Jean Bernier 2022 0 0 0 4 Nathalie Bourque 2022 0 0 0 5 Eric Boyko 2022 0 0 0 6 Jacques D'Amours 2022 0 0 0 7 Richard Fortin 2022 0 0 0 8 Brian Hannasch 2022 0 0 0 9 Marie Josée Lamothe 2022 0 0 0 10 Monique F. Leroux 2022 0 0 0 11 Réal Plourde 2022 0 0 0 12 Daniel Rabinowicz 2022 0 0 0 13 Louis Têtu 2022 0 0 0 3 On an advisory basis and not to diminish the role For None 2022 0 0 0 and responsibilities of the board of directors that the shareholders accept the approach to executive compensation as disclosed in our 2019 management proxy circular.
Page 5 of 54 Wednesday, August 19, 2020 Proxy Voting Record
COGECO INC.
Security: 19238T100 Meeting Type: Annual
Ticker: CGECF Meeting Date: 15-Jan-2020
ISIN CA19238T1003 Vote Deadline Date: 13-Jan-2020
Agenda 935115457 Management Total Ballot Shares: 1344
Last Vote Date: 14-Dec-2019
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Louis Audet 1344 0 0 0 2 Arun Bajaj 1344 0 0 0 3 Mary-Ann Bell 1344 0 0 0 4 James C. Cherry 1344 0 0 0 5 Patricia Curadeau-Grou 1344 0 0 0 6 Samih Elhage 1344 0 0 0 7 Philippe Jetté 1344 0 0 0 8 Normand Legault 1344 0 0 0 9 David McAusland 1344 0 0 0 2 Appoint Deloitte LLP, Chartered Accountants, as For None 1344 0 0 0 auditors and authorize the Board of Directors to fix their remuneration.
3 Management and the Board of Directors of the For None 1344 0 0 0 Corporation recommend voting FOR the advisory resolution accepting the Board's approach to executive compensation. The text of the advisory resolution accepting the Board's approach to executive compensation is set out in the Notice of Annual Meeting.
Page 6 of 54 Wednesday, August 19, 2020 Proxy Voting Record
POWER FINANCIAL CORPORATION
Security: 73927C100 Meeting Type: Special
Ticker: POFNF Meeting Date: 11-Feb-2020
ISIN CA73927C1005 Vote Deadline Date: 06-Feb-2020
Agenda 935123555 Management Total Ballot Shares: 4315
Last Vote Date: 22-Jan-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 The special resolution, the full text of which is set For None 4315 0 0 0 forth in Appendix "A" to Power Financial Corporation's management proxy circular dated January 10, 2020 and mailed to shareholders in connection with the special meeting of shareholders to be held on February 11, 2020 (the "Circular"), to approve an arrangement under Section 192 of the Canada Business Corporations Act, all as more particularly described in the Circular.
Page 7 of 54 Wednesday, August 19, 2020 Proxy Voting Record
TRANSCONTINENTAL INC.
Security: 893578104 Meeting Type: Annual
Ticker: TCLAF Meeting Date: 27-Feb-2020
ISIN CA8935781044 Vote Deadline Date: 25-Feb-2020
Agenda 935125701 Management Total Ballot Shares: 9077
Last Vote Date: 28-Jan-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 H. Peter Brues 9077 0 0 0 2 Jacynthe Côté 9077 0 0 0 3 Yves Leduc 9077 0 0 0 4 Isabelle Marcoux 9077 0 0 0 5 Nathalie Marcoux 9077 0 0 0 6 Pierre Marcoux 9077 0 0 0 7 Rémi Marcoux 9077 0 0 0 8 Anna Martini 9077 0 0 0 9 François Olivier 9077 0 0 0 10 Mario Plourde 9077 0 0 0 11 Jean Raymond 9077 0 0 0 12 François R. Roy 9077 0 0 0 13 Annie Thabet 9077 0 0 0 2 Appointment of KPMG LLP, as auditors and For None 9077 0 0 0 authorizing the directors to fix their remuneration.
3 Resolved, on an advisory basis and not to For None 9077 0 0 0 diminish the role and responsibilities of the Board of Directors, that the shareholders accept the approach to executive compensation disclosed in the management proxy circular provided in connection with the annual meeting of shareholders of the Corporation held on February 27, 2020.
Page 8 of 54 Wednesday, August 19, 2020 Proxy Voting Record
KELT EXPLORATION LTD.
Security: 488295106 Meeting Type: Annual
Ticker: KELTF Meeting Date: 22-Apr-2020
ISIN CA4882951060 Vote Deadline Date: 17-Apr-2020
Agenda 935150641 Management Total Ballot Shares: 1
Last Vote Date: 26-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 To set the number of directors to be elected at the For None 1 0 0 0 Meeting at six (6). 2 DIRECTOR For None 1 Robert J. Dales 1 0 0 0 2 Geraldine L. Greenall 1 0 0 0 3 William C. Guinan 1 0 0 0 4 Michael R. Shea 1 0 0 0 5 Neil G. Sinclair 1 0 0 0 6 David J. Wilson 1 0 0 0 3 To appoint PricewaterhouseCoopers LLP, For None 1 0 0 0 Chartered Professional Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.
Page 9 of 54 Wednesday, August 19, 2020 Proxy Voting Record
WHITECAP RESOURCES INC.
Security: 96467A200 Meeting Type: Annual and Special Meeting
Ticker: SPGYF Meeting Date: 22-Apr-2020
ISIN CA96467A2002 Vote Deadline Date: 17-Apr-2020
Agenda 935148482 Management Total Ballot Shares: 242051
Last Vote Date: 24-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 To fix the number of directors to be elected at the For None 33815 0 0 0 Meeting at nine (9) members. 2 DIRECTOR For None 1 Heather J. Culbert 33815 0 0 0 2 Grant B. Fagerheim 33815 0 0 0 3 Gregory S. Fletcher 33815 0 0 0 4 Daryl H. Gilbert 33815 0 0 0 5 Glenn A. McNamara 33815 0 0 0 6 Stephen C. Nikiforuk 33815 0 0 0 7 Kenneth S. Stickland 33815 0 0 0 8 Bradley J. Wall 33815 0 0 0 9 Grant A. Zawalsky 33815 0 0 0 3 To appoint PricewaterhouseCoopers LLP as For None 33815 0 0 0 auditors of Whitecap for the current financial year and to authorize the directors to fix the remuneration of the auditors.
4 To pass a special resolution, the full text of which For None 33815 0 0 0 is set forth in the management information circular of Whitecap dated March 6, 2020 (the "Circular") approving a reduction of the stated capital account of Whitecap's common shares, all as more particularly described in the Circular.
5 To consider a non-binding advisory resolution on For None 33815 0 0 0 Whitecap's approach to executive compensation.
Page 10 of 54 Wednesday, August 19, 2020 Proxy Voting Record
BAUSCH HEALTH COMPANIES, INC.
Security: 071734107 Meeting Type: Annual
Ticker: BHC Meeting Date: 28-Apr-2020
ISIN CA0717341071 Vote Deadline Date: 27-Apr-2020
Agenda 935145335 Management Total Ballot Shares: 7437
Last Vote Date: 17-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Director: Richard U. De Schutter For None 4661 0 0 0
2 Election of Director: D. Robert Hale For None 4661 0 0 0
3 Election of Director: Dr. Argeris (Jerry) N. For None 4661 0 0 0 Karabelas
4 Election of Director: Sarah B. Kavanagh For None 4661 0 0 0
5 Election of Director: Joseph C. Papa For None 4661 0 0 0
6 Election of Director: John A. Paulson For None 4661 0 0 0
7 Election of Director: Robert N. Power For None 4661 0 0 0
8 Election of Director: Russel C. Robertson For None 4661 0 0 0
9 Election of Director: Thomas W. Ross, Sr. For None 4661 0 0 0
10 Election of Director: Andrew C. von Eschenbach, For None 4661 0 0 0 M.D.
11 Election of Director: Amy B. Wechsler, M.D. For None 4661 0 0 0
12 The approval, in an advisory vote, of the For None 4661 0 0 0 compensation of our Named Executive Officers.
13 The approval of an amendment to the Company's For None 4661 0 0 0 Amended and Restated 2014 Omnibus Incentive Plan to increase the number of Common Shares authorized under such plan.
14 To appoint PricewaterhouseCoopers LLP as the For None 4661 0 0 0 auditors for the Company to hold office until the close of the 2021 Annual Meeting of Shareholders and to authorize the Company's Board of Directors to fix the auditors' remuneration.
Page 11 of 54 Wednesday, August 19, 2020 Proxy Voting Record
CENOVUS ENERGY INC.
Security: 15135U109 Meeting Type: Annual
Ticker: CVE Meeting Date: 29-Apr-2020
ISIN CA15135U1093 Vote Deadline Date: 24-Apr-2020
Agenda 935138227 Management Total Ballot Shares: 99042
Last Vote Date: 26-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Appoint PricewaterhouseCoopers LLP, Chartered For None 13497 0 0 0 Professional Accountants, as auditor of the Corporation. 2 DIRECTOR For None 1 Keith M. Casey 13497 0 0 0 2 Susan F. Dabarno 13497 0 0 0 3 Jane E. Kinney 13497 0 0 0 4 Harold N. Kvisle 13497 0 0 0 5 Steven F. Leer 13497 0 0 0 6 M. George Lewis 13497 0 0 0 7 Keith A. MacPhail 13497 0 0 0 8 Richard J. Marcogliese 13497 0 0 0 9 Claude Mongeau 13497 0 0 0 10 Alexander J. Pourbaix 13497 0 0 0 11 Rhonda I. Zygocki 13497 0 0 0 3 Accept the Corporation's approach to executive For None 13497 0 0 0 compensation as described in the accompanying management information circular.
Page 12 of 54 Wednesday, August 19, 2020 Proxy Voting Record
YAMANA GOLD INC.
Security: 98462Y100 Meeting Type: Annual
Ticker: AUY Meeting Date: 30-Apr-2020
ISIN CA98462Y1007 Vote Deadline Date: 27-Apr-2020
Agenda 935169498 Management Total Ballot Shares: 969268
Last Vote Date: 08-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 John Begeman 26315 0 0 0 2 Christiane Bergevin 26315 0 0 0 3 Alexander Davidson 26315 0 0 0 4 Richard Graff 26315 0 0 0 5 Kimberly Keating 26315 0 0 0 6 Peter Marrone 26315 0 0 0 7 Jane Sadowsky 26315 0 0 0 8 Dino Titaro 26315 0 0 0 2 Appoint the auditors - Deloitte LLP See page 11 For None 26315 0 0 0 of our 2020 management information circular.
3 On an advisory basis, and not to diminish the role For None 26315 0 0 0 and responsibilities of our board, you accept the approach to executive compensation disclosed in our 2020 management information circular.
Page 13 of 54 Wednesday, August 19, 2020 Proxy Voting Record
ALTAGAS LTD.
Security: 021361100 Meeting Type: Annual
Ticker: ATGFF Meeting Date: 01-May-2020
ISIN CA0213611001 Vote Deadline Date: 28-Apr-2020
Agenda 935152734 Management Total Ballot Shares: 55556
Last Vote Date: 27-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 APPOINT ERNST & YOUNG LLP AS AUDITORS For None 7237 0 0 0 OF THE COMPANY AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX ERNST & YOUNG LLP'S REMUNERATION IN THAT CAPACITY. 2 DIRECTOR For None 1 VICTORIA A. CALVERT 7237 0 0 0 2 DAVID W. CORNHILL 7237 0 0 0 3 RANDALL L. CRAWFORD 7237 0 0 0 4 ALLAN L. EDGEWORTH 7237 0 0 0 5 ROBERT B. HODGINS 7237 0 0 0 6 CYNTHIA JOHNSTON 7237 0 0 0 7 PENTTI O. KARKKAINEN 7237 0 0 0 8 PHILLIP R. KNOLL 7237 0 0 0 9 TERRY D. MCCALLISTER 7237 0 0 0 10 LINDA G. SULLIVAN 7237 0 0 0 11 NANCY G. TOWER 7237 0 0 0 3 ADVISORY VOTE TO APPROVE THE For None 7237 0 0 0 COMPANY'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR DATED MARCH 12, 2020.
Page 14 of 54 Wednesday, August 19, 2020 Proxy Voting Record
BARRICK GOLD CORPORATION
Security: 067901108 Meeting Type: Annual
Ticker: GOLD Meeting Date: 05-May-2020
ISIN CA0679011084 Vote Deadline Date: 30-Apr-2020
Agenda 935167026 Management Total Ballot Shares: 304227
Last Vote Date: 09-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 D. M. Bristow 5727 0 0 0 2 G. A. Cisneros 5727 0 0 0 3 C. L. Coleman 5727 0 0 0 4 J. M. Evans 5727 0 0 0 5 B. L. Greenspun 5727 0 0 0 6 J. B. Harvey 5727 0 0 0 7 A. J. Quinn 5727 0 0 0 8 M. L. Silva 5727 0 0 0 9 J. L. Thornton 5727 0 0 0 2 RESOLUTION APPROVING THE For None 5727 0 0 0 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration.
3 ADVISORY RESOLUTION ON APPROACH TO For None 5727 0 0 0 EXECUTIVE COMPENSATION.
Page 15 of 54 Wednesday, August 19, 2020 Proxy Voting Record
MAGELLAN AEROSPACE CORPORATION
Security: 558912200 Meeting Type: Annual
Ticker: MALJF Meeting Date: 05-May-2020
ISIN CA5589122004 Vote Deadline Date: 30-Apr-2020
Agenda 935176203 Management Total Ballot Shares: 12421
Last Vote Date: 11-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 N. Murray Edwards 12421 0 0 0 2 Phillip C. Underwood 12421 0 0 0 3 Beth M. Budd Bandler 12421 0 0 0 4 Hon. William G. Davis 12421 0 0 0 5 Bruce W. Gowan 12421 0 0 0 6 Larry G. Moeller 12421 0 0 0 7 Steven Somerville 12421 0 0 0 2 Appointment of Ernst & Young LLP as Auditors For None 12421 0 0 0 and authorizing the directors to fix the remuneration of the Auditors.
Page 16 of 54 Wednesday, August 19, 2020 Proxy Voting Record
RUSSEL METALS INC.
Security: 781903604 Meeting Type: Annual
Ticker: RUSMF Meeting Date: 05-May-2020
ISIN CA7819036046 Vote Deadline Date: 30-Apr-2020
Agenda 935156047 Management Total Ballot Shares: 1
Last Vote Date: 27-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Alain Benedetti 1 0 0 0 2 John M. Clark 1 0 0 0 3 James F. Dinning 1 0 0 0 4 Brian R. Hedges 1 0 0 0 5 Alice D. Laberge 1 0 0 0 6 William M. O'Reilly 1 0 0 0 7 John G. Reid 1 0 0 0 8 Annie Thabet 1 0 0 0 9 John R. Tulloch 1 0 0 0 2 The appointment of auditors of the Company and For None 1 0 0 0 authorizing the directors to fix their remuneration.
3 The advisory resolution to accept the approach to For None 1 0 0 0 executive compensation disclosed in the accompanying Information Circular.
Page 17 of 54 Wednesday, August 19, 2020 Proxy Voting Record
SUN LIFE FINANCIAL INC.
Security: 866796105 Meeting Type: Annual
Ticker: SLF Meeting Date: 05-May-2020
ISIN CA8667961053 Vote Deadline Date: 30-Apr-2020
Agenda 935157544 Management Total Ballot Shares: 37543
Last Vote Date: 31-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 WILLIAM D. ANDERSON 2489 0 0 0 2 DEAN A. CONNOR 2489 0 0 0 3 STEPHANIE L. COYLES 2489 0 0 0 4 MARTIN J. G. GLYNN 2489 0 0 0 5 ASHOK K. GUPTA 2489 0 0 0 6 M. MARIANNE HARRIS 2489 0 0 0 7 SARA GROOTWASSINK LEWIS 2489 0 0 0 8 JAMES M. PECK 2489 0 0 0 9 SCOTT F. POWERS 2489 0 0 0 10 HUGH D. SEGAL 2489 0 0 0 11 BARBARA G. STYMIEST 2489 0 0 0 2 APPOINTMENT OF DELOITTE LLP AS For None 2489 0 0 0 AUDITOR.
3 NON-BINDING ADVISORY VOTE ON For None 2489 0 0 0 APPROACH TO EXECUTIVE COMPENSATION.
Page 18 of 54 Wednesday, August 19, 2020 Proxy Voting Record
WAJAX CORPORATION
Security: 930783105 Meeting Type: Annual
Ticker: WJXFF Meeting Date: 05-May-2020
ISIN CA9307831052 Vote Deadline Date: 30-Apr-2020
Agenda 935172065 Management Total Ballot Shares: 10565
Last Vote Date: 09-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Leslie Abi-karam 10565 0 0 0 2 Thomas M. Alford 10565 0 0 0 3 Edward M. Barrett 10565 0 0 0 4 Douglas A. Carty 10565 0 0 0 5 Sylvia D. Chrominska 10565 0 0 0 6 Robert P. Dexter 10565 0 0 0 7 John C. Eby 10565 0 0 0 8 A. Mark Foote 10565 0 0 0 9 Alexander S. Taylor 10565 0 0 0 10 Susan Uthayakumar 10565 0 0 0 2 Appoint KPMG LLP as auditors of the Corporation For None 10565 0 0 0 for the ensuing year and to authorize the directors to fix their remuneration.
3 To approve a resolution, the full text of which is For None 10565 0 0 0 set forth in the accompanying Management Information Circular dated March 3, 2020, ratifying, approving, confirming and renewing the Corporation's amended and restated shareholder rights plan, as more particularly described in the Management Information Circular.
Page 19 of 54 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
4 To approve a resolution, the full text of which is For None 10565 0 0 0 set forth in the accompanying Management Information Circular dated March 3, 2020, ratifying, approving and confirming certain amendments to the Corporation's Directors' Deferred Share Unit Plan, including an amendment to increase the number of new common shares issuable under such plan, as more particularly described in the Management Information Circular.
5 To approve on an advisory basis, a resolution, the For None 10565 0 0 0 full text of which is set forth in the accompanying Management Information Circular dated March 3, 2020, to accept the Corporation's approach to executive compensation, as disclosed in the Management Information Circular.
Page 20 of 54 Wednesday, August 19, 2020 Proxy Voting Record
ARC RESOURCES LTD.
Security: 00208D408 Meeting Type: Annual
Ticker: AETUF Meeting Date: 07-May-2020
ISIN CA00208D4084 Vote Deadline Date: 04-May-2020
Agenda 935167533 Management Total Ballot Shares: 174566
Last Vote Date: 04-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Farhad Ahrabi 23680 0 0 0 2 David R. Collyer 23680 0 0 0 3 John P. Dielwart 23680 0 0 0 4 Harold N. Kvisle 23680 0 0 0 5 Kathleen M. O'Neill 23680 0 0 0 6 Herbert C. Pinder, Jr. 23680 0 0 0 7 William G. Sembo 23680 0 0 0 8 Nancy L. Smith 23680 0 0 0 9 Terry M. Anderson 23680 0 0 0 2 To appoint PricewaterhouseCoopers LLP (PwC), For None 23680 0 0 0 Chartered Accountants, as auditors to hold office until the close of the next annual meeting of the Corporation, at such remuneration as may be determined by the board of directors of the Corporation.
3 A resolution to approve the Corporation's Advisory For None 23680 0 0 0 Vote on Executive Compensation.
Page 21 of 54 Wednesday, August 19, 2020 Proxy Voting Record
CANADIAN TIRE CORPORATION, LIMITED
Security: 136681202 Meeting Type: Annual
Ticker: CDNAF Meeting Date: 07-May-2020
ISIN CA1366812024 Vote Deadline Date: 05-May-2020
Agenda 935165616 Management Total Ballot Shares: 11294
Last Vote Date: 03-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Diana Chant 1091 0 0 0 2 Norman Jaskolka 1091 0 0 0 3 Cynthia Trudell 1091 0 0 0
Page 22 of 54 Wednesday, August 19, 2020 Proxy Voting Record
GREAT-WEST LIFECO INC.
Security: 39138C106 Meeting Type: Annual
Ticker: GWLIF Meeting Date: 07-May-2020
ISIN CA39138C1068 Vote Deadline Date: 04-May-2020
Agenda 935149535 Management Total Ballot Shares: 71210
Last Vote Date: 31-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 MICHAEL R. AMEND 499 0 0 0 2 DEBORAH J. BARRETT 499 0 0 0 3 ROBIN BIENFAIT 499 0 0 0 4 HEATHER E. CONWAY 499 0 0 0 5 MARCEL R. COUTU 499 0 0 0 6 ANDRÉ DESMARAIS 499 0 0 0 7 PAUL DESMARAIS, JR. 499 0 0 0 8 GARY A. DOER 499 0 0 0 9 DAVID G. FULLER 499 0 0 0 10 CLAUDE GÉNÉREUX 499 0 0 0 11 J. DAVID A. JACKSON 499 0 0 0 12 ELIZABETH C. LEMPRES 499 0 0 0 13 PAULA B. MADOFF 499 0 0 0 14 PAUL A. MAHON 499 0 0 0 15 SUSAN J. MCARTHUR 499 0 0 0 16 R. JEFFREY ORR 499 0 0 0 17 T. TIMOTHY RYAN 499 0 0 0 18 JEROME J. SELITTO 499 0 0 0 19 JAMES M. SINGH 499 0 0 0 20 GREGORY D. TRETIAK 499 0 0 0 21 SIIM A. VANASELJA 499 0 0 0 22 BRIAN E. WALSH 499 0 0 0 2 THE APPOINTMENT OF DELOITTE LLP AS For None 499 0 0 0 AUDITOR
Page 23 of 54 Wednesday, August 19, 2020 Proxy Voting Record
MANULIFE FINANCIAL CORPORATION
Security: 56501R106 Meeting Type: Annual
Ticker: MFC Meeting Date: 07-May-2020
ISIN CA56501R1064 Vote Deadline Date: 04-May-2020
Agenda 935157102 Management Total Ballot Shares: 89505
Last Vote Date: 31-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 RONALEE H. AMBROSE 6278 0 0 0 2 GUY L.T. BAINBRIDGE 6278 0 0 0 3 JOSEPH P. CARON 6278 0 0 0 4 JOHN M. CASSADAY 6278 0 0 0 5 SUSAN F. DABARNO 6278 0 0 0 6 JULIE E. DICKSON 6278 0 0 0 7 SHEILA S. FRASER 6278 0 0 0 8 ROY GORI 6278 0 0 0 9 TSUN-YAN HSIEH 6278 0 0 0 10 DONALD R. LINDSAY 6278 0 0 0 11 JOHN R.V. PALMER 6278 0 0 0 12 C. JAMES PRIEUR 6278 0 0 0 13 ANDREA S. ROSEN 6278 0 0 0 2 APPOINTMENT OF ERNST & YOUNG LLP AS For None 6278 0 0 0 AUDITORS.
3 ADVISORY RESOLUTION ACCEPTING For None 6278 0 0 0 APPROACH TO EXECUTIVE COMPENSATION.
Page 24 of 54 Wednesday, August 19, 2020 Proxy Voting Record
ELEMENT FLEET MANAGEMENT CORP.
Security: 286181201 Meeting Type: Annual
Ticker: ELEEF Meeting Date: 12-May-2020
ISIN CA2861812014 Vote Deadline Date: 07-May-2020
Agenda 935175237 Management Total Ballot Shares: 12345
Last Vote Date: 11-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 David F. Denison 12345 0 0 0 2 Paul D. Damp 12345 0 0 0 3 Jay Forbes 12345 0 0 0 4 G. Keith Graham 12345 0 0 0 5 Joan Lamm-Tennant 12345 0 0 0 6 Rubin J. McDougal 12345 0 0 0 7 Andrew Clarke 12345 0 0 0 8 Alexander D. Greene 12345 0 0 0 9 Andrea Rosen 12345 0 0 0 2 The re-appointment of Ernst & Young LLP, as For None 12345 0 0 0 auditors of the Corporation, for the ensuing year and authorizing the board of directors to fix their remuneration.
3 To consider and, if thought advisable, to approve, For None 12345 0 0 0 a non-binding advisory resolution on the Corporation's approach to executive compensation as set out in the Corporation's management information circular delivered in advance of its 2020 Annual Meeting.
Page 25 of 54 Wednesday, August 19, 2020 Proxy Voting Record
CANWEL BUILDING MATERIALS GROUP LTD.
Security: 13874X202 Meeting Type: Annual
Ticker: CWXZF Meeting Date: 14-May-2020
ISIN CA13874X2023 Vote Deadline Date: 11-May-2020
Agenda 935186103 Management Total Ballot Shares: 28596
Last Vote Date: 21-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 AMAR DOMAN 28596 0 0 0 2 STEPHEN W. MARSHALL 28596 0 0 0 3 MARC SEGUIN 28596 0 0 0 4 IAN M. BASKERVILLE 28596 0 0 0 5 TOM DONALDSON 28596 0 0 0 6 KELVIN DUSHNISKY 28596 0 0 0 7 SAM FLEISER 28596 0 0 0 8 HARRY ROSENFELD 28596 0 0 0 9 SIEGFRIED J. THOMA 28596 0 0 0 2 Appointment of KPMG LLP as Auditors and For None 28596 0 0 0 authorization of the board of directors to fix the auditor's remuneration, as specified in the Information Circular.
Page 26 of 54 Wednesday, August 19, 2020 Proxy Voting Record
LEON'S FURNITURE LIMITED
Security: 526682109 Meeting Type: Annual
Ticker: LEFUF Meeting Date: 14-May-2020
ISIN CA5266821092 Vote Deadline Date: 11-May-2020
Agenda 935150677 Management Total Ballot Shares: 9967
Last Vote Date: 26-Mar-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Mark J. Leon 9967 0 0 0 2 Terrence T. Leon 9967 0 0 0 3 Edward F. Leon 9967 0 0 0 4 Joseph M. Leon II 9967 0 0 0 5 Alan J. Lenczner Q.C. 9967 0 0 0 6 Mary Ann Leon 9967 0 0 0 7 Frank Gagliano 9967 0 0 0 8 The Hon. Lisa Raitt 9967 0 0 0 2 The appointment of Ernst & Young LLP as For None 9967 0 0 0 auditors and to authorize the directors to fix their remuneration:
3 To vote on any amendment or variation with For None 9967 0 0 0 respect to any matter identified in the notice of Meeting and on any other matter which may properly come before the Meeting or any adjournment or postponement thereof.
Page 27 of 54 Wednesday, August 19, 2020 Proxy Voting Record
QUEBECOR INC.
Security: 748193208 Meeting Type: Annual
Ticker: QBCRF Meeting Date: 14-May-2020
ISIN CA7481932084 Vote Deadline Date: 11-May-2020
Agenda 935178877 Management Total Ballot Shares: 4903
Last Vote Date: 14-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Chantal Bélanger 4903 0 0 0 2 Lise Croteau 4903 0 0 0 3 Normand Provost 4903 0 0 0 2 Appoint Ernst & Young LLP as external auditor. For None 4903 0 0 0
3 Adoption of an advisory resolution on the Board of For None 4903 0 0 0 Directors of the Corporation's approach to executive compensation.
Page 28 of 54 Wednesday, August 19, 2020 Proxy Voting Record
FIRST NATIONAL FINANCIAL CORPORATION
Security: 33564P103 Meeting Type: Annual
Ticker: FNLIF Meeting Date: 15-May-2020
ISIN CA33564P1036 Vote Deadline Date: 12-May-2020
Agenda 935167494 Management Total Ballot Shares: 4277
Last Vote Date: 08-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 STEPHEN SMITH 4277 0 0 0 2 MORAY TAWSE 4277 0 0 0 3 JOHN BROUGH 4277 0 0 0 4 DUNCAN JACKMAN 4277 0 0 0 5 ROBERT MITCHELL 4277 0 0 0 6 BARBARA PALK 4277 0 0 0 7 ROBERT PEARCE 4277 0 0 0 2 A resolution appointing Ernst & Young LLP to act For None 4277 0 0 0 as auditors of the Corporation, and to authorize the directors to fix their remuneration.
Page 29 of 54 Wednesday, August 19, 2020 Proxy Voting Record
POWER CORPORATION OF CANADA
Security: 739239101 Meeting Type: Annual
Ticker: PWCDF Meeting Date: 15-May-2020
ISIN CA7392391016 Vote Deadline Date: 12-May-2020
Agenda 935190998 Management Total Ballot Shares: 41645
Last Vote Date: 23-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 PIERRE BEAUDOIN 4757 0 0 0 2 MARCEL R. COUTU 4757 0 0 0 3 ANDRÉ DESMARAIS 4757 0 0 0 4 PAUL DESMARAIS, JR. 4757 0 0 0 5 GARY A. DOER 4757 0 0 0 6 ANTHONY R. GRAHAM 4757 0 0 0 7 J. DAVID A. JACKSON 4757 0 0 0 8 PAULA B. MADOFF 4757 0 0 0 9 ISABELLE MARCOUX 4757 0 0 0 10 CHRISTIAN NOYER 4757 0 0 0 11 R. JEFFREY ORR 4757 0 0 0 12 T. TIMOTHY RYAN, JR. 4757 0 0 0 13 SIIM A. VANASELJA 4757 0 0 0 2 APPOINTMENT OF DELOITTE LLP AS For None 4757 0 0 0 AUDITORS
3 AMENDMENT TO THE STOCK OPTION PLAN For None 4757 0 0 0
4 AMENDMENT TO THE BY-LAWS For None 4757 0 0 0
Page 30 of 54 Wednesday, August 19, 2020 Proxy Voting Record
FRONTERA ENERGY CORPORATION
Security: 35905B107 Meeting Type: Annual and Special Meeting
Ticker: FECCF Meeting Date: 20-May-2020
ISIN CA35905B1076 Vote Deadline Date: 14-May-2020
Agenda 935186660 Management Total Ballot Shares: 18856
Last Vote Date: 18-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 To set the number of Directors at 8. For None 18856 0 0 0
2 DIRECTOR For None 1 L.F. Alarcón Mantilla 18856 0 0 0 2 W. Ellis Armstrong 18856 0 0 0 3 Raymond Bromark 18856 0 0 0 4 René Burgos Diaz 18856 0 0 0 5 O. Cabrales Segovia 18856 0 0 0 6 Gabriel de Alba 18856 0 0 0 7 Russell Ford 18856 0 0 0 8 Veronique Giry 18856 0 0 0 3 Appointment of Ernst & Young LLP as Auditors of For None 18856 0 0 0 the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.
4 To pass a special resolution approving the For None 18856 0 0 0 amendment and restatement of the Corporation's articles as more particularly described in the accompanying Management Information Circular dated April 7, 2020.
Page 31 of 54 Wednesday, August 19, 2020 Proxy Voting Record
LINAMAR CORPORATION
Security: 53278L107 Meeting Type: Annual
Ticker: LIMAF Meeting Date: 27-May-2020
ISIN CA53278L1076 Vote Deadline Date: 22-May-2020
Agenda 935189933 Management Total Ballot Shares: 3930
Last Vote Date: 21-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Frank Hasenfratz 3930 0 0 0 2 Linda Hasenfratz 3930 0 0 0 3 Mark Stoddart 3930 0 0 0 4 Lisa Forwell 3930 0 0 0 5 Terry Reidel 3930 0 0 0 6 Dennis Grimm 3930 0 0 0 2 The re-appointment of PricewaterhouseCoopers For None 3930 0 0 0 LLP, Chartered Accountants, as auditors of the Corporation and to authorize the directors to fix their remuneration.
Page 32 of 54 Wednesday, August 19, 2020 Proxy Voting Record
CANADIAN APARTMENT PROPERTIES REIT
Security: 134921105 Meeting Type: Annual and Special Meeting
Ticker: CDPYF Meeting Date: 01-Jun-2020
ISIN CA1349211054 Vote Deadline Date: 27-May-2020
Agenda 935207363 Management Total Ballot Shares: 2740
Last Vote Date: 07-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 HAROLD BURKE 2740 0 0 0 2 GINA PARVANEH CODY 2740 0 0 0 3 MARK KENNEY 2740 0 0 0 4 POONAM PURI 2740 0 0 0 5 JAMIE SCHWARTZ 2740 0 0 0 6 MICHAEL STEIN 2740 0 0 0 7 ELAINE TODRES 2740 0 0 0 8 RENÉ TREMBLAY 2740 0 0 0 2 APPOINTMENT OF For None 2740 0 0 0 PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE TRUSTEES TO FIX THEIR REMUNERATION.
3 NON-BINDING ADVISORY SAY-ON-PAY For None 2740 0 0 0 RESOLUTION AS SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR APPROVING CAPREIT'S APPROACH TO EXECUTIVE COMPENSATION.
Page 33 of 54 Wednesday, August 19, 2020 Proxy Voting Record
TOURMALINE OIL CORP.
Security: 89156V106 Meeting Type: Annual and Special Meeting
Ticker: TRMLF Meeting Date: 03-Jun-2020
ISIN CA89156V1067 Vote Deadline Date: 29-May-2020
Agenda 935200547 Management Total Ballot Shares: 85003
Last Vote Date: 29-Apr-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Michael L. Rose 5808 0 0 0 2 Brian G. Robinson 5808 0 0 0 3 Jill T. Angevine 5808 0 0 0 4 William D. Armstrong 5808 0 0 0 5 Lee A. Baker 5808 0 0 0 6 John W. Elick 5808 0 0 0 7 Andrew B. Macdonald 5808 0 0 0 8 Lucy M. Miller 5808 0 0 0 9 Janet L. Weiss 5808 0 0 0 10 Ronald C. Wigham 5808 0 0 0 2 The re-appointment of KPMG LLP, Chartered For None 5808 0 0 0 Professional Accountants, as auditor of Tourmaline for the ensuing year and to authorize the directors of the Company to fix their remuneration as such.
3 An ordinary resolution approving the unallocated For None 5808 0 0 0 options under the Company's share option plan.
4 A special resolution approving a reduction in the For None 5808 0 0 0 stated capital account of the Common Shares of the Company by $2 billion.
Page 34 of 54 Wednesday, August 19, 2020 Proxy Voting Record
GOEASY LTD.
Security: 380355107 Meeting Type: Annual
Ticker: EHMEF Meeting Date: 09-Jun-2020
ISIN CA3803551074 Vote Deadline Date: 04-Jun-2020
Agenda 935215233 Management Total Ballot Shares: 2
Last Vote Date: 13-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Donald K. Johnson 2 0 0 0 2 David Ingram 2 0 0 0 3 David Appel 2 0 0 0 4 Sean Morrison 2 0 0 0 5 Karen Basian 2 0 0 0 6 Susan Doniz 2 0 0 0 7 Honourable James Moore 2 0 0 0 2 Appointment of Ernst & Young LLP as Auditor of For None 2 0 0 0 the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.
Page 35 of 54 Wednesday, August 19, 2020 Proxy Voting Record
MARTINREA INTERNATIONAL INC.
Security: 573459104 Meeting Type: Annual
Ticker: MRETF Meeting Date: 09-Jun-2020
ISIN CA5734591046 Vote Deadline Date: 04-Jun-2020
Agenda 935218075 Management Total Ballot Shares: 12703
Last Vote Date: 15-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Rob Wildeboer 12703 0 0 0 2 Fred Olson 12703 0 0 0 3 Terry Lyons 12703 0 0 0 4 Roman Doroniuk 12703 0 0 0 5 David Schoch 12703 0 0 0 6 Sandra Pupatello 12703 0 0 0 7 Pat D'Eramo 12703 0 0 0 8 Molly Shoichet 12703 0 0 0 2 To re-appoint KPMG LLP as Auditors of the For None 12703 0 0 0 Corporation and authorize the Directors to fix their remuneration.
3 Resolved, on an advisory basis and not to For None 12703 0 0 0 diminish the roles and responsibilities of the board of directors, that the shareholders accept the approach to executive compensation disclosed in the accompanying Management Information Circular of the Corporation for the Annual General Meeting to be held on June 9, 2020.
Page 36 of 54 Wednesday, August 19, 2020 Proxy Voting Record
AMERICAN HOTEL INCOME PROPERTIES REIT LP
Security: 026695106 Meeting Type: Annual and Special Meeting
Ticker: AHOTF Meeting Date: 17-Jun-2020
ISIN CA0266951064 Vote Deadline Date: 12-Jun-2020
Agenda 935226212 Management Total Ballot Shares: 3004
Last Vote Date: 27-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 W. MICHAEL MURPHY 3004 0 0 0 2 CHARLES VAN DER LEE 3004 0 0 0 3 STEPHEN J. EVANS 3004 0 0 0 4 RICHARD FRANK 3004 0 0 0 5 TAMARA L. LAWSON 3004 0 0 0 6 ROBERT F. O'NEILL 3004 0 0 0 2 TO APPOINT KPMG LLP AS AUDITORS OF For None 3004 0 0 0 THE REIT FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF AMERICAN HOTEL INCOME PROPERTIES REIT (GP) INC. TO FIX THEIR REMUNERATION.
3 TO CONSIDER, AND IF THOUGHT FIT, TO For None 3004 0 0 0 APPROVE WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION AUTHORIZING AND APPROVING CERTAIN AMENDMENTS TO THE AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF THE REIT DATED FEBRUARY 20, 2013, AS AMENDED ON JUNE 9, 2015 (AS SO AMENDED, THE "LP AGREEMENT"), IN ORDER TO AUTHORIZE: (I) THE REIT TO UTILIZE THE "NOTICE AND ACCESS" DELIVERY PROCEDURES SET OUT IN NATIONAL INSTRUMENT 54-101 - COMMUNICATION WITH BENEFICIAL OWNERS OF SECURITIES OF A REPORTING ISSUER; (II) ALLOW FOR MEETINGS OF UNITHOLDERS OF THE REIT TO BE HELD SOLELY, OR IN PART, BY TELEPHONIC OR ELECTRONIC MEANS; (III) THE AMENDMENT
Page 37 of 54 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
OF THE REIT'S OPERATING POLICIES TO INCREASE THE MAXIMUM CONSOLIDATED INDEBTEDNESS OF THE REIT FROM (A) 60% OF THE REIT'S GROSS BOOK VALUE EXCLUDING CONVERTIBLE DEBENTURES, ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR.
4 TO TRANSACT SUCH FURTHER AND OTHER For None 3004 0 0 0 BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
Page 38 of 54 Wednesday, August 19, 2020 Proxy Voting Record
TERANGA GOLD CORPORATION
Security: 880797204 Meeting Type: Annual and Special Meeting
Ticker: TGCDF Meeting Date: 17-Jun-2020
ISIN CA8807972044 Vote Deadline Date: 12-Jun-2020
Agenda 935218671 Management Total Ballot Shares: 19179
Last Vote Date: 16-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Alan R. Hill 19179 0 0 0 2 Richard S. Young 19179 0 0 0 3 Simon P. Bottoms 19179 0 0 0 4 Jendayi E. Frazer 19179 0 0 0 5 Paula Caldwell St-Onge 19179 0 0 0 6 David J. Mimran 19179 0 0 0 7 Alan R. Thomas 19179 0 0 0 8 Frank D. Wheatley 19179 0 0 0 9 William J. Biggar 19179 0 0 0 2 Appointment of Ernst & Young LLP as Auditors of For None 19179 0 0 0 the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.
3 To re-approve the incentive stock option plan, as For None 19179 0 0 0 amended, of the Corporation as more particularly described in the accompanying Management Proxy Circular and set forth in Schedule C thereto.
Page 39 of 54 Wednesday, August 19, 2020 Proxy Voting Record
CI FINANCIAL CORP.
Security: 125491100 Meeting Type: Annual
Ticker: CIFAF Meeting Date: 18-Jun-2020
ISIN CA1254911003 Vote Deadline Date: 15-Jun-2020
Agenda 935216146 Management Total Ballot Shares: 58775
Last Vote Date: 13-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For For 1 William E. Butt 6381 0 0 0 2 B. Chang-Addorisio 6381 0 0 0 3 William T. Holland 6381 0 0 0 4 Kurt MacAlpine 6381 0 0 0 5 David P. Miller 6381 0 0 0 6 Tom P. Muir 6381 0 0 0 7 Sheila A. Murray 6381 0 0 0 8 Paul J. Perrow 6381 0 0 0 2 To appoint Ernst & Young LLP as auditors for the For For 6381 0 0 0 ensuing year and authorize the directors to fix the auditors' remuneration.
3 Resolved that, on an advisory basis and not to For None 6381 0 0 0 diminish the role and responsibilities of the Board of Directors, the shareholders accept the approach to executive compensation disclosed in the Management Information Circular.
Page 40 of 54 Wednesday, August 19, 2020 Proxy Voting Record
CLEARWATER SEAFOODS INCORPORATED
Security: 18538U106 Meeting Type: Annual
Ticker: CSEAF Meeting Date: 23-Jun-2020
ISIN CA18538U1066 Vote Deadline Date: 18-Jun-2020
Agenda 935222098 Management Total Ballot Shares: 1
Last Vote Date: 21-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Colin MacDonald 1 0 0 0 2 John Risley 1 0 0 0 3 Jane Craighead 1 0 0 0 4 Vicki McKibbon 1 0 0 0 5 Brendan Paddick 1 0 0 0 6 Mickey MacDonald 1 0 0 0 7 Stan Spavold 1 0 0 0 8 Jim Dickson 1 0 0 0 9 Karl Smith 1 0 0 0 2 Appointment of KPMG LLP as auditor of the For None 1 0 0 0 Corporation until the next Annual Meeting of Shareholders and the authorization of the Board of Directors of the Corporation to fix their remuneration.
Page 41 of 54 Wednesday, August 19, 2020 Proxy Voting Record
EXCHANGE INCOME CORPORATION
Security: 301283107 Meeting Type: Annual and Special Meeting
Ticker: EIFZF Meeting Date: 25-Jun-2020
ISIN CA3012831077 Vote Deadline Date: 22-Jun-2020
Agenda 935232760 Management Total Ballot Shares: 5238
Last Vote Date: 21-Jun-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 APPOINTMENT OF For None 0 0 0 5238 PRICEWATERHOUSECOOPERS LLP. 2 DIRECTOR For None 1 BRAD BENNETT 0 0 0 5238 2 GARY BUCKLEY 0 0 0 5238 3 POLLY CRAIK 0 0 0 5238 4 GARY FILMON 0 0 0 5238 5 DUNCAN JESSIMAN 0 0 0 5238 6 MICHAEL PYLE 0 0 0 5238 7 GRACE SCHALKWYK 0 0 0 5238 8 MELISSA SONBERG 0 0 0 5238 9 DONALD STREUBER 0 0 0 5238 10 EDWARD WARKENTIN 0 0 0 5238 3 TO APPROVE THE THIRD AMENDED AND For None 0 0 0 5238 RESTATED SHAREHOLDER RIGHTS PLAN OF THE CORPORATION.
4 TO APPROVE, ON AN ADVISORY BASIS, AN For None 0 0 0 5238 ORDINARY RESOLUTION TO ACCEPT THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION.
5 DECLARATION OF OWNERSHIP AND Against None 0 0 0 5238 CONTROL THE UNDERSIGNED HEREBY CERTIFIES THAT IT HAS MADE REASONABLE INQUIRIES AS TO THE CANADIAN STATUS OF THE OWNER AND PERSON IN CONTROL OF THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM AND HAS READ THE DEFINITIONS FOUND ON THIS VOTING INSTRUCTION FORM SO AS TO MAKE AN ACCURATE DECLARATION OF OWN
Page 42 of 54 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
OWNERSHIP AND CONTROL. DECLARATION AS TO THE NATURE OF OWNERSHIP AND CONTROL THE UNDERSIGNED HEREBY CERTIFIES THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE OWNED AND CONTROLLED BY: NOTE: "FOR" = CANADIAN, "AGAINST" = NON-CANADIAN HOLDER AUTHORIZED TO PROVIDE AIR SERVICE, "ABSTAIN" = NON-CANADIAN WHO IS NOT A NON-CANADIAN HOLDER AUTHORIZED TO PROVIDE AIR SERVICE
6 DECLARATION AS TO THE LEVEL OF None None 0 0 0 5238 OWNERSHIP AND CONTROL THE UNDERSIGNED HEREBY CERTIFIES THAT THE SHARES OWNED AND CONTROLLED BY THE UNDERSIGNED, INCLUDING THE SHARES HELD BY PERSONS IN AFFILIATION WITH THE UNDERSIGNED, REPRESENT 25% OR MORE OF THE ISSUED AND OUTSTANDING SHARES. NOTE: "FOR" = YES, "AGAINST" = NO, AND IF NOT MARKED WILL BE TREATED AS A NO VOTE.
Page 43 of 54 Wednesday, August 19, 2020 Proxy Voting Record
DREAM OFFICE REAL ESTATE INV. TRUST
Security: 26153P104 Meeting Type: Annual
Ticker: DRETF Meeting Date: 30-Jun-2020
ISIN CA26153P1045 Vote Deadline Date: 25-Jun-2020
Agenda 935228507 Management Total Ballot Shares: 1
Last Vote Date: 29-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 ELECTION OF TRUSTEES DETLEF BIERBAUM For None 1 0 0 0
2 DONALD CHARTER For None 1 0 0 0
3 MICHAEL J. COOPER For None 1 0 0 0
4 P. JANE GAVAN For None 1 0 0 0
5 ROBERT GOODALL For None 1 0 0 0
6 THE HON. DR. KELLIE LEITCH For None 1 0 0 0
7 KARINE MACINDOE For None 1 0 0 0
8 APPOINTMENT OF For None 1 0 0 0 PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF DREAM OFFICE REAL ESTATE INVESTMENT TRUST (THE "TRUST") AND ITS SUBSIDIARIES AND AUTHORIZING THE TRUSTEES OF THE TRUST TO FIX THE REMUNERATION OF THE AUDITOR.
9 TO APPROVE A RESOLUTION TO AMEND THE For None 1 0 0 0 TRUST'S DEFERRED UNIT INCENTIVE PLAN TO INCREASE THE NUMBER OF DEFERRED TRUST UNITS AND INCOME DEFERRED TRUST UNITS THAT MAY BE GRANTED OR CREDITED UNDER THE PLAN BY A FURTHER 500,000 UNITS.
Page 44 of 54 Wednesday, August 19, 2020 Proxy Voting Record
DREAM UNLIMITED CORP.
Security: 26153M200 Meeting Type: Annual and Special Meeting
Ticker: DRUNF Meeting Date: 30-Jun-2020
ISIN CA26153M2004 Vote Deadline Date: 25-Jun-2020
Agenda 935228521 Management Total Ballot Shares: 14308
Last Vote Date: 29-May-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 ELECTION OF DIRECTORS MICHAEL J. For None 14308 0 0 0 COOPER
2 JAMES EATON For None 14308 0 0 0
3 JOANNE FERSTMAN For None 14308 0 0 0
4 RICHARD N. GATEMAN For None 14308 0 0 0
5 JANE GAVAN For None 14308 0 0 0
6 DUNCAN JACKMAN For None 14308 0 0 0
7 JENNIFER LEE KOSS For None 14308 0 0 0
8 VINCENZA SERA For None 14308 0 0 0
9 APPOINTMENT OF For None 14308 0 0 0 PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF DREAM UNLIMITED CORP. (THE "CORPORATION") AND AUTHORIZING THE DIRECTORS OF THE CORPORATION TO FIX THE REMUNERATION OF THE AUDITOR.
10 TO PASS A SPECIAL RESOLUTION For None 14308 0 0 0 AUTHORIZING AND APPROVING AN AMENDMENT TO THE CORPORATION'S ARTICLES TO EFFECT A CONSOLIDATION OF: (I) THE ISSUED AND OUTSTANDING SUBORDINATE VOTING SHARES ON THE BASIS OF ONE (1) POST-CONSOLIDATION SUBORDINATE VOTING SHARE FOR EVERY TWO (2) PRE-CONSOLIDATION SUBORDINATE VOTING SHARES, AND (II) THE ISSUED AND OUTSTANDING COMMON
Page 45 of 54 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
SHARES ON THE BASIS OF ONE (1) POST- CONSOLIDATION COMMON SHARE FOR EVERY TWO (2) PRE-CONSOLIDATION COMMON SHARES, AS MORE PARTICULARLY SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED MAY 15, 2020.
Page 46 of 54 Wednesday, August 19, 2020 Proxy Voting Record
ONEX CORPORATION
Security: 68272K103 Meeting Type: Annual and Special Meeting
Ticker: ONEXF Meeting Date: 21-Jul-2020
ISIN CA68272K1030 Vote Deadline Date: 16-Jul-2020
Agenda 935234257 Management Total Ballot Shares: 1842
Last Vote Date: 09-Jun-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 The appointment of an auditor of the Corporation. For None 1842 0 0 0
2 The authorization of the directors to fix the For None 1842 0 0 0 remuneration of the auditor. 3 DIRECTOR For None 1 William A. Etherington 1842 0 0 0 2 Mitchell Goldhar 1842 0 0 0 3 Arianna Huffington 1842 0 0 0 4 Arni C. Thorsteinson 1842 0 0 0 5 Beth A. Wilkinson 1842 0 0 0 4 The advisory resolution on the Corporation's For None 1842 0 0 0 approach to executive compensation as set out in the accompanying Management Information Circular.
5 The resolution confirming the adoption of By-Law For None 1842 0 0 0 No. 4 of the Corporation.
Page 47 of 54 Wednesday, August 19, 2020 Proxy Voting Record
STINGRAY GROUP INC.
Security: 86084H100 Meeting Type: Annual
Ticker: Meeting Date: 05-Aug-2020
ISIN CA86084H1001 Vote Deadline Date: 30-Jul-2020
Agenda 935245464 Management Total Ballot Shares: 1
Last Vote Date: 07-Jul-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Claudine Blondin 1 0 0 0 2 Eric Boyko 1 0 0 0 3 Frédéric Lavoie 1 0 0 0 4 Jacques Parisien 1 0 0 0 5 Mark Pathy 1 0 0 0 6 Gary S. Rich 1 0 0 0 7 François-Charles Sirois 1 0 0 0 8 John R. Steele 1 0 0 0 9 Robert G. Steele 1 0 0 0 10 Pascal Tremblay 1 0 0 0 2 To appoint KPMG LLP, Chartered Professional For None 1 0 0 0 Accountants, as the independent auditor of Stingray for the ensuing year and to authorize the Board of Directors to fix the remuneration of the auditor.
3 DECLARATION OF CANADIAN STATUS The None None 1 0 0 0 undersigned certifies that it has made reasonable inquiries as to the Canadian status of the owner and person in Control of the shares represented by this Voting Instruction Form and has read the definitions below so as to make an accurate Declaration of ownership and control. The undersigned hereby certifies that the shares represented by this Voting Instruction Form are owned and Controlled by a Canadian; Note: "FOR" = YES, "ABSTAIN" = NO, "AGAINST" WILL BE TREATED AS NOT MARKED.
Page 48 of 54 Wednesday, August 19, 2020 Proxy Voting Record
CANACCORD GENUITY GROUP INC.
Security: 134801109 Meeting Type: Annual
Ticker: CCORF Meeting Date: 06-Aug-2020
ISIN CA1348011091 Vote Deadline Date: 03-Aug-2020
Agenda 935243256 Management Total Ballot Shares: 21518
Last Vote Date: 01-Jul-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 To set the number of directors at ten. For None 21518 0 0 0
2 DIRECTOR For None 1 Charles N. Bralver 21518 0 0 0 2 Daniel J. Daviau 21518 0 0 0 3 Gillian H. Denham 21518 0 0 0 4 Michael D. Harris 21518 0 0 0 5 Merri L. Jones 21518 0 0 0 6 David J. Kassie 21518 0 0 0 7 Terrence A. Lyons 21518 0 0 0 8 Eric S. Rosenfeld 21518 0 0 0 9 Dipesh J. Shah 21518 0 0 0 10 Sally J. Tennant 21518 0 0 0 3 Appointment of Ernst & Young LLP, Chartered For None 21518 0 0 0 Accountants as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration.
Page 49 of 54 Wednesday, August 19, 2020 Proxy Voting Record
HÉROUX-DEVTEK INC.
Security: 42774L109 Meeting Type: Annual
Ticker: HERXF Meeting Date: 07-Aug-2020
ISIN CA42774L1094 Vote Deadline Date: 04-Aug-2020
Agenda 935246101 Management Total Ballot Shares: 12044
Last Vote Date: 07-Jul-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Nathalie Bourque 12044 0 0 0 2 Martin Brassard 12044 0 0 0 3 Paule Doré 12044 0 0 0 4 Gilles Labbé 12044 0 0 0 5 Louis Morin 12044 0 0 0 6 James J. Morris 12044 0 0 0 7 Brian A. Robbins 12044 0 0 0 8 Beverly Wyse 12044 0 0 0 2 Appointment of Ernst & Young LLP as Auditors of For None 12044 0 0 0 the Corporation for the ensuring year and authorizing the Directors to fix their remuneration.
Page 50 of 54 Wednesday, August 19, 2020 Proxy Voting Record
URANIUM PARTICIPATION CORPORATION
Security: 917017105 Meeting Type: Annual
Ticker: URPTF Meeting Date: 27-Aug-2020
ISIN CA9170171057 Vote Deadline Date: 24-Aug-2020
Agenda 935251948 Management Total Ballot Shares: 22188
Last Vote Date: 28-Jul-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR For None 1 Paul J. Bennett 22188 0 0 0 2 Thomas Hayslett 22188 0 0 0 3 Jeff Kennedy 22188 0 0 0 4 Garth MacRae 22188 0 0 0 5 Ganpat Mani 22188 0 0 0 6 Dorothy Sanford 22188 0 0 0 2 Appointment of PricewaterhouseCoopers LLP as For None 22188 0 0 0 auditors of the Corporation and to authorize the Directors to fix the remuneration of the auditors.
Page 51 of 54 Wednesday, August 19, 2020 Proxy Voting Record
EMPIRE COMPANY LIMITED
Security: 291843407 Meeting Type: Annual
Ticker: EMLAF Meeting Date: 10-Sep-2020
ISIN CA2918434077 Vote Deadline Date: 04-Sep-2020
Agenda 935257899 Management Total Ballot Shares: 3595
Last Vote Date: 12-Aug-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 The advisory resolution on the Company's For None 3595 0 0 0 approach to executive compensation as set out in the Information Circular of the Company.
Page 52 of 54 Wednesday, August 19, 2020 Proxy Voting Record
ALIMENTATION COUCHE-TARD INC.
Security: 01626P403 Meeting Type: Annual
Ticker: ANCUF Meeting Date: 16-Sep-2020
ISIN CA01626P4033 Vote Deadline Date: 11-Sep-2020
Agenda 935255415 Management Total Ballot Shares: 47983
Last Vote Date: 05-Aug-2020
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Appoint the auditor until the next annual meeting For None 2664 0 0 0 and authorize the Board of Directors to set their remuneration - PricewaterhouseCoopers LLP 2 DIRECTOR For None 1 Alain Bouchard 2664 0 0 0 2 Mélanie Kau 2664 0 0 0 3 Jean Bernier 2664 0 0 0 4 Eric Boyko 2664 0 0 0 5 Jacques D'Amours 2664 0 0 0 6 Janice L. Fields 2664 0 0 0 7 Richard Fortin 2664 0 0 0 8 Brian Hannasch 2664 0 0 0 9 Marie Josée Lamothe 2664 0 0 0 10 Monique F. Leroux 2664 0 0 0 11 Réal Plourde 2664 0 0 0 12 Daniel Rabinowicz 2664 0 0 0 13 Louis Têtu 2664 0 0 0 3 On an advisory basis and not to diminish the role For None 2664 0 0 0 and responsibilities of the board of directors that the shareholders accept the approach to executive compensation as disclosed in our 2020 management information circular
4 Shareholder proposal No.1 Integration of Against None 0 2664 0 0 environmental, social and governance criteria in establishing executive compensation
5 Shareholder proposal No.2 Independence of Against None 0 2664 0 0 directors
Page 53 of 54 Wednesday, August 19, 2020 Proxy Voting Record
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
6 Shareholder proposal No.3 Responsible Against None 0 2664 0 0 employment policy
Page 54 of 54 Wednesday, August 19, 2020