Statutory Rules of Constitutional Interpretation and the Original Understanding of Judicial Power and Independence
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NOTES Statutory Rules of Constitutional Interpretation and the Original Understanding of Judicial Power and Independence FRANCIS J. AUL* ABSTRACT In American legal culture today, it is widely acknowledged that the Supreme Court of the United States has the ®nal authority ªto say what the law is.º Whether they agree or disagree with a decision of the Supreme Court, the coordinate branches of the federal government, state govern- ments, and citizens everywhere respect and adhere to those decisions. On the whole, it seems that little stands in the way of the Supreme Court exer- cising its fundamental duty to issue authoritative interpretations of the Constitution using its own independent judgment. Yet this assumption may be ¯awed. This note draws attention to a subtle and underappreciated way in which proposed legislation in Congress, if enacted, would undermine the power and independence of the Supreme Court in interpreting the Constitution. For example, the Constitution Restoration Act of 2005 pur- ported to outlaw the consideration of foreign legal or political materials in the interpretation of the Constitution. This note argues that this kind of proposed statutory rule of constitutional interpretation is unconstitutional for two reasons. First, the federal courts, and in particular the Supreme Court, retain a limited set of inherent powers by their very nature as a court of law that can be traced back to English common law. Among these inherent powers is the power to choose and apply an interpretive methodology in carrying out the judicial function of deciding a case. The Framers would have understood that courts exercised some inherent powers, and the Constitution did nothing to displace those inherent powers. Second, under the original meaning of ªjudicial Powerº in Article III, the federal courts have the authority to choose a particular interpretive methodology and arrive at a de®nitive interpretation of the Constitution without interference from Congress. This authority is not only consistent with the text of Article III, it is also supported by the structural independence of the federal courts under the Constitution as the framing and rati®cation debates make clear. * J.D., Georgetown University Law Center (expected May 2019); B.A., Christendom College. I am very grateful to Dean William Treanor for his helpful comments on an earlier draft of this paper. © 2019, Francis J. Aul. 287 288 THE GEORGETOWN JOURNAL OF LAW & PUBLIC POLICY [Vol. 17:287 TABLE OF CONTENTS INTRODUCTION ............................................ 288 I. INHERENT JUDICIAL POWER AND ARTICLE III COURTS . 290 A. Inherent Judicial Power at English Common Law . 292 B. Inherent Judicial Power and the Framing and Rati®cation of the Constitution................................... 294 C. Inherent Judicial Power to Interpret the Constitution. 296 II. CONSTITUTIONAL INTERPRETATION AND THE STRUCTURAL INDEPENDENCE OF THE FEDERAL COURTS.................... 301 A. First Conceptions of the Need for an Independent Judiciary. 303 B. An Independent Judiciary Is Born ..................... 304 C. Article III and the Supreme Court's Independent Power of Constitutional Interpretation ......................... 308 III. STATUTORY RULES OF CONSTITUTIONAL INTERPRETATION AND THE SUPREME COURT'S INDEPENDENCE......................... 310 CONCLUSION.............................................. 313 INTRODUCTION In Federalist No. 78, Alexander Hamilton argued that ª[t]he interpretation of the laws is the proper and peculiar province of the courts. A constitution is in fact ... fundamental law. It therefore belongs to [the courts] to ascertain its mean- ing, as well as the meaning of any particular act proceeding from the legislative body.º1 This fundamental view of the role of the federal judiciary as expositor of constitutional law has largely prevailed and frequently echoes Chief Justice John Marshall's famous declaration in Marbury v. Madison that it is ªemphatically the province and duty of the judicial department to say what the law is.º2 Although the ªjudicial Powerº of Article III is not de®ned, to ascertain the meaning of a law, or to ªsay what the law is,º courts require some basic ªinterpretive toolsº to arrive at an authoritative interpretation.3 Thus, the fundamental role of the federal courts in interpreting law necessarily includes an essential subset of judicial 1. THE FEDERALIST NO. 78, at 577±78 (Alexander Hamilton). 2. Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177 (1803). 3. Jennifer M. Bandy, Interpretive Freedom: A Necessary Component of Article III Judging, 61 DUKE L.J. 651, 652 (2011). 2019] JUDICIAL POWER AND STATUTORY RULES OF INTERPRETATION 289 power: the power to apply interpretive tools and methodologies to ascertain the meaning of the Constitution or a legislative act. This may all seem rather uncontroversial to the modern reader. Time and again, federal judges cite Marshall's passage in Marbury for the proposition that it is the quintessential duty of the federal courts to issue authoritative interpreta- tions of provisions of law, and each spring, a signi®cant portion of the population awaits the Supreme Court's pronouncements on important and controversial issues that affect the day-to-day lives of many Americans. It seems that little stands in the way of the Supreme Court exercising its fundamental role in inter- preting and adjudicating cases brought by litigants under federal law or the Constitution. But there are a number of ways in which this apparent interpretive freedom faces existential challenges. In recent years, some scholars have begun to explore the possibility of introducing federal rules of statutory interpretation that would bind federal judges or impose some limits on the ways that federal courts choose to approach interpretive questions.4 Other debates surround the power of Congress to abrogate the stare decisis effect of a Supreme Court decision.5 It is the objective of this paper to draw attention to a subtle and underappreci- ated way in which Congress may seek to limit the interpretive freedom of the fed- eral courts by passing a statute with a seemingly authoritative interpretation of a constitutional provision. This paper argues that no matter how a statute is written, it cannot require the Supreme Court to adhere to a particular method of interpreta- tion or adopt a particular interpretation of a constitutional provision. This conclu- sion follows from a study of the original meaning of the Constitution and, in particular, the meaning of ªjudicial Powerº and judicial independence in Article III. Thus, this paper relies heavily on historical sources from English common law as well as evidence from the framing and rati®cation of the Constitution. Part I will argue that the concept of inherent powers of the federal judiciary prevents other branches from controlling how the federal courts interpret the Constitution. Part II will introduce a related structural theory of judicial independence under Article III that would prohibit any act of Congress from creating a binding rule of 4. See, e.g., Nicholas Quinn Rosenkranz, Federal Rules of Statutory Interpretation, 115 HARV. L. REV. 2085, 2156 (2002) (arguing that ªCongress can and should codify rules of statutory interpretationº); Abbe R. Gluck, The States as Laboratories of Statutory Interpretation: Methodological Consensus and the New Modi®ed Textualism, 119 YALE L.J. 1750, 1856 (2010) (suggesting that an analysis of approaches to statutory construction by state courts of last resort could yield a ªtheoretical compromiseº that would ªenhance coordination and stability in a complex (and for lower courts) overworked legal systemº). 5. Compare, e.g., Michael Stokes Paulsen, Abrogating Stare Decisis by Statute: May Congress Remove the Precedential Effect of Roe and Casey?, 109 YALE L.J. 1535, 1538±39 (2000) (arguing that Congress could pass legislation that would remove the precedential effect of Supreme Court decisions and require the Court to consider a given issue on a ªclean slateº); John Harrison, The Power of Congress Over the Rules of Precedent, 50 DUKE L.J. 503, 504 n.7 (2000) (agreeing), with Richard H. Fallon, Jr., Stare Decisis and the Constitution: An Essay on Constitutional Methodology, 76 N.Y.U. L. REV. 570, 570±71 (2001) (disagreeing); Gary Lawson, Controlling Precedent: Congressional Regulation of Judicial Decision-making, 18 CONST. COMMENT. 191, 191 (2001) (disagreeing). 290 THE GEORGETOWN JOURNAL OF LAW & PUBLIC POLICY [Vol. 17:287 constitutional interpretation. Part III will apply these theories to bills that have been introduced in Congress. I. INHERENT JUDICIAL POWER AND ARTICLE III COURTS Before proceeding, two points of clari®cation are in order. First, this paper is concerned only with statutory limits on constitutional interpretation by federal judges, especially Supreme Court justices. Accordingly, this paper will leave dis- cussion about the merits of federal rules of statutory interpretation to other schol- ars who are steeped in that debate.6 Second, because this paper argues that statutory rules of constitutional interpretation are unconstitutional under the origi- nal public meaning of Article III and the ªjudicial Power,º it applies originalist methods of constitutional interpretation. Originalism is premised on two fundamental concepts: (1) that the ªcommuni- cative content of the constitutional text is ®xed at the time each provision is framed and rati®ed,º and (2) that ªconstitutional practice should be constrained by the communicative content