Skull Morphology and Phylogenetic Relationships of a New Diminutive Balaenid from the Lower Pliocene of Belgium
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[Palaeontology, Vol. 48, Part 4, 2005, pp. 793–816] SKULL MORPHOLOGY AND PHYLOGENETIC RELATIONSHIPS OF A NEW DIMINUTIVE BALAENID FROM THE LOWER PLIOCENE OF BELGIUM by MICHELANGELO BISCONTI Dipartimento di Scienze della Terra, Universita` di Pisa, via Santa Maria 53, 56126 Pisa, Italy; e-mail: [email protected] Typescript received 26 November 2003; accepted in revised form 10 May 2004 Abstract: A new small balaenid is described and compared ment of 81 morphological character states scored for 10 to all fossil and living balaenid taxa. The specimen represents balaenids and nine non-balaenid cetaceans revealed that the a new genus and species and is named Balaenella brachyrhy- other small balaenids generally included in the genus Balaen- nus. It was discovered in the Lower Pliocene of Kallo (north- ula (including Balaenula astensis, B. balaenopsis and a Plio- west Antwerp, Belgium) and adds new information on the cene Balaenula sp. from Japan) are closer to the living genus diversity and evolution of Balaenidae. Based on both com- Eubalaena (the Right whale). As the new skull is so different parative morphology and phylogenetic analysis, Balaenella from the nominal Balaenula species, and as it is more closely brachyrhynus is morphologically closer to the genus Balaena, related to Balaena than to Eubalaena, it is concluded that a including the living Greenland Bowhead whale (B. mystice- small body size was a common condition in different Bala- tus), and two Pliocene species (B. montalionis and B. ricei) enidae clades. from central Italy and the eastern USA. Balaenella brachyrhy- nus has very short nasals, a short rostrum relative to the total Key words: Balaenula, Balaenidae, Belgium, Cetacea, Mysti- skull length and a horizontal supraoccipital. A cladistic treat- ceti, Phylogeny, Pliocene. In zoological textbooks, balaenids are usually regarded as based on a fragmentary skull and associated skeleton gigantic, slow-swimming Mysticeti (Mammalia, Cetacea) but unfortunately an unambiguous character-based diag- with an arched rostrum and long baleen (Ridgway and nosis of the genus has been lacking until recently (Bis- Harrison 1985; Berta and Sumich 1999), but it is often conti 2003a). Abel (1941) re-assessed some Belgian forgotten that small and more streamlined forms have material pertaining to Balaenula and provided a recon- flourished during their evolutionary history. Small balae- struction of the type skull (Van Beneden did not desig- nids are represented by a conspicuous and widespread nate any holotype material). However, some fossil record. They occur in the Upper Miocene–Lower morphological details (such as the dorsal surface of the Pliocene of California (eastern Pacific; Barnes 1977), and supraoccipital, the relationships of maxilla and frontal, in Pliocene sediments of Belgium (north-east Atlantic; the morphology of the distal portion of the rostrum, Van Beneden 1880, 1878), Italy (central Mediterranean; and part of the architecture of the temporal fossa) are Trevisan 1941; Pilleri 1987; Bisconti 2000), Japan (western definitively lost and their reconstruction is based on Pacific; Excavation Research Group for the Fukagawa Fos- inference only. sil Whale 1982), and eastern USA (western Atlantic; In his original descriptions of the Balaenula type skull Whitmore 1994). Despite their worldwide occurrence, (namely Balaenula balaenopsis), Van Beneden (1880, only a few species have been described and figured in 1878) also discussed the morphology of periotic and detail; these are: the Japanese Balaenula sp. (Excavation tympanic bones. Unfortunately, it is not certain that Research Group for the Fukagawa Fossil Whale 1982), the these bones belong to the type skull because they were Italian Balaenula astensis (Trevisan 1941; Pilleri 1987; Bis- found disassociated from it (Van Beneden 1880, 1878), conti 2000) and, to some extent, the Belgian Balaenula and the features of the petrosal are so different from balaenopsis (Van Beneden 1878, 1880). what is observed in other balaenids that it is likely that The small balaenids are usually grouped within it does not belong to a balaenid at all (but see Bisconti the genus Balaenula Van Beneden, 1880. Balaenula is 2003a). ª The Palaeontological Association 793 794 PALAEONTOLOGY, VOLUME 48 New discoveries made during the twentieth century provided materials for the detailed descriptions of two well-preserved skulls and associated petrotympanic com- plexes of small balaenids from Italy and Japan (Trevisan 1941; Excavation Research Group for the Fukagawa Fossil Whale 1982). The new specimens were assigned to the genus Balaenula based on the small size of the crania. Bis- conti (2000) assessed the phylogenetic relationships of the Italian specimen (Balaenula astensis) on cladistic grounds and found that it was close to the Belgian Balaenula balaenopsis; however, the Japanese Balaenula sp. was not included in the ingroup and its phylogenetic position is still unclear. Bisconti (2000) found differences between TEXT-FIG. 1. Location of Antwerp and some of the principal the Italian and the Belgian species in the architecture of towns of Belgium (west of the River Mose), southern Holland (north of the River Mose) and north-west Germany (south and the temporal fossa and the brain size, and found a east of the River Rhine); the black rectangle indicates the weakly supported relationship between Balaenula astensis, discovery area. B. balaenopsis and the living Right whales (Eubalaena)to the exclusion of the extant and fossil species of Balaena that were known at that time. However, the low resolu- The new balaenid was found by E. T. H. Van Tuiyll tion of his cladograms demands a new and comprehen- in 1974 at Kallo, north-west Antwerp (Belgium; Text- sive study in order to fix systematic relationships among fig. 1), during the construction of the First Channel dock the Balaenidae. (Eerste Kanaaldok), 18 m below sea level. The First Chan- In a review of the evolutionary history of balaenids, nel dock is one of a series of channels connecting Ant- Bisconti (2003a) provided redescriptions of several fossil werp with the Schelde River (and indirectly with the taxa from Europe and emended some morphological North Sea). The specimen was displayed in Van Tuiyll’s diagnoses including that of Balaenula. He also furnished palaeontological collection until March 2001, when the a redescription of some type materials belonging to the whole collection was donated to the Natuurmuseum Belgian Balaenula balaenopsis. Furthermore, he updated Brabant in the town of Tilburg, Holland. the systematics of fossil Balaenidae and stated that, cur- rently, three species belong to Balaenula: the Italian B. astensis, the Belgian B. balaenopsis and an unnamed MATERIAL AND METHODS Balaenula sp. from Japan. The diagnosis of Balaenula is now unambiguous and mainly based on the orientation Institutional abbreviations. MSNT, Museo di Storia Naturale of the squamosal (in Balaenula it is directed anteriorly), e del Territorio, Universita` di Pisa, Pisa, Italy; MGP, Museo the position of the cranio-mandibular joint (which, in Geopaleontologico G. Capellini, Universita` di Bologna, Bologna, Italy; IRSN, Institute Royal des Sciences Naturelles, Bruxelles, Balaenula, is located under the orbit), and the height Belgium; NMB, Natuurmuseum Brabant, Tilburg, The Nether- of the exoccipital relative to the orbit (which, in lands; SMNS, Staatliches Museum fu¨r Naturkunde, Stuttgart, Balaenula, is very low). Germany; USNM, United States National Museum of Natural A new small balaenid is described in this paper based on History, Smithsonian Institution, Washington, DC, USA; ZMA, a fairly well-preserved skull. The specimen is described Instituut voor Systematiek en Populatiebiologie ⁄ Zoo¨logisch and compared to the other giant and small, living and fos- Museum, Amsterdam, The Netherlands; ZML, Zoo¨logisch sil balaenids. The phylogenetic position of the new skull is Museum, Leiden, The Netherlands. explored by means of a cladistic study of the best-pre- served fossil balaenids, together with representatives of the Anatomical terms and abbreviations. The anatomical termin- living taxa. Based on the phylogenetic results and the com- ology describing the general features of the cetacean skull fol- parative analysis, it is concluded that the skull shows mor- lows Kellogg (1965, 1968a). Petrosal terminology is in accord phological features that distinguish it from the Italian, with Geisler and Luo (1996, 1998) and Luo and Gingerich (1999); tympanic terms are from Oishi and Hasegawa (1994), Belgian and Japanese small balaenids at generic level. Luo (1998) and Luo and Gingerich (1999). Abbreviations as Indeed, it represents a lineage unrelated to Balaenula, follows: an, antorbital notch; ap, anterior process of petrosal; being closer to the giant Balaena (the Greenland Bowhead apat, anterior pedicle for the articulation with the tympanic; whale). The skull documents an unsuspected diversity exocc, exoccipital; fm, foramen magnum; ip, infraorbital pro- among the small balaenids and, based on its phylogenetic cess of the maxilla; irfr, interorbital region of the frontal; lp, lat- position, suggests that in the past few million years a small eral protrusion of the lambdoidal crest; lpap, lateral projection size was a common condition in different balaenid clades. of the anterior process of the petrosal; lsc, lateral squamosal BISCONTI: DIMINUTIVE PLIOCENE WHALE 795 crest; mx, maxilla; mxf, maxillary foramen; n, nasal; nf, narial 257513: skull. Descriptions and