RP-62

NO.6 SUBMITTAL TO THE WORLD BANK

Public Disclosure Authorized THE PEOPLE'SREPUBLIC OF

ZHUZHOU NAVIGATIONAND HYDROPOWERPROJECT FOR HUNANXIANGJIANG RIVER NAVIGATION DEVELOPMENT Public Disclosure Authorized

RESETTLEMENTACTION PLAN Public Disclosure Authorized

MID-SOUTHDESIGN & RESEARCHINSTITUTE FOR HYDROELECTRIC PROJECTS, SP, PRC Public Disclosure Authorized

HUNANXIANGJIANG NAVIGATION CONSTRUCTION & DEVELOPMENTCO., LTD

November 2000 NO.6 SUBMITTALTO THE WORLD BANK

THE PEOPLE'SREPUBLIC OF CHINA

ZHUZHOUNAVIGATION AND HYDROPOWERPROJECT FOR HUNANXIANGJIANG RIVER NAVIGATION DEVELOPMENT

RESETTLEMENTACTION PLAN

MID-SOUTHDESIGN & RESEARCHINSTITUTE FOR HYDROELECTRIC PROJECTS, SP, PRC

HUNANXIANGJIANG NAVIGATION CONSTRUCTION & DEVELOPMENT CO., LTD

November 2000 Contents

PREFACE...... 1

1. GENERAL .3 1.1 Descriptionof the Project .3 1.2 DesignProcess of ResettlementPlan .3 1.3 PrincipalPlan Design Achievements .4 2. PRESENTSOCIOECONOMIC SITUATION IN Reservoirarea .6 2.1 Contents,Methods and Organization of Socioeconomicsurvey . 6 2.2 PresentSituation in ReservoirArea .6 3 INVENTORYOF PROJECT-AFFECTEDASSETS .13 3.1 Contents,Scope and Methods of Investigationof Inventoryof Assets.13 3.2 TangibleMaterial Indices Affected by ReservoirInundation .16 3.3 TangibleMaterial Indices of DamArea .16 3.4 TangibleMaterial Indices of HengshanKilo-tonnage Wharf Area .16 3.5 Impactson livelihoodsof Project-affectedpopulation .17 4 RESETTLEMENTPOLICY AND LEGAL FRAMEWORK .25 4.1 ResettlementLegal Framework .25 4.2 MajorResettlement Policy Framework .25 5. PRELIMINARYRESETTLEMENT PLAN .27 5.1 Planningof ProductionResettement for RuralRelocatees .27 5.2 HousingRelocation .37 5.3 ResettlementPlan for DamArea ...... 40 5.4 ResettlementPlan for HengshanWharf .41 6. SPECIALFACILITIES REHABILITATION PLAN .42 6.1 TransportationFacilities .42 6.2 Powerand Telecommunication Facilities .43 6.3 WaterConservancy Facilities .44 7. PLANNINGOF PROTECTIONWORKS .47 7.1 Planningof ReservoirBank Protection .47 7.2 Planningof FarmlandProtection .50 8. COMPENSATIONCOST ESTIMATION .57 8.1 Bases.57 8.2 TangibleMaterial Quantities Included in CompensationCost Estimationfor ReservoirInundation handling .58 8.3 UnitPrices for Compensationof Main Items.59 8.4 OtherExpenses and Rates.61 8.5 CompensationInvestment for ReservoirInundation Treatment .62 8.6 DamArea Resettlement Compensatory Investment .69 8.7 ResettlementCompensatory Investment for HengshanWharf .71 9. RESETTLEMENTAUTHORITIES AND THEIR RESPONSIBILITIES .73 9.1 XiangjiangCorporation .73 9.2 HunanProvincial Resettlement Development Bureau (HPRDB) .74 9.3 Zhuzhoucity and Hengyangcity .74 9.4 ,, , Hengdong and HengshanCounties .75 9.5 Townshipsand TownConcemed .76 10. RELOCATEES'PARTICIPATION AND CONSULTATION ...... 76 10.1 ProjectInformation Disclosure ...... 76 10.2 Contentsof PublicParticipation and Consultationin ResettlementWork . 77 10.3 Arrangementof PublicParticipation and Consultationin ResettlementWork .78 10.4 Impactsof Resettlementon the HostCommunities .79 11 PAPS'RIGHTS AND GRIEVANCE MECHANISM .79 11.1 PAPs'Rights ...... 79 11.2 Channelsfor PAP'sGrievance Redress .80 11.3 GrievanceProcedures .80 11.4 Assistanceto VulnerableFamilies .81 12. RESETTLEMENTMONITORING AND EVALUATION .82 12.1 Purposeof ResettlementMonitoring and Evaluation...... 82 12.2 Work Basesof ResettlementMonitoring and Evaluation ...... 83 12.3 Contentsof Monitoringand Evaluation ...... 83 12.4 Methodsof Monitoringand Evaluation ...... 84 12.5 IndependentMonitoring and Evaluation Unit ...... -.---.---- 86 13. TRAINING.86 14. PREFERENTIALPOLICIES ...... 87...... 87 PREFACE

The draft ResettlementAction Plan (RAP)for ZhuzhouNavigation and Hydropower Projectof HunanXiangjiang Navigation Co.nstruction and Development(hereinafter referredto as Project)was preparedby Mid-SouthDesign & ResearchInstitute for HydroelectricProjects (MSDI) in August2000. Mr. Zhang Chaohua, a socialscientist, on behalfof theWorld Bank, reviewed the RAPand discussed the RAP with the membersof the XiangjiangNavigation Construction & DevelopmentCorporation (hereinafter referred to as XiangjiangCorporation), Provincial Reservoir Resettlement Development Bureau(HPRRDB) and MSDI duringhis missionin HunanProvince to reviewthe preparationprogress of the proposedThird Inland Waterway Project between September 22-26, 2000. Mr. Zhang Chaohuahas submitteda MissionAide Memoirfor the preparationprogress (social aspects) of the proposedThird InlandWaterway Project. Basedon the issuesand suggestions put forward by Mr.Zhang in the AideMemoir, MSDI andthe XiangjiangCorporation have made some supplements to relatedwork, revised the draftRAP, and then prepared this revisededition of RAR

This RAPwas preparedin accordancewith relevantlaws and regulationsof Hunan Provinceand Chinaand the WorldBank OD 4.30 on InvoluntaryResettement The overalltarget of the resettlementis to make the production,living standardsand infrastructureconditions of the resettlersgradually restore to or exceedthe originallevel beforemove with a developingpotential, achieving synchronous economic growth in both resettlershost areaand non-resettlers area, promoting the socioeconomicand ecologic environmentin the reservoirarea going into a soundcycle, and making the peoplein the reservoirarea live and work in peace.

Definitionsof the Projectaffected persons (PAP) and resettlementin the RAPare as below.

1. Definitionof ProjectAffected Persons (PAPs)

The PAPsin the RAPrefer to thepersons who have been or will besubject to the followingimpacts as a resultof the Projectconstruction: a) adverseimpacts on livelihoods;b) temporaryor permanentacquisition or occupationof housing, land (includinghouse plot, farmland and livestock farm), and other movable and fixed properties,of whichthey are entitledto enjoyownership, right of use,equity or economicbenefits; c) adverseimpacts on business,job posts,and living conditions.The PAPmaybe is eithera naturalperson, or a legalperson such as a corporationand a publicagency. The PAP shall not be limitedto legal registration,permits to workor live in the projectaffected area, or ownershipof assets,land and housing.

The PAPsare dividedinto three categories as follows:

a) Displacedpersons: refers to thosewho needto movetheir housesdue to the constructionof the Project,such as familymembers and workers serving in govemmentaloffices, enterprisesand companies,including both registeredpersons and unregistered children, students who will servetheir homelandafter graduating from colleges, teachers paid by the localpeople, compulsoryservicemen, middle and primaryschool students,temporary

I workers,contract workers, and personssentenced to reformand reeducate through labor. The displacedpersons are also divided into the following groups: 1) personswhose housesare under the reservoir inundationline, except for those in the area of the protectiveworks; 2) persons whose housesare within the potentiallandslide, landfall and submersionarea as well as isolatedislets; 3) personswho will losefarmland only (their houses are abovethe reservoirinundation line, butthey can notfind any exploitable land nearby after reservoirinundation); and personswhose productionand livingare not convenientafter the reservoirimpoundment; 4) personswhose housesare above the reservoirinundation line, but they have to move as a result of the relocation of towns and villages they live in; 5) persons originallywithin the new host area and the area occupiedby protctive works;6) personswifthin the damsitearea and HengshanPort

b) Productionresettlement population: refers to the populationlosing means of productionand object (land)of laboringdue to the Projectconstruction and needingproduction resettlement.

c) Populabtionwhose infrastructureand publicfacilifies will be affected: refers to the populationwhose infrastructureand public facilitiessuch as water conservancy, electric power, communication and transportation, telecommunication,culture, education, and publichealth will be affectedby the Projectconstruction, and have to be reconstructedor rehabilitated.

2. DeflnItion of Resettlement

The resettlementin the RAP refersto the following:

a) Arranginghost areaand supplyinginfrastructure and publicfacilities such as water,electric power,roads, culture, education and public health in the new host area in order to make the housingconditions and livingenvironment of the relocateesreach or exceedthat beforemove.

b) Supplyingappropriate means of productionand object of laboringfor the populationlosing their jobs only so as to make the income level of the affectedpopulation reach or exceedthat beforemove.

c) Takingprotective mneasures for the affectedfarmland and houses.

d) Rehabilitationand compensationfor the affectedprivate- and public-owned enterprises.

e) Rehabilitationand reconstructionof the affected special facilities such as water conservancy,electric power,communication and transportation,and telecommunicationin principlesof followingthe originalstandard, scale and functions.

f) Rehabilitationor compensationfor other privateor public assetsaffected by the Projectin orderto eliminatethe adverseimpacts to the local residents.

2 1. GENERAL

1.1 Description of the Project

The Project, as one of Lot IlIlProjects of China inland waterwaydevelopment loanedby the World Bank,comprises the ZhuzhouNavigation and Hydropower Complex (hereinafterreferred to as the 'Complex"), HengshanKilo-tonnage Wharf and Zhuzhou-XiangtanKilo-tonnage Navigation Course Improvement Works. The total investmentfor the Project is 1799.44 million yuan, of which US$100million (equivalent to 830 millionRMB yuan) will be loanedby the World Bank,and 969.44million yuan will be partly appropriatedby the Stateand partly financedby HunanProvince.

The Complex,on the middlelower reaches of the XiangjiangRiver, is locatedat Kongzhou islet, 6 km upstreamof the Lukou Town, county seat of Zhuzhou, HunanProvince. The dam site is 158 km and 96 km downstreamof City and DayuanduJunction respectively, and 24 km upstreamof ZhuzhouCity. The Complex, consistingof a dam, a shiplock, a powerhouseand an access bridge on the dam crest, is developedmainly for navigation,concurrently with multipurpose benefits such as power generation, irrigation, water supply, aquacultureand recreation.The catchmentarea upstream of the dam site is 65,200kM 2, and the meanannual flow at the dam site is 1,680m 3/s. At the NPL 40.5m,the reservoirhas a backwaterlength of 96 km, a surfacearea of 58.9 kM2, and a total storage of 0.47 billionm 3 . The hydropowerstation will house5 turbo- generatorunits with a total installedcapacity of 140 MW and an annualoutput of 640 GWh.Construction of the Complexis scheduledto commencein 2001,and the constructionperiod will be 5 years.

Constructionof the HengshanKilo-tonnage Wharf, located within Jinfeng Village, ChengguanTown, HengshanCounty, is scheduledto commencein 2003 and will be completedsimultaneously with the Complex.

1.2 Design Process of ReseKtlementPlan

The pre-feasibilitystudy for the Projectwas completedin March 1999, and the Pre-feasibility Study Report was approved by Hunan Provincial Planning Commissionand Hunan ProvincialCommunications Department in April 1999. The Prcject Proposal was submitted to the State DevelopmentPlanning Commission for approval by Hunan Provincial Planning Commission in DocumentNo. [1999J079.In July 1999, the Pre-feasibilityStudy Reportwas approved by the Ministry of Communications.The Prcject Proposal was appraised in September 1999 by China IntemationalEngineering Consultants Companyon behalf of the State DevelopmentPlanning Commission,and the AppraisalReport was submittedto the State DevelopmentPlanning Commission in December1999. In August2000, the Prcject Proposalwas approvedby the State Development Planning Commission in Document (Infrastructure) No.[2000]1093.

Simultaneouslywith the arrangementfor going through the related approval formalities for approval of the Project, the 'Xiangjiang Corporabonentrusted MSDI to carry out investigationand designworks for the reservoirarea. From May to the first ten days of September1999, MSDI technical personnel surveyed the reservoirareas below EI.42mfor a 1:2000topographic and land classification map. In July to the first ten days of October 1999, an overall survey for the

3 tangible materialindices affected by reservoir inundationwas carried out by a joint survey team from MSDI, the Xiangjiang Corporation, and concemed departmentsand townships in Zhuzhou, Hengdong,Hengshan and Xiangtan countiesand LilingCity, with the participationof concemedvillager group leaders and displacedhouseholds. In the middle ten days of November1999, MSDI, togetherwith the XiangjiangCorporation, assigned personnel to visit the related countiesand cities in the reservoirarea to informthe surveyfindings of tangible materialindices to the local govemments.All the tangiblematerial indices were acceptableto the local govemments.

From October 1999 to March 2000, MSDI, together with the concemed departmentsof local govemments,carried out the preliminaryplanning design work for the resettlement,protection works and specialfacilities rehabilitation in the reservoir area. Based on the collected data, field survey, analysis and comprehensivebalance, the preliminary plan for the resettlement of the displacedpersons and the productionresetement channelswas proposed,the preliminaryplan for protection works and special facilities rehabiliation was prepared, and consequently,the compensatory investment for reservoir inundationhandling was proposed.

FromJuly 1999to January2000, MSDI,together with localgovemments, carried out a survey on the tangible material indices in the permanentproject areas accordingto the 1:2000and 1:10000topographic maps and the 1:5000general constructionlayout of the Complex,and canied out the preliminaryresettement plan work.

In July 2000, MSDI, together with the XiangijangCorporation and concemed local departments,caried out a survey on the tangible materialindices to be affected by the Hengshan Kilo-tonnage Wharf according to the 1:500 topographicmap and 1:1000general layout,and worked out the compensatory investment. 1.3 Principal Plan Design Achievements

1.3.1 PrincipalTangible Material Indices

a) Reservoirarea

Based on the NPL 40.5 scheme,the reservoirinundation will cover some units and.538 villager groupsin 90 villages in 14 townshipsin Zhuzhou, Hengdong, Hengshanand Xiangtancounties and Liling City. The principaltangible material indices affected by the reservoir inundation are as below: 1,165 displaced persons,68,737 m 2 of housingarea; 20,124 mu (1 ha. = 15mu) of farmland,99.9 mu of forest land, 886 mu of fish ponds; 2.4 km of Grade IV highway,223 drainageculverts and sluices,246 pump stations,17.15 km of transmissionlines at 10 kV or more,and 6.2 km of telecommunicationlines.

About 95% of the affected farmlands are within Zhuzhou County, and the affectedfarmiand at EI.38.5mor higher accountsfor 83% of the total affected farmland. The affected farmland is relatively concentrated with minor submergencedepth. Most of the affected farmland may be protected from inundationby taking appropriatemeasures. About 99.5%of the affectedhousing are in Zhuzhou County, and 62% of the affected housing is of brick-concrete structure.Most of the affectedhousing may be protectedby taking consolidation measuresas onlythe groundfloor is affected.

b) Damarea

4 Dueto the dam construction,385 personsand 21,000m 2 of housinghave to be displaced. 727.5 mu of farmland, of which 577.2 mu is paddy field, will be occupiedfor the dam construction.

c) Hengshanwharf

The total land area of the Hengshan wharf is 26 mu. 58 persons in 13 householdsand 4,121 m2 of housing have to be displaced.19 mu of orchards and 2 mu of fishpondswill be occupiedfor the wharfconstruction.

1.3.2 ResettlementPlan

a) Reservoirarea

Productionresettlement channels: The protectedfarmland area is 17,339mu. The actual farmland area to be compensatedis 2,785 mu. The production resettlementpopulation in the target year 2003 is 2,189. In order to achieve comprehensiveresettlement, 1094.5 mu of paddy field will be adjusted,363.8 mu of fishpondswill be improved,and 1825.2 mu of fishpondswill be newly established.

Resettlementfor affectedpersons: In the plannedtarget year, 1,205persons will be affected,of which 925 will be within protectedarea, 156 will be providedwith housingconsolidation or heighteningat the groundfloor, and 124will be moved nearby.

Specialfacilities rehabilitation and protectionworks: Basedon the plan design, 34 bridges capable of passing farming machineswill be reconstructed,175 drainage culverts and sluices and 204 pump stations will be improved or extended, 24.2 km of reservoir shore will be protected, 8.06 km of telecommunicationlines and 20.3 km of transmissionlines at 10kV or higherwill be reconstructed,and 3.32 km of railwayside slopesand 17,339mu of farmland will be protected.

b) Damarea

The 385 displacedpersons in the dam area are relativelydispersed. The move- back resettlementoption will be employed, and the affectedpersons will be movedout of the constructionredline and resettledin differentareas.

About 457 personsneed productionresettlement. It is plannedto return200 mu of constructionsite to paddy field, and to adjust 324 mu of paddy field for vegetableplantation.

c) Hengshanwharf

The affected58 personsin 13 householdswill be movedbackward to resettlein the areawith the elevationabove the Hengshan-Xuanzhouhighway.

1.3.3 ResettlementCompensatory Investment

Calculated based on the 1999 price level, the total resettlementcompensatory investmentof the Projectis 304.4138million yuan, of which:

a) Reservoirarea: Based on the NPL 40.5 m scheme,the static investmentfor the reservoirinundation handling is 271.6599million yuan.

5 b) Damarea: The static investmentis 30.6852million yuan (including10 million yuan for the Kongzhouislet).

c) Hengshanwharf: The static investmentis 2.0687million yuan.

2. PRESENTSOCIOECONOMIC SITUATION IN RESERVOIRAREA

2.1 Contents,Methods and Organization of Socioeconomic survey

2.1.1 Contents

The socioeconomicsurvey aimed to understandthe socioeconormicenvironment in the reservoirarea so as to identifythe vulnerablegroups that are facinghigher risk of impoverishmentand the preferenceof affectedpopulaffon.

The contentsof socioeconomicsurvey covered the constitutionof populationand nationality,land use situation, land ownershipand tenure, croppingstructure, employmentpatterns, farmers' incomestructure, village level institutionalsetup and deliberationprocedures.

2.1.2 Methodsand organization

The surveywas carriedout by a joint surveyteam of the XiangjiangCorporation, MSDI and the related city and county resettiementoffices. The Xiangjiang Corporationwas responsiblefor the organization,expenses and coordinationof relationsamong various parties during the survey. MSDI was responsiblefor surveyimplementation such as designof the contents,methods and registering forms of the survey, selection of sample households,arranging personnel to make field survey,reviewing the survey information,recording the information into computer,and then analyzingand sorting out the infornpation.The related city and county resetUementoffices, as the coordination agencies in their respectiveadministrafive regions, was responsiblefor liaisingthe personsand unitsto be surveyed,and assistingMSDI in the survey.

The main approachesof the socioeconomicsurvey were as follows:distributing registeringforms to village cadres and resetters, interviewingthe affected households and filling the forms, collectng the existing statistics from govemmentaldepartments, and holding meetings to discuss issues with local cadresand resettlers.

2.2 Present Situation in Reservoir Area

2.2.1 GeographicFeatures

The reservoirarea, located in the middle part of the -Hengyanghilly area and basin, is mainly of plains, downlands, hills and mountains. The landformis high in the southeast,low in the northwest,and surroundedwith hills and streams.The Zhuzhou, Zhaolingand Majiayanredbed basins constitutethe typical features of the reservoir area. The Xiangjiang River reaches in the reservoirarea, 93 km long, snakesall the way with beachesand isletsdeveloped. The mountainson both banks of the reservoirrange I OOr-250m in elevation.

6 The reservoirarea, locatedin the middlesubtropical wet climatezone, has clear four seasonswith the meanannual ambienttemperature of 170C, yearly frost- free periodof 281 days, and annualprecipitation of 1,389mm.

The water and land transportationis convenientin the reservoir area. The -Guangzhourailway, the NationalRoad No.107 and the XiangjiangRiver all run throughthe reservoirarea.

2.2.2 Populationand Land

Based on the NPL El.40.5m scheme, the reservoir inundation covers 14 townshipsand towns (farm) in Zhuzhou, Hengshan,Hengdong and Xiangtan counties and Liling City. A total number of 296.5 thousandpersons (based on 1998agricultural population) and a total land areaof 915.96km 2 will be affected. The populationdensity is 324 personsikMm2. The residentsin the reservoirarea are all Hannationality, and no ethnicminority communities live here.

The total farmlandarea in the affected14 townshipsand towns (farm)is 368.7 thousandmu with the per capitafarmland area of 1.24 mu. The maximumper capitafarrnland area among the townships reaches 1.38 mu, and the minimumis 1.04mu.

Farmlandclose to the river in the reservoirarea can normallygrow one crop per annumand is called by the localpeople as 'paddy field liableto flooding"due to frequentinundation by flood.

As for land utilization,the farmland and forest land accountfor 26.83% and 43.71% of the total land respectively.See Table2.2.2-1 in detail.

2.2.3 Croppingstructure

The main crops in the reservoirarea are paddy rice, greenmanure, vegetabies, rape seed, etc. The croppingindex of the farmlandis 2.53.The agriculturalfood productsare primarilyof paddyrice and potatoes,and the cashcrops are mainly of rapeseed and peanut.

The per capitagrain outputin 1998was 839 kg.

2.2.4 Economicstructure and farmer's income

The economy in the reservoir area is relatively developed.The main trades include agriculture, industry, building services and animal husbandry.Main income sources of the farmers in the reservoir area are nonland-based occupationsthat accountfor 58% of the gross incomeof these farmersas well as the incomefrom cropping accountsfor 26%.See Table2.2.4-1 in detail.

The per capita net incomeof farmerswas 2,461 yuan in 1998.

2.2.5 EmploymentStructure

Laborforces in the reservoirarea focus on the land-basedoccupations, of which laborforces engagingin farming,forestry, animal husbandry and fisheryaccount for 66% of the total labor forces, the remainingengage in building, or are migratoryworkers. See Table2.2.5-1 in detail.

2.2.6 Villagelevel institutionalsetup and deliberationprocedures

7 The administrativesetup and legislature in China comprisesfive levels as Natuional, provincial (municipal,autonomous region), municipal (prefecture, league), county (city, banner), and township (town). The people's congress standing committee, people's govemment, and political consulting standing committeehave been set up for each level.

The villagers'committees and villagers'groups have been establishedin each township(town).

The Law on Organizationof Villagers'Committee of the People's Republicof Chinastates as below.

Villagers'committee is a grassrootmassive autonomous organization of villagers to realize self-administration,self-education, self-service, democratic election, democratic decsion-making, democratic management, and democratic supervision.Villagers' committee deals with the publicaffairs and publicwelfare of the village,mediates civil disputes,assists to retain socialpublic secunrty,and reflectsopinions and demandsof villagersto the people'sgovemment as well as recommendssuggestions.

Villagers'committee shall be staffedwith 3 to 7 personsincluding the chief, deputy chief and members.Among the members of the villagers' committee, womenshall take some seats.The membersof the villagers'commnittee shaD not be divorced from production.The chief, deputy chief and members of the villagers' committeeshall be directly elected by villagers. No organizationor individualis entitled to nominate,assign or replacethe members of villagers' committee.The term of office of the membersof villagers'committee shall be 3 years. The villagers' committee may divide the village into several groups accordingto the living condifionsof the villagers,with the villagers'group leader electedat the villagers'group congress.

The villagers' committee is responsiblefor reporfing work to the villagers' congress.The villagers'congress shall compriseall the villagersat 18 or above in this village.The villagers'congress shall be attendedby morethan a half of the total numberof the villagersat 18 or above,or representativesof morethan two-thirdsof the householdsin the village. The resolutionsshall be valid only with more than a half of the votes of the attendantsin favor. The villagers' congressshall be convenedby the villagers'commfttee. In casethat one-tenthof the villagers propose to convene a meeting,the villagers' congress shall be convened. At the villagers' congress, the articles of self-autonomy,village regulations and agreementsmay be formulated and revised. The following events related to the villagers' interests may be arranged by the villagers' committeeonly with the approvalof the villagers'congress. a) Collectionmethod of the township pool, and collection and use of the withdrawaland retentionby the village; b) The numberof persons entitled to share the work delay allowancein the village and the allowancestandard; c) Use of the incomefrom the collecfively-ownedprojects of the village; d) Financingoption for the cause of publicwelfare such as village- run schools and roads; e) Approval and contracting scheme of the collectively-ownedprojects, and

8 contractingscheme for the causeof publicwelfare run by the village;

f) Contractand operationscheme for villagers;

g) Schemeof use of houseplot;

h) Other mattersrelated to the villager'sinterest that shouldbe deliberatedand determinedat the villagers' congressas recommendedby the villagers' congress.

2.2.7 Ownershipand right of use of land

The Law of Land Administrationof the People's Republic of China states as below.

Landin the urban districtsshall be ownedby the State. Land in the rural areas and suburbanareas, exceptotherwise stipulated by laws as ownedby the State, shall be collectivelyowned by peasants,including land for buildinghouses, and land and hills allowedto be retainedby peasants.Land ownedby the State and land collectivelyowned by peasants may be allocatedto be used by units or individualsaccording to law.

Land collectivelyowned by peasantsshall be contractedout to membersof the collective economic organizationsfor use in crop farming, forestry, animal husbandryand fisheriesproduction under a term of 30 years.

Within the validity term of a contract, the adjustment of land contractedby individualcontractors shall get the consentfrom overtwo-thirds majority votes of the villagers' congressor over two-thirdsof villagers' representativesand then be submittedto land administrativedepartments of the township(town) people's govemmentand countylevel people'sgovemment for approval.

The farmland area contracted by peasants should generally be allocated averagelyto the membersof each familyas a whole. Meanwhile,considerations should be given to both high-qualityand low-quality farmland during the allocation.

Thanks to the relatively developednon-land based industries in the reservoir area,the peasantsdepend little on the land. Mostof the peasantsin the reservoir area are willing to adjustthe farmlandthey contracted.

9 Table2.2.2-1 Statistics on Basic Information of Reservoir Area In 1998

County Agr. Stuatonof landulizauion (m Grainoutput Nethicome or Townshipname Population TotaN Farmland Orchards Forest Housingand Roads Water Waste (kg/pemon) (Yuan/person)

cityname _ andarea lnd factores I area land _ _ _ Total 14 296510 1373938 3686 22946 600616 114831 14946 178336 73577 839 2461 ZhuzhouCounty 8 154398 768512 196308 11554 341295 54252 10274 115057 37772 906 2711 SanmenTown 31206 138037 41991 1619 49940 11742 2161 19574 10810 1008 2940 ZhoupingTownship 22254 120737 20076 1304 58954 7635 2151 19449 5168 809 2664

WangshiwanTownship 24710 119444 31373 2882 54687 6580 973 19546 3403 829 2675

PingshanTownship 11162 58740 14476 941 17982 8637 768 12295 3641 887 2974 Seedstock farm 1688 6701 2119 843 731 659 81 1973 295 813 2518 HuangiongTown 23388 131548 26854 1250 75160 8925 2321 11099 5939 792 2518 ______Tangshi Township 25007 115863 32505 1522 47032 7406 646 21205 5547 1065 2773 Gan0anTown 14983 77442 20914 993 36809 4e68 1173 9916 2969 899 2391 HengdongCounty 3 63425 2835321 8076 7726 117025 29248 1472 31589 16396 740 2294 DagiaoTownship 19589 98619 26849 2007 4e831 10101 1097 6587 5147 e81 2412 SanzhangTownship 18036 69809 23547 2110 17841 8011 357 15196 2747 676 1729 ShwanTown 25800 115104 29680 3809 52353 11136 18 9806 8502 678 2600 llingCHy GaoqiaoTownship 13890 63135 19230 990 28140 4620 750 4617 4788 952 2040 HengshanCounty ChangliangTown 27857 110338 29055 2009 49949 9077 1061 12098 7089 596 2415 XiangtanCounty BaishiTowmnshp 36940 150421 44017 687 64207 17634 1369 14975 7532 8 1693 Table 2.2.4-1 Income Structure of Farmer In Reservoir Area

Unit *Gross Agricultural Non-agricultural_Shop_and tincome Subtotal Cropping Forestry Livestock Fishery Subtotal Industry Building Transport Catering Service Others Total 100% 42.25% 25.63% 2.43% 10.93% 3.26% 57.75% 24.12% 15.58% 5.87% 5.10% 3.50% 3.50% ReservoirArea 100% 40.96% 25.28% 2.68% 9.64% 3.36% 59.04% 25.69% 14.49% 6.36% 5.15% 3.54% 3.71% SanmenTown 100% 36.70% 23.53% 2.35% 6.62% 4.20% 63.30% 22.25% 19.82% 4.05% 4.28% 8.28% 4.63% Zhouping 100% 47.11% 27.27% 3.50% 13.68% 2.66% 52.89% 24.68% 12.32% 7.49% 3.88% 2.71% __ 1.82% Township ______Wangshiwan 100% 48.99% 23.16% 2.87% 18.27% 4.69% 51.01% 18.25% 16.21% 7.39% 5.67% 2.35% 1.13% Township ______Pingshan 100% 47.17% 33.23% 1.99% 6.49% 5.46% 52.83% 18.82% 9.63% 7.97% 5.99% 3.74% 6.67% __ _ Township ______SeedStock 100% 57.16% 32.50% 0.98% 22.62% 1.06% 42.84% 8.30% 7.54% 8.30% 4.52% 2.26% 11.92% Farm . . . . HuanglongTown 100% 26.78% 18.49% 1.66% 5.81% 0.82% 73.22% 37.46% 10.61% 10.41% 8.59% 3.06% 3.08% Tangshi~~~ . . Tangshi 100% 41.12% 25.26% 4.79% 6.50% 4.57% 58.88% 26.29% 15.14% 5.10% 5.28% 1.09% 5.49%

- GantianTown 100% 44.01% 32.86% 1.03% 8.73% 1.39% 55.99% 32.84% 13.93% 2.04% 1.72% 1.87% 3.58% Hengdong 100% 47.17% 26.96% 1.46% 15.87% 2.88% 52.83% 18.15% 19.71% 4.00% 4.91% 3.36% 2.71% Reservoir Area DaqiaoTownship 100% 65.15% 34.81% 4.16% 24.43% 1.75% 34.85% 6.90% 7.70% 5.15% 9.55% 2.30% 3.24% Sanzhang 100% 52.72% 32.38% 0.85% 17.19% 2.30% 47.28% 3.13% 20.82% 4.52% 3.17% 9.26% 6.39% TownshipTown 100% 39.50% 22 79% 0-?1% 12.58% 3.42% 60.50% 26.11 % 23.50% 34% .0 21% .5 ShiwanTown 100% 39.50% 22.79% 0.71% 12.58% 3.42% 60.50% 26.11% 23.50%.+ 3.47% 3.80% 2.1 0%/ 1.52% Table2.2.5-1 Labor Forces Structure In Reservoir Area

Transportation So n iac n Unit Total Agricultural Industry Building Post and Telecom. CaSoriag Financeand MigrantWorkers Others

______G oods C t r n n u a c

ReservoirArea 100% 68.35% 6.45% 8.75% 2.38% 4.42% 0.23% 8.46% 2.97%

Sanmen Town 100% 68.09% 5.26% 11.15% 1.52% 2.52% 0.18% 8.31% 4.97%

Zhouping 100% 70.05% 5.82% 8.68% 2.41% 2.93% 0.25% 7.82% 4.05% Township ______

TownshipTownghipan 100% 71.30% 3.53% 9.32% 2.50% 3.59% 0.19%/ 5.87% 3.71%

Pingshan 100% 68.81% 7.67% 6.71% 1.59% 3.22% 0.19% 11.06% 2.75% Township ______

Seed Stock Farm 100% 73.96% 3.65% 4.17% 5.21% 13.02%

HuanglongTown 100% 60.26% 8.41% 6.13% 4.04% 9.73% 0.35% 8.35% 2.73%

Tangshi 100% 61.86% 7.57% 12.27% 2.23% 5.07% 0.23% 9.45% 1.32% TownshipT1%.88.23.042

GantianTown 100% 69.47% 8.88% 5.87% 2.33% 3.98% 0.24% 9.24% 3 INVENTORYOF PROJECT-AFFECTEDASSETS

3.1 Contents, Scope and Methods of Investigation of Inventory of Assets

3.1.1 Contentsof investigationof inventoryof assets

Investigationof the inventoryof Project-affectedassets was itemizedas follows:

a) Census: the Project-affectedpersons entitled for resettlementbenefits for such propertiesas houses, includingregistered persons and unregistered children, student temporarily studying in colleges and retuming after graduation,teachers paid by the local people, compulsoryservicemen, primary and middle school students, casual laborers, contract laborers, personsundergoing reform or educationthrough labor, etc.

b) Housingand auxiliaryfacilities: Housing includes houses for productionand operationuse, offices, residinghouses, and such miscellaneoushouses as kitchens,toilets, camps,animal pens. Auxiliaryfacilities of housinginclude enclosures,sunning grounds, ponds, gateways, manually-operatedpump wells, methanetanks, scattered fruit trees,etc.

c) Land:including farmland, orchards, forest land, grassland, etc.

d) Specialfacilities: including water conservancyfacilities, sideline production facilities,traffic facilities,power facilities, telecommunication facilities, etc.

Water conservancy facilities: including the projects of mini-hydropower stations, pump stations,culverts/sluices, pools, water-diversiondams, main and branchcanals, water-conveyance conduit, waterwheels, wells, etc.

Sideline production facilities: including oil press houses, small coal pits, simple lime kilns,brick and tile kilns,etc.

Trafficfacilities: including railways, highways, tractor roads, ferries,wharves, etc.

Powerfacilities: including transmission lines, transformers, etc.

Telecommunicationfacilities: includingsuch facilitiesas telecommunication, radio broadcast,cable TV, etc.

e) Industrialand commercialenterprises: including companies, factories, shops,

13 mines,etc.

f) Mineralresources, cultural relics and historc sites, etc.

3.1.2 Scopeof Surveyfor Tangible Material Indices

Thescope of survey for tangible material indices affected by the Projectincluded reservoirarea, dam area and Hengshan wharf.

The contentsof surveyfor reservoirinundation indices covered population, houses,land, special fadlities, etc.

Reservoirareas: cover bothinundated and affectedareas. According to the relevantstipulations in DLrT5O64-1996Specifications for Planning and Design of ReservoirSubmergence Treatment for HydroelectricEngineering, and based on the NPL40.5m scheme, the reservoirbackwater of a 2, 5, 10, 20 or 50-year flood(considering a 10-year siltation after reservoir formation) will betapered out in front of the dam.Based on the abovementioned, the scopeof surveyin inundatedreservoir areas is definedas: the investigationline for the affected population,houses and special facilities was I.Ormabove the normalpool level, and thatfor farmiandand orchards was 0.5m above the normalpool level. The reservoir-affectedarea refers to the area above the reservoirline where landslide and bank slumpmay occurdue to reservoirinundation, as well as the islet surroundedby water.

Damarea: refers to the permanentland occupation area of the Project,including the areafor the structures,construction production and living facilifties, aggregate explorationand processing as wellas constructionroads.

HengshanWharf refersto theaffected area of the Hengshankilo-tonnage wharf, including such productionand living area as warehouse,stack yard, comprehensivebuilding, parking area, access to thewharf.

3.1.3 Methodof Surveyfor Tangible Material Indices

Thesurvey methods for the tangiblematerial indices were as follows:

The populationwas cataloguedas agriculturaland non-agriculturalwith the name,age, occupation and education level registered.

The houseswere cataloguedas brick-concrete,brick-wood and earth-wood structuresand miscellaneous.The houses were measuredhousehold by householdand building by building.Each building's usage, structure, story and sizewere registered in cardsby householdsand units. Photographs were taken

14 for the inundatedhouses.

The grades and inundated quantities of special facilities, such as traffic, telecommunication,power, etc., were investigatedand verifiedon the spot based on the data suppliedby the concemeddepartments.

The land was registeredas farmland,orchard, forestland and grassland.During the survey,the surveyors,firstly, verified the land classificationon the spot based on the 1:2000topographic and land classfficationmap, delineatedthe land use right, and inspectedthe farmland ridge coefficientby random samples,then scannedthe drawinginto a computerto measurethe area of each pattem,and finally conducted statistics on the inundated land area by elevations,land classificationand administrativeunits.

Meanwhile,the tangiblematerial indices affected by the potentiallandslides and landfallin the reservoirarea were investigated.

3.1.4 Organizationalform of investigationof inventoryof assets

Investigationof inventory of assets was carried out by the joint survey team comprisingMSDI, Xiangjiang Corporation,and local govemments.The joint survey team was directed by MSDI, who was responsiblefor statistics and collectionof the data.

The field survey works involved3 groups as land, populationand housing,as well as special facilities,which was divided into 5 subgroups.The joint survey team comprised members from MSDI, Xiangjiang Corporation, county resettlement agencies, county communications bureaus, county water conservancybureaus, countyland administrations,county real estate bureaus, countyauditing bureaus,county statisticsbureaus, and related townships.The responsiblepersons of the related villagers groups and organizationsand relocatees' households involved in the reservoir inundation participatedthe surveywork.

3.1.5 Cut-offtime for investigationof inventoryof assets

The cut-off time for survey of the inundation indexes in this phase was September1999, that for surveyof the damsiteconstruction affected inventory was January2000, and that fQr survey of HengshanWharf affectedinventory was July 2000.

The preliminarydesign for the Projectis expectedto be completedin the period of December2000 to April 2001. After its completion,the local govemmentswill issue orderson stoppingany constructionin the Project-affectedarea including

l5 reservoir inundation area, dam site and Hengshanwharf area. The Project- affectedinventory of assets existingprior to the order issuancewill be entitledto obtain compensation,and the inventory of assets moving into the Project- affected area after the order issuance will not be compensatedin principle, unlessotherwise specified by relatedlaws and regulations.

3.2 Tangible Material Indices Affected by Reservoir Inundation

Basedon the NPL40.5m scheme,the reservoirinundaton involvessome units and 538 villager groups in 90 villages of 14 towns and townshipsin Zhuzhou, Hengdong,Hengshan and Xiangtancounties and UlingCity. The majortangible materialindices affected by reservoirinundabion are as follows:

A total of 1,165persons below reservoirinundation line and affectedby potential landslidesor landfalls,68,737m 2 of floor area of housing;20,124mu of farmland, 99.9muof forest land and 886muof fish pond;2.4km of Grade IV highway,223 drainageculverts and sluices,246 pumpstations, 17.15kmof transmissionlines at 10kVor above,and 6.2km of telecommunicabonlines.

There are no ethnic minoritycommunities. Up to present,no culturalrelics and historicsites have beenfound yet within the Project-affected areas.

The detailsare shownin Tables3.2-1, 3.2-2 and 3.2-3.

3.3 Tangible Material Indices of Dam Area

The land requisition for the dam area consists of permanentworks area, constructionand livingfacilities, aggregate quarry area and processingarea, and constructionroads. The land acquisitioninvolves three towns and townshipsin Zhuzhou County, na0melySanmen and Leidashitowns on the left bank, and Zhoupingtownship on the right bank. The Kongzhouislet, a public place for tourist and entertainmentunder Shennong Corporation will also be requisitioned.

About 385 personsand 21,000m2 of housingwill be relocated,and 727.5muof farmland,of which, 577.2muare paddy field, will be requisitioned.The tangible material indices above mentionedexcludes those in the Kongzhouislet and dump area.The details are shownin Tables3.3-1 and 3.3-2.

3.4 Tangible Material Indices of Hengshan Kilo-tonnage Wharf Area

The total land areaof the Hengshanwharf is 26mu.The land acquisitioninvolves 2 groups in Jinfeng Village, ChengguanTown, HengshanCounty. About 58 personsof 13 householdswill be relocated,and 4,121m 2 of housingarea will be

16 displaced.About 19mu of orchardsand 2mu of fishpondswill be requisitioned.

3.5 Impacts on livelihoods of Project-affectedpopulation

3.5.1 Characteristicsof reservoirinundation affects

The characteristicsof reservoirinundation affects are as follows:

a) The main inundation-affectedobject is farmland.

The inundation-affectedobject mainly involvesfarm land, which is mostly paddy field with a little dry land. The populationand specialfacilities affected are relatively few. Of the special facilities, most are water conservancy facilitiessuch as culverts and/or sluices,and pumpstations with a few high ways,electric powertransmission lines and telecommunicationlines.

b) Inundationregion is mostlywithin the ZhuzhouCounty.

Althoughthe reservoirinundation will coverfive countiesand/or cities, most of the affectedregions are within ZhuzhouCounty.

Ninety-nine percent (99%) of the affected populationand housing are in Zhuzhou County.No populationand housing will be affected in ,Liling city and Hengshancounty. Only one householdwith 6 people will be affectedin XiangtanCounty.

The affected farmland in Zhuzhou County accountsfor 95% of the total farmlandaffected by the reservoir,and the remaining5% is in Liling City and Hengdong County. No farmland will be affected, and only a few special facilitieswill be affectedin HengshanCounty.

c) The affectedfarmland is concentratedwith minor submergingdepth and it possesgood conditionsto be protectedfrom inundation.

For instance,in SanmenTown of ZhuzhouCounty, the farmland area below the inundation line is 5,973mu, which can be protected merely with constructionof a canal to divert the water in the 2 tributaries to the downstreamof the dam of the Project.Besides, in the reservoir area, the inundatedfarmland area above El. 38.5mis 11,366mu (exclusiveof Sanmen Town) with an inundationdepth of 2m to 3m.Thesefarmlands can also be protectedby proper engineeringmeasures. Analyses and calculationsshow that the protectablefarmiand in the whole reservoirarea is 17,339mu.So the actualnumber of farmlandarea to be requisitionedis only 2785muaccounting for only 14%of the total affectedfarmland area.

17 d) The affectedhousing in the reservoirarea is of brick-concretestructure and for most of themonly the groundfloor will be affected.

The affectedhousing in the reservoirarea is mainly of brick-concretestructure, which makes up more than 60% of the total, and is mostlywith 2 floors or more.For most of the affectedhousing, only the groundfloor will be affected andthese housescan be protectedwith certainconsolidation measures taken. Hence,most of the affectedhousing will not be displaced.

e) The currentflood controlstandards of the affectedfarmland and housingare low.

The farmlandwithin the reservoir inundationregion is called ' paddy field liable to flooding'. This kind of farmlandadjoins to the river, and they are frequentlyaffected by floods. Only one crop per annumis possiblewith low yield.

All the affectedhousings are located in the low-lying land with low flood controlstandards. Even if no projectis built,the groundfloor of the housingis ofteninundated by flood, the local peopledon't take the groundfloor as living roomsand just use it as lumberrooms.

3.5.2 Impactson livelihoodsof affectedpopulation

a) Impactson land structure

There is 20,124mu of farmlandunder the reservoirinundation line. Although 86%of the farmlandmay be protectedfrom inundation,2785 mu farmland will still be affected.The per capita farmland area will be slightly reduced, and the water area will be greaty increased.After the land requisitionfrom part of the farmers,some adjustmentsof the contractedfarmland should be made. Furthermore,the quality of the farmnlandprotective works projectwill becomeone of the key factorsfor the resettlement

b) Impactson industrialstructure

After constructionof the reservoir,the industrialstructure of the localfarmers will have great changes.The incomefrom croppingwill be decreased,and the incomefrom fishery,the second and third industrieswill be increased. For some affectedfarmers, they may not adapt to the new producfionskill, and technicaltraining is necessaryfor them.

c) Impactson the housingconditions of displacedpopulation

18 The currentflood controlstandard for the affectedhousing is not high.The housingis lack of integralplan, with incompletesupporting facilities such as water,electricity, road, culture,education and health.During the relocation, the new inhabitedarea will be integrallyplanned, and infrastructuressuch as the fundamentalfacilities for the water,electricity, road, culture, education and healthwill be properlysupported. Therefore, the housingconditions of the resettlerswill be greatlyimproved after the displacement. d) Impacts on special facilities such as transportation, power and telecommunication

Only a few specialfacilities will be affected,with local sectionsaffected. The wholenetwork will not be changed,so they will be easyto renovate.Besides, as a combinedproject with functionsof navigationand power generation, after it's construction,it will greatly improve the conditionsof the local transportation,power and telecommunication. e) Impactson socialstructure

As all the displacedpeople can be resettledin their ownvillage, the negative impactsof displacementon the local social structureand traditionalculture will be reducedto the minimum. f) Impactson incomeof displacedpopulation

Although the construction of the Zhuzhou Project will inundate some farmlandin the reservoirarea, it will not bring risks of impoverishmentto the affected people after they have been relocated.First, the non-agricultural industriesin the reservoirarea is relativelydeveloped, and the incomefrom cropping only accountsfor 26% of the total income of the farmers.The farmers don't depend strongly on the farmland. Second, the affected farmland is poor in quality,and low in yield and retum. Third, most of the farmland under the inundationline may be protected.A piece of farmland which can supportthe displacedpeople with basic food, will be ensuredfor the resettlersby meansof adjustingsome farmland.Finally, the construction of the Project will bring lots of employmentopportunities for local people includingthe resettlersin transportation,building, fishery andtourism.

19 Table 3.2-1

Statistics on Inundated Land Based on the NPL 40.5mScheme Unit: mu Farmband Forestland Reservoir Fish Subtotal9 Dan Subtotal rimber Cash Others swag pond ______~~~fieldland _ _ _ _tr e trees_ _ _

Total 20124 19695 429 0.6 40.5 3 10.7 26.9 407 886

1. Zhuzhou County 19147 18723 424 0.6 40.5 3 10.7 26.9 367 868 Sanmen Town 5973 5605 168 02 12.9 1.7 0.9 10.3 26 399 Zhouping Township 3765 3708 57 0.4 13 1.3 9.6 2.1 34 143 Wangshiwan Township 1127 1125 2 0.5 0.5 10 52 Pingshan Township 1535 1515 20 35 46 County Agricultural Scientific Research I

Institute Huangiong Town 1278 1264 14 146 34 Tangshi Township 3007 2951 56 142 0.2 14 47 21 Gantian Town 2482 2355 107 87 172

2. Hengdong County 393 391 2 20 11

Dagiao Township 296 295 1 20 Sanzhang Township 97 96 1 11

Shiwan Town |_____

3. Gaoqio Township 98 96 2 in Ling City

4. ChangiangTown in HengshanCounty

5. BaishiTownship in Xiangtan 486 485 1 7 Coun2ty

20 Table 3.2-2 Collection for Affected Population, Houses and Auxiliary Facilities Based on the NPL 40.6m Scheme

Inundated population Houses (mi) Auxiliary facilities Scattered fruit trees (person) Cable TV Item Enclosure Sunning Hand-operated Pool Citnrs Other Cash Timber Bamboo Subtotal Agr. Non-agr. Total Brick- 8rick- Earth- Miscellaneous ground pump wel fruits trees trees concrete wood wood (m') (m') (number (ii') (numb (number) (number) (number) (group) (household)

______ihousehold)usehold)_e_ er) ______/h Total 1165 612 553 68737 41530 10291 7461 9455 3654 14826 831238 266 342 123 7 1475 76 246

I. ZhuzhouCounty 1159 606 553 68385 41286 10291 7461 9347 3654 14826 831226 266 342 123 7 1475 76 246

1. Total o the inundated 971 598 373 58585 40159 8873 2024 7529 3642 14759 83/143 259 342 117 1411 76 175

Wangshiwan 123 99 24 9340 9287 53 211 26/0 90 25

Huanglong _ 109 109 60 1678

Zhouping 7 71 196 80 53 63 490 5

Tangshi 4 4 414 303 111 312 1/0 4

GantUan 395 95 300 23219 19608 2389 129 1093 1652 3238 5194 43 106 35 104 1 89

Sanmen 442 393 49 25307 10881 6431 1895 6100 1719 9041 51/49 126 236 82 1 1303 75 61

2. Total of the affected 188 8 180 9800 1127 1418 5437 1818 12 67 83households 7 6 1 64 71

Sanmen 62 8 54 2732 153 248 2014 317 8 27 21houMhtds 5 2 13 21

Ganlian 53 53 2242 869 411 668 294 40 20households 1 3 1 49 17

Huanglong 73 73 4826 105 759 2755 1207 4 42households 1 1 2 33

11. 6 6 352 244 108 12house -_ds _ _

Baishi Township 6 6 352 244 108o2houseOd _ (inundated) I I _ II_ _ Table 3.2-3 Collection for Inundated Special Facilities Based on the NPL 40.5m Scheme

Item Location Quantity I. Trafficfacilities 1. GradeIV highway(km) ZhuzhouCounty 2.40 2. Tractorroad (km) ZhuzhouCounty 16.1 3. Tractorbridge (number) 54 ZhuzhouCounty 47 (of whichone is of highwaybridge) HengdongCounty 3 XiangtanCounty 4 4. Small-scalewharf (number) 108 ZhuzhouCounty 62 HengdongCounty 6 HengshanCounty 5 XiangtanCounty 35 II. Powerfacilities (kln) 17.15 1. IOkVtransmission line ZhuzhouCounty 15.5 2. 35kVtransmission line ZhuzhouCounty 1.65km 111.Telecommunication line ZhuzhouCounty 6.2km IV.Water conservancy facilities 1. Drainageculverts and sluices (number) 223 (1)Drainage sluice ZhuzhouCounty 132 HengdongCounty 19 HengshanCounty 3 XiangtanCounty 6 (2) Culvert ZhuzhouCounty 52 XiangtanCounty 11 2. Pumpstation (kW/number) Basedisplaced: 4493/136; Inundated:5063/110 ZhuzhouCounty Basedisplaced: 2072/75: Inundated:2740/83 HengdongCounty Basedisplaced: 1013/32; Inundated:191/5 UlingCounty Inundated:19/2 HengshanCounty Basedisplaced: 1308/24; Inundated:205/8 XiangtanCounty Basedisplaced: 100t5: Inundated:1908r12 3. Mini-hydropowerplant (kW/number) 250/3 ZhuzhouCounty 100/1 HengdongCounty 55/1 HengshanCounty 95m1 4. Mini-diversiondam (number) ZhuzhouCounty 28 5. Canal(km) ZhuzhouCounty 6.4

22 Table 3.3-1 Statistics on Affected Population, Houses and Auxiliary Facilities In Dam Area

Town PODulat n (DeljrsoL Houses Im") AuxiNla faiies sctered ruH trees Location or Village Group Non- Formal residence Enclosure Sunning Hand-operated Pool Citru Other Cash Timber amboo Remarks township Subtotal Agr. agr. Subtotal Brick- Brik- Earth- Miscellaneous Ground pump well fruits trees trees 2 concrele wood wood (i ) (M) (number) m' (group)/ number

Total 38. 361 2 25643.1 18551.1 3888.1 3203. 6721. 2009.4 12444.1 71 50. 79t 31 98 278; 341185A

Constructionsite A____384* 381 2A 115576. 11901.41461.0 2212. 5493.1 1482.5 8476. 7 5O.. 79 31. 90 2782 3411852____ Z______houping .1 2 144 142 4 5794. 4756.: 105.2 93 2017.1 584.8 424' 21 27 411 18 68 2214 294/455

______elashl 1 4 2 18C 2C 83801 6064.41358.7 959_.1 3063.7 897.7 3709.4 3' 13.6 311 10W 22 511 411527____

______nmen 1 1 3A 3 _ 1401. 1081.A__ 320.1 412. ___ 523.4 _____ 10.4 61l 2!__ 51 6/7C____ KongzhouIslet 93 of staff 10067. 6649. 2426. 991. 1228.1 527.1 3967. Dump area : 1 I 1 6393.! 4435.! 704. 12S3. 2132.2 3459.1 2 - 283 22 - eidashi _ 31 31 1542.! 1328.: 63.1 150.7 596. 679.6 t 1 5 4-

houping - 3 127 122 I 4851.t 3107.: 640.1 1103.1 1535.4 2779. 1 232 1 - - t-_J _ Table 3.3-2 Statistics on Land Requisition In Dam Area Unit:mu

______~~Farmland______Forestland Town Number of Number nrassland-Fl Remarks or township villages of groups Subol Paddy field Dry land Garden-pbo bed OrPords Timber tree Cash trees Bamboo

Tolal 727.5 577.2 113.5 38.8 288.7 46.1 5.0 43.6 74.1 1.4 8.7 Construdion site 4 1 727.5 577.2 113.5 36.8 266.7 46.1 5.0 43.6 74.1 1.4 8.7 Zhouping 2 4 530.6 438.9 60.2 33.5 161.4 29.9 5.0 68.0 1.4 8.7 LeldashN 1 1 161.9 125.7 33.4 2.8 74.2 13.9 43.8 1.6 Sannen 1 2 35.0 14.6 19.9 0.5 31.1 2.3 4.5

KongzhouIslet 59.3 . Dump ares 3 6 273.5 164 109.5 37.1 4 66.2 223.6 13.1 Zhouping 2 4 218.0 134.0 84.0 28.1 67.0 63.0 188.6 11.61 Leldashi 1 2 5S.5 30.0 25.5 9.0 17.0 5.2 35.0 1.51 4 RESETTLEMENTPOLICY AND LEGAL FRAMEWORK

4.1 Resettlement Legal Framework

The relevant resettlementlegislation includes general and special laws and regulationsas well as the World Bank OperationalDirectives for Involuntary Resettlement(OD4.30).

The generallaws and regulationsmainly include the Constitutionof the People's Republicof China,Land AdministrationLaw of the People'sRepublic of China, Land AdministrationEnforcement Regulations of Hunan Province, the World Bank OperationalManual for InvoluntaryResettlement (OD4.30), etc.

The specialresettlement laws and regulationsmainly include:

a. Regulationsof Resettlementand Compensationfor Land Acquisition Due to Constructionof Large- and Medium-ScaleWater Conservancyand HydroelectricPrcjects (Decree No. 74 issuedby the StateCouncil on May 1, 1991, hereinafterreferred to as 'Reseftlement Regulations");

b. Specifications for Planning and Design of Reservoir Submergence Treatment of Hydroelectric Engineering (hereinafter referred to as 'Reservoir Specifications");

c. Regulations on Management of Compensation Funds for Reservoir Resefflement(trial) (Document(Comprehensive) No. [1998] 90 issued by Ministryof ElectricPower Industry)}.

d. Regulations on Supervisionof Reservoir Resettlementfor Hydroelectric Prcjects {Document(Comprehensive) No. [1998] 251 issuedby Ministryof ElectricPower Industry}.

e. Regulationson Managementof ResettlementFunds of HunanProvince.

f. the World Barik Operational Directives for Involuntary Resettlement (OD4.30).

4.2 Major Resettlement Policy Framework

The major resettlementpolicies in Chinaare as follows:

25 a. The development-orientedresettlement is encouragedand supportedin China. The measuresof providingcompensation and subsidyin the earlier stage and productionsupport in the later stage shouldbe adopted(Article 3 of ResefflementRegulations). b. A proper balancein the relationshipbetween the State, the collectiveand the individualshould be maintained.The overallinterests of the Stateshould be given top priority in the resettlement arrangement (Article 4 of ResettlementRegulations). c. The resettlement works should be combined with the construction, resources exploitation, water and soil conservation and economic developmentin the reservoirarea so as to enablethe relocatees'livelihood to progressivelycome up to or surpassthe pre-displacementlevel (Artide4 of ResettlementRegulations). d. The principlesof the resettlementshould be overallplanning, rational use of resourcesin the reservoirarea and move-backrelocation based on the local conditions. For those without move-back relocation condifion, the resettlement pattem of reclaiming wasteland and intertidal zone, redistributingland and displacingto anotherplace may apply providedthat relevant laws and regulations are obeyed (Article 4 of Resettlement Regulations). e. In the project preparationstage, the unit undertakingthe Project should, together with the local govemments prepare the ResettlementPlan in conformance with the relationaland economicprinciple in accordancewith the natural and economic conditions in the resettlement area. The ResettlementPlan should,together with the DesignAssignment (Feasibility Study Report)and the preliminarydesign documents,be submittedto the competentdepartment for approval.Without the ResettlementPlan, the design documentsof a project should not be approved,the formalitiesfor land acquisitionshould not be gone through, and the constructionof the projectshould not commence(Article 10 of Resettlerent Regulations). f. The local govemmentat county level or above should be responsiblefor implementingthe approved ResettlementPlan, organizing displacement according to the construction progress, and making appropriate arrangementsfor production and living of relocatees. After the project completed,the responsibledepartment of the projectshould, togetherwith the local govemmentat countylevel or above in the resettlementarea, carry out examinafionand acceptancefor the resettlementworks (Arficle 10 of ResettlementRegulations).

26 g. Economizingon land is a basicnational policy in China.For the construction of hydroelectricprojects, the principles of reducing inundated land and displacedpopulation should be consideredas fully as possiblein lightof the actual situationof a large populationwith relativelylittle land in China. The reservoir inundationloss is an important factor to determinethe design scheme of a project. Hence, profound and careful study on the project shouldbe conducted(Article 1.0.3 of ReservoirSpecifications).

h. As for the investment for reservoir resettlement, special facilities rehabilitationand protectionworks, only the investmentfor restorationand reconstructionto the originalscale and original standard should be listed into the compensatoryinvestment. Any investmentfor raisingthe specified scale and standardshould be solved by the local govemmentor relevant units(Article 16 of ResettlementRegulations, and Article 10.0.1of Reservoir Specifications).

i. Compensationof affectedassets shall be madeat their replacementcost in accordancewith The World Bank OperationalDirectives for Involuntary Resettlement(OD4.30)

PRELIMINARYRESETTLEMENT PLAN

5.1 Planning of Production Resettlementfor Rural Relocatees

5.1.1 Principles

The planningof productionresettlement for rural relocateesshall be in line with the principleslisted below:

Adaptation to local condition. Due considerationshall be given to the local naturalresources and socialeconomic condition in a mannerto makebest use of the advantagesand bypassthe disadvantagesand to integratethe resettlement plan with the local ninthfive-year plan and tenth five-yearplan.

Depending on land resources. The large agriculture shall be kept in the dominantposition, based on the land resourcesand variousfavorable conditions shall be sufficiently utilized to recover possibly more cultivated land and guaranteebasic farmland for the rural resettlement.

Cost-effectiveness.Priorityshall be given to developmentof any sub-projects with less investmentand quick benefit.

27 Comprehensive resettlement Reliable foundation shall be establishedfor resettlementwith focalattention to agriculturein additionto diversifiedfarming.

Environmental protection. Resettlementproduction shall be so developedas to highlight water and soil conservancy,protect ecological environmentand preventwater and soil losses.

Target year. Constructionof the hydropowerstation is plannedto commence in 2001,and the first unit is to be in servicein December2003, so the targetyear for resettlementis 2003.

5.1.2 Objectivesfor productionresettlement planning

Overall objectives for resettlement To make the relocatees'production and livelihood as well as infrastructuresgradually reach or exceed the pre- displacementlevel with roomfor further development,materialize simultaneous economicincrease in both resettiementand non-resettlementareas, promote sound circulationof socialeconomic and ecologicalenvironment in the reservoir area, and enable the local peopleto be settled in comfortablejobs and lasting good order.

Objectives for production resettlement planning. Based on the current net income per capita in the reservoirarea and with considerationof the pertinent requirementsin the ninth five-year plan and tenth five-year plan for national economicand socialdevelopment in the locality,the targetper capitanet income in year 2003 in the reservoirarea is proposedto be 2600 Yuan,of whichthe net income from agricutural development scheme makes up 40%. Wdh considerationof the output levels of various farming actvities in the reservoir area,the physicalstandard of producton resettlementfor each rural relocateeis 0.5 mu paddy field plus I mu fish pond.

5.1.3 ProductionResetilement Population in the ReservoirArea

The productionresettlement population refers to the rural populationthat loses its main means of productionand farmlandand is subject to re-arrangementof production. In calculation,first of all, the affected frmiand area outside the protectionscope and the currentper capita land holding in each villager group were worked out, and then the current productionresettement populationfor each group was workedout, finally,with an assumedannual populationgrowth rate of 8Xo,the total productionpopulation needing productionresettlement in December2003 was estimated.

In accordance with the calculation,the total population needing production

28 resettlementin December2003 in the reservoirarea is 2189, of which,2169 are in ZhuzhouCounty, 15 in HengdongCounty, 2 in Liling City, and 3 in Xiangtan County.For productionresettlement population in each village in the reservoir area,refer to Table5.1-1.

5.1.4 EnvironmentalCapacity Analysis for ReservoirArea Resettlement

The Projectlies in an area with relativelydeveloped economy, high development and utilizationrate of the land, few barrenmountains and wasteland.However, the remainingper capita farmlandin most villager groups is above0.5 mu, the relocateesin the reservoirarea can basicallybe all resettledin their own villager group or village by meansof protectingthe affectedfarmland, adjusting part of the paddyfield, and developingfishpond aquaculture in an adequatemanner.

First of all, the reservoirarea boastsa large area that can be protected,hence productionresettlement is a slighttask. 86%of affectedfarmland in the reservoir area has good protection condition.The protectablefarmland in the whole reservoir area is 17,339 mu, so the actual number of farmland area needing compensation is only 2,785 mu, and the population needing production resettlementis 2,189.

Secondly,the reservoir area has much remaining farmland. Provided with engineeringprotection measures, about 200 villager groups are still subject to productionresettlement, among which, 52 villager groups have remainingper capitapaddy field of morethan 1 mu afterinundation, making up 26 % of the total, 111villager groups have remainingper capitapaddy field of morethan 0.5 mu-1 mu, makingup 56% of the total, and only 37 villagergroups have remainingper capitapaddy field of less than 0.5 mu (including21 villagergroups that have per capitapaddy field of less than 0.5 mu even beforeinundation). However, the per capitaremaining paddy field in the villageswhere these 37 villagergroups locate all exceeds 0.5 mu. Therefore,a per capita basic farmland of 0.5 mu can be guaranteedfor the relocateesthrough adjustment in part of the paddyfield within the samevillager groupor village.

Thirdly,the reservoirarea boastssound conditionfor fishpondculture. The area of water ponds and fishpondsto be inundatedamounts to 1293 mu, which can be reutilizedwith provisionof slight renovation;In addition,in the reservoirarea, as 2,785 mu of farmland lies below EL. 38.5m,the farmland can be developed into fishpondin combinationwith farmlandprotection. Furthermore, because the reservoir area is adjacent to the large cities as Zhuzhou,Xiangtan, Hengyang and Changsha,etc., it enjoys convenienttransportation access both in highway and waterwaywith favorablemarketing conditions. Apart from the aforesaid,the local farmers have gotten into fishpond culture with correspondingtechnique long ago.Consequently, it is highly desirableto resettlethe relocateesby means

29 of fishpondculture.

5.1.5 PreliminaryPlan for ProductionResettlement

In the light of the guidelinesand principlesin planningof productionresettlement for rural relocateesand with respectto the actualsituation and analysisresults of environmentalcapacity in the reservoir area, and based on the production resettlementstandards of 0.5 mu basic farmland plus 1 mu fish pond, the preliminaryplan for productionresettlement at this stage is put forward after analysisand calculationfor each village,with the resultsindicated as below.

Paddyfield adjustment 1094.5mu, including1084.5 mu in ZhuzhouCounty, 7.5 mu in HengdongCounty, 1 mu in UlingCity and 1.5 mu in Xingtan County;

Fish pond renovation:363.8 mu, including355.5 mu in ZhuzhouCounty, 6.3 mu in HengdongCounty, 2 mu in XiangtanCounty,

New fish pondconstruction: 1825.2 mu, including1813.5 mu in ZhuzhouCounty, 8.7 mu in HengdongCounty, 2 mu in UlingCity and I mu in XiangtanCounty. For productionresettement scheme fbr each village,refer to Table5.1-1.

30 Table 5.1-1 PreliminaryPlanning for RuralProduction Resettlement Unit: area: mu; population: person ProductionResettlement Scheme Famrlandbelow Inundation ProtectedFamind CompensatedFamliand Population ProductionResettlement Scheme Item Llne

Sub-total Paddy Dry Sub-olal Paddy Dry Sub-total Paddy Dry Yearg999 Year 2003 Adjusted Rehabilitated New Fishpond PaddyField Fishpond Field Land Field Land Field Land Totai 20124 19695 429 17339 16933 406 2785 2762 23 2133 2189 1095 364 1825 ZhuzhouCounty 19147 18723 424 16389 15988 401 2758 2735 23 2113 2169 1085 356 1814 SanmenTown 5973 5805 168 5973 5805 168 HutianVilage 721.7 717.8 3.9 72i.7 718 3.9 GaofingVillage 642.9 639.5 3.4 642.9 640 3.4 ZhumuVillage 584.8 581.9 2.9 584.8 582 2.9 JinpaiViilage 440.8 430.3 10.5 440.8 430 105 HupingViilage 209.1 185.8 23.3 209.1 186 23_3 BaishiVillage 1039 977.6 6i.8 1039 978 618E MaodaoVillage 835.7 810.8 24.9 835.7 811 24.9

FanjiazhouVillage 560.7 533.5 27.2 560.7 534 27. - - CangxiaVillage 907.7 897.6 10.1 907.7 898 10.1 NanjiangVillage 5.5 5.5 5.5 5.5 LianhuaVillage 1.8 1.8 1.8 1.8 YanziVillage 14.6 14.6 14.6 14.6

YuexingVillage 8.3 8.3 - 8.3 - GaofengVillage ZhoupingTownship 3765 3708 57 2635 2583 52 1130 1125 5 883 910 455 122 787.9

Township 17.2 17.2 - 17.2 17.2 Govemment _ _ . . . ~~~~~~~~~~ProdudtionResetibenienScheme Famrlandbelow Inundatlon ProtectedFarmind CompensatedFarmlind .

Item Population ProductionReetftlement Scheme

Sub-total Paddy _ry Sub-total Paddy Dry Sub-total Paddy ory Year1999 Year2003 Musted Rehabiltated New Fishpond Paddy Fbied Fishpond Field Land Field L nd Fied Land I___ad Fil _ispn JiangbianVillage 32.4 31.6 0.8 20.7 20.2 0.5 11.7 11. 0.3 10 10 5 9.3 0.7 HetangVillage 238.6 2373 O. 1. 19e 0.8 4118 41.8 23 24 12 0.7 23.3 BelpingV911age 1.1 '.1 1.1 1.1

Obngshultang V l be73.8 14 75. 6I2 11.4 9T i 6 18 1.9 14.1 Village------WushilongVillage 414.5 4085. 326.1 320 6 88.4 88.4 51 51 25.5 19 32 JlangjunVllage 126.5 125. 0. 93. 92.5 0.7 332 33.3 27 28 14 2.5 25.5 WuyashanVillage 447.6 437.8 9.t 212 203 8.f 231 234 1.2 308 318 159 21.1 296.9 ZhaolingVillage 1215 1207 8.2 736. 728 . 479 479 294 304 152 9.9 294.1 Shlbanqbao 422.2 41 5.83 7.S 361 5.8 5! 55 34 35 17.5 2.7 22.3 izAhgeuhan 112.2 106:i 6.1 89.2 8i .eT 23 22.5 0.5 21 21 10.5 3 18

XlqueqlaoVillage 482.4 481.9 0.5 412.6 413 69.8 89.3 0.5 44 46 23 46 NongkeVilage 149.2 iT4 7.2 - 3. 79 4.9 65.3 63 5 5 5 28.5 42 15 XiashiVilage 21.3 21.3 . 21.3 _ Wangshlvan 1127 1175 72 10312 2 93 93 74 76 38 17.6 58.4 Township MeichongVilage 97.2 97. - 914 91.4 -5.8 5.8 4 24 4

Fu41aVibge 4.2 4.2 4.- 4.2 - ShantangVillage HuashiVillage 10 10 10 10 XhnhuVillage 530.8d 281 447 445 2 83.8 83.8 66 8 34 17.6 50.4

MidouVillage 101.7 101.7 - 3 3.7- 4 2 4 ProductionResettlement Scheme Famrlandbelow Inundation ProtectedFamflnd CompensatedFarmiand

Item Population ProductionResettlement Scheme ___ _ _ Line______

Sub-total Paddy Dry Sub-total Paddy Dry Sub-total Paddy Dry Yearl999 Year 2003 Adjusted R litated New Fishpond PaddyField Fishpond Field Land Field Land Field Land _ Changyuan 53.9 53.9 53.9 539 Village _ ShenshanVillage 89.5 89.5 89.5 89.5 - = = _

ChishiVillage 21.3 21.3 - 21.3 21.3 _ _ HutangVillage 153.1 152.9 0.2 153.1 153 0.2 Wangshiwan 65.9 65.9 85.9 65.9 Village ______PingshanTownship 1535 1515 20 1364 1344 20 171 171 94 95 47.5 11.3 83.7

BaiyuVillage 132.5 132.5 - 111.6 112 - 20.9 20.9 11 11 5.5 -7 18 HuashiVillage 148 147.2 0.8 145.3 145 0.8 2.7 2.7 3 3 1.5 3 XinqlaoVillage 724.5 720.6 3.9 620.9 617 3.9 1I 104 52 53 26.5 13 40 PingshanVillage 37.6 37.1 28.2 26.2 11.4 11.4 10 10 5 10 GuantangVillage 53 53 53 53 QuantangVillage 204.9 204.9 181.5 182 23.4 23.4 10 10 5 3.3 6.7 HongshiVillage 234.4 219.5 14.9 225.4 1 14.9 9 9 8 4 2 6 CountyAgriculture Scientific ResearchInstitute _ BangtouVillage

HuanglongTown 1278 1264 14 1055 1041 14 223 223 305 316 158 102 213.8

ChunshiVillage 127 127 - 125.9 126 1.1 1.1 GaoshengVillage 9.9 9.7 0.2 9.7 9.7 0.2 0.2

ShuikouVillage 958 947.7 10.3 784.6 774 10.3 173 173 227 236 118 88 148 ZhujialongVillage = == ProductionRe.ettemenrt Sdheme Famrlandbelow lnuiddtlon ProtectedFamilnd CompensatedFarmland

Item LinePopulatn Productn ResettbmentScheme

Sub-total Paddy Dry Sub-total Paddy Dry Sub-total Paddy Dry Year1999 Year 2003 Ad4usted Rehabilitated New Fishpond Paddy Fied Fishpond Field Land Field Land Field Land _ ___0 PaibouVdage 183.3 i79.5 3.8 134.6 131 3.8 48.7 48.7 78 80 40 14.2 65.8 TangshlTownship 3007 2951 U 231512 47 692 68 537 8 274 36.2 511.8 HutangVilage 380.22 249.9 0 9.8 110 107 3.4 94 9 48 3.6 92.4 JdouVFiage 261.6 255.3 .3 1 12 8.3 43.6 43.6 48 49 24.5 2.7 46.3

LouxdaVilage 426.6 428.f 32-.4 321 - 105 105 - 77 78 39 7.3 70.7 ChengbelVdiage

JinhuaVWlage 207.5 201.3 170 37.8 3 - 28 28 14 4.5 23.7 PaitangVillage 9.1 a. 23.8 2.3

TuchengVillage 79d 799 79.1 79.9 - WugongVllage 135.3 132.2 3.1 62.3 79.2 3.1 53 53 22 22 11 22 TangshiVWlage 173.2 162.9 10.3 150. 14 6.3 2. 18.3 4 24 24 12 1.8 22.4 MiaoqlanVillage 602.1 592.6 95 513.1 504 9.5 88.5 88.5 77 79 39.5 1.5 77.5 HuangzhuVilage 50.9 3.i 328. 1 35 1.8 12 8 2 133 138 61 12.4 125.6 LongquanVillage 243 9 7i 103.9 18l 7.1 49.1 49.1 34 34 17 2.6 31.2 GantlanTown 248; 235 107 2013 1915 98 449 440 9 220 224 112 68.1 157.9 LitangVillage 370.3 5 4. I 318.7 316 3.2 51.6 50.7 0.1 33 34 17 1.5 32.5

HujianViNlage 201 199.9 1.1 137.6 138 - 63.4 62.3 1.1 24 24 12 24 XinmaVilage 259.1 252.3 6.8 235.2 228 .T 23.9 23.9 24 24 12 11.7 12.3 Jianniig Village 855.5! 53.8 747.8 694 53.8 108 108 56 57 28.5 13.4 43.6

TongluoVllage 8.1 8.1 - 8 - GantianVilage 541.3 .!S 3.' 8 383.1 329 33.7 178 172 6.1 57 58 29 32.5 25.5 ProductionResettlement Scheme Famrlandbelow Inundation ProtectedFarmind CompensatedFarmland

Item Population ProductionResettlement Scheme ______Line _ _ _ _

Sub-total Paddy Dry Sub-total Paddy Dry Sub-total Paddy Dry Year1999 Year 2003 Adjusted Rehabilitated New Fishpond Paddy Fbiod Fishpond FIeld Land _ Felid Land Field Land _ Zihu Village 228.7 227.4 1.3 204.9 2 0.8 23.8 23.3 0.5 26 27 13.5 7 20 HengdongCounty 393 391 2 372 370 2 21 21 15 15 7.5 6.3 8.7 DaqiaoTownship 296 295 1 275 274 I 21 21 15 15 7.5 6.3 8.7

LongtangVillage 87.1 87.1 -81 81 6.1 6.1 _ 4 4 2 4 Shan ao Village 118 118 103.5 104 14.5 14.5 11 11 5.5 6.3 4.7 TlieluVillage 7.7 6.9 0.8 7.7 6.9 0.8 XiangqlaoVillage 83 82. 0.5 83 82.5 0.5

Sanzhang Township 97 96 1 97 96 1 ChangplangVillage 6 6 6 6 LijiayuanVillage 6.4 6.4 6.4 64

JhnhuVillage 31.8 31. - 31.8 31.8 FujiaVillage

Jinhua Village 39.7 39.7 - 39.7 39.7 XinhuVillage 0.7 0.7 0.7 0.7 YoumaVillage 6.2 6.2 6.2 6.2 JinshanVillage 6.3 6.3 6.3 6.3 DayuanVillage ShiwanTownship HejiaVillage 0.4 0.4 0.4 0.4 = = ShibaVillage Liling City 98 9 62 96 9 2 2 2 2 2 1 2 ProductionResbtmerd Sdwne Famrlandbetow Inundation ProtectedFarmhd CompensatedFarmland

lltem Llne Poptdation ProductionResettlement Schnme Item ~Llne______

Sub-total Paddy Dry Sub-total Paddy Dry Sub-total Paddy Dry Yeasr9g Yea 2003 Adqusted RehabiNiated New Fishpond PaddyField Fishpond Field Land Field Land Flild Land GaoqiaoTownship 98 6 2 9b1T4 2 2 2 2 ; 2

XlaoshlVlilage 67.4 'i U 1i - 3 2 27 *2 4 2 2 1 2

HuangilanVlliage 30.2 30.2 - - _ _ Hngshan County ChangjliangTown GaoqiaoVilage Yongfeng Village ui X-anglanCoiinly 486 485 1 482 481 4 4 3 3 1.5 1 BalshlTownship 488 485 1 482 481 1 4 4 3 3 1.5 2 1

XiangheVIlage S.8 5.8 - 5. - -

LongfengVllage 41.4 41 - 1U= 39.b 1.5 1.5 1 1 0.5 1

4343 43--43 TankouVWage 4E - - - - - ShenudVillage 21 21 -2 21

HongsNVilage 81.8 iT - 81=8 81.8 - - - - HutianVillage 25.6 251 0. 25.8 25. 0

YanhuVIllage 229. 7 - 221. E 2 2 2 _ 2 1 2

Yongan Vlilage 37.1 7*13 -= 3h 37.1 - _____ 5.1.6 Balanceanalysis of investmentfor productiondevelopment

Based on computations, the total investment planned for production developmentis 39.2211million yuan, and the land compensationcost available for productiondevelopment is 58.6720 million yuan. The balance analysisof investmentshows that the land compensationcost calculatedaccording to the Land Law updated in 1999 can fully meet the requirementsof production requirements.For details see Table5.1.6-1.

Table5.1.6-1 BalanceSheet of Investmentfor ProductionDevelopment Description Quantity Unit price Investment (mu) (yuan) (103yuan) 1. LandCompensation cost 58672 2. Production development investment 39222.1 Paddyfield adjustment 1095 12310 13479.5 Fish pond improvement 364 11760 4280.6 Newly-builtfish ponds 1825 11760 21462 3. Land compensation cost minus 19449.9 production development investment

5.2 Housing Relocation

5.2.1 PresentStatus for the AffectedHousing

Accordingto the survey results,the inundationcovers 41 villager groups in 16 villagesof 7 townships,and 4 units and 6 residentscommittees in Zhuzhouand Xiangtancounties. The affectedpopulation and housingarea are 1,165of 246 householdsand 68,737 m2respectively.The present statusof the housingis as below:

Housingstructure: The affected housing in the reservoir area is mainly of brick-concretestructure, which makesup 62% of the total, and is mostlywith 2 floors or more.For most part of the affectedhousing, only the groundfloor will be affectedand these housescan be protectedwith certainconsolidation measures taken. Most of the housingneedn't be relocated.

Waterand electricitysupply: The currentwater supplyfor the local peoplecomes from tap water and hand-operatedpump well. Electricityis availablefor each household,and highwayfor eachvillage.

Telecommunication& TV and broadcasting:Telephone line has reached each village and most part of the householdshas been connectedwith the cableTV service network.

37 5.2.2 Principlesand Requirementsfor HousingRelocation

The overall principle is that the housingrelocation shall be carried out as to promoteproduction, facilitate livelihood,save land and ensure safety.The main requirementsare the following:

The newhousing site shall have sound geologicalcondition, avoiding any zone with poor geologic conditionvulnerable to mud flood, landslide,bank collapse and settlement, etc. Any area with valuable undergroundmining resources worthwhileexploitation or havingbeen mined below shall also be avoided.

The new site shall be dose to the productiondevelopment area, and the productionradius shall be controlledwith in 2km.

It shall be nearthe power sourcewith easyaccess to the outsideand be possibly closeto highwayor wharf.

The elevationof housingbuilding shall be at least2m higherthan the relocatees' relocationline. Possiblyfew or no farmlandshall be occupied.

If environmentalcapacity permits, the housingresettlement shall possiblyadopt the meansof "move-back or engineeringprotective measures.

5.2.3 DisplacedPopulation in TargetYear

As shown in the survey in 1999,the total affectedpopulation is 1165,with the growth rate of 8%eassumed, the affectedpopulation up to December2003 is estimatedto be 1205.

5.2.4 DisplacedPopulation Arrangement

In line with the guidelines and principlesin planningfor resettlementand with respectto the preliminaryplan of productionresettlement for rural relocatees,the displacedpopulation arrangement at this stage is put forward as the folowing: The affected populationin the target is 1,205,of which, 925 will be within the protectionscope, 156 will be protectedby taking consolidationor heightening measuresfor the ground floors of their houses, and 124 will be relocatedto nearbyarea.

For relocationarrangement for the affectedtownships and towns, refer to Table 5.2-1.

38 Table 5.2-1 Relocation Arrangement Plan for Affected Populatlon In Reservoir Area unit: household; person Xiangtan Nameof Countyor City ZhuzhouCountv County Nameof Townshipor Town Total Total WangshiwanHuanglong Zhouping Tangshi Gantian Sanmen Baishi Numberof Households Household 318 317 25 32 2 1 126 131 1 Affected Sub-total 1165 1159 123 73 7 4 448 504 6 Population Agricultural 612 606 99 . 7 4 95 401 6 Non-agricultural 553 553 24 73 353 103 Year 1999 Protected Household 248 248 16 108 124 Population Population 894 894 37 374 483 Consolidated Household 30 30 25 5 Population Population 151 151 123 28 Relocated Household 40 39 16 2 1 13 7 1 ______Population Population 120 114 36 7 4 46 21 6 Affected Sub-total 1205 1199 127 76 7 4 463 522 6 Affected _ Population Agricultural 632 626 102 7 4 98 415 6 Non-agricultura 573 573 25 76 365 107 ProtectedPopulation Year 2003 925 925 38 387 500 ConsolidatedPopulation 156 156 127 29 RelocatedPopulation ______124 118 _ _ _ _ 38 7 4 47 22 6 6.3 Resettlement Plan for Dam Area

5.3.1 HousingDisplacement

The land area to be occupied by the Complex involves 4 villages of three townshipsalong the XiangjiangRiver, with 385 peopleto be relocated.Such peopleare scattered.On the basis of the opinionsand the customsof the local displacedpeople, a scafteredon-site move-back scheme has been planned,that is to say,the peopleis to be resetfledby movingto the areaoutside the red-lined constructionarea. The detailedlocation is to be determinedby discussionof the displacedhousehold with the township,village and residentsof the host area.

5.3.2 ProductonResettlement

According to the computation, the population that demands production resettlementdue to the Projectconstructon is 457.

With considerationof the outputlevels of agriculturalitems in the reservoirarea, the tangible material criteria for production resettlementof each displaced person engagedin farming is 0.5 mu padqy fieldplus 1 mu fish pond,which is equal to 1.5mu paddyfieldplus 1.0 mu vegetableland for per person.

Plan for productionresettlement of the displacedpeople in dam area: As the Project is located in an area with relatively developedeconomy, where the developmentand utilization rate of land is relatively high and there is few resourcesof barren mountainsand uncultivatedland, althoughthe construction area is to occupy some farmland, the per capita residual farmland of most villages is more than 0.5 mu. Therefore, provided measuresare taken, the displaced people can be resettledin their own village by meansof adjusfing some farmlandand propertydeveloping plantafion and husbandfy.

As the constructionarea is cose to an urban area, marketingof agricultural productssuch as vegetableswill be relativelyeasy. It is plannedthat 324 mu paddy field in three townships neighbouringthe constructionarea is to be adjustedfor vegetabieplantation which can resettfe324 people.

In addition,among the paddy field occupiedfor construction,200 mu can be retumedto farm which can provideproduction resettlement for 133 peopleafter the completionof the construction.During the construction,the livelihood,ofsuch people can be resolved by operating building, transportationor stores in the vicinityof the constructionarea.

40 5.4 ResettlementPlan for HengshanWharf

5.4.1 BaselineInformation

The Hengshanwharf is locatedin Jinfengvillage, Chengguan Town of .In 1999, this village had a populationof 1250 in 160 households,an annually reported farmland area of 176.41 mu, of which 46.8 mu was paddy fieldand 129.6 mu was dry land. The per capita net incomeof the farners was about2000 Yuan. The main sourcesfor the farmers'income were transportation and building.The incomestructure is detailedin Table5.4-1.

Table5.4-1 IncomeStructure of JinfengVillage

Item Total AgricultureForestry Husbandry Fishery Building Trans. Shop and Servioes Others catering Totalmicome 2550 100 30 40 60 540 1525 70 60 125 (10 Yuan) Peroentage 100% 3.9% 1.2% 1.6% 2.4% 21.2% 59.8% 2.7% 2.4% 4.9%

5.4.2 HousingDisplacement

On the basis of solicitingthe opinionsof the local cardersand the householdsto be displaced,the 58 peopleof 13 householdsare to be displacedto the area abovethe Hengshan-Xuanzhouhighway by meansof closemove-back.

5.4.3 ProductionResettlement

The groupsNo.1 and No. 2 of Jinfengvillage, where the Hengshanwharf is to be located,are close to the Hengshancounty seat. In 1999,these two groupshad a populationof 218 in 58 households,with only 8.97 mu dry land and no paddy land. The agriculturalincome only accounted3.9% of the total income.Ninety percent of the farmers incomecame from the secondand third industries.The transportationis the dominantindustry. Completion of the Hengshanwharf is to be morehelpful to developmentof this dominantindustry. Therefore,although the Hengshan wharf needs to occupy 19 mu orchard, 2 mu fish pond, the constructionof the Hengshanwharf will not reducethe incomeof the localfarmer, however, it is to increase employment opportunities for the farmers. Consequently,no specific agriculturaldevelopment program is plannedin this design.After the completionof the Hengshanwharf, the compensatorycost for the land can be invested into the second and third industriesthat the local farmersare accustomedto.

41 6. SPECIALFACILITIES REHABILITATION PLAN

6.1 Transportation Facilities

The transportationfacilities to be immersedby the Projectmake up a relatively small quantityand mainly consistof tractorroads and docks, concurrentlywith some railwaysubgrade. In accordancewith the plan designfor the inundation handling for the reservoir area, at this stage, the rehabilitation of the transportationfacilities is as follows.

6.1.1 Railway

On the basis of engineeringgeological survey made in the reservoirarea, 16 sections of sub-grade of the Beijing-Guangzhourailway in Zhuzhou County, totaling7.77km long, of which the subgradeside slopes of 7 sections,3.32km long, are not supported,are to be locallyimmersed by the reservoir.At this stage, protectionmeasures are consideredto be takenfor the subgradeside slopesof the railway.On the basis of the supporttype being usedfor the side slopesof the same railway,grouted rubble is to be used for protectionof the railwaysubgrade side slopes,with a top elevationof the protectedside slope equal to the normal storagewater level of the reservoirplus 1m.

6.1.2 Grade IV Highway

On section of Grade IV highwayto be immersedis located in the Sanmen Protected Farmland Area in Zhuzhou County. After the completion of the protectionwork of the Sanmenfarmland area, it is no necessaryto rehabilitate this section.In addition,the GradeIV highwayat the TangshiCement Mill section in ZhuzhouCounty also servesas dike. The reservoirbank protectionworks is designedby cuttingthe slopeand the highwaydike is to be movedinward. The subgrade is to be counted in the reservoir bank protection works and the pavementis to be countedin the transportationrehabilitation works. On the basis of the exisfing asphalt pavement,the dike highway pavement works here is countedas I km-ong Grade IV pavementworks.

6.1.3 Tractor Road

The tractor roads are generallylocated in the protectedor heightenedfarmiand areas. At this stage, the tractor roads are planned in combinationwith the farmlandheightening, so no separaterehabilitation is necessary.

At this stage,except for those locatedin the protectionworks area, 34 bridgeson the tractorroads will be reconstructed.The detailsare shown in Table6.1-1.

42 6.1.4 Docks

About 108 mini-docksare to be immersedin the reservoirarea, and they are to be compensatedin accordancewith the degrees of loss resultedfrom the inundation.The detailsare shownin Table5.1-1.

6.2 Power and TelecommunicationFacilities

The reservoiris to immerse15.5km of 1OkV transmission lines, 1.65kmof 35kV transmissionlines and 6.2km of telecommunicationlines.

The transmissionlines and the telecommunicationlines to be immersedare all in ZhuzhouCounty, with shallowimmersion, which will bring about minor impacts on the electric andtelecommunication networks in the reservoirarea. They are to be rehabilitatedby means of on-the-spotconsolidation or heightening.At this stage, the compensationinvestment is calculated in accordancewith the plannedlengths and the compensatoryuni pricesused for the projectsthat are closeto the Project.

43 Table 6.1-1

Summaryon Rehabilitationof SpecialFacilities and Protection Works in ReservoirArea RehabilitationPlan Item Unit ZhuzhouHengdong Liling HengshanXiangtan Sum County Couny Count County County Railway km 3.32 3.32 1 GradeIV km I 1 TransportabonHighway km_1_._1 Faclites Tractor nunmber 27 3 4 34

_Mini docks number 62 6 5 35 108 2. Power lOkVfine km 20.15 20.15 Faclilies 35kVline km 2.15 2.15 3.Telecmmunication km 8.06 8.06 Facilities ______Drainage Culvert/ number 150 14 2 9 175 4. Water Sluice conservancy Pump kWlpolae 420311191204137 1912 1513132 2008/148947/

M_ni_ kWlplaos 100/1 55t1 951 250/3 5. ReservoirBank Protecton km 21.59 1.15 1.1 0.4 24.24 6. FarmlandProtection mu 16389 372 96 1 482 17339

6.3 Water Conservancy Facilities

6.3.1 GeneralDescription

After impoundmentof the reservoir,some water conservancyfacilities along both banks and on tributariesof the XiangjiangRiver in such countiesand city as Zhuzhou, Xiangtan, Hengshan,Hengdong and Uling, are to be impactedby immersionin various degrees.Such water conservancyfacilities mainly involve drainage culverts/sluices,pump stabons,mini-hydropower stations and mini- turbine pump stations. The Survey Report on Immersed TangibleMaterial Indices of Feasibility Study Report for Zhuzhou Navigation and Hydropower Prcject on the Xiangiang River in Hunan Provinceindicates that 223 drainage culverts/sluices,246 pump stationsand 3 mini-hydropowerstations with a total capacityof 250kW are to be immersed.

6.3.2 ImpactAssessment on ExistingWater Conservancy Facilities

6.3.2.1 Drainageculverts/sluices

After impoundmentof the reservoir,due to the raise of water level in the extemal river (the Xiangjiang River),the flow capacityof the drainage culvert/sluiceis to be reducedwhich will increasethe waterloggingloss in the drainagearea. In

44 addition, before constructionof the reservoir, the culverts/sluicesare only temporarily immersed, however, after construction of the reservoir, the culverts/sluices are to be permnanentlyimmersed which will make the maintenanceof the culverts/sluicesdifficult. Meanwhile,the long-termwater pressureand immersion,besides sedimentation and rusting,will acceleratethe deteriorationof the culvertsand sluices,thus increasingthe maintenancecosts.

6.3.2.2 Impactson pumpstation

The pump stations (includingmini-turbine pump station)to be immersedare mainly for irrigation, floodwater drainage and logging drainage. The impoundmentof the reservoirwill have impactson the maintenanceof the motor floor,the pumpsand the water intakesof such pumpstations in variousdegrees. In addition,the operationcondifions of the pumps will be changedand the efficienciesdecreased, and some pumpstations will not be capableof carrying out normaloperation.

6.3.2.3 Impactson OtherWater conservancy facilities

As the existing hydropowerstations and mini-diversiondams in the reservoir area are to be impactedby the normalstorage level, their designwater heads will be decreased or even vanish, which will result in engineeringbenefits decreasing,or even being out of ser.ice.

6.3.3 DesignCriteria and HandlingPrinciples

In accordance with Specifications for Planning and Design of Reservoir SubmergenceTreatment for HydroelectricEngineering (DUT5064-1996), The State policyframework in force, and regulationsin the relevantindustries, the rehabilitationplan for the water conservancyfacilities is designedin principleof rehabilitatingto the existingsize, the existingstandard, and the existingfunctions

Handlingcriteria: If the culvert/sluicehas an immerseddepth largerthan or equal to lm, it is generallyto be handledas reconstruction/expansion;if it has an immersed depth less than lm, it is generally to be handled in a principleof appropriatecompensation.

Criteria for rehabilitationof large- and medium-sizeddrainage culverts/sluices: The culverts/sluicesare designedwith a flow capacityof a 5-yearstorm lasting for 24 hours.

6.3.4 Designfor Handlingof Waterconservancy facilities

Water conservancyfacilities to be impacted shall be handled in the following

45 categories:1) in case the existingfacility can meet the operationrequirements after renovation,it is to be newly constructed;2) in case renovationto the exisfing facility is not possible and the facility is actually necessaryto be rehabilitated,it is to be rehabilitatedby new construction;3) in case the existing facilityis to loseits functionsand it's not necessaryto rehabilitatesuch functions, it will be compensatedat an amountof depreciationcost. The detailsfor handling the water conservancyfacilities are as follows:

6.3.4.1 DrainageCulverts/sluices

First,based on the naturalnormal water levelof the extemalriver (the Xiangjiang River), the discharge capacityof the existingculverts/sluices (free flow) was recheckedby meansof flood routing,and the maximumoperational water level of the inletof the existingculverts/sluices was determined.Then, on the basisof the normalpool level 40.5m for the extemalriver and the maximumoperational water level of the inlet of the existing culverts/sluicesor 41.0m (whicheveris larger)for the intemalriver, the cross sectionof the culverts/sluicesto be added was determinedby means of flood routing in considerafionof the changed storagevolume of the protectedfarmiand areas resulted from taking engineering measures,and the renovationscheme for the culverts/sluiceswas determined. The details are as follows: the culverts/sluiceswith low bottom elevationand renovation difficulties will be newly constructed; the culverts/sluiceswith insufficientflow capacity and gate maintenancedifficuffies will be handledby taking renovation/expansionmeasures which include gate renovation,adding some maintenancemeasures and so on; the culverts/sluicesmeefing simple maintenancefor the gate are handledas compensation.In accordancewith these principles,after deducting the culverts/sluiceswhich are located in the scope of any protction works, it is plannedthat 16 culverts/sluicesare to be newly constructed, 28 culverts/sluicesare to be renovated/expanded,86 culverts/sluicesare to be reconstructed,and 45 culverts/sluicesare to be compensated.

6.3.4.2 Pumpstations

As of pumpstations in which only the basesare to be immersed,compensation is to be madeon the basis of the relocatedbases. There are 75 pumpstations of this kindwith a total installedcapacity of 4058kW.

As of the pump stations in whichonly maintenanceof the water intakesis to be impacted,at this stage, they are to be rehabilitatedby meansof heighteningthe elevationsof the water intakes. There are 9 such kind of pump stations with a total installedcapacity of 1404kW.

As of movablepump stations,the compensationis to be madefor maintenance.

46 There are 40 such pump stationswith a total installedcapacity of 587kW.

As of pump stabons in which the pumpingroom, or the motor floor is to be immersedor the pump station is not able to work under the normal operation conditions,they are to be rebuilt or displacedon the basis of the situationof the beneficiaryarea of such pump station.The rebuilt pump stations shouldmake use of the existing equipmentas far as possible.There are 80 such pump stationswith a total installedcapacity of 2898kW.

As of the pump stationsto be immersedin the scopeof the protectionworks, no considerationis taken for handling.There are 39 suchpump stationswith a total installedcapacity of 609kW.

6.3.4.3 OtherWater conservancy facilities

At this designstage, the three mini-hydropowerstations to be immersedare to be handledas compensation,and the canalsand small water diversiondams are to be rehabilitatedin the farmlandirrigation and drainagesystem projects.

7. PLANNINGOF PROTECTIONWORKS

7.1 Planning of Reservoir Bank Protection

7.1.1 PresentSituation of ReservoirBanks

In the reservoir area, several steps of terraces are developed along the Xiangjiang River and the River - one of the main tributaries of the XiangjiangRiver. Terrace I and Terrace II are well developed,Terrace IlIl and TerraceIV are partially developed,Terrace V scattersonly at the top of the hills along the banks.According to the investigationand statisticresults, the banksof the reservoiramount to 185.4 km long, of which hilly banks accountfor 17 per cent of the total, and terrace banks83 per cent.

7.1.2 Impactof ReservoirImpoundment on ReservoirBanks

When the Project is completedand the reservoiris impounded,in flood season the river will be restoredto natural flood flowing conditionwith little difference from the situationbefore the establishmentof the reservoir.Therefore, the impact of reservoirimpoundment on the bankswill be mainlycaused by the raise of the normalpool level (NPL).

47 7.1.2.1 Hilly reservoirbanks

Hilly reservoirbanks consist mainly of sandy shale, slate and limestone.The bank slopenormally takes a shapeof convexbank besidethe riverbedand has a high scourresistance, so reservoirimpoundment will bringminor influence on the stabilityof this kind of bank slope.As a resultof joint fissure cut and weathering, small landslidemay occur on part of the side slope, but it will not influencethe normaloperation of the reservoir.Therefore, this kind of reservoirbanks usually does not requireprotection.

7.1.2.2 Terracereservoir banks

The terracereservoir bank slopeconsists mainly of looseaccumulaffve formaton of the Quatemarysystem. serves as the forward part of TerraceI and TerraceII at an elevationof 39.Omto 46.Omand featuresin two-dimensionalstructure. In additionto the wave erosioneffect on the slope,the slope is composedof loose soil only and the mechanicalindices of the soil would be reduceddue to the immersionthroughout the year, therefore,the possibilityof bank collapsewill increaseand may endangerthe dykes and the housesof residentialquarters whereverthere are. As a result, protction measuresshould be taken for this kind of reservoirbanks.

7.1.3 DesignCriteria and Principles

Designhigh water level of reservoirbank protectionworks: NPL 40.5 m

Design low water level of reservoir bank protectionworks: dead level of the reservoir38.8 m

Crest elevationof slopeprotection: 41.5 m (designhigh level 40.5m plus 1.0m of wave run-upand a safety heightening)

Base elevation of slope protection:38.8 m in principal and to be determined accordingto the actualterrain

7.1.4 Designof ReservoirBank Protection Works

In accordancewith GB50286-98,the DesignCodes for Dykes, GB50201-94,the Standardsof Flood Control,as well as the type of reservoirbanks to be protected, two engineeringmeasures are proposedfor reservoirbank protection,i.e., slope- type bank protectionand wall-typebank protection.

7.1.4.1 Slope-typebank protection

48 Slope-typebank protectionis proposedfor the reservoirbanks with wide terrace and gentle side slope.The detailedprocedure is: cut off or fill the existingslope at a slope ratio of 1:2, level the slope surface,then perform the slope and its base protection.The slope surface is to be laid with pre-castconcrete blocks, and the slope base be built by cement-rubblemasonry. The statisticsshow that the reservoirbanks suitable for this measureare 19.3 km long in total.

For the dyke section influencedby the slope cutting, it will be widened and reinforced at the inner side besides slope protection,so as to maintain the integralstability of the dyke or fulfill the originaltransportation demands on the dyke.

7.1.4.2 Wall-typebank protection

Wall-typebank protectionis proposedfor the reservoirbank that has steepslope and the dyke itself directly retains water. A means called wall-type bank protectionis to be employed,that is, slope protectionfor the upper part of the bank and building an upwardearth-retaining wall for the lower part.The detailed procedureis: regulatethe slope surface,protect the slope, lay precastconcrete blockson its surface,build an earth-retainingwall on the slope baseand connect it with the slope protection,then reinforcethe dyke body.The earth-retainingwall will be built by cement-rubblemasonry, with the base elevationto be definedby the actualterrain, stabilityof bank slopeand scouringdepth. The sectionwithout conditionsfor slope cuttingwill be treated in a way of height adjustmentof the earth-retainingwall together with slope filling. The statistics show that the reservoirbanks suitable for this measureare 4.94 km long in total.

7.1.4.3 Statisticson reservoirbank protectionworks

Accordingto the forecastof reservoirbank collapseand the importanceof the object to be impacted,it is defined preliminarilythat 37 sections of reservoir banks distributingmainly in Zhuzhou County require to be protected,totaling 24.24 km long, of which28 sectionstotaling 19.3 km long are of slope-typebank protection,and 7 sectionstotaling 4.94 km long are of wall-typeone.

7.1.4.4 Quantitiesof main works

For the quantitiesof main reservoirbank protectionworks, see Table7.1-1.

49 Table7.1-1 Quantitiesof Main Works

Item Unit Quantity 3 3 Precastblock of concreteC15 10 m 37.4 Sand-gravelcushion of 200mmthick 103m3 74.8 M7.5cement-rubble masonry 103m3 16.6 3 3 Slope-cuttingearthwork 10 m 216.0 _ _ Earthbackfill 103m3 180.0

7.2 Planning of Farmland Protection

7.2.1 GeneralDescription of InundatedFarmland

The total farmiandarea to be inundatedby the Reservoiris 20,124mu (including 429 mu of dry land),of whichthere are five stretchesof farmlandmore than 1000 mu each, totaling 13,516 mu, i.e., Sanmen Town, Longchuangang,Zhaoling, Gantian and Zhuting;eight stretchesof farmiand of 200 mu to 1000 mu each, totaling 2,634 mu; and forty-sixstretches of farmlandless than 200 mu each, totaling 3,974 mu. According to the statistics, 95 per cent of the inundated farmland is in ZhuzhouCounty; the farmlandabove elevation38.5 m (including 38.5 m) amountsto 17,284mu, accountingfor 83 per cent of the total. Generally speaking,the farmiandinundated is relativelyconcentrated and the inundationis not quite deep, so most of the farmaind might be protectedso long as suitable measuresare taken.

7.2.2 DesignCriteria and Principles

7.2.2.1 Designcriteria

For flood-diversioncanal (or river regulation):a 5-year (or 10-year)stormn peak flow with durationof one day

For waterloggingdrainage: to drain a 5-yearstorm with durationof threedays to a crop tolerancedepth in three days

7.2.2.2 Principlesfor farmlandheightening

a. After heightened,the elevationof farmland surfaceshall be 41.0m, that is, NPL plus immersioneffect of 0.5 m high.

b. Protectionmeasures wont be taken for the farmlandbelow El. 38.5 m, which shall be treatedas inundationcompensation. The farmlandcan be employed as soil sourceand as aquaculturearea after earthborrowed.

c. For farmland heightening, the cultivated soil in the farmland shall be

50 excavatedand placed asidefirst and then be backfilledwhen the farmlandis heightenedto a certainelevation in orderto reducethe fertility loss as far as possible.

d. Farmlandheightening shall be conductedtogether with the alignmentof the tractorroad (includingbridge), the restorationof the irrigationand drainage canalsystem as well as the streamand brookregulation, and be suitablefor countiesor townshipsto delimitrationally land boundary.

e. Farmlandthat has an inundatedarea of less than 200 mu but in stretches shallbe treatedaccording to the heighteningoption.

7.2.3 Designof FarmlandProtection Works

7.2.3.1 Sanmenfarmland protection works

a. Protectionoption

The Sanmen River is a primarytributary on the left bank side of the Xiangjiang River,5 km away from the dam site.The Sanmensluice has a catchmentarea of 140 km2. A farmlandarea of 5,973mu underNPL is to be inundated,involving 14 villagesof the town.

The design is focused on the option of complete protectionfor the farmland inundatedin Sanmen.A comparisonis conductedbetween two altemativeson the alignmentof the Sanmenflood-drainage canal, which is a majorengineering measureof the option.The differenceof the two alternativesis the canalis to be arrangedalong the foot of the Sanmendyke or along the mountainfoot. The altemativeof arranging the canal along the mountain foot is recommended throughcomparison.

b. Engineeringmeasures and arrangement

Basedon the geographicposition and topographicalcondition of the farmland inundatedin Sanmen area, followingmeasures will be taken: Plug two existing drain sluices at Sanmenand Hutianwhich drain water directly to the Xiangjiang River; Establish Hutian drain canal at Jiapochongto discharge the water from Hutian to the Sanmen River; Build the Sanmen drain canal along the foot of Baisheng dyke which will start from the junction of Madao village, Gaofeng villageand Fanjiazhouvillage and carrywater from the Sanmendrain areato the XiangjiangRiver via the left abutmentof the Project;Heighten the streamsand brooksand low-lying landsto an elevationof 41.0 m, which lie from the intakeof Hutian drain canal to the existingHutian sluice and from the intake of Sanmen drain canalto the existing Sanmensluice; Build a large-sizeddrain sluiceat the

51 outlet of Sanmen drain canal.When the works are put into effect, the original drainage function of Hutian and Sanmen will be maintainedbasically, but the works will connectSanmen town into an integralone, increasethe land area for townshipdevelopment, protect a housingarea of 26,871.1m 2 from inundationin Sanmen town, bring a new development opportunityto Sanmen town, and promotesignificantly the economicdevelopment in the reservoirarea.

The implementationof the above-mentionedengineering measures will protect 5,358 mu of farmlandand 26,871.1m 2 of housing area. Meanwhile,5.82 km of flood-drainagecanals at Hutianand Sanmenwill be set up, 1km-longsection of the Sanmen River will be regulated, a large-sized drain sluice, a Grade-IV highway bridge, 11 simple highwaybridges and 8 culvertswill be established, and 147 mu of famliandwill be added due to streamand brook heightening.To constructthe works requiresacquiring 542 mu of landsand relocatinga housing area of 4,530.8m 2 of 18 households.

7.2.3.2 Longchuangangfarmland protection works

a. Protectionoption

The Longchuangangstream is the primary tributaryon the left bank side of the XiangjiangRiver, 21 km awayfrom the dam site. The Longchuangangsluice has a catchmentarea of 50 km2. A farmiand area of 1,385 mu underNPL will be inundated,conceming 6 villagesof 2 townships.

In the design,two optionsof heighteningand pumpingdrainage for the farmland inundatedat Longchuanganghave been compared.The heighteningoption is to heightenthe farmlandabove El. 38.5 m to the designelevation, and regulatethe streams and brooksand reconstructthe drain sluice meanwhile.The pumping drainage option is to build dyk.esalong the streamsand brooks,and drain the waterloggingand seepingwater by pump stations.As a resultof the comparison, the heighteningoption is recommended.

b. Engineeringmeasures and arrangement

Basedon the principleof farmlandheightening, following measures will be taken: Heightenthe farmlandat elevationsfrom 38.5 m to 41.0 m (exclusiveof 41.0 m); Restorerationally the originalroads (includingbridges) as well as the drainage and irrigationcanal system; Cut off and canalizethe originalstreams and brooks along with the farmiand heightening; Reconstruct Longchuangangdrainage sluice in line with the guideline of not increasingthe inundationlosses after reservoir establishmentin orderto maintainthe originaldrainage system. Flood is to be collectedby the streamsand brooksregulated and then be drainedto the XiangjiangRiver throughthe Longchuangangsluice reconstructed.

52 The implementationof the above-mentionedengineering measures will protect 1290mu of farmland,increase 255 mu of aquaculturearea, regulate 2.2km long of the Longchuangangstream and 2km-longof brooks.

7.2.3.3 Farmlandprotection works in Zhutingregion

a) Scheme

The Zhutingstream, a primarytributary of the XiangjiangRiver, lies on the right bank of the river,about 38kmaway from the dam site.The Zhutingsluice has a catchmentarea of 389km2. Based on the NPL 40.5m scheme,the reservoir inundationwill affect2,066 mu of farmlandin 4 villagesof 2 townships.

The designherein is conductedbased on the comparisonand selectionbetween such two altemativesas heighteningand pump drainingplus heightening.The heighteningaltemative is to heightenthe farmlandabove EI.38.5m to the design elevation,to improvethe streamsand brooks, and to reconstructthe Zhuting sluice. The pump draining plus heightening altemativeis that, considering presentsituation of farmlandto be inundatedin the Zhutingregion, the largepart to be inundatedwithin the protectedscope of the existingdyke is to be treatedby meansof pump drainingin combinationwith streamsand brooksimprovement, and the remainderabove El.38.5rT,is to be heightenedto the design elevation, furthermore,the Zhuting stream is to be improved.Based on comparison,the pump draining plus heighteningaltemative is establishedas recommended schemeherein.

b) Engineeringmeasures and arrangement

First, the streamsand brookswill be realignedwithin the protectedscope of the existing dykes. Dykes will be reconstructedand newly establishedalong the streamsand brooksadjacent to the pumpdraining area. Pump stations and cut- off ditcheswill be constructedin the protectedregion to drain out the seepage and water log. The existingdyke will also be consolidated.Then following the principleof farmlandheightening, the remainderfarmland with elevationsvarying from EI.38.5mto El.41.0m(exclusive of El.41.0m)will be heightenedto EI.41.0m, and the existingroads (including bridges) and the canalnetwork for irrigationand drainagewill be restoredadequately. In farmland regionto be heightened,the bank slopes of the Zhuting stream will be protected and consolidated,the streams and brooks therein will be canalized, and the Zhuting sluice will be reconstructed,so that the existingdrain systemcan be maintained.The floodwill flow into improvedstreams and brooksand be drainedinto the XiangjiangRiver throughthe reconstructedZhuting sluice.

53 With the aforesaidprovisions, in total, 1,634 mu of farmland will be protected, 386 mu of aquaculturearea will be newly increased,1km of drain canal will be built up, 1 water-loggingpump stationwill be set up with an installedcapacity of 100kW,4.53km of streams and brookswill be realigned,and 1.25kmof dykes will be consolidated.

7.2.3.4 Fanmlandprotection works in Gantianregion

a) Scheme

The Gantianstream, a primarytributary of the Xiangjiang wiver,lies on the right bank of the river, about 19km away from the dam site. Gantian sluice has a catchmentarea of 117km2. Based on the NPL 40.5m scheme, the reservoir inundationwill affect 1,872mu of farmiandin 3 villagesof I township.

The existing dyke system of the Gantian stream is complete relatively.The farmnlandto be inundated lies on the left bank mostly. The design herein is conductedfor the farmland to be inundatedin Gantian region based on the comparisonand selection betweensuch two altemativesas heightenig and pump drainingplus heightening.The heighteningaltemative is to heightenthe farmlandabove EI.38.5mto the design elevation,to improvethe streamsand brooks, and to reconstruct the Gantian sluice. The pump draining plus heighteningaltemative is that the existing dyke wiRbe consolidated,seepage and water log therein will be drainedout by pump stations, meanwhile,partial existing farmland with fairly high elevation will be heightened. Based on comparison,the pump drainingplus heighteningaltemative is establishedas recommendedscheme herein.

b) EngineeringMeasures and Arrangement

A drain canalwill be establishedaround the protectedfarmland region on the left bank of the Gantian stream to dischargemountain floods converginginto the protectedregion, furthermore, pump stations and cut-offditches will be provided to drain out the seepage and water log. The existing dykes will also be consolidatedas well. In addition,following the principleof famliand heightening, the existing farmlandwith fairly high elevationon the right bank of the Gantian streamwill be heightened.

With the aforesaidprovisions, in total, 1,619 mu of farmlandwill be protected, 3km of drain canal will be built up, 1 water-loggingpump station will be set up with an installedcapacity of 240kW,and 2.23kmof dykeswill be consolidated.

7.2.3.5 Farmlandprotection works in Zhaolingregion

54 a) Scheme

The Zhaolingstream, a primarytributary of the XiangjiangRiver, lies on the right bank of the river,about 12kmaway from the dam site.The Zhaolingsluice has a catchmentarea of 205km2. Based on the NPL 40.5m scheme,the reservoir inundationwill affect 2,220 mu of farmland in 5 villages of 2 townships of 2 counties.

As the farmlandalong the Zhaolingstream has beenmostly protected by dykes, it has possesseda strong protectionability as whole.The designis conducted for the farmlandto be inundatedin Zhaolingregion based on the comparisonand selectionbetween such two alternativesas heighteningand pumpdraining plus heightening.The heighteningaltemative is to heightenthe farmland above El.38.5mto the design elevation,to improvethe streamsand brooks,and to reconstructthe Zhaolingsluice. The pump drainingplus heighteningaltemative is that the existingdykes will be consolidated,seepage and water log will be drainedout by pump stations,furthermore, partial existingfarmland without the protectionof dykes but with fairly high elevationwill be heightened.Based on comparison,pump draining plus heighteningaltemative is establishedas the recommendedscheme.

b) Engineeringmeasures and arrangement

For the farrnland with relatively complete existing dyke system and pump draining ability, in this design, a drain canal will be establishedaround the protected farmland region to discharge mountainfloods converginginto the protected region, furthermore, pump stations and cut-off ditches will be constructedto drain out the seepageand water log, and the existingdykes will be slopeprotected and consolidatedas well. In addition,following the principleof farmland heightening,the existingfarmland without the protectionof dykes but with fairly high elevationwill be heightened.

Wth the aforesaidprovisions, in total, 2,095 mu of farmlandwill be protected, 300 mu of aquaculturearea will be newlyincreased, 5.5km of draincanal will be built up, 4 water-loggingpump stations will be set up with a total installed capacityof 235kW,and 4.14kmof dykes will be consolidated.

7.2.3.6 Miscellaneousfarmland protectionworks

The reservoir inundationwill affect 54 stretchesof farmlandwith an area less than 1000 mu each, totaling 6,608 mu. As the farmland comprises a considerablenumber of stretches,of whichmost have comparativelysmall area to be inundatedand are relativelyconcentrated, it is favorablefor planningand treatment.Therefore, except that the farmland to be inundatedin Huangzhu

55 region will be provided with pump draining measures,all the rest will be heightened,i.e. the farmland above El.38.5mwill be heightenedto El.41.0m. With the aforesaidprovisions, 5,343 mu of farmlandwill be protected,of which the treatmentfor the farmlandwith area between200 mu and 1000 mu is shown in Table7.2-1.

7.2.3.7 Quantitiesof main items

To sum up the aforesaid,in total, 17,339mu of farmnlandwill be protected,and 941 mu of aquaculturearea will be increasedin the reservoirarea. Main items and quantitiesof farmnlandprotection works are listedin Table7.2-2.

Table 7.2.1 Statistics on Farmland to be Protected In Reservoir Area with Area between 200 mu-1000 mu Location FarmlandName Areato be Ameato be Treatnent Quantites Affected(mu) Protected(mu) Scheme (103M) MiaoOian(2) 322 208 Heihtenin 153.4 MiaoQian(3) 259 234 Heighbning 172.1 Huangzhu 505 336 Pumpdraining insalled Zhuzhou ca_adty 100kW County TangshiVillage (2) 207 132 Heigtning 97.2 Tangshjitou (1) 344 256 Heihteng 188.8 Zhengyanghongzha 358 251 Heihtening 184.6 Mopanzhouzha 417 320 HeninQ 236 Youpenpigangzha 222 209 Heightenina 154.1 Total I _ 2634 1946 Heightening 1186.2

Table 7.2-2 Statistics on Farmland Protection Works In Reservoir Area NaMeof FamlnndPrton Wafts Item Unit Sanmen Long9huhn Zhutng Gan1in Z_oolln Oth - TotmI

Aected Area mu 5973 1358 2066 1872 2220 6608 20214 _ Heightened mu 5358 1290 1225 4591 469 5007 13808 Area Pump _ mr 409 1160 1626 336 3531 _ D__Zrairing______Earh-dro tOiii'M 2051 101 21 23 453 2648

Ear-rokot O3m 6 1301 1561.8 438 411 3653 7431

n Concrete 103rn' 3.8 2.2 5.9 7 89 28.6 cCemet 16%t' 42.3 3.3 7.4 14.8 67.3 nirbble ______Reinforcem t 204.4 ent______Pump kW 10 0 235 100 s675 station installed

56 8. COMPENSATIONCOST ESTIMATION

8.1 Bases

8.1.1 Bases

State LandAdministration Law, promulgatedand enforcedin 1999.

Regulationsof Resettlementand Compensationfor Land Acquisitiondue to Constructionof Large-and Medium-ScaleWater Conservancy and Hydroelectric Prcjects,decree No.74, issued by the StateCouncil;

Circular of State Development Planning Commission on Strengthening Administrationof Price Contingencyin Cost Estimationof Large or Middle Worksof CapitalConstructions, Document (1999) No.1340 (investment), issued by the State DevelopmentPlanning Commission;

Specificationsfor Planning and Design of Reservoir Inundationhandling of HydroelectricEngineering, DLIT5064-1996;

Circularon Issue of Instrumentationand ExpenseLevels for Cost Estimationfor Water Conservancyand HydroelectricPrcjects in Hunan Province,Document (1998) No.5 (Engineering),issued by Water Conservancyand Hydroelectric Departmentof HunanProvince;

LandAdministration Enforcement Regulations of HunanProvince;

Pricelevel data of reservoirarea in 1999;

Inundationfigures surveyed in 1999;

Designresults of resettlement,special facilities and protectionworks plans at this stage.

8.1.2 Quota

Quota for Estimation of HydroelectricPrcjects in Hunan Province,Document (1992) No.10 (AgriculturalWater Conservancy),issued by Water Conservancy and HydroelectricDepartment of HunanProvince, is applied, and a percentage of 5% is added.

MachineUnit Shift Cost in Constructionof HydroelectricPrcjects, issued by the

57 Ministryof Water Resourcesand Ministryof Energyin 1991,is applied,of which the sub-totalof the first classcosts is multipliedby an adjustingfactor of 1.7432.

8.2 Tangible Material Quantities Included in Compensation Cost Estimation for Reservoir Inundation handling

8.2.1 Displacedpopulation

The investigationperformed in 1999 indicatesthat the reservoir inundationwill affect 1,165people, of which894 are withinthe plannedprotected scope. Inferred from an annual population growth rate of 8%o,the affected population up to Decemberof the target year 2003, will reach 1,205,of which 925 are withinthe planned protected scope. The population included in compensation cost esfimationis 280. See Table5.2-1.

8.2.2 Housingand appurtenantfacilities

Housing and appurtenant facilities in the target year 2003, necessary for inclusionin cost estimation,comprise of two parts as follows:

a) housingand appurtenantfacilities to be inundateddirectly or to be affected indirectly(surveyed in 1999),deducting those withinthe scope of protecfion works;

b) housing and appurtenant facilities increased due to the population increase from September of 1999, the baseline survey year for tangible materialindices, to Decemberof the targetyear 2003, of which the ones for the populationincreased from Septemberof the baselinesurvey year 1999to the commencementof main works in 2001 is countedbased on the number of people increased multiplied by a per capita quantity of the item corresponding,and the quantifiesfor the population increased from the commencementin 2001 to Decemberof the target year 2003 is countedas one-thirdthe numberof increasedpeople multiplied by a per capitaquantity of the correspondingitem.

In accordancewith the calculafionsin the foregoingprinciples, the total housing area includedin the cost esfimationis 16,362m2.

8.2.3 Land

a) Farmland. The farmlandincluded in compensationcost esfimationis 2,785 mu, which is the area to be affectedby reservoirinundation after deductingthe areascovered by plannedprotection works.

58 b) Others. Includedin accordancewith quantitiesto be inundated.

8.2.4 Specialfacilities and protectionworks

The works comprise slope protection for 3.32km of railway road bed, rehabilitationof 34 bridgescapable of passingfarming machines and 108 small docks in reservoirarea, reconstructionor expansionof 175culverts and sluices, 204 pumpstations, and 3 mini-hydropowerplants with a total installedcapacity of 250kW;protection of 24.2kmof reservoirbanks and 17,339mu farmland.

8.2.5 Miscellaneousitems

Other items are consideredin accordancewith the surveyfor tangible material indicesand the tangiblematerial quantities determined in the resettlementplan.

8.3 Unit Prices for Compensation of Main Items

8.3.1 Unit Pricesfor LandCompensation

a) Paddyland

In accordancewith relafiveregulations outlined in StateLand Administration Law, promulgatedand enforcedin 1999,the land compensationcost and allowance shall be 6 and 4 timesrespectively of the outputvalue of each mu of farmlandfor the reservoirrelocatees who possessmore than one mu of farmland (standard mu) per capita.

The annual output value of one mu of paddy field was calculatedaccording to reaping one rice and one vegetablein a year. The averageannual yields were 495kg/mufor rice and 980kg/mufor vegetablein the 3 yearsfrom 1996tol 998in the reservoirtownships, so the annualoutput value of each mu of paddyfield is 1,231yuanaccording to the unit pricesof 1.1yuan/kg for rice and 0.7yuan/kgfor vegetable.The unit price for paddyfield compensationshall be 12,310yuan/mu.

b) Dry land

The annualoutput value of one mu of dry land was computedbased on reaping one sweet potatoand one vegetablein a year.The average annualyields were 382kg/mu(converted into rice)for sweet potato and 600kg/mufor vegetablein the 3 years from 1996to 1998in the reservoirtownships. Therefore, according to the unit prices of 1.lyuan/kg for rice and 0.7yuan/kgfor vegetablethe annual output value of each mu of dry land is 840 yuan. The unit price for dry land compensationshall be 8,400 yuan/muon the basis of that the compensation

59 criteriafor dry land is 10 timesof the annualoutput value.

c) Orchards,forest land,fishpond and otherland

The compensationand allowancecost for orchards,forestland, fish- pond and other land shall be determinedin accordance with the characteristicsof the reservoirarea and with the referenceto the unNtprice for compensaffonof the proximateprojects. The unit prices for forestlandcompensation shall include compensationcosts for forestlandand woods and vegetationrestoration.

8.3.2 Unit Pricesfor HousingCompensation

Basedon Budget Prices for BuildingMaterials of ZhuzhouCity (1999),special effort was made to analyzeand calculatethe replacementcosts of two kinds of housingstructures as brick-concreteand brick-wood.

Through calculation,the compensationunit price is 348yuan/m 2 for the brick- concretehousing and 209yuanIm2 for the brick-woodhousing.

The unit pricesfor compensationfor housingwith otherstructure are determined to be 130 yuan/M2 for earth-woodstructure housing and 117 yuan/M2 for miscellaneous housing based on the comprehensiveanalysis and with the referenceto the unit pricesfor the above-mentionedhousing compensation and the unit pricesfor housingscompensation of the proximityprojects.

8.3.3 SpecialFacilities and ProtectionWorks

The price for laborforce is 20.46yuan/day.

The budget pricesfor materialsare determinedaccording to the currentmarket pricesof the countyand city.

A total capacity of 675kWof waterlog pump stations will be constructedin the farmland protection areas such as Zhaoling, Gantfan, Zhutifng, etc. The investment is estimated on a basis of 2500 yuan/kW. The increased annual operationcost for drainageof waterlog in the above mentionedfarmland areas is estimated to be 168.8 thousand yuan based on 10% of the constructionand installation cost of the pump stabons. The annual operation cost will not be included in the total investment.

For drainage culverts/sluicesthat only need addition of maintenance and dredging, the compensationcost shall be 1,000 yuan for each one. The compensation cost for other drainage culverts/sluices shall be calculated

60 accordingto the designresults.

For the mobilepump stations,the maintenancecompensation is estimatedon a basis of 40 yuan/kW. For the fixed pump stations, the compensationfor displacementis estimatedon a basisof 100yuan/kW. For the pumpstations with the water inlet needingadditional maintenance, the maintenancecompensation cost is estimatedon a basisof 800yuan/kW. For the pumpstations needing to be reconstructed,the reconstructioninvestment is estimated on a basis of 1500yuan/kW.

The compensationcost for the 3 mini-hydropowerplants to be inundatedshall be basedon 4,000 yuan/kW.

The rehabilitationcompensation for the tractor bridgesshall be based on 1500 yuan/M2 .

The organizationalcosts of the administrative agency shall be estimated accordingto 10 staff.

The runningexpenses of the administrativeagency shall be estfmatedaccording to 3 years.

The investigationand designexpenses shall be estimatedaccording to relevant regulations.

8.3.4 Otheritems

The compensation cost for other items shall be determined through comprehensiveanalysis in accordancewith the actualconditions in the reservoir area andwith the referenceto the compensationcosts for the proximateprojects whichare completedor underconstruction.

8.4 Other Expenses and Rates

Costs for investigation,planning and design: 2% of the total compensation investments.

Expenses for implementationmanagement: 3% of the total compensation investmentfor resettlementwork and 1% of the total investmentfor the special facilitiesand protectionworks.

Technicaltraining cost: 0.5% of the resettlementcompensation cost.

Supervisionexpense: 1.2% of the total compensationinvestment.

61 Physical contingency: 10% of the total compensation investment for the resettlementwork and 5% of the total compensationcost for the specialfacilities and protectionworks.

Pricecontingency: zero.

8.6 Compensation Investment for Reservoir Inundation Treatment

8.5.1 CompensationInvestment for ReservoirInundation Treatment

The static compensatoryinvestment for the reservoir inundationtreatment is 271.6599million yuan, of which, 58.672 million yuan is for resettlementwork, 19.2131million yuan for rehabilitationof the special facilities,165.9932 million yuan for the protction works, 79.2 thousandyuan for the reservoirclearance, 15.9896million yuan for physicalcontingency, and 11.7128million yuan for other costs. The compensatoryinvestment for the countiesare as follows:253.2398 yuan for Zhuzhou County,7.2172 million yuan for HengdongCounty, 1.1723 millionyuan for Liling County,1.9639 million yuan for HengshanCounty, 8.0667 millionyuan for XiangtanCounty. The detailsare shownin Table8.5-1.

8.5.2 InvestmentPlan by Years

The constructionof the Complexis scheduledto commencein the year of 2001, the first unit will be put into operationin December,2003, and the whole complex will be completedin 2005. In orderto meet the constructionschedule of the main works, the tasks of relocatees displacement, productiondevelopment, the constructionof specialfacilities and protectionworks must go ahead.The details of the executionschedule are as follows:

Relocateesdisplacement Housingprotection and heighteningworks for 1,081 peoplewill be completedby 2002and 124 peoplewill moveout by October2003.

Productiondevelopment: 363.8 mu of fishpondswill be renovated,and 500 mu of fishponds will be newly built by 2002. 1325.2 mu of fishpondswiil be renovatedby 2003. 1094.5mu of paddyfield will be adjustedby 2004.

Special facilities: the railway subgrade protection works, renovation and extention of the drainage culverts and sluices and reconstructionof pump stations will be completed by 2002. Rebuilding of the drainage culverts and sluices,liffing of pumpstation inlets and reconstructionof the tractorbridges will be finished by the year of 2003.

Protecton works: 40 % of the reservoir bank protectionworks within Zhuzhou

62 County will be completedand the constructionof Sanmenfarmiand protection works will be commencedby the year of 2001. An other 40 % of the reservoir bank protectionworks within Zhuzhou County will be completed,the construction of Zhaolingand Gantianfarmland protection works will be startedin 2002.The reservoir banks protectionworks within other counties and the left part of reservoirbank protection works within Zhuzhou County will be completedin 2003. The Sanmen farmland protectionworks will be finished, the constructionof Longchuangangand Zhuting farmland protection works and small farmland protectionworks will be startedby the year of 2003.All farmlandprotection works will be fulfilledby 2004.

Reservoirclearance: it will be completedbefore the end of October2003.

The restof workswill be finishedby 2005.

Implementationschedule by years and investmentplan by years are shown in Table8.5-2 and Table 8.5-3 respectively.

63 Table 8.6-1 Compensatory Investment for Reservoir Inundation Treatment

Unit Quantity Amountof money(thousand yuan) Item Unit price(yuan) Sum Zhuzhou Hengdong hing Hengshan Xiangtan Total Zhuzhou Hengdong Ling Hengshan Xiangtan Totalstatic investment 271659.9 253239.8 7217.2 1172.3 1963.9 8066.7 (excludingtax)

I.Resettlementcompensation 58672 57417.1 767.9 104.6 382.4 A. landcompensation _ 50934.9 49850.9 767.9 104.6 211.5 1. Farmland mu 2785 2758 21 2 4 34193.4 33861.1 258.5 24.6 49.2 (1) Paddyfield mu 12310 2762 2735 21 2 4 34000.2 33667.9 258.5 24.6 49.2 (2) Dry land mu 8400 23 23 '193.2 193.2 2. Orchards mu 10000 0.6 0.6 6 6 3. Forestland mu 5600 99.9 99.9 559.4 559.4 4. Swag mu 7000 407 387 20 2849 2709 140 5. Fishpond mu 11760 487 469 11 7 5727.1 5515.4 129.4 82.3 6. Wasteland mu 800 9500 9000 300 100 100 7600 7200 240 80 80 B. Compensation cost for 4587.7 4490.2 97.5 housingand auxiliaryfacilities 1. Housing 16382 16010 352 4447.9 4350.4 97.5 (1) Brick-concretestructure m2 348 9910 9666 244 3448.7 3363.8 84.9 (2) Bridck-woodstructure Th 209 2409 2409 503.5 503.5 (3) Earth-woodstructure m2 130 1747 1747 227.1 227.1 (4) Miscellaneoushouse m2 117 2296 2188 108 268.6 256 12.6 2. Auxiliarybuilding = =_._=_ 111.6 111.6 (1) Endosure m 20 855 855 17.1 17.1 (2) Sunningground ; 15 3471 3471 52.1 52.1 Unit Quantity Amount of money (thousand yuan) Item Unit price(yuan) Sum Zhuzhou Hengdong Liling Hengshan Xiangtan Total Zhuzhou Hengdong Liling Hengshan Xiangtan (3) Hand-operated pump well Pcs. 300 74 74 22.2 22.2 (4) Pond m3 50 62 62 3.1 3.1 (5) Cable TV House 300 57 57 17.1 17.1 Hold 3. Scattered fruit tree 28.2 28.2 C. House plot acquisition mu 4200 25.1 24.6 0.5 105.4 103.3 2.1 D. Compensation cost for Person 3000 280 274 6 840 822 18 infrnqtn irtt irp E. Displacement allowance Person 550 280 274 6 154 150.7 3.3 F. Access in reservoir area 1000 2050 2000 50

11.Compensation cost for 19213.1 15179.2 1191.3 31.3 852.2 1959.1 ,kkiI.tf*n f -. __ A. Traffic facilities 5777.8 4965.1 318.5 10.9 483.3 1. Railway Km 573735 3.32 3.32 1904.8 1904.8 2. Grade IV highway Km 176500 1 1 176.5 176.5 3. Tractor bridge Place 101818 34 27 3 4 3461.9 2749.1 305.5 407.3 4. Wharf Place 2172 108 62 6 5 35 234.6 134.7 13 10.9 76 B. Power line Km 22.3 22.3 975.9 975.9 1. 10kV line Km 40000 20.15 20.15 806 806 2. 35kV line Km 79000 2.15 2.15 169.9 169.9 C. Communication facilities Km 32000 8.06 8.06 257.9 257.9

D. Water conservancy . _ 12201.5 8980.3 872.8 31.3 841.3 1475.8 1. Drainage culverts/sluices Place 175 150 14 2 9 4963.8 4312.3 401.3 76 174.2 2. Pump station kW 8947 4203 1204 19 1513 2008 6487.7 4368 306.5 31.3 480.3 1301.6 3. Mini-hydropower plant kW 250 100 55 95 750.0 300 165 285 Unit Quantity Amount of money (thousand yuan) Item Unit price(yuan) Sum Zhuzhou Hengdong Lilhig Hengshan Xlangtan Total Zhuzhou Hengdong Uling Hengshan Xianglan Ill. Proteclion works 165993.2 154545.7 4578.8 927.5 941.8 4999.4 A. Reservoir banks protection km 858229 24.24 21.59 1.15 1.1 0.4 20155 18486 984.7 941.8 342.5 w orks______B. Farmland protection works mu 8376 17339 16389 372 96 482 145238 138059 3594 927.5 4656

1. Sanmen farmland mu 6758 5358 5358 36207.6 36207.6 protection works 2. Longchuanggan farmland mu 14154 1290 1290 18259.4 18259.4 protection works 3. Zhuting farmland protection mu 13134 1634 1634 21481.5 21461.5 worksIII 4. Gantian farmland protection mu 4996 1619 1619 8088 8088 works

5. Zhaoeingfarmland mu 4582 2095 2095 9599.8 9599.8 protection works I

S. Other farmland protection mu 9662 5343 4393 372 96 482 51621.9 42443.4 3594.1 927.5 4656 works -

IV. Reservoir dearance 79.2 78.6 0.6 1. SanHationdearance 100 322 316 6 32.2 31.6 0.6 2. Graveyardclearance Place 300 150 150 45 45 3. Forestrydearance mu 20 99.9 99.9 2 2

V. Other costs 11712.8 10978.8 293.7 47.3 75.3 317.9

1. Planning and design costs - 0.02 1 22722.06 653.8 106. 179.4 734.15 4879.2 4544.4 130.8 21.3 35.9 146.8

2. Implemenbtatin -ER 22722.06 653.8 106.34 1 .4 734.15 3612.9 3420.5 80.7 12.7 17.9 81.1 management costs _ Unit Quantity Amount of money (thousand yuan) Item Unit price(yuan) Sum Zhuzhou Hengdong Liting Hengshan Xiangtan Total Zhuzhou Hengdong Liling Hengshan Xiangtan (1) Resettlement 0.03 5867.2 5741.71 76.79 10.46 38.24 1760.1 1722.5 23 3.1 11.5 compensatiOn (2) Special facility and 0.01 18528. 16980.35 577.01 95.88 179.4 695.91 1852.8 1698 57.7 9.6 17.9 69.6 protection works 55 3. Technical training 0.005 5867.2 5741.71 76.79 10.46 38.24 293.3 287.1 3.8 0.5 1.9 4. Supervision 0.012 24395. 22722.06 653.8 106.3 179.4 734.15 2927.4 2726.6 78.4 12.8 21.5 88.1

VI. Contingency 15989.6 15040.6 385.5 61.6 94.6 407.3 A. Physical contingency = 23819.92 683.17 111.07 186.93 765.94 15989.6 15040.6 385.5 61.6 94.6 407.3

(1) Resettlement 0.10 6 6261.26 87.93 12.18 2.15 48.69 6412.3 6261.3 87.9 12.2 2.2 48.7 compensation (2) Special facilities and 0.05 .82 17558.66 595.24 98.89 184.78 717.25 9577.3 8779.3 297.6 49.4 92.4 358.6 protection works I . . I Table 8.6-2 Resettlement Implementation Schedule by Years No. Description Completion ExecutionUnit Assistanceand Time ParticipationUnit 1 Check of inventoryof assets, and preparation of resettementDec. 2000 MSDI XiangjiangCorp. ImplementationPlanning Program 2 Embeddmentof Local govemments Inundationdemarcation posts. and Feb.2001 MSDI and Xiangiang checkof affectedinventory of assets Corp. 3 Field work of resettlement March2001 MSDI Loca gove.rnents implementationplanning and Xlangiang Corp. 4 Preparation of resettlementApril 2001 MSDI Local govemments ImlementationPFannin Repoit and Xianiiang ______Corp. 5 State approval of resettlementMay2001 XiangjiangCorp. Govemmentsof 5 implementationPfanning Report counties(city) and contact signing of land acquisitionand relocation 6 Preparation of Monftoring and May2W01 Independent Loca govemments EvaluationProgram, determination monitoring and and Xiangjiang of samplehouseholds for monitoring, evaluationagency Corp.

and survey of baseline of relocatees _ 7 Land acquisitionand relocationin June2001 ZhuzhouCounty Xiangjiang damarea Corporation 8 Housing protection and Year2002 Zhuzhou and Xiangiang consolidationin reservoirarea Xiangtancounties Corp.andMSDI 9 Housingrelocation in reservoirarea Year2003 Zhuzhou and Ditto Xianqtan counties 10 Productiondevelopment Year2003 Governmentsof 5 Ditto cDunties(city) 11 Reservoirbanks protection Year2003 Ditto Ditto 12 Rehabilitation and renovation of Year2003 Ditto Ditto special facilities 13 Farmlandadiustment Year2004 Ditto Ditto 14 Reservoirarea farnland protection Year 2003- Ditto Ditto works 2004 15 Reservoir clearance Year2003 Ditto Ditto

68 Table 8.5-3 Reservoir Resettlement Investment Plan by Years Amountof money(thousandyuan) SumI Item (million Zhuzhou Hengdong Liling Hengshan Xiangtan Remarks yuan) County County City County County

Totment 271.6599 253239.8 7217.2 1172.3 1963.9 8066.7

Year2001 35.4629 35462.9

Year2002 65.8532 65853.2

Year2003 111.5916 99299.9 4580.6 689.8 1512.6 5508.7

Year2004 33.3608 28872.3 1987 375.4 282.5 1843.6

Year2005 25.3914 23751.5 649.6 107.1 168.8 714.4

8.6 Dam Area Resettlement Compensatory Investment

8.6.1 Determination of tangible material indices

The tangible material indices from the survey carried out in year 1999 have been adopted without any growth rate considered.

8.6.2 Unit Price for Compensation

The same unit price for estimating the compensatory investment for the reservoir inundation handling have been adopted for estimating the dam area resettlement compensatory investment. Sixty percent (60%) of the unit price for compensatory of the permanent occupied land (namely 6155 yuan/mu) has been adopted for the temporarily occupied land which will be returned to paddy fields after the completion of the project construction. The land acquisition compensation for Kongzhou Islet is 10 million yuan for the present.

8.6.3 Dam Area Resettlement Compensatory Investment

It is calculated that the total compensatory investment for dam area resettlement is 30.6852 million Yuan. For details see Table 8.6-1.

69 Table 8.6-1 Dam Area ResettlementCompensation Investment Item Unit Qty. Unit price Sum of money Remarks (yuan) (103 yuan) Sum 30685.2 (not including tax) 1.Land acquisition 10233.6 for construction Paddy field mu 377.2 12310 4643.3 mu 200.0 6155 1231.0 Temporarily occupied Dryland mu 113,5 8400 953.4 Vegetble plot mu 36.8 24620 906.0 twice of paddy field Floodland mu 266.7 4200 1120.1 50% of dryland Pool mu 46.1 7000 322.7 Orchards mu 5.0 10000 50.0 Timbertrees mu 43.8 5600 245.3 Cashtrees mu 74.1 10080 746.9 1.8 times of timbertrees Bamboo mu 1A 5600 7.8 Grass land mu 8.7 800 7.0 2. Housing and 7390.3 auxiliary facilities 2.1 Housing 5377.7 Brick- concrete m2 11901.9| 348 4141.9 structure l Brick-wood m2 1461.9 209 305.5 structure . Earth-wood m2 2212.2 130 287.6 structure l_l_l _l Misoellaneous m2 5493.1 117 642.7 houses 2.2 Auxiliry facilities 180.3 Enclosure m2 1482.5 20 29.7 Sunningground m2 8476.2 15 127.1 Hand-operated 70 300 21.0 pump well 3 Poo!' m 50.9 50 2.5 2.3 Moving Person 385 550 211.8 allowance 2.4 Housingplot mu 34.6 4200 145.3 Dry land and barren land account for 50% respectively with a per capita area of 60m 2 2.5 Infrastructures person 385 3000 1155.0 2.6 Scattered fruit 306.7

70 Item Unit Qty. Unit price Sum of money Remarks (yuan) (103yuan) trees . Citrus number 790 140 110.6 Miscellaneous fruit number 315 80 25.2 trees I Cashtrees number 90 80 7.2 Timbertrees number 2782 40 111.3 Bamboo number 852 6 5.1 group 341 50 17.1 _____ mu 5.4 5600 30.2 X 2.7 Grave number 45 300 13.5

3.other costs _ 1180.8 _ 3 Technical training 10 yuan 17623.9 0.5% 88.1 _ _ Survey and design 103 yuan 17623.9 2% 352.5 Implementation 103yuan 17623.9 3% 528.7 management Supervision 103 yuan 17623.9 1.2% 211.5 4.Physical 103yuan 18804.7 10% 1880.5 contingency

5.Kongzhouislet 10 yuan_ 10000

8.7 Resettlement Compensatory Investment for HengshanWharf

8.7.1 Determinationof TangibleMaterial Indices

The tangiblematerial indices from the surveycarried out in July 2000 have been adopted.

8.7.2 Unit pricesof Compensation

The two villager groups within the occupiedarea of Hengshanwharf have no paddy fields and the dry land they have is less than 19 mu totally. Their agriculturalincome mainly comes from citrus and the 19 mu citrusorchard to be occupied is in full fruitful period with high quality at the present. Hence a compensatorystandard for the paddy field in the reservoir area (namely 8617Yuan/miL)has been adoptedas the compensatoryunit price for the citrus orchard.

Compensatoryunit price standardsfor the reservoirarea have been adoptedas the compensatoryunit price standardsfor otheritems.

8.7.3 CompensatoryInvestment for LandAcquisition for HengshanWharf

71 It is calculatedthat the total compensatoryinvestment for land acquisitionfor Hengshanwharf is 2,068,700yuan, andfor the detailssee Table8.7-1.

Table 8.7-1 Investment for Land Acquisition and Resettlement for HengshanWharf Item Unit Unit price Quantity Investment (yuan) (103yuan)

TotalStatic 2068.7 investment(excluding tax) A. Resettlement 1749 compensationcost 1. Landacquisition 257.4 a. Citrus orchard mu 12310 19 233.9 (prosperous period) b. Fishpond mu 11760 2 23.5 2. Housingand 1263.9 anxiliaryfacilities a. Housing _ 4121.3 1257.4 Bnrick-concrete M2 348 3014.82 1049.2 structure Brickand wood m2 209 856.58 179 structure ______Miscellaneous m2 117 249.9 29.2 houses ______b. Auxiliaryfacilities _ _ __=___6.5 Enclosure X 20 _ 9.6 0.2 Sunningground m2 15 161.6 2.4 Cable TV House 300 13 3.9 hold Others House 300 13 3.9 hold _ 3. Requisitionfor mu 4200 5.2 21.8 houseplot 4. Infrastructures Person 3000 58 174 5. Movingallowance Person 550 58 31.9 B. Compensationcost 167 16.8 for rehabilitationof specialfacilities 1. Powerline km 40000 0.17 6.8 2. Dock Number 10000 1 10.0 C. Othercosts _ _ 114.8 3 1. Planningand 10 yuan 0.2 . 176.58 35.3 design _ 2. Implementation 103yuan 0.3 176.58 53 management 3.Technicaltraining 103yuan 0.05 176.58 8.8 fee 4. Supervisionfee 103yuan 0.1 176.58 17.7

D. Contingency 188.1 1.Physical 103yuan 1 188.06 188.1 contingency

72 9. RESETTLEMENTAUTHORITIES AND THEIR RESPONSIBILITIES

9.1 Xiangjiang Corporation

The XiangjiangCorporation has set up a ResettlementDepartment with the staff numberof 3 at present.The main responsibilitiesof XiangjiangCorporation are as follows:

a) Go throughformalities for land acquisition. The Xiangjiang Corporation shall, together with concemed cities and counties,carry out in-situlaying-out and demarcatethe land scopeaccording to the approvedland acquisitionscope.

b) The Xiangjiangcorporation shall, on behalfof the unit undertakingthe Project, draw up an agreementon land acquisitionand resettlementwith the local govemmentthrough consultation,undertake the agreement,and check the implementationof the agreement

c) Examine and approve the annual resettlementimplementation plan and annualfund utilizationplan, raise moneyfor the resettlementwork, allocate fund to the resettlementoffices of the citiesand countiestimely and supervise the utilizationof the resettlementfund.

d) Entrustthe design institute to carry out the resettlementplanning work and any relateddesign work.

e) Entrust qualified units to carry out the resettlement supervision or resettlementmonitoring and evaluation.

f) According to the requirementsof the procedure for capital construction project,once the altemative of the resettlementplan is changedto a great extent and the resettlement compensatoryinvestment is needed to be adjusted,the XiangjiangCorporation shall organizerelated units to workout a specialtopic report which will be submittedto the same approvingauthority for approvalwithout delay.

g) Participatein the biddingfor the importantresettlement projects.

h) Participatein the check and acceptancefor the resettlementwork; provide help to the concemeddepartments in the auditingfor the resettlementfund utilization.

i) Keepthe copies of the land propertydocuments of the projectand the wharf.

73 9.2 Hunan Provincial ReseKtlementDevelopment Bureau (HPRDB)

Hunan Provincial Resettlement Development Bureau (HPRDB) is the administrativeauthority under the Hunan Provincial Govemment. Its main responsibilitiesin the resettlementfor the Projectare as follows:

a) working out the administrativeframework for resettlementimplementation and the managementmethods of the resettlementfund in accordancewith the relevantlaws and regulationsof China and HunanProvince as well as the local situationof the Project-impactedarea;

b) raisingthe proposalfor the setup and main executivesof the municipaland countyresettlement authorites, and training cadres for the resetUement,

c) directing,inspecting, supervising and coordinatingthe resettlementwork;

d) submitting to the Owner the summarizedyearly resettlementfund using program,breaking down the resettlementinvestment in accordancewith the approved yearly resettlementfund using program, inspectingthe use of resettlementfund, and taking part in the audit of the resettlementfund as well;

e) hosting, together with the relevant departments,the bidding work of any importantor major resettlementitem;

f hosting or taking part in review of the resettlementplanning and design of major resettlementworks, and taking part in the completionacoeptance of any resettlementworks;

g) handling, on behalf of the provincialgovemment, properly and timely any problemand contradictionappearing in the resettlementimplementation work to maintainthe socialstability in the reservoirarea;

h) performingother dutiesstipulated by laws and regulations.

9.3 Zhuzhou city and Hengyang city

In order to meet the requirementsof the resettlementwork for the Dayuandu Project,the ResettlementDevelopment Bureau was set up in HengyangCity 6 staff at the present.Resettlement developing authority has not beenset up yet in Zhuzhou City. After the approval and commencementof the project, a correspondingresettlement authority will be set up with a certainnumber of staff in ZhuzhouCity and the resettlementorganization in HengyangCity will also be

74 strengthened. The main responsibilitiesof the resettlement authorities at municipal level are to provide directions, coordination, supervision and examinationfor the relocationand resettlementin Hengshanand Hengdong counties.

9.4 Zhuzhou, Xiangtan, Liling, Hengdong and HengshanCounties.

In order to meet the requirements of Dayuandu resettlement activities, resettlementorganizations have been set up in Hengdongcounty and Hengshan countyand 4 staff are providedfor each.The resettlementauthorities has not set up yet in Zhuzhoucounty, Xiangtan county and Liling county.After the Projectis approvedand commenced,the resettlementauthorities will be set up in these three counties (city) and an appropriatenumber of staff will be providedin accordancewith the actual conditionsof the resettlementwork.The staff of the resettlementorganization in Hengdongand Hengshancounties will also be strengthenedwith a certain number of staff to meet the requirementsof the resettlementactivities.

The countyresettlement authority will be responsiblefor the implementationof the resettlementplan under the leadership of the higher-level resettlement authorityand the govemmentof the county.And the main responsibilitiesof the county resettlementauthority are as follows:

a) Carry out the State resettlement policies conscientiouslyand do well resettlement work within the administrative area according to laws and regulations.

b) Representthe county govemmentto sign agreementson resettlementwork and investmentlump sum contractingwith XiangjiangCorporation.

c) Be responsible for working out the county resettlement planning and resettlementimplementation plan together with the designinstitute.

d) Be responsiblefor drawing up the annual resettlementimplementation plan and the annualfund utilizationplan of the county.

e) Be responsiblefor finishing the task of the resettlementimplementation accordingto the approvedannual resettlement implementation plan.

f) Be responsiblefor distribution,management, cashing in and settingaccounts of the resettlementfund for the local county.

g) Be in charge of the Bidding work for the important resettlementprojects togetherwith relevantdepartment.

75 h) Do well the managementwork for the resettlementproject within project administrativepower extent.

i) Carry out strict financial management,manage and utilize the resettlement fund appropriately,which will subjectto checkingand auditingfrom relevant authority.

j) Providehelp to receiveresettlement supervision and monitoringassessment.

k) Be responsiblefor publicizingthe state's general and specific resettlemnent polices, and resolve the problems and contradictoriesoccurred in the resettlementacfivities so as to keep the reservoir area in a stable social environment

i) Be responsiblefor check and acceptancefor the countyresettlement project, drawingup and submittingacceptance report.

m) Providehelp for XiangjiangCorporaffon in going through formalifiesof the land acquisition.

n) Finishother work assignedby the higher-levelresettlement authority.

9.5 Townships and Town Concemed

After the commencementof the Project, in township which have heavy resetflementwork to be done, a resettlementoffice will be set up and staffedwith some full-timeresetflement working staff members.

The township resettement authority is a kind of executive body being responsiblefor resettlementwork and Wsmain responsibilitiesare to organize and carry out the land acquisiftion,relocation and resettlementin the township accordingto the contractof land acquisitionand resettlementas well as relevant laws.

10. RELOCATEES'PARTICIPATION AND CONSULTATION

10.1 Project Information Disclosure

Disclosure of project information is an important step to ensure public participationin resettlementplanning and implementation.Project information as

76 well as resettlementinformation should be providedto the relocateesand local peopleat all phasesof resettlementplanning and implementationso that their feedbackcould be incorporatedin the resettlementplanning and design.

Methodsto disseminatethe informationinclude TV and broadcast,newspapers and periodicals,public posters, special columns, relocatee meetings and villager meetings, as well as resettlementinformation booklets distributedto every relocateehousehold etc.

Oncethe RAP is approvedby the Stateand the World Bank,the full RAPshould be placed in the resettlementoffice of each township accessible to the relocatees.

At all phases of the project preparation and implementation,the project informationand resettlementinformation disclosed so far or to be disclosedto the relocateesand local peopleare given in Table 10.1-1.

Table 10.1-1 Contents of ResettlementInformation Disclosure

Informationcontents ResettlementStage Policesand laws on resettlementissued by the Projectpreparation and Stateand HunanProvince implementationprocess World BankOD4.30 on InvoluntaryResettlement Projectpreparation and implementation process Projectaffected scope Inventoryof affectedassets Scope,contents, standards, methodology, cut-off Inventoryof affectedassets date and findings of inventoryof affectedassets Plannedhost area Resettlementplanning Plannedsite and projectfor productive Resettlementplanning development Schemefor infrastructurerehabilitation Resettlementplanning Quantities,compensation rates and amountsof Implementation approvedacquisition assets Approvedhousing and productionsites Implementation Name,office, address, telephone of agencies Implementation and personson serviceof relocatees Relocatees'rights and duties,grievance Implementation channelsand procedures Other informationrelated to resettlement Projectpreparation and implementationprocess

10.2 Contents of Public Participation and Consultation in ResettlementWork

Participationand consultationof the relocateesis of crucial importanceto the adequateplanning and successfulimplementation of resettlement.Consultation with the relocateesand the lotzalpeople must be carriedout and their concems and suggestionsmust be fully taken into considerationin the projectpreparation and implementation process. The contents of public participation and consultationat each stage are listed below.

77 a) Listeningto the public opinionson projectscale, constructionsite, normal pool level scheme,etc.; b) Participationof relocatees in socioeconomicsurvey and inventory of affectedassets; c) Participationof relocateesin formulafingthe RAP; Consultationwith the relocatees on house relocation, site for productive development,land reallocation means, project for producfive development scheme for infrastructurerehabilitation, etc.; d) Listeningto the relocatees'opinion on compensationrates; e) Consultationwith relocateeson the utilizationprogram on public property compensation; f) Consultationwith relocateeson relocationschedule; g) Otherissues related to relocatees'interests.

10.3 Arrangement of Public Participation and Consultation In Resettlement Work

The major methodsfor public participationand consultationare: regularlyor irregularlyconsultative conference of relocateesor relocatees'representatives; participationof relocatees'representafives in the survey team and planning team; relocatees' involvementin the complete process of private property survey and signing off of survey findings; distribution of questionnaireto relocatees;and interviewof the vulnerablehouseholds.

In the projectpreparation and implementationprocess, the acfivitiesfor public participationand consultationarranged already or to be arrangedare as follows:

Before the inventory of affected assets, meetings of local leaders and relocatees' representativeswere held to consult on the scope, methodology, standardsand organizationfor the inventory.During the processof inventory, the township, village and villager group concemed were all involved in the survey work, particularlyfor the private property such as the house, all the householdheads took part in the surveyand signedthe surveyregisters. As far as the propertyowned by the collectivelike the land is concemed,the village chief, village committeesecretary, director of women'sfederation, the villager group chief and the reputedrepresentafive of local peoplewere involvedin the surveywork. After count-upand collectionof affectedassets, group discussions participatedby the local leadersand relocatees'representatives were held. The inventoryof affectedassets has been approvedby the countygovemment

The resettlementplan at this stage was preparedby asking the opinionsof the leadersat levelsof county,township and villageas well as the villagesecretaries, directorsof women'sfederation and relocatees.

78 The planfor resettlementimplementation after the commencementof the project will bejointly preparedby MSDIand the countygovemment with participationof the local leaders at levels of township,village and villager group concemed, meanwhile,the opinionsof relocateeswill also betaken into accountby listening to their opinionsthrough group discussions and distributionof questionnaire.

During the implementationof resettlementwork, the compensationitems, standards,quantities and investmentwill be postedfor public attentionby the resettlement authority, and an individual compensationhandbook will be preparedand distributedto the relocateesto receivetheir monitoring.Moreover, variousmeans will be employedto discussand consultwith relocateesfor their concems.

10.4 Impacts of Resettlementon the Host Communities

Displacedpersons caused by the Projectwill be all movedback to resettleat the higher elevationplace in their originalvillage, without any moving-outresettler. Therefore,there is no problemof the impact of resettlers movingon the host community.

11 PAPS' RIGHTSAND GRIEVANCEMECHANISM

11.1 PAPs' Rights

In additionto the rights andduties given by the currentConstitutions and Lawsof the P.R.C.,the displacedperson shall also enjoythe rights as follows:

a) to gain the rationalcompensation for the impactedassets of which the PAP is entitledto any interest;

b) to be well resettledin respectsof production,livelihood etc.;

c) to get the informationon resettlement;

d) to take part in the consultationon resettlement;

e) to appealgrievance;

f) otherrights givento the PAPsby resettlementlaws and regulations.

79 11.2 Channelsfor PAP's Grievance Redress

As the resettlementwork involves many respects and is crucial to the close interestsof the PAPs. Unavoidably,the PAPswill have some complaintsfor the resettementand compensation.In orderto ensurethat the problemscomplained by the PAPs can be resolved impartiallyand reasonably,it is necessaryto establish simple, open and impartial grievance channels and grievance proceduresto safeguardthe legalinterests of the PAPsagainst infringement. In case that any legal interestof any PAPis infringed,the PAP shall be entitledto appealand take legal proceedinguntil he gains the interesthe is entitledto.

The PAPs'complaints can be divided into such types as psychologyand social culture,body and mind as well as economy.

The majorchannels for the displacedperson to make complaintsare as follows:

a) The villager groupand villagecommittee;

b) Resettlementauthorities at all levels;

c) Govemmentdepartments to receiveletters and visitorsat levelsof township, county,municipality and provincewhere the resettlementis occurred;

d) Representativesof the People'sCongress, representatives of the People's PoliticalConsultative Conference (CPPCC), the Women'sFederation and the press at all levels;

e) At levels of county, municipality,province and State, Departments of AdministrationSupervision, Auditing, Discipline Inspection,Judicature and Prosecutionall take up cases regarding violating law and breaking the disciplinein resettlement.

11.3 Grievance Procedures

The WaterLaw of P.R.C,the ResetUlementRegulations and otherrelative laws and regulationshave stipulatedthat 'Wherethe resettlementis needed due to requirementof constructionof the water resourcesand hydropowerprojects, the local govemment is responsiblefor arranging the local displaced persons' livelihoodsand production.The cost incurredin the resettlementshall be added to the investmentplan for the projectconstruction". The Projectis one of the key navigationprojects in Hunan Province,therefore the resettlementof the Project shall be under the responsibilityof the local govemment.When the displaced person lodges an appeal to protect his lawful rights and interests, which is relatedto the local govemmentand departmentsconcemed, the Administrative

so LitigationLaw of P.R.C.should be followed.If the resettlerrefuses to acceptthe administrationreconsideration, he can take administrationaction to court accordingto the AdministrationLitigation Law of PR.C.

The proceduresare as follows:

a) If any PAP has any disaffectionon the resettlementand rehabilitationplan, or thinks that any resettlement decision made by any administrative authorityand any of its agenciesinfringes any of his interests,he may raise an oral or writen grievanceto the village committeeor the town/township resettlementoffice within 60 days. In case of an oral grievance, the grievance receiving institution shall record on the spot the general informationof the declarant,the main grievancefacts, the reasonsand the time as well the problemsrequired for resolution.The village committeeor the town/townshipresettlement office must make his reply whether he acceptsor does not acceptthe casewithin 5 days. For the grievancein his acceptancescope, he shall make the directivewithin 15 days, and for the grievanceout of his acceptancescope, he shall transferthe grievanceto the relevant administrative authority within 7 days after he receives the grievanceand notifythe declarant.

b) In case that the PAP is discontentedwith the directive of the village committeeor the town/townshipresettlement office, he may appealto the County ResettlementOffice within30 days after he receivesthe directive, and the County ResettlementOffice must makehis directivewithin 30 days.

c) In case that the PAP is discontentedwith the directive of the county reseKtlementoffice, he may appeal to the Municipal Resettlement DevelopmentBureau within 30 days afterhe receivesthe directive,and the MunicipalResettlement Development Bureau must make his directivewithin 60 days.

d) In case that the PAP is discontentedwith the directive made by the municipal resettlement bureau, he may appeal to the Provincial ResettlementBureau within 30 daysafter he receivesthe directive,and the ProvincialReseKtlement Development Bureau must make hisdirective within 60 days.

e) In case that the PAP is still discontentedwith the directive made by the ProvincialResettlement Development Bureau, he may institutea proceeding to the courtwithin 15 days after he receivesthe directive.

11.4 Assistance to Vulnerable Families

81 The vulnerablefamilies among the project-impacted-populationcomprise the familiesof a lonely old person,the familiesof orphan(s),the familiesconsisting of any disabledperson(s), single-female-parent families, families lackingof labour force and otherfamilies needing assistance.

Besidesall the interestas stipulatedin SafeguardLaw on Interestsof Disabled Persons of PR.China, Safeguard Law on Interestsof Women of PR.China, SafeguardLaw on Interestsof Elderly Personsof PR.China,Protection Law on Interestsof Minors of P.R.China,during the resettlementthe vulnerablegroups amongthe project-impactedpopulation will also enjoy the following assistance as:

a) priontyto selectthe positionof houseplot;

b) priority to select the position of the reallocatedfarmland or any other businessplace;

c) subsidyfor difficuflties,given by the villageand/or villager group, duringthe housingrelocation;

d) labor assistance provided by the village and/or villager group, during the housingrelocation;

e) facilifiesfor taking part in the negotiationfor resettlement,such as regular interviewto vulnerablefamilies etc.

f) free legal assistancein case of any infringementof their interests;

g) otherservices and assistancenecessary for the vulnerablegroups.

12. RESETTLEMENTMONITORING AND EVALUATION

12.1 Purpose of Resettlement Monitoring and Evaluation

Based on the performance and findings of the resettiement management agencies,the resettlementmonitoring and evaluationis to be carriedout during and after the process of resettlers' relocaton and resettlement,by means of intensivecollection, analysis, collation and utilization of data and information related to resettlers' property, financial status, equity and resettlement implementationprogress, aimed to reflect, in a realistic manner, the actual situation of the resettlersbefore and after the resettement,to assess whether the resettlementhas achievedthe anticipatedtarget, whether the resettlersare satisfiedwith the resettlement,and in particular,whether the livelihoodand living

82 standard of the resettlers has been recovered or upgraded,to evaluate the efficiency,effect, impact and stability of resettlementarrangement, to sort out experiencesand lessons leamt during the process of resettlement,to provide regularlyor irregularlyto the World Bank,the Clientand any relateddepartments with suggestionsand mitigativemeasures for solution of any existing problems, and to obtain good experience and guidance for future undertaking of resettlementarrangement.

12.2 Work Bases of Resettlement Monitoring and Evaluation

Policy and Legal Frameworkfor Resettement of Hunan Province and the People'sRepublic of China;

Guidelinefor InvoluntaryResettlement of the World Bank(OD4.30);

Guideline for Resettlement Monitoringand Evaluation of the World Bank (OD10.70);

ResettlementAction Plan;

Monitoringand EvaluationWork Outlinesto be approvedby the World Bankand the Client;

Commentsand SuggestionsProposed by the World Bank and the Client for ResettlementMonitoring and Evaluation.

12.3 Contents of Monitoring and Evaluation

The itemsand contentsof monitoringand evaluationinclude:

a) adaptability and implementation performance of the resettlement arrangementplan;

b) public participation;

c) use of compensationinvestment for improvementof resettlers'living and productionlevel;

d) land improvement for agricultural resettlers, and construction of infrastructuresin the villages;

e) means of resettlement,production (operation), the progress,th4p income sources, as well as the living level recovery ability and extend, of the resettlers being engaged in agriculturalactivity, working in factories and

83 findingtheir own meansof livelihood;

f) surveyand estimateof resettlers'annual living expenses and corresponding bearingcapacity;

g) sources for cost of living, and the availability of special insurance informatbonand fund for the old and retiredresettlers;

h) adaptabilityto infrastructuresand variousservice facilities in the host area;

i) setup and staffing of resetfeementmanagement agencies and the correspondingservice proceduresand methodologies;

j) adaptabilityof the resettlers'grievance redress procedures;

k) meansand accuracyfor informationreaching the resettlers;

I) rehabilitationof the woman resettlers,the changes in their incomes and socialenvironment;

m) public health;

n) allocaftonand use of the resettlementcompensation fund;

o) evaluationof resettlementarrangement in associationwith the World Bank

p) other items recommendedby the World Bankand the Client for monitoring and evaluation.

12.4 Methods of Monitoring and Evaluation

The monitoringand evaluation is to be carried out with combinationof data collection,investigation and interview,overall investigationand layer-by-layer survey,resettlement expert effort and local resettlementcadres! cooperation, and with considerationof mathematicalstatistics and comparativeanalysis.

12.4.1 Overallinvestigation

The overall investigationis to be proceededby means of data collectionfrom departments concemed or through in-situ visit to get to know the overall circumstances of resettlement arrangement,with the major contents for investigationlisted as below:

a) collecton of data from resettlementimplementation agencies and other

84 related institutionsfor resettlers'livelihood, living environmentand level, infrastructuresas well as informationabout servicefacilities such as culture, education,public healthand commercebefore the resettlement;

b) collection of resettlement arrangement planning report, drawings, and informationabout allocation and use of resettlementcompensation fund, from the Client or the resettlementimplementation agencies;

c) collectionof data from resettlementimplementation agencies for information aboutthe constructionschedule and quality of, andthe amountand timingof resettlement compensation fund used by public facilities of water conservancy,power, traffic and postaltelecommunication as well as service facilitiesof culture,educabon, public healthand commercein the host area;

d) collection of data from resettlementimplementation agencies and other relatedinstitutions for basicinformation about resettlers'population, housing, quantity and quality of land resources,fruit trees and cash crops, major side-productproduction, economic income, etc.;

e) collection of data from resettlementimplementation agencies and other relatedinstitutions for informabionabout non-resettlers' livelihood, living level and environment,infrastructures as well as service facilities of culture, education,public healthand commercein the host areabefore and afterthe resettlement;

f) collectionof othersupplementary information

The collectedinformation shall be analyzedand collated.In case of errorsor mistakes,they will be fed backtimely to the partiesconcemed or corrected in the site.

12.4.2 Typicalsample survey

In terms of resettlementarrangement means, there are four layersof resettlers, i.e. (a) the resettlersbeing engaged in agricufturalactivities; (b) the resettlers working in factories; (c) the resettlersfinding their own meansof livelihood;(d) the old and retired resettlers staying at home. In typical sample survey,the technology of sample survey layer-by-layerwill be adopted, and with the considerationof the difference in education level, the distributionof children under 16, as well as the small amount of total resettlers,about 15%-30% resettlerswill be randomlytaken out respectivelyfrom the four differentlayers as samplesfor fix-pointtrace survey.The contentsof surveyshall includethe basic situation of the sample resettlersbefore and after the relocation,the extent of recoveryor improvementof productionand living. The major items of survey

85 include: family member and structure, living environmentand housing,land resourcesand production(working) condition, living level, woman'srole, the social security for the old and retired, the resettlers'education, culture, public health,and children'shealth in particular.

12.4.3 Analysisand evaluation

Based on mathematical statistics of the infomation obtained in overall investigationand typical samplesurvey, the methodof comparativeanalysis will be adopted to assess the living, production,income level, social network, women'srole, public health of the resettlersbefore and after the relocation,to evaluatethe constructionof infrastructuresand servicefacilities, to analyzeand sort out the experiencesin successand the lessonsin failure,the defectsand existingproblems in resettlement,to providefeasible measures and reasonable suggestionsto the World Bank,the Client and the resettlementimplementation agenciesfor future improvement.

12.5 Independent Monitoring and Evaluation Unit

The XiangjiangCorporation has tentativelyselected the NavigationEngineering Investigationand DesignInsfitute No.2 of the Ministryof Communicationsas the independentresetUement monitoring and evaluation unit for the Project.

After the preliminaryreview on the qualifications,experiences and competence of the independentmonitoring and evaluationunit and personnelis carried out and approvedby the World Bank,the independentmonitoring and evaluationunit vill prepare the resettlementmonitoring and evaluationprogram, detailing the monitoringand evaluationschedule.

13. TRAINING

After the reservoir filling, some land resources,especially farmland, will be inundated, the rural industrial structure will be considerablyadjusted, and tremendouschanges will take place in the employmentchannels of resetUers. Some resettUerswill not engage in the accustomedfarm production,and will engage in other trades, such as gardening,aquaculture, second and trtiary industries, which are not familiar to them and need high technology.The resetUers'cultural quality and productionskills can hardly meet the requirements of new industries. In order to ensure the successful implementation of resettlement plan, technical training must be provided for the resettlers. Meanwhile, the resettlementactivities have characteristicsof strong policy, scientificand socialnature, scientific and correctorganization and leadingis one of the key factorswhich decide the successor failure of the resetflementwork.

86 For most of the resettlementcadres, resettlement work is a completenew work, thereforethe resettlementcadres must be trained.

The targetof training includesresettlement cadres and affectedpopulation. The contentsof training includepolicy and legalframework for resetLementof China, Hunan Province and the World Bank, the professional knowledge about resettlementplan preparation,implementation and managementas well as use of funds, training for productiontechnique and skills, grievanceprocedures as well as methodsand measuresof handlingcontradictions. The ways of training include holding short- and medium-term off-the-job training, establishing resettlers'night school to give lectureson productiontechnique, and selecting resettlementcadres, resettlers and theirchildren to studyin universities,colleges and specialschools, etc.

An investment of 390,200 yuan, accountingfor 0.5% of the compensatory investmentfor rural displacedpersons, is providedfor the technicaltraining of the resettlers,of which293,300yuan is for displacedpeople in the reServoirarea, 88,100 yuan is for displaced people in the dam construction area, and 8,800 yuan for those in the HengshanWharf. The contentof the trainingcourse and the numberof the traineesshall be plannedin the resettlementimplementation plan. The training shall be arranged by the resettlementagencies in the related counties,which includesselection of traineesand the trainingunit as well as the trainingway.

14. Preferential policies

The major preferentialpolicies mentioned in the ResettlementRegulations and otherrelative laws and regulationsare as follows:

a) Establish Reservoir Area Construction Funds. The Clause 17 in the ResettlementRegulations stipulates that: ReservoirArea ConstructionFunds shall be establishedto maintainand support the productiondevelopment of the displaced persons in the reservoir area of Large- and Medium-Scale Water Resources and HydropowerProjects. The method of withdrawal, managementand use of the newReservoir Area ConstructionFunds shall be jointly decided by the Ministryof Water Resources,Ministry of Financeand the formnerMinistry of Energy.

b) Preferentialconditions shall be providedfor the resettlers'using electridity to make production.The Clause18 in the ResettlementRegulations stipulates that: after completion of constructionof the hydropowerproject, the state departments concemed should ensure that the displaced persons have enough electricity which has been checked to use in their livelihood and production. The resettlers shall pay for the amount they have used.

87 Preferentialprices shall be appliedto the checkedelectricity used for high lift pumpingirrigation and drainagefor the polders.

The water surfacearea and drawdownarea formedafter the completionof the projectshould be tapped and utilizedunder the unified managementof the project managementunit. Priority should be given to the displaced personsto tap and utilize the above-menfionedwater areas and drawdown areas with the preconditionof followingunified reservoir operation plan and guaranteeingthe safety of the project.

c) Certainconsiderations shall be givento the resettlementarea when the State plansthe constructionfunds.

The Clause 19 of the ResettlementRegulations stipulates that when the State makes budget plan for supporting agriculture, poverty relieving, transportation,culture, educationand public health, certain considerations shouldbe given to the resettlementarea to supportthe resettlers'livelihoods and productiondevelopment.

Any productionand constructionproject arranged by the govemmentin the resettlementareas or benefitedareas of the Projectshould be designedwith combinationof the resettlement d) Supportshould be given to the resettlersin their later resettlementstage for five to ten years. The Clause 19 of the ResettlementRegulations stipulates that the time period for the state to supportthe displacedpersons shall last five to ten years, which will start from the date of completion of the resettlementimplementation plan. Forthose whoare resettledin batchesand in stages,the above-mentioneddate shall startfrom the date of completionof each batch resettlement The Hunanprovincial document No.37 of Circular on Establishmentof the Later Stage SupportFunds for the ResetUlersin the ReservoirAreas of the HydropowerPrcjects and ReservoirPrcject? issued in 1996 stipulatesthat the collectionrate for the laterstage supportfunds for the reservoirarea is 0.005yuan/kW.h, which shall last for ten years.

88