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Purchase and Sales by Report Date Composite

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Purchase and Sales by Report Date Composite Purchase and Sales by Report Date Composite July 1, 2013 to July 31, 2013 View Date: August 8, 2013 Funds Included in Composite NJBD COMMON D EMERGING NJBU COMMON D DEVELOPED NJDE COMMON D DEVELOPED PASSIVE NJDO COMMON D DEVELOPED ETFS NJDU COMMON D HEALTHCARE NJDV COMMON D TECHNOLOGY NJDZ COMMON D OAC NJEA COMMON D EMERGING MORGAN STNLY NJEB COMMON D EMERGING LAZARD NJED COMMON D EMERGING PICTET NJEM COMMON D EMERGING WELLINGTON Page 1 Prepared by State Street Purchase Report by Report Date Composite July 1, 2013 to July 31, 2013 View Date: August 8, 2013 Base Currency: USD - US DOLLAR Asset ID Security Name/Description Trd Date Stl Date Fail Days Broker Name Stl Cur/Loc Comm Per Shr Shares/Par/Contracts Exchange Rate Fund Price Interest Commissions Taxes/Fees/Other Net Cost Units/Original Face CASH EQUIVALENTS US DOLLAR 85749P9B9 STATE STR INSTL LIQUID RESVS 0.093% 31 Dec 2099 01 Jul 2013 01 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 744,135.040 1.000000 NJEM Local 100.000000 0.00 0.00 0.00 744,135.04 Base 100.000000 0.00 0.00 0.00 744,135.04 85749P9B9 STATE STR INSTL LIQUID RESVS 0.093% 31 Dec 2099 01 Jul 2013 01 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 592,948.130 1.000000 NJEA Local 100.000000 0.00 0.00 0.00 592,948.13 Base 100.000000 0.00 0.00 0.00 592,948.13 85749P9B9 STATE STR INSTL LIQUID RESVS 0.093% 31 Dec 2099 01 Jul 2013 01 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 478,031.100 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 478,031.10 Base 100.000000 0.00 0.00 0.00 478,031.10 85749P9B9 STATE STR INSTL LIQUID RESVS 0.079% 31 Dec 2099 01 Jul 2013 01 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 5.350 1.000000 NJED Local 100.000000 0.00 0.00 0.00 5.35 Base 100.000000 0.00 0.00 0.00 5.35 85749P9B9 STATE STR INSTL LIQUID RESVS 0.095% 31 Dec 2099 02 Jul 2013 02 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 147,543,616.340 1.000000 NJEA Local 100.000000 0.00 0.00 0.00 147,543,616.34 Base 100.000000 0.00 0.00 0.00 147,543,616.34 85749P9B9 STATE STR INSTL LIQUID RESVS 0.095% 31 Dec 2099 02 Jul 2013 02 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 50,800,850.970 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 50,800,850.97 Base 100.000000 0.00 0.00 0.00 50,800,850.97 85749P9B9 STATE STR INSTL LIQUID RESVS 0.089% 31 Dec 2099 03 Jul 2013 03 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 775,945.150 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 775,945.15 Base 100.000000 0.00 0.00 0.00 775,945.15 Page 2 Prepared by State Street Purchase Report by Report Date Composite July 1, 2013 to July 31, 2013 View Date: August 8, 2013 Base Currency: USD - US DOLLAR Asset ID Security Name/Description Trd Date Stl Date Fail Days Broker Name Stl Cur/Loc Comm Per Shr Shares/Par/Contracts Exchange Rate Fund Price Interest Commissions Taxes/Fees/Other Net Cost Units/Original Face 85749P9B9 STATE STR INSTL LIQUID RESVS 0.096% 31 Dec 2099 05 Jul 2013 05 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 880,740.560 1.000000 NJEM Local 100.000000 0.00 0.00 0.00 880,740.56 Base 100.000000 0.00 0.00 0.00 880,740.56 85749P9B9 STATE STR INSTL LIQUID RESVS 0.095% 31 Dec 2099 08 Jul 2013 08 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 1,240,033.640 1.000000 NJEM Local 100.000000 0.00 0.00 0.00 1,240,033.64 Base 100.000000 0.00 0.00 0.00 1,240,033.64 85749P9B9 STATE STR INSTL LIQUID RESVS 0.080% 31 Dec 2099 11 Jul 2013 11 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 121,634.580 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 121,634.58 Base 100.000000 0.00 0.00 0.00 121,634.58 85749P9B9 STATE STR INSTL LIQUID RESVS 0.080% 31 Dec 2099 11 Jul 2013 11 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 5,401,971.820 1.000000 NJEM Local 100.000000 0.00 0.00 0.00 5,401,971.82 Base 100.000000 0.00 0.00 0.00 5,401,971.82 85749P9B9 STATE STR INSTL LIQUID RESVS 0.077% 31 Dec 2099 12 Jul 2013 12 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 891,950.880 1.000000 NJEA Local 100.000000 0.00 0.00 0.00 891,950.88 Base 100.000000 0.00 0.00 0.00 891,950.88 85749P9B9 STATE STR INSTL LIQUID RESVS 0.073% 31 Dec 2099 15 Jul 2013 15 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 1,511,851.690 1.000000 NJEA Local 100.000000 0.00 0.00 0.00 1,511,851.69 Base 100.000000 0.00 0.00 0.00 1,511,851.69 85749P9B9 STATE STR INSTL LIQUID RESVS 0.073% 31 Dec 2099 15 Jul 2013 15 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 2,087,646.130 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 2,087,646.13 Base 100.000000 0.00 0.00 0.00 2,087,646.13 85749P9B9 STATE STR INSTL LIQUID RESVS 0.082% 31 Dec 2099 16 Jul 2013 16 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 2,930,868.840 1.000000 NJEM Local 100.000000 0.00 0.00 0.00 2,930,868.84 Page 3 Prepared by State Street Purchase Report by Report Date Composite July 1, 2013 to July 31, 2013 View Date: August 8, 2013 Base Currency: USD - US DOLLAR Asset ID Security Name/Description Trd Date Stl Date Fail Days Broker Name Stl Cur/Loc Comm Per Shr Shares/Par/Contracts Exchange Rate Fund Price Interest Commissions Taxes/Fees/Other Net Cost Units/Original Face Base 100.000000 0.00 0.00 0.00 2,930,868.84 85749P9B9 STATE STR INSTL LIQUID RESVS 0.082% 31 Dec 2099 16 Jul 2013 16 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 3,346,459.910 1.000000 NJEA Local 100.000000 0.00 0.00 0.00 3,346,459.91 Base 100.000000 0.00 0.00 0.00 3,346,459.91 85749P9B9 STATE STR INSTL LIQUID RESVS 0.082% 31 Dec 2099 16 Jul 2013 16 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 575,284.630 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 575,284.63 Base 100.000000 0.00 0.00 0.00 575,284.63 85749P9B9 STATE STR INSTL LIQUID RESVS 0.071% 31 Dec 2099 17 Jul 2013 17 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 218,552.060 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 218,552.06 Base 100.000000 0.00 0.00 0.00 218,552.06 85749P9B9 STATE STR INSTL LIQUID RESVS 0.071% 31 Dec 2099 18 Jul 2013 18 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 551,945.490 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 551,945.49 Base 100.000000 0.00 0.00 0.00 551,945.49 85749P9B9 STATE STR INSTL LIQUID RESVS 0.071% 31 Dec 2099 18 Jul 2013 18 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 29,105.070 1.000000 NJEM Local 100.000000 0.00 0.00 0.00 29,105.07 Base 100.000000 0.00 0.00 0.00 29,105.07 85749P9B9 STATE STR INSTL LIQUID RESVS 0.071% 31 Dec 2099 18 Jul 2013 18 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 2,387,912.140 1.000000 NJEA Local 100.000000 0.00 0.00 0.00 2,387,912.14 Base 100.000000 0.00 0.00 0.00 2,387,912.14 85749P9B9 STATE STR INSTL LIQUID RESVS 0.069% 31 Dec 2099 19 Jul 2013 19 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 2,731,975.630 1.000000 NJEA Local 100.000000 0.00 0.00 0.00 2,731,975.63 Base 100.000000 0.00 0.00 0.00 2,731,975.63 85749P9B9 STATE STR INSTL LIQUID RESVS 0.069% 31 Dec 2099 19 Jul 2013 19 Jul 2013 STATE STREET BANK AND TRUST USD/CSW Page 4 Prepared by State Street Purchase Report by Report Date Composite July 1, 2013 to July 31, 2013 View Date: August 8, 2013 Base Currency: USD - US DOLLAR Asset ID Security Name/Description Trd Date Stl Date Fail Days Broker Name Stl Cur/Loc Comm Per Shr Shares/Par/Contracts Exchange Rate Fund Price Interest Commissions Taxes/Fees/Other Net Cost Units/Original Face 1,822,105.180 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 1,822,105.18 Base 100.000000 0.00 0.00 0.00 1,822,105.18 85749P9B9 STATE STR INSTL LIQUID RESVS 0.067% 31 Dec 2099 24 Jul 2013 24 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 770,000.090 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 770,000.09 Base 100.000000 0.00 0.00 0.00 770,000.09 85749P9B9 STATE STR INSTL LIQUID RESVS 0.077% 31 Dec 2099 25 Jul 2013 25 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 1,303,229.380 1.000000 NJEA Local 100.000000 0.00 0.00 0.00 1,303,229.38 Base 100.000000 0.00 0.00 0.00 1,303,229.38 85749P9B9 STATE STR INSTL LIQUID RESVS 0.077% 31 Dec 2099 25 Jul 2013 25 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 379,640.020 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 379,640.02 Base 100.000000 0.00 0.00 0.00 379,640.02 85749P9B9 STATE STR INSTL LIQUID RESVS 0.077% 31 Dec 2099 25 Jul 2013 25 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 1,699,050.970 1.000000 NJEM Local 100.000000 0.00 0.00 0.00 1,699,050.97 Base 100.000000 0.00 0.00 0.00 1,699,050.97 85749P9B9 STATE STR INSTL LIQUID RESVS 0.074% 31 Dec 2099 26 Jul 2013 26 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 92,767.250 1.000000 NJEM Local 100.000000 0.00 0.00 0.00 92,767.25 Base 100.000000 0.00 0.00 0.00 92,767.25 85749P9B9 STATE STR INSTL LIQUID RESVS 0.073% 31 Dec 2099 29 Jul 2013 29 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 797,122.070 1.000000 NJEA Local 100.000000 0.00 0.00 0.00 797,122.07 Base 100.000000 0.00 0.00 0.00 797,122.07 85749P9B9 STATE STR INSTL LIQUID RESVS 0.073% 31 Dec 2099 29 Jul 2013 29 Jul 2013 STATE STREET BANK AND TRUST USD/CSW 1,796,667.800 1.000000 NJEB Local 100.000000 0.00 0.00 0.00 1,796,667.80 Base 100.000000 0.00 0.00 0.00 1,796,667.80 85749P9B9 STATE STR INSTL LIQUID RESVS 0.073% 31 Dec 2099 29 Jul 2013 29 Jul 2013 STATE STREET BANK AND TRUST USD/CSW Page 5 Prepared by State Street Purchase Report by Report Date Composite July 1, 2013 to July 31, 2013 View Date: August 8, 2013 Base Currency: USD - US DOLLAR Asset ID Security Name/Description Trd Date Stl Date Fail Days Broker Name Stl Cur/Loc Comm Per Shr Shares/Par/Contracts Exchange Rate Fund Price Interest Commissions Taxes/Fees/Other Net Cost Units/Original Face 2,676,169.700 1.000000 NJEM Local 100.000000 0.00 0.00 0.00 2,676,169.70 Base 100.000000 0.00 0.00 0.00 2,676,169.70 85749P9B9 STATE STR INSTL LIQUID RESVS 0.077% 31 Dec 2099 30 Jul 2013 30 Jul 2013 STATE STREET BANK
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    Retirement Funds June 30, 2011 Description % of Shares Owned BARCLAYS LOW CAP PRINCIPAL CAS 0.000000% BLACKROCK TEMPCASH-FUND(21) 0.000000% BLACKROCK TEMPCASH-FUND(21) 0.000640% BLACKROCK TEMPCASH-FUND(21) 0.000800% BLACKROCK TEMPCASH-FUND(21) 0.002411% BLACKROCK TEMPCASH-FUND(21) 0.006249% BLACKROCK TEMPCASH-FUND(21) 0.004483% BLACKROCK TEMPCASH-FUND(21) 0.006950% BLACKROCK TEMPCASH-FUND(21) 0.004160% BLACKROCK TEMPCASH-FUND(21) 0.037118% BLACKROCK TEMPCASH-FUND(21) 0.016490% BLACKROCK TEMPCASH-FUND(21) 0.024515% BLACKROCK TEMPCASH-FUND(21) 0.009724% BLACKROCK TEMPCASH-FUND(21) 0.003364% BLACKROCK TEMPCASH-FUND(21) 0.025435% BLACKROCK TEMPCASH-FUND(21) 0.000800% BLACKROCK TEMPCASH-FUND(21) 1.283244% BLACKROCK TEMPCASH-FUND(21) 0.007796% BLACKROCK TEMPCASH-FUND(21) 0.985249% BLACKROCK TEMPCASH-FUND(21) 0.265337% BLACKROCK TEMPCASH-FUND(21) 0.002817% BLACKROCK TEMPCASH-FUND(21) 0.000005% BLACKROCK TEMPCASH-FUND(21) 0.000000% BLACKROCK TEMPCASH-FUND(21) 0.000000% BLACKROCK TEMPCASH-FUND(21) 0.007022% BLACKROCK TEMPCASH-FUND(21) 0.062065% BLACKROCK TEMPCASH-FUND(21) 0.017717% BLACKROCK TEMPCASH-FUND(21) 0.000000% BLACKROCK TEMPCASH-FUND(21) 0.016891% BLACKROCK TEMPCASH-FUND(21) 0.000000% BLACKROCK TEMPCASH-FUND(21) 0.060016% BLACKROCK TEMPCASH-FUND(21) 0.007350% BLACKROCK TEMPCASH-FUND(21) 0.000000% BLACKROCK TEMPCASH-FUND(21) 0.000003% BLACKROCK TEMPCASH-FUND(21) 0.007313% BLACKROCK TEMPCASH-FUND(21) 0.001022% BLACKROCK TEMPCASH-FUND(21) 0.001257% BLACKROCK TEMPCASH-FUND(21) 0.138078% BLACKROCK TEMPCASH-FUND(21) 0.011193% BLACKROCK TEMPCASH-FUND(21)
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    Investment AB Kinnevik INTERIM REPORT 1 JAN UAR Y - 30 JUNE 2015 HIGHLIGHTS Q2 2015 Operating Companies’ Performance t Communication: Millicom organic revenue growth of 9% in local currency (excluding UNE), Tele2 mobile end- user service revenue growth of 7% t Fashion e-commerce: Zalando’s preliminary sales up 33-35% with an EBIT margin of 3-5%, Global Fashion Group confirms strong growth momentum t Rocket Internet continued to launch new business models, announced high growth and improving profitability in its “Proven Winners” companies Kinnevik Investment Activity t Net investments during the second quarter SEK 318m (SEK 489m during the first half of 2015) t Investments focused on existing companies: – Global Fashion Group EUR 41m (SEK 382m) with a maximum commitment of EUR 65m – BIMA USD 16m (SEK 129m) – Quikr USD 20m (SEK 170m) in secondary shares in July t Divestment of remaining 7.4% stake in Transcom for SEK 159m t Net investment guidance increased from SEK 1.0bln to 1.0-1.5bln for the full year 2015 Kinnevik Financial Position t Net asset value of SEK 87.3bln or SEK 315 per share, up 4% in the quarter t Strong balance sheet, net cash of SEK 0.5bln (excluding cash in operating subsidiaries and before investment in Quikr and further participation in Global Fashion Group’s ongoing financing) KINNEVIK IN SUMMARY 30 June 2015 31 Mar 2015 31 Dec 2014 30 June 2014 Net asset value, SEKm 87 315 83 940 84 370 68 509 Net asset value per share, SEK 314.79 302.64 304.21 247.00 Share price, SEK 262.10 288.10 255.20 284.80 Net cash (debt) excluding operating subsidiaries, SEKm 482 -112 130 1 096 SEKm 1 Apr-30 June 2015 1 Apr-30 June 2014 1 Jan-30 June 2015 1 Jan-30 June 2014 Net profit 5 354 4 139 4 906 4 822 Net profit per share, SEK 19.30 15.02 17.69 17.52 Change in fair value of financial assets 2 489 2 204 2 261 3 072 Dividends received 2 977 2 350 2 984 2 350 Investments 559 140 1 154 616 Divestments 241 33 665 111 Investment AB Kinnevik (publ) Skeppsbron 18 P.
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  • Catella Helar 2008.18.2.09:Catella
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    Active ownership – a study of Swedish investment companies Gustaf Petersson1 and Patrik Jedefors2 Master Thesis in Accounting and Financial Management Stockholm School of Economics Abstract In this thesis on value creation of active owners, publicly traded Swedish investment companies are examined. Their ability to add value to their portfolio companies is tested against a matched sample of peer companies. According to the principal agent theory, investment companies have incentives to control or align top management in companies they own. Previous research on ownership related to firm performance has shown a complex relationship where both ownership concentration and ownership identity, as well as interactions of these effects, affect observed performance. These findings form the basis of four hypotheses on value creation tested in the thesis using data on 45 portfolio companies and their peers. No significant difference in performance is found between the companies. However, there is weak evidence that large ownership by one or two investment companies decreases performance of the portfolio company. Keywords: Investment company, closed-end fund, active ownership, matched sample Tutor: Assistant Professor Håkan Thorsell Date: 2012-05-14 Acknowledgements: The authors would like thank our tutor Håkan Thorsell for his encouragement and support during the process of writing this thesis, Tomas Hjelström for kindly sharing his knowledge on the subject, Per- Olov Edlund and Rickard Sandberg for valuable discussions about the statistical method.
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