Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME AAR.UN Pure Industrial Un 38,006,678 AAV Advantage Oil & Gas 40,605,998 ABT Absolute Software J 3,046,445 ABX Barrick Gold Corp 245,857,965 AC Air Canada Vote & VV 74,269,983 ACO.X ATCO Ltd. Cl I NV 10,941,878 ACQ AutoCanada Inc. 5,016,541 ACR.UN Agellan Commercl Un 3,517,283 AD Alaris Royalty Corp. 11,045,716 ADC.UN 1st Asset CdnConv Un 125,502 ADN Acadian Timber Corp. 666,865 ADW.A Andrew Peller A NV 395,354 AEM Agnico Eagle Mines 41,411,903 AEU.UN ACTIVEnergy Incm Un 2,535,334 AEZ AEterna Zentaris Inc 748,062 AF AlarmForce Ind J 978,201 AFN Ag Growth Int'l Inc. 2,134,095 AFN.DB.A Ag Growth IntlConvDb 4,169,000 AFN.DB.B Ag Growth Intl ExtDb 1,408,000 AFN.DB.C Ag Growth Intl2020Db 2,771,000 AGF.B AGF Management B NV 5,647,768 AGI Alamos Gold Inc. J 55,446,689 AGT AGT Food&Ingredients 4,093,146 AGU Agrium Inc. 20,957,253 AHF.DB.A Aston HillFin 6.5DbJ 6,234,519 AHY.UN Advntg Cdn HiYld Bnd 268,402 AI Atrium Mtg Invest 1,140,326 AI.DB Atrium Mtg Inv5.25Db 348,000 AIF Altus Group Limited 8,287,323 AIM Aimia Inc. 13,674,873 AIM.PR.A Aimia Inc. Ser 1 Pr 276,926 AIM.PR.C Aimia Inc. Ser 3 Pr 346,389 AKG Asanko Gold Inc. J 77,718,675 AKT.A Akita Drill Cl A NV 105,936 ALA AltaGas Ltd. 22,975,097 ALA.PR.A AltaGas Ltd Sr A Pr 594,377 ALA.PR.E AltaGas Ltd Sr E Pr 471,160 ALA.PR.G AltaGas Ltd Sr G Pr 415,769 ALA.PR.I AltaGas Ltd Sr I Pr 434,244 ALA.PR.U AltaGas Ltd C Pr USF 416,413 ALC Algoma Central Corp 333,225 ALC.DB Algoma Central 6% Db 1,191,000 ALS Altius Minerals Corp 3,264,163 AND Anderson Energy Inc. 1,247,841 AOI Africa Oil Corp. J 11,734,238 AP.UN Allied Prop. REIT Un 11,652,540 APR.UN Automotive Ppty Un 2,603,048 APS Aptose Biosciences 1,121,507 AQN Algonquin Pwr & Util 41,776,483 AQN.IR Algonquin Pwr&U Rec 159,015,900 AQN.PR.A Algonquin Pwr A Pr 485,733 AQN.PR.D Algonquin Pwr D Pr 146,433 AR Argonaut Gold Inc. J 80,789,239 ARE Aecon Group Inc. 15,206,141 ARE.DB.B Aecon Group 5.5% Deb 15,008,000 ARX ARC Resources Ltd. 43,550,703 ARZ Aralez PharmaceutclJ 1,442,496 ASR Alacer Gold Corp. J 61,779,744 ATA ATS Automation Tool 4,862,287

1 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME ATD.A Alimentation Cl A MV 207,184 ATD.B Alimentation Cl B SV 55,340,881 ATP Atlantic Power 2,885,581 ATP.DB.D Atlantic Pwr 6% Db D 4,335,000 AUP Aurinia Pharma Inc J 3,290,955 AV.UN Aston Hill AdvVIP Un 400,898 AVO Corporation 10,566,872 AW.UN A&W Revenue Rylty Un 1,101,192 AX.DB.U Artis REIT G US Deb 2,410,000 AX.PR.A Artis REIT Ser A Pr 142,026 AX.PR.E Artis REIT Ser E Pr 175,167 AX.PR.G Artis REIT Ser G Pr 179,866 AX.PR.U Artis REIT Pr C US 209,809 AX.UN Artis REIT Un 19,621,242 AXR Alexco Resource J 12,637,182 AXX AXIA NetMedia Corp J 617,670 AXY Alterra Power Corp J 25,131,681 AYA Amaya Inc. J 16,399,810 AZ Arizona Mining Inc J 35,562,176 AZP.PR.A Atlantic Pwr Eq Pr 1 187,226 AZP.PR.B Atlantic Pwr Eq Pr 2 102,404 AZP.PR.C Atlantic Pwr Eq Pr 3 150,197 BAD Badger Daylighting 9,042,489 BAM.A Brookfld Asset A LV 47,254,373 BAM.PF.A Brookfld Asset Pr 32 606,009 BAM.PF.B Brookfld Asset Pr 34 472,623 BAM.PF.C Brookfld Asset Pr 36 739,926 BAM.PF.D Brookfld Asset Pr 37 613,616 BAM.PF.E Brookfld Asset Pr 38 557,276 BAM.PF.F Brookfld Asset Pr 40 375,294 BAM.PF.G Brookfld Asset Pr 42 579,425 BAM.PF.H Brookfld Asset Pr 44 585,492 BAM.PR.B Brookfld Asset Pr 2 430,132 BAM.PR.C Brookfld Asset Pr 4 253,465 BAM.PR.G Brookfld Asset Pr 9 382,335 BAM.PR.M Brookfld Asset Pr 17 442,072 BAM.PR.N Brookfld Asset Pr 18 365,254 BAM.PR.R Brookfld Asset Pr 24 832,437 BAM.PR.T Brookfld Asset Pr 26 843,814 BAM.PR.X Brookfld Asset Pr 28 572,817 BAM.PR.Z Brookfld Asset Pr 30 500,296 BB BlackBerry Limited 70,123,453 BBD.PR.B Bombardier Ser 2 Pr 547,114 BBD.PR.C Bombardier 6.25% Pr 737,511 BBD.PR.D Bombardier Ser 3 Pr 187,934 BBO Big Bank Big Oil Cap 308,113 BBU.UN Brookfield Bus LP Un 6,449,385 BCB Cott Corporation 19,817,112 BCE BCE Inc. 61,950,602 BCE.PR.A BCE Inc. Pr Ser AA 909,070 BCE.PR.B BCE Inc. Pr Ser AB 353,386 BCE.PR.C BCE Inc. Pr Ser AC 259,952 BCE.PR.D BCE Inc. Pr Ser AD 709,060 BCE.PR.E BCE Inc. Pr Ser AE 731,962 BCE.PR.F BCE Inc. Pr Ser AF 324,907 BCE.PR.G BCE Inc. Pr Ser AG 941,705 BCE.PR.H BCE Inc. Pr Ser AH 732,853 BCE.PR.I BCE Inc. Pr Ser AI 684,046 BCE.PR.J BCE Inc. Pr Ser AJ 326,604

2 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME BCE.PR.K BCE Inc. Pr Ser AK 1,831,766 BCE.PR.M BCE Inc. Pr Ser AM 643,779 BCE.PR.N BCE Inc. Pr Ser AN 110,247 BCE.PR.O BCE Inc. Pr Ser AO 390,853 BCE.PR.Q BCE Inc. Pr Ser AQ 424,039 BCE.PR.R BCE Inc. Pr Ser R 512,777 BCE.PR.S BCE Inc. Pr Ser S 337,458 BCE.PR.T BCE Inc. Pr Ser T 209,517 BCE.PR.Y BCE Inc. Pr Series Y 427,148 BCE.PR.Z BCE Inc. Pr Series Z 104,213 BDI Black Diamond Group 10,508,963 BDT Bird Construction 6,792,885 BEI.UN Boardwalk REIT Un 9,731,856 BEP.PR.E Brookfield Renew Pr5 130,696 BEP.PR.G Brookfield Renew Pr7 462,833 BEP.PR.I Brookfield Renew Pr9 1,404,192 BEP.UN Brookfield Renew Un 11,134,549 BGI.UN Brkfld GlbInfras Sec 2,830,855 BHY.UN Brookfield HiYldStgy 320,186 BIP.PR.A Brookfield InfrasPr1 498,998 BIP.PR.B Brookfield InfrasPr3 396,297 BIP.PR.C Brookfield InfrasPr5 5,622,466 BIP.UN Brookfield Infras Un 8,652,469 BIR Birchcliff Energy 125,717,442 BIR.PR.A Birchcliff Engy Pr A 130,943 BIR.PR.C Birchcliff Engy Pr C 195,705 BIR.R Birchcliff Engy Rec 21,448,328 BK Cdn Banc Corp Cl 'A' 383,893 BK.PR.A Cdn Banc Corp. Pr 150,058 BKL PwrShr SrLoan(C Hdg) 173,883 BLD Ballard Power Sys 27,144,874 BLX Boralex Inc. Cl A 6,469,373 BLX.DB.A Boralex Inc 4.5% Deb 9,317,000 BMO Bank of Montreal 63,129,169 BMO.PR.K Bk of Mon Pr Ser 14 961,245 BMO.PR.L Bk of Mon Pr Ser 15 303,833 BMO.PR.M Bk of Mon Pr Ser 16 309,452 BMO.PR.Q Bk of Mon Pr Ser 25 580,639 BMO.PR.S Bk of Mon Pr Ser 27 1,015,401 BMO.PR.T Bk of Mon Pr Ser 29 1,682,039 BMO.PR.W Bk of Mon Pr Ser 31 720,985 BMO.PR.Y Bk of Mon Pr Ser 33 403,409 BMO.PR.Z Bk of Mon Pr Ser 35 337,320 BND Purpose TacInvestBnd 418,381 BNE Bonterra Energy Corp 5,088,734 BNK Bankers Petroleum J 97,117,258 BNP Bonavista Energy 72,074,639 BNS Bank of Nova Scotia 99,953,523 BNS.PR.A Bank of N S Sr 19 Pr 352,910 BNS.PR.B Bank of N S Sr 21 Pr 178,467 BNS.PR.C Bank of N S Sr 23 Pr 123,355 BNS.PR.D Bank of N S Sr 31 Pr 208,833 BNS.PR.E Bank of N S Sr 34 Pr 825,605 BNS.PR.F Bank of N S Sr 33 Pr 113,748 BNS.PR.G Bank of N S Sr 36 Pr 1,440,784 BNS.PR.H Bank of N S Sr 38 Pr 5,476,986 BNS.PR.M Bank of N S Sr 15 Pr 766,373 BNS.PR.N Bank of N S Sr 16 Pr 1,005,014 BNS.PR.O Bank of N S Sr 17 Pr 754,878

3 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME BNS.PR.P Bank of N S Sr 18 Pr 291,490 BNS.PR.Q Bank of N S Sr 20 Pr 485,688 BNS.PR.R Bank of N S Sr 22 Pr 337,618 BNS.PR.Y Bank of N S Sr 30 Pr 274,828 BNS.PR.Z Bank of N S Sr 32 Pr 522,331 BOS Airboss of America J 1,599,033 BOX.UN Brookfld Cda Office 890,270 BPF.UN Fnd Un 2,054,067 BPO.PR.A Brookfld Office PrAA 469,101 BPO.PR.C Brookfld Office PrCC 750,756 BPO.PR.J Brookfld Office Pr J 544,227 BPO.PR.K Brookfld Office Pr K 200,894 BPO.PR.N Brookfld Office Pr N 827,484 BPO.PR.P Brookfld Office Pr P 508,009 BPO.PR.R Brookfld Office Pr R 583,110 BPO.PR.T Brookfld Office Pr T 392,463 BPO.PR.U Brookfld Off US Pr G 125,383 BPY.UN Brookfld Ppty LP Un 11,333,730 BR Big Rock Brewery Inc 107,841 BRB Brick Brewing J 2,081,116 BRE Brookfield Rl Est RV 613,167 BRF.PR.A Brookfld Renew Pr 1 566,325 BRF.PR.B Brookfld Renew Pr 2 102,483 BRF.PR.C Brookfld Renew Pr 3 263,745 BRF.PR.E Brookfld Renew Pr 5 334,849 BRF.PR.F Brookfld Renew Pr 6 309,717 BSO.UN Brookfld Selct Oppor 589,540 BTB.UN BTB REIT Un 5,519,630 BTE Baytex Energy Corp. 377,435,017 BTO B2Gold Corp. J 416,090,659 BU Burcon NutraSci J 1,580,037 BUA.UN Bloom US Incm&Gro Un 133,226 BXE.DB Bellatrix Expl Deb 20,893,000 BXF 1stAst 1-5GvtStBndUn 579,565 BYD.UN Boyd Group Fnd Tr Un 1,803,101 CAE CAE Inc. 28,300,971 CAG.UN Coxe Glbl AgriBus Un 177,909 CAL Caledonia Mining Plc 2,717,730 CAM Canam Group Inc. 10,318,370 CAO Cara Operations SV 1,973,714 CAR.UN Cdn Apartment Tr Un 16,385,767 CAS Cascades Inc. 7,495,670 CBD iShares IncmCore Un 116,913 CBH iShre 1-10CorpBnd Un 704,327 CBL Callidus Cap Corp 3,353,961 CBO iShre 1-5 CorpBnd Un 3,321,212 CBO.A iShre 1-5CorpBnd Ad 99,811 CCA Cogeco Commun Inc SV 5,874,888 CCI.UN Cdn Convert Plus Un 249,991 CCL.B CCL Industries Cl B 3,347,351 CCO Cameco Corporation 69,740,958 CCV CounterPath Corp. J 94,983 CCX Cdn Crude Oil Idx Un 579,084 CDZ iShr CdnDivAristo Un 1,062,778 CEE Centamin plc. Ord 4,205,599 CEF.A Central Fund Cl A NV 3,663,045 CEU Cdn Energy Serv&Tech 50,475,920 CEW iShares EqWeight Un 614,330 CEW.A iShares EqWeight Adv 375,471

4 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME CF Canaccord Genuity 11,798,045 CF.PR.A Canaccord Gen A Pr 354,371 CF.PR.C Canaccord Gen C Pr 274,637 CFP Corporation 13,945,026 CFW Calfrac Well Serv 30,997,455 CFX Canfor Pulp Products 2,575,870 CG Centerra Gold Inc. 80,980,953 CG.R Centerra Gold Rec 6,539,620 CGC Canopy Grwth Corp J 58,975,924 CGG China Gld Intl Res J 32,257,019 CGI Canadian General Inv 615,825 CGI.PR.D Cdn General 3.75% Pr 113,098 CGL iShare GldBulHdgd Un 7,883,684 CGL.C iShare GldBul Nn-Hdg 1,212,580 CGO Cogeco Inc. SV 1,127,264 CGR iShares GlblRlEst Un 440,255 CGX Cineplex Inc. 6,694,941 CGX.DB.A Cineplex Inc 4.5% Db 6,383,000 CGY Calian Group Ltd. 357,587 CHB iShr US HiYldIncm Un 471,746 CHE.DB.A Chemtrade Lgst5.75Db 7,787,000 CHE.DB.B Chemtrade Lgst5.25Db 5,323,000 CHE.DB.C Chemtrade Lgst 5% Db 44,723,000 CHE.UN Chemtrade Logistc Un 5,196,022 CHH.NT Centric Health Notes 1,971,000 CHP.UN Choice Ppty REIT Un 3,496,821 CHR Chorus Aviation V&VV 13,233,727 CHW Chesswood Group Ltd. 1,636,846 CIC 1st Ast CanBanc Incm 622,040 CIE iShare IntlFndmnt Un 817,053 CIF iShares GlbInfras Un 127,818 CIG Colliers Intl Grp SV 3,470,995 CIQ.UN Cdn High Incm Eq Un 274,339 CIX CI Financial Corp. 28,637,794 CJ Cardinal Energy J 26,042,728 CJ.DB Cardinal Engy Deb J 2,192,000 CJP iShares JapFndmnt Un 1,140,029 CJR.B Corus Entertnmnt B 20,409,656 CJT Cargojet Inc. 1,499,772 CJT.DB.B Cargojet Inc 5.5% Db 11,758,500 CJT.DB.C Cargojet Inc 4.65%Db 32,029,000 CKI Clarke Inc. 928,135 CLF iShre 1-5 GovtBnd Un 2,211,163 CLG iShre 1-10GovtBnd Un 637,053 CLR Clearwater Seafoods 2,770,836 CLS Celestica Inc SV 13,203,152 CLU iShares US Fndmtl Un 120,211 CLU.C iShares US Fndmntl C 112,359 CM Cdn Imperial Bank 66,297,859 CM.PR.O Cdn Imp Bk Ser 39 Pr 1,353,945 CM.PR.P Cdn Imp Bk Ser 41 Pr 1,270,532 CM.PR.Q Cdn Imp Bk Ser 43 Pr 608,811 CMG Computer Modelling J 3,636,615 CMH Carmanah Tech Corp. 1,930,715 CMR iShares MoneyMkt Un 217,246 CMZ.UN COMPASS Incm Fund Un 302,371 CNE Canacol Energy J 20,025,162 CNL Continental Gold J 38,843,868 CNQ Canadian Natural Res 113,084,743

5 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME CNR Cdn Nat'l Railway 74,025,310 COM Cardiome Pharma Corp 784,631 COW iShares GlblAgri Un 337,132 CP Cdn Pacific Railway 21,291,017 CPD iShares CdnPref Un 7,206,607 CPF.UN Cdn 50 Advan Pref Un 124,437 CPG Crescent Point Corp. 144,931,904 CPH Cipher Pharma J 997,331 CPX Capital Power Corp. 16,010,161 CPX.PR.A Capital Pwr Ser 1 Pr 317,332 CPX.PR.C Capital Pwr Ser 3 Pr 508,720 CPX.PR.E Capital Pwr Ser 5 Pr 567,451 CR Crew Energy Inc. 50,995,152 CRH CRH Medical Corp. J 17,926,295 CRN Crown Cap Partners J 118,023 CRP Ceres Global Ag Corp 121,759 CRQ iShares CdnFndmntlUn 408,129 CRR.DB.E Crombie REIT 5.25 Db 2,012,000 CRR.UN Crombie Real Est Un 10,861,051 CRT.UN CT Rl Est Invest Un 2,233,179 CSD iShr ShDuratn HighUn 404,754 CSE.PR.A Capstone Infr Pr A 153,483 CSH.UN Chartwell Retire Un 20,727,988 CSU Constellation Softwr 1,928,960 CSU.DB Constellation Deb 1 6,627,900 CSW.A Corby Spirit&Wine A 543,872 CSW.B Corby Spirit&Wn B NV 208,412 CTC.A Canadian Tire A NV 11,657,076 CTF.UN Citadel Incm Fund Un 451,549 CTH Cynapsus Therpeutc J 775,711 CU Cdn Utilities A NV 11,890,405 CU.PR.C Cdn Util 2nd Pr Y 385,244 CU.PR.D Cdn Util 2nd Pr AA 273,425 CU.PR.E Cdn Util 2nd Pr BB 204,695 CU.PR.F Cdn Util 2nd Pr CC 305,609 CU.PR.G Cdn Util 2nd Pr DD 258,002 CU.PR.H Cdn Util 2nd Pr EE 104,894 CU.PR.I Cdn Util 2nd Pr FF 399,648 CUD iShare US DivGrow Un 605,102 CUF.UN Cominar Real Est Un 28,864,075 CUP.U Caribbean Ut Cl A US 168,759 CUS.DB.B Canexus Corp. IV Deb 7,846,000 CUS.DB.C Canexus Corp 6% V Db 5,618,000 CUS.DB.D Canexus Corp VI Deb 7,909,000 CVD iShares ConvBond Un 802,545 CVE Cenovus Energy Inc. 100,828,904 CVL Cervus Equipment 333,058 CWB Cdn Wstrn Bank 16,857,487 CWB.PR.B Cdn Wstrn Bk Sr 5 Pr 267,432 CWB.PR.C Cdn Wstrn Bk Sr 7 Pr 355,796 CWW iShares GlblWater Un 326,768 CWX CanWel Building Grp 11,773,890 CXF 1st Asset ConvBnd Un 194,074 CXI Currency Exch Intl J 261,096 CXR Concordia Int'l J 53,320,993 CYB Cymbria Corp Cl A NV 232,412 CYH iShares GlblMoDiv Un 822,220 CYT Catalyst Paper Crp J 206,556 D.UN Dream Office REIT Un 16,378,057

6 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME DA.DB.A Discovry Air 8.375Db 2,580,500 DAQ.A Dundee Acquis A RV 344,001 DC.A Dundee Corp. Cl A SV 2,238,509 DC.PR.B Dundee Corp. Pr 2 172,771 DC.PR.E Dundee Corp Pr 5 249,146 DCD.UN 1st Asset Divers Un 110,712 DCF.DB Difference Cap 8%DbJ 806,000 DCI DirectCash Payments 2,080,748 DCM Data Commun Mgt 6,447,038 DCM.DB Data Commun Mgt 6%Db 1,651,250 DDC Dominion Diamond 14,191,061 DF Dividend 15Split 2 A 2,055,413 DF.PR.A Dividend 15Splt 2 Pr 608,949 DFN Dividend 15 Splt A 2,106,467 DFN.PR.A Dividend 15 Splt Pr 1,197,025 DGC Detour Gold Corp J 53,004,419 DGS Div Growth Splt Cl A 2,969,366 DGS.PR.A Div Growth Split Pr 1,162,376 DH DH Corporation 21,521,237 DH.DB DH Corp. 6.0% Deb 1,019,000 DH.DB.A DH Corp. 5% Deb 25,508,000 DHX.A DHX Media Ltd. VV 806,102 DHX.B DHX Media Ltd. 14,417,199 DII.B Dorel Ind Inc B SV 2,963,317 DII.DB.U Dorel Ind 5.5% Db US 7,419,000 DIN.DB DIR Industrl Ppty Db 444,500 DIR.DB Dream Indust 5.25 Db 2,342,000 DIR.UN Dream Industrl REIT 6,509,476 DIV Divers Rylty Corp. J 30,841,511 DLR Horizon US$ Cur A Un 6,852,081 DLR.U Horizon US$Cur A USF 1,115,156 DNG Dynacor Gold Mines J 5,741,332 DOL Dollarama Inc. 19,141,750 DOO BRP Inc. SV 5,258,390 DPM Dundee Precious Mtl 24,789,855 DR Medical Facilities 4,618,904 DRA.UN Dream Hrd AsetAlt Un 2,920,452 DRG.UN Dream Global REIT Un 23,217,292 DRM DREAM Unltd Cl A SV 1,735,616 DRM.PR.A DREAM Unltd 1st Pr 291,939 DRT DIRTT Env Solution J 8,618,494 DRX ADF Group Inc. SV 716,047 DS Dividend Select 15Eq 551,795 DSG Descartes Systems 4,709,681 DSL.UN DoubleLine Incm A Un 205,871 DWI DragonWave Inc. 1,041,575 DXM 1stAsst MornstrDiv30 124,268 EBC.UN EU Bl-Chp DivGrow Un 477,032 ECA EnCana Corporation 353,286,835 ECF.UN East Coast InvGrd Un 404,260 ECI EnerCare Inc. 20,982,972 ECN ECN Capital Corp. 33,375,651 ECO EcoSynthetix Inc. J 3,192,039 EDR Endeavour Silver J 31,901,651 EDV Endeavour Mining Ord 26,779,342 EFH Echelon Fin Hldgs 577,171 EFL Electrovaya Inc. 25,358,891 EFN Element Fleet Mgt 94,519,009 EFN.DB Element Fleet5.125Db 11,851,000

7 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME EFN.DB.A Element Fleet 4.25Db 38,943,066 EFN.PR.A Element Fleet Pr A 127,851 EFN.PR.C Element Fleet Pr C 292,875 EFN.PR.E Element Fleet Pr E 163,095 EFN.PR.G Element Fleet Pr G 458,490 EFN.W Element Fleet Mgt WI 574,131 EFR Energy Fuels Inc. J 6,014,203 EFR.DB Energy Fuels Deb J 1,741,000 EFX Enerflex Ltd. 12,476,919 EGI.UN Excel IndiaGrow Incm 280,996 EIF Exchange Income Corp 4,698,799 EIF.DB.F Exchng Incm 5.35 Deb 3,888,000 EIF.DB.G Exchange Incm 6% Deb 1,097,000 EIF.DB.H Exchng Incm 5.25% Db 9,750,000 EIT.UN Canoe EIT Income Un 5,678,083 ELD Corp. 239,933,272 ELF.PR.F E-L Financial 1st Pr 137,103 ELF.PR.G E-L Financl 4.75 Pr2 101,767 ELF.PR.H E-L Financl 5.5 Pr 3 107,939 EMA Emera Incorporated 40,936,675 EMA.PR.A Emera Inc. Ser A Pr 174,370 EMA.PR.C Emera Inc. Ser C Pr 497,138 EMA.PR.E Emera Inc. Ser E Pr 266,508 EMA.PR.F Emera Inc. Ser F Pr 336,056 EML.PR.A Empire Life Ins Pr 1 346,071 EMP.A Empire Co Cl A NV 20,677,462 ENB Enbridge Inc. 113,598,607 ENB.PF.A Enbridge Ser 9 Pr 750,914 ENB.PF.C Enbridge Ser 11 Pr 967,261 ENB.PF.E Enbridge Ser 13 Pr 995,002 ENB.PF.G Enbridge Ser 15 Pr 1,020,393 ENB.PF.U Enbridge Ser L US Pr 1,271,118 ENB.PF.V Enbridge Ser 5 US Pr 513,397 ENB.PR.B Enbridge Inc Sr B Pr 1,254,031 ENB.PR.D Enbridge Inc Sr D Pr 905,564 ENB.PR.F Enbridge Inc Sr F Pr 1,243,548 ENB.PR.H Enbridge Inc Sr H Pr 1,075,473 ENB.PR.J Enbridge Ser 7 Pr 631,214 ENB.PR.N Enbridge Inc Sr N Pr 1,221,961 ENB.PR.P Enbridge Inc Sr P Pr 868,379 ENB.PR.T Enbridge Inc Sr R Pr 987,116 ENB.PR.U Enbridge Sr J US Pr 399,169 ENB.PR.V Enbridge Ser 1 US Pr 913,446 ENB.PR.Y Enbridge Ser 3 Pr 896,719 ENF Enbridge Incm Hldgs 19,446,722 ENI.UN Energy Income Fnd Un 101,343 ENL Endo Int'l plc Ord 102,963 EPI Essa Pharma Inc. J 485,993 EPS Epsilon Energy Ltd J 631,587 EPS.DB Epsilon Engy Ltd DbJ 165,000 EQB Equitable Group Inc. 1,126,578 EQB.PR.C Equitable Grp Pr 3 119,883 EQI Eqty Financl Hldgs J 163,201 ERF Enerplus Corporation 77,443,964 ESI Ensign Engy Services 8,995,953 ESL Enghouse Systems Ltd 1,865,207 ET Evertz Technologies 1,647,100 ETP 1st Tr Glb RskMngeUn 123,008 EXE Extendicare Inc. 19,222,755

8 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME EXE.DB.B Extendicare 6% Deb 2,850,000 EXF EXFO Inc. SV 418,864 FAI 1st AstActUtilInfrUn 93,670 FAO 1st AsstActvCredt Un 131,788 FAP Aberdeen Asia-Pacifc 2,212,332 FC Firm Cap Mtg Invest 1,779,231 FC.DB.B Firm Cap Mtg 5.4% Db 1,210,000 FC.DB.D Firm Cap Mtg 4.75 Db 960,000 FC.DB.F Firm Cap Mtg 5.5% Db 1,361,000 FCR First Capital Realty 22,745,373 FCR.DB.E First Cap Jan 5.4 Db 879,000 FCR.DB.I First Cap Jul 4.75Db 1,386,000 FCR.DB.J First Cap Feb 4.45Db 871,000 FFH Fairfax Financial SV 1,699,609 FFH.PR.C Fairfax Fin Ser C Pr 331,640 FFH.PR.D Fairfax Fin Ser D Pr 91,263 FFH.PR.F Fairfax Fin Ser F Pr 109,202 FFH.PR.G Fairfax Fin Ser G Pr 332,352 FFH.PR.H Fairfax Fin Ser H Pr 103,770 FFH.PR.I Fairfax Fin Ser I Pr 386,515 FFH.PR.J Fairfax Fin Ser J Pr 133,842 FFH.PR.K Fairfax Fin Ser K Pr 584,047 FFH.PR.M Fairfax Fin Ser M Pr 518,855 FFI.UN Flaherty&Crum Fix Un 254,009 FFN NA Fin 15 Split A 2,565,274 FGB 1stAsst ST GovtBndCl 830,224 FGX Faircourt Gld Incm A 725,761 FHB 1stAst HamCpEU ETFUn 596,597 FIE iShares CdnFinMo Un 7,134,345 FIE.A iShares CdnFinMo Adv 603,101 FIG 1st Asset Inv Bnd Un 306,487 FIH.U Fairfax India SV USF 2,498,551 FLI 1st Ast US&CdaLifeco 1,287,461 FM First Quantum Mnrl J 307,821,148 FN First Nat'l Fin Corp 1,245,543 FN.PR.A 1st Natl Fin Sr 1 Pr 172,120 FNV Franco-Nevada Corp. 29,257,593 FNV.WT.A Franco-Nevada Wt A 566,906 FPR 1st Asst Pref Shr Un 142,889 FR First Majestic J 85,732,393 FRC Canyon Services Grp 21,254,202 FRL.UN Sr Secured FltgLn Un 492,524 FRU Freehold Royalties 20,873,498 FRX Fennec Pharmaceut J 129,894 FSL 1st Tr SnrLoan Cad-H 314,118 FSV FirstService Corp SV 2,090,137 FSZ Fiera Capital A SV 3,565,312 FTB 1st Tr TacticlBnd Un 377,205 FTG Firan Tech Grp Corp. 2,053,136 FTN Financial 15 Splt A 4,165,171 FTN.PR.A Financial 15 Splt Pr 1,187,635 FTP Fortress Paper Ltd A 1,931,426 FTP.DB Fortress Paper 6.5Db 8,345,000 FTP.DB.A Fortress Paper 7% Db 10,939,000 FTS Fortis Inc. 51,610,894 FTS.PR.F Fortis Inc. 1st Pr F 225,810 FTS.PR.G Fortis Inc. 1st Pr G 366,940 FTS.PR.H Fortis Inc. 1st Pr H 412,891 FTS.PR.I Fortis Inc.1st Pr I 105,639

9 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME FTS.PR.J Fortis Inc. 1st Pr J 684,041 FTS.PR.K Fortis Inc. 1st Pr K 497,363 FTS.PR.M Fortis Inc. 1st Pr M 950,572 FTT Int'l Inc. 21,848,508 FVI Fortuna Silver Mines 46,153,043 FXM 1stAst MornCdaVal Un 597,969 G Inc. 182,756,981 GBF Globalance Div GroEq 633,409 GBT BMTC Group Inc. 198,663 GC Great Cdn Gaming 4,409,154 GCG.A Guardian Cap Cl A NV 1,148,646 GCL.DB.A Colabor Grp 5.7% Deb 4,200,900 GCM.DB.U Gran Colombia 18USDb 16,966,722 GDC Genesis Land Dev 808,646 GDG.UN Glbl Div Growers Un 454,809 GDI GDI Integrated SV J 478,182 GDL Goodfellow Inc. 103,840 GDS Gendis Inc. 97,090 GEI Gibson Energy Inc 24,365,369 GEI.DB Gibson Energy Inc Db 14,541,500 GEO Geodrill Limited Ord 1,925,704 GH Gamehost Inc. 912,021 GHC.UN Glbl HealthcareDvdFd 1,321,982 GIB.A CGI Group Cl A SV 29,344,573 GIF.UN Global Infras Div Un 322,878 GIL Gildan Activewear 31,311,811 GMM.U General Motors Co US 140,529 GMP GMP Capital Inc. 937,332 GMP.PR.B GMP Capital Ser B Pr 126,137 GRL Global RlEstDivGroEq 901,335 GRT.UN Granite Rl Est Tr Un 3,823,137 GS Gluskin Sheff + Assc 4,052,496 GSB.UN Goldman Sachs US Un 360,283 GSY goeasy Ltd. 1,917,113 GTE Gran Tierra Energy J 66,358,900 GUD Knight Therapeutics 9,140,311 GUY Guyana Goldfields J 63,989,150 GWO Great-West Lifeco 29,077,859 GWO.PR.F Gt-West Lifeco Pr F 380,050 GWO.PR.G Gt-West Lifeco Pr G 432,082 GWO.PR.H Gt-West Lifeco Pr H 734,986 GWO.PR.I Gt-West Lifeco Pr I 286,372 GWO.PR.L Gt-West Lifeco Pr L 129,026 GWO.PR.M Gt-West Lifeco Pr M 136,388 GWO.PR.N Gt-West Lifeco Pr N 221,699 GWO.PR.P Gt-West Lifeco Pr P 305,907 GWO.PR.Q Gt-West Lifeco Pr Q 378,465 GWO.PR.R Gt-West Lifeco Pr R 336,883 GWO.PR.S Gt-West Lifeco Pr S 169,948 GWR Global Water Res 302,802 GXO Granite Oil Corp. J 7,463,964 H Hydro One Limited 22,718,816 HAB Horizon CorpBnd E Un 766,487 HAC Horizon Seasonl E Un 610,179 HAF Horizon ActiveGlbl E 260,503 HAZ Horizon GlblDiv E Un 606,828 HBB Horizon Cdn SlctUniv 431,931 HBC Hudson's Bay Company 12,661,157 HBF.UN Brand Lead+Incm A Un 211,747

10 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME HBM HudBay Minerals Inc. 96,966,540 HBU Horizon Gld Bull+ Un 985,174 HCG Home Capital Group 18,415,465 HEA Horizon IncmEq CAD E 159,295 HED Horizon BetaEngyBear 2,750,809 HEE Horizons Incm Engy E 203,541 HEF Horizons Incm Fin E 220,860 HEJ Horizons Intl Eqty E 287,161 HEP Horizons Gold Prod E 453,570 HEU Horizon BetaEngyBull 4,243,035 HEW Horizons 60EqlWgt Un 102,726 HEX Horizon Incm Eq E Un 545,598 HFD Horizon BetaFin Bear 1,251,207 HFP Horizn ActFltgPref E 217,774 HFR Horizon FltgRtBnd Un 1,108,420 HFR.A Horizons FltgBnd Adv 204,078 HGC Horizon Glb CurOpp E 123,757 HGD Horizon BetaGld Bear 115,277,875 HGN Halogen Software 723,839 HGU Horizon BetaGld Bull 47,230,907 HGY Horizons GldYld E Un 850,388 HHF Horizon MornstrHdg E 822,766 HHL.UN Healthcare LdrIncmUn 814,092 HIG.UN Global Healthcare Un 670,455 HIU Horizon SP500Inverse 703,492 HIX Horizons 60 Invrs A 3,095,313 HLC.DB Holloway 6.25 Db B J 4,544,088 HLF High Liner Foods Inc 3,108,431 HLP.U Mainstreet Hlth J US 1,889,618 HMF Horizons AuspiceE Un 193,188 HMM.A Hammond Mfg Cl A SV 314,861 HMP Horizn ActCdnMunBd E 461,392 HND Horizon NatGas Br+Un 33,781,010 HNU Horizon NatGas BulUn 102,908,798 HNY Horizons NatGasYld E 214,616 HNZ HNZ Group Com & VV 273,892 HOD Horizon CrdeOil BrUn 121,338,426 HOT.UN American Hotl LP Un 10,492,668 HOU Horizon CrdOil Bl+Un 279,196,681 HPR Horizon Pref Cl E Un 4,699,251 HPS.A Hammond Power A SV 123,553 HQD Horizons NASDQ100 Br 1,192,346 HQU Horizons NASDQ100 Bl 1,342,236 HR.DB.D H&R REIT 5.90% Deb 3,191,000 HR.DB.E H&R REIT 4.5% 2016Db 3,527,500 HR.DB.H H&R REIT 5.40% Deb 3,279,000 HR.UN H&R Rl Est Staple Un 25,981,563 HRA Horizons GlbRskPar E 236,439 HRR.UN Australian REIT A Un 369,004 HRX Heroux-Devtek Inc. 932,230 HSB.PR.C HSBC Bank Cl 1 Pr C 533,579 HSB.PR.D HSBC Bank Cl 1 Pr D 408,012 HSD Horizons S&P500 Br A 12,418,385 HSE Husky Energy Inc. 51,794,736 HSE.PR.A Husky Energy Sr 1 Pr 747,374 HSE.PR.C Husky Energy Sr 3 Pr 350,635 HSE.PR.E Husky Energy Sr 5 Pr 346,273 HSE.PR.G Husky Energy Sr 7 Pr 501,561 HSU Horizons S&P500 Bl A 4,635,185

11 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME HTA.UN Tech AchievGrow Incm 458,297 HTB Horizn US7-10TreasBd 170,583 HUC Horizons CrudeOil Un 1,160,806 HUF.U Horizons USFltgBndUS 596,781 HUG Horizons COMEXGold A 1,641,834 HUN Horizon NYMEX NatGas 233,585 HUV Horizon ShTrm Futr A 1,178,194 HVI Horizons 500VIXSH Un 18,015,059 HVU Horizon ShrtFutr Bl+ 131,076,699 HWD Hardwoods Dist Inc. 2,317,848 HWO High Arctic Engy Inc 6,149,212 HXD Horizon Beta60Bear A 20,952,929 HXS Horizons S&P500 Un 561,012 HXT Horizon S&P/TSX60 A 11,468,573 HXU Horizon Beta60Bull A 16,657,949 HYB.UN DDJ High Yld Fund Un 113,184 HYG Hydrogenics Corp 308,247 HYI Horizon HighYldBnd E 353,202 HZD Horizon COMEXSlvr Br 3,862,922 HZU Horizon COMEXSlvr Bl 6,868,763 I IntelliPharma Intl J 889,031 IAC.A INFOR Acquis CL A RV 2,945,166 IAG Indstrl Alliance Ins 11,078,524 IAG.PR.G Indstrl AlliancePr G 837,817 IBG IBI Group Inc. 3,764,373 IBG.DB IBI Group Inc. 7% Db 5,113,000 IBG.DB.B IBI Group 6.00% Deb 6,270,000 IBG.DB.C IBI Group 7% Sr 2 Db 1,364,000 IBG.DB.D IBI GROUP 5.5% Deb 8,649,000 IDG Indigo Books & Music 397,963 IDR.UN REIT INDEXPLUS Tr Un 340,870 IDX.UN INDEXPLUS Income Un 872,839 IFB.UN Invest GrdInfrBnd Un 332,946 IFC Intact Fin Corp. 10,209,134 IFC.PR.A Intact Fin A Ser 1 420,342 IFC.PR.C Intact Fin A Ser 3 465,464 IFL.UN Voya DivrFltgLoan Un 527,960 IFP Interfor Corporation 16,917,264 IGM IGM Financial Inc. 9,555,068 IHL.UN Voya HiIncmFltg A Un 146,304 III Imperial Metals Corp 2,336,081 IIP.UN InterRent REIT Un J 4,829,784 ILV PwrShr S&PIntl LwVol 165,800 IMG Iamgold Corporation 220,402,794 IMO Imperial Oil Ltd. 34,893,618 INC.UN Income Fin Tr Un 176,156 INE Innergex Renew Engy 7,478,038 INE.DB.A Innergex Renew4.25Db 9,178,383 INN.DB.F InnVest REIT 5.75 Db 1,033,000 INN.DB.G InnVest REIT 6.25 Db 6,213,000 INN.UN InnVest REIT Units 13,681,590 INO.UN Inovalis REIT Un 3,292,722 INQ INSCAPE Corp Cl B SV 264,828 IPL Inter Pipeline Ltd. 47,325,462 IPL.R Inter Pipeline Rec 5,921,905 IRD Int'l Road Dynamics 2,267,035 IRG Imvescor Restaurant 6,824,544 ISL.U Voya FltgRt Sr US Un 102,484 ISL.UN Voya FltgRte Sr A Un 881,296

12 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME ISV Info Serv Corp. A LV 791,077 IT Intertain Grp Ltd J 25,656,456 IT.DB Intertain Grp 5%Db J 215,000 ITP Intertape Polymer 7,822,913 IVN Ivanhoe Mines Cl A J 151,088,380 JE Just Energy Group 19,852,964 JE.DB Just Engy Grp 6% Db 31,892,100 JE.DB.B Just Engy Grp 5.75Db 10,795,000 JFS.UN JFT Strategies A Un 633,127 K Kinross Gold Corp. 339,828,559 KBL K-Bro Linen Inc. 461,434 KDX Klondex Mines Ltd. J 46,140,047 KEG.UN Keg Royalties Fnd Un 536,470 KEL Kelt Expl Ltd. J 99,940,904 KEL.DB Kelt Expl 5% Deb J 10,242,000 KEY Keyera Corp. 24,949,323 KGI Kirkland Lake Gld J 27,512,847 KLG Kirkland Lake Gld J 16,894,349 KMP.DB.B Killam REIT 5.45Db J 851,500 KMP.UN Killam Apt REIT Un J 11,457,359 KPT KP Tissue Inc. 963,072 KWH.UN Crius Energy Tr Un 4,755,626 KXS Kinaxis Inc. J 4,861,334 L Loblaw Companies Ltd 38,988,353 LAS.A Lassonde Ind Cl A SV 127,484 LB Laurentian Bk of Can 7,912,274 LB.PR.H Laurentian Bk Pr 13 512,437 LB.PR.J Laurentian Bk Pr 15 303,458 LB.R Laurentian Bk Rec 1,236,878 LBS Life & Banc Split A 1,438,976 LBS.PR.A Life & Banc Split Pr 985,436 LCS Brompton Life Splt A 868,671 LFE Cdn Life Co Split A 995,648 LGT.B Logistec Corp Cl B 163,913 LIF Labrador Iron Ore 10,226,807 LIQ Liquor Stores NA Ltd 5,665,710 LIQ.DB.A Liquor Stores 5.85Db 1,917,000 LIQ.DB.B Liquor Stores 4.7%Db 8,287,000 LMP Lumenpulse Inc. J 811,852 LNF Leon's Furniture Ltd 1,147,348 LNR Linamar Corporation 11,663,228 LRE.DB Long Run Expl Deb J 4,394,500 LRT.DB.G Lanesborough Sr G Db 1,165,000 LUC Lucara Diamond J 44,536,522 LUG Lundin Gold Inc. J 6,437,925 LUN Lundin Mining Corp 121,265,109 MAG MAG Silver Corp. J 19,856,303 MAL Magellan Aerospace 1,682,390 MBK.UN Manulife US Regnl Un 703,273 MBT Manitoba Telecom 10,753,923 MDA MacDonald Dettwiler 4,185,617 MDF Mediagrif Interactv 334,089 MDI Major Drilling Group 4,290,381 MDS.UN Healthcare SpecOp Un 194,344 MEG MEG Energy Corp. 113,010,719 MEQ Mainstreet Equity J 243,069 MFC Manulife Financial 235,007,933 MFC.PR.B Manulife Fin Sr 2 Pr 479,846 MFC.PR.C Manulife Fin A Pr 3 426,798

13 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME MFC.PR.F Manulife Fin Sr 3 Pr 415,639 MFC.PR.G Manulife Fin Sr 5 Pr 542,494 MFC.PR.H Manulife Fin Sr 7 Pr 378,213 MFC.PR.I Manulife Fin Sr 9 Pr 574,085 MFC.PR.J Manulife Fin Sr11 Pr 865,629 MFC.PR.K Manulife Fin Sr13 Pr 529,256 MFC.PR.L Manulife Fin Sr15 Pr 302,098 MFC.PR.M Manulife Fin Sr17 Pr 571,293 MFC.PR.N Manulife Fin Sr19 Pr 298,383 MFC.PR.O Manulife Fin Sr21 Pr 1,165,389 MFC.PR.P Manulife Fin Sr 4 Pr 165,570 MFI Maple Leaf Foods Inc 10,808,907 MFR.UN Manulife FltgRtLn Un 1,289,878 MG Magna Int'l Inc. 57,439,425 MGB Mackenzie GlbFxIncmE 157,605 MIC Genworth MI Canada 7,336,340 MID.UN MINT Incme Fnd Tr Un 1,110,499 MIG.UN Marret Invest Bnd Un 140,025 MKC Mackenzie MaxDvrCA E 136,153 MKP MCAN Mortgage Corp. 1,086,578 MMP.UN Precious Mtl&Mine Un 2,275,757 MNS Ry Cdn Mint-Sil ETR 185,487 MNT Ry Cdn Mint-Gold ETR 910,080 MNW Mitel Networks Corp. 13,646,628 MPV Mountain Province J 5,531,193 MQI.UN Macquari GlbInfrasUn 250,406 MR.UN Melcor REIT Un 346,997 MRD Melcor Developments 481,271 MRE Martinrea Int'l Inc. 12,126,341 MRG.DB Morguard NA REIT Deb 1,959,000 MRG.UN Morguard NA REIT UN 1,795,183 MRT.DB.A Morguard REIT 4.85Db 2,084,000 MRT.UN Morguard Real Est Un 1,588,403 MRU Metro Inc. 30,140,752 MSI Morneau Shepell Inc. 7,425,170 MSI.DB.A Morneau Shepl 4.75Db 9,485,800 MST.UN Milestone AptREIT Un 14,067,631 MTL Mullen Group Ltd. 8,731,400 MTY MTY Food Group Inc. 1,283,521 MUS Mackenzie MaxDvrUS E 132,982 MUX McEwen Mining Inc. J 40,349,083 MX Corporation 16,399,030 MXF 1stAsset Material Un 140,300 MXG Maxim Power Corp. 1,350,936 NA Nat'l Bank of Canada 60,664,704 NA.PR.A Nat'l Bank Ser 36 Pr 2,544,977 NA.PR.Q Nat'l Bank Ser 28 Pr 225,328 NA.PR.S Nat'l Bank Ser 30 Pr 552,513 NA.PR.W Nat'l Bank Ser 32 Pr 628,731 NA.PR.X Nat'l Bank Ser 34 Pr 497,512 NAF.UN Global Cap Sec A Un 594,786 NAL Newalta Corporation 21,900,984 NBZ Northrn Blizzard Res 11,676,841 NCC.A Nfld Capital Cl A SV 261,546 NCD.UN 1st AsstNA AdvanConv 163,674 NDQ Novadaq Tech Inc. J 230,611 NFI New Flyer Industries 12,801,354 NG NovaGold Resources J 27,676,663 NGD New Gold Inc. 132,933,420

14 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME NHC Nobilis Health Corp. 20,375,331 NIF.UN Noranda Incm PriorUn 4,236,574 NII Norsat International 399,929 NMI Newmarket Gold Inc J 85,016,154 NOA N.A. Energy Partners 1,601,918 NPI Northland Power Inc. 20,945,531 NPI.DB.B Northland Pwr 5% Deb 10,420,000 NPI.DB.C Northland Pwr 4.75Db 24,180,000 NPI.PR.A Northland Pwr Pr 1 410,015 NPI.PR.B Northland Pwr Pr 2 168,538 NPI.PR.C Northland Pwr Pr 3 218,326 NRF.UN NA REIT Income Un 99,893 NRI Nuvo Pharmaceuticals 1,056,277 NSU Nevsun Resources J 56,038,279 NVA NuVista Energy Ltd. 34,033,961 NVU.UN Nthview Apt REIT Un 5,507,492 NWC North West Company 6,627,842 NWH.DB.D NW Healthcare 5.5%Db 3,676,000 NWH.DB.E NW Healthcare5.25%DB 35,598,200 NWH.UN NW Healthcare Un 12,986,433 NXC NexC Partners Corp A 107,178 NXF 1stAstEngyGiantCovUn 274,666 OCS.UN OCP Credit Stgy Un 1,116,838 OCX Onex Corporation SV 6,778,016 OGC OceanaGold Corp. 139,437,030 ONR.UN OneREIT Un 6,140,028 OR Osisko Gld Royalty 28,631,251 OR.WT Osisko Gold Rlty Wt 120,129 OR.WT.A Osisko Gld Rlty Wt A 578,923 ORL Orocobre Ltd. Ord J 4,219,544 OSB Norbord Inc. 12,305,971 OSF.UN Oil Sands Sector Un 373,042 OSK Osisko Mining Inc. J 29,091,083 OSL.UN OCP Senior Credit Un 766,212 OSP Brompton Oil Splt A 357,951 OTC Open Text Corp 13,236,726 OVI.A OVIVO INC. Cl A SV 5,490,064 P Primero Mining Corp. 54,144,748 PAA Pan American Silver 30,720,415 PAR.UN Partners REIT Un 737,553 PBH Premium Brands Hldgs 5,624,250 PBH.DB.D Premium Brand 5% Deb 3,860,000 PBH.DB.E Premium Brand 4.65Db 3,981,000 PBY.UN Canso Credit A Un 1,157,655 PCD.UN Pathfinder Income Un 288,910 PCF.UN Energy Credit Opp A 148,079 PCY Prophecy Dev Corp. J 319,162 PD Precision Drill Corp 102,179,001 PDC PwrShares Cdn Div Un 409,163 PDF Purpose Core Div Fnd 517,034 PDL N.A. Palladium Ltd. 311,269 PEG Pattern Energy Grp A 393,395 PER Perk Inc. J 1,307,114 PEY Peyto Expl & Dev 27,834,382 PFB PFB Corporation 164,036 PFD.UN Ltd DuratnInvstGrd 126,294 PFH PwrShr HY CorpBnd Un 492,838 PFT.UN Cdn Preferred Shr Un 355,261 PG Premier Gold Mines J 52,001,680

15 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME PGF Pengrowth Energy 86,102,307 PGF.DB.B Pengrwth 6.25%Mar Db 9,719,000 PGI.UN PIMCO Gbl IncmOpp Un 2,907,193 PGL PwrShr Ultr LiqLTGvt 313,944 PHR Purpose Duratn HgREF 360,923 PHS.U Sprott Phy Silver US 862,889 PHX PHX Energy Services 4,158,713 PHY.U Sprott Phy Gld Un US 595,927 PIC.A Premium Income Cl A 811,066 PIC.PR.A Premium Income Pr 272,116 PIF Polaris Infras J 8,676,607 PIH Pacific Insight Elec 2,982,122 PJC.A Jean Coutu Group SV 9,513,877 PKI Parkland Fuel Corp. 16,398,523 PLI ProMetic Life J 58,342,505 PLZ.DB.C Plaza Retail Tr 7%Db 2,935,000 PLZ.UN Plaza Retail REIT Un 3,597,058 PMB.UN Picton Mahoney A Un 705,327 PME Sentry Prime Metal A 1,600,104 PNP Pinetree Capital J 12,713,457 PNT CPI Card Group Inc. 273,216 POT Potash Corp of Sask 172,406,419 POU Paramount Res Cl A 40,915,524 POW Power Corp of Cda SV 36,732,433 POW.PR.A Power Corp 5.6% Pr A 213,552 POW.PR.B Power Corp 5.35% Pr 441,479 POW.PR.C Power Corp 5.80% Pr 183,053 POW.PR.D Power Corp 5.00% Pr 500,269 POW.PR.G Power Corp 5.6% Pr G 148,703 PPL Pembina Pipeline 43,345,168 PPL.DB.F Pembina Pipe5.75Db F 1,487,500 PPL.PR.A Pembina Pipe Sr 1 Pr 501,018 PPL.PR.C Pembina Pipe Sr 3 Pr 420,471 PPL.PR.E Pembina Pipe Sr 5 Pr 600,467 PPL.PR.G Pembina Pipe Sr 7 Pr 471,817 PPL.PR.I Pembina Pipe Sr 9 Pr 413,257 PPL.PR.K Pembina Pipe Pr 11 258,319 PPL.PR.M Pembina Pipe Pr 13 979,018 PPS PwrShares Cdn Pr Un 195,001 PPT.U Sprott PhyPlat US Un 159,072 PPY Painted Pony Pete J 46,886,887 PR Lysander-SlatrPrActv 241,214 PSA Purpose High IntSvgs 1,051,718 PSB PwrShares CorpBnd Un 1,461,342 PSD Pulse Seismic Inc. 813,579 PSG Performance Sports 21,260,570 PSI Pason Systems Inc. 8,248,993 PSK PrairieSky Royalty 28,877,792 PTB Powershr TactBond Un 845,491 PTM Platinum Grp Metal J 5,272,880 PTS Points Int'l Ltd. J 351,376 PUB.UN US Bnk Incm&Gro T Un 132,778 PUD Purpose US DivETF Un 95,744 PUR Pure Tech Ltd. J 3,640,765 PVG Pretium Resources J 39,488,026 PVS.PR.B Partners Val AA Pr 3 239,732 PVS.PR.D Partners Val AA Pr 6 367,074 PVS.PR.E Partners Val AA Pr 7 288,131 PWC.NT.C PWC Capital Inc C Nt 738,000

16 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME PWF Power Financial Corp 24,812,062 PWF.PR.A Power Financial Pr A 185,439 PWF.PR.F Power Fin 5.25% Pr E 437,448 PWF.PR.G Power Fin 5.90% Pr F 212,339 PWF.PR.H Power Fin 5.75% Pr H 190,113 PWF.PR.I Power Fin 6% Pr I 206,244 PWF.PR.K Power Fin 4.95% Pr K 278,568 PWF.PR.L Power Fin 5.10% Pr L 526,038 PWF.PR.O Power Fin 5.80% Pr O 265,873 PWF.PR.P Power Fin 4.40% Pr P 476,887 PWF.PR.S Power Fin 4.80% Pr S 305,792 PWF.PR.T Power Fin 4.20% Pr T 308,772 PWT Penn West Petroleum 73,555,772 PXC PwrShr FTSE RAFI Cdn 257,560 PXT Parex Resources J 18,893,954 PYF Purpose Prem Yld ETF 257,523 PZA Pizza Pizza Royalty 1,156,170 QBR.A Quebecor Inc Cl A MV 178,695 QBR.B Quebecor Inc Cl B SV 13,791,125 QCP Questrade FxdIncm+Un 158,320 QLT QLT Inc. 275,564 QQC PwrShares QQQCADH Un 98,900 QSR Restaurant Brnd Intl 19,765,786 RAY.A Stingray Digit SV 2,311,858 RBA Ritchie Bros Auction 15,644,735 RBN.UN Blue Ribbon Incm Un 1,281,294 RBO RBC 1-5Yr LddCrp Bnd 345,551 RC RDM Corporation J 2,117,035 RCD RBC QuantCdnDiv Lead 660,082 RCH Richelieu Hardware 2,198,083 RCI.A Rogers Comm Cl A 110,891 RCI.B Rogers Comm Cl B NV 49,221,774 RCO.UN Middlefld Can-Glb Un 134,058 REF.UN Cdn Real Estate Un 7,282,727 REI.PR.C RioCan REIT Ser C Pr 349,761 REI.UN RioCan Rl Est Tr Un 30,860,955 RET Reitman's Canada 367,450 RET.A Reitman's Cda A NV 1,817,324 RFP Resolute Forest Prod 283,674 RGL Royal Gold, Inc. 104,534 RHI RBC Qnt EAFE DivLead 114,507 RHU RBC Quant US DivLead 206,813 RIB.UN Ridgewood Cdn Bnd Un 155,918 RIC Richmont Mines 25,368,382 RID RBC QuantEAFE Div Un 495,815 RIT 1st Asset CdnREIT Un 937,663 RKN Redknee Solutions J 25,335,309 RLB RBC 1-5Yr LadCdn Bnd 781,156 RME Rocky Mtn Dealership 1,926,005 RNW TransAlta Renewable 17,912,651 RON.PR.A RONA inc. 5.25% Pr 608,092 RPF RBC Cdn Pref CA Un 200,160 RPI.UN Richards Pckng Un 419,653 RQF RBC Target 18 CrpBnd 139,584 RQG RBC Target 19 CrpBnd 147,181 RRX Raging River Expl 35,727,608 RSI Rogers Sugar Inc. 8,783,645 RSI.DB.C Rogers Sugar 5.7% Db 2,191,000 RSI.DB.D Rogers Sugar 5.75%Db 609,000

17 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME RUD RBC QntUS DivLead Un 175,380 RUS Russel Metals Inc. 7,357,465 RWE 1stAst MSCI EurLR Un 242,104 RWE.B 1stAst EurLR Unhg Un 144,607 RWW 1st AstMSCI World Un 452,029 RY Royal Bank of Canada 116,105,927 RY.PR.A Royal Bank Pr Ser AA 676,666 RY.PR.B Royal Bank Pr Ser AB 213,870 RY.PR.C Royal Bank Pr Ser AC 151,226 RY.PR.D Royal Bank Pr Ser AD 355,406 RY.PR.E Royal Bank Pr Ser AE 386,302 RY.PR.F Royal Bank Pr Ser AF 233,162 RY.PR.G Royal Bank Pr Ser AG 287,437 RY.PR.H Royal Bank Pr Ser BB 1,380,755 RY.PR.I Royal Bank Pr Ser AJ 481,496 RY.PR.J Royal Bank Pr Ser BD 1,267,284 RY.PR.L Royal Bank Pr Ser AL 409,410 RY.PR.M Royal Bank Pr Ser BF 575,297 RY.PR.N Royal Bank Pr Ser BH 229,206 RY.PR.O Royal Bank Pr Ser BI 503,830 RY.PR.P Royal Bank Pr Ser BJ 182,781 RY.PR.Q Royal Bank Pr Ser BK 1,774,036 RY.PR.R Royal Bank Pr Ser BM 1,629,550 RY.PR.W Royal Bank Pr Ser W 446,174 RY.PR.Z Royal Bank Pr Ser AZ 1,382,632 SAP Saputo Inc. 23,817,959 SBC Brompton Splt Banc A 332,370 SBC.PR.A Brompton Splt Bnc Pr 137,059 SCC Sears Canada Inc 751,646 SCL ShawCor Ltd. 6,801,450 SCU Second Cup Ltd. The 590,927 SCW.UN Canso Slct Oppor Un 587,510 SEA Seabridge Gold Inc J 5,937,499 SES Secure Energy Serv J 27,185,925 SGY Surge Energy Inc. J 67,439,691 SH Shopify Inc A SV 5,199,268 SHA Sphere AsiaSustYldUn 305,375 SHE Spher EuroSustYldUn 280,510 SHU Sphere US Sustn Heg 196,751 SIA Sienna Senior Living 5,872,094 SII Sprott Inc. 24,104,512 SIN.UN SCITI Trust Trans Un 946,386 SIS Savaria Corp. J 3,469,812 SJ Stella-Jones Inc. 7,093,398 SJR.B Shaw Comm Cl B NV 54,356,272 SJR.PR.A Shaw Comm Cl 2 Pr A 417,799 SJR.PR.B Shaw Comm Cl 2 Pr B 205,148 SLF Sun Life Fin Inc. 54,095,352 SLF.PR.A Sun Life Fin Pr A 600,844 SLF.PR.B Sun Life Fin Ser2 Pr 412,463 SLF.PR.C Sun Life Fin Ser3 Pr 255,192 SLF.PR.D Sun Life Fin Ser4 Pr 356,872 SLF.PR.E Sun Life Fin Ser5 Pr 315,556 SLF.PR.G Sun Life Fin Sr8R Pr 285,375 SLF.PR.H Sun Life Fin 10R Pr 494,763 SLF.PR.I Sun Life Fin 12R Pr 875,013 SLF.PR.J Sun Life Fin 9QR Pr 405,488 SLW Silver Wheaton Corp. 106,359,928 SMF SEMAFO Inc. J 111,470,696

18 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME SMU.UN Summit Ind REIT Un J 3,474,880 SNC SNC - Lavalin Group 18,747,721 SOT.UN Slate Office REIT Un 8,769,297 SOX Stuart Olson Inc. 1,973,975 SOX.DB.A Stuart Olsn 12/19 Db 2,643,000 SOY SunOpta, Inc. 2,717,827 SPB Superior Plus Corp. 26,194,600 SPB.DB.H Superior+ 6/30/19 Db 7,014,000 SPE Spartan Engy Corp J 113,573,496 SRT.UN Slate Retail CAD Un 1,831,131 SRU.UN Smart REIT Tr VV Un 14,261,123 SRV.UN SIR Royalty Incm Un 901,107 SSF.UN Symphony FltgLoan Un 851,744 SSL Ltd. 46,063,298 SSL.WT Sandstorm Gold Wt 349,293 SSO Silver Standard Res 48,365,343 STB Student Transport 12,768,577 STB.DB.A Student Trans 5.25Db 23,974,000 STB.DB.C Student Trans 6.25Db 2,479,000 STN Stantec Inc. 15,448,046 SU Suncor Energy Inc. 169,069,559 SUM Solium Capital Inc J 2,203,554 SVC Sandvine Corp J 45,897,344 SVM Silvercorp Metals J 57,802,234 SVR iShr Sil Bul Hdgd Un 1,455,540 SVR.C iShr Sil Bul Nn-Hdgd 187,402 SW Sierra Wireless 2,474,047 SXP Supremex Inc. 2,938,654 T Corporation 48,760,333 TA TransAlta Corp. 41,142,375 TA.PR.D TransAlta Ser A Pr 821,500 TA.PR.F TransAlta Ser C Pr 674,479 TA.PR.H TransAlta Ser E Pr 425,883 TA.PR.J TransAlta Ser G Pr 415,209 TC Tucows Inc. 204,484 TCK.A Teck Res Cl A MV 197,126 TCK.B Teck Res Cl B SV 278,290,368 TCL.A Transcontinentl A SV 7,958,818 TCL.B Transcontinentl B MV 109,646 TCN Tricon Capital Group 17,815,978 TCN.DB.A Tricon Cap 5.6% Deb 6,637,280 TCS TECSYS Inc. J 727,497 TCT.UN Top 10 Cdn Fin Tr Un 97,135 TCW Trican Well Service 67,121,748 TD T.D. Bank 136,853,238 TD.PF.A T.D. Bank Ser 1 Pr 1,297,219 TD.PF.B T.D. Bank Ser 3 Pr 952,537 TD.PF.C T.D. Bank Ser 5 Pr 1,487,190 TD.PF.D T.D. Bank Ser 7 Pr 790,692 TD.PF.E T.D. Bank Ser 9 Pr 333,057 TD.PF.F T.D. Bank Ser 11 Pr 415,168 TD.PF.G T.D. Bank Ser 12 Pr 3,859,056 TD.PF.H T.D. Bank Ser 14 Pr 10,328,441 TD.PR.S T.D. Bank Ser S Pr 290,049 TD.PR.T T.D. Bank Ser T Pr 101,878 TD.PR.Y T.D. Bank Ser Y Pr 307,954 TDB TD Cdn Aggregate Bnd 136,272 TDG Trinidad Drilling 20,711,664 TEI Toscana Energy J 492,553

19 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME TET Trilogy Energy Corp. 11,262,323 TF Timbercreek Fin Corp 4,116,507 TF.DB Timbercrk Fin 6.35Db 458,000 TF.DB.A Timbercrk Fin 5.4 Db 9,757,000 TFI TransForce Inc. 9,670,542 TGF.UN Timbercreek Globe Un 1,170,495 TGL TransGlobe Energy J 5,031,928 TGL.DB TransGlobe Engy 6%Db 17,599,900 TGO TeraGo Inc. 376,014 TH Theratechnologies 8,007,722 THO Tahoe Resources J 69,986,962 THU TD S&P500 CAD HegIdx 143,443 TIH Toromont Industries 6,640,397 TLF.UN Tech Leaders Incm Un 433,860 TLV PowrShr LowVltlty Un 439,340 TMR TMAC Resources Inc J 4,332,907 TNT.UN True NthCommercl JUn 5,135,312 TOG TORC Oil & Gas Ltd. 55,356,057 TOS TSO3 Inc. J 20,743,571 TOT Total Engy Serv Inc. 1,346,691 TOU Tourmaline Oil Corp. 31,748,263 TOY Spin Master Corp SV 1,606,336 TPH.DB.C Temple Hotels 8% Deb 1,176,000 TPK Ten Peaks Coffee 1,332,171 TPX.B MolsonCoors Cda B NV 150,833 TR Trillium Therpeutc J 547,131 TRI Thomson Reuters Corp 39,646,420 TRI.PR.B Thomson Reuter Pr II 191,567 TRP TransCan Corporation 104,534,867 TRP.PR.A TransCan Corp Pr 1 554,235 TRP.PR.B TransCan Corp Pr 3 448,341 TRP.PR.C TransCan Corp Pr 5 447,793 TRP.PR.D TransCan Corp Pr 7 1,334,522 TRP.PR.E TransCan Corp Pr 9 840,829 TRP.PR.F TransCan Corp Pr 2 480,401 TRP.PR.G TransCan Corp Pr 11 602,490 TRP.PR.H TransCan Corp Pr 4 220,056 TRP.PR.J TransCan Corp Pr 13 2,710,164 TRQ Turquoise Hill Res 58,983,025 TRZ Transat A.T. V & VV 1,566,630 TSL Tree Island Steel 3,437,607 TTY.UN Top 20 Dividend Un 341,409 TUT.UN Top 20 U.S. Div A Un 343,701 TVA.B TVA Group Inc. B NV 153,468 TVE Tamarack Vall Engy J 21,529,406 TVE.R Tamarack VallEngSubR 537,000 TVK TerraVest Capital 324,178 TVK.DB TerraVest Cap 7% Deb 1,490,000 TWC TWC Enterprises Ltd. 193,905 TXF 1stAstTech Giants Un 711,566 TXG Torex Gold Res J 42,214,550 TZS Trez CapSnrMtg Inv A 947,618 TZZ Trez Cap Mtg Invst A 2,776,365 U Uranium Participate 5,260,350 UCD.UN 1stAst MornUS Consmr 95,344 UDA.UN Caldwell US Div Un 551,780 UFS Domtar Corporation 1,994,630 ULV PwrShr LowVol CH Idx 864,019 UNS Uni-Select Inc. 6,626,555

20 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME URB.A Urbana Corp. Cl A NV 1,448,821 US US Dividend Grow Eq 934,468 USB PwrShr LddrRtUS0-5Yr 201,678 USB.U PwrShr LddrRtO-5YrUS 90,632 USF.UN US Financl Incm A Un 358,959 USH.UN US Housing Recovr Un 104,591 UXM 1stAstUS Div50 Un 148,024 VA Vanguard Dev AsiaPac 385,256 VAB Vanguard Cdn Agr Bnd 4,302,511 VBU Vanguard USAggre Bnd 341,478 VBV VBI Vaccines Inc. J 198,398 VCE Vanguard FTSE CdaIdx 546,251 VCM Vecima Networks Inc. 660,085 VCN Vanguard CdaAllCapUn 1,472,485 VDU Vangrd FTSE Dev exUS 573,985 VDY Vanguard FTSE DivYld 707,597 VE Vanguard FTSE Dev EU 503,712 VEE Vanguard FTSEEmrgMkt 1,356,262 VEF Vangrd Dev US CA-heg 846,869 VET Vermilion Energy Inc 27,276,142 VFV Vanguard S&P500 Indx 1,488,216 VGG Vanguard US DivAppr 272,171 VGH Vanguard USDivCad-hg 390,891 VI Vanguard exNA CA-Heg 156,405 VII Seven Generations A 56,296,908 VII.R Seven Generation Rec 3,198,690 VIP.UN AstonHill VIP IncmUn 995,493 VIU Vanguard exNA Idx Un 871,210 VLQ Vanguard GlbLiqFactr 90,172 VNP.DB 5N Plus Inc 5.75% Db 4,187,000 VNR Valener Inc. 2,914,561 VNR.PR.A Valener Inc. Sr A Pr 270,440 VRE Vanguard FTSECdnREIT 444,455 VRX Valeant Pharm Int'l 71,847,101 VSB Vanguard Cdn S-T Bnd 2,473,568 VSC Vanguard S-T CrpBond 1,564,673 VSN Veresen Inc. 62,401,840 VSN.PR.A Veresen Inc Ser A Pr 447,291 VSN.PR.C Veresen Inc Ser C Pr 467,300 VSN.PR.E Veresen Inc Ser E Pr 425,699 VSP Vanguard S&P500 C-Hg 743,391 VUN Vanguard US MktIdxUn 1,261,509 VUS Vanguard US TotMktUn 645,294 VVL Vanguard GlbValFactr 174,652 VVO Vanguard GlbMinVoltl 122,249 VXC Vanguard FTSEGlobeCA 1,504,714 W.PR.J Westcoast Engy 5.60% 494,767 W.PR.K Westcoast Engy Pr 10 507,141 W.PR.M Westcoast Engy Pr 12 3,425,530 WB Whistler Blackcomb 11,007,737 WCN Waste Connections 10,868,810 WCP Whitecap Resources J 108,809,716 WDO Wesdome Gold Mines 48,901,883 WEF Western Forest Prod 39,061,959 WEQ.DB WesternOne 6.25% Deb 6,421,900 WFT West Fraser Timber 18,997,790 WIN Wi-Lan Inc. 22,193,293 WIR.U WPT Industrl REIT US 3,259,944 WJA WestJet Airline VV&V 15,072,576

21 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME WJX Wajax Corporation 1,491,322 WN Weston George 5,944,927 WN.PR.A Weston George 1 Pr 322,087 WN.PR.C Weston George III Pr 234,503 WN.PR.D Weston George IV Pr 223,246 WN.PR.E Weston George V Pr 187,662 WPK Winpak Limited 3,985,012 WPT Westport Fuel Sys 3,377,293 WRG Western Energy Serv 7,502,563 WSP WSP Global Inc. 11,633,755 WTE Westshore Terminals 6,270,470 WXM 1stAsst MornMomnt Un 1,281,279 X TMX Group Limited 7,723,544 XAU GoldMoney Inc. 7,349,664 XAW iShr CoreMSCI AC Wex 447,881 XBB iShr Cdn Univers Bnd 3,754,786 XBM iShr SP/TSXGblBseMtl 1,134,883 XBZ iShares MSCI Brazil 266,483 XCB iShares Cdn Corp Bnd 3,160,241 XCD iShare S&P CnsmrDscr 161,898 XCG iShares Cdn Growth 141,554 XCH iShares China Index 445,427 XCS IShare SP/TSX SmlCap 1,099,547 XCV iShares Cdn Value Un 185,902 XDC Xtreme Drilling J 2,119,352 XDV iShares Cdn Slct Div 2,182,757 XEB iShr JP USD Emrg Mkt 124,424 XEC iShr Core EmrgMktIMI 636,427 XEF iShr CorMSCIEAFE IMI 2,057,769 XEG iShares S&P/TSX Engy 51,828,487 XEH iShr MSCI EU IMI CAD 679,842 XEI iShr CoreSP/TSX Div 1,678,658 XEM iShare MSCI EmergMkt 690,685 XEN iShare Jantzi Social 107,318 XEU iShr MSCI EU IMI Idx 584,876 XFC iShr MSCIMultfactrCA 148,357 XFH iShrCrMSCI EAFEIMIHG 612,786 XFN iShares S&P/TSX Fins 13,376,036 XFR iShares Fltg Rate Un 1,078,970 XGB iShares Cdn Govt Bnd 1,367,951 XGD iShares S&P/TSX Gold 98,314,237 XHB iShare Cdn HYBrd Bnd 1,207,075 XHC iShare Glbl Hlthcare 381,126 XHD iShare US HighDiv Eq 569,034 XHU iShr US HiDiv EqtyUn 165,315 XHY iShares US HiYld Bnd 1,608,594 XIC iShr CoreSP/TSX Comp 4,985,588 XID iShares India Idx Un 132,305 XIG iShare US IG CorpBnd 333,821 XIN iShare MSCI EAFE Idx 1,861,267 XIT iShares S&P/TSX Tech 286,199 XIU iShares S&P/TSX60 Un 162,429,105 XLB iShr CoreCdnLT BndUn 1,663,749 XMA iShare S&P/TSX Matrl 1,707,424 XMD iShr S&P/TSX Cmpletn 334,772 XMH iShr S&P USMdCpCADHG 710,103 XMI iShare MSCIMinVlEAFE 569,436 XMM iShr MinVol EmrgMkt 223,473 XMU iShr MSCI MinVol USA 367,940

22 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME XMV iShr MSCI MinVolCda 415,405 XMW iShr MSCI MinVolGlbl 223,963 XPF iShr S&PTSX NA PrStk 612,542 XQB iShr CoreHiCdnBnd Un 1,605,814 XQQ iShare NASDAQ 100 Un 428,822 XRB iShare Cdn RlRet Bnd 676,700 XRE iShares S&P/TSX REIT 16,190,078 XSB iShre Cdn Sh Trm Bnd 4,777,356 XSC iShr Consv ShStgyFxd 155,540 XSE iShr Consv Stgy Incm 210,699 XSH iShr CoreCdnShMplBnd 1,391,126 XSI iShr ST StratgFxd Un 615,624 XSP iShares Core S&P 500 14,229,285 XSQ iShr CoreSTCdnBnd Un 1,111,015 XSR Sirius XM Cda A SV J 8,446,649 XST iShares Consumr Stpl 1,167,108 XSU iShares US Small Cap 1,749,670 XTC Exco Technologies 1,833,250 XTD TDb Split Cl A 184,546 XTD.PR.A TDb Split Prior Eqty 173,630 XTR iShare Divrs Mo Incm 2,208,023 XUH iShre CoreS&P US Mkt 218,278 XUS iShares CoreSP500Idx 1,707,832 XUT iShares S&P/TSX Util 903,206 XUU iShr CorS&P US MktUn 208,228 XWD iShare MSCI World Un 1,025,145 XXM 1stAstMrnStrUSVal Un 265,795 XXM.B 1stAst MrnUS ValUnhg 255,682 Y Yellow Pages Limited 1,840,274 Y.WT Yellow Pages Ltd. Wt 125,123 YP.UN YIELDPLUS Income Un 1,068,581 YPG.DB Yellow Pages Dgtl Db 3,120,779 YRI Yamana Gold Inc. 346,624,731 ZAG BMO AggregateBnd ETF 2,278,099 ZAR.DB Zargon Oil&Gas 6% Db 8,973,000 ZBK BMO EqlWght US BkCAD 980,649 ZCL ZCL Composites Inc 4,950,163 ZCM BMO Mid Crp Bond ETF 1,458,532 ZCN BMO S&P/TSX CompIndx 1,937,482 ZCS BMO Shrt Crp Bnd ETF 2,180,963 ZDB BMO Discount Bnd Un 391,812 ZDH BMO Intl DivHg-CA Un 161,182 ZDI BMO Int'l Div CAD Un 448,210 ZDJ BMO DJ IndAv Heg ETF 189,512 ZDM BMO MSCI EAFE HegCAD 1,092,698 ZDV BMO Cdn Dividend Un 1,243,345 ZDY BMO USDiv ETF CAD Un 1,229,235 ZDY.U BMO USDiv ETF USD Un 97,350 ZEA BMO MSCI EAFE Idx Un 518,394 ZEB BMO Eql Wgt Bank ETF 7,104,018 ZEF BMO Em Mkt Bond HED 1,334,107 ZEM BMO MSCI EmrgMkts Un 331,399 ZEO BMO EqWgt Oil&GasETF 2,143,897 ZEQ BMO MSCI EU HiQltyUn 610,123 ZFH BMO Fltg RtHi Yld Un 707,223 ZFM BMO Mid Fed Bnd Indx 935,393 ZFS BMO Shrt Fed Bnd ETF 388,515 ZGD BMO S&P/TSX EqGld Un 1,676,988 ZGI BMO Gbl Infrastr ETF 546,435

23 Stock Volume Greater Than 90,000 ---> Price Greater Than $2 For Quarter Ending 30 Sep 2016 TICKER_SYMBOL NAME VOLUME ZHY BMO HY US CrpHdg ETF 1,421,894 ZIC BMO MidUSCrpBndCA Un 1,193,167 ZID BMO India Eq Idx ETF 342,122 ZIN BMO S&P/TSX EqInd Un 156,703 ZJG BMO Junior Gold ETF 7,661,541 ZJO BMO Junior Oil ETF 150,275 ZLB BMO Volatlty Cad Un 4,418,157 ZLC BMO Long Crp Bnd ETF 821,902 ZLD BMO LwVol IntlEq H-C 256,710 ZLE BMO LwVoltyEqCAD Un 415,016 ZLH BMO LowVol US Eq H-C 684,599 ZLI BMO LowVolIntl Eq Un 249,657 ZLU BMO LwVltyUSEq CADUn 2,598,743 ZLU.U BMO LwVltyUSEq US Un 189,525 ZMI BMO Monthly Incm Un 278,513 ZMP BMO MidProvBnd CadUn 629,448 ZMT BMO EW GblMtl Hd ETF 524,702 ZMU BMO MidUS IG HegBnd 493,459 ZPL BMO LngProvBndCad Un 459,574 ZPR BMO Laddered Pr Indx 8,937,413 ZPS BMO Shrt Prv Bnd ETF 299,630 ZPW BMO US Put Write CAD 592,234 ZQQ BMO Nasdaq EqHed ETF 679,134 ZRE BMO Eql Wgt REITs Un 1,457,379 ZSP BMO S&P500 IdxCAD Un 4,824,063 ZUB BMO Eq Wgt US Banks 2,697,706 ZUD BMO USDiv Hdg-Cad Un 350,435 ZUE BMO S&P 500 Hedg-CAD 978,613 ZUH BMO EqWgt US Health 488,964 ZUQ BMO MSCI US HiQltyUn 94,835 ZUT BMO Eql Wgt Util ETF 949,533 ZWA BMO DJ IndustAvg Un 618,001 ZWB BMO Coverd CallCdnBk 6,672,347 ZWE BMO EU DivCovCal C-H 1,651,668 ZWH BMO US HighDivCov Un 1,782,759 ZWU BMO CoverdUtility Un 3,352,464 ZXM 1stAst MornIntlMomUn 161,818 ZZZ Sleep Cntry Cda Hldg 11,333,865 24 VOLUME 38,006,678 40,605,998 3,046,445 245,857,965 74,269,983 10,941,878 5,016,541 3,517,283 11,045,716 125,502 666,865 395,354 41,411,903 2,535,334 748,062 978,201 2,134,095 4,169,000 1,408,000 2,771,000 5,647,768 55,446,689 4,093,146 20,957,253 6,234,519 268,402 1,140,326 348,000 8,287,323 13,674,873 276,926 346,389 77,718,675 105,936 22,975,097 594,377 471,160 415,769 434,244 416,413 333,225 1,191,000 3,264,163 1,247,841 11,734,238 11,652,540 2,603,048 1,121,507 41,776,483 159,015,900 485,733 146,433 80,789,239 15,206,141 15,008,000 43,550,703 1,442,496 61,779,744 4,862,287

VOLUME 207,184 55,340,881 2,885,581 4,335,000 3,290,955 400,898 10,566,872 1,101,192 2,410,000 142,026 175,167 179,866 209,809 19,621,242 12,637,182 617,670 25,131,681 16,399,810 35,562,176 187,226 102,404 150,197 9,042,489 47,254,373 606,009 472,623 739,926 613,616 557,276 375,294 579,425 585,492 430,132 253,465 382,335 442,072 365,254 832,437 843,814 572,817 500,296 70,123,453 547,114 737,511 187,934 308,113 6,449,385 19,817,112 61,950,602 909,070 353,386 259,952 709,060 731,962 324,907 941,705 732,853 684,046 326,604

VOLUME 1,831,766 643,779 110,247 390,853 424,039 512,777 337,458 209,517 427,148 104,213 10,508,963 6,792,885 9,731,856 130,696 462,833 1,404,192 11,134,549 2,830,855 320,186 498,998 396,297 5,622,466 8,652,469 125,717,442 130,943 195,705 21,448,328 383,893 150,058 173,883 27,144,874 6,469,373 9,317,000 63,129,169 961,245 303,833 309,452 580,639 1,015,401 1,682,039 720,985 403,409 337,320 418,381 5,088,734 97,117,258 72,074,639 99,953,523 352,910 178,467 123,355 208,833 825,605 113,748 1,440,784 5,476,986 766,373 1,005,014 754,878

VOLUME 291,490 485,688 337,618 274,828 522,331 1,599,033 890,270 2,054,067 469,101 750,756 544,227 200,894 827,484 508,009 583,110 392,463 125,383 11,333,730 107,841 2,081,116 613,167 566,325 102,483 263,745 334,849 309,717 589,540 5,519,630 377,435,017 416,090,659 1,580,037 133,226 20,893,000 579,565 1,803,101 28,300,971 177,909 2,717,730 10,318,370 1,973,714 16,385,767 7,495,670 116,913 704,327 3,353,961 3,321,212 99,811 5,874,888 249,991 3,347,351 69,740,958 94,983 579,084 1,062,778 4,205,599 3,663,045 50,475,920 614,330 375,471

VOLUME 11,798,045 354,371 274,637 13,945,026 30,997,455 2,575,870 80,980,953 6,539,620 58,975,924 32,257,019 615,825 113,098 7,883,684 1,212,580 1,127,264 440,255 6,694,941 6,383,000 357,587 471,746 7,787,000 5,323,000 44,723,000 5,196,022 1,971,000 3,496,821 13,233,727 1,636,846 622,040 817,053 127,818 3,470,995 274,339 28,637,794 26,042,728 2,192,000 1,140,029 20,409,656 1,499,772 11,758,500 32,029,000 928,135 2,211,163 637,053 2,770,836 13,203,152 120,211 112,359 66,297,859 1,353,945 1,270,532 608,811 3,636,615 1,930,715 217,246 302,371 20,025,162 38,843,868 113,084,743

VOLUME 74,025,310 784,631 337,132 21,291,017 7,206,607 124,437 144,931,904 997,331 16,010,161 317,332 508,720 567,451 50,995,152 17,926,295 118,023 121,759 408,129 2,012,000 10,861,051 2,233,179 404,754 153,483 20,727,988 1,928,960 6,627,900 543,872 208,412 11,657,076 451,549 775,711 11,890,405 385,244 273,425 204,695 305,609 258,002 104,894 399,648 605,102 28,864,075 168,759 7,846,000 5,618,000 7,909,000 802,545 100,828,904 333,058 16,857,487 267,432 355,796 326,768 11,773,890 194,074 261,096 53,320,993 232,412 822,220 206,556 16,378,057

VOLUME 2,580,500 344,001 2,238,509 172,771 249,146 110,712 806,000 2,080,748 6,447,038 1,651,250 14,191,061 2,055,413 608,949 2,106,467 1,197,025 53,004,419 2,969,366 1,162,376 21,521,237 1,019,000 25,508,000 806,102 14,417,199 2,963,317 7,419,000 444,500 2,342,000 6,509,476 30,841,511 6,852,081 1,115,156 5,741,332 19,141,750 5,258,390 24,789,855 4,618,904 2,920,452 23,217,292 1,735,616 291,939 8,618,494 716,047 551,795 4,709,681 205,871 1,041,575 124,268 477,032 353,286,835 404,260 20,982,972 33,375,651 3,192,039 31,901,651 26,779,342 577,171 25,358,891 94,519,009 11,851,000

VOLUME 38,943,066 127,851 292,875 163,095 458,490 574,131 6,014,203 1,741,000 12,476,919 280,996 4,698,799 3,888,000 1,097,000 9,750,000 5,678,083 239,933,272 137,103 101,767 107,939 40,936,675 174,370 497,138 266,508 336,056 346,071 20,677,462 113,598,607 750,914 967,261 995,002 1,020,393 1,271,118 513,397 1,254,031 905,564 1,243,548 1,075,473 631,214 1,221,961 868,379 987,116 399,169 913,446 896,719 19,446,722 101,343 102,963 485,993 631,587 165,000 1,126,578 119,883 163,201 77,443,964 8,995,953 1,865,207 1,647,100 123,008 19,222,755

VOLUME 2,850,000 418,864 93,670 131,788 2,212,332 1,779,231 1,210,000 960,000 1,361,000 22,745,373 879,000 1,386,000 871,000 1,699,609 331,640 91,263 109,202 332,352 103,770 386,515 133,842 584,047 518,855 254,009 2,565,274 830,224 725,761 596,597 7,134,345 603,101 306,487 2,498,551 1,287,461 307,821,148 1,245,543 172,120 29,257,593 566,906 142,889 85,732,393 21,254,202 492,524 20,873,498 129,894 314,118 2,090,137 3,565,312 377,205 2,053,136 4,165,171 1,187,635 1,931,426 8,345,000 10,939,000 51,610,894 225,810 366,940 412,891 105,639

VOLUME 684,041 497,363 950,572 21,848,508 46,153,043 597,969 182,756,981 633,409 198,663 4,409,154 1,148,646 4,200,900 16,966,722 808,646 454,809 478,182 103,840 97,090 24,365,369 14,541,500 1,925,704 912,021 1,321,982 29,344,573 322,878 31,311,811 140,529 937,332 126,137 901,335 3,823,137 4,052,496 360,283 1,917,113 66,358,900 9,140,311 63,989,150 29,077,859 380,050 432,082 734,986 286,372 129,026 136,388 221,699 305,907 378,465 336,883 169,948 302,802 7,463,964 22,718,816 766,487 610,179 260,503 606,828 431,931 12,661,157 211,747 VOLUME 96,966,540 985,174 18,415,465 159,295 2,750,809 203,541 220,860 287,161 453,570 4,243,035 102,726 545,598 1,251,207 217,774 1,108,420 204,078 123,757 115,277,875 723,839 47,230,907 850,388 822,766 814,092 670,455 703,492 3,095,313 4,544,088 3,108,431 1,889,618 193,188 314,861 461,392 33,781,010 102,908,798 214,616 273,892 121,338,426 10,492,668 279,196,681 4,699,251 123,553 1,192,346 1,342,236 3,191,000 3,527,500 3,279,000 25,981,563 236,439 369,004 932,230 533,579 408,012 12,418,385 51,794,736 747,374 350,635 346,273 501,561 4,635,185

VOLUME 458,297 170,583 1,160,806 596,781 1,641,834 233,585 1,178,194 18,015,059 131,076,699 2,317,848 6,149,212 20,952,929 561,012 11,468,573 16,657,949 113,184 308,247 353,202 3,862,922 6,868,763 889,031 2,945,166 11,078,524 837,817 3,764,373 5,113,000 6,270,000 1,364,000 8,649,000 397,963 340,870 872,839 332,946 10,209,134 420,342 465,464 527,960 16,917,264 9,555,068 146,304 2,336,081 4,829,784 165,800 220,402,794 34,893,618 176,156 7,478,038 9,178,383 1,033,000 6,213,000 13,681,590 3,292,722 264,828 47,325,462 5,921,905 2,267,035 6,824,544 102,484 881,296

VOLUME 791,077 25,656,456 215,000 7,822,913 151,088,380 19,852,964 31,892,100 10,795,000 633,127 339,828,559 461,434 46,140,047 536,470 99,940,904 10,242,000 24,949,323 27,512,847 16,894,349 851,500 11,457,359 963,072 4,755,626 4,861,334 38,988,353 127,484 7,912,274 512,437 303,458 1,236,878 1,438,976 985,436 868,671 995,648 163,913 10,226,807 5,665,710 1,917,000 8,287,000 811,852 1,147,348 11,663,228 4,394,500 1,165,000 44,536,522 6,437,925 121,265,109 19,856,303 1,682,390 703,273 10,753,923 4,185,617 334,089 4,290,381 194,344 113,010,719 243,069 235,007,933 479,846 426,798

VOLUME 415,639 542,494 378,213 574,085 865,629 529,256 302,098 571,293 298,383 1,165,389 165,570 10,808,907 1,289,878 57,439,425 157,605 7,336,340 1,110,499 140,025 136,153 1,086,578 2,275,757 185,487 910,080 13,646,628 5,531,193 250,406 346,997 481,271 12,126,341 1,959,000 1,795,183 2,084,000 1,588,403 30,140,752 7,425,170 9,485,800 14,067,631 8,731,400 1,283,521 132,982 40,349,083 16,399,030 140,300 1,350,936 60,664,704 2,544,977 225,328 552,513 628,731 497,512 594,786 21,900,984 11,676,841 261,546 163,674 230,611 12,801,354 27,676,663 132,933,420

VOLUME 20,375,331 4,236,574 399,929 85,016,154 1,601,918 20,945,531 10,420,000 24,180,000 410,015 168,538 218,326 99,893 1,056,277 56,038,279 34,033,961 5,507,492 6,627,842 3,676,000 35,598,200 12,986,433 107,178 274,666 1,116,838 6,778,016 139,437,030 6,140,028 28,631,251 120,129 578,923 4,219,544 12,305,971 373,042 29,091,083 766,212 357,951 13,236,726 5,490,064 54,144,748 30,720,415 737,553 5,624,250 3,860,000 3,981,000 1,157,655 288,910 148,079 319,162 102,179,001 409,163 517,034 311,269 393,395 1,307,114 27,834,382 164,036 126,294 492,838 355,261 52,001,680

VOLUME 86,102,307 9,719,000 2,907,193 313,944 360,923 862,889 4,158,713 595,927 811,066 272,116 8,676,607 2,982,122 9,513,877 16,398,523 58,342,505 2,935,000 3,597,058 705,327 1,600,104 12,713,457 273,216 172,406,419 40,915,524 36,732,433 213,552 441,479 183,053 500,269 148,703 43,345,168 1,487,500 501,018 420,471 600,467 471,817 413,257 258,319 979,018 195,001 159,072 46,886,887 241,214 1,051,718 1,461,342 813,579 21,260,570 8,248,993 28,877,792 845,491 5,272,880 351,376 132,778 95,744 3,640,765 39,488,026 239,732 367,074 288,131 738,000

VOLUME 24,812,062 185,439 437,448 212,339 190,113 206,244 278,568 526,038 265,873 476,887 305,792 308,772 73,555,772 257,560 18,893,954 257,523 1,156,170 178,695 13,791,125 158,320 275,564 98,900 19,765,786 2,311,858 15,644,735 1,281,294 345,551 2,117,035 660,082 2,198,083 110,891 49,221,774 134,058 7,282,727 349,761 30,860,955 367,450 1,817,324 283,674 104,534 114,507 206,813 155,918 25,368,382 495,815 937,663 25,335,309 781,156 1,926,005 17,912,651 608,092 200,160 419,653 139,584 147,181 35,727,608 8,783,645 2,191,000 609,000

VOLUME 175,380 7,357,465 242,104 144,607 452,029 116,105,927 676,666 213,870 151,226 355,406 386,302 233,162 287,437 1,380,755 481,496 1,267,284 409,410 575,297 229,206 503,830 182,781 1,774,036 1,629,550 446,174 1,382,632 23,817,959 332,370 137,059 751,646 6,801,450 590,927 587,510 5,937,499 27,185,925 67,439,691 5,199,268 305,375 280,510 196,751 5,872,094 24,104,512 946,386 3,469,812 7,093,398 54,356,272 417,799 205,148 54,095,352 600,844 412,463 255,192 356,872 315,556 285,375 494,763 875,013 405,488 106,359,928 111,470,696

VOLUME 3,474,880 18,747,721 8,769,297 1,973,975 2,643,000 2,717,827 26,194,600 7,014,000 113,573,496 1,831,131 14,261,123 901,107 851,744 46,063,298 349,293 48,365,343 12,768,577 23,974,000 2,479,000 15,448,046 169,069,559 2,203,554 45,897,344 57,802,234 1,455,540 187,402 2,474,047 2,938,654 48,760,333 41,142,375 821,500 674,479 425,883 415,209 204,484 197,126 278,290,368 7,958,818 109,646 17,815,978 6,637,280 727,497 97,135 67,121,748 136,853,238 1,297,219 952,537 1,487,190 790,692 333,057 415,168 3,859,056 10,328,441 290,049 101,878 307,954 136,272 20,711,664 492,553

VOLUME 11,262,323 4,116,507 458,000 9,757,000 9,670,542 1,170,495 5,031,928 17,599,900 376,014 8,007,722 69,986,962 143,443 6,640,397 433,860 439,340 4,332,907 5,135,312 55,356,057 20,743,571 1,346,691 31,748,263 1,606,336 1,176,000 1,332,171 150,833 547,131 39,646,420 191,567 104,534,867 554,235 448,341 447,793 1,334,522 840,829 480,401 602,490 220,056 2,710,164 58,983,025 1,566,630 3,437,607 341,409 343,701 153,468 21,529,406 537,000 324,178 1,490,000 193,905 711,566 42,214,550 947,618 2,776,365 5,260,350 95,344 551,780 1,994,630 864,019 6,626,555 VOLUME 1,448,821 934,468 201,678 90,632 358,959 104,591 148,024 385,256 4,302,511 341,478 198,398 546,251 660,085 1,472,485 573,985 707,597 503,712 1,356,262 846,869 27,276,142 1,488,216 272,171 390,891 156,405 56,296,908 3,198,690 995,493 871,210 90,172 4,187,000 2,914,561 270,440 444,455 71,847,101 2,473,568 1,564,673 62,401,840 447,291 467,300 425,699 743,391 1,261,509 645,294 174,652 122,249 1,504,714 494,767 507,141 3,425,530 11,007,737 10,868,810 108,809,716 48,901,883 39,061,959 6,421,900 18,997,790 22,193,293 3,259,944 15,072,576

VOLUME 1,491,322 5,944,927 322,087 234,503 223,246 187,662 3,985,012 3,377,293 7,502,563 11,633,755 6,270,470 1,281,279 7,723,544 7,349,664 447,881 3,754,786 1,134,883 266,483 3,160,241 161,898 141,554 445,427 1,099,547 185,902 2,119,352 2,182,757 124,424 636,427 2,057,769 51,828,487 679,842 1,678,658 690,685 107,318 584,876 148,357 612,786 13,376,036 1,078,970 1,367,951 98,314,237 1,207,075 381,126 569,034 165,315 1,608,594 4,985,588 132,305 333,821 1,861,267 286,199 162,429,105 1,663,749 1,707,424 334,772 710,103 569,436 223,473 367,940

VOLUME 415,405 223,963 612,542 1,605,814 428,822 676,700 16,190,078 4,777,356 155,540 210,699 1,391,126 615,624 14,229,285 1,111,015 8,446,649 1,167,108 1,749,670 1,833,250 184,546 173,630 2,208,023 218,278 1,707,832 903,206 208,228 1,025,145 265,795 255,682 1,840,274 125,123 1,068,581 3,120,779 346,624,731 2,278,099 8,973,000 980,649 4,950,163 1,458,532 1,937,482 2,180,963 391,812 161,182 448,210 189,512 1,092,698 1,243,345 1,229,235 97,350 518,394 7,104,018 1,334,107 331,399 2,143,897 610,123 707,223 935,393 388,515 1,676,988 546,435

VOLUME 1,421,894 1,193,167 342,122 156,703 7,661,541 150,275 4,418,157 821,902 256,710 415,016 684,599 249,657 2,598,743 189,525 278,513 629,448 524,702 493,459 459,574 8,937,413 299,630 592,234 679,134 1,457,379 4,824,063 2,697,706 350,435 978,613 488,964 94,835 949,533 618,001 6,672,347 1,651,668 1,782,759 3,352,464 161,818 11,333,865