Symbol Company Market Maker Market Maker Type Effective Date ACB INC. Canaccord Genuity Corp. (#033) Full 12/13/2016 ASO AVESORO RESOURCES INC. J Canaccord Genuity Corp. (#033) Full 12/13/2016 CNL CONTINENTAL GOLD INC. J Canaccord Genuity Corp. (#033) Full 12/13/2016 ECN ECN CAPITAL CORP. Canaccord Genuity Corp. (#033) Full 12/13/2016 FF FIRST MINING FINANCE CORP. Canaccord Genuity Corp. (#033) Full 12/13/2016 GCM GRAN COLOMBIA GOLD CORP. J Canaccord Genuity Corp. (#033) Full 12/13/2016 LAC LITHIUM AMERICAS CORP. J Canaccord Genuity Corp. (#033) Full 12/13/2016 LUC LUCARA DIAMOND CORP. J Canaccord Genuity Corp. (#033) Full 12/13/2016 NYX NYX GAMING GROUP LIMITED Canaccord Genuity Corp. (#033) Full 12/13/2016 SWY STORNOWAY DIAMOND CORPORATION J Canaccord Genuity Corp. (#033) Full 12/13/2016 USA AMERICAS SILVER CORPORATION J Canaccord Genuity Corp. (#033) Full 12/13/2016 WEED CORPORATION J Canaccord Genuity Corp. (#033) Full 12/13/2016 XRE ISHARES S&P/TSX CAPPED REIT INDEX ETF UN Canaccord Genuity Corp. (#033) Full 12/13/2016 CCX CANADIAN CRUDE OIL INDEX ETF CL 'A' UN CIBC World Markets Inc. (#079) Full 6/13/2017 CGL ISHARES GOLD BULLION ETF HEDGED UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 CIC FIRST ASSET CANBANC INCOME CLASS ETF CIBC World Markets Inc. (#079) Full 6/13/2017 CMR ISHARES PREMIUM MONEY MARKET ETF UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 DXM 1ST ASST MORNSTAR CDA DIV TARGET 30IDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 FAI FIRST ASSET ACTV UTIL & INFRASTRUCTURE ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 FBE FIRST ASSET CDN BUYBACK INDEX ETF TRANS UN CIBC World Markets Inc. (#079) Full 6/13/2017 FBU FIRST ASSET U.S. BUYBACK INDEX ETF TRANS UN CIBC World Markets Inc. (#079) Full 6/13/2017 FDL FIRST ASSET CDN DIV LOW VOLATILITY IDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 FDV FIRST ASSET ACTIVE CANADIAN DIVIDEND ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 FLI FIRST ASSET U.S. & CDA LIFECO INCOME ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 FPR FIRST ASSET PREFERRED SHARE ETF TRANS UN CIBC World Markets Inc. (#079) Full 6/13/2017 FUM FIRST ASSET US EQTY MULTI-FACTOR INDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 FUT FIRST ASSET US TACTICL SECTR ALLOC IDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 FXM 1ST ASSET MORNINGSTAR CDA VALUE INDEX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 GAS CANADIAN NATURAL GAS INDEX ETF CLASS A UN CIBC World Markets Inc. (#079) Full 6/13/2017 HARC HORIZONS ABSOLUTE RET GLBL CURRENCY ETF E UN CIBC World Markets Inc. (#079) Full 6/13/2017 HBF BRAND LEADERS PLUS INCOME ETF CL 'A' UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 HFP HORIZONS ACTIVE FLTG RATE PREF SHARE ETF E UN CIBC World Markets Inc. (#079) Full 6/13/2017 HHL HEALTHCARE LEADERS INCOME ETF CL 'A' UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 HPF ENERGY LEADERS PLUS INCOME ETF CL 'A' UN CIBC World Markets Inc. (#079) Full 6/13/2017 HPR HORIZONS ACTIVE PREFERRED SHARE ETF CL E UN CIBC World Markets Inc. (#079) Full 6/13/2017 HUL US EQUITY PLUS INCOME ETF A CIBC World Markets Inc. (#079) Full 6/13/2017 HUV BETAPRO S&P500 VIX SHORT-TRM FUTURES ETF A UN CIBC World Markets Inc. (#079) Full 6/13/2017 MXF FIRST ASSET CAN-MATERIALS COVERED CALL ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 MXU MACKENZIE MAX DVR ALL WRLD DEV EX NA ETF E UN CIBC World Markets Inc. (#079) Full 6/13/2017 NXF FIRST ASSET ENERGY GIANTS COVERED CALL ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 PSA PURPOSE HIGH INTEREST SAVINGS ETF UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 PXC POWERSHARES FTSE RAFI CDN FNDMTL INDEX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 QXM 1ST ASSET MORNSTAR NATL BK INDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 RWC FIRST ASSET MSCI CDA LOW RISK WEIGHTED ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 RWE FIRST ASST MSCI LOW RISK WGHTD ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 RWU FIRST ASST MSCI USA LOW RISK COMMON UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 SHA SPHERE FTSE ASIA SUSTAINABLE YIELD IDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 SHC SPHERE FTSE CDA SUSTAIN YLD IDX ETF UNHEGD UN CIBC World Markets Inc. (#079) Full 6/13/2017 SHE SPHERE FTSE EUROPE SUSTAINBL YIELD IDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 SHU SPHERE FTSE US SUSTAINABLE YLD IDX ETF HEG UN CIBC World Markets Inc. (#079) Full 6/13/2017 SVR ISHARES SILVER BULLION ETF HEDGED UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 TXF FIRST ASSET TECH GIANTS COVERED CALL ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 UXM 1ST ASSET MORNSTAR US DIV TARGET 50IDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 WXM 1ST ASSET MORNSTAR CDA MOMENTUM INDEX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 XXM FIRST ASSET MORNINGSTAR US VALUE INDEX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 ZDV BMO CANADIAN DIVIDEND ETF UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 ZDY BMO US DIVIDEND ETF CAD UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 ZEO BMO EQUAL WEIGHT OIL&GAS INDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017

Page 1 of 66 Symbol Company Market Maker Market Maker Type Effective Date ZJG BMO JUNIOR GOLD INDEX ETF UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 ZJN BMO JUNIOR GAS INDEX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 ZLU BMO LOW VOLATILITY US EQUITY ETF CAD UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 ZUB BMO EQ WGHT US BANKS HED TO CAD INDX ETF UN CIBC World Markets Inc. (#079) Full 6/13/2017 ZUT BMO EQUAL WEIGHT UTILITIES INDEX ETF UNITS CIBC World Markets Inc. (#079) Full 6/13/2017 AAR.UN PURE INDUSTRIAL REIT CLASS 'A' UNITS Citadel Securities ULC (#005) Full 4/19/2016 AAV ADVANTAGE OIL & GAS LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 ABT ABSOLUTE SOFTWARE CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 ABX BARRICK GOLD CORPORATION Citadel Securities Canada ULC (#005) Full 10/5/2015 AC VOTING AND VARIABLE VOTING Citadel Securities Canada ULC (#005) Full 10/5/2015 ACR.UN AGELLAN COMMERCIAL REAL ESTATE INVEST TR UN Citadel Securities Canada ULC (#005) Full 9/27/2017 AEM AGNICO EAGLE MINES LIMITED Citadel Securities Canada ULC (#005) Full 4/22/2016 AGF.B AGF MANAGEMENT LTD. CL 'B' NV Citadel Securities Canada ULC (#005) Full 9/27/2017 AGI ALAMOS GOLD INC. J Citadel Securities Canada ULC (#005) Full 4/22/2016 AGU AGRIUM INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 AIF ALTUS GROUP LIMITED Citadel Securities Canada ULC (#005) Full 9/27/2017 AKG ASANKO GOLD INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 ALA ALTAGAS LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 ALO ALIO GOLD INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 ALS ALTIUS MINERALS CORPORATION Citadel Securities Canada ULC (#005) Full 9/27/2017 AMM ALMADEN MINERALS LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 ANX ANACONDA MINING INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 AOI AFRICA OIL CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 AQN ALGONQUIN POWER & UTILITIES CORP. Citadel Securities Canada ULC (#005) Full 4/19/2016 AR ARGONAUT GOLD INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 ARX ARC RESOURCES LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 ASP ACERUS PHARMACEUTICALS CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 ASR ALACER GOLD CORP. J Citadel Securities Canada ULC (#005) Full 4/19/2016 ATH ATHABASCA OIL CORPORATION J Citadel Securities Canada ULC (#005) Full 4/19/2016 ATP ATLANTIC POWER CORPORATION Citadel Securities Canada ULC (#005) Full 9/27/2017 AUG AURYN RESOURCES INC. J Citadel Securities Canada ULC (#005) Full 7/10/2017 AVL AVALON ADVANCED MATERIALS INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 BAA BANRO CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 BAM.A BROOKFIELD ASSET MANAGEMENT INC. CL 'A' LV Citadel Securities Canada ULC (#005) Full 10/5/2015 BAR BALMORAL RESOURCES LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 BB BLACKBERRY LIMITED Citadel Securities Canada ULC (#005) Full 10/5/2015 BBD.A BOMBARDIER INC. CL 'A' MV Citadel Securities Canada ULC (#005) Full 9/27/2017 BBD.B BOMBARDIER INC. CL 'B' SV Citadel Securities Canada ULC (#005) Full 10/5/2015 BBU.UN BROOKFIELD BUSINESS PARTNERS L.P. UNITS Citadel Securities Canada ULC (#005) Full 9/27/2017 BCE BCE INC. Citadel Securities Canada ULC (#005) Full 10/5/2015 BDI BLACK DIAMOND GROUP LIMITED Citadel Securities Canada ULC (#005) Full 9/27/2017 BDT BIRD CONSTRUCTION INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 BEP.UN BROOKFIELD RENEWABLE PARTNERS LP NV UN Citadel Securities Canada ULC (#005) Full 4/19/2016 BIP.UN BROOKFIELD INFRASTRUCTURE PARTNERS L.P. UN Citadel Securities Canada ULC (#005) Full 4/22/2016 BIR BIRCHCLIFF ENERGY LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 BKX BNK PETROLEUM INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 BLDP INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 BLX BORALEX INC. CL 'A' Citadel Securities Canada ULC (#005) Full 9/27/2017 BMO BANK OF MONTREAL Citadel Securities Canada ULC (#005) Full 10/5/2015 BNP BONAVISTA ENERGY CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 BNS BANK OF NOVA SCOTIA (THE) Citadel Securities Canada ULC (#005) Full 10/5/2015 BSX BELO SUN MINING CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 BTE BAYTEX ENERGY CORP. Citadel Securities Canada ULC (#005) Full 4/19/2016 BTO B2GOLD CORP. J Citadel Securities Canada ULC (#005) Full 4/19/2016 BXE BELLATRIX EXPLORATION LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 CAE CAE INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 CAR.UN CDN APARTMENT PROP REAL EST INV TR UNITS Citadel Securities Canada ULC (#005) Full 4/19/2016 CAS CASCADES INC. Citadel Securities Canada ULC (#005) Full 9/27/2017

Page 2 of 66 Symbol Company Market Maker Market Maker Type Effective Date CCO CAMECO CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 CDV CARDINAL RESOURCES LIMITED Citadel Securities Canada ULC (#005) Full 9/27/2017 CEE CENTAMIN PLC. ORDINARY Citadel Securities Canada ULC (#005) Full 9/27/2017 CEF.A CENTRAL FUND OF CANADA LTD. CL 'A' NV Citadel Securities Canada ULC (#005) Full 9/27/2017 CET CATHEDRAL ENERGY SERVICES LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 CEU CES ENERGY SOLUTIONS CORP. Citadel Securities Canada ULC (#005) Full 4/19/2016 CFP CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 CFW CALFRAC WELL SERVICES LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 CFX CANFOR PULP PRODUCTS INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 CG CENTERRA GOLD INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 CGG CHINA GOLD INTERNATIONAL RESOURCES CORP LTD J Citadel Securities Canada ULC (#005) Full 9/27/2017 CGT COLUMBUS GOLD CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 CHH CENTRIC HEALTH CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 CHR CHORUS AVIATION INC. VOTING & VARIABLE VOTING Citadel Securities Canada ULC (#005) Full 9/27/2017 CIX CI FINANCIAL CORP. Citadel Securities Canada ULC (#005) Full 4/19/2016 CJ CARDINAL ENERGY LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 CKE CHINOOK ENERGY INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 CLR CLEARWATER SEAFOODS INCORPORATED Citadel Securities Canada ULC (#005) Full 9/27/2017 CM CANADIAN IMPERIAL BANK OF COMMERCE Citadel Securities Canada ULC (#005) Full 10/5/2015 CMMC COPPER MOUNTAIN MINING CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 CNE CANACOL ENERGY LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 CNQ CANADIAN NATURAL RESOURCES LIMITED Citadel Securities Canada ULC (#005) Full 4/19/2016 CNR CANADIAN NATIONAL RAILWAY CO. Citadel Securities Canada ULC (#005) Full 10/5/2015 CP CANADIAN PACIFIC RAILWAY LIMITED Citadel Securities Canada ULC (#005) Full 4/22/2016 CPD ISHARES S&P/TSX CDN PREF SHARE INDEX ETF UN Citadel Securities Canada ULC (#005) Full 4/19/2016 CPG CRESCENT POINT ENERGY CORP. Citadel Securities Canada ULC (#005) Full 10/5/2015 CQE CEQUENCE ENERGY LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 CR CREW ENERGY INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 CRH CRH MEDICAL CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 CS CAPSTONE MINING CORP. J Citadel Securities Canada ULC (#005) Full 4/19/2016 CSH.UN CHARTWELL RETIREMENT RESIDENCES UNITS Citadel Securities Canada ULC (#005) Full 4/19/2016 CU CANADIAN UTILITIES LIMITED CL 'A' NV Citadel Securities Canada ULC (#005) Full 4/19/2016 CUF.UN COMINAR REAL ESTATE INVESTMENT TRUST UNITS Citadel Securities Canada ULC (#005) Full 4/19/2016 CVE CENOVUS ENERGY INC. Citadel Securities Canada ULC (#005) Full 10/5/2015 CWB Citadel Securities Canada ULC (#005) Full 4/19/2016 CWX CANWEL BUILDING MATERIALS GROUP LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 D.UN DREAM OFFICE REAL ESTATE INVESTMENT TRUST UN Citadel Securities Canada ULC (#005) Full 4/19/2016 DC.A DUNDEE CORPORATION CL 'A' SV Citadel Securities Canada ULC (#005) Full 9/27/2017 DEE DELPHI ENERGY CORP. Citadel Securities Canada ULC (#005) Full 9/27/2017 DGC DETOUR GOLD CORPORATION J Citadel Securities Canada ULC (#005) Full 4/19/2016 DIR.UN DREAM INDUSTRIAL REAL ESTATE INVEST TR UNITS Citadel Securities Canada ULC (#005) Full 9/27/2017 DML DENISON MINES CORP. Citadel Securities Canada ULC (#005) Full 4/19/2016 DNA DALRADIAN RESOURCES INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 DNG DYNACOR GOLD MINES INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 DOL DOLLARAMA INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 DPM DUNDEE PRECIOUS METALS INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 DR MEDICAL FACILITIES CORPORATION Citadel Securities Canada ULC (#005) Full 9/27/2017 DRM DREAM UNLIMITED CORP. CL 'A' SV Citadel Securities Canada ULC (#005) Full 9/27/2017 DRT DIRTT ENVIRONMENTAL SOLUTIONS LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 ECA ENCANA CORPORATION Citadel Securities Canada ULC (#005) Full 10/5/2015 ECS ECOBALT SOLUTIONS INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 EDR ENDEAVOUR SILVER CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 EDV ENDEAVOUR MINING CORPORATION ORDINARY Citadel Securities Canada ULC (#005) Full 9/27/2017 EFN ELEMENT FLEET MANAGEMENT CORP. Citadel Securities Canada ULC (#005) Full 4/19/2016 EIT.UN CANOE EIT INCOME FUND UNITS Citadel Securities Canada ULC (#005) Full 9/27/2017 ELD Citadel Securities Canada ULC (#005) Full 4/19/2016 EMA EMERA INCORPORATED Citadel Securities Canada ULC (#005) Full 4/19/2016 ENB ENBRIDGE INC. Citadel Securities Canada ULC (#005) Full 10/5/2015

Page 3 of 66 Symbol Company Market Maker Market Maker Type Effective Date ENF ENBRIDGE INCOME FUND HOLDINGS INC. ORDINARY Citadel Securities Canada ULC (#005) Full 4/19/2016 ER EASTMAIN RESOURCES INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 ERF ENERPLUS CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 ESI ENSIGN ENERGY SERVICES INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 ET EVERTZ TECHNOLOGIES LIMITED Citadel Securities Canada ULC (#005) Full 9/27/2017 ETG ENTREE RESOURCES LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 EXF EXFO INC. SV Citadel Securities Canada ULC (#005) Full 9/27/2017 FAP ABERDEEN ASIA-PACIFIC INCM INVESTMENT CO LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 FC FIRM CAPITAL MORTGAGE INVESTMENT CORPORATION Citadel Securities Canada ULC (#005) Full 9/27/2017 FCU FISSION URANIUM CORP. J Citadel Securities Canada ULC (#005) Full 4/19/2016 FN FIRST NATIONAL FINANCIAL CORPORATION Citadel Securities Canada ULC (#005) Full 9/27/2017 FNV FRANCO-NEVADA CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 FR FIRST MAJESTIC SILVER CORP. J Citadel Securities Canada ULC (#005) Full 4/19/2016 FSZ FIERA CAPITAL CORPORATION CLASS 'A' SV Citadel Securities Canada ULC (#005) Full 9/27/2017 FT FORTUNE MINERALS LIMITED J Citadel Securities Canada ULC (#005) Full 9/27/2017 FTN FINANCIAL 15 SPLIT CORP. CL 'A' Citadel Securities Canada ULC (#005) Full 9/27/2017 FTS FORTIS INC. Citadel Securities Canada ULC (#005) Full 10/5/2015 FTT INTERNATIONAL INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 FVI FORTUNA SILVER MINES INC. Citadel Securities Canada ULC (#005) Full 12/9/2016 G INC. Citadel Securities Canada ULC (#005) Full 10/5/2015 GEI GIBSON ENERGY INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 GIB.A CGI GROUP INC. CL 'A' SV Citadel Securities Canada ULC (#005) Full 4/19/2016 GIL GILDAN ACTIVEWEAR INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 GMP GMP CAPITAL INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 GOOS CANADA GOOSE HOLDINGS INC. SV Citadel Securities Canada ULC (#005) Full 9/27/2017 GPS BSM TECHNOLOGIES INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 GQM GOLDEN QUEEN MINING CO. LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 GS GLUSKIN SHEFF + ASSOCIATES INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 GSC GOLDEN STAR RESOURCES LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 GSV GOLD STANDARD VENTURES CORP. Citadel Securities Canada ULC (#005) Full 7/10/2017 GSY GOEASY LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 GTE GRAN TIERRA ENERGY INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 GUD KNIGHT THERAPEUTICS INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 GWO GREAT-WEST LIFECO INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 GXO GRANITE OIL CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 H HYDRO ONE LIMITED Citadel Securities Canada ULC (#005) Full 4/22/2016 HBC HUDSON'S BAY COMPANY Citadel Securities Canada ULC (#005) Full 4/19/2016 HBM HUDBAY MINERALS INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 HCG HOME CAPITAL GROUP INC. Citadel Securities Canada ULC (#005) Full 4/22/2016 HLF HIGH LINER FOODS INCORPORATED Citadel Securities Canada ULC (#005) Full 9/27/2017 HNL HORIZON NORTH LOGISTICS INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 HOT.UN AMERICAN HOTEL INCOME PROPERTIES REIT LP UN Citadel Securities Canada ULC (#005) Full 9/27/2017 HR.UN H&R REAL ESTATE INVESTMENT TRUST STAPLED UNIT Citadel Securities Canada ULC (#005) Full 4/19/2016 HRT HARTE GOLD CORP. J Citadel Securities Canada ULC (#005) Full 4/19/2016 HSE HUSKY ENERGY INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 HSU BETAPRO S&P 500 2X DAILY BULL ETF CL A UN Citadel Securities Canada ULC (#005) Full 4/19/2016 HXD BETAPRO S&P/TSX60 -2X DAILY BEAR ETF A UN Citadel Securities Canada ULC (#005) Full 4/19/2016 HXT HORIZONS S&P/TSX 60 INDEX ETF CL A UN Citadel Securities Canada ULC (#005) Full 4/19/2016 IBG IBI GROUP INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 III IMPERIAL METALS CORP. Citadel Securities Canada ULC (#005) Full 9/27/2017 IMG IAMGOLD CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 IMO IMPERIAL OIL LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 IMV IMMUNOVACCINE INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 IPCI INTELLIPHARMACEUTICS INTERNATIONAL INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 IPL INTER PIPELINE LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 ISV INFORMATION SERVICES CORPORATION CL 'A' LV Citadel Securities Canada ULC (#005) Full 9/27/2017 ITH INTERNATIONAL TOWER HILL MINES LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 IVN IVANHOE MINES LTD. CL 'A' J Citadel Securities Canada ULC (#005) Full 4/19/2016

Page 4 of 66 Symbol Company Market Maker Market Maker Type Effective Date K KINROSS GOLD CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 KAT KATANGA MINING LIMITED Citadel Securities Canada ULC (#005) Full 9/27/2017 KDX KLONDEX MINES LTD. J Citadel Securities Canada ULC (#005) Full 12/9/2016 KEL KELT EXPLORATION LTD. J Citadel Securities Canada ULC (#005) Full 4/19/2016 KEY KEYERA CORP. Citadel Securities Canada ULC (#005) Full 4/22/2016 KL KIRKLAND LAKE GOLD LTD. J Citadel Securities Canada ULC (#005) Full 4/19/2016 KML KINDER MORGAN CANADA LIMITED Citadel Securities Canada ULC (#005) Full 9/27/2017 KMP.UN KILLAM APARTMENT RL ESTATE INVESTMENT TR UN J Citadel Securities Canada ULC (#005) Full 9/27/2017 KPT KP TISSUE INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 L LOBLAW COMPANIES LIMITED Citadel Securities Canada ULC (#005) Full 4/19/2016 LAM LARAMIDE RESOURCES LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 LGD LIBERTY GOLD CORP. Citadel Securities Canada ULC (#005) Full 9/27/2017 LGO LARGO RESOURCES LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 LIQ LIQUOR STORES N.A. LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 LUN LUNDIN MINING CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 LYD LYDIAN INTERNATIONAL LIMITED ORDINARY J Citadel Securities Canada ULC (#005) Full 9/27/2017 MAG MAG SILVER CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 MAL MAGELLAN AEROSPACE CORPORATION Citadel Securities Canada ULC (#005) Full 9/27/2017 MAX MIDAS GOLD CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 MDI MAJOR DRILLING GROUP INTERNATIONAL INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 MFC MANULIFE FINANCIAL CORPORATION Citadel Securities Canada ULC (#005) Full 10/5/2015 MGA MEGA URANIUM LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 MND MANDALAY RESOURCES CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 MPVD MOUNTAIN PROVINCE DIAMONDS INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 MRT.UN MORGUARD REAL ESTATE INVESTMENT TRUST UNITS Citadel Securities Canada ULC (#005) Full 9/27/2017 MRU METRO INC. Citadel Securities Canada ULC (#005) Full 4/22/2016 MSI MORNEAU SHEPELL INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 MUX MCEWEN MINING INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 NA NATIONAL BANK OF CANADA Citadel Securities Canada ULC (#005) Full 10/5/2015 NAL NEWALTA CORPORATION Citadel Securities Canada ULC (#005) Full 9/27/2017 NB NIOCORP DEVELOPMENTS LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 NDM NORTHERN DYNASTY MINERALS LTD. J Citadel Securities Canada ULC (#005) Full 12/9/2016 NEPT NEPTUNE TECHNOLOGIES & BIORESSOURCES INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 NFI NEW FLYER INDUSTRIES INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 NGD NEW GOLD INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 NKO NIKO RESOURCES LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 NLN NEULION, INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 NML NEW MILLENNIUM IRON CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 NMX NEMASKA LITHIUM INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 NOA NORTH AMERICAN ENERGY PARTNERS INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 NPI NORTHLAND POWER INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 NVA NUVISTA ENERGY LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 NWH.UN NORTHWEST HEALTHCARE PROPERTIES REIT UN Citadel Securities Canada ULC (#005) Full 9/27/2017 NXE NEXGEN ENERGY LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 OBE OBSIDIAN ENERGY LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 OGC OCEANAGOLD CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 ONC ONCOLYTICS BIOTECH INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 P PRIMERO MINING CORP. Citadel Securities Canada ULC (#005) Full 4/19/2016 PBL POLLARD BANKNOTE LIMITED Citadel Securities Canada ULC (#005) Full 9/27/2017 PD PRECISION DRILLING CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 PEY PEYTO EXPLORATION & DEVELOPMENT CORP. Citadel Securities Canada ULC (#005) Full 4/19/2016 PG PREMIER GOLD MINES LIMITED J Citadel Securities Canada ULC (#005) Full 12/9/2016 PGD PEREGRINE DIAMONDS LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 PGF PENGROWTH ENERGY CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 PIF POLARIS INFRASTRUCTURE INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 PLI PROMETIC LIFE SCIENCES INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 PMT PERPETUAL ENERGY INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 PMTS CPI CARD GROUP INC. Citadel Securities Canada ULC (#005) Full 9/27/2017

Page 5 of 66 Symbol Company Market Maker Market Maker Type Effective Date PNE PINE CLIFF ENERGY LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 POM POLYMET MINING CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 PONY PAINTED PONY ENERGY LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 POT POTASH CORPORATION OF SASKATCHEWAN INC. Citadel Securities Canada ULC (#005) Full 10/5/2015 POU PARAMOUNT RESOURCES LTD. CLASS A Citadel Securities Canada ULC (#005) Full 4/19/2016 POW POWER CORPORATION OF CANADA SV Citadel Securities Canada ULC (#005) Full 4/19/2016 PPL PEMBINA PIPELINE CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 PRU PERSEUS MINING LIMITED ORDINARY J Citadel Securities Canada ULC (#005) Full 9/27/2017 PSK PRAIRIESKY ROYALTY LTD. Citadel Securities Canada ULC (#005) Full 4/22/2016 PTM PLATINUM GROUP METALS LTD. J Citadel Securities Canada ULC (#005) Full 4/19/2016 PVG PRETIUM RESOURCES INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 PWF POWER FINANCIAL CORPORATION Citadel Securities Canada ULC (#005) Full 10/5/2015 PXT PAREX RESOURCES INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 PXX BLACKPEARL RESOURCES INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 QTRH QUARTERHILL INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 RCI.B ROGERS COMMUNICATIONS INC. CL 'B' NV Citadel Securities Canada ULC (#005) Full 4/19/2016 REF.UN CANADIAN REAL ESTATE INVESTMENT TRUST UNITS Citadel Securities Canada ULC (#005) Full 4/19/2016 REI.UN RIOCAN REAL ESTATE INVESTMENT TRUST UNITS Citadel Securities Canada ULC (#005) Full 4/19/2016 RET.A REITMAN'S (CANADA) LTD. CL 'A' NV Citadel Securities Canada ULC (#005) Full 9/27/2017 RFP RESOLUTE FOREST PRODUCTS INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 RIC RICHMONT MINES INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 RKN REDKNEE SOLUTIONS INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 RME ROCKY MOUNTAIN DEALERSHIPS INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 RMP RMP ENERGY INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 RMX RUBICON MINERALS CORPORATION J Citadel Securities Canada ULC (#005) Full 4/19/2016 RNX ROYAL NICKEL CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 ROOT ROOTS CORPORATION Citadel Securities Canada ULC (#005) Full 11/8/2017 ROXG ROXGOLD INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 RRX RAGING RIVER EXPLORATION INC. Citadel Securities Canada ULC (#005) Full 4/22/2016 RSI ROGERS SUGAR INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 RVX RESVERLOGIX CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 RY ROYAL BANK OF CANADA Citadel Securities Canada ULC (#005) Full 10/5/2015 S SHERRITT INTERNATIONAL CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 SBB SABINA GOLD & SILVER CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 SCY SCANDIUM INTERNATIONAL MINING CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 SES SECURE ENERGY SERVICES INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 SGY SURGE ENERGY INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 SIA SIENNA SENIOR LIVING INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 SII SPROTT INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 SJR.B SHAW COMMUNICATIONS INC. CL 'B' NV Citadel Securities Canada ULC (#005) Full 4/19/2016 SLF SUN LIFE FINANCIAL INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 SMF SEMAFO INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 SOY SUNOPTA, INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 SPE SPARTAN ENERGY CORP. J Citadel Securities Canada ULC (#005) Full 4/19/2016 SRHI SPROTT RESOURCE HOLDINGS INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 SRU.UN SMARTCENTRES REIT VARIABLE VOTING Citadel Securities Canada ULC (#005) Full 4/19/2016 SSL LTD. Citadel Securities Canada ULC (#005) Full 12/9/2016 SSRM SSR MINING INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 STB STUDENT TRANSPORTATION INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 STEP STEP ENERGY SERVICES LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 SU SUNCOR ENERGY INC. Citadel Securities Canada ULC (#005) Full 10/5/2015 SUM SOLIUM CAPITAL INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 SVM SILVERCORP METALS INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 SXP SUPREMEX INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 T CORPORATION Citadel Securities Canada ULC (#005) Full 10/5/2015 TA TRANSALTA CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 TCW TRICAN WELL SERVICE LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 TD TORONTO-DOMINION BANK (THE) Citadel Securities Canada ULC (#005) Full 10/5/2015

Page 6 of 66 Symbol Company Market Maker Market Maker Type Effective Date TDG TRINIDAD DRILLING LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 TECK.B LIMITED CL 'B' SV Citadel Securities Canada ULC (#005) Full 10/5/2015 TF TIMBERCREEK FINANCIAL CORP. Citadel Securities Canada ULC (#005) Full 9/27/2017 TGL TRANSGLOBE ENERGY CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 TGZ TERANGA GOLD CORPORATION J Citadel Securities Canada ULC (#005) Full 4/19/2016 THO TAHOE RESOURCES INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 TKO TASEKO MINES LIMITED Citadel Securities Canada ULC (#005) Full 9/27/2017 TMB TEMBEC INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 TNX TANZANIAN ROYALTY EXPLORATION CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 TOG TORC OIL & GAS LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 TOT TOTAL ENERGY SERVICES INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 TOU TOURMALINE OIL CORP. Citadel Securities Canada ULC (#005) Full 4/22/2016 TRI THOMSON REUTERS CORPORATION Citadel Securities Canada ULC (#005) Full 4/19/2016 TRP TRANSCANADA CORPORATION Citadel Securities Canada ULC (#005) Full 10/5/2015 TRQ TURQUOISE HILL RESOURCES LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 TSL TREE ISLAND STEEL LTD. Citadel Securities Canada ULC (#005) Full 9/27/2017 TV TREVALI MINING CORPORATION J Citadel Securities Canada ULC (#005) Full 4/19/2016 TVE TAMARACK VALLEY ENERGY LTD. J Citadel Securities Canada ULC (#005) Full 9/27/2017 TXG TOREX GOLD RESOURCES INC. J Citadel Securities Canada ULC (#005) Full 4/19/2016 TZZ TREZ CAPITAL MORTGAGE INVESTMENT CORP. CL 'A' Citadel Securities Canada ULC (#005) Full 9/27/2017 U URANIUM PARTICIPATION CORPORATION Citadel Securities Canada ULC (#005) Full 9/27/2017 UEX UEX CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 UR URTHECAST CORP. J Citadel Securities Canada ULC (#005) Full 9/27/2017 URE UR-ENERGY INC. J Citadel Securities Canada ULC (#005) Full 9/27/2017 VGZ VISTA GOLD CORP. Citadel Securities Canada ULC (#005) Full 9/27/2017 VII SEVEN GENERATIONS ENERGY LTD. CL 'A' Citadel Securities Canada ULC (#005) Full 4/19/2016 VNR VALENER INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 WCN WASTE CONNECTIONS, INC. Citadel Securities Canada ULC (#005) Full 6/13/2016 WCP WHITECAP RESOURCES INC. J Citadel Securities Canada ULC (#005) Full 10/5/2015 WEF WESTERN FOREST PRODUCTS INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 WEQ WESTERNONE INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 WFT WEST FRASER TIMBER CO. LTD. Citadel Securities Canada ULC (#005) Full 4/19/2016 WJA WESTJET AIRLINES LTD. VARIABLE VOTING & V Citadel Securities Canada ULC (#005) Full 10/5/2015 WJX WAJAX CORPORATION Citadel Securities Canada ULC (#005) Full 9/27/2017 WPM CORP. Citadel Securities Canada ULC (#005) Full 4/19/2016 WRG WESTERN ENERGY SERVICES CORP. Citadel Securities Canada ULC (#005) Full 9/27/2017 WRN WESTERN COPPER AND GOLD CORPORATION J Citadel Securities Canada ULC (#005) Full 9/27/2017 WSP WSP GLOBAL INC. Citadel Securities Canada ULC (#005) Full 4/19/2016 XEG ISHARES S&P/TSX CAPPED ENERGY INDEX ETF UN Citadel Securities Canada ULC (#005) Full 4/19/2016 XFN ISHARES S&P/TSX CAPPED FINANCIALS INDX ETF UN Citadel Securities Canada ULC (#005) Full 4/19/2016 XGD ISHARES S&P/TSX GLOBAL GOLD INDEX ETF UNITS Citadel Securities Canada ULC (#005) Full 4/19/2016 XIC ISHARES CORE S&P/TSX CAP COMPOSITE IDX ETF UN Citadel Securities Canada ULC (#005) Full 4/19/2016 XIU ISHARES S&P/TSX 60 INDEX ETF UNITS Citadel Securities Canada ULC (#005) Full 4/19/2016 XSP ISHARES CORE S&P 500 INDX ETF (CAD-HEDGED) UN Citadel Securities Canada ULC (#005) Full 4/19/2016 XUS ISHARES CORE S&P 500 INDEX ETF UN Citadel Securities Canada ULC (#005) Full 4/19/2016 Y YELLOW PAGES LIMITED Citadel Securities Canada ULC (#005) Full 9/27/2017 YRI YAMANA GOLD INC. Citadel Securities Canada ULC (#005) Full 10/5/2015 ZEB BMO EQUAL WEIGHT BANKS INDX ETF UN Citadel Securities Canada ULC (#005) Full 12/9/2016 ZPR BMO LADDERED PREFERRED SHARE INDEX ETF CAD UN Citadel Securities Canada ULC (#005) Full 4/19/2016 ZYME ZYMEWORKS INC. Citadel Securities Canada ULC (#005) Full 9/27/2017 ACO.X ATCO LTD. CL 'I' NV TD Securities Inc. (#007) Full 5/5/2016 ACQ AUTOCANADA INC. TD Securities Inc. (#007) Full 4/21/2016 AD ALARIS ROYALTY CORP. TD Securities Inc. (#007) Full 5/5/2016 AEZS AETERNA ZENTARIS INC. TD Securities Inc. (#007) Full 5/5/2016 AFN AG GROWTH INTERNATIONAL INC. TD Securities Inc. (#007) Full 5/5/2016 AGT AGT FOOD AND INGREDIENTS INC. TD Securities Inc. (#007) Full 5/5/2016 AIM AIMIA INC. TD Securities Inc. (#007) Full 5/5/2016 AP.UN ALLIED PROPERTIES REAL ESTATE INVEST TRUST UN TD Securities Inc. (#007) Full 5/5/2016

Page 7 of 66 Symbol Company Market Maker Market Maker Type Effective Date APH APHRIA INC. J TD Securities Inc. (#007) Full 12/9/2016 ARE AECON GROUP INC. TD Securities Inc. (#007) Full 5/5/2016 ATA ATS AUTOMATION TOOLING SYSTEMS INC. TD Securities Inc. (#007) Full 5/5/2016 ATD.A ALIMENTATION COUCHE-TARD INC. CL 'A' MV TD Securities Inc. (#007) Full 5/5/2016 ATD.B ALIMENTATION COUCHE-TARD INC. CL 'B' SV TD Securities Inc. (#007) Full 4/21/2016 AUI.UN AUSTRALIAN BANC INCOME FUND CL A UNITS TD Securities Inc. (#007) Full 5/5/2016 AVO CORPORATION TD Securities Inc. (#007) Full 5/5/2016 AX.UN ARTIS REAL ESTATE INVESTMENT TRUST UNITS TD Securities Inc. (#007) Full 5/5/2016 AXR ALEXCO RESOURCE CORP. J TD Securities Inc. (#007) Full 5/5/2016 BAD BADGER DAYLIGHTING LTD. TD Securities Inc. (#007) Full 5/5/2016 BCB COTT CORPORATION TD Securities Inc. (#007) Full 5/5/2016 BEI.UN BOARDWALK REAL ESTATE INVESTMENT TRUST UNITS TD Securities Inc. (#007) Full 5/5/2016 BNE BONTERRA ENERGY CORP. TD Securities Inc. (#007) Full 5/5/2016 BOS AIRBOSS OF AMERICA CORP. J TD Securities Inc. (#007) Full 5/5/2016 BPF.UN ROYALTIES INCOME FUND UNITS TD Securities Inc. (#007) Full 5/5/2016 BPY.UN BROOKFIELD PROPERTY PARTNERS L.P. UNITS TD Securities Inc. (#007) Full 5/5/2016 BU BURCON NUTRASCIENCE CORPORATION J TD Securities Inc. (#007) Full 5/5/2016 BYD.UN BOYD GROUP INCOME FUND TRUST UNITS TD Securities Inc. (#007) Full 5/5/2016 CARA CARA OPERATIONS LIMITED SV TD Securities Inc. (#007) Full 5/5/2016 CBO ISHARES 1-5 YR LADDERED CORP BOND INDX ETF UN TD Securities Inc. (#007) Full 5/5/2016 CCA COGECO COMMUNICATIONS INC. SV TD Securities Inc. (#007) Full 5/5/2016 CCL.B CCL INDUSTRIES INC. CL 'B' NV TD Securities Inc. (#007) Full 4/14/2016 CED FIRST ASSET CORE CANADIAN EQUITY ETF UN TD Securities Inc. (#007) Full 5/5/2016 CERV CERVUS EQUIPMENT CORPORATION TD Securities Inc. (#007) Full 5/5/2016 CES FIRST ASSET CORE U.S. EQUITY ETF C$ UNITS TD Securities Inc. (#007) Full 5/5/2016 CF CANACCORD GENUITY GROUP INC. TD Securities Inc. (#007) Full 5/5/2016 CGO COGECO INC. SV TD Securities Inc. (#007) Full 5/5/2016 CGR ISHARES GLOBAL REAL ESTATE INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 CGR.A ISHARES GLOBAL REAL ESTATE INDEX ETF ADV UN TD Securities Inc. (#007) Full 5/5/2016 CGX CINEPLEX INC. TD Securities Inc. (#007) Full 5/5/2016 CHE.UN CHEMTRADE LOGISTICS INCOME FUND UNITS TD Securities Inc. (#007) Full 5/5/2016 CIGI COLLIERS INTERNATIONAL GROUP INC. SV TD Securities Inc. (#007) Full 5/5/2016 CJR.B CORUS ENTERTAINMENT INC. CL 'B' NV TD Securities Inc. (#007) Full 5/5/2016 CLS CELESTICA INC. SV TD Securities Inc. (#007) Full 5/5/2016 CMG COMPUTER MODELLING GROUP LTD. J TD Securities Inc. (#007) Full 5/5/2016 CPX CAPITAL POWER CORPORATION TD Securities Inc. (#007) Full 5/5/2016 CRR.UN CROMBIE REAL ESTATE INVESTMENT TRUST UNITS TD Securities Inc. (#007) Full 5/5/2016 CSU CONSTELLATION SOFTWARE INC. TD Securities Inc. (#007) Full 4/20/2016 CTC CANADIAN TIRE CORPORATION, LIMITED TD Securities Inc. (#007) Full 4/20/2016 CTC.A CANADIAN TIRE CORPORATION, LIMITED CL 'A' NV TD Securities Inc. (#007) Full 4/20/2016 CVD ISHARES CONVERTIBLE BOND INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 CWW ISHARES GLOBAL WATER INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 CXI CURRENCY EXCHANGE INTERNATIONAL, CORP. J TD Securities Inc. (#007) Full 5/5/2016 CXR CONCORDIA INTERNATIONAL CORP. J TD Securities Inc. (#007) Full 4/20/2016 DHX.B DHX MEDIA LTD. TD Securities Inc. (#007) Full 5/5/2016 DII.B DOREL INDUSTRIES INC. CL 'B' SV TD Securities Inc. (#007) Full 5/5/2016 DLR HORIZONS US DOLLAR CURRENCY ETF CL A UN TD Securities Inc. (#007) Full 5/5/2016 DOO BRP INC. SV TD Securities Inc. (#007) Full 5/5/2016 DRG.UN DREAM GLOBAL REAL ESTATE INVESTMENT TR UN TD Securities Inc. (#007) Full 5/5/2016 DSG DESCARTES SYSTEMS GROUP INC. (THE) TD Securities Inc. (#007) Full 5/5/2016 ECI ENERCARE INC. TD Securities Inc. (#007) Full 5/5/2016 EFR ENERGY FUELS INC. J TD Securities Inc. (#007) Full 5/5/2016 EFX ENERFLEX LTD. TD Securities Inc. (#007) Full 5/5/2016 EIF EXCHANGE INCOME CORPORATION TD Securities Inc. (#007) Full 5/5/2016 ELF E-L FINANCIAL CORP. LTD. TD Securities Inc. (#007) Full 4/20/2016 EMP.A EMPIRE COMPANY LTD. CL 'A' NV TD Securities Inc. (#007) Full 5/5/2016 ENGH ENGHOUSE SYSTEMS LIMITED TD Securities Inc. (#007) Full 5/5/2016 EPI ESSA PHARMA INC. J TD Securities Inc. (#007) Full 5/5/2016

Page 8 of 66 Symbol Company Market Maker Market Maker Type Effective Date EQB EQUITABLE GROUP INC. TD Securities Inc. (#007) Full 5/5/2016 EVT ECONOMIC INVESTMENT TRUST LTD. TD Securities Inc. (#007) Full 5/5/2016 EXE EXTENDICARE INC. TD Securities Inc. (#007) Full 5/5/2016 FCR FIRST CAPITAL REALTY INC. TD Securities Inc. (#007) Full 5/5/2016 FFH FAIRFAX FINANCIAL HOLDINGS LTD. SV TD Securities Inc. (#007) Full 4/20/2016 FIG FIRST ASSET INVESTMENT GRADE BOND ETF UN TD Securities Inc. (#007) Full 5/5/2016 FM LTD. J TD Securities Inc. (#007) Full 4/14/2016 FRU FREEHOLD ROYALTIES LTD. TD Securities Inc. (#007) Full 5/5/2016 FSL FIRST TRUST SENIOR LOAN ETF (CAD-HEDGED) UN TD Securities Inc. (#007) Full 5/5/2016 FSV FIRSTSERVICE CORPORATION SV TD Securities Inc. (#007) Full 5/5/2016 GC GREAT CANADIAN GAMING CORPORATION TD Securities Inc. (#007) Full 5/5/2016 GDI GDI INTEGRATED FACILITY SERVICES INC. SV J TD Securities Inc. (#007) Full 5/5/2016 GPR GREAT PANTHER SILVER LIMITED J TD Securities Inc. (#007) Full 5/5/2016 GRT.UN GRANITE REAL ESTATE INVESTMENT TR STAPLED UN TD Securities Inc. (#007) Full 5/5/2016 GUY GUYANA GOLDFIELDS INC. J TD Securities Inc. (#007) Full 5/24/2016 HBD BETAPRO GLD BULLION -2XDAILY BEAR ETF A UN TD Securities Inc. (#007) Full 5/5/2016 HEE HORIZONS ENHANCED INCOME ENERGY ETF CL E UNIT TD Securities Inc. (#007) Full 5/5/2016 HEJ HORIZONS ENHNC INCOME INT'L EQUITY ETF E UNIT TD Securities Inc. (#007) Full 5/5/2016 HFU BETAPRO S&P/TSX CAP FIN 2X DAILY BULL ETF A TD Securities Inc. (#007) Full 5/5/2016 HGD BETAPRO CDN GOLD MINERS -2X DLY BEAR ETF A UN TD Securities Inc. (#007) Full 4/14/2016 HGU BETAPRO S&P/TSX CDN GOLD MNR 2XDAILY BL ETF A TD Securities Inc. (#007) Full 4/14/2016 HND BETAPRO NATURAL GAS -2X DAILY BEAR ETF A UN TD Securities Inc. (#007) Full 4/14/2016 HNU BETAPRO NATURAL GAS 2X DAILY BULL ETF A UN TD Securities Inc. (#007) Full 4/14/2016 HOD BETAPRO CRUDE OIL -2X DAILY BEAR ETF A UN TD Securities Inc. (#007) Full 4/14/2016 HOG HORIZONS CDN MIDSTREAM OIL & GAS IDX ETF A UN TD Securities Inc. (#007) Full 5/5/2016 HOU BETAPRO CRUDE OIL 2X DAILY BUL ETF A UN TD Securities Inc. (#007) Full 4/14/2016 HRX HEROUX-DEVTEK INC. TD Securities Inc. (#007) Full 5/5/2016 HVI BETAPR S&P500VIX ST FUTURES DAILY INVERSE ETF TD Securities Inc. (#007) Full 4/14/2016 HVU BTPRO S&P500 VIX ST FUTURES 2XDLY BL ETF A UN TD Securities Inc. (#007) Full 4/14/2016 HXS HORIZONS S&P 500 INDEX ETF CL A UNITS TD Securities Inc. (#007) Full 5/5/2016 IAG INDUSTRIAL ALLIANCE INSURANCE & FIN SERV INC. TD Securities Inc. (#007) Full 5/5/2016 IDG INDIGO BOOKS & MUSIC INC. TD Securities Inc. (#007) Full 5/5/2016 IFC INTACT FINANCIAL CORPORATION TD Securities Inc. (#007) Full 5/5/2016 IFP INTERFOR CORPORATION TD Securities Inc. (#007) Full 5/5/2016 IGM IGM FINANCIAL INC. TD Securities Inc. (#007) Full 5/5/2016 INE INNERGEX RENEWABLE ENERGY INC. TD Securities Inc. (#007) Full 5/5/2016 ITP INTERTAPE POLYMER GROUP INC. TD Securities Inc. (#007) Full 5/5/2016 ITX INTERTAIN GROUP LIMITED (THE) EXCHANGEABLE J TD Securities Inc. (#007) Full 5/5/2016 JE JUST ENERGY GROUP INC. TD Securities Inc. (#007) Full 5/5/2016 KLS KELSO TECHNOLOGIES INC. TD Securities Inc. (#007) Full 5/5/2016 KWH.UN CRIUS ENERGY TRUST UNITS TD Securities Inc. (#007) Full 5/5/2016 KXS KINAXIS INC. J TD Securities Inc. (#007) Full 5/5/2016 LB LAURENTIAN BANK OF CANADA TD Securities Inc. (#007) Full 5/5/2016 LGT.B LOGISTEC CORP. CL 'B' SV TD Securities Inc. (#007) Full 5/5/2016 LIF LABRADOR IRON ORE ROYALTY CORPORATION TD Securities Inc. (#007) Full 5/5/2016 LNF LEON'S FURNITURE LTD. TD Securities Inc. (#007) Full 5/5/2016 LNR LINAMAR CORPORATION TD Securities Inc. (#007) Full 4/20/2016 MAXR MAXAR TECHNOLOGIES LTD. TD Securities Inc. (#007) Full 5/5/2016 MEG MEG ENERGY CORP. TD Securities Inc. (#007) Full 4/14/2016 MFI MAPLE LEAF FOODS INC. TD Securities Inc. (#007) Full 5/5/2016 MG MAGNA INTERNATIONAL INC. TD Securities Inc. (#007) Full 4/21/2016 MIC GENWORTH MI CANADA INC. TD Securities Inc. (#007) Full 5/5/2016 MJN CRONOS GROUP INC. TD Securities Inc. (#007) Full 12/9/2016 MKP MCAN MORTGAGE CORPORATION TD Securities Inc. (#007) Full 5/5/2016 MNW MITEL NETWORKS CORORATION TD Securities Inc. (#007) Full 5/5/2016 MRC MORGUARD CORPORATION TD Securities Inc. (#007) Full 5/5/2016 MRE MARTINREA INTERNATIONAL INC. TD Securities Inc. (#007) Full 5/5/2016 MTL MULLEN GROUP LTD. TD Securities Inc. (#007) Full 5/5/2016

Page 9 of 66 Symbol Company Market Maker Market Maker Type Effective Date MTY MTY FOOD GROUP INC. TD Securities Inc. (#007) Full 5/5/2016 MX CORPORATION TD Securities Inc. (#007) Full 5/5/2016 NG NOVAGOLD RESOURCES INC. J TD Securities Inc. (#007) Full 5/5/2016 NSU NEVSUN RESOURCES LTD. J TD Securities Inc. (#007) Full 5/5/2016 NVU.UN NORTHVIEW APARTMENT RL EST INVESTMENT TR UN TD Securities Inc. (#007) Full 5/5/2016 NWC NORTH WEST COMPANY INC. (THE) VV TD Securities Inc. (#007) Full 5/5/2016 OGI ORGANIGRAM HOLDINGS INC. TD Securities Inc. (#007) Full 12/9/2016 ONEX ONEX CORPORATION SV TD Securities Inc. (#007) Full 5/5/2016 OR OSISKO GOLD ROYALTIES LTD TD Securities Inc. (#007) Full 5/5/2016 OSB NORBORD INC. TD Securities Inc. (#007) Full 5/5/2016 OSK OSISKO MINING INC. J TD Securities Inc. (#007) Full 5/5/2016 OSP BROMPTON OIL SPLIT CORP. CL 'A' TD Securities Inc. (#007) Full 5/5/2016 OTEX OPEN TEXT CORPORATION TD Securities Inc. (#007) Full 5/5/2016 OXF FIRST ASSET CAN-ENERGY COVERED CALL ETF UN TD Securities Inc. (#007) Full 5/5/2016 PAAS PAN AMERICAN SILVER CORP. TD Securities Inc. (#007) Full 5/5/2016 PBH PREMIUM BRANDS HOLDINGS CORPORATION TD Securities Inc. (#007) Full 5/5/2016 PDL NORTH AMERICAN PALLADIUM LTD. TD Securities Inc. (#007) Full 5/5/2016 PHX PHX ENERGY SERVICES CORP. TD Securities Inc. (#007) Full 5/5/2016 PJC.A JEAN COUTU GROUP (PJC) INC. (THE) CL 'A' SV TD Securities Inc. (#007) Full 5/5/2016 PKI PARKLAND FUEL CORPORATION TD Securities Inc. (#007) Full 5/5/2016 PLV POWERSHARES LOW VOLATLTY PORTFOLIO ETF CAD UN TD Securities Inc. (#007) Full 5/5/2016 PSI PASON SYSTEMS INC. TD Securities Inc. (#007) Full 5/5/2016 PUD PURPOSE US DIVIDEND FUND ETF UNITS TD Securities Inc. (#007) Full 5/5/2016 PXU.F POWERSHR FTSE RAFI US FUNDMNTL IDX ETF CA$HEG TD Securities Inc. (#007) Full 5/5/2016 QBR.B QUEBECOR INC. CL 'B' SV TD Securities Inc. (#007) Full 5/5/2016 QQC.F POWERSHARES QQQ INDEX ETF CAD$ HEDGED UN TD Securities Inc. (#007) Full 5/5/2016 QRH QUESTRADE RUS1000EW US HLTHCARE IDX ETF CAHEG TD Securities Inc. (#007) Full 5/5/2016 QSR RESTAURANT BRANDS INTERNATIONAL INC TD Securities Inc. (#007) Full 5/5/2016 RBA RITCHIE BROS. AUCTIONEERS INCORPORATED TD Securities Inc. (#007) Full 5/5/2016 RCD RBC QUANT CDN DIVIDEND LEADERS ETF UNITS TD Securities Inc. (#007) Full 5/5/2016 RCH RICHELIEU HARDWARE LTD. TD Securities Inc. (#007) Full 5/5/2016 RIT FIRST ASSET CANADIAN REIT ETF UNITS TD Securities Inc. (#007) Full 5/5/2016 RNW TRANSALTA RENEWABLES INC. TD Securities Inc. (#007) Full 5/5/2016 RPD RBC QUANT EUROPEAN DIV LEADERS ETF CAD UN TD Securities Inc. (#007) Full 5/5/2016 RPI.UN RICHARDS PACKAGING INCOME FUND UNITS TD Securities Inc. (#007) Full 5/5/2016 RUS RUSSEL METALS INC. TD Securities Inc. (#007) Full 5/5/2016 RWW FIRST ASSET MSCI WORLD LOW RISK WGHTD ETF UN TD Securities Inc. (#007) Full 5/5/2016 SAP SAPUTO INC. TD Securities Inc. (#007) Full 5/5/2016 SCL SHAWCOR LTD. TD Securities Inc. (#007) Full 5/5/2016 SEA SEABRIDGE GOLD INC. J TD Securities Inc. (#007) Full 5/5/2016 SHOP SHOPIFY INC. CL 'A' SV TD Securities Inc. (#007) Full 4/20/2016 SJ STELLA-JONES INC. TD Securities Inc. (#007) Full 5/5/2016 SNC SNC - LAVALIN GROUP INC. TD Securities Inc. (#007) Full 4/20/2016 SPB SUPERIOR PLUS CORP. TD Securities Inc. (#007) Full 5/5/2016 SRT.UN SLATE RETAIL REIT CAD UNITS TD Securities Inc. (#007) Full 5/5/2016 STN INC. TD Securities Inc. (#007) Full 5/5/2016 SW SIERRA WIRELESS, INC. TD Securities Inc. (#007) Full 5/5/2016 TC TUCOWS INC. TD Securities Inc. (#007) Full 5/5/2016 TCL.A TRANSCONTINENTAL INC. CL 'A' SV TD Securities Inc. (#007) Full 5/5/2016 TCN TRICON CAPITAL GROUP INC. TD Securities Inc. (#007) Full 5/5/2016 TECK.A TECK RESOURCES LIMITED CL 'A' MV TD Securities Inc. (#007) Full 5/5/2016 TFII TFI INTERNATIONAL INC. TD Securities Inc. (#007) Full 5/5/2016 TIH TOROMONT INDUSTRIES LTD. TD Securities Inc. (#007) Full 5/5/2016 TOY SPIN MASTER CORP. SV TD Securities Inc. (#007) Full 5/5/2016 TPX.A MOLSON COORS CANADA INC. CLASS 'A' EXCH LV TD Securities Inc. (#007) Full 5/5/2016 TPX.B MOLSON COORS CANADA INC. CLASS 'B' EXCH NV TD Securities Inc. (#007) Full 5/5/2016 TSGI THE STARS GROUP INC. TD Securities Inc. (#007) Full 4/21/2016 UFS DOMTAR CORPORATION TD Securities Inc. (#007) Full 5/5/2016

Page 10 of 66 Symbol Company Market Maker Market Maker Type Effective Date UNS UNI-SELECT INC. TD Securities Inc. (#007) Full 5/5/2016 UXM.B 1ST ASSET MORNSTR US DIV TARGET50 ETF UNHG UN TD Securities Inc. (#007) Full 5/5/2016 VA VANGUARD FTSE DEV ASIA PAC ALL CAP IDX ETF UN TD Securities Inc. (#007) Full 5/5/2016 VBG VANGUARD GLBL EX-US AGGRGT BND IDX ETF(CAD-H) TD Securities Inc. (#007) Full 5/5/2016 VCN VANGUARD FTSE CANADA ALL CAP INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 VDY VANGUARD FTSE CDN HIGH DIV YIELD INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 VEF VANGUARD FTSE DEV ALL CAP EX US IDX ETF CA-HG TD Securities Inc. (#007) Full 5/5/2016 VET VERMILION ENERGY INC. TD Securities Inc. (#007) Full 4/21/2016 VFV VANGUARD S&P 500 INDEX ETF TRANSFER UN TD Securities Inc. (#007) Full 5/5/2016 VI VANGUARD FTSE DEV ALL CAP EX NA IDX ETF CA-HG TD Securities Inc. (#007) Full 5/5/2016 VNP 5N PLUS INC. TD Securities Inc. (#007) Full 5/5/2016 VRX VALEANT PHARMACEUTICALS INTERNATIONAL, INC. TD Securities Inc. (#007) Full 4/14/2016 VSB VANGUARD CDN SHORT-TRM BOND INDEX ETF TRNS UN TD Securities Inc. (#007) Full 5/5/2016 VXM 1ST ASSET MORNINGSTR INT'L VALUE INDX ETF UN TD Securities Inc. (#007) Full 5/5/2016 WN WESTON LTD. GEORGE TD Securities Inc. (#007) Full 5/5/2016 WPK WINPAK LIMITED TD Securities Inc. (#007) Full 5/5/2016 WTE WESTSHORE TERMINALS INVESTMENT CORPORATION TD Securities Inc. (#007) Full 5/5/2016 X TMX GROUP LIMITED TD Securities Inc. (#007) Full 5/5/2016 XBB ISHARES CORE CANADIAN UNIVERSE BOND INDEX ETF TD Securities Inc. (#007) Full 5/5/2016 XDV ISHARES CANADIAN SELECT DIV INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 XEF ISHARES CORE MSCI EAFE IMI INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 XEH ISHARES MSCI EUROPE IMI INDX ETF (CAD-HEDG)UN TD Securities Inc. (#007) Full 5/5/2016 XEN ISHARES JANTZI SOCIAL INDEX ETF UNITS TD Securities Inc. (#007) Full 5/5/2016 XFH ISHARES CORE MSCI EAFE IMI IDX ETF(CAD-HEG)UN TD Securities Inc. (#007) Full 5/5/2016 XHB ISHARES CANADIAN HYBRID CORP BOND INDX ETF UN TD Securities Inc. (#007) Full 5/5/2016 XHC ISHARES GLOBAL HEALTHCARE IDX ETF(CAD-HDGD)UN TD Securities Inc. (#007) Full 5/5/2016 XIN ISHARES MSCI EAFE INDEX ETF (CAD-HEDGED) UN TD Securities Inc. (#007) Full 5/5/2016 XMH ISHARES S&P U.S. MID-CAP INDEX ETF CAD-HEG UN TD Securities Inc. (#007) Full 5/5/2016 XMU ISHARES EDGE MSCI MIN VOL USA INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 XSB ISHARES CORE CANADIAN SHORT TERM BOND INDEX ETF TD Securities Inc. (#007) Full 5/5/2016 XSU ISHARES U.S. SMALL CAP INDX ETF (CAD-HEDGD)UN TD Securities Inc. (#007) Full 5/5/2016 XTC EXCO TECHNOLOGIES LTD. TD Securities Inc. (#007) Full 5/5/2016 YXM FIRST ASSET MORNSTR US MOMENTM IDX ETF UN TD Securities Inc. (#007) Full 5/5/2016 ZDB BMO DISCOUNT BOND INDEX ETF CAD UNITS TD Securities Inc. (#007) Full 5/5/2016 ZDM BMO MSCI EAFE HEDGED TO CAD INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 ZEF BMO EMERGING MKTS BOND HED TO CAD INDX ETF UN TD Securities Inc. (#007) Full 5/5/2016 ZEQ BMO MSCI EU HIGH QLTY HDGD TO CAD INDX ETF UN TD Securities Inc. (#007) Full 5/5/2016 ZGI BMO GLOBAL INFRASTRUCTURE INDEX ETF UNITS TD Securities Inc. (#007) Full 5/5/2016 ZLB BMO LOW VOLATILITY CANADIAN EQUITY ETF UN TD Securities Inc. (#007) Full 5/5/2016 ZLI BMO LOW VOLATILITY INT'L EQUITY ETF CAD UN TD Securities Inc. (#007) Full 5/5/2016 ZMT BMO EQWGT GBL BASE MTL HED-CAD ETF UN TD Securities Inc. (#007) Full 5/5/2016 ZRE BMO EQUAL WEIGHT REITS INDEX ETF UN TD Securities Inc. (#007) Full 5/5/2016 ZUH BMO EQWG US HEALTH CARE HED TO CAD IDX ETF UN TD Securities Inc. (#007) Full 5/5/2016 ZUQ BMO MSCI USA HIGH QUALITY INDEX ETF CAD UN TD Securities Inc. (#007) Full 5/5/2016 ZWE BMO EUROPE HIGH DIV COVERD CALL CAD-HG ETF UN TD Securities Inc. (#007) Full 5/5/2016 FIRE SUPREME PHARMACEUTICALS INC. Altacorp Capital Inc. (#003) Oddlot 4/10/2017 A ARMOR MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AA ALBA MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AAA.P AVANCO CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AAB ABERDEEN INTERNATIONAL INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 AAD ADDED CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AAL ADVANTAGE LITHIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AAN ATON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AAO AUGUSTA INDUSTRIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AAP ALPHA PEAK LEISURE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AAT ATI AIRTEST TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AAX ADVANCE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AAZ AZINCOURT ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 11 of 66 Symbol Company Market Maker Market Maker Type Effective Date ABCN ABCANN GLOBAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ABE ABE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ABE.WT ABE RESOURCES INC. WTS. TD Securities Inc. (#007) Oddlot 11/1/2017 ABI ABCOURT MINES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ABK.A ALLBANC SPLIT CORP. CL 'A' CAPITAL SHARES TD Securities Inc. (#007) Oddlot 7/10/2017 ABK.PR.C ALLBANC SPLIT CORP. CL 'C' PR TD Securities Inc. (#007) Oddlot 7/10/2017 ABM ATHABASCA MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ABN ABEN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ABR ASHBURTON VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ABRA ABRAPLATA RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ABZ ASIABASEMETALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ACA.P APOLO ACQUISITION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ACD ACCORD FINANCIAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ACO.Y ATCO LTD. CL 'II' TD Securities Inc. (#007) Oddlot 7/10/2017 ACP ARCPACIFIC RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ACS ARCHON MINERALS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 ACST ACASTI PHARMA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ACU AURORA SOLAR TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ACZ.UN AMERICAN CORE SECTORS DIVIDEND FUND TR UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ADC.UN FIRST ASSET CDN CONVERTIBLES FUND TRANS UN TD Securities Inc. (#007) Oddlot 7/10/2017 ADD ARCTIC STAR EXPLORATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ADE ADEX MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ADG ARCUS DEVELOPMENT GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ADK DIAGNOS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ADL ADIRA ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ADN ACADIAN TIMBER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ADP ACCEND CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 11/1/2017 ADW.A ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'A' NV TD Securities Inc. (#007) Oddlot 7/10/2017 ADW.B ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 ADYA ADYA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ADZ ADAMERA MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ADZN ADVENTUS ZINC CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AE.A ANTERRA ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AEF ACASTA ENTERPRISES INC. CL 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 AEF.WT ACASTA ENTERPRISES INC. WT TD Securities Inc. (#007) Oddlot 7/10/2017 AEP ATLAS ENGINEERED PRODUCTS LTD. TD Securities Inc. (#007) Oddlot 11/1/2017 AEX ALOPEX GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AF ALARMFORCE INDUSTRIES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 AFCC AUTOMOTIVE FINCO CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AFE AFRICA ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AFF AFFINITY METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AFM ALPHAMIN RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AGB ATLANTIC GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AGB.WT ATLANTIC GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AGC AMARILLO GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AGD ANTIOQUIA GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AGG AFRICAN GOLD GROUP, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AGI.WT ALAMOS GOLD INC. WT J TD Securities Inc. (#007) Oddlot 7/10/2017 AGI.WT.A ALAMOS GOLD INC. WT A J TD Securities Inc. (#007) Oddlot 7/10/2017 AGL AGUILA AMERICAN GOLD LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 AGLD AUSTRAL GOLD LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 AGM ALDRIDGE MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AGO AURCREST GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AGRL AGUIA RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 AGZ ASHANTI GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AHI AGILITY HEALTH, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AHP ALLIED HOTEL PROPERTIES INC TD Securities Inc. (#007) Oddlot 7/10/2017 AHR AMARC RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 12 of 66 Symbol Company Market Maker Market Maker Type Effective Date AHS ALTA NATURAL HERBS & SUPPLEMENTS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AHU ARCTIC HUNTER ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AHY.UN ADVANTAGED CANADIAN HIGH YLD BOND FND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 AI ATRIUM MORTGAGE INVESTMENT CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AII ALMONTY INDUSTRIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AIIM ALBERT MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AIM.PR.A AIMIA INC. CUMULATIVE RESET SERIES '1' PR TD Securities Inc. (#007) Oddlot 7/10/2017 AIM.PR.B AIMIA INC. CUMULATIVE FLTG RATE SERIES '2' PR TD Securities Inc. (#007) Oddlot 7/10/2017 AIM.PR.C AIMIA INC. CUMULATIVE RESET SERIES '3' PR TD Securities Inc. (#007) Oddlot 7/10/2017 AIMI.P AIM1 VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AIN AINTREE RESOURCES INC. TD Securities Inc. (#007) Oddlot 11/1/2017 AIS A.I.S. RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 11/1/2017 AIX ALIX RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AJX AGJUNCTION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AKH ALASKA HYDRO CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AKR ACKROO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AKT.A AKITA DRILLING LTD. CL 'A' NV TD Securities Inc. (#007) Oddlot 7/10/2017 AKT.B AKITA DRILLING LTD. CL 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 AL ALX URANIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ALA.PR.A ALTAGAS LTD. 5YR SERIES 'A' PR TD Securities Inc. (#007) Oddlot 7/10/2017 ALA.PR.B ALTAGAS LTD. FLTG RATE SERIES 'B' PR TD Securities Inc. (#007) Oddlot 7/10/2017 ALA.PR.E ALTAGAS LTD. 5-YR SERIES 'E' PR TD Securities Inc. (#007) Oddlot 7/10/2017 ALA.PR.G ALTAGAS LTD. 5YR RESET SERIES 'G' PR TD Securities Inc. (#007) Oddlot 7/10/2017 ALA.PR.I ALTAGAS LTD. 5-YR RESET SERIES 'I' PR TD Securities Inc. (#007) Oddlot 7/10/2017 ALA.PR.K ALTAGAS LTD. 5-YR RESET SER 'K' PR TD Securities Inc. (#007) Oddlot 7/10/2017 ALA.PR.U ALTAGAS LTD. 5YR RST SERIES 'C' PR USF TD Securities Inc. (#007) Oddlot 7/10/2017 ALA.R ALTAGAS LTD. SUBS RECEIPTS TD Securities Inc. (#007) Oddlot 7/10/2017 ALB ALLBANC SPLIT CORP. II CLASS 'A' CAPITAL TD Securities Inc. (#007) Oddlot 7/10/2017 ALB.PR.C ALLBANC SPLIT CORP. II CLASS 'B' SER 2 PR TD Securities Inc. (#007) Oddlot 7/10/2017 ALC ALGOMA CENTRAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ALD ALDEVER RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ALG ALGOLD RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ALI ALTITUDE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ALM ALLIANCE MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ALO.WT ALIO GOLD INC. WTS. TD Securities Inc. (#007) Oddlot 7/10/2017 ALO.WT.A ALIO GOLD INC. A WTS. TD Securities Inc. (#007) Oddlot 7/10/2017 ALS.PR.A ALTIUS MINERALS CORPORATION PR TD Securities Inc. (#007) Oddlot 11/1/2017 ALT ALTURAS MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ALTA ALTAMIRA GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ALV ALVOPETRO ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ALY ANALYTIXINSIGHT INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ALZ ALDERSHOT RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AME ABACUS MINING & EXPLORATION CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AMI AURICO METALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 AMK AMERICAN CREEK RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AML ARGUS METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AMO ALTAN RIO MINERALS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 AMX AMEX EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AMY AMERICAN MANGANESE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AMZ ALMADEX MINERALS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 AN ARENA MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ANB ANGLO-BOMARC MINES LTD. (N.P.L.) TD Securities Inc. (#007) Oddlot 7/10/2017 ANE ALTAN NEVADA MINERALS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 ANF ANFIELD GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ANG ANGEL GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ANK ANGKOR GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ANTL ANTLER GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ANZ ALIANZA MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 13 of 66 Symbol Company Market Maker Market Maker Type Effective Date AOG.UN LOGIQ ADVANTAGE OIL & GAS INCOME FUND TD Securities Inc. (#007) Oddlot 7/10/2017 AOT ASCOT RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 APC ADVANCED PROTEOME THERAPEUTICS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 APE APOGEE OPPORTUNITIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 APL APPULSE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 APN ALTIPLANO MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 APR.UN AUTOMOTIVE PROPERTIES RL EST INVEST TRUST UN TD Securities Inc. (#007) Oddlot 7/10/2017 APS APTOSE BIOSCIENCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 APX APEX RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 APY ANGLO PACIFIC GROUP PLC ORDINARY TD Securities Inc. (#007) Oddlot 7/10/2017 AQ AFRICAN QUEEN MINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AQA AQUILA RESOURCES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 AQN.PR.A ALGONQUIN POWER & UTILITIES CORP. SER 'A' PR TD Securities Inc. (#007) Oddlot 7/10/2017 AQN.PR.D ALGONQUIN POWER & UTILITIES CORP. SER 'D' PR TD Securities Inc. (#007) Oddlot 7/10/2017 AQS AEQUUS PHARMACEUTICALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AQY.A ALIGNVEST ACQUISITION II CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AQY.WT ALIGNVEST ACQUISITION II CORPORATION WTS. TD Securities Inc. (#007) Oddlot 7/10/2017 ARA ANCONIA RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ARC ARIAN RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ARCH ARCH BIOPARTNERS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ARD ARMADA DATA CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ARG AMERIGO RESOURCES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 ARH ALTIMA RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ART ARHT MEDIA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ARU AURANIA RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ARY ANFIELD RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ARZ ARALEZ PHARMACEUTICALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 ASG AURORA SPINE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ASI ASHANTI SANKOFA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ASL ARGENTUM SILVER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ASM AVINO SILVER & GOLD MINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ASM.WT AVINO SILVER & GOLD MINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ASN ASIAN MINERAL RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 ASND ASCENDANT RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ASND.WT ASCENDANT RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ASQ ASTORIUS RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AT ACUITYADS HOLDINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ATC ATAC RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ATE ANTIBE THERAPEUTICS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ATG ATLANTA GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ATI ALTAI RESOURCES INC TD Securities Inc. (#007) Oddlot 7/10/2017 ATL ATLATSA RESOURCES CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 ATM ATACAMA PACIFIC GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ATU ALTURA ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ATV ALTO VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ATW ATMANCO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ATY ATICO MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ATZ INC. SV TD Securities Inc. (#007) Oddlot 7/10/2017 AU AURION RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AUL AURELIUS MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AUMN GOLDEN MINERALS COMPANY J TD Securities Inc. (#007) Oddlot 7/10/2017 AUN AURCANA CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AUO.P AUMENTO CAPITAL VI CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AUP AURINIA PHARMACEUTICALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 AUT AUSTIN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AUU AURA SILVER RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AUX AURAMEX RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AV.UN LOGIQ ADVANTAGE VIP INCOME FUND TD Securities Inc. (#007) Oddlot 7/10/2017

Page 14 of 66 Symbol Company Market Maker Market Maker Type Effective Date AVE AVEDA TRANSPORTATION AND ENERGY SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AVN AVANTI ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AVP AVCORP INDUSTRIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AVU AVRUPA MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AVX ALTAIR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AW.UN A&W REVENUE ROYALTIES INCOME FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 AWE THUNDERSTRUCK RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AWI ADVENT-AWI HOLDINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AWS ARROWSTAR RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AX.PR.A ARTIS REAL ESTATE INVESTMENT TR PR UN SER 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 AX.PR.E ARTIS REAL ESTATE INVEST TR PR UN SER 'E' TD Securities Inc. (#007) Oddlot 7/10/2017 AX.PR.G ARTIS REAL ESTATE INVEST TR PR UN SER 'G' TD Securities Inc. (#007) Oddlot 7/10/2017 AX.PR.U ARTIS REAL ESTATE INVEST TR PR UN SER 'C' USF TD Securities Inc. (#007) Oddlot 7/10/2017 AXE ACCELEWARE LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 AXIS AXIS AUTO FINANCE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AXM AXMIN INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AXQ AXE EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AXV AXION VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AXY CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 AYM ATALAYA MINING PLC ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 AZ ARIZONA MINING INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 AZM AZIMUT EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AZP.PR.A ATLANTIC POWER PREF EQTY LTD 4.85% SER '1' PR TD Securities Inc. (#007) Oddlot 7/10/2017 AZP.PR.B ATLANTIC POWER PREFERRED EQTY LTD. SER '2' PR TD Securities Inc. (#007) Oddlot 7/10/2017 AZP.PR.C ATLANTIC POWER PREFERRED EQTY LTD. SER '3' PR TD Securities Inc. (#007) Oddlot 7/10/2017 AZR AZARGA METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AZS ARIZONA SILVER EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 AZT AZTEC MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 AZX ALEXANDRIA MINERALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 AZZ AZARGA URANIUM CORP. CLASS 'A' J TD Securities Inc. (#007) Oddlot 7/10/2017 B BCM RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.A BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 32 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.B BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 34 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.C BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 36 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.D BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 37 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.E BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 38 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.F BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 40 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.G BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 42 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.H BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 44 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.I BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 46 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PF.J BROOKFIELD ASSET MGMNT INC 48 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.B BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 2 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.C BROOKFIELD ASSET MANAGEMENT INC.CL A PR SER 4 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.E BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 8 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.G BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 9 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.K BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 13 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.MBROOKFIELD ASSET MANAGEMNT INC CL A PR SER 17 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.N BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 18 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.R BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 24 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.S BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 25 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.T BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 26 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.X BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 28 TD Securities Inc. (#007) Oddlot 7/10/2017 BAM.PR.Z BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 30 TD Securities Inc. (#007) Oddlot 7/10/2017 BANC BANKERS COBALT CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 BANK BMO GLOBAL BANKS HEDGED TO CAD INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 BAT BATERO GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BAY ASTON BAY HOLDINGS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BBB BRIXTON METALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017

Page 15 of 66 Symbol Company Market Maker Market Maker Type Effective Date BBD.PR.B BOMBARDIER INC. SERIES '2' PR TD Securities Inc. (#007) Oddlot 7/10/2017 BBD.PR.C BOMBARDIER INC. 6.25% SERIES '4' PR TD Securities Inc. (#007) Oddlot 7/10/2017 BBD.PR.D BOMBARDIER INC. SERIES '3' PR TD Securities Inc. (#007) Oddlot 7/10/2017 BBI BLACKBIRD ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BBI.WT BLACKBIRD ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BBL.A BRAMPTON BRICK LTD. CL 'A' SV TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.A BCE INC. 1ST PR SERIES 'AA' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.B BCE INC. 1ST PR SERIES 'AB' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.C BCE INC. 1ST PR SERIES 'AC' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.D BCE INC. 1ST PR SERIES 'AD' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.E BCE INC. 1ST PR SERIES 'AE' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.F BCE INC. 1ST PR SERIES 'AF' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.G BCE INC. 1ST PR SERIES 'AG' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.H BCE INC. 1ST PR SERIES 'AH' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.I BCE INC. 1ST PR SERIES 'AI' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.J BCE INC. 1ST PR SERIES 'AJ' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.K BCE INC. 1ST PR SERIES 'AK' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.L BCE INC. 1ST PR SERIES 'AL' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.M BCE INC. 1ST PR SERIES 'AM' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.N BCE INC. 1ST PR SERIES 'AN' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.O BCE INC. 1ST PR SERIES 'AO' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.Q BCE INC. 1ST PR SERIES 'AQ' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.R BCE INC. 1ST PR SERIES 'R' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.S BCE INC. 1ST PR SERIES 'S' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.T BCE INC. 1ST PR SERIES 'T' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.Y BCE INC. 1ST PR SERIES 'Y' TD Securities Inc. (#007) Oddlot 7/10/2017 BCE.PR.Z BCE INC. 1ST PR SERIES 'Z' TD Securities Inc. (#007) Oddlot 7/10/2017 BCF BUILDERS CAPITAL MORTGAGE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BCI NEW LOOK VISION GROUP INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 BCK BLIND CREEK RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BCM BEAR CREEK MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 BCN BACANORA MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BCP BROOME CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BCT BRIACELL THERAPEUTICS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BDG BLACK DRAGON GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BEA BELMONT RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BEAN PEEKABOO BEANS INC TD Securities Inc. (#007) Oddlot 7/10/2017 BEE BEE VECTORING TECHNOLOGIES INTERNATIONAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BEK.B BECKER MILK CO. LTD. (THE) CL 'B' NV SPECIAL TD Securities Inc. (#007) Oddlot 7/10/2017 BEL BELVEDERE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BEP.PR.E BROOKFIELD RENEWABL PART LP CL A SER 5 PR UN TD Securities Inc. (#007) Oddlot 7/10/2017 BEP.PR.G BROOKFIELD RENEWABL PART LP CL A SER 7 PR UN TD Securities Inc. (#007) Oddlot 7/10/2017 BEP.PR.I BROOKFIELD RENEWABL PART LP CL A SER 9 PR UN TD Securities Inc. (#007) Oddlot 7/10/2017 BEP.PR.K BROOKFIELD RENEWABL PART LP CL A SER 11 PR UN TD Securities Inc. (#007) Oddlot 7/10/2017 BER BE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BEW BEWHERE HOLDINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BEX BENTON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BEY BLACKSTEEL ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BFD BEAUFIELD RESOURCES INC. (RESSOURCES BEAUFIEL TD Securities Inc. (#007) Oddlot 7/10/2017 BFF NEVADA ENERGY METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BGA BIONEUTRA GLOBAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 BGD BULLION GOLD RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BGG BUCCANEER GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BGI.UN BROOKFIELD GLBL INFRASTRUCTR SEC INCM FND UN TD Securities Inc. (#007) Oddlot 7/10/2017 BGL BANDERA GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BGM BARKERVILLE GOLD MINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BGS BAROYECA GOLD & SILVER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BHK BHK MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 16 of 66 Symbol Company Market Maker Market Maker Type Effective Date BHR BLACKHEATH RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BHS BAYHORSE SILVER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BHT BRAVEHEART RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BIG.D BIG 8 SPLIT INC. CL 'D' CAPITAL TD Securities Inc. (#007) Oddlot 7/10/2017 BIG.PR.D BIG 8 SPLIT INC. CL D PR SER '1' TD Securities Inc. (#007) Oddlot 7/10/2017 BIOA BIOAMBER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BIP.PR.A BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 1 TD Securities Inc. (#007) Oddlot 7/10/2017 BIP.PR.B BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 3 TD Securities Inc. (#007) Oddlot 7/10/2017 BIP.PR.C BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 5 TD Securities Inc. (#007) Oddlot 7/10/2017 BIP.PR.D BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 7 TD Securities Inc. (#007) Oddlot 7/10/2017 BIR.PR.A BIRCHCLIFF ENERGY LTD. 5-YR RESET SER 'A' PR TD Securities Inc. (#007) Oddlot 7/10/2017 BIR.PR.C BIRCHCLIFF ENERGY LTD. SER 'C' PR TD Securities Inc. (#007) Oddlot 7/10/2017 BIT BLACK ISLE RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 BK CANADIAN BANC CORP. CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 BK.PR.A CANADIAN BANC CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 BKD BREAKING DATA CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BKI BLACK IRON INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 BKL.C POWERSHARES SENIOR LOAN INDEX ETF CAD TD Securities Inc. (#007) Oddlot 7/10/2017 BKL.F POWERSHARES SENIOR LOAN IDX ETF CA$ HEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 BKL.U POWERSHARES SENIOR LOAN INDEX ETF USD TD Securities Inc. (#007) Oddlot 7/10/2017 BKM PACIFIC BOOKER MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BKR BERKWOOD RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BLB.UN BLOOM SELECT INCOME FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 BLC.P BLACK LION CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BLM BLUMETRIC ENVIRONMENTAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BLN BLACKLINE SAFETY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BLOC GLOBAL BLOCKCHAIN TECHNOLOGIES CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 BLOK BLOCK ONE CAPITAL INC TD Securities Inc. (#007) Oddlot 11/1/2017 BLR BLACKHAWK RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BLS BLACK SEA COPPER & GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BLU BELLUS HEALTH INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BME BARSELE MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BMK MACDONALD MINES EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BML BARKER MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BMM BLACK MAMMOTH METALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.A BANK OF MONTREAL FLTG RT CL 'B' PR SER 26 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.B BANK OF MONTREAL 5-YR RST CL 'B' PR SER 38 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.C BANK OF MONTREAL 5-YR RST CL 'B' PR SER 40 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.D BANK OF MONTREAL 5 YR B PR SER 42 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.MBANK OF MONTREAL 5-YR RESET CL 'B' PR SER 16 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.Q BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 25 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.R BANK OF MONTREAL FLTG RATE CL 'B' PR SER 17 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.S BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 27 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.T BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 29 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.WBANK OF MONTREAL 5-YR RESET CL 'B' PR SER 31 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.Y BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 33 TD Securities Inc. (#007) Oddlot 7/10/2017 BMO.PR.Z BANK OF MONTREAL CL 'B' PR SER 35 TD Securities Inc. (#007) Oddlot 7/10/2017 BMW BRAND MARVEL WORLDWIDE CONSUMER PRODUCTS CORP TD Securities Inc. (#007) Oddlot 7/10/2017 BMX BOREAL METALS CORP TD Securities Inc. (#007) Oddlot 11/1/2017 BMX.WT BOREAL METALS CORP WTS. TD Securities Inc. (#007) Oddlot 11/1/2017 BNC PURPOSE CANADIAN FINANCIAL INCOME FND ETF SHR TD Securities Inc. (#007) Oddlot 7/10/2017 BND PURPOSE TACTICAL INVEST GRADE BOND FND ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 BNG BENGAL ENERGY LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.A BANK OF NOVA SCOTIA (THE) PR SERIES '19' TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.B BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '21' TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.C BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '23' TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.D BANK OF NOVA SCOTIA (THE) FLTG PR SERIES 31 TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.E BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 34 TD Securities Inc. (#007) Oddlot 7/10/2017

Page 17 of 66 Symbol Company Market Maker Market Maker Type Effective Date BNS.PR.F BANK OF NOVA SCOTIA (THE) FLTG PR SER '33' TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.G BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 36 TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.H BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 38 TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.P BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 18 TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.Q BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 20 TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.R BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 22 TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.Y BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 30 TD Securities Inc. (#007) Oddlot 7/10/2017 BNS.PR.Z BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 32 TD Securities Inc. (#007) Oddlot 7/10/2017 BOC BLUEOCEAN NUTRASCIENCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BOL BOLD VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BOR BORDER PETROLEUM LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 BOY BOYUAN CONSTRUCTION GROUP, INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 BPLI BLUEDROP PERFORMANCE LEARNING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.A BROOKFIELD OFFICE PROP INC CL AAA PR SER 'AA' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.C BROOKFIELD OFFICE PROP INC CL AAA PR SER 'CC' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.E BROOKFIELD OFFICE PROP INC.CL AAA PR SER 'EE' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.G BROOKFIELD OFFICE PROPERTIES INC. AAA PR G TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.N BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'N' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.P BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'P' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.R BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'R' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.S BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'S' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.T BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'T' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.W BROOKFIELD OFFICE PROP INC. CL AAA PR 'W' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.X BROOKFIELD OFFICE PROP INC. CL AAA PR 'V' TD Securities Inc. (#007) Oddlot 7/10/2017 BPO.PR.Y BROOKFIELD OFFICE PROP INC. CL AAA PR 'Y' TD Securities Inc. (#007) Oddlot 7/10/2017 BPS.PR.A BROOKFIELD PROPERTY SPLIT CORP. SER '2' PR TD Securities Inc. (#007) Oddlot 7/10/2017 BPS.PR.B BROOKFIELD PROPERTY SPLIT CORP. SER '3' PR TD Securities Inc. (#007) Oddlot 7/10/2017 BPS.PR.C BROOKFIELD PROPERTY SPLIT CORP. SER '4' PR TD Securities Inc. (#007) Oddlot 7/10/2017 BPS.PR.U BROOKFIELD PROPERTY SPLIT CORP SER '1' PR USF TD Securities Inc. (#007) Oddlot 7/10/2017 BQE BQE WATER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BR BIG ROCK BREWERY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BRB BRICK BREWING CO. LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 BRC BLACKROCK GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BRD BROADWAY GOLD MINING LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BRE BROOKFIELD REAL ESTATE SERVICES INC. RV TD Securities Inc. (#007) Oddlot 7/10/2017 BRF.PR.A BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 1 TD Securities Inc. (#007) Oddlot 7/10/2017 BRF.PR.B BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 2 TD Securities Inc. (#007) Oddlot 7/10/2017 BRF.PR.C BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 3 TD Securities Inc. (#007) Oddlot 7/10/2017 BRF.PR.E BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 5 TD Securities Inc. (#007) Oddlot 7/10/2017 BRF.PR.F BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 6 TD Securities Inc. (#007) Oddlot 7/10/2017 BRIO BRIO GOLD INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 BRL BEARCLAW CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BRM BIOREM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BRN.PR.A BROOKFIELD INVESTMENTS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 BRO BARKSDALE CAPITAL CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 BRS BRS RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BRU BRUNSWICK RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BRY BRI-CHEM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BRZ BEARING LITHIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BSC BNS SPLIT CORP. II CLASS A CAPITAL TD Securities Inc. (#007) Oddlot 7/10/2017 BSC.PR.C BNS SPLIT CORP. II CLASS 'B' PR SER 2 TD Securities Inc. (#007) Oddlot 7/10/2017 BSD.PR.A BROOKFIELD SOUNDVEST SPLIT TR PR SECURITIES TD Securities Inc. (#007) Oddlot 7/10/2017 BSD.UN BROOKFIELD SOUNDVEST SPLIT TRUST CAPITAL UNIT TD Securities Inc. (#007) Oddlot 7/10/2017 BSE.UN BROOKFIELD SOUNDVEST EQUITY FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 BSH BAYSHORE PETROLEUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BSI BLUE SKY ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BSK BLUE SKY URANIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BSO.UN BROOKFIELD SELECT OPPORTUNITIES INCOME FND UN TD Securities Inc. (#007) Oddlot 7/10/2017

Page 18 of 66 Symbol Company Market Maker Market Maker Type Effective Date BSR BLUESTONE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BTB.UN BTB REAL ESTATE INVESTMENT TRUST UN TD Securities Inc. (#007) Oddlot 7/10/2017 BTI BIOASIS TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BTL BTL GROUP LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BTR BONTERRA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BTRU BETTERU EDUCATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BTT BITTERROOT RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BTU BTU METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BTV BLUERUSH MEDIA GROUP CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BUA.UN BLOOM U.S. INCOME & GROWTH FUND CL A UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 BUD SATORI RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BUF BUFFALO COAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BUI BUHLER INDUSTRIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BUL BULLMAN MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BUS GRANDE WEST TRANSPORTATION GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BUZ.P BUZZ CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BVA BRAVADA GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 BVO BEVO AGRO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BWR BWR EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 BXF 1ST ASSET 1-5YR LADD GOVT STRP BND IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 BXR BLUE RIVER RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 BYL BAYLIN TECHNOLOGIES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 BYN BANYAN GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 BZ BENZ MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 C CONTACT GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CAB.P CABERNET CAPTIAL CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 CAD COLONIAL COAL INTERNATIONAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CAF CANAF GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CAGG WISDOMTREE YIELD ENHANCED CANADA AGGREGATE BOND TDINDEX Securities ETF Inc. (#007) Oddlot 7/10/2017 CAGS WISDOMTREE YIELD ENHANCED CANADA SHORT-TERM AGGREGATETD Securities BOND Inc. INDEX (#007) ETF Oddlot 7/10/2017 CAL CALEDONIA MINING CORPORATION PLC TD Securities Inc. (#007) Oddlot 7/10/2017 CALL EVOLVE US BANKS ENHANCED YIELD ETF HEDGED TD Securities Inc. (#007) Oddlot 11/1/2017 CALL.B EVOLVE US BANKS ENHANCED YIELD ETF UNHEDGED TD Securities Inc. (#007) Oddlot 11/1/2017 CAN HORIZONS CANADIAN DOLLAR CURRENCY ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 CANB.P CANADABIS CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CAND CANDELARIA MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CANX CANEX METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CAP CASTLE PEAK MINING LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CAPS EVOLVE ACTIVE US CORE EQUITY ETF HEDGED TD Securities Inc. (#007) Oddlot 11/1/2017 CAPS.B EVOLVE ACTIVE US CORE EQUITY ETF UNHEDGED TD Securities Inc. (#007) Oddlot 11/1/2017 CARS EVOLVE AUTOMOBILE INNOVATION INDEX ETF HEDGED TD Securities Inc. (#007) Oddlot 11/1/2017 CARS.B EVOLVE AUTOMOBILE INNOVATION INDEX ETF UNHEDGED TD Securities Inc. (#007) Oddlot 11/1/2017 CARS.U EVOLVE AUTOMOBILE INNOVATION INDEX ETF TD Securities Inc. (#007) Oddlot 11/1/2017 CAT CHIMATA GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CAV CAMROVA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CAY CACHE EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CBA CHAMPION BEAR RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CBD ISHARES BALANCED INCOME COREPORTFOLIO ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 CBD.A ISHARES BALANCED INCM COREPORTFOLIO ETF ADVSR TD Securities Inc. (#007) Oddlot 7/10/2017 CBE CABO DRILLING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CBG CHIBOUGAMAU INDEPENDENT MINES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CBH ISHARES 1-10YR LADDERED CORP BOND INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 CBH.A ISHARES 1-10YR LADDERED CORP BND INDX ETF ADV TD Securities Inc. (#007) Oddlot 7/10/2017 CBI COLIBRI RESOURCE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CBL CALLIDUS CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CBLT CBLT INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CBN ISHARES BALANCED GROWTH COREPORTFOLIO ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 CBN.A ISHRES BALANCED GROW COREPORTFOLIO ETF ADV UN TD Securities Inc. (#007) Oddlot 7/10/2017

Page 19 of 66 Symbol Company Market Maker Market Maker Type Effective Date CBO.A ISHARES 1-5 YR LADDERD CORP BOND INDX ETF ADV TD Securities Inc. (#007) Oddlot 7/10/2017 CBS BARD VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CBT.UN JUNE 2020 CORPORATE BOND TRUST CL 'T' UN TD Securities Inc. (#007) Oddlot 7/10/2017 CBV COBRA VENTURE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CBW CANNABIS WHEATON INCOME CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CBW.WT CANNABIS WHEATON INCOME CORP. WTS. TD Securities Inc. (#007) Oddlot 11/1/2017 CBX CORTEX BUSINESS SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CCB CANADA CARBON INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CCC CORNERSTONE METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CCD CASCADERO COPPER CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CCE COMMERCE RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CCI.UN CANADIAN CONVERTIBLES PLUS FUND TRANS TR UN TD Securities Inc. (#007) Oddlot 7/10/2017 CCK CANADA COAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CCL.A CCL INDUSTRIES INC. CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 CCM CANARC RESOURCE CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 CCS.PR.C CO-OPERATORS GENERAL INSURANCE CO CL E PR 'C' TD Securities Inc. (#007) Oddlot 7/10/2017 CCZ CRITICAL CONTROL ENERGY SERVICES CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 CCZ.PR.A CRITICAL CONTROL ENERGY SERVICES CORP. PR A TD Securities Inc. (#007) Oddlot 7/10/2017 CD CANTEX MINE DEVELOPMENT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CDA CANUC RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CDB CORDOBA MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CDC CADILLAC VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CDD.UN CORE CANADIAN DIVIDEND TRUST TRANSFERABLE UN TD Securities Inc. (#007) Oddlot 7/10/2017 CDG CANDENTE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CDH CORRIDOR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CDU CARDERO RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CDZ ISHARE S&P/TSX CDN DIV ARISTOCRATS IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 CDZ.A ISHARES S&P/TSX CDN DIV ARISTOCRT IDX ETF ADV TD Securities Inc. (#007) Oddlot 7/10/2017 CE CANADA ENERGY PARTNERS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CEA CERUS ENERGY GROUP LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CEF.U CENTRAL FUND OF CANADA LTD. CL 'A' NV USF TD Securities Inc. (#007) Oddlot 7/10/2017 CEI CRYSTAL EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CEM CONSTANTINE METAL RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CEN CLAREN ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CEP CLIFFSIDE CAPITAL LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CES.B FIRST ASSET CORE U.S. EQUITY ETF C$ UNHEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 CES.U FIRST ASSET CORE U.S.EQUITY ETF US$ UN-HEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 CEW ISHARES EQUAL WEIGHT BANC & LIFECO ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 CEW.A ISHARES EQUAL WEIGHT BANC & LIFECO ETF ADV UN TD Securities Inc. (#007) Oddlot 7/10/2017 CF.PR.A CANACCORD GENUITY GROUP INC. 5-YR SER 'A' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CF.PR.C CANACCORD GENUITY GROUP INC. 5-YR SER 'C' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CFF CONIFEX TIMBER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CFI.P CALIFFI CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CFM CONFEDERATION MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CFY CHANGFENG ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CGAC.UN CANACCORD GENUITY ACQUISITION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CGD CARLIN GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CGE COREX GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CGI CANADIAN GENERAL INVESTMENTS, LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 CGI.PR.D CANADIAN GENERAL INVESTMENTS, LTD. 3.75% PR 4 TD Securities Inc. (#007) Oddlot 7/10/2017 CGL.C ISHARES GOLD BULLION ETF NON-HEDGED UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 CGLD CORE GOLD INC. TD Securities Inc. (#007) Oddlot 11/1/2017 CGM CALIFORNIA GOLD MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CGP CORNERSTONE CAPITAL RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CGP.WT.S CORNERSTONE CAPITAL RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CGW CORAZON GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CGY CALIAN GROUP LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CH URBAN SELECT CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017

Page 20 of 66 Symbol Company Market Maker Market Maker Type Effective Date CHB ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)UN TD Securities Inc. (#007) Oddlot 7/10/2017 CHB.A ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)AD TD Securities Inc. (#007) Oddlot 7/10/2017 CHC CHC STUDENT HOUSING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CHN CHINA EDUCATION RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CHP.UN CHOICE PROPERTIES REAL EST INVESTMENT TR UN TD Securities Inc. (#007) Oddlot 7/10/2017 CHTA CHEETAH CANYON RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CHW CHESSWOOD GROUP LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 CIA CHAMPION IRON LIMITED ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 CID CICADA VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CIF ISHARES GLOBAL INFRASTRUCTURE INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 CIF.A ISHARES GLOBAL INFRASTRUCTURE INDX ETF ADV UN TD Securities Inc. (#007) Oddlot 7/10/2017 CIFR CIPHER RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CIN CANADIAN INTERNATIONAL MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CIO CENTRAL IRON ORE LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 CIQ.UN CANADIAN HIGH INCOME EQUITY FUND TRANSFER UN TD Securities Inc. (#007) Oddlot 7/10/2017 CIU.PR.A CU INC. CUMULATIVE PR SERIES '1' TD Securities Inc. (#007) Oddlot 7/10/2017 CIU.PR.C CU INC. CUMULATIVE PR SERIES '4' TD Securities Inc. (#007) Oddlot 7/10/2017 CJC CANADA STRATEGIC METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CJT INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CJT.A CARGOJET INC. VARIABLE VOTING SHARES TD Securities Inc. (#007) Oddlot 7/10/2017 CKG CHESAPEAKE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CKI CLARKE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CKK CORDY OILFIELD SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CKR CKR CARBON CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CLB COLOMBIA CREST GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CLE CLEAN COMMODITIES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CLF ISHARES 1-5YR LADDERED GOV'T BOND INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 CLF.A ISHARES 1-5YR LADDERD GOVTMNT BOND IDX ETF AD TD Securities Inc. (#007) Oddlot 7/10/2017 CLG ISHARES 1-10YR LADDERED GOV'T BND INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 CLG.A ISHARES 1-10YR LADDERD GOV'T BND INDX ETF ADV TD Securities Inc. (#007) Oddlot 7/10/2017 CLH CORAL GOLD RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CLI CLEARFORD WATER SYSTEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CLM CRYSTAL LAKE MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CLV CANOE MINING VENTURES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CLY CLAROCITY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CLZ CANASIL RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CM.PR.O CANADIAN IMPERIAL BANK SERIES '39' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CM.PR.P CANADIAN IMPERIAL BANK SERIES '41' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CM.PR.Q CANADIAN IMPERIAL BANK SERIES '43' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CM.PR.R CIBC CL. A PR. SERIES 45 TD Securities Inc. (#007) Oddlot 7/10/2017 CMB CMC METALS LTD TD Securities Inc. (#007) Oddlot 7/10/2017 CMD COMMANDER RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CMED CANNIMED THERAPEUTICS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 CMH CARMANAH TECHNOLOGIES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CMI C-COM SATELLITE SYSTEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CML CANICKEL MINING LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 CMM CANABO MEDICAL INC TD Securities Inc. (#007) Oddlot 7/10/2017 CMR.A ISHARES PREMIUM MONEY MARKET ETF ADVISOR UN TD Securities Inc. (#007) Oddlot 7/10/2017 CMU COMET INDUSTRIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CMV CHINA MINERALS MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CMX CHILEAN METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CN CONDOR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CNC CANYON COPPER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CNG CANADIAN MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CNH CROWNIA HOLDINGS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CNL.WT.A CONTINENTAL GOLD INC. A WT J TD Securities Inc. (#007) Oddlot 7/10/2017 CNO CALIFORNIA NANOTECHNOLOGIES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CNS CONTAGIOUS GAMING INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 21 of 66 Symbol Company Market Maker Market Maker Type Effective Date CNT CENTURY GLOBAL COMMODITIES CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 CNU CNOOC LIMITED AMERICAN DEPOSITARY RECEIPTS TD Securities Inc. (#007) Oddlot 7/10/2017 CNX CALLINEX MINES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CNZ CANADIAN ZEOLITE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 COB.U COHBAR INC. TD Securities Inc. (#007) Oddlot 7/10/2017 COL COPPER NORTH MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 COLS.P COLSON CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 COM CARDIOME PHARMA CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CONA CONA RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CONE CANADA ONE MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 COO NATUREBANK ASSET MANAGEMENT INC. TD Securities Inc. (#007) Oddlot 7/10/2017 COP CORO MINING CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 COQ ROOSTER ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 COR CAMINO MINERALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CORE CANADIAN OREBODIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 COT CRITICAL OUTCOME TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 COV COVALON TECHNOLOGIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 COW ISHARES GLOBAL AGRICULTURE INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 COW.A ISHARES GLOBAL AGRICULTURE INDEX ETF ADV UN TD Securities Inc. (#007) Oddlot 7/10/2017 CPC CANADIAN PLATINUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CPD.A ISHARES S&P/TSX CDN PREF SHARE INDX ETF ADVSR TD Securities Inc. (#007) Oddlot 7/10/2017 CPF.UN CANADIAN 50 ADVANTAGED PREFERRED SHR FND A UN TD Securities Inc. (#007) Oddlot 7/10/2017 CPH CIPHER PHARMACEUTICALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 CPI CONDOR PETROLEUM INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 CPL COPPER LAKE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CPM CRYSTAL PEAK MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CPO COBALT POWER GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CPP CAPGAIN PROPERTIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CPS CLAIM POST RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CPU.P CUP CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CPV COPPER CREEK GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CPX.PR.A CAPITAL POWER CORPORATION SERIES '1' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CPX.PR.C CAPITAL POWER CORPORATION SERIES '3' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CPX.PR.E CAPITAL POWER CORPORATION SERIES '5' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CPX.PR.G CAPITAL POWER CORPORATION SERIES '7' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CPX.PR.I CAPITAL POWER CORPORATION RESET PR SERIES 9 TD Securities Inc. (#007) Oddlot 7/10/2017 CQR CONQUEST RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 CRB CARIBOO ROSE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CRE CRITICAL ELEMENTS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CRF CORONET METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CRO CANADIAN ARROW MINES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 CRP CERES GLOBAL AG CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CRT.UN CT REAL ESTATE INVESTMENT TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 CRU CAMEO RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CRV CRESVAL CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CRWN CROWN CAPITAL PARTNERS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 CSC CANEX ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CSD ISHARES SHORT DURATION HIGH INCM ETF CA-HG UN TD Securities Inc. (#007) Oddlot 7/10/2017 CSD.A ISHARES SHORT DURATION HIGH INCM ETF CA-HG AD TD Securities Inc. (#007) Oddlot 7/10/2017 CSE.PR.A CAPSTONE INFRASTRUCTURE CORP. SERIES 'A' PR TD Securities Inc. (#007) Oddlot 7/10/2017 CSK COBALTECH MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CSL COMSTOCK METALS LTD TD Securities Inc. (#007) Oddlot 7/10/2017 CSM CLEARSTREAM ENERGY SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CSO CORSA COAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CSPG ALABAMA GRAPHITE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CSQ CANAMEX GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CSR CASTLE SILVER RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CST CO2 SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 22 of 66 Symbol Company Market Maker Market Maker Type Effective Date CSW.A CORBY SPIRIT AND WINE LIMITED CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 CSW.B CORBY SPIRIT AND WINE LIMITED 'B' NV TD Securities Inc. (#007) Oddlot 7/10/2017 CSX CLEAN SEED CAPITAL GROUP LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CSY FIRST ASSET CORE CANADIAN EQTY INCM CLASS ETF TD Securities Inc. (#007) Oddlot 7/10/2017 CT CENTENERA MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CTF.UN CITADEL INCOME FUND TRANSFER UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 CTI CAITERRA INTERNATIONAL ENERGY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CTM CANTERRA MINERALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CTN CENTURION MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CTO CIRCA ENTERPRISES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CTU CHATEAU INC. (LE) CL 'B' VOTING SHARES TD Securities Inc. (#007) Oddlot 7/10/2017 CTX CRESCITA THERAPEUTICS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 CTZ NAMSYS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CU.PR.C CANADIAN UTILITIES LIMITED 2ND PR SER 'Y' TD Securities Inc. (#007) Oddlot 7/10/2017 CU.PR.D CANADIAN UTILITIES LIMITED 2ND PR SER 'AA' TD Securities Inc. (#007) Oddlot 7/10/2017 CU.PR.E CANADIAN UTILITIES LIMITED 2ND PR SER 'BB' TD Securities Inc. (#007) Oddlot 7/10/2017 CU.PR.F CANADIAN UTILITIES LIMITED 2ND PR SER 'CC' TD Securities Inc. (#007) Oddlot 7/10/2017 CU.PR.G CANADIAN UTILITIES LIMITED 2ND PR SER 'DD' TD Securities Inc. (#007) Oddlot 7/10/2017 CU.PR.H CANADIAN UTILITIES LIMITED 2ND PR SER 'EE' TD Securities Inc. (#007) Oddlot 7/10/2017 CU.PR.I CANADIAN UTILITIES LIMITED 2ND PR SER 'FF' TD Securities Inc. (#007) Oddlot 7/10/2017 CU.X CANADIAN UTILITIES LIMITED CL 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 CUC CARUBE COPPER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CUD ISHARES US DIV GROWERS INDX ETF(CAD-HEDGD) UN TD Securities Inc. (#007) Oddlot 7/10/2017 CUD.A ISHARES US DIV GROWERS INDEX ETF(CAD-HDGD)ADV TD Securities Inc. (#007) Oddlot 7/10/2017 CUI CURRIE ROSE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CUO COPPER ONE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CUP.U CARIBBEAN UTILITIES COMPANY, LTD. U.S. CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 CUU COPPER FOX METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CUV CUBA VENTURES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CUX CARMAX MINING CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 CUZ CRUZ COBALT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CVA CAVA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CVD.A ISHARES CONVERTIBLE BOND INDEX ETF ADVSR UN TD Securities Inc. (#007) Oddlot 7/10/2017 CVG CLAIRVEST GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CVM CVR MEDICAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CVR CANADIAN OIL RECOVERY & REMEDIATION ENTERPRIS TD Securities Inc. (#007) Oddlot 7/10/2017 CVS.P CANVASS VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CVV CANALASKA URANIUM LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CVX CEMATRIX CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CWB.PR.B CANADIAN WESTERN BANK 5-YR RESET PR SER '5' TD Securities Inc. (#007) Oddlot 7/10/2017 CWB.PR.C CANADIAN WESTERN BANK NN-CM5YR RST PR SER '7' TD Securities Inc. (#007) Oddlot 7/10/2017 CWC CWC ENERGY SERVICES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CWF CANADIAN WORLD FUND LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 CWI CROSSWINDS HOLDINGS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 CWL CALDWELL PARTNERS INTERNATIONAL INC. (THE) TD Securities Inc. (#007) Oddlot 7/10/2017 CWM CROWN MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CWN CWN MINING ACQUISITION CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CWV CROWN POINT ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CWW.A ISHARES GLOBAL WATER INDEX ETF ADVISOR UN TD Securities Inc. (#007) Oddlot 7/10/2017 CXB CALIBRE MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CXF FIRST ASSET CDN CONVERTIBLE BOND ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 CXN CHALICE GOLD MINES LIMITED ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 CXO COLORADO RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CXV BLVD CENTERS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 CYB CYMBRIA CORPORATION CL 'A' NV TD Securities Inc. (#007) Oddlot 7/10/2017 CYBR EVOLVE CYBER SECURITY INDEX ETF HEDGED TD Securities Inc. (#007) Oddlot 7/10/2017 CYF CANYON CREEK FOOD COMPANY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CYH ISHARES GLBL MONTHLY DIV INDX ETF(CAD-HEG)UN TD Securities Inc. (#007) Oddlot 7/10/2017

Page 23 of 66 Symbol Company Market Maker Market Maker Type Effective Date CYH.A ISHARES GLBL MONTH DIV IDX ETF CAD-HEG ADV UN TD Securities Inc. (#007) Oddlot 7/10/2017 CYL CEYLON GRAPHITE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CYM CYMAT TECHNOLOGIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 CYP CYPRESS DEVELOPMENT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CYX CALYX BIO-VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CZN CANADIAN ZINC CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 CZO CEAPRO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 CZX CANADA ZINC METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CZY CAZA GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 CZZ CLEGHORN MINERALS LTD. TD Securities Inc. (#007) Oddlot 11/1/2017 DAL DALMAC ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DAN ARIANNE PHOSPHATE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DAP.U XPEL TECHNOLOGIES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DAR DARELLE ONLINE SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DAU DESERT GOLD VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DBO D-BOX TECHNOLOGIES INC. CL 'A' J TD Securities Inc. (#007) Oddlot 7/10/2017 DBV DOUBLEVIEW CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DC.PR.B DUNDEE CORPORATION 5-YR SER '2' PR TD Securities Inc. (#007) Oddlot 7/10/2017 DC.PR.D DUNDEE CORPORATION 1ST PR SER '3' TD Securities Inc. (#007) Oddlot 7/10/2017 DC.PR.E DUNDEE CORPORATION 1ST PR SER '5' TD Securities Inc. (#007) Oddlot 7/10/2017 DC.WT DUNDEE CORPORATION WT TD Securities Inc. (#007) Oddlot 7/10/2017 DCC DESJARDINS 1-5YR LADDERED CDN CORP IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DCD.UN FIRST ASSET DIVERSIFIED CONVERT DEB FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 DCF DIFFERENCE CAPITAL FINANCIAL INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 DCG DESJARDINS 1-5YR LADDERED CDN GOVT IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DCM DATA COMMUNICATIONS MANAGEMENT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DCP DESJARDINS CANADIAN PREFERRED INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DCS DESJARDINS CANADIAN SHRT TERM BOND IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DCU DESJARDINS CDN UNIVERSE BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DCY DISCOVERY-CORP ENTERPRISES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DE DECISIVE DIVIDEND CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 DEC DECADE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 DEE.WT DELPHI ENERGY CORP. WT TD Securities Inc. (#007) Oddlot 7/10/2017 DEF DEFIANCE SILVER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DF DIVIDEND 15 SPLIT CORP. II CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 DF.PR.A DIVIDEND 15 SPLIT CORP. II PR TD Securities Inc. (#007) Oddlot 7/10/2017 DFC DESJARDINS CDA MULTIFTR-CONTROL VLTY ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DFD DESJARDINS DEV X-US/CDA CONTROLLED VOLATILITY ETF TD Securities Inc. (#007) Oddlot 7/10/2017 DFI DIAMOND FIELDS INTERNATIONAL LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 DFN DIVIDEND 15 SPLIT CORP. CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 DFN.PR.A DIVIDEND 15 SPLIT CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 DFS GLOBAL DAILY FANTASY SPORTS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DFU DESJARDINS USA MULTIFTR-CONTROL VLTY ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DGO DURANGO RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DGR WISDOMTREE US QUALITY DIV GROWTH IDX ETF HEG TD Securities Inc. (#007) Oddlot 7/10/2017 DGR.B WISDOMTREE US QUAL DIV GROWTH INDEX ETF NN-HG TD Securities Inc. (#007) Oddlot 7/10/2017 DGRC WISDOMTREE CANADA QUALITY DIVIDEND GROWTH INDEX ETFTD Securities Inc. (#007) Oddlot 7/10/2017 DGS DIVIDEND GROWTH SPLIT CORP. CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 DGS.PR.A DIVIDEND GROWTH SPLIT CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 DHR DISCOVERY HARBOUR RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DHX.A DHX MEDIA LTD. VARIABLE VOTING TD Securities Inc. (#007) Oddlot 7/10/2017 DIA MARGARET LAKE DIAMONDS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DII.A DOREL INDUSTRIES INC. CL 'A' MV TD Securities Inc. (#007) Oddlot 7/10/2017 DISC BMO GLBL CONSUMER DISCRETN HEG-CAD IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DIV DIVERSIFIED ROYALTY CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 DIVS EVOLVE ACTIVE CANADIAN PREFERRED SHARE ETF TD Securities Inc. (#007) Oddlot 11/1/2017 DJI DAJIN RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DLC DLC HOLDINGS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 24 of 66 Symbol Company Market Maker Market Maker Type Effective Date DLR.U HORIZONS US DOLLAR CURRENCY ETF USF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 DLS DEALNET CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DM DATAMETREX AI LIMITED TD Securities Inc. (#007) Oddlot 11/1/2017 DMA DIAMEDICA THERAPEUTICS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DMI DIAMCOR MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DMR DAMARA GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DNT CANDENTE COPPER CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 DNX DYNEX POWER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DOS DIOS EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DPH DUNCAN PARK HOLDINGS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 DQD WISDOMETREE US QUAL DIV GRWTH VARY HEG ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DQI WISDOMTREE INTL QUAL DIV GROWTH VARY HEGD ETF TD Securities Inc. (#007) Oddlot 7/10/2017 DRA.UN DREAM HARD ASSET ALTERNATIVES TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 DRM.PR.A DREAM UNLIMITED CORP. 1ST PR SER '1' TD Securities Inc. (#007) Oddlot 7/10/2017 DRV DURAN VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DRX ADF GROUP INC. SV TD Securities Inc. (#007) Oddlot 7/10/2017 DS DIVIDEND SELECT 15 CORP. EQUITY TD Securities Inc. (#007) Oddlot 7/10/2017 DSF DUSOLO FERTILIZERS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DSL.UN DOUBLELINE INCOME SOLUTIONS TRUST CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 DSM DEEP-SOUTH RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DSR DESERT STAR RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 DSV DISCOVERY METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DSY DESTINY MEDIA TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DUG DISTINCT INFRASTRUCTURE GROUP TD Securities Inc. (#007) Oddlot 7/10/2017 DUKE.P DUCKWORTH CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DV DOLLY VARDEN SILVER CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 DVA DELIVRA CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DVG DIVERGENT ENERGY SERVICES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 DVI DUNNEDIN VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DVT DIVESTCO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DW DATAWIND INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 DWS DIAMOND ESTATES WINES & SPIRITS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DXA DOXA ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 DXB DYNAMIC ISHARES ACTIVE TACTICAL BOND ETF TD Securities Inc. (#007) Oddlot 11/1/2017 DXC DYNAMIC ISHARES ACTIVE CANADIAN DIV ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DXD 3D SIGNATURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DXF DYNAMIC ISHARES ACTIVE GLOBAL FINANCIAL SERVICES ETF TD Securities Inc. (#007) Oddlot 11/1/2017 DXG DYNAMIC ISHARES ACTIVE GLOBAL DIVIDEND ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DXI DXI ENERGY INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 DXO DYNAMIC ISHARES ACTIVE CROSSOVER BOND ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DXP DYNAMIC ISHARES ACTIVE PREFERRED SHARE ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DXU DYNAMIC ISHARES ACTIVE U.S. DIVIDEND ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 DXX DXSTORM.COM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DXZ DYNAMIC ISHARES ACTIVE U.S. MID-CAP ETF TD Securities Inc. (#007) Oddlot 11/1/2017 DYA DYNACERT INC. TD Securities Inc. (#007) Oddlot 7/10/2017 DYG DYNASTY GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 E ENTERPRISE GROUP, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EAM EAST AFRICA METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EAS EAST ASIA MINERALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 EBC.UN EUROPE BLUE-CHIP DIVIDEND & GROWTH FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 EBM EASTWOOD BIO-MEDICAL CANADA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EBN EPICORE BIONETWORKS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EBY EMERALD BAY ENERGY INC TD Securities Inc. (#007) Oddlot 7/10/2017 ECC ETHOS GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ECF.UN EAST COAST INVESTMENT GRADE INCOME FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ECM ECOLOMONDO CORPORATION TD Securities Inc. (#007) Oddlot 11/1/2017 ECN.PR.A ECN CAPITAL CORP. 6.50% 5-YR RESET SER 'A' PR TD Securities Inc. (#007) Oddlot 7/10/2017 ECN.PR.C ECN CAPITAL CORP. PR SER C TD Securities Inc. (#007) Oddlot 7/10/2017

Page 25 of 66 Symbol Company Market Maker Market Maker Type Effective Date ECO ECOSYNTHETIX INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 ECR CARTIER RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ECT ELLIPSIZ COMMUNICATIONS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 EDG ENDURANCE GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 EDGF.UN EUROPEAN DIVIDEND GROWTH FUND TD Securities Inc. (#007) Oddlot 7/10/2017 EDT SPECTRAL MEDICAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EFH ECHELON FINANCIAL HOLDINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EFL ELECTROVAYA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EFN.PR.A ELEMENT FLEET MANAGEMENT CORP. 6.6% PR SER A TD Securities Inc. (#007) Oddlot 7/10/2017 EFN.PR.C ELEMENT FLEET MANAGEMENT CORP. 6.5% PR SER A TD Securities Inc. (#007) Oddlot 7/10/2017 EFN.PR.E ELEMENT FLEET MANAGEMENT CORP. 6.4% PR SER E TD Securities Inc. (#007) Oddlot 7/10/2017 EFN.PR.G ELEMENT FLEET MANAGEMENT CORP. 6.50% PR SER G TD Securities Inc. (#007) Oddlot 7/10/2017 EFN.PR.I ELEMENT FLEET MANAGEMENT CORP. PR. I TD Securities Inc. (#007) Oddlot 7/10/2017 EFR.WT ENERGY FUELS INC. WT J TD Securities Inc. (#007) Oddlot 7/10/2017 EGA EAGLE GRAPHITE INCORPORATED TD Securities Inc. (#007) Oddlot 7/10/2017 EGD ENERGOLD DRILLING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EGL EAGLE ENERGY INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 EGM ENGOLD MINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 EGT EGUANA TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EHE WISDOMTREE EUROPE HEDGED EQUITY INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 EHE.B WISDOMTREE EUROPE HEDGED EQUITY INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 EHT ENERDYNAMIC HYBRID TECHNOLOGIES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EIL EMPIRE INDUSTRIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 EIT.PR.A CANOE EIT INCOME FUND 4.80% SER 1 PR UN TD Securities Inc. (#007) Oddlot 7/10/2017 EKG CARDIOCOMM SOLUTIONS, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EL ENGAGEMENT LABS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ELC ELYSEE DEVELOPMENT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ELF.PR.F E-L FINANCIAL CORP. LTD. 1ST PR SERIES '1' TD Securities Inc. (#007) Oddlot 7/10/2017 ELF.PR.G E-L FINANCIAL CORP 4.75% 1ST PR SERIES '2' TD Securities Inc. (#007) Oddlot 7/10/2017 ELF.PR.H E-L FINANCIAL CORP. 5.50% 1ST PR SERIES '3' TD Securities Inc. (#007) Oddlot 7/10/2017 ELM ELEMENT LIFESTYLE RETIREMENT INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ELN EL NINO VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ELO ELORO RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ELR EASTERN PLATINUM LIMITED J TD Securities Inc. (#007) Oddlot 7/10/2017 ELT ELECTRA STONE LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ELV POWERSHRE S&P EMERG MKT LW VOLATIL IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ELY ELY GOLD & MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EMA.PR.A EMERA INCORPORATED PR SERIES 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 EMA.PR.B EMERA INCORPORATED FLTG RT 1ST PR SERIES 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 EMA.PR.C EMERA INCORPORATED PR SERIES 'C' TD Securities Inc. (#007) Oddlot 7/10/2017 EMA.PR.E EMERA INCORPORATED PR SERIES 'E' TD Securities Inc. (#007) Oddlot 7/10/2017 EMA.PR.F EMERA INCORPORATED PR SERIES 'F' TD Securities Inc. (#007) Oddlot 7/10/2017 EMC EMBLEM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EMC.WT EMBLEM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EMC.WT.A EMBLEM CORP. A WTS. TD Securities Inc. (#007) Oddlot 11/1/2017 EMH EMERALD HEALTH THERAPEUTICS, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EML.PR.A EMPIRE LIFE INSURANCE COMPANY (THE) SER 1 PR TD Securities Inc. (#007) Oddlot 7/10/2017 EMO EMERITA RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EMR EMGOLD MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 EMV.B WISDOMTREE EMERGING MARKETS DIVIDEND INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 EMX EMX ROYALTY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ENA ENABLENCE TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PF.A ENBRIDGE INC. PR SER '9' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PF.C ENBRIDGE INC. PR SER '11' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PF.E ENBRIDGE INC. PR SER '13' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PF.G ENBRIDGE INC. PR SER '15' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PF.I ENBRIDGE INC. PR SER '17' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PF.U ENBRIDGE INC. SER 'L' PR USF TD Securities Inc. (#007) Oddlot 7/10/2017

Page 26 of 66 Symbol Company Market Maker Market Maker Type Effective Date ENB.PF.V ENBRIDGE INC. SER '5' PR USF TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.A ENBRIDGE INC. 5.50% PR SER 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.B ENBRIDGE INC. PR SER 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.C ENBRIDGE INC. PR. SERIES C TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.D ENBRIDGE INC. PR SER 'D' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.F ENBRIDGE INC. PR SER 'F' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.H ENBRIDGE INC. PR SER 'H' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.J ENBRIDGE INC. PR SER '7' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.N ENBRIDGE INC. PR SER 'N' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.P ENBRIDGE INC. PR SER 'P' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.T ENBRIDGE INC. PR SER 'R' TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.U ENBRIDGE INC. SER J PR USF TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.V ENBRIDGE INC. PR SER '1' USF TD Securities Inc. (#007) Oddlot 7/10/2017 ENB.PR.Y ENBRIDGE INC. PR SER '3' TD Securities Inc. (#007) Oddlot 7/10/2017 ENER ENERSPAR CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ENG ENERGULF RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ENI.UN ENERGY INCOME FUND TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ENP ENPAR TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ENT ENTREC CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ENW ENWAVE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 EOG ECO (ATLANTIC) OIL & GAS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 EOX EUROMAX RESOURCES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 EP EMPIRE METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EPL EAGLE PLAINS RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 EPO ENCANTO POTASH CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EPS EPSILON ENERGY LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 EQ EQ INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EQB.PR.C EQUITABLE GROUP INC. PR SERIES 3 TD Securities Inc. (#007) Oddlot 7/10/2017 EQG EQUBE GAMING LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 EQI EQUITY FINANCIAL HOLDINGS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 ERA ELCORA ADVANCED MATERIALS CORP TD Securities Inc. (#007) Oddlot 7/10/2017 ERC EROS RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ERD ERDENE RESOURCE DEVELOPMENT CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 ERE.UN EUROPEAN COMMERCIAL REIT TD Securities Inc. (#007) Oddlot 7/10/2017 ERG ERGORESEARCH LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ERM ECLIPSE RESIDENTIAL MORTGAGE INVEST CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ERO ERO COPPER CORP TD Securities Inc. (#007) Oddlot 11/1/2017 ES EIGHT SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ESK ESKAY MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ESM EURO SUN MINING INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 ESN ESSENTIAL ENERGY SERVICES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ESP ESPIAL GROUP INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 ESR ESREY RESOURCES LTD. TD Securities Inc. (#007) Oddlot 11/1/2017 ESS ESSTRA INDUSTRIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ESU EESTOR CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ESV E.S.I. ENVIRONMENTAL SENSORS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ESX ESSEX MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ETAC EQUIUM GLOBAL TACTICAL ALLOCATION FUND ETF TD Securities Inc. (#007) Oddlot 11/1/2017 ETF EASTFIELD RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ETMC E3 METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ETP FIRST TR GLOBAL RISK MANAGED INCM INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ETP.A FIRST TR GLBL RSK MANAGED INCM IDX ETF ADV UN TD Securities Inc. (#007) Oddlot 7/10/2017 ETX ETRION CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 EU ENCORE ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EUK EUREKA RESOURCES, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EUO EUROCONTROL TECHNICS GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EUR FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG) UN TD Securities Inc. (#007) Oddlot 7/10/2017 EUR.A FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG)ADV TD Securities Inc. (#007) Oddlot 7/10/2017

Page 27 of 66 Symbol Company Market Maker Market Maker Type Effective Date EV ERIN VENTURES INC TD Securities Inc. (#007) Oddlot 7/10/2017 EVM EVRIM RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EVR EVERTON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EW EAST WEST PETROLEUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EWK EARTHWORKS INDUSTRIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EWS ENVIRONMENTAL WASTE INTERNATIONAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EXG EXGEN RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EXGB EXCEL GLOBAL BALANCED ASSET ALLOCATION ETF TD Securities Inc. (#007) Oddlot 7/10/2017 EXGG EXCEL GLOBAL GROWTH ASSET ALLOCATION ETF TD Securities Inc. (#007) Oddlot 7/10/2017 EXI.P EXITO ENERGY II INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EXN EXCELLON RESOURCES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 EXN.WT EXCELLON RESOURCES INC. WT J TD Securities Inc. (#007) Oddlot 7/10/2017 EXS EXPLOR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 EXT.P EXALT CAPITAL CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 EXX EQUITORIAL EXPLORATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 EYC EYECARROT INNOVATIONS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 F FIORE GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FA FOUNTAIN ASSET CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FAH.U FAIRFAX AFRICA HOLDINGS CORPORATION SV USF TD Securities Inc. (#007) Oddlot 7/10/2017 FAM FAMILY MEMORIALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FAN GAMING NATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FAO FIRST ASSET ACTIVE CREDIT ETF CAD$ UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 FAO.U FIRST ASSET ACTIVE CREDIT ETF US$ UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 FAR FORACO INTERNATIONAL SA TD Securities Inc. (#007) Oddlot 7/10/2017 FAS FANTASY ACES DAILY FANTASY SPORTS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FBF FAB-FORM INDUSTRIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FBX FIRST BAUXITE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 FCA FIRM CAPITAL AMERICAN REALTY PARTNERS CORP TD Securities Inc. (#007) Oddlot 7/10/2017 FCA.U FIRM CAPITAL AMERICAN REALTY PARTNERS CORPORA TD Securities Inc. (#007) Oddlot 7/10/2017 FCA.WT.U FIRM CAPITAL AMERICAN REALTY PARTNERS CORP WTS USD TD Securities Inc. (#007) Oddlot 7/10/2017 FCC FIRST COBALT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FCD.UN FIRM CAPITAL PROPERTY TRUST TD Securities Inc. (#007) Oddlot 7/10/2017 FCF FOUNDERS ADVANTAGE CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FCS.PR.C FAIRCOURT SPLIT TRUST 6% PR SECURITIES TD Securities Inc. (#007) Oddlot 7/10/2017 FCS.UN FAIRCOURT SPLIT TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 FCV FOCUS VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FCW FIRST ASSET CAMBRIDGE GLOBAL DIVIDEND ETF HEDGED TD Securities Inc. (#007) Oddlot 7/10/2017 FCW.B FIRST ASSET CAMBRIDGE GLOBAL DIVIDEND ETF UNHEDGED TD Securities Inc. (#007) Oddlot 7/10/2017 FCY FIRST ASSET CAMBRIDGE CORE US EQTY ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FCY.B FIRST ASSET CAMBRIDGE CORE US EQTY ETF UNHEGD TD Securities Inc. (#007) Oddlot 7/10/2017 FDC FORUM URANIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FDE FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)UN TD Securities Inc. (#007) Oddlot 7/10/2017 FDE.A FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)AD TD Securities Inc. (#007) Oddlot 7/10/2017 FDI FINDEV INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FE FIRST ENERGY METALS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 FEC FRONTERA ENERGY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 FEN FORENT ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FEO OCEANIC IRON ORE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FEX FJORDLAND EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.PR.C FAIRFAX FINANCIAL HOLDINGS LTD. SER 'C' PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.PR.D FAIRFAX FINANCIAL HOLDINGS LTD. SER 'D' PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.PR.E FAIRFAX FINANCIAL HOLDINGS LTD. SER 'E' PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.PR.F FAIRFAX FINANCIAL HOLDNGS LTD FLTG SER 'F' PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.PR.G FAIRFAX FINANCIAL HOLDINGS LTD. SER 'G' PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.PR.H FAIRFAX FINANCIAL HOLDINGS LTD FLTG SR 'H' PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.PR.I FAIRFAX FINANCIAL HOLDINGS LTD. SER 'I' PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.PR.J FAIRFAX FINANCIAL HOLDINGS LTD. SER 'J' PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.PR.K FAIRFAX FINANCIAL HOLDINGS LTD 5YR SER 'K' PR TD Securities Inc. (#007) Oddlot 7/10/2017

Page 28 of 66 Symbol Company Market Maker Market Maker Type Effective Date FFH.PR.M FAIRFAX FINANCIAL HOLDINGS LTD. SER 'M' PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFH.U FAIRFAX FINANCIAL HOLDINGS LTD. SV USF TD Securities Inc. (#007) Oddlot 7/10/2017 FFI.UN FLAHERTY & CRUMRINE INVEST GRD FIXED INCM UN TD Securities Inc. (#007) Oddlot 7/10/2017 FFN NORTH AMERICAN FINANCIAL 15 SPLIT CORP CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 FFN.PR.A NORTH AMERICAN FINANCIAL 15 SPLIT CORP. II PR TD Securities Inc. (#007) Oddlot 7/10/2017 FFP CONSOLIDATED FIRSTFUND CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FG FALCON GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FGB 1ST ASSET SHRT TRM GOVT BND IDX CL ETF TRNSFR TD Securities Inc. (#007) Oddlot 7/10/2017 FGC FRONTLINE GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 FGD FIRST GLOBAL DATA LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 FGF CAPITAL DGMC INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FGX FAIRCOURT GOLD INCOME CORP. CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 FHB FIRST ASSET EUROPEAN BANK ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FHC 1ST TR ALPHADEX US CONSMR STAPLES SCTR IDX UN TD Securities Inc. (#007) Oddlot 7/10/2017 FHD 1ST TR ALPHADEX US CONSUMR DISCR SCTR INDX UN TD Securities Inc. (#007) Oddlot 7/10/2017 FHE 1ST TRUST ALPHADEX US ENERGY SCTR INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FHF FIRST TR ALPHADEX US FINANCL SCTR INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FHG 1ST TR ALPHADEX US INDUSTRLS SCTR INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FHH 1ST TR ALPHADEX US HLTH CARE SCTR INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FHM 1ST TR ALPHADEX US MATERIALS SCTR INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FHQ 1ST TR ALPHADEX US TECHNOLOGY SCTR IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FHU 1ST TR ALPHADEX US UTILITIES SCTR INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FIE ISHARES CDN FINANCIAL MONTHLY INCOME ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FIE.A ISHARES CDN FINANCIAL MTHLY INCOME ETF ADV UN TD Securities Inc. (#007) Oddlot 7/10/2017 FIH.U FAIRFAX INDIA HOLDINGS CORPORATION SV USF TD Securities Inc. (#007) Oddlot 7/10/2017 FIL FILO MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FIX FIREBIRD RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FL FRONTIER LITHIUM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FLB FIRST ASSET LONG DURATION FIXED INCOME ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FLCI FRANKLIN LIBERTY CDN INV GR CORP ETF TD Securities Inc. (#007) Oddlot 7/10/2017 FLDM FRANKLIN LIBERTYQT INTERNATIONAL EQUITY INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 FLGC FANLOGIC INTERACTIVE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FLRM FRANKLIN LIBERTY RISK MANAGED CANADIAN EQUITY ETF TD Securities Inc. (#007) Oddlot 7/10/2017 FLUS FRANKLIN LIBERTYQT U.S. EQUITY INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 FLX FIELDEX EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FLY FLYHT AEROSPACE SOLUTIONS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FMG FIRST MEXICAN GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FMM FULL METAL MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FMR FAIRMONT RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FMS FOCUS GRAPHITE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FN.PR.A FIRST NATIONAL FINANCIAL CORP CL A PR SER '1' TD Securities Inc. (#007) Oddlot 7/10/2017 FN.PR.B FIRST NATIONAL FINANCIAL CORP CL A PR SER '2' TD Securities Inc. (#007) Oddlot 7/10/2017 FNC FANCAMP EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FNM.UN FIRST NATIONAL MORTGAGE INVESTMENT FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 FNR 49 NORTH RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FO FALCON OIL & GAS LTD TD Securities Inc. (#007) Oddlot 7/10/2017 FOM FORAN MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 FOOD GOODFOOD MARKET CORP TD Securities Inc. (#007) Oddlot 7/10/2017 FOR FORTUNE BAY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FP FP NEWSPAPERS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FPC FALCO RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FPC.WT FALCO RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FPX FPX NICKEL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FQC FIRST ASSET MSCI CDA QUALITY INDEX CLASS ETF TD Securities Inc. (#007) Oddlot 7/10/2017 FRE FREMONT GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FREE FREEDOM ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FRI FREEPORT RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FRII FRESHII INC. CLASS 'A' SV TD Securities Inc. (#007) Oddlot 7/10/2017

Page 29 of 66 Symbol Company Market Maker Market Maker Type Effective Date FRK FRONT RANGE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FRL.UN SENIOR SECURED FLOATING RATE LOAN FUND A UN TD Securities Inc. (#007) Oddlot 7/10/2017 FRN FERONIA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FRX FENNEC PHARMACEUTICALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 FSB FIRST ASSET ENHANCED SHORT DURATION BOND ETF TD Securities Inc. (#007) Oddlot 7/10/2017 FSB.U FIRST ASSET ENHANCED SHORT DURATION BOND ETF USD TD Securities Inc. (#007) Oddlot 11/1/2017 FSD FIRST TR SHORT DUR HIGH YLD BND ETF(CA-HEG)UN TD Securities Inc. (#007) Oddlot 7/10/2017 FSD.A FIRST TR SH DURATN HI YLD BND ETF(CA-HG)ADVSR TD Securities Inc. (#007) Oddlot 7/10/2017 FSF 1ST ASSET GLOBAL FINANCIAL SECTOR ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FSL.A FIRST TRUST SENIOR LOAN ETF(CAD-HEDGED)ADV UN TD Securities Inc. (#007) Oddlot 7/10/2017 FSR 1ST TR DORSEY WRGT US SCTR ROT IDX ETF CA-HEG TD Securities Inc. (#007) Oddlot 7/10/2017 FST FIRST TRUST CANADIAN CAPITAL STRENGHT ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FST.A FIRST TRUST CANADIAN CAPITAL STRENGHT ETF ADV TD Securities Inc. (#007) Oddlot 7/10/2017 FSW FIRESWIRL TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FSY FORSYS METALS CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 FTB FIRST TRUST TACTICAL BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 FTEC FINTECH SELECT LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FTG FIRAN TECHNOLOGY GROUP CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 FTI FTI FOODTECH INTERNATIONAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FTN.PR.A FINANCIAL 15 SPLIT CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 FTP FORTRESS PAPER LTD. CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 FTR FIRESTEEL RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FTS.PR.F FORTIS INC. 1ST PR SERIES 'F' TD Securities Inc. (#007) Oddlot 7/10/2017 FTS.PR.G FORTIS INC. 5-YR RESET 1ST PR SERIES 'G' TD Securities Inc. (#007) Oddlot 7/10/2017 FTS.PR.H FORTIS INC. 5-YR RESET 1ST PR SERIES 'H' TD Securities Inc. (#007) Oddlot 7/10/2017 FTS.PR.I FORTIS INC. FLOATING RATE 1ST PR SERIES 'I' TD Securities Inc. (#007) Oddlot 7/10/2017 FTS.PR.J FORTIS INC. 1ST PR SERIES 'J' TD Securities Inc. (#007) Oddlot 7/10/2017 FTS.PR.K FORTIS INC. 1ST PR SERIES 'K' TD Securities Inc. (#007) Oddlot 7/10/2017 FTS.PR.M FORTIS INC. 1ST PR SERIES 'M' TD Securities Inc. (#007) Oddlot 7/10/2017 FTU US FINANCIAL 15 SPLIT CORP. CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 FTU.PR.B US FINANCIAL 15 SPLIT CORP. 2012 PR TD Securities Inc. (#007) Oddlot 7/10/2017 FUD 1ST TR ALPHADEX US DIVIDEND ETF(CAD-HEDGED)UN TD Securities Inc. (#007) Oddlot 7/10/2017 FUD.A 1ST TR ALPHADEX US DIV ETF(CAD-HEDGED)ADV UN TD Securities Inc. (#007) Oddlot 7/10/2017 FUND KATIPULT TECHNOLOGY CORP TD Securities Inc. (#007) Oddlot 11/1/2017 FUR FURA GEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FUU FISSION 3.0 CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 FV FIRESTONE VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 FVL FREEGOLD VENTURES LIMITED J TD Securities Inc. (#007) Oddlot 7/10/2017 FWZ FIREWEED ZINC LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 FYL FINLAY MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GAF.UN GLOBAL ALPHA WORLDWIDE GROWTH FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 GAL GALANTAS GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GAME MILLENNIAL ESPORTS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GAR GREEN ARROW RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GAZ.UN FRONSAC REAL ESTATE INVESTMENT TRUST TD Securities Inc. (#007) Oddlot 7/10/2017 GB GINGER BEEF CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GBE GOLDBELT EMPIRES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 GBF GLOBALANCE DIVIDEND GROWERS CORP. EQUITY TD Securities Inc. (#007) Oddlot 7/10/2017 GBL GB MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GBR GREAT BEAR RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GBT BMTC GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GBU GABRIEL RESOURCES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 GCG GUARDIAN CAPITAL GROUP LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GCG.A GUARDIAN CAPITAL GROUP LTD. CL 'A' NV TD Securities Inc. (#007) Oddlot 7/10/2017 GCL COLABOR GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GCM.WT.AGRAN COLOMBIA GOLD CORP. A WT J TD Securities Inc. (#007) Oddlot 7/10/2017 GCN GOLDCLIFF RESOURCE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GCR GESPEG COPPER RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 30 of 66 Symbol Company Market Maker Market Maker Type Effective Date GCS.PR.A GLOBAL CHAMPIONS SPLIT CORP. CL A PR SER '1' TD Securities Inc. (#007) Oddlot 7/10/2017 GCT GVIC COMMUNICATIONS CORP. CLASS 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 GCT.C GVIC COMMUNICATIONS CORP. CLASS 'C' NV TD Securities Inc. (#007) Oddlot 7/10/2017 GCX GRANITE CREEK GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GDC GENESIS LAND DEVELOPMENT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GDG.UN GLOBAL DIVIDEND GROWERS INCOME FUND TR UN TD Securities Inc. (#007) Oddlot 7/10/2017 GDL GOODFELLOW INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GDM GOLDSTAR MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GDN GORDON CREEK ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GDNP GOOD NATURED PRODUCTS INC TD Securities Inc. (#007) Oddlot 11/1/2017 GDS GENDIS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GDX GOLDEX RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GEL TANGELO GAMES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GEM PELE MOUNTAIN RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GEMC GLOBAL ENERGY METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GEN GENENEWS LIMITED J TD Securities Inc. (#007) Oddlot 7/10/2017 GEO GEODRILL LIMITED ORDINARY TD Securities Inc. (#007) Oddlot 7/10/2017 GER GLEN EAGLE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GFG GFG RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GG GALANE GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GGA GOLDGROUP MINING INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 GGD GOGOLD RESOURCES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 GGD.WT GOGOLD RESOURCES INC. WT J TD Securities Inc. (#007) Oddlot 7/10/2017 GGG GRAPHENE 3D LAB INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GGI GARIBALDI RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GGL GGL RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GGM GRANADA GOLD MINE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GGS GOLDEN SECRET VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GGX GGX GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GH GAMEHOST INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GHE.P GOLD HORN INTERNATIONAL ENTERPRISES GROUP LIM TD Securities Inc. (#007) Oddlot 7/10/2017 GI GEM INTERNATIONAL RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GIGA GIGA METALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GIII GEN III OIL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GIS GENESIS METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GIT GITENNES EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GIX GEOLOGIX EXPLORATIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GKX GEMINI CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GLB GOLDBANK MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GLD GOLDON RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GLDN GOLDEN RIDGE RESOURCES LTD TD Securities Inc. (#007) Oddlot 11/1/2017 GLG GLG LIFE TECH CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 GLI GLACIER LAKE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GLK GREAT LAKES GRAPHITE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GLW GALWAY GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GMA GEOMEGA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GMM.U GENERAL MOTORS COMPANY USF TD Securities Inc. (#007) Oddlot 7/10/2017 GMN GOBIMIN INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GMO GENERAL MOLY, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GMP.PR.B GMP CAPITAL INC. 5-YR RST SER 'B' PR TD Securities Inc. (#007) Oddlot 7/10/2017 GMP.PR.C GMP CAPITAL INC. CUMLTV FLTG RATE SER 'C' PR TD Securities Inc. (#007) Oddlot 7/10/2017 GMV GMV MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GMX GLOBEX MINING ENTERPRISES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 GNC GAINEY CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GNF GREENFIELDS PETROLEUM CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GNG GOLDEN GOLIATH RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GNH GOLDEN HOPE MINES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 GNT GENTOR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 31 of 66 Symbol Company Market Maker Market Maker Type Effective Date GOE GOLDENEYE RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GOG GOLDEN TAG RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GOGO U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF TD Securities Inc. (#007) Oddlot 11/1/2017 GOK GINSMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GOLD GOLDMINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GOLD.WT GOLDMINING INC. WTS TD Securities Inc. (#007) Oddlot 7/10/2017 GOM GOLDEN DAWN MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GOP GOURMET OCEAN PRODUCTS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GOT GOLIATH RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 11/1/2017 GP GOLDEN PEAK MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GPG GRANDE PORTAGE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GPH GRAPHITE ONE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GPM GPM METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GPV GREENPOWER MOTOR COMPANY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GPY GOLDEN PREDATOR MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GQ GREAT QUEST FERTILIZER LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GQC GOLDQUEST MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GQM.WT GOLDEN QUEEN MINING CO. LTD. WT J TD Securities Inc. (#007) Oddlot 7/10/2017 GR GREAT ATLANTIC RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GRA NANOXPLORE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GRB GREENBRIAR CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GRC GRENVILLE STRATEGIC ROYALTY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GRG GOLDEN ARROW RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GRI GALORE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GRK GRAY ROCK RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GRL GLOBAL REAL ESTATE DIVIDEND GROWERS CORP EQTY TD Securities Inc. (#007) Oddlot 7/10/2017 GRO GROWMAX RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GRP.PR.A GLOBAL RES CHAMPIONS SPLIT CORP SER 1 CL A PR TD Securities Inc. (#007) Oddlot 7/10/2017 GRR GOLDEN REIGN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GRV GOLD REACH RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GRZ GOLD RESERVE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GSA GROUNDSTAR RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 GSB.UN GOLDMAN SACHS U.S. INCOME BUILDER TR CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 GSD DEVONIAN HEALTH GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GSH GOLDEN SHARE RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GSI GATEKEEPER SYSTEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GSP GENSOURCE POTASH CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GSR GOLDSTRIKE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GSS GOSSAN RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 GTA GTA RESOURCES AND MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GTB GREATBANKS RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GTC GETTY COPPER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GTG GREAT THUNDER GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GTP COLT RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GTT GT GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GTX GRAN TIERRA EXCHANGECO INC. EXCHANGEABLE J TD Securities Inc. (#007) Oddlot 7/10/2017 GUF GULF & PACIFIC EQUITIES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GUG GUNGNIR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GUN GUNPOINT EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GUS.P ANGUS VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GV GUERRERO VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GVC GLACIER MEDIA INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 GVG GRENVILLE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 GVR GROSVENOR RESOURCE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 GVY GREEN VALLEY MINE INCORPORATED TD Securities Inc. (#007) Oddlot 7/10/2017 GWA GOWEST GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GWM GALWAY METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.F GREAT-WEST LIFECO INC. PR SERIES F TD Securities Inc. (#007) Oddlot 7/10/2017

Page 32 of 66 Symbol Company Market Maker Market Maker Type Effective Date GWO.PR.GGREAT-WEST LIFECO INC. 5.20% 1ST PR SERIES G TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.HGREAT-WEST LIFECO INC. 4.85% 1ST PR SERIES H TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.I GREAT-WEST LIFECO INC. 4.50% 1ST PR SERIES I TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.L GREAT-WEST LIFECO INC. 5.65% 1ST PR SERIES L TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.MGREAT-WEST LIFECO INC. 5.80% 1ST PR SERIES M TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.NGREAT-WEST LIFECO INC. 3.65% 1ST PR SERIES N TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.OGREAT-WEST LIFECO INC. 1ST PR SERIES O TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.P GT-WEST LIFECO INC. 5.40% 1ST PR SERIES P TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.QGREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES Q TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.R GREAT-WEST LIFECO INC. 4.80% 1ST PR SERIES R TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.S GREAT-WEST LIFECO INC. 5.25% 1ST PR SERIES S TD Securities Inc. (#007) Oddlot 7/10/2017 GWO.PR.T GREAT-WEST LIFECO INC. PR SER T TD Securities Inc. (#007) Oddlot 7/10/2017 GWR GLOBAL WATER RESOURCES, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GX GUARDIAN EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GXE GEAR ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GXL GALILEO EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 GXR GEOROX RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GXS GOLDSOURCE MINES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GXU GOVIEX URANIUM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GYA GUYANA GOLDSTRIKE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GZD GRIZZLY DISCOVERIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 GZT GAZIT-GLOBE LTD. ORDINARY TD Securities Inc. (#007) Oddlot 7/10/2017 GZZ GOLDEN VALLEY MINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HAB HORIZONS ACTIVE CORPORATE BOND ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HAC HORIZONS SEASONAL ROTATION ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HAD HORIZONS ACTIVE CDN BOND ETF CL E UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HADM HORIZONS ACTIVE INTL DEVELOPED MARKETS EQUITY ETF TD Securities Inc. (#007) Oddlot 11/1/2017 HAF HORIZONS ACTIVE GLOBAL FIXED INCOME ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HAH.P TRUSTED BRAND 2016 INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HAJ HORIZONS ACTIVE EMERGING MKTS DIV ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HAL HORIZONS ACTIVE CDN DIVIDEND ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HAN HANNAN METALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HAR HARFANG EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HAU HORIZONS ACTIVE US DIVIDEND ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HAU.U HORIZONS ACTIVE US DIVIDEND ETF CL E USF UN TD Securities Inc. (#007) Oddlot 7/10/2017 HAW.P HAW CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HAWK HAWKEYE GOLD & DIAMOND INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HAZ HORIZONS ACTIVE GLOBAL DIVIDEND ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HBB HORIZONS CDN SELECT UNIVERSE BOND ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HBE HORNBY BAY MINERAL EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HBF.U BRAND LEADERS PLUS INCOME ETF CL 'U' UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HBG HAMILTON CAPITAL GLOBAL BANK ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HBG.U HAMILTON CAPITAL GLOBAL BANK ETF TD Securities Inc. (#007) Oddlot 7/10/2017 HBK HIGHBANK RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HBL.UN BRAND LEADERS INCOME FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HBM.WT HUDBAY MINERALS INC. WT TD Securities Inc. (#007) Oddlot 7/10/2017 HBP HELIX BIOPHARMA CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HBU BETAPRO GOLD BULLION 2X DAILY BULL ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HCN HORIZONS CHINA HIGH DIVIDEND YLD IDX ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HE HANWEI ENERGY SERVICES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HEA HORIZONS ENHNC INCM US EQ(USD)ETF CAD CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HEA.U HORIZONS ENHNC INCOME US EQTY(USD)ETF E US UN TD Securities Inc. (#007) Oddlot 7/10/2017 HEC HANDA COPPER CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 HED BETAPRO S&P/TSX CAP ENERGY-2X DLY BEAR ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 HEF HORIZONS ENHNCD INCOME FINANCIALS ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HEI HUNTINGTON EXPLORATION INC TD Securities Inc. (#007) Oddlot 7/10/2017 HEM HEMOSTEMIX INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HEMP HEMPCO FOOD AND FIBER INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 33 of 66 Symbol Company Market Maker Market Maker Type Effective Date HEN.UN ENERGY LEADERS INCOME FUND TRANSFER TR UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HEO H2O INNOVATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HEP HORIZONS ENHNC INCOME GOLD PRODUCERS ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HER HERON RESOURCES LIMITED ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 HERS EVOLVE NORTH AMERICAN GENDER DIVERSITY INDEX ETF HEDGEDTD Securities Inc. (#007) Oddlot 7/10/2017 HERS.B EVOLVE NORTH AMERICAN GENDER DIVERSITY INDEX ETF UNHEDGEDTD Securities Inc. (#007) Oddlot 7/10/2017 HEU BETAPRO S&P/TSX CAP ENERGY 2XDLY BUL ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HEW HORIZONS S&P/TSX 60 EQUAL WEIGHT ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HEX HORIZONS ENHANCED INCOME EQUITY ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HFC HAMPTON FINANCIAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 HFC.PR.A HAMPTON FINANCIAL CORPORATION PR. A TD Securities Inc. (#007) Oddlot 7/10/2017 HFD BETAPRO S&P/TSX CAP FIN -2X DLY BEAR ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HFMU.U HAMILTON CAPITAL U.S. MID-CAP FINANCIALS ETF USD TD Securities Inc. (#007) Oddlot 7/10/2017 HFR HORIZONS ACTIVE FLTG RATE BOND ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HFY HAMILTON CAPITAL GLBL FINANCIALS YLD ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HFY.U HAMILTON CAPITAL GLOBAL FINANCIALS YIELD ETF TD Securities Inc. (#007) Oddlot 7/10/2017 HGC HORIZONS GLBL CUR OPPORTUNITIES ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HGI.UN GLOBAL TELECOM & UTILITIES INCOME FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 HGM HORIZONS MANAGED GLBL OPPORTUNITIES ETF CL E TD Securities Inc. (#007) Oddlot 7/10/2017 HGR GLOBAL REIT LEADERS INCOME ETF TD Securities Inc. (#007) Oddlot 7/10/2017 HGY HORIZONS GOLD YIELD ETF CL 'E' UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HHF HORIZONS MORNINGSTAR HEDGE FUND INDX ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HHL.U HEALTHCARE LEADERS INCOME ETF CL U UN TD Securities Inc. (#007) Oddlot 7/10/2017 HI HIGHLAND COPPER COMPANY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HID WISDOMTREE U.S.HIGH DIVIDEND INDEX ETF HEGED TD Securities Inc. (#007) Oddlot 7/10/2017 HID.B WISDOMTREE U.S. HIGH DIVIDEND INDEX ETF NN-HG TD Securities Inc. (#007) Oddlot 7/10/2017 HIG.UN GLOBAL HEALTHCARE INCOME & GROWTH FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 HII HORIZONS CDN INSIDER INDEX ETF CL A UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HIP NEWSTRIKE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HIT HIT TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HIU BETAPRO S&P 500 DAILY INVERSE ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HIVE HIVE BLOCKCHAIN TECHNOLOGIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HIX BETAPRO S&P/TSX 60 DAILY INVERSE ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HJI INTERNATIONAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HLC HOLLOWAY LODGING CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 HLP.U MAINSTREET HEALTH INVESTMENTS INC. J USF TD Securities Inc. (#007) Oddlot 7/10/2017 HME HEMISPHERE ENERGY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 HMF HORIZONS AUSPICE MANAGED FUTURES IDX ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HMI HINTERLAND METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HMM.A HAMMOND MANUFACTURING CO. LTD. CL 'A' SV TD Securities Inc. (#007) Oddlot 7/10/2017 HMMJ HORIZONS MARIJUANA LIFE SCIENCES INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 HMMJ.U HORIZONS MARIJUANA LIFE SCIENCES INDEX ETF USD TD Securities Inc. (#007) Oddlot 7/10/2017 HMP HORIZONS ACTIVE CDN MUNICIPL BOND ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HMT HALMONT PROPERTIES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 HMX HUNT MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HNY HORIZONS NATURAL GAS YIELD ETF CL 'E' UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HNZ HNZ GROUP INC. COMMON AND VARIABLE V TD Securities Inc. (#007) Oddlot 7/10/2017 HOC HUNTER OIL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HOIL HALIO ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HOPE.P HOPE WELL CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HPF.U ENERGY LEADERS PLUS INCOME ETF CL 'U' UN TD Securities Inc. (#007) Oddlot 7/10/2017 HPI HIGHBURY PROJECTS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HPL HORIZON PETROLEUM LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HPQ HPQ-SILICON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HPS.A HAMMOND POWER SOLUTIONS INC. CL 'A' SV TD Securities Inc. (#007) Oddlot 7/10/2017 HPY HAPPY CREEK MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HQD BETAPRO NASDAQ-100 -2X DAILY BEAR ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HQU BETAPRO NASDAQ-100 2X DAILY BULL ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017

Page 34 of 66 Symbol Company Market Maker Market Maker Type Effective Date HRA HORIZONS GLOBAL RISK PARITY ETF CL E UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HRC HELIO RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HRE STANS ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HRH HILLCREST PETROLEUM LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HRL HANSA RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 HRR.UN AUSTRALIAN REIT INCOME FUND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HSB.PR.C HSBC BANK CANADA CL 1 NON-CUMULATIVE SER C PR TD Securities Inc. (#007) Oddlot 7/10/2017 HSB.PR.D HSBC BANK CANADA CL 1 NON-CUMULATIVE SER D PR TD Securities Inc. (#007) Oddlot 7/10/2017 HSC.P HARBOUR STAR CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HSD BETAPRO S&P500 -2X DAILY BEAR ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HSE.PR.A HUSKY ENERGY INC. SERIES '1' PR TD Securities Inc. (#007) Oddlot 7/10/2017 HSE.PR.B HUSKY ENERGY INC. SERIES '2' PR TD Securities Inc. (#007) Oddlot 7/10/2017 HSE.PR.C HUSKY ENERGY INC. SERIES '3' PR TD Securities Inc. (#007) Oddlot 7/10/2017 HSE.PR.E HUSKY ENERGY INC. SERIES '5' PR TD Securities Inc. (#007) Oddlot 7/10/2017 HSE.PR.G HUSKY ENERGY INC. SERIES '7' PR TD Securities Inc. (#007) Oddlot 7/10/2017 HSH HORIZONS S&P 500 CAD HEDGED INDEX ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HSI H-SOURCE HOLDINGS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HSL HORIZONS ACTIVE FLTG RATE SR LOAN ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HSM.WT HELIUS MEDICAL TECHNOLOGIES, INC. REG S WT J TD Securities Inc. (#007) Oddlot 7/10/2017 HTA TECH ACHIEVERS GROWTH & INCOME TD Securities Inc. (#007) Oddlot 7/10/2017 HTA.U TECH ACHIEVERS GROWTH & INCOME ETF TD Securities Inc. (#007) Oddlot 7/10/2017 HTB HORIZONS US 7-10 YR TREASURY BOND ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HTB.U HORIZONS US 7-10YR TREASURY BOND ETF A UN US TD Securities Inc. (#007) Oddlot 7/10/2017 HTC HTC PURENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HTH HORIZONS US 7-10YR TREAS BND CAD HEG ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HTL HAMILTON THORNE LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HTO.UN GLOBAL WATER SOLUTIONS FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HTR HEATHERDALE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 HU.P HUFFINGTON CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 HUC HORIZONS CRUDE OIL ETF CL 'A' UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HUD HUDSON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HUF HORIZONS ACT US FLTG RT BND(USD)ETF E CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 HUF.U HORIZONS ACT US FLTG RT BND(USD)ETF E USF UN TD Securities Inc. (#007) Oddlot 7/10/2017 HUG HORIZONS GOLD ETF CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 HUL.U US EQUITY PLUS INCOME ETF U TD Securities Inc. (#007) Oddlot 7/10/2017 HUN HORIZONS NATURAL GAS ETF CL 'A' UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 HUZ HORIZONS SILVER ETF CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 HVG HARVEST GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HVST HARVEST ONE CANNABIS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HVV HIGHVISTA GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HWD HARDWOODS DISTRIBUTION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HWF.UN MIDDLEFIELD HEALTHCARE&WELLNESS DIV FND TR UN TD Securities Inc. (#007) Oddlot 7/10/2017 HWO HIGH ARCTIC ENERGY SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HWY HIGHWAY 50 GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HXC HFX HOLDING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 HXDM HORIZONS INTL DEVELOPED MARKETS EQUITY INDEX ETF TD Securities Inc. (#007) Oddlot 11/1/2017 HXDM.U HORIZONS INTL DEVELOPED MARKETS EQUITY INDEX ETF USDTD Securities Inc. (#007) Oddlot 11/1/2017 HXE HORIZONS S&P/TSX CAPPED ENERGY INDEX ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HXF HORIZONS S&P/TSX CAPPED FINANCL INDX ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HXH HORIZONS CDN HIGH DIVIDEND INDEX ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HXQ HORIZONS NASDAQ-100 INDEX ETF CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 HXQ.U HORIZONS NASDAQ-100 INDEX ETF CL 'A' US UN TD Securities Inc. (#007) Oddlot 7/10/2017 HXS.U HORIZONS S&P 500 INDEX ETF CL A UNITS USF TD Securities Inc. (#007) Oddlot 7/10/2017 HXT.U HORIZONS S&P/TSX 60 INDEX ETF CL A UN USF TD Securities Inc. (#007) Oddlot 7/10/2017 HXU BETAPRO S&P/TSX60 2X DAILY BULL ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HXX HORIZONS EURO STOXX50 INDEX ETF CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HYD HYDUKE ENERGY SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HYG HYDROGENICS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017

Page 35 of 66 Symbol Company Market Maker Market Maker Type Effective Date HYI HORIZONS ACTIVE HIGH YIELD BOND ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 HZD BETAPRO SILVER -2X DAILY BEAR ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 HZM HORIZONTE MINERALS PLC. ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 HZU BETAPRO SILVER 2X DAILY BULL ETF A UN TD Securities Inc. (#007) Oddlot 7/10/2017 IAG.PR.A INDUSTRIAL ALLIANCE INSURANCE & FIN SERV PR B TD Securities Inc. (#007) Oddlot 7/10/2017 IAG.PR.G INDUSTRIAL ALLIANCE INS & FIN SERV 4.30% PR G TD Securities Inc. (#007) Oddlot 7/10/2017 IAM INTEGRATED ASSET MANAGEMENT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IB IBC ADVANCED ALLOYS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IBC INTERNATIONAL BETHLEHEM MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IBT IBEX TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IC INTERNATIONAL CORONA CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ICAU INTERCONTINENTAL GOLD AND METALS LTD TD Securities Inc. (#007) Oddlot 11/1/2017 ICC ICC INTERNATIONAL CANNABIS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ICE CANLAN ICE SPORTS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ICI.P INCEPTUS CAPITAL LTD TD Securities Inc. (#007) Oddlot 11/1/2017 ICL ITASCA CAPITAL LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ICM ICONIC MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ICO ICO THERAPEUTICS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ICP IC POTASH CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 ID IDENTILLECT TECHNOLOGIES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IDI INDICO RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 IDL IMAGING DYNAMICS COMPANY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 IDM IDM MINING LTD TD Securities Inc. (#007) Oddlot 7/10/2017 IDR.UN REIT INDEXPLUS INCOME FUND TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 IEI IMPERIAL EQUITIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IES INTERCEPT ENERGY SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IFA IFABRIC CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 IFB.UN INVESTMENT GRADE INFRASTRUCTURE BOND FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 IFC.PR.A INTACT FINANCIAL CORPORATION CL A SERIES 1 TD Securities Inc. (#007) Oddlot 7/10/2017 IFC.PR.C INTACT FINANCIAL CORPORATION CL A SERIES 3 TD Securities Inc. (#007) Oddlot 7/10/2017 IFC.PR.D INTACT FINANCIAL CORPORATION FLTG CL A SER 4 TD Securities Inc. (#007) Oddlot 7/10/2017 IFC.PR.E INTACT FINANCIAL CORPORATION A SER 5 TD Securities Inc. (#007) Oddlot 7/10/2017 IFC.PR.F INTACT FINANCIAL CORPORATION A SER 6 TD Securities Inc. (#007) Oddlot 7/10/2017 IFL.UN VOYA DIVERS FLOATING RTE SR LOAN FND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 IFOS ITAFOS TD Securities Inc. (#007) Oddlot 7/10/2017 IFR INTL FRONTIER RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 IFX IMAFLEX INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IGCF PIMCO INVESTMENT GRADE CREDIT FUND TD Securities Inc. (#007) Oddlot 11/1/2017 IGM.PR.B IGM FINANCIAL INC. 5.90% PR SERIES 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 IGO INDEPENDENCE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IGP IMPERIAL GINSENG PRODUCTS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 IGX INTELGENX TECHNOLOGIES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IIP.UN INTERRENT REAL ESTATE INVESTMENT TRUST UN J TD Securities Inc. (#007) Oddlot 7/10/2017 IKM IKKUMA RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ILA ILOOKABOUT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ILC INTERNATIONAL LITHIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ILV POWERSHARE S&P INTL DEV LOW VOLATL IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 IMA I-MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IMEX IMEX SYSTEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IMH INVICTUS MD STRATEGIES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IMI INTERNATIONAL MILLENNIUM MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IMP INTERMAP TECHNOLOGIES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 IMR IMETAL RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IMT INTERNATIONAL MONTORO RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 INC.UN INCOME FINANCIAL TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 INE.PR.A INNERGEX RENEWABLE ENERGY INC. SERIES 'A' PR TD Securities Inc. (#007) Oddlot 7/10/2017 INE.PR.C INNERGEX RENEWABLE ENERGY INC. SERIES 'C' PR TD Securities Inc. (#007) Oddlot 7/10/2017 INO.UN INOVALIS REAL ESTATE INVESTMENT TR UNITS TD Securities Inc. (#007) Oddlot 7/10/2017

Page 36 of 66 Symbol Company Market Maker Market Maker Type Effective Date INOC HORIZONS INOVESTOR CANADIAN EQUITY INDEX ETF TD Securities Inc. (#007) Oddlot 11/1/2017 INP INPUT CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 INQ INSCAPE CORPORATION CL 'B' SV TD Securities Inc. (#007) Oddlot 7/10/2017 INSR BMO GLOBAL INSURANCE HEDGD TO CAD INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 INT INTERTAINMENT MEDIA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 INV INV METALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 INX INTOUCH INSIGHT LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 IO INCA ONE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IOG IRONHORSE OIL & GAS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IOM ASSURE HOLDINGS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ION ALSET MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IOT INNOVOTECH INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IOU IOU FINANCIAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IPA IMMUNOPRECISE ANTIBODIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 IPC IPLAYCO CORPORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 IPCO INTERNATIONAL PETROLEUM CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 IPD INTERNATIONAL PARKSIDE PRODUCTS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IPO INPLAY OIL CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 IPT IMPACT SILVER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 IQ AIRIQ INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IQD WISDOMTREE INTL QUAL DIV GROWTH INDEX HEG ETF TD Securities Inc. (#007) Oddlot 7/10/2017 IQD.B WISDOMTREE INTL QUAL DIV GROWTH IDX ETF NN-HG TD Securities Inc. (#007) Oddlot 7/10/2017 IRC IRONSIDE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IRG IMVESCOR RESTAURANT GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IRI IEMR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IRO INTER-ROCK MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IRON ALDERON IRON ORE CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 IRR INFORM RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ISD ISIGN MEDIA SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ISL.U VOYA FLOATING RATE SENIOR LOAN FUND CL US UN TD Securities Inc. (#007) Oddlot 7/10/2017 ISL.UN VOYA FLOATING RATE SENIOR LOAN FUND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 ISO ISOENERGY LTD TD Securities Inc. (#007) Oddlot 7/10/2017 ISS INTERNATIONAL SAMUEL EXPLORATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ITC INTRINSYC TECHNOLOGIES CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 ITG INTACT GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ITM INTEMA SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ITT INTERNET OF THINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IVC INTERCONNECT VENTURES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 IVI IVRNET INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IVS INVENTUS MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 IVX INVENTRONICS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 IXI INDIGO EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 IZN INZINC MINING LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 JAG JAGUAR MINING INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 JAX JAXON MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JCO JERICHO OIL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 JDN JAYDEN RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JE.PR.U JUST ENGY GROUP INC 8.5% SER A FXD-FLTG PR US TD Securities Inc. (#007) Oddlot 7/10/2017 JEC JURA ENERGY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 JET CANADA JETLINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 JET.WT CANADA JETLINES LTD TD Securities Inc. (#007) Oddlot 7/10/2017 JET.WT.A CANADA JETLINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 JFC JAGUAR FINANCIAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 JFS.UN JFT STRATEGIES FUND TRANSFER CL A UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 JG JAPAN GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 JNX JUNEX INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JOR JOURDAN RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JOY JOURNEY ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 37 of 66 Symbol Company Market Maker Market Maker Type Effective Date JP JACKPOT DIGITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JP.WT JACKPOT DIGITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JRI JAGUAR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JSE JADESTONE ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JSP JASPER MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 JTC JEMTEC INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JTR GREENSPACE BRANDS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JTR.WT GREENSPACE BRANDS WTS 25FEB2019 TD Securities Inc. (#007) Oddlot 7/10/2017 JUB JUBILEE GOLD EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 JUGR JUGGERNAUT EXPLORATIONÂ LTD. TD Securities Inc. (#007) Oddlot 11/1/2017 JWEL JAMIESON WELLNESS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 JZR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KALY KALYTERA THERAPEUTICS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KAN.P KANZEN CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 KAP KAPUSKASING GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 KAR KARMIN EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KAS KHALKOS EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KBG KINGÂ’S BAY RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 KBL K-BRO LINEN INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KBLT COBALT 27 CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 KBY KONA BAY TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KCC KINCORA COPPER LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 KDA KDA GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KDI KENNADY DIAMONDS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KEG.UN KEG ROYALTIES INCOME FUND (THE) UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 KEN KENADYR MINING (HOLDINGS) CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 KER KERR MINES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 KES KESSELRUN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 KEW KEW MEDIA GROUP INC. CL 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 KEW.WT KEW MEDIA GROUP INC. WT TD Securities Inc. (#007) Oddlot 7/10/2017 KFG KFG RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 KFS KINGSWAY FINANCIAL SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KFS.WT.V KINGSWAY FINANCIAL SERVICES INC. SER B WT USF TD Securities Inc. (#007) Oddlot 7/10/2017 KG KLONDIKE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 KGC KESTREL GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KGF KING GEORGE FINANCIAL CORP TD Securities Inc. (#007) Oddlot 7/10/2017 KGL KILO GOLDMINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 KIV KIVALLIQ ENERGY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 KLM KERMODE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 KML.PR.A KINDER MORGAN CANADA LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 KMT KOMET RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KNE KANE BIOTECH INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KNG KINGSMEN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 KNT K92 MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KNX KNICK EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KOR CORVUS GOLD INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 KR KR INVESTMENT LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 KRN KARNALYTE RESOURCES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 KRS KAIROS CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 KS KLONDIKE SILVER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 KSI KNEAT.COM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KTN KOOTENAY SILVER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KTN.WT KOOTENAY SILVER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KTO K2 GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 KTR KINTAVAR EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KUB CUB ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 KUT REDISHRED CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 KUU KUUHUBB INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 38 of 66 Symbol Company Market Maker Market Maker Type Effective Date KZD KAIZEN DISCOVERY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 L.PR.B LOBLAWS COMPANIES LIMITED 2ND PR SERIES 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 LA LOS ANDES COPPER LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 LAD NEW CAROLIN GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LAS.A LASSONDE INDUSTRIES INC. CL 'A' SV TD Securities Inc. (#007) Oddlot 7/10/2017 LAT LATIN AMERICAN MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LB.PR.F LAURENTIAN BANK OF CANADA PR 'A' SERIES 11 TD Securities Inc. (#007) Oddlot 7/10/2017 LB.PR.H LAURENTIAN BANK OF CANADA PR 'A' SERIES 13 TD Securities Inc. (#007) Oddlot 7/10/2017 LB.PR.J LAURENTIAN BANK OF CANADA PR 'A' NVCC SER 15 TD Securities Inc. (#007) Oddlot 7/10/2017 LBC LIBERO COPPER CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 LBI LIONS BAY CAPITAL INC. TD Securities Inc. (#007) Oddlot 11/1/2017 LBL LATTICE BIOLOGICS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 LBS LIFE & BANC SPLIT CORP. CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 LBS.PR.A LIFE & BANC SPLIT CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 LBY LIBERTY ONE LITHIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LCS BROMPTON LIFECO SPLIT CORP. CLASS A TD Securities Inc. (#007) Oddlot 7/10/2017 LCS.PR.A BROMPTON LIFECO SPLIT CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 LEAF MEDRELEAF CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LEM LEADING EDGE MATERIALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LEN LUND ENTERPRISES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LEP LITHIUM ENERGY PRODUCTS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LET LETHO RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LEXI LITHIUM ENERGI EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LFC.P 22 CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LFE CANADIAN LIFE COMPANIES SPLIT CORP. CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 LFE.PR.B CANADIAN LIFE COMPANIES SPLIT CORP. 2012 PR TD Securities Inc. (#007) Oddlot 7/10/2017 LFX LEADFX INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 LG LGC CAPITAL LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 LGD.WT LIBERTY GOLD CORP. WTS. TD Securities Inc. (#007) Oddlot 7/10/2017 LGN LEGEND GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LGQ LOGIQ ASSET MANAGEMENT INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 LGR LOGAN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 LGT.A LOGISTEC CORP. CL 'A' MV TD Securities Inc. (#007) Oddlot 7/10/2017 LHR LAKEVIEW HOTEL INVESTMENT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LI AMERICAN LITHIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LIC LICO ENERGY METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LIO LION ONE METALS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 LIR LAMELEE IRON ORE LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 LIT ARGENTINA LITHIUM AND ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LIX LITHIUM X ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LJ LUCKY MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LL CANADA RARE EARTH CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LLC LORRAINE COPPER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LLG MASON GRAPHITE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LM LINGO MEDIA CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 LMC LEAGOLD MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 LMD LED MEDICAL DIAGNOSTICS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LME LAURION MINERAL EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LMG LINCOLN MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 LMR LOMIKO METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LMT LUMINOR MEDICAL TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LN LONCOR RESOURCES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 LNC LITHION ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LNC.S LITHION ENERGY CORP. S TD Securities Inc. (#007) Oddlot 7/10/2017 LND INSPIRA FINANCIAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LOOP LOOPSHARE LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 LOT TOMAGOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 LOW.UN LOW VOLATILITY CDN EQUITIES INCOME FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017

Page 39 of 66 Symbol Company Market Maker Market Maker Type Effective Date LPC LORNE PARK CAPITAL PARTNERS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LPK LUPAKA GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LPS LEGEND POWER SYSTEMS INC TD Securities Inc. (#007) Oddlot 7/10/2017 LRA LARA EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 LRT.UN LANESBOROUGH REAL ESTATE INVESTMENT TR UN J TD Securities Inc. (#007) Oddlot 7/10/2017 LS.UN MIDDLEFIELD HEALTHCARE & LIFE SCIENCES DIVIDEND FUND TD Securities Inc. (#007) Oddlot 7/10/2017 LSC LSC LITHIUM CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 LTE LITE ACCESS TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LTV LEONOVUS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LTX LABRADOR TECHNOLOGIES INC . TD Securities Inc. (#007) Oddlot 7/10/2017 LTY LIBERTY BIOPHARMA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LUG LUNDIN GOLD INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 LUM LUMINA GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 LVN LEVON RESOURCES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 LVU.UN LOW VOLATILITY U.S. EQUITY INCOME FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 LXE LEUCROTTA EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LXG LEXAGENE HOLDINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 LXR LXRANDCO, INC. B TD Securities Inc. (#007) Oddlot 7/10/2017 LXR.WT LXRANDCO, INC. WTS. TD Securities Inc. (#007) Oddlot 7/10/2017 LYD.WT LYDIAN INTERNATIONAL LIMITED WARRANTS J TD Securities Inc. (#007) Oddlot 7/10/2017 M MOSAIC CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 M.PR.B MOSAIC CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 MAC THEMAC RESOURCES GROUP LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 MAD MIRANDA GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MAE MARITIME RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MAH MARKSMEN ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MAI MINERA ALAMOS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MAP MAPLE PEAK INVESTMENTS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MAR MARRET RESOURCE CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 MAS MASUPARIA GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 MAT MATAMEC EXPLORATIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MAW MAWSON RESOURCES LIMITED J TD Securities Inc. (#007) Oddlot 7/10/2017 MAY MEADOW BAY GOLD CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 MBA CIBT EDUCATION GROUP INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 MBB.UN LOGIQ ADVANTAGE BOND FUND TD Securities Inc. (#007) Oddlot 7/10/2017 MBG MALBEX RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MBI MED BIOGENE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MBK.UN MANULIFE U.S. REGIONAL BANK TRUST CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 MBN MBN CORPORATION EQUITY TD Securities Inc. (#007) Oddlot 7/10/2017 MBO MOBIO TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MBX MICROBIX BIOSYSTEMS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 MCB MCCOY GLOBAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MCF PINEDALE ENERGY LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 MCG MOUNTAIN CHINA RESORTS (HOLDING) LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 MCI MINNOVA CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MCK MANSON CREEK RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MCLC MANULIFE MULTIFCTR CDN LARGE CAP IDX ETF UNHG TD Securities Inc. (#007) Oddlot 7/10/2017 MCLD UNIVERSAL MCLOUD CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 MCM.A MATACHEWAN CONSOLIDATED MINES, LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 MCO MAGNOLIA COLOMBIA LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MCR MACRO ENTERPRISES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MCS MCCHIP RESOURCES INC TD Securities Inc. (#007) Oddlot 7/10/2017 MCU MEGA COPPER LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MCX MCORPCX, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MD MIDLAND EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MDF MEDIAGRIF INTERACTIVE TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MDL MEDALLION RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MDNA MEDICENNA THERAPEUTICS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 40 of 66 Symbol Company Market Maker Market Maker Type Effective Date MDO MANADO GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MDS.UN HEALTHCARE SPECIAL OPPORTUNITIES FND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 MDV MEGASTAR DEVELOPMENT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MDX MEDX HEALTH CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ME MONETA PORCUPINE MINES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 MED MEDGOLD RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MEE MACKENZIE MAX DIVERS EMERG MKTS IDX ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 MEI MANITOK ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MEI.WT MANITOK ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MEK METALS CREEK RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MEQ MAINSTREET EQUITY CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 MERC.U MERCER INTERNATIONAL INC. USF TD Securities Inc. (#007) Oddlot 7/10/2017 MET METALORE RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 MEU MACKENZIE MAX DIVERS DEVELOP EUROPE ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 MEX MEXICAN GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.B MANULIFE FINANCIAL CORP. CL A PR SER '2' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.C MANULIFE FINANCIAL CORP. CL A PR SER '3' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.F MANULIFE FINANCIAL CORP. CL 1 PR SER '3' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.G MANULIFE FINANCIAL CORP. CL 1 PR SER '5' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.H MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '7' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.I MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '9' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.J MANULIFE FINANCIAL CORP CL 1 PR SER '11' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.K MANULIFE FINANCIAL CORP. CL 1 PR SER '13' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.L MANULIFE FINANCIAL CORP. CL 1 PR SER '15' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.M MANULIFE FINANCIAL CORP. CL 1 PR SER '17' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.N MANULIFE FINANCIAL CORP. CL 1 PR SER '19' TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.O MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER 21 TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.P MANULIFE FINANCIAL CORP FLTG RTE CL 1 PR SR 4 TD Securities Inc. (#007) Oddlot 7/10/2017 MFC.PR.R MANULIFE FINANCIAL CORP CL 1 PR SER '23' TD Securities Inc. (#007) Oddlot 7/10/2017 MFM MARIFIL MINES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 MFR.UN MANULIFE FLOATING RATE SENIOR LOAN FUND A UN TD Securities Inc. (#007) Oddlot 7/10/2017 MFS MEDIFOCUS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MFT MACKENZIE FLOATING RATE INCOME ETF SER E UN TD Securities Inc. (#007) Oddlot 7/10/2017 MFX MINFOCUS EXPLORATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MGB MACKENZIE CORE +GLBL FIXED INCM ETF SR 'E' UN TD Securities Inc. (#007) Oddlot 7/10/2017 MGG MINAURUM GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MGI MAGNUM GOLDCORP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MGM MAPLE GOLD MINES LTD. TD Securities Inc. (#007) Oddlot 11/1/2017 MGM.WT MAPLE GOLD MINES LTD. WTS. TD Securities Inc. (#007) Oddlot 11/1/2017 MGW MAPLE LEAF GREEN WORLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MHI MINERAL HILL INDUSTRIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MIA.P MIRA IX ACQUISITION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MID.UN MINT INCOME FUND TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 MIF.UN MARQUEST CANADIAN EQUITY INCOME FUND TRANS UN TD Securities Inc. (#007) Oddlot 7/10/2017 MIN EXCELSIOR MINING CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 MINE INOMIN MINES INC TD Securities Inc. (#007) Oddlot 7/10/2017 MINT MANULIFE MULTIFACTR DEV INT'L INDX ETF HEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 MINT.B MANULIFE MULTIFACTR DEV INTL IDX ETF UNHEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 MIO MINDORO RESOURCES LTD TD Securities Inc. (#007) Oddlot 7/10/2017 MIR MEDMIRA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MIT THE MINT CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 MIX MICREX DEVELOPMENT CORP TD Securities Inc. (#007) Oddlot 7/10/2017 MJC.P MJ OPPORTUNITY CORP TD Securities Inc. (#007) Oddlot 11/1/2017 MJS MAJESTIC GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MKA MKANGO RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MKB MACKENZIE CORE +CDN FIXED INCM ETF SER 'E' UN TD Securities Inc. (#007) Oddlot 7/10/2017 MKC MACKENZIE MAX DIVERS CANADA INDEX ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 MKR MELKIOR RESOURCES INC TD Securities Inc. (#007) Oddlot 7/10/2017

Page 41 of 66 Symbol Company Market Maker Market Maker Type Effective Date MKT DEEPMARKIT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MKZ.UN MACKENZIE MASTER LIMITED PARTNERSHIP UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ML MILLENNIAL LITHIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MLD.UN MONEDA LATAM CORPORATE BOND FUND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 MLG ML GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MLM MILLSTREAM MINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MLN MARLIN GOLD MINING LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MLR MELIOR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MLY AMERICAN CUMO MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 MMA MIDNIGHT SUN MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MMG METALLIC MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MMM MINCO GOLD CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 MMN MONARCA MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MMO MOUNT DAKOTA ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MMP.UN PRECIOUS METALS AND MINING TRUST TRANSFER UN TD Securities Inc. (#007) Oddlot 7/10/2017 MMS MACARTHUR MINERALS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 MMV MINERAL MOUNTAIN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MMX MAVERIX METALS INC TD Securities Inc. (#007) Oddlot 7/10/2017 MMY MONUMENT MINING LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 MN MANGANESE X ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MNO MERIDIAN MINING SOCIETAS EUROPEA TD Securities Inc. (#007) Oddlot 7/10/2017 MNR MASON RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MNS ROYAL CANADIAN MINT-CDN SILVER RESERVES ETR TD Securities Inc. (#007) Oddlot 7/10/2017 MNS.U ROYAL CANADIAN MINT-CDN SILVR RESERVES ETR US TD Securities Inc. (#007) Oddlot 7/10/2017 MNT ROYAL CDN MINT-CDN GLD RESERVES EXCHG-TRD REC TD Securities Inc. (#007) Oddlot 7/10/2017 MNT.U ROYAL CDN MINT-CDN GLD RESRV EXCH-TRD REC USF TD Securities Inc. (#007) Oddlot 7/10/2017 MNX MANITEX CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MNY MONTAN MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MOGO FINANCE TECHNOLOGY INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 MOI MINCOM CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MOL MOLORI ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MON MONTERO MINING AND EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MOO MOONCOR OIL & GAS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MOON BLUE MOON ZINC CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MOX MORIEN RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MOZ MARATHON GOLD CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 MPC MADISON PACIFIC PROPERTIES INC. CL 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 MPC.C MADISON PACIFIC PROPERTIES INC. CL 'C' NV TD Securities Inc. (#007) Oddlot 7/10/2017 MPH MEDICURE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MPT MIDPOINT HOLDINGS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MQI.UN MACQUARIE GLOBAL INFRASTRUCTURE INCOME FND UN TD Securities Inc. (#007) Oddlot 7/10/2017 MQR MONARQUES GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 MQR.WT.AMONARQUES GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 MQX MARQUEE ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MR.UN MELCOR REAL ESTATE INVESTMENT TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 MRD MELCOR DEVELOPMENTS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MRG.UN MORGUARD NORTH AMERICAN RESIDENTIAL REIT UN TD Securities Inc. (#007) Oddlot 7/10/2017 MRL MARGAUX RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MRO MILLROCK RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MRS MISSION READY SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MRZ MIRASOL RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MSA MESA EXPLORATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MSP MINAEAN SP CONSTRUCTION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MSR MINSUD RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MSV MINCO SILVER CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 MTB MOUNTAIN BOY MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MTC METALCORP LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 MTH MAMMOTH RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 42 of 66 Symbol Company Market Maker Market Maker Type Effective Date MTO METANOR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MTS METALLIS RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MTT MAGNA TERRA MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MTU MANITOU GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MTX METALEX VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MTZ MONTANA EXPLORATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MUB MACKENZIE UNCONSTRAINED BOND ETF CL 'E' UN TD Securities Inc. (#007) Oddlot 7/10/2017 MUL.P MERCAL CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MULC MANULIFE MULTIFACTR US LARGE CAP IDX ETF HEGD TD Securities Inc. (#007) Oddlot 7/10/2017 MULC.B MANULIFE MULTIFACTR US LARGE CAP IDX ETF UNHG TD Securities Inc. (#007) Oddlot 7/10/2017 MUM MUSTANG MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MUMC MANULIFE MULTIFACTR US MID CAP IDX ETF HEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 MUMC.B MANULIFE MULTIFACTR US MID CAP INDX ETF UNHEG TD Securities Inc. (#007) Oddlot 7/10/2017 MUN MUNDORO CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MUS MACKENZIE MAXIMUM DIVERS US INDEX ETF CL E UN TD Securities Inc. (#007) Oddlot 7/10/2017 MVI MONITOR VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MVM MILLENMIN VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MVN MADALENA ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MVP MEDIAVALET INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MVY MOOVLY MEDIA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MWD MACKENZIE MAXIMUM DIVER ALL WRLD DEV ETF E UN TD Securities Inc. (#007) Oddlot 7/10/2017 MWI.UN MAPLEWOOD INTERNATIONAL REIT TD Securities Inc. (#007) Oddlot 7/10/2017 MWX MINEWORX TECHNOLOGIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 MXG MAXIM POWER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MXL MX GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MXR MAX RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 MXX MATRRIX ENERGY TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MYA MAYA GOLD & SILVER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MZI MEZZI HOLDINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 MZZ VAL-D'OR MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NA.PR.A NATIONAL BANK OF CANADA 5-YR 1ST PR SER '36' TD Securities Inc. (#007) Oddlot 7/10/2017 NA.PR.C NATIONAL BANK OF CANADA PR SERIES 38 TD Securities Inc. (#007) Oddlot 7/10/2017 NA.PR.S NATIONAL BANK OF CANADA 5-YR 1ST PR SER '30' TD Securities Inc. (#007) Oddlot 7/10/2017 NA.PR.W NATIONAL BANK OF CANADA 1ST PR SERIES '32' TD Securities Inc. (#007) Oddlot 7/10/2017 NA.PR.X NATIONAL BANK OF CANADA 5-YR 1ST PR SER '34' TD Securities Inc. (#007) Oddlot 7/10/2017 NAC NATIONAL ACCESS CANNABIS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NAF.UN GLOBAL CAPITAL SECURITIES TRUST CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 NAM NEW AGE METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NAN NORTH AMERICAN NICKEL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NAP NAPIER VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NAR NORTH ARROW MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NBL.P NOBELIUM TECH CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NBR NUBIAN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NBU NEBU RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NBY NIOBAY METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NCC.A NEWFOUNDLAND CAPITAL CORP. LTD. CL 'A' SV TD Securities Inc. (#007) Oddlot 7/10/2017 NCC.B NEWFOUNDLAND CAPITAL CORP. LTD. CL 'B' MV TD Securities Inc. (#007) Oddlot 7/10/2017 NCD.UN FIRST ASSET NTH AMERICAN CONVERTIBLES FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 NCF NORTHCLIFF RESOURCES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 NCI NTG CLARITY NETWORKS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NCL.P NURCAPITAL CORPORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NCU NEVADA COPPER CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 NCX NORTHISLE COPPER AND GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NDM.WT.ANORTHERN DYNASTY MINERALS LTD. J WT A TD Securities Inc. (#007) Oddlot 7/10/2017 NDM.WT.BNORTHERN DYNASTY MINERALS LTD. J WT B TD Securities Inc. (#007) Oddlot 7/10/2017 NDR NEW DIMENSION RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NED NEW DESTINY MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NEDL.P THE NEEDLE CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 43 of 66 Symbol Company Market Maker Market Maker Type Effective Date NEE NORTHERN VERTEX MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NEM NEW ERA MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NER NEWMAC RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NET NETWORK EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NEV NEVADA SUNRISE GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NEW.A NEWGROWTH CORPORATION CL 'A' CAPITAL SHARES TD Securities Inc. (#007) Oddlot 7/10/2017 NEW.PR.D NEWGROWTH CORP. CL 'B' PR SERIES 3 TD Securities Inc. (#007) Oddlot 7/10/2017 NEXA NEXA RESOURNCES S.A. TD Securities Inc. (#007) Oddlot 11/1/2017 NEXT NEXTSOURCE MATERIALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NFD.A NORTHFIELD CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NGC NORTHERN GRAPHITE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NGE NEVADA EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NGI.UN NDX GROWTH & INCOME FUND CLASS 'A' UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 NGQ NGEX RESOURCES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 NGZ NRG METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NHK NIGHTHAWK GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NIC PURE NICKEL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NIF.UN NORANDA INCOME FUND CL 'A' PRIORITY UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 NIK NIKOS EXPLORATIONS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NIM NICOLA MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NINE DELTA 9 CANNABIS INC TD Securities Inc. (#007) Oddlot 11/1/2017 NIO NIOCAN INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NIP NIPPON DRAGON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NIR NOBLE IRON INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NKW NAIKUN WIND ENERGY GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NL NORTHERN LION GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NLC NEO LITHIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NLH NOVA LEAP HEALTH CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NM NORTHERN EMPIRE RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NMG NOBLE METAL GROUP INCORPORATED TD Securities Inc. (#007) Oddlot 7/10/2017 NMX.WT NEMASKA LITHIUM INC. WT TD Securities Inc. (#007) Oddlot 7/10/2017 NNA NEW NADINA EXPLORATIONS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 NNN NICKEL ONE RESOURCES TD Securities Inc. (#007) Oddlot 7/10/2017 NNO NANO ONE MATERIALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NNP NEWNORTH PROJECTS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NNX NICKEL NORTH EXPLORATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NOB NOBLE MINERAL EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NOT NORONT RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NOU NOUVEAU MONDE GRAPHITE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NPA ALPHINAT INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NPC NAPEC INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 NPF.UN NORTH AMERICAN PREFERRED SHARE FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 NPI.PR.A NORTHLAND POWER INC. SERIES '1' PR TD Securities Inc. (#007) Oddlot 7/10/2017 NPI.PR.B NORTHLAND POWER INC. FLTG RATE SERIES '2' PR TD Securities Inc. (#007) Oddlot 7/10/2017 NPI.PR.C NORTHLAND POWER INC. CUMLTV RST SERIES 3 PR TD Securities Inc. (#007) Oddlot 7/10/2017 NPK VERDE AGRITECH PLC ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 NPS NORTHERN POWER SYSTEMS CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 NQE NQ EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NRE NAMIBIA RARE EARTHS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 NRG NEWRANGE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NRGY.UN SPROTT ENERGY OPPORTUNITIES TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 NRI NUVO PHARMACEUTICALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NRM NORAM VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NRN NORTHERN SHIELD RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NSE NEW STRATUS ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NSP NATURALLY SPLENDID ENTERPRISES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NSX NSGOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NTE NETWORK MEDIA GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 44 of 66 Symbol Company Market Maker Market Maker Type Effective Date NTQ NOVATEQNI CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NTS NANOTECH SECURITY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NTY 92 RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NU NEUTRISCI INTERNATIONAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NUAG NEW PACIFIC METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NUG NULEGACY GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NUK NORTH SEA ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NUS NAUTILUS MINERALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 NVCN NEOVASC INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 NVH NOVOHEART HOLDINGS INC. TD Securities Inc. (#007) Oddlot 11/1/2017 NVI NOVRA TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NVM NEVADA CLEAN MAGNESIUM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NVO NOVO RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NVT NORTEC MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NVV NORVISTA CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NVX NV GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NVY NAVY RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NW NEW WORLD RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NWE NEW WEST ENERGY SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NWX NEWPORT EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NXC NEXC PARTNERS CORP. CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 NXF.B FIRST ASSET ENGY GIANTS COVD CAL ETF UNHEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 NXG NEXGENRX INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NXJ NEXJ SYSTEMS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 NXN NXGOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 NXO NEXOPTIC TECHNOLOGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NXR.UN NEXUS REAL ESTATE INVESTMENT TRUST TD Securities Inc. (#007) Oddlot 7/10/2017 NXS NEXUS GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NXT NATCORE TECHNOLOGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 NYX.WT NYX GAMING GROUP LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 NZ NEW ZEALAND ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 NZN NEVADA ZINC CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 NZP CHATHAM ROCK PHOSPHATE LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 NZZ NITINAT MINERALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 OCN OCEANUS RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 OCO OROCO RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 OCS.UN OCP CREDIT STRATEGY FUND TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 OEC ORACLE ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 OEE MEMEX INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OEG ONENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OGD ORBIT GARANT DRILLING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OGI.WT ORGANIGRAM HOLDINGS WT 02DEC2017 TD Securities Inc. (#007) Oddlot 7/10/2017 OGO ORGANTO FOODS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OIC ONECAP INVESTMENT CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 OK OK2 MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 OLA ORLA MINING LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 OLV OLIVUT RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 OLY OLYMPIA FINANCIAL GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OM OSISKO METALS INCORPORATED TD Securities Inc. (#007) Oddlot 7/10/2017 OMI OROSUR MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OML OMNI-LITE INDUSTRIES CANADA INC TD Securities Inc. (#007) Oddlot 7/10/2017 OMM OMINECA MINING AND METALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ONC.WT ONCOLYTICS BIOTECH INC. WTS. TD Securities Inc. (#007) Oddlot 7/10/2017 ONE 01 COMMUNIQUE LABORATORY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ONG BOW ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ONV ORONOVA ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OOO OTIS GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 OOR OPUS ONE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 45 of 66 Symbol Company Market Maker Market Maker Type Effective Date OPS OPSENS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 OPW OPAWICA EXPLORATIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OR.WT OSISKO GOLD ROYALTIES LTD. WT TD Securities Inc. (#007) Oddlot 7/10/2017 OR.WT.A OSISKO GOLD ROYALTIES LTD. WT A TD Securities Inc. (#007) Oddlot 7/10/2017 ORA AURA MINERALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 ORC.A ORCA EXPLORATION GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ORC.B ORCA EXPLORATION GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ORE OREZONE GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 ORG ORCA GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ORL OROCOBRE LIMITED ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 ORM ORFORD MINING CORPORATION TD Securities Inc. (#007) Oddlot 11/1/2017 ORO NEW OROPERU RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ORR OROFINO MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ORS ORESTONE MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ORV ORVANA MINERALS CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 ORX OREFINDERS RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OS OSPREY GOLD DEVELOPMENT LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 OSF.UN OIL SANDS SECTOR FUND TRANSFERABLE UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 OSK.WT OSISKO MINING INC. J WT TD Securities Inc. (#007) Oddlot 7/10/2017 OSL.UN OCP SENIOR CREDIT FUND TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 OSP.PR.A BROMPTON OIL SPLIT CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 OSS ONESOFT SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OSU ORSU METALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 OVO.P OV2 INVESTMENT 1 INC. TD Securities Inc. (#007) Oddlot 11/1/2017 OVT OCULUS VISIONTECH INC. TD Securities Inc. (#007) Oddlot 7/10/2017 OXC ORYX PETROLEUM CORP. LIMITED J TD Securities Inc. (#007) Oddlot 7/10/2017 OY OYSTER OIL AND GAS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 OYL CGX ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 P.WT.C PRIMERO MINING CORPORATION WT TD Securities Inc. (#007) Oddlot 7/10/2017 PA PALAMINA CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PAC PACTON GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PAD PAN ANDEAN MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PAL PARALLEL MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PAM POWER AMERICAS MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PAN PANGOLIN DIAMONDS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PAR.UN PARTNERS REAL ESTATE INVESTMENT TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 PAS PASCAL BIOSCIENCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PAT PATRIOT ONE TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PAT.WT PATRIOT ONE TECHNOLOGIES INC. WTS. TD Securities Inc. (#007) Oddlot 11/1/2017 PATH COUNTERPATH CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 PAY POSERA LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 PBD PURPOSE TOTAL RETURN BOND FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017 PBI PURPOSE BEST IDEAS FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017 PBI.B PURPOSE BEST IDEAS FND ETF NON-CURRENCY HEDGD TD Securities Inc. (#007) Oddlot 7/10/2017 PBM PACIFIC BAY MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PBR PARA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PBS PACGEN LIFE SCIENCE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PBY.UN CANSO CREDIT INCOME FUND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 PCD.UN PATHFINDER INCOME FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 PCF.U ENERGY CREDIT OPPORTUNITIES INCOME FND U UN TD Securities Inc. (#007) Oddlot 7/10/2017 PCF.UN ENERGY CREDIT OPPORTUNITIES INCOME FND A UN TD Securities Inc. (#007) Oddlot 7/10/2017 PCI PERLITE CANADA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PCO PHOENIX CANADA OIL COMPANY LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 PCQ PETROLYMPIC LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PCR PINECREST RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PCY PROPHECY DEVELOPMENT CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 PDC POWERSHARES CANADIAN DIV INDEX ETF TRNSFR UN TD Securities Inc. (#007) Oddlot 7/10/2017 PDF PURPOSE CORE DIVIDEND FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017

Page 46 of 66 Symbol Company Market Maker Market Maker Type Effective Date PDP PEDIAPHARM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PDQ PETRODORADO ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PDV PRIME DIVIDEND CORP. CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 PDV.PR.A PRIME DIVIDEND CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 PE PURE ENERGY MINERALS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 PEA PIERIDAE ENERGY LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 PEEK PEEKS SOCIAL LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PEGI PATTERN ENERGY GROUP INC. CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 PEH PRIMELINE ENERGY HOLDINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PEO PEOPLE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PET PEAT RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 PEU PURPOSE ENHANCED US EQUITY FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017 PEU.B PURPOSE ENHNCD US EQTY FND ETF NN-CUR HEG ETF TD Securities Inc. (#007) Oddlot 7/10/2017 PEX PACIFIC RIDGE EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PFB PFB CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PFC PETROFRONTIER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PFD.U LTD DURATN INVEST GRD PR SEC FND CL U UN USF TD Securities Inc. (#007) Oddlot 7/10/2017 PFD.UN LIMITED DURATN INVEST GRADE PREF SEC FND A UN TD Securities Inc. (#007) Oddlot 7/10/2017 PFH.F POWERSHRS FUNDMNTL HI YLD CORP BOND ETF CA$HG TD Securities Inc. (#007) Oddlot 7/10/2017 PFL POWERSHARES 1-3YR LAD FLTG RTE NT INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PFM PRONTOFORMS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PFT.UN CANADIAN PREFERRED SHARE TRUST CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 PFU.UN INVESTMENT GRADE MNGD DURATN INCM FND CL T UN TD Securities Inc. (#007) Oddlot 7/10/2017 PGC PLATO GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PGE GROUP TEN METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PGI.UN PIMCO GLOBAL INCOME OPPORTUNITIES FND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 PGL POWERSHARES ULTRA LIQ LT GOVT BND INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PGLC PERSHING GOLD CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 PGM PURE GOLD MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PGV PRODIGY VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PGX PROSPER GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PGZ PAN GLOBAL RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PHD PROVIDENCE GOLD MINES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PHE PURPOSE TACTICAL HEDGED EQUITY FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017 PHE.B PURPOSE TACTICAL HEDGED EQTY FUND ETF NON-CUR TD Securities Inc. (#007) Oddlot 7/10/2017 PHI PHILIPPINE METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PHM PATIENT HOME MONITORING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PHO PHOTON CONTROL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PHR PURPOSE DURATION HEDGED REAL ESTATE FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017 PHW PURPOSE INTL TACTICAL HEDGED EQUITY FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017 PHYS.U SPROTT PHYSICAL GOLD TRUST TRANSFER UNITS USF TD Securities Inc. (#007) Oddlot 7/10/2017 PIC.A PREMIUM INCOME CORPORATION CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 PIC.PR.A PREMIUM INCOME CORPORATION PR TD Securities Inc. (#007) Oddlot 7/10/2017 PID PURPOSE INTERNATIONAL DIVIDEND FUND ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PIN PURPOSE MONTHLY INCOME FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017 PJT PARTNER JET CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PJX PJX RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PKT PARKIT ENTERPRISE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PLA PLATA LATINA MINERALS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PLC PARK LAWN CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PLU PLATEAU URANIUM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PLX POINT LOMA RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PLY PLAYFAIR MINING LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PLZ.UN PLAZA RETAIL REIT TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 PMA PETROMAROC CORPORATION PLC TD Securities Inc. (#007) Oddlot 7/10/2017 PMB.UN PICTON MAHONEY TACTICAL INCOME FUND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 PME SENTRY SELECT PRIMARY METALS CORP. CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 PMIF PIMCO MONTHLY INCOME FUND TD Securities Inc. (#007) Oddlot 11/1/2017

Page 47 of 66 Symbol Company Market Maker Market Maker Type Effective Date PML PANORO MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 PMM PURPOSE MULTI-STRATEGY MKT NEUTRAL FND ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PMN PROMIS NEUROSCIENCES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 PMR PRIME MERIDIAN RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PMX PROAM EXPLORATIONS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PNC.A POSTMEDIA NETWORK CDA CORP. CL C VOTING J TD Securities Inc. (#007) Oddlot 7/10/2017 PNC.B POSTMEDIA NETWORK CDA CORP. CLASS NC VV J TD Securities Inc. (#007) Oddlot 7/10/2017 PNG KRAKEN ROBOTICS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PNN PENNINE PETROLEUM CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PNO PENTANOVA ENERGY CORP TD Securities Inc. (#007) Oddlot 7/10/2017 PNO.WT PENTANOVA ENERGY CORP. WTS. TD Securities Inc. (#007) Oddlot 11/1/2017 PNP PINETREE CAPITAL LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 POC PACIFIC IRON ORE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 POE PAN ORIENT ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 POG PERISSON PETROLEUM CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 POOL POOL SAFE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 POR PORTOFINO RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 POW.PR.A POWER CORPORATION OF CANADA 5.60% SER 'A' PR TD Securities Inc. (#007) Oddlot 7/10/2017 POW.PR.B POWER CORPORATION OF CANADA 5.35% SER 'B' PR TD Securities Inc. (#007) Oddlot 7/10/2017 POW.PR.C POWER CORPORATION OF CANADA 5.80% SER 'C' PR TD Securities Inc. (#007) Oddlot 7/10/2017 POW.PR.D POWER CORPORATION OF CANADA 5.00% SER 'D' PR TD Securities Inc. (#007) Oddlot 7/10/2017 POW.PR.E POWER CORPORATION OF CANADA PARTICIPATING PR TD Securities Inc. (#007) Oddlot 7/10/2017 POW.PR.F POWER CORPORATION OF CDA 1ST PR 1986 SERIES TD Securities Inc. (#007) Oddlot 7/10/2017 POW.PR.G POWER CORPORATION OF CANADA 5.60% SER 'G' PR TD Securities Inc. (#007) Oddlot 7/10/2017 PP PACIFIC POTASH CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PPK PROSPECT PARK CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PPL.PR.A PEMBINA PIPELINE CORPORATION CL 'A' PR SER 1 TD Securities Inc. (#007) Oddlot 7/10/2017 PPL.PR.C PEMBINA PIPELINE CORPORATION CL 'A' PR SER 3 TD Securities Inc. (#007) Oddlot 7/10/2017 PPL.PR.E PEMBINA PIPELINE CORPORATION CL 'A' PR SER 5 TD Securities Inc. (#007) Oddlot 7/10/2017 PPL.PR.G PEMBINA PIPELINE CORPORATION CL 'A' PR SER 7 TD Securities Inc. (#007) Oddlot 7/10/2017 PPL.PR.I PEMBINA PIPELINE CORPORATION CL 'A' PR SER 9 TD Securities Inc. (#007) Oddlot 7/10/2017 PPL.PR.K PEMBINA PIPELINE CORPORATION CL 'A' PR SER 11 TD Securities Inc. (#007) Oddlot 7/10/2017 PPL.PR.M PEMBINA PIPELINE CORPORATION CL 'A' PR SER 13 TD Securities Inc. (#007) Oddlot 7/10/2017 PPL.PR.O PEMBINA PIPELINE CORPORATION A SER 15 TD Securities Inc. (#007) Oddlot 11/1/2017 PPL.PR.Q PEMBINA PIPELINE CORPORATION A 17 TD Securities Inc. (#007) Oddlot 11/1/2017 PPL.PR.S PEMBINA PIPELINE CORPORATION A 19 TD Securities Inc. (#007) Oddlot 11/1/2017 PPM PACIFIC IMPERIAL MINES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PPP PARLANE RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PPR PRAIRIE PROVIDENT RESOURCES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 PPR.WT PRAIRIE PROVIDENT RESOURCES INC. WT J TD Securities Inc. (#007) Oddlot 7/10/2017 PPS POWERSHARES CANADIAN PREF SHARE INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PPX PPX MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PQE PETROTEG ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PR LYSANDER-SLATER PREFERRED SHARE ACTIVETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PRA PURPOSE DIVERSIFIED REAL ASSET FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017 PRB PROBE METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PRF.UN PINEBRIDGE INVEST GRADE PREFERRED SEC FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 PRG PRECIPITATE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PRH PEARL RIVER HOLDINGS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 PRK POTASH RIDGE CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 PRN PROFOUND MEDICAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PROS PROSMART ENTERPRISES INC TD Securities Inc. (#007) Oddlot 7/10/2017 PRP PURPOSE CONSERVATIVE INCOME FUND ETF SHARES TD Securities Inc. (#007) Oddlot 7/10/2017 PRQ PETRUS RESOURCES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 PRS PRISM RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PRV.UN PRO REAL ESTATE INVESTMENT TRUST TD Securities Inc. (#007) Oddlot 7/10/2017 PRZ PRIZE MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PSB POWERSHR 1-5YR LDR INVGRD CORP BND IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017

Page 48 of 66 Symbol Company Market Maker Market Maker Type Effective Date PSC.P PERCY STREET CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PSD PULSE SEISMIC INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PSH PETROSHALE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PSL PROSPERO SILVER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PSLV.U SPROTT PHYSICAL SILVER TRUST TRANSFR USF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PSQ.P P SQUARED RENEWABLES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PST PISTOL BAY MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PSU.U PURPOSE US CASH ETF U.S.F. UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 PSY POWERSHARES GLOBAL SHAREHOLDER YLD ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 PSY.U POWERSHARES GLOBAL SHAREHOLDER YLD ETF UN USD TD Securities Inc. (#007) Oddlot 7/10/2017 PTB POWERSHARES TACTICAL BOND ETF TRANS UN TD Securities Inc. (#007) Oddlot 7/10/2017 PTC PETROX RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PTE PIONEERING TECHNOLOGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PTF PENDER GROWTH FUND INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PTG PIVOT TECHNOLOGY SOLUTIONS, INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 PTK POET TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PTP PETRICHOR ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PTS POINTS INTERNATIONAL LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 PTU PUREPOINT URANIUM GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PUB.UN U.S. BANKS INCOME & GROWTH FUND CL 'T' UN TD Securities Inc. (#007) Oddlot 7/10/2017 PUC PANCONTINENTAL GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 PUD.B PURPOSE US DIVIDEND FUND ETF NON-CUR HEDGD UN TD Securities Inc. (#007) Oddlot 7/10/2017 PUL PULSE OIL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PUM PUMA EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PUR PURE TECHNOLOGIES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 PVF.PR.U PARTNERS VALUE INVESTMENTS LP TD Securities Inc. (#007) Oddlot 7/10/2017 PVF.UN PARTNERS VALUE INVESTMENTS LP TD Securities Inc. (#007) Oddlot 7/10/2017 PVF.WT PARTNERS VALUE INVESTMENTS LP TD Securities Inc. (#007) Oddlot 7/10/2017 PVS.PR.B PARTNERS VALUE SPLIT CORP. CL 'AA' SER 3 PR TD Securities Inc. (#007) Oddlot 7/10/2017 PVS.PR.C PARTNERS VALUE SPLIT CORP. CL 'AA' SER 5 PR TD Securities Inc. (#007) Oddlot 7/10/2017 PVS.PR.D PARTNERS VALUE SPLIT CORP. CL 'AA' SER 6 PR TD Securities Inc. (#007) Oddlot 7/10/2017 PVS.PR.E PARTNERS VALUE SPLIT CORP. CL 'AA' SER 7 PR TD Securities Inc. (#007) Oddlot 7/10/2017 PVS.PR.F PARTNERS VALUE SPLIT CORP. AA PR SERIES 8 TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.A POWER FINANCIAL CORP. SER A FLTG RATE 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.E POWER FINANCIAL CORP. SERIES 'D' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.F POWER FINANCIAL CORP. 5.25% SERIES 'E' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.G POWER FINANCIAL CORP. 5.90% SERIES 'F' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.H POWER FINANCIAL CORP. 5.75% SERIES 'H' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.I POWER FINANCIAL CORP. 6% SERIES 'I' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.K POWER FINANCIAL CORP. 4.95% SERIES 'K' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.L POWER FINANCIAL CORP. 5.10% SERIES 'L' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.O POWER FINANCIAL CORP. 5.80% SERIES 'O' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.P POWER FINANCIAL CORP. 4.40% SERIES 'P' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.Q POWER FINANCIAL CORP. FLTG RT SER 'Q' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.R POWER FINANCIAL CORP. 5.50% SERIES 'R' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.S POWER FINANCIAL CORP. 4.80% SERIES 'S' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.T POWER FINANCIAL CORP. 4.20% SERIES 'T' 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 PWF.PR.Z POWER FINANCIAL CORPORATION PR SER V TD Securities Inc. (#007) Oddlot 7/10/2017 PWM POWER METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PX PELANGIO EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PXA PHOENIX GOLD RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PXG POWERSHARES FTSE RAFI GLBL+FNDMNTL IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PXG.U POWERSHARES FTSE RAFI GLBL+FDMNTL IDX ETF USF TD Securities Inc. (#007) Oddlot 7/10/2017 PXI PLANET VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PXS POWERSHARES FTSE RAFI US FNDMNTL IDX ETF 2 CA TD Securities Inc. (#007) Oddlot 7/10/2017 PXS.U POWERSHARES FTSE RAFI US FUNDMNTL ETF II USF TD Securities Inc. (#007) Oddlot 7/10/2017 PYD POYDRAS GAMING FINANCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PYF PURPOSE PREMIUM YIELD FUND ETF TD Securities Inc. (#007) Oddlot 7/10/2017

Page 49 of 66 Symbol Company Market Maker Market Maker Type Effective Date PYR PYROGENESIS CANADA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 PZA PIZZA PIZZA ROYALTY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 PZC POWERSHR FTSE RAFI CDN SML-MD FUND IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PZW POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 PZW.U POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF US TD Securities Inc. (#007) Oddlot 7/10/2017 Q.A QUESTFIRE ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 QBR.A QUEBECOR INC. CL 'A' MV TD Securities Inc. (#007) Oddlot 7/10/2017 QCD AGFIQ ENHANCED CORE CANADIAN EQUITY ETF TD Securities Inc. (#007) Oddlot 7/10/2017 QCP QUESTRADE FIXED INCOME CORE PLUS ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 QEC QUESTERRE ENERGY CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 QEM AGFIQ ENHANCED CORE EMERGING MARKETS EQUITY ETF TD Securities Inc. (#007) Oddlot 7/10/2017 QGE QUESTRADE GLOBAL TOTAL EQUITY ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 QGL AGFIQ GLOBAL EQUITY ROTATION ETF TD Securities Inc. (#007) Oddlot 7/10/2017 QGR Q-GOLD RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 QI Q INVESTMENTS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 QIC QUANTUM INTERNATIONAL INCOME CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 QIE AGFIQ ENHANCED CORE INTERNATIONAL EQUITY ETF TD Securities Inc. (#007) Oddlot 7/10/2017 QIS QUORUM INFORMATION TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 QIT QUINTO RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 QMA AGFIQ MULTIASSET ALLOCATION ETF TD Securities Inc. (#007) Oddlot 7/10/2017 QMC QMC QUANTUM MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 QMG QUESTRADE RUSSL US MDCP GROWTH IDX ETF HG-CAD TD Securities Inc. (#007) Oddlot 7/10/2017 QMV QUESTRADE RUSSELL US MDCP VAL IDX ETF HG-CAD TD Securities Inc. (#007) Oddlot 7/10/2017 QMX QMX GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 QMY AGFIQ MULTIASSET INCOME ALLOCATION ETF TD Securities Inc. (#007) Oddlot 7/10/2017 QNC QUANTUM NUMBERS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 QPT QUEST PHARMATECH INC. TD Securities Inc. (#007) Oddlot 7/10/2017 QQ QUIZAM MEDIA CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 QRD QUESTRDE RUS 1000EW USCNSMR DSCR IDX ETF C-HG TD Securities Inc. (#007) Oddlot 7/10/2017 QRI QUESTRADE RUS1000EW US INDUSTR IDX ETF CAHEG TD Securities Inc. (#007) Oddlot 7/10/2017 QRO QUADRO RESOURCES LTD. TD Securities Inc. (#007) Oddlot 11/1/2017 QRT QUESTRADE RUS 1000 EW US TECH IDX ETF CA-HG TD Securities Inc. (#007) Oddlot 7/10/2017 QSP.UN RESTAURANT BRANDS INTERNATIONAL LP EXCHNG UN TD Securities Inc. (#007) Oddlot 7/10/2017 QST QUESTOR TECHNOLOGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 QTA QUATERRA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 QUS AGFIQ ENHANCED CORE US EQUITY ETF TD Securities Inc. (#007) Oddlot 7/10/2017 QYOU QYOU MEDIA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 QZM QUARTZ MOUNTAIN RESOURCES LTD TD Securities Inc. (#007) Oddlot 7/10/2017 R RED EAGLE MINING CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 R.WT RED EAGLE MINING CORPORATION WTS. TD Securities Inc. (#007) Oddlot 7/10/2017 RAB RAMBLER METALS AND MINING PLC TD Securities Inc. (#007) Oddlot 7/10/2017 RAI.UN REAL ASSET INCOME AND GROWTH FUND CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 RAK RACKLA METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RAP.P NEW GLOBAL ACREAGE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RAV.UN RAVENSOURCE FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 RAY.A STINGRAY DIGITAL GROUP INC. SV TD Securities Inc. (#007) Oddlot 7/10/2017 RAY.B STINGRAY DIGITAL GROUP INC. VARIABLE SV TD Securities Inc. (#007) Oddlot 7/10/2017 RBDI RBC BLUEBAY GLOBAL DIVERSIFIED INCOME CAD HEDGED ETFTD Securities Inc. (#007) Oddlot 11/1/2017 RBE ROCKBRIDGE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RBL.P REBEL CAPITAL INC TD Securities Inc. (#007) Oddlot 11/1/2017 RBN.UN BLUE RIBBON INCOME FUND TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 RBNK RBC CANADIAN BANK YIELD INDEX ETF TD Securities Inc. (#007) Oddlot 11/1/2017 RBO RBC 1-5 YR LADDERED CORPORATE BOND ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 RBP.UN JUNE 2021 INVESTMENT GRADE BND POOL CL 'T' UN TD Securities Inc. (#007) Oddlot 7/10/2017 RBX ROBEX RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RCE RBC QUANT CANADIAN EQUITY LEADERS ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RCG RESOURCE CAPITAL GOLD CORP TD Securities Inc. (#007) Oddlot 7/10/2017 RCI.A ROGERS COMMUNICATIONS INC. CL 'A' TD Securities Inc. (#007) Oddlot 7/10/2017

Page 50 of 66 Symbol Company Market Maker Market Maker Type Effective Date RCK ROCK TECH LITHIUM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RCLF ROCKCLIFF METALS CORPORATION TD Securities Inc. (#007) Oddlot 11/1/2017 RCO.UN MIDDLEFIELD CAN-GLOBAL REIT INCOME FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 RCT ROCHESTER RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RDK REDHAWK RESOURCES, INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 RDL REDLINE COMMUNICATIONS GROUP INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 RDS RADISSON MINING RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RDU RADIUS GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 REAL REAL MATTERS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 REG REGULUS RESOURCES INC TD Securities Inc. (#007) Oddlot 7/10/2017 REIT POWERSHARES S&P/TSX REIT INCOME INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 REKO REKO INTERNATIONAL GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 REL ROUGHRIDER EXPLORATION LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 REN RENAISSANCE GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 REO RESERVOIR CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 REQ.P REVELSTOKE EQUITY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RER REMO RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RET REITMAN'S (CANADA) LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 REW REWARDSTREAM SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 REX OREX MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 REZ REDZONE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RFC RIFCO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RG ROMIOS GOLD RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RGC REDSTAR GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RGD REUNION GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 RGI RECO INTERNATIONAL GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RGM REMINGTON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RGRE RBC QUANT GLOBAL REAL ESTATE LEADERS ETF TD Securities Inc. (#007) Oddlot 7/10/2017 RGRE.U RBC QUANT GLOBAL REAL ESTATE LEADERS ETF USD TD Securities Inc. (#007) Oddlot 7/10/2017 RGX ARGEX TITANIUM INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 RHA ANNIDIS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 RHC RHC CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 RHT RELIQ HEALTH TECHNOLOGIES TD Securities Inc. (#007) Oddlot 7/10/2017 RIB.UN RIDGEWOOD CDN INVESTMENT GRADE BOND FND TR UN TD Securities Inc. (#007) Oddlot 7/10/2017 RID RBC QUANT EAFE DIVIDEND LEADERS ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RID.U RBC QUANT EAFE DIVIDEND LEADERS ETF USD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RIDH RBC QUANT EAFE DIV LEADERS(CAD HEDGED) ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 RIE RBC QUANT EAFE EQUITY LEADERS ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RIE.U RBC QUANT EAFE EQUITY LEADERS ETF USD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RIEH RBC QUANT EAFE EQTY LEADR(CAD-HEG)ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RIG RBC QUANT GLOBAL INFRASTRUCTURE LEADERS CA UN TD Securities Inc. (#007) Oddlot 7/10/2017 RIG.U RBC QUANT GLOBAL INFRASTRUCTR LEADR US ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 RIGP.UN CDN INVESTMENT GRADE PREF SHR FND P2L CL T UN TD Securities Inc. (#007) Oddlot 7/10/2017 RII.K RICHCO INVESTORS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RIN RESINCO CAPITAL PARTNERS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RIO RIO2 LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 RIR RAINMAKER RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RJX.A RJK EXPLORATIONS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RK ROCKHAVEN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RKR ROKMASTER RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RLB RBC 1-5 YR LADDERED CANADIAN BOND ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RLD RBC STRATEGIC GLBL DIVIDEND LEADRS ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RLE RBC STRATEGIC GLBL EQUITY LEADERS ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RLV RELEVIUM TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RLY RILEY RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RM ROUTEMASTER CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RMBO RBC 6-10 YEAR LADDERED CANADIAN CORPORATE BOND ETFTD Securities Inc. (#007) Oddlot 11/1/2017 RMD RICHMOND MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 51 of 66 Symbol Company Market Maker Market Maker Type Effective Date RMK RED MOON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RML RUSORO MINING LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RMO RAINY MOUNTAIN ROYALTY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RMO.WT RAINY MOUNTAIN ROYALTY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RN RIO NOVO GOLD INC. ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 RNG RELIANT GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RNP ROYALTY NORTH PARTNERS LTD TD Securities Inc. (#007) Oddlot 7/10/2017 RNP.WT ROYALTY NORTH PARTNERS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ROE RENAISSANCE OIL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ROE.WT RENAISSANCE OIL CORP. WT TD Securities Inc. (#007) Oddlot 7/10/2017 ROE.WT.A RENAISSANCE OIL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ROI ROUTE1 INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ROS ROSCAN MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ROT ROTATION MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ROX CANSTAR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RP REPLICEL LIFE SCIENCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RPC RAISE PRODUCTION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RPD.U RBC QUANT EUROPEAN DIV LEADERS ETF USD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RPDH RBC QUANT EUROPEAN DIV LEADERS(CAD HEG)ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 RPF RBC CANADIAN PREFERRED SHARE ETF CAD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 RPM RYE PATCH GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RPN RED PINE PETROLEUM LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RPP REGENT PACIFIC PROPERTIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RPR RAPIER GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RPSB RBC PH&N SHORT TERM CANADIAN BOND ETF TD Securities Inc. (#007) Oddlot 11/1/2017 RPX RED PINE EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RQF RBC TARGET 2018 CORPORATE BOND INDEX ETF UNIT TD Securities Inc. (#007) Oddlot 7/10/2017 RQG RBC TARGET 2019 CORPORATE BOND INDEX ETF UNIT TD Securities Inc. (#007) Oddlot 7/10/2017 RQH RBC TARGET 2020 CORPORATE BOND INDEX ETF UNIT TD Securities Inc. (#007) Oddlot 7/10/2017 RQI RBC TARGET 2021 CORPORATE BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 RQJ RBC TARGET 2022 CORPORATE BND INDX ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RQK RBC TARGET 2023 CORPORATE BND IDX ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RRI RIVERSIDE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RRL RELENTLESS RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RRR.UN R&R REAL ESTATE INVESTMENT TRUST TD Securities Inc. (#007) Oddlot 7/10/2017 RRS ROGUE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RSL ROYAL SAPPHIRE CORP TD Securities Inc. (#007) Oddlot 7/10/2017 RST ROSITA MINING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 RSV RESOLVE VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RSY RSI INTERNATIONAL SYSTEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RTG RTG MINING INC. ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 RTH RATHDOWNEY RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RTI RADIENT TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RTM RT MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RTN RETURN ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RTU.UN CANADIAN RESOURCES INCOME TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 RUD RBC QUANT U.S. DIVIDEND LEADERS ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RUD.U RBC QUANT U.S. DIVIDEND LEADERS ETF USD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RUDH RBC QUANT U.S. DIV LEADERS (CAD HEDGD) ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 RUE RBC QUANT U.S. EQUITY LEADERS ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RUE.U RBC QUANT U.S. EQUITY LEADERS ETF UN USF TD Securities Inc. (#007) Oddlot 7/10/2017 RUEH RBC QUANT US EQUITY LEADERS (CAD HDGD) ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 RUF.U PURE MULTI-FAMILY REIT LP TD Securities Inc. (#007) Oddlot 7/10/2017 RUF.UN PURE MULTI-FAMILY REIT LP TD Securities Inc. (#007) Oddlot 7/10/2017 RUG RUGBY MINING LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 RUM ROCKY MOUNTAIN LIQUOR INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RUN RUNNING FOX RESOURCE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RUP RUPERT RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 52 of 66 Symbol Company Market Maker Market Maker Type Effective Date RUSB.U RBC SHORT TERM U.S. CORPORATE BOND USD ETF TD Securities Inc. (#007) Oddlot 11/1/2017 RVG REVIVAL GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RVL REVELO RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RVV REVIVE THERAPEUTICS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RVX.WT RESVERLOGIX CORP. WTS. TD Securities Inc. (#007) Oddlot 7/10/2017 RW RENOWORKS SOFTWARE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RWE.B FIRST ASST MSCI EUROPE LOW RSK WGHTD UNHEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 RWR ROCKWEALTH RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RWU.B FIRST ASST MSCI USA LOW RISK UNHEDGED COMM UN TD Securities Inc. (#007) Oddlot 7/10/2017 RWW.B FIRST ASSET MSCI WRLD LOW RSK WGHT ETF UNHEGD TD Securities Inc. (#007) Oddlot 7/10/2017 RWX FIRST ASSET MSCI INTERNATIONAL LOW RISK WEIGHTED ETF TD Securities Inc. (#007) Oddlot 7/10/2017 RWX.B FIRST ASSET MSCI INTERNATIONAL LOW RISK WEIGHTED UNHEDGEDTD Securities ETF Inc. (#007) Oddlot 7/10/2017 RX BIOSYENT INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RXD RBC QUANT EMERGING MARKETS DIV LEADERS ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 RXD.U RBC QUANT EMERGING MARKET DIV LEADR ETF US UN TD Securities Inc. (#007) Oddlot 7/10/2017 RXE RBC QUANT EMERGING MKT EQTY LEADR ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 RXE.U RBC QUANT EMERGING MKT EQTY LEADR ETF US UN TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.A ROYAL BANK OF CANADA 1ST PR SERIES 'AA' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.C ROYAL BANK OF CANADA 1ST PR SERIES 'AC' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.D ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AD' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.E ROYAL BANK OF CANADA 1ST PR SERIES 'AE' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.F ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AF' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.G ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AG' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.H ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'BB' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.I ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AJ' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.J ROYAL BANK OF CANADA 1ST PR NVCC SER 'BD' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.K ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AK' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.L ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AL' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.M ROYAL BANK OF CANADA 1ST PR NVCC SER 'BF' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.N ROYAL BANK OF CANADA 1ST PR NVCC SER 'BH' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.O ROYAL BANK OF CANADA 1ST PR NVCC SER 'BI' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.P ROYAL BANK OF CANADA 1ST PR NVCC SER 'BJ' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.Q ROYAL BANK OF CANADA 5YR 1ST PR NVCC SER 'BK' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.R ROYAL BANK OF CANADA 1ST PR NVCC SER 'BM' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.W ROYAL BANK OF CANADA 1ST PR SERIES 'W' TD Securities Inc. (#007) Oddlot 7/10/2017 RY.PR.Z ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AZ' TD Securities Inc. (#007) Oddlot 7/10/2017 RYE RHYOLITE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 RYO RIO SILVER INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RYR ROYAL ROAD MINERALS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 RYU RYU APPAREL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 RZE RAZOR ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 RZL RIZAL RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 RZZ ABITIBI ROYALTIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SA SOUTHERN ARC MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SAE SABLE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SAH SAHARA ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SAI SUNSHINE AGRI-TECH INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SAM STARCORE INTERNATIONAL MINES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 SAN SOLAR ALLIANCE ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SAND.P STEAMSAND CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SAT ASIAN TELEVISION NETWORK INTERNATIONAL LIMITE TD Securities Inc. (#007) Oddlot 7/10/2017 SAU ST. AUGUSTINE GOLD AND COPPER LIMITED J TD Securities Inc. (#007) Oddlot 7/10/2017 SB STRATABOUND MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SBC BROMPTON SPLIT BANC CORP. CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 SBC.PR.A BROMPTON SPLIT BANC CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 SBI SERABI GOLD PLC ORDINARY J TD Securities Inc. (#007) Oddlot 7/10/2017 SBM SIRONA BIOCHEM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SBN S SPLIT CORP. CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017

Page 53 of 66 Symbol Company Market Maker Market Maker Type Effective Date SBN.PR.A S SPLIT CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 SBND PURPOSE SHORT DURATION TACTICAL BOND FUND TD Securities Inc. (#007) Oddlot 7/10/2017 SBR SILVER BEAR RESOURCES PLC TD Securities Inc. (#007) Oddlot 7/10/2017 SBT SILVER BULLION TRUST ETF CURRENCY HEDGED UN TD Securities Inc. (#007) Oddlot 7/10/2017 SBT.B SILVER BULLION TRUST C$ETF NON-CUR HEDGED UN TD Securities Inc. (#007) Oddlot 7/10/2017 SBT.U SILVER BULLION TRUST US$ETF NON-CUR HEDGED UN TD Securities Inc. (#007) Oddlot 7/10/2017 SBW STRONGBOW EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SBX SEA BREEZE POWER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SCA SAVARY GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SCB STREET CAPITAL GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SCD SAMOTH OILFIELD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SCR THESCORE, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SCR.WT THESCORE, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SCU SECOND CUP LTD. (THE) TD Securities Inc. (#007) Oddlot 7/10/2017 SCW.UN CANSO SELECT OPPORTUNITIES FUND CL 'A' UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 SCYB SCYTHIAN BIOSCIENCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SCZ SANTACRUZ SILVER MINING LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SDC SOLIDUSGOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SDE STANDARD EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SDR STROUD RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SDX SDX ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SDY STRAD ENERGY SERVICES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 SDZ SECURITY DEVICES INTERNATIONAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SEB SMART EMPLOYEE BENEFITS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SEC SENVEST CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SEI SINTANA ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SEK SECOVA METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SEN SERINUS ENERGY INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 SEV SPECTRA7 MICROSYSTEMS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 SEW SEAWAY ENERGY SERVICES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SFD NXT ENERGY SOLUTIONS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 SFT SOFTROCK MINERALS LTD TD Securities Inc. (#007) Oddlot 7/10/2017 SFX SPHINX RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SGA SAMCO GOLD LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 SGE STRATEGEM CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 SGF SHORE GOLD INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 SGH STANDARD GRAPHITE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 SGI SUPERIOR GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SGM SUTTER GOLD MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SGN SCORPIO GOLD CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 SGQ SOUTHGOBI RESOURCES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 SGU SIGNATURE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SGW SHOAL GAMES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SGX SAGE GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SGZ SEGO RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SHJ SHOSHONI GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SHL SPRUCE RIDGE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SHLE SOURCE ENERGY SERVICES LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 SHM SYNSTREAM ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SHR.P SHERPA HOLDINGS CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 SHZ SPHERE FTSE EMERG MKTS SUSTAIN YLD IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 SIC SOKOMAN IRON CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SID FIRST ASSET U.S. TRENDLEADERS INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 SIE SIENNA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SIL SILVERCREST METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SIL.WT SILVERCREST METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SIM SIYATA MOBILE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SIN.UN SCITI TRUST TRANSFERABLE UNITS TD Securities Inc. (#007) Oddlot 7/10/2017

Page 54 of 66 Symbol Company Market Maker Market Maker Type Effective Date SIQ SIQ MOUNTAIN INDUSTRIES INC. TD Securities Inc. (#007) Oddlot 11/1/2017 SIR SERENGETI RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SIS SAVARIA CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 SJL SAINT JEAN CARBON INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SJR.A SHAW COMMUNICATIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SJR.PR.A SHAW COMMUNICATIONS INC. CL 2 PR SER A TD Securities Inc. (#007) Oddlot 7/10/2017 SJR.PR.B SHAW COMMUNICATIONS INC FLTG RT CL 2 PR SER B TD Securities Inc. (#007) Oddlot 7/10/2017 SKE SKEENA RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 SKG.UN SKYLON GROWTH & INCOME TRUST TRANSFER UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 SKK STRIKEWELL ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SKP STRIKEPOINT GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SLAU SANDY LAKE GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.A SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 1 TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.B SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 2 TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.C SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 3 TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.D SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 4 TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.E SUN LIFE FINANCIAL INC. CL 'A' PR SERIES 5 TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.G SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 8R TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.H SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 10R TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.I SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 12R TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.J SUN LIFE FINANCIAL INC. CL A FLTG PR SER 9QR TD Securities Inc. (#007) Oddlot 7/10/2017 SLF.PR.K SUN LIFE FINANCIAL INC. CL FLTG A PR SR 11QR TD Securities Inc. (#007) Oddlot 7/10/2017 SLG STERLING RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SLK SILK ROAD ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SLL STANDARD LITHIUM LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SLR SOLITARIO ZINC CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SMB SIMBA ESSEL ENERGY INC TD Securities Inc. (#007) Oddlot 7/10/2017 SMC SULLIDEN MINING CAPITAL INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 SMD STRATEGIC METALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SME SAMA RESOURCES INC./RESSOURCES SAMA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SMI SATURN OIL & GAS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SMM SILVER MOUNTAIN MINES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SMN SAN MARCO RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SMO SONORO METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SMS SUSTAINCO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SMT SIERRA METALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 SMU.UN SUMMIT INDUSTRIAL INCOME REIT UNITS J TD Securities Inc. (#007) Oddlot 7/10/2017 SMY SEARCH MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SN SENNEN POTASH CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 SNF SUNORA FOODS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SNG SILVER RANGE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SNI.PR.A SONOR INVESTMENTS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 SNL SOUTHERN LITHIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SNM SHAMARAN PETROLEUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SNR SENATOR MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SNS SELECT SANDS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SNV SONORO ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SOC SONORA GOLD & SILVER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SOCK SMOOTH ROCK VENTURES CORP TD Securities Inc. (#007) Oddlot 11/1/2017 SOF INTERNATIONAL SOFTROCK OIL COMPANY LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 SOG STRATEGIC OIL & GAS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SOI SIRIOS RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SOJ SOJOURN EXPLORATIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SOLE.P SOLEIL CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SOLG SOLGOLD PLC TD Securities Inc. (#007) Oddlot 7/10/2017 SOT.UN SLATE OFFICE REIT UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 SOX STUART OLSON INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SPA SPANISH MOUNTAIN GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 55 of 66 Symbol Company Market Maker Market Maker Type Effective Date SPD SILVER PREDATOR CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SPF SILVER PURSUIT RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SPI CANADIAN SPIRIT RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SPK SUNSET PACIFIC PETROLEUM LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SPL.P SPADA GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SPN SNIPP INTERACTIVE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SPP SPOT COFFEE (CANADA) LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SPPP.U SPROTT PHYSICAL PLATINUM & PALLADIUM TR US UN TD Securities Inc. (#007) Oddlot 7/10/2017 SPS.A SPORTSCENE GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SPT STOCKPORT EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SPX STELLAR AFRICAGOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SQD SQI DIAGNOSTICS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SQG SPACKMAN EQUITIES GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SQP STRONGCO CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 SRA STRIA LITHIUM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SRC STAKEHOLDER GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SRE SAVILLE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SRG SRG GRAPHITE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SRHI.WT SPROTT RESOURCE HOLDINGS INC. WT TD Securities Inc. (#007) Oddlot 7/10/2017 SRI SPARTON RESOURCES INC TD Securities Inc. (#007) Oddlot 7/10/2017 SRJ SPEARMINT RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SRL SALAZAR RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 SRT.U SLATE RETAIL REIT CL U UNITS USF TD Securities Inc. (#007) Oddlot 7/10/2017 SRV.UN SIR ROYALTY INCOME FUND TRANSFERABLE UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 SRX STORM RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SS SUMMUS SOLUTIONS N.V. TD Securities Inc. (#007) Oddlot 7/10/2017 SSA SPECTRA INC TD Securities Inc. (#007) Oddlot 7/10/2017 SSC SMARTCOOL SYSTEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SSE SILVER SPRUCE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SSF.UN SYMPHONY FLOATING RTE SENIOR LOAN FND CL A UN TD Securities Inc. (#007) Oddlot 7/10/2017 SSG SIGMA INDUSTRIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SSL.WT SANDSTORM GOLD LTD. WT TD Securities Inc. (#007) Oddlot 7/10/2017 SSP SANDSPRING RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SSS SUNVEST MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SSV SOUTHERN SILVER EXPLORATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SSX.P SEASIDE EXPLORATION PARTNERS CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 STA SANATANA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 STAR FIVE STAR DIAMONDS LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 STC SANGOMA TECHNOLOGIES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 STE STARR PEAK EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 STH STELMINE CANADA LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 STI STRATEGIC RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 STLC STELCO HOLDINGS INC. TD Securities Inc. (#007) Oddlot 11/1/2017 STMP STAMPER OIL & GAS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 STPL BMO GLBL CONSUMER STAPLES HEGD-CAD IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 STUS.A STARLIGHT U.S. MULTI-FAMILY (NO.5) CORE FUND TD Securities Inc. (#007) Oddlot 7/10/2017 STUS.U STARLIGHT U.S. MULTI-FAMILY (NO.5) CORE FUND TD Securities Inc. (#007) Oddlot 7/10/2017 SUP NORTHERN SUPERIOR RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SUVA.A STARLIGHT U.S. MULTI-FAMILY (NO. 1) VALUE-ADD FUND A TD Securities Inc. (#007) Oddlot 7/10/2017 SUVA.U STARLIGHT U.S. MULTI-FAMILY (NO. 1) VALUE-ADD FUND U TD Securities Inc. (#007) Oddlot 7/10/2017 SVA SERNOVA CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 SVB SILVER BULL RESOURCES, INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 SVE SILVER ONE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SVG SILVER GRAIL RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SVI STORAGEVAULT CANADA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SVR.C ISHARES SILVER BULLION ETF NON-HEDGED UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 SVS SOLARVEST BIOENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SWA SARAMA RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 56 of 66 Symbol Company Market Maker Market Maker Type Effective Date SWH SUNWAH INTERNATIONAL LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 SXE STRATA-X ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SXI SYNEX INTERNATIONAL INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 SXL SLAM EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SXR SGX RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SY SYMBILITY SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SYD SYNODON INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SYH SKYHARBOUR RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SYI SILVERMET INC. TD Securities Inc. (#007) Oddlot 7/10/2017 SYN SYNCORDIA TECHNOLOGIES AND HEALTHCARE SOLUTIO TD Securities Inc. (#007) Oddlot 7/10/2017 SYZ SYLOGIST LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 SZM SCOZINC MINING LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TA.PR.D TRANSALTA CORPORATION 1ST PR SER 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 TA.PR.E TRANSALTA CORPORATION FLTG RT 1ST PR SER 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 TA.PR.F TRANSALTA CORPORATION 1ST PR SER 'C' TD Securities Inc. (#007) Oddlot 7/10/2017 TA.PR.H TRANSALTA CORPORATION 1ST PR SER 'E' TD Securities Inc. (#007) Oddlot 7/10/2017 TA.PR.J TRANSALTA CORPORATION 1ST PR SER 'G' TD Securities Inc. (#007) Oddlot 7/10/2017 TAC TASCA RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TAJ TAJIRI RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TAN TANAGER ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TAO TAG OIL LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 TAO.WT TAG OIL LTD. J WT TD Securities Inc. (#007) Oddlot 7/10/2017 TAR ASTAR MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TAU TINTINA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TBL TAIGA BUILDING PRODUCTS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TBR TIMBERLINE RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 TCA TIMIA CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TCC TRENCHANT CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TCG.P TRANSCONTINENTAL GOLD CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 TCL.B TRANSCONTINENTAL INC. CL 'B' MV TD Securities Inc. (#007) Oddlot 7/10/2017 TCO TRANSATLANTIC MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TCS TECSYS INC.J TD Securities Inc. (#007) Oddlot 7/10/2017 TCT.UN TOP 10 CANADIAN FINANCIAL TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PF.A TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 1 TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PF.B TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 3 TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PF.C TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 5 TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PF.D TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 7 TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PF.E TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 9 TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PF.F TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 11 TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PF.G TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 12 TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PF.H TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 14 TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PF.I THE TD BANK 5 YR. PR SERIES 16 TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PR.S TORONTO-DOMINION BANK (THE) 5-YR RESET PR S TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PR.T TORONTO-DOMINION BANK(THE) FLTG RT PR SER T TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PR.Y TORONTO-DOMINION BANK (THE) 5-YR RESET PR Y TD Securities Inc. (#007) Oddlot 7/10/2017 TD.PR.Z TORONTO-DOMINION BANK(THE) FLTG RT PR SER Z TD Securities Inc. (#007) Oddlot 7/10/2017 TDB TD CANADIAN AGGREGATE BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 TEI TOSCANA ENERGY INCOME CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 TEK TEKMODO INDUSTRIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TEL TELLZA COMMUNICATIONS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 TEM TEMBO GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TEN TERRACO GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TEP.UN TRANSEASTERN POWER TRUST TD Securities Inc. (#007) Oddlot 7/10/2017 TES TESORO MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TETH TETHYAN RESOURCES PLC TD Securities Inc. (#007) Oddlot 7/10/2017 TG TRIFECTA GOLD LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TGF.UN TIMBERCREEK GLOBAL REAL ESTATE FUND CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 TGH TORNADO GLOBAL HYDROVACS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 57 of 66 Symbol Company Market Maker Market Maker Type Effective Date TGO TERAGO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TGR TIGER INTERNATIONAL RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TGV TANGO MINING LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 TGX TRUE NORTH GEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TH THERATECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 THCX THE HYDROPOTHECARY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 THE TD INTERNATIONAL EQUITY CAD HEDGD INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 THH THEIA RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 THM THUNDER MOUNTAIN GOLD, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 THP TOTALLY HIP TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 THU TD S&P 500 CAD HEDGED INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 THX THOR EXPLORATIONS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TI TITAN MINING CORPORATION TD Securities Inc. (#007) Oddlot 11/1/2017 TIC TITANIUM CORPORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TIG TRIUMPH GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TII TERRA FIRMA CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 TIL TILL CAPITAL LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TIM TOACHI MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TIME.B EVOLVE ACTIVE SHORT DURATION BOND ETF UNHEDGED TD Securities Inc. (#007) Oddlot 11/1/2017 TIN EUROTIN INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TK TINKA RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 TKU TARKU RESOUCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TKX TRACKX HOLDINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TLA TITAN LOGIX CORP TD Securities Inc. (#007) Oddlot 7/10/2017 TLB TEARLAB CORPORATION J TD Securities Inc. (#007) Oddlot 7/10/2017 TLF.UN TECH LEADERS INCOME FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 TLK FRANKLY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TLO TALON METALS CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 TLT THERALASE TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TLV POWERSHR S&P/TSX COMP LOW VOLITLTY IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 TM TRIGON METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TMD TITAN MEDICAL INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 TMD.WT.CTITAN MEDICAL INC. MARCH 2018 WT J TD Securities Inc. (#007) Oddlot 7/10/2017 TMD.WT.F TITAN MEDICAL INC. 'F' WT J TD Securities Inc. (#007) Oddlot 7/10/2017 TMD.WT.GTITAN MEDICAL INC. 'G' WT J TD Securities Inc. (#007) Oddlot 7/10/2017 TMD.WT.HTITAN MEDICAL INC. 'H' WT J TD Securities Inc. (#007) Oddlot 7/10/2017 TMD.WT.I TITAN MEDICAL INC. 'I' WT J TD Securities Inc. (#007) Oddlot 7/10/2017 TMG THERMAL ENERGY INTERNATIONAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TMI TRIMETALS MINING INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 TMI.B TRIMETALS MINING INC. CL B NV J TD Securities Inc. (#007) Oddlot 7/10/2017 TML TREASURY METALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 TMQ TRILOGY METALS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 TMR TMAC RESOURCES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 TMS TARGETED MICROWAVE SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TNA EVERGREEN GAMING CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 TNP TRANSATLANTIC PETROLEUM LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 TNR TNR GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TNT.UN TRUE NORTH COMMERCIAL RL EST INVEST TR J UN TD Securities Inc. (#007) Oddlot 7/10/2017 TOE TRI ORIGIN EXPLORATION LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TOF.UN TAYLOR NORTH AMERICAN EQTY OPPORTUNITY FND UN TD Securities Inc. (#007) Oddlot 7/10/2017 TOM TOLIMA GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TORQ TORQ RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TORR TORRENT CAPITAL LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TOS TSO3 INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 TOVA.P TOVA VENTURES II INC TD Securities Inc. (#007) Oddlot 11/1/2017 TPC TENTH AVENUE PETROLEUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TPE TD INTERNATIONAL EQUITY INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 TPH TEMPLE HOTELS INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 58 of 66 Symbol Company Market Maker Market Maker Type Effective Date TPK TEN PEAKS COFFEE COMPANY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TPL TETHYS PETROLEUM LIMITED J TD Securities Inc. (#007) Oddlot 7/10/2017 TPU TD S&P 500 INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 TRA TERAS RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TRAK TRAKOPOLIS IOT CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TRB TRIBUTE RESOURCES INC TD Securities Inc. (#007) Oddlot 7/10/2017 TREK TREK MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TREK.WT TREK MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TRI.PR.B THOMSON REUTERS CORPORATION FLTG RATE PR II TD Securities Inc. (#007) Oddlot 7/10/2017 TRIL TRILLIUM THERAPEUTICS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 TRL TRILOGY INTERNATIONAL PARTNERS INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 TRL.WT TRILOGY INTERNATIONAL PARTNERS INC. WT J TD Securities Inc. (#007) Oddlot 7/10/2017 TRM TRUECLAIM EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TRO TARANIS RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.A TRANSCANADA CORPORATION 1ST PR SERIES '1' TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.B TRANSCANADA CORPORATION 1ST PR SERIES '3' TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.C TRANSCANADA CORPORATION 1ST PR SERIES '5' TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.D TRANSCANADA CORPORATION 1ST PR SERIES '7' TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.E TRANSCANADA CORPORATION 1ST PR SERIES '9' TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.F TRANSCANADA CORPORATION 1ST PR SERIES '2' TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.G TRANSCANADA CORPORATION 1ST PR SERIES 11 TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.H TRANSCANADA CORPORATION 1ST PR SERIES 4 TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.I TRANSCANADA CORPORATION 1ST PR SERIES '6' TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.J TRANSCANADA CORPORATION 1ST PR SERIES '13' TD Securities Inc. (#007) Oddlot 7/10/2017 TRP.PR.K TRANSCANADA CORPORATION 1ST PR SERIES '15' TD Securities Inc. (#007) Oddlot 7/10/2017 TRS TRES-OR RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TRU TRIUS INVESTMENTS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TRZ TRANSAT A.T. INC. VOTING & VARIABLE VOTING TD Securities Inc. (#007) Oddlot 7/10/2017 TS.B TORSTAR CORP. CL 'B' NV TD Securities Inc. (#007) Oddlot 7/10/2017 TSD TSODILO RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 TSG TRISTAR GOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TSN TELSON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TSP TITANSTAR PROPERTIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TSU TRISURA GROUP LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TTD TINKERINE STUDIOS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TTE.UN TOP 20 EUROPE DIVIDEND TRUST UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 TTM 3TL TECHNOLOGIES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TTP TD S&P/TSX CAPPED COMPOSITE INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 TTR TITANIUM TRANSPORTATION GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TTS TINTINA MINES LTD TD Securities Inc. (#007) Oddlot 7/10/2017 TTZ TOTAL TELCOM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TUD TUDOR GOLD CORP TD Securities Inc. (#007) Oddlot 7/10/2017 TUF HONEY BADGER EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TUO TEUTON RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TUT.UN TOP 20 U.S. DIVIDEND TRUST CL A UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 TVA.B TVA GROUP INC. CL 'B' NV TD Securities Inc. (#007) Oddlot 7/10/2017 TVI TVI PACIFIC INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TVK TERRAVEST CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TVL TRAVERSE ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TWC TWC ENTERPRISES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 TWM TIDEWATER MIDSTREAM AND INFRASTRUCTURE LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TWR TOWER RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TWY TWYFORD VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TXF.B FIRST ASSET TECH GIANTS COVERED CALL ETF TD Securities Inc. (#007) Oddlot 7/10/2017 TXP TOUCHSTONE EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TXR TERRAX MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TXT.PR.A TOP 10 SPLIT TRUST PR SECURITIES TD Securities Inc. (#007) Oddlot 7/10/2017 TXT.UN TOP 10 SPLIT TRUST CAPITAL UNITS TD Securities Inc. (#007) Oddlot 7/10/2017

Page 59 of 66 Symbol Company Market Maker Market Maker Type Effective Date TXX TIREX RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 TYE TROYMET EXPLORATION CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TYP TYPHOON EXPLORATION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 TZM TANZANIA MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TZR TERRACE ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 TZS TREZ CAPITAL SENIOR MORTGATE INVEST CORP CL A TD Securities Inc. (#007) Oddlot 7/10/2017 UCD.UN 1ST ASSET MORNINGSTR US CONSMR DEF IDX FND UN TD Securities Inc. (#007) Oddlot 7/10/2017 UCU UCORE RARE METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 UDA.UN CALDWELL U.S. DIVIDEND ADVANTAGE FUND UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 UFC URBANFUND CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 UGD UNIGOLD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 UGE UGE INTERNATIONAL LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 UGE.WT UGE INTERNATIONAL LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 UHO UNITED HUNTER OIL & GAS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 UI URBANIMMERSIVE INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ULI ULTRA LITHIUM INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ULV.C POWERSHARES S&P500LOW VOLATLTY IDX ETF CA$ UN TD Securities Inc. (#007) Oddlot 7/10/2017 ULV.F POWERSHARE S&P500LW VLTLTY IDX ETF CA$ HEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 ULV.U POWERSHARE S&P500LOW VOLATLTY INDX ETF US$ UN TD Securities Inc. (#007) Oddlot 7/10/2017 UMI WISDOMTREE U.S. MIDCAP DIVIDEND INDEX ETF HEDGED TD Securities Inc. (#007) Oddlot 7/10/2017 UMI.B WISDOMTREE U.S. MIDCAP DIVIDEND INDEX ETF UNHEDGED TD Securities Inc. (#007) Oddlot 7/10/2017 UNC UNITED CORPORATIONS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 UNC.PR.A UNITED CORPORATIONS LTD. 1ST PR TD Securities Inc. (#007) Oddlot 7/10/2017 UNC.PR.B UNITED CORPORATIONS LTD. $1.50 2ND PR 59 TD Securities Inc. (#007) Oddlot 7/10/2017 UNC.PR.C UNITED CORPORATIONS LTD. $1.50 2ND PR 63 TD Securities Inc. (#007) Oddlot 7/10/2017 UNG.PR.C UNION GAS LTD. 5 1/2% PR 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 UNG.PR.D UNION GAS LTD. 6% 'B' PR TD Securities Inc. (#007) Oddlot 7/10/2017 UNI UNISYNC CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 UNO NORTHERN URANIUM CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 URC URACAN RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 URZ URZ ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 USB POWERSHARES LADDRITE US 0-5Y CORP BND IDX UN TD Securities Inc. (#007) Oddlot 7/10/2017 USB.U POWERSHARES LADDRRITE US0-5YR CRP BND IDX USF TD Securities Inc. (#007) Oddlot 7/10/2017 USCO US COBALT INC. TD Securities Inc. (#007) Oddlot 7/10/2017 USF.UN U.S. FINANCIALS INCOME FUND CL 'A' UN TD Securities Inc. (#007) Oddlot 7/10/2017 USS UNISERVE COMMUNICATIONS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 UTC.C UTILITY CORP. CL 'C' TD Securities Inc. (#007) Oddlot 7/10/2017 UTE.UN CANADIAN UTILITIES & TELECOM INCOME FUND UN TD Securities Inc. (#007) Oddlot 7/10/2017 UTY UNITY ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 UVN URAVAN MINERALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 UWE U3O8 CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 VAB VANGUARD CDN AGGREGATE BOND INDEX ETF TRNS UN TD Securities Inc. (#007) Oddlot 7/10/2017 VAH VANGUARD FTSE DEV ASIA PAC ALL CAP ETF CA-HEG TD Securities Inc. (#007) Oddlot 7/10/2017 VAL VALGOLD RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VAN VANGOLD MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VANC VANC PHARMACEUTICALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VAX VANTEX RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VB VERSABANK J TD Securities Inc. (#007) Oddlot 7/10/2017 VB.PR.A VERSABANK NON-CUM 5YR RST SERIES 1 PR J TD Securities Inc. (#007) Oddlot 7/10/2017 VB.PR.B VERSABANK NON-CUM 6YR RST NVCC SERIES 3 PR J TD Securities Inc. (#007) Oddlot 7/10/2017 VBU VANGUARD US AGGREGATE BND INDX ETF(CAD-HEG)UN TD Securities Inc. (#007) Oddlot 7/10/2017 VBV VBI VACCINES INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 VCB VANGUARD CDN CORPORATE BOND INDEX ETF TRNS UN TD Securities Inc. (#007) Oddlot 7/10/2017 VCE VANGUARD FTSE CANADA INDEX ETF TRANSFER UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 VCI VITREOUS GLASS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VCM VECIMA NETWORKS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VDO NEVADO RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 VDU VANGUARD FTSE DEV ALL CAP EX U.S. INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017

Page 60 of 66 Symbol Company Market Maker Market Maker Type Effective Date VE VANGUARD FTSE DEVELOPED EU ALL CAP IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VEE VANGUARD FTSE EMERG MKTS ALL CAP INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VEH VANGUARD FTSE DEV EU ALL CAP IDX ETF CA-HEGD TD Securities Inc. (#007) Oddlot 7/10/2017 VEIN ENFORCER GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VFF VILLAGE FARMS INTERNATIONAL, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VG VOLCANIC GOLD MINES INC TD Securities Inc. (#007) Oddlot 7/10/2017 VGD VISIBLE GOLD MINES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VGG VANGUARD U.S.DIVIDEND APPRECIATION IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VGH VANGUARD US DIV APPRECIATION IDX ETF(CAD-HEG) TD Securities Inc. (#007) Oddlot 7/10/2017 VGL VIGIL HEALTH SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VGM GLOBAL GARDENS GROUP INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VGN GREENCASTLE RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VGO VOGOGO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VGV VANGUARD CDN GOVERNMENT BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VHI VITALHUB CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VIO SOCIETE D' EXPLORATION MINIERE VIOR INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VIP.UN LOGIQ VIP INCOME FUND TD Securities Inc. (#007) Oddlot 7/10/2017 VIPR SILVER VIPER MINERALS CORP. TD Securities Inc. (#007) Oddlot 11/1/2017 VIR VIRIDIUM PACIFIC GROUP LTD. TD Securities Inc. (#007) Oddlot 11/1/2017 VIS VISIONSTATE CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VIT VICTORIA GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VIU VANGUARD FTSE DEV ALLCAP EX NTH AMER IDX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 VIV AVIVAGEN INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VLA VELA MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VLB VANGUARD CANADIAN LONG-TERM BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VLC VELOCITY MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VLE VALEURA ENERGY INC. J TD Securities Inc. (#007) Oddlot 7/10/2017 VLN VELAN INC. SV TD Securities Inc. (#007) Oddlot 7/10/2017 VLQ VANGUARD GLOBAL LIQUIDITY FACTOR ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 VLT VOLTAIC MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VLU.P VALUE CAPITAL TRUST TD Securities Inc. (#007) Oddlot 7/10/2017 VLV VENERABLE VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VM VOYAGEUR MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VML VISCOUNT MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VMO VANGUARD GLOBAL MOMENTUM FACTOR ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VNR.PR.A VALENER INC. SERIES 'A' PR TD Securities Inc. (#007) Oddlot 7/10/2017 VOLT VOLT ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VON.P VON CAPITAL CORP TD Securities Inc. (#007) Oddlot 11/1/2017 VONE VANADIUM ONE ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VPI VITALITY PRODUCTS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VPT VENTRIPOINT DIAGNOSTICS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VPY VERSAPAY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 VQA VALTERRA RESOURCE CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 VQS VIQ SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VR VICTORY RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 VRB VANADIUMCORP RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VRE VANGUARD FTSE CANADIAN CAPPED REIT IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VRR VR RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VRS VERISANTE TECHNOLOGY, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VRY PETRO-VICTORY ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VSC VANGUARD CDN SHORT-TERM CORP BOND INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VSG VANGUARD CDN SHORT-TERM GOV'T BOND IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VSP VANGUARD S&P500 INDEX ETF(CAD-HEDGED)TRANS UN TD Securities Inc. (#007) Oddlot 7/10/2017 VSR VANSTAR MINING RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VTI VALDOR TECHNOLOGY INTERNATIONAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VTT VENDETTA MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 VTX VERTEX RESOURCE GROUP LTD. TD Securities Inc. (#007) Oddlot 11/1/2017 VUI VIRGINIA ENERGY RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 61 of 66 Symbol Company Market Maker Market Maker Type Effective Date VUL VULCAN MINERALS INC TD Securities Inc. (#007) Oddlot 7/10/2017 VUN VANGUARD U.S. TOTAL MARKET INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VUS VANGUARD US TOTAL MKT INDX ETF(CAD-HEDGED) UN TD Securities Inc. (#007) Oddlot 7/10/2017 VUX VITAL ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 VVC VVC EXPLORATION CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 VVL VANGUARD GLOBAL VALUE FACTOR ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VVO VANGUARD GLOBAL MINIMUM VOLATILITY ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VXC VANGUARD FTSE GLOBE ALL CAP EX CDA IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 VXL VAXIL BIO LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 VXM.B 1ST ASSET MORNINGSTR INTL VALUE IDX ETF UNHEG TD Securities Inc. (#007) Oddlot 7/10/2017 VYC VANITY CAPITAL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 W.PR.H WESTCOAST ENERGY INC. 5.50% 1ST PR SERIES '7' TD Securities Inc. (#007) Oddlot 7/10/2017 W.PR.J WESTCOAST ENERGY INC. 5.60% 1ST PR SERIES '8' TD Securities Inc. (#007) Oddlot 7/10/2017 W.PR.K WESTCOAST ENERGY INC. 5-YR 1ST PR SER '10' TD Securities Inc. (#007) Oddlot 7/10/2017 W.PR.M WESTCOAST ENERGY INC. 5-YR 1ST PR SER '12' TD Securities Inc. (#007) Oddlot 7/10/2017 WAF WEST AFRICAN RESOURCES LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 WAR WAR EAGLE MINING COMPANY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WAV PEPCAP RESOURCES, INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WAVE WAVERLEY PHARMA INC TD Securities Inc. (#007) Oddlot 11/1/2017 WBE WESTBOND ENTERPRISES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 WCC CONSOLIDATED WOODJAM COPPER CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WCE WESCAN ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WCM.A WILMINGTON CAPITAL MANAGEMENT INC. CL 'A' NV TD Securities Inc. (#007) Oddlot 7/10/2017 WCM.B WILMINGTON CAPITAL MANAGEMENT INC. CL 'B' TD Securities Inc. (#007) Oddlot 7/10/2017 WDG GIYANI METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WDO WESDOME GOLD MINES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 WEB WESTBRIDGE ENERGY CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 WED THE WESTAIM CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 WEE WAVEFRONT TECHNOLOGY SOLUTIONS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WELL WELLNESS LIFESTYLES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WFC WALL FINANCIAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WFG WATERFRONT CAPITAL CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 WFS WORLD FINANCIAL SPLIT CORP. CLASS 'A' TD Securities Inc. (#007) Oddlot 7/10/2017 WFS.PR.A WORLD FINANCIAL SPLIT CORP. PR TD Securities Inc. (#007) Oddlot 7/10/2017 WG WELLGREEN PLATINUM LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 WGF WESCAN GOLDFIELDS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WGO WHITE GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WHM WHITE METAL RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WHN WESTHAVEN VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WHY WEST HIGH YIELD (W.H.Y.) RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 WI THE WESTERN INVESTMENT COMPANY OF CANADA LIMT TD Securities Inc. (#007) Oddlot 7/10/2017 WIL WILTON RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WIR.U WPT INDUSTRIAL RL ESTATE INVESTMENT TR USF UN TD Securities Inc. (#007) Oddlot 7/10/2017 WKG WESTKAM GOLD CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WKM WEST KIRKLAND MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WKM.WT WEST KIRKLAND MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WLF WOLFDEN RESOURCES CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 WLV WOLVERINE MINERALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WM WALLBRIDGE MINING COMPANY LIMITED J TD Securities Inc. (#007) Oddlot 7/10/2017 WMD WEEDMD INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WML WEALTH MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 WMR WESTMINSTER RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 WN.PR.A WESTON LTD. GEORGE 5.80% PR SER '1' TD Securities Inc. (#007) Oddlot 7/10/2017 WN.PR.C WESTON LTD. GEORGE 5.20% PR SER 'III' TD Securities Inc. (#007) Oddlot 7/10/2017 WN.PR.D WESTON LTD. GEORGE 5.20% PR SER 'IV' TD Securities Inc. (#007) Oddlot 7/10/2017 WN.PR.E WESTON LTD. GEORGE 4.75% PR SER 'V' TD Securities Inc. (#007) Oddlot 7/10/2017 WOW.A WOW UNLIMITED MEDIA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WOW.B WOW UNLIMITED MEDIA INC. VARIABLE TD Securities Inc. (#007) Oddlot 7/10/2017

Page 62 of 66 Symbol Company Market Maker Market Maker Type Effective Date WP WESTERN PACIFIC TRUST COMPANY TD Securities Inc. (#007) Oddlot 7/10/2017 WPQ WPC RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WPRT WESTPORT FUEL SYSTEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 WRI WASECO RESOURCES INC TD Securities Inc. (#007) Oddlot 7/10/2017 WRP WESTERN PACIFIC RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WRR WALKER RIVER RESOURCES CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WRX WESTERN RESOURCES CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 WRY WESTERN TROY CAP RES INC TD Securities Inc. (#007) Oddlot 7/10/2017 WSE WELLSTAR ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WSH.P WESTSHIRE CAPITAL II CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 WTR WESTCORE ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 XAG XTIERRA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 XAU GOLDMONEY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 XAW ISHARES CORE MSCI ALL CWRLD EX CDA IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XBC XEBEC ADSORPTION INC. TD Securities Inc. (#007) Oddlot 7/10/2017 XBM ISHARES S&P/TSX GLOBL BASE METALS INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XCB ISHARES CANADIAN CORPORATE BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XCD ISHARE S&P GLB CNSMR DISCR IDX ETF CAD-HEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 XCG ISHARES CANADIAN GROWTH INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XCH ISHARES CHINA INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 XCS ISHARES S&P/TSX SMALLCAP INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 XCT EXACTEARTH LTD. J TD Securities Inc. (#007) Oddlot 7/10/2017 XCV ISHARES CANADIAN VALUE INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XCX CHINOOK TYEE INDUSTRY LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 XDC XTREME DRILLING CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 XDG ISHARES CORE MSCI GLOBAL QUALITY DIVIDEND INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 XDGH ISHARES CORE MSCI GLOBAL QUALITY DIVIDEND INDEX ETF (CADHEDGED)TD Securities Inc. (#007) Oddlot 7/10/2017 XDIV ISHARES CORE MSCI CANADIAN QUALITY DIVIDEND INDEX ETFTD Securities Inc. (#007) Oddlot 7/10/2017 XDU ISHARES CORE MSCI US QUALITY DIVIDEND INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 XDUH ISHARES CORE MSCI US QUALITY DIVIDEND INDEX ETF (CADHEDGED)TD Securities Inc. (#007) Oddlot 7/10/2017 XEB ISHARE JP MRGN USD EMRG MKT BND IDX ETF(CAD-H TD Securities Inc. (#007) Oddlot 7/10/2017 XEC ISHARES CORE MSCI EMERGING MKT IMI IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XEI ISHARES S&P/TSX COMPOSITE HIGH DIVIDEND INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 XEM ISHARES MSCI EMERGING MARKETS INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XEU ISHARES MSCI EUROPE IMI INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XFA ISHARES EDGE MSCI MULTIFTR USA IDX ETF(C-H)UN TD Securities Inc. (#007) Oddlot 7/10/2017 XFC ISHARES EDGE MSCI MULTIFACTOR CDA INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XFF ISHARES EDGE MSCI MULTIFR EAFE IDX ETF(C-H)UN TD Securities Inc. (#007) Oddlot 7/10/2017 XFI ISHARES EDGE MSCI MULTIFACTOR EAFE IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XFR ISHARES FLOATING RATE INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XFS ISHARES EDGE MSCI MULTIFACTOR USA IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XGB ISHARES CANADIAN GOVERNMENT BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XGI ISHARES S&P GLBL INDUSTRLS IDX ETF CAD-HEG UN TD Securities Inc. (#007) Oddlot 7/10/2017 XHD ISHARES US HIGH DIV EQUTY IDX ETF(CAD-HGD) UN TD Securities Inc. (#007) Oddlot 7/10/2017 XHU ISHARES US HIGH DIVIDEND EQUITY INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XHY ISHARES US HIGH YLD BOND INDX ETF(CAD-HDGD)UN TD Securities Inc. (#007) Oddlot 7/10/2017 XI EXCLAMATION INVESTMENTS CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 XIA XIANA MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 XID ISHARES INDIA INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XIG ISHARES U.S. IG CORP BND INDX ETF(CAD-HDGD)UN TD Securities Inc. (#007) Oddlot 7/10/2017 XIM XIMEN MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 XIT ISHARES S&P/TSX CAPITAL INFO TECH INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XL XXL ENERGY CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 XLB ISHARES CORE CDN LONG TERM BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XMA ISHARES S&P/TSX CAPPED MATERIALS INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XMC ISHARES S&P U.S. MID-CAP INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 XMD ISHARES S&P/TSX COMPLETION INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XMF.A M SPLIT CORP. (2014) CAPITAL TD Securities Inc. (#007) Oddlot 7/10/2017

Page 63 of 66 Symbol Company Market Maker Market Maker Type Effective Date XMF.PR.B M SPLIT CORP. $5.00 CLASS 1 PR TD Securities Inc. (#007) Oddlot 7/10/2017 XMF.PR.C M SPLIT CORP. $5.00 CLASS II (2014) PR TD Securities Inc. (#007) Oddlot 7/10/2017 XMI ISHARES EDGE MSCI MIN VOL EAFE INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XML ISHARES EDGE MSCI MIN VOL EAFE IDX ETF(C-H)UN TD Securities Inc. (#007) Oddlot 7/10/2017 XMM ISHARES EDGE MSCI MIN VOL EMRG MKT IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XMS ISHARES EDGE MSCI MIN VOL USA IDX ETF(CA-H)UN TD Securities Inc. (#007) Oddlot 7/10/2017 XMV ISHARES EDGE MSCI MIN VOL CANADA INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XMW ISHARES EDGE MSCI MIN VOL GLOBAL INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XMY ISHARES EDGE MSCI MIN VOL GLB IDX ETF(CA-H)UN TD Securities Inc. (#007) Oddlot 7/10/2017 XND XANDER RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 XOP CANADIAN OVERSEAS PETROLEUM LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 XPF ISHARES S&P/TSX NA PREF STK IDX ETF(CAD-HDGD) TD Securities Inc. (#007) Oddlot 7/10/2017 XQB ISHARES HIGH QUALITY CANADIAN BOND INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 XQB.A ISHARES HIGH QUALITY CANADIAN BOND INDEX ETF ADV TD Securities Inc. (#007) Oddlot 7/10/2017 XQQ ISHARES NASDAQ 100 INDEX ETF (CAD-HEDGED) UN TD Securities Inc. (#007) Oddlot 7/10/2017 XR RED EAGLE EXPLORATION LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 XRB ISHARES CANADIAN REAL RETURN BOND INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XSC ISHARES CONSERVATIVE SH TRM STGY FIXD INCM UN TD Securities Inc. (#007) Oddlot 7/10/2017 XSE ISHARES CONSERVATIVE STRATEGC FIX INCM ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XSH ISHARES CORE CDN SH TERM CORP+MPL BND IDX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 XSI ISHARES SHORT TERM STRATEGIC FIXD INCM ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XSQ ISHARES SHORT TERM HI QUALITY CDN BD INDEX ETF TD Securities Inc. (#007) Oddlot 7/10/2017 XST ISHARES S&P/TSX CAP CONSUMR STAPLE IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XTD TDB SPLIT CORP. CL A TD Securities Inc. (#007) Oddlot 7/10/2017 XTD.PR.A TDB SPLIT CORP. PRIORITY EQUITY TD Securities Inc. (#007) Oddlot 7/10/2017 XTG XTRA-GOLD RESOURCES CORP. J TD Securities Inc. (#007) Oddlot 7/10/2017 XTM TRANSITION METALS CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 XTR ISHARES DIVERSIFIED MONTHLY INCOME ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XTT X-TERRA RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 XUH ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XUT ISHARES S&P/TSX CAP UTILITIES INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XUU ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 XWD ISHARES MSCI WORLD INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 XX AVANTE LOGIXX INC. TD Securities Inc. (#007) Oddlot 7/10/2017 XXM.B FIRST ASSET MRNSTR US VALUE IDX ETF UNHGD UN TD Securities Inc. (#007) Oddlot 7/10/2017 XYL XYLITOL CANADA INC. TD Securities Inc. (#007) Oddlot 7/10/2017 Y.WT YELLOW PAGES LIMITED WT TD Securities Inc. (#007) Oddlot 7/10/2017 YAK MONGOLIA GROWTH GROUP LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 YCM COMMERCE SPLIT CORP. CAPITAL TD Securities Inc. (#007) Oddlot 7/10/2017 YCM.PR.A COMMERCE SPLIT CORP. $5.00 CLASS I PR TD Securities Inc. (#007) Oddlot 7/10/2017 YCM.PR.B COMMERCE SPLIT CORP. $5.00 CLASS II PR TD Securities Inc. (#007) Oddlot 7/10/2017 YD YDREAMS GLOBAL INTERACTIVE TECHNOLOGIES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 YES CHAR TECHNOLOGIES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 YFI EDGEWATER WIRELESS SYSTEMS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 YGR YANGARRA RESOURCES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 YMI YELLOWHEAD MINING INC. TD Securities Inc. (#007) Oddlot 7/10/2017 YOO YANGAROO INC. TD Securities Inc. (#007) Oddlot 7/10/2017 YRB YORBEAU RESOURCES INC. CL 'A' J TD Securities Inc. (#007) Oddlot 7/10/2017 YTY WI2WI CORPORATION TD Securities Inc. (#007) Oddlot 7/10/2017 YVI YORKTON VENTURES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 YXM.B FIRST ASSET MORNSTR US MOMENTM IDX ETF UNHEGD TD Securities Inc. (#007) Oddlot 7/10/2017 Z ZINC ONE RESOURCES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ZAD ZADAR VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ZAG BMO AGGREGATE BOND INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZAR ZARGON OIL & GAS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ZBK BMO EQUAL WEIGHT US BANKS INDEX ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZC ZIMTU CAPITAL CORP. TD Securities Inc. (#007) Oddlot 7/10/2017 ZCC ZENA MINING CORP. TD Securities Inc. (#007) Oddlot 7/10/2017

Page 64 of 66 Symbol Company Market Maker Market Maker Type Effective Date ZCH BMO CHINA EQUITY INDEX ETF UNIT TD Securities Inc. (#007) Oddlot 7/10/2017 ZCL ZCL COMPOSITES INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ZCM BMO MID CORPORATE BOND INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZCN BMO S&P/TSX CAPPED COMPOSITE INDEX ETF UNIT TD Securities Inc. (#007) Oddlot 7/10/2017 ZCS BMO SHORT CORPORATE BOND INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZCS.L BMO SHORT CORPORATE BOND IDX ETF ACCUMLTV UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZDC ZEDCOR ENERGY INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ZDH BMO INTERNATIONAL DIVIDEND HEGD TO CAD ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZDI BMO INTERNATIONAL DIVIDEND ETF CAD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZDJ BMO DJ INDUSTRIAL AVG HEDGED-CAD INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZDY.U BMO US DIVIDEND ETF USD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZEA BMO MSCI EAFE INDEX ETF CAD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZEE ZENITH ENERGY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ZEM BMO MSCI EMERGING MARKETS INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZEN ZENYATTA VENTURES LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ZEUS BMO SHILLER SELECT US INDEX ETF TD Securities Inc. (#007) Oddlot 11/1/2017 ZFH BMO FLOATING RATE HIGH YIELD ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZFL BMO LONG FEDERAL BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZFM BMO MID FEDERAL BOND INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZFR ZEPHYR MINERALS LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ZFS BMO SHORT FEDERAL BOND INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZFS.L BMO SHORT FEDERAL BOND IDX ETF ACCUMLTV UNI TD Securities Inc. (#007) Oddlot 7/10/2017 ZGD BMO EQ WGHT GLBL GOLD INDX ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZGQ BMO MSCI ALL COUNTRY WRLD HI QUAL IDX ETF CAD TD Securities Inc. (#007) Oddlot 7/10/2017 ZHP BMO US PREFERRED SHR HEDGD TO CAD INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZHY BMO HIGH YLD US CORP BOND HDGD-CAD IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZIC BMO MID-TERM US IG CORP BOND INDEX ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZIC.U BMO MID-TERM US IG CORP BOND INDEX ETF USD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZID BMO INDIA EQUITY INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZIN BMO EQ WEIGHT INDUSTRL IDX ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZINC PINE POINT MINING LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 ZJK BMO HIGH YIELD US CORPORATE BOND INDEX TD Securities Inc. (#007) Oddlot 11/1/2017 ZJO BMO JUNIOR OIL INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZKL CHINA KELI ELECTRIC COMPANY LTD. TD Securities Inc. (#007) Oddlot 7/10/2017 ZLC BMO LONG CORPORATE BOND INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZLD BMO LOW VOLATILITY INT'L EQUITY HEG-CA ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZLE BMO LOW VOLATILITY EMERGING MKTS ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZLH BMO LOW VOLATILITY US EQUITY HEGD-CAD ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZLU.U BMO LOW VOLATILITY US EQUITY ETF USD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZMA ZOOMAWAY TRAVEL INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ZMD ZOOMMED INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ZMI BMO MONTHLY INCOME ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZMP BMO MID PROVINCIAL BOND INDEX ETF CAD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZMS ZECOTEK PHOTONICS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ZMU BMO MID-TRM US IG CORP BND HEG-CAD IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZOM ZOMEDICA PHARMACEUTICALS CORP TD Securities Inc. (#007) Oddlot 7/10/2017 ZON ZONTE METALS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 ZPH BMO US PUT WRITE HEDGED TO CAD ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZPL BMO LONG PROVINCIAL BOND INDEX ETF CAD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZPS BMO SHORT PROVINCIAL BOND INDEX ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZPS.L BMO SHORT PROVINCIAL BOND IDX ETF ACCUMLTV UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZPW BMO US PUT WRITE ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZPW.U BMO US PUT WRITE ETF USD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZQQ BMO NASDAQ 100 EQTY HEDGED TO CAD INDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZRR BMO REAL RETURN BOND INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZSP BMO S&P 500 INDEX ETF CAD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZSP.U BMO S&P 500 INDEX ETF USD UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZST BMO ULTRA SHORT-TERM BOND ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017

Page 65 of 66 Symbol Company Market Maker Market Maker Type Effective Date ZST.L BMO ULTRA SHORT-TERM BOND ETF ACCUMULATING UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZSU BMO SH-TRM US IG CORP BND HEGD-CAD IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZUD BMO US DIVIDEND HEDGED TO CAD ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZUE BMO S&P 500 HEDGED TO CAD INDEX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZUM ZOOMERMEDIA LIMITED TD Securities Inc. (#007) Oddlot 7/10/2017 ZUP BMO US PREFERRED SHARE INDEX ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZUP.U BMO US PREFERRED SHARE INDEX ETF USD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZVC BMO MSCI CANADA VALUE INDEX ETF TD Securities Inc. (#007) Oddlot 11/1/2017 ZVI BMO MSCI EAFE VALUE INDEX ETF TD Securities Inc. (#007) Oddlot 11/1/2017 ZVU BMO MSCI USA VALUE INDEX ETF TD Securities Inc. (#007) Oddlot 11/1/2017 ZWA BMO COVERED CALL DJ INDUST AVG HDG-CAD ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZWB BMO COVERED CALL CANADIAN BANKS ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZWC BMO CDN HIGH DIVIDEND COVERED CALL ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZWH BMO US HIGH DIVIDEND COVERED CALL ETF CAD UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZWH.U BMO US HIGH DIVIDEND COVERED CALL ETF USF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZWU BMO COVERED CALL UTILITIES ETF UNITS TD Securities Inc. (#007) Oddlot 7/10/2017 ZXM 1ST ASSET MORNINGSTR INTL MOMENTUM IDX ETF UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZXM.B 1ST ASSET MORNSTR INTL MOMENTM IDX ETF UNH UN TD Securities Inc. (#007) Oddlot 7/10/2017 ZZZ SLEEP COUNTRY CANADA HOLDINGS INC. TD Securities Inc. (#007) Oddlot 7/10/2017 HSM HELIUS MEDICAL TECHNOLOGIES, INC. CL 'A' J WD Latimer Co. Ltd. (#036) Oddlot 4/18/2016 ITR INTEGRA RESOURCES CORP. WD Latimer Co. Ltd. (#036) Oddlot 11/6/2017 OG ORGANIC GARAGE LTD. WD Latimer Co. Ltd. (#036) Oddlot 4/11/2017 TBP TETRA BIO PHARMA INC. WD Latimer Co. Ltd. (#036) Oddlot 7/10/2017

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