ON THE DESIGN OF INJECTION-LOCKED FREQUENCY DIVIDERS FOR MM-
WAVE APPLICATIONS
by
Lakshmi Lavanya Bodepu
B.Tech., Indian Institute of Technology, Kharagpur, 2016
A THESIS SUBMITTED IN PARTIAL FULFILLMENT OF
THE REQUIREMENTS FOR THE DEGREE OF
MASTER OF APPLIED SCIENCE
in
THE FACULTY OF GRADUATE AND POSTDOCTORAL STUDIES
(Electrical and Computer Engineering)
THE UNIVERSITY OF BRITISH COLUMBIA
(Vancouver)
Novemeber 2019
© Lakshmi Lavanya Bodepu, 2019
The following individuals certify that they have read, and recommend to the Faculty of Graduate and Postdoctoral Studies for acceptance, a thesis entitled:
ON THE DESIGN OF INJECTION-LOCKED FREQUENCY DIVIDERS FOR MM-
WAVE APPLICATIONS
submitted by Lakshmi Lavanya Bodepu in partial fulfillment of the requirements for the degree of Master of Applied Science in Electrical and Computer Engineering
Examining Committee:
Prof. Shahriar Mirabbasi, Electrical and Computer Engineering Supervisor
Prof. Sudip Shekhar, Electrical and Computer Engineering Supervisory Committee Member
Prof. Alireza Nojeh, Electrical and Computer Engineering Supervisory Committee Member
ii
Abstract
This work presents the design and measurement results of two injection-locked frequency dividers (ILFDs) that are intended for mm-wave applications. The two prototypes are fabricated in a 65-nm CMOS process. The first direct-injection ILFD achieves a measured locking range of
24.5 GHz to 43 GHz while consuming 1.3 mW from a 0.48-V supply with a 0 dBm input injection power. The second ILFD design is based on the dual-injection multi-band architecture and as compared to the first design enhances the locking range by a factor of 2. The dual-injection ILFD achieves a locking range of 18 GHz to 61 GHz while consuming 1.8 mW from a 0.5-V supply with a 0 dBm input injection power. The design is optimized to improve the locking range and avoid in-band loss of lock which is a drawback of transformer-based higher order ILFDs.
Furthermore, techniques such as shunt inductor peaking to reduce power consumption and dual- injection of the input signal through a distributed multi-order resonator to improve the locking range are explored and discussed. The best achieved locking range is 108.8 % at 39.5 GHz. The locking range obtained makes the divider suitable for integration in a multi-band mm-wave frequency synthesizer that can support international roaming.
iii
Lay Summary
The increasing demand for mobile phones that can support international roaming is the main driving force behind implementation and deployment of multi-band millimeter-wave (mm- wave) wireless systems. In multi-standard systems, programmable frequency dividers are used to adjust the frequency of the main oscillator to the available bands of interest. Due to portable nature of such applications, power consumption of these dividers should be minimal, and they should not degrade the operation of the main oscillator. In this thesis, the design of two frequency dividers that work on the principle of injection locking are discussed. The two dividers are fabricated, and the integrated circuit prototypes are successfully measured, and their performance is compared with that of the state-of-the-art.
iv
Preface
I am the main contributor to the work presented in this thesis and am responsible for the schematic, layout and the measurements of the two fabricated chips. My supervisor, Professor
Shahriar Mirabbasi, guided me throughout the crucial phases of the research. Professor Sudip
Shekhar has taken part in various fruitful discussions. Mengye Cai helped in the testing of my chips. I am preparing a publication based on the material presented in Chapters 3 and 4 of the thesis.
v
Table of Contents
Abstract ...... iii
Lay Summary ...... iv
Preface ...... v
Table of Contents ...... vi
List of Tables ...... x
List of Figures ...... xi
List of Abbreviations ...... xiv
Acknowledgements ...... xvi
Dedication ...... xvii
Chapter 1: Introduction ...... 1
1.1 Motivation ...... 1
1.2 Prior-art ...... 4
1.3 Overview ...... 5
Chapter 2: Design of an injection-locked frequency divider ...... 6
2.1 Principle of injection locking in a direct ILFD ...... 6
2.1.1 Effect of quality factor in a direct injection locked divider ...... 8
2.2 Design of a mm-wave ILFD ...... 9
2.2.1 Design of the oscillator LC tank...... 9
2.2.2 Design of the transformer ...... 12
2.2.3 Design of the active devices ...... 15
2.2.3.1 Dimensions and biasing of the injection device...... 15 vi
2.2.3.2 Dimensions of the cross-coupled pair ...... 17
2.3 Design verification ...... 19
2.3.1 Input sensitivity curve ...... 19
2.3.2 Phase slipping in an ILFD...... 20
2.3.3 Increase in the output power with the injection signal...... 21
2.3.4 Locking range for different 푉퐺푆,3 ...... 21
2.3.5 Process voltage temperature (PVT) effects on the locking range (LR) ...... 22
2.3.5.1 Locking range variations with VDD ...... 22
2.3.5.2 Locking range variations with temperature of the devices...... 23
2.3.5.3 Locking range variations with process ...... 23
2.4 Phase noise analysis in an ILFD ...... 24
Chapter 3: Design of multi-band injection-locked frequency divider ...... 27
3.1 Multi-order resonators using transformers...... 27
3.1.1 In-band loss of lock in a transformer based ILFD ...... 29
3.2 Design of a multi-band resonator...... 30
3.2.1 Inductive – peaking to enhance the magnitude response of an RLC tank...... 30
3.2.2 Switchable multi-band resonator ...... 31
3.3 Distributed dual-injection ...... 34
3.3.1 Series peaking of the input mixer...... 37
3.4 Design verification of the multi-band ILFD ...... 37
3.4.1 Overdrive voltage of the injection devices vs locking range ...... 37
3.4.2 Overdrive voltage of the injection devices vs output power...... 39
3.4.3 Advantages of multi - band resonator ...... 39 vii
3.4.2 PVT effects on the locking range ...... 39
3.4.3.1 Locking range variations with VDD ...... 40
3.4.3.2 Locking range variations with process ...... 40
3.4.3.3 Locking range variations with temperature ...... 41
3.4.3 Phase noise simulations: ...... 41
Chapter 4: Measurement results of the two fabricated ILFDs...... 43
4.1 Direct injection locked divider ...... 43
4.1.1 Measurement setup: ...... 43
4.1.2 Measurement results: ...... 47
4.1.2.1 Output spectrum for different frequencies for an input injection power of
0dBm:…………………………………………………………………………………….47
4.1.2.2 Locking range input sensitivity vs VDD: ...... 48
4.1.2.3 Phase noise measurements: ...... 49
4.2 Dual-injection, multi-band ILFD: ...... 50
4.2.1 Measurement setup: ...... 50
4.2.2 Measurement results: ...... 52
4.2.2.1 Output spectrum for different frequencies for an input injection power of
0dBm:…………………………………………………………………………………….52
4.2.2.2 Output power vs overdrive voltage of the injection devices ...... 54
4.2.2.3 Locking range vs overdrive voltage of the injection devices ...... 54
4.2.2.4 Input sensitivity vs VDD: ...... 55
4.2.2.5 Phase noise measurements: ...... 55
4.3 Performance comparison of dual-injection multi-band ILFD with the state-of-the-art 57 viii
Chapter 5: Conclusion ...... 59
5.1 Future work - injection locked multiplier...... 59
Bibliography ...... 61
ix
List of Tables
Table 1.1 Comparison of high frequency dividers...... 3
Table 2.1 Comparison of different inductors ...... 11
Table 2.2 Dimensions of the cross-coupled pair ...... 18
Table 4.1 Performance summary and comparison table ...... 57
x
List of Figures
Figure 1.1 High frequency dividers (a) CML divider. (b) Miller divider. (c) ILFD...... 2
Figure 2.1 (a) Direct ILFD. (b) Phasor addition of currents. (c) Maximum phase when 퐼푡 and
퐼푚푖푥 are perpendicular. (d) Phase response of an RLC tank with frequency. (e) Magnitude response of an RLC tank with frequency...... 6
Figure 2.2 (a) SP analysis of the spiral inductor and a fixed parallel capacitance. (b) Equivalent model of the spiral inductor. (c) Equivalent RLC parallel tank...... 9
Figure 2.3 A direct injection locked frequency divider with a transformer for output buffer...... 14
Figure 2.4 Magnitude response of 푍푖푛 with frequency for different 푉퐺푆,3...... 15
Figure 2.5 Phase response of 푍푖푛 with frequency for different 푉퐺푆,3...... 16
Figure 2.6 Magnitude response of 푍푖푛 with frequency for different 푊3...... 16
Figure 2.7 Phase response of 푍푖푛 with frequency for different 푊3...... 16
Figure 2.8 Simulated input sensitivity curve ...... 19
Figure 2.9 Increase of Pin at Fin = 30 GHz ...... 20
Figure 2.10 Increase of Pin at 43 GHz ...... 21
Figure 2.11 LR vs VGS of M3...... 22
Figure 2.12 LR vs VDD ...... 22
Figure 2.13 LR vs temperature ...... 23
Figure 2.14 LR vs process ...... 23
Figure 2.15 Simulated phase noise for Fin=25GHz ...... 26
Figure 2.16 Simulated phase noise for Fin=34GHz...... 26
Figure 3.1 (a) RLC Tank (b) Transformer (c) Phase improvement (d) Magnitude response ...... 27
Figure 3.2 Magnitude response with varying k in a simple transformer...... 28 xi
Figure 3.3 Phase response with varying k in a simple transformer...... 29
Figure 3.4 In-band loss of lock in a transformer based ILFD...... 30
Figure 3.5 (a) Peaking differential inductors (b) Peaking center-tapped inductors ...... 31
Figure 3.6 Inductive peaking in an LC tank ...... 31
Figure 3.7 Magnitude response with (a) L1 (b) C1 (c) L (d) C (e) L1 (SW on) (f) L (SW on) ... 33
Figure 3.8 (a) Schematic of the dual-injection multi-band ILFD. (b) Improvement in ϕ from dual injection...... 34
Figure 3.9 Layout model of the dual-injection based multi-band ILFD...... 35
Figure 3.10 Magnitude response of Zin ...... 36
Figure 3.11 Phase response of Zin...... 36
Figure 3.12 Simulated locking range for dual-injection ...... 37
Figure 3.13 Magnitude response of Zin for different 푉퐺푆,3,4 ...... 38
Figure 3.14 Locking range vs overdrive voltage of the injection devices ...... 38
Figure 3.15 Output power vs overdrive voltage of the injection devices ...... 39
Figure 3.16 Locking range vs VDD; process = TT, temperature = 70 C ...... 40
Figure 3.17 Locking range vs process; VDD = 0.55 V, temperature = 70 C ...... 40
Figure 3.18 Locking range vs temperature; VDD = 0.55 V, process = TT ...... 41
Figure 3.19 Simulated phase noise for Fin=26 GHz with SW off...... 42
Figure 3.20 Simulated phase noise for Fin=34 GHz with SW on...... 42
Figure 4.1 Die micrograph of the direct ILFD ...... 43
Figure 4.2 Measurement setup...... 45
Figure 4.3 Block diagram of the measurement setup for the direct ILFD...... 46
Figure 4.4 Measured spectrum for Fin=37GHz, Fout=18.5GHz, VDD=0.48V, VGS=0.5V...... 47 xii
Figure 4.5 Span=1MHz, resolution bandwidth (RBW) = 10 KHz at 18.5 GHz...... 47
Figure 4.6 Measured spectrum for Fin=43 GHz, Fout=21.5 GHz, VDD=0.48 V, VGS=0.5 V. .. 48
Figure 4.7 Measured input sensitivity curve ...... 48
Figure 4.8 Measured phase noise for Fin=25GHz ...... 49
Figure 4.9 Measured phase noise for Fin=30GHz...... 49
Figure 4.10 Die micrograph of the dual-injection based multi-band ILFD...... 50
Figure 4.11 Block diagram of the measurement setup for the multi-band ILFD...... 51
Figure 4.12 Measured spectrum for Fout = 8.5 GHz for VDD = 0.52 V, VGS = 0.51 V ...... 52
Figure 4.13 Measured spectrum for Fout = 18 GHz for VDD = 0.5V VGS = 0.51V...... 52
Figure 4.14 Spectrum at Fout =18 GHz and VDD = 0.5 V, VGS = 0.45 V ...... 53
Figure 4.15 Measured spectrum for Fout = 28 GHz (2 GHz from the mixer)...... 53
Figure 4.16 Output power vs 푉퐺푆 for VDD=0.5V...... 54
Figure 4.17 Locking range vs overdrive voltage of the injection devices for VDD=0.5 V...... 54
Figure 4.18 Input sensitivity curve ...... 55
Figure 4.19 Measured phase noise at Fout=13GHz ...... 55
Figure 4.20 Measured phase noise at Fout=17GHz ...... 56
Figure 5.1 Injection locked multiplier ...... 60
xiii
List of Abbreviations
AC Alternating current
CAD Computer aided design
CMOS Complementary metal oxide semi-conductor
DC Direct current (0 Hertz)
Fin Input frequency
FOM Figure of merit
Fout Output frequency
Freq Frequency
GHz Giga-Hertz gm Transconductance of a transistor
Hz Hertz (unit of frequency)
IF Intermediate frequency
ILFD Injection locked frequency divider
LR Locking range
LO Local oscillator
MHz Mega-hertz
Mm milli-meter nH nano-Henry
PN Phase noise
Q Quality factor
RF Radio frequency sp scattering-parameters xiv
µm micro-meter
Vth Threshold voltage
VGS Gate to source voltage
Vov Overdrive voltage
xv
Acknowledgements
I offer my enduring gratitude to Professor Shahriar Mirabbasi for his support in the research, guidance, and financial support.
I would like to take this opportunity to acknowledge Professor Sudip Shekhar, Mengye
Cai, Chen Yuan, Spoorthi.G.Nayak, Ajith.S.Ramani for their valuable suggestions.
I would also like to thank Dr, Roberto Rosales and Roozbeh Mehrabadi for providing measurement and CAD support.
Finally, I am greatly indebted to my family members and my friends for their constant moral support.
xvi
Dedication
I dedicate this thesis to my family and my friends.
xvii
Chapter 1: Introduction
1.1 Motivation
Increasing demand for higher speeds of data transfer and wireless communications with wider bandwidth are driving the exploration of millimeter wave (mm-wave) transceivers. One of the main advantages of operating at mm-wave frequencies is the availability of more bandwidth in such frequency bands, which, in turn facilitates delivering faster, higher quality data (e.g., video, and multimedia content). Many chip design companies in field of wireless communications are developing mm-wave systems designed for the currently licensed 24 GHz and 28 GHz bands that are allotted to 5th generation (5G) of wireless systems. These bands are allocated by the Federal
Communications Commission in the United States and other licensed bands of 37 GHz, 39 GHz and 47 GHz are expected to become available soon [1]. The 60 GHz band or commonly known as the V-Band is getting a lot of attention for short-range wireless applications such as Wireless
Gigabit (WiGig) technology which can communicate up-to data rates of 8 Gb/s. A transceiver that can support multiple bands of 5G technology can be greatly advantageous for International roaming and is of high-interest. Therefore, designing multi-band mm-wave transceivers is an active area of research. In such transceivers, the frequency synthesizer is one of the critical building block as it must generate clocks and local oscillators that provide all the required frequencies of operation.
In a multi-band phase-locked loop (PLL), not only the voltage-controlled oscillator (VCO) but also the first stage frequency divider must also be able to operate at all the above-mentioned bands of interest while consuming minimum power. The divider should also present a minimal load capacitance to the VCO. Therefore, proper divider design, especially at mm-wave frequencies, is critical. 1
Figure 1.1 High frequency dividers (a) CML divider. (b) Miller divider. (c) ILFD.
At frequencies beyond 10 GHz, the digital dividers in a typical 65-nm CMOS process run into timing violations because of the parasitic capacitance and process limitations. Thus, usually digital dividers are replaced by different high frequency dividers as shown in the Figure 1.1 especially at mm-wave frequencies. The inductor-less current-mode-logic (CML) dividers (Figure
1.1(a)) are very similar to digital dividers where the CML latches are the delay cells that replace the conventional complementary metal oxide semi-conductor (CMOS) latches. As compared to digital dividers, CML dividers occupy less area and have a wider locking range i.e., the range of frequencies of operation, but provide a very limited process dependent highest frequency of operation. Techniques such as inductor peaking with current reuse and gm boosting are employed to increase the frequency of operation and reduce the power consumption of such dividers [2].
2
Recent CML dividers with dynamic latches employ techniques such as load modulation [3] and self-calibration [4] to increase the operating frequency but power consumption is still high for the obtained locking range. Regenerative or Miller dividers [5], [6] (Figure 1.1(b)) work on the principle of filtering the higher harmonics after the mixer stage, allowing only the fundamental frequency in the loop. The filter can be either a passive or an active filter. They consume less power in comparison to CML dividers and can operate at higher frequencies but with a limited locking range. Injection locked frequency dividers (ILFDs) [7], [8], [9] (Figure 1.1(c)) which make use of injection locking in an oscillator support wider locking ranges for lower power consumption.
Table 1.1 summarizes the advantages and disadvantages of different high-frequency dividers. Due to their lower power consumption, wider locking range and lower supply voltage requirements,
ILFDs are mostly employed at mm-wave frequencies.
Table 1.1 Comparison of high frequency dividers.
CML dividers Miller dividers ILFD
Pros • Wide locking range • High operating frequency • High operating
• Low Area • Low Power frequencies
• Low Power
• Wide Locking Range
• Can be Tuning-less
Cons • Limited Frequency • Limited Locking Range • Higher Area
Operation • Higher Area
• High Power
Consumption
3
1.2 Prior-art
Among the previously proposed ILFDs, direct-injection ILFDs proved to acquire improved locking range than the indirect ILFD [7], [9], [10]. In a direct ILFD, the injection current is directly driven into the tank as opposed to the injection through the current source device in a conventional indirect-ILFD. In addition to direct injection, techniques like dual-injection through direct injection and indirect injection through coupling capacitor to the LC-tank at the common source of the oscillator [11], adaptive coupling to enhance the phase [12], frequency tracking to adopt the admittance locus with the input frequency[13] have increased the locking range. Distributed injection locking makes use of more than one injection device proved to acquire multiple bands of locking range [14]. Series peaking with a transformer feedback is used to enhance the voltage swings at the drain and source of the injection device and thereby increasing the mixer current
[15].
Finally, the transformer based multi-order resonators use the phase ripple to increase the locking range to 62 % at a center frequency of 40 GHz [16]. However, inaccurate calculations of coupling-coefficient, post-silicon variations in the passive elements can lead to an in-band loss-of- lock.
The in-band loss-of-lock can be problematic if continuous range of frequencies is desired.
The output power will be minimum for frequencies in between the two peaks in a transformer- based higher-order resonator. Hence, the goal of the thesis was to improve the locking range and avoid the in-band loss of lock while minimizing the power consumption from the voltage supply and at the same time maximizing the output power at all the frequencies of operation.
4
1.3 Overview
The proposed transformer less multi-band injection locked divider in this thesis offers a switchable multi-band operation. The first band itself provides a continuous locking range from
18 GHz to 61GHz. The second band can be helpful if higher output signal strength is desired within the intermediate band of interest thereby solving the problem of low output power at the frequencies in between the peaks. Further, techniques like shunt inductor peaking to reduce power consumption and dual-injection of the input signal to improve the locking range are discussed in this thesis. Chapter 2 explains the effects of Quality factor, design of the injection device in a direct
ILFD with a simple prototype. Chapter 3 discusses the injection locking in higher-order resonators and the design of the proposed multi-band, dual-injection ILFD to improve the locking range at mm-wave frequencies. Chapter 4 provides the measurement results of the two prototypes fabricated in 65 nm CMOS process. Chapter 5 concludes the paper and briefly describes the future work.
5
Chapter 2: Design of an injection-locked frequency divider
To improve the locking range of an ILFD, it would be useful to revisit the principle of injection locking and its operation in a divider. This is the purpose of the following section.
2.1 Principle of injection locking in a direct ILFD
Figure 2.1 (a) Direct ILFD. (b) Phasor addition of currents. (c) Maximum phase when 푰풕
and 푰풎풊풙 are perpendicular. (d) Phase response of an RLC tank with frequency. (e)
Magnitude response of an RLC tank with frequency.
In a simple direct-injection locked divider as shown in the Figure 2.1, the injection is at the gate of a transistor placed between the output nodes of the oscillator as opposed to the injection 6
through the current source device in a conventional indirect-ILFD. The injection device acts like a single transistor mixer (푀 ) where the input signal (푉 , ) is the radio-frequency port and the drains of the cross-coupled pair form the interchangeable local-oscillator and intermediate- frequency ports (푉 , ). The higher harmonic component at 3ω is rejected by the tank which is tuned for ω. Therefore, at steady state the oscillator locks to only ω frequency.
The phasor diagram of the currents( Figure 2.1(b)) in the system helps analyzing ILFD at steady- state and the operating frequency ω. The cross-coupled pair current from the transconductance gain (푔 , ) of the cross-coupled pair (푀 and 푀 ) is represented by 퐼 , and the current from the mixer 푀 is denoted by 퐼 , (푔 , × 푉 , ). 퐼 , is at a phase shift of θ with 퐼 , .
The phasor addition of the two currents result in the tank current 퐼 , at a phase difference of ϕ
with the 퐼 , . Ideally in a free running oscillator resonating at 휔 , 퐼 , is the same as 퐼 , allowing the tank to oscillate at its peak magnitude where the phase difference is 0° and the output voltage is given by
푉 , = 푍 × 퐼 , ( 1 )
But in the case of injection locking, since there is a phase difference ϕ in the current entering the tank, the tank should be able to compensate for the phase difference and bring back the system to a 360 closed loop phase response. In other words, the tank is now forced to oscillate at a frequency ω where the phase response is −ϕ as shown in the Figure 2.1(d) and the resultant output voltage is given by
푉 , = 푍 × 퐼 , ( 2 )
Reference [17] has proved that for a given 퐼 , and a 퐼 , the maximum value of ϕ is
achieved when the currents 퐼 , and 퐼 , , are at 90° apart (Figure 2.1(c)) and is given by
7