Form 990-PF 2013
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f' - Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947(a)(1) Trust Treated as Private Foundation III- Do not enter Social Security numbers on this form as it may be made public. 2013 Department the Treasury Internal Revenue Service 1111- In formatio n about Form 990-PF and its se parate instructions is at www.irs. Jov/fom For calendar year 2013 or tax year beginning , 2013, and ending , 20 Name of foundation A Employer identification number THE AOTEAROA FOUNDATION 20-1464742 Number and street (or P 0 box number if mail is not delivered to street address ) Room/suite B Telephone number (see instructions) (212) 984 -5700 C/O DEBORAH A. RUTIGLIANO, 101 PARK AVENUE City or town, state or province, country, and ZIP or foreign postal code q C If exemption application is ► pending , check here NEW YORK, NY 10178 G Check all that apply Initial return Initial return of a former public charity El D 1 Foreign organ iz ations , check here • ► Final return Amended return 2. Foreign organiz ations meeting the 85% test , check here and attach Address chan ge Name chang e computation . ► H Check type of organization X Section 501(c)( 3 ) exempt private foundation E If private foundation status was terminated Section 4947 ( a)( 1 ) nonexem pt charitable trust Other taxable p rivate foundation under section 507(b)(1)(A), check here . ► I Fair market value of all assets at J Accountin g method- - -X- -Cash- - - - - - Accrual- - - - - - - - - - - F the foundat ion50 is in a60.mec t ermination end of year (from Part ll, col. (c), line 1:1 Other (specify) - under section 507(b)(1)(B), check h ere • ► 40,339,680. 16) ► $ (Part 1, column (d) must be on cash basis) (d) Disbursements lj^ Analysis of Revenue and Expenses (The (a) Revenue and (b) Net investment (c) Adjusted net for charitable total of amounts in columns (b), (c), and (d) expenses per may not necessarily equal the amounts in income income purposes books column (a) (see instructions) ( cash basis onl y) 1 Contributions its, grants , etc, received (attach schedule) if the foundation is not required to 2 Check Do- attach Sch B . 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities • • S a Gross rents . .. b Net rental income or (loss) e 6a Net gain or (loss) from sale of assets not on line 10 b Gross sales puce for all assets on line 6a w 7 Capital gain net income (from Part IV, line 2) 8 Net short-term capital gain . 9 Income modifications • • • • • • • • 10 a Gross sales less returns and allowances b Less Cost of goods sold c Gross profit or (loss) (attach schedule) . 11 Other income (attach schedule) ATCH • ]. • 1,076, 516. 1, 076,516. 12 Total. Add lines 1 throu g h 11 1, 076, 516. 1, 076, 516. 13 Compensation of officers , directors, trustees, etc 0 14 Other employee salaries and wages . 90, 2 91 . 90, 2 91 In 15 Pension plans, employee benefits • • • • 20, 534. 20,534 CD 14,039. 14,039 06 16a Legal fees (attach schedule) ATCH 2 lql- X 13,500. e 750., 6, 750 0 b Accounting fees (attach schedule)AT•C(-I 1 c Other professional fees (attach schedule) . TO 17 Interest . -! o ^l C3 Z IV J V 18 Taxes (attach schedule) ( see mstmcaons)ATCH , 55, 19 9 . E 19 Depreciation (attach schedule) and depletion. r^ h y C:) Q 20 Occupancy . 21 Travel, conferences, and meetings , 8,715. 8 , 715 LL 1° 22 Printing and publications .. , • . z 14,190. 14, 190 Z 23 Other expenses (attach schedule) A.TCH .5. 24 Total operating and administrative expenses. CD a Add lines 13 through 23 . 216, 413. 6, 750. 154,519 25 Contributions, gifts, grants paid .. 2, 200, 787 - 2,250,787 26 Total expenses and disbursements Add lines 24 and 25 2,417,200. 6, 750. 2, 3 5 5 , 3 0 6 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements -1,340,684. b Net Investment income ( if negative, enter -0-) 1, 069, 766. c Adj usted net Income ( if negative , enter -0-) . .tsA For Paperwork Reduction Act Notice , see Instructions. Form 990-PF(2013) 3E1410 1000 1762CE 3846 A56703 9^3(9 t L Form 990-PF (2013) THE AOTEAROA FOUNDATION 20-1464742 Page 2 Attached schedules and amounts in the Beginning of year End of year Balance Sheets description column should be for end-of-year amounts only (See instructions) (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest- bearing . .. ....... ...... 146, 081. 258, 183. 258, 183 2 Savings and temporary cash investments . .. .. , receivable 3 Accounts ► ----------------------- Less allowance for doubtful accounts ► 4 Pledges receivable ► Less allowance for doubtful accounts i 5 Grants receivable . 6 Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions) . • , 7 Other notes and loans receivable (attach schedule) ► _ _ _ _ Less allowance for doubtful accounts ► _ _ _ _ _ _ _ _ _ _ _ _ m 8 Inventories for sale or use .................. U) 9 Prepaid expenses and deferred charges . 10 a Investments - U S and state government obligations ( attach schedule), b Investments - corporate stock (attach schedule) . c Investments - corporate bonds (attach schedule) , . 11 Investments - land, buildings, ► and equipment basis __________________ Less accumulated depreciation ► (a tt ach sch ed u le) ------------------- 12 Investments - mortgage loans . 13 Investments - other(attach schedule) , , , • • ATCH 6 29, 936, 318. 28, 462, 834. 40, 081, 497. 14 Land, buildings, and ► equipment basis ------ ____________ Less accumulated depreciation ► (att ach schedule) ------------------- 15 Other assets(describe ► ____________________ ) 16 Total assets (to be completed by all filers - see the instructions Also, see page 1, item 1) , 30, 082, 399. 28, 721, 017. 40, 339, 680. 17 Accounts payable and accrued expenses , , , , , , , , , , , 18 Grants payable ,,,,,,,,,,,,,,,,,,,,,,, m 19 Deferred revenue ... .. .. .. .. 20 Loans from officers, directors, trustees , and other disqualified persons 21 Mortgages and other notes payable (attach schedule) . ATCH_ 7 --__ ) 53,508. 32,810. 22 Other liabilities (describe ► ________- 23 Total liabilities (add lines 17 through 22) . 53,508. 32,810. Foundations that follow SFAS 117, check here. ► and complete lines 24 through 26 and lines 30 and 31. m 24 Unrestricted . 25 Temporarily restricted . 26 Permanently restricted . 3 Foundations that do not follow SFAS 117, . ► t check here and complete lines 27 through 31. 0 27 Capital stock, trust principal, or current funds 30,028,891. 28,688,207. y 28 Paid -in or capital surplus, or land, bldg , and equipment fund , , , Q 29 Retained earnings , accumulated income , endowment , or other funds m 30 Total net assets or fund balances (see instructions) . .. 30,028,891. 28,688,207. Z 31 Total liabilities and net assets/fund balances (see instructions) . ........................ 30, 082, 399. 28, 721, 017 . Anal sis of Chan ges in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) , , , • • , , • , , , , , , , , • , • , , , , , , , 1 30, 028, 891 2 Enter amount from Part I, line 27a 2 -1, 340, 684 3 Other increases not included in line 2 (itemize) 3 ►------------------------------------ 4 Add lines 1, 2, and3 4 28,688,207 5 Decreases not included in line 2 (itemize) __ 5 ► 5_- 6 Total net assets or fund balances at end of year Ilne 4 minus line Part II, column b_line 30 6 28, 688, 207 Form 990-PF (2013) SSA 3E1420 1 000 1762CE 3846 A56703 0 • THE AOTEAROA FOUNDATION 20-1464742 Form 990-PF(2013) Page 3 Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e g real estate, acqu^d (c) Date (d) acquired Date sold Purchase brick warehouse, or common stock, 200 shs MLC Co) P - yr ) (mo , day, yr) 2-story D - Donatron (mo, , day, 1a b c d e Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (f) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e Com p lete onl y for assets showin g g ain in column ( h ) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus Adjusted basis (k) Excess of col (1) col (k), less than -0-) or (1) F M V as of 12/31/69 0) as of 12/31 /69 over col 0), if any Lossesbut not(from col (h)) a b c d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) { If (loss), enter -0- in Part I, line 7 } 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- in 1 Part I, line 8 J 3 ORM Qualification Under Section 4940 (e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income If section 4940(d)(2) applies, leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? q Yes q No If "Yes," the foundation does not qualify under section 4940(e) Do not complete this pa rt 1 Enter the a pp ro p riate amount in eacn column Tor eacn year see the instructions Detore maKln any entries.