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Morphological are over Voice

Yining Nie New York University

Abstract has been associated with either the introduction of an event of causation or the introduction of a causer . However, morphological causatives are mono-eventive, casting doubt on the notion that causatives fundamentally add a causing event. On the other hand, in some languages the causative morpheme is closer to the root than would be expected if the causative head is responsible for introducing the causer. Drawing on evidence primarily from Tagalog and Halkomelem, I argue that the syntactic configuration for morphological causatives involves Voice over Voice, and that languages differ in whether their ‘causative marker’ spells out the higher Voice, the lower Voice or both. Keywords: causative, Voice, argument structure, morpheme order, typology, Tagalog

1. Introduction Syntactic approaches to causatives generally fall into one of two camps. The first view builds on the discovery that causatives may semantically consist of multiple (sub)events (Jackendoff 1972, Dowty 1979, Parsons 1990, Levin & Rappaport Hovav 1994, a.o.). Consider the following English causative–anticausative pair. The anticausative in (1a) consists of an event of change of state, schematised in (1b). The causative in (2a) involves the same change of state plus an additional layer of semantics that conveys how that change of state is brought about (2b).

(1) a. The stick broke. b. [ BECOME [ stick STATE(broken) ]]

(2) a. Pat broke the stick. b. [ Pat CAUSE [ BECOME [ stick STATE(broken) ]]]

Word Structure 13.1 (2020): 102–126 DOI: 10.3366/word.2020.0161 © Edinburgh University Press www.euppublishing.com/word MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 103

Several linguists have proposed that the semantic CAUSE and BECOME components of the causative are encoded as independent lexical verbal heads in the syntax (Harley 1995, Cuervo 2003, Folli & Harley 2005, Pylkkänen 2008, a.o.). Each of these verbal heads (known as ‘flavours’ of v) introduces a separate event into the syntax. Therefore the anticausative in (1a) consists of a change of state event introduced by vBECOME in (3a); the causative in (2a) involves the same change of state event plus an additional causing event introduced by vCAUSE (3b). This approach to causatives, which I will refer to as the CAUSE theory, predicts that the events introduced by vCAUSE and vBECOME should be available for independent modification in the syntax.

(3) a. [ vBECOME [ break stick ]]

b. [ Pat vCAUSE [ vBECOME [ break stick ]]] The second view, which will be referred to as the Voice theory, takes the causative alternation to be a Voice alternation (Alexiadou et al. 2006, 2015; Schäfer 2008; Kastner 2016, 2018). In this approach, causatives are just like regular transitives in that the external argument is introduced by Voice (Kratzer 1996), sketched in (4b). The external argument is interpreted as the causer of a change of state, without introducing an additional causing event into the syntax. Thus causatives consist of a single event associated with a single v. Throughout the paper, I use the term ‘causer’ to refer to the highest argument in a causative, not to indicate a thematic role distinct from . (4) a. [ v [ break stick ]] b. [ Pat Voice [ v [ break stick ]]] In a language with overt causative morphology, the causative marker would spell out CAUSE in the CAUSE theory, and Voice in the Voice theory. Thus one common prediction made by these two approaches to causatives is that causative morphology should be spelled out high. That is, if affix order reflects the scopal relationships between morphemes in the syntax (Rice 2000) as expected by the Mirror Principle (Muysken 1981, Baker 1985), languages with overt voice and causative morphology should reflect the relatively high position of CAUSE or Voice. A question to be explored in this paper is whether the high causative prediction should carry over to more complex causatives. To illustrate from English, a have-causative like (5) in the CAUSE theory might be assigned a structure such as (6), where a causing event introduced by vCAUSE scopes over a doing event introduced by vDO. Under the Voice theory, which assumes that both causers and regular transitive agents are introduced by Voice, the have-causative might be assigned a structure such as (7). (5) Sam had Pat eat the cookie.

(6) [ Sam vCAUSE [PatvDO [ eat [ cookie ]]]] (7) [ Sam Voice [ Pat Voice [ eat [ cookie ]]]]

(6) and (7) show that for more complex causatives, the predictions of the CAUSE and Voice theories come apart. Causative morphology in the CAUSE theory should always be high. Causative morphology in the Voice theory, on the other hand, may in 104 YINING NIE principle be realised in two positions: in the higher Voice position, lower Voice position or both. This paper investigates whether the high causative prediction made by the CAUSE theory holds cross-linguistically for morphological causatives, defined as having (i) overt causative marking, (ii) a causee participant (as opposed to a theme, as in most lexical causatives), and (iii) an unmarked causative meaning (no coercion or permission reading). The high causative prediction is indeed borne out in Halkomelem, for example. As shown in the causative of an antipassive in (8), the causative affix -stǝxw, which also encodes with the causee, falls outside of the antipassive affix -ǝm indicating the of the lower .

(8) niʔ cǝnq’wǝl-ǝm-stǝxw θǝ słeniʔʔǝ tθǝ sǝplil. AUX 1SBJ bake-ANTIP-CAUS.3OBJ DET woman OBL DET bread ‘I made the woman bake the bread.’ (Gerdts 2004: 769)

The relative order of the causative and antipassive markers in Halkomelem reflects their syntactic and semantic scope: the causative is built on top of the antipassive. However, not all languages exhibit high causative morphology. In Tagalog, the causative marker pa- occurs inside of voice morphology, which reflects the of the entire clause. In the example in (9), the verb is prefixed with nag-, an Actor Voice (AV) marker which co-occurs with on the of the clause, in this case the causer. Notice that causative pa- appears closer to the verb than the nag- voice marker. Again, the relative order of the voice and causative markers reflects their syntactic scope: voice morphology is only determined once the entire causative predicate is built.

(9) Nag-pa-takbo ako ng bata-ng lalaki. AV.PFV-CAUS-run 1SG.NOM GEN child-LK man ‘I made the boy run.’ (Rackowski 2002: 66)

Causative morphology in Tagalog therefore appears to be low. This is unexpected in the CAUSE theory, according to which causative morphology should always be high. It is possible, however, for the low position of pa- to be captured in a Voice theory of morphological causatives. The empirical evidence points to the need for an approach to morphological causatives that allows causative morphology to appear high in some languages and low in others. I argue that the Voice theory of morphological causatives allows us to capture this cross-linguistic variation. I propose that morphological causatives involve a Voice head that selects for another VoiceP and that what has been identified as the ‘causative morpheme(s)’ in a given language can spell out either the higher Voice head, the lower one or both Voices. The causative marker in Halkomelem, for instance, spells out the higher Voice head, while the causative marker in Tagalog spells out the lower Voice head. Japanese and Kinande will be shown to spell out both. The proposed structure for causatives is given in (10), where v stands for a verbalising head v + √ROOT complex. MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 105

(10) Proposed causative structure

Voice2P

Causer Voice2′

Voice2 Voice1P

Causee Voice1′

Voice1 vP

v Theme

Some previous proposals have suggested that the “recursion” of Voice may be necessary in morphological causatives (Rackowski 2002, Tubino-Blanco 2010, Harley 2013). However, these approaches also assume that causative semantics arises from a syntactically-present vCAUSE head that merges above the lower VoiceP and introduces a causing event; the result is a hybrid Voice+CAUSE approach to morphological causatives, sketched in (11).

(11) [ Sam Voice [ vCAUSE [ Pat Voice [ vDO [ eat [ cookie ]]]]]]

My proposal takes the position that Voice over Voice is the defining property of morphological causatives, and that no dedicated CAUSE head is needed in the syntax. The present analysis assumes a Minimalist syntactic approach to word-building along the lines of Distributed Morphology (Halle & Marantz 1993), which assumes that the syntactic structure of a word is built in the syntax and gets sent to the PF and LF interfaces, where it receives a phonological form and semantic interpretation. One major conclusion of the current investigation is that morphological causatives contain no ‘causative head’ per se; rather, it is the Voice over Voice configuration that is assigned a causative interpretation at LF. Languages may choose to overtly realise different terminals in the causative configuration, which gives the impression of ‘causative morphology’ at varying heights in the structure. This kind of analysis is possible only if we assume that the determination of form and meaning follows compositional operations, as in realisational theories of morphology. The rest of the paper is structured as follows. Section 2 presents data from morphological causatives in Halkomelem (Section 2.1), whose causative marker is high, and Tagalog (Section 2.2), whose causative marker is shown to be low. Section 2.3 then provides data from languages which exhibit ‘double’ causative marking, including Japanese and Kinande. Based on this evidence, I propose in Section 3 that morphological causatives involve Voice over Voice, which captures the variable spell-out of causative marking cross-linguistically. Evidence from agenthood diagnostics supports the claim that causees in morphological causatives are indeed introduced by Voice. In Section 4, I show that CAUSE theories and hybrid Voice+CAUSE theories make incorrect predictions 106 YINING NIE

for the behaviour of morphological causatives. I argue against the presence of vCAUSE in the syntax, showing that morphological causatives do not involve two syntactically represented events (Section 4.1), nor do they provide any morphological evidence for a dedicated causative head (Section 4.2). Section 5 concludes.

2. Two positions for causative markers This section presents data on morphological causatives from languages with overt voice or transitivity morphology. The presence of overt voice morphology allows us to diagnose the relative position of the causative marker in these languages. I provide data from Halkomelem (Section 2.1) and Tagalog (Section 2.2), which have a single causative marker, as well as Japanese and Kinande, which have ‘double’ causative marking (Section 2.3).

2.1 Halkomelem causatives In Halkomelem (Salish, ISO: hur), intransitive predicates receive no special marking (12a), but simple transitives are overtly marked by the transitive -t and an ergative agreement marker (12b). As shown in (12c), Halkomelem can also express semantically transitive sentences using an antipassive construction where the verb is marked by the antipassive suffix -ǝm and the internal argument is demoted to an oblique.

(12) a. niʔʔimǝš tθǝ swiwlǝs. AUX walk DET boy ‘The boy walked.’ (Gerdts 2004: 769) b. niʔ q’wǝl-t-ǝs θǝ słeniʔ tθǝ sǝplil. AUX bake-TR-3ERG DET woman DET bread ‘The woman baked the bread.’ c. niʔ q’wǝl-em θǝ słeniʔʔǝ tθǝ sǝplil. AUX bake-ANTIP DET woman OBL DET bread ‘The woman baked the bread.’ (Gerdts 1980: 300)

The transitive and antipassive markers in Halkomelem are in complementary distribution in (12b) and (12c). I therefore assume that the language has both a transitive and . (13) gives the causativised versions of the sentences in (12). The causative suffix is -stǝxw, which also encodes agreement with the causee.

(13) a. niʔ cǝn ʔimǝš-stǝxw tθǝ swiwlǝs. AUX 1SBJ walk-CAUS.3OBJ DET boy ‘I made the boy walk.’ b. *niʔ cǝnq’wǝl-ǝt-stǝxw θǝ słeniʔ (ʔǝ)tθǝ sǝplil. AUX 1SBJ bake-TR-CAUS.3OBJ DET woman OBL DET bread Intended: ‘I made the woman bake the bread.’ MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 107

c. niʔ cǝnq’wǝl-ǝm-stǝxw θǝ słeniʔʔǝ tθǝ sǝplil. AUX 1SBJ bake-ANTIP-CAUS.3OBJ DET woman OBL DET bread ‘I made the woman bake the bread.’ (Gerdts 2004: 769)

Gerdts (1980, 2004) notes an interesting restriction on morphological causatives in Halkomelem: the language permits causatives of intransitives (13a) and causatives of antipassives (13c) but not causatives of transitives (13b). Such restrictions on the embedded clause are common cross-linguistically; see Section 3 for more discussion. The licit causatives in (13a) and (13c) show that the causative is built on top of their simple unergative and antipassive counterparts. In (13c), we see that the antipassive marker -ǝm, which tracks the transitivity of the lower clause, is embedded inside the causative marker -stǝxw. The causative marker is portmanteau with agreement, which must be with the causee, as obliques do not object agreement in the language. The resulting causative is therefore syntactically transitive. These facts indicate that whatever functional head is spelled out by -stǝxw must be merged higher than the antipassive morpheme, as schematised in (14).

(14) [ [ [ v ] ǝm]stǝxw ]

Any analysis of morphological causatives in Halkomelem must therefore allow the embedding of Voice. Interestingly, despite being a transitive construction, causatives cannot be marked with the overt transitive suffix -t that occurs in simple transitives, as in (12b). This suggests that -stǝxw behaves simultaneously as a marker of causation and of transitivity. This is consistent with the simple CAUSE and Voice theories of morphological causatives, where it is a high causative or Voice head that introduces the causer argument. However, the ungrammaticality of transitive -t in causatives is unexpected in a hybrid Voice+CAUSE approach, where an additional Voice marker would be predicted to occur outside the causative marker.

2.2 Tagalog causatives Tagalog, like many other , displays a rich system of voice morphology. For simplicity, I focus on just the Actor Voice and Patient Voice constructions, which track nominative case on the subject and on the object, respectively. When the subject of a transitive clause is nominative, the verb surfaces with the nag- Actor Voice prefix (15a). When the object is nominative, the verb surfaces with a null Patient Voice suffix that conditions the appearance of the perfective marker (15b), which infixes initially to the verb (Schachter & Otanes 1972, De Guzman 1978, Maclachlan 1996).

(15) a. Nag-bagsak ang guro ng mag-aaral. AV.PFV-fail NOM teacher GEN student ‘The teacher flunked a student.’ Actor Voice 108 YINING NIE

b. Bagsak-1 ng guro ang mag-aaral. fail-PV GEN teacher NOM student ‘The teacher flunked the student.’ Patient Voice

The Patient Voice suffix is overt in, for example, the infinitive form of the verb bagsak-in ‘fail-PV’. I take voice morphology in Tagalog to be a true morphological reflex of Voice heads (Rackowski 2002; Aldridge 2004, 2012; Nie 2017).1 Following Aldridge (2004, 2012), I assume that Actor Voice and Patient Voice are equivalent to antipassive and transitive Voice, respectively. The Voice head can also condition allomorphy on a higher Aspect projection, which is spelled out by in the context of Patient Voice (15b).2 The causativised counterparts of (15) are given in (16), where the verb is marked with the causative prefix pa-. In the Actor Voice causative in (16a), causative pa- appears in between the Actor Voice marker nag- and the verb. In the Patient Voice causative in (16b), the voice marker is null, but the perfective marker infixes not to the verb but to the causative marker pa-; this suggests that pa- prefixes to the verb complex first, and then infixes to the resulting form.

(16) a. Nag-pa-bagsak ako sa guro ng mag-aaral. AV.PFV-CAUS-fail 1SG.NOM OBL teacher GEN student ‘I made a teacher flunk a student.’ b. Pa-bagsak-1 ko ang guro ng mag-aaral. CAUS-fail-PV 1SG.GEN NOM teacher GEN student ‘I made the teacher flunk a student.’

Note that the voice morphology in both causatives is tracking the case properties of the entire causative, rather than that of the lower clause. That is, Actor Voice tracks the nominative causer subject in (16a), rather than the agent of the lower clause, i.e. the causee. Similarly, Patient Voice tracks the nominative causee ‘object’ in (16b), rather than the patient of the lower clause. Tagalog therefore differs from Halkomelem in that overt voice morphology has syntactic scope above the causative marker. This accords with morpheme order in the Actor Voice, where the nag- prefix attaches outside of the

1 Evidence that nag- spells out Voice comes from alternations with another Actor Voice affix (i). As shown in (ii), nag- results in the addition of an external argument (Carrier-Duncan 1985, Travis 2000). This property of external argument introduction suggests that nag- is a true reflex of Voice.

(i) Bagsak ang baso. drop NOM vase ‘The vase fell/dropped.’ (ii) Nag-bagsak ng baso ang bata. AV.PFV-drop GEN vase NOM child ‘The child slammed down the vase.’ (Rackowski 2002: 72)

2 Aspect exhibits similar allomorphy for Actor Voice (Schachter & Otanes 1972, De Guzman 1978), which I will set aside for the sake of simplicity. MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 109 pa- + verb complex, indicating that Actor Voice is merged higher than the head that spells out the causative marker. Assuming that morphosyntactically conditioned allomorphy must be local (Bobaljik 2000, Embick 2010), the contextual spell-out of the Aspect head as in the context of Patient Voice suggests that Patient Voice is also merged higher than the causative marker. Causatives of unergatives (17) and causatives of unaccusatives (18) in Tagalog show the same pattern as the causatives of transitives with respect to syntactic scope and morpheme order.3

(17) a. Nag-pa-kanta ako ng bata. AV.PFV-CAUS-sing 1SG.NOM GEN child ‘I made a child sing.’ b. Pa-kanta-1 ko ang bata. CAUS-sing-PV 1SG.GEN NOM child ‘I made the child sing.’

(18) a. Nag-pa-hulog ako ng bata. AV.PFV-CAUS-fall 1SG.NOM GEN child ‘I made a child fall.’ b. Pa-tumba-1 ko ang bata. CAUS-fall-PV 1SG.GEN NOM child ‘I made the child fall.’

Again, we see that voice morphology scopes above causative morphology in Tagalog. Actor Voice, for example, co-occurs with a nominative causer subject, not a nominative causee, which instead triggers Patient Voice. The hierarchical structure of the Actor Voice causative verbal complex in Tagalog is given in (19). The head that spells out the causative marker merges before voice morphology and therefore appears low in the structure.

(19) [ nag- [ pa- [ v ]]]

Tagalog is not alone in its ‘low’ causative morphology. Other languages which have been proposed to have a low causative marker include such typologically diverse languages as Acehnese (Legate 2014), Hiaki (Tubino-Blanco 2010, Harley 2013) and Zulu (Halpert 2015). Like in Tagalog, the voice or transitivity markers in these languages also scope above the causative marker. Languages with low causative morphology are possible under Voice and hybrid Voice+ CAUSE theories of morphological causatives, where the causative marker can spell out a

3 Different verb roots (hulog and tumba) are used for the Actor Voice and Patient Voice causatives of unaccusatives in (18) due to what appears to be lexical incompatibility with one or the other Voice form of the causative. However, both roots appear to be unaccusative under standard tests. 110 YINING NIE projection lower than the Voice head that introduces the causer—the lower Voice projection or CAUSE, respectively. However, these languages pose a problem for simple CAUSE theories, which predict that the causative marker should be uniformly spelled out high. Note also that Tagalog differs from Halkomelem in that no voice morphology surfaces under the scope of the causative marker; there is no voice morphology on the verb that reflects the transitivity of the lower clause. However, Tagalog is like Halkomelem in that causatives only have two overt functional markers; Voice, whether high or low, is only spelled out once alongside the causative marker. This is problematic for the hybrid Voice +CAUSE theory of morphological causatives, which predicts that causatives should contain two reflexes of Voice, one for the lower clause and a second for the higher clause.

2.3 Doubly-marked causatives Some languages exhibit apparent ‘double’ causative marking. In Japanese, for example, the anticausative of some surfaces with an -R- morpheme (20a), while their lexical causative counterparts are marked with -S- (20b), usually glossed as transitive or causative (Jacobsen 1982, Miyagawa 1998, Harley 2008, Oseki 2017).

(20) a. Kabin-ga kowa-re-ta. vase-NOM break-R-PST ‘The vase broke.’ b. John-ga kabin-o kowa-si-ta. John-NOM vase-ACC break-S-PST ‘John broke the vase.’

Japanese also has morphological causatives that employ -sase- (Shibatani 1976, Miyagawa 1998, Harley 2008), which Oseki (2017) has suggested may be decomposed into double -S- marking:

(21) John-ga Mary-ni syasin-o mi-sa-se-ta. John-NOM Mary-DAT picture-ACC see-S-S-PST ‘John made Mary see a picture.’ (Oseki 2017: 24)

Thus while (some) lexical causatives are marked with one -S-, morphological causatives surface with two -S- markers in Japanese. Several also appear to have double causative marking. Kinande, for example, has what is known as the direct or short causative marker -i- in lexical causatives (22b). The short causative marker obligatorily co-occurs with the indirect or long causative marker -is- in morphological causatives, resulting in double causative marking (23b). Only the Kinande verb stems are given below.

(22) a. -tsap- ‘get wet’ b. -tsap-i- ‘wet (tr.)’ (Hyman 1993: 12) MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 111

(23) a. -lim- ‘cultivate’ b. -lim-is-i- ‘cause to cultivate’ (Hyman 1993: 13)

Morphological causatives in Bemba and also have both the short -i- and long -is- causative markers (Hyman 2003). Georgian is another, unrelated language that has been reported to have doubly-marked causatives; causatives of transitives in the language receive both an a- prefix and -in suffix (Nash 1994, 2017). Double causative marking is problematic for CAUSE and hybrid Voice+CAUSE analyses of morphological causatives because there is only one CAUSE projection that can be spelled out by causative morphology. If morphological causatives involve two stacked Voice heads, however, then the double marking is explained. This approach is supported by Oseki’s (2017) reanalysis of Japanese -S- as a reflex of transitive Voice; double -S- marking therefore reflects the presence of two Voice heads.

3. Proposal 3.1 Voice over Voice The morphological causatives discussed in the previous section bear exactly two overt markers on the verb. This is summarised in (24), where Affix1 indicates a position closer to the verb.

(24) Causative morphology Affix1 Affix2

Halkomelem Voice CAUS Tagalog CAUS Voice Japanese -S--S- Kinande INDIR.CAUS DIR.CAUS

Halkomelem and Tagalog both have one marker that conveys voice and another that conveys causation. In Halkomelem, the voice marker tracks the transitivity of the lower clause. In Tagalog, the voice marker reflects the transitivity of the entire clause. But why does neither language mark voice for both the inner and outer clauses? In other words, why don’t causatives always have three overt markers, Voice-CAUS-Voice, as is predicted by the hybrid Voice+CAUSE approach? My answer is simple: morphological causatives are bimorphemic. They consist of two Voice projections, one of which may receive an invariant spell-out form, giving rise to the appearance of ‘causative’ morphology. In a sense, then, languages with morphological causatives are indeed marking voice for both the inner and outer clauses. Causatives do not have three overt markers because there is no dedicated syntactic CAUSE head in the extended projection of the verb. Adopting Kratzer’s (1996) proposal that agents are generated in the syntax in the specifier of a functional head Voice, I propose that the causer and causee are each 112 YINING NIE introduced by a Voice head. The higher Voice2 introduces the causer, and the lower Voice1 may introduce a transitive or unergative causee. The tree in (25), repeated from (10), sketches the structure for a causative of a transitive; v stands for the verbalising head v + √ROOT complex.

(25) Proposed causative structure

Voice2P

Causer Voice2′

Voice2 Voice1P

Causee Voice1′

Voice1 vP

v Theme

I assume that a Voice head is present in all predicate types, including unergatives and unaccusatives. This is possible if we allow our inventory of functional heads to include multiple Voice heads with different syntactic and semantic properties, including an unaccusative Voice head which prohibits a specifier but is nonetheless morphologically overt in many languages (see Schäfer 2008; Alexiaou et al. 2015; Wood 2015; Kastner 2016, 2017; Oseki 2017). Therefore the causative of an unergative in this approach differs structurally from (25) only in the absence of a theme argument, while the causative of an unaccusative differs in the absence of a causee; the sequence of functional heads remains the same. This captures the identical morphological behaviour of causatives of transitives, unergatives and unaccusatives in, for example, Tagalog (see Section 2.2). I assume that morphological causatives in all languages have the same syntactic hierarchy of heads, given in (25). However, languages will vary in whether one or both Voice heads receives an invariant ‘causative’ spell-out, where the form of Voice does not change according to the voice properties of the clause. These invariant forms are labelled CAUS (or -S- in the case of Japanese) in (24). For instance, the invariant Voice is high in Halkomelem and low in Tagalog. This can be captured with Vocabulary Items that obey contextual spell-out: the causative marker spells out Voice in the context of a lower Voice in Halkomelem (26) but in the context of a higher Voice in Tagalog (27). (26) Halkomelem: Voice ↔ -stǝxw / Voice ] __ ] (27) Tagalog: Voice ↔ pa- / [ Voice [ __ Interestingly, the difference in the spell-out rules between Halkomelem and Tagalog causatives seem to reflect a difference in their syntax. The lower Voice in Tagalog may be transitive, unergative or unaccusative (Section 2.2); these Voices are all spelled out as pa-. MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 113

The lower Voice in Halkomelem, by contrast, can be intransitive or antipassive but not transitive; variable voice morphology on the lower Voice marks this restriction. I speculate that causative morphology can be spelled out low in a language that has no restrictions on the lower Voice but is spelled out high in a language with such restrictions on the lower Voice. Both Voice heads are invariant in Japanese and Kinande, which gives rise to their double causative marking. -S- marks any transitive Voice in Japanese (28). In Kinande, -is- marks transitive Voice in the context of a higher Voice projection, while -i- is the elsewhere form for transitive Voice, which ensures that it gets spelled out on the highest Voice.

↔ (28) Japanese: VoiceTR -S-

↔ ↔ (29) Kinande: VoiceTR -i-, VoiceTR -is- / __ ] Voice ]

These simple contextually-conditioned Vocabulary Items allow the Voice head that spells out the causative marker(s) in these languages to be realised in its scopal position. The Voice over Voice approach also provides a way to connect what have been traditionally called ‘lexical’ and ‘syntactic’ causatives. Lexical causatives in Japanese, for example, involve a single Voice head, as suggested by the single -S- in (30), while morphological or ‘syntactic’ causatives employ two Voice heads, as suggested by the double marking in (31).

(30) John-ga kabin-o kowa-si-ta. John-NOM vase-ACC break-S-PST ‘John broke the vase.’

(31) John-ga Mary-ni syasin-o mi-sa-se-ta. John-NOM Mary-DAT picture-ACC see-S-S-PST ‘John made Mary see a picture.’ (Oseki 2017: 24)

3.2 Agenthood The evidence presented in favour of a Voice over Voice approach to morphological causatives has so far been mostly morphological. Recall that transitive Voice was originally proposed to introduce agentive external arguments (Kratzer 1996). Evidence that the causer and causee can both be agentive would therefore constitute further positive support for the Voice over Voice analysis of morphological causatives. Specifically, agenthood of the causee would support the proposal that morphological causatives contain an embedded Voice head that introduces the causee. Agenthood can be diagnosed with the use of agent-oriented adverbs (Jackendoff 1972, Ernst 1984, Geuder 2000, Pylkkänen 2008). In simple unergatives in Tagalog, agent-oriented adverbs like sinasadya ‘deliberately’ associate straightforwardly with the agent, as shown in (32). In the causative of the same unergative predicate given in (33), 114 YINING NIE postverbal sinasadya can associate with either the causer or unergative causee, suggesting that both the causer and causee are agents.4

(32) Um-iyak si Kiko nang sinasadya. AV.PFV-cry NOM.PN Kiko ADV deliberately ‘Kiko2 cried deliberately2.’

(33) Pa-iyak-1 ko si Kiko nang sinasadya. CAUS-cry-PV 1SG.GEN NOM.PN Kiko ADV deliberately ‘I1 made Kiko2 cry deliberately1/2.’

Agenthood may also be demonstrated by the compatibility of an argument with an instrument (Fillmore 1968). The Tagalog causative of an unergative in (34) shows that the instrumental adjunct gamit ang tungkod ‘with the cane’ may associate with either the causer or the causee; the sentence can convey either that Kiko used the cane to walk with or that the speaker threatened Kiko with the cane. The association of the instrumental adjunct in the causative of transitive in (35) is similarly ambiguous between the causer and causee.

(34) Pa-lakad-1 ko si Kiko gamit ang tungkod. CAUS-walk-PV 1SG.GEN NOM.PN Kiko using NOM cane ‘I1 made Kiko2 walk with1/2 the cane.’

(35) Pa-luto-1 ko si Kiko ng pansit gamit ang kahoy. CAUS-cook-PV 1SG.GEN NOM.PN Kiko GEN pancit using NOM stick ‘I1 made Kiko2 cook pancit with1/2 the stick.’

The agenthood diagnostics in (33) through (35) demonstrate that both the causer and causee are agents in Tagalog. Transitive and unergative causees do not exhibit agentive characteristics in all languages, however. In Korean, for example, the agent-oriented adverb ilupule ‘on purpose’ can associate with the causer but not causee, as shown in (36).

(36) Swuni-ka Minswu-eykey chayk-lul ilpule ilk-hi-ess-ta Suni-NOM Minsu-DAT book-ACC on.purpose read-CAUS-PST-DECL ‘Suni1 had Minsu2 read the book on purpose1/∗2.’ (Kim 2011: 500)

4 The Actor Voice version of the causative in (33) is judged to be marginal with or without sinasadya ‘deliberately’, likely due to the non-specific interpretation of a genitive-marked causee. MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 115

Similarly, in Acehnese, the agent-oriented adverb ngon saba ‘patiently’ can associate with the causer but not the causee: (37) (Ngon saba) gurèe lôn geu-pu-baca buku nyan bak lôn (ngon saba). (with patience) teacher 1SG 3POL-CAUS-read book DEM at 1SG (with patience) ‘My teacher1 made me2 read the book patiently1/∗2.’ (Legate 2014: 125)

On the basis of such evidence, Kim (2011) and Legate (2014) argue that while causers are indeed agents in Korean and Acehnese, respectively, causees are not agents, and a Voice over Voice approach to morphological causatives is therefore untenable. Kim (2011) suggests instead that transitive causees in Korean are introduced by a high Applicative head. Legate (2014) similarly posits a special kind of to introduce transitive causees in Acehnese. However, in the current approach we do not expect all embedded Voice heads in causatives to introduce agents. Causatives of unaccusatives, for instance, are proposed to contain a lower unaccusative Voice head; unaccusative Voice prohibits a specifier and therefore cannot introduce an agent. If it is indeed the case that causees of morphological causatives are never agentive in Korean and Acehnese, then this can be modelled as a language-specific restriction on the set of Voice heads that may be embedded under another Voice head. In fact, restrictions on the lower Voice are common cross- linguistically. Recall, for example, that morphological causatives in Halkomelem permit embedded antipassive Voice but not transitive Voice (Section 2.1). The variation observed across languages might then be due to different restrictions on the set of Voice heads they allow to be embedded; further investigation of these restrictions is left for future research.5 My approach therefore does not recognise a dedicated ‘causative morpheme’ or head in the syntax. Instead, I propose that the semantics of causation arises due to a rule of interpretation at LF that assigns a Voice over Voice configuration a causative interpretation. Such rules at LF are necessary in order to capture such ambiguities as in (38), from Japanese, in which an apparently causative -S- construction may have both a causative interpretation (a) and a non-causative, adversity interpretation (b).

(38) Taroo-ga musuko-o sin-ase-ta. Taroo-NOM son-ACC die-S-PST a. ‘Taro caused his son to die.’ b. ‘Taro’s son died on him.’ (Pylkkänen 2008: 90)

Pylkkänen (2008) proposes that both interpretations of (38) arise from causative structures with causative semantics. I adopt Wood & Marantz’s (2017) approach, which agrees with Pylkkänen that Japanese adversity causatives “look morphosyntactically like plain transitive causatives, because they have the same syntactic structure as plain

5 As Svenonius (2005) and especially Key (2013) show, there is a limit to causative “recursion” or embedding cross-linguistically. It may be possible to model this also as a restriction on embedded Voice heads. 116 YINING NIE

[lexical] transitive causatives” (2017: 275) but “denies that the adversity causative asserts causative semantics” (276). The reader is referred to their paper for the details of their analysis, including its advantages over Pylkkänen’s approach. If Wood & Marantz are correct, then the availability of the adversity reading in (38) as well as the possibility of -S- doubling in (31) suggest that it is not the case that (each instance of) -S- always gives rise to causative semantics. Rather, there may be multiple rules of interpretation that are compatible with the syntactic structure of (38), one that leads to the causative reading and another to the adversity reading. This kind of analysis is only tenable within a realisational theory of morphology with regards to both form (PF) and meaning (LF) (see Marantz 2013, Wood 2015, Myler 2016, Wood & Marantz 2017).

4. Alternatives

This section discusses the predictions made by the CAUSE and hybrid Voice+CAUSE approaches to morphological causatives. Both approaches claim that causatives contain a verbal head vCAUSE that introduces a causing event in the syntax. In the simple CAUSE analysis, flavours of v can introduce both an event and an external argument (Harley 1995, Cuervo 2003, Folli & Harley 2005), as shown in (39) for Sam had Pat eat the cookie. In the hybrid Voice+CAUSE approach, v introduces just an event, and Voice introduces the external argument (Rackowski 2002, Pylkkänen 2008, Tubino-Blanco 2010, Harley 2013, Legate 2014), as shown in (40).

(39) [ Sam vCAUSE [PatvDO [ eat [ cookie ]]]]

(40) [ Sam Voice [ vCAUSE [ Pat Voice [ vDO [ eat [ cookie ]]]]]]

Both theories predict that the causing event introduced by vCAUSE and the doing event introduced by vDO can be independently modified, for example, by temporal adverbials. The CAUSE theory furthermore predicts that causative morphology should always be spelled out high, while the hybrid Voice+CAUSE theory predicts that two voice markers should be spelled out alongside the causative morpheme in languages where Voice is overt. Section 4.1 first shows that morphological causatives in Tagalog display no evidence for a syntactically-represented causing event. This conflicts with the claim that vCAUSE introduces a causing event that should be available for independent modification in the syntax. Section 4.2 then returns to the data from the high, low and doubly-marked causatives discussed in Section 2, demonstrating that CAUSE and Voice+CAUSE theories of morphological causatives make incorrect predictions for morpheme order.

4.1 Eventhood

The CAUSE and hybrid Voice+CAUSE theories contend that both lexical and morphological causatives contain a syntactically-represented causing event not found in their non-causative counterparts. Consider again the causative–inchoative alternation MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 117 in English. If the causative contains a causing event, we expect to be able to modify it using, for example, temporal and manner adjuncts independently of the change of state event. This prediction is not borne out, as shown in the lack of contrast between the inchoative of break in (41a) and -ing nominalisation in (41b) on the one hand and the causative of break in (42) on the other. There is no causing event in English lexical causatives that can be modified by temporal adjuncts (42a) or manner adjuncts (42b) independently of the change of state.

(41) a. The stick broke on Monday. b. The breaking of the stick on Monday

(42) a. Pat broke the stick on Monday (*by stepping on it on last week). b. Pat broke the stick quickly (*by stepping on it slowly).

Bjorkman & Cowper (2013: 4) show that, like lexical causatives, have-causatives in English also disallow independent temporal modification of the supposed causing event and caused event (see also Ritter & Rosen 1993, 1996):6 (43) *They had the team throw the game on Monday by threatening them on Sunday night. When we turn to morphological causatives in other languages, we find that the same generalisation holds. In the Tagalog causative in (44), the putative causing event and caused event cannot receive independent temporal modification.

(44) Pa-iyak-1 ko si Kiko noong Lunes (*sa pang-iinsulto CAUS-cry-PV 1SG.GEN NOM.PN Kiko P Monday P ADV-insulting ko sa kanya noong Linggo). 1SG.GEN P 3SG.OBL P Sunday Intended: ‘I made Kiko cry on Monday (by insulting him on Sunday).’

Because events are spatial-temporal entities, we expect to be able to modify them temporally. In (44), however, there appears to be no event for the temporal adjunct to modify. Again-attachment has been widely used to diagnose event decomposition in the syntax (McCawley 1968, Dowty 1979, von Stechow 1996). Inchoatives with again are known to be ambiguous between restitutive and repetitive readings depending on where in the structure again attaches, as shown in (45). The restitutive reading in (45a) presupposes only that the baby was previously in a state of wakefulness; again scopes over just this state. The repetitive reading in (45b) presupposes that the baby has previously undergone a dynamic event of waking up; again scopes over the entire change of state event.

6 English have-causatives differ from make-causatives, for which the two events may indeed be subject to independent temporal modification. 118 YINING NIE

(45) The baby woke up again. a. [ BECOME (again [ baby STATE(awake) ])] Context: Luz gave birth to a beautiful new baby. The baby was awake and crying when he was born. Soon he quieted down and fell asleep. A few hours later he woke up. b. (again [ BECOME [ baby STATE(awake) ]]) Context: Luz gave birth to a beautiful new baby. The baby was miraculously asleep when he was born, but soon he woke up and started crying. The baby eventually quieted down and fell asleep but a few hours later he woke up.

Inchoatives therefore allow again to attach at two different points in the structure. If causatives contain an additional CAUSE event, then again should be able to attach at a third point in the structure. That is, causatives should be three-ways ambiguous. The crucial prediction is that again should be able to scope in between the CAUSE and BECOME components of the causative, which would provide evidence that they are present and differentiated in the syntax. However, as von Stechow (1996: 99) shows, lexical causatives are only ambiguous between two meanings, one where again scopes over just the state of wakefulness (46a) and one where again scopes over the entire causative, including both participants (46c). What is unavailable is the reading in (46b), which is intended to presuppose a previous event of the baby waking up which the nurse was not necessarily involved in (see von Stechow 1996, Pylkkänen 2008, Schäfer 2008).

(46) The nurse woke the baby up again. a. [nurse CAUSE [ BECOME (again [ baby STATE(awake) ])]] Context: Luz gave birth to a beautiful new baby. The baby was awake and crying when he was born. Soon he quieted down and fell asleep. A few hours later the nurse woke the baby up. b. *[nurse CAUSE (again [ BECOME [ baby STATE(awake) ]])] Context: Luz gave birth to a beautiful new baby. The baby was miraculously asleep when he was born. The doctor woke him up and he started crying. The baby eventually quieted down and fell asleep but a few hours later a nurse woke him up. c. (again [nurse CAUSE [ BECOME [ baby STATE(awake) ]]]) Context: Luz gave birth to a beautiful new baby. The baby was miraculously asleep when he was born. The nurse woke him up and he started crying. The baby eventually quieted down and fell asleep but a few hours later the nurse woke him up.

Just like in inchoatives, then, again only attaches at two points in the structure of lexical causatives, resulting in (i) a restitutive reading or (ii) a repetitive reading over the entire clause. Crucially, again cannot scope in between the CAUSE and BECOME components of the causative, suggesting that they are not in fact differentiated in the syntax. The same again-attachment behaviour is exhibited by inchoatives and lexical causatives in Tagalog. Inchoatives take an Ability/Involuntary Action (AIA) prefix, which is frequently used to mark change of state events (Dell 1983). The inchoative of MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 119 gising ‘wake up’ is given in (47) with ulit, a second position element meaning ‘again’ (Aldridge 2004). Like its English counterpart in (45), the Tagalog inchoative is ambiguous between the restitutive reading (47a) and repetitive reading (47b). The contexts given for these readings were the same as those in (45).

(47) Na-gising ulit ang sanggol. AIA-wake.up again NOM baby ‘The baby woke up again.’ a. [ BECOME (ulit [ baby STATE(awake) ])] b. (ulit [ BECOME [ baby STATE(awake) ]])

As shown in (48), the lexical causative of gising, which takes the Patient Voice form, also has only two readings: the restitutive reading (48a) and the repetitive reading over the whole clause (48c). Crucially, the interpretation where ulit scopes over just the change of state is unavailable (48b). The contexts given for these readings were the same as those in (46).

(48) Gising-1 ulit ng nars ang sanggol. wake.up-PV again GEN nurse NOM baby ‘The nurse woke the baby up again.’ a. [nurse CAUSE [ BECOME (ulit [ baby STATE(awake) ])]] b. *[nurse CAUSE (ulit [ BECOME [ baby STATE(awake) ]])] c. (ulit [nurse CAUSE [ BECOME [ baby STATE(awake) ]]])

Let us now return to morphological causatives, which are the focus of this paper. It could in principle be the case that morphological causatives behave differently from lexical causatives with respect to ulit-attachment in Tagalog. As it turns out, however, they exhibit the same behaviour. Consider the root tulog ‘sleep’, whose inchoative form with ulit in (49) is ambiguous between a restitutive reading (49a) and repetitive reading (49b).

(49) Na-tulog ulit ang sanggol. AIA-sleep again NOM baby ‘The baby fell asleep again.’ a. [ BECOME (ulit [ baby STATE(asleep) ])] Context: Luz gave birth to a beautiful new baby. The baby was miraculously asleep when he was born. Soon he woke up and started crying. A few hours later he quieted down and fell asleep. b. (ulit [ BECOME [ baby STATE(asleep) ]]) Context: Luz gave birth to a beautiful new baby. The baby was awake when he was born. Soon he fell asleep. A few hours later he woke up and starting crying. Eventually he fell asleep.

Thereisnolexicalcausativeoftulog, but a morphological causative can be formed using the pa- causative marker (50). The morphological causative has the restitutive reading (50a) 120 YINING NIE and the repetitive reading over the whole clause (50c). However, it crucially does not have the interpretation where ulit scopes over just the change of state event (50b).

(50) Pa-tulog-1 ulit ng nars ang sanggol. CAUS-sleep-PV again GEN nurse NOM baby ‘The nurse made the baby fall asleep again.’ a. [nurse CAUSE [ BECOME (ulit [ baby STATE(asleep) ])]] Context: Luz gave birth to a beautiful new baby. The baby was miraculously asleep when he was born. Soon he woke up and started crying. The nurse picked him up and rocked him until he fell asleep. b. *[nurse CAUSE (ulit [ BECOME [ baby STATE(asleep) ]])] Context: Luz gave birth to a beautiful new baby. The baby was awake and crying when he was born. The doctor picked him up and rocked him until he fell asleep. A few hours later the baby woke up and starting crying. The nurse came and rocked him to sleep. c. (ulit [nurse CAUSE [ BECOME [ baby STATE(asleep) ]]]) Context: Luz gave birth to a beautiful new baby. The baby was awake and crying when he was born. The nurse picked him up and rocked him until he fell asleep. A few hours later the baby woke up and starting crying. The nurse came and rocked him to sleep.

Thus morphological causatives in Tagalog exhibit the same pattern as lexical causatives with respect to ulit-attachment. I take this evidence to suggest that morphological causatives do not necessarily introduce a causing event into the syntax. Instead, what distinguishes causatives from their non-causative counterparts is simply the addition of an external argument.

4.2 Voice and v As noted in Section 3, morphological causatives in languages that spell out both voice and causative morphology overtly generally have two markers on the verb. The data summary from the languages discussed in Section 2 is repeated in (51), where Affix1 indicates a position closer to the verb.

(51) Causative morphology Affix1 Affix2

Halkomelem Voice CAUS Tagalog CAUS Voice Japanese -S--S- Kinande INDIR.CAUS DIR.CAUS

The Voice over Voice approach to morphological causatives presented in Section 3 predicts that (i) there are two positions eligible for overt realisation, and (ii) the ‘causative MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 121 marker’ can be realised in either or both positions. (51) shows that this is a welcome result.

By contrast, theories that adopt a dedicated causative head vCAUSE make incorrect predictions for the morphology of causatives. Consider the simple CAUSE theory, in which flavours of v can introduce both an event and an external argument into the syntax

(Harley 1995, Cuervo 2003, Folli & Harley 2005, a.o.). In this approach, vCAUSE introduces a causing event as well as the causer argument, as shown in the causative of transitive structure in (52). It is also assumed that overt causative morphology on the verb spells out vCAUSE rather than any other head. The only other head eligible for spell-out along the extended projection of the verb is vDO, which may be realised by overt voice morphology. vCAUSE always scopes higher than vDO in this approach.

(52) CAUSE theory causative structure vP

Causer v′

vCAUSE vP

Causee v′

vDO Theme

The CAUSE theory therefore makes the following predictions: (i) morphological causatives are bimorphemic, and (ii) causative morphology should be spelled out high relative to voice morphology and at most once on the verb. As (51) demonstrates, the second prediction is not borne out either in Tagalog, where the head that spells out voice morphology scopes over the head that spells out causative morphology, or in Japanese or Kinande, which have doubly-marked causatives.7 Some scholars have proposed a hybrid Voice+CAUSE theory of morphological causatives in which flavours of v introduce events in the syntax but Voice introduces external arguments (Rackowski 2002, Pylkkänen 2008, Tubino-Blanco 2010, Harley 2013). This is shown in the causative of transitive structure in (53) modelled after the proposal in Harley (2013), in which vCAUSE is merged above the Voice2P layer and below the Voice1P layer.

7 It is possible to conceive of an analysis within the CAUSE theory in which the two v heads in the causative are spelled out contextually, in parallel fashion to the proposal for Voice given in Section 3. In Tagalog, then,

vDO would be spelled out as the causative marker pa- in the context of vCAUSE. While this approach could work out technically, given the lack of evidence that the two v heads introduce independent events into the syntax (Section 4.1), the v heads involved would essentially only be argument-introducers. However, this is precisely the function of Voice. 122 YINING NIE

(53) Voice+CAUSE theory causative structure

Voice2P

Causer Voice2′

Voice2 vP

vCAUSE Voice1P

Causee Voice1′

Voice1 vP

vDO Theme

Notice that the structure in (53) has four heads along the extended projection of the verb that could in principle be spelled out overtly. A language with overt voice morphology and causative morphology might be therefore be expected to have causative forms like

Voice2-vCAUSE-Voice1-vDO-Verb, where two voice markers reflect the Voice heads of the inner and outer clause and two v markers reflect the event properties of the clause. However, as Legate (2014) points out for Acehnese and as I have shown for all of the languages discussed in this paper, this prediction is not borne out. Causatives of antipassives in Halkomelem, for instance, mark the inner clause with an overt antipassive suffix but do not have an overt transitive -t suffix which reflects the transitivity of the outer clause; the hybrid theory would have to stipulate that the lower Voice1 is realised but the higher Voice2 is not. In Tagalog causatives, on the other hand, Voice2 would have to be overt while Voice1 is not. For Japanese and Halkomelem, it is unclear which heads would be responsible for their two overt markers. Thus there is no morphological evidence for a third or fourth position for spell-out, yet this is exactly what the hybrid Voice+CAUSE analysis predicts. This section has demonstrated that CAUSE and hybrid Voice+CAUSE theories of morphological causatives make incorrect predictions for both the eventhood properties and the morphology of causatives. I conclude that there is no evidence for the presence of a dedicated causative head vCAUSE in morphological causatives. The properties of morphological causatives receive a natural account, on the other hand, under a Voice over Voice analysis in which either or both Voice heads can be spelled out by causative markers.

5. Conclusion In this paper, I presented evidence from languages with overt voice and causative morphology that morphological causatives are bimorphemic. I argued that causatives also MORPHOLOGICAL CAUSATIVES ARE VOICE OVER VOICE 123 have a higher Voice head. The overall structure I propose for morphological causatives therefore involves a Voice head that selects for another Voice projection; the set of lexical Voice types that may be selected can vary from language to language. Languages also differ in whether the ‘causative marker’ spells out the higher Voice, lower Voice or both. There is no evidence from the morphology or from eventhood diagnostics that morphological causatives contain a verbal head vCAUSE that introduces an independent causing event into the syntax. A consequence of my proposal is that there is no cross-linguistically identifiable dedicated ‘causative morpheme’ or head in the syntax. Rather, morphological causatives are in a sense epiphenomenal, the result of a Voice over Voice configuration that is assigned causative semantics. Languages may overtly realise one or both of these Voice heads with an invariant form, which may give the impression of ‘causative morphology’. This study of morphological causatives therefore supports a theory of morphology in which word-building takes place in the syntax and the resulting configurations are phonologically realised and semantically interpreted post-syntactically.

Acknowledgements Thank you to Henrison Hsieh and A.J. Santos for their help with Tagalog. Thanks also to Hagen Blix, Heidi Harley, Itamar Kastner, Julie Anne Legate, Alec Marantz and audiences at NYU, MOTH 2016, NELS 47 and ALC 11 for their feedback at various stages of this work. Comments from two anonymous reviewers greatly helped to improve the paper. This research was supported in part by SSHRC Doctoral Fellowship #752– 2016–0096. Any errors are mine.

Abbreviations Abbreviations follow the Leipzig Glossing Rules. Other abbreviations: POL: politeness marker AIA: Ability/Involutary Action Voice AV: Actor Voice CV: Circumstantial Voice DIR.CAUS: direct causative INDIR.CAUS: indirect causative LK: linker P: preposition PN: proper noun

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• A short biography (ideally 25 words or less, but up to 40 words) • A photo/headshot image of the author(s) if possible. • Any relevant, thematic images or accompanying media (podcasts, video, graphics and photographs), provided copyright and permission to republish has been obtained. • Files should be high resolution and a maximum of 1GB • Permitted file types: jpg, jpeg, png, gif, pdf, doc, ppt, odt, pptx, docx, pps, ppsx, xls, xlsx, key, mp3, m4a, wav, ogg, zip, ogv, mp4, m4v, mov, wmv, avi, mpg, 3gp, 3g2.