General Information Sheet for the Year 2020 Stock Corporation General Instructions: 1
Total Page:16
File Type:pdf, Size:1020Kb
GENERAL INFORMATION SHEET FOR THE YEAR 2020 STOCK CORPORATION GENERAL INSTRUCTIONS: 1. FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL STOCKHOLDERS' MEETING. DO NOT LEAVE ANY ITEM BLANK. WRITE "N.A." IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO THE CORPORATION OR "NONE" IF THE INFORMATION IS NON-EXISTENT. IF THE ANNUAL STOCKHOLDERS' MEETING IS HELD ON A DATE OTHER THAN THAT STATED IN THE BY-LAWS, THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS AFTER THE ELECTION OF THE DIRECTORS, TRUSTEES AND OFFICERS OF THE CORPORATION AT THE ANNUAL STOCKHOLDERS' MEETING. 2. IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR. HOWEVER, SHOULD AN ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE 3. THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION. 4. THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTING FROM ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT AMENDED GIS CONTAINING THE NEW INFORMATION TOGETHER WITH A COVER LETTER SIGNED BY THE CORPORATE SECRETARY OF THE CORPORATION. THE AMENDED GIS AND COVER LETTER SHALL BE SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGE OCCURRED OR BECAME EFFECTIVE. 5. SUBMIT FOUR (4) COPIES OF THE GIS TO THE RECEIVING SECTION AT THE SEC MAIN OFFICE, OR TO SEC SATELLITE OFFICES OR EXTENSION OFFICES. ALL COPIES SHALL UNIFORMLY BE ON A4 OR LETTER-SIZED PAPER. THE PAGES OF ALL COPIES SHALL USE ONLY ONE SIDE. 6. ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN 7. THISFILEDGIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION OF EXISTING LAWS, RULES AND REGULATIONS. ==================== PLEASE PRINT LEGIBLY ==================== CORPORATE NAME: DATE REGISTERED: AYALA LAND, INC. JUNE 30, 1988 BUSINESS/TRADE NAME: FISCAL YEAR END: AYALA LAND, INC. DECEMBER 31 SEC REGISTRATION NUMBER: CORPORATE TAX 152747 IDENTIFICATION NUMBER (TIN) DATE OF ANNUAL MEETING PER BY-LAWS: 000-153-790-000 ANY DATE IN APRIL OF EACH YEAR ACTUAL DATE OF ANNUAL MEETING: WEBSITE/URL ADDRESS: APRIL 22, 2020 www.ayalaland.com.ph COMPLETE PRINCIPAL OFFICE ADDRESS: EMAIL ADDRESS: 31/F TOWER ONE AND EXCHANGE PLAZA, AYALA TRIANGLE, AYALA AVENUE, MAKATI CITY [email protected] COMPLETE BUSINESS ADDRESS: FAX NUMBER: 31/F TOWER ONE AND EXCHANGE PLAZA, AYALA TRIANGLE, AYALA AVENUE, MAKATI CITY 7750-6790 NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER: SEC ACCREDITATION NUMBER TELEPHONE NUMBER(S): (if applicable): SGV & CO. MICHAEL C. SABADO 0664-AR-4 7908-3100 / 7908-3676 PRIMARY PURPOSE/ACTIVITY/INDUSTRY PRESENTLY ENGAGED IN: INDUSTRY CLASSIFICATION: GEOGRAPHICAL CODE: Please see Annex "A" REAL ESTATE N.A. ==================== INTERCOMPANY AFFILIATIONS ==================== PARENT COMPANY SEC REGISTRATION NUMBER ADDRESS 32/F TO 35/F TOWER ONE AND EXCHANGE PLAZA, AYALA CORPORATION 34218 AYALA TRIANGLE, AYALA AVENUE, MAKATI CITY SUBSIDIARY/AFFILIATE SEC REGISTRATION NUMBER ADDRESS PLEASE SEE ''ANNEX B'' NOTE: USE ADDITIONAL SHEET IF NECESSARY Page 1 GENERAL INFORMATION SHEET STOCK CORPORATION ================================ PLEASE PRINT LEGIBLY ================================ CORPORATE NAME: AYALA LAND, INC. A. Is the Corporation a covered person under the Anti Money Laundering Act (AMLA), as √ amended? (Rep. Acts. 9160/9164/10167/10365) Yes No Please check the appropriate box: 1. a. Banks b. Offshore Banking Units Jewelry dealers in precious metals, who, as a business, trade 4. c. Quasi-Banks in precious metals d. Trust Entities e. Non-Stock Savings and Loan Associations f. Pawnshops g. Foreign Exchage Dealers Jewelry dealers in precious stones, who, as a business, trade 5. h. Money Changers in precious stone i. Remittance Agents j. Electronic Money Issuers k. Financial Institutions which Under Special Laws are subject to Bangko Sentral ng Pilipinas' (BSP) supervision and/or regulation, including their subsidiaries and affiliates. 6. Company service providers which, as a business, provide 2. any of the following services to third parties: a. Insurance Companies b. Insurance Agents a. acting as a formation agent of juridical persons c. Insurance Brokers b. acting as (or arranging for another person to act as) a d. Professional Reinsurers director or corporate secretary of a company, a partner of a partnership, or a similar position in relation to other juridical e. Reinsurance Brokers persons f. Holding Companies g. Holding Company Systems c. providing a registered office, business address or h. Pre-need Companies accommodation, correspondence or administrative address i. Mutual Benefit Association for a company, a partnership or any other legal person or arrangement j. All Other Persons and entities supervised and/or regulated by the Insurance Commission (IC) d. acting as (or arranging for another person to act as) a 3. nominee shareholder for another person a. Securities Dealers b. Securities Brokers c. Securities Salesman 7. Persons who provide any of the following services: d. Investment Houses a. managing of client money, securities or other assets e. Investment Agents and Consultants b. management of bank, savings or securities accounts f. Trading Advisors c. organization of contributions for the creation, operation or g. Other entities managing Securities or rendering similar services management of companies h. Mutual Funds or Open-end Investment Companies d. creation, operation or management of juridical persons or i. Close-end Investment Companies arrangements, and buying and selling business entities j. Common Trust Funds or Issuers and other similar entities k. Transfer Companies and other similar entities l. Other entities administering or otherwise dealing in currency, commodities or financial derivatives based thereon m. Entities administering or otherwise dealing in valuable objects 8. √ None of the above Describe nature of business: n. Entities administering or otherwise dealing in cash substitutes and other similar monetary instruments or property supervised and/or regulated by the Securities and Exchange Commission REAL ESTATE (SEC) B. Has the Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), record-keeping, and submission of reports under the AMLA, as Yes No √ amended, since the last filing of its GIS? Page 1-A GENERAL INFORMATION SHEET STOCK CORPORATION ==================== PLEASE PRINT LEGIBLY ==================== CORPORATE NAME: AYALA LAND, INC. CAPITAL STRUCTURE AUTHORIZED CAPITAL STOCK TYPE OF NUMBER OF AMOUNT (PhP) (No. of shares x PAR/STATED VALUE SHARES* SHARES Par/Stated Value) COMMON 20,000,000,000 1.00 20,000,000,000.00 PREFERRED*** 15,000,000,000 0.10 1,500,000,000.00 TOTAL 35,000,000,000 TOTAL PhP 21,500,000,000.00 SUBSCRIBED CAPITAL NUMBER OF NO. OF SHARES IN TYPE OF NUMBER OF PAR/STATED % OF F I L I P I N O STOCK- THE HANDS AMOUNT (PhP) SHARES* SHARES VALUE OWNERSHIP HOLDERS OF THE PUBLIC ** 8,786 COMMON 9,020,941,386 2,345,578,748 1.00 9,020,941,386.00 32% 2,772 PREFERRED 12,459,230,124 296,049,004 0.10 1,245,923,012.40 45% COMMON 29,784,746 N.A. 1.00 29,784,746.00 N.A. TOTAL 21,509,956,256 TOTAL PhP 10,296,649,144.40 77% NUMBER OF F O R E I G N NO. OF SHARES IN TYPE OF NUMBER OF PAR/STATED % OF (INDICATE BY STOCK- THE HANDS AMOUNT (PhP) SHARES* SHARES VALUE OWNERSHIP NATIONALITY HOLDERS OF THE PUBLIC ** VARIOUS 209 COMMON 5,694,608,715 5,694,608,715 1.00 5,694,608,715.00 20% VARIOUS 81 PREFERRED 607,264,635 607,264,635 0.10 60,726,463.50 2% Percentage of Foreign Equity: 23% 6,301,873,350 TOTAL PhP 5,755,335,178.50 23% TOTAL SUBSCRIBED P 16,051,984,322.90 100% PAID-UP CAPITAL NO. OF TYPE OF NUMBER OF % OF F I L I P I N O STOCK- PAR/STATED VALUE AMOUNT (PhP) SHARES* SHARES OWNERSHIP HOLDERS 8,786 COMMON 9,020,941,386 1.00 9,020,941,386.00 32% 2,772 PREFERRED 12,459,230,124 0.10 1,245,923,012.40 45% COMMON 29,784,746 1.00 29,784,746.00 N.A. TOTAL 21,509,956,256 TOTAL PhP 10,296,649,144.40 77% F O R E I G N NO. OF TYPE OF NUMBER OF % OF (INDICATE BY STOCK- PAR/STATED VALUE AMOUNT (PhP) SHARES* SHARES OWNERSHIP NATIONALITY HOLDERS VARIOUS 209 COMMON 5,694,608,715 1.00 5,694,608,715.00 20% VARIOUS 81 PREFERRED 607,264,635 0.10 60,726,463.50 2% TOTAL 6,301,873,350 TOTAL PhP 5,755,335,178.50 23% TOTAL PAID-UP PhP 16,051,984,322.90 100% ADDITIONAL PAID-IN CAPITAL PhP 48,598,641,000.00 SUBSCRIPTION RECEIVABLE PhP (1,878,179,000.00) TOTAL CAPITALIZATION PhP 62,772,446,322.90 NOTE: USE ADDITIONAL SHEET IF NECESSARY * Common, Preferred or other classification ** Other than the Directors, Officers, Shareholders owning 10% of outstanding shares. ***With voting rights. Note: The capital structure above reflects the share buyback of 4,412,000 common shares in January to March 2020. Page 2 GENERAL INFORMATION SHEET STOCK CORPORATION ==================== PLEASE PRINT LEGIBLY ==================== CORPORATE NAME: AYALA LAND, INC. DIRECTORS / OFFICERS TAX STOCK EXEC. NAME/CURRENT RESIDENTIAL ADDRESS NATIONALITY INC'R BOARD GENDER OFFICER IDENTIFICATION HOLDER COMM. NUMBER 1. FERNANDO ZOBEL DE AYALA 6 HARVARD ROAD, NORTH FORBES FILIPINO N C M Y CHAIRMAN C/M 104-104-067 PARK, MAKATI CITY 2. JAIME AUGUSTO ZOBEL DE AYALA 74 CAMBRIDGE CIRCLE, NORTH FORBES FILIPINO Y M M Y VICE CHAIRMAN N.A. 104-145-637 PARK, MAKATI CITY 3. BERNARD VINCENT O.