OTC #: 095 DATE: 05/19/2014 TO: ALL PARTICIPANTS - OTC COMPARISON SYSTEM CASHIER, MANAGER REORGANIZATION ATTENTION: OPERATIONS PARTNER/OFFICER, MANAGER P&S DEPT. CASHIER, MANAGER REORGANIZATION, GLOSSARY DEPT UPDATES TO THE LIST OF OTC CLEARED SECURITIES FROM: UNDERWRITING SUBJECT: UPDATES TO THE LIST OF OTC CLEARED SECURITIES

THIS NSCC OTC IMPORTANT NOTICE IS NOW AVAILABLE ON THE NSCC WEB SITE.THE WEB SITE WWW.DTCC.COM IS PASSWORD PROTECTED AND IS OPEN TO ALL FULL-SETTLING MEMBERS OR OTHER NSCC PARTICIPANTS. FIRMS THAT WANT ACCESS TO THE NOTICES OF CHANGES TO THE LIST OF OTC CLEARED SECURITIES SHOULD CALL THEIR NSCC ACCOUNT MANAGER AT 800-422-0582 TO OBTAIN THE APPROPRIATE INFORMATION FOR ACCESS.

Update Cusip No Symbol Name Effective Date

ADD ADD *** D6996H101 SNPXF SNP SCHNEIDER NEUREITHER & PTNR 05/19/2014 AG ORD SHS (DEU) ADD *** G8875E107 TILCF TILL CAP LTD RESTRICTED VOTING 05/19/2014 SHS (BMU) ADD *** J13125109 EDOLF ENDO LIGHTING CO ORD SHS (JPN) 05/19/2014 ADD *** N01011118 AFCJF AFC AJAX NV ORD SH 05/19/2014 (NLD) ADD *** Y15663142 CKPCF CH KARNCHANG PUB COMP LTD SHS 05/19/2014 FOREIGN REGISTERED (THA) ADD *** Y29974147 HNMUF HANA MICROELECTRONICS PUB CO 05/19/2014 LTD UITS NON VOTING DEP (THA) ADD 02504A203 MTGEP AMERICAN CAP MTG INVT CORP PFD 05/19/2014 SER A 8.125% (MD) ADD 25862T100 DBLVF DOUBLEVIEW CAP CORP COM SHS 05/19/2014 (CDA) 12K SEC 37244A105 GNYS GENOSYS INC 05/19/2014 REINSTATEMENT

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DELETE DELETE *** G2119G101 CXGUF CHINA MINING RES GROUP LTD. ORDY 05/19/2014 SHES DELETE *** G98277109 XTPEF XTEP INTL HLDGS LTD ORD SHS 05/19/2014 (CAYMAN ISLANDS) DELETE *** Q0793L106 ANCOF ANAECO LTD, BENTLEY WA 05/19/2014 ORDINARY SHARES (AUSTRALIA) SEC 12K 03348J103 ARSP ANDALUSIAN RESORTS AND SPAS INC 05/19/2014 SUSPENSION COM STK DELETE 43710G105 HOME HOME FED BANCORP INC COM STK 05/19/2014 NEW (MD) PORTAL DELETE DELETE 79970Y204 SNZYZ SANCHEZ ENERGY CORPORATION PFD 05/19/2014 CONV 144 SER A

MARKET MOVE 03027X308* AMTWP TO: AMTPRA AMERICAN TOWER CORPORATION 05/19/2014 (REIT) PFD CONV SER A (XNAS TO: XNYS) 03748R762* AIVXP TO: AIVPRA APARTMENT INVT & MGMT CO PFD 05/19/2014 CL A 6.875% (MD) (XNAS TO: XNYS)

SYMBOL CHANGES 13722D101 CRCUF TO: CRCUE CANARC RESOURCES CORP (F) 05/19/2014 14153Q108 CDNLE TO: CDNL CARDINAL RESOURCES INC COM STK 05/19/2014 (NV) 957155203 WEGYD TO: WEGYF WESTBRIDGE ENERGY CORP NEW ORD 05/19/2014 SHS (CDA)

REORGANIZATION DELETE G9026D105 TTTRF TREATT PLC (UK) ADD *** G9026D113 TTTRD TREATT PLC ORD SHS NEW (UK) 05/19/2014

DELETE Q7952S103 RSMAF RAISAMA LTD. ORD SHS (AUS) ADD *** Q7368K108 RSMAF PEAK OIL AND GAS LTD WEST PERTH 05/19/2014 WA ORD SHS (AUS)

DELETE 089680102 BTHR RESTAURANTS INC COMMON STOCK (FL) ADD 84921A107 BTHRD SPORTS VENUES OF FLORIDA INC COM 05/19/2014 STK

DELETE 21986M105 CDURQ CORPORACION DURANGO SA DE C.V. ADS (2ORD) ADD 09073J101 CDURQ BIO PAPPEL S.A.B. DE C.V. SPON ADR 05/19/2014 REPSTG 2 ORD SHS (MEX) Non-Confidential

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DELETE 74372H107 POOOY PROTO RESOURCES & INVESTMENTS LTD. SPONSORED ADR (AUSTRALIA) ADD 74372H206 POOOD PROTO RES & INVT LTD NEW. 05/19/2014 SPONSORED ADR (AUS)

NAME CHANGE DELETE 393222104 GPRE GREEN PLAINS RENEWABLE ENERGY INC ADD 393222104 GPRE GREEN PLAINS INC COM STK (IA) 05/19/2014

* 19C-3 Security rule *** Foreign Netting Security ALL SEC 12K SUSPENSIONS WILL BE REMOVED FROM CNS ELIGIBILITY ALL INQUIRIES SHOULD BE DIRECTED TO NSCC'S MAILBOX AT: [email protected]

Non-Confidential

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