Journal of Sustainable Energy & Environment 5 (2014) 95-103
Sugarcane Biorefinery Complex in Thailand and a Proposed Method to Cope with Apportioning Its Environmental Burdens to Co-products
Kritana Prueksakorn1,2,3, Shabbir H. Gheewala1,2,*, Masayuki Sagisaka4, and Yuki Kudoh4
1The Joint Graduate School of Energy and Environment, King Mongkut's University of Technology Thonburi, Bangkok, Thailand 2Center for Energy Technology and Environment, Ministry of Education, Thailand 3Andaman Environment and Natural Disaster Research Center, Interdisciplinary Graduate School of Earth System Science and Andaman Natural Disaster Management, Prince of Songkla University, Phuket Campus, Thailand 4Research Institute of Science for Safety and Sustainability, National Institute of Advanced Industrial Science and Technology, Tsukuba, Japan *Corresponding Author. E-mail: [email protected], Tel.: +662 4708309, Fax: +662 8729805
Abstract: This paper considers the effect of different allocation methods on life cycle assessment (LCA) results of products derived from a sugarcane biorefinery complex in Thailand. Issues from various allocation methods to a system of sugarcane-based production in the case of closed-loop recycling were discussed as an example for further applying with such a bioenergy system. The greenhouse gas (GHG) associated with the production of sugar, electricity, steam, ethanol, and organic fertilizer originated from sugarcane was investigated, considering all methods guided by ISO (2006) for partitioning emissions from the process i.e. avoiding allocation, mass allocation
Keywords: Sugarcane biorefinery, industrial ecology, life cycle assessment (LCA), greenhouse gas (GHG), allocation method.
1. Introduction and if it is significant, a suitable allocation method for such a sugarcane biorefinery. In accordance with Thailand’s energy policy to promote energy conservation, increasing of biofuels utilization has been 2. An Overview of Sugarcane Biorefinery Complex in Thailand targeted not only for attaining energy security, helping alleviate as Currently Promoted for Industrial Ecology the current economic crisis and supporting labor employment in the rural areas but also for addressing the global warming Similar in concept to oil refinery producing various products problem [1-3]. The purpose of sugarcane cultivation, the second from crude oil, operation of biorefinery is the integration of most economically important food crop of Thailand [4-5], has facilities to alter biomass resources to fuels, chemicals, etc. as mainly been to produce food for human consumption until the reported by Ribeiro Fernandes dos Santos [21]. For the recent past. More recently, it has become an important source of biorefinery system of sugarcane-based ethanol, there are several biomass energy production since 70-80% of the 4.2 million main stages leading to ethanol production, i.e., sugarcane liters ethanol production per day from the whole country in farming, sugar milling and bioethanol production with high 2014, were molasses-based. Furthermore, there are other obtainable potential of producing various byproducts. byproducts e.g. electricity, fertilizer, etc. [6-9]. The area occupied by sugarcane plantation in Thailand is Anyway, to produce such byproducts, an additional around 1.6 million ha [22]. Average yield of sugarcane amount of energy and natural resources are required. To ensure production in Thailand is about 66 tons/ha (while that of Brazil that the effort to acquire those sugarcane-based products really is at 87 tons/ha) [23-24], resulting in the sugar yield ranging 5-7 provide benefit, life cycle assessment (LCA) is an appropriate million tons [24-25]. Cane leaf residue both from stalk cutting methodology for evaluation and has been used as a tool by many and from milling process has been somewhere used as soil researchers [10-11]. Applications of different LCA methodologies conditioner [26-27, on-site data]. are accepted to take care of the unique complexity of each In the milling process, apart from sugar which is the situation leading to a wide range of results even in the same major product of this production system, bagasse, filter cake, product life cycle. One of the open methodological issues is the and molasses are also valuable. Bagasse is a biomass remaining allocation of emissions to the co-products providing a huge from crushing cane stalk that can be burnt for electricity and influence on final results [12-13]. Although the International steam generation. Filter cake is considered as soil conditioner for Organization for Standardization (ISO) developed a stepwise plantation [28]. Molasses can be both an ingredient in livestock standard approach for dealing with co-product allocation in the feed and raw material for ethanol production [19]. Production of ISO 14044 standard for LCA [14], multifarious allocation molasses-based 99.5% ethanol comprises fermentation, distillation, methodologies still have been applied for many published and dehydration processes. CO2 and stillage obtainable from works, for example; energy allocation in a case of seafood ethanol production can be alternatively used as raw material for production system [15] and a case of petroleum refineries to the next manufacturing process. CO2 can be theoretically petroleum products [16], protein allocation in a case of milk collectable from fermentation process and utilized in coolant, production [13], and exergy allocation in a case of power and soft drink, dry ice, fire extinguisher, etc. [29]. Proper mixing of steam production [17]. Various allocation methods e.g. economic, stillage and filter cake from sugar mill can reach the organic energy, hybrid allocation, etc. have been employed for several fertilizer standard for sale in Thailand [7, 30-31, on-site data]. cases of assessing sugarcane-based product system [7, 18-20]. Moreover, in wastewater ponds, biogas can be technically This study aims to evaluate the consequence of that disparity generated from the stillage [19].
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Journal of Sustainable Energy & Environment 5 (2014) 95-103
With the performance to substitute material and energy 3.2.1 Avoiding allocation supplies by renewable sources, this system represents the According to ISO 14044 standard for LCA, “wherever characteristics of industrial ecology since it shifts its precedent possible, allocation of the environmental burdens associated with status from linear system, where some outputs obtained become the studied system should be avoided, by dividing the multifunction wastes in vain, to closed loop systems where those materials process into sub-processes, or by expanding the data related to become inputs for internal processes [32]. these sub-processes, or by expanding the product system to include the additional functions related to the co-products” [15]. 3. Methodology – Environmental Assessment Dividing a multifunction process into sub-processes is a Based on GHG Emissions flexible option causing a change in the study results [16]. For LCA study of sugarcane-based products, this difference also Due to the concern worldwide on climate change, GHG happens at the process of power generation either to group it emissions associated to activities of biorefinery complex were into the same production unit with sugar production or separate assessed as a representative indicator for the study’s objective. it out [7, 20, 36]. However, the actual aim of dividing sub- Based on the standard Life Cycle Assessment (LCA) methodology processes is to avoid allocation but from the overall perspective, – ISO 14040; the global warming potential was investigated over the result can turn into more steps of allocation. In other words, a 100 year-time horizon expressed in unit of CO2eq, counting the issue between these considerations is whether the allocation CO2, CH4 and N2O emitted from the system so as to figure out of emissions to bagasse will take place. Allocation flow diagram overall environmental load and share to individual products with of the two schemes for the comparison of that dissimilarity is apposite allocation method [33-34]. Further from the actual case, shown in Fig. 1. this study also contributes LCA results assuming that all product Another way of avoiding allocation, system expansion outputs of the sugarcane biorefinery complex are ultimately utilized. generally considered in consequential LCA study, has also been suggested by Nguyen and Hermansen as an adequate method for 3.1 Study scope & system description handling co-products in LCA of sugar cane bio-energy systems Study boundary of this complex system covers 6 main when the purpose of the LCA is to support decision makers in stages i.e. 1) sugarcane cultivation, 2) sugar refining, 3) molasses- weighing the options and consequences. Nevertheless, system based ethanol production, 4) bagasse-based power production, expansion is inapplicable for this case study, considering steam 5) fertilizer production, and 6) all intermediate transportation. as co-product, opposite to Nguyen and Hermansen’s case where Calculation flow for this LCA study is the production of sugar, steam remaining from overall process is neglected [19]. Task of electricity, steam, ethanol, and fertilizer ready at factory gate system expansion is to identify close substitutes for the co- derived from 1 tonne of sugarcane. The data of this study is product considered and their product systems. Yet, steam, gaseous based on a real site in the northeast region of Thailand. The phase of water, has many factors to be considered together e.g. site’s milling period is normally during December – March. The mass, temperature, pressure, etc. and particular data for suitable range of sugarcane yield from over 3,500 of the site’s farm compensation based on property of product is not available. contracts is around 55-120 ton/ha. The facilities’ maximum Moreover, system expansion has limitation for this case if the capacities of this company group per year i.e. sugar mill, turbine interest of study is products as electricity, ethanol, fertilizer etc. generators, alcohol factory, and fertilizer factory are around 2.9 because sugar cannot be fittingly substituted by other processes; MT sugarcane, 400 GWh electricity, 5 MT steam, 45 ML sugar production from cane is traditional in Thailand. Use of this ethanol, and 0.1 ton fertilizer (NPK: 2.5-3.0, 2.5-3.0, 3.0-4.0 % substitution method is also criticized to probably cause new w/w). The generated energy is sufficient for running the whole allocation problems again when the system is expanded [37]. business group and supplying electricity to the Provincial Electricity Authority (PEA). The transportation distance from 3.2.2 Mass allocation
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Journal of Sustainable Energy & Environment 5 (2014) 95-103
energy, availability, work capability, essergy, etc. with the same Applied values for
Sugarcane farm Fertilizer Sugar plant & power plant Sugarcane Filter cake
Sugar Allocation Fertilizer plant
Steam Molasses Electricity Electricity
Ethanol plant Steam Ethanol
Sugarcane farm Fertilizer Sugarcane Sugar plant Filter cake Allocation
Fertilizer plant Sugar Bagasse
Electricity Molasses Power plant
Ethanol plant Allocation Electricity
Ethanol Steam Steam
Figure 1. Allocation diagrams for the closed loop system of a sugarcane biorefinery complex: < Scheme-a> (Above) turbine to generate electricity and steam is considered as facility of sugar factory < Scheme-b> (Below) processes of sugar factory & power plant are considered separately
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Journal of Sustainable Energy & Environment 5 (2014) 95-103
4. Results and discussion specify the obtainable work from a heat source. The temperature for reference state is assumed at 25°C. Life Cycle Inventory (LCI): Input and output flow for the sugarcane-based production system and nearby sugar factories Table 1. LCI for the sugarcane-based production system [27]. supplying bagasse and molasses to the system are summarized 1. Cane plantation in Table 1. Per ton of sugarcane, the sugar factory can produce Input 99.6 kg of sugar and obtains 340 kg of bagasse which will be Fertilizer – N 8.6 kg transferred by pipeline to the turbine generators of the power Fertilizer – P2O5 9.0 kg plant for producing 117.0 kWh of electricity and 617.3 kg of Fertilizer – K2O 4.3 kg steam. About 9.6 kWh of electricity is required for internal use of power plant. Then, 31.8 kWh of electricity and 582.3 kg of Diesel for farm operation 2.6 kg steam generated from power plant are transferred back to sugar Pesticides 0.1 kg factory. The process of sugar production uses 96.6% by weight Output of total chemicals used in all factories; 75.4% is contributed by Cane stalk 1,000.0 kg the NaCl for refinery and wastewater treatment process. Other Cane trash (~70% burnt at farm) 159.0 kg main chemicals used are lime, phosphoric acid, and NaOH 2. Sugar mill contributing 22.4%, 0.7%, and 0.4% respectively. Input Molasses and filter cake are feedstock for the alcohol Cane stalk (from cane farm) 1,000.0 kg factory and fertilizer factory respectively. Stillage, sludge in Chemicals 14.3 kg wastewater from ethanol factory, is partially sent to mix with Electricity (from power plant) 31.8 kWh filter cake and microorganisms under controlled conditions to Steam (from power plant) 582.3 kg make organic fertilizer. Stillage left is returned to farm as one of Output the repayments for farmers who can supply the targeted amount Sugar 99.6 kg of sugarcane as promised to the sugar factory. With the longest Molasses 42.1 kg distance for transportation by pipeline, carrying stillage from Filter cake 45.3 kg ethanol factory to fertilizer factory possesses 88% of total Bagasse 340.0 kg electricity consumed for transportation. Carrying sugarcane by Cane trash & waste 113.8 kg truck to factory and back trip with free load contributes 99.8% Wastewater (BOD 1.0E-4 kg) 0.9 L of total diesel consumed for transportation. For this study site, 3. Power plant all transportation by truck has empty return. Input Around 70% of cane trash from cane plantation is burnt Bagasse (from sugar mill) 340.0 kg during cane gathering period even though farmers know well that this can harm the soil quality. Yet, as the cost of harvesting Chemicals 0.1 kg fresh yield (with no burning) is over 1.5 times higher, even the Output promotion by sugar factory of extra-payment for yield with rich Electricity 107.4 kWh sugar content does not prevent this practice. Over 110 kg of Steam 617.3 kg cane trash from milling process is sent to factory’s farming area Wastewater (BOD 5.2E-5 kg) 4.3 L together with ash from turbine generator as soil conditioner. 4. Ethanol factory Utilization of biogas from wastewater and CO2 from fermentation Input process of ethanol factory is just in the plan. From processes Molasses (from sugar mill) 42.1 kg explained, the factors for considering CO2eq emissions released Chemicals 0.3 kg as well as the factors for each allocation method for all considered Electricity (from power plant) 0.9 kWh scenarios are shown in Table 2 and Table 3 respectively. Steam (from power plant) 28.2 kg Further calculation factors for environmental assessment Output based on GHG emissions from Table 2 for over 30 kinds of Ethanol 11.3 L chemicals used in all sub-factories are extracted from Ecoinvent Wastewater (BOD 7.8E-10 kg) 1.5E-2 L database from SimaPro program version 7.1. Mass of chemicals 5. Fertilizer factory used compared to others such as mass of sugarcane is very Input small. Therefore, CO2 emissions caused by overall usage of Filter cake (from sugar mill) 45.3 kg chemicals are just 2.3% of the total emissions released within Electricity (from power plant) 0.2 kWh this factory. For the calculation factors shown in Table 3, Diesel (operation of machine) 0.4 L economic-based allocation factors are obtained from factory Chemicals 0.1 kg while the others are obtained from literature and calculations. Output Energy-based allocation factor of molasses is calculated in the same way with that of sugar and bagasse (i.e. heating value) Organic fertilizer 18.1 kg based on molasses’ sugar content. Exergy-based allocation factors 6. Transportation of sugar and molasses is extracted from literature, originally Diesel: truck 14.3 L considering the exergy of sucrose-water solutions while that of sugarcane (farm-sugar mill), bagasse is extracted from the same source using the calculation filter cake (mill-fertilizer fac.), etc. method for wood proposed by Szargut et al [51]. Energy and Electricity: pipeline 1.0 kWh exergy-based allocation factors of filter cake are calculated based sugarcane (farm-sugar mill), on the formula in literature for the calculation of specific chemical molasses (sugar mill-Ethanol fac.) enthalpy and specific chemical exergy of matter respectively stillage (Ethanol fac.-fertilizer fac.) [47]. All the energy contained in electrical power is useful and is 7. Final energy remaining from overall process therefore equal for both energy and exergy-based allocation [48- Electricity (sale to PEA) 73.5 kWh 49]. Based on steam energy used for thermal transference [50], ---Waste steam 6.8 kg exergy of steam can be calculated according to Formula 1 to
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Journal of Sustainable Energy & Environment 5 (2014) 95-103
both tables are based on the amount of major products for ------Formula 1 allocation and factors presented in Table 3.
Thermal exergy (MJ); Life Cycle Impact Assessment (LCIA): Preliminary investigation : Energy from heat source (MJ), of hybrid allocation shows rather inconsistent results from the combination of
Table 2. Calculation factors for environmental assessment based on GHG emissions. Item Factor Unit Remark Ref. Fertilizer and herbicide kg CO2eq/kg Production [40] - N (weighted average of 3 types of 3.00 N-fertilizers) - P2O5 1.03 - K2O 0.69 - Herbicide 25.3 N2O from fertilizer-N application 4.68 kg CO2eq/N 0.01 kg N2O-N/kg N [34] N2O from soils amended with crop residues 4.68 kg CO2eq/N 0.01 kg N2O-N/kg N [34] Diesel 3.3 kg CO2eq/L Production and combustion [40, 41] CH4 from anaerobic pond 5.52 kg CO2eq/kg BOD stillage CH4 and N2O emissions [42] Cane trash (uncontrolled) open burning, 0.097 kg CO2eq/kg dry trash only, CO2 not included [42] 90% efficiency Bagasse combustion in boilers 0.025 kg CO2eq/kg [40, 43] Thai electricity (mainly natural gas based) 0.80 kg CO2eq/kWh Production [40, 44]
Table 3. Calculation factors for each allocation method. Product Economic-based Energy-based Exergy-based (Baht/unit) (MJ/unit) (MJ/unit) Sugar (kg) 13.00 16.18 [45] 17.55 [46] Molasses (kg) 3.50 10.03 [45] 12.82 [46] Bagasse (kg) 0.50 7.35 [27] 9.96 [46] Filter cake (kg) 0.05 3.04 [47] 3.09 [47] Electricity (kWh) 2.80 3.60 3.60 [48, 49] Steam (kg) 0.35 2.72 [50] 0.69 [32]
Table 4. Allocation factors for Scheme-a. Economic allocation Energy allocation Exergy allocation Product Amount Price Allocation Energy Allocation Exergy Allocation (THB/unit) factor (MJ/unit) factor (MJ/unit) factor Sugar 99.6 kg 13.00 0.776 16.18 0.635 17.55 0.642 Molasses 42.1 kg 3.50 0.088 10.03 0.166 12.82 0.198 Filter cake 45.3 kg 0.05 0.001 3.04 0.054 3.09 0.051 Electricity 75.6 kWh 2.80 0.127 3.60 0.107 3.60 0.100 Steam 35.0 kg 0.35 0.007 2.72 0.037 0.69 0.009 Total 1.000 1.000 1.000 a = product value, b = calculation unit of each allocation method
Table 5. Allocation factors for Scheme-b. Economic allocation Energy allocation Exergy allocation Product Amount Price Allocation Energy Allocation Exergy Allocation
(THB/unit) factor (MJ/unit) factor (MJ/unit) factor Sugar 99.6 kg 13.00 0.802 16.18 0.345 17.55 0.301 Molasses 42.1 kg 3.50 0.091 10.03 0.090 12.82 0.093 Filter cake 45.3 kg 0.05 0.001 3.04 0.029 3.09 0.024
1ststep Bagasse 340.0 kg 0.50 0.105 7.35 0.535 9.96 0.582 Total 1.000 1.000 1.000
Electricity 75.6 kWh 2.80 0.945 3.60 0.741 3.60 0.918
Steam 35.0 kg 0.35 0.055 2.72 0.259 0.69 0.082 2nd step Total 1.000 1.000 1.000
a = product value, b = calculation unit of each allocation method
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Journal of Sustainable Energy & Environment 5 (2014) 95-103
The most significant difference is in the case of mass- economic hybrid allocation since the economic value of fertilizer 100% is quite small but its total weight is high. Fertilizer, product mixed by mud with microorganism and sludge from wastewater 80% possessing, is just encouraged as product for sale lately so as to fertilizer utilize remnant from sugar milling process worthily. 60% For the main study, as shown in Fig. 2, all considered ethanol cases for real situation are abbreviated as case “a1-3” and “b1-3”. Roughly, regardless of GHG value shared to each intermediate 40% electricity product in unit kg CO for each allocation method, the 2eq sugar proportion of CO2eq between each case is very similar especially 20% for the cases a2, a3, and b2. For every case, sugar production, the major process for this business group, is the largest contributor. 0% nd rd However, the major divergence is in the 2 and 3 order of burden a1 a2 a3 b1 b2 b3 nd contributors. Electricity production is the 2 largest contributor for case a1 and b3 while ethanol production is the 2nd largest Figure 2. CO2eq shared to each final product based on contributor for the remaining cases (a2, a3, b1, and b2). considered allocation methods: The reasons for this dissimilarity between these 6 cases a1, a2, and a3 represent emissions shared to products based on are as follows: For case a1, allocation factors of molasses and
Figure 3. CO2eq balance of a sugarcane biorefinery complex, Scheme-a (…) and {…} represent diesel and electricity consumption respectively for the transportation between former and the identified processes.
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Journal of Sustainable Energy & Environment 5 (2014) 95-103
progressive income tax. An example in this case is at the price and low pressure steam signifies the higher amount of energy of filter cake which is raw material for producing fertilizer. Cost for the latter. Nevertheless, with the concept of available energy, of filter cake and stillage is 0.05 Baht/kg and free of charge total exergy value of low pressure steam is just 38 GJ/h, quite respectively while the sale price of organic fertilizer is 5 Baht/kg lower than 101 GJ/h for that of electricity. which is 100 times different from cost of major material for the For the selection of allocation method,
Figure 4. Power plant’s cycle heat balance diagram.
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