Issuer Report
Total Page:16
File Type:pdf, Size:1020Kb
Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page Reporting Issuers Default When a reporting issuer is noted as in default, standardized code symbols (disclosed in the legend below) will be appear in the column 'Nature of Default'. Every effort is made to ensure the accuracy of this list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission promptly. A reporting issuer may be in default and be subject to a Management and Insider Cease Trade Order, but that order will NOT be shown on the list. Legend 1. The reporting issuer has failed to file the following continuous disclosure prescribed by Alberta securities laws: (a) annual financial statements; (b) interim financial statements; (c) an annual or interim management's discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP); (d) an annual information form; (AIF); (e) a certification of annual or interim filings under Multilateral Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings (MI 52-109) ; (f) proxy materials or a required information circular; (g) an issuer profile supplement on the System for Electronic Disclosure By Insiders (SEDI); (h) material change reports; (i) a written update as required after filing a confidential report of a material change; (j) a business acquisition report; (k) the annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities (NI 51-101) or a technical report for a mineral project required under National Instrument 43-101 Standards of Disclosure for Mineral Projects (NI 43-101); (l) mandatory news releases; (m) corporate governance disclosure as required by National Instrument 58-101 Disclosure of Corporate Governance Practices; (n) audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees; or (o) disclosure in a reporting issuer's MD&A relating to disclosure controls and procedures and their effectiveness that is referred to in a certificate filed under MI 52-109. 2. The reporting issuer's continuous disclosure because: (a) financial statements of the reporting issuer, or the auditors' report accompanying the financial statements, do not comply with the requirements of National Instrument 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency; (b) the reporting issuer has acknowledged that its financial statements, or the auditors' report accompanying the financial statements, may no longer be relied upon; (c) the reporting issuer's AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106; or (d) the reporting issuer's technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or NI 51-101; 3. Failure to pay a fee required by Alberta securities laws. 4. The reporting issuer has failed to comply with any other requirement related to continuous disclosure. Please be advised that pursuant to section 29 of Bill 25, the Securities Amendment Act, 2006, section 141 of the Securities Act (Alberta) has been repealed and replaced. As a result the ASC is no longer be issuing certificates of no default. Individuals seeking information relating to an issuer's status in that regard may wish to refer to this defaulting reporting issuer list. The full text of Bill 25 can be accessed at the Alberta Legislative Assembly website under Bills and Amendments. Every effort is made to ensure the accuracy of information included in the reporting issuers’ list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission (ASC) promptly. If appropriate, the list will be revised as necessary. Alberta Securities Commission Page 2 of 2 Reporting Issuer List - Cover Page Cease Trade Order If a reporting issuer is subject to a cease trade order issued by the ASC or the Executive Director under subsection 33.1(1) of the Act or by the ASC under 198(1) or (2) of the Act, the cease trade order will be disclosed beside the name of the reporting issuer. Securities that are subject to a cease trade order of the ASC may not be traded in Alberta. To determine if a person or company is the subject of a management or insider cease trade order issued by the ASC, please refer to 'Enforcement Orders' located under the Enforcement section on the ASC website (at www.albertasecurities.com). Additional information may be obtained by: · reviewing the filings made by the reporting issuer on SEDAR (at www.SEDAR.com); · contacting the reporting issuer directly; · reviewing the Commission website; or · reviewing the national cease trade order database located on the CSA website (at www.CSA.com). Please be advised that pursuant to section 29 of Bill 25, the Securities Amendment Act, 2006, section 141 of the Securities Act (Alberta) has been repealed and replaced. As a result the ASC is no longer be issuing certificates of no default. Individuals seeking information relating to an issuer's status in that regard may wish to refer to this defaulting reporting issuer list. The full text of Bill 25 can be accessed at the Alberta Legislative Assembly website under Bills and Amendments. Every effort is made to ensure the accuracy of information included in the reporting issuers’ list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission (ASC) promptly. If appropriate, the list will be revised as necessary. Alberta Securities Commission Page 1 of 202 Reporting Issuer List Report Created on: 2008-07-18 Report as of: 2008-07-17 Name Cease Traded Nature of Default 01 COMMUNIQUE LABORATORY INC. 3 1080854 ONTARIO LIMITED Cease Traded 1a, 1b, 1c, 1d, 1e 130/30 MINING LP 1322256 ALBERTA LTD. 1339971 ALBERTA LTD. 1608557 ONTARIO INC. 1a, 1b, 1c, 1d, 1e 180 CONNECT EXCHANGECO INC. 180 CONNECT INC. 1987 NO 2 MINTAX MINERAL LIMITED PARTNERSHIP Cease Traded 20-20 TECHNOLOGIES INC. 2980304 CANADA INC. Cease Traded 1a, 1b, 1c, 1e 360NETWORKS INC. Cease Traded 1a, 1b, 1c, 1d, 1e, 1g 3D VISIT INC. Cease Traded 1b, 1c, 1e 407 INTERNATIONAL INC. 4325231 CANADA INC. 49 NORTH 2008 RESOURCE FLOW-THROUGH LIMITED PARTNERSHIP 49 NORTH RESOURCE FUND INC. 540 CAPITAL CORP. 5BANC SPLIT INC. 5N PLUS INC. 3 6550568 CANADA INC. 761581 ALBERTA LTD. 855 BURRARD CAPITAL LIMITED PARTNERSHIP NO. 3 Cease Traded 1a, 1b, 1c, 1e 99 CAPITAL CORPORATION A MAN CALLED INTREPID Cease Traded 1a, 1b, 1c, 1e A R V CORP Cease Traded 1a, 1b, 1c, 1e, 1g A&W REVENUE ROYALTIES INCOME FUND A.E. VENTURES LTD. Cease Traded 1a, 1b, 1c, 1e, 1g A.H.A. AUTOMOTIVE TECHNOLOGIES CORPORATION Cease Traded 1a, 1b, 1c, 1e A.I.S. RESOURCES LIMITED A.O.G. AIR SUPPORT INC. Cease Traded 1a, 1b, 1c, 1e AAER INC. AASTRA TECHNOLOGIES LIMITED AAVANGEN INDUSTRIES INC. Cease Traded 1a, 1b, 1c, 1e, 1g ABACAN RESOURCE CORPORATION Cease Traded 1a, 1b, 1c, 1d, 1e, 1g ABACUS MINING & EXPLORATION CORPORATION ABACUS SOFTWARE GROUP INC. Cease Traded 1a, 1b, 1c, 1e, 1g ABBASTAR URANIUM CORP. ABBEY EXPLORATION INC. Cease Traded 1a, 1b, 1c, 1e ABCOURT MINES INC. ABDA INTERNATIONAL HOLDINGS CORP. Cease Traded 1a, 1b, 1c, 1e ABENTEUER RESOURCES CORP. ABERDEEN ASIA-PACIFIC INCOME INVESTMENT COMPANY LIMITED 3 ABERDEEN G7 TRUST Please be advised that pursuant to section 29 of Bill 25, the Securities Amendment Act, 2006, section 141 of the Securities Act (Alberta) has been repealed and replaced. As a result the ASC is no longer be issuing certificates of no default. Individuals seeking information relating to an issuer's status in that regard may wish to refer to this defaulting reporting issuer list. The full text of Bill 25 can be accessed at the Alberta Legislative Assembly website under Bills and Amendments. Every effort is made to ensure the accuracy of information included in the reporting issuers’ list, such accuracy cannot be guaranteed. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission (ASC) promptly. If appropriate, the list will be revised as necessary. Alberta Securities Commission Page 2 of 202 Reporting Issuer List Report Created on: 2008-07-18 Report as of: 2008-07-17 Name Cease Traded Nature of Default ABERDEEN INTERNATIONAL INC. ABERDEEN SCOTS TRUST ABERMIN CORPORATION Cease Traded 1a, 1b, 1c, 1e ABINGTON VENTURES INC. ABITEX RESOURCES INC. ABITIBI MINING CORP. ABITIBIBOWATER CANADA INC. ABITIBIBOWATER INC. ABN AMRO GLOBAL EQUITY EXPOSURE FUND ABODE MORTGAGE HOLDINGS CORP. ABORIGINAL GLOBAL INVESTMENT FUND Cease Traded 1a, 1b, 1c ABSOLUTE SOFTWARE CORPORATION ABSTRACT ENTERPRISES CORP. Cease Traded 1a, 1b, 1c, 1e AC ENERGY INC. Cease Traded 1a, 1b, 1c, 1e ACACIA CAPITAL CORPORATION Cease Traded 1a, 1b, 1c, 1e ACADEMY VENTURES INC. ACADIAN CORE INTERNATIONAL EQUITY FUND ACADIAN MINING CORPORATION ACADIAN TIMBER INCOME FUND ACCELERATOR CAPITAL CORPORATION ACCELEWARE CORP. 3 ACCELRATE POWER SYSTEMS INC. ACCEND CAPITAL CORPORATION ACCESS INTERNATIONAL EDUCATION LTD. ACCRETE ENERGY INC. ACCRETIVE FLOW-THROUGH (2005) LIMITED PARTNERSHIP 1d ACE AVIATION HOLDINGS INC. ACE/SECURITY LAMINATES CORPORATION Cease Traded 1a, 1b, 1c, 1e ACENETX INC. Cease Traded 1a, 1b, 1c, 1e, 1g ACEPHARM INC. Cease Traded 1a, 1b, 1c, 1e ACER CAPITAL CORP. Cease Traded 1a, 1b, 1c, 1e, 1g ACERO-MARTIN EXPLORATION INC. ACKER FINLEY CANADA FOCUS FUND 3 ACREX VENTURES LTD.