DOCSLIB.ORG

List of Section 13F Securities, Third Quarter 2001

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
List of Section 13F Securities, Third Quarter 2001 OFFICIAL LIST OF SECTION 13(F) SECURITIES USER INFORMATION SHEET General This list of "Section 13(f) securities" as defined by Rule 13f-I(c) [I7 CFR 240.13f-I (c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [I5 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 117 CFR 240.1 3f-I] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of September, 15, 2001 ,and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending September 30, 2001 . Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(l) and Rule 13f-I] thereunder. Features (1 ) Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled "STATUS." The word "ADDED" in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word "DELE-TED" in the status colurr~nopposite the name of a security indicates that the security ceases to be a 13(f) security since the date of the last list. (2) List of options: An asterisk is placed next to the name of any security having a listed option and each option is individually listed with its own CUSlP nurr~berimmediately below the name of the security having the option. A manager reporting holdings of options on its Forml3F should use the CUSlP number of each option as to which holding are reported. CUSlP descriptions and numerical identification date (copyright 1969 through 1996, American Bankers Association) are used with permission. All rights are reserved. RUN DATE:09/27/01 ** LIST OF SECTION 13F SECURITIES ** PAGE 1 RUN TIME:14:33 IVMOOl CUSIP NO. ISSUER NAME ISSUER DESCRIPTION STATUS B49233 10 7 ICOS VISION SYS CORP N V ORD D1497A 10 1 CELANESE AG ORD D1668R 12 3 * DAIMLERCHRYSLER AG ORD D1668R 90 3 DAIMLERCHRYSLER AG CALL D1668R 95 3 DAIMLERCHRYSLER AG PUT F9212D 14 2 TOTAL FINA ELF S A WT EXP 080503 G0070K 10 3 * ACE LTD ORD G0070K 90 3 ACE LTD CALL G0070K 95 3 ACE LTD PUT GO2602 10 3 * AMDOCS LTD ORD GO2602 90 3 AMDOCS LTD CALL GO2602 95 3 AMDOCS LTD PUT GO2995 10 1 AMERICAN SAFETY INS GROUP LTD ORD GO3910 10 9 * ANNUITY AND LIFE RE HLDGS ORD GO3910 90 9 ANNUITY AND LIFE RE HLDGS CALL GO3910 95 9 ANNUITY AND LIFE RE HLDGS PUT GO4074 10 3 APEX SILVER MINES LTD ORD GO4074 11 1 APEX SILVER MINES LTD WT EXP 110402 GO4397 10 8 * APW LTD COM GO4397 90 8 APW LTD CALL GO4397 95 8 APW LTD PUT GO4450 10 5 ARAMEX INTL LTD ORD G0450A 10 5 ARCH CAP GROUP LTD ORD GO5330 10 8 * ASIA GLOBAL CROSSING LTD CL A GO5330 90 8 ASIA GLOBAL CROSSING LTD CALL GO5330 95 8 ASIA GLOBAL CROSSING LTD PUT GO5345 10 6 ASIA PACIFIC RES INTL HLDG LTD CL A G0535E 10 6 ASIA PACIFIC WIRE 8 CABLE CORP ORD GO5354 11 6 ASIACONTENT COM LTD SHS CL A NEW 611506 11 1 ACCENTURE LTD BERMUDA CL A ADDED 616962 10 5 BUNGE LIMITED COM ADDED G2107X 10 8 CHINA TIRE E-COMMERCE COM LTD COM G2108N 10 9 * CHINADOTCOM CORP CL A G2108N 90 9 CHINADOTCOM CORP CALL G2108N 95 9 CHINADOTCOM CORP PUT 621082 10 5 CHINA YUCHAI INTL LTD COM G2110R 10 6 CHIPMOS TECH BERMUDA LTD SHS ADDED 623773 10 7 CONSOLIDATED WATER CO INC ORD G2519Y 10 8 CREDICORP LTD COM G2706W 10 5 DELPHI INTERNATIONAL LTD ORD 627545 10 5 DF CHINA TECHNOLOGY INC ORD 628471 10 3 DSG INTL LTD ORD 629526 10 3 EK CHOR CHINA MOTORCYCLE CO COM 629539 14 8 ELAN PLC RT 629539 15 5 ELAN PLC WT EXP 123102 629539 16 3 ELAN PLC WT EXP 083105 630177 10 2 * EL SIT10 INC ORD DELETED 630177 90 2 EL SIT10 INC CALL DELETED 630177 95 2 EL SIT10 INC PUT DELETED RUN DATE:09/27/01 ** LIST OF SECTION 13F SECURITIES ** PAGE 2 RUN TIME : 14: 33 IVMOOl CUSIP NO. ISSUER NAME ISSUER DESCRIPTION STATUS 630177 20 1 EL SIT10 INC SHS NEW ADDED 631215 10 9 ESG RE LTD ORD 631611 10 9 * XCELERA INC COM 631611 90 9 XCELERA INC CALL 631611 95 9 XCELERA INC PUT 632030 10 1 EURO TECH HOLDINGS CO LTD ORD 632030 11 9 EURO TECH HOLDINGS CO LTD WT EXP 021403 G3223R 10 8 * EVEREST RE GROUP LTD COM G3223R 90 8 EVEREST RE GROUP LTD CALL G3223R 95 8 EVEREST RE GROUP LTD PUT G3529L 10 2 * FLAG TELECOM HOLDINGS LTD ORD G3529L 90 2 FLAG TELECOM HOLDINGS LTD CALL G3529L 95 2 FLAG TELECOM HOLDINGS LTD PUT 636535 10 5 * FOSTER WHEELER LTD SHS 636535 90 5 FOSTER WHEELER LTD CALL 636535 95 5 FOSTER WHEELER LTD PUT 636738 10 5 * FRESH DEL MONTE PRODUCE INC ORD 636738 90 5 FRESH DEL MONTE PRODUCE INC CALL 636738 95 5 FRESH DEL MONTE PRODUCE INC PUT G3682E 12 7 FRONTLINE LTD ORD ADDED 637260 10 9 * GARMIN LTD ORD 637260 90 9 GARMIN LTD CALL 637260 95 9 GARMIN LTD PUT 638529 10 6 GETGO INC COM G3921A 10 0 * GLOBAL CROSSING LTD COM G3921A 90 0 GLOBAL CROSSING LTD CALL G3921A 95 0 GLOBAL CROSSING LTD PUT G3921A 12 6 GLOBAL CROSSING LTD PFD CV 6.375% G3921A 13 4 GLOBAL CROSSING LTD PFD CV 6.75% G3921A 14 2 GLOBAL CROSSING LTD PFD CONV 7% G3930H 10 4 * GLOBALSTAR TELECOMMUNICTNS LTD COM G3930H 90 4 GLOBALSTAR TELECOMMUNICTNS LTD CALL G3930H 95 4 GLOBALSTAR TELECOMMUNICTNS LTD PUT 639300 10 1 GLOBAL SOURCES LTD ORD 639320 10 9 GLOBAL-TECH APPLIANCES INC ORD G4388N 10 6 * HELEN OF TROY CORP LTD COM G4388N 90 6 HELEN OF TROY CORP LTD CALL G4388N 95 6 HELEN OF TROY CORP LTD PUT G4481U 10 6 HIGHWAY HLDGS LTD ORD G4821Q 10 4 INTERNATIONAL BRIQUETTES HLDG ORD G4911N 10 2 * INTERWAVE COMMUNCTNS INTL LTD DRD G4911N 90 2 INTERWAVE COMMUNCTNS INTL LTD CALL G4911N 95 2 INTERWAVE COMMUNCTNS IN'rL LTD PUT G4933P 10 1 IPC HLDGS LTD ORD G5138L 10 0 JINPAN INTL LTD ORD 652996 10 6 KNIGHTSBRIDGE TANKERS LTD ORD 655312 10 5 LJ INTL INC ORD 655312 11 3 LJ INTL INC WT EXP 041403 656462 10 7 * LORAL SPACE & COMMUNICATIONS COM RUN DATE : 09/27/01 ** LIST OF SECTION 13F SECURITIES ** PAGE 3 RUN TIME:14:33 IVMOOl CUSIP NO. ISSUER NAME ISSUER DESCRIPTION STATUS 656462 90 7 LORAL SPACE 8 COMMUNICATIONS CALL 656462 95 7 LORAL SPACE 8 COMMUNICATIONS PUT 656462 14 9 LORAL SPACE 8 COMMUNICATIONS PFD CONV C 6% G5876H 10 5 * MARVELL TECHNOLOGY GROUP LTD ORD G5876H 90 5 MARVELL TECHNOLOGY GROUP LTD CALL G5876H 95 5 MARVELL TECHNOLOGY GROUP LTD PUT 66052F 10 3 MAX RE CAPITAL LTD HAMILTON SHS ADDED G6116R 10 1 MIH LTD CL A G6445R 10 3 NEW CHINA HOMES LTD ORD 66445R 11 1 NEW CHINA HOMES LTD WT EXP 030905 665773 10 6 NORDIC AMERICAN TANKER SHIPPNG COM 66674P 10 9 NOVEL DENIM HLDGS LTD ORD 667543 10 1 * OPENTV CORP CL A 667543 90 1 OPENTV CORP CALL 667543 95 1 OPENTV CORP PUT 667743 10 7 ORIENT-EXPRESS HOTELS LTD CL A 66797E 10 6 02MICRO INTERNATIONAL LIMITED ORD 66852T 10 5 PARTNERRE LTD COM 669586 10 8 PEAK INTL LTD ORD 673018 10 6 PXRE GROUP LTD COM G7303A 10 9 QIAO XING UNIVERSAL TELEPHONE ORD 673286 10 9 QUINTALINUX LTD COM 673286 11 7 QUINTALINUX LTD WT EXP 080805 67342H 10 7 * RADICA GAMES LTD ORD 67342H 90 7 RADICA GAMES LTD CALL G7342H 95 7 RADICA GAMES LTD PUT 674966 10 3 RENAISSANCE RE HLDGS LTD COM 677770 10 8 * SALIX PHARMACEUTICALS INC ORD 677770 90 8 SALIX PHARMACEUTICALS INC CALL 677770 95 8 SALIX PHARMACEUTICALS INC PUT G7805C 10 8 * SANTA FE INTL CORP ORD G7805C 90 8 SANTA FE INTL CORP CALL G7805C 95 8 SANTA FE INTL CORP PUT G7885T 10 4 SCOTTISH ANNUITY 8 LIFE HLDGS ORD 680550 10 9 SEVEN SEAS PETROLEUM INC ORD 681365 10 1 SILVERSTAR HLDGS LTD ORD 681477 10 4 SINA COM ORD 684922 10 6 STEWART W P 8 CO LTD COM 684951 10 5 STIRLING COOKE BROWN HLDGS LTD ORD 687210 10 3 UTI WORLDWIDE INC ORD G8846W 10 3 3D LABS INC LTD ORD 689152 10 2 * HILFIGER TOMMY CORP ORD 689152 90 2 HILFIGER TOMMY CORP CALL 689152 95 2 HILFIGER TOMMY CORP PUT 689935 10 3 TRAMFDRD INTL LTD ORD 690078 10 9 * TRANSOCEAN SEDCO FOREX INC ORD 690078 90 9 TRANSOCEAN SEDCO FOREX INC CALL 690078 95 9 TRANSOCEAN SEDCO FOREX INC PUT G9032C 10 9 TRENWICK GROUP LTD COM RUN DATE:09/27/01 ** LIST OF SECTION 13F SECURITIES ** PAGE 4 RUN TIME:14:33 IVMOOl CUSIP NO. ISSUER NAME ISSUER DESCRlPTION STATUS 690751 10 1 * TRITON ENERGY LTD ORD DELETED 690751 90 1 TRITON ENERGY LTD CALL DELETED 690751 95 1 TRITON ENERGY LTD PUT DELETED G9144B 10 6 * TYCOM LTD COM G9144B 90 6 TYCOM LTD CALL G9144B 95 6 TYCOM LTD PUT G9618E 10 7 WHITE MTNS INS GROUP LTD COM 696655 10 8 WILLIS GROUP HOLDINGS LTD SHS G9825R 10 7 * XOMA LTD ORD G9825R 90 7 XOMA LTD CALL G9825R 95 7 XOMA LTD PUT 698255 10 5 * XL CAP LTD CL A 698255 90 5 XL CAP LTD CALL 698255 95 5 XL CAP LTD PUT H8920G 15 5 * UBS AG ORD DELETED H8920G 90 5 UBS AG CALL DELETED H8920G 95 5 UBS AG PUT DELETED H8920M 85 5 * UBS AG NAMEN AKT ADDED H8920M 90 5 UBS AG CALL ADDED H8920M 95 5 UBS AG PUT ADDED L20708 10 0 CRONOS GROUP N V ORD L63631 10 2 METRO INTERNATIONAL S A CL A L63631 11 0 METRO INTERNATIONAL S A CL B L6388F 10 2 * MILLICOM INTL CELLULAR S A ORD L6388F 90 2 MILLICOM IN'TL CELLULAR S A CALL L6388F 95 2 MILLICOM INTL CELLULAR S A PUT L8137F 10 2 SBS BROADCASTING SA ORD M01764 10 5 ACLN LTD ORD M01773 10 6 ACS TECH 80 LTD SHS M0392N 10 1 ALADDIN KNOWLEDGE SYS LTD ORD M0861T 10 0 * ALVARION LTD SHS ADDED MO861T 90 0 ALVARION LTD CALL ADDED M0861T 95 0 ALVARION LTD PUT ADDED M14925 10 7 AREL COMMUNICATIONS & SOFTWARE COM M15332 10 5 ATTUNITY LTD ORD M15342 10 4 * AUDIOCODES LTD ORD M15342 90 4 AUDIOCODES LTD CALL M15342 95 4 AUDIOCODES LTD PUT M15633 10 6 * BACKWEB TECHNOLOGIES LTD ORD M15633 90 6 BACKWEB TECHNOLOGIES LTD CALL M15633 95 6 BACKWEB TECHNOLOGIES LTD PUT M20115 10 7 BOS BETTER ONLINE SOLUTIONS ORD M20330 10 2 ROB0 GROUP TEK LTD SHS M20385 10 6 * BREEZECOM LTD ORD DELETED M20385 90 6 BREEZECOM LTD CALL DELETED M20385 95 6 BREEZECOM LTD PUT DELETED M20512 10 5 BVR SYS LTD ORD M20514 10 1 BVR TECHNOLOGIES LTD ORD M20791 10 5 CAMTEK LTD ORD RUN DATE:09/27/01 ** LIST OF SECTION 13F SECURITIES ** PAGE 5 RUN TIME:14:33 IVMOOl CUSIP NO.
Load more

Recommended publications
  • Maximum Internet Security: a Hackers Guide - Networking - Intrusion Detection
    - Maximum Internet Security: A Hackers Guide - Networking - Intrusion Detection Exact Phrase All Words Search Tips Maximum Internet Security: A Hackers Guide Author: Publishing Sams Web Price: $49.99 US Publisher: Sams Featured Author ISBN: 1575212684 Benoît Marchal Publication Date: 6/25/97 Pages: 928 Benoît Marchal Table of Contents runs Pineapplesoft, a Save to MyInformIT consulting company that specializes in Internet applications — Now more than ever, it is imperative that users be able to protect their system particularly e-commerce, from hackers trashing their Web sites or stealing information. Written by a XML, and Java. In 1997, reformed hacker, this comprehensive resource identifies security holes in Ben co-founded the common computer and network systems, allowing system administrators to XML/EDI Group, a think discover faults inherent within their network- and work toward a solution to tank that promotes the use those problems. of XML in e-commerce applications. Table of Contents I Setting the Stage 1 -Why Did I Write This Book? 2 -How This Book Will Help You Featured Book 3 -Hackers and Crackers Sams Teach 4 -Just Who Can Be Hacked, Anyway? Yourself Shell II Understanding the Terrain Programming in 5 -Is Security a Futile Endeavor? 24 Hours 6 -A Brief Primer on TCP/IP 7 -Birth of a Network: The Internet Take control of your 8 -Internet Warfare systems by harnessing the power of the shell. III Tools 9 -Scanners 10 -Password Crackers 11 -Trojans 12 -Sniffers 13 -Techniques to Hide One's Identity 14 -Destructive Devices IV Platforms
    [Show full text]
  • List of Marginable OTC Stocks
    List of Marginable OTC Stocks @ENTERTAINMENT, INC. ABACAN RESOURCE CORPORATION ACE CASH EXPRESS, INC. $.01 par common No par common $.01 par common 1ST BANCORP (Indiana) ABACUS DIRECT CORPORATION ACE*COMM CORPORATION $1.00 par common $.001 par common $.01 par common 1ST BERGEN BANCORP ABAXIS, INC. ACETO CORPORATION No par common No par common $.01 par common 1ST SOURCE CORPORATION ABC BANCORP (Georgia) ACMAT CORPORATION $1.00 par common $1.00 par common Class A, no par common Fixed rate cumulative trust preferred securities of 1st Source Capital ABC DISPENSING TECHNOLOGIES, INC. ACORN PRODUCTS, INC. Floating rate cumulative trust preferred $.01 par common $.001 par common securities of 1st Source ABC RAIL PRODUCTS CORPORATION ACRES GAMING INCORPORATED 3-D GEOPHYSICAL, INC. $.01 par common $.01 par common $.01 par common ABER RESOURCES LTD. ACRODYNE COMMUNICATIONS, INC. 3-D SYSTEMS CORPORATION No par common $.01 par common $.001 par common ABIGAIL ADAMS NATIONAL BANCORP, INC. †ACSYS, INC. 3COM CORPORATION $.01 par common No par common No par common ABINGTON BANCORP, INC. (Massachusetts) ACT MANUFACTURING, INC. 3D LABS INC. LIMITED $.10 par common $.01 par common $.01 par common ABIOMED, INC. ACT NETWORKS, INC. 3DFX INTERACTIVE, INC. $.01 par common $.01 par common No par common ABLE TELCOM HOLDING CORPORATION ACT TELECONFERENCING, INC. 3DO COMPANY, THE $.001 par common No par common $.01 par common ABR INFORMATION SERVICES INC. ACTEL CORPORATION 3DX TECHNOLOGIES, INC. $.01 par common $.001 par common $.01 par common ABRAMS INDUSTRIES, INC. ACTION PERFORMANCE COMPANIES, INC. 4 KIDS ENTERTAINMENT, INC. $1.00 par common $.01 par common $.01 par common 4FRONT TECHNOLOGIES, INC.
    [Show full text]
  • Issue 23 November 2005 1 Submarine Telecoms Forum Is Published Bi-Monthly by WFN Strategies, L.L.C
    DDefenseefense & Non-traditionaNon-traditional CableCable SystemsSystems – 4th4th AnnAnniiversaryversary IssueIssue November 2005 Issue 23 1 Submarine Telecoms Forum is published bi-monthly by WFN Strategies, L.L.C. The publication may not be reproduced or transmitted in any form, in whole or in part, without the Exordium permission of the publishers. NNovember’sovember’s iissuessue mmarksarks ourour ffourthourth aanniversarynniversary inin publishingpublishing SubmarineSubmarine TelecomsTelecoms Forum,Forum, andand thoughthough tthngshngs sstilltill aaren’tren’t aass rrosyosy aass theythey werewere inin thethe “build“build itit andand theythey willwill come”come” era,era, nornor willwill theythey probablyprobably everever Submarine Telecoms Forum is an independent com- bbee – tthingshings aarere stillstill ccertainlyertainly mmuchuch improved.improved. mercial publication, serving as a freely accessible forum for professionals in industries connected with submarine optical TThehe ffewew pprinciplesrinciples wwee establishedestablished inin thethe beginning,beginning, wewe continuecontinue toto holdhold dear.dear. WeWe promisedpromised then,then, andand fi bre technologies and techniques. ccontinueontinue ttoo ppromiseromise yyou,ou, oourur rreaders:eaders: Liability: while every care is taken in preparation of this 11.. TThathat wwee wwillill pproviderovide a wwideide rrangeange ooff iideasdeas aandnd iissues;ssues; publication, the publishers cannot be held responsible for the 22.That.That wwee wwillill sseekeek ttoo iincite,ncite, eentertainntertain
    [Show full text]
  • Telecom in the Time of Crash
    INCIDENTAL PAPER Telecom in the Time of Crash Kas Kalba November 2002 Program on Information Resources Policy Center for Information Policy Research Harvard University The Program on Information Resources Policy is jointly sponsored by Harvard University and the Center for Information Policy Research. Chairman Managing Director Anthony G. Oettinger John C. B. LeGates Kas Kalba is President of Kalba International, Inc., a management consulting and research firm. He is writing a book on the telecom crash, from which this paper is derived, and has been a longstanding participant in PIRP activities. Copyright © 2002 by Kas Kalba. Not to be reproduced in any form without written consent from Kas Kalba, Kalba International. Inc., 23 Sandy Pond Road, Lincoln, 01773, USA. +1 (781) 259-9589. E-mail: [email protected] URL: http://www.kalbainternational.com ISBN 1-879716-85-2 I-02-2 November 2002 PROGRAM ON INFORMATION RESOURCES POLICY Harvard University Center for Information Policy Research Affiliates AT&T Corp. Nippon Telegraph & Telephone Corp Australian Telecommunications Users (Japan) Group PDS Consulting BellSouth Corp. PetaData Holdings, Inc. The Boeing Company Samara Associates Booz Allen Hamilton Skadden, Arps, Slate, Meagher & Flom Center for Excellence in Education LLP Commission of the European Sonexis Communities Strategy Assistance Services Critical Path TOR LLC CyraCom International United States Government: Ellacoya Networks, Inc. Department of Commerce Hanaro Telecom Corp. (Korea) National Telecommunications and Hearst Newspapers Information Administration Hitachi Research Institute (Japan) Department of Defense IBM Corp. National Defense University Korea Telecom Department of Health and Human Lee Enterprises, Inc. Services Lexis–Nexis National Library of Medicine John and Mary R.
    [Show full text]
  • Chicago Board Options Exchange Annual Report 2001
    01 Chicago Board Options Exchange Annual Report 2001 cv2 CBOE ‘01 01010101010101010 01010101010101010 01010101010101010 01010101010101010 01010101010101010 CBOE is the largest and 01010101010101010most successful options 01010101010101010marketplace in the world. 01010101010101010 01010101010101010 01010101010101010 01010101010101010 01010101010101010 01010101010101010ifc1 CBOE ‘01 ONE HAS OPPORTUNITIES The NUMBER ONE Options Exchange provides customers with a wide selection of products to achieve their unique investment goals. ONE HAS RESPONSIBILITIES The NUMBER ONE Options Exchange is responsible for representing the interests of its members and customers. Whether testifying before Congress, commenting on proposed legislation or working with the Securities and Exchange Commission on finalizing regulations, the CBOE weighs in on behalf of options users everywhere. As an advocate for informed investing, CBOE offers a wide array of educational vehicles, all targeted at educating investors about the use of options as an effective risk management tool. ONE HAS RESOURCES The NUMBER ONE Options Exchange offers a wide variety of resources beginning with a large community of traders who are the most experienced, highly-skilled, well-capitalized liquidity providers in the options arena. In addition, CBOE has a unique, sophisticated hybrid trading floor that facilitates efficient trading. 01 CBOE ‘01 2 CBOE ‘01 “ TO BE THE LEADING MARKETPLACE FOR FINANCIAL DERIVATIVE PRODUCTS, WITH FAIR AND EFFICIENT MARKETS CHARACTERIZED BY DEPTH, LIQUIDITY AND BEST EXECUTION OF PARTICIPANT ORDERS.” CBOE MISSION LETTER FROM THE OFFICE OF THE CHAIRMAN Unprecedented challenges and a need for strategic agility characterized a positive but demanding year in the overall options marketplace. The Chicago Board Options Exchange ® (CBOE®) enjoyed a record-breaking fiscal year, with a 2.2% growth in contracts traded when compared to Fiscal Year 2000, also a record-breaker.
    [Show full text]
  • 2015 Valuation Handbook – Guide to Cost of Capital and Data Published Therein in Connection with Their Internal Business Operations
    Market Results Through #DBDLADQ 2014 201 Valuation Handbook Guide to Cost of Capital Industry Risk Premia Company List Cover image: Duff & Phelps Cover design: Tim Harms Copyright © 2015 by John Wiley & Sons, Inc. All rights reserved. Published by John Wiley & Sons, Inc., Hoboken, New Jersey. Published simultaneously in Canada. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning, or otherwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, (978) 750-8400, fax (978) 646-8600, or on the Web at www.copyright.com. Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, (201) 748-6011, fax (201) 748- 6008, or online at http://www.wiley.com/go/permissions. The forgoing does not preclude End-users from using the 2015 Valuation Handbook – Guide to Cost of Capital and data published therein in connection with their internal business operations. Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose.
    [Show full text]
  • Asset Detail Acct Base Currency Code : USD ALL KR2 and KR3 - KR2GALLKRS00 As of Date : 12/31/2013 Accounting Status : REVISED
    Asset Detail Acct Base Currency Code : USD ALL KR2 AND KR3 - KR2GALLKRS00 As Of Date : 12/31/2013 Accounting Status : REVISED . Mellon Security ID Security Description Shares/Par Base Market Value Grand Total 36,179,254,463.894 15,610,214,163.19 ALTERNATIVE INVESTMENTS 15,450,499.520 15,450,499.52 MKP OPPORTUNITY OFFSHORE LTD 15,450,499.520 15,450,499.52 CASH & CASH EQUIVALENTS 877,174,023.720 877,959,915.42 BANC OF AM CORP REPO 0.010% 01/02/2014 DD 12/31/13 20,000,000.000 20,000,000.00 BANK OF AMERICA (BOA) 01/01/2049 DD 07/01/08 52,000.000 52,000.00 BARC CCP COLLATERAL VAR RT 01/01/2049 DD 07/01/08 28,000.000 28,000.00 BARCLAYS CASH COLLATERAL VAR RT 01/01/2049 DD 07/01/08 543,000.000 543,000.00 BARCLAYS CP REPO REPO 0.010% 01/02/2014 DD 12/31/13 12,000,000.000 12,000,000.00 BARCLAYS CP REPO REPO 0.040% 01/17/2014 DD 12/18/13 9,200,000.000 9,200,000.00 BNY MELLON CASH RESERVE 0.010% 12/31/2049 DD 06/26/97 1,184,749.080 1,184,749.08 CANTOR REPO A REPO 0.170% 01/02/2014 DD 12/19/13 67,000,000.000 67,000,000.00 CASH COLLATERAL HELD AT CITIGROUP 387,000.000 387,000.00 CASH HELD AS COLLATERAL AT DEUTSCHE 169,000.000 169,000.00 CITIGROUP CAT 2MM REPO 0.010% 01/02/2014 DD 12/31/13 8,300,000.000 8,300,000.00 CME CCP COLL HELD AT GSC 100,000.000 100,000.00 CREDIT SUISSE REPO 0.010% 01/02/2014 DD 12/31/13 16,300,000.000 16,300,000.00 CSFB CCP COLLATERAL 0.010% 01/01/2049 DD 07/01/08 1,553,000.000 1,553,000.00 DEUTSCHE BANK VAR RT 01/01/2049 DD 07/01/08 668,000.000 668,000.00 DEUTSCHE BK TD 0.180% 01/02/2014 DD 12/18/13 270,000,000.000 270,000,000.00
    [Show full text]
  • Download Date 30/09/2021 09:11:11
    Index revisions, market quality and the cost of equity capital. Item Type Thesis Authors Aldaya, Wael H. Rights <a rel="license" href="http://creativecommons.org/licenses/ by-nc-nd/3.0/"><img alt="Creative Commons License" style="border-width:0" src="http://i.creativecommons.org/l/by- nc-nd/3.0/88x31.png" /></a><br />The University of Bradford theses are licenced under a <a rel="license" href="http:// creativecommons.org/licenses/by-nc-nd/3.0/">Creative Commons Licence</a>. Download date 30/09/2021 09:11:11 Link to Item http://hdl.handle.net/10454/5687 University of Bradford eThesis This thesis is hosted in Bradford Scholars – The University of Bradford Open Access repository. Visit the repository for full metadata or to contact the repository team © University of Bradford. This work is licenced for reuse under a Creative Commons Licence. Index revisions, market quality and the cost of equity capital Wael Hamdi Aldaya Submitted for the degree of Doctor of Philosophy School of Management University of Bradford 2012 i ABSTRACT Wael Hamdi AlDAYA Index revisions, market quality and the cost of equity capital Keywords: Index revisions, stock liquidity, cost of capital, market quality, price efficiency. This thesis examines the impact of FTSE 100 index revisions on the various aspects of stock market quality and the cost of equity capital. Our study spans over the period 1986–2009. Our analyses indicate that the index membership enhances all aspects of liquidity, including trading continuity, trading cost and price impact. We also show that the liquidity premium and the cost of equity capital decrease significantly after additions, but do not exhibit any significant change following deletions.
    [Show full text]
  • 6709BWOL Webstock
    RIDING THE WEB-STOCK ROLLER COASTER Reprinted from the August 12, 2004 issue of BusinessWeek Online. Copyright © 2004 by The McGraw-Hill Companies. This reprint implies no endorsement, either tacit or expressed, of any company, product, service or investment opportunity. RIDING THE WEB-STOCK ROLLER COASTER Our BW Web 20 Index tracks a selection of favorite Net stocks, and this column will help interpret the ups and downs he past month has been rotten Just last week, Forrester Research christening the BW Web 20 Index Tfor Internet investors. Stocks raised its e-commerce forecast, pre- – is intended to help aggressive have been hammered since second- dicting U.S. online sales of $227 bil- investors accept the risk inherent in quarter earnings showed Web out- lion in 2007, up from earlier projec- the Web, but balance it by focusing fits growing pretty much as they had tions of $204 billion. Forrester on “real” companies with solid prod- promised – a change from their habit expects e-commerce in the U.S. to ucts, services, and profits. Every of slightly besting quarterly projec- grow 14% annually through 2010 – month, this column will do more than tions. The carnage has been just as three to four times faster than the track how stocks in our index trade – severe in the Real World Internet economy. Meanwhile, growth in it also will help investors figure out Index, a group of Web stocks we Europe is predicted to average 33% which rallies are sustainable and spot picked in 2002 to help ordinary annually through 2009. the bubblicious behavior that earned investors play the Internet without Net investing a bad rap.
    [Show full text]
  • Admission Document Prepared in Accordance with the AIM Rules
    233582 Gold Cover Spread 8mm Spine 07/10/2014 14:06 Page 1 Placing and Admission to AIM Gamma Communications plc Nominated AdviserAdviser,, Broker & Sole Bookrunner Perivan Financial Print 233582 233582 Gold pp001-pp004 07/10/2014 14:06 Page 1 THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION If you are in any doubt as to the contents of this document or as to what action you should take you should consult your stockbroker, bank manager, solicitor, accountant or other independent financial adviser authorised under the Financial Services and Markets Act 2000 (“FSMA”) who specialises in advising on the acquisition of shares and other securities. This document comprises an admission document prepared in accordance with the AIM Rules. Application will be made for the Ordinary Shares to be admitted to trading on AIM. It is expected that Admission will become effective and that trading in the Ordinary Shares on AIM will commence at 8.00 a.m. on 10 October 2014. The Ordinary Shares are not dealt on any other recognised investment exchange and it is emphasised that no application has been, or is being, made for the Ordinary Shares to be admitted to any such exchange. This document is not an approved prospectus for the purposes of section 85 of FSMA, has not been prepared in accordance with the Prospectus Rules published by the Financial Conduct Authority (“FCA”) and a copy of it has not been, and will not be, delivered to the UK Listing Authority in accordance with the Prospectus Rules or delivered to or approved by any other authority which could be a competent authority for the purposes of the Prospectus Directive.
    [Show full text]
  • Software Industry Financial Report Contents
    The Software Industry Financial Report SOFTWARE INDUSTRY FINANCIAL REPORT CONTENTS About Software Equity Group Leaders in Software M&A 4 Extensive Global Reach 5 Software Industry Macroeconomics Global GDP 8 U.S. GDP and Unemployment 9 Global IT Spending 10 E-Commerce and Digital Advertising Spend 11 SEG Indices vs. Benchmark Indices 12 Public Software Financial and Valuation Performance The SEG Software Index 14 The SEG Software Index: Financial Performance 15-17 The SEG Software Index: Market Multiples 18-19 The SEG Software Index by Product Category 20 The SEG Software Index by Product Category: Financial Performance 21 The SEG Software Index by Product Category: Market Multiples 22 Public SaaS Company Financial and Valuation Performance The SEG SaaS Index 24 The SEG SaaS Index Detail 25 The SEG SaaS Index: Financial Performance 26-28 The SEG SaaS Index: Market Multiples 29-30 The SEG SaaS Index by Product Category 31 The SEG SaaS Index by Product Category: Financial Performance 32 The SEG SaaS Index by Product Category: Market Multiples 33 Public Internet Company Financial and Valuation Performance The SEG Internet Index 35 The SEG Internet Index: Financial Performance 36-38 The SEG Internet Index: Market Multiples 39-40 The SEG Internet Index by Product Category 41 The SEG Internet Index by Product Category: Financial Performance 42 The SEG Internet Index by Product Category: Market Multiples 43 1 Q3 2013 Software Industry Financial Report Copyright © 2013 by Software Equity Group, LLC All Rights Reserved SOFTWARE INDUSTRY FINANCIAL
    [Show full text]
  • Technology Fast 500
    2001 Deloitte & Touche Technology Fast 500 www.fast500.com Leading the Way It’s been a tough year for the technology sector, and the com- Industry segments represented were relatively stable from panies on this year’s Deloitte & Touche Technology Fast 500 last year, with software companies again leading the way are not immune to the effects of the tech correction and the with 221 companies or 44 percent of the list. Notably, given slowing of the U.S. economy. Indeed, some Fast 500 compa- the malaise in the field, communications companies jumped nies have seen their businesses slow significantly in 2001 and from nine percent to 13 percent of the list.While Internet are struggling after five years of dramatic growth (the 2001 companies are prominent at the top of the list, as a group, Fast 500 measures five-year growth through fiscal 2000). they slid from 17 percent to 15 percent. With that said, this year’s Technology Fast 500 companies, as Geographical Shifts a group, found a way to grow even faster than their prede- After a one-year hiatus, the West resumed its position at the cessors.The 2001 Technology Fast 500 averaged a five-year head of the technology class, accounting for 32 percent of percentage revenue growth rate of 6,184 percent, compared the Fast 500, up from 27 percent. California was, by far, the to 3,956 percent for last year’s list.The top five companies biggest contributor to the list with 132 companies, including grew an average of 93,496 percent, compared to 59,367 percent two of the top three companies, calling the Golden State for last year’s top five.
    [Show full text]