THE W. M. KECK FOUNDATION
2006 annual report
promising directions NEWeyes
THE W. M. KECK FOUNDATION
2006 annual report P a g e | The W. M. Kec k F o u n dat i o n t the same time those giant eyesAt thesametimethosegiant are probing thevast frontiers ofspace, otherKeck which expert groups identified major future scientific challenges and opportunities in groupsidentifiedmajor future scientificchallenges andopportunities which expert Foundation ishelpingscientistsgaininsightintoourworld atthesubatomic, For more thantenyears, astronomers have deeperintotheuniverse beenpeering CHAIRMAN’S MESSAGE human andcosmicscales. using thetwintelescopesat W.M. Keck atopHawaii’s Observatory MaunaKea. important fortheadvancementimportant ofscience, we know thatvisionanddiscovery require in the spring of in thespring fundamental advances atnanometerdimensions. innovative Bysupporting basic grant recipients acrossaregrant tomake usingprecision thecountry instrumentation of seniorandjuniorscientistspooledtheircollective todiscuss and debate brilliance of scientificdisciplines. more. What isalsoneededare ways fordatacaptured by eachlens–atany scale–to data managementandanalysis, genomics, nanotechnology andcomplexity. belief thatinnovation isnotjustaboutdata. It’s aboutideas. bold new directions inscientificinnovation. our Theseinsightfulpeopleconfirmed be examined, interpreted, shared andutilizedby innovative minds across thefullrange science and engineering through thedevelopmentscience andengineering ofnew tools, the W.M. Keck While thesetools, Keck includingtheextraordinary telescopes, are critically The Because ourobjective istostay attheforefront ofinnovative research funding, 2006 2006 symposiawere modeledafterasimilarevent we heldin theFoundation hostedtwo symposiawhere adiverse group 1999
, at year’s annual report. instrumentation to gather data remains a priority inevery fieldofscience. togatherdataremains apriority instrumentation Second, new methodsare essentialtovisualizeandcommunicate dataacross on funding the most pioneering andhigh-impactscientific greatestresearch withthe on fundingthemostpioneering data beingacquired. potential formajorbreakthroughs ourworld. inunderstanding touch onthefollowing questions: and tonew ways ofseeing. that Itisillustratedinthefollowing pageswithstories and scientists toderive meaningandgainnew insightsfrom themassive amountsof scientific disciplines. Third, new cross-disciplinaryconceptualframeworks canenable 1999 n n n
What funding opportunities didthe What fundingopportunities These conversations inspired ustofocuson “New Eyes” asthethemeforthis The Keck Foundation is grateful to those who participated inboththe The Keck tothosewhoparticipated Foundation isgrateful What newcouldbe generatedby meaningsandunderstandings creatively What new insightscouldbederived from usingnew toolsforvisualizingand What unseenandeven phenomenamightbediscovered unimagined using new instrumentation togatherdataatscalesandresolutionsusing new not instrumentation currently available?currently applying strategies andmodelsfromapplying strategies onediscipline toanother? synthesizing data? roundtables. These discussionshave beeninvaluable inshapingourfocus As withtheKeck telescopes, thisthemespeakstobothnew tools, 2006 symposiahelpusidentify?First, new
2006
P a g e | The W. M. Kec k F o u n dat i o n P a g e | The W. M. Kec k F o u n dat i o n America’s investigators. bestandbrightest we are usingourexceptionalstaffandboard resources inthemostefficientand In away, we have adoptedourown new ways ofseeingsothatwe canbestevolve In alifornia program.California Whereas inthepast, applicationswould grant beevaluated Grant Activities legacy while ensuring thatwe source continuelegacy whileensuring offundingfor tobeanimportant for evaluating inourfocusareas ofscience, grants engineering, andmedical research, education, scienceandliberalarts inundergraduate andourSouthern effective way possible; tokeep nature pacewiththeinterdisciplinary ofthe grant applicationswegrant receive; andtodeepenourcommitment W.M. Keck’s model andhave adoptedamore collaborative processes approach toourinternal dations toourboard. Ourobjective istoensure thatwe fundthebestandmost disciplinary teamsofourown applicationsandmakedisciplinary toassessgrant recommen by staffdedicatedtoeachofourprogram areas, today we multi- are forming and makingfundingdecisions. Ourgoalsindoingsowere manifold: toensure application guidelines, aswell astheprocess we useforevaluating applications and refine our own practices. are fundingthevery bestoftheideasbrought tousforconsideration. 2006 We looked nature tothemulti-disciplinary ofscientificprogress asa This review hasproduced andpositive anumber ofimportant changes. , aswe have donefrom timetointhepast, we reviewed ourgrant Above all, ourgoalistoensure thatwe -
W.M. Keck Foundation inparticular. Often, thatmeansfundingbold, projects inwhichresearchers, high-risk educators, hope theseprojects willbecomesuccessfullater-stageapplicationstootherpublic intensely evaluative phase. Ourgoalissimple: tofundinnovative ordistinctive impaired but fortheassistanceofprivate philanthropy generally, andthe improved ofcomplexscientific, understanding social andenvironmental issues. We models. direct ustoward Ourevaluation criteria projects thatwould beseriously problem orissue, create new fundamentalknowledge, andnew new instruments projects thatwillhave atransformative orsignificantimpactonacompelling projects passtheinitialorqualifyingphaseare invited toproceed toamore promising projects according evaluative torigorous criteria, regardless ofwhere they might fall withinourtraditionalcategories.they mightfall and awarded at application policiesandguidelines, we are publishing themonourwebsite and private fundingsources. collectdataordevelopand community leaders insightsthatmay leadtoan www.wmkeck.org. We continue to use a two-phase process review. for grant We projects aimtofacilitate thatwillleadtobreakthrough advancements. To helpensure thatall applicantsare fullyaware grant ofourcurrent In 2006 3 7 , the W.M. Keck Foundation paidoutmore than new grants totaling new grants $3 8 million. made Ofthenew grants $4 Applicants whose 7 million
P a g e | The W. M. Kec k F o u n dat i o n P a g e | The W. M. Kec k F o u n dat i o n rts Committee.Arts Finally, we welcome Mr. Sean Vaughan andMr. Finchasthe Brian The Foundation isdelightedtowelcome Dr. Thomas Everhart, theFoundation’s where hesucceedsMr. Richard Foster. Tom andSteve have provided years ofvaluable Research Committee, Mr. Theodore Keck hasjoinedtheScienceandEngineering Foundation’s newest board members. ommittee during histenureResearch asitschairman. Committeeduring Committee, andMs. Tammis andLiberal California Day hasjoinedtheSouthern Governance Myers, whowill serve asChief Senior Scientific in engineering, andliberalarts, of theFoundation. business, and heissucceededby bilities. Likewise, Iwant oftheMedical tothankDickforhisexemplary leadership the Foundation’s program. California Southern and contributions totheFoundation.and contributions Jonathan hasdecidedtoestablish hisown appointment ofDr. StephenRyan asthechairofMedicalResearch Committee, service totheFoundation andweservice tothemforassumingtheseresponsi are grateful 2006 We are thatMr. alsopleasedtoreport StephenKeck hasjoinedtheMedical , Finally, Iwould like tothankJonathan Jaffrey forhismany years ofservice 1 5 were for science and engineering research, were forscienceandengineering scienceand undergraduate Advisor since 10 were formedicalresearch, and 1998 Administrative Officerand Chief FinancialOfficer Allison Keller, in O’Melveny a partner & formerly , asanew board director, andtoannouncethe 1 2 were madeunder -
The W. M. Keck Foundation continues tooperateonasolidfinancialbasis. $1.4 Our auditors, & Ernst Young, thatthenetassetsofFoundation report were Financial Matters for anotheryear of ofaccomplishmentsinthepursuit W.M. Keck’s visionfor new eyes. Since exploration, andindiscovering by opportunities lookingatoldproblems with to philanthropy, fundingboldideaswithbreakthrough potential. available onourwebsite. scientific andculturaladvancement. billionasofDecember W.M. inbeingatthecutting-edgeofoilandgas Keck tookpride In closing, Iwant tothankourboard andstafffortheirdedication CHIEF EXECUTIVOFFICER CHAIRMAN Sincerely, R OBERT 19 A. DA 54 , PRESIDENT , theKeck Foundation hasworked totake thesameapproach Y 3 1 , 2006 AND . The completefinancialstatementsare
P a g e | The W. M. Kec k F o u n dat i o n P a g e | The W. M. Kec k F o u n dat i o n Proust’s words have significancefor great researchers inscience, and engineering medicine whoprobe thesecrets ofnature, inseeingthehundredsofuniverses inseeingtheuniverse withtheeyes ofanother, ofhundredsothers, landscapes, notinseeingnew but inhaving eyes, new design theequipmentand systemsthat promising directions II: The only realvoyage ofdiscovery consists that eachofthemsees. — new eyes By Thomas E. Everhart marcel
proust
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empower society, and apply these new F o u n da k designs and systems to improving human The W. M. Kec
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welfare. As the Keck Foundation seeks to encourage P a g e cutting-edge, high-impact, high-risk research to probe nature and use the knowledge
gained to improve the human condition, we need the perspective provided by the D -CC Camera
“new eyes” of those engaged in these enterprises, whether we gain that perspective
by reading, by discussing, or by seeing directly. In 1999, the Foundation convened
a group of experts to help our directors and staff to understand some of the most
important areas of science going forward. The scientists defined the bottlenecks
they were experiencing in these areas, and speculated on the best ways to reduce or
eliminate those bottlenecks. These symposia were enlightening to all of us and we
shared the outcome with colleagues in Promising Directions, our 1999 special report. Cultured ovarian cancer cells.
We repeated this roundtable exercise in the spring of 2006, inviting both new and i o n t
repeat participants to give us their perspective on the progress science had made since F o u n da k
1999 in the areas defined inPromising Directions: post-genomic biology, nanotechnology, The W. M. Kec
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complexity, data analysis and bioinformatics. These discussions were designed to help 1 0
P a g e ensure that the Foundation funds new projects Larg with Telescope the potential to have the greatest
impact in these and other state-of-the art fields.
Researchers have been able to see many new landscapes since 1999. The
Mars Exploration Rovers continue to send back images of our neighboring planet
The Milky Way Galaxy. Wikswo talked aboutseeingatnew timescales—chemists, how by learning tosee we canseeordetectonlyafractionofthematterthatmakes upouruniverse. Here at work. Partho Ghoshtoldusthatresearchers would “like tohave alittlevideocamera in home, enables functionalmagneticresonance ustoseethehumanmindat imaging in commonregardless ofhow we lookorbehave. experiment madepossible by newexperiment micro scalesensors, physicists haspersuaded that the femto-second( the celltowatch processes.” complexbiological Likewise, physicist Roger Blandford us.that botheducateandintrigue said thathewould like to “see” darkmatter. and biophysicist Bioengineer John side by sidehasemphasizedhow much allvertebrates, andespeciallyallhumans, have And new dataallowing ustoseeseveral genomes, including thehumangenome, Yet scientistslongtoseemore landscapes. 10 -1 5 sec)timescalemovements ofmoleculesasthey combine Boomerang , telescope aballoon-born At thesesymposia, biologist
P a g e 11 | The W. M. Kec k F o u n dat i o n P a g e 1 2 | The W. M. Kec k F o u n dat i o n We discovered how little we know ofourearth, aboutthisportion andhow itwill landscape — the part of our earth we ofourearth can’tlandscape —thepart seebecauseitiscovered by deepoceans. need to be able to correlate this new information with theirpresent knowledge. thisnewneed tobeable tocorrelate information For example, color-codingthesignalfrom thedifferent elementsdetectedby electron- composition ofsurfaces. of otherphenomena. John Oceanographer Delaney spoke ofyet anotherimportant data in easily interpreted images can turn millions of bits of data into information millionsofbitsdataintoinformation imagescanturn data ineasilyinterpreted beam x-ray microanalysis hasbeenusedformany years toreveal thechemical benefit ustoseemore withthetoolsthatare becoming available. that humanscanmore readily comprehend. Inorder toadvance science, researchers and disassociate, have thephysicists spurred toseekatto-second( seems to be burying us.seems tobeburying Indeed, we are “seeing” insomany ways amountofdata thattheenormous As many oftheroundtable mentioned, participants visualizing Astronomers now usesimilarmethods, images superimposing 10 -18 sec)resolution obtained with telescopes in the x-ray, ultraviolet, visible, and infrared wavelengths
to provide more comprehensive and visually comprehensible information about the
universe. Participants at the 1999 roundtables warned us about “the data problem.”
Nearly a decade later, we have seen progress in the challenge of turning the vast
amounts of data into knowledge, but there is much left to do.
Two areas that were considered new in 1999 and were expected to advance
rapidly in both knowledge and importance were nanoscience and post-genomic i o n t
biology. Both have met those expectations. Fundamental advances at nanometer F o u n da k
dimensions have occurred in many areas. As engineer Evelyn Hu described, there The W. M. Kec
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are two approaches: top down and bottom up. The top down approach writes ever- 3 1
P a g e smaller patterns using the techniques of lithography that have been developed to
an amazing degree by the semiconductor industry. Feature sizes approaching 50
nanometers should be in production soon. (The diameter of a human hair is 100,000
Illustration of ecogenomic sensors on the Neptune network.
Bincocular nanometers.) The bottom up approach, also described by bioengineer Sam Stupp, uses
newer methods of self-assembly to congregate ensembles of molecules. These self-
assembly techniques are often based on biological analogs, but lead to new materials
and structures not formed in nature. Both approaches are dependent upon advancing
scientific and engineering understanding of nanoscale systems and materials.
Knowledge of the human genome has enabled our understanding of
many aspects of biology and medicine, including how aberrations in our genes can i o n t
cause cancer and other diseases. New screening techniques described by chemist F o u n da k
and geneticist David Schwartz, among others, are proving powerful for finding and The W. M. Kec
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4 understanding mutations of genes involved in cancer and other diseases, and are also 1
P a g e indicating that the complexity of cancer is much greater than previously expected.
As in 1999, the 2006 participants often discussed how interdisciplinary
approaches are proving increasingly powerful in scientific research. But as such
Microtubules in mitotic spindle during cell division.
Binocular Loupe various perspectivesvarious promise aquicker, more completesolutionoftheproblem. resolutions inspaceandtime, distances(andtherefore toseeobjectsatgreater further efforts increase,efforts there isalsoanincreased recognition ofthedifficultiesinherent in communicating andcollaborating across disparatefields. The continue tobelieve are that new key instruments toenabling ustoseeathigher our attentiononrecent progress inthesesameareas, andhonedoursensitivity to on themostpromising directions inscienceatthattime, the much more complexwhenviewed from two ormore perspectives. However, these do notseemcomplexwhenviewed from theperspective ofonedisciplinemay seem back intime), hasbeenopaquetous. thatsofar andtoseenew information We need problems whosesolutionswillpromise impactsintheyears thegreatest ahead. We a greater appreciationa greater ofthecomplexitymany problems inscience. Problems that Just asthe 1999 symposiafocusedtheKeck Foundation’s directorsandstaff 006 2006 2006 participants voiced participants symposia focused
P a g e 15 | The W. M. Kec k F o u n dat i o n P a g e 1 6 | The W. M. Kec k F o u n dat i o n We lookforward toadvances inalloftheseareas aswe goforward. Alan Yuille inLos Kelsey Martin, Geoffrey West, John Wikswo, Tiffani Williams, Delaney, Judith Frydman, MarkGerstein, Lynn Loo, DanaRandall, David Schwartz, Mike Gazzaniga, Partho Ghosh, Evelyn Hu, Julia Kornfield, HodLipson, Sam Stupp, Stormer, Horst in New York. We were andenlightened by enriched these interactions and are new ways toseeandcomprehend dataandtoseethrough eachothers’ eyes. board ofdirectors, Iwould like toexpress ourappreciation tothe pleased to share them with you in this report. whotooktimeoutoftheirbusy schedulestoshareparticipants theirthoughts and ideaswithus: Roger Blandford, Wah Chiu, Clurman, Bruce Ken Farley, O n behalf of our chairman, Robert Angeles; andNancy Alex Szalay, Tandy Warnow andPhilZamore Andreasen, Vijay Balasubramanian, John A . D ay, and the Foundation’s Angela Wilson, and 006 2006 Electron tomograph of chloroplast ultrastructurechloroplast in phytoplankton. symposia
[ SEEING FURTHER ] i o n t F o u n da k The W. M. Kec
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There is not much known about 1 8
P a g e what is left to be discovered. — john delaney
As Tom Everhart wrote in Promising
Directions, “the knowledge gained from Hubbles Telescope new instruments stimulates scientists to devise new experiments, to originate new
theories and to test new models.” What unimagined
phenomena might we see with new eyes? Scientists are clamoring for instruments
that are capable of stretching the boundaries of imaging and measurement to new i o n t F o u n da k The W. M. Kec
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scales and time resolutions. At the symposia, the engineers, physicists, and biologists 1 9
P a g e repeatedly emphasized that they needed new ways of seeing into the inner workings
of cells, the atom, or the depths of the sea, and new ways of synthesizing and visualizing that data. They
Hubbles Telescope
John: To what extent is chemistry a rate-limiting step in experimental neurosciences?
Kelsey: It’s rate-limiting if we want to look at processes that are happening on millisecond time scales. In both microscopy and fluorescent imaging, indicators that will allow us to look at these very fast scale processes will be a big leap in understanding signaling and communication.
John: Then synthetic chemistry has a tremendous playground in neuroscience. P a g e 2 0 | The W. M. Kec k F o u n dat i o n potentials in it. to record an entire retina at millisecond precision and to locate individual action neurons at the micron scale of a million individual neurons. This would allow us goal. We just want to see the electrical activity — the action potentials — of Vi Sam: Vijay: Tom: have to develop a way to get the power for the device in and the signal out. you are talking about, but the difficulty is doing this in a living creature. You millisecond precision deep in living tissue. This is a much less precise scale than completely revolutionized by a device that could record a million neurons at working at incredible resolutions! My work in neuroscience would be Vi j j ay: ay: By “record” you mean…
You aren’t anything? interested inimaging lectrical impulses. Electrical When you talk about your “camera in a cell,” you are talking about I t would be great to have that too, but I ’m seeking a much more modest Multiple modalityimage of convergence ofpinceau region ofcerebellumand Purkinje cellaxon. noted the need for scientists from different disciplines to work together to design
new instruments that can “see” the dynamic conformational changes in a functioning
protein, for example, or reveal how molecular machines work, or peer inside synapses
to disclose the molecular basis of memory and learning.
Likewise, systems as large as the earth and its oceans hide unimagined
realities that may be exposed once they are wired with networks of instruments
providing real-time data measurements. Phenomena on all scales, from minute cells
to giant stars, present new challenges and opportunities creative people will solve by working together. The more we see, the more we open the way to new insights that
in turn open new promising directions for further research. P a g e | The W. M. Kec k F o u n dat i o n THE DEEPSEA EXPLORING John Delaney arguedthatbecause — “the oceansare centraltothequalityoflifeon Earth on ourglobeissequestered beneaththeoceanfloor. 90% Oceans dominateourplanet. They cover over processes are difficulttotrack, becauseshipscanonly and evolve rapidlythrough timeandspace. These processes thatdrive themare episodic, highlyenergetic, that oceansare very complicatedbecausesomeofthe “It modulatestheenvironment we live in.” Further, henoted climate,”flywheel oftheplanetary hestatedinhispresentation. and ultimately, theway we manageourplanet. “The oceanfunctionsasthe them inboldnew ways. they are mysterious, dangerous andthey unexplored,” are virtually itisessentialtoexplore SEEING FURTHER ofthebiomassonEarth. Scientistsestimatethatbetween The view thoseexplorationsare uswillchangeourperceptions giving oftheoceans
70% oftheearth’s andcontainupto surface At thesymposium, oceanographer 20 % and 50% ofallcarbon Neptune One proposed OOIprogram is Project InitiativeOcean bservatories OOI). ( Science Foundation hasestablished the continual interactive humanpresence. provide four-dimensionaldataandallow to conducting oceanscienceare necessary Toward thisend, theN ational levels oftheoceans. New ways of , directed by John andthe limited to the uppermost limited totheuppermost satellite information is satellite information a time, andmost be inoneplaceat to thescientists. University of Washington. NEPTUNE nternet andwillsenddatainreal-time Internet laboratories willbewired tothe laboratories sites alongthecable. These underwater and establishing with nearly The scientistsare encircling theplate roughly the Juan deFucatectonicplatein robotic thatwillmonitor sensorarrays ofinteractive observatory is aregional the northeast Pacificthe northeast Ocean, anarea 500 kmby 2,500 s John described it,As John described 10 kmoffiberopticcable major experimental majorexperimental NEPTU of lifeonseafloor examine thelimits instruments 1,000 hydrothermal vents. kminsize.
P a g e | The W. M. Kec k F o u n dat i o n P a g e | The W. M. Kec k F o u n dat i o n vents, suchasthewhite octopiwho creatures living nearhydrothermal researchers have discovered fascinating deep geology. Inthepasttwo decades, between andEarth’s microbial life-forms an increasing emphasisontheinteractions seismology andtectonicsintoonewith forgeophysical studiesin primarily conceiveda project thatwas originally havefield ofbiogeochemistry turned all thetime.” “ Neptune Recent discoveries intheemerging isaboutbeingonline
ew instrumentation isnowNew instrumentation revealing of tubeworms studded with limpets. are thetopconsumers, andclusters many roundtable participants. an During the public, to asubjectofmuch concern making scienceaccessible tostudentsand oflife.origins energy transductionandpossibly even the a newaboutmicrobial understanding microbes andmineralscouldleadto theinteractionsbetweenUnderstanding data aboutlifeatthemicroscopic scale. Project Neptune 7,000 White octopusinthe Mothra hydrothermal vent fieldatadepthof isalsoabout feet. Tubeworms and sulfide microbial incubator on an active chimney. i o n expedition Te escopelin the fall of 2005, three live Why Project Neptune? John t broadcasts were beamed from a research explained, “We want to look down to F o u n da k ship to the University of Washington some of the most fascinating processes campus and broadcast by the Research on the planet.” For example, scientists Channel. These showed the scientists at will study the subduction zones where The W. M. Kec
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work installing instruments, and video earthquakes originate, rather than just the
from the robotic submersible JASON II surface seismology of the earthquakes. P a g e provided a glimpse of the variety of living What will they find out?A s John says, organisms that make up the biomass living things we may not even imagine. “There off the volcanic gases and rocks around is not much known about what is left to deep sea vents. This high-definition be discovered.” demonstration brought state-of-the-art science into classrooms and living rooms.
Evelyn: You talked about the need for analytical tools that have greater sensi- tivity, spatial resolution, and computation. What are the most critical needs?
Ken: It would be wonderful to have a tricorder like they had on Star Trek, so you could point it at a rock and it would tell you everything. Ultimately we need the ability to detect every ion that comes off a rock when it’s volatilized, or even better, to see what’s in the rock without destroying it. SEEING FURTHER i o n t EXPLORING
F o u n da THE cell k
Cell biologists work at an entirely different scale than geologists and oceanographers, yet they face similar challenges The W. M. Kec
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understanding how a complex system of proteins, ions, 6 2
organelles, and molecular machines interact to create a P a g e single cell, and how cells interact with and influence other cells. Unraveling these complex interactions requires new instrumentation with spatial resolution