Research Industry Sector Assignments

As of September 1, 2011

Capital Structure Analysis
Edward P. Mally, CFA Head of Institutional Research Group, Chemicals, Distressed/Special Situations
Mary Ross Gilbert, CFA Consumer/Retail, Food/Restaurants
Kevin Cohen, CFA Paper/Forest Products/Packaging, Metals/Mining, Homebuilders, Publishing/Printing/Internet
Douglas J. Dieter Healthcare LOS ANGELES 2000 Avenue of the Stars
Gregg Klein Gaming/Lodging/Leisure Los Angeles, CA 90067
Randy Laufman, CFA Convertibles, Distressed/Special Situations (310) 246-3700/(800) 929-2299
Andrew Casella, Chemicals, Paper/Forest Products/Packaging

Associate NEW YORK
Anthony Esposito, Healthcare 277 Park Avenue Associate New York, NY 10172
Matthew McRoskey, Consumer/Retail, Food/Restaurants (212) 351-9700/(800) 371-7078 Associate

SAN FRANCISCO 55 2nd Street San Francisco, CA 94105 (415) 615-4000 Capital Structure Analysis (Desk) Kurt M. Hoffman
Distressed/Special Situations MINNEAPOLIS
Brad Bryan Distressed/Special Situations 60 South Sixth Street
Matt Kaplan Distressed/Special Situations Minneapolis, MN 55402 (612) 333-0130

BOSTON 101 Arch Street Industry Analysis (Equities) Boston, MA 02110 Jonathan Richton Aerospace and Defense (617) 478-7600/(888) 479-9696

Michael Kim Business Services and Security
Matthew Farwell, CFA Clean Energy CHICAGO
Lee Giordano, CFA Consumer/Retail 200 South Wacker Drive Chicago, IL 60606
Mike Jones Energy, Exploration and Production (312) 674-4713
Anil Gupta Media and Telecommunications

www.imperialcapital.com

Member FINRA and SIPC Imperial Capital, LLC

Industry and Issuer Coverage Assignments

Aerospace/Defense (Equities) Jonathan Richton
American Science & Engineering
GenCorp [email protected]
ATS Corporation
Kratos Defense & Security (310) 246-3620
Ducommun, Inc.
LMI Aerospace
Dynamics Research
OSI Systems
Force Protection
The Boeing Company

Aerospace/Defense Jonathan Richton
ADS Tactical
DynCorp International [email protected]
Alion Science and Technology
Esterline Technologies (310) 246-3620
Alliant Techsytems, Inc.
Hawker Beechcraft Corp.
B/E Aerospace
Hunter Defense Technologies
Bombardier Inc.
SRA International

Automotive-Related Edward P. Mally, CFA
Accuride Corp.
Meritor, Inc [email protected]
Intl Automotive Components
Remy International (212) 351-9768
Jack Cooper Holdings

Business Services (Equities) Michael Kim
ABM Industries Inc.
Insperity [email protected]
APAC Customer Services
UniFirst (310) 246-3640

Chemicals Edward P. Mally, CFA
Chemtura Corporation
Nalco Holdings [email protected]
Georgia Gulf Corp.
Nova Chemicals (212) 351-9768
Huntsman Corporation
PolyOne Corp.
Ineos Group Holdings
Reichhold Industries
Kerling Group
Rockwood Holdings
Kronos Worldwide, Inc.
SNF Floerger
LyondellBasell Industries
Solutia Inc.
Momentive Performance
Tronox
Momentive Specialty
Westlake Chemicals

Clean Energy (Equities) Matthew Farwell, CFA
Aventine Renewable Energy
LDK Solar, Inc. [email protected]
Cosan Ltd.
Ormat Technologies, Inc. (212) 351-9770
Evergreen Solar
Pacific Ethanol, Inc.
Green Plains Renewable Energy
Rentech, Inc.
Headwaters, Inc.
US Geothermal, Inc.
Illinois River Energy, LLC

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Consumer
American Achievement Corp.
Masco Corporation Mary Ross Gilbert, CFA
Amscan Holdings
Nortek, Inc.. [email protected]
Anvil Knitwear, Inc.
North Atlantic Trading Co. (310) 246-3757
Baker & Taylor Acquisitions Corp.
Owens Corning
Broder Bros., Co.
Ply Gem
Brown Jordan International, Inc.
Realogy Corp.
Catalina Marketing
Reddy Ice
Cengage Learning
Revlon, Inc.
Gear For Sports
Spectrum Brands
Haights Cross Communications
Spotless Holding/Sun Products
Jarden Corporation
Susser Holdings
Kellwood Company
Vector Group, Ltd.
Levi Strauss & Co.
WKI Holdings, Inc

Consumer (Equities)
Black Diamond
Nature’s Sunshine Products Lee Giordano, CFA
Helen of Troy Limited
Physicians Formula [email protected]
JAKKS Pacific
Schiff Nutrition International (212) 351-9793
LeapFrog Enterprises
Snyder’s-Lance
Lifetime Brands
Summer Infant
Life Time Fitness
TreeHouse Foods

Convertibles
American Oriental Bioengineering
GMX Resources, Inc. Randy Laufman, CFA
Central European Media
Goodrich Petroleum [email protected]
Central European Distribution
Headwaters, Inc. (310) 246-3695
China Medical Technologies
Horizon Lines Inc.
Compucredit
Hutchinson Technology
DryShips, Inc.
Jaguar Mining, Inc.
Eastman Kodak Company
Leap Wireless
Evergreen Solar
MannKind Corporation
Excel Maritime, Ltd.
Morgans Hotel
Endeavour International
Photronics, Inc.
First Uranium
Powerwave Technologies
Frontline Ltd.
Rentech

Distressed/Special Situations
American Laser Centers
iPayment Brad Bryan (Desk Analysis)
Allen Systems Group
IPC Systems [email protected]
Aquilex Holdings
Integra Telecom (310) 246-3797
Brand Energy & Infrastructure
Loy Yang Power
Broadview Networks
Keystone Automotive Operations
Builders FirstSource
Keystone Automotive Operations
CDW Corp.
Mitel Networks Corporation
CITGO Petroleum Corp.
Multicultural Radio Broadcasting
Clearwire Corp
Nebraska Book Corporation
Coleman Natural Foods
Production Resource Group
Colt Defense LLC
Smart & Final
Delta Petroleum
Smith & Wesson
Eircom
Trident University
Hovnanian
Vangent, Inc .
Hunter Defense Technologies
Wastequip, Inc
Integra Telecom (Continued on next page.)

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Distressed/Special Situations (Continued) Kurt M. Hoffman (Desk Analysis)
Adelphia
KGen Power [email protected]
AfriSam
KHD Humbolt (310) 246-3793
Ally Financial
KKR Financial
Buffets Holdings
Lear Corp. (stubs)
Caesars Entertainment ( PropCo )
Lyondell (stubs)
CalGen
Marsico Capital
California Coastal
MIG
Calpine (stubs)
Merisant Worldwide
Capital Source
Marathon Oil
CIB Marine
Mesa Air
CVS
Navigator Holdings
Dana Holdings Corporation
Primus Telecommunications
Delphi
Quebecor
Emigrant Bancorp
Readers Digest
Fannie Mae
SABRA Health Care
Forbes Energy Services
Satellites Mexicanos
Gannett
Smurfit Stone (stubs)
General Growth Properties
Strategic Hotels
Genzyme
Swift Transportation
Global Power
Terrestar Corp
Grifols S.A.
Washington Mutual
Hayes Lemmerz International
Wolverine Tube
Kefren Properties
W.R. Grace

Matt Kaplan (Desk Analysis)
Ace Cash Express
KGen Power [email protected]
AfriSam
KKR & Co. (310) 246-3607
American Media
MBIA, Inc.
Autopistas del Nordeste
Morris Publishing
Bank of America
Nextwave Wireless
Borders Group
Neways
Capmark Financial
Nortel Networks
Caribe Media
Open Solutions
Cinram International
Primus Telecommunications
Citadel Broadcasting
Punch Taverns Finance
DineEquity
Satellites Mexicanos
Dex One
SemGroup
FairPoint Communications
Six Flags
Freedom Communications
SuperMedia
Gannett
Tribune Company
General Growth Properties
Unisys Corporation
Hawaiian Telecom
Wolverine Tube
Hayes Lemmerz International
Vertis
Icahn Enterprises
Yellow Media
Irish Life

Randy Laufman, CFA
FiberTower Corp.
DeepOcean [email protected]
CMA CGM S.A.
Great Atlantic & Pacific Tea Co. (310) 246-3695
Northern Offshore Ltd.
OPTI Canada, Inc.
Compton Petroleum Corp.

Edward P. Mally, CFA
Dayton Superior
Sabre Holdings [email protected]
Fortescue Metals Group
Travelport Limited (212) 351-9768
Hawker Beechcraft Acquisition Corp.
Western Express
Pegasus Solutions
YRC Worldwide

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Energy, Exploration (Equities)
Berry Petroleum Company
Milagro Oil & Gas Mike Jones
Black Elk Energy
OPTI Canada, Inc. [email protected]
Breitburn Energy Partners L.P.
Petroquest Energy Inc. (212) 351-9726
Carrizo Oil & Gas, Inc.
Quicksilver Resources Inc.
Clayton Williams Energy, Inc.
Rosetta Resources, Inc.
Delta Petroleum
Saratoga Resources
Endeavour International Corp.
Swift Energy Company
GMX Resources, Inc.
Venoco, Inc.
Goodrich Petroleum

Financial Services
American Capital Strategies
CIT Group, Inc. Kurt Hoffman (Desk Analysis)
American General Finance Corp.
iStar Financial [email protected]
CapitalSource Inc.
KKR Financial (310) 246-3793

Matt Kaplan (Desk Analysis)
Genworth Financial
Penson Worldwide [email protected]
Nuveen Investments, Inc. (310) 246-3607

Food Processing
B & G Foods
FAGE Dairy Industry, S.A. Mary Ross Gilbert, CFA
Chiquita Brands International
Foodcorp [email protected]
Dean Foods Company
Reddy Ice (310) 246-3757
Del Monte Food Company
Simmons Foods
Dole Food Company, Inc.
Smithfield Foods, Inc.

Gaming (Las Vegas/Atlantic City)
American Casino
MGM Resorts Gregg Klein
American Gaming Systems
Station Casinos [email protected]
Caesars Entertainment Corp.
Tropicana Entertainment Inc. (212) 351-9706
Las Vegas Sands
Trump Entertainment
Marina District Finance Co.
Wynn Las Vegas

Gaming (Multi-Jurisdictional and Other)
Affinity Gaming
Pinnacle Entertainment Gregg Klein
Boyd Gaming
Scientific Games [email protected]
Black Gaming
Silver Legacy (212) 351-9706
Caesars Entertainment (OpCo)
Melco Crown Entertainment
Jacobs Entertainment
Fontainebleau Resort
International Game Technology
Herbst Gaming
MTR Gaming
Majestic Star Holdings
Peninsula Gaming
Virgin River Entertainment
Penn National

Gaming (Native American)
Choctaw Resort Development
River Rock Gregg Klein
Chukchansi
San Pasqual [email protected]
Downstream Development Authority
Seminole Hard Rock (212) 351-9706
Firekeepers Development Authority
Seneca Gaming
Inn of the Mountain Gods
Shingle Springs
Mashantucket Foxwoods
Snoqualmie Entertainment
Mohegan Tribal Gaming Authority
Tunica-Biloxi
Pokagon Gaming
Turning Stone

Gaming (Riverboats)
Ameristar Casinos
Midwest Gaming Gregg Klein
CCM Merger
Silver Legacy [email protected]
Greektown
SugarHouse Casino (212) 351-9706
Indianapolis Downs
Yonkers Racing
Isle of Capri

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General Industrials/Rentals Edward P. Mally, CFA
Ahern Rentals
Terex Corporation [email protected]
Maxim Crane Works
United Rentals, Inc. (212) 351-9768

Healthcare Douglas J. Dieter
Accellent Inc.
LifeCare [email protected]
Alliance Imaging, Inc.
Life Generations (212) 351-9724
Amylin Pharmaceuticals
LifePoint Hospitals, Inc.
Angiotech Pharmaceuticals
Managed Healthcare Assoc.
Apria Healthcare
MannKind Corporation
Aptalis Pharma
MediMedia USA Inc.
Axcan Intermediate Holdings
Medimpact
Bio-Rad Laboratories, Inc.
Mentor Health
Biomet, Inc.
Merge Healthcare
Bioscrip
National Mentor Holdings
Capsugel
Novasep Holdings
Catalent Pharma Solutions
Oncure Holdings, Inc.
China Medical Technologies
Prime Healthcare Services
Community Health Systems, Inc.
Prospect Medical Holdings
ConvaTec
Radiation Therapy Services, Inc.
CRC Health Corporation
RadNet, Inc.
DaVita Inc.
Rotech Healthcare Inc.
DJO Finance
Rural Metro
Elan Pharmaceuticals, Inc.
Select Medical Corp.
Fenwal Inc.
Skilled Healthcare Group
Graceway Pharmaceuticals
Sorenson Communications
Harmony Foods
Spheris Inc.
HealthSouth
Surgical Care
HCA, Inc.
Tenet Healthcare Corp.
Health Management Associates
Universal Hospital Services Inc.
IASIS Healthcare Corp.
US Oncology Holdings Inc.
IMS Health Inc.
Vanguard Health Systems, Inc.
Insight Health Services Holdings
VWR Funding, Inc.
Inventiv Health
Warner Chilcott plc
KV Pharmaceuticals

Independent Power Producers Matthew Farwell, CFA
AES Eastern Energy, L.P. [email protected]
Dynegy Inc. (212) 351-9770

Leisure Gregg Klein
Carnival Cruises
Kerzner International [email protected]
Cedar Fair
Royal Caribbean (212) 351-9706
Dover Downs
Six Flags Inc.
Great Wolf Resorts
Speedway Motorsports
International Speedway Corp.
Vail Resorts

Lodging Gregg Klein
Felcor Lodging
Marriott International [email protected]
Gaylord Entertainment
Starwood Hotel & Resorts (212) 351-9706
Host Hotels
Wyndham Worldwide

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Media (Equities) Anil Gupta
Churchill Downs
Global Traffic Network [email protected]
Cinedigm Digital Cinema
Salem Communications (310) 246-3684
Entravision
United Online
FriendFinder Networks

Metals/Mining Kevin J. Cohen, CFA
Aleris
McJunkinRedMan [email protected]
Algoma Steel
Metals USA (212) 351-9774
Arch Coal
Murray Energy
Century Aluminum
Noranda Aluminum
Edgen Murray
Peabody
Freeport McMoran
Rain CII Carbon
International Coal
Ryerson
Massey Energy
Teck Cominco

Paper/Packaging Kevin J. Cohen, CFA
AbitibiBowater, Inc.
HD Supply, Inc. [email protected]
Ainsworth Lumber Company
Lecta (212) 351-9774
Appleton Papers
Lee Enterprises, Inc.
Ardagh Glass
Libbey Glass
Berry Plastics
Louisiana-Pacific
Buckeye Technologies
Mercer
BWAY
Millar Western
Caraustar
NewPage Corporation
Cascades
Norske Skogindustrier ASA
Catalyst Paper
Owens Illinois
CelluTissue
Pregis
Cenveo
Rock Tenn
Clearwater
Sappi
Constar
Sealed Air Corp.
Deltic Timber Corp.
Smurfit Kappa
Domtar
Smurfit Stone
Fibria Celulose S.A.
Solo Cup
Georgia-Pacific
Tembec Inc.
Glatfelter
Verso Paper
Graham Packaging
Wausau Paper Corp.
Graphic Packaging
Western Forest Products
Grupo Papalero
Xerium Technologies

Publishing/Printing/Internet Kevin J. Cohen, CFA
A.H. Belo
MDC Partners Inc. [email protected]
Fairfax Media
McClatchy Company (212) 351-9774
FriendFinder Networks
M&F Worldwide
Harland Clarke
PostMedia Network
Manwin Licensing International

Restaurants/Food Services Mary Ross Gilbert, CFA
Aramark Corporation
OSI Restaurants Partners [email protected]
CKE Restaurants
Perkin’s & Marie Callender’s (310) 246-3757
Bertucci’s Corporation
Pilgrim’s Pride Corporation
Dave & Buster’s, Inc.
Real Mex Restaurants, Inc.
Denny's Corporation
Sbarro, Inc.
El Pollo Loco
US Food Services
Mastro's Restaurants

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Restaurants/Food Services (Equities) Lee Giordano, CFA
Kona Grill [email protected] (212) 351-9793

Retail Mary Ross Gilbert, CFA
Blockbuster
Leslie Poolmart [email protected]
Bon-Ton Stores, Inc.
Levi Strauss & Co. (310) 246-3757
Brookstone
Liz Claiborne, Inc.
Burlington Coat Factory
Macy's Inc.
Claire's Stores, Inc.
Michaels Stores, Inc.
Central Garden & Pet Company
Neiman Marcus Group, Inc.
Dillard's
Office Depot Inc.
DirectBuy
Rite Aid Corporation
Edcon Holdings
Sally Beauty
General Nutrition Centers, Inc.
Southern States Cooperative
Harry & David
Toys 'R' Us
J.C. Penney Company, Inc.
Yankee Candle
Jo-Ann Stores

Retail (Equities) Lee Giordano, CFA
Aeropostale
Susser Holdings [email protected]
Bed Bath & Beyond
The Buckle (212) 351-9793
Destination Maternity
The Children's Place
Pacific Sunwear
Zumiez
Sport Chalet

Security (Equities)
Checkpoint Systems
Stanley Black & Decker Michael Kim
China Security & Surveillance
The Brink's Company [email protected]
Identive Group
Tyco International (310) 246-3640
L-1 Identity Solutions
Verint Systems
NICE Systems

Telecommunications (Equities) Anil Gupta
Atlantic Tele-Network
UTStarcom, Inc. [email protected]
FiberTower Corp.
Westell Technologies Inc. (310) 246-3684
Mitel Networks
Zhone Technologies

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