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APPENDIX D-1: Dingxing County WWTP Resettlement Plan Dingxing County WWTP Resettlement Plan Integrated Ecosystem and Water Resources Management in Baiyangdian Basin Project Wastewater Treatment Plant Project, Dingxing County Resettlement Plan Urban Construction and Development Corporation, Dingxing County July 2007 Dingxing County WWTP Resettlement Plan Catalogue 1 PROJECT INTRODUCTION ..................................................................................................1 1.1 BRIEF INTRODUCTION OF THE PROJECT...............................................................................1 1.1.1 Project Composition and Scope of Land Acquisition................................................1 1.1.2 Project Impacts........................................................................................................4 1.2 PROJECT ESTIMATED SOCIO-ECONOMIC BENEFITS ..............................................................4 1.3 COST ESTIMATE AND IMPLEMENTATION PLAN .......................................................................5 2 PROJECT IMPACTS AND SOCIOECONOMIC STATUS OF THE PROJECT AREA ............6 2.1 MEASURES TO AVOID OR MINIMIZE THE IMPACTS OF LAND ACQUISITION .............................6 2.1.1 Project Design and Site-selection Principle .............................................................6 2.1.2 Project Scheme Comparison ...................................................................................6 2.2 SURVEY MEASURES AND PROCESS.....................................................................................7 2.3 SOCIOECONOMIC STATUS OF THE AFFECTED COUNTY AND TOWN..........................................7 2.4 SOCIOECONOMIC STATUS OF THE AFFECTED VILLAGE ..........................................................9 2.5 PROJECT IMPACTS........................................................................................................... 10 2.5.1 Permanent Collective-owned Land Acquisition and Project Impacts Analysis .......10 2.5.2 Temporary Land Occupation .................................................................................10 2.5.3 Permanent State-owned Land Acquisition .............................................................14 2.5.4 Affected Population and Basic Economic Status ...................................................14 2.5.5 Vulnerable Groups.................................................................................................15 2.5.6 Impacts on Women................................................................................................16 2.5.7 Infrastructure and Ground Attachment...................................................................16 2.5.8 Public opinion Survey ............................................................................................17 3 LEGAL FRAMEWORK AND POLICIES .............................................................................. 20 3.1 APPLICABLE LAWS, REGULATIONS & POLICIES FOR RESETTLEMENT .................................... 20 3.2 ADB POLICIES ................................................................................................................ 21 3.3 CHINA’S LAWS, REGULATIONS AND RELEVANT ARTICLES ..................................................... 22 3.4 COMPENSATION PRINCIPLES FOR THIS PROJECT ................................................................ 31 3.5 COMPENSATION ELIGIBILITY CUT-OFF DATE ....................................................................... 31 3.6 DEFINITION OF THE RESETTLEMENT RATE ......................................................................... 31 3.6.1 Collective-owned Land Acquisition ........................................................................31 3.6.2 Temporary Land Occupation Compensation..........................................................32 3.6.3 Infrastructures and Ground attachments Compensation........................................32 3.6.4 Other Compensation standard...............................................................................33 3.7 ENTITLEMENT MATRIX ...................................................................................................... 35 4 RESETTLEMENT MEASURES............................................................................................ 37 4.1 OBJECTIVES OF RESETTLEMENT....................................................................................... 37 4.2 RESTORATION MEASURES OF THE PERMANENTLY REQUISITIONED COLLECTIVE LAND ........... 37 4.2.1 Land Reajustment and Cash Compensation..........................................................37 4.2.2 APs Training ..........................................................................................................38 - D-1-i - Dingxing County WWTP Resettlement Plan 4.2.3 Project Employment...............................................................................................38 4.2.4 Suggestion for Livelihood Restoration ...................................................................39 4.3 WOMEN’S RIGHTS ........................................................................................................... 40 4.4 RESTORATION OF TEMPORARILY OCCUPIED LAND .............................................................. 40 4.5 RESTORATION OF INFRASTRUCTURES AND GROUND ATTACHMENTS ..................................... 41 5 INSTITUTIONAL FRAMEWORK ......................................................................................... 42 5.1 INSTITUTION ESTABLISHMENT ........................................................................................... 42 5.2 STAFF ARRANGEMENT AND TRAINING PLAN ....................................................................... 42 5.2.1 Staff Arrangement..................................................................................................42 5.2.2 Training Plan.........................................................................................................43 5.3 ENHANCEMENT MEASURES FOR RESETTLEMENT INSTITUTIONS........................................... 43 6 PUBLIC PARTICIPATION AND GRIEVANCE REDRESS.................................................... 44 6.1 PUBLIC PARTICIPATION..................................................................................................... 44 6.1.1 Public Participation in the Project Preparation Period............................................44 6.1.2 Participation Plan in the Period of Implementation.................................................45 6.2 GRIEVANCE REDRESS...................................................................................................... 46 7 RESETTLEMENT COST ESTIMATE ................................................................................... 48 7.1 RESETTLEMENT COST ESTIMATE ...................................................................................... 48 7.2 RESETTLEMENT INVESTMENT PLAN AND BUDGETARY RESOURCES ...................................... 49 7.3 RESETTLEMENT FUND MANAGEMENT AND DISBURSEMENT ................................................. 50 8 RESETTLEMENT IMPLEMENTATION PLAN...................................................................... 51 8.1 PRINCIPLES OF RESETTLEMENT IMPLEMENTATION .............................................................. 51 8.2 SCHEDULE FOR RESETTLEMENT IMPLEMENTATION ............................................................. 51 9 MONITORING AND EVALUATION ...................................................................................... 53 9.1 INTERNAL MONITORING.................................................................................................... 53 9.2 EXTERNAL MONITORING................................................................................................... 54 APPENDIX 1 OUTLINE OF EXTERNAL MONITORING ............................................................. 56 APPENDIX 2 PUBLIC PARTICIPATION MEETING MINUTES.................................................... 59 APPENDIX 3 RESETTLEMENT INFORMATION BOOKLET...................................................... 60 - D-1-ii - Dingxing County WWTP Resettlement Plan List of Tables TABLE 1-1 BRIEF DESCRIPTION OF PROJECT COMPOSITION................................................................2 TABLE 2-1 TWO COMPARING SCHEMES FOR THE PROJECT .................................................................7 TABLE 2-2 IMPACT ANALYSIS OF PERMANENT LAND ACQUISITION ..................................................... 10 TABLE 2-3 TEMPORARY LAND OCCUPATION CONDITION.................................................................... 12 TABLE 2-4 AFFECTED POPULATION STATISTICS .................................ERROR! BOOKMARK NOT DEFINED. TABLE 2-5 FAMILY INCOME AND EXPENDITURE ANALYSIS .................................................................. 15 TABLE 2-6 BASIC INFRASTRUCTURE AND GROUND ATTACHMENT AFFECTED BY PROJECT ................... 17 TABLE 2-7 SURVEY RESULTS OF PUBLIC OPINIONS .......................................................................... 18 TABLE 3-1 SUMMARY OF MAIN ARTICLES IN LAND ADMINISTRATION LAW AND RELEVANT POLICIES ..... 24 TABLE 3-2 REF. NO.GF [2004]28, REF. NO.GTZF [2004]238, JZ [2004]151, DZ [2005]71 AND THEIR APPLICATION.......................................................................................................................... 27 TABLE 3-3 RESETTLEMENT PRINCIPLES OF THE PROJECT................................................................. 31 TABLE 3-4 COLLECTIVE LAND ACQUISITION COMPENSATION STANDARD OF THE PROJECT .................

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