Resettlement Plan

Yudongxia Reservoir and No.2 Dongjiao Waterworks Subproject Resettlement Plan Document Stage: Draft Project Number: P38594 August 2006

PRC: Integrated Water Resources Management Sector Project

Prepared by Black & Veatch (Asia) Ltd. in conjunction with the Guiyang Municipal Government.

The resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Directors, Management, or staff, and may be preliminary in nature.

ASIAN DEVELOPMENT BANK

RESETTLEMENT PLAN

GUIYANG CITY YUDONGXIA RESERVOIR & NO.2 DONGJIAO WATERWORKS SUBPROJECT

OF

GUIYANG INTEGRATED WATER RESOURCES MANAGEMENT PROJECT

IN THE

PEOPLE'S REPUBLIC OF CHINA

PROJECT MANAGEMENT OFFICE OF GUIYANG CITY WATER & POWER SURVEY AND DESIGN INSTITUTE AUGUST 2006 GUIYANG – P. R. CHINA

Letter of Commitment

Through Ministry of Finance, Guiyang Municipal Government (hereinafter called as GMG) has applied a loan from ADB to finance this Subproject. Therefore, it must be implemented in compliance with the guidelines and policies of Asian Development Bank for Social Safeguards. This Resettlement Plan is in line with the key requirement of Asian Development Bank and will constitute the basis for land acquisition, house demolition and resettlement of the Subproject. The Plan also complies with the laws of the People’s Republic of China and local regulations, as well as with some additional measures and the arrangements for implementation and monitoring for the purpose of achieving better resettlement results.

GMG hereby approves the contents of this Resettlement Plan and guarantees that funds will be made available as stipulated in the budget. GMG has discussed the draft Resettlement Plan with relevant units that have confirmed their acceptance, and authorizes Guiyang Project Management Office for ADB Financed Project as the responsible agency to generally manage the implementation of this subproject and relevant resettlement activities, and the local governments of concerned project areas to be responsible for implementation of the subproject and related resettlement activities within the respective administration.

The Mayor of the Guiyang Municipal Government

(original signed) (signature) 18 April 2007 (date)

Abbreviations

APs - Affected Persons AAOV - Average Annual Output Value AVs - Affected Villages ADB - Asian Development Bank DI - Design Institute GMG - Guiyang Municipal Government AH - Affected Households M&E - Monitoring and Evaluation PMO - Project Management Office RP - Resettlement Plan

Notes

Currency Unit - Yuan(Y) $1.00 = Y8.00 I ha = 15mu

Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd

Contents

LISTH OF TABLES ...... IIIH

EXECUTIVEH SUMMARY ...... 1H

1H PROFILE OF THE SUBPROJECT...... 1H

1.1BH ACKGROUND...... 1H

1.2BH RIEF INTRODUCTION...... 2H

1.2.1H Project components ...... 2H

1.2.2H Range of Land Acquisition and House Demolition and Brief Introduction of Impacts ..... 3H

1.2.3H Socio-economic Benefits of the Subproject...... 3H

1.2.4H Cost Estimate and Implementation Plan ...... 4H

1.2.5H Preparation of RP and Approval ...... 4H

2H RANGE OF PROJECT IMPACT AREA AND SOCIAL AND ECONOMIC PROFILE...... 5H

2.1MH EASURES TO AVOID OR MINIMIZE LAND ACQUISITION AND HOUSE DEMOLITION...... 5H

2.1.1H Principle for Project Design and Site Selection ...... 5H

2.1.2H Scheme Comparison of the Subproject...... 5H

2.2H RANGE OF SURVEY FOR LAND ACQUISITION AND HOUSE DEMOLITION IMPACTS...... 7H

2.3H SOCIAL AND ECONOMIC PROFILE OF PROJECT AFFECTED CITY AND DISTRICT (COUNTY)...... 8H

2.4H SOCIAL AND ECONOMIC PROFILE OF AFFECTED TOWNS ...... 9H

2.5H SOCIAL AND ECONOMIC PROFILE OF PROJECT AFFECTED VILLAGES AND GROUPS ...... 10H

3H PROJECT IMPACTS ...... 11H

3.1H PROJECT IMPACTS IDENTIFICATION ...... 11H

3.2H METHODS FOR PROJECT IMPACTS SURVEY (IMPACTS INDICATORS)...... 12H

3.2.1H Land Survey ...... 12H

3.2.2H Survey of Population and Houses...... 12H

3.2.3H Survey of Special Items...... 12H

3.2.4H Verification of Survey Results...... 12H

3.3H PROJECT IMPACTS AND IMPACTS DEGREE ANALYSIS ...... 12H

3.3.1H Permanent Acquisition of Collective Land and Impacts Analysis...... 12H

3.3.2H Temporary Land Occupation ...... 14H

3.3.3H Demolition of Residential Houses, Attached Facilities and Impact Analysis...... 14H

3.3.4H Impacts Analysis for Demolition of Non-residential Houses...... 23H

3.3.5H Situation of Affected People and Socio-economic Profile ...... 24H

3.4H ETHNIC MINORITIES ...... 26H

3.5H BASIC CONDITIONS SURVEY FOR VULNERABLE GROUPS...... 26H

3.6H WOMEN GENDER ANALYSIS...... 30H

3.7H SCATTERED TREES AND TOMBS ...... 30H

3.8H INFRASTRUCTURE AND SPECIAL FACILITIES ...... 31H

3.9H MINERAL RESOURCES AND CULTURAL RELICS...... 31H

3.10H OTHER IMPACTS ...... 32H

4H LEGAL FRAMEWORK AND POLICIES ...... 33H

4.1H APPLICABLE LAWS, REGULATIONS & POLICIES FOR RESETTLEMENT ...... 33H

4.2H ADB POLICIES...... 34H

4.3H CHINA’S LAWS AND REGULATIONS...... 35H

4.3.1H Relevant Stipulations for Land Acquisition ...... 35H

4.4H PRINCIPLE AND ELIGIBILITY FOR COMPENSATION OF THE SUBPROJECT ...... 41H

4.4.1H Compensation Principle ...... 41H

4.4.2H Eligibility for Compensation and Benefited People ...... 41H

4.5H RESETTLEMENT STANDARDS ...... 41H

4.5.1H Compensation Standards for Requisition of Collective Land ...... 41H

4.5.2H Compensation Standards for Temporary Land Occupation ...... 45H

4.5.3H Compensation Standards for Residential Houses...... 45H

4.5.4H Compensation Standards for non-residential houses ...... 46H

4.5.5H Compensation Standards for Land Attachments and Special Facilities ...... 46H

4.5.6H Post-stage Support...... 47H

4.5.7H Reservoir Bottom Cleaning ...... 47H

4.5.8H Other Costs and Taxes...... 47H

4.5.9H Vulnerable Groups...... 47H

4.6H ENTITLEMENTS MATRIX ...... 47H

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5H RESETTLEMENT MEASURES...... 52H

5.1H OBJECTIVES OF RESETTLEMENT...... 52H

5.2H PRINCIPLES FOR RESETTLEMENT AND REHABILITATION ...... 52H

5.3H RESETTLEMENT REHABILITATION PLAN...... 53H

5.3.1H Rehabilitation Plan for Villages or Groups with Slight Impacts ...... 53H

5.3.2H Rehabilitation Plan for Seriously Affected Villages and Groups...... 54H

5.4H REHABILITATION SCHEME FOR AFFECTED ENTERPRISE ...... 65H

5.5H TRAINING FOR APS ...... 66H

5.6H PROTECTION OF WOMEN’S RIGHTS AND INTERESTS ...... 66H

5.7H MINORITY DEVELOPMENT...... 67H

5.8H ASSISTANCE MEASURES FOR VULNERABLE GROUPS ...... 67H

5.9H RECOVERY OF THE TEMPORARILY OCCUPIED LAND ...... 68H

5.10H RECOVERY OF INFRASTRUCTURE FACILITIES AND LAND-ATTACHED FACILITIES...... 68H

5.11H POST-STAGE SUPPORT MEASURES ...... 68H

5.12.H SOCIAL PREPARATION PLAN ...... 68H

6H INSTITUTIONAL ORGANIZATIONS AND RESPONSIBILITIES ...... 69H

6.1H MANAGEMENT INSTITUTIONS FOR RESETTLEMENT IMPLEMENTATION...... 70H

6.1.1H Institutional Establishment...... 70H

6.1.2H Responsibilities of Institutions ...... 70H

6.2H STAFFING OF RESETTLEMENT MANAGEMENT INSTITUTIONS AND FACILITIES ...... 72H

6.2.1H Staffing...... 72H

6.2.2H Provision of Equipment Facilities ...... 73H

6.3H SCHEDULE OF TRAINING...... 73H

6.3.1H Training Plan for Resettlement Management Staff...... 73H

6.3.2H Measures for Strengthening Resettlement Offices...... 74H

7H PUBLIC PARTICIPATION AND GRIEVANCE REDRESS ...... 74H

7.1H PUBLIC PARTICIPATION ...... 74H

7.1.1H Public Participation in Phase of Project Preparation...... 74H

7.1.2H Public Participation Plan...... 75H

7.2H GRIEVANCE PROCEDURE...... 76H

8H RESETTLEMENT BUDGET...... 77H

8.1H RESETTLEMENT BUDGET...... 77H

8.2H ANNUAL INVESTMENT PLAN ...... 80H

8.3H MANAGEMENT OF RESETTLEMENT FUNDS & DISBURSEMENT ...... 80H

9H RESETTLEMENT IMPLEMENTATION PLAN ...... 81H

9.1H PRINCIPLES FOR RESETTLEMENT IMPLEMENTATION ...... 81H

9.2H IMPLEMENTATION SCHEDULE FOR RESETTLEMENT...... 81H

10H MONITORING EVALUATION...... 83H

10.1H INTERNAL MONITORING ...... 83H

10.1.1H Objective...... 83H

10.1.2H Institution and staffing...... 83H

10.1.3H Contents of Internal Monitoring ...... 83H

10.1.4H Internal Monitoring Reporting...... 83H

10.2H EXTERNAL MONITORING...... 84H

10.2.1H Contents and Methods for External Monitoring...... 84H

10.2.2H External Monitoring Reporting...... 85H

10.3H POST ASSESSMENT FOR RESETTLEMENT ...... 86H

APPENDIXH 1: SKETCH MAP OF THE SUBPROJECT...... 87H

APPENDIXH 2: SKETCH MAP OF RANGE OF RESETTLEMENT IMPACTS ...... 87H

APPENDIXH 3: CALCULATION SHEET FOR PRODUCTION RESETTLEMENT POPULATION...... 88H

APPENDIXH 4: SUMMARY OF POPULATION WITH DIRECT IMPACTS IN TERMS OF VILLAGE

GROUP...... 89H

APPENDIXH 5: SUMMARY OF POPULATION WITH TEMPORARY SHORT-TERM IMPACTS IN

TERMS OF VILLAGE GROUP...... 90H

APPENDIXH 6: GENDER ANALYSIS OF PROJECT AREA...... 91H

APPENDIXH 7: ESTIMATED UNIT COST FOR HOUSE RECONSTRUCTION ...... 94H

APPENDIXH 8: MEETINGS FOR PUBLIC PARTICIPATION ...... 95H

APPENDIXH 9: RESETTLEMENT INVESTMENT COST ESTIMATES IN TERMS OF COMPONENTS

AND VILLAGE GROUPS ...... 97H

APPENDIXH 10: TERMS OF REFERENCE FOR EXTERNAL MONITORING...... 98H

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APPENDIXH 11: RESETTLEMENT INFORMATION BOOKLET...... 101H

1.1BH ACKGROUND ...... 103H

1.2H BRIEF INTRODUCTION ...... 104H

1.2.1H Project components ...... 104H

1.2.2H Range of Land Acquisition and House Demolition and Brief Introduction of Impacts..... 106H

1.2.3H Cost Estimate and Implementation Plan...... 106H

2H LEGAL FRAMEWORK AND POLICIES ...... 106H

2.1H APPLICABLE LAWS, REGULATIONS & POLICIES FOR RESETTLEMENT ...... 106H

2.2H IDENTIFICATION OF RESETTLEMENT STANDARDS ...... 107H

2.2.1H Compensation Standards for Requisition of Collective Land...... 107H

2.2.2H Compensation Standards for Temporary Land Occupation ...... 112H

2.2.3H Compensation Standards for Residential Houses ...... 112H

2.2.4H Compensation for Non-residential Houses ...... 113H

2.2.5H Compensation Standards for Land Attachments and Special Facilities...... 113H

2.2.6H Post-stage Support...... 114H

2.2.7H Reservoir Bottom Cleaning ...... 114H

2.2.8H Other Costs and Taxes...... 114H

2.2.9H Vulnerable Groups ...... 114H

2.3H ENTITLEMENTS MATRIX ...... 115H

3H INSTITUTIONAL ORGANIZATIONS AND RESPONSIBILITIES ...... 119H

4H GRIEVANCE REDRESS ...... 119H

5H RESETTLEMENT IMPLEMENTATION PLAN ...... 120H

5.1H PRINCIPLES FOR RESETTLEMENT IMPLEMENTATION ...... 120H

5.2H IMPLEMENTATION SCHEDULE FOR RESETTLEMENT...... 121H

List of Tables

TH ABLE 1-1 SUMMARY OF PROJECT COMPONENTS ...... 2H

TH ABLE 1-2 SUMMARY OF MAJOR RESETTLEMENT IMPACTS OF THE SUBPROJECT ...... 3H

TH ABLE 1-3 PLAN FOR EXAMINATION AND APPROVAL OF PROJECT AND RESETTLEMENT PLAN ...... 4H

TH ABLE 2-1 SCHEME COMPARISON FOR DAM SITE SELECTION ...... 5H

TH ABLE 2-2 INUNDATION INDICATORS FOR DIFFERENT WATER STORAGE LEVELS AT LOWER DAM SITE.. 6H

TH ABLE 2-4 SUMMARY OF IMPACTS OF LAND ACQUISITION AND HOUSE DEMOLITION IN TERMS OF

ADMINISTRATIVE DIVISION...... 8H

TH ABLE 2-5 SOCIAL AND ECONOMIC CONDITIONS OF AFFECTED CITIES, AND COUNTIES...... 9H

TH ABLE 2-6 ECONOMIC SITUATION OF TOWNS AFFECTED BY LAND ACQUISITION AND HOUSE DEMOLITION

...... 10H

TH ABLE 3-1 SUMMARY OF PERMANENT ACQUISITION OF COLLECTIVE LAND BY THE SUBPROJECT...... 15H

TH ABLE 3-2 IMPACT ANALYSIS FOR LAND ACQUISITION IN TERMS OF VILLAGE GROUPS ...... 18H

TH ABLE 3-3 IMPACT ANALYSIS FOR LAND ACQUISITION IN TERMS OF AFFECTED HOUSEHOLDS ...... 19H

TH ABLE 3-4 SUMMARY OF TEMPORARY LAND OCCUPATION OF THE SUBPROJECT ...... 20H

TH ABLE 3-5 SUMMARY OF DEMOLITION OF HOUSES AND ATTACHMENTS BY THE SUBPROJECT ...... 22H

TH ABLE 3-6 SUMMARY OF LIVING CONDITIONS OF THE HOUSEHOLDS AFFECTED BY HOUSE DEMOLITION

...... 23H

TH ABLE 3-7 SUMMARY OF DEMOLITION OF NON-RESIDENTIAL HOUSES BY THE SUBPROJECT ...... 23H

TH ABLE 3-8 SUMMARY OF POPULATION DIRECTLY AFFECTED BY THE SUBPROJECT...... 25H

TH ABLE 3-9 SUMMARY OF IMPACTS ON ETHNIC MINORITIES BY THE SUBPROJECT ...... 26H

TH ABLE 3-10 SUMMARY OF IMPACTS ON VULNERABLE GROUPS...... 28H

TH ABLE 3-11 SUMMARY OF SCATTERED TREES AND TOMBS AFFECTED BY THE SUBPROJECT ...... 31H

TH ABLE 3-12 SUMMARY OF INFRASTRUCTURE AND SPECIAL FACILITIES AFFECTED ...... 31H

TH ABLE 4-1 RELEVANT POLICIES RELATING TO LAND ACQUISITION AND HOUSE DEMOLITION AND THEIR

APPLICATION...... 37H

TH ABLE 4-2 RESETTLEMENT PRINCIPLES OF THE SUBPROJECT...... 41H

TH ABLE 4-3 THE AAOV STANDARDS FOR AGRICULTURAL LAND ...... 42H

TH ABLE 4-4 SUMMARY OF LOWEST COMPENSATION STANDARDS FOR LAND ACQUISITION FOR KEY

CONSTRUCTION PROJECTS OF GUIZHOU PROVINCE ...... 43H

TH ABLE 4-5 SUMMARY OF COMPENSATION STANDARDS FOR LAND ACQUISITION...... 44H

Yudongxia RP iii 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd

TH ABLE 4-6 COMPENSATION STANDARDS FOR TEMPORARY LAND OCCUPATION...... 45H

TH ABLE 4-7 COMPENSATION STANDARDS FOR DEMOLITION OF RESIDENTIAL HOUSES...... 45H

TH ABLE 4-8 COMPENSATION STANDARDS FOR DEMOLITION OF NON-DWELLING HOUSES...... 46H

TH ABLE 4-9 COMPENSATION STANDARDS FOR LAND-ATTACHMENTS AND SPECIAL FACILITIES AFFECTED

BY THE SUBPROJECT ...... 46H

TH ABLE 4-10 COMPENSATION STANDARDS FOR OTHER CHARGES ...... 52

TH ABLE 4-11 ENTITLEMENTS MATRIX...... 49H

TH ABLE 5-1 PRODUCTION REHABILITATION PLAN OF VILLAGES WITH SLIGHT IMPACTS ...... 53H

TH ABLE 5-2 SUMMARY OF EXPECTED INCOME LOSS AND COMPENSATION OF MITANGJING GROUP...... 54H

TH ABLE 5-3 SUMMARY OF INCOME RESTORATION MEASURES OF MITANGJING GROUP ...... 55H

TH ABLE 5-4 SUMMARY OF EXPECTED INCOME RESTORATION FOR MITANGJING GROUP...... 56H

TH ABLE 5-5 BALANCE SHEET FOR INCOME RESTORATION MEASURES OF MITANGJING GROUP ...... 56H

TH ABLE 5-6 BALANCE SHEET FOR FUNDS FOR HOUSE RECONSTRUCTION IN MITANGJING GROUP ...... 57H

TH ABLE 5-7 SUMMARY OF EXPECTED INCOME LOSS AND COMPENSATION OF XIAOYAN GROUP...... 59H

TH ABLE 5-8 SUMMARY OF INCOME RESTORATION MEASURES OF XIAOYAN GROUP ...... 59H

TH ABLE 5-9 SUMMARY OF EXPECTED INCOME RESTORATION FOR XIAOYAN GROUP...... 60H

TH ABLE 5-10 BALANCE SHEET FOR INCOME RESTORATION MEASURES OF XIAOYAN GROUP ...... 60H

TH ABLE 5-11 BALANCE SHEET FOR FUNDS FOR HOUSE RECONSTRUCTION IN XIAOYAN GROUP...... 61H

TH ABLE 5-12 SUMMARY OF EXPECTED INCOME LOSS AND COMPENSATION OF XIAOSHAN GROUP ...... 62H

TH ABLE 5-13 SUMMARY OF INCOME RESTORATION MEASURES OF XIAOSHAN GROUP...... 63H

TH ABLE 5-14 SUMMARY OF EXPECTED INCOME RESTORATION FOR XIAOYAN GROUP...... 63H

TH ABLE 5-15 BALANCE SHEET FOR INCOME RESTORATION MEASURES OF XIAOSHAN GROUP ...... 64H

TH ABLE 5-16 SUMMARY OF EXPECTED INCOME LOSS AND COMPENSATION OF 6 GROUP OF TOUBAO

VILLAGE...... 64H

TH ABLE 5-17 SUMMARY OF INCOME RESTORATION MEASURES OF 6 GROUP OF TOUBAO VILLAGE ...... 65H

TH ABLE 5-18 SUMMARY OF EXPECTED INCOME RESTORATION FOR 6 GROUP OF TOUBAO VILLAGE..... 65H

TH ABLE 5-19 BALANCE SHEET FOR INCOME RESTORATION MEASURES OF 6 GROUP OF TOUBAO VILLAGE

...... 65H

TH ABLE 5-20 SCHEDULE OF TRAINING FOR APS...... 66H

TH ABLE 6-1 STAFFING ESTABLISHMENT FOR RESETTLEMENT MANAGEMENT INSTITUTIONS...... 73H

TH ABLE 6-2 SCHEDULE FOR RESETTLEMENT IMPLEMENTATION TRAINING ...... 74H

TH ABLE 7-1 MAJOR PUBLIC PARTICIPATION IN PROJECT PREPARATION...... 75H

TH ABLE 7-2 PLAN FOR PUBLIC PARTICIPATION...... 75H

TH ABLE 8-1 RESETTLEMENT COST ESTIMATES...... 78H

TH ABLE 8-2 ANNUAL RESETTLEMENT INVESTMENT PLAN ...... 80H

TH ABLE 9-1 RESETTLEMENT IMPLEMENTATION SCHEDULE ...... 82H

TH ABLE 10-1 PROGRESS REPORT ON LAND ACQUISITION AND RESETTLEMENT...... 84H

TH ABLE 10-2 EXECUTION PROGRESS ON FUNDS UTILIZATION...... 84H

TH ABLE 10-3 REPORTING SCHEDULE FOR RESETTLEMENT MONITORING AND EVALUATION ...... 86H

List of Figures

FigureH 3-1 Sketch Map of Division of Water Sources Protection Zones ...... 32H

FigureH 5-1 Sketch Map of the Proposed Sites for Relocation of DPs of Mitangjing Group ………………………………………………………………….………………………….. Error! Bookmark not defined.

FigureH 5-2 Sketch Map of the Proposed Sites for Relocation of DPs of Xiaoyan Group ……………………………………………………………. ……………………………….Error! Bookmark not defined.

FigureH 6-1 Institutional Organization for Resettlement Management...... 70H

FigureH 7-1 Diagram of Grievance Procedure for APs ...... 77H

Yudongxia RP iv 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd

Executive Summary

1. Guiyang City Yudongxia Reservoir & No.2 Dongjiao Waterworks Subproject is one of the core subprojects of Guiyang Integrated Water Resources Management Project financed by ADB. It is a hydraulic engineering project that focuses on water supply. The major task of this Subproject is to satisfy the domestic and industrial water demands of the eastern part and the Xintian area of Guiyang City. The major components include reservoir multi-purpose engineering and the supporting pipeline network of waterworks, covering reservoir construction (incl. the dam), No.2 Dongjiao Water Supply and its water distribution network. Water Resources Bureau of Guiyang City (the PMO – Project Management Office) is the Implementing Agency for this Subproject. This Subproject will be started in May 2007 and completed by May 2009 for commissioning.

2. The major impacts caused by the Subproject include permanent land acquisition, temporary land occupation and house demolition. According to the survey for project impacts, land acquisition and house demolition of this Subproject will affect of Guiyang City and the 5 towns, 11 villages and 16 village groups of of Qiannan Prefecture. The total population directly affected by land acquisition and house demolition of this Subproject is 1311 people, including (i) 266 households with 1073 persons only affected by land acquisition; (ii) 53 households with 212 persons affected both by land acquisition and house demolition; and (iii) 1 non-residential building of Yudongxia Company with 26 persons. The total population temporarily affected by this Subproject is 173 people. In this Subproject, the permanent land acquisition will be 3128.71 mu, inclusive of 944.49 mu of cultivated land; the temporary land occupation will be 119.1 mu, inclusive of 35.52 mu of cultivated land; the total area of house demolition will be 8626.56m² for residential area and 4132.4m² of non-residential houses. In addition, this Subproject will also affect 2.223km of tractor road, 1 power substation, 5 pumping stations, 1.08km of canals, 2 pedestrian bridges and 3 spill-weir dams.

3. In order to avoid or minimize the negative impacts caused by land acquisition, during the period of feasibility study, close consultation on the site selection and reservoir inundation area has been made with local villages, groups and affected people. After comparison, the optimal scheme was selected.

4. This Resettlement Plan is based on the Land Administration Law of the People’s Republic of China (2004), Decision of the State Council on Deepening Reform and Strictly Enforcing Land Administration (Ref. No. GF[2004] 28), Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Size Water Resources and Hydroelectric Construction Projects, as well as related policies of Guiyang City and Guizhou Province, ADB’s Policy on Involuntary Resettlement, as well as other relevant policies for social security. On this basis, upon discussion with local government and APs, the principle for preparation of this Resettlement Plan is: (i) Avoid or minimize resettlement, wherever feasible; (ii) The compensation and entitlements gained by the APs shall at least enable them to maintain the same living standards as “without project” or even better; (iii) Affected persons should to derive some direct benefits from the Project; (iv) All affected people regardless of the legal titles shall be entitled to get compensation and demolition assistance; (v) The resettlement compensation shall ensure all APs to at least maintain the living standards as before; (vi) If the remainder land after land acquisition fails to safeguard the livelihood of the APs, compensation in forms of cash or land replacement, plus other necessary profit-earning activities shall be provided for the APs; (vii) The APs shall have good understanding of the qualification, means and standards of compensation, livelihood and restoration plan as well as project construction arrangement etc., and participate in the implementation of the resettlement plan; (viii) No land acquisition shall commence before the APs are satisfied with schemes for compensation and resettlement; (ix) The compensation and resettlement operations shall be monitored by the EA and an independent / third party; (x) Vulnerable

Yudongxia RP S-1 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd groups shall receive special assistance and treatment so that they can live better; and (xi) The resettlement budget shall be enough to cover all aspects that are caused by the project construction.

5. All APs have been informed of the major information of the Resettlement Plan in various means, such as meetings, interviewing, village group discussions, public consultation, and community consultation, etc. Through these activities, all APs can participate in the project preparation, which likewise give full consideration of their demands in the resettlement plan. The PMO of Guiyang City will be responsible for the monitoring, follow-up consultation and grievance redress for the implementation of this RP. The means for accepting complaints and grievances have been clearly described in this RP.

6. As for permanent land acquisition, the compensation standards shall follow Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects (September 1, 2006), Comments of the State Council on Further Improving the Post-Stage Support for Relocated People of Large and Medium Reservoir Construction Projects (May 17, 2006), as well as the latest policies issued by Guizhou Province and Guiyang City: Notice of the People’s Government of Guizhou Province on Strengthening Land Acquisition Administration for Key Construction (Ref. QFF[2004]5); Notice of the People’s Government of Guiyang City on Adjusting Computation Standards for Average Annual Output Value for Land Acquisition in Guiyang City (Ref. ZFT[2002]52). The compensation for land acquisition shall include land compensation fees, resettlement subsidies and crops compensation. In land acquisition compensation, the Average Annual Output Value (AAOV) for paddy field is RMB 1807/mu, with multiples of 17 times; AAOV for dry land is RMB 1301/mu, with multiples of 17 times; AAOV for forest, construction and unused lands shall refer to that for dry land, with multiples of 10 times for timber forest, 6 times for shrub forest, 6 times for construction land and 3 times for unused land. In temporary land occupation, the compensation rate for paddy field is RMB 3614/mu, while that for dry land is RMB 2602/mu. As for house demolition, the compensation standards will be: (i) demolition of residential houses: RMB 388 /m² for brick-concrete structure, RMB 304/m² for brick-wood structure, RMB 238/m² for wood structure and RMB 74/m² for store rooms; and (ii) demolition of non-residential houses: RMB 426/m² for brick-concrete structure, RMB 332/m² for brick-wood structure, RMB 253/m² for wood structure and RMB 74/m² for store rooms. In addition, the displaced households will also get compensation for basic facilities, moving transport subsidies and resettlement insurance etc. This Subproject will establish the post-stage support funds to assist the relocated population at the rate of RMB 600/yr each person for a period of 20 years.

7. The income restoration measures for the displaced people will include cash compensation, industrial structural adjustment, priority in getting jobs from the project construction, etc. After discussion with the affected towns, villages and DPs, 80% of the land compensation fees and all resettlement subsidies shall be directly paid to the affected households who will reinvest them on the structural plantation adjustment on the remaining land or on other non-agricultural trades. In addition, during the construction period, the Subproject will generate a demand of 210 persons/day of non-technical jobs that shall be given to the affected laborers in priority (minimum 30% women). The PMO of Guiyang City will arrange a special fund of RMB 65000 to provide technical training for the affected laborers (incl. 50% of women at minimum). Such technical trainings will be conducted by the PMO jointly with agricultural and social security departments. Further, the PMO of Guiyang City jointly with civil administration department will also establish RMB 93000 support funds for vulnerable groups to assist the affected vulnerable groups. The ethnic minorities shall enjoy the same entitlements as the Han People in the aspects of land acquisition, house demolition and resettlement.

8. House demolition of this Subproject will mainly affect Mitangjing Group of Ganjing

Yudongxia RP S-2 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd village and Xiaoyan Group of Dayan Village. Initially, the former intends to re-construct their houses all together in the open places of the previous village nearby the proposed reservoir, while the latter intends to re-build their houses all together in the open places of the existing village nearby Tou-Song road. In this regard, in combination with the construction planning for new rural area of all towns, construction of the basic facilities such as water supply, electricity supply and road shall be financed by the government, while the rural households will build their residences on the planned homesteads according to their individual requirements.

9. Since March 2006, under the guidance of the PPTA consultants and Guizhou Design Institute, the PMOs of Guiyang City and Wudang District have organized a series of socio-economic survey and public opinion consultation. The draft RP will be delivered to local government and AVs by the end of September and at the same time, the draft RP will be disclosed to APs, and it is anticipated that it will be uploaded on ADB website by September. Additionally, in order to effectively settle the issues and ensure the smooth implementation of the project construction and land acquisition, an effective and transparent channel for lodging complaints and grievances has been established.

10. Based on the implementation schedule of the Subproject, land acquisition, compensation and relocation shall be started from May 2007 and completed by May 2009. No civil works shall be commenced without full payment of resettlement compensation. In order for the effective implementation of the resettlement plan, in addition to the internal monitoring, the external monitoring on semi-annual basis shall be conducted by an independent agency. The total costs for resettlement of this Subproject will be RMB 88.1175 million (approximately accounting for 29.8% of the total project costs), covering land acquisition (occupation) compensation fees, house demolition compensation, reconstruction of infrastructure, related taxes and charges, and contingencies as well.

Yudongxia RP S-3 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd

1 Profile of the Subproject

1.1 Background

Yudongxia Reservoir & No.2 Dongjiao Waterworks Subproject is one of the core subprojects of Guiyang Integrated Water Resources Management Project financed by ADB. Yudongxia Damsite is located in Toubao Village of Dongfeng Town of Wudang District of Guiyang City, being on Yudonghe River – a secondary tributary of Nanminghe River which is the source River of Qingshuihe River of Wujiang River System of Changjiang River Catchments. It is 3km from Dongfeng Town of Wudang District of Guiyang City, 8km from Xintianzhai Town (where government of Wudang District is situated), 18km from the city proper of Guiyang City. At same time of retaining the functions of irrigation and supplying drinking water as a small-sized reservoir, the range of water supply of the reservoir will cover eastern part and Xintian area of the urban areas. The proposed No.2 Dongjiao Waterworks located on the flank hillside of the right mountain chain of the Yudongxia Reservoir damsite shall be constructed in Toubao Village being at the elevation of 1038-1026m and 600m away from village road of Toubao Village.

Guiyang City is located in the watershed headpool area between the Wujiang River System of Changjiang River Catchments and the Hongshuihe River System of the Pearl River Catchments where characterized by distinct karst development. The ground water-retaining capacity is poor and the ecological environment is fragile. Most of the rivers within this area belong to the headstreams of the end tributaries which have small catchments areas, short distances and limited quantity of water resources. In the urban area, there are only one large-sized (II) reservoir (Baihuahu) and three medium-sized reservoirs (A’ha, Huaxi and Songboshan). What’s more is that the spatio-temporal distribution of water resources of Guiyang City is seriously unbalanced, resulting in a shortage in utilizable water resources. With the rapid population growth and economic development of Guiyang City, the water demand will increase gradually and thus enlarging the disparities between supply and demand. Water shortage will become the bottleneck that hinders the sustainable development of this area.

In May 1998, Guizhou Water & Power Survey and Design Institute (hereinafter called as Guizhou Design Institute) was entrusted by GMG to undertake the planning for flood control, water supply and river course water environment integrated treatment for Guiyang City. As a result, the Report on Planning of Flood Control, Water Supply and River course Water Environment Integrated Treatment for Urban Area of Guiyang City was completed and approved by GMG via Ref. ZFT[1999]1. In this report, the planned water supply scheme for the urban area of Guiyang City was “existing water sources + west suburb (Xijiao) + nearby planned water sources + Sanchahe River water diversion”, proposing Yudongxia Reservoir engineering as one of the key water sources supplying water to the urban area. It was also proposed to construct No.2 Dongjiao Waterworks of 127,000t/d to satisfy the domestic and industrial water demands of eastern part and Xintian area.

In order for the effective, systematic and unified management of the limited water resources, Guizhou Design Institute was also entrusted by GMG to undertake planning for the integrated utilization and development of water resources of Guiyang City. As a result, the Planning Report on Comprehensive Utilization and Development of Water Resources of Guiyang City was completed in early April 2006 where Yudongxia Reservoir engineering was recommended as the priority water-supply project in recent stage for the urban area of Guiyang City.

Entrusted by Water Resources Bureau of Guiyang City, Guizhou Design Institute completed the Feasibility Study Report on Yudongxia Reservoir Engineering Project of Guiyang City in June 2006, and Feasibility Study Report on No.2 Dongjiao Waterworks Water Supply Project

Yudongxia RP 1 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd of Guiyang City in June 2006.

1.2 Brief Introduction

1.2.1 Project components

Yudongxia Reservoir & No.2 Dongjiao Waterworks Subproject is a project of water resources focusing on water supply bearing the task of satisfying the domestic and industrial water demands in the eastern part and Xintian area of Guiyang City. The components of this Subproject include dam and reservoir engineering (incl. junction), No.2 Dongjiao Waterworks, pipeline network, access roads, etc. as shown in Table 1-1. The sketch map of the components of this Subproject is shown in Appendix 1.

Table 1-1: Summary of Project Components

Components Brief Description Major Impacts

Located in Dongfeng Town of Wudang Wudang District of Guiyang District of Guiyang City, with normal water City and Longli County of storage level of 1075m, total storage capacity Qiannan Prefecture, with Reservoir area of 18.20 million m³, annual water supply 2970.99mu of permanent land capacity of 31.80 million m³ and maximum acquisition, including 866.56mu Dam and dam height of 71.5m (incl. bedding). of cultivated land. Reservoir Located in Toubao Village of Dongfeng Wudang District of Guiyang Town. Major structures include: concrete City, with 76.52mu of double-arch dam, crest spillway, dam-body permanent land acquisition Dam structures bottom emptying outlet, dam-body water (incl. 4.06mu of cultivated land) intake point and water-diversion tunnel. Also and 97.11mu of temporary land saddle dam. occupation. With 100,000t/d of water-supply capacity, Wudang District of Guiyang servicing Xintianzhai, Dongfeng Town and City, with 67.64mu of Water supply Luowan area. The waterworks is located in permanent collective land plant Toubao village of Dongfeng town, 500m acquisition, including 65.51mu south of the entrance of Yudongxia Scenic of cultivated land. Spot. The elevation is 1031-1035m. The water distribution pipeline network adopts head-tank control for water supply. After being treated in Toubao waterworks, the incoming water from Yudongxia reservoir will be pumped respectively into the head tanks of Gouchang of Xintianzhai, Dongfeng Wudang District of Guiyang No.2 of Dongfeng Town and Luowan of Luowan City, with 8.6mu of permanent Dongjiao Pipeline area, from which, the water will be distributed collective land acquisition (by 3 Waterworks network further to the connecting point of the urban head-tanks), including 3.5mu of pipeline networks or the places of cultivated land; 21.99 mu of concentrated water users. In terms of temporary land occupation. distance: waterworks to clean water tank of Gouchang: 7.79km; waterworks to clean water tank of Dongfeng: 3.57km; waterworks to clean water tank of Luowan: 5.15km, totally 16.51km. Wudang District of Guiyang Totally 1000m of construction and/or City, with 4.69 mu of permanent Access roads operational access roads connecting the collective land acquisition damsites, waterworks and the highway. (cultivated land),

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1.2.2 Range of Land Acquisition and House Demolition and Brief Introduction of Impacts

The range of impacts caused by the land acquisition and house demolition of this Subproject will cover the land-use areas by the reservoir (incl. the reservoir area and the damsite), No.2 Dongjiao Waterworks, pipeline network, access roads, etc. All the places that are seriously affected by the land acquisition and project construction to the extent that the production and livelihood of the local people are affected shall belong to the impacted areas of this Subproject. In this stage, the impacts of land acquisition and house demolition of this Subproject are determined on the basis of the recommended scheme in the feasibility study report. In survey of impacts, for Wudang District of Guiyang City, 1:1000 topographic maps were used for site measurement; for Longli County of Qiannan Prefecture, due to the unavailability of the supporting staff at the moment that disabled the site survey, 1:10000 topographic map of project feasibility study stage was used for the purpose.

Land acquisition and house demolition of this Subproject will affect 5 towns, 11 villages and 16 village groups of Wudang District of Guiyang City and Longli County of Qiannan Prefecture. In this Subproject, there will be 1311 persons who will be directly impacted by land acquisition and house demolition. The permanent land acquisition will be 3128.71 mu, inclusive of 944.49 mu of cultivated land; the temporary land occupation will be 119.1 mu; the total area of house demolition will be 8626.56m² for residential area and 4132.4m² of non-residential houses. The major impacts are summarized in Table 1-2.

Table 1-2: Summary of Major Resettlement Impacts of the Subproject

Qiannan City (Prefecture) Guiyang City Prefecture Total Wudang Longli District / County District County Town (nos) 4 1 5 Village (nos) 10 1 11 Village Group (nos) 15 1 16 T 2930.71 198 3128.71 Permanent LA (mu) otal Incl. cultivated land 809.49 135.00 944.49 Temporary land Total 119.1 0 119.1 occupation (mu) Incl. cultivated land 35.52 0 35.52 House demolition Dwelling 4673.71 3952.85 8626.56 (m²) Non-residential houses 4132.4 0 4132.4 Household affected by LA (nos) 232 34 266 Persons affected by LA (nos) 916 157 1073 Household affected both by LA 29 24 53 Directly impacted and house demolition (nos) population Persons affected both by LA and 105 107 212 house demolition (nos) Enterprise (nos) 1 0 1 Persons (nos) 26 0 26 Subtotal of directly impacted population (nos) 1047 264 1311 Population Affected Household (nos) 44 0 44 Temporarily Persons (nos) 173 0 173

1.2.3 Socio-economic Benefits of the Subproject

The design normal water storage level of Yudongxia Reservoir is 1075m, with total storage capacity of 18.20 million m³ and annual water supply capacity of 31.80 million m3. This Subproject will bring about the following social and economic benefits: (i) Project implementation will greatly improve the water supply environment and ensure the water supply security of Wudang District of Guiyang City. (ii) According to the section plan of Xintian

Yudongxia RP 3 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd area and the master plan of Dongfeng Town, the benefited population will be 182 thousand people. (iii) The subproject will supply 62600m³/d of water for industrial demand, 2730m³/d for public building requirement, 11720m³/d for fire-prevention purpose and 5860m³/d for road-cleaning and greenland watering.

1.2.4 Cost Estimate and Implementation Plan

According to Feasibility Study Report on Yudongxia Reservoir Engineering Project of Guiyang City and Feasibility Study Report on No.2 Dongjiao Waterworks Water Supply Project of Guiyang City prepared by Guizhou Design Institute, the total investment for Yudongxia Reservoir and No.2 Dongjiao Waterworks is RMB296.07 million, including RMB 88.1175 million for land acquisition and resettlement that accounts for 29.8% of the total investment.

According to the schedule of this Subproject, the preparation work of the Subproject is to be conducted from June 2006 to~ May 2007: (i) to get the approval of the Project (Guiyang Integrated Water Resource Management Project) Proposal by NDRC in September; (ii) prepared the feasibility study of Yudongxia project (the Subproject) in June and to be got approval of feasibility study in October; (iii) to complete preliminary design of the Subproject in October and get approval in December; (iv)to complete construction drawing design and start construction bidding in March 2007.

The Subproject civil works shall be commenced in May 2007 and completed in May 2009. The total construction period is 24 months, and the subproject shall be completed and handed over in June 2009.

1.2.5 Preparation of RP and Approval

According to the construction arrangement, under the guidance of the TA office, Guizhou Design Institute started to prepare the Resettlement Plan in March 2006 and completed this draft in August 2006 for submission to ADB for review. After approval of the Subproject by ADB, the land acquisition, compensation and implementation of resettlement plan will be started from February 2007. The plan for examination and approval of the Subproject and RP is shown in Table 1-3.

Table 1-3: Plan for Examination and Approval of Project and Resettlement Plan

Domestic Time for Category Time of Examined & ADB Prepared by Approval / Submission Approved by Implementation Guizhou Design Ministry of Water Project proposal May 2006 September 2006 Institute Resources / NDRC Land Guiyang Water Guiyang Land July 2006 August 2006 pre-examination Resources Bureau Administration Bureau Land use Guiyang Water September Guiyang Land February 2007 application Resources Bureau 2006 Administration Bureau Feasibility study Guizhou Design Ministry of Water June 2006 October 2006 report Institute Resources / NDRC Resettlement Guizhou Design Ministry of Water September July 2006 October 2006 Plan Institute Resources 2006 Preliminary Guizhou Design Ministry of Water October 2006 December 2006 design Institute Resources Implementation of Guiyang Water February 2007 to / / RP Resources Bureau January 2009 construction Guizhou Design Ministry of Water March 2007 May 2007 drawing design Institute Resources

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2 Range of Project Impact Area and Social and Economic Profile

2.1 Measures to Avoid or Minimize Land Acquisition and House Demolition

2.1.1 Principle for Project Design and Site Selection

• The project design shall give consideration of minimizing land acquisition and house demolition by observing the following major principles: • Avoid the residential areas that restrict the scope of the reservoir; • Avoid or minimize the occupation of the residential areas that have already existed or are under planning (rural or urban areas); • Avoid or minimize the occupation of the high-quality farmland; • Make use of the national or local roads to the proposed construction sites; • Avoid or minimize the occupation of the environmental sensitive places; and • The relocation must conform to the local development planning.

2.1.2 Scheme Comparison of the Subproject

In order to minimize the land acquisition and resettlement, the Guizhou Design Institute has conducted strict scheme comparison and optimization, of which, land acquisition is one of the most important indicators. Under the premises of ensuring the water-supply scope and the functions, Guizhou Design Institute has undertaken strict scheme verification and comparison for the dam site, reservoir inundation level, waterworks site and water distribution pipeline network.

(1) Determination of the dam site and inundation level.

The inundation indicators for all dam-site schemes of the reservoir are based on the 1:10000 topographic map of project feasibility study stage. In the stage of feasibility study, the dam-site selection was made after comparing the No.1 and No.2 upper dam sties and the lower dam site. The lower dam site was recommended after comparison. In terms of resettlement impacts and water-supply indicators, there are not any big differences between the two options of lower and upper sites in resettlement impacts. However, the annual water-supply volume at 95% reliability is 31.80 million m3 in the lower dam site, which is higher than those of the two upper dam sites, indicating better water-supply indicator. The comparison of dam site schemes is shown in Table 2-1.

Table 2-1: Scheme Comparison for Dam Site Selection

No.1 Upper Dam No.2 Upper Dam Items Unit Lower Dam Site Site Site Normal water storage level m 1075 1075 1075 Dead water level m 1037 1035 1035 Cultivated land mu 720 720 Major House demolition m2 22660 22660 inundation Displaced Persons Persons 785 785 indicators Scenic spot nos. 1 2 Resettlement investment RMB10000 6195.13 6551.19 Corresponding normal storage capacity 10000m3 1450 1610 1680 Dead storage capacity 10000m3 70 75 87 Regulatory storage capacity 10000m3 1380 1535 1593 Regulation properties annual regulation annual regulation annual regulation Annual water-supply volume at 95% 10000m3 2900 3110 3180 reliability

In order to determine the optimal inundation line, as for the recommended dam site scheme

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(lower dam site), four different water levels respectively 1070m, 1075m, 1080m and 1085m were used for comparison as shown in Table 2-2. From the analysis of all inundation indicators, when the water storage level is higher than 1075m, the values of inundation indicators increase greatly. In contrast, the water supply indicators for 1070m storage level are inferior to that of 1075. Therefore, the 1075m storage level is recommended as the normal storage level.

Table 2-2: Inundation Indicators for Different Water Storage Levels at Lower Dam Site

Items Unit Lower Dam Site Normal water storage level m 1070 1075 1080 1085 Cultivated land mu 596 720 1045 1311 Paddy Field mu 550 660 946 1170 Major Dry land mu 46 60 99 141 inundated Land with Trees mu 120 180 220 390 impacts indicators Shrub forest mu 617 788 1235 1583 Displaced Persons Persons 648 785 1136 1425 Existing scenic spot nos. 2 2 2 2

In summary, considering the inundation indicators and water supply indicators of the Subproject, in this stage, the scheme of lower dam site with 1075m of normal water storage level was recommended.

(2) Selection of the site for waterworks.

The dead water level of Yudongxia Reservoir is 1036m. Taking into consideration of the head loss, the level of incoming water of the waterworks can be computed. After fixing the points on the contour maps of 1:50000 and 1:10000, the professional staffs of all subjects were organized to visit and investigate the sites. In the initial stage, several sites were proposed (5 sites at the very beginning). After consultation with Wudang Water Resources Bureau, Construction Bureau, Planning Bureau, Land Resources Administration Bureau, as well as the government of Dongfeng Town and Gaoxin Office of Xintian area, two sites, respectively Toubao site and Dongfeng site were finally proposed for comparison. Details are shown in Table 2-3. Table 2-3: Comparison of Proposed Sites for Waterworks

Toubao Site Dongfeng Site (1) Near to water sources of Yudongxia reservoir, and (1) Near to the highway, indicating convenient thus water delivery pipelines are easy to arrange. transportation. (2) The proposed site is situated on wasteland, waste (2) Short distance of water distribution pipeline hill and some non-capital farmland, and thus system, and thus requiring less investment. indicating low land acquisition costs. (3) Wastewater produced by the waterworks (3) No buildings are found within the proposed site, can be directly discharged into river after Merits and thus without house demolition. treatment. (4) No mines or enterprises are found nearby the (4) The landform of the proposed site shapes proposed site, and thus the construction is simple rectangle with open views, and thus the and will not be affected by the neighbouring construction arrangement is easy. environment. (5) The geological conditions of the proposed (5) The geological conditions of the proposed site are site are suitable for construction of suitable for construction of waterworks. waterworks. (1) Far from the highway, requiring additional (1) The proposed site is situated on wasteland construction of about 1000m of access road. and farmland, indicating high costs for land (2) Big volume of earthworks, especially high-slope acquisition. treatment engineering. (2) Big volume of earthworks, especially (3) The water distribution pipeline network is long, high-slope treatment engineering. Demerits requiring more engineering investments. (3) Long distance of water distribution pipeline (4) The wastewater produced by the waterworks system, and thus requiring big investment. needs to be diverted to the river 700m away. (4) Over 10 households in the construction (5) Waterworks may produce negative impacts on the area need to be relocated. agricultural irrigation canals located on the foot of the (5) There are one paper mill and several

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Toubao Site Dongfeng Site hill. processing factories nearby the proposed site, (6) The proposed site is comparatively narrow. and thus the waterworks will be affected greatly by the neighboring environment.

After comprehensive comparison, it can be seen that (i) Toubao site, where without polluting enterprises nearby, is near to the reservoir that can help to greatly reduce the earthwork of pipeline construction and the investment on pipe materials; and (ii) There are many enterprises nearby Dongfeng site, failing to satisfy the width of sanitary protection zone. Therefore, from the perspective of environment, Toubao site is recommended as the site for the waterworks.

(3) Distribution of pipelines

Land inundation cannot be avoided in reservoir construction. However, the number of land occupation for construction sites and water distribution pipeline network can be reduced through optimization of construction methods. Such will also help to minimize the negative impacts caused by land acquisition and house demolition.

In the arrangement of water distribution pipelines, this Subproject will follow the following principles: (a) The construction of water distribution pipelines must try to minimize the length, avoid big undulation, reduce earthworks and stoneworks, minimize occupation of farmland, avoid occupation of fertile land and complete the engineering at the most economical costs; (b) The orientation and position of the pipelines must conform to the planning for urban and enterprise development, and the construction must be conducted at the utmost along the existing roads or planned roads for the purpose of convenient construction and maintenance; (c) Water distribution pipelines must try to avoid penetrating river valleys, mountain ridges, key railways and flood passages, as well as avoid the places with high-corrosive soils and where landslides, land collapses, mud and stone flow may easily occur; (d) The water distribution pipelines must make full use of the water head, especially giving priority to gravity flow where applicable; and (e) The selection of water distribution pipelines must take into account of the compatibility with long-term plan and the in-phase implementation.

Construction access road and sites are also optimized to adopt wasteland for the purpose of avoiding farmland occupation. At the same time, according to the construction schedule, the APs whose land will be acquired (occupied) must be informed in advance so that they can minimize their losses.

2.2 Range of Survey for Land Acquisition and House Demolition Impacts

The range of impacts caused by land acquisition and house demolition includes the inundation area, reservoir junction area, waterworks area and the supporting pipeline area, as shown in Appendix 2.

The inundation treatment range includes the reservoir inundation area and the places of inundation, bank collapse, landslide and other affected places that are caused the impounding of the reservoir. According to the requirements of the Design Code for Land Acquisition and Resettlement for Water Conservancy and Power Engineering (SL 290—2003), the following range is specified for inundation treatment for this Subproject.

• Land acquisition line. The line for acquisition of cultivated land and orchard land shall consider the design flood backwater line at P=20% after 20 years of silt accumulation. In the front section of the dam where backwater is not obvious, due to the impacts of wave-rising, the line shall consider an additional 0.5m to the normal water-storage level of 1075m for the purpose of ensuring the security. The

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line for acquisition of forest land, grass land and other types of land shall adopt the normal water-storage level of 1075m. • Population migration line. The line for population migration shall consider the design flood backwater line at P=5% after 20 years of silt accumulation. In the front section of the dam where backwater is not obvious, due to the impacts of wave-rising, the line shall consider an additional 1m to the normal water-storage level of 1075m for the purpose of ensuring the security. • Inundation lines for special engineering: to be decided according to codes, standards and specifications of different engineering cases and the relevant flood control standards. • The range of land acquisition for the reservoir, waterworks and supporting pipelines shall be decided according to the specifications of water engineering and the overall construction arrangement.

According to the above ranges, land acquisition and house demolition of this Subproject will cover the 5 towns, 11 villages and 16 village groups of Wudang District of Guiyang City and Longli County of Qiannan Prefecture, as shown in Table 2-4.

Table 2-4: Summary of Impacts of Land Acquisition and House Demolition in Terms of Administrative Division

Components Prefecture District Town Village Village Group (City) (County) Dongfeng No.1 group, Miaotian Toubao village Town group Ganjing village Mitangjing group Guiyang Wudang Heping group, Liuping City District Yongle Town Reservoir area Shitang village group, Xiaoshan group, Yaoping group Pianpo town Pianpo village Qiannan Longli Xingshi Town Dayan village Xiaoyan group Prefecture County Dongfeng Housuo village Guanshan group Guiyang Wudang Dam sites Town Toubao village No.1 and No.2 groups City District Yongle Town Ganjing village Mitangjing group Housuo village Guanshan group No.2 Dongjiao Guiyang Wudang Dongfeng No.1, 2, 3, 4, 5 and 6 Toubao village Waterworks City District Town groups Zhuchang Luowan village No. 5 group Dongfeng Pipeline Guiyang Wudang Wudang village Town network City District Longjing village No.2 group Xintian town Xintian village Access road to Guiyang Wudang Dongfeng Toubao village No.2, 5 and 6 groups waterworks City District Town Zhuchang

2.3 Social and Economic Profile of Project Affected City and District (County)

Located in the middle of Guizhou Province, Guiyang City is the provincial capital city of Guizhou Province serving as an important comprehensive industrial base and a city of commercial trading and tourism in the southwest China. It has now jurisdiction of 6 urban districts (, , Xiaohe District, , Wudang District and Baiyun District) and one city and three counties ( City, , Xifeng County and ). The total territory area is 8034km², including 92300 hm² of cultivated land. The total urban area is 2403 km² (excluding one city and three counties), and the existing built-up area of the city proper is 128 km². By end of 2004, the total population was 3.5085 million, including 1.6507 million of non-agricultural population. The GDP was RMB 44.363 billion, including RMB 3.177 billion for primary industry, RMB 23.324 billion for

Yudongxia RP 8 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd secondary industry and RMB 17.862 billion for tertiary industry. The average per-capita GDP was RMB 12683. The average per-capita net income for rural farmers was RMB 2809, and the urban residents’ per-capita average disposable income was RMB 8989.

Wudang District is located in the northeast and northwest parts of the urban area of Guiyang City, with a total area of 962.4 km², including 9463 hm²of cultivated land. It administers 5 townships, 7 towns and 121 villagers’ committees. By end of 2004, the total population was 307.3 thousand, including 47.9 thousand of ethnic minorities and 90.7 thousand of non-agricultural population. The average per-capita net income for rural farmers was RMB 2804, and the urban residents’ per-capita average disposable income was RMB 7234.

Qiannan Buyi and Miao Nationalities Autonomous Prefecture has a total administrative area of 26200 km², including 174.6 thousand hm2. It administers 9 counties, 1 autonomous county, 2 county-level cities, 97 townships, 7 sub-district offices and 136 towns (incl. 12 autonomous townships of ethnic minorities). By the end of 2004, the total population was 3.9043 million, including 0.4881 million of non-agricultural population and 2.1747 million of ethnic minorities. In 2004, the GDP was RMB 12.668 billion, including RMB 3.677 billion for primary industry, RMB 4.974 billion for secondary industry and RMB 4.017 billion for tertiary industry. The average per-capita GDP was RMB 3245. The average per-capita net income for rural farmers was RMB 1499, while the urban residents’ per-capita average disposable income was RMB 6142.

Longli county is in the northwest of Qiannan Buyi and Miao Nationalities Autonomous Prefecture, having a total area of 1521 km² and a total area of 10900 hm² of cultivated land. It administers 6 townships, 8 towns and 159 villagers’ committees. By end of 2004, the total population was 205.4 thousand, including 78.3 thousand of ethnic minorities and 184 thousand of non-agricultural population. The average per-capita net income for rural farmers was RMB 1698, and the urban residents’ per-capita average disposable income was RMB 5532. The social and economic conditions of the affected areas are detailed in Table 2-5.

Table 2-5: Social and Economic Conditions of Affected Cities, and Counties

Guiyang Wudang Qiannan Longli Sl. Items Unit City District Prefecture County 1 Territory Area (mu) km2 8043 962.4 26200 1521 Cultivated land hm2 92300 9463 174600 10900 2 Persons 10,000 350.85 30.73 390.43 20.54 2.1 Agricultural population: 10,000 185.78 21.13 341.62 18.70 2.2 Non-agricultural population: 10,000 165.07 9.6 48.81 1.84 3 GDP** RMB 100 million 443.63 48.66 126.68 10.75 3.1 Primary industry RMB 100 million 31.77 5.53 36.77 1.77 3.2 Secondary industry RMB 100 million 233.24 28.34 49.74 7.09 3.3 Tertiary industry RMB 100 million 178.62 14.78 40.17 1.89 3.4 Average per-capita GDP RMB/person 12683 15835 3245 5234 Average per-capita urban 4 RMB/person 8989 7234 6142 5532 residents’ disposable income Average per-capita net 5 RMB/person 2809 2804 1499 1698 income of rural farmers

2.4 Social and Economic Profile of Affected Towns

The project impacts will cover 5 towns, of which, 4 towns, respectively Xintian, Dongfeng, Yongle and Pianpo towns, belong to Wudang District of Guiyang City, while the other is Xingshi town of Longli County of Qiannan Prefecture.

The economic indicators of these places are as the follows. (i) Xintian town is located in the

Yudongxia RP 9 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd center of Wudang District, with a total population of 24440 people and a gross production value of RMB 161.416 million, including RMB 11.44 million for agricultural production value, RMB 140.586 million for industrial production value, and RMB 9.39 million for tertiary production value. The average per-capita net income for rural farmers is RMB 4125. (ii) Dongfeng Town is located in the east of Wudang District, with a total population of 23432 people and a gross production value of RMB 286.293 million, including RMB 80.41 million for agricultural production value, RMB 195.133 million for industrial production value, and RMB 10.75 million for tertiary production value. The average per-capita net income for rural farmers is RMB 3530. (iii) Yongle Town is located in the southeast of Wudang District, with a total population of 12819 people and a gross production value of RMB 80.14 million, including RMB 62.86 million for agricultural production value, RMB 11.313 million for industrial production value, and RMB 5.97 million for tertiary production value. The average per-capita net income for rural farmers is RMB 3015. (iv) Pianpo town is located in the northeast of Wudang District, with a total population of 1681 people and a gross production value of RMB 10.0171 million, including RMB 8.58 million for agricultural production value, RMB 0.2671 million for industrial production value, and RMB 1.17 million for tertiary production value. The average per-capita net income for rural farmers is RMB 2203. (v) Xingshi town is located in the southwest of Longli county, with a total population of 15099 people and a gross production value of RMB 43.275 million, including RMB 33.47 million for agricultural production value, RMB 6.285 million for industrial production value, and RMB 3.52 million for tertiary production value. The average per-capita net income for rural farmers is RMB 1635. The social and economic conditions of the affected villages are detailed in Table 2-6.

Table 2-6: Economic Situation of Towns Affected by Land Acquisition and House Demolition

Xintian Dongfeng Yongle Pianpo Xingshi Indicators Unit town Town Town town Town Nos. of Households Household 8395 6748 3399 472 3398 Persons Persons 24440 23432 12819 1681 15099 Incl.: Male Persons 13140 12530 6642 889 7710 Agricultural population: Persons 3885 19655 12458 1653 14689 Cultivated land mu 1140 10590 11610 1320 13500 Gross production value RMB10000 16141.6 28629.3 8014.3 1001.71 43275 Incl.: Agriculture RMB10000 1144 8041 6286 858 3347 Incl: Industry RMB10000 14058.6 19513.3 1131.3 26.71 628.5 Incl: Tertiary industry RMB10000 939 1075 597 117 352 Average per-capita net RMB/person 4125 3530 3015 2203 1635 income of rural farmers

2.5 Social and Economic Profile of Project Affected Villages and Groups

This Subproject affects 5 towns covering 11 villages and 16 village groups, among them, 4 towns inclusive of nine villages and 13 village groups will involve relocation resettlement (of which, 1 town inclusive of two villages and three groups are without directly-impacted population, and only acquisition of the collective non-cultivated land will be involved). During April – May 2006, organized by the Guiyang PMO, Guizhou Design Institute, jointly with the cadres of all townships and towns, conducted socio-economic survey for the 9 villages covering 13 groups in the project area that would involve relocation resettlement.

In these 9 villages inclusive of 13 groups, the average per-household population was 3.3~4.9 persons, the average per-capita cultivated land was 1.5~3.9 mu. The average per-capita incomes were different remarkably, with the lowest of RMB 2062 in Dayan village and the highest of RMB 3748 in Toubao village. Basically, there are not any industrial enterprises among the affected villages. These villages engage mainly in agricultural production, with major crops of paddy rice, corn, rapeseed, etc. Other kinds of economic crops such as peach tree and vegetables are also grown. The social and economic conditions of the affected

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Table 2-7: Economic Situation of Villages and Groups Affected by Land Acquisition and House Demolition

Farmer’s Average Annual Household Persons Cultivated Per-capita Average Towns Village Village Group (nos) (nos) Land (mu) Cultivated Per-Capita Land (mu) net Income (RMB) Toubao / 524 1932 4211.75 2.18 3748 village Miaotian 52 198 392.05 1.98 3624 group No. 1 group 58 217 440.5 2.03 3155 Toubao No.2 group 62 223 566.39 2.54 3209 village No. 4 group 59 211 392.47 1.86 3127 No. 5 group 67 254 602.01 2.37 3310 No. 6 group 73 268 452.95 1.69 3526 Dongfeng Housuo / 365 1346 3149.65 2.34 3627 Town village Housuo Guanshan 62 231 637.57 2.76 3271 village group Luowan / 384 1416 2676.21 1.89 3265 village Luowan No. 5 group 54 179 413.5 2.31 3094 village Zhuchang / 257 948 1763.28 1.86 3395 Wudang / 329 1213 2632.21 2.17 3459 village Ganjing / 487 1796 4220.62 2.35 2916 village Ganjing Mitangjing 66 252 965.18 3.83 2187 village group Shitang Yongle / 452 1667 4467.55 2.68 3111 village Town Heping group 68 238 749.68 3.15 2985 Liuping group 72 257 675.93 2.63 3154 Shitang Xiaoshan village 69 248 704.3 2.84 3069 group Yaoping group 75 251 650.11 2.59 2878 Xintian Xintian / 215 1038 1598.52 1.54 3687 town village Dayan / 283 1258 3585.29 2.85 2062 Xingshi village Town Dayan Xiaoyan group 58 264 823.66 3.12 2359 village

3 Project Impacts

3.1 Project Impacts Identification

According to the analysis of the impacts survey, the major categories of project impacts shall include the following five types.

• Loss impacts caused by land acquisition or occupation. • Impacts caused by demolition of residential houses and attached facilities. • Impacts caused by demolition of non-dwelling buildings. • Impacts due to the losses of special and basic facilities.

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• Other impacts (such as water resources protection area, downstream irrigation area, tourism businesses, etc.) 3.2 Methods for Project Impacts Survey (impacts indicators)

During March- April 2006, the RP preparing agency conducted survey on the indicators of various impacts under the help of the IAs. The following methods were used.

3.2.1 Land Survey

Land survey adopted electronic plane table for block graphs mapping at the scale of 1:1000. The households and the cadres from village groups, villages, towns and counties verified the boundaries on site, while land and forest administration departments and the professionals of Guizhou Design Institute verified the categories of lands. At the same time, the survey group conducted on-site measurement. Computation, statistics and summarizing of the inundated area were conducted by computers according to different household and different administrative jurisdiction. The computed results were ratified by household, group, village, town and county level by level. The unit of calculating land area is standard “mu”.

3.2.2 Survey of Population and Houses

In this connection, the survey on the reservoir area was conducted as per the population below the inundation line; the survey on houses was conducted as per the living elevation; while the surveys on the construction area, waterworks and pipelines were conducted as per the land acquisition lines. During the survey, the surveyors and the local cadres were present at sites and made records of the results for every household according to the designated range and in combination with the examination of household registry. The statistics of the floorage area of buildings and the number of attached facilities adopted the method of on-site measurement household by household. The private properties of the APs were disclosed to the public for the purpose of public supervision before final statistical announcement.

3.2.3 Survey of Special Items

The surveys of special items were based on the data below inundation line provided by the respective competent departments. In this connection, site verifications were conducted after filling the forms for survey.

3.2.4 Verification of Survey Results.

Verification of the survey results adopted the method of level-by-level verification. The private indices involving individual farmer’s households were signed or sealed by individual households to show their acknowledgements. The collectively-owned indices were signed and sealed by the property-holding units. The indices of village groups were signed and sealed by the representatives or cadres of the village and groups to show their acceptance. The village-level indices were verified by the cadres of the villages or towns through signing and sealing. The town-level indices were sighed and sealed by the representatives of the towns and counties, and verified by the government. The category and quantity of the inundated lands must be also approved by the county-level land administration and forest administration departments.

3.3 Project Impacts and Impacts Degree Analysis

3.3.1 Permanent Acquisition of Collective Land and Impacts Analysis

(I) Permanent acquisition of collective land

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All the lands to be requisitioned by this Subproject on permanent basis belong to collectively-owned lands, covering 4 towns inclusive of 9 villages and 14 groups of Wudang District of Guiyang City and 1 town inclusive of 1 village and 1 group of Longli County of Qiannan Prefecture. The total acquisition of collective land is 3128.71 mu, including: 2970.99 mu for permanent reservoir inundation, accounting for 95.0%; 76.52 mu for damsites, accounting for 2.4%; 67.64 mu for waterworks, accounting for 2.2%; 8.6 mu for supporting pipeline network, accounting for 0.3%; and 4.96 mu for access road to waterworks, accounting for 0.2%.

In terms of the use of land and types of land, (i) agricultural land is 1494.56 mu (incl. 412.64 mu of paddy field, 487.27 mu of dry land, 44.58 mu of hillside cultivated land of above 25º, 205.51 mu of timber land, 17.43 mu of economic forest, 326.35 mu of shrub forest and 0.78 mu of bamboo forest), accounting for 47.8% of the total land area to be requisitioned, including 944.49 mu of cultivated (accounting for 30.2% of the total land acquisition); (ii) construction use land is 0.65 mu, accounting for 0.021% of total figure; (iii) unused land is 1633.5 mu (incl. 214.01 mu of wasteland, 60.15 mu of bare rock land, and 1359.34 mu of open ground), accounting for 52.2% of the total area to be requisitioned. Details are shown in Table 3-1.

(II) Impact analysis on the acquisition of collectively-owned land by the Subproject

All the lands to be permanently requisitioned by the Subproject belong to collectively-owned lands, covering 4 towns inclusive of 9 villages and 14 groups of Wudang District of Guiyang City and 1 town inclusive of 1 village and 1 group of Longli County of Qiannan Prefecture. Among them, 4 towns inclusive of 9 villages and 13 groups will be involved with relocation resettlement (no cultivated land acquisition for Pianpo village and No.3 and No.4 groups of Toubao village of Pianpo town). This Subproject will requisition a total area of 3128.71 mu of rural collectively-owned land, including 944.49 mu of cultivated land that accounts for 30.2% of the total requisitioned area. According to the socio-economic survey and the analytical comparison for the possession of cultivated land before and after land acquisition of the affected villages and groups, among the affected 9 villages and 13 village groups, it can be seen that: (i) In terms of land-loss rate, except those of over 10% such as Toubao village (13.5%), Mitangjing group of Ganjing village (56.5%), Xiaoshan group of Shitang village (10.9%) and Xiaoyan group of Dayan village (16.4%), the land-loss rates of other village and groups are below 10%, with maximum value of 8.0%. (ii) In terms of income loss, the average per-capita income of one household (2 persons) of Miaotian group of Toubao village will incur a loss of RMB 7700 each year, while the average per-capita annual income of Xiaoshan group of Shitang village will incur a loss of RMB 1800. The income losses for other groups and villages will only amount to RMB 0 – RMB 900. Details are shown in Table 3-2.

Among the 319 households affected by land acquisition, 17 households will incur a land-loss rate of 81% - 99%, accounting for 5%; 37 households of 51% - 80%, accounting for 11.6%; 64 households of 21% - 50%, accounting for 20.1%; 58 households of 11% - 20%, accounting for 18.2%. The land acquisition impact rate for 143 households is below 10%, accounting for 44.8%. In this regard, the affected households with over 50% of land-loss rates are mainly from Mitangjing group of Ganjing village (39 households, accounting for 72% of the total affected households with over 50% of land-loss rates). The analysis of the impacts on the households affected by land acquisition is shown in Table 3-2.

Based on the above analysis, except No.6 group of Toubao village, Mitangjing group of Ganjing village, Xiaoshan group of Shitang village and Xiaoyan group of Dayan village, the impacts of land acquisition on the rural households of other places are relatively small.

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3.3.2 Temporary Land Occupation

The temporary land occupation involves 3 towns inclusive of 7 villages and 8 groups of Wudang District of Guiyang City, Jiebei Farm and Yudongxia Company, totally 119.10 mu, including: 97.11 mu for the dams, accounting for 81.5%; 21.99 mu for the supporting pipeline network, accounting for 18.5%.

In terms of the land-use and types of land, (i) agricultural land is 109.67 mu (incl. 3.80 mu of paddy field, 25.96 mu of dry land, 5.76 mu of hillside cultivated land of above 25º, 25.45 mu of timber land, 4.08 mu of economic forest, 44.49 mu of shrub forest and 0.13 mu of bamboo forest), accounting for 92.1% of the total temporary land occupation, including 35.52 mu of cultivated (accounting for 29.8%; (ii) construction use land is 0.03 mu, accounting for 0.021% of total figure; (iii) unused land is 9.40 mu (incl. 2.01 mu of wasteland, 1.00 mu of bare rock land, and 6.39 mu of open ground), accounting for 7.9% of the total area. Details for temporary land acquisition are shown in Table 3-4.

3.3.3 Demolition of Residential Houses, Attached Facilities and Impact Analysis

(I) Residential houses and attached facilities

The house demolition involves Mitangjing group of Ganjing village of Yongle Town of Wudang District, Heping group, Xiaoshan group and Yaoping group of Shitang village, as well as Dayan village of Xingshi town of Longli County. This Subproject will demolish a total area of 8626.56m2 of houses, including 7055.26m2 of living rooms (2676.76m2 of brick-concrete structure, 3401.64m2 of brick-wood structure, and 976.86m2 of wood structure), accounting for 81.8%; 1571.3m2 of store houses or toilets, accounting for 18.2%, totally affecting 53 households with 212 people. Among these houses, (i) a total area of 4634.06m2 of houses of Mitangjing group of Ganjing village will be demolished, including 3797.75m2 of living rooms (brick-concrete structure 1419.42m2; brick-wood structure 1858.77m2 and wood structure 519.56m2) and 836.31m2 of store houses, totally affecting 29 households with 105 people; (ii) a total area of 3952.85m2 of Xiaoyan group of Dayan village will be demolished, including of 3257.51m2 of living rooms (brick-concrete structure 1257.34m2; brick-wood structure 1542.87m2 and wood structure 457.3m2, and 695.34m2 of store rooms, totally affecting 24 households with 107 people; and (iii) a total area of 39.65m2 of store rooms of Heping group, Xiaoshn group and Yaoping group of Shitang village will be removed, without involvement of affected people. In addition, this Subproject will also affect 7 types of attached facilities such as sunning ground and fence wall, etc. Details for demolition of houses and attachments are shown in Table 3-5.

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Table 3-1: Summary of Permanent Acquisition of Collective Land by the Subproject

Construction Cultivated land Land with Trees Unused Land land City District / Village Components Towns Village Hillside Waste Total (Prefecture) County Group Paddy Dry Timber Shrub Economic Bamboo Bare-rock Open cultivated Public land wildgrass Field land forest forest forest grove land spaces land > 25º land Subtotal of Wudang District 256.71 432.64 42.21 150.04 256.04 16.79 0.78 0.55 197.74 60.15 1359.34 2772.99 Subtotal of Dongfeng Town 25.18 9.64 10.19 17.45 62.46 Subtotal of Toubao village 25.18 9.64 10.19 17.45 62.46 Collective 9.64 7.46 17.45 34.55 Dongfeng Town Toubao village Miaotian 8.57 8.57 No. 1 group 16.61 2.73 19.34 Subtotal of Pianpo town 2.01 8.28 10.29 Subtotal of Pianpo village 2.01 8.28 10.29 Pianpo town Pianpo village Collective 2.01 8.28 10.29 Guiyang City Wudang District Subtotal of Yongle Town 256.71 407.46 42.21 140.4 243.85 16.79 0.78 0.55 197.74 34.42 1359.34 2700.25 Subtotal of Shitang village 58.55 99.68 3.27 30.91 85.02 11.05 15.54 19.08 58.71 381.81 Reservoir area Collective 3.97 37.4 15.31 15.57 0.19 72.44 Heping 11.73 4 0.85 1.88 18.46 Shitang village Liuping 10.15 3.56 1.65 13.11 0.12 28.59 Yongle Town Xiaoshan 1.66 74.86 46.96 11.05 0.06 3.5 58.52 196.61 Yaoping 35.01 17.26 0.77 11.96 0.55 0.17 65.72 Subtotal of Ganjing village 198.16 307.78 38.94 109.47 158.83 5.74 0.78 0.55 182.21 15.34 1300.63 2318.43 Ganjing village Mitangjing 198.16 307.78 38.94 109.47 158.83 5.74 0.78 0.55 182.21 15.34 1300.63 2318.43 Subtotal of Longli County 132 3 49 14 198

Qiannan Subtotal of Xingshi Town 132 3 49 14 198 Prefecture Longli County Subtotal of Dayan village 132 3 49 14 198 Xingshi Town Dayan village Xiaoyan 132 3 49 14 198 Subtotal of Inundated Area 388.71 435.64 42.21 150.04 305.04 16.79 0.78 0.55 211.74 60.15 1359.34 2970.99 Damsiites Guiyang City Subtotal of Wudang District 4.06 55.47 16.35 0.64 76.52 Wudang District Subtotal of Dongfeng Town 4.06 27.46 16.35 0.64 48.51 Dongfeng Town Subtotal of Housuo village 27.46 3.46 30.92 Housuo village Collective 27.46 3.46 30.92 Subtotal of Toubao village 4.06 12.89 0.64 17.59

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Construction Cultivated land Land with Trees Unused Land land City District / Village Components Towns Village Hillside Waste Total (Prefecture) County Group Paddy Dry Timber Shrub Economic Bamboo Bare-rock Open cultivated Public land wildgrass Field land forest forest forest grove land spaces land > 25º land Toubao village No.2 group 4.06 12.89 0.64 17.59 Subtotal of Yongle Town 28.01 28.01 Subtotal of Ganjing village 28.01 28.01 Yongle Town Ganjing village Mitangjing 28.01 28.01 Subtotal Junction (dam) 4.06 55.47 16.35 0.64 76.52 Subtotal of Wudang District 19.76 43.38 2.37 1.21 0.92 67.64 Subtotal of Dongfeng Town 19.76 43.38 2.37 1.21 0.92 67.64 Subtotal of Housuo village 1.49 0.15 1.64 Guanshan Housuo village 1.49 0.15 1.64 group Subtotal of Toubao village 19.58 38.74 2.37 1.06 0.92 62.67 Guiyang City Waterworks Wudang District No.2 group 0.9 0.9 Dongfeng Town Toubao village No. 6 group 19.58 37.5 2.37 0.43 59.88 Collective 0.34 1.06 0.49 1.89 Subtotal of Zhuchang 0.18 3.15 3.33 Farm Zhuchang 0.18 3.15 3.33 collective Subtotal of waterworks 19.76 43.38 2.37 1.21 0.92 67.64 Subtotal of Wudang District 3.5 3.75 1.35 8.6 Subtotal of Dongfeng Town 3.5 1.35 4.85 Subtotal of Luowan village 2.4 2.4 Luowan village No. 5 group 2.4 2.4 Dongfeng Town Guiyang City Subtotal of Wudang village 1.06 1.35 2.41 Pipeline network Wudang District Wudang village Collective 1.06 1.35 2.41 Subtotal of Xintian Town 0.04 3.75 3.79 Subtotal of Xintian village 0.04 3.75 3.79 Xintian town Xintian village Collective 0.04 3.75 3.79 Subtotal of Pipeline Network 3.5 3.75 1.35 8.6 Access road to Guiyang City Subtotal of Wudang District 4.17 0.69 0.1 4.96 waterworks Wudang District Subtotal of Dongfeng Town 4.17 0.69 0.1 4.96 Dongfeng Town Subtotal of Toubao village 3.99 0.66 0.1 4.75

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Construction Cultivated land Land with Trees Unused Land land City District / Village Components Towns Village Hillside Waste Total (Prefecture) County Group Paddy Dry Timber Shrub Economic Bamboo Bare-rock Open cultivated Public land wildgrass Field land forest forest forest grove land spaces land > 25º land No.2 group 2.96 0.03 2.99

No. 5 group 0.04 0.04 Toubao village No. 6 group 0.99 0.63 1.62

Collective 0.1 0.1

Subtotal of Zhuchang 0.18 0.03 0.21

Zhuchang Collective 0.18 0.03 0.21

Subtotal of Access Road to Waterworks 4.17 0.69 0.1 4.96 Total 412.64 487.27 44.58 205.51 326.35 17.43 0.78 0.65 214.01 60.15 1359.34 3128.71

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1 Table 3-2: Impact Analysis for Land Acquisition In Terms of Village Groups F

Before LA LA Impacts Degree of LA impacts (%) Income Loss (RMB 10000) Total Populati Loss District / Total Affected Household Loss Towns Village Village Group Househ Farmland Farmland APs on Rate of Annua per County Populati Househo Percentage per olds (mu) (mu) (nos) Percent LA (%) l Loss Househ on lds (nos) (%) Capita (nos) age (%) old Toubao Miaotian 52 198 392.05 8.57 1 2 1.9 1.0 2.2 1.55 1.55 0.77 village group Toubao No. 1 group 58 217 440.5 16.61 23 92 39.7 42.4 3.8 3 0.13 0.03 village Toubao No.2 group 62 223 566.39 7.95 19 67 30.6 30.0 1.4 1.44 0.09 0.02 village Toubao No. 5 group 67 254 602.01 0.04 3 12 4.5 4.3 0.0 0.01 0 0 village Dongfeng Toubao No. 6 group 73 268 452.95 61.07 68 241 93.2 89.9 13.5 11.04 0.16 0.05 Town village Housuo Guanshan 62 231 637.57 1.49 2 9 3.2 3.9 0.2 0.27 0.13 0.03 village group Luowan No. 5 group 54 179 413.5 2.4 2 11 3.7 6.2 0.6 0.43 0.22 0.04 village Wudang Zhuchang / 257 948 1763.28 3.54 5 23 2.0 2.2 0.2 0.64 0.13 0.03 District Wudang / 329 1213 2632.21 1.06 2 6 0.6 0.5 0.1 0.29 0.14 0.05 village Ganjing Mitangjing 66 252 965.18 544.88 66 252 100.0 100.0 56.5 98.46 1.49 0.39 village group Shitang Heping group 68 238 749.68 16.58 16 71 23.5 29.8 2.2 3 0.19 0.04 village Yongle Shitang Liuping group 72 257 675.93 15.36 9 39 12.5 15.2 2.3 2.78 0.31 0.07 Town village Shitang Xiaoshan 69 248 704.3 76.52 18 77 26.1 31.1 10.9 13.83 0.77 0.18 village group Shitang Yaoping group 75 251 650.11 53.04 27 119 36.0 47.4 8.0 9.45 0.35 0.08 village Xintian Xintian / 215 1038 1598.52 0.04 / / / / / 0.01 / / town village Longli Xingshi Dayan Xiaoyan group 58 264 823.66 135 58 264 100.0 100.0 16.4 24.39 0.42 0.09 County Town village

1 0.34 mu of cultivated land belongs to collective ownership of Toubao village, covered by the impact analysis for affected households.

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Table 3-3: Impact Analysis for Land Acquisition In Terms of Affected Households

Land Loss Total District / Below 10% 11%～20% 21％～50％ 51％～80％ 81％～99％ 100% Towns Village Group County Nos. Nos. Nos. Nos. Nos. Nos. Nos. of of Persons of Persons of Persons of Persons of Persons of Persons Persons HHs HHs HHs HHs HHs HHs HHs Miaotian 1 2 1 2 group No. 1 19 74 3 13 1 5 23 92 group Toubao No.2 group 18 63 1 4 19 67 village No. 5 3 12 3 12 group Dongfeng No. 6 63 224 5 17 68 241 Town group Housuo Guanshan 2 9 2 9 village group Luowan No. 5 1 8 1 3 2 11 Wudang village group District Zhuchang / 2 10 2 9 1 4 5 23 Wudang / 2 6 2 6 village Ganjing Mitangjing 6 15 21 81 24 96 15 60 66 252 village group Heping 10 42 5 21 1 8 16 71 group Yongle Liuping 3 12 2 12 2 8 2 7 9 39 Town Shitang group village Xiaoshan 3 15 3 12 8 31 3 14 1 5 18 77 group Yaoping 9 44 4 17 11 48 3 10 27 119 group Longli Xingshi Dayan Xiaoyan 8 21 27 137 18 87 5 19 58 264 County Town village group Total 143 540 58 257 64 274 37 146 17 68 0 0 319 1285 11.6 Proportion (%) 44.8% － 18.2% － 20.1% － － 5.3% － － － 100.0% %

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Table 3-4: Summary of Temporary Land Occupation of the Subproject

Construction Cultivated land Land with Trees Unused Land land City District / Village Hillside Components Towns Village Waste Total (Prefecture) County Group Paddy Dry cultivated Timber Shrub Economic Bamboo Bare-rock Open Public land wildgrass Field land land > forest forest forest grove land spaces land 25º Subtotal of Wudang District 20.41 3.99 25.36 40.59 4.08 0.13 0.96 1.59 97.11 Subtotal of Dongfeng Town 20.35 3.99 19.16 37.69 4.08 0.96 0.19 86.42 Subtotal of Housuo 8.82 3.99 16.78 14.81 4.08 48.48 village Housuo Guanshan 8.82 3.99 1.45 4.08 18.34 village Collective 16.78 13.36 30.14 Subtotal of Toubao Dongfeng 11.53 2.38 22.88 0.96 0.19 37.94 Town village No. 1 Guiyang 3.01 2.38 2.23 0.13 7.75 Wudang group Damsites City District Toubao No.2 8.52 3.46 11.98 village group Collective 17.19 0.96 0.06 18.21 Subtotal of Yongle Town 6.2 6.2 Subtotal of Qianjing 6.2 6.2 Yongle village Town Ganjing Mitangjing 6.2 6.2 village Yudongxia Tourist Company 0.06 2.9 0.13 1.4 4.49 Subtotal Junction (dam) 20.41 3.99 25.36 40.59 4.08 0.13 0.96 1.59 97.11 Pipeline Guiyang Subtotal of Wudang District 3.8 5.55 1.77 0.09 0.74 0.03 2.01 0.04 0.25 14.28 network City Wudang Subtotal of Dongfeng Town 3.8 4.49 0.4 0.09 0.03 2.01 0.04 10.86 District Dongfeng Jiebei Forest Farm 2.27 0.44 2.71 Town Subtotal of Longjing 1.52 0.09 0.46 2.07 village No.2 1.15 1.15 Longjing group village Collective 0.37 0.09 0.46 0.92

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Construction Cultivated land Land with Trees Unused Land land City District / Village Hillside Components Towns Village Waste Total (Prefecture) County Group Paddy Dry cultivated Timber Shrub Economic Bamboo Bare-rock Open Public land wildgrass Field land land > forest forest forest grove land spaces land 25º Subtotal of Luowan 0.76 0.4 1.16 village Luowan No. 5 0.76 0.4 1.16 village group Subtotal of Toubao 2.28 0.03 0.02 2.33 village No. 1 0.21 0.21 group No. 3 0.52 0.52 group Toubao No. 4 1.17 1.17 village group No. 5 0.38 0.38 group Collective 0.03 0.02 0.05 Subtotal of Wudang 1.46 3.16 1.09 0.04 4.55 10.3 village Wudang Collective 1.46 3.16 1.09 0.04 4.55 10.3 village Subtotal of Xintian Town 1.06 1.37 0.74 0.25 3.42 Subtotal of Xintian 1.06 1.37 0.74 0.25 3.42 Xintian village Town Xintian Collective 1.06 1.37 0.74 0.25 3.42 village Subtotal of waterworks 3.8 5.55 1.77 0.09 3.9 0.03 2.01 0.04 4.8 21.99 Grand Total 3.8 25.96 5.76 25.45 44.49 4.08 0.13 0.03 2.01 1 6.39 119.1

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Table 3-5: Summary of Demolition of Houses and Attachments by the Subproject

Dayan Shitang village Ganjing village village Components Items Unit Grand Total Heping Xiaoshan Yaoping Xiaoyan Mitangjing group group group group group I. Residential house 18.74 4.74 16.17 4634.06 3952.85 8626.56 1. Living rooms m² 3797.75 3257.51 7055.26 Brick-concrete m² 1419.42 1257.34 2676.76 Structure Brick –wood Structure m² 1858.77 1542.87 3401.64 Wood structure m² 519.56 457.3 976.86 2. Store houses m² 18.74 4.74 16.17 836.31 695.34 1571.3 II. Affected Population Nos. of Households Household 29 24 53 Persons Persons 105 107 212 Reservoir area III. House attachments 1. Sunning ground m² 3399.75 1532.82 4932.57 Concrete m² 1575.24 847.59 2422.83 Tabia m² 1824.51 685.23 2509.74 2. Fence wall m 13.32 13.32 3. Water tank nos. 4 6 10 4. Water container nos. 39 24 63 5. Stove nos. 20 13 33 6. Biogas generating nos. 5 7 12 gas 7. TV sattlelite receiver nos. 5 5

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(II) Impacts analysis for demolition of residential houses

Among the 53 rural households that are affected by house demolition, the average per-capita living area is as large as 133.1m², including: 21 households of over 151m², accounting for 39.6%; 12 households of 101-150m2, accounting for 22.6%; 14 households of 51-100m2, accounting for 26.4%; 6 households of 21-50m², accounting for 11.3%. Most of the houses to be demolished were built in the 70’s and 80’s of the last century. Details are shown in Table 3-6.

Table 3-6: Summary of Living Conditions of the Households Affected by House Demolition

District / Village Below 21～ 51～ 101～ Above Towns Village Unit Subtotal County Group 20m2 50m2 100m2 150m2 151m2 Wudang Yongle Ganjing Mitangjing HH 0 4 8 5 12 29 District Town village group Longli Xingshi Dayan Xiaoyan HH 0 2 6 7 9 24 County Town village group Total HH 0 6 14 12 21 53 Proportion (%) 11.3% 26.4% 22.6% 39.6% 100.0%

3.3.4 Impacts Analysis for Demolition of Non-residential Houses

(I) Demolition of non-residential houses

This Subproject will demolish 4132.4m²of non-residential houses mainly of Yudongxia Company, affecting Jinlonggu scenic spot and Yudongxia Yugong scenic spot of the company. Among the total area, 3523.66m² belongs to Yudongxia Company with 26 workers affected, accounting for 85.3% of the total demolished area; while the balance 608.74m² belongs to the village or group collective houses, accounting for 14.7% of the total figure. In terms of structure, 4006.86m²belongs to brick-concrete structure, accounting for 97%, while 125.54m² belongs to wood structure, accounting for 3.0%. Details are shown in Table 3-7.

Table 3-7: Summary of Demolition of Non-Residential Houses by the Subproject

Village Brick-Concrete Wood structure Components Village Total (m2) Group (m2) (m2) Miaotian Toubao 70.35 0 70.35 group village Collective 307.76 0 307.76 Xiaoshan 54 0 54 Shitang group Reservoir area village Yaoping 41.63 0 41.63 group Ganjing Mitangjing 66 0 66 village group Yudongxia Company 1836.58 0 1836.58 Toubao Collective 36.17 0 36.17 Junction village Yudongxia Company 1561.54 125.54 1687.08 Xintian Collective 19.57 0 19.57 Pipeline village network Wudang Collective 13.26 0 13.26 village Grand Total (m2) 4006.86 125.54 4132.4 Proportion (%) 97.0% 3.0% 100.0%

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(II) Impacts analysis for demolition

This demolish of non-residential houses will mainly affect Yudongxia Company, involving Jinlonggu scenic spot and Yudongxia Yugong scenic spot of the company. Yudongxia Company is a private stock enterprise with 7 share-holders established in 1999. In 2001, the company made use of the natural cave and developed it as Yudongxia Yugong scenic spot after artificial decoration. Also, in 2003, the Company developed Jinlonggu scenic spot out of the special karst geology of Guizhou Province. There are totally 26 workers in these two scenic spots with monthly salary of RMB 600. The operating period is 6 months from May to October. The annual profits are RMB 100 thousand. The non-residential houses to be demolished by the Subproject belong to the temporary office areas or those which have been discarded. Such will not affect any population directly. The construction of Yudongxia Reservoir will bring about direct negative impacts on the income sources of the Company due to the loss of tourist resources in this area.

3.3.5 Situation of Affected People and Socio-economic Profile

(I) Affected population

The project affected people have two meanings: (i) The population directly affected by the project construction, including those affected by demolition and land acquisition; and (ii) The theoretical figure, i.e., the population to be resettled that is calculated according to the Design Code for Land Acquisition and Resettlement for Water Conservancy and Power Engineering (SL 290—2003). The population to be resettled includes those with production resettlement and relocation. (i) The population requiring production resettlement shall be determined based on the degree of impacts on the major income sources. As for those mainly living on cultivated land (orchard), the impacts on the villages and groups with inundated land shall be reckoned according to the number of inundated cultivated land (orchard) being divided by the average per-capita number of cultivated land (orchard) before land acquisition. In this case, the differences in land quality in and out of the reservoir area, where applicable, must be considered. (ii) The population requiring relocation include those people who are under the inundation line and within inundation affected area, including those who have to transfer due to land inundation (without house inundation) and any other reasons. In addition, the natural population growth rate for these two kinds of people must be also computed according to the proposed design year. During the process of resettlement, the population requiring production resettlement is an indicator for analyzing the laborers impacts caused by 2 land acquisition. In the design year (2006) of this Subproject, there are 523 persons F to be resettled, including 311 persons requiring production resettlement and 212 persons requiring relocation. If computed as per the natural population growth rate of P=10%, the population needed to be resettled in the design year of 2007 will be 547 persons, including 329 persons requiring production resettlement and 218 persons requiring relocation. The computation of the population needed to be resettled is shown in Appendix 3.

According to the field survey, the total population directly affected by land acquisition and house demolition of this Subproject is 1311 people, including (i) 266 households with 1073 persons only affected by land acquisition; (ii) 53 households with 212 persons affected both by land acquisition and house demolition; and (iii) 1 enterprise, Yudongxia Company, with 26 persons. In addition, construction of dams and pipeline network will require temporary land occupation, affecting 44 households with 173 persons. Details of impacted population are shown in Table 3-8. The classified statistics of the affected people directly or temporarily impacted by the project construction in terms of village and groups are detailed in Appendix 4

2 Post stage support charges are based on the resettlement population, while the infrastructure facilities, insurance and moving transport subsidies are based on relocating population.

YuDongXia 24 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd and Appendix 5.

Table 3-8: Summary of Population Directly Affected by the Subproject

Qiannan City (Prefecture) Guiyang City Total Prefecture Household affected by LA (nos) 232 34 266 Persons affected by LA (nos) 916 157 1073 Household affected both by LA 29 24 53 Directly impacted and house demolition (nos) population Persons affected both by LA and 105 107 212 house demolition (nos) Enterprise (nos) 1 0 1 Persons (nos) 26 0 26 Subtotal of directly impacted population (nos) 1047 264 1311 Population Household (nos) 44 0 44 Affected Persons (nos) 173 0 173 Temporarily

(II) Basic family economic conditions of the affected households

During May – June 2006, with the help from the local governments of all levels in the project area, a survey was conducted jointly by Guizhou Design Institute and IA to investigate the basic conditions and willingness of resettlement of the households within project area. In this case, the survey on basic conditions of affected households covered all 319 households that are affected by the Subproject, while the willingness survey was conducted based on sampling investigation of 20% sampling rate. The questionnaire was designed by RP design institute, distributed by the IA, filled in and signing confirmed by the affected households.

(1) Gender In these 319 households, the total population was 1285 people, averagely 4.03 persons for each family. There were 637 women, accounting for 49.6% of the total figure. All the affected women belong to agricultural population who mainly engage in farming while go out seeking jobs in slack season.

(2) Age structure In these 319 households with 1285 persons, there were 821 labors of 17-60 years old, accounting for 63.9% of the total population; 248 persons below 17 years, accounting for 19.3%; 216 persons over 60 years old, accounting for 16.8%.

(3) Ethnic groups According to the survey, the affected 319 households consist of Han, Buyi and Miao nationalities, including: 206 households of Han, accounting for 64%; 60 households of Miao, accounting for 18.8%; and 53 households of Buyi, accounting for 16.6%.

(4) Education background Among the affected 1285 persons, there were 10 persons with above high school educational background, accounting for 0.8%; 103 persons with high school education, accounting for 8.0%; 593 persons with secondary school education, accounting for 46.1%; 393 persons with primary school education, accounting for 30.6%; and 186 persons without school education, accounting for 14.5%.

(5) Living area According to the survey, most of the living houses to be demolished belong to brick-concrete structure. The average living area per household is 159.7m², averagely per-capita 39.2m².

(6) Resources of cultivated land

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In the project area, each rural household has 8.6mu of cultivated land on average, indicating an average per-capita of 2.2mu.

(7) Family properties Among the affected households of the project area, on average, each household has 0.84 unit of TV (including 0.76 unit of color TV), 0.57 unit of electric fan, 0.62 units of VCD (DVD), 0.28 unit of refrigerator, 0.67 unit of bicycle and 0.11 unit of motorcycle.

(8) Family incomes and expenditures According to the survey, the annual average total income of the affected 319 households is RMB 5,245,088 (including RMB 4,159,355 from agriculture, accounting for 79.3%; business operation RMB 341,980, accounting for 6.5%; out-going and other incomes RMB 743,753, accounting for 14.2%), with annual average per-household income of RMB 16,442 and per-capita gross income of RMB 4082. The per-capita net income is 2860 RMB.

In terms of expenditures, the total annual average expenditures of the affected 319 households is RMB 3,391,700 (including RMB 905,551 for agriculture, accounting for 26.7%; RMB 1,207,525 for foods, accounting for 35.6%; RMB 573,176 for education, accounting for 16.9%; RMB 234,019 for fuels, accounting for 6.9%; RMB 179,753 for communications, accounting for 5.3%; RMB 172,970 for medical treatment, accounting for 5.1%; and RMB 118,705 for other purposes, accounting for 3.5%), with average per-household expenditures of RMB 10,632 and per-capita of RMB 2639.

3.4 Ethnic Minorities

Among the affected population, 113 households with 465 persons belong to ethnic minorities of Miao and Buyi nationalities, including 60 households with 226 persons of Miao in Mitangjing group of Ganjing village, and 53 households with 239 persons in Xiaoyan group of Dayan village. Details are shown in Table 3-9. In the daily life and production, these affected ethnic minorities enjoy the same social and economic status as Han people. The intermarriages are not uncommon. All of them use the same language for communication. Except for some festivals of different traditional features, other living habits of the ethnic minorities are identical to those of Han people.

Table 3-9: Summary of Impacts on Ethnic Minorities by the Subproject

Total Affected Population of Ethnic District / Village Population minorities. Proportio Remark Towns Village County Group Household Persons Household Persons n (%) s (nos) (nos) (nos) (nos) Wudang Yongle Ganjing Mitangjing 66 252 60 226 89.7% Miao District Town village group Longli Xingshi Dayan Xiaoyan 58 264 53 239 90.5% Buyi County Town village group Total 124 516 113 465 90.1%

3.5 Basic Conditions Survey for Vulnerable Groups

According to the survey, the initial analysis showed that there were 21 households with 93 persons belonging to vulnerable groups, including 6 households with 26 persons enjoying MLSS subsidies and 15 households with 67 persons of disabled persons. Details are shown in Table 3-10.

All disabled families shall enjoy all welfares stipulated in Law of the People's Republic of China on the Protection of the Disabled Persons and Regulations of Guiyang City on Protection of the Disabled Persons. According to Interim Provisions of Guiyang City for

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Ensuring Minimum Living Standards for Rural People (effected from June 1, 2005), the households of MLSS will be provided with the margin subsidies to the standard of RMB 60 / person by the civil administration department to ensure their minimum living standard.

During the implementation of the resettlement plan, the vulnerable groups affected by the project construction will be further verified according to the individual conditions such as the family structure, labor employment, family resources etc. as well as the information obtained by the civil administration department. Where the affected households are proved as vulnerable groups, the executive agency of the Subproject will also provide with special assistance during project implementation.

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Table 3-10: Summary of Impacts on Vulnerable Groups

Household population Main resettlement impacts (nos) contracted Applicable SL. Name Village Group cultivated land Reason land housing Total Nos of Policies Land loss (Mu) acquisition demolition Population Labor Force rate(%) (Mu) (m2) Mitangjing group of 1 Chen Zhongyuan 3 2 24 poverty MLSS 8.11 170.85 33.8% Ganjing village Mitangjing group of 2 Chen Zhengyou 4 3 16.92 2 disabled persons 5.16 30.5% Ganjing village Mitangjing group of 3 Chen Faxiang 3 1 11.73 1 disabled person 8.42 71.8% Ganjing village Mitangjing group of 4 Chen Fujin 5 2 12.69 1 disabled person 5.41 42.6% Ganjing village Mitangjing group of 5 Chen Fuqing 5 2 15.48 1 disabled person 5.29 34.2% Ganjing village 6 Li Guoxiang Zhuchang 4 2 4.49 1 disabled person 0.93 20.7% No. 5 group of Luowan 7 Jin Yingguo 8 6 22.2 2 disabled persons MLSS 1.78 8.0% village No. 5 group of Luowan 8 Wang Rongchun 3 2 8.325 poverty MLSS 0.62 7.4% village Liuping group of 9 Liu Rencai 3 3 11.25 1 disabled person 0.38 3.4% Shitang village Liuping group of 10 Liu Rengao 5 2 8.52 1 disabled person 0.68 8.0% Shitang village Liuping group of 11 Liu Yulun 4 2 8.52 1 disabled person 3.05 35.8% Shitang village Yaoping group of 12 Yang Yuhua 5 2 8.19 1 disabled person 2.68 32.7% Shitang village Yaoping group of 13 Yao Fanghua 3 1 3.87 1 disabled person 1.85 47.8% Shitang village Yaoping group of 14 Yao Yuming 5 4 15 poverty MLSS 5.89 39.3% Shitang village Yaoping group of Poverty, 1 15 Yao Yunyou 4 2 8.19 MLSS 0.47 5.7% Shitang village disabled person Heping group of 16 Dai Rongheng 6 4 15 1 disabled person 1.14 7.6% Shitang village Heping group of 17 He Shilin 4 4 10.02 1 disabled person 1.25 12.5% Shitang village

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Household population Main resettlement impacts (nos) contracted Applicable SL. Name Village Group cultivated land Reason land housing Total Nos of Policies Land loss (Mu) acquisition demolition Population Labor Force rate(%) (Mu) (m2) Heping group of 18 He Xuelun 3 1 8.64 poverty MLSS 1.25 14.5% Shitang village Heping group of 19 He Xuecheng 7 3 15.48 1 disabled person 1.03 6.7% Shitang village Xiaoshan group of 20 Chen Shaoxing 6 4 21 1 disabled person 11.16 53.1% Shitang village Xiaoshan group of 21 Chen Zhengfang 3 2 3.87 1 disabled person 0.75 19.4% Shitang village Total 93 54 253.385 67.3 170.85 26.6%

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3.6 Women Gender Analysis

Among all APs, 637 persons (49.6%) are women. During the survey, the survey group adopted the PRA method to investigate the basic conditions of the women of the project affected area. In this connection, the general basic situations are as the follows:

• The women of the project affected area have relatively good social status. All key issues of a family are determined through discussion both by the husband and wife. Men are the backbones in a family. They attend the important meetings of the village. However, women have the influences on them when they are required to make determination. In addition, women would do more housework than men and some farming works within their compass, while men would do more farming works and out-going works. Normally, women’s working time is 1.2 times of that of men. • Women’s incomes are mainly from farming works. The average per-capita income is about RMB 1500, accounting for about 35% of the total family incomes. In land ownership, the situation of the area covered by this Subproject is identical to those of all other places in China, i.e. the daughter cannot bring the land with her to her husband when she gets married. Her land can only be retained by her parents and she can only share the land which has been assigned to her husband’ family. In terms of education, both boys and girls have the same opportunities in receiving education. If the children study hard, the parents would try their best to afford their children to higher level schools. • According to the survey, women are concerned about the same issues as the men do: (i) The compensation standards must be computed based on the land output and resettlement costs; (ii) The relocating house sites must be nearby the roads to facilitate farming works, business operation and going to school; (iii) The compensation funds must be directly paid to the affected households; (iv) The relocating house sites should be larger so that animal breeding can be conducted; and (v) House demolition and re-construction should be conducted in farming slack seasons so that the labors can be reasonably arranged. • In terms of gender differences, women have the following special requirement that are different from men: (i) Women are in need of technical training in the aspects of plantation and animal breeding; and (ii) Women also hope to participate in the village-level management since men account for the majority in this regard. The detailed gender analysis is shown in Appendix 6.

3.7 Scattered Trees and Tombs

During the impacts survey, the trees scattered nearby houses and fields have been counted and classified. As the results, this Subproject will cut 531 pieces of fruit trees, 611 pieces of timber trees and 92 clusters of bamboo. In addition, it will move 241 numbers of tombs. In this regard, the details are shown in Table 3-11.

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Table 3-11: Summary of Scattered Trees and Tombs Affected by the Subproject

Scattered Trees Tombs Components Village Village Group Fruit Timber tree Bamboo (nos) (nos) (nos) (cluster) Shitang village Xiaoshan group 10 Reservoir area Ganjing village Mitangjing group 345 317 66 62 Dayan village Xiaoyan group 186 294 26 38 No.2 group 6 Toubao village Collective 20 Junction Guanshan group 35 Housuo village Collective 6 Longjing village Gaoyuan group 11 Zhuchang / 3 Housuo village Guanshan group 2 No. 1 group 1 Waterworks No. 4 group 5 Toubao village No. 5 group 3 No. 6 group 33

Pipeline Wudang village / 3 network Xintian village / 1 Access road to 2 Longjing village / waterworks Grand Total 531 611 92 241

3.8 Infrastructure and Special Facilities

According to the survey, this Subproject will affect 2.223km of tractor road, 1 power substation, 5 pumping stations, 1.08km of canals, 2 pedestrian bridges and 3 spill-weir dams. In this connection, details are shown in Table 3-12.

Table 3-12: Summary of Infrastructure and Special Facilities Affected

Power Road Facilities Irrigation Facilities Facilities Components Village Village Group Tractor Pedestrian Power Pumping Spillweir Canal Road Bridge Substation Station Dam (km) (km) (nos) (nos) (nos) (nos) Toubao No.1 group 1 village Miaotian group 1 Shitang Xiaoshan group 0.003 1 Reservoir village Yaoping group 1 1 area Ganjing Mitangjing group 0.82 1 1 village Dayan village Xiaoyan group 2 1 1 Junction Toubao / 0.96 0.95 (dam) village Toubao Waterworks / 0.44 0.13 village Total 2.223 2 1 5 1.08 3

3.9 Mineral Resources and Cultural Relics

According to the consultation with the relevant land resources administration departments,

YuDongXia 31 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd there are not any important mines in the project area, and thus no special concerns are required in this connection.

According to the investigation of the surface and underground cultural relics of the project area conducted by Guizhou Archaeological Research Institute, there is one ancient stone bridge of Qing Dynasty that belongs to cultural relics. In this regard, the environmental measures will include photography which is to be displayed in museum, for which, necessary costs have been covered by the environmental cost estimate of the Subproject.

3.10 Other Impacts

(1) Impacts on water sources protection zone.

Yudongxia Reservoir belongs to the large and medium-sized reservoir, for which, a certain area must be designated as the protection zone for water sources. According to the methods for dividing water sources protection areas, protection zone and quasi-protection zone shall be established. The former covers the areas below the resident-moving line, while the latter covers the areas outside the protection zone below the ridge line. The sketch map for water sources protection zones are shown in Figure 3-1.

Residents Protection Zone moving line Large & Medium Reservoir

Maximum check flood level (plain) or Watershed ridge line (mountainous area)

Figure 3-1: Sketch Map of Division of Water Sources Protection Zones

From the above Figure, it can be seen that the line of protection zone and the residents moving line are the same, indicating the identical range for resettlement impacts survey. The quasi protection area is divided by the watershed ridge line. According to the EIA, there will be not any restriction on agricultural activities in this area. Therefore, the division of water sources protection zone will not have negative impacts on agricultural activities. In addition, as for the construction of the concentrated relocating place for the displaced people, the measures for sewage treatment must be considered. Such shall include the upgrading of the 3 existing sewerage facilities F such as provision of sewer pipelines, etc. No sewage shall be allowed to be discharged into the reservoir. In all, the division of water sources protection zone will not bring about negative impacts on the production and life of the local people.

(2) Impacts on the downstream areas of the reservoir.

On the left bank of the existing arch dam at 40m upstream of the dam site of Yudongxia Reservoir, there is a water off-taking point, through which, a water diversion canal is available for the purpose of supplying irrigation, production and drinking water to the downstream areas,

3 Concerned charges as required are covered by the project construction costs.

YuDongXia 32 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd covering 2952 mu of farmland and 3377 people of Toubao village, Zhuchang village, Mairang village, Housuo village and Longjing village, including the fishing farm that is located 2.5km away. In the project feasibility study, the previous river functions have been fully considered. After completion of this Subproject, the functions of the existing water diversion canal will be restored so that the downstream irrigation, daily life and fish breeding will not be affected. In addition, after completion, the reservoir will adjust more effectively the upstream incoming water and make full use of the water resources, thus will safeguard the water demand in the downstream areas. No negative impacts will be caused by the reservoir to the previous water users.

In addition, 30~40 small shops or restaurants located on the downstream of the damsite may lose their income temporarily during the stage of the project construction. A detailed assessment for such impacts will be provided in the updated RP based on the preliminary design.

4 Legal Framework and Policies

4.1 Applicable Laws, Regulations & Policies for Resettlement

The resettlement policies of this Subproject are mostly based on ADB’s policies and relevant laws and regulations of the People’s Republic of China, including:

ADB Policies

• Policy of Asian Development Bank on Involuntary Resettlement, November 1995 • Operations Manual – Involuntary Resettlement (OM/F2), October 2003

Laws and Regulations of PRC

• Land Administration Law of the People’s Republic of China (effected from January 1 of 1999, revised on August 28, 2004). • Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Size Water Resources and Hydroelectric Construction Projects (State Council Decree NO. 471, effected from September 1 of 2006 • Comments of the State Council on Further improving the Post-Stage Support for Relocated People of Large and Medium Reservoir Construction Projects, Ref. GF[2006]17, effected from May 17 of 2006 • Decision of the State Council on Deepening Reform and Strengthening Land Administration, Ref. GF[2004]28.(effected from October 21 of 2004) • Guidelines for Strengthening Land Acquisition Compensation and Relocation System, (Ref. No.GTZF[2004]238), (effected from November 3, 2004) • Circular on Issuing the Land Classification (trial), Ref. No. GTZF[2001]255. • Circular on Issuing Interim Administrative Measures for Collection of Forest Vegetation Restoration Fee, Ref. CZ[2002]73, Ministry of Finance, State Forestry Administration; • Measures for the Administration of Preliminary Examination of the Land Used for Construction Projects, Decree No.27, Ministry of Land Resources, effected from December 1, 2004; • Methods for Announcement of Land Acquisition, Decree No.10, Ministry of Land Resources, effected from January 1, 2002

The relevant policies of Guizhou Province and Guiyang City

• Regulations of Guizhou Province on Land Administration, effected from January 1,

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2001; • Implementation Methods of Guizhou Province for Management of Compensation for Acquisition and Occupation of Forest Land, Decree No.78, the People’s Government of Guizhou Province, effected from August 1, 2004; • Decision of the People’s Government of Guizhou Province on Deepening Reform and Strictly Enforcing Land Administration, Ref. QFF[2005]17, effected from June 21, 2005; • Regulations of Guizhou Province on Preliminary Examination of the Land for Construction Project, Ref. QGTZF[2004]122, effected from January 1, 2005. • Implementation Methods of Guizhou Province for Farmland Occupation Tax, Ref. QF[1987]55; • Notice of the People’s Government of Guizhou Province on Strengthening Land Acquisition Administration for Key Construction (Ref. QFF[2004]5); • Circular of the General Office of the People’s Government of Guizhou Province on Adjusting Compensation Standards of Land Acquisition and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects in Guizhou Province, Ref. QFBF[2005]77 • Notice of the People’s Government of Guiyang City on Adjusting Computation Standards for Average Annual Output Value for Land Acquisition in Guiyang City (Ref. ZFT[2002]52).

4.2 ADB Policies

The three important elements of involuntary resettlement are: (i) compensation for lost assets and loss of livelihood and income: (ii) assistance for relocation, including provision of relocation sites with appropriate facilities and services: and (iii) assistance for rehabilitation to achieve at least the same level of well-being with the project as without it. Some or all of these elements may be present in projects involving involuntary resettlement. For any project that requires relocating people, resettlement should be an integral part of project design and should be dealt with from the earliest stages of the project cycle, taking into account the following basic principles:

• Involuntary resettlement should be avoided where feasible. • (ii) Where population displacement is unavoidable, it should be minimized by exploring all viable project options. • Replacing what is lost. If individuals or a community must lose all or part of their land, means of livelihood, or social support systems, so that a project might proceed, they will be compensated and assisted through replacement of land, housing, infrastructure, resources, income sources, and services, in cash or kind, so that their economic and social circumstances will be at least restored to the pre-project level. All compensation is based on the principle of replacement cost. • Each involuntary resettlement is conceived and executed as part of a development project or program. ADB and executing agencies or project sponsors, during project preparation, assess opportunities for rehabilitation measures, the affected people need to be provided with sufficient resources and opportunities to reestablish their livelihoods and homes as soon as possible, with time-bound action in coordination with the civil works. • The affected people are to be fully informed and closely consulted. Affected people are to be consulted on compensation and/or resettlement options, including relocation sites, and socioeconomic rehabilitation. Pertinent resettlement information is to be disclosed to the affected people at key points, and specific opportunities provided for them to participate in choosing, planning, and implementation options. Grievance redress mechanisms for affected people are to be established. Where adversely affected people are particularly vulnerable groups,

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resettlement planning decisions will be preceded by a social preparation phase to enhance their participation in negotiation, planning, and implementation. • Social and cultural institutions. Institutions of the affected people, and, where relevant, of their hosts, are to be protected and supported. Affected people are to be assisted to integrate economically and socially into host communities so that adverse impacts on the host communities are minimized and social harmony is promoted. • No formal title. Indigenous groups, ethnic minorities, pastoralists, people who claim for such land without formal legal rights, and others, who may have usufruct or customary rights to affected land or other resources, often have no formal legal title to their lands. The absence of a formal legal title to land is not a bar to ADB policy entitlements. • Confirmation of eligibility. Affected people are to be identified and recorded as early as possible in order to establish their eligibility through a population record or census that serves as an eligibility cutoff date, preferably at the project identification stage, to prevent a subsequent influx of encroachers or others who wish to take advantage of such benefits. • The Poorest. Particular attention must be paid to the needs of the poorest affected people, and vulnerable groups that may be at high risk of impoverishment. This may include those without legal title to land or other assets, households headed by females, the elderly or disabled and, other vulnerable groups, particularly indigenous peoples. Appropriate assistance must be provided to help them improve their socio-economic status. • The full resettlement costs are to be included in the presentation of project costs and benefits. This includes costs of compensation, relocation and rehabilitation, social preparation and livelihood programs as well as the incremental benefits over the without-project situation (which are included in the presentation of project costs and benefits). The budget also includes costs for planning, management, supervision, monitoring and evaluation, land taxes, land fees, and physical and price contingencies. Where loans include subprojects, components or investments prepared only after project approval and loans through financial intermediaries that are likely to cause involuntary resettlement, sufficient contingency allowance must be allocated for resettlement prior to approval of the loan. Similarly, resettlement plans should also reflect the timeframe for resettlement planning and implementation. • Eligible costs of compensation. Relocation and rehabilitation may be considered for inclusion in ADB loan financing for the project, if requested, to assure timely availability of the required resources and to ensure compliance with involuntary resettlement procedures during implementation.

4.3 China’s Laws and Regulations

4.3.1 Relevant Stipulations for Land Acquisition

In this subproject, Land Administration Law of the People’s Republic of China is the major legal basis. In order to further define the compensation principle, compensation standards, procedures for land acquisition and monitoring mechanism that are related to land acquisition compensation and resettlement, Decision of the State Council on Deepening Reform and Strengthening Land Administration (Ref. GF[2004]28) was issued by the State Council in Oct. 2004. Correspondingly, Ministry of Land Resources issued Guidelines for Strengthening Land Acquisition Compensation and Relocation System (Ref. No. [2004]238). In addition, the People’s Government of Guizhou Province issued Notice of the People’s Government of Guizhou Province on Strengthening Land Acquisition Administration for Key Construction (Ref. QFF[2004]5); The People’s Government also issued Notice of the People’s Government of

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Guiyang City on Adjusting Computation Standards for Average Annual Output Value for Land Acquisition in Guiyang City (Ref. ZFT[2002]52). These documents have become the basis for resettlement of this Subproject as shown in Chapter 4.4. These documents have become the basis for resettlement of this Subproject. In addition, in order to strengthen the administration of land acquisition and resettlement for large and medium water resources and hydroelectric construction projects, to rationally acquire land and properly resettle the affected people, the State Council, according to Land Administration Law of the People’s Republic of China, issued Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects (effected from September 1 of 2006) and Comments of the State Council on Further Improving the Post-Stage Support for Relocated People of Large and Medium Reservoir Construction Projects, Ref. GF[2006]12, effected from May 17 of 2006. The main contents of the above-mentioned policies and their applications in the Subproject are shown as follows.

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Table 4-1: Relevant Policies Relating to Land Acquisition and House Demolition and Their Application

Regulations of Land MWR Ref. Guizhou Administration Law Ref. Implementation of SL. Items Regulation No.GTZF[2 Province on Ref. QFF[2005]17 of the People’s No.GF[2004]28; the Subproject 2006. 004]238. Land Republic of China Administration The IA or local government at or Resettlement Resettleme above county 1 scheme for land / / / / Compiling RP nt Plan level prepare acquisition. outline RP and RP. (1)Land (1) Land compensation, requisitioned shall be resettlement compensated on the subsidies and the basis of its original (1) The standards compensation for (1) To (1) RP will strictly purpose of use. (2) for land land-attached formulate implement the Compensation for compensation facilities and the general relevant policies of the requisitioned and resettlement standing crops must AAOV; (2) State, Guizhou cultivated land shall subsidies for be paid in a full and To identify province and Guiyang include land requisition of On the basis of Similar to document Ref. timely manner. the city. (2) AAOV for land compensation, cultivated land Land GF[2004]28, the land The additional multiples of acquisition shall be resettlement shall be 16 times Administration acquisition and subsidies shall be uniform based on the subsidies, and of the AAOV. (2) Law, it is to resettlement methods for Land given, after the annual stipulation of Guiyang compensation for The standards for formulate large or medium water Acquisition approval of local production city. (3) The minimum attachments and land compensation conservancy and 2 compensati government, to the value; (3) to multiples for young crops. (3) The compensation policies and hydrological construction on methods affected people who formulate acquisition of compensation and resettlement standard projects shall follow the are unable to recover the cultivated land shall standards for subsidies for conforming to relevant regulations of the to the pre-project consolidate be 16 times (inclu. requisition of land to requisition of the actuality of State Council and the living standards. (2) d regional Land compensation build large or other types of Guizhou provincial people’s To formulate the land price; fee, resettlement medium-sized water land shall follow province. government. general AAOV (4) The subsidies); (4) All conservancy or the standards standard or the distribution resettlement charges hydroelectric prescribed by consolidated regional of land will be included in total projects and the Guizhou land price. The compensati investment of the resettlement Province and compensation price on. Subproject. measures shall be Guiyang City. for land acquisition prescribed shall be uniformed separately by the for the land of same State Council. category. (3) the land

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Regulations of Land MWR Ref. Guizhou Administration Law Ref. Implementation of SL. Items Regulation No.GTZF[2 Province on Ref. QFF[2005]17 of the People’s No.GF[2004]28; the Subproject 2006. 004]238. Land Republic of China Administration acquisition cost shall be fully included in the project budget. (1) Give priority Similar to document Ref. to production GF[2004]28, while: (1) The resettlement (1) The construction landless farmers shall be (1) According to the through project which has resettled through retaining willingness of the observing the stable income shall land in the suitable affected persons, it is principles of allow the farmers to planned places of town to adopt resettlement adjusting to the use their approved construction. Such land means such as local conditions, (1) construction land as shall be treated as the monetary facilitating Agricultural the equity to the reserved land for the compensation, production, production project; (2) Within the village or village group that adjustment of offering resettlemen boundary of urban will be used by the farmers agricultural structure, convenience for t; (2) (1) Support the planning, to run business such as upgrading the living and Reemploy displaced rural employment system joint-venture or medium-and low-yield protecting ment collective economic and social security Similar to Land establishment of fields and developing Means for environment. (2) resettlemen 3 organizations and system shall be Administration enterprise. (2) The animal breeding etc. resettlement Develop or t; (3) farmers to engage in established; (3) Law reserved land, after being (2) Post-stage support readjust land. (3) Sharing business Outside the provided with urban will be given to the Offer post-stage dividends development. boundary of urban infrastructure such as relocated population; support and resettlemen planning, water, electricity, road and (3) During the distribute t; and (4) arrangement of land, communication, may be construction period, subsidies for Migratory jobs and also used as relocated non-technical jobs will living and resettlemen resettlement will be place for all farmers. After be given to the production. (4) t. made for the affected approval of such relocation affected labors in Production and people; (4) land, the land shall be priority; and (4) construction Occupational training provided through Occupational training projects in the will be offered to the assignment. However, will be offered to the benefited area affected people. such land cannot be affected people. shall give priority transferred or used for real to APs in getting estate development. jobs. Procedures (1) Where land is to (1) Before (1) The affected (1) To (1)With detailed of land be requisitioned by compiling RP, people shall be inform land Similar to Land socio-economic Similar to Document Ref. 4 acquisition the State, the public informed of land acquisition; Administration survey. The block GF[2004]28 & requisition shall, consultation shall acquisition, (2) to Law graphs of 1/1000 ratio information after approval is be widely compensation identify scale for detailed

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Regulations of Land MWR Ref. Guizhou Administration Law Ref. Implementation of SL. Items Regulation No.GTZF[2 Province on Ref. QFF[2005]17 of the People’s No.GF[2004]28; the Subproject 2006. 004]238. Land Republic of China Administration disclosure obtained through conducted. standards and survey measurement survey legal procedure, be Hearing, if means of results of (DMS), the statistics announced by necessary, shall resettlement etc; (2) land of the survey shall be people's be organized. (2) Survey results of acquisition; signed and accepted governments at or Every village land acquisition shall (3) to by the affected above the county shall disclose to be identified. (3) organize households. (2) level, which shall the public the Hearing, if hearing. organize public help execute the amount of necessary, shall be participation requisition. (2) Once requisitioned organized. (4) The and ;public hearings a plan for land, type of land coordination and for resettlement compensation and and arbitration policies; (3) Distribute resettlement measurement mechanism for RP and Resettlement subsidies for results, the range resettlement issues information booklet. requisitioned land is and standards for shall be established. decided on, the local compensation people’s government and resettlement concerned shall scheme; (3) make it known to the Compensation general public and fees and the solicit comments and record of income suggestions from the and expenses for collective economic resettlement shall organizations, the accept land of which is supervision by requisitioned, and making known to the peasants. the public. The rural collective (1) Monitor (1) No land (1) The (1) Conduct internal economic throughout the acquisition shall be Disclose management and external organization, the entire process of made if without the land methods for monitoring land of which is land acquisition; ensuring approving land assessment; (2) requisitioned, shall (2) Inspection compensation and issues; (2) compensation Compensation funds Monitoring accept supervision and auditing shall resettlement; (2) The Pay the fees shall be Similar to Document Ref. are directly paid to the 5 of land by making known to be adopted for methods for land determined GF[2004]28 affected village acquisition its members the the allocation, distribution of land acquisition through voting groups or individuals income and utilization and compensation funds compensati by the rural with disclosure to the expenses of the management of shall be formulated on and collective public; (3) Guiyang compensation funds; (3) according to the resettlemen economic PMO and land received for land Monitoring and principle of “The land t subsidies; organization or resources bureau

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Regulations of Land MWR Ref. Guizhou Administration Law Ref. Implementation of SL. Items Regulation No.GTZF[2 Province on Ref. QFF[2005]17 of the People’s No.GF[2004]28; the Subproject 2006. 004]238. Land Republic of China Administration acquisition. evaluation shall compensation shall and (3) villagers’ conduct supervisory be conducted on be used mainly by Post committee inspection; and (4) resettlement. the displaced monitoring whose land is Utilization of households”; and (3) and requisitioned. resettlement funds Disclose the income, inspection The record of shall be audited by expenses and after land income and Audit Bureau. distribution of land acquisition. expenses shall compensation funds accept and accept public supervision by supervision. making known to the members or the villagers every six months.

* MWR Regulation 2006: Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects(State Council Decree NO. 471, effected from September 1 of 2006).

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4.4 Principle and Eligibility for Compensation of the Subproject

4.4.1 Compensation Principle

The principle for compensation and entitlement of this Subproject is based on the existing laws and policies of PRC and ADB with the objective of ensuring APs be provided with sufficient compensation and assisting measures to enable them at least to restore the living standards to the pre-project levels. Details are shown in Table 4-2.

Table 4-2: Resettlement Principles of the Subproject

Principles 1 Avoid or minimize resettlement, wherever feasible. The compensation and titles gained by the affected people shall at least enable them to 2 maintain the same living standards as “without project” or even better. All affected people regardless of the legal titles shall be entitled to get compensation and 3 demolition assistance. 4 The affected people shall directly benefit from the Subproject. The resettlement compensation shall ensure all APs to at least maintain the living standards as 5 before. If the remainder land after land acquisition fails to safeguard the livelihood of the APs, 6 compensation in forms of cash or land replacement, plus other necessary profit-earning activities shall be provided for the APs. The APs shall have good understanding of the qualification, means and standards of 7 compensation, livelihood and restoration plan as well as project construction arrangement etc., and participate in the implementation of the resettlement plan. No land acquisition shall be proceeded with before the APs are satisfied with the schemes for 8 compensation and resettlement. The compensation and resettlement operations shall be monitored by the EA and an 9 independent / third party. Vulnerable groups shall receive special assistance and treatment so that they can live better, 10 and all APs shall have the chances to be benefited from the project construction. The resettlement budget shall be enough to cover all aspects that are caused by the project 11 construction.

4.4.2 Eligibility for Compensation and Benefited People

The cut-off date for compensation of this Subproject shall be the date when the local government issues the order for stopping building activities. After this date, any growing and building on rush in the project area shall not be eligible for compensation and relocation. Before the cut-off date for compensation of this Subproject, the affected people shall be compensated and relocated.

4.5 Resettlement Standards

4.5.1 Compensation Standards for Requisition of Collective Land

According to the AAOV for cultivated land issued by the people’s government of Longli County of Wudang District affected by the Subproject, it is to identify the AAOV standards for farmland. The AAOV standards for farmland of the Subproject are shown as follows:

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Table 4-3: The AAOV Standards for Agricultural Land

City / Types of Class A Class B Class C County Prefecture Land (RMB/mu) (RMB/mu) (RMB/mu) Paddy land 1807 1468 1134.5 Wudang Guiyang Dry land 1301 1038 791.5 District Orchard land 4500 3600 2700 Paddy land 1050 855 690 Qiannan Longli Dry land 975 808 625 Prefecture County Orchard land 2520 2250 1800 The available data Paddy land Dry land Orchard land Compensation for AAOV standards 1807 1301 4500

According to Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects (2006), standards of land compensation and resettlement subsidies for requisition of cultivated land shall be 16 times its average annual output value. Standards of land compensation and resettlement subsidies for requisition of other types of land shall be done with reference to the standards prescribed by Guizhou Province and Guiyang City. In addition, according to Notice of the People’s Government of Guizhou Province on Strengthening Land Acquisition Administration for Key Construction (Ref. QFF[2004]5), the lowest compensation standards for land acquisition are shown in Table 4-4.

As shown in the above analysis, according to the actual living standard in affected area and AAOV and compensation multiples, the compensation standards for all types of land acquisition of the project are identified in Table 4-5.

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Table 4-4: Summary of Lowest Compensation Standards for Land Acquisition for Key Construction Projects of Guizhou Province

Compensation Compensation Compensation Subsidy Multiples for Types of Land Multiples for Multiples for Multiples for Land Remarks Resettlement Land Standing Crops Acquisition Average per-capita Paddy field, 5 15 cultivated and vegetable > 1.8mu land (fish & 9 1 Average lotus-root per-capita ponds) 6～15 16～25 cultivated and ≤ 1.8mu Cultivated land Average per-capita 5 13 cultivated and Compensation in > 1.8mu form of providing Dry land 7 1 Average house sites for Agricultural land per-capita farmers shall be 6～15 14～23 cultivated and based on land ≤ 1.8mu category and standards applicable Orchard land 7 3 10 to the relocation Shrub land, sites. open forest land, barren 3 3 6 Land with Trees land (tree, bamboo) Other forest 7 3 10 land Meadow 3 3 6 Other farmland 3 3 6 Construction land 3 3 6 Unused Land 3 0 3

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Table 4-5: Summary of Compensation Standards for Land Acquisition

Compensation Multiples Compensation Standards (RMB/mu) AAOV Types of Land Land Resettlement Crop Land Resettlement Crop Forest (RMB/mu) Total Compensation Subsidy Compensation Compensation Subsidy Compensation compensation Paddy Field 1807 10 6 1 18070 10842 1807 30719 Dry land(cultivated land at the slope 1301 10 6 1 13010 7806 1301 22117 of 25 degree) Timber land (economic forest 1301 7 3 9107 3903 1260 14270 and bamboo) Shrub forest 1301 3 3 3903 3903 200 8006 Construction land 1301 3 3 3903 3903 7806 Unused Land 1301 3 3903 3903

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4.5.2 Compensation Standards for Temporary Land Occupation

According to the regulations of the State and Guizhou Province on temporary land occupation, crop compensation shall be paid. In this regard, the compensation principle shall be based on the time duration of temporary occupation, i.e. one-year or one-season of land occupation shall be compensated respectively with one-year or one-season output value. The compensation standards shall be based on the land AAOV. After this period, the restoration shall be conducted by contractors. The period for temporary occupation shall be two years. The compensation charges for temporary land occupation shall include crop compensation, land-attached structure compensation, land restoration charges, etc. Compensation standards for temporary land occupation are: RMB2936/mu for paddy field; RMB2076/mu for dry land (cultivated land at the slope of 25 degrees and above), RMB1260/mu for timber land (including economic forest and bamboo); RMB200/mu for shrub land. Compensation standards for land restoration are: RMB15/m2 for paddy field; RMB10/m2 for dry land; RMB 6/m2 for timber land; RMB 3/m2 for shrub land. In order to minimize the adverse impacts on standing crops, the construction will be normally started after crop harvest or before seeding or depending on actual condition.

The compensation standards for temporary land occupation are shown in Table 4-6.

Table 4-6: Compensation Standards for Temporary Land Occupation

Compensation AAOV Occupation compensation charges for Types of Land Standards (RMB/mu) Period (yr) land restoration (RMB/mu) (RMB/mu) Paddy Field 1807 2 3614 10005 Dry land 1301 2 2602 6670 Timber forest / / 1260 4002 Shrub forest / / 200 2001

4.5.3 Compensation Standards for Residential Houses

(I) Compensation standards for residential houses

Compensation standards for residential houses are identified according to Circular of the General Office of the People’s Government of Guizhou Province on Adjusting Compensation Standards of Land Acquisition and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects in Guizhou Province, Ref. QFBF[2005]77. Compensation standards for demolition of resident house are shown as follows: In addition, according to the current price, the construction cost of living rooms is computed at full replacement cost respectively in terms of brick concrete structure, brick wood structure and wood structure. Details are referred to Appendix 7. According to the computed results, the compensation standards for house demolition are higher than replacement cost. Therefore, the affected people have enough money to rebuild their house after they are compensated.

Table 4-7: Compensation Standards for Demolition of Residential Houses

SL. Items Compensation standard (RMB/m2) 1 Living rooms Brick concrete house 388 Brick wood house 304 Wood house 238 2 Store houses 74

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(II) Other compensations

Apart from compensation for house demolition, the affected people will be given other compensations as follows:

• Compensation for public infrastructure in the concentrated relocating place. Such compensation includes charges for house site, ground leveling, water and power supply facilities, streets, sewerage system, lighting, etc. The compensation

standards will be RMB 3339 / person F4. • The moving subsidies. The moving subsidies include the fares, moving time-lost compensation and transition subsidies etc. The moving subsidies standard is RMB 630/person. • Resettlement insurance is RMB30/person.

4.5.4 Compensation Standards for non-residential houses

According to the Circular of the General Office of the People’s Government of Guizhou Province on Adjusting Compensation Standards of Land Acquisition and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects in Guizhou Province, Ref. QFBF[2005]77, compensation standards for non-dwelling buildings are shown in Table 4-8.

Table 4-8: Compensation Standards for Demolition of Non-dwelling Houses

SL. Items Compensation Standard (RMB/m2) 1 Living rooms Brick concrete house 426 Brick wood house 332 Wood house 253 2 Store house 74

4.5.5 Compensation Standards for Land Attachments and Special Facilities

The land-attached facilities affected by the Subproject include sunning ground, fence wall, water tank, water container, etc. Special facilities affected by the Subproject include the tractor road, pedestrian bridge, spillweir dam and pumping stations. The compensation standards for land-attached facilities and special facilities affected by the Subproject are shown in Table 4-9.

Table 4-9: Compensation Standards for Land-attachments and Special Facilities Affected by the Subproject

SL. Items Unit Standard (RMB/unit) I Attachments 1 Earth sunning ground m² 10 2 Concrete sunning ground m² 20 3 Fence wall m² 40 4 Water tank nos. 3000 5 Water container nos. 100 6 stove nos. 200 7 Biogas generating gas nos. 1000 8 TV satellite receiver nos. 500

4 It is for a general budget estimate. Actual rates will be refined by the implementing agencies based on actual losses

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SL. Items Unit Standard (RMB/unit) II Scattered Trees 9 Timber tree (nos) pcs 30 10 Fruit tree(Peach) pcs 100 11 Bamboo cluster 100 II Special facilities 12 Tractor road km 50000 13 Pedestrian bridge nos 5000 14 Transformer nos. 50000 15 Spillweir dam nos 30000 16 Pumping station nos. 200000 17 Irrigation channel km 15000

4.5.6 Post-stage Support

According to Comments of the State Council on Further improving the Post-Stage Support for Relocated People of Large and Medium Reservoir Construction Projects, Ref. GF[2006]17, post-stage support will be given to the affected people. Such support will be given to the relocated population. In the design year (2008) of this Subproject, there are 547 persons to be resettled, including 329 persons requiring production resettlement and 218 persons requiring relocation. The supporting rate is RMB600/yr annually for each person for a period of 20 years .

4.5.7 Reservoir Bottom Cleaning

Reservoir bottom clearance charges include building clear-up charges of RMB 5/ m2, sanitary treatment charges of RMB 10/person, grave clear-up charges of RMB150/unit, forest land clear-up charges of RMB100/mu, other charges of RMB2000/km2.

4.5.8 Other Costs and Taxes

Compensation standards for other charges are shown in Table 4-10.

4.5.9 Vulnerable Groups

Besides the corresponding policies above, the affected vulnerable groups can also enjoy some other favorable policies such as:

• The labors in the vulnerable families shall be provided with occupational training, various information and guidance for employment so that they can have more opportunities for employment; • During construction, vulnerable households shall enjoy the priority in getting jobs that do not require high skills. • Establishment of special support funds through coordination with the civil affairs in the affected areas.

4.6 Entitlements Matrix

The entitlements matrix is established based on the relevant policies in this chapter. Details are shown in Table 4-11.

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Table 4-10: Compensation Standards for Other Charges

SL. Items Standards Basis for compensation Implementation Methods 2 of Guizhou Province for 1 Farmland occupation tax RMB 5.8/m Farmland Occupation Tax, Ref. QF[1987]55; 2 Farmland Paddy Field RMB 18070 /mu Regulations of Guizhou reclamation Province on Land 3 Dry land RMB 13010 /mu charges Administration Timber 2 Circular on Issuing Interim 4 RMB 6/m Recovery of forest Administrative Measures forest for Collection of Forest 5 vegetation Shrub forest RMB 3/m2 Vegetation Restoration Fee, Ref. CZ[2002]73 Land acquisition As per 4% of the sum of land 6 administration fees acquisition and resettlement cost As per 3% of the sum of land 7 Survey and design acquisition and resettlement cost Implementation As per 3% of the sum of land 8 Design Code for Land management fee acquisition and resettlement cost Acquisition and 9 IAs organization expenses As RMB50 per person Resettlement for Water As per 0.5% of the compensation 10 Technical training charges Conservancy and Power for farmers. Engineering, (SL Supervisor monitoring & As per 1.5% of the sum of land 11 290—2003) evaluation charges acquisition and resettlement cost As per 10% of the sum of land 12 Contingency fund acquisition and resettlement cost

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Table 4-11: Entitlements Matrix

Type of Degree of Impacts Eligible People Entitlements Compensation Policy / Standards Loss Land compensation standards: RMB 10870 /mu (1) Village collective organization, for paddy field; RMB 13010 / mu for dry land and village group or displaced people can hillside cultivated land of above 25º; RMB 9107 Covering 4 towns get land compensation; /mu for timber forest; RMB 3903 /mu for shrub inclusive of 9 (2) The displaced people can get land; RMB 3903 /mu for construction land; RMB villages and 14 resettlement subsidies and crops 3903 for unused land. groups with 1021 compensation; Resettlement subsidies standards: RMB 10842 persons of (3) Project construction expects to Permanent /mu for paddy field; RMB 7806 / mu for dry land 3128.71 mu collective Wudang District of require 210 non-technical workers per Acquisition and hillside cultivated land of above 25º; RMB land, including 944.49 mu Guiyang City, and day, and affected rural households shall of Collective 9107 /mu for timber forest; RMB 3903 /mu for of cultivated land 1 town inclusive of have priority in getting these jobs; and shrub land; RMB 3903 /mu for construction land. Land (4) The PMO shall provide with RMB 1 village and 1 Crops and tree compensation standards: RMB 65000 of special funds to offer free group with 264 1807 /mu for paddy field; RMB 1301 / mu for dry technical training to the affected persons of Longli land and hillside cultivated land of above 25º; households. County of Qiannan RMB 1260 /mu for timber forest; RMB 200 /mu (5) Population requiring production Prefecture. for shrub land. resettlement (329 persons at design Post-stage support: RMB 600 / person, totally 20 year) can get post-stage support. years. (1) Get compensation for temporary land 3 towns inclusive Compensation standards for temporary land occupation; of 7 villages and 8 occupation: RMB 3614 /mu for paddy field; (2) Get priority in land reclamation and Temporary occupation of groups of Wudang RMB 2602 / mu for dry land; RMB 200 /mu for Temporary land reclamation charges; 119.10 mu of land, incl. District of Guiyang shrub land, totally 2 years. . Land (3) Be informed of land acquisition in 35.52.mu of cultivated City, Jiebei Farm Land reclamation charges: RMB 10005 /mu for Occupation advance; land. and Yudongxia paddy field; RMB 6670 / mu for dry land; RMB (4) Have priority in getting jobs; and Company, totally 4002 /mu for for timber forest and RMB 2001 for (5) Get free training for agricultural 173 persons. shrub. technology. 29 households (1) Get house demolition compensation Living rooms: with 105 persons at replacement costs; Brick concrete structure: RMB 388 /m2; Total house area: of Mitangjing (2) Select freely the means of Brick-wood structure: RMB 304 /m2; Demolition of 2 8626.56m , including living group of Ganjing resettlement, including unified planning, Wood structure: RMB 238 /m2; residential rooms of 7055.26m2 and village, 24 self house construction and self Store rooms: RMB 74 /m² houses store rooms 1571.3m2 households with demolition and self reconstruction; Other compensation: 107 persons of (3) Get compensation for public Infrastructure facilities compensation in Xiaoyan group of infrastructure facilities; unified relocating place: RMB 3339 / person;

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Type of Degree of Impacts Eligible People Entitlements Compensation Policy / Standards Loss Dayan village (4) Get house moving subsidies; House moving transport fee: RMB 630 (5) Get resettlement insurance; and /person (6) Get post stage support. (3) Resettlement insurance: RMB 30 /person. Post-stage support: RMB 600 / person, totally 20 years. (1) Get compensation at replacement Living rooms: costs; Brick concrete structure: RMB 426 /m2; (2) Compensation for operational losses Brick-wood structure: RMB 332 /m2; as per investment scale and income loss Demolition area: Wood structure: RMB 253 /m2; etc.; 4132.4m2, including Store rooms: RMB 74 /m² Demolition of Property holders (3) Inform workers one month in 3523.66m2 for Yudongxia Other compensation: non-residenti and workers, advance of the arrangement for them; company and 608.74m2 of Yugong scenic spot: RMB 2 million; Jinlonggu al houses totally 26 persons (4) Participate in the discussion of living village collective scenic spot: RMB 5 million (incl. one-year compensation and rehabilitation; houses salary loss for workers, totally about RMB 0.2 (5) Workers get compensation for salary million). During the implementation, the final losses; compensation amounts will be determined (6) Get opportunities for training; and through assets appraisals. (7) Get employment information. (1) The labors in the vulnerable families shall be provided with occupational training, various information and guidance for employment so that they can have more opportunities for employment; Vulnerable 21 households (2) Labors in vulnerable group families Groups with 93 persons have the priority in getting jobs; and (3) Establishment of a RMB 1000 / person of special support funds through coordination with the concerned civil administration departments of the project area. (1) Have priority in getting jobs; Project construction expects a need of 210 552 affected Women non-technical workers each day, of women which, minimum 30% for women; (2) Get priority in free training for

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Type of Degree of Impacts Eligible People Entitlements Compensation Policy / Standards Loss agricultural technology, of which, There are totally 2463 person-time of training, including minimum 50% of women labors; and (3) Be informed of relevant information of resettlement and participate in the discussion of resettlement issues. (1) Get compensation for land acquisition; Ethnic 113 households (2) Get priority in getting jobs; Details are shown in Development Plan for minorities. with 465 persons (3) Get priority in free training for Ethnic Minorities agricultural technology; and (4) Get post stage support. Earthy Tabia sunning ground: 2509.74m2 Concrete sunning ground: Tabia sunning ground: RMB 10 /m² 2422.83m2 Concrete sunning ground: RMB 20 /m² Fence wall: 13.32 m² Fence wall: RMB 40 /m² Water tank: 10 pcs Water tank: RMB 3000 /unit Water container: 63 pcs Water container: RMB 100 /unit Cooking stove: 33 pcs Cooking stove: RMB 200 /pcs Biogas pit: 12 pcs Biogas pit: RMB 1000 /unit Special TV satellite receiver: 5 pcs TV satellite receiver: RMB 500 / pcs Facilities and Timber tree: 611 pcs Timber tree: RMB 30 /pcs Property holders Compensation at replacement cost: Land-attache Fruit tree: 531 pcs Fruit tree: RMB 100/ pcs d Structures Bamboo cluster: 92 Bamboo: RMB 100 / cluster clusters Grave moving: RMB 150 /unit Moving grave: 241 units Tractor road: RMB 50000 /km Tractor road: 2.223 km Pedestrian bridge: RMB 5000 /unit Pedestrian bridge: 2 Transformer: RMB 50000 /pcs units Spillweir dam: RMB 30000 /unit Transformer: 1 unit Pumping station: RMB 200000 / unit Spillweir: 3 units Canal: RMB 15000 /km Pumping station: 5 nos Canal: 1.08 km

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5 Resettlement Measures

5.1 Objectives of Resettlement

In this Subproject, the affected people will be compensated and resettled in a reasonable way so that they can restore or exceed the previous levels of production, income and livelihood before implementation. Based on the actual living standards of the displaced people of the project area in 2006, considering the “Tenth Five-Year Plan” for social and economic development of all cities (counties and districts) and the long-term plan for 2015, the objectives of resettlement of this Subproject are:

• To ensure grain self-supply. In the places with less resources of cultivated land, the land output level shall be increased through agricultural structural adjustment and fully developing the land potentials. • Adopt measures to ensure that the production and living standards of the displaced people can be restored to the previous levels before resettlement. • The conditions of infrastructure, schooling, medical treatment, social welfare, natural environment, traffic, etc. shall be improved or upgraded remarkably if compared with the situation before resettlement.

5.2 Principles for Resettlement and Rehabilitation

Based on the targets of the resettlement plan, a series of principles have been formulated for resettlement and rehabilitation.

(I) Production and income restoration

• Respect the willingness of the APs and retain their existing production and living traditions. • The rehabilitation plan for resettlement shall be based on the impacts, compensation and subsidies standards relating to land acquisition and house demolition. • The rehabilitation plan shall take into consideration of village and group construction, resources development, economic development and environmental protection for the purpose of ensuring the sustainable development. • Ensure the vulnerable groups with negative impacts caused by the Subproject will improve their living standards.

(II) House reconstruction

• The affected households may choose the means of reconstructing houses, respectively with unified planning or scattering in different locations. The new relocating sites shall be jointly determined by the collective organization and the displaced households. • The new relocating house sites as required by reconstruction shall be provided to the displaced households free of charges, who are also entitled to receive the moving subsidies. • Reconstruction of houses need a minimum of 2 months. The displaced households may get the salvageable materials from the demolished houses free of charges without any deduction from the compensation charges. • 80% of the compensation for house demolition must be paid to the displaced households before moving and the rest 20% of the compensation should be paid when they move. • During reconstructing houses, the displaced households shall pay the extra

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charges arising from the expanded area or upgraded quality, if any. They shall have their own say in determining whether to expand the area or upgrade the quality according to their economic capacity and local regulations. • During house reconstruction and moving, the villagers’ committee, local township government and the PMO will provide necessary assistance to the difficulty displaced households (refer to Section 5.8).

5.3 Resettlement Rehabilitation Plan

5.3.1 Rehabilitation Plan for Villages or Groups with Slight Impacts

All the lands to be permanently requisitioned by the Subproject belong to collectively-owned lands, covering 4 towns inclusive of 9 villages and 14 groups of Wudang District of Guiyang City and 1 town inclusive of 1 group in 1 village of Longli County of Qiannan Prefecture. Among them, 4 towns inclusive of 9 villages and 13 groups will be involved with relocation resettlement (no cultivated land acquisition for Pianpo village and No.3 and No.4 groups of Toubao village of Pianpo town). This Subproject will requisition a total area of 3128.71 mu of rural collectively-owned land, including 944.49 mu of cultivated land that accounts for 30.2% of the total requisitioned area. Based on the analysis in Chapter 3 hereof this RP, except No.6 group of Toubao village, Mitangjing group of Ganjing village, Xiaoshan group of Shitang village and Xiaoyan group of Dayan village, the impacts of land acquisition on the rural households of other places are relatively small (with less than 10% of land loss rate). Based on the willingness survey for these affected households, 100% of them expressed their desires of cash compensation. After getting the land acquisition compensation, these affected people will utilize them to adjust the plantation structure and develop animal breeding. The rehabilitation plan for villages or groups with slight impacts is shown in Table 5-1.

Table 5-1: Production Rehabilitation Plan of Villages with Slight Impacts

Estimated Land Resettlemen Affected Affected Income APs Means of Compensatio t Subsidy Villages Group Loss (RMB (nos) Resettlement n (RMB1000) (RMB 10000) 10000) Collective 1.25 30.34 16.15 0 cash compensation Shitang Heping group 2.99 29.22 17.24 71 cash compensation village Liuping group 4.17 37.11 20.24 39 cash compensation Yaoping group 10.19 97.89 56.91 119 cash compensation Collective 1.43 19.59 7.39 0 cash compensation Miaotian group 1.11 11.15 6.69 2 cash compensation Toubao No. 1 group 2.22 22.68 14.03 92 cash compensation village No.2 group 1.52 17.46 12.38 67 cash compensation No. 5 group 0.01 0.07 0.04 12 cash compensation Pianpo Collective 0.04 4.02 0.78 0 cash compensation village Collective 3.53 26.36 12.07 0 cash compensation Housuo Guanshan village 0.2 2 1.22 9 cash compensation group Zhuchan Farm collective 0.48 4.78 2.87 23 cash compensation g Wudang Collective 0.14 1.91 0.83 6 cash compensation village Luowan No. 5 group 0.31 3.12 1.87 11 cash compensation village Xintian Collective 0.08 1.52 1.49 0 cash compensation village Total 29.67 309.22 172.2 451

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5.3.2 Rehabilitation Plan for Seriously Affected Villages and Groups

Based on the impacts analysis for land acquisition, Mitangjing group of Ganjing village, Xiaoyan group of Dayan village, Xiaoshan group of Shitang village and No.6 group of Toubao village are more seriously affected by the Subproject. In order to ensure the displaced people of these four village groups to be provided with all opportunities in increasing or at least restoring the previous levels of production, livelihood and income in a rapid way, in addition to the compensation for the requisitioned land and demolished houses and attachments, the production resettlement plans corresponding to the current situation and the future development plans of the affected village groups are also formulated upon full discussion.

(I) Mitangjing group of Ganjing village

Mitangjing group of Ganjing village is located in the northwest of Yongle Town totally 66 households inclusive of 252 persons. This group mainly depends on agricultural production, with average per-capita income of RMB 2187 that indicates low development in Yongle Town.

This Subproject will requisition 2318.43 mu of collectively-owned land from Mitangjing group, including 544.88 mu of cultivated land. The temporary land occupation is 6.2 mu of collectively-owned land. In addition, a total area of 4634.06m2 of residential houses will be demolished by the Subproject. All 66 households with 252 persons will be affected by land acquisition, of which, 29 households with 105 persons are also affected by house demolition. Accordingly, the estimates show that the average per-capita loss of cultivated land of this group is as high as 2.16mu. After land acquisition, the average per-capita cultivated land shall be 1.67mu.

(1) Production and income restoration

According to the survey, land readjustment for the displaced people is hardly possible, and over 90% of the displaced people are unwilling to readjust the land due to the following reasons: (i) 90% of the displaced people hold the views that the unit cost of cultivated land would account for over 50% of the unit output value, and the benefits are too little due to the traditional methods of cultivation; (ii) The readjusted lands may be inconvenient for cultivation or of inferior quality; (iii) The local villagers have strong sense of markets, and they want to avail themselves of these opportunities to develop non-agricultural industries; and (d) The cultivated lands have been contracted to individual households, and no additional cultivated lands are available for readjustment.

According to the computation, the total compensation, including land compensation and resettlement subsidies, for land acquisition of Mitangjing group will be RMB 21.5471 million, being 21.74 times of the expected annual incomes as detailed in Table 5-2.

Table 5-2: Summary of Expected Income Loss and Compensation of Mitangjing Group

Expected Income Land Acquisition Compensation (RMB10000) Affected Village Loss Land Resettlement Group Total (RMB10000/year) Compensation Subsidy Ganjing Mitangjing 99.10 1561.74 592.97 2154.71 village group

Upon analysis and consultation with displaced people, the income restoration measures for Mitangjing group are as the follows:

• Upgrade 300 mu of low-yield land through improving the soil and earth quality.

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According to the willingness of the displaced households, the balance un-requisitioned land shall be upgraded to improve the soil quality for the purpose of growing economic crops. In this connection, with an investment of RMB 2000 /mu, there will be additional gross incomes of RMB 1200 /mu each year, and thus the expected additional net incomes after deduction of costs shall be RMB 800 /mu. Such measure will benefit 186 persons, with additional average income of RMB 1290 each person. • Grow 185 mu of fruit trees such as loquat, waxberry, grape and peach. The unit average investment in this regard will be RMB 1900 /mu, totally RMB 351.5 thousand, and thus the expected additional gross incomes shall be RMB 4048 /mu, indicating an annual additional net incomes of RMB 2058 /mu after deduction of costs. Such measure will benefit 152 persons, with additional average income of RMB 1978 each person. • Develop animal breeding such as pig, cow and sheep. In this regard, 250 heads of pigs, 200 heads of cow and 400 heads sheep are planned for breeding. In terms of costs, the costs are: RMB 1444 /year for raising a pig; RMB 1220 /year for a cow and RMB 262 /year for a sheep. Accordingly, the annual additional gross incomes will be: RMB 1768 /year, RMB 1800 /year and RMB 400 /year for sheep. After deduction of costs, the annual additional net incomes will be: RMB 350 /year for a pig, RMB 580 /year for a cow and RMB 150 / year for a sheep. Such measure will benefit 150 persons, with additional average income of RMB 2283 each person. • Mitangjing group mainly consists of Miao ethnic minority, and thus the tourist activities, such as “experience of rural life”, with the features of Buyi ethnic minority can be developed. Accordingly, ten places will be developed with the activities of “experience of rural life”, benefiting 50 persons. Each place will require an investment of about RMB 30000. Such measure will bring about an annual income of approximately RMB 12000 for each place, indicating an average per-capita additional income of RMB 2400. The income restoration measures for Mitangjing group are shown in Table 5-3.

Table 5-3: Summary of Income Restoration Measures of Mitangjing Group

Total Average Benefited Production Restoration Investment Additional Net Per-capita SL. Population Measures (RMB10000) Income (RMB Additional Net (nos) 10000) Income (RMB) Improving 300mu of 1 60 186 24 1290 cultivated land Adjusting 185mu of 2 35.15 152 30.07 1978 plantation structure Developing animal 3 94.14 150 34.25 2283 breeding. Developing 10 tourist 4 30 50 12 2400 spots

According to the estimates, Mitangjing group will incur income loss of RMB 0.991 million each year due to the construction of the Subproject. However, through a series of the above income restoration measures, the displaced households may get additional income of RMB 1.0032 million. Therefore, their living standards can be restored or even improved as detailed in Table 5-4.

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Table 5-4: Summary of Expected Income Restoration for Mitangjing Group

Annual Increased Incomes with Income Restoration Income Measures Difference Village Group Reduction (RMB 10000 /yr) (RMB (RMB 10000 Soil Crop Animal 10000) Tourism Total /year) Improvement Farming Breeding Mitangjing group 99.10 24.00 30.07 34.25 12.00 100.32 1.22

The stated series of rehabilitation scheme of the Subproject will require a total investment of RMB 2.1929 million, while Mitangjing group can get a total land acquisition compensation of RMB 15.6174 million as detailed in Table 5-5. Therefore, the funds as required by the restoration measures are ensured.

In addition, in order to reduce the risks of APs for income restoration, the PMO will provide with technical trainings for the APs in the aspects of plantation structural adjustment, including regular provision of market information and priority in getting employment during project implementation.

Table 5-5: Balance Sheet for Income Restoration Measures of Mitangjing Group

Production Restoration Measures Investment (RMB 10000) Land Village Difference Plantation Compensation Group Soil Animal Total (RMB 10000) Structure Tourism (RMB10000) Improvement Breeding Investment Adjustment Mitangjing 60.00 35.15 94.14 30 219.29 1561.74 1342.45 group

(2) House reconstruction

According to the survey, all the displaced households of Mitangjing group prefer to be moved back and relocated within the group at the rear places. In this regard, the villagers’ committee will provide with free house sites that have been planned for the displaced people who will choose their new house sites through drawing lots. The relocating houses will be built by the displaced people. As for the places proposed for relocation, Mitangjing group initially plans to choose the open place within the group that is near to the proposed reservoir as detailed the following Figure 5-1.

There are 29 displaced households in Mitangjing group covering 105 persons who are living in the houses of brick-concrete and brick-wood structures. The average per-household living area is 131m², averagely per-capita 36m². Based on the impact analysis, 25 households (approximately 86%) of the displaced households have the living area of over 50m², with only 4 households (about 14%) of below 50m².

According to the regulations of the State, the reconstruction of rural houses shall be considered as per 60m² of house site for each person but limited to a maximum area of 200m² for each household. In consideration of the actual situation of the displaced households of Mitangjing group, in this Subproject, the house site for each household shall adopt 200m² for reconstruction. The average per-household construction floorage area shall be 150m². During project implementation, the floorage area of the displaced household shall be determined by themselves according to their economic capacity. In this regard, in combination with the construction planning for new rural area of Mitangjing group, construction of the basic facilities such as water supply, electricity supply and road shall be financed by the government, while

YuDongXia 56 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd the displaced households will build their residences with brick-concrete structure on the planned homesteads according to their individual requirements. The unit cost for reconstruction is RMB 310/m². The balance sheet for the funds for reconstruction of Mitangjing group is shown in Table 5-6. Accordingly, the estimates show that the total compensation charges for land acquisition and house demolition are higher than the costs for reconstruction (compensation standards are detailed in Chapter 4 herein this RP). Therefore, the displaced households have the full finical capacity to rebuild their houses.

Figure 5-1: Sketch Map of the Proposed Sites for Relocation of DPs of Mitangjing Group

Mitangjing Group

Table 5-6: Balance Sheet for Funds for House Reconstruction in Mitangjing Group

House Reconstruction. House Proposed Difference Village Group Unit Price Total Costs Compensation Construction (RMB10000) (RMB/m²) (RMB 10000) (RMB10000) Area (m²) Mitangjing group 4350 310 134.85 140.96 6.11

(3) Infrastructure construction of resettlement site

29 households with 105 people are to be moved back and resettled in Mitangjing Group concentrated resettlement site. This resettlement site currently is shrubbery land and waste grassplot with easy access by the existing roads.

• Land leveling: 4.73mu shrubbery land and 4.72mu waste grassplot will be leveled and developed to house plot to rebuilt house. • Electricity power facilities: By making use of the existing electrical lines, the transformer is not required to be upgraded and 2 electricity poles and 500m lines will

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be added when the APs are resettled. • Drainage and Energy facilities: every relocated household will construct a methane tank with the capacity of 8 m3 to collect wastewater and solid waste. • Water supply facilities: water will be supplied from Yudongxia Reservoir through Mitangjing pumping station with 500m pipeline construction. • Others: Since the resettlement location is not far away from existing residential area, there is no need to add other facilities such as school and hospital. The existing social service system is still available to the APs when they need to go to school or see a doctor.

Table 5-7: Infrastructure construction and investment of Mitangjing Group Resettlement site

SL. Item Contents Unit price Investment (yuan) 1 House plot fee 4.73mu shrubbery land 8006yuan/mu 37868.38 4.72mu waste grassplot 3903yuan/mu 18422.16 2 Land leveling 3150m3 12yuan/m3 37800 3 Electricity power 500m lines 10yuan/m 5000 facilities 2 electricity poles 1020yuan/pole 2040 4 Drainage and Energy 29 Methane tanks 1000yuan/household 29000 facilities 5 Water supply facilities 300m Steer pipelines（DN65） 80yuan/m 24000 200m Composite pipelines 40yuan/m 8000 6 Total cost 162130.54

The village/ groups will be responsible to construct infrastructures and public facilities in the resettlement site and the investments will be covered by the compensation for infrastructures.

(II) Xiaoyan Group of Dayan Village

Xiaoyan group of Dayan village is located in the west of Xingshi Town totally 58 households inclusive of 264 persons. This group mainly depends on agricultural production, with average per-capita income of RMB 2359 that indicates high living standard in Xingshi Town. This Subproject will requisition 198 mu of collectively-owned land from Xiaoyan group, including 135 mu of cultivated land. In addition, a total area of 3952.85m2 of residential houses will be demolished by the Subproject. All 58 households with 264 persons will be partially affected by land acquisition, of which, 24 households with 107 persons are also affected by house demolition. Accordingly, the estimates show that the average per-capita loss of cultivated land of this group is as high as 0.5 mu. After land acquisition, the average per-capita cultivated land shall be 2.6 mu.

(1) Income restoration

According to the survey, land readjustment for the displaced people is hardly possible, and over 85% of the displaced people are unwilling to readjust the land due to the following reasons: (i) 90% of the displaced people hold the views that the unit cost of cultivated land would account for over 50% of the unit output vale, and the cultivation methods are still traditional; (ii) The readjusted lands may be inconvenient for cultivation or of inferior quality; (iii) The local villagers have strong sense of markets, and they want to avail themselves of these opportunities to develop non-agricultural industries; and (d) The cultivated lands have been contracted to individual households, and no additional cultivated lands are available for readjustment.

According to the computation, the total compensation, including land compensation and

YuDongXia 58 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd resettlement subsidies, for land acquisition of Xiaoyan group will be RMB 4.3160 million, being 17 times of the expected annual incomes as detailed in Table 5-8.

Table 5-8: Summary of Expected Income Loss and Compensation of Xiaoyan Group

Land Acquisition Compensation Estimated (RMB10000) Affected Village Group Income Loss Land Resettlement (RMB 10,000) Compensation Subsidy Xiaoyan Group of Dayan Village 25.22 267.02 164.58

Upon analysis and consultation with displaced people, the income restoration measures for Xiaoyan group are as the follows:

• Upgrade 350 mu of low-yield land through improving the soil and earth quality. According to the willingness of the displaced households, the balance un-requisitioned land shall be upgraded to improve the soil quality for the purpose of growing economic crops. In this connection, with an investment of RMB 2000 /mu, there will be additional gross incomes of RMB 1200 /mu each year, and thus the expected additional new incomes after deduction of costs shall be RMB 800 /mu. Such measure will benefit 198 persons, with additional average income of RMB 1414 each person. • Grow 140 mu of fruit trees such as loquat, waxberry, grape and peach. The unit average investment in this regard will be RMB 1900 /mu, totally RMB 266 thousand, and thus the expected additional gross incomes shall be RMB 4048 /mu, indicating an annual additional net incomes of RMB 2058 /mu after deduction of costs. Such measure will benefit 166 persons, with additional average income of RMB 1736 each person. • Xiaoyan group mainly consists of Miao ethnic minority, and thus the tourist activities, such as “experience of rural life”, with the features of Miao ethnic minority can be developed. Accordingly, 5 places will be developed with the activities of “experience of rural life”, benefiting 25 persons. Each place will require an investment of about RMB 30000. Such measure will bring about an annual income of approximately RMB 12000 for each place, indicating an average per-capita additional income of RMB 2400. The income restoration measures for Xiaoyan group are shown in Table 5-9.

Table 5-9: Summary of Income Restoration Measures of Xiaoyan Group

Total Average Investment Benefited Additional Production Restoration Per-capita SL. (RMB Population Net Income Measures Additional Net 10,000) (nos) (RMB Income (RMB) 10000) Improving 350 mu of 1 70 198 28.0 1414 cultivated land Adjusting 140 mu of 2 26.6 166 28.8 1736 plantation structure 3 Developing 5 tourist spots 15 25 6.0 2400

According to the estimates, Xiaoyan group will incur income loss of RMB 0.2522 million each year due to the construction of the Subproject. However, through a series of the above income restoration measures, the displaced households may get additional income of RMB 0.6281 million. Therefore, their living standards can be restored or even improved as detailed in Table 5-10.

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Table 5-10: Summary of Expected Income Restoration for Xiaoyan Group

Annual Increased Incomes with Income Restoration Income Measures (RMB 10000 /yr) Difference Village Group Reduction Plantation (RMB Soil (RMB 10,000 Structure Tourism Total 10,000) Improvement /year) Adjustment Xiaoyan group 25.22 28.00 28.8 6.00 62.81 37.59

The stated series of rehabilitation scheme of the Subproject will require a total investment of RMB 1.116 million, while Xiaoyan group can get a total land acquisition compensation of RMB 2.6702 million as detailed in Table 5-11. Therefore, the funds as required by the restoration measures are ensured.

Table 5-11: Balance Sheet for Income Restoration Measures of Xiaoyan Group

Production Restoration Measures Investment Land (RMB 10,000) Difference Village Group Compensation Soil Crop Total (RMB 10,000) Tourism (RMB10,000) Improvement Farming Investment Xiaoyan group 70.00 26.60 15 111.60 267.02 155.42

In addition, in order to reduce the risks of APs for income restoration, the PMO will provide with technical trainings for the APs in the aspects of plantation structural adjustment, including regular provision of market information and priority in getting employment during project implementation.

(2) House reconstruction

According to the survey, all the displaced households of Xiaoyan group prefer to be relocated within the group at the rear places. In this regard, the villagers’ committee will provide with free house sites that have been planned for the displaced people who will choose their new house sites through drawing lots. The relocating houses will be built by the displaced people. As for the places proposed for relocation, Xiaoyan group initially plans to choose the open place within the group nearby Tou-Song road for reconstruction as detailed the following Figure 5-2.

There are 24 displaced households in Xiaoyan group covering 107 persons who are living in the houses of brick-concrete and brick-wood structures. The average per-household living area is 136 m², averagely per-capita 31 m². Based on the impact analysis, 22 households (approximately 92%) of the displaced households have the living area of over 50m², with only 2 households (about 8%) of below 50m2.

According to the regulations of the State, the reconstruction of rural houses shall be considered as per 60m² of house site each person but limited to a maximum area of 200m² for each household. In consideration of the actual situation of the displaced households of Xiaoyan group, in this Subproject, the house site for each household shall adopt 200m² for reconstruction. The average per-household construction floorage area shall be 150m2. During project implementation, the floorage area of the displaced household shall be determined by themselves according to their economic capacity. In this regard, in combination with the construction planning for new rural area of Xiaoyan group, construction of the basic facilities such as water supply, electricity supply and road shall be financed by the government, while the displaced households will build their residences with brick-concrete structure on the planned homesteads according to their individual requirements. The unit cost for

YuDongXia 60 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd reconstruction is RMB 310/m2. The balance sheet for the funds for reconstruction of Xiaoyan group is shown in Table 5-12. Accordingly, the estimates show that the total compensation charges for land acquisition and house demolition are higher than the costs for reconstruction (compensation standards are detailed in Chapter 4 herein this RP). Therefore, the displaced households have the full finical capacity to rebuild their houses.

Figure 5-2: Sketch Map of the Proposed Sites for Relocation of DPs of Xiaoyan Group

Xiaoyan Group

Table 5-12: Balance Sheet for Funds for House Reconstruction in Xiaoyan Group

House Reconstruction House Proposed Difference Village Group Unit Price Total Costs Compensation Construction (RMB10,000) (RMB/m²) (RMB 10,000) (RMB10,000) Area (m²) Xiaoyan group 3600 310 111.60 116.59 4.99

(3) Infrastructure construction of resettlement site

24 households with 107 people are to be moved back and resettled in Xiaoyan Group concentrated resettlement site. This resettlement site currently is waste grassplot with easy access by the existing roads.

• Land leveling: 9.63mu waste grassplot will be leveled and developed to house plot to rebuilt house. • Electricity power facilities: By making use of the existing electrical lines, the transformer is not required to be upgraded and 5 electricity poles and 800m lines will be added when the APs are resettled. • Drainage and Energy facilities: every relocated household will construct a methane

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tank with the capacity of 8 m3 to collect wastewater and solid waste. • Water supply facilities: water will be supplied from Yudongxia Reservoir through Xiaoyan pumping station with 800m pipeline construction. • Others: Since the resettlement location is not far away from existing residential area, there is no need to add other facilities such as school and hospital. The existing social service system is still available to the APs when they need to go to school or see a doctor.

Table 5-13: Infrastructure construction and investment of Xiaoyan Group Resettlement site

SL. Item Contents Unit price Investment (yuan) 1 House plot fee 9.63mu waste grassplot 8006yuan/mu 37585.89 2 Land leveling 3210m3 12yuan/m3 38520 3 Electricity power 800m lines 10yuan/m 8000 facilities 5 electricity poles 1020yuan/pole 5100 4 Drainage and 24 Methane tanks 1000yuan/household 24000 Energy facilities 5 Water supply 600m Steer pipelines（DN65） 80yuan/m 48000 facilities 200m Composite pipelines 40yuan/m 8000 6 Total cost 169205.89

The village/ groups will be responsible to construct infrastructures and public facilities in the resettlement site and the investments will be covered by the compensation for infrastructures.

(III) Xiaoshan group of Shitang village

Xiaoshan group of Shitang village is located in the north of Yongle Town totally 248 persons. This group mainly depends on agricultural production, with average per-capita income of RMB 3069 that indicates medium living standard in Yongle Town.

This Subproject will requisition 196.61 mu of collectively-owned land from Xiaoshan group, including 76.52 mu of cultivated land, affecting 18 households with 77 persons. Accordingly, the estimates show that the average per-capita loss of cultivated land of this group is as high as 0.3 mu. After land acquisition, the average per-capita cultivated land shall be 2.53 mu. Even though with over 10% of land loss caused by the Subproject, Xiaoshan Group still has many cultivated lands. According to the willingness survey, all APs require monetary compensation.

It is estimated that Xiaoshan group can get RMB 1.5301 million of land compensation and RMB 0.8288 million of resettlement subsidies, being 19 times of the expected annual incomes as detailed in Table 5-14. After discussion, the villagers prefer to retain 20% of the land compensation with the group collective to be used in infrastructure construction, while the balance land compensation and resettlement subsidies be paid directly to the affected households.

Table 5-14: Summary of Expected Income Loss and Compensation of Xiaoshan Group

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Land Acquisition Compensation Affected Village and Estimated Income (RMB10000) group Loss (RMB 10,000/y) Land Land Compensation Compensation Shitang Xiaoshan 12.37 153.01 82.88 Village Group

Upon analysis and consultation with displaced people, the income restoration measures for Xiaoyan group are as the follows:

• Upgrade 150 mu of low-yield land through improving the soil and earth quality. According to the willingness of the displaced households, the balance un-requisitioned land shall be upgraded to improve the soil quality for the purpose of growing economic crops. In this connection, with an investment of RMB 2000 /mu, there will be additional gross incomes of RMB 1200 /mu each year, and thus the expected additional new incomes after deduction of costs shall be RMB 800 /mu. Such measure will benefit 186 persons, with additional average income of RMB 1558 each person. • Grow 100 mu of fruit trees such as loquat, waxberry, grape and peach. The unit average investment in this regard will be RMB 1900 /mu, totally RMB 190 thousand, and thus the expected additional gross incomes shall be RMB 4048 /mu, indicating an annual additional net incomes of RMB 2058 /mu after deduction of costs. Such measure will benefit 50 persons, with additional average income of RMB 4116 each person.

The income restoration measures for Xiaoshan group are shown in Table 5-15.

Table 5-15: Summary of Income Restoration Measures of Xiaoshan Group

Production Benefited Total Additional Average Per-capita Investment SL. Restoration Population Net Income Additional Net (RMB10000) Measures (nos) (RMB 10000) Income (RMB) Improving 150 mu 1 30 77 12.0 1558 of cultivated land Adjusting 100 mu 2 of plantation 19.0 50 20.6 4116 structure

According to the estimates, Xiaoshan group will incur income loss of RMB 0.1237 million each year due to the construction of the Subproject. However, through a series of the above income restoration measures, the displaced households may get additional income of RMB 0.326 million. Therefore, their living standards can be restored or even improved as detailed in Table 5-16.

Table 5-16: Summary of Expected Income Restoration for Xiaoyan Group

Annual Increased Incomes with Income Income Restoration Measures (RMB 10000 /yr) Difference village group Reduction Soil Plantation Structure (RMB 10000) (RMB 10,000 Total /y) Improvement Adjustment Shitang Xiaoshan 12.37 12.00 20.6 32.6 20.21

The stated series of rehabilitation scheme of the Subproject will require a total investment of RMB 0.49 million, while Xiaoshan group can get a total land acquisition compensation of RMB 1.53 million as detailed in Table 5-17. Therefore, the funds as required by the restoration

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Table 5-17: Balance Sheet for Income Restoration Measures of Xiaoshan Group

Production Restoration Measures Land Investment (RMB 10000) Difference (RMB village group Compensation Soil Total 10000) Crop Farming (RMB10000) Improvement Investment Shitang Xiaoshan 30.0 19.0 49.0 153.01 104.01

(IV) No.6 Group of Toubao Village

No.6 Group of Toubao village is located in the east of Dongfeng Town with a total population of 73 households inclusive of 268 persons. This group mainly depends on agricultural production, with average per-capita income of RMB 3526 that indicates medium living standard in Dongfeng Town.

This Subproject will requisition 61.5 mu of collectively-owned land from No.6 Group of Toubao village, including 61.07 mu of cultivated land, affecting 68 households with 241 persons. Accordingly, the estimates show that the average per-capita loss of cultivated land of this group is as high as 0.23 mu. After land acquisition, the average per-capita cultivated land shall be 1.5 mu. Even though with 13% of land loss caused by the Subproject, No.6 Group of Toubao village still has many cultivated land for each villager. The impacts caused by land acquisition are not serious (68 households with land loss rate below 20%, while 63 households below 10%). According to the willingness survey, all APs require monetary compensation.

According to the computation, 6 group of Toubao Village can get RMB 0.9003 million of land compensation and RMB 0.5392 million of resettlement subsidies, being 16 times of the expected annual incomes as detailed in Table 5-18. After discussion, the villagers prefer to retain 20% of the land compensation with the group collective to be used in infrastructure construction, while the balance land compensation and resettlement subsidies be paid directly to the affected households.

Table 5-18: Summary of Expected Income Loss and Compensation of 6 Group of Toubao Village Land Acquisition Compensation Affected Village and Estimated Income (RMB10000) group Loss (RMB 10,000/y) Land Land Compensation Compensation Toubao 6 Group 8.99 90.03 53.92

Upon analysis and consultation with displaced people, the income restoration measures for 6 group of Toubao Village are as the follows:

• Upgrade 100 mu of low-yield land through improving the soil and earth quality. According to the willingness of the displaced households, the balance un-requisitioned land shall be upgraded to improve the soil quality for the purpose of growing economic crops. In this connection, with an investment of RMB 2000 /mu, there will be additional gross incomes of RMB 1200 /mu each year, and thus the expected additional new incomes after deduction of costs shall be RMB 800 /mu. Such measure will benefit 241 persons, with additional average income of RMB 332 each person. • Grow 100 mu of fruit trees such as loquat, waxberry, grape and peach. The unit average investment in this regard will be RMB 1900 /mu, totally RMB 190 thousand,

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and thus the expected additional gross incomes shall be RMB 4048 /mu, indicating an annual additional net incomes of RMB 2058 /mu after deduction of costs. Such measure will benefit 211 persons, with additional average income of RMB 975 each person.

The income restoration measures for 6 group of Toubao Village are shown in Table 5-19.

Table 5-19: Summary of Income Restoration Measures of 6 Group of Toubao Village

Benefited Total Additional Average Per-capita Production Investment SL. Population Net Income Additional Net Restoration Measures (RMB10000) (nos) (RMB 10000) Income (RMB) Improving 100 mu of 241 8.0 332 1 cultivated land 20 Adjusting 100 mu of 20.6 975 2 plantation structure 19.0 211

According to the estimates, 6 group of Toubao Village will incur income loss of RMB 0.0899 million each year due to the construction of the Subproject. However, through a series of the above income restoration measures, the displaced households may get additional income of RMB 0.286 million. Therefore, their living standards can be restored or even improved as detailed in Table 5-20.

Table 5-20: Summary of Expected Income Restoration for 6 Group of Toubao Village

Increased Incomes with Income Annual Income Restoration Measures (RMB 10000 /y) Difference Village Group Reduction Soil Plantation Structure (RMB 10000) (RMB 10000 /y) Total Improvement Adjustment Toubao 6 Group 8.99 8.00 20.58 28.6 19.59

The stated series of rehabilitation scheme of the Subproject will require a total investment of RMB 0.39 million, while 6 group of Toubao Village can get a total land acquisition compensation of RMB 0.90 million as detailed in Table 5-21. Therefore, the funds as required by the restoration measures are ensured.

Table 5-21: Balance Sheet for Income Restoration Measures of 6 Group of Toubao Village

Production Restoration Measures Land Investment (RMB 10000) Difference Village Group Compensation Soil Total (RMB 10000) Crop Farming (RMB10000) Improvement Investment Toubao 6 Group 20.00 19.00 39.00 90.03 51.03

5.4 Rehabilitation Scheme for Affected Enterprise

In this Subproject, only one enterprise namely Yudongxia Tourist Development Company will be affected, covering its Yugong scenic spot and Jinglonggu scenic spot. As for this company, the restoration measures are: (i) The PMO will assist the company to find suitable places for reconstruction; and (ii) One-time monetary compensation shall be made for the inundation losses incurred to the company. According to the initial discussion, in consideration with the natural restriction on development of scenic spots, the company expresses its desires for monetary compensation. No reconstruction is required. On this basis, the compensation for these two scenic spots will be based on the construction scopes, annual income and the worker’s salary. As for Yugong scenic spot, the annual income is about RMB 100 thousand,

YuDongXia 65 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd plus the 20 years of benefits and workers’ salary losses, the compensation will be RMB 2 million. As for Jinlonggu scenic spot that was developed in recent years (2003), the compensation will be made according to the investment scope. According to the investigation, the total investment for this scenic spot was about RMB 5 million. Since the whole scenic spot will be inundated by the Subproject, the compensation will be RMB 5 million. During the implementation, the final compensation amounts will be determined through assets appraisals.

Similarly, the enterprise property owner must discuss with the employee about the restoration scheme and inform them one month in advance of such scheme and the arrangement for them. The employee may get compensation of an amount equivalent to the total salary for six months, free opportunities for training and employment information.

As for 30~40 small shops and restaurants which may be affected temporarily during project construction, the PMO and contractors will take measures to avoid/ mitigate the adverse impacts to the potential affected small shops and restaurants. A detailed survey and assessment for such impacts should be provided in the updated RP based on the preliminary design. If the impacts cannot be avoided during the project implementation, the main principles for such loss are:

• Give a lump sum compensation for the house structure to owners at replacement cost, • Pay the economic compensation for the business loss on the basis of average income of 3 past years and the actual impacts during the implementation by PMO and contractors. • Provide the job opportunities and technical training program to affected laborers.

5.5 Training for APs

Due to the implementation of this Subproject, the agricultural structure of the project area will be adjusted. Such needs to provide with technical guidance for the affected households. In this regard, the PMO will arrange a special fund to provide with technical training for the affected households. In addition to this, the PMO will also establish technical assistance station to resolve the problems which are encountered by the rural households. Details of technical training offered by the Subproject are shown in Table 5-22.

Table 5-22: Schedule of Training for APs

Expenses Participants SL. Time Location Means Recipients Contents Budget (nos): (RMB) Rural Fruit 1 2007.4 Towns Lecture 821 15000 households growing Rural Crops 2 2007.5 Towns Lecture 821 15000 households growing Rural Animal 3 2007.6 Towns Lecture 821 15000 households breeding Other irregular 4 20000 technical assistance Total 65000

5.6 Protection of Women’s Rights and Interests

In the stage of RP preparation, the women of the project area were organized to actively participate in the survey of project impacts so as to understand their ideas on income restoration. As a result, the women hold the positive views on project construction that

YuDongXia 66 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd reservoir construction will help to adjust the industrial structure and improve the current living situation. They prefer monetary compensation and hope to be provided with job opportunities from the project construction and the chances of training on crops and fruits growing. As to house relocation, they also prefer to moving back like men.

It is estimated that, during the construction period, an average total 300 workers will be required every day, of which, non-technical labors account for 70%, i.e. 210 labors per day. The daily wage for non-technical labor is about RMB 20. Aiming at this, during the implementation of the Subproject, the PMO will ensure that certain quantity of affected women (minimum 40% of the non-technical labors) be provided with the chances in getting the non-technical jobs. In addition, technical training shall also give priority to the affected women’s labors so to ensure their economic status would not be harmed. There are totally 2463 person-time of training, including minimum 1230 person-time for women (approx. 50%).

5.7 Minority Development

On the basis of survey, only the two groups (Xiaoyan group and Mitangjing Group) with 113 ethnic minority households with 465 persons will suffer from land acquisition and house demolition. Most of them belong to Miao and Buyi people. These affected ethnic minorities enjoy the same social and economic status as Han people. The intermarriages are not uncommon. All of them use the same language for communication. Except for some festivals of different traditional features, other living habits of the ethnic minorities are identical to those of Han people. In the aspects of land acquisition, house demolition and resettlement, the ethnic minorities enjoy the same entitlements for compensation as the Han People. At the same time, they have the priority in getting jobs in project construction and technical training.

In order to ensure these groups to be provided with all opportunities in increasing or at least restoring the previous levels of production, livelihood and income in a rapid way, in addition to the compensation for the requisitioned land and demolished houses and attachments, full consultation and participation was curried out during the RP preparation stage (see annex 8).Mainly options from the two groups are as follows:

• As for land compensation, 100% of affected people required compensation directly to affected households. • As for reconstruction of houses, the affected people preferred move back in the same village, and demolition and reconstruction by themselves. 95% of the affected people hoped that a unified planning be conducted to built houses. The house sites are preferred in the open space next to the proposed reservoir area. • As for income restoration, the following measures were discussed: to improve soil quality, readjust plantation structure, develop breeding and tourism. During the participation and consultation with the two groups, • After fully consideration of the results of the participation , the detailed rehabilitation plans have been formulated which were shown in section 5.3.2.

In addition, in order to promote the minority development and preserve their cultural integrality as much as possible, this Subproject has specially formulated the Development Plan for Ethnic Minorities. Details are shown in the Yudongxia EMDP, a separated report.

5.8 Assistance Measures for Vulnerable Groups

According to the survey, there are 21 households with 93 persons affected by the Subproject in the project area belonging to vulnerable groups. During the whole process of resettlement, the PMO will attach great importance to the resettlement of the vulnerable groups. In addition to the production and living resettlement for the vulnerable groups as per the implementation

YuDongXia 67 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd plan, the Subproject will also provide certain assistance to them for the purpose of improving their production and living conditions.

• The PMO shall establish a special fund for vulnerable groups, totally RMB 93000 as per RMB 1000 for each person on average. Such funds shall be used by the PMO and the civil administration department in offering necessary living subsidies to the vulnerable groups during the moving period and the initial stage of resettlement. • Upon project implementation, the PMO and local government shall assist the people with financial difficulties, upon their applications, to get loans from local credit cooperative in priority under the guarantee of the local collective organization. • During the project implementation, the laborers of the vulnerable families shall be provided with occupational training and various employment information to increase the opportunities of getting jobs. In addition, these laborers will have the priority in getting jobs. Those incapable of building houses will be assisted by the local village collective organization to select house sites, move the houses, etc.

5.9 Recovery of the Temporarily Occupied Land

The temporary land occupation of this Subproject will be 119.2 mu, for which, a total compensation of RMB 142.5 thousand shall be made and directly paid to the affected households that are directly affected by project construction temporarily. After construction, the contractors will undertake recovery of the lands that are temporarily occupied. In order to minimize the adverse impacts on standing crops, the construction will be normally started after crop harvest or before seeding through giving prior notice to the affected households for the purpose of minimizing losses.

5.10 Recovery of Infrastructure Facilities and Land-attached Facilities

This Subproject will affect five pumping stations and some irrigation canals which supply drinking water for human and animals and irrigating water for farmland. After completion of the subproject, these facilities will be rebuilt to recover their original functions. As for the trees to be affected, cash compensation will be made to the individuals or collective organizations that are directly affected.

5.11 Post-stage Support Measures

According to the regulations as stipulated in the Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects and the Comments of the State Council on Further Improving the Post-Stage Support for Relocated People of Large and Medium Reservoir Construction Projects, the 547 affected people (at design year of 2007) shall receive post-stage support, of which, 218 persons belong to relocation population and 329 persons belong to production resettlement population. Such post-stage support will further promote the social and economic development of the reservoir area and the relocated area, enable the relocated people to quickly restore to the previous production and living standards, as well as ensure the sustainable development of this area. The support funds are from the national special funds at the standards of RMB 600 / person each year, totally 20 years. Therefore, the total project support funds shall be RMB 6.5640 million. The scheme for post-stage support will be formulated by the local governments separately.

5.12. Social preparation plan

The central government released an important policy document on building "a new socialist countryside," and established it as one of the primary objectives of the 11th Five-Year (2006-10) Guidelines for National Economic and Social Development. A new socialist

YuDongXia 68 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd countryside means advanced production, improved livelihood, a civilized social atmosphere, clean and tidy villages and efficient management. Following are the main facts and figures about China's drive to " buildH a new socialist countryside", revealed in the government work report delivered by Premier WenH Jiabao:

• Central government budget expenditures for agriculture, rural areas and farmers this year will total 339.7 billion yuan, 42.2 billion yuan more than last year; • China will completely rescind the agricultural tax throughout the country in 2006, a tax that China has been collecting for 2,600 years. The reform of rural taxes and fees has greatly benefited farmers by eliminating 33.6 billion yuan of agricultural tax and over 70 billion yuan of various sorts of fees and charges. • Starting this year, the government will appropriate over 103 billion yuan annually to ensure the normal operation of town and township governments and meet the needs of rural compulsory education. This figure is comprised of more than 78 billion yuan in transfer payments from the central government budget and over 25 billion yuan from local government budgets. • This year the central government will allocate 71.6 billion yuan for investment in science and technology, a year-on-year increase of 19.2 percent. • Over the next two years, the government will completely eliminate tuition and miscellaneous fees for all rural students receiving compulsory education. The Central government budget expenditures for compulsory education will increase by 218.2 billion yuan over the next five years. • The state will spend more than 20 billion yuan over the next five years on renovating hospital buildings in towns and townships and in some counties and upgrading their equipment. • China will speed up the establishment of a new type of rural cooperative medical care system by extending the scope of current trials to 40 percent of the counties in China this year and by increasing the allowances paid by the central and local governments to farmers participating in the system from 20 yuan to 40 yuan. An additional 4.2 billion yuan will be allocated from the central government budget for this program.

During the last four years in the country's 11th-Five-Year Program (2006-2010) for National Economic and Social Development, Guizhou’s government has adopted the policy of building a newH socialist countryside, 108 pilot villages for new socialist countryside development were selected and formulated a program involves at least eight parts for the social development : (i) More water conservancy facilities will be installed between 2006 and 2010 to irrigate the farmland and allow rural residents to drink safe water. (ii) Road construction will continue with the goal of facilitating farmers' work. (iii) Efforts will be made to expand the use of clean fuels such as marsh gas and solar energy in rural areas. (iv)The construction of the rural power network will be completed. (v) The rural education conditions will be improved. (vi)The rural public health care system will be improved. And a three-level rural health care service network will be established by 2010 to satisfy residents' needs. (vii) Rural residents will have more access to culture. (viii) The rural social security system will be improved. It aims to provide subsistence allowances for the rural poor. Social security systems will also be set up to cover farmers without land and migrant workers.

Yudongxia village rehabilitation plans fully consider these village development plans for new socialist countryside development plan. But since the details of the new socialist countryside development plan of Guizhou is being under formulation, so the relevant policies, resources and strategies will be integrated into the updated RP. ADD a section on social preparation plan - consider local government pilot villages (108) for new socialist countryside development; could also use NGOs under ADTA or loan consultancy.

6 Institutional Organizations and Responsibilities

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6.1 Management Institutions for Resettlement Implementation

6.1.1 Institutional Establishment

In order to achieve the expected results of land acquisition and resettlement implementation, Guiyang Municipal Government has established the Project Steering Group to be responsible for project preparation and implementation, of which, the Director is a vice Mayor of Guiyang City. This Steering Group consist of the members who are the leaders from Water Resources Bureau, Land Administration Bureau, Finance Bureau and Civil Administration Bureau. They have rich experiences in land acquisition, house demolition and resettlement. Under this Steering Group, the PMO is established. The PMO Guiyang City is established in Guiyang Water Resources Bureau, which is responsible for the preparation, coordination, implementation and management of the project. The PMO of Guiyang City will established a 4-person special department, Social & Environment Resettlement Department, to be responsible for land acquisition and resettlement activities.

Correspondingly, Wudang District and Longli County will also establish special resettlement offices that are assigned with three full-time working staff. Since resettlement is a comprehensive work with great involvement, coordination among all departments is especially needed. Therefore, the resettlement offices will consist of the members from land resources administration department, forestry administration department, water resources department and agriculture department who have rich experiences in land acquisition and resettlement. Similarly, the affected towns and villages must also assign 1-2 cadres to be responsible for respective resettlement works. The institutional organization for resettlement management is shown in Figure 6-1.

Guiyang PMO

Social & Environment Resettlement Dept. (4 persons)

Wudang PMO Longli County PMO External RP Design Monitoring Agency Institute Resettlement Office Resettlement Office (3 persons) (3 persons)

Resettlement Offices of Affected Towns

Affected Villages, Groups & People

Figure 6-1: Institutional Organization for Resettlement Management

6.1.2 Responsibilities of Institutions

(1) Guiyang Project Steering Group

To be responsible for organizing the resettlement activities of this Subproject, formulating relevant policies and coordinating all resettlement institutions.

(2) Guiyang Project Management Office (PMO)

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To be responsible for handling the daily issues relating to the resettlement planning and implementation. As the project management institution, the major responsibilities are to execute the functions of management, planning, implementation, coordination, supervision and monitoring as the follows:

• Formulate resettlement policies for land acquisition and house demolition; • Entrust design institute to define the project impacted area, investigate the in-kind indices relating to land acquisition and house demolition and keep records of the data; • Apply for Land Use Certificate and Land Use Construction Permit for the Subproject; • Provide occupational training for the staff of the resettlement offices who are responsible for land acquisition and house demolition; • Organize and coordinate the preparation and implementation of Resettlement Plan; • Be responsible for management, allocation and monitoring of the use of resettlement funds; • Guide, coordinate and monitor the activities of RP and progress; • Organize and inspect internal monitoring activities, prepare progress reports, liaise with ADB and prepare a resettlement completion report on land acquisition and house demolition; and • Determine the external monitoring institution and coordinate the external monitoring activities.

(3) Resettlement Office of County (District)

The resettlement offices of all counties (districts) will consist of the full-time or part-time cadres from the local governments, planning and land administration departments, with the major responsibilities of:

• Assist design institute to define the project impacted area, investigate the in-kind indices relating to land acquisition and house demolition and keep records of the data; • Assist the preparation of Resettlement Plan and be responsible for the implementation of the RP; • Select the key staff to receive professional training; • Organize public discussion and propagate the resettlement policies; • Guide, coordinate and supervise the resettlement activities and progress conducted by relevant departments and units; • Take responsibility for resettlement works and effect the payment of resettlement charges according to agreements; • Conduct internal monitoring activities, prepare internal monitoring reports and submit regular reports to Guiyang PMO; and • Assist the external monitoring activities.

(4) Resettlement Office of Towns

The resettlement offices of towns must be headed by the responsible leader and consist of the key cadres from land administration, public security and civil administration offices as well as villages. The major responsibilities are:

• Participate in project survey and assist the preparation of RP; • Organize public participation and propagate the resettlement policies; • Implement, inspect, monitor and record all resettlement activities within respective towns; • Handle with all necessary approving formalities relating to transferring and house construction;

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• Be responsible for the payment and management of the land compensation funds; • Supervise the land acquisition, house and attachment demolition, house reconstruction and house moving; • Report the situation of land acquisition, house demolition and relocation to the county land administration bureau and county resettlement offices; and • Coordinate and document the resolution of any disputes and problems arising from project implementation. • (5) Villagers’ Committee and Villagers’ Groups

The resettlement working group of the villagers’ committee and villagers’ group shall mainly consist of the cadres of the village and villagers’ groups. Major responsibilities are:

• Participate in the social and economic survey; • Organize the public discussion and stress the awareness campaign for land acquisition policies; • Select the relocation sites and arrange house sites for affected people; • Organize the resettlement activities for agricultural and non-agricultural production; • Take responsibility for the management and allocation of the compensation funds; • Report to the higher authorities the comments and proposals of the affected people; • Report the progress of resettlement; • Provide with necessary assistance to the vulnerable households; and • Coordinate the resolution of any disputes and problems arising from project implementation.

(6) Responsibilities of Design Institute

• In the stages of planning and design, correctly investigate the in-kind indices of land acquisition and house demolition, environmental capacity, utilizable resources, etc. and assist the local governments of the project area in preparing the resettlement scheme, cost estimates, detailed relocating plan and relevant maps and drawings; and • In the stage of implementation, promptly provide the design documents, technical specifications, drawings and notices to the IAs, hand over and disclose the design to the PMO at all levels, assist all resettlement offices in managing all moving and production restoration activities, as well as optimize the resettlement scheme according to the actual situation.

(7) Resettlement external monitoring and appraisal institutions

The Guiyang PMO will engage qualified monitoring and appraisal institution as the external monitoring agency. The major responsibilities are:

• As the independent monitoring and appraisal institution, observe all aspects relating to the resettlement and implementation, monitor and assess the works and results of resettlement and social adaptability of the relocated people, as well as submit RP external monitoring reports to the PMO and ADB; and • Provide with necessary technical assistance and consultation for Guiyang PMO in the aspects of data survey and investigation (see also Chapter 10.2).

6.2 Staffing of Resettlement Management Institutions and Facilities

6.2.1 Staffing

In order to ensure the smooth implementation of the resettlement plan, all resettlement

YuDongXia 72 5/4/2007 Guiyang Integrated Water Resources Management Project Black & Veatch (Asia) Ltd organizations will be equipped with special working staff to form an efficient information exchange network. The resettlement agencies at all levels will consist of managerial and technical staffs, with 1-8 persons who have good professional quality and rich management experiences in land acquisition, house demolition and resettlement. The staffing establishment in this connection of this Subproject is shown in Table 6-1.

Table 6-1: Staffing Establishment for Resettlement Management Institutions

Institution Name Persons Staff Structure Guiyang PMO 4 persons Governmental employees Wudang PMO 3 persons Governmental employees Resettle Office of Longli County 3 persons Governmental employees Resettlement offices of towns 4-6 persons Township governments and concerned staffs Villagers’ committees and groups 3 persons Village / group cadres and representatives of APs External monitoring agency 4 persons Resettlement specialists

6.2.2 Provision of Equipment Facilities

All the resettlement management organizations of this Subproject at all levels of city and county (district) will make use of the existing available equipment resources, including office, transport and communication equipments, as well as other office supplies such as desks and chairs, computer, printer, telephone, facsimile machine, etc.

6.3 Schedule of Training

In order for smooth implementation of the RP, all working staff engaging in resettlement activities must receive necessary training. For this, Guiyang PMO shall prepare the training plan and organize the training activities, ADB resources and resettlement specialist will be required to assist the training program.

6.3.1 Training Plan for Resettlement Management Staff

In this regard, a system for staff training and human resources development will be established at all levels of resettlement management institutions. The contents of training will include specialist lectures, technical training seminars, inspection of other similar projects and site training etc. The training plan is shown in Table 6-2, while the training contents will include:

• Resettlement principles and policies; • Planning and management of projects with resettlement; • Resettlement planning and design; • Resettlement progress management; • Resettlement financial management; • Resettlement quality control; • Management information system; • Resettlement monitoring assessment; and • Resettlement project management.

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Table 6-2: Schedule for Resettlement Implementation Training

Expenses Means of Time Location Recipients Contents Budget (RMB Remarks Training 10000) Professional ADB November Guiyang Resettlement workshop training for 1 assistant is 2006 City working staff resettlement works required Key personnel of Visit similar ADB January Domestic field visit the resettlement ADB-financed 3 assistant is 2007 office projects required Seminar on experiences and ADB March Guiyang Resettlement workshop pending problems 1 assistant is 2007 City working staff relating to required resettlement

6.3.2 Measures for Strengthening Resettlement Offices

• Clearly define and responsibilities of the resettlement management institutions at all levels and strengthen monitoring and management; • Gradually enhance the strength of the resettlement institutions at all levels, especially in the aspects of technical strength and management quality, provision of necessary equipments such as computer, monitoring devices and transport tools etc.; • Strictly select the working staff, enhance the occupational and technical training for the managerial and technical staff for the purpose of upgrading their working capacity and management level; • Properly assign women cadres and exert women’s functions in resettlement implementation; • Establish the data base, enhance the information feedback and thus ensure the effective information exchanges for all levels, where, the key resettlement issues shall be resolved by the resettlement steering committee; • Enhance the reporting system, strengthen the internal monitoring and promptly solve the problems; and • Strengthen the assessment mechanism for external monitoring through establishing the early-warning system.

7 Public Participation and Grievance Redress

7.1 Public Participation

According to the laws, regulations and policies of PRC, Guizhou Province and ADB for land acquisition and resettlement, in order to safeguard the legal entitlements of APs and displaced units, as well as minimize any complaints and disputes, it is required to further develop the relevant policies and implementation provisions for resettlement, listen to the public opinions, prepare the resettlement plan and practically attend to the implementation, thus to achieve the target of resettlement. Public participation in the phases of preparation and implementation is of great necessity.

7.1.1 Public Participation in Phase of Project Preparation

Ever since March 2006, under the guidance of the PPTA consultants, Guizhou Design Institute, the PMOs of Guiyang City and Wudang District have organized a series of socio-economic survey and public opinion consultation. The activities in this regard are detailed in Table 7-1. The meetings for public participation are shown in Appendix 8.

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Table 7-1: Major Public Participation in Project Preparation

Nos. of Unit Date Attendees Purpose Major Contents Persons Introduce project background Site visit, initial Guiyang Longli county and objective; March 2006 20 project impacts PMO government, APs Project site minimizes survey occupation of cultivated land. Wudang district Brief introduction, Introduce project background Guiyang government, communication with and objective; March 2006 20 PMO villagers’ governmental Project site minimizes representatives departments occupation of cultivated land. Assist project impact survey; Wudang district Villagers’ strong request for RP preparation, Guiyang government, project construction; April 2006 50 socio-economic PMO villagers’ Socio-economic survey and survey representatives displaced household investigation Town Prepare income PMO of governments, restoration plan for Discuss compensation methods Wudang May 2006 35 villagers’ APs of Wudang and income restoration scheme District committees, APs District Villagers’ Prepare income Guiyang Discuss compensation methods May 2006 committee, APs of 25 restoration plan for PMO and income restoration scheme Dayan village APs of Longli county PMO of Affected village, Disclosure of compensation August Disclosure of RP or Wudang group and standards, means of grievance 2006 RIB. District persons etc. ADB September Uploading of draft website 2006 RP

7.1.2 Public Participation Plan

With the going-on of project preparation and implementation, Guizhou Design Institute, PMO of Guiyang City and resettlement offices at all levels of district (county) and towns will continue to organize public participation. The plan for public participation is shown in Table 7-2. Table 7-2: Plan for Public Participation

Purpose Means Time Unit Attendees Subject Representatives from Area, PMOs of Guiyang Village compensation Announcement Wudang District and bulletin and November standards and of land Longli County, as well All APs villagers’ 2006 means of acquisition cadres from land meetings resettlement administration bureau, etc. towns and villages. Representatives from Disclosure of PMOs of Guiyang the scheme of Village Wudang District and Compensation land bulletin and December Longli County, as well All APs and means of acquisition villagers’ 2006 cadres from land payment compensation meetings administration bureau, and scheme towns and villages. Representatives from Overall PMOs of Guiyang checkup till Check-up On-site November Wudang District and All APs identification of measurement examination 2006 Longli County, as well the degree of cadres from land impacts. administration bureau,

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Purpose Means Time Unit Attendees Subject towns and villages.

Discuss the Representatives from final income Identification of PMOs of Guiyang restoration income Wudang District and Villagers’ Before scheme and restoration Longli County, as well meetings implementation the scheme for plan and cadres from land utilization of implementation administration bureau, compensation towns and villages. funds.

7.2 Grievance Procedure

During the preparation of the RP, the public participation was encouraged, and thus there will not be any big issues. However, there would be some unforeseen issues happening during such process. In order to effectively settle the issues and ensure the smooth implementation of the project construction and land acquisition, an effective and transparent channel for lodging complaints and grievance has been established, as shown in Figure 7-1. The basic stages for grievance are:

Stage 1: Any APs, who encounter any infringement on their entitlements during land acquisition, house demolition and resettlement, may report to the villagers’ committee. The villagers’ committee or the APs may directly appeal to the resettlement offices of town or district (county) for resolution. The resettlement offices must record the complaints and resolve the problems within 2 weeks after the receipt of such complaints through discussion and consultation with the local villagers’ committee and the APs. Stage 2: If the APs who lodge the complaints are not satisfied with the results of stage 1, they may lodge grievance to the PMO of Guiyang City after receiving the decision. The latter shall make resolution within two weeks. Stage 3: If the persons who lodge the complaints are still not satisfied with the decision of the PMO of Guiyang City, they may, after receiving the decision, lodge complaints to the administrative organs for arbitration level by level according to Administrative Procedure Law of the People's Republic of China. Stage 4: If the persons are still dissatisfied with the above decision, they may, after receiving the arbitration decision, appeal to the People’s Court in accordance with Civil Procedure Law of the People’s Republic of China.

Relevant institutions shall accept the complaints and grievance lodged by APs from of charge. The reasonable charges as incurred shall be covered by the contingency of the project. During the whole process of project construction, these grievance procedures remain valid so that the APs may deal with relevant issues. The above means of grievance redress shall be announced in the public meetings and in the resettlement information booklet. The APs shall be informed of their rights for grievance and appeal. At the same time, the procedure for appeal and grievance shall be published through media among the affected people. The Resettlement Information Booklet is shown in Appendix 11.

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Figure 7-1: Diagram of Grievance Procedure for APs

8 Resettlement Budget

8.1 Resettlement Budget

All the expenses arising from land acquisition and resettlement shall be covered by the total budget of this Subproject. On the basis of the prices of December 2005, the total resettlement costs of this Subproject will be RMB 88.1175 million, including: (i) RMB 78.51 million for reservoir inundation area, accounting for 89.1%; (ii) RMB 5.0335 million for junction (dam), accounting for 5.7%; (iii) RMB 3.7395 million for the waterworks, accounting for 4.2%; (iv) RMB 0.4783 million for supporting pipeline network, accounting for 0.5%; and (v) RMB 0.3521 million for access road, accounting for 0.4%.

In terms of the categories of resettlement impacts, the structures of resettlement costs are: (i) RMB 40.9866 million for rural resettlement, accounting for 46.5% of the total resettlement costs (including: RMB 36.6247 million for permanent collective land acquisition, accounting for 41.6% of the total resettlement costs; RMB 0.5999 million for temporary land occupation, accounting for 0.7% of the total figure; RMB 2.8096 million for house and attachment demolition, accounting for 3.2% of the total figure; RMB 0.7279 million for infrastructure, accounting for 0.8% of the total figure; RMB 0.1373 million for moving and transport subsidies, accounting for 0.2% of the total figure; RMB 0.0065 million for insurance, accounting for 0.0074% of the total figure; RMB 0.0806 million for scattered fruit trees, accounting for 0.1% of the total figure); (ii) RMB 8.4893 million for enterprise’s moving and restoration, accounting for 9.6% of the total resettlement costs; (iii) RMB 1.2774 million for demolition of special items, accounting for 1.4% of the total resettlement costs; (iv) RMB 0.1565 million for reservoir cleaning, accounting for 0.2% of the total resettlement costs; (v) RMB 4.0232 million for other expenses (prospecting, resettlement monitoring, implementation management and technical training etc.), accounting for 4.6% of the total resettlement costs; (vi) RMB 5.4933 million for basic contingencies, accounting for 6.2% of the total resettlement costs; (vii) RMB 21.0344 million for relevant taxes and charges (cultivated land occupation tax, cultivated land reclaiming fees etc.), accounting for 23.9% of the total resettlement costs; (viii) RMB 6.564 million for post-stage support funds, accounting for 7.4% of the total resettlement costs; and (ix) RMB 0.093 million for support funds for vulnerable groups, accounting for 0.1% of the total resettlement costs. Details are shown in Table 8-1. The detailed cost estimates in terms of different village groups are shown in Appendix 9.

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Table 8-1: Resettlement Cost Estimates Unit: RMB10,000 Junction Pipeline Access SL. Items Inundation Area Water Supply Plant Total Proportion (dam) network Road Rural resettlement I 3744.70 150.80 163.21 25.54 14.41 4098.66 46.5% compensation Permanent Acquisition of 1 3371.43 102.14 163.21 11.27 14.41 3662.47 41.6% Collective Land 1.1 Land Compensation 2232.66 62.76 96.06 6.54 8.47 2406.50 27.3% 1.2 Resettlement Subsidies 979.14 31.45 57.61 4.20 5.10 1077.50 12.2% 1.3 Crops Compensation 159.63 7.93 9.55 0.53 0.84 178.47 2.0% Compensation for 2 Temporary Land 0.00 47.12 0.00 12.87 0.00 59.99 0.7% Occupation Temporary Land 2.1 0.00 10.89 0.00 3.37 0.00 14.25 0.2% Occupation 2.2 Land reclaiming fees 0.00 36.23 0.00 9.50 0.00 45.73 0.5% Compensation for house 3 278.02 1.54 0.00 1.40 0.00 280.96 3.2% and attachments 3.1 Dwelling 242.15 0.00 0.00 0.00 0.00 242.15 2.7% 3.2 Non-residential houses 22.99 1.54 0.00 1.40 0.00 25.93 0.3% 3.3 Attached structures 12.89 0.00 0.00 0.00 0.00 12.89 0.1% 4 Basic facilities 72.79 0.00 0.00 0.00 0.00 72.79 0.8% 5 Moving transport 13.73 0.00 0.00 0.00 0.00 13.73 0.2% 6 Insurance 0.65 0.00 0.00 0.00 0.00 0.65 0.0% Compensation for 7 8.06 0.00 0.00 0.00 0.00 8.06 0.1% scattered fruit trees Compensation for II 778.24 70.69 0.00 0.00 0.00 848.93 9.6% displaced enterprise 8 Houses 78.24 70.69 0.00 0.00 0.00 148.93 1.7% 9 Yugong scenic spot 200.00 0.00 0.00 0.00 0.00 200.00 2.3% 10 Jinlonggu scenic spot 500.00 0.00 0.00 0.00 0.00 500.00 5.7% III Special items 119.12 6.23 2.40 0.00 0.00 127.74 1.4% Reservoir bottom IV 12.10 2.59 0.71 0.26 0.00 15.65 0.2% cleaning Total of I - IV 4654.15 230.30 166.31 25.79 14.41 5090.97 57.8%

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Junction Pipeline Access SL. Items Inundation Area Water Supply Plant Total Proportion (dam) network Road V Other Expenses 367.78 18.03 13.29 2.06 1.15 402.32 4.6% 11 IAs organization expenses 1.09 0.00 0.00 0.00 0.00 1.09 0.0% 12 Technical training charges 18.72 0.75 0.82 0.13 0.07 20.49 0.2% 13 Survey and design 139.62 6.91 4.99 0.77 0.43 152.73 1.7% Implementation 14 139.62 6.91 4.99 0.77 0.43 152.73 management fee 1.7% Supervisor monitoring & 15 69.81 3.45 2.49 0.39 0.22 76.36 evaluation charges 1.0% Total of I - V 5021.93 248.33 179.60 27.85 15.57 5493.29 62.3% VI Basic contingency 502.19 24.83 17.96 2.79 1.56 549.33 6.2% Static investment 5524.13 273.16 197.56 30.64 17.12 6042.61 68.6% VII Relevant taxes and fees 1918.69 41.79 124.38 7.69 10.89 2103.44 23.9% VIII Post-stage support funds 400.80 188.40 51.60 8.40 7.20 656.40 7.4% Special support funds for IX 7.80 0.00 0.40 1.10 0.00 9.30 0.1% vulnerable groups Grand Total Investment 7851.41 503.35 373.95 47.83 35.21 8811.75 100.0% Proportion 89.1% 5.7% 4.2% 0.5% 0.4% 100.0%

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8.2 Annual Investment Plan

The funds as required by resettlement shall be totally from local counterpart funds. Before or during implementation of this Subproject, in order to avoid the negative impacts on the production and living conditions of the households whose lands will be requisitioned, the investment will be divided in different phases as detailed in Table 8-2.

Table 8-2: Annual Resettlement Investment Plan

Objective & Investment Recipients of SL. Time Implemented By Contents (RMB10000) Payment Payment of land PMOs of Guiyang City, March 2007 – Affected village 1 acquisition Wudang District & 3662.47 December 2007 groups and people compensation Longli County Compensation April 2007 – July PMOs of Guiyang City Temporary Affected 2 for Temporary 59.99 2007 and Wudang District households Land Occupation PMOs of Guiyang City, House and March 2007 – 3 Wudang District & 280.96 APs attachments May 2007 Longli County Enterprise August 2007 – PMOs of Guiyang City Yudongxia Tourist 4 moving and 848.93 September 2007 and Wudang District Company relocation PMOs of Guiyang City, Moving of special 5 August 2007 Wudang District & 127.74 Contractors items Longli County PMOs of Guiyang City, Relevant Other charges May 2007 – 6 Wudang District & 2103.44 government and taxes December 2007 Longli County departments Handling PMOs of Guiyang City, October 2007 – 7 unforeseen Wudang District & 549.33 December 2007 issues Longli County PMOs of Guiyang City, Post-stage 8 For 20 years Wudang District & 656.40 support Longli County

8.3 Management of Resettlement Funds & Disbursement

In order to ensure that the compensation funds for land acquisition and house demolition shall be made and fully paid to the APs according to the standards and policies as stipulated in the RP, this Subproject has established strict funds disbursement plan by following the following principles:

• All costs related to resettlement will be covered by the total budget of the project; • Land compensation fees and resettlement subsidies shall be fully paid before land acquisition to ensure that all APs be properly resettled; • In order for smooth implementation of the land acquisition and resettlement, the financing and supervising institutions will be established at all levels to ensure the prompt appropriation of all funds.

Based on the above principles, the procedures for disbursement of resettlement funds are: (i) The PMO of Guiyang city will pay the relevant taxes and fees relating to land acquisition and house demolition directly to the land administration bureau and the resettlement offices of districts (counties) and, at the same time, the land compensation and resettlement subsidies will be deposited into bank or credit cooperative according to the agreement of land acquisition. (ii) The bank or credit cooperative will then, according to the payment notice issued by Guiyang PMO,

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The utilization of land compensation and resettlement subsidies shall be determined upon full consultation with the villagers. The scheme for funds utilization must be submitted to the PMO of Guiyang City. In case the land compensation and resettlement subsidies are distributed in cash, the bank or credit cooperative will disburse such payment to the concerned village, group or individual according to the payment notice issued by the PMO of Guiyang City. If such funds are to be used in project development, the means of public bidding must be adopted if the estimated costs of such project exceed RMB 500 thousand. In this case, the bank or the credit cooperative will directly disburse the funds to the awarded bidder according to the payment notice issued by the PMO of Guiyang City.

9 Resettlement Implementation Plan

9.1 Principles for Resettlement Implementation

Based on the project construction progress, the project shall be completed in different phases from June 2007 to June 2009. The resettlement schedule shall be in consistence with the construction plan. The major works of demolition and relocation will be started from February 2007 and completed by January 2009. The principles for progress arrangement are:

• The project construction shall leave adequate time for land acquisition, house demolition and resettlement before commencement. • Land acquisition and house demolition must be completed three month prior to the commencement of construction. The starting time for land acquisition shall be determined according to the actual work of land acquisition and resettlement. • During resettlement, the APs will have the chances to participate in the project. Prior to construction commencement, the range of land acquisition must be announced, RIB must be distributed and public participation must be properly arranged. • All kinds of compensation must be paid to the property owners in full amount within three months after the date of signing the land acquisition agreement. No entities or individuals shall be allowed to utilize such compensation on behalf. No interception or misappropriation of such funds in any causes shall be allowed. • 9.2 Implementation Schedule for Resettlement

The overall progress plan for land acquisition, demolition and resettlement shall be developed based on the progress of land acquisition, demolition and resettlement. However, this schedule shall be adjusted accordingly if the overall progress deviates. Details are shown in Table 9-1.

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Table 9-1: Resettlement Implementation Schedule

2006 2007 2008 2009 SL. Tasks 3456789 101112123456789101112123456789101112IIIIIIIV 1 RP Preparation 1.1 Establish resettlement office 1.2 Entrust RP compiler 1.3 Detailed socio-economic survey 1.4 Compiling RP 2 Information Disclosure & Public Participation 2.1 Consultation with relevant depts. & APs 2.2 Disclosure draft RP to APs 2.3 Disclosure of revised RP & RIB to APs, if necessary 2.4 Uploading RP on ADB website 3 FS and RP Approval 3.1 FS approval by MWR and NDRC 3.2 RP approval MWR 3.3 RP approval by ADB 4 Procedures for Construction Land 4.1 Land preliminary examination 4.2 Approval of land use 5 Implementation Stage 5.1 Reservoir Damsite (only land acquisition) Signing land acquisition, resettlement agreements, payment of funds Damsite Civil work commencement Income restoration measures Technical training for APs Reservoir inundated area (land acquisition& house demolition) Signing land acquisition, resettlement agreements, payment of funds Reservoir filling commencement Income restoration measures House relocation Technical training for APs 5.2 Waterworks & pipelines network (only land acquisition) Signing land acquisition, resettlement agreements, payment of funds Civil work commencement Income restoration measures Technical training for APs 6 Monitoring & Evaluation 6.1 Baseline investigation 6.2 Internal Monitoring 6.3 External Monitoring and Evaluation

Remark Critical Path

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10 Monitoring Evaluation

For the effective implementation of the resettlement plan and realize the target of proper resettlement, based on the resettlement policies of ADB, this Subproject will undertake regular monitoring and evaluation for the land acquisition, demolition and resettlement activities. The monitoring consists of two parts, respectively internal monitoring conducted by resettlement institution and external monitoring.

10.1 Internal Monitoring

10.1.1 Objective

The objective of internal monitoring is to ensure that the resettlement institutions be with sound function during the implementation, including conducting the internal monitoring of the whole resettlement process from preparation to implementation. Such will promptly acquire the knowledge of the latest situation of resettlement so that the RP can be implemented in a proper manner and the project construction can be proceeded with smoothly.

10.1.2 Institution and staffing

The internal monitoring institutions of this Subproject of the PMOs of Guiyang City, Wudang District and Longli County, and other concerned departments (such as land resources administration bureau). All these institutions will engage full-time leaders to be responsible for concerned resettlement issues of the Subproject. Such leaders must have rich working experiences and authorities relating to resettlement to coordinate all concerned departments. At the same time, the members of these institutions must also have knowledge for handling resettlement issues and social problems so that they can perform their responsibilities.

10.1.3 Contents of Internal Monitoring

The PMO of Guiyang City will prepare a detailed internal monitoring plan for issues relating to land acquisition and resettlement, including:

• Situation of the house moving, relocating sites and reconstruction etc.; • The situation of payment, utilization and availability of the land acquisition (occupation) compensation funds, as well as progress and quality of the development projects conducted by the displaced people; • Investigation, coordination and suggestion for the major issues of the IA and resettlement during resettlement implementation; • Situation of income restoration of the affected households after relocation; • Situation of rehabilitation of the vulnerable groups; • Payment, utilization and availability of land acquisition compensation funds; • Degree of participation and discussion participated by APs during land acquisition, house demolition and resettlement implementation; • Technical training and the effectiveness; and • Working institutions, training, working time and working efficiency of the local resettlement offices.

10.1.4 Internal Monitoring Reporting

The PMO of Guiyang City shall submit semi-annual report to ADB for internal monitoring. Such report shall adopt the present statistical data for the past six months in tabulated format, through comparison of the planned and the actual progress, the progresses of land acquisition, resettlement and utilization of compensation. Referential formats are showed in Table 10-1 and Table 10-2.

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Table 10-1: Progress Report on Land Acquisition and Resettlement County ______Town ______Date: ____/____/______(d/m/y) Planned Completed Accumulated % of Items Unit Qty. Qty. Qty. Completion Permanent land mu acquisition Temporary land mu occupation Land Compensation RMB10000 APs receiving training Persons Job Provision Persons Land readjustment mu Prepared by: Signature (In-charge): Seal:

Table 10-2: Execution Progress on Funds Utilization County ______Town ______Cut-off date: ____/____/______(d/m/y) Date: ____/____/______(d/m/y) Investment Affected 5 Compensation Compensation Ratio of Description F Unit/Qty. Required Institution Received (RMB) Adjusted Compensation (RMB) Village 1 Village 2 Collective Relocated households Unit Prepared by: Signature (In-charge): Seal:

10.2 External Monitoring

According to ADB’s policies, the PMO of Guiyang city will employ the independent and qualified institution which has rich experiences in ADB-financed project as the independent monitoring agent for resettlement.

The external monitoring and evaluation institution shall undertake regular trace-up monitoring and evaluation of the resettlement implementation activities and provide with necessary consultative proposals, including the aspects of resettlement progress, quality and funds. In addition, the production and living standards of the APs shall be also monitored. Monitoring reports shall be submitted to the PMO of Guiyang City and ADB. The terms of reference for external monitoring and evaluation are shown in Appendix 10.

10.2.1 Contents and Methods for External Monitoring

(1) Baseline investigation

The external monitoring agency shall conduct the required baseline investigation of village groups, from which, the baseline information of the production and livelihoods levels of the displaced people shall be acquired, including the levels of livelihoods, production and income. The investigation of production and living levels shall be conducted on semi-annual basis to follow up the changes of the displaced people in this connection. This is to adopt the methods of typical sample follow-up survey (random samplings: 20% for households affected by land acquisition and house demolition; 50% for affected village groups; 100% for affected enterprises), casual interviewing and site visit etc. to acquire necessary relevant information. Accordingly, the statistical analysis shall be made on this basis, and thus the evaluation shall

5 “Description” refers to the construction of village road (Qty.), labor training and employment, subsidies to vulnerable groups etc.

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(2) Regular monitoring evaluation

The external monitoring agency shall, during the implementation of the resettlement plan, conduct regular follow-up monitoring of the resettlement twice a year. Such shall be done through site observation, sample follow-up investigation and casual interviewing of displaced people. The following activities shall be monitored:

• Payment and amount of compensation funds; • Preparation and adequacy of sites for relocation; • House reconstruction. • House moving of APs; • Training; • Support to the vulnerable groups; • Recovery and reconstruction of infrastructure and special facilities; • Production resettlement and rehabilitation; • Compensation of properties loss; • Compensation for loss of working time; • Transition subsidies; • Schedule of the above activities (applicable at all times); • Network institutional organizations for resettlement; • Use of collective land compensation funds and income situation of relocated people; • Situation of income growth for labor employment; • Impacts on neighboring residents caused by protection of water sources; and • Whether APs are benefited from the project construction.

(3) Public consultation

The external monitoring agency shall participate in the public consultation meetings during the implementation of resettlement plan, through which, it can evaluate the effects of the public participation.

(4) Complaints

The external monitoring agency shall pay site visits regularly, inquire about the results of resolution from the PMOs of Guiyang City and District (county) and the IAs that accept the complaints. Occasionally, the agency may interview the displaced people who have complaints and, aiming at the existing problems, propose measures and suggestions for improvement. Such will help the resettlement implementation be more effective.

10.2.2 External Monitoring Reporting

The external monitoring and evaluation agency shall submit semi-annual report to the PMO of Guiyang city and ADB as detailed in Table 10-3.

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Table 10-3: Reporting Schedule for Resettlement Monitoring and Evaluation

Reports Date 1 Socio-economic baseline survey February 2007 2 1st monitoring report July 2007 3 2nd monitoring report December 2007 4 1st evaluation report June 2008 5 2nd monitoring report December 2008 6 2nd evaluation report June 2009

10.3 Post Assessment for Resettlement

Upon completion of the Subproject, on the basis of the monitoring evaluation, the theory and method of post assessment shall be used to review the resettlement activities of this Subproject. In this regard, such post assessment will cover the successful experiences and lessons in the aspects of land acquisition and house demolition that can be referred to by the future resettlement projects. The institution entrusted to conduct the post assessment for this Subproject must prepare the TOR for post assessment, build up the assessment index system, undertake necessary social and economic analysis and survey and prepare Resettlement Post Assessment Report for Yudongxia Reservoir and No.2 Dongjiao Waterworks Construction Project of Guiyang City that will be submitted to the PMO of Guiyang City and ADB.

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Appendix 1: Sketch Map of the Subproject

Appendix 2: Sketch Map of Range of Resettlement Impacts

Range of Resettlement Impacts

Guiyan

Longli

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Appendix 3: Calculation Sheet for Production Resettlement Population

Average Requisitione Planned Year 6 District / Cultivated Per-capita Design Year (2007) F Category Towns Village Group d Cultivated (2006) County Land (mu) Cultivated (person) Land (mu) (person) Land (mu) Collective 4211.75 2.18 0.34 1 2 Miaotian group 392.05 1.98 8.57 5 6 No. 1 group 440.5 2.03 16.61 9 10 Toubao village No.2 group 566.39 2.54 7.95 4 5 No. 5 group 602.01 2.37 0.04 1 1 Dongfeng No. 6 group 452.95 1.69 61.07 37 38 Town Housuo village Guanshan group 637.57 2.76 1.49 1 2 Luowan village No. 5 group 413.5 2.31 2.4 2 3 Population Wudang District Wudang requiring / 2632.21 2.17 1.06 1 2 village production Zhuchang / 1763.28 1.86 3.54 2 3 resettlement Ganjing village Mitangjing group 965.18 3.83 544.88 143 146 Heping group 749.68 3.15 16.58 6 7 Rongle Town Liuping group 675.93 2.63 15.36 6 7 Shitang village Xiaoshan group 704.3 2.84 76.52 27 28 Yaoping group 650.11 2.59 53.04 21 22 Xintian town Xintian village / 1598.52 1.54 0.04 1 2 Longli County Xingshi Town Dayan village Xiaoyan group 823.66 3.12 135 44 45 Subtotal 18279.59 944.49 311 329 Population Wudang District Rongle Town Ganjing village Mitangjing group 105 108 requiring Longli County Xingshi Town Dayan village Xiaoyan group 107 110 relocation Subtotal 212 218 Total 523 547

6 Population growth rate as per ‰.

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Appendix 4: Summary of Population with Direct Impacts in Terms of Village Group

Only Land Both Land Acquisition City District / Only House Demolition Total Components Towns Village Village Group Acquisition and House Demolition (Prefecture) County Hhs (nos) PPs (nos) Hhs (nos) PPs (nos) Hhs (nos) PPs (nos) Hhs (nos) PPs (nos) Toubao Dongfeng No. 1 group 23 92 23 92 village Town Miaotian group 1 2 1 2 Ganjing Wudang Mitangjing group 37 147 29 105 66 252 Guiyang City village District Rongle Heping group 16 71 16 71 Reservoir area Town Shitang Liuping group 9 39 9 39 village Xiaoshan group 18 77 18 77 Yaoping group 27 119 27 119 Qiannan Longli Xingshi Dayan Xiaoyan group 34 157 24 107 58 264 Prefecture County Town village Subtotal of reservoir area 165 704 0 0 53 212 218 916 Guiyang Wudang Dongfeng Toubao Junction (dam) No.2 group 9 35 9 35 City District Town village Housuo Guanshan 2 9 2 9 village group Wudang Dongfeng Guiyang City Zhuchang / 3 15 3 15 Waterworks District Town Toubao No.2 group 3 7 3 7 village No. 6 group 56 199 56 199 Subtotal of waterworks 64 230 0 0 0 0 64 230 Dongfeng Luowan No. 5 group 2 11 2 11 Wudang Town village Pipeline Guiyang City District Dongfeng Wudang network / 2 6 2 6 Town village Subtotal of Pipeline Network 4 17 0 0 0 0 4 17 Zhuchang / 2 8 2 8 Wudang Dongfeng No.2 group 7 25 7 25 Access road to Guiyang City Toubao District Town No. 5 group 3 12 3 12 waterworks village No. 6 group 12 42 12 42 Subtotal of Access Road to Waterworks 24 87 0 0 0 0 24 87 Total 266 1073 0 0 53 212 319 1285

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Appendix 5: Summary of Population with Temporary Short-Term Impacts in Terms of Village Group

Temporary Occupation 7 Affected of Cultivated Land F Villages Households APs (nos) (mu) (nos)

Guanshan group of Housuo village 12.81 20 78 No. 1 group of Toubao village 3.22 4 17 No. 2 group of Toubao village 8.52 12 49 No. 3 group of Toubao village 0.52 1 4 No. 4 group of Toubao village 1.17 2 9 No. 5 group of Toubao village 0.38 1 3 No. 2 group of Longjing village 1.15 2 6 No. 5 group of Luowan village 1.16 2 7 Total 28.72 44 173

7 Temporary land occupation involves 6.59 mu of collectively-own cultivated land (already contracted to farmers), and thus without counting the temporary affected population caused by occupying this land.

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Appendix 6: Gender Analysis of Project Area

Appendix 6: Gender Analysis of the Affected People in Yudongxia Reservoir Area

Part A – Gender Analysis of Rural Women in the Project Area 1. Legal Rights of According to China’s laws, women have equal legal rights with men. However, some women are not fully aware of their rights. Women (1) The women of the project affected area have relatively good social status. All key issues of a family are determined 2. Status of Women in through discussion both by the husband and wife. Men are the backbones in a family. They attend the important meetings of Society the village. However, women have the influences on the them when they are required to make determination. Women have equal rights legally. In land ownership, the situation of the area covered by this Subproject is identical to those of all other places in China, i.e. Since the household contract responsibility system was effected in 1982, the daughter cannot 3. Legal title to land bring the land with her to her husband when she gets married. Her land can only be retained in her parents and she can only and property share the land which has been assigned to her husband’ family. If the State acquires the house or land, women still share equal rights to compensation. 4. Access to common Men and women have equal rights to participate in the utilization and distribution of common property. property There is no restriction on gender roles, but in rural area in China, women would do more housework than men and some 5. Livelihoods and farming works within their compass, while men would do more farming works and out-going works. Normally, women’s gender roles working time is 1.2 times of that of men. In addition, more young women also go out to find jobs. 6. Contribution to Women’s incomes are mainly from farming works, accounting for about 35% of the total family incomes. household income 7. Intro-household Women have an equal voice in decision-making; when men are away for work, women make decisions. equality In terms of education, both boys and girls have the same opportunities in receiving education. If the children study hard, the 8. Educational levels parents would try their best to afford their children to schools. Health conditions are quite good and there is no significant difference in nutrition levels compared to men; however, health 9. Health condition costs are rising which is a significant burden for some households, and women may suffer more. Every village has women’s representatives in the villagers’ committee , but women have good informal networks in the village. 10. Village and Women can participate in election for new village committee and they have the right to vote or be voted. Local government government institutions attaches great importance to women’s development, especially in poverty reduction, by offering women micro credit loans and implementing water basement plan for mothers. In project area, women have a significant degree of equality and there are no serious restrictions of gender roles. However, Overall assessment women tend not to participate equally in village meetings, instead, they discuss issues and pass their views by all means. and key risks ( such as discussing with male members of the family).

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Part B – Gender Analysis of Resettlement Impacts Gender issues Concerns/risks Impacts of the Subproject Mitigation Measures (1) women shall according to their own wills choose monetary compensation or improving soil quality of the remained land for structural women will be disposed of plantation adjustment. Men and women have equal rights in compensation for 1. Land, property and land or property, or won’t (2) As for monetary land acquisition, resettlement etc. the project will not compensation rights have access to cash compensation, both husband have any adverse impacts. compensation and wife should sign their names for compensation fees. The utilization of compensation fees shall be determined through discussion both by the husband and wife. (1) Women share equally in Women share equally in house ownership. Housing Women will not be new house ownership. 2. House demolition and decision are made by the household, so women involved in decisions or (2) women are encouraged to relocation participate actively in site selection, house relocation and use of funds. participate in the entire process temporary housing arrangements. of house relocation. (1) In the aspects of land acquisition and house No households will lose all their farmland; therefore, the demolition, women enjoy the loss of income is partial and in most cases. However, same entitlement for each household will decide how best to utilize the compensation. (2) Among the 3. Rehabilitation of Women may be affected compensation. Only households with significant loss training members, women shall livelihoods due to loss of more and may receive require a change to the household income structure. account for 50% as least. (3) farmland less support. Apart from cash compensation, the income restoration During project construction measures will be taken for the APs ( such as priority in period, women would acquire getting jobs in project, provision of technical training and at least 30% of non-technical post-stage support etc.) work; (4) women enjoy post-stage support. Gender disparities are not significant and resettlement (1) women are encouraged to Resettlement will result in 4. Resettlement will impacts are not serious for most households. Loss of land participate in the identification greater burdens and fewer increase gender disparities and adequate compensation can benefit women to help of income restoration scheme. opportunities for women. them change plantation structure ( such as to more cash (2) women are encouraged to

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Part B – Gender Analysis of Resettlement Impacts Gender issues Concerns/risks Impacts of the Subproject Mitigation Measures crops), which will add to their income. If houses are participate in the distribution relocated, they can benefit from the allocated and uses of common property. infrastructure ( such as water, power and roads etc. )

This project will not have serious impacts on community relocation and reconstruction 5. Community support Resettlement will disrupt networks. As for the affected villagers with inundated will be conducted among the network community networks land, relocation and reconstruction will be conducted original village or group. among the original village or group.

Civil Affairs Administration Bureau, Women’s Federation, Resettlement is stressful Labor Force Department and which can lead to poor This project will not have serious impacts on community 6. Impacts on health or Poverty Reduction Office shall health or aggravated networks. However, a number of households are increase in social problems coordinate to provide social problems (violence, seriously affected and some are vulnerable. assistance to the group and AIDs spreading) villages where the affected people live. Resettlement impacts and policies are made transparent women do not have through notifications of land acquisition, resettlement Conduct separate meetings 7. Consultation and access to information and booklet and regular consultation etc. Women actively with women and distribute participation are excluded from participate in most activities. Survey have already information booklets to women. decision-making. targeted women and planning has considered their opinions. Women have less access PMO/ACWF should actively 8. Grievance Redress or ability to have grievance Women have equal rights legally. support women’s issues and addressed. follow-up redress. (1) Encourage APs and women in particular to participate in The concerns and impacts Auditing should be done to resettlement funds. External M&E. 9. Monitoring & Evaluation on women are not fully monitoring units will pay special attention to women’s (2) Local Women’s Federation understood or considered. issues. participate in M & E.

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Appendix 7: Estimated Unit Cost for House Reconstruction

Brick-concrete Brick –wood Unit Wood structure SL. Items Unit Structure Structure Price Qty. Amount Qty. Amount Qty. Amount 1 Direct cost 28269 22414 20900 1.1 Labor charges labor-day 15 420 6300 300 4500 240 3600 1.2 Materials 19963 16406 15800 Major 16912 14299 14282 materials Steel t 4000 1.54 6160 0.15 600 Cement t 260 4.3 1118 3.1 806 Timber m3 600 3 1800 6 3600 21 12600 Red brick pcs 0.17 20000 3400 23000 3910 0 Black tile pcs 0.08 0 20000 1600 12000 960 Stone chips m3 22 23.8 524 11 242 1 22 Sand m3 40 32 1280 23 920 1.5 60 Rubble m3 25 13 325 34 850 4 100 Lime t 200 4.5 900 4.2 840 0.5 100 Bitumen kg 1.5 420 630 0 0 Asphalt felt m² 2 151 302 144 288 0 Glass m² 20 20 400 22 440 20 400 Iron nails kg 5 5 25 31 155 8 40 Pain kg 8 6 48 6 48 0 Other RMB 3051 2107 1518 Materials 1.3 Foundation RMB 2006 1508 1500 1.4 Machine shift RMB 2 Other direct RMB 530 467 462 cost 3 Comprehensive RMB 1351 1191 1178 charges 4 Taxes RMB 896 791 782 Total cost RMB 31046 24863 23322 Unit cost /m² RMB 310 249 233

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Appendix 8: Meetings for Public Participation

Name of meeting: Consultation meeting on resettlement policies of Yudongxia Subproject.

Time 13 February 2006 Guiyang Resettlement Management Bureau, Guiyang Land Resources Location Administration Bureau Guiyang PMO, Guiyang Resettlement Management Bureau, Guiyang Participants Land Resources Administration Bureau, PPTA, Guizhou Water & Power Survey Design Institute. To discuss the resettlement and land policies applicable to Yudongxia Subproject. Main contents are as follows: (1) PPTA consultants have stated the significance of resettlement plan in the projects financed by ADB and have made comparison between this Resettlement Plan and the domestic resettlement plan. (2) Officials of Resettlement Management Bureau introduced the key functions of the Bureau. They also introduced three types of resettlement compensation by Guiyang Municipal Government: compensate according Contents of the to number of affected people; compensate according to actual losses and meeting long-term compensation. After discussion, compensation according to actual losses was adopted. (3) In the regard of compensation for inundated scenic spots, instructive advice was given such as reconstruction or lump-sum compensation. (4) Officials of Land & Resources Administrative Bureau introduced land compensation standard of Guiyang city; the time needed for and the procedures of land examination and approval. They also had close discussion with PPTA consultants for land policies.

Name of meeting: Public consultation meeting on Yudongxia Subproject Time 7 April 2006 Location The meeting room of the People’s Government of Wudang District Guiyang PMO, the People’s Government of Wudang District, the Resettlement Management Bureau of Wudang District, Land & Resources Participants Administrative Bureau of Wudang District, Forest Bureau of Wudang District, Guiyang Water Supply Company, PPTA consultants, Guizhou Water & Power Survey Design Institute, representatives of APs The meeting aims to, through exchanging ideas and discussing with the public (including affected persons and benefited groups), make clear to the public the necessity and construction components and the impacts of Yudongxia Subproject. Public consultations were widely conducted. Main contents are as follows: (1) The designers of Guizhou Water & Power Survey and Design Institute gave detail introduction to the construction components and the major negative impacts. Contents of the (2) Group discussion was conducted dealing with the following aspects: meeting Compensation standard; forms of compensation; the coverage; impacts on lower reaches. PPTA consultants and the designers of the Institute gave answers to the above questions in accordance to the Resettlement Plan. They definitely pointed out that the compensation will be done according to the relevant laws and regulations of the State. The forms of compensation will be based on the consultation results with the affected people and the compensation will reach the affected households. The compensation standard, forms and coverage will be further made known to the public.

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Name of meeting: Consultation meeting on income restoration of Mitangjing Group of Ganjing Village Time 18 May 2006 Location Mitangjing group of Ganjing village The local government of Yongle Town, Ganjing Village Committee, PPTA, Participants consultants Guizhou Water & Power Survey and Design Institute, the APs of Mitangjing Group. The meeting aims to, through exchanging ideas with the affected persons, discuss the measures to restore the incomes of Mitangjing Group. Public consultations were widely conducted. Main contents are as follows: (1) As for land compensation, 100% of affected people required compensation directly to affected households. Contents of the (2) As for reconstruction of houses, the affected people preferred demolition meeting and reconstruction by themselves. 95% of the affected people hoped that a unified planning be conducted to built houses. The house sites are preferred in the open space next to the proposed reservoir area. (3) As for income restoration, the following measures were discussed: to improve soil quality, readjust plantation structure, develop breeding and tourism.

Name of meeting: Consultation meeting on income restoration of Xiaoyan Group of Dayan Village Time 22 May 2006 Location xiaoyan Group of Dayan Village Dayan Village Committee, PPTA consultants, Guizhou Water & Power Participant Survey and Design Institute, the affected people of Xiaoyan Group. The meeting aims to, through exchanging ideas with the affected persons, discuss the measures to restore the incomes of Xiaoyan Group. Public consultations were widely conducted. Main contents are as follows: (1) As for land compensation, 100% of affected people required compensation directly to affected households. Contents of the (2) As for reconstruction of houses, the affected people preferred demolition meeting and reconstruction by themselves. 95% of the affected people hoped that a unified planning be conducted to built houses, for which, the house sites are preferred in the open space next to Tou-Song highway nearby the the group. (3)As for income restoration, the following measures were discussed: to improve soil quality, readjust plantation structure, develop breeding and tourism.

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Appendix 9: Resettlement Investment Cost Estimates in Terms of Components and Village Groups

8 Resettlement Investment Cost Estimates in Terms of Components and Village Groups F

9 Yugong scenic spot nos 2000000 10 Jinlonggu scenic spot nos 5000000 III Special items 20.00 5.00 11 Spillweir nos 30000 12 Pumping station nos 200000 1 20.00 13 Pedestrian bridge nos 5000 14 Canal km 15000 15 Tract road km 50000 16 Transformer nos 50000 1 5.00 Reservoir Bottom IV Cleaning 0.32 0.04 0.03 0.02 0.41 17 Building clear-up m² 5 307.76 0.15 70.35 0.04 18.74 Perso 18 Sanitary cleaning ns 10 19 Forest land clear-up mu 100 17.1 0.17 2.73 0.03 2.01 0.02 41.37 0.41 1.88 2 2000 20Total of GraveI - IV nos 150 39.97 41.99 43.95 4.86 48.15 21V Other Other Expenses clear-up km 3.20 3.26 3.49 0.39 3.85 IAs organization Perso 22 expenses ns 50

Technical training RMB1 23 charges 0000 0.5% 39.65 0.20 21.95 0.11 38.92 0.19 4.84 0.02 47.73 0.24 49.58

RMB1 24 Survey and design 0000 3% 39.97 1.20 41.99 1.26 43.95 1.32 4.86 0.15 48.15 1.44 49.61

8 In Excel format (double click)

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Appendix 10: Terms of Reference for External Monitoring

Terms of Reference for External Monitoring

A Objectives of resettlement monitoring and evaluation

In accordance with the requirement of ADB’s resettlement policies, it is to undertake external monitoring and evaluation for resettlement of Yudongxia Subproject. Through monitoring the progress, funds mobilization and management of land acquisition, demolition and resettlement, it is to analyze and compare the changes and restoration of the production and livelihoods of the affected people, and thus to provide with follow-up evaluation in this connection. In addition to the regular reports (twice a year in resettlement implementation period) respectively submitted to ADB, the PMO of Guiyang city and relevant competent departments. This process shall also provide with information and suggestions to all departments for reference in policy making. Through external monitoring and evaluation, ADB and the project administrative agencies may have full understandings of the conditions and the existing problems of the land acquisition, demolition and resettlement, such as timely implementation of the resettlement plan, full achievement of the expected targets as well as the suggestions for improvement etc.

B Major contents of resettlement monitoring and evaluation

• Monitoring and evaluation of the progress of land acquisition. Including: progress of land acquisition; progress of temporary land occupation; and progress of house demolition and reconstruction. • Monitoring and evaluation of funds mobilization and utilization. including: situation of in-place funds; and utilization of funds (planned and actual). • Monitoring and evaluation of living standards of displaced of people. including: producdtion and living conditions before displacement; production and living conditions after displacement; and comparative analysis and evaluation of the employment and living conditions before and after displacement. • Impacts on neighboring residents caused by protection of water sources; and • Whether APs are benefited from the project construction. • Evaluation of the capacity of resettlement institutions and the situation of public participation, complaints and grievance.

C Technical flow

The technical flow for external monitoring and evaluation is shown in Figure 1.

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Identification

TOR for Monitoring & Evaluation

Outline, Template and Record Card of Typical Household for Survey

Design of Sampling Survey

Baseline Survey

MIS for Monitoring & Evaluation

Monitoring Survey

Regional Monitoring of Monitoring of Monitoring of Socio-Eco Resettlement LA Impacts LA Impacts on Survey Institutions on Groups Household

Data Processing & Data Bank

Comparative Analytical Analysis

Compiling M&E Report

No Is Resettlement Monitoring Completed?

Completion

Figure 1: Technical Flow for External Monitoring

D External monitoring agency

The resettlement external monitoring and evaluation of this Subproject shall be undertaken by an external institution entrusted by the PMO of Guiyang city and accepted by ADB.

E Organization and work division for resettlement monitoring and evaluation

• The PMO of Guiyang city entrusts the external agency to be responsible for the

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survey, collection and computerized analysis of the data and for the provision of necessary reviews. • The external monitoring agency shall establish “Monitoring and Evaluation Group for Yudongxia Subproject”. The tasks are: in compliance with the ADB policies for involuntary resettlement, it is to undertake resettlement monitoring and evaluation for the subproject and be responsible for preparation of terms of reference for monitoring and evaluation, establishment of monitoring points, site investigation and monitoring, interior data analysis and preparation of monitoring and evaluation reports as well. • The PMO of Guiyang city shall coordinate in full aspects with the resettlement monitoring and valuation group at site survey, such as staffing and transport assistance etc.

F. Methods of resettlement monitoring and evaluation.

• Monitoring and evaluation shall adopt the combined methods of site survey, computerized analysis and experts’ reviews. • Survey work shall adopt the method of point-area method. The progress, funds, organizations and management of the resettlement implementation shall be fully explored, The progress, funds, organizations and management of the resettlement implementation shall be fully explored. while sample survey shall be conducted for the displaced people. • Sample survey shall adopt the random sampling method, while the typical samples shall be followed up for survey. (random samplings: 20% for households affected by land acquisition and house demolition; 50% for affected village groups; 100% for affected enterprises) • Full-coverage survey shall adopt the methods of tabular format survey, interview discussion, archives consultation etc. • In addition to the written materials, other materials such as photos, recordings, videos and articles in-kind shall be also collected.

G. M&E Report for resettlement external monitoring

The external monitoring and evaluation agency shall submit regular semi-annual reports to the PMO of Guiyang city and ADB according to the progress of the Subproject and ADB’s requirement.

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Appendix 11: Resettlement Information Booklet

ASIAN DEVELOPMENT BANK

RESETTLEMENT INFORMATION BOOKLET

GUIYANG CITY YUDONGXIA RESERVOIR & NO.2 DONGJIAO WATERWORKS SUBPROJECT

OF

GUIYANG INTEGRATED WATER RESOURCES MANAGEMENT PROJECT

IN THE

PEOPLE'S REPUBLIC OF CHINA

PROJECT MANAGEMENT OFFICE OF GUIYANG CITY GUIZHOU WATER & POWER SURVEY AND DESIGN INSTITUTE

JULY 2006

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CONTENTS

1H Profile of the Subproject ...... 103H

1.1H Background...... 103H

1.2H Brief Introduction ...... 104H

1.2.1H Project components...... 104H

1.2.2H Range of Land Acquisition and House Demolition and Brief Introduction of Impacts 106H

1.2.3H Cost Estimate and Implementation Plan ...... 106H

2H Legal Framework and Policies...... 106H

2.1H Applicable Laws, Regulations & Policies for Resettlement...... 106H

2.2H Identification of Resettlement Standards...... 107H

2.2.1H Compensation Standards for Requisition of Collective Land...... 107H

2.2.2H Compensation Standards for Temporary Land Occupation ...... 112H

2.2.3H Compensation Standards for Residential Houses ...... 112H

2.2.4H Compensation for Non-residential Houses...... 113H

2.2.5H Compensation Standards for Land Attachments and Special Facilities...... 113H

2.2.6H Post-stage Support...... 114H

2.2.7H Reservoir Bottom Cleaning...... 114H

2.2.8H Other Costs and Taxes...... 114H

2.2.9H Vulnerable Groups...... 114H

2.3H Entitlements Matrix...... ERROR! BOOKMARK NOT DEFINED.

3H Institutional Organizations and Responsibilities ...... 119H

4H Grievance Redress...... 119H

5H Resettlement Implementation Plan ...... 120H

5.1H Principles for Resettlement Implementation...... 120H

5.2H Implementation Schedule for Resettlement ...... 121H

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1 Profile of the Subproject

1.1 Background

Yudongxia Reservoir & No.2 Dongjiao Waterworks Subproject is one of the core subprojects of Guiyang Integrated Water Resources Management Project financed by ADB. Yudongxia Damsite is located in Toubao Village of Dongfeng Town of Wudang District of Guiyang City, being on Yudonghe River – a secondary tributary of Nanminghe River which is the source River of Qingshuihe River of Wujiang River System of Changjiang River Catchments. It is 3km from Dongfeng Town of Wudang District of Guiyang City, 8km from Xintianzhai Town (where government of Wudang District is situated), 18km from the city proper of Guiyang City. At same time of retaining the functions of irrigation and supplying drinking water as a small-sized reservoir, the range of water supply of the reservoir will cover eastern part and Xintian area of the urban areas. The proposed No.2 Dongjiao Waterworks located on the flank hillside of the right mountain chain of the Yudongxia Reservoir damsite shall be constructed in Toubao Village being at the elevation of 1038-1026m and 600m away from village road of Toubao Village.

Guiyang City is located in the watershed headpool area between the Wujiang River System of Changjiang River Catchments and the Hongshuihe River System of the Pearl River Catchments where characterized by distinct karst development. The ground water-retaining capacity is poor and the ecological environment is fragile. Most of the rivers within this area belong to the headstreams of the end tributaries which have small catchment areas, short distances and limited quantity of water resources. In the urban area, there are only one large-sized (II) reservoir (Baihuahu) and three medium-sized reservoirs (A’ha, Huaxi and Songboshan). What’s more is that the spatio-temporal distribution of water resources of Guiyang City is seriously unbalanced that results in a queer shortage in utilizable water resources. With the rapid population growth and economic development of Guiyang City, the water demand will increase gradually and thus enlarging the disparities between supply and demand. Water shortage will become the bottleneck that hinders the sustainable development of this area.

In May 1998, Guizhou Water & Power Survey and Design Institute (hereinafter called as Guizhou Design Institute) was entrusted by GMG to undertake the planning for flood control, water supply and rivercourse water environment integrated treatment for Guiyang City. As a result, the Report on Planning of Flood Control, Water Supply and Rivercourse Water Environment Integrated Treatment for Urban Area of Guiyang City was completed and approved by GMG via Ref. ZFT[1999]1. In this report, the planned water supply scheme for the urban area of Guiyang City was “existing water sources + west outskirt (Xijiao) + nearby planned water sources + Sanchahe River water diversion”, proposing Yudongxia Reservoir engineering as one of the key water sources supplying water to the urban area. It was also proposed to construct No.2 Dongjiao Waterworks of 127000t/d to satisfy the domestic and industrial water demands of eastern part and Xintian area.

In order for the effective, systematic and unified management of the limited water resources, Guizhou Design Institute was also entrusted by GMG to undertake planning for the integrated utilization and development of water resources of Guiyang City. As a result, the Planning Report on Comprehensive Utilization and Development of Water Resources of Guiyang City was completed in early April 2006 where Yudongxia Reservoir engineering was recommended as the priority water-supply project in recent stage for the urban area of Guiyang City.

Entrusted by Water Resources Bureau of Guiyang City, Guizhou Design Institute completed the Feasibility Study Report on Yudongxia Reservoir Engineering Project of Guiyang City in April 2006, and Feasibility Study Report on No.2 Dongjiao Waterworks Water Supply Project

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1.2 Brief Introduction

1.2.1 Project components

Yudongxia Reservoir & No.2 Dongjiao Waterworks Subproject is a project of water resources focusing on water supply bearing the task of satisfying the domestic and industrial water demands in the eastern part and Xintian area of Guiyang City. The components of this Subproject include reservoir engineering (incl. junction), No.2 Dongjiao Waterworks, pipeline network and access road etc. as shown in Table 1-1.

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Table 1-1: Summary of Project Components

Components Brief Description Major Impacts

Located in Toubao Village of Dongfeng Town of Wudang District of Guiyang Wudang District of Guiyang City and Longli County of Reservoir City, with normal water storage level of 1075m, total storage capacity of 18.20 Qiannan Prefecture, with 2970.99mu of permanent area million m³, annual water supply capacity of 31.80 million m³ and maximum dam land acquisition, including 866.56mu of cultivated height of 71.5m (incl. bedding). land. Reservoir

Wudang District of Guiyang City, with 76.52mu of Junction Major structures include: concrete double-arch dam, crest spillway, dam-body permanent land acquisition (incl. 4.06mu of cultivated (dam) bottom emptying outlet, dam-body water intake point and water-diversion canal. land) and 97.11mu of temporary land occupation.

With 100000t/d of water-supply capacity, servicing Xintianzhai, Dongfeng Town Wudang District of Guiyang City, with 67.64mu of and Luowan area. The waterworks is located in Toubao village of Dongfeng Waterworks permanent collective land acquisition, including town, 500m south to the entrance of Yudongxia Scenic Spot. The elevation is 65.51mu of cultivated land. 1031-1035m. The water distribution pipeline network adopts head-tank control for water supply. After being treated in Toubao waterworks, the incoming water from Yudongxia reservoir will be pumped respectively into the head tanks of Wudang District of Guiyang City, with 8.6mu of Gouchang of Xintianzhai, Dongfeng of Dongfeng Town and Luowan of Luowan Pipeline permanent collective land acquisition (by 3 No.2 Dongjiao area, from which, the water will be distributed further to the connecting point of network head-tanks), including 3.5mu of cultivated land; 21.99 Waterworks the urban pipeline networks or the places of concentrated water users. In mu of temporary land occupation. terms of distance: waterworks – clean water tank of Gouchang: 7.79km; waterworks – clean water tank of Dongfeng: 3.57km; waterworks – clean water tank of Luowan: 5.15km, totally 16.51km.

Wudang District of Guiyang City, with 4.69 mu of Access road Totally 100m of access road connecting the waterworks and the highway. permanent collective land acquisition (cultivated land),

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1.2.2 Range of Land Acquisition and House Demolition and Brief Introduction of Impacts

The range of impacts caused by the land acquisition and house demolition of this Subproject will cover the land-use areas by the reservoir (incl. the reservoir area and the junction), No.2 Dongjiao Waterworks, pipeline network and access road etc. All the places that are seriously affected by the land acquisition and project construction to the extent that the production and livelihood of the local people are affected and non-recoverable shall belong to the impacted areas of this Subproject. In this stage, the impacts of land acquisition and house demolition of this Subproject are determined on the basis of the recommended scheme in the feasibility study report. In survey of impacts, for Wudang District of Guiyang City, 1:1000 topographic map was used for site measurement; for Longli County of Qiannan Prefecture, due to the unavailability of the supporting staff at the moment that disabled the site survey, 1:10000 topographic map of project feasibility study stage was used for the purpose.

Land acquisition and house demolition of this Subproject will affect Wudang District of Guiyang City and the 5 towns, 11 villages and 16 village groups of Longli County of Qiannan Prefecture. The total population directly affected by land acquisition and house demolition of this Subproject is 1311 people, including (i) 266 households with 1073 persons only affected by land acquisition; (ii) 53 households with 212 persons affected both by land acquisition and house demolition; and (iii) 1 non-residential building of Yudongxia Company with 26 persons. The total population temporarily affected by this Subproject is 173 people. In this Subproject, the permanent land acquisition will be 3128.71 mu, inclusive of 944.49 mu of cultivated land; the temporary land occupation will be 119.1 mu, inclusive of 35.52 mu of cultivated land; the total area of house demolition will be 8626.56m² for residential area and 4132.4m² of non-residential houses.

1.2.3 Cost Estimate and Implementation Plan

According to Feasibility Study Report on Yudongxia Reservoir Engineering Project of Guiyang City and Feasibility Study Report on No.2 Dongjiao Waterworks Water Supply Project of Guiyang City prepared by Guizhou Design Institute, the total investment for Yudongxia Reservoir and No.2 Dongjiao Waterworks is RMB296.07 million, including RMB 88.1175 million for land acquisition and resettlement that accounts for 29.8% of the total investment.

According to the schedule of this Subproject, (i) June 2006 – May 2007: conduct the preliminary works; (ii) June 2006: prepare and approve feasibility study, conduct project identification; (iii) October 2006: complete preliminary design; (iv) March 2007: complete construction detail design and start construction bidding; (v) May 2007: start construction; and (vi) May 2009: construction completed. The total construction period is 24 months, and the subproject shall be completed and handed over in June 2009.

2 Legal Framework and Policies

2.1 Applicable Laws, Regulations & Policies for Resettlement

The resettlement policies of this Subproject are mostly based on ADB’s policies and relevant laws and regulations of the People’s Republic of China, including:

ADB Policies • Policy of Asian Development Bank on Involuntary Resettlement, November 1995 • A Handbook on Resettlement: A Guide to Good Practice, 1998 • Operations Manual – Involuntary Resettlement (OM/F2/), October 2003

Laws and Regulations of PR C

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• Land Administration Law of the People’s Republic of China (effected from January 1 of 1999, revised on August 28, 2004). • Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects (effected from September 1 of 2006) • Comments of the State Council on Further Improving the Post-Stage Support for Relocated People of Large and Medium Reservoir Construction Projects, Ref. GF[2006]12, effected from May 17 of 2006. • Decision of the State Council on Deepening Reform and Strengthening Land Administration, Ref. GF[2004]28, effective from 21 October 2004. • Guidelines for Strengthening Land Acquisition Compensation and Relocation System, Ref. No.GTZF[2004]238, effected from November 3, 2004; • Circular on Distributing and Implementing Classification of Land Categories, Ref. GTZF[2001]255. • Circular on Issuing Interim Administrative Measures for Collection of Forest Vegetation Restoration Fee, Ref. CZ[2002]73, Ministry of Finance, State Forestry Administration; • Measures for the Administration of Preliminary Examination of the Land Used for Construction Projects, Decree No.27, Ministry of Land Resources, effected from December 1, 2004; • Methods for Announcement of Land Acquisition, Decree No.10, Ministry of Land Resources, effected from January 1, 2002.

Relevant policies of Guizhou Province and Guiyang City • Regulations of Guizhou Province on Land Administration, effected from January 1, 2001; • Implementation Methods of Guizhou Province for Management of Compensation for Acquisition and Occupation of Forest Land, Decree No.78, the People’s Government of Guizhou Province, effected from August 1, 2004; • Decision of the People’s Government of Guizhou Province on Deepening Reform and Strictly Enforcing Land Administration, Ref. QFF[2005]17, effected from June 21, 2005; • Regulations of Guizhou Province on Preliminary Examination of the Land for Construction Project, Ref. QGTZF[2004]122, effected from January 1, 2005. • Implementation Methods of Guizhou Province for Farmland Occupation Tax, Ref. QF[1987]55; • Notice of the People’s Government of Guizhou Province on Strengthening Land Acquisition Administration for Key Construction (Ref. QFF[2004]5); • Circular of the General Office of the People’s Government of Guizhou Province on Adjusting Compensation Standards of Land Acquisition and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects in Guizhou Province, Ref. QFBF[2005]77, • Notice of the People’s Government of Guiyang City on Adjusting Computation Standards for Average Annual Output Value for Land Acquisition in Guiyang City (Ref. ZFT[2002]52).

2.2 Identification of Resettlement Standards

2.2.1 Compensation Standards for Requisition of Collective Land

According to the AAOV for cultivated land issued by the people’s government of Longli County of Wudang District affected by the Subproject, it is to identify the AAOV standards for farmland. The AAOV standards for farmland of the Subproject are shown as follows:

Table 2-1: The AAOV Standards for Agricultural Land

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City Class A Class B Class C County Types of Land (Prefecture) (RMB/mu) (RMB/mu) (RMB/mu)

1 8 4 3 Paddy land 0 6 4 7 8 . 5

Guiyang Wudang 9 3 0 Dry land 1 0 3 . 1 8 5

5 6 7 Orchard land 0 0 0 0 0 0

0 Paddy land 5 9 5 5 0 0

Qiannan Longli Dry land 7 0 2 Prefecture 5 8 5

5 2 8 Orchard land 2 5 0 0 0 0 Applicable data

a d d y Dry land Orchard land f Compensation Standards of AAOV for the 9 i

Subproject F e l d

8 3 5 0 0 0 7 1 0

According to Regulations on Land Acquisition Compensation and Resettlement for Large and

9 The conditions of the cultivated land of the affected area are comparatively good. In addition, Longli county affected by inundation is next to Wudang District, where the cultivation conditions and yield are almost identical. Therefore, the top standards of AAOV of Wudang District.

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Medium Water Resources and Hydroelectric Construction Projects, standards of land compensation and resettlement subsidies for requisition of cultivated land shall be 16 times its average annual output value. Standards of land compensation and resettlement subsidies for requisition of other types of land shall be done with reference to the standards prescribed by Guizhou Province and Guiyang City. In addition, according to Notice of the People’s Government of Guizhou Province on Strengthening Land Acquisition Administration for Key Construction (Ref. QFF[2004]5), the lowest compensation standards for land acquisition are shown in Table 2-2.

As shown in the above analysis, according to the actual living standard in affected area and AAOV and compensation multiples, the compensation standards for all types of land acquisition are identified as the following Table 2-3.

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Table 2-2: Summary of Lowest Compensation Standards for Land Acquisition for Key Construction Projects of Guizhou Province

Compensation Compensation Compensation Subsidy Multiples for Types of Land Multiples for Multiples for Multiples for Land Remarks Resettlement Land Standing Crops Acquisition Average per-capita Paddy field, 5 15 cultivated and > 1.8mu vegetable land (fish 9 1 Average per-capita & lotus-root ponds) 6～15 16～25 Cultivated cultivated and ≤ 1.8mu land Average per-capita 5 13 cultivated and > 1.8mu Dry land 7 1 Average per-capita Compensation in form 6～15 14～23 of providing house Agricultural cultivated and ≤ 1.8mu sites for farmers shall land Orchard 7 3 10 be based on land land category and Shrub land, open standards applicable Land with forest land, barren 3 3 6 to the relocation sites. Trees land (tree, bamboo) Other forest land 7 3 10 Meadow 3 3 6 Other farmland 3 3 6 Construction land 3 3 6 Unused Land 3 0 3

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Table 2-3: Summary of Compensation Standards for Land Acquisition

Compensation Multiples Compensation Standards (RMB/mu) AAOV Types of Land Land Resettlement Crop Land Resettlement Crop Forest (RMB/mu) Total Compensation Subsidy Compensation Compensation Subsidy Compensation compensation Paddy Field 1807 10 6 1 18070 10842 1807 30719 Dry land (cultivated land 1301 10 6 1 13010 7806 1301 22117 at the slope of 25 degree) Timber land (economic 1301 7 3 9107 3903 1260 14270 forest and bamboo) Shrub forest 1301 3 3 3903 3903 200 8006 Construction 1301 3 3 3903 3903 7806 land Unused Land 1301 3 3903 3903

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2.2.2 Compensation Standards for Temporary Land Occupation

According to the regulations of the State and Guizhou Province on temporary land occupation, crop compensation shall be paid. In this regard, the compensation principle shall be based on the time duration of temporary occupation, i.e. one-year or one-season of land occupation shall be compensated respectively with one-year or one-season output value. The compensation standards shall be based on the land AAOV. After this period, the restoration shall be conducted by contractors, villages or the APs according to the willingness of the APs. The period for temporary occupation shall be two years. The compensation charges for temporary land occupation shall include crop compensation, land-attached structure compensation and land restoration charges etc. Compensation standards for temporary land occupation are: RMB2936/mu for paddy field; RMB2076/mu for dry land(cultivated land at the slope of 25 degrees and above), RMB1260/mu for timber land (including economic forest and bamboo); RMB200/mu for shrub land. Compensation standards for land restoration are: RMB15/m2 for paddy field; RMB10/m2 for dry land; RMB 6/m2 for timber land; RMB 3/m2 for shrub land. In order to minimize the adverse impacts on standing crops, the construction will be normally started after crop harvest or before seeding. The compensation standards for temporary land occupation are shown in 2-4.

Table 2-4: Compensation Standards for Temporary Land Occupation

Occupation Compensation Types of Land AAOV (RMB) Land reclaiming fees Period (yr) (RMB10000) Paddy Field 1807 2 3614 10005 Dry land 1301 2 2602 6670 Timber forest / / 1260 4002 Shrub forest / / 200 2001

2.2.3 Compensation Standards for Residential Houses

(I) Compensation standards for resident house

Compensation standards for resident house are identified according to Circular of the General Office of the People’s Government of Guizhou Province on Adjusting Compensation Standards of Land Acquisition and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects in Guizhou Province, Ref. QFBF[2005]77. Compensation standards for demolition of resident house are shown as follows:

Table 2-5: Compensation Standards for Demolition of Residential Houses

SL. Components Compensation standard (RMB/m2) 1 Living rooms: Brick-concrete house 388 Brick-wood house 304 Wooden house 238 2 Store house 74

(II) Other compensation

In addition to the house demolition compensation, the displaced people will also get the following compensation:

• Infrastructure facilities compensation in unified relocating place: RMB 3339 /

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person, covering house site cost, land leveling, water supply facilities, power supply facilities, lighting etc.. • House moving transport charges: RMB 630 /person, including vehicle and ship fares, time-loss subsidy and temporary living transition subsidy. • Resettlement insurance is RMB30/person.

2.2.4 Compensation for Non-residential Houses

According to the Circular of the General Office of the People’s Government of Guizhou Province on Adjusting Compensation Standards of Land Acquisition and Resettlement for Large and Medium Water Resources and Hydroelectric Construction Projects in Guizhou Province, Ref. QFBF[2005]77, compensation standards for non-dwelling buildings are shown in Table 2-6.

Table 2-6: Compensation Standards for Demolition of Non-dwelling Houses

SL. Components Compensation standard (RMB/m2) 1 Living rooms: Brick-concrete house 426 Brick-wood house 332 Wooden house 253 2 Store house 74

2.2.5 Compensation Standards for Land Attachments and Special Facilities

The land-attached facilities affected by the Subproject include sunning ground, fence wall, water tank, water container etc. Special facilities affected by the Subproject include the tractor road, pedestrian bridge, spillweir dam and pumping stations. The compensation standards for land attachments and special facilities are shown in Table 2-7.

Table 2-7: Compensation Standards for Land Attachments and Special Facilities

SL. Components Unit Standard (RMB/unit) I Attachments 1 Tabia sunning ground m² 10 2 Concrete sunning ground m² 20 3 Fence wall m² 40 4 Water container nos. 3000 5 Water container nos. 100 6 Cooking stove nos. 200 7 Biogas pit nos. 1000 8 TV satellite receiver nos. 500 II Scattered Trees 9 Timber tree (nos) pcs 30 10 Fruit tree pcs 100 11 Bamboo cluster cluster 100 II Special facilities 12 Tract road Km 50000 13 Pedestrian bridge nos 5000 14 Transformer nos. 50000 15 Spillweir nos 30000 16 Pumping station nos. 200000 17 Canal Km 15000

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2.2.6 Post-stage Support

According to Comments of the State Council on Further Improving the Post-Stage Support for Relocated People of Large and Medium Reservoir Construction Projects, Ref. GF[2006]12, this Subproject will provide with post-stage support for the displaced people. In the design year (2008) of this Subproject, the displaced population will be 547 persons, including 329 persons requiring production resettlement, 218 persons requiring relocation. The support standards shall be RMB 600/person, continuously for 20 years.

2.2.7 Reservoir Bottom Cleaning

Reservoir bottom clearance charges include building clear-up charges of RMB 5/ m2, sanitary treatment charges of RMB 10/person, grave clear-up charges of RMB150/unit, forest land clear-up charges of RMB100/mu, other charges of RMB 2,000/km2.

2.2.8 Other Costs and Taxes

Compensation standards for other charges are shown in Table 2-8.

Table 2-8: Compensation Standards for Other Charges

SL. Components Standards Basis Implementation Methods of 2 Guizhou Province for 1 Farmland occupation tax RMB 5.8/m Farmland Occupation Tax, Ref. QF[1987]55; 2 Farmland Paddy Field RMB 18070 /mu Regulations of Guizhou reclamation Province on Land 3 Dry land RMB 13010 /mu charges Administration 4 Timber forest RMB 6/m2 Interim Administrative Recovery of Measures for Collection of forest 5 Shrub forest RMB 3/m2 Forest Vegetation Restoration vegetation Fee, Ref. CZ[2002]73, Land acquisition As per 4% of the sum of land 6 administration fees acquisition and resettlement cost As per 3% of the sum of land 7 Survey and design acquisition and resettlement cost Implementation As per 3% of the sum of land 8 management fee acquisition and resettlement cost Design Code for Land Preliminary charges for 9 RMB 50/ person Acquisition and Resettlement establishment for Water Conservancy and As per 0.5% of the compensation 10 Technical training charges Power Engineering, (SL for farmers. 290—2003) Supervisor monitoring & As per 1.5% of the sum of land 11 evaluation charges acquisition and resettlement cost As per 10% of the sum of land 12 Contingency fund acquisition and resettlement cost

2.2.9 Vulnerable Groups

Besides the corresponding policies above, the affected vulnerable groups can also enjoy some other favorable policies such as:

• The labors in the vulnerable families shall be provided with occupational training, various information and guidance for employment so that they can have more opportunities for employment; • During construction, labors of vulnerable families shall enjoy the priority in getting

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non-technical jobs. • Establish special support funds through coordination with the civil administration department of District and County.

2.3 Entitlements Matrix

The entitlements matrix is established based on the relevant policies in this chapter. Details are shown in Table 2-9.

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Table 2-9: Entitlements Matrix

Eligible Type of Loss Entitlements Compensation Policy / Standards Degree of Impacts People Covering 4 towns Land compensation standards: RMB 10870 /mu for inclusive of 9 (1) Village collective organization, village group paddy field; RMB 13010 / mu for dry land and hillside villages and 14 or displaced people can get land compensation; cultivated land of above 25º; RMB 9107 /mu for timber groups with (2) The displaced can get resettlement subsidies forest; RMB 3903 /mu for shrub land; RMB 3903 /mu 1021 persons and crops compensation; for construction land; RMB 3903 for unused land. of Wudang (3) Project construction expects to require 210 Resettlement subsidies standards: RMB 10842 /mu Permanent 3128.71 mu collective District of non-technical workers per day, and affected rural for paddy field; RMB 7806 / mu for dry land and households shall have priority in getting these hillside cultivated land of above 25º; RMB 9107 /mu Acquisition of land, including 944.49 Guiyang City, jobs; and for timber forest; RMB 3903 /mu for shrub land; RMB Collective Land mu of cultivated land and 1 town (4) The PMO shall provide with RMB 65000 of 3903 /mu for construction land. inclusive of 1 special funds to offer free technical training to the Crops and tree compensation standards: RMB 1807 village and 1 affected households. /mu for paddy field; RMB 1301 / mu for dry land and group with 264 (5) Population requiring production resettlement hillside cultivated land of above 25º; RMB 1260 /mu persons of (329 persons at design year) can get post-stage for timber forest; RMB 200 /mu for shrub land. support. Post-stage support: RMB 600 / person, totally 20 Longli County years. of Qiannan Prefecture. 3 towns inclusive of 7 villages and 8 (1) Get compensation for temporary land Compensation standards for temporary land groups of occupation; occupation: RMB 3614 /mu for paddy field; RMB Temporary occupation of Wudang (2) Get priority in land reclamation and land 2602 / mu for dry land; RMB 200 /mu for shrub land, Temporary Land 119.10 mu of land, incl. District of reclamation charges; totally 2 years. . Occupation 35.52.mu of cultivated Guiyang City, (3) Be informed of land acquisition in advance; Land reclamation charges: RMB 10005 /mu for land. Jiebei Farm (4) Have priority in getting jobs; and paddy field; RMB 6670 / mu for dry land; RMB 4002 and Yudongxia (5) Get free training for agricultural technology. /mu for for timber forest and RMB 2001 for shrub. Company, totally 173 persons. 29 households (1) Get house demolition compensation at Living rooms: Total house area: with 105 replacement costs; Brick concrete structure: RMB 388 /m2; 8626.56m2, including persons of (2) Select freely the means of resettlement, Brick-wood structure: RMB 304 /m2; Demolition of living rooms of Mitangjing including unified planning, self house Wood structure: RMB 238 /m2; residential houses 7055.26m2 and store group of construction and self demolition and self Store rooms: RMB 74 /m² rooms 1571.3m2 Ganjing reconstruction; Other compensation: village, 24 (3) Get compensation for public infrastructure Infrastructure facilities compensation in unified

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Eligible Type of Loss Entitlements Compensation Policy / Standards Degree of Impacts People households facilities; relocating place: RMB 3339 / person; with 107 (4)Tet house moving subsidies; House moving transport fee: RMB 630 /person persons of (5) Get resettlement insurance; and (3) Resettlement insurance: RMB 30 /person. Xiaoyan group (6) Get post stage support. Post-stage support: RMB 600 / person, totally 20 of Dayan years. village Living rooms: (1) Get compensation at replacement costs; Brick concrete structure: RMB 426 /m2; (2) Compensation for operational losses as per Brick-wood structure: RMB 332 /m2; Demolition area: investment scale and income loss etc.; Wood structure: RMB 253 /m2; 4132.4m2, including Property (3) Inform workers one month in advance of the Store rooms: RMB 74 /m² Demolition of 3523.66m2 for Yudongxia holders and arrangement for them; Other compensation: non-residential company and 608.74m2 workers, totally (4) Participate in the discussion of compensation Yugong scenic spot: RMB 2 million; Jinlonggu houses of living village collective 26 persons and rehabilitation; scenic spot: RMB 5 million (incl. one-year salary houses (5) Workers get compensation for salary losses; loss for workers, totally about RMB 0.2 million). (6) Get opportunities for training; and During the implementation, the final compensation (7) Get employment information. amounts will be determined through assets appraisals. (1) The labors in the vulnerable families shall be provided with occupational training, various information and guidance for employment so that they can have more opportunities for 21 households employment; Vulnerable Groups with 93 (2) Labors in vulnerable group families have the persons priority in getting jobs; and (3) Establishment of a RMB 1000 / person of special support funds through coordination with the concerned civil administration departments of the project area. (1) Have priority in getting jobs; (1) Project construction expects a need of 210 non-technical workers each day, of which, minimum 30% for women; (2) Get priority in free training for agricultural 552 affected Women technology, of which, There are totally 2463 women person-time of training, including minimum 50% of women labors; and (3) Be informed of relevant information of resettlement and participate in the discussion of resettlement issues. Population of Ethnic 113 (1) Get compensation for land acquisition; Details are shown in Development Plan for Ethnic

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Eligible Type of Loss Entitlements Compensation Policy / Standards Degree of Impacts People minorities. households (2) Get priority in getting jobs; Minorities with 465 (3) Get priority in free training for agricultural persons technology; and (4) Get post stage support. Tabia sunning ground: 2509.74m2 Concrete sunning ground: 2422.83m2 Tabia sunning ground: RMB 10 /m² Fence wall: 13.32 m² Concrete sunning ground: RMB 20 /m² Water tank: 10 pcs Fence wall: RMB 40 /m² Water container: 63 pcs Water tank: RMB 3000 /unit Cooking stove: 33 pcs Water container: RMB 100 /unit Biogas pit: 12 pcs Cooking stove: RMB 200 /pcs TV sattlelite receiver: 5 Biogas pit: RMB 1000 /unit pcs TV sattlelite receiver: RMB 500 / pcs Special Facilities Timber tree: 611 pcs Property Timber tree: RMB 30 /pcs and Land-attached Compensation at replacement cost: Fruit tree: 531 pcs holders Fruit tree: RMB 100/ pcs Structures Bamboo cluster: 92 Bamboo: RMB 100 / cluster clusters Grave moving: RMB 150 /unit Moving grave: 241 Tractor road: RMB 50000 /km units Pedestrian bridge: RMB 5000 /unit Tract road: 2.223 km Transformer: RMB 50000 /pcs Pedestrian bridge: 2 Spillweir dam: RMB 30000 /unit units Pumping station: RMB 200000 / unit Transformer: 1 unit Canal: RMB 15000 /km Spillweir: 3 units Pumping station: 5 nos Canal: 1.08 km

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3 Institutional Organizations and Responsibilities

In order to achieve the expected results of land acquisition and resettlement implementation, Guiyang Municipal Government has established the Project Steering Group to be responsible for project preparation and implementation, of which, the Director is a vice Mayor of Guiyang City. This Steering Group consist of the members who are the leaders from Water Resources Bureau, Land Administration Bureau, Finance Bureau and Civil Administration Bureau. They have rich experiences in land acquisition, house demolition and resettlement. Under this Steering Group, the PMO is established. The PMO Guiyang City is established in Guiyang Water Resources Bureau, which is responsible for the preparation, coordination, implementation and management of the project. The PMO of Guiyang City has established a 4-person special department, Social & Environment Resettlement Department, to be responsible for land acquisition and resettlement activities.

Correspondingly, Wudang District and Longli County also establish special resettlement offices that are assigned with three full-time working staff. Since resettlement is an comprehensive works with great involvement, coordination among all departments is especially needed. Therefore, the resettlement offices will consist of the members from land resources administration department, forestry administration department, water resources department and agriculture department who have rich experiences in land acquisition and resettlement. Similarly, the affected towns and villages must also assign 1-2 cadres to be responsible for respective resettlement works. The institutional organization for resettlement management is shown in Figure 3-1.

Guiyang PMO

Social & Environment Resettlement Dept. (4 persons)

Wudang PMO Longli County PMO External RP Design Monitoring Agency Institute Resettlement Office Resettlement Office (3 persons) (3 persons)

Resettlement Offices of Affected Towns

Affected Villages, Groups & People

Figure 3-1: Institutional Organization for Resettlement Management

4 Grievance Redress

During the preparation of the RP, the public participation was encouraged, and thus there will not be any big issues. However, there would be some unforeseen issues happening during such process. In order to effectively settle the issues and ensure the smooth implementation of the project construction and land acquisition, an effective and transparent channel for lodging complaints and grievance has been established, as shown in the follow Figure 4-1. The basic channels for grievance are:

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Stage 1: Any APs, who encounter any infringement on their entitlements during land acquisition, house demolition and resettlement, may report to the villagers’ committee. The villagers’ committee or the APs may directly apply to the resettlement offices of town or district (county) for resolution. The resettlement offices must record the complaints and resolve the problems within 2 weeks after the receipt of such complaints through discussion and consultation with the local villagers’ committee and the APs. Stage 2: If the APs who lodge the complaints are not satisfied with the results of stage 1, they may lodge grievance to the PMO of Guiyang City after receiving the decision. The latter shall make resolution within two weeks. Stage 3: If the persons who lodge the complaints are still not satisfied with the decision of the PMO of Guiyang City, they may, after receiving the decision, lodge complaints to the administrative organs for arbitration level by level according to Administrative Procedure Law of the People's Republic of China. Stage 4: If the persons are still dissatisfied with the above decision, they may, after receiving the arbitration decision, appeal to the People’s Court in accordance with Civil Procedure Law of the People’s Republic of China.

Relevant institutions shall accept the complaints and grievance lodged by APs from of charge. The reasonable charges as incurred shall be covered by the contingency of the project. During the whole process of project construction, these grievance procedures remain valid so that the APs may deal with relevant issues.

Legal depts. of city, district (county) Guiyang PMO

Disciplinary Inspection External Resettlem ent Depts. of city, district Res ettlem ent Offices Monitoring Agency (county) of Distric & County Complaints Letter Depts. of city, district (county) Resettlement Offices of Towns

APs / Villagers’ Comm ittee / Village Groups

Figure 4-1: Diagram of Grievance Procedure for APs

5 Resettlement Implementation Plan

5.1 Principles for Resettlement Implementation

Based on the project construction progress, the project shall be completed in different phases from June 2007 to June 2009. The resettlement schedule shall be in consistence with the construction plan. The major works of demolition and relocation will be started from February 2007 and completed by January 2009. The principle for progress arrangement are:

• The project construction shall leave adequate time for land acquisition, house demolition and resettlement before commencement. • Land acquisition and house demolition must be completed three month prior to the commencement of construction. The starting time for land acquisition shall be determined according to the actual work of land acquisition and resettlement.

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• During resettlement, the APs will have the chances to participate in the project. Prior to construction commencement, the range of land acquisition must be announced, RIB must be distributed and public participation must be properly arranged. • All kinds of compensation must be paid to the property owners in full amount within three months after the date of signing the land acquisition agreement. No entities or individuals shall be allowed to utilize such compensation on behalf. No interception or misappropriation of such funds in any causes shall be allowed.

5.2 Implementation Schedule for Resettlement

The overall progress plan for land acquisition, demolition and resettlement shall be developed based on the progress of land acquisition, demolition and resettlement. However, this schedule shall be adjusted accordingly if the overall progress deviates. Details are shown in Table 5-1.

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Table 5-1: Resettlement Implementation Schedule

2006 2007 2008 2009 SL. Tasks 3456789 101112123456789101112123456789101112IIIIIIIV 1 RP Preparation 1.1 Establish resettlement office 1.2 Entrust RP compiler 1.3 Detailed socio-economic survey 1.4 Compiling RP 2 Information Disclosure & Public Participation 2.1 Consultation with relevant depts. & APs 2.2 Disclosure draft RP to APs 2.3 Disclosure of revised RP & RIB to APs, if necessary 2.4 Uploading RP on ADB website 3 FS and RP Approval 3.1 FS approval by MWR and NDRC 3.2 RP approval MWR 3.3 RP approval by ADB 4 Procedures for Construction Land 4.1 Land preliminary examination 4.2 Approval of land use 5 Implementation Stage 5.1 Reservoir Damsite (only land acquisition) Signing land acquisition, resettlement agreements, payment of funds Damsite Civil work commencement Income restoration measures Technical training for APs Reservoir inundated area (land acquisition& house demolition) Signing land acquisition, resettlement agreements, payment of funds Reservoir filling commencement Income restoration measures House relocation Technical training for APs 5.2 Waterworks & pipelines network (only land acquisition) Signing land acquisition, resettlement agreements, payment of funds Civil work commencement Income restoration measures Technical training for APs 6 Monitoring & Evaluation 6.1 Baseline investigation 6.2 Internal Monitoring 6.3 External Monitoring and Evaluation

Remark Critical Path

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