Wales and Borders Rail Franchise 2018: Definitions Agreement
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TO BE EXECUTED AS A DEED DEFINITIONS AGREEMENT SECRETARY OF STATE FOR TRANSPORT (1) and WELSH MINISTERS (2) WORK\31400242\v.5 45763.11 THIS DEFINITIONS AGREEMENT is dated 2018 BETWEEN (1) THE SECRETARY OF STATE FOR TRANSPORT whose principal address is Great Minster House, 33 Horseferry Road, London SW1 P 4DR (the "Secretary of State"); and (2) WELSH MINISTERS whose principal place of business is Crown Building, Cathays Park, Cardiff CF10 3NQ ("Welsh Ministers)" (including, as appropriate, Affiliates or subsidiaries of Welsh Ministers acting on its behalf), each a "Party" and together the "Parties". WHEREAS: (A) The Secretary of State and Welsh Ministers propose to enter into a number of agreements (the "Wales & Borders Agreements") in connection with Welsh Ministers acting as agent for the Secretary of State in respect of certain English services which are specified in a Welsh franchise agreement. (B) The Secretary of State and Welsh Ministers wish to set out in this Agreement, definitions of the terms used in the Wales & Borders Agreements. NOW IT IS AGREED as follows: 1. CONSTRUCTION AND INTERPRETATION In the Wales & Borders Agreements, except to the extent the context otherwise requires: (a) words and expressions defined in the Railways Act have the same meanings when used therein provided that, except to the extent expressly stated, "railway" shall not have the wider meaning attributed to it by Section 81 (2) of the Act; (b) words and expressions defined in the Interpretation Act 1978 have the same meanings when used in the Wales & Borders Agreements; (c) the words "include", "including" and "in particular" are to be construed without limitation; (d) references to any person include its successors, transferees or assignees; (e) headings and references to headings shall be disregarded in construing the Wales & Borders Agreements; (f) references to any enactment include any subordinate legislation made from time to time under such enactment and are to be construed as references to that enactment as for the time being amended or modified or to any enactment for the time being replacing or amending it and references to any subordinate legislation are to be construed as references to that legislation as for the time being amended or modified or to any legislation for the time being replacing or amending it; (g) references to an agreement or any other document shall be construed as referring to that agreement or document as from time to time supplemented, varied, replaced, amended, assigned or novated; and (h) words importing the masculine gender include the feminine and vice-versa, and words in the singular include the plural and vice-versa. 2. DEFINITIONS WORK\31400242\v.5 2 45763.11 Affiliate means any associated entity including subsidiaries, group companies, individuals representing or employed by the party, wholly owned entities or ioint venture parties Agency Agreements means Agency Agreement no. 2, Agency Agreement no. 3 and any subsequent agency aQreements between the Parties (as aoolicable) Agency Agreement no 2 means the agency agreement dated 28 September 2017 entered into between the Parties Agency Agreement no 3 means the agency agreement to be entered into between the Parties on or about the date of this Agreement Baseline Franchise Agreement means the Complete c;3reen Baseline Franchise Aoreement held bv the Secretary of State Bidder means those persons who have been prequalified to receive an ITT and who are proposing to prepare a tender response to the ITT C&C Agreement has the meaning given to that term in clause 4.3 of AQencv AQreement no.3; Change has the meaning given to that term in a Welsh franchise aQreement Control Period means a Network Rail control period Core Valley Lines means the infrastructure in and around Cardiff which is proposed to be transferred from Network Rail to Welsh Ministers Current Franchise Operator means Arriva Trains Wales/Trenau Arriva Cymru Limited Current Franchise Agreement means the Franchise Agreement between the Strategic Rail Authority, Arriva Trains Limited and Arriva Trains Wales/Trenau Arriva Cymru Limited (the Current Franchise Operator) dated 18 October 2003 CVL network infrastructure means: a) Cardiff Bay station to Rhymney station; b) Heath Junction to Coryton Station; c) Ystrad Mynach South Junction to Cwmbargoed; d) Cardiff Queen St North Junction to Merthyr Tydfil Station; e) Abercynon Junction to Hirwaun; WORK\31400242\v.5 3 45763.11 f) Pontypridd Junction to Treherbert; and g) a portion of the railway between Cardiff Queen Street South Junction and Cardiff West Junction to be determined by Welsh Ministers and Network Rail Deep Dive means any OLR-related investigation needed to obtain further information from the Franchisee on any element of the Welsh franchise agreement in order to inform decisions on further action, which is carried out pursuant to and in accordance with clause 8 of the OLR Subcontracting Agreement Definitions Agreement means this Agreement Devolved Transport Body means any of: a) Scottish Government; b) sub national transport body; c) local transport authority; or d) statutory or non-statutory body; which has or exercises devolved legal powers and duties in respect of transport Dispute means any dispute arising out of or in connection with the Wales & Borders Agreements Dispute Resolution Rules means the procedures for the resolution of disputes known as "The Railway Industry Dispute Resolution Rules", as amended from time to time in accordance with the terms thereof. The rules are available at: http://accessdisputesrail.org/RIDR/RIDR%20Rules. Pdf (or such other applicable web address that is adopted from time to time) Effective Date means the date on which this Agreement is executed and delivered by the Secretary of State and Welsh Ministers England-only Services means a railway passenger service which is procured as part of a Welsh franchise agreement but which operates solely in England and does not make any scheduled calls in Wales English component of a Welsh service means an English service (other than an England only service) so far as it involves the carriage of passengers by railway in England and is otherwise not a Welsh component of a Welsh service WORK\31400242\v.5 4 45763.11 English services means that part of a Welsh service which is not a Welsh component of a Welsh service or a Wales- only service and which is specified in or delivered through the Welsh franchise agreement English services includes England-only services English station means a Station in England at which the Franchisee calls as part of the Train Service Requirement specified in a Welsh franchise agreement Fourth Railway Package means: (a) Regulation (EU) 2016/796 on the European Union Agency for Railways and repealing Regulation (EC) 881 /2004; (b) Directive (EU) 2016/797 on the interoperability of the rail system within the European Union (Recast of Directive 2008/57/EC); (c) Directive (EU) 2016/798 on railway safety (Recast of Directive 2004/49/EC); (d) Regulation (EU) 1370/2007 as amended by Regulation (EU) 2016/2338, which deals with the award of public service contracts for domestic passenger transport services by rail; (e) Directive 2012/34/EU (Recast) as amended.by Directive 2016/2370/EU, which deals with the opening of the market of domestic passenger transport services by rail and the governance of railway infrastructure; and (f) Regulation (EU) 2016/2337 repealing Regulation (EEC) 1192/69 on the normalisation of the accounts of railway undertakings Franchisee means the party which Welsh Ministers propose to contract with, and subsequently contract with, oursuant to a Welsh franchise agreement Funding and Outputs Agreement means the funding and outputs agreement to be entered into between the Parties on or about the date of this Agreement Hold Harmless Agreement means the hold harmless agreement to be entered into between Welsh Ministers and Network Rail HS2 Project means the construction and development of a proposed high speed railway from London to Birmingham and the north and all related infrastructure works WORK\31400242\v.5 5 45763.11 ITT means an Invitation to Tender and relates to Welsh Minister's planned procurement of the Franchisee to be a party to a Welsh franchise agreement Joint Ministerial Committee means a consultative body established by a memorandum of understanding between the UK Government and the devolved administrations in Wales, Scotland and Northern Ireland. The Joint Ministerial Committee seeks to act as a focus for the co-ordination of the relationships between these administrations Joint Parties' Agreement means the agreement signed as between the National Assembly for Wales (as Welsh Ministers were then) and the Secretary of State for Transport, dated 16 March 2006 Joint Steering Group means the joint steering group to be established by the Parties in accordance with Agency Agreement no 3 Joint Strategic Board means the joint strategic board to be established by the Parties in accordance with the Co-operation & Collaboration Aqreement Network Rail means Network Rail Infrastructure Limited OLR means operator of last resort OLR Advisers means ARUP, EY or SNC Laval in, or such other third party that the Secretary of State may appoint, or Welsh Ministers may approve, from time to time OLR Services has the meaning given to it in Recital D of the OLR Subcontractinq Agreement OLR Subcontracting Agreement means the subcontracting of operator of last resort services agreement to be entered into between the Parties on or about the date of this Agreement ORR means the Office of Rail and Road Other Franchised Services means franchised passenger rail services operated by Other Franchisees Other Franchisee means the operators of those franchised passenger rail services which operate in England but within the Wales & Borders Franchise Area under a franchise agreement to which the Secretary of State is party Passenger Transport Executive means passenger transport executives who implement transport policy and public transport expenditure plans on behalf of passenger transport authorities Performance Benchmark means any of the Cancellations Benchmarks, Capacity Benchmarks and TOC Minute Delay WORK\31400242\v.