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TECHNICAL BRIEF VOLUME 4 - ELECTROFORMING

Leveraging the Precision of Electroforming over Alternative Processes When Developing Nano-scale Structures

Electrical and mechanical component and subsystem designers generally have five techniques to consider when deciding how to fabricate their ultra-miniature metallic components: electroforming, electrochemical (ECM), photochemical machining (PCM), and , and electrical discharge machining (EDM).

While many factors will enter a decision, on the basis of pure precision, electro- excels. Additional advantages include layering options (electroformed metal can be molecularly bonded together) and the ability to introduce differ- ent substrate materials to produce complex structures. Common components include: nozzles, slits, clips, screen, mesh, embossing tools, and encoder disks, used in medical, ink jet, laboratory, LCD, and fluidics applications. TECHNICAL BRIEF LEVERAGING THE PRECISION OF ELECTROFORMING

Precision at this scale is a science When manufacturing at nano-scale with extremely close tolerances many factors come into play that are not inherently present at larger scale. And as a component gets smaller the challenges are incre- mental. The five methods of nano-scale manufacturing can therefore be ranked from top to bottom as a matter related to the tolerances that one can achieve of and between each feature. As seen here, electroforming offers the most desirable tolerance.

Fabrication Technique Feature Tolerance % Difference Vs. Electroforming Electroforming ± 2 microns Electrochemical Machining (ECM) ± 5 microns 150% Photochemical Machining (PCM) ± 25 microns 1150% Laser Cutting ± 50 microns 2400% Electrical Discharge Machining (EDM) ± 50 microns 2400%

The reason these methods differ in precision cating micron-scale metallic components is due to the underlying science of how they as well as for making injection molds used work — for example, how they either add for forming nonmetallic microstructures or subtract very small amounts of material with nano-scale features. Benefits include from a surface and the way they are able to low-cost, high-quality production plus high contour a shape in three dimensions (if a repeatability. Such structures may be free- particular method can at all). Each method standing or connected together with tabs to therefore “locks in” the manufacturer to a facilitate handling or mounting for additional certain level of precision before fabrication processing. Electroforming is ideal for fabri- even starts. cating complex parts such as micro-nozzles, Electroforming inject nozzles, orifice plates, nozzle plates, Compared to other metal forming pro- Let’s look at each one of these methods in cesses electroforming is very effective slits, screens, mesh, disks for products like turn to see why. when requirements call for extreme nebulizers, and more. tolerances, complexity or light weight. The precision and resolution inherent Electroforming The process deposits metal onto a (typically in the photographically produced con- Precision electroforming is an additive pro- glass) that has been coated with a ductive patterned substrate, allows finer cess in which 2-D and 3-D* microstructures very thin metal layer covered with photo- geometries to be produced to tighter are formed by electrochemically depositing resist. The photoresist is photo-imaged so tolerances while maintaining superior edge definition with a straight and metal onto a precisely patterned photoresist that after it is exposed to light a pattern of smooth finish. Electroformed metal is mandrel. Electroforming is ideal for fabri- openings appears in the photoresist, expos- extremely pure, with superior properties over wrought metal due to its refined crystal structure.

*While electroforming technically produces three dimensional, or 3-D components, for the purpose of this discussion 3-D is limited to singularly formed (if not multi-layer) devices due to the necessity to be able to remove the part from a mandrel..

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ing some of the underlying metal — open- Electrochemical Machining (ECM) ings that correspond to the features to be ECM can be thought of as reverse elec- fabricated. The pattern is created by UV light troforming. Like electroforming, both the shining through a photo-mask that a design- part to be fabricated and an electrode are er creates on a CAD system. The technology immersed in an electrolytic bath. A high is commonly referred to as photolithography. electric current passes through an electrolyte The mandrel with the photo-imaged metal between an electrode (called a tool) and the layer is immersed in an electrolytic bath con- fabricated part, separated by an 80-800 milli- taining an ionized solution, and a positively meter gap. But unlike electroforming, instead Electrochemical Machining (ECM) charged cathode made of a metal such as of adding material to the part, ECM removes it. Following a programmed path the tool Unlike electroforming, instead nickel (Ni). The metal from the cathode pass- of adding material to the part, sculpts the part by essentially pulling off es to and bonds with the parts of the metal ECM removes it. that are on the mandrel through the action its electrons and some of the part’s of an electric current. As more and more material into a metal hydroxide, which the metal is deposited, a three-dimensional electrolytic bath carries away. structure rises from the photoresist pattern. Although, like electroforming, ECM works at Depending on the resolution of the mask an atomic level, unlike electroforming it relies image, electroformed features can be ex- on the motion of the tool rather than on the tremely tiny — down to 5 microns (or less) in much more precise method of photolithog- the Metrigraphics’ process. The size of open- raphy to achieve the desired geometries. So, ings, like a nozzle orifice, can be as small as although results are more precise than the 5 microns and in some cases even smaller. other fabrication methods discussed here, they are less precise than those achieved While electroforming technically produces with electroforming, as shown in Table 1. three dimensional components, it is limited to singularly formed devices with no moving Photochemical Machining (PCM) parts. While research and development firms Also called photo , PCM is a subtrac- are proving the capability of additive manu- tive process like ECM but unlike ECM does facturing techniques to produce sub-micron, rely on photolithography. Also, rather than micro-electromechanical devices (MEMs) use an electric current to create features in and other submicron features and parts, for the fabricated part, it instead uses chemical the purpose of this brief our discussion is agents. The process essentially consists of centered single piece designs at 2 microns three steps: 1) creating a photo tool, 2) using and above. the photo tool to image a photoresist-cov-

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ered metal plate; and 3) exposing the metal Laser Processing plate to chemical agents to etch features by Compared to other “macro scale” fabrication removing material from exposed metal. methods like , saws, and cutting, The photo tool consists of two sheets of film lasers are highly precise, very programmable, that have been imprinted with an image of and often less expensive. Lasers do not need the part. Areas containing features are clear; to be replaced nearly as often as these other areas not containing features are opaque. tools and setup is generally straight-forward. The two sheets are then optically and In addition, setup time may be required, mechanically aligned to form the top and resulting in significant expense before the actual part fabrication even begins. On the bottom halves of the tool. Laser Processing other hand, lasers are far less adept at mak- The metal plate is formed by cutting a metal Lasers are highly precise, but ultra-small ing the types of ultra-miniature components sheet to size and laminating it on both sides patterns and dimensional shapes are a for which the first three methods discussed challenge to achieve with laser cutting with a UV-sensitive photoresist. Placing the here are often employed. One reason is that and drilling techniques. plate between the two sheets and exposing the width of the laser beam is proportional it to UV light causes the exposed areas of to its power. That means that the beam may the photoresist (where the film is clear) to be too wide to cut very small features if the be hardened. The photoresist that is not material is too hard or too thick. Another hardened is then washed away from the issue with lasers is that, although well-suited unexposed areas. for creating complex 2-D shapes, they are The metal plate is then sprayed on both less well-suited for creating complex shapes sides with an etching solution, frequently fer- in three dimensions. ric chloride. The solution corrodes away the unprotected metal, leaving a sheet of fabri- Editor’s Note: Ultra fast, short pulse femto- cated parts, which are then cleaned, dried, second lasers have been demonstrated to be and singulated into individual components. potentially viable in building up nano-struc- tures on silicon carbide, but to the best of Despite being a photolithographic process, our knowledge this is not yet a commercially PCM is less precise and harder to control viable technology. than is electroforming or ECM. A chemical agent’s action cannot be as precisely con- With a laser, the cutting action occurs when trolled as can electric current or voltage. Fea- light from a laser (typically a CO2 laser with tures are also less uniform. That’s because the an energy of 1500 to 2600 watts) passes action of the chemical agent is more intense through a slit and is directed by mirrors at the deeper the chemical goes into the the material to be cut. Parts are typically cut metal — so channels are wider (and feature as two-dimensional designs from sheets of walls thinner) at the bottom than at the top. metal, ceramics, and certain plastics held in a beneath a laser moving above the

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sheet in a programed X and Y — but typical- of material from both — which is flushed ly not Z or three-dimensional — pattern. As away by adding new liquid dielectric to the discussed earlier, electroforming and PCM inter-electrode volume. (Note: Because the can create complex 3-D shapes by adding cathode is also losing material in the process, layers of material (in electroforming) or sub- it continually needs to be replenished — tracting subtracted layers (in PCM). typically by bringing more cathode wire into In ECM and in EDM (to be discussed next) the bath.) the electrically charged tool these Of all the methods discussed, EDM is the methods employ can sculpt the parts in least suitable for fabricating very small parts three dimensions. or parts with extreme tolerances. Besides be- Electric Discharge Machining (EDM)

ing fairly imprecise compared to these other EDM is the least efficient process when Mechanically aligning the laser (even under methods, sparking is also likely to leave a tolerances are critical. Pitting and burrs computer control) is also inherently less are common artifacts of the process. pitted surface along with burrs (bits of excess precise than using electric current — as in metal) that must be polished away. electroforming, PCM, and ECM — to either add or subtract microscopically thin layers of material. How Important Is Electric Discharge Machining (EDM) Precision To You? This method is somewhat similar to ECM If precision ranks high on your list of priori- in that a cathode work tool (in this case, a ties, then you may wish to consider fabri- wire tip) comes into near-contact with an cation using electroforming. The science of oppositely charged fabricated part, both of photolithography has proven time and time which are immersed in an electrolytic bath. again that adding and subtracting materials Two key differences are that: 1) in EDM the using this method creates parts with the bath is non-conductive (i.e., it’s a dielectric) most perfected and repeatable outcomes. and, 2) Because the electrolytic is non-con- ductive, sparking occurs when the voltage difference between the cathode and the part exceeds the electrical resistance of the dielectric. Enough voltage is applied so that the resistance of the dielectric is overcome and current (sparks) flow from the tool to the part, taking away minute bits

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