The Reader and the Poet

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The Reader and the Poet THE READER AND THE POET THE TRANSFORMATION OF LATIN POETRY IN THE FOURTH CENTURY A Dissertation Presented to the Faculty of the Graduate School of Cornell University in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy by Aaron David Pelttari August 2012 i © 2012 Aaron David Pelttari ii The Reader and the Poet: The Transformation of Latin Poetry in the Fourth Century Aaron Pelttari, Ph.D. Cornell University 2012 In Late Antiquity, the figure of the reader came to play a central role in mediating the presence of the text. And, within the tradition of Latin poetry, the fourth century marks a turn towards writing that privileges the reader’s involvement in shaping the meaning of the text. Therefore, this dissertation addresses a set of problems related to the aesthetics of Late Antiquity, the reception of Classical Roman poetry, and the relation between author and reader. I begin with a chapter on contemporary methods of reading, in order to show the ways in which Late Antique authors draw attention to their own interpretations of authoritative texts and to their own creation of supplemental meaning. I show how such disparate authors as Jerome, Augustine, Servius, and Macrobius each privileges the work of secondary authorship. The second chapter considers the use of prefaces in Late Antique poetry. The imposition of paratextual borders dramatized the reader’s involvement in the text. In the third chapter, I apply Umberto Eco’s idea of the open text to the figural poetry of Optatianus Porphyrius, to the Psychomachia of Prudentius, and to the centos from Late Antiquity. These novel forms of poetry are all structurally dependent upon their reader. The fourth chapter turns to a particularly Late Antique form of allusion, in which the poet reproduced the exact words of his source in a different sense. This transpositional mode of allusion is characteristic of the Late Antique creation of a classical past; for it allows the poet to be, in a radical sense, a reader. Because the text’s struggle to mean was of central importance in Late Antiquity, poets came to create space for reading. The fragmented surface of a Late Antique poem draws attention to the necessary presence of the reader, and it draws that reader in. BIOGRAPHICAL SKETCH Aaron David Pelttari was born on 28 December 1982 in Rockford, Illinois to Kal and Carole Pelttari. He graduated with a BA in Classical Studies from Hillsdale College in 2004. In 2006, he graduated from the University of California Santa Barbara with an MA in Classics, and he began the PhD program at Cornell University in August of 2006. He has been married to Natalia Tobar since May of 2004 and has two sons, David Timoteo and Lucas Samuel. iii For Natalia iv ACKNOWLEDGEMENTS I am glad to have accumulated many debts in writing this dissertation. Éric Rebillard read more drafts than either of us probably care to remember. His incisive reading lies behind whatever structure and clarity the final form possesses. Michael Fontaine was a careful and enthusiastic reader, and he corrected my thought and language in many places. Joseph Pucci was the best of external readers. His kindness and encouragement reminded me to enjoy the long days of working on Late Antique Latin poetry. Hayden Pelliccia improved the whole of my dissertation with his perceptive questioning. Erik Kenyon, Zachary Yuzwa, and Jeffrey Leon read early drafts of each chapter. A number of other friends and colleagues read or discussed with me various parts of this dissertation at various stages in my writing of it. In particular, my thanks go out to Kim Bowes, Kim Haines-Eitzen, Gavin Kelly, Cillian O’Hagan, Christopher Polt, Suzanne Rebillard, and Catherine Ware. Despite the wise counsel I received, I stubbornly stuck to my ideas more often than I probably should have. Any faults of fact or judgment that remain are entirely my own. My greatest debt is to my wife, who encouraged me to begin, continue, and finish this project. My son David has grown with this dissertation, and Lucas was born just as I was completing the final draft. I owe them many sleepless nights and countless joys. v TABLE OF CONTENTS Acknowledgments v Introduction: Late Antique Poetry and the Figure of the Reader 1 Chapter one: Text, Interpretation, and Authority 13 I. Jerome and Augustine on Scriptural Interpretation 14 a. Jerome and the Writing of Scriptural Commentary 14 b. Augustine and the Reader’s Involvement 19 II. Macrobius and the Reading of Vergil 27 a. Macrobius on Authority and Imitation 28 b. Interpreting Vergil in Late Antiquity 35 III. Conclusion 48 Chapter two: Prefaces and the Reader’s Approach to the Text 50 I. Prefaces and Post-Classical Poetry 54 II. The Allegorical Prefaces of Claudian and Prudentius 62 III. The Prose Prefaces of Ausonius 70 a. The Rules of the Game 70 b. Distant Texts 73 c. The Reader’s Control 76 IV. Conclusion 80 Chapter three: Open Texts and Layers of Meaning 82 I. The Figural Poetry of Optatianus Porphyrius 84 a. Pattern Poems 85 b. A Proteus Poem 86 c. Versus Intexti 90 II. Prudentius’ Psychomachia 96 a. The Predecessors of Prudentius 97 b. The Allegory of the Psychomachia 103 III. The Latin Centos 109 a. The Reader and the Cento 112 b. The Cento in Late Antiquity 119 IV. Conclusion 128 Chapter four: The Presence of the Reader: Allusion in Late Antiquity 131 I. The Referentiality of Classical Allusion 132 II. Current Approaches to Allusions in Late Antique Poetry 145 III. Non-Referential Allusions 150 IV. Juxtaposed Allusions 157 V. The Apposed Allusion in Late Antiquity 163 VI. The Canon of Classical Literature 171 VII. Towards a New Theory of Appropriation 176 VIII. Conclusion 181 Conclusion: The Space that Remains 184 Bibliography 189 vi LIST OF ABBREVIATIONS For the poems of Ausonius, Claudian, and Prudentius, I have used the abbreviations employed by Cunningham, Hall, and Green, in their separate editions. For other authors and texts, I have used the abbreviations in the third edition of the Oxford Classical Dictionary. For authors and texts not cited by the OCD, I turned to the second edition of the Index to the Thesaurus Linguae Latinae. vii Introduction Late Antique Poetry and the Figure of the Reader Claudian began the De raptu Proserpinae by asking the gods of the underworld to uncover for him their deepest secrets (vos mihi sacrarum penetralia pandite rerum / et vestri secreta poli, Rapt. 25-6). He imagines poetry as something hidden that needs to be uncovered. In contrast, Vergil began the Aeneid by asking the Muse to remind him of the reasons why Juno hated the Trojans (Musa, mihi causas memora, Aen. 1.8). In the Aeneid, the poet asks for a reminder and not for a revelation of some deeper truth. Between the first century BCE and the fourth century CE there occurred a broad shift in how poets conceived of the reader’s role in making meaning of the words on the page. In Late Antiquity, poets came to describe their material as needing interpretation, recovery, and activation. The figure of the reader structures the poetry of the period, and so my focus upon the reader will reveal how a series of fragmentary and performative tropes work for poets such as Ausonius, Claudian, and Prudentius. I focus upon the long fourth century, because that period saw the full development of this characteristically Late Antique aesthetics, in which poets constructed their identity in and through their readers’ presence. When I describe the reader as central to Late Antique poetics, I am making a comparative and historical claim. Excellent scholars have suggested both that Late Antique aesthetics is a misleading category and that such literary historical arguments are not worth making. Before Michael Roberts published The Jeweled Style (1989), it was common for authors writing in 1 English to describe imperial poetry as having declined from a high point under the rule of Augustus.1 But rather than change or decline, some scholars have preferred to see a continuity between earlier and later imperial poetry. Thus, John Hall rejected Roberts’ arguments concerning Late Antique style, because some later authors (he names Prudentius and Claudian) “are fine writers, have something to say, and know how to say it.”2 In this view, all Latin poets of quality aspire to the same Classical ideals. We would, he implies, be better off to avoid talk of aesthetic change since some authors could still meet the standards of Vergil, or at the least of Statius. But if we remove historical change from our understanding of later Latin poetry, we remove the context that gave it life. If we describe Ancient Latin poetry as an ideal space, essentially continuous from Livius Andronicus to Claudian, we ignore the individual contours within that tradition. To be sure no one has actually argued for continuity in so extreme a form as this.3 However, I do think it important to balance explanations of similarity with arguments for difference. While the historical arguments in this dissertation point to a series of differences between Classical and Late Antique poetics, I would never want to suggest that there are not also important similarities. And, if we knew more about the literature of the second and third centuries CE, we would probably be able to say more about the historical development of Latin poetry.4 Nor do I want to suggest that Late Antique poetry is itself uniform. Ausonius and Claudian are quite different authors, and much work remains to be done on the relation between individual poets within Late Antiquity.
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