Surface Science 540 (2003) 12–22 www.elsevier.com/locate/susc
Kinetics of phosphine adsorption and phosphorus desorption from gallium and indium phosphide (001)
Y. Sun, D.C. Law, R.F. Hicks *
Department of Chemical Engineering, University of California (UCLA), 405 Hilgard Avenue, Los Angeles, CA 90095-1592, USA Received 11 October 2002; accepted for publication 5 June 2003
Abstract The kinetics of phosphine adsorption and phosphorus desorption from gallium and indium phosphide (0 0 1) has been determined using reflectance difference spectroscopy to monitor the phosphorus coverage in real time. Assuming a Langmuir adsorption mechanism, phosphine exhibited an initial reactive sticking coefficient at 500 Cof 8.7 ± 1.0 · 10 2, 3.5 ± 1.0 · 10 2 and 1.0 ± 0.2 · 10 3 on the GaP (2 · 4), GaP (1 · 1) and InP (2 · 4) reconstructions, respectively. The sticking coefficient increased with temperature on the gallium phosphide surfaces, exhibiting an ac- tivation energy of 0.5 ± 0.2 eV, while on indium phosphide, no temperature dependence was observed. The desorp- tion of phosphorus from the GaP (2 · 1) surfaces was first-order in coverage with rate constants of 5:0 1015 (s 1) exp()2.6 ± 0.2 (eV)/kT). These results may be used to estimate the feed rate of phosphine relative to the group III precursors during the metalorganic vapor-phase epitaxy of gallium and indium phosphide. 2003 Elsevier B.V. All rights reserved.
Keywords: Gallium phosphide; Indium phosphide; Phosphine; Adsorption kinetics; Sticking
1. Introduction achieve lattice matching of the alloy films to their binary counterparts. This is particularly true for
Compound semiconductor devices, such as InxGa1 xAsyP1 y, where it is found that the y value edge-emitting lasers, heterojunction bipolar tran- in the alloy follows a nonlinear dependence on the sistors and multi-junction solar cells, are com- ratio of the group V precursors fed to the reactor posed of thin films of gallium arsenide, gallium [6,8–10]. For example, when only a small amount phosphide, indium arsenide, indium phosphide, of arsenic is required in the film, the alloy com- and alloys thereof [1–4]. These materials are position is very sensitive to the phosphine addition deposited by metalorganic vapor-phase epitaxy rate. (MOVPE), using volatile precursors of the group The nonlinear dependence of the alloy compo- III and V elements [5–7]. The feed rates of the sition on the concentrations of the group V pre- precursors are carefully controlled in order to cursors in the gas is due to the fact that the decomposition rates of these species are controlled * Corresponding author. Tel.: +1-310-206-6865; fax: +1-310- by heterogeneous chemical reactions [5,6]. The prin- 206-4107. cipal surface reactions occurring during MOVPE E-mail address: [email protected] (R.F. Hicks). are (1) the irreversible adsorption of arsine and
0039-6028/$ - see front matter 2003 Elsevier B.V. All rights reserved. doi:10.1016/S0039-6028(03)00834-3 Y. Sun et al. / Surface Science 540 (2003) 12–22 13 phosphine; and (2) the desorption of arsenic and Inside the UHV chamber the gallium phosphide phosphorus. It has been found that group V-rich samples were heated to 300 or 550 C for 20 min to surfaces prevent the incorporation of undesired create either a (2 · 1), or a (2 · 4) reconstruction. impurities in the films, so to insure this condition For indium phosphide, the (2 · 1) and (2 · 4) during growth, V/III feed ratios between 10 and structures were generated by annealing at 300 and 500 are employed [7,8,11,12]. 450 C for 20 min. After cooling the samples to 25 In this work, we have determined the kinetics C, the long range ordering on the surfaces was of phosphine adsorption and phosphorus desorp- characterized by low-energy electron diffraction tion from gallium and indium phosphide (0 0 1) (LEED). In addition, reflectance difference spectra at surface coverages ranging from 0.13 to 1.00 of the surface reconstructions were recorded with monolayers (ML) of phosphorus. These experi- an Instruments SA J-Y Nisel RD spectrometer [13– ments were carried out on MOVPE-grown sur- 15]. The measured signal, ReðDR=RÞ, corresponded faces in well-controlled ultrahigh vacuum (UHV) to the difference in the real part of the optical conditions. Changes in the P coverage during iso- reflectance measured along the [1 1 0] and [1 1 0] thermal adsorption and desorption were recorded crystal axis, i.e., ½ðR½1110 R½110 Þ=hRi . Baseline using reflectance difference spectroscopy. By solv- drift was subtracted from the data by taking the ing the mass balances for the adsorbed phospho- average of two spectra collected with the polarizer rus on the different reconstructions, we were able oriented +45 and )45 relative to the [1 1 0]. to extract the heterogeneous reaction kinetics Reflectance difference signals were recorded at from these data. It was found that the sticking specific energies (see below) during the isothermal probability of phosphine is higher on gallium adsorption of phosphine or desorption of phos- phosphide than on indium phosphide, while the phorus. First the samples were annealed to pro- rate of phosphorus desorption is lower on the duce the group III-rich (2 · 4) reconstructions. former surface compared to the latter one. These Then the temperature was adjusted to a desired data can explain why relatively high V/III feed value, and phosphine was introduced through a ratios are used during the MOVPE of these ma- leak valve at pressures ranging from 10 7 to 10 4 terials. Torr for times ranging from 5 to 15 min. The pressures were measured using an ion gauge fila- ment that was corrected with a known calibration 2. Experimental methods factor [16]. Conversely, isothermal desorption data were taken immediately after closing the leak valve Gallium and indium phosphide films, approxi- at background pressures below 10 9 Torr. Peri- mately 0.5 lm thick, were deposited on nominally odically during these measurements, the surface flat GaP and InP(0 0 1) substrates in a horizontal structure was checked by LEED. All the experi- MOVPE reactor. The hydrogen carrier gas was ments were conducted at phosphorus coverages passed through a SAES Pure Gas hydrogen puri- between 0.13 and 1.00 ML [13,14]. fier PS4-MT3-H to remove any oxygen, nitrogen or hydrocarbon contamination. The total reactor pressure was 20 Torr and the substrate tempera- 3. Results ture was 585 and 565 C for GaP and InP growth. Trimethylgallium, trimethylindium, and tertiary- 3.1. Data analysis butylphosphine (TBP) were introduced to the re- actor at partial pressures of 1.3 · 10 4, 6.5 · 10 4, Previous studies have shown that the gallium and 1.3 · 10 1 Torr, respectively. After deposition, phosphide (0 0 1) surface exhibits three stable re- the TBP flow and the H2 flow were maintained constructions, the d(2 · 4), (1 · 1) and (2 · 1) until the samples were cooled to 300 and 40 C, [13,17]. As shown in Table 1, these structures are respectively. Then the crystals were transferred covered with 0.13, 0.67 and 1.00 ML of phos- directly to an UHV system for surface analysis. phorus. On the other hand, the indium phosphide 14 Y. Sun et al. / Surface Science 540 (2003) 12–22
Table 1 Surface structures observed on GaP and InP(0 0 1) [13,15,18] Surface phases GaP InP dð2 4Þ (1 · 1) (2 · 1) dð2 4Þ rð2 4Þ (2 · 1) P coverage 0.13 0.67 1.00 0.13 0.25 1.00 Ga/In coverage 0.87 0.33 0.00 0.87 0.75 0.00
(0 0 1) surface may be terminated with dð2 4Þ, rð2 4Þ,or(2· 1) phases with P coverages of 0.13, 0.25, or 1.00 ML, respectively [18–20]. Under InP(2x1) 0.005 super-P-rich conditions, a mixed (2 · 1) and (2 · 2) reconstruction is formed with between 1.00 and
1.50 ML of phosphorus [19]. In this study, the R/R) (2 · 2) phase is not examined. ∆ 0.000 InP(2x4)
Shown in Fig. 1 are reflectance difference spec- Re ( tra of the (2 · 1), (1 · 1) and (2 · 4) reconstructions of GaP(0 0 1) recorded at 500 C. The spectrum of -0.005 the (2 · 1) contains a series of weak negative bands between 1.7 and 2.7 eV, and two positive peaks at 2.9 eV 3.4 and 4.9 eV. The spectrum of the (1 · 1) exhibits 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 several weak negative bands between 1.7 and 2.5 Photon Energy (eV) eV, and two positive peaks at 3.3 and 4.9 eV. For the (2 · 4), one observes an intense negative peak Fig. 2. Reflectance difference spectra of the InP(0 0 1)-(2 · 1) at 2.2 eV, a shoulder at 2.5 eV, and positive bands and (2 · 4) reconstructions at a substrate temperature of 400 C. at 3.2, 3.8 and 4.9 eV. Shown in Fig. 2 are RD spectra of the (2 · 1) and (2 · 4) reconstructions of metric band centered at 4.0 eV. By contrast, the InP(0 0 1) recorded at 400 C. The spectrum of the spectrum of the (2 · 4) exhibits a broad negative (2 · 1) contains a negative peak at 1.7 eV, an in- band at 1.8 eV and three positive peaks at 2.7, 3.6, tense positive peak at 2.9 eV, and a broad asym- and 4.5 eV. We have found that the RD spectra of mixed- phase GaP or InP(0 0 1) surfaces are linear com- 0.005 3.4 eV binations of the spectra of the pure phases [13,14]. GaP (2x1) In other words, the fraction, x,of(m n) present GaP (1x1) on a surface that contains (m n)and(r q) re- constructions may be determined from the fol- R/R)
∆ 0.000 lowing equation: DR=R ¼ x DR=R þð1 xÞ DR=R Re ( mixed ðm nÞ ðr qÞ GaP (2x4) ð1Þ -0.005 The validity of Eq. (1) has been established by 2.3 eV benchmarking the optical spectra against scanning tunneling micrographs and X-ray photoemission 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 spectra of the surfaces. To measure the fraction of Photon Energy (eV) (m n) in real time, one only needs to monitor the Fig. 1. Reflectance difference spectra of the GaP(0 0 1)-(2 · 1), RD signal at a specific energy where there is a (1 · 1) and (2 · 4) reconstructions at a substrate temperature maximum difference in signal between the (m n) of 500 C. and (r q) reconstructions. Y. Sun et al. / Surface Science 540 (2003) 12–22 15
Referring to Fig. 1, we have found that frac- And for indium phosphide we have tions of (2 · 4) and (2 · 1) phases present on hP ¼ 0:2 hð2 4Þ þ 1:0 hð2 1Þ ð8Þ GaP(0 0 1) are best assessed by tracking the RD signal intensity at 2.3 and 3.4 eV. Both of these In Eq. (8), the 0.2 weighting factor is obtained by positions attain low absolute intensities when the averaging the phosphorus coverages of the r(2 · 4) surface is terminated with the (1 · 1) phase. In and d(2 · 4) phases. Less than 15% error in the particular, the fractional coverages of the (2 · 4) coverage is introduced by this approximation [14]. and (2 · 1) are determined from the following Note that hP is a minimum on the d(2 · 4) recon- equations [13]: struction. Further heating to desorb material from this surface will result in congruent evaporation. I I h ¼ s ð1 1Þ ð2Þ Exposing gallium phosphide (0 0 1) to phos- ð2 4Þ I I ð2 4Þ ð1 1Þ 2:3eV phine at high temperatures (>400 C), leads to the and following reactions: I I 1 2 h s ð1 1Þ 3 ð2 4Þ ¡ ð1 1Þ ¡ ð2 1Þð9Þ ð2 1Þ ¼ ð Þ þ1 þ2 Ið2 1Þ Ið1 1Þ 3:4eV Phosphine adsorption sequentially converts the where I is the intensity of the RD signal at 2.3 or (2 · 4) to the (1 · 1) to the (2 · 1), whereas phos- 3.4 eV, and the subscripts s, (1 · 1), (2 · 4) and phorus desorption reverses this sequence. Batch (2 · 1) correspond to the sample surface, the pure material balances on these three reconstructions (1 · 1), the pure (2 · 4) and the pure (2 · 1) phases, are given by respectively. Finally, the fractional coverage of the (1 · 1) is obtained from the conservation equation: dhð2 4Þ ¼ R þ R ð10Þ dt þ1 1 hð1 1Þ ¼ 1:0 hð2 4Þ hð2 1Þ ð4Þ dh It is estimated that the error in calculating the ð1 1Þ ¼ R R R þ R ð11Þ coverage of each phase from Eqs. (2)–(4) is no dt þ1 1 þ2 2 more than 15% of the value. dhð2 1Þ Referring to Fig. 2, the reflectance signal at 2.9 ¼ Rþ2 R 2 ð12Þ eV is best used to monitor the fraction of the in- dt dium phosphide (0 0 1) surface covered with the where Rþ1 and Rþ2 are the phosphine adsorption 1 (2 · 1) phase [14]: rates (s ), and R 1 and R 2 are the phosphorus desorption rates (s 1). I I h ¼ s ð2 4Þ ð5Þ Similarly, when indium phosphide (0 0 1) is ð2 1Þ I I ð2 1Þ ð2 4Þ 2:9eV dosed with phosphine at elevated temperatures, A balance for this surface yields: the following reaction occurs: h ¼ 1:0 h ð6Þ 3 ð2 4Þ ð2 1Þ ð2 4Þ ¡ ð2 1Þð13Þ In Eqs. (5) and (6), no distinction is made whether þ3 the (2 · 4) is of the r or d type with P coverages of A mass balance on the (2 · 1) phase during this 0.25 or 0.13 ML, respectively. This is because the process is given by reflectance difference spectra for these two recon- dhð2 1Þ structions are identical [14]. ¼ Rþ3 R 3 ð14Þ Based on the information presented in Table 1, dt 1 the phosphorus coverage can be calculated from where Rþ3 is the phosphine adsorption rate (s ), 1 the fractions of each reconstruction present on the and R 3 is the phosphorus desorption rate (s ). surface. For gallium phosphide we have In the following paragraphs, we describe spe- cific adsorption and desorption scenarios that were hP ¼ 0:125 hð2 4Þ þ 0:67 hð1 1Þ þ 1:0 hð2 1Þ ð7Þ examined in this work. Due to the experimental 16 Y. Sun et al. / Surface Science 540 (2003) 12–22
o conditions used, some of the reaction rates could where hð2 1Þ is the initial coverage of the (2 · 1) be neglected, leading to simpler mass balances with structure on the GaP or InP surface. Over a nar- analytical solutions. It is assumed that all the re- row range of temperatures, from 500 to 550 C, we action rates obey a first-order dependence on the have found that the GaP (2 · 1) decomposes into fraction of the phase that is present on the surface. the (1 · 1), but that no further phosphorus de- This approximation is justified in Section 4. sorption occurs for over 8 h, so that hð2 4Þ is 0.0. In this case, Eq. (19) may be substituted into Eq. Case 1: Adsorption without phosphorus desorption (4) to generate: Below 500 C, the amount of phosphorus on the GaP surface remains constant even without o k 2t hð1 1Þ ¼ 1 hð2 1Þe ð20Þ supplying any phosphine to the vacuum cham- ber. Thus, the phosphorus desorption rates, R 1 and R 2 may be omitted from Eqs. (10)–(12). Case 3: Desorption with adsorption on GaP(0 0 1) A Langmuir adsorption mechanism is assumed, At temperatures above 540 C, phosphorus where the first-order rate constant kþi is associated desorption from GaP(0 0 1) was carried out with 8 with the initial sticking coefficient of PH3 on 1.0 · 10 Torr phosphine in the background gas. GaP(0 0 1) (See below in Eq. (23)). Integrating This was done to prevent evaporation and degra- these mass balances with respect to time yields the dation of the crystal surface. Under these experi- following expressions for the fractional coverages mental conditions, only the (1 · 1) and (2 · 4) of the three surface phases, when the initial con- phases were present on the surface, so that Rþ2 and dition is hð2 4Þ ¼ 1:0: R 2 may be neglected in Eqs. (10) and (11). When the initial condition is hð1 1Þ ¼ 1:0, integrating kþ1t hð2 4Þ ¼ e ð15Þ these equations with respect to time gives: k k 1 ðk þk Þ t þ1 kþ2t kþ1t þ1 1 hð1 1Þ ¼ ðe e Þð16Þ hð2 4Þ ¼ ½1 e ð21Þ kþ1 kþ2 kþ1 þ k 1 k k k 1 ðk þk Þ t þ2 kþ1t þ1 kþ2t þ1 1 hð2 1Þ ¼ 1 þ e e hð1 1Þ ¼ 1 ½1 e ð22Þ kþ1 kþ2 kþ1 kþ2 kþ1 þ k 1 ð17Þ The integral mass balances presented above may now be used to analyze the changes in surface where kþ1 and kþ2 are the ‘‘first-order’’ adsorption rate constants (s 1). Similar expressions may be coverages recorded by the RDS technique during derived for indium phosphide, when phosphine the isothermal adsorption and desorption experi- dosing is carried out below 400 C. In this case, ments. Eq. (14) may be integrated with an initial condi- tion of hð2 4Þ ¼ 1:0: 3.2. Phosphine adsorption on GaP(0 01)