UN ITED STATES OFFICE OF GOVERNMENi" EIHI
CERTIFICATE OF DIVESTITURE Certificate No. OGE-2017-009
ELIGIBLE PERSON: Christopher P. Liddell DATE OF ISSUANCE: FEB · ~ 9 2017 White House Office
DIVESTITURE PROPERTY:
[The divestiture property is identified in the attachment to this Certificate.]
This Certificate of Divestiture is issued in accordance with section 1043 of the Internal Revenue Code of 1986 and 5 C.F.R. § 2634.1002 with respect to the specific property described above. I hereby determine that the divestiture of the described property is reasonably necessary to comply with 18 U.S.C. § 208, or other applicable Federal conflict of interest statutes, regulations, rules, or executive orders.
Note that section 1043 of the Internal Revenue Code and the rules of subpart J of 5 C.F.R. Part 2634 provide for nonrecognition of gain in the case of sales to comply with conflict of interest requirements. The rules of Subpart J relate to the issuance of Certificates of Divestiture and the permitted property into which a reinvestment must be made during the 60-day period beginning on the date of such a sale in order for nonrecognition to be pennitted. Such reinvestments are called rollovers, and are limited to obligations of the United States and diversified investment funds as defined in 5 C.F.R. § 2634.1003. The substantive and procedural rules relating to the tax aspects of such sales and rollovers pursuant to the statutory scheme are subject to thejurisdiction of the Internal Revenue Service.
Eligible persons should seek the advice of their personal tax advisors for guidance as to the tax aspects of divestitl1re transactions and whether proposed acquisitions meet the requirements for permitted property. Internal Revenue Service regulations and other guidance should be consulted as to these matters. Internal Revenue Service requirements for reporting dispositions of property and making an election not to recognize gain under section 1043 (IRS Forrn 8824) must be followed by eligible persons wishing to make such an election.
cc: ADAEO, White House Office-
1201.NEW YORKAVENW·SUITE 500 ·WASHINGTON DC·20005 Attachment OGE-2017-009
• 500 shares, Vanguard Info1mation TechnologyETF • 875 shares, Netflix Inc, • 1, 700 shares, New Relic Inc • 700 shares, Tableau Sonware Inc • 1,000 shares, Workday Inc CL A • 352.9827 shares, HUMAN VENTURES LLC • 50 shares, AERA VC SPC LIMITED • 113,619 shares, BLOOMZ INC. • 58,824 shares, CLAS SP ASS, INC. • 90,904 shares, CLOUDNC LTD • 123,456 shares, CONNECTED SIGNALS, INC. • 17,126 shares, ELECTRIC OBJECTS INC. • 250,000 shares, GOODWORLD • 23,752 shares, GWYNNIE BEE INC. • 13,000 shares, PAX LABS, INC. • 36,944 shares, RESERVE • 50,000 shares, TALENTSKY INC. • 73,614 shares, TRACTABLE LTD • 85,015 shares, YANK.A INDUSTRIES INC. (DBA MasterCia~s) • 24,270 shares, Auckland Intl Airport Limited • 16,350 shares, Contact Energy Limited • 12,485 shares, Fletcher Building Limited • 30,550 shares, Port of Tauranga Limited (NS) • 17,395 shares, Sky Netwol'k Television Limited • 15,000 shares, Xero Limited • I 00 shares, Contact Energy Shares • 50,000 units, JOSEPHINE LLC • 9,066,408 units, WME Iris Management Holdco, LLC • l,054,529 units, WME Iris Management Holdco II, LLC • 2.63%, K.ATANA CAPITAL PARTNERS, LP • 1.154 7%, WME VENTURE CAP IT AL, LP • 100% of all financial interests in NOHO Capital LLC that you hold as of the date of this Certificate of Divestiture • $100,000 conve1iible note, DWNLD, Inc. (Convertible Promissory Note) • $100,000 convertible notes, HELIX NANOTECHNOLOGIES, INC (Convertible Promissory Note) • $75,000 convertible notes, LEAP TECHNOLOGIES (Convertible Promissory Note) • $75,000 convertible notes, PEERSPACE, INC. (Convertible Promissory Note) • $100,000 convertible notes, THEYCALLMESWIFT LLC (Convertible Promissory Note) • $200,000 convertible promissory note, FACT LABS (Convertible Promissory Note) • $75,000 convertible promissory note, HOMESUITE INC • $112,110 convertible promissory note, SMARTDIGITAL HOLDINGS, INC. (dba Elevate Digital) ········································· ···································· • · t40;1··3·7·· warrants;SMA:R'fDIGITAL·· HOLDINGS;··INC(dbaEJevateDigital)··· UNITED STATES OFFICE OF GOVERNMEN1 ETHTC
CERTIFICATE OF DlVESTITURE Certificate No. OGE-2017-010
ELIGIBLE PERSON: Renee Watremez Barbers DATE OF ISSUANCE: FEB "· $ 2017 [Spouse of Christopher P. Liddell] White House Office
DIVESTITURE PROPERTY:
[The divestiture propc1·ty is identified in the attachment to this Certificate.]
This Certificate of Divestiture is issued in accordance with section 1043 of the Internal Revenue Code of 1986 and 5 C.F.R. § 2634. l 002 with respect to the specific property described above. I hereby determine that the divestiture of the described property is reasonably necessary to comply with 18 U.S.C. § 208, or other applicable Federal conflict of interest statutes, regulations, rules, or executive orders.
Note that section 1043 of the Internal Revenue Code and the rules of subpart J of 5 C.F.R. Part 2634 provide for nonrecognition of gain in the case of sales to comply with conflict of interest requirements. The rules of Subpart J relate to the issuance of Certificates of Divestiture and the permitted property into which a reinvestment must be made during the 60-day period beginning on the date of such a sale in order for nonrecognition to be permitted. Such reinvestments are called rollovers, and are limited to obligations of the United States and diversified investment funds as defined in 5 C.F.R. § 2634.1003. The substantive and procedural rules relating to the tax aspects of such sales and rollovers pmsuant to the statutory scheme are subject to the jurisdiction of the Internal R¢venue Service.
Eligible persons should seek the advice of their personal tax advisors for guidai1ce as to the tax aspects of divestiture transactions and whether proposed acquisitions meet the requirements for permitted property. Internal Revenue Service regulations and other guidance should be consulted as to these matters. Internal Revenue Service requirements for reporting dispositions of property and making an election not to recognize gain under section I 043 (IRS Form 8824) must be followed by eligible persons wishing to make such an election.
cc: ADAEO, White House Office
1201 NE\VYORK AVE NW· SUITE 500 ·WASHINGTON DC · 20005 Attachment OGE-2017-010
1,000 shares, Vanguard Sector Index FDS Vanguard Utils Vipers 700 shares, Apple Inc. 600 shares, Proctor and Gamble Co. 250 shares, Wells Fargo 200 shares, General Motors Company 91,660 shares, Microsoft $100,000 conve1tible note, HelixNano (convertible promissory note) l .154 7% WME Venture Capital, LP 0.45%, Axon VR UN t TED STATES 0 FF ICE 0 F GOVl:RNMENf EIHIC
CERTIFICATE OF DIVESTITURE Certificate No. OGE-2017-011
ELIGIBLE PERSON: BNY Mellon Trust Company DATE OF ISSUANCE: [Trustee of the JMH Marital Tmst] White House Office
DIVESTITURE PROPERTY:
[The divestiture property is identified in the .attachment to this Certificate.]
This Certificate of Divestiture is issued in accordance with section 1043 of the Internal Revenue Code of1986 and 5 C.F.R. § 2634.1002 with respect to the specific prope1ty described above. I hereby dctennine that the divestiture of the described property is reasonably necessary to comply with 18 U.S.C. § 208, or other applicable Federal conflict of interest statutes, regulations, rules, or executive orders.
Note that section 104 3 of the Internal Revenue Code and the rules of subpart J of 5 C.F.R. Part 2634 provide for nonrecognition of gain in the case of sales to comply with conflict of interest requirements. The rules of Subpart J relate to the issuance of Ce1tificates of Divestiture and the pennitted prope1iy into which a reinvestment must be made during the 60-day period beginning on the date of such a sale in order for nonrecognition to be permitted. Such reinvestments ate called rollovers, and are limited to obligations of the United States and diversified investment ftmds as defined in 5 C.F.R. § 2634.1003. The substantive and procedural rules relating to the tax aspects of such sales and rollovers pursuant to the statutory scheme are st1bject to the jurisdiction of the Internal Revenue Service.
Eligible persons should seek the advice of their personal tax advisors for guidance as to the tax aspects of divestiture transactions and whether proposed acquisitions meet the requirements for permitted property. Internal Revenue Service regulations and other guidance should be consulted as to these matters. Internal Revenue Service requirements for reporting dispositions of property and making an election not to recognize gain under section 1043 (IRS Form 8824) must be followed by eligible persons wishing to make such an election.
/, ~ :~- " '-.t'//::::? £:3..- :- :2~:r·f~ ~:~) David J. A;f)o( -;:,/ General Counsel;/ .-;~',
cc: ADAEO, White House Office
1201 NEW YORK AVE NW·SUITE 500·WASHINGTONDC·20005 Attachment OGE2017-0ll
Page-2~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Shares Description
687.00 3MCO
1277.00 AES CORP
1542.00 ABBOTT LABORATORIES
3148.00 ABBOTT LABORATORIES
1422.00 ABBVIEINC.
3348.00 ABBVIEINC.
613 .00 ACCENTURE PLC-CL A
1967.00 ACCENTURE PLC-CL A
417.00 ACETO CORP
260.00 ACTIVISION BLIZZARD INC
54.00 ACUITY BRANDS INC
62.00 ADIENTPLC
322.00 ADOBE SYSTEMS INC
400.00 ADVANCED AUTO PARTS lNC
30.00 ADVAN SIX INC
1520.00 AETNA INC
106.00 AFFILIATED MANAGERS GROUP INC Attachment OGE 2017-011 Page~,~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
517.00 AFLAC INC
488.00 AGILENT TECHNOLOGIES INC
751.00 AGREE RLTY CORP
295 .00 AIR PRODS & CHEMS INC
265.00 AKAMAl TECHNOLOGIES INC
135.00 ALASKA AIR GROUP INC
204.00 ALCOA UPSTREAM CORP
600.00 ALEXANDRIA REAL ESTA TE EQUITIES INC
2600.00 ALEXANDRIA REAL ESTATE EQUITIES INC
324.00 ALEXION PHARMACEUTICALS INC
346.00 ALEXION PHARMACEUTICALS lNC
170.00 ALKERMES PLC
100.00 ALLEGHANY CORP DEL
922.00 ALLERGAN PLC
600.00 ALLETE1NC (
112.00 ALLIANCE DAT A SYS CORP
148.00 ALLIANCE DATA SYS CORP
2000.00 ALLIANT ENERGY CORP
2600.00 ALLIANT ENERGY CORP
1400.00 ALLIED WORLD ASSURANCE CO
4700.00 ALLIED WORLD ASSURANCE CO
3049.00 ALLSTATE CORP
3938.00 ALLSTATE CORP
144.00 ALNYLAM PHARMACEUTICALS INC
454.00 ALPHABET INC/CA-CL A Attachment OGE 2017-01 l
800.00 ALPHABET INC/CA-CL A
259.00 ALPHABET INC-CL C
651.00 ALPHABET INC-CL C
4959.00 ALTRIA GROUP INC
11000.00 ALTRIA GROUP INC
341.00 AMAZON.COM INC
597.00 AMAZON.COM INC
1743.00 AMDOCS LTD
6400.00 AMDOCS LTD
4500.00 AMEREN CORPORATION
6100.00 AMERICAN ELECTRIC POWER INC
1584.00 AMERICAN ELECTRIC POWER INC
712.00 AMERICAN EXPRESS CO
988.00 AMERICAN EXPRESS CO
543.00 AMERICAN FINL GROUP INC OHIO
660.00 AMERICAN INTERNATIONAL GROUP
311.00 AMERICAN TOWER CORP
... 409.00 AMERICAN TOWER CORP
700.00 AMERICAN WATER WORKS CO INC
3800.00 AMERICAN WATER WORKS CO INC
369.00 AMERIPRISE FINANCIAL INC
500.00 AMERIPRISE FINANCIAL INC
1415.00 AMERISOURCEBERGEN CORP
4300.00 AMERISOURCEBERGEN CORP
759.00 AMGEN INC Attachment OGE 2017-011
1171.00 AMGEN INC
432.00 AMPHENOL CORP NEW
442.00 ANADARKO PETROLEUM CORP
437.00 ANALOG DEVICES lNC
573.00 ANALOG DEVICES INC
6300.00 . ANNALY CAPITAL MANAGEMENT INC
32700.00 ANNALY CAPITAL MANAGEMENT INC . 2600.00 ANSYS INC
346.00 ANTHEM INC
900.00 AON PLC
4000.00 AON PLC
385 .00 APACHE CORP
1100.00 APPLE HOSPITALITY REIT INC
9400.00 APPLE HOSP IT AUTY REIT INC
1176.00 APPLE INC
5254.00 APPLElNC
710.00 APPLIED MATERIALS INC
3300.00 APPLIED MATERIALS INC
1700.00 ARAMARK
9100.00 ARAMARK
1000.00 ARCH CAP GROUP LTD
5000.00 ARCH CAP GROUP LTD
565 .00 ARCHER DANIELS MIDLAND CO
613 .00 ARCONIC INC.
600.00 ASPEN INSURANCE HOLDINGS LTD Attachment OGE 2017-011
4500.00 ASPEN INSURANCE HOLDINGS LTD
770.00 ASSOCIATED BANC CORP
880.00 ASTORIA FINANCIAL CORP
9748.00 AT&T INC
17600.00 AT&T INC
87.00· ATHENAHEALTH INC
2900.00 ATMOS ENERGY CORP
363.00 AUTODESK INC
362.00 AUTOMATIC DATA PROCESSING fNC
2098.00 AUTOMATIC DATA PROCESSING lNC
160.00 AUTOZONE INC
500.00 AUTOZONE INC
121.00 AVALONBAY CMNTYS lNC
2059.00 AVALONBAY CMNTYS INC
650.00 AVISTA CORP
4599.00 AVNET INC
1964.00 AXIS CAPITAL HOLDINGS LTD
2400.00 AXIS CAPITAL HOLDINGS LTD
538.00 B B & T CORPORATION
270.00 B&G FOODS INC-CLASS A
440.00 BABCOCK & WILCOXENTERPR-W/I
559.00 BAKER HUGHES INC
800.00 BANK HAW All CORP
1102.00 BANK HAWAll CORP
8810.00 BANK OF AMERICA CORP Attachment OGE 2017-011
500.00 BARDC RINC
1900.00 BARDC RINC
1542.00 BAXTER INTERNATIONAL-INC
564.00 BECTON DICKINSON & CO
2600.00 BECTON DICKINSON & CO
219;00 BED BATH & BEYOND INC
281.00 BED BATH & BEYOND INC
352.00 BELDEN INC
I 732.00 BENCHMARK ELECTRS INC
1401.00 BERKSHIRE HATHAWAY INC DEL CL B
1428.00 BERKSHIRE HATHAWAY INC DEL CL B
280.00 BESTBUYINC
325.00 BIO RAD LABS INC CL A
1495.00 BIO RAD LABS INC CL A
384.00 BIOGEN INC
436.00 BIOGEN INC
271.00 BlOMARIN PHARMACEUTICAL INC
315.00 BLACK HILLS CORP
484.00 BLACK.BAUD INC
115.00 BLACKROCK INC
6157.00 BLOCK H & R INC
738.00 BOEING CO
580.00 BORG WARNER INC
199.00 BOSTON PROPERTIES INC
1196.00 BOSTON SCIENTIFIC CORP Attachment OGE 2017-011 Pa-g;
789.00 BOITOMLINE TECHNOLOGIES DEL INC
900.00 BRINKER INTL INC
5400.00 BRINKER INTL INC
1450.00 BRJSTOL-MYERS SQUIBB CO
1648.00 BRISTOL-MYERS SQUIBB CO
396.00 BROADCOM LTD.
400.00 BROADCOM LTD.
1200.00 BROADRIDGE FINANCIAL SOLUTIONSINC
5600.00 BROADRIDGE FINANCIAL SOLUTIONSINC
444.00 BROWN FORMAN CORP CLB
1800.00 BROWN FORMAN CORP CL B
2500.00 BRUKER CORPORATION
144.00 BUNGE LIMITED
980.00 CB L & ASSOCIATES PROPERTIES INC
619.00 C B R E GROUP INC
1028.00 C B S CORP-CLASS B
1415,00 CD I CORP
4898.00 C DK GLOBAL INC.
3900.00 CH ROBINSON WORLDWIDE INC
2655.00 C MS ENERGY CORP
9200.00 C M S ENERGY CORP
1260.00 C SXCORP
2300.00 CA INC
11100.00 CA INC
300.00 CABLE ONE INC-W/l Attachment OGE 2017-01 I age
2900.00 CABOT CORP
335 .00 CABOT CORP
460.00 CABOT OIL & GAS CORP CL A
1141.00 CADENCE DESIGN SYS INC
792.00 CALPINE CORP
376.00 CAMDEN PROPERTY TRUST REIT
1100.00 CAMPBELL SOUP CO
1300.00 CAMPBELL SOUP CO
511.00 CAPITAL ONE FINANCIAL CORP
1524.00 CARDINAL HEALTH INC
5600.00 CARDINAL HEALTH INC
378.00 CARMAXINC
436.00 CARNIVAL CORP
590.00 CATERPILLAR INC
1950.00 CEDAR SHOPPING CENTERS INC
329.00 CELANESE CORP -SER A
808.00 CELGENE CORP
1768.00 CELGENE CORP
995.00 CENTERPOINT ENERGY INC
1030.00 CENTERSTATE BANKS, INC.
676.00 CENTURYLINK INC
380.00 CF INDUSTRIES HOLDINGS INC
128.00 CHARTER COMMUNICATIONS INC-A
630.00 CHATHAM LODGING TRUST
310.00 CHENIERE ENERGY INC Attachment OGE 2017-011
356.00 CHESAPEAKE UTfLITIES CORP
1616.00 CHEVRON CORPORATION
1800.00 CHIMERA INVESTMENT CORPORATION
13200.00 CHIMERA INVESTMENT CORPORATION
48.00 CHJPOTLE MEXICAN GRILL INC -CL A
61.00 CHIPOTLE MEXICAN GRILL INC -CL A
287.00 CHUBB LTD
352.00 CIGNA CORP
140.00 CfMAREX ENERGY CO
3300.00 CJNEMARK HOLDINGS INC
369.00 CINTAS CORP
4239.00 CISCO SYSTEMS INC
2124.00 CITIGROUP INC
220.00 CITRIX SYS INC
400.00 CLEAN HARBORS INC
205.00 CME GROUP INC l 502.00 COACH INC
2842.00 COCA- COLA CO
4460.00 COCA-COLA EUROPEAN PARTNERS
818.00 COGNIZANT TECHNOLOGY SOLUTIONS CORP
852.00 COLGATE-PALMOLIVE CO
2494.00 COLGATE-PALMOLIVE CO
2396.00 COMCAST CORP CL A 341.00 COMERICA INC 273 .00 COMPUTER PROGRAMS & SYS INC 449.00 CONAGRA BRANDS INC Attachment OGE 2017-011 ~~~~~~ag~. -1-+--~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~-
1043 .00 CONAGRA BRANDS INC
100.00 CONCHO RESOURCES INC
977.00 CONOCOPHILLlPS
710.00 CONSOUDATED COMMUNICATIONS
1100.00 CONSOLIDATED EDISON INC
5100.00 CONSOLI.DATED EDISON INC
140.00 CONSTELLATION BRANDS INC
82.00 COOPER COS INC
5200.00 COPARTINC
408.00 CORECIVIC INC
350.00 CORNERSTONE ONDEMAND INC
814.00 CORNING INC
2050.00 CORPORATE OFFICE PROPERTIES REIT
4900.00 CORPORATE OFFICE PROPERTIES REIT
1010.00 COSTCO WHSL CORP NEW
2845.00 COSTCO WHSL CORP NEW
470.00 COTY INC-CL A
630.00 COVANTA HOLDING CORP
466.00 CROWN CASTLE INTL CORP NEW
233.00 CUMMINS INC
1500.00 CVB FINANCIAL CORP
2256.00 CVS HEALTH CORPORATION
5400.00 CVS HEALTH CORPORATION 798.00 D R HORTON INC 303.00 D ST SYS INC DEL 1700.00 D S T SYS INC DEL Attachment OGE 2017-011
~~~~~~age-~'~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
800.00 DTE ENERGY COMPANY
3800.00 DTE ENERGY COMPANY
398.00 DANAHER CORP
522.00 DANAHER CORP
640.00 DARDEN RESTAURANTS INC
4663.00 DARDEN RESTAURANTS INC
269.00 DEERE&CO
118.00 DELL TECHNOLOGIES-CL V
7832.00 DELTA AIR LINES INC
675 .00 DEVON ENERGY CORPORATION NEW
300.00 DEXCOMINC.
1585.00 DIGITAL REALTY TRUST INC
4000.00 DIGITAL REALTY TRUST INC
547.00 DISCOVER FINANCIAL SERVICES
863.00 DISCOVER FINANCIAL SERVICES
640.00 DISCOVERY COMMUNICATIONS-C 289.00 DfSH NETWORK CORP-A 1800.00 DOLLAR GENERAL CORP 461.00 DOLLAR TREE INC 2314.00 DOLLAR TREE INC
45.00 DOMINION RES INC VA NEW
505.00 DOMINION RES INC VA NEW
500.00 DOMINOS PIZZA INC
1361.00 DOMINOS PIZZA INC
335.00 DOVER CORP
1255.00 DOW CHEMICAL CO Attachment OGE2017-0ll
- age13~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
1550.00 DR PEPPER SNAPPLE GROUP
4600.00 DR PEPPER SNAPPLE GROUP
908.00 DU PONT (E I) DE NEMOURS
213.00 DUKE ENERGY CORP
276.00 DUKE ENERGY CORP
116.00 DUN & BRADSTREET CORP DEL NEW
545.00 EOGRESINC
2500.00 E PR PROPERTlES
160.00 EQTCORP ,
1000.00 E*TRADE FINANCIAL CORP
1430.00 EARTHLINK, HOLDINGS CORP
1272.00 EBAY INC
2040.00 EBAY INC
285.00 ECHOSTAR CORP
551.00 ECOLAB.INC
153.00 EDGEWELL PERSONAL CARE CO 1478.00 EDISON INTERNATIONAL 5400.00 EDISON INTERNATIONAL 571.00 EDUCATION REALTY TRUST INC 220.00 EDWARDS LIFESCIENCES CORP
290.00 ELE.CTRONIC ARTS INC
738.00 ELECTRONICS FOR IMAGING INC
659.00 EMERSON ELECTRIC CO
634.00 EMPIRE DISTRICT ELECTRIC CO
150.00 ENDO INTERNATIONAL PLC
381.00 ENDURANCE SPECIALTY HLDGS Attachment OGE 2017-011 Page--f.
203.00 ENERGIZER HOLDINGS INC
1442.00 ENTERGY CORP
41.00 EQUINIXINC
1188.00 EQUITY LIFESTYLE PPTYS INC
3900.00 EQUITY LIFESTYLE PPTYS INC
273.00 EQUITY RESIDENTIAL
100.00 ERIE INDEMNITY COMPANY CL A
224.00 ESTEE LAUDER COMPANIES CLASS A
296.00 ESTEE LAUDER COMPANIES CLASS A
365.00 EVERCORE PARTNERS INC -CL A
500.00 EVEREST RE GROUP LTD
1500.00 EVEREST RE GROUP LTD
600.00 EXELON CORP
198.00 EXPEDCAINC
261.00 EXPEDITORS INTL WASH INC
592.00 EXPRESS SCRIPTS HOLDING CO 3564.00 EXXON MOBIL CORP 364.00 FMC CORP 460.00 FN FGROUP 100.00 F5 NETWORKS INC
1930.00 FACEBOOK INC-A
205.00 FBL FINANCIAL GROUP INC-CL A
268.00 FEDEXCORP
433.00 FIDELITY NATL INFORMATION SVCS INC
3000.00 FIDELITY NATL INFORMATION SVCS INC
1084.00 FIFTH THIRD BANCORP Attachment OGE2017-0ll Page I
465.00 FINANCIAL INSTITUTIONS INC
1170.00 FIRST HORIZON NATIONAL CORP
1660.00 FIRST MIDWEST BANCORP INC DEL
1101.00 FIRST POTOMAC REALTY TRUST
1100.00 FIRSTENERGY CORP
5600.00 FIRSTENERGY CORP
1618.00 FISERV INC
4000.00 FISERV INC
255.00 FLOWSERVE CORPORATION
343.00 FLUOR CORP NEW
511.00 FMC TECHNOLOGIES INC
3327.00 FORD MOTOR CO
480.00 FOREST CITY REAL TV TRUST- A
199.00 FORTIVE CORP.
261.00 FORTIVE CORP.
388.00 FORTUNEBRANDS HOME & SECURITY INC 528.00 FRANKLIN RES INC 2055.00 FRANKLIN STR PPTYS CORP 1340.00 FREEPORT-MCMORAN INC 1970.00 FRONTIER COMMUNICATIONS CORP
950.00 FULTON FINL CORP PA
275.00 GA TX CORP
659.00 G E 0 GROUP INC/THE
600.00 GALLAGHER ARTHUR J & CO
5910.00 GALLAGHER ARTHUR J & CO
952.00 GENERAL DYNAMICS CORP Attachment OGE 2017-011 Page 16
2800.00 GENERALDYNAMICS CORP
8709.00 GENERAL ELECTRIC CO
600.00 GENERAL GROWTH PROPERTIES
2149.00 GENERAL MILLS INC
6400.00 GENERAL MILLS INC
630.00 GENERAL MOTORS CO
3596.00 GENPACTLTD
1090.00 GENTEXCORP
2800.00 GILEAD SCIENCES INC
1366.00 GILEAD SCIENCES INC
1600.00 GLOBAL PMTS INC
339.00 GOLDMAN SACHS GROUP INC
508.00 GOODYEAR TIRE & RUBBER CO
341.00 GRACOINC
99.00 GRAINGER W W INC
131.00 GRAINGER W W INC 235.00 H C A HOLDINGS INC 1507.00 HP INC 835.00 HALLIBURTON CO 400.00 HANOVER INSURANCE GROUP INC
2800.00 HANOVER INSURANCE GROUP INC
443.00 HARLEY DAVIDSON INC
91.00 HARMAN INTERNATIONAL INDS INC NEW
805.00 HARTFORD FINL SVCS GROUP INC
155.00 HASBRO INC
562.00 HAWAUAN ELECTRIC INDS INC Attachment OGE 2017-01 1 . irge-t/
324.00 HAWKINS INC
301.00 HCP INC
1300.00 HEALTHCARE TRUST OF AME-CL A
1240.00 HENRY {JACK) & ASSOCIATES INC
3600.00 HENRY (JACK) & ASSOCIATES INC
209.00 HERBALIFE LTD
41.00 HERC HOLDINGS INC '· 1503.00 HERSHEY CO
124.00 · HERTZ GLOBAL HOLDINGS INC
1507.00 HEWLETT PACKARD ENTERPRIS
369.00 HILL-ROM HOLDINGS INC
3500.00 HILL-ROM HOLDINGS INC
265.00 HOLLYFRONTIER CORP
100.00 HOLOGICINC
550.00 HOLOGIC fNC
2476.00 HOME DEPOT INC 4800.00 HOME.DEPOT INC 439.00 HONEYWELL INTL INC 761;00 HONEYWELL INTL INC 2200.00 HORMEL FOODS CORP 10600.00 HORMEL FOODS CORP
1100.00 HOSPITALITY PROPERTIES TR
7300.00 HOSPITALITY PROPERTIES TR
973 .00 HOST HOTELS & RESORTS INC
148.00 HUMANA INC
1032.00 HUNTINGTON BANCSHARES INC
500.00 HUNTINGTON INGALLS .INGALLS INDUSTRIE Attachment OGE 2017-011
~~~~~-~-ge-4~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
2049.00 HUNTINGTON INGALLS INGALLS INDUSTRIE
151.00 ILG INC
253.00 ICU MED INC
574.00 IDACORP INC
391.00 IHS MARK.IT LTD
420.00 ILLINOIS TOOL WKS INC
199.00 ILLUMINA INC
162.00 JNCYTE CORPORATION
65.00 INGEVITY CORP ·
1295.00 INGREDION INC
3100.00 INGREDION INC
340.00 INSPERITY INC
305.00 INSULET CORP
5021.00 rNTELCORP
16943.00 INTEL CORP 695 .00 INTERCONTINENTAL EXCHANGE INC 745.00 INTERNATIONAL BUSINESS MACHINES CORP 3755.00 INTERNATIONAL BUSINESS MACHINES CORP 738.00 INTERNATIONAL PAPER CO 570.00 INTERPUBLIC GROUP COS INC
4100.00 INTUIT
1316,00 INTUIT
51.00 INTUITIVE SURGICAL INC
698.00 INVESCO LTD
170.00 JONIS PHARMACEUTICALS INC
395.00 IRON MOUNTAIN INC
803 .00 JAZZ PHARMACEUTICALS PLC Attachment OGE 2017-011
~~~~~--age---PJ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
4376.00 JOHNSON & JOHNSON
6100.00 JOHNSON & JOHNSON
625.00 JOHNSON CTLS INTL PLC
199.00 JONES LANG LASALLE INC
815 .00 JOY GLOBAL INC
2899.00 JP MORGAN CHASE & CO
307.00 K L A - TENCOR CORP
403.00 K LA - TENCOR CORP
2086.00 KELLOGG CO
2151.00 KEYCORPNEW
244.00 KEYSfGHT TECHNOLOGIES IN
1834.00 KIMBERLY CLARK CORP
2642.00 KIMBERLY CLARK CORP 659.00 KIMCO REALTY CORP 1520.00 KINDER MORGAN JNC 268.00 KIRBY CORP 575.00 KITE REALTY GROUP TRUST 475 .00 KRAFT HEINZ CO/THE
3278.00 KROGER CO
11900.00 KROGER CO
424.00 LBRANDSINC
556.00 LBRANDSINC
385 .00 L P L FINANCIAL HOLDINGS INC
201.00 L-3 COMMlJNlCATIONS HLDGS INC
134.00 LABOR.A TORY CORP AMER HLDGS
363.00 LAM RESH CORP
149.00 LAMB WESTON HOLDINGS INC Attachment OGE2017-0ll
~~~~~~P age-W~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
347.00 LAMB WESTON HOLDINGS INC
300.00 LANDSTAR SYS lNC
414.00 LAS VEGAS SANDS CORP
335.00 LEGG MASON INC
400.00 LENNAR CORP CLASS A
380.00 LEUCADIA NATL CORP
385 .00 LEVEL 3 COMMUNICATIONS INC
804.00 LIBERTY INTERACTIVE CORP QVC GROUP A
1056.00 LIBERTY INTERACTIVE CORP QVC GROUP A
2521.00 LILLY ELI & CO
7000.00 LILLY ELI & CO
318.00 LINCOLN ELEC HLDGS INC 706.00 L1NCOLN NATL CORP IND 235.00 LINEAR TECHNOLOGY CORP 299.00 LINEAR TECHNOLOGY CORP 90.00 LINKED IN CORP - A 625.00 LOCKHEED MARTIN CORP
2000.00 LOCKHEED MA.RTIN CORP
1000.00 LOWE'S COMPANIES INC
1067.00 LOWE'S COMPANIES INC
542.00 LTC PPTYS INC
135.00 LULULEMON ATHLETICA INC -·· 290.00 L YONDELLBASELL INDU -CL A
129.00 M& TBKCORP
368.00 M&TBKCORP
209.00 MACERICH COMPANY (THE)
510.00 MACK CALI RLTY CORP Attachment OGE 2017-011 -a-ge-1i
647.00 MACY'S INC
66.00 MADISON SQUARE GARDEN CO!
701.00 MADISON SQUARE GARDEN CO/
161.00 MALLINCKRODT PLC
477.00 MANHATTAN ASSOCS INC
530.00 MANITOWOC FOODSERVICE INC
135.00 MANPOWERGROUP INC
1360.00 MARATHON OIL CORP
558.00 MARA THON PETROLEUM CORP
657.00 MARATHON PETROLEUM CORP 100.00 MARKEL CORP 300.00 MARKEL CORP 723.00 MARRIOTT INTL INC NEW CL A 1730.00 MARSH & MCLENNAN COS INC 6600.00 MARSH & MCLENNAN COS INC
102.00 MARTIN MARIETTA MATLS INC
744.00 MASCO CORP
2210.00 MASTERCARD INCORPORATED
910.00 MASTERCARD INCORPORATED
556.00 MATTEL INC
315.00 MAXIM INTEGRATED PRODS INC
4700.00 MC DONALD'S CORPORATION
1979.00 MC DONALD'S CORPORATION
1116.00 MCCORMICK & CO INC COM NON VTG
1705.00 MCKESSON CORPORATION
920.00 MCKESSON CORPORATION Attachment OGE 2017-011 ------+'a-g~
176.00 MEAD JOHNSON NUTRITION
296;00 MEDNAXlNC
981.00 MEDTRONIC PLC
5200.00 MEDTRONIC PLC
5638.00 MERCK & CO INC
7682.00 MERCK & CO INC
595.00 METLIFEINC
3700.00 MF A FINANCIAL, INC.
775.00 MGE ENERGY INC
185.00 MICHAEL KORS HOLDINGS LTD 1448.00 MICRON TECHNOLOGY INC 9705.00 MICROSOFT CORPORATION 11900.00 MICROSOFT CORPORATION 600.00 MID-AMERICA APARTMENT COMMUNITYS INC 3100.00 MID-AMERICA APARTMENT COMMUNITYS JNC
1352.00 MONDELEZ INTERNATIONAL
390.00 MONSANTO CO NEW
1041.00 MONSTER BEVERAGE CORP
414.00 MOODYSCORP
883.00 MORGAN STANLEY
500.00 MORNINGSTAR INC
4921.00 MOTOROLA SOLUTIONS INC.
4120.00 MOTOROLA SOLUTIONS INC.
620.00 MURPHY OIL CORP
71.00 MURPHY USA INC-W/l
253.00 MYLAN NV
334.00 MYRIAD GENETICS lNC Attachment OGE 2017-011 ------Page
636.00 NCRCORPNEW
1525.00 NABORS INDUSTRIES LTD
4779.00 NATIONAL INSTRS CORP
284.00 NATIONAL OILWELL VARCO INC.
704.00 NAVIENT CORP
765.00 NBT BANCORP INC
465.00 NEKTAR THERAPEUTICS
368.00 NETFLIX COM INC
610.00 NEW YORK CMNTY BANCORP INC 325 .00 ·NEWELL BRANDS INC 312.00 NEWFIELD EXPL CO 535 .00 NEWMONT MINING CORP 800.00 NEWMONT MINING CORP 645.00 NEWS CORP - CLASS A
288.00 NEXTERA ENERGY INC
1364.00 NIKE INC CLASS B
318.00 NOBLE ENERGY INC
564.00 NORDSON CORP
285.QO NORDSTROM INC
375.00 NORDSTROM INC
358.00 NORFOLK SOUTHERN CORP
6298.00 NORTHERN TR CORP
1057.00 NORTHROP GRUMMAN CORP
2000.00 NORTHROP GRUMMAN CORP
980.00 NORTHSTAR REALTY EUROPE CORP
676.00 NORTHWESTERN CORP
1496.00 NORWEGIAN CRUISE LINE BOLDIN Attachment OGE 2017-011
625.00 NUANCE COMMUNICATIONS INC
245.00 NUCOR CORP
1079.00 NVIDIA CORP
517.00 OCCIDENTAL PETROLEUM CORP
2200.00 OLD REPUBLIC INTL CORP
100.00 OMNIClYM GROUP INC
1049.00 ON SEMICONDUCTOR CORP
550.00 ONE LIBERTY PPTYS INC 2783.00 ORACLE CORP 9405 .00 ORACLE CORP 715.00 O'REILLY AUTOMOTIVE INC 1600.00 O'REILLY AUTOMOTIVE INC 270.00 OSHKOSH CORPORATION
220.00 OWENS CORNING INC
285.00 PG&ECORP
2835.00 P G&ECORP ' 587.00 PPG INDUSTRIES INC
476.00 P P G INDUSTRIES INC
262.00 PTC INC
121.00 P V HCORP
213 .00 PACCAR INC
5400.00 PACWEST_BANCORP
11~ . oo PALO ALTO NETWORKS INC
203 .00 PARKER HANNIFIN CORP
678.00 PAYPAL HOLDINGS INC
1972.00 PAYPALHOLDINGS INC
545.00 PENNEY JC INC Attachment OGE2017-0ll
Page 2j~~~~~~~~~~~~~~---,--~~~~~~~~~~~~~~~~~~~~
13400.00 PEOPLE'S UNITED FINANCIAL IN
2234.00 PEPSICO INC
5500.00 PEPSICO INC
66.00 PERRIGO CO PLC
6118.00 PFIZER INC
9703.00 PFIZER INC
488.00 PHH CORP 3200.00 PHILIP MORRIS INTERNA T 5785.00 PHILIP MORRIS INTERNAT 731.00 PHILLIPS 66 663.00 PHILLIPS 66 1300.00 PIEDMONT OFFICE REALTY TRU-A
9700.00 PIEDMONT OFFfCE REALTY TRU-A ' 2639.00 PINNACLE FOODS INC
1830.00- PINNACLE WEST CAP CORP 2100.00 PINNACLE WEST CAP CORP
153 .00 PIONEER NATURAL RESOURCES CO
430.00 PNC FINANCIAL SERVICES GROUP
705.00 PNMRES1NC
618.00 POPEYES LOUISIANA KITCHEN IN
420.00 POPULAR INC
1000.00 PORTLAND GENERAL ELECTRIC CO
160.00 POST HOLDINGS INC
800.00 POST PROPERTIES INC
2500.00 POST PROPERTIES INC
227.00 PRAXAIR INC
488.00 PRINCIPAL FINL GROUP INC Attachment OGE2017-0ll
Page2o:-----~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
356.00 PROASSURANCE CORP
648.00 PROASSURANCE CORP
2187.00 PROCTER & GAMBLE CO
154000.00 PROGRESS ENERGY INC
614.00 PROGRESS SOFTWARE CORP
443.00 PROGRESSIVE CORP OHIO 342.00 PROGRESSIVE CORP OHIO 433..00 PROLOGIS INC 453.00 PROSPERITY BANCSHARES lNC 476.00 PRUDENTIAL FINANCIAL INC 749.00 PUBLIC STORAGE INC REIT
1800.00 PUBLIC SVC ENTERPRISE GROUP JNC \ 8254.00 PUBLIC SVC ENTERPRISE GROUP INC
1350.00 PULTE GROUP INC
160.00 QORVOINC
755.00 QEP RESOURCES INC
700.00 QIAGENNV
1332.00 QUALCOMM INC
60.00 QUALITY CARE PROPERTfES -W/I
590.00 QUINSTREET INC
230.00 RANGE RESOURCES CORP
800.00 RAYTHEON CO
3500.00 RAYTHEON CO
312.00 RED HAT INC
60.00 REGENERON PHARMACEUTICALS INC
1949.00 REGIONS FINL CORP NEW Attachment OGE 2017-011 .age2
400.00 RENAISSANCE RE HLDGS LTD ADR
2300.00 RENAISSANCE RE HLDGS LTD ADR
1931.00 REPUBLIC SVCS INC COM
7400.00 REPUBLIC SVCS INC COM
155.00 RESMEDINC 1535.00 RETAIL OPPORTUNITY INVESTMENTS CORP 10200.00 RETAIL PROPERTIES OF AME - A 3118.00 REYNOLDS AMERICAN INC 9800.00 REYNOLDS AMERICAN INC 535.00 RITE AID CORP
238.00 ROCKWELL AUTOMATION, INC.
335.00 ROCKWELL COLLINS
656.00 ROSS STORES INC
864.00 ROSS STORES INC
595.00 RUSH ENTERPR£SES INC -CL A
437.00 S & P GLOBAL INC
499.00 S & T BANCORP INC
500.00 S E I INVESTMENTS COMPANY
221.00 S L GREEN REALTY CORP REIT
330.00 SAFEWAYPDC, LLC CVR
660.00 SALESFORCE,COM INC
137.00 SBA COMMUNICATIONS CORP
500.00 SCHEIN HENRY INC
2400.00 SCHEIN HENRY INC
1279.00 SCHLUMBERGER LTD
500.00 SCHWAB CHARLES CORP NEW
345.00 SEALED AIR CORP NEW Attachment OGE 2017-011 Page
225.00 SEATTLE GENETICS INC/WA
920.00 SELECT INCOME REIT
278.00 SEMPRA ENERGY
1700.00 SENIOR HSG PPTYS TR l 1200.00 SENIOR HSG PPTYS TR 80.00 SHIRE PLC 77.00 SIGNET JEWELERS LTD · 162.00 SIMON PROPERTY GROUP INC REIT 218.00 SIMON PROPERTY GROUP INC REIT
287.00 SKYWORKS SOLUTIONS INC
700.00 SMUCKER JM CO
699.00 SOUTH JERSEY INDS INC .
45.00 SOUTHERN CO .
418.00 SOUTHERN COPPER CORP ,
1163 .00 SOUTHWEST AIRLS CO
4600.00 SOUTHWEST AIRLS CO
582.00 SOUTHWEST GAS CORP
691.00 SPECTRA ENERGY CORP
17400.00 SPIRIT REALTY CAPIA TL INC
165.00 SPLUNKINC
420.00 SPROUTS FARMERS MARKETS 1NC
140.00 ST JUDE MEDICAL INC
2010.00 STARBUCKS CORP
9101.00 STARBUCKS CORP
31 l.OO STATE STREET CORP
l 197.00 STERTCYCLE INC
1197.00 STRYKER CORP Attachment OGE 2017-011
3203.00 STRYKER CORP
751.00 SUNTRUST BANKS INC
1300.00 SUNTRUST BANKS INC 875.00 SUPERIOR ENERGY SVCS INC 480.00 SYNCHRONY FINANCIAL 1500.00 SYNOPSYS INC 6900.00 SYNOPSYS INC 1767.00 SYSCO CORP
7600.00 SYSCO CORP
1330.00 TC F FINANCIAL CORP
1090.00 T J XCOMPANIES INC
2930.00 TJX COMPANCES INC
300.00 T -MOBILE US INC
318.00 T ROWE PRICE GROUP INC
200.00 TAHOE RESOURCES INC
620 l.00 TARGET CORP
553.00 TEGNAINC.
187.00 TELEFLEX INC
1543.00 TELEFLEX INC
374.00 TERADATA CORPORATION
4600.00 TERADYNE INC
255.00 TEREX CORP NEW
97.00 TESLA MOTORS INC
215.00 TESORO CORPORATION
1380.00 TEXAS INSTRUMENTS INC
607.00 TEXTRON INC
1900.00 TFS FINANCIAL CORP Attachment OGE 2017-011
~~~~~~a-g-eJU~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
2100.00 TFS FINANCIAL CORP
61.00 THE PRICELINE GROUP INC 120.00 THE PRICELINE GROUP lNC 1104.00 THE TRAVELERS COMPA NIES INC 3300.00 THE TRAVELERS COMPANIES JNC 284.00 THERMO FISHER SCIENTIFIC INC. 6919.00 THOMSON REUTERS CORP
221.00 TIFFANY & CO NEW
814.00 TIME.WARNER INC
415 .00 TOOTSIE ROLL INDS INC
240 ~ 00 TOP~UILD CORP
1557.00 TOTAL SYS SVCS INC
198:00 TRIP ADVISOR INC
381.00 TRIPLE-S MANAGEMENT CORP-B
2000.00 TUPPERWAREBRANDS CORP
1998.00 TWENTY-FIRST CENTURY FOX INC •. 600.00 TWlTTERINC
255 .00 TYLER TECHNOLOGIES INC
676.00 TYSON FOODS INC CLASS A
4400.00 TYSON FOODS INC CLASS A
1000.00 UGICORPNEW
6000.00 UGICORPNEW
771.00 UDR INC
701.00 UMPQUA HLDGS CORP
355.00 UNION PAC CORP
954.00 UNION PAC CORP
354.00 UNITED CONTINENTAL HOLDINGS INC Attachment OGE 2017-011 ~~~~~~~ge-'.H~~~~~~~~~~~~~~~~~~~---:--~~~~~~~~~~~~~~~
245.00 UNITED NAT FOODS INC 1122.00 UNITED PARCEL SERVICE CL B 3888.00 UNITED PARCEL SERVICE CL B 200.00 UNITED STATES CELLULAR CORP 664.00 UNITED TECHNOLOGIES CORP 2059.00 UNITED HEALTH GROUP INC
4000.00 UNITEDHEALTH GROUP INC
568.00 UNUM GROUP
7256.00 US BANCORP
457.00 US ECOLOGY INC
520.00 V FCORP
874.00 VFCORP
591.00 VALERO ENERGY CORP NEW
700.00 V ALIDUS HOLDINGS LTD ·. 4600.00 VALIDUS HOLDINGS LTD
1000.00 VARIAN MEDICAL SYSTEMS INC
3400.00 VARIAN MEDICAL SYSTEMS INC
1327.00 VECTOR GROUP LTD
200.00 VECTREN CORP
5400.00 VECTREN CORP
278.00 VENTAS INC
240.00 VERISIGN INC
6184.00 VERIZON COMMUNICATIONS INC
7709.00 VERIZON COMMUNICATIONS INC
147.00 VERSUM MATERIALS INC
294.00 VERTEX PHARMACEUTfCALS INC
564.00 VIACOM INC-CLASS B 1521.00 VIAVI SOLUTIONS INC Attachment OGE 2017-011
------!~
708.00 VISA INC-CLASS A SHRS 1852.00 VISA INC-CLASS A SHRS 144.00 VORNADO REALTY TRUST 120.00 VULCAN MATERIALS CO
240.00 W D-40 CO
600.00 WP CAREY INC
284.00 WABCO HOLDINGS INC
1562.00 WAL MART STORES INC
3448.00 WAL MART STORES INC
732.00 W ALGREENS BOOTS ALLIANCE INC
1439.00 WALT DISNEY CO/THE
835.00 WASHINGTON FEDERAL INC
l 145.00 WASHINGTON PRTME GROUP INC
5900.00 WASTE CONNECTIONS INC
1718.00 WASTE MANAGEMENT lNC
6500.00 WASTE MANAGEMENT INC
187.00 WATERS CORP
143.00 WATERS CORP
1105.00 WEATHERFORD INTERNATIONAL PL
900.00 WEJNGARTEN REALTY INVESTMENT
7096.00 WELLS FARGO & COMPANY
408.00 WESTERN DIGITAL CORP
390.00 WESTROCKCO
641.00 WEYERHAEUSER CO
152.00 WHIRLPOOL CORP 34.00 WHITE MTNS INS GROUP LTD 241.00 WHITE MTNS INS GROUP LTD 1285.00 WHITESTONE REIT-B 300.00 WHITEWA VE FOODS CO- A 510.00 WHOLE .FOODS MKT INC
840.00 WILLIAMS COS INC
375.00 WINTRUST FINL CORP
140.00 WORK.DAY INC-CLASS A
375.00 WYNDHAM WORLDWIDE CORP
110.00 WYNN RESORTS LTD
101 1.00 XL GROUP LTD
885.00 XENIA HOTELS & RESORTS INC
1556.00 XEROX CORP
670.00 YAHOO INC
329.00 YUM CHINA HOLDINGS INC . 4041.00 YUM CHINA HOLDINGS INC
329.00 YUM! BRANDS INC
4041.00 YUM! BRANDS INC
278.00 ZIMMER BIOMET HOLDINGS, INC
2529.00 ZIMMER BIOMET HOLDINGS, INC
389.00 ZIONS BANCORPORATION
380.00 ZOETIS INC Attachment OGE-2017-001
8.38% 13 PARTNERS PE 3 LP
5.59% 13 PARTNERS PE 4 LP
4.20% 13 PARTNERS PRIVATE EQUITY 2008
2.36% AETHER REAL ASSETS I LP
0.66% AETHER REAL ASSETS II
2.48% AETHER REAL ASSETS Ill LP
0.52% MAP 2015 LP
0.68% QUELLOS PRIVATE CAPITAL II UN ITED STATES OFFICE OF GOVERN-MENT ETH ICS
CERTIFICATE OF DIVESTITURE Certificate No. OGE-2017-012
ELIGIBLE PERSON: Christopher P. Liddell DATE OF ISSUANCE: ffB '"" 9 l01l Renee Watremez Barbers [Spouse of Christopher P. Liddell] White House Office
DIVESTITURE PROPERTY:
4.37%, LIVESTARNOTES, LLC 52,713 shares, DOPPLER LABS, INC
This Certificate of Divestiture is issued in accordance with section 1043 of the Internal Revenue Code of 1986 and 5 C.F.R. § 2634. l 002 with respect to the specific property described above. I hereby determine that the divestiture of the described prope1ty is reasonably necessary to comply with 18 U .S.C. § 208, or other applicable Federal conflict of interest statutes, regulations, rules, or executive orders.
Note that section I 043 of the Internal Revenue Code and the rules of subpart J of 5 C.F.R. Part 2634 provide for nonrecognition of gain in the case of sales to comply with conflict of interest requirements. The rules of Subpart J relate to the issuance of Certificates of Divestiture and the per1nitted property into which a reinvestment must be made during the 60-day period beginning on the date of such a sale in order for nonrecognition to be permitted. Such reinvestments are called rollovers, and are limited to obligations of the United States and diversified investment funds as defined in 5 C.F.R. § 2634.1003. The substantive and procedural rules relating to the tax aspects of such sales and rollovers pursuant to the statutory scheme are subject to the jurisdiction of the Internal Revenue Service.
Eligible persons should seek the advice of their personal tax advisors for guidance as to the tax aspects of divestiture transactjons and whether proposed acquisitions meet the requirements for permitted property. Internal Revenue Service regulations and other guidance should be consulted as to these matters. Internal Revenue Service requirements for reporting dispositions of prope1iy and making an election not to recognize gain under section 1043 (IRS .Form 8824) must be followed by eligible persons wishing to make such an election.
cc: ADAEO, White House Ofiice
1201 NEW YORK AVE NW· SUITE 500 ·WASHINGTON DC· 20005