DOCSLIB.ORG

10 Year of Growt and Inno

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text

Load more

2006 ANNUAL REPORT IXIS CORPORATE & INVESTMENT BANK, A SUBSIDIARY OF NATIXIS 2006 ANNUAL REPORT IXIS CORPORATE & INVESTMENT BANK, A SUBSIDIARY OF NATIXIS IXIS CORPORATE & INVESTMENT BANK, A SUBSIDIARY OF NATIXIS 47, Quai D’AusterlitZ F 75648 Paris Cedex 13 - FRANCE TEL.: +33 (0)1 58 55 15 15 10 years Fax: +33 (0)1 58 55 20 02 of growth and innovation This reference document was filed in original (the of the French AMF’s generalS regulationecurities and ( if it is complemented with anE operation note stamped by the xchange Commission)French onlanguage 23.04.07, with in the accordance with article 212-13 AMF filing number D.07-0367). Autorité des Marchés Financiers It may be used to support a financial operation Autorité des Marchés Financiers . 1996 CREATION OF CDC MARCHÉS, 1998 WHICH WILL BECOME OPENING 1999 CDC IXIS CAPITAL OF THE FIRST MARKETS AND THEN BRANCHES FIRST 2004 IXIS CORPORATE IN LONDON, ISSUES & INVESTMENT BANK IXIS CORPORATE FRANKFURT OF FRENCH & INVESTMENT 2005 AND TOKYO COVERED BANK BECOMES BONDS FIRST A DIRECTLY-OWNED SECURITIZATION 2006 SUBSIDIARY OF ON AN AUTO GROUPE CAISSE INSURANCE BIRTH D’EPARGNE PORTFOLIO OF NATIXIS 2006 ANNUAL REPORT IXIS CORPORATE & INVESTMENT BANK, A SUBSIDIARY OF NATIXIS 2006 ANNUAL REPORT IXIS CORPORATE & INVESTMENT BANK, A SUBSIDIARY OF NATIXIS IXIS CORPORATE & INVESTMENT BANK, A SUBSIDIARY OF NATIXIS 47, Quai D’AusterlitZ F 75648 Paris Cedex 13 - FRANCE TEL.: +33 (0)1 58 55 15 15 10 years Fax: +33 (0)1 58 55 20 02 of growth and innovation This reference document was filed in original (the of the French AMF’s generalS regulationecurities and ( if it is complemented with anE operation note stamped by the xchange Commission)French onlanguage 23.04.07, with in the accordance with article 212-13 AMF filing number D.07-0367). Autorité des Marchés Financiers It may be used to support a financial operation Autorité des Marchés Financiers . 1996 CREATION OF CDC MARCHÉS, 1998 WHICH WILL BECOME OPENING 1999 CDC IXIS CAPITAL OF THE FIRST MARKETS AND THEN BRANCHES FIRST 2004 IXIS CORPORATE IN LONDON, ISSUES & INVESTMENT BANK IXIS CORPORATE FRANKFURT OF FRENCH & INVESTMENT 2005 AND TOKYO COVERED BANK BECOMES BONDS FIRST A DIRECTLY-OWNED SECURITIZATION 2006 SUBSIDIARY OF ON AN AUTO GROUPE CAISSE INSURANCE BIRTH D’EPARGNE PORTFOLIO OF NATIXIS orPorate FIXED EQUITIES FINANCING STRUCTURING C INCOME AND CREDIT finance IXIS Corporate & Investment Bank Based on its equities market expertise, Via an organization which integrates IXIS Corporate & Investment Bank IXIS Corporate & Investment Bank provides its expertise in trading, IXIS Corporate & Investment Bank Financing – Credit Markets, provides a genuine expertise develops customized innovative x. / distribution and structuring on a wide provides a wide range of simple IXIS Corporate & Investment Bank in structuring customized financial solutions using various range of products and risk classes. and complex structured products. provides a wide range of financing complex products. financial instruments. Métropole and innovative solutions in terms > Origination, syndication, trading > Trading and distribution > Structuring, management > Equity capital markets of structured credit products. and distribution of vanilla and of equity derivatives and distribution of alternative funds Reims Advisory and financial engineering / > structured credit bond products Corporate banking > Arbitrage on equities, > > Advisory in Private Equity and structured financing > Lazard-IXIS partnership for Trading and distribution of complex indices, convertible bonds, fund raising > capitalizations in excess of E500m Gettyimages and vanilla rate and credit listed options, bonds Trading and distribution / > derivative products of structured credit products > Customized financial solutions: > Equity Finance IXIS Corporate Solutions Isaacs Brokerage: IXIS Securities Gary > / Torregano Jacques / Business lines Bacquer le Alain / DIFC.ae / SEA Mission RFF Photography: PRINTEL. W (1) Consolidated results French Statutory data IFRS GAAP millions of euros production: 2006 2005 2005 2004 2003 and IN 2006, IXIS Corporate & Investment Bank Net banking income 1,846 1,295 1,342 790 633 took part in THE creation of Natixis Gross operating income 728 451 498 292 233 Design of WHicH it is A directly-OWned subsidiary. Consolidated net income 573 302 353 193 112 ROE based on average Since its creation, Natixis Has become consumed equity (6%) 24% 13% 16% 17% 14% THE fourtH larGest corporate French EDITORIAL COMMITTEE and investment bank in France. Consolidated equity IFRS GAAP millions of euros 2006 2005 2005 2004 2003 Ilona Scherk, Patrick Brault, Laurent Cauchy, Joanna Chessé, Corinne Lavaud, Consolidated shareholders’ equity(2) 4,265 4,166 3,704 3,432 747 France Lehir, Véronique Léon-Marois, IXIS Corporate & Investment Bank was ranked Regulatory capital 5,865 5,723 5,871 5,622 1,377 11th safest bank worldwide, and 1st French bank in Geoffroy Sartorius, Steve Smith. this category, by the Magazine Global Finance. (1) As at the end of 2006, IXIS Corporate & Investment Consolidated balance sheet total French Bank’s scope of consolidation comprised IXIS Corporate as at December 31 IFRS GAAP & Investment Bank, IXIS Capital Markets (United States), IXIS Securities, IXIS Asia Limited (Hong Kong), Printed in France on paper with a low content millions of euros 2006 2005 2005 2004 2003 the Nexgen group, as well as several dedicated business-line subsidiaries and special-purpose entities of heavy metals certified ISO 9001 and ISO 14001 (the full scope of consolidation is provided in note 36 (Environmental Management Standard) Consolidated balance sheet total 261,653 245,489 227,821 207,059 134,213 to the consolidated financial statements). (2) Attributable to the Group. and EMAS (Eco-Management and Audit Scheme). PRofiLE IXIS Corporate & Investment Bank is a directly- owned subsidiary of Natixis, the Corporate and investment banking, asset management and services vehicle set up by Groupe Caisse d’Epargne and Groupe Banque Populaire We are a leading player in the financing and capital markets arenas and offer clients a combination of optimal security and excellent ratings. We focus our efforts on areas where we command genuine expertise and where we can deliver an extensive array of high value-added intermediation, structured finance, financing, engineering and research solutions. Our fast-reacting teams are renowned for their strong advisory skills and financial engineering capability, along with their proximity to clients. We leverage these strengths to devise innovative and made to-measure products that respond to market developments and changing client needs. Our international development is underpinned by branches and subsidiaries in North America, Europe, the Middle East and Asia. Consolidated headcount as at December 31 (permanent staff) 2004 1,352 2005 1,955 2006 2,308 Senior long term ratings as at December 31 IXIS Corporate & Investment Bank’s ratings were confirmed as of November 17, 2006. AA Aa2 AA Stable outlook Stable outlook Stable outlook Standard & Poor’s Moody’s Fitch Until January 23, 2007 (included), IXIS Corporate & Investment Bank benefited from the Caisse des Dépôts guaranty. All operations carried out until that date under this guaranty are rated AAA/Aaa/AAA (Standard & Poor’s/Moody’s/Fitch). 001 IXIS Corporate & Investment Bank A leading player in Europe Management report 004 Message from the chairmen 018 ACTIVITIES 020 Analysis of income 006 022 Fixed income IXIS CORPORATE & INVESTMENT BANK 024 Equities JOINS NATIXIS 1 026 Financing and credit 010 Innovation 028 Structuring 012 Success 030 Corporate finance 014 International 033 International operations 016 Economic and financial 038 IXIS Capital Markets (United States) environment 041 Financial functions 044 Research 047 Financial structure and regulatory ratios 050 RISK MANAGEMENT AND CONTROL 052 Overview 053 Market risks 2 056 Credit risks 059 Operational risks 062 Prevention and control 002 ConTenTS 064 124 Consolidated financial RESOURCES statements AND EXPERTISE 127 Consolidated balance sheet 066 Human resources 128 Consolidated income statement 068 Back-office 129 Changes in minority interests 069 IT systems and shareholders’ equity 3 130 Cash flow statement 071 Sustainable development 132 Notes to the consolidated 073 THE OUTLOOK FOR 2007 financial statements 178 Auditors’ report on the 2006 consolidated financial statements 074 180 Parent company CORPORATE GOVERNANCE financial statements AND LEGAL ELEMENTS (extracts) 076 Legal elements 182 Balance sheet 095 Corporate governance 184 Off-balance sheet items 185 Income statement 4 186 Notes to the parent company financial statements 195 Table of results for the last five years 196 Additional information 198 AMF regulation table 200 Offices 003 “ Natixis marks a new form of cooperation between two major banking groups” Philippe Dupont Chairman of the Executive Board of Natixis and Chairman of the Supervisory Board of IXIS Corporate & Investment Bank Message from Philippe Dupont Groupe Banque Populaire and Groupe This new dimension is reflected in the fine Caisse d’Epargne’s decision to pool a results achieved across all of Natixis’ busi- selection of their activities was a highlight ness lines in 2006, and particularly in of 2006. This ambitious industrial project corporate and investment banking, where led to the creation of Natixis, a new listed net banking income climbed 27% and combine with the potential to create value international operations contributed and
Recommended publications
  • ADV Part 2A: Firm Brochure

    ADV Part 2A: Firm Brochure

    Firm Brochure Part 2A Natixis Advisors, LLC (“Natixis Advisors”) Natixis Investment Managers Solutions, a division of Natixis Advisors (“Solutions”) Boston Office San Francisco Office 888 Boylston Street 101 Second Street, Suite 1600 Boston, MA 02199 San Francisco, CA 94105 Phone: 617-449-2835 Phone: 617-449-2838 Fax: 617-369-9794 Fax: 617-369-9794 www.im.natixis.com This brochure provides information about the qualifications and business practices of Natixis Advisors. If you have any questions about the contents of this brochure, please contact us at 617-449-2838 or by email at [email protected]. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission (“SEC”) or by any state securities authority. Additional information about Natixis Advisors is available on the SEC’s website at www.adviserinfo.sec.gov. Registration does not imply that any particular level of skill or training has been met by Natixis Advisors or its personnel. August 4, 2021 1 Important Note about this Brochure This Brochure is not: • an offer or agreement to provide advisory services to any person; • an offer to sell interests (or a solicitation of an offer to purchase interests) in any fund that we advise; or • a complete discussion of the features, risks, or conflicts associated with any advisory service or fund. As required by the Investment Advisers Act of 1940, as amended (the “Advisers Act”), we provide this Brochure to current and prospective clients. We also, in our discretion, will provide this Brochure to current or prospective investors in a fund, together with other relevant offering, governing, or disclosure documents.
  • Gateway Fund

    Gateway Fund

    Gateway Fund Q2 • June 30, 2021 Fund Highlights1,2,3 Morningstar Rating Options Trading – Class Y • A low-volatility equity fund that seeks to capture the majority of the returns associated with equity Overall rating derived from weighted average of the markets while exposing investors to less risk than other equity investments by selling index call 3-, 5- and 10-year (if applicable) Morningstar Rating options against a diversified equity portfolio and purchasing index put options to help reduce metrics; other ratings based on risk-adjusted returns downside exposure Overall out of 81 funds ★★★★ • Historically has outpaced inflation and limited volatility to a level comparable to intermediate-term to Three years out of 81 funds ★★★ long term bonds Five years out of 57 funds • Potential to enhance the risk-adjusted returns for many portfolios due to its historically attractive ★★★★ risk/return profile, low beta relative to the S&P 500® Index and low correlation relative to the Ten years out of 11 funds ★★★★ Bloomberg Barclays U.S. Aggregate Bond Index Fund Facts Average annualized total returns† (%) Objective Seeks to capture the majority of the returns Since 3 months YTD 1 year 3 years 5 years 10 years associated with equity market investments, 1/1/88** while exposing investors to less risk than Class Y5 3.98 7.34 17.98 7.04 6.98 5.62 7.01 other equity investments Share Class Ticker Cusip Class A at NAV 3.94 7.24 17.72 6.78 6.72 5.37 6.91 Class Y GTEYX 367829-88-4 Class A with 5.75% -2.04 1.08 10.95 4.69 5.47 4.74 6.72 Class A GATEX 367829-20-7 maximum sales charge Class C GTECX 367829-70-2 ® 8 S&P 500 Index 8.55 15.25 40.79 18.67 17.65 14.84 11.31 Class N GTENX 367829-77-7 Bloomberg Barclays U.S.
  • Liste Des Actions Concernées Par L'interdiction De Positions Courtes Nettes

    Liste Des Actions Concernées Par L'interdiction De Positions Courtes Nettes

    Liste des actions concernées par l'interdiction de positions courtes nettes L’interdiction s’applique aux actions listées sur une plate-forme française et relevant de la compétence de l’AMF au titre du règlement 236/2012 (information disponible dans les registres ESMA). Cette liste est fournie à titre informatif. L'AMF n'est pas en mesure de garantir que le contenu disponible est complet, exact ou à jour. Compte tenu des diverses sources de données sous- jacentes, des modifications pourraient être apportées régulièrement. Isin Nom FR0010285965 1000MERCIS FR0013341781 2CRSI FR0010050773 A TOUTE VITESSE FR0000076887 A.S.T. GROUPE FR0010557264 AB SCIENCE FR0004040608 ABC ARBITRAGE FR0013185857 ABEO FR0012616852 ABIONYX PHARMA FR0012333284 ABIVAX FR0000064602 ACANTHE DEV. FR0000120404 ACCOR FR0010493510 ACHETER-LOUER.FR FR0000076861 ACTEOS FR0000076655 ACTIA GROUP FR0011038348 ACTIPLAY (GROUPE) FR0010979377 ACTIVIUM GROUP FR0000053076 ADA BE0974269012 ADC SIIC FR0013284627 ADEUNIS FR0000062978 ADL PARTNER FR0011184241 ADOCIA FR0013247244 ADOMOS FR0010340141 ADP FR0010457531 ADTHINK FR0012821890 ADUX FR0004152874 ADVENIS FR0013296746 ADVICENNE FR0000053043 ADVINI US00774B2088 AERKOMM INC FR0011908045 AG3I ES0105422002 AGARTHA REAL EST FR0013452281 AGRIPOWER FR0010641449 AGROGENERATION CH0008853209 AGTA RECORD FR0000031122 AIR FRANCE -KLM FR0000120073 AIR LIQUIDE FR0013285103 AIR MARINE NL0000235190 AIRBUS FR0004180537 AKKA TECHNOLOGIES FR0000053027 AKWEL FR0000060402 ALBIOMA FR0013258662 ALD FR0000054652 ALES GROUPE FR0000053324 ALPES (COMPAGNIE)
  • Third Supplemental Information Memorandum Dated 23 July 2019

    Third Supplemental Information Memorandum Dated 23 July 2019

    Third Supplemental Information Memorandum dated 23 July 2019 LVMH FINANCE BELGIQUE SA (incorporated as société anonyme / naamloze vennootschap) under the laws of Belgium, with enterprise number 0897.212.188 RPR/RPM (Brussels)) EUR 4,000,000,000 Belgian Multi-currency Short-Term Treasury Notes Programme Irrevocably and unconditionally guaranteed by LVMH Moët Hennessy - Louis Vuitton SE (incorporated as European company under the laws of France, and registered under number 775 670 417 (R.C.S. Paris)) The Programme is rated A-1 by Standard & Poor’s Ratings Services, a division of the McGraw-Hill Companies, Inc. and, Arranger Dealers Banque Fédérative du Crédit Mutuel BNP Paribas BRED Banque Populaire Crédit Agricole Corporate and Investment Bank Crédit Industriel et Commercial BNP Paribas Fortis SA/NV Natixis Société Générale ING Belgium SA/NV ING Bank N.V. Belgian Branch Issuing and Paying Agent BNP Paribas Fortis SA/NV This third supplemental information memorandum is dated 23 July 2019 (the “Third Supplemental Information Memorandum”) and is supplemental to, and shall be read in conjunction with, the information memorandum dated 20 October 2015 as supplemented on 21 April 2016 and on 28 April 2017 (the “Information Memorandum”). Unless otherwise defined herein, terms defined in the Information Memorandum have the same respective meanings when used in this Third Supplemental Information Memorandum. As of the date of this Third Supplemental Information Memorandum: (i) The Issuer herby makes the following additional disclosure: Moody's assigned on 3 July 2019 a first-time A1 long-term issuer rating and Prime-1 (P-1) short-term rating to LVMH Moët Hennessy Louis Vuitton SE.; (ii) The paragraph 1.17 “Rating(s) of the Programme” of the section entitled “1.
  • Actions Synthétiques France Heures De Négociation : 9:00 - 17:30 (CET) Frais Et Commissions : 0.1% Du Montant De La Transaction, Min

    Actions Synthétiques France Heures De Négociation : 9:00 - 17:30 (CET) Frais Et Commissions : 0.1% Du Montant De La Transaction, Min

    Actions Synthétiques France Heures de négociation : 9:00 - 17:30 (CET) Frais et Commissions : 0.1% du montant de la transaction, min. 8 EUR (Marge sur commission: 70% - 99.9%). Symbole Instrument dont le prix est basé sur Nombre d'actions par lot Taille minimale d'un ordre en lots Vente à découvert Taux d'emprunt de titre (%) AC.FR Accor SA CFD 1 1 OUI -3 ACA.FR Credit Agricole SA CFD 1 1 OUI -3 ADP.FR Aeroports de Paris CFD 1 1 OUI -3 AF.FR Air France-KLM CFD 1 1 OUI -3 AI.FR Air Liquide SA CFD 1 1 OUI -3 AIR.FR Airbus Group NV CFD 1 1 NON - AKE.FR Arkema SA CFD 1 1 OUI -3 ALO.FR Alstom SA CFD 1 1 OUI -3 ALT.FR Altran Technologies SA CFD 1 1 OUI -3 ATO.FR AtoS CFD 1 1 OUI -3 BB.FR Societe BIC SA CFD 1 1 OUI -3 BIM.FR BioMerieux CFD 1 1 OUI -3 BN.FR Danone CFD 1 1 OUI -3 BNP.FR BNP Paribas CFD 1 1 OUI -3 BOL.FR Bollore SA CFD 1 1 OUI -3 BVI.FR Bureau Veritas SA CFD 1 1 OUI -3 CA.FR Carrefour SA CFD 1 1 OUI -3 CAP.FR Cap Gemini SA CFD 1 1 OUI -3 CGG.FR CGG SA CFD 1 1 NON - CNP.FR CNP Assurances CFD 1 1 OUI -3 CO.FR Casino Guichard Perrachon SA CFD 1 1 OUI -3 COFA.FR Coface SA CFD 1 1 OUI -4,5 CS.FR AXA SA CFD 1 1 OUI -3 DEC.FR JCDecaux SA CFD 1 1 OUI -3 DG.FR Vinci SA CFD 1 1 OUI -3 DSY.FR Dassault Systemes CFD 1 1 OUI -3 EDEN.FR Edenred CFD 1 1 OUI -3 EDF.FR EDF SA CFD 1 1 OUI -3 EI.FR Essilor International SA CFD 1 1 OUI -3 ELE.FR Euler Hermes Group CFD 1 1 OUI -4,5 EN.FR Bouygues SA CFD 1 1 OUI -3 ENGI.FR ENGIE CFD 1 1 OUI -3 ENX.FR Euronext NV CFD 1 1 OUI -3 EO.FR Faurecia CFD 1 1 OUI -3 ERA.FR Eramet CFD 1 1 OUI -5 ERF.FR Eurofins
  • French Corporate Governance in Listed Companies Driving Growth

    French Corporate Governance in Listed Companies Driving Growth

    FRENCH CORPORATE GOVERNANCE IN LISTED COMPANIES DRIVING GROWTH & ATTRACTIVENESS A GUIDEBOOK FOR INVESTORS WITH SEPTEMBER 2012 Acknowledgements The French Institute of Directors (IFA), the Greater Paris Investment Agency both at the ini- tiative of this document together with the French Council of the Association of Registered Accountants (CSOEC) and the French Institute of Statutory Auditors (CNCC), partners of this project, are sincerely grateful to all the institutions members of the working group for their valuable contribution and particularly thank for their active commitment: - Chairman and members of the steering committee ; - Chairmen and members of the 3 workshops in charge of each chapter of this guidebook ; Names of the members of the working group by organization are provided at the end of the document. The institutions members of the working group are: ASTCF, AFG, AMF, CCIP, CNCC, CSOEC, DFCG, ECODA, ESSEC, IFA, OCDE*, ORSE, NYSE EURONEXT, PARIS EUROPLACE, PARIS IDF CAPITALE ECONO- MIQUE (the Greater Paris Investment Agency), SFAF. Warning The working group has developed this French Guidebook to assist those parties and investors interested in learning about how Corporate Governance is applied by listed companies in France. It provides a summary of the regulatory environment and soft law for Corporate Governance in France and the scope for application of such requirements under French Law. This document does not constitute any financial advice, nor does it replace the regulatory requirements of the French Market Authority (AMF). It should be read in conjunction with the detailed requirements of the AMF to form a definitive view in terms of the application of the relevant operating environment in France to each individual set of circumstances.
  • DTC Participant Alphabetical Listing June 2019.Xlsx

    DTC Participant Alphabetical Listing June 2019.Xlsx

    DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER ABN AMRO CLEARING CHICAGO LLC 0695 ABN AMRO SECURITIES (USA) LLC 0349 ABN AMRO SECURITIES (USA) LLC/A/C#2 7571 ABN AMRO SECURITIES (USA) LLC/REPO 7590 ABN AMRO SECURITIES (USA) LLC/ABN AMRO BANK NV REPO 7591 ALPINE SECURITIES CORPORATION 8072 AMALGAMATED BANK 2352 AMALGAMATED BANK OF CHICAGO 2567 AMHERST PIERPONT SECURITIES LLC 0413 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 0756 AMERICAN ENTERPRISE INVESTMENT SERVICES INC./CONDUIT 7260 APEX CLEARING CORPORATION 0158 APEX CLEARING CORPORATION/APEX CLEARING STOCK LOAN 8308 ARCHIPELAGO SECURITIES, L.L.C. 0436 ARCOLA SECURITIES, INC. 0166 ASCENSUS TRUST COMPANY 2563 ASSOCIATED BANK, N.A. 2257 ASSOCIATED BANK, N.A./ASSOCIATED TRUST COMPANY/IPA 1620 B. RILEY FBR, INC 9186 BANCA IMI SECURITIES CORP. 0136 BANK OF AMERICA, NATIONAL ASSOCIATION 2236 BANK OF AMERICA, NA/GWIM TRUST OPERATIONS 0955 BANK OF AMERICA/LASALLE BANK NA/IPA, DTC #1581 1581 BANK OF AMERICA NA/CLIENT ASSETS 2251 BANK OF CHINA, NEW YORK BRANCH 2555 BANK OF CHINA NEW YORK BRANCH/CLIENT CUSTODY 2656 BANK OF MONTREAL, CHICAGO BRANCH 2309 BANKERS' BANK 2557 BARCLAYS BANK PLC NEW YORK BRANCH 7263 BARCLAYS BANK PLC NEW YORK BRANCH/BARCLAYS BANK PLC-LNBR 8455 BARCLAYS CAPITAL INC. 5101 BARCLAYS CAPITAL INC./LE 0229 BB&T SECURITIES, LLC 0702 BBVA SECURITIES INC. 2786 BETHESDA SECURITIES, LLC 8860 # DTCC Confidential (Yellow) DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER BGC FINANCIAL, L.P. 0537 BGC FINANCIAL L.P./BGC BROKERS L.P. 5271 BLOOMBERG TRADEBOOK LLC 7001 BMO CAPITAL MARKETS CORP.
  • 2020 Universal Registration Document

    2020 Universal Registration Document

    TABLE OF CONTENT INTEGRATED REPORT 2 Executive insights 3 Company profile 6 Strategy and goals 10 Governance and risk management 20 Performance 28 6 1 COMMENTS ON THE FISCAL YEAR 37 MERCIALYS GROUP ORGANIZATION AND RELATIONS 1.1Activity report 38 WITH CASINO GROUP COMPANIES 343 1.2Financial report 47 1.3Real estate portfolio 71 6.1Operational organization 344 6.2 Business relationships with Casino group companies 344 2 6.3 Mercialys organization chart – CORPORATE SOCIAL Subsidiaries and shareholdings 349 RESPONSIBILITY 83 6.4 Statutory Auditors’ special report on 2.1Mercialys’ CSR strategy 84 regulated agreements 356 2.2Energy and greenhouse gas emissions 90 Appendix: Summary table of current regulated agreements and those 2.3Asset resilience and adaptability 95 to be voted on 360 2.4Circular economy 97 2.5Biodiversity 99 2.6Accessibility and connectivity 101 7 STOCK MARKET INFORMATION 2.7Customer well-being, health and safety 102 AND SHARE CAPITAL 363 2.8 Community life and local economic development 106 7.1Stock market information 364 2.9Responsible value chain 108 7.2Share capital and shareholdings 374 2.10Talents and diversity 114 2.11Organization and quality of life at work 118 Appendices 120 8 ANNUAL GENERAL MEETING 385 8.1Draft resolutions 386 3 Appendix 1: Information CONSOLIDATED AND SEPARATE on the compensation components FINANCIAL STATEMENTS 137 awarded or paid in fiscal year 2020 to the Chairman of the Board of Directors 422 3.1Consolidated financial statements 138 Appendix 2: Information 3.2Separate financial statements 201
  • Natixis U.S. Equity Opportunities Fund

    Natixis U.S. Equity Opportunities Fund

    Q2 | June 30, 2021 Natixis U.S. Equity Opportunities Fund QUARTERLY PORTFOLIO COMMENTARY Average annualized total returns (%) † as of 6/30/2021 3 months YTD 1 year 3 years 5 years 10 years Class Y 9.14 18.78 47.66 19.79 20.17 16.11 Class A at NAV 9.10 18.60 47.28 19.48 19.87 15.82 Class A with 5.75% maximum sales charge 2.82 11.79 38.81 17.15 18.46 15.13 S&P 500® Index 8.55 15.25 40.79 18.67 17.65 14.84 Russell 1000® Index 8.54 14.95 43.07 19.16 17.99 14.90 Performance data shown represents past performance and is no guarantee of, and not necessarily indicative of, future results. Total return and value will vary, and you may have a gain or loss when shares are sold. Current performance may be lower or higher than quoted. For most recent month-end performance, visit im.natixis.com. Performance for other share classes will be greater or less than shown based on differences in fees and sales charges. †Performance for periods less than one year is cumulative, not annualized. Returns reflect changes in share price and reinvestment of dividends and capital gains, if any. You may not invest directly in an index. Gross expense ratio 1.17% (Class A share) / 0.92% (Class Y share). Net expense ratio 1.17% (Class A share) / 0.92% (Class Y share). As of the most recent prospectus, the investment advisor has contractually agreed to waive fees and/or reimburse expenses (with certain exceptions) once the expense cap of the fund has been exceeded.
  • Transition Finance Toolkit

    Transition Finance Toolkit

    04. TRANSITION FINANCE TOOLKIT 1. April 2021 | BROWN INDUSTRIES: THE TRANSITION TIGHTROPE Tightrope.com C2 - Internal Natixis KEY TAKEAWAYS Chapter 4 Green Finance is now a core component of Climate Action and benefits from a strong impetus and legislative plans from policy-makers. The global Green/Sustainable/Social debt market reached $1.192 trillion threshold as of December 2020. There is increasing investors’ appetite for Brown industries are still largely absent from the Green transition KPI-linked products that could Bond market, which still focuses on green activities and include brown industries players The General Corporate Purpose model tied to a key performance • Investors are relatively less confident in predominantly and/or indicator on which different financial mechanism could be built allows a historically brown companies as they assess company’s profile & more holistic and forward-looking approach of climate finance. strategy in addition to the Use-of-Proceeds. UoP & General Corporate Purpose should not be opposed and can be • There is a lack of standards for activities in "grey areas" (whose complementary. "greenness" depends on observed performances like efficiency gains). The EU Taxonomy tries to address the lack of standards There is a new standard around for activities in grey areas Sustainability-Linked Bonds • Stringent thresholds can be fairly understood from the climate neutrality The ICMA has launched guidelines on the disclosures that should be objective but could lead to a niche of eligible companies or assets. made by issuers when raising funds in debt capital markets (the “Climate • The level of stringency, combined with its binary nature (i.e., without Transition Finance Handbook”).

  • General Background on Nigerian Financial System and Stock Market (Nsm)

    Stochastic modelling in Financial markets: case study of the Nigerian Stock Market OMAR, Mahmoud Abdulsalam Taib Available from the Sheffield Hallam University Research Archive (SHURA) at: http://shura.shu.ac.uk/16847/ A Sheffield Hallam University thesis This thesis is protected by copyright which belongs to the author. The content must not be changed in any way or sold commercially in any format or medium without the formal permission of the author. When referring to this work, full bibliographic details including the author, title, awarding institution and date of the thesis must be given. Please visit http://shura.shu.ac.uk/16847/ and http://shura.shu.ac.uk/information.html for further details about copyright and re-use permissions. Sheffield Haiiam University Learning and Information Services Adsetts Centre, City Campus Sheffield S1 1WO 102 078 532 2 •'laid Hallam University ,-,g and Information Services Adsetts Centre, City Campus Sheffield SI 1WD REFERENCE Stochastic Modelling in Financial Markets: Case Study of the Nigerian Stock Market Mahmoud Abdulsalam Taib Omar A thesis submitted in partial fulfilment of the requirements of Sheffield Hallam University For the degree of Doctor of Philosophy August 2012 DECLARATION I certify that the substance of this thesis has not been already submitted for any degree and is not currently being submitted for any other degree. I also certify that to the best of my knowledge any assistance received in preparing this thesis, and all sources used, have been acknowledged and referenced in this
  • Econophysics: a Brief Review of Historical Development, Present Status and Future Trends

    Econophysics: a Brief Review of Historical Development, Present Status and Future Trends

    1 Econophysics: A Brief Review of Historical Development, Present Status and Future Trends. B.G.Sharma Sadhana Agrawal Department of Physics and Computer Science, Department of Physics Govt. Science College Raipur. (India) NIT Raipur. (India) [email protected] [email protected] Malti Sharma WQ-1, Govt. Science College Raipur. (India) [email protected] D.P.Bisen SOS in Physics, Pt. Ravishankar Shukla University Raipur. (India) [email protected] Ravi Sharma Devendra Nagar Girls College Raipur. (India) [email protected] Abstract: The conventional economic 1. Introduction: approaches explore very little about the dynamics of the economic systems. Since such How is the stock market like the cosmos systems consist of a large number of agents or like the nucleus of an atom? To a interacting nonlinearly they exhibit the conservative physicist, or to an economist, properties of a complex system. Therefore the the question sounds like a joke. It is no tools of statistical physics and nonlinear laughing matter, however, for dynamics has been proved to be very useful Econophysicists seeking to plant their flag in the underlying dynamics of the system. In the field of economics. In the past few years, this paper we introduce the concept of the these trespassers have borrowed ideas from multidisciplinary field of econophysics, a quantum mechanics, string theory, and other neologism that denotes the activities of accomplishments of physics in an attempt to Physicists who are working on economic explore the divine undiscovered laws of problems to test a variety of new conceptual finance. They are already tallying what they approaches deriving from the physical science say are important gains.