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金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （"Cold Calling" - Non-Registered And/Or Non-Authorized Entities）

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金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （ 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （"Cold Calling" - Non-Registered and/or Non-Authorized Entities） 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 （Name） （Location） （Phone Number and/or Fax Number） （Website） （Publication） Midtown Tower, 9-7-1 2019年6月 Tao Holdings Akasaka, Minato-ku, Tokyo, (June 2019) Japan. Shinjuku Park Tower Building 7- http://capitalinvestsolutions.c 2019年6月 Capital Invest Solutions 1, Nishishinjuku 3-chome, Tel: +81 3 4578 0133 om/ (June 2019) Shinjuku-ku, Tokyo 9F Hankyu Terminal Building, 1- https://www.ydminternational. 2019年6月 Yokohama Daisan Management 1-4 Shibata Kita-ku, Osaka, Tel: +81-6-4560-5504 com/ (June 2019) Japan 19th fllor, Rinku Gate Tower,1 2019年6月 Matsumoris Inc Rinkuoraikita, Izumisano, Osaka (June 2019) ZIP 598-0048 14F Shiodome Building, 2019年6月 Daito Nippon Brokerage Tel: +81 3 4578 0676 www.dnbglobal.com Minato-ku, Tokyo (June 2019) Toranomon Twin Building East Tower, 18th FL 2-10-1, Toranomon 2019年6月 Landmark Financials Tel: +81 3 4579 0240 https://landmark.financial/ Minatu-ku Tokyo, (June 2019) ZIP 105-0001 2-5-6, Kyutaromachi, Chuo-ku, 2019年6月 Wellving Asset Management Tel: +81 6 4560 5035 https://wellving-am.com/ Osaka-shi, Osaka (June 2019) Level 35, Nomura Building, https://www.oscinternational. 2019年6月 Oita Sumitomo Corporate Shinjuku, Shinjuku ku, Tokyo, Tel: +81 3 4579 5888 com/ (June 2019) ZIP 163-0532 23rd floor, Shinjuku Mitsui Consolidations and Mergers Building, 2 Chome 1-1, 2019年6月 Tel: +81 3 4540 6156 Regulatory Authority Nishishinjuku, Shinjuku, Tokyo (June 2019) ZIP 163-0410 8-19 Shimizudani cho, https://mabuchipartners.com 2019年6月 Mabuchi & Partners Tennji-ku, Osaka-shi,Osaka Tel: +81 6 4560 4006 / (June 2019) ZIP 543-0011 MG Meguro Ekimae Building, https://crownalliancecapital.c 2019年6月 Crown Alliance Capital 2-15-19 Kamiosaki, Shinagawa-ku, Tel: +81 3 4540 7769 om/ (June 2019) Tokyo, ZIP141-0021 Tokyo Nihonbashi Tower,2-7-1 2019年6月 Grandlink CPA Limited Nihonbashi, Chuo-ku, Tokyo, Tel: +81 3 4578 2106 (June 2019) ZIP 103-6014 Universal Taxation Umeda Sky 1-1 Oyodanaka Kita-ku 2019年6月 Tel: +81 6 4560 4972 Strategies Osaka-shi Osaka ZIP 531-6023 (June 2019) 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （"Cold Calling" - Non-Registered and/or Non-Authorized Entities） 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 （Name） （Location） （Phone Number and/or Fax Number） （Website） （Publication） Mita Belljyu Building, Floor 24, 2019年6月 Tatler Cox Tel: +81 3 4579 0731 [email protected] 5-36-7 Shiba, Minato-ku, Tokyo (June 2019) 3-1-1 Nakasakurazuka, Tyonaka https://seclegalprofessionals. 2019年2月 Oaza Nagashima Zaisanku Tel: 001 1 248 621 2204 Shi, Osaka, Japan com/ (February 2019) The Prudential Acquisition 2019年2月 Tel: +81 6 4560 4661 Group, Inc. (February 2019) 8F Shinjuku Yamato Building, 5- Asean Financial Market Tel: +81 3 4520 9762 2019年2月 27-3 Sendagaya, Shibuya-ku, http://www.afmcb.com Compliance Board Fax: +81 3 6478 8023 (February 2019) Tokyo 7F Matsuoka Tamuracho Building, https://www.nsbrokerag 2019年2月 Nanto Sapporo Brokerage Tel: +81 3 4578 0234 Shinbashi, Minato-ku, Tokyo e.com/ (February 2019) 2018年11月 Rongxin Wealth www.rxcfhk.com (November 2018) Midland Square Tower, Nagoya 7- 2018年11月 Murakamikai 1, Aichi (November 2018) ZIP 450-0002 https://superwise- 2018年11月 GL Speed Limited c.com/ly/ (November 2018) 2018年11月 Saga Nagoya Securities 40F Midtown Tower, Tokyo Tel: +81 3 4578 8350 https://snscredit.com/ (November 2018) 14-1, Sakuragaoka-cho Street, http://www.elizabethle 2018年11月 Elizabeth Lenz Tel: +81 3 4578 1536 Tokyo, ZIP 150-8512 nz.com/ (November 2018) 2-9/F, MG Meguro Ekimae Building, https://ramsolutionsgr 2018年11月 RAM Solutions Group 2-15-19 Kamiosaki, Shinagawa-ku, oup.com/ (November 2018) Tokyo, ZIP 141-0031 Asahi Seimei Otemachi Building West capital Inc/west 16F,6-1, Otemachi 2-chome, 2018年11月 Tel: +81-3-4578 0682 capital international Chiyoda-ku, Tokyo, (November 2018) ZIP 100-0004 7F G7 Building, 7-16-12, Ginza, 2018年11月 Akita Matsui Trading Tel: +81 3 4578 9643 www.amtrading-corp.com Chuo-ku, Tokyo (November 2018) 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （"Cold Calling" - Non-Registered and/or Non-Authorized Entities） 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 （Name） （Location） （Phone Number and/or Fax Number） （Website） （Publication） Daiju Commodity Shinjuku Center Building, 25-1, Tel： +81 3 4570 4310 2018年11月 www.daiju-cm.com Markets/Daiju Commodities Nishishinjuku 1, Tokyo Fax： +81 3 6745 9537 (November 2018) Nishikawa Bldg, 5th Floor, 2-3- 22 Tenjinbashi Kita-ku, Osaka- Tel： +81 6 4506 4015 2018年11月 Ogami Ventures http://ogamivent.com shi, Osaka, Fax： +81 367 360 364 (November 2018) ZIP 530-0041 Daito-Bldg 4F 2-3-14 Saiwaicho, 2018年11月 Shuzo and Associates Naniwa-ku, Osaka-shi, Osaka, Tel： +81 6 4560 4016 http://shuzoassoc.com (November 2018) ZIP 556-0021 4th Floor, 1-25-5 Higashi Azabu, http:// www.devere- 2018年11月 Devere Acuma Minato-ku, Tokyo, Tel： +81 3 4540 3635 group.com (November 2018) ZIP 106-0044 Otemachi Tower, 1-5-5, http://trisunmanagemen 2018年11月 Tri-Sun Management Otemachi, Chiyoda-ku, Tokyo t.com/ (November 2018) Marunouchi Kitaguchi Bldg. Japan International http://japaninternatio 2018年8月 1-6-5, Marunouchi, Chiyoda-ku, Commodities nalcommodities.com/ (August 2018) Tokyo, ZIP 100-8262 Head Office: 32F, Toranomon Resona Dai-Ichi https://www.rdgfinanci 2018年8月 Hills, 1-23-4, Toranomon, Tel: +81 3 4540 6704 Group/Resona Day-Ichi Group al.com/ (August 2018) Minato-ku, Tokyo Izumi Garden Tower, 1 Chome-6-1 https://taylormckenzie 2018年8月 Taylor mckenzie Roppongi, Minato-ku, Tokyo, ZIP Tel: +81 3 4579 5691 .net/ (August 2018) 106-0032 48F Shinbashi Tokyu Bldg 4-21-3, http://www.fsajp.com/d 2018年8月 Delwebb Limited Shinbashi Minato-ku, Tokyo, ZIP Tel: +81 345 405 931 elwebb-limited/ (August 2018) 105-0004 22F Hibiya Kokusai Building, https://www.kysecuriti 2018年8月 Kangyo Yokohama Securities 2-2-3 Uchisaiwai-cho, Chiyoda- Tel: +81 3 4579 0434 es.com (August 2018) ku, Tokyo 4FL Yusen Building http://phoenixdirectma 2018年8月 Phoenix Direct Management 2-3-2 Marunouchi, Chiyoda-ku Tel: +81 3 4578 7985 nagement.com/ (August 2018) Tokyo, ZIP 100-0005 Tokyo Shinjuku Park Tower, 29/F, Grace Investment/ Grace 2018年8月 Nishishinjuku 3-7-1, 163-1055 Investment L.L.C (August 2018) Tokyo IBG Capital Partners Gran Tokyo North Tower, 1-208-5 2018年8月 Yaesu, Chiyoda-ku, Tokyo (August 2018) 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （"Cold Calling" - Non-Registered and/or Non-Authorized Entities） 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 （Name） （Location） （Phone Number and/or Fax Number） （Website） （Publication） 13F Harumi Island Triton Square Office Tower Y, 8-11, Harumi 1- https://sdbholdings.co 2018年8月 Shinhan Daiwa Brokerage Tel: +81 3 4577 6144 chome, m/ (August 2018) Chuo-ku, Tokyo ZIP 104-8610 2018年8月 Hollis Kookmin Financial (August 2018) Roppongi Hills Tower, 106-6108, 2018年8月 Michael Ulrich Hartmann Tel: +81 345 106 158 Minato, Roppongi, Tokyo (August 2018) 6th Floor, Owl Tower, 4-21-1, https://atbholdings.co 2018年8月 ATB Holdings Higashiikebukuro, Toshima-ku, Tel: +81 3 4540 0915 m/ (August 2018) Tokyo Otemachi Tower 29/F, 1-5-5 2018年8月 Toronto Sumitomo Trading Otemachi, Chiyoda-ku, Tokyo, ZIP Tel: +81 3 4590 0813 (August 2018) 100-8176 Northridge Financial Tenri Building, 1-4-1 Kita- http://www.northridgef 2018年8月 Partners Saiwai, Yokohama, Kanagawa-ken inancialpartners.com/ (August 2018) Cerlean Tower, 26-1, https://barkcapitalpar 2018年8月 Bark Capital Partners Sakuragaoka-Cho, Shibuya-ku, tners.com/ (August 2018) Tokyo 2-1-1 Nihonbashi-Muromachi, https://cobaltcapitali 2018年6月 Cobalt Capital Chuo-ku, Tokyo, ZIP 103-8328 nc.com/ （June 2018) 1-12-1 Nihonbashi, Chuo-ku, 2018年6月 Newcorp Capital Tel: +81 3 4578 9565 Tokyo, ZIP 103-8260 （June 2018) Structured Strategic Floor 4, 15 Nihonbashi, http://structuredstrat 2018年6月 Tel: +81 3 6740 1464 Capital Honsekicho, Tokyo egiccapital.com/ （June 2018) Yamaguchi Laurentian 14F Ark Mori Building, 1-12-32 https://ylsinternation 2018年6月 Tel: +81 3 4520 9745 Securities Akasaka, Minato-ku, Tokyo al.com/ （June 2018) Bankers Club Building, Level 15 Marunouchi 5C, Tokyo, ZIP 100- 0005 2018年3月 Asia & Pacific Holdings （March 2018) Nestle Building, 7-1-15, goko- dori, Chuo-ku, Kobe, Hyogo, ZIP 651-0087 Osaka Mitsui Bussan Building, 2018年3月 Bonded Escrow Level 7, 3-33 Nakanoshim, Kita- Tel: +81 6 4560 4064 （March 2018) ku, Osaka, ZIP 530-0005 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （"Cold Calling" - Non-Registered and/or Non-Authorized Entities） 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 （Name） （Location） （Phone Number and/or Fax Number） （Website） （Publication） Level 15, 1-3-1, Marunouchi, 2018年3月 Century Holdings Ltd. Chiyoda-ku, Tokyo, ZIP 100-0005 （March 2018) Pacific Marks Nishi-Umeda 2F, Tel: +81 6 4560 4026 2018年3月 Coreserv Finacial Services 2-6-20 Umeda Kita-ku, Osaka, ZIP http://coreservfs.com Fax: +81 6 7635 8547 （March 2018) 530-0001 Lino Building, 1-1 2018年3月 Cressman Financial Group Uchisaiwaicho, 2-Chome, Chiyoda- （March 2018) ku, Tokyo, ZIP 100-8540 Sumitomo Nakano Sakaue Building, 2018年3月 Empire asset investments 1-60-1 Chuo-ku, Tokyo, ZIP 164- （March 2018) 0001 Tokyo Takarazuka Building, Floor Tel: +81 3 4588 8777 http://www.greenwoodtr 2018年3月 Greenwood Trading 14, 1-1-3 Yurakucho, Tokyo, ZIP Fax: +81 3 6735 7085 ading.com/ （March 2018) 100-0006 Roppongi Hills Mori Tower, 10-1, http://indexfinancialg 2018年3月 Index Financial Group Roppongi 6, Roppongi Hills, Tel: +81 3 6730 9489 roup.com/contact-us/ （March 2018) Minato-ku, Tokyo, ZIP 106-6108 Nichido Osaka Building. Floor Tel: +81 6 4560 4041 http://www.isg- 2018年3月
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