The Vision of Germany's Rebirth
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THE VISION OF GERMANY'S REBIRTH IN THE NOVELS OF GUSTAV FRENSSEN, GEORG VON OMPTEDA AND 3AK0B UASSERMANN by PAUL SIMON ADAMS B.A., Yale University, 1966 M.A., University of British Columbia, 1970 A THESIS SUBMITTED IN PARTIAL FULFILMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY in the Department of German Ue accept this thesis as conforming to the required standard THE UNIVERSITY OF BRITISH COLUMBIA April, 1973 In presenting this thesis in partial fulfilment of the requirements for an advanced degree at the University of British Columbia, I agree that the Library shall make it freely available for reference and study. I further agree that permission for extensive copying of this thesis for scholarly purposes may be granted by the Head of my Department or by his representatives. It is understood that copying or publication of this thesis for financial gain shall not be allowed without my written permission. Department of German The University of British Columbia Vancouver 8, Canada Date 2 April 1973 i Abstract Through an examination of the vision of Germany's rebirth in the novels of Gustav Frenssen (1863-1945), Georg von Ompteda (1863-1932), and Jakob Uassermann (1873-1934), this study investigates the social, political and ethical goals of three widely read authors of the Uilhelminian era. The central problem of the novels is defined as the attitude towards the industrialization of Germany after 1870 and the way in uhich this attitude prevented the authors from facing up to the problems of industrial society, thereby contributing to the failure of German democracy and the rise of National Socialism. The underlying common theme of all three authors is the necessity for national unity, both to put an end to social discord and to enable Germany to repel an attack • r: by foreign enemies. In Frenssen's novels the aspects of social, political and religious reform contribute to the ideal of a state whose harmonious unity is secured by a framework of common goals based on a foundation of ethnic homogeneity, Georg von Ompteda's works concentrate on the problems of the Prussian aristocracy. Ompteda endeavours to demonstrate to the 3unkers themselves the necessity of reform of certain aspects of the aristocratic code, such as the duel and the urgent problem of economic 1 decline due to the Dunkers refusal to accept employment outside the service of the state, Ompteda seeks to foster national unity by showing that the aristocracy performs a vital function as the source of military and civil ad• ministrators with an essential community of interest with the rest of the nation. Uhile 3akob Uassermann represents in some ways the antithesis of the other two in that he is anti-nationalist and anti-authoritarian, he too aspires to a unified national community, but on the basis of humanitarian idealism. His vision of a,reborn society lacks the national orientation of the "Heimatdichter" and his hope for social improvement through a revitalized humanitarian ethic gave way to despair after the collapse of the Ueimar Republic. Ompteda similarly abandoned his vision of a stratified but harmonious state after the Revolution of 1918, and only Frenssen modified his vision to accomodate the Third Reich. None of the three authors belongs aesthetically in the first rank: their novels are epigonal in style, rambling in structure, and generally far too long. Since they were not first-rate thinkers, they were unable to subject their vision of a reborn society to the kind of consistent, penetrating analysis which would have revealed their failure to find solutions to the problems of indus- iii trial society. In consequence the novels retreat from the modern world into a mythical past where Germany was self-sufficient and the population lived in harmony on the land. For all his pretensions of belonging to the literary avant-garde, Uassermann's position is essentially analogous: his heroes all withdraw from the problems of industrial society into a sheltered and sharply limited sphere where they can engage in good works on an indi• vidual level. Had there been no Third Reich, the "Heimatroman" would have been merely a transitory phenomenon of dubious literary merit, worthy of scant attention forty years after the last representative of the genre left the printing press. The justification for its retrospective analysis lies in the fact that millions of Germans read these novels over a period of forty years and found in Adolf Hitler's rejection of liberal parliamentary democracy 1 a sympathetic and familiar echo of the "Heimatroman s" rural idyll. iv Table of Contents The "Heimatroman" and its Historical Context 1 Gustav Prenssen 17 Nan and Woman 22 Man and Society 42 Han and God 60 Deutschtum 75 Georg von Ompteda 93 Man and Woman 98 a The Physical Type 99 b Relationships between the Sexes 107 Man and Society 119 a Morality and Honour 119 b Religion 124 c The Caste 126 d The Army 137 e Duty 145 f The Monarchy 155 Dakob Uassermann 164 Man and Uoman 170 Man and Society 193 Deutschtum and Dudentum 229 Table of Contents The Ethical Foundation Conclusion Footnotes List of Uorks Cited Acknowledgment I would like to express my gratitude to my adviser, Professor Marketa Goetz Stankiewicz, for her unfailing encouragement and assistance during the past three years, often over trying long-distance conditions. My thanks are also due to FrHulein 3utta Salchow of the Schiller National-Museum, Marbach-am-Neckar, who rendered assistance far beyond the call of duty, and to my wife Sheri, who typed the manuscript and provided constant encouragement. I must acknowledge an enormous debt of gratitude to 3ohn Goode of Rossall School, who for five years taught me German, and to my parents, without whose support and sacrifice no dreams would have come to fruition. Pre face The aim of this study is to examine the vision of Germany's rebirth as it appears in the novels of Gustav Frenssen, Georg von Ompteda and 3akob Uassermann in order to evaluate the social, political and ethical goals of the "Heimatroman," a facet of the literature of the Uilhelminian era which has been totally neglected since 1945. Indeed, these three authors, despite the enormous numbers of their novels sold during their lifetimes, have received remarkably little scholarly attention. The secondary literature on Ompteda is restricted to reviews of his novels in various periodicals, principally Das literarische Echo, while academic criticism of Frenssen has been restricted to specific aspects of his work. There has been no attempt to assess his work as a whole except from a National Socialist viewpoint. Uassermann has been the subject of two Swiss dissertations during the past twenty years, both of which likewise deal with particular aspects of his work. Uhile Uassermann's novels lack the nationalist and racial orientation which is one of the salient features of the "Heimatroman" and therefore does not properly fit into the category of "Heimatdichter," his inclusion in the study is justified on two counts. Firstly, he thought of himself viii as a "Volkserzieher" in the same uay as Frenssen, and was bitterly disappointed when his novels were not accepted by the German public as representative of their concerns and aspirations, and secondly, the essentially analagous nature of his conclusions illuminates, and is illuminated by, the "Heimatroman" proper. The vision of a reborn nation is determined largely by the author's attitude to the society around him, and the positions of Frenssen, Ompteda and Uassermann in relation to the neuly industrialized Germany of the Uilhelminian era are reflected in the reforms which they advocate in the novels. The study examines these from the aspects of interpersonal relations, social relations and institutions, and the ethical and religious foundation. Since the "Heimatdichter" are representative of a substan• tial body of Uilhelminian thought, examination of their vision of an ideal future sheds some additional light on the actual course of events in twentieth century Germany. The "Heimatroman" and its Historical Context Seventy years ago the "Heimatroman" uas considered by many Germans to be the most important literary development of the neu century. In the heyday of Imperial splendour the^self-conscious nationalism of the movement corresponded to an awareness of national pride on the part of large sections of the population, and the equally self-conscious evocation of a simpler rural past struck a responsive chord in the hearts of many for whom the headlong onrush of industrialization brought unwelcome changes in the social and economic structure of the nation. This conservative faction in Uilhelminian Germany was not composed solely of those classes, such as the agricultural' community, who were directly affected by the shift in emphasis from agriculture to industry reflected in the bitterly opposed tariff agreements of 1892-94. The inseparability in the Bismarckian Empire of the concepts of the army, the Junkers and patriotism 1 11 per se led to a feudalization of the bourgeoisie" in which the patriotic middle class accepted the pre-eminence of the aristocracy in the military and bureaucratic heirarchy and took over many of the aristocracy's tradi• tional myths and mannerisms, which were of course directed towards the maintenance of their residual feudal privileges. 2 The growing prosperity of the middle class not only served as a substitute for real political power but also wedded the bourgeoisie to the aristocracy in the face of the demands of the proletariat for a greater share of both power and prosperity. This conservative sentiment found 1 in the "Heimatroman s" call for a return to a pre-indus- trialized state an echo of its own fears that the ascen• dancy of industrial goals posed the threat of a complete break with German tradition.