Hunan Xiangjiang Inland Waterway Transport Project

Social Monitoring Report Project Number: 43031-013 Semi-Annual Report July 2018 PRC: Hunan Xiangjiang Inland Waterway Transport Project Prepared by Hunan Yuhui Hydraulic and Hydropower Construction Supervision and Consulting Co., Ltd. for the People’s Republic of China and the Asian Development Bank. This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. Asian Development Bank SJJZZ Certificate for No. 20010176 Loan No.: 2962-PRC Hunan Xiangjiang River Tugutang Navigation and Hydropower Complex Monitoring and Evaluation Report of Land Acquisition and Resettlement (10th Issue) Hunan Yuhui Hydraulic and Hydropower Construction Supervision and Consulting Co. Ltd July, 2018 Approved by: Xiong Zhifeng Reviewed by: Xiao Lu Checked by: Xu Jinyuan Prepared by: Xu Jinyuan Luo Zhilong Peng Hongwu Introduction Entrusted by Hunan Provincial Water Transportation Construction & Investment Group Co. Ltd. (hereinafter called the construction unit, i.e. HPWTCIG), Hunan Yuhui Hydraulic and Hydropower Construction Supervision and Consulting Co. Ltd.(hereinafter called our company), as the independent external monitoring and evaluation unit, is responsible for independent external monitoring and evaluation on land acquisition and resettlement for ADB loaned Tugutang Navigation and Hydropower Complex Hunan of Xiang River Inland Water Transportation Project. Our company established Monitoring and Evaluation Department of Land Acquisition and Resettlement for Tugutang Navigation and Hydropower Complex (hereinafter called the M&E Department) in Dec. 2012. In April, 2013, the M&E Department worked out Terms of Reference for Monitoring and Evaluation on Land Acquisition and Resettlement for Tugutang Navigation and Hydropower Complex, and started monitoring and evaluation work from May of 2013. The M&E Department has performed eight field monitoring respectively in June 10~13, 2013, June 3~6, 2014, Jan. 4~31, 2015, July 10~13, 2015, Dec.26~30, 2015, June 26~30, 2016, Dec.27~31, 2016, Aug.27~31, 2017 Dec. 28~30, 2017, and has relevantly submitted the M&E reports for nine times to HPWTCIG and ADB. In June 28~30, 2017, the M&E Department has organized the investigators to perform a 3-Day on-site investigation: the monitoring personnel, the construction unit (HPWTCIG), the migration management institution in the project site, the design unit, the migration integrated monitoring and some of the affected people's representatives have participated the meeting, collected the resettlement relocation data, and knew the resettlement progress. On this basis, the M&E Department prepared this M&E Report (No.10), with the date due to end of June, 2018. The M&E Department personnel have sincere thanks to the active cooperation and support from the ADB, the construction unit (HPWTCIG) and the migration management agents in the project site and other relevant units and personnel. Contents 1. GENERAL ............................................................................................................................. 1 1.1 BACKGROUND ................................................................................................................... 1 1.2 INFLUENCE RANGE FOR RESETTLEMENT ............................................................................. 1 1.3 RESETTLEMENT PLANNING ................................................................................................. 3 1.4 RESETTLEMENT IMPLEMENTATION STATUS .......................................................................... 4 1.5 RESETTLEMENT IMPLEMENTATION MONITORING OBJECTIVES AND WORK CONTENT ............... 8 2 RESETTLEMENT IMPLEMENTATION ASSESSMENT ......................................................... 9 2.1 MONITORING METHOD ..................................................................................................... 10 2.2 MONITORING AND EVALUATION ON PERMANENT LAND ACQUISITION .................................... 10 2.3 MONITORING AND EVALUATION ON HOUSE DEMOLITION AND RESETTLEMENT ...................... 12 2.4 MONITORING AND EVALUATION OF RESIDENTS RELOCATION............................................... 16 2.5 M&E OF TEMPORARY LAND OCCUPATION ......................................................................... 17 2.6 M&E OF SPECIAL WORKS AND PROTECTION WORKS ......................................................... 18 2.7 M&E OF RESETTLEMENT COMPENSATION ......................................................................... 19 3. EVALUATION ON ADMINISTRATIVE ORGANIZATIONS OF RESETTLEMENT IMPLEMENTATION AND THEIR OPERATION CONDITIONS ............................................... 22 3.1 ORGANIZATION SETUP ..................................................................................................... 22 3.2 ORGANIZATION RESPONSIBILITIES .................................................................................... 23 3.3 OPERATION CONDITIONS OF ORGANIZATIONS .................................................................... 28 4 MONITORING & EVALUATION OF MEASURES ON RESTORATION OF LIVING STANDARD OF RELOCATEES .............................................................................................. 30 4.1 RESTORATION PLAN OF LIVING STANDARD OF RELOCATEES ............................................... 30 4.2 IMPLEMENTATION CONDITIONS OF RECOVERY MEASURES OF LIVING STANDARD OF RELOCATEES ........................................................................................................................ 30 4.3 EVALUATION OF RECOVERY CONDITIONS OF LIVING STANDARD OF RELOCATEES ................ 31 5 ALTERATION OF ACCESS ROAD AT SONGBAI KILOTON TERMINAL AND EXECUTION ............................................................................................................................ 32 6. EVALUATION OF AID TO VULNERABLE GROUPS ......................................................... 34 6.1 STATUS QUO OF VULNERABLE GROUPS ............................................................................ 34 6.2 VULNERABLE GROUPS AID PLAN ...................................................................................... 34 6.3 ASSISTANCE IMPLEMENTATION OF VULNERABLE GROUPS ................................................... 34 7 RELOCATEE COMPLAINT AND GRIEVANCE MECHANISM EVALUATION .................... 36 1 7.1 EXISTING GRIEVANCE MECHANISM ................................................................................... 36 7.2 GRIEVANCE REDRESS MECHANISM ................................................................................ 37 7.3 COMPLAINT RECORD ..................................................................................................... 37 7.4 APPEAL EFFECTIVENESS .................................................................................................. 38 8. PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE EVALUATION ................. 38 8.1 PUBLIC PARTICIPATION ..................................................................................................... 38 8.2 INFORMATION DISCLOSURE .............................................................................................. 38 8.3 FOLLOW-UP WORK .......................................................................................................... 39 9 RESULTS OF MONITORING AND EVALUATION ............................................................... 39 9.1 ASSESSMENT OF RESETTLEMENT IMPLEMENTATION ......................................................... 39 9.2 RESETTLEMENT IMPLEMENTATION ORGANIZATION AND ITS OPERATION ASSESSMENT .......... 40 9.3 MONITORING AND ASSESSMENT OF RELOCATEE LIVING RESTORATION ............................... 40 9.4 ASSESSMENT OF VULNERABLE GROUPS ASSISTANCE ......................................................... 40 9.5 ASSESSMENT TO RELOCATEE COMPLAINT AND GRIEVANCE MECHANISM ............................. 40 9.6. PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE EVALUATION ................................. 40 9.7 PROBLEMS AND FOLLOW-UP WORK .................................................................................. 40 10. COMPLIANCE OF LOAN AGREEMENT .......................................................................... 40 SCHEDULE 1:SUMMARY TABLE OF PERMANENT LAND REQUISITION ......................... 40 SCHEDULE2: SUMMARY OF HOUSING DEMOLITION ....................................................... 41 SCHEDULE 3:TABLE OF LAND ACQUISITION AND RESETTLEMENT INFLUENCES ...... 43 SCHEDULE4: COMPENSATION AND RECOVERY OF TEMPORARY LAND OCCUPATION ......................................................................................................................... 45 SCHEDULE5: INVESTMENT OF LAND ACQUISITION AND RESETTLEMENT COMPENSATION .................................................................................................................... 46 SCHEDULE 6: SUMMARY OF SAMPLE SURVEY ON PRODUCTION AND LIVING IN RESETTLEMENT VILLAGE ................................................................................................... 50 SCHEDULE 7: SUMMARY OF SAMPLE SURVEY ON PRODUCTION AND LIVING OF RESETTLEMENT HOUSEHOLDS .........................................................................................

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