Penance in the Spanish Picaresque Novel and the Arabic and Hebrew Maqama
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Repenting Roguery: Penance in the Spanish Picaresque Novel and the Arabic and Hebrew Maqama The Harvard community has made this article openly available. Please share how this access benefits you. Your story matters Citation Ramirez-Nieves, Emmanuel. 2015. Repenting Roguery: Penance in the Spanish Picaresque Novel and the Arabic and Hebrew Maqama. Doctoral dissertation, Harvard University, Graduate School of Arts & Sciences. Citable link http://nrs.harvard.edu/urn-3:HUL.InstRepos:17467380 Terms of Use This article was downloaded from Harvard University’s DASH repository, and is made available under the terms and conditions applicable to Other Posted Material, as set forth at http:// nrs.harvard.edu/urn-3:HUL.InstRepos:dash.current.terms-of- use#LAA Repenting Roguery: Penance in the Spanish Picaresque Novel and the Arabic and Hebrew 0DTƗPD A dissertation presented by Emmanuel Ramírez-Nieves to The Department of Comparative Literature in partial fulfillment of the requirements for the degree of Doctor of Philosophy in the subject of Comparative Literature Harvard University Cambridge, Massachusetts March 2015 © 2015 Emmanuel Ramírez-Nieves All rights reserved. Dissertation Advisor: Luis M. Girón-Negrón Emmanuel Ramírez-Nieves Repenting Roguery: Penance in the Spanish Picaresque Novel and the Arabic and Hebrew 0DTƗPD Abstract 5HSHQWLQJ5RJXHU\3HQDQFHLQWKH6SDQLVK3LFDUHVTXH1RYHODQGWKH$UDELFDQG +HEUHZ0DTƗPDinvestigates the significance of conversion narratives and penitential elements in the Spanish picaresque novels Vida de Guzmán de Alfarache (1599 and 1604) by Mateo Alemán and El guitón Honofre (circa 1606) by Gregorio González as ZHOODV-XDQ5XL]¶VLibro de buen amor (1330 and 1343) and El lazarillo de Tormes (1554), the Arabic PDTƗPƗWof al-ণDUƯUƯRI%DVUD FLUFD DQG,EQDO-$VKWDUNnjZƯDO- 6DUDTXV৬Ư -1138), and the Hebrew PDTƗPƗWof Judah al-ণDUƯ]Ư FLUFD DQG Isaac Ibn Sahula (1281-1284). In exploring the ways in which Christian, Muslim, and Jewish authors from medieval and early modern Iberia represent the repentance of a rogue, this study not only sheds light on the important commonalities that these religious and literary traditions share, but also illuminates the particular questions that these picaresque and proto-picaresque texts raise within their respective religious, political and cultural milieux. The ambiguity that characterizes the conversion narrative of a seemingly irredeemable rogue, I argue, provides these medieval and early modern writers with an ideal framework to address pressing problems such as controversies regarding free will and predestination, the legitimacy of claims to religious and political authority, and the understanding of social and religious marginality. iii TABLE OF CONTENTS Acknowledgments vi Introduction 1 PART ONE: TAWBA Chapter One: Tawba: Repentance in Islam I. *RG/RYHV3HUVLVWHQW3HQLWHQWV5HSHQWDQFHLQWKH4XU¶ƗQ10 DGƯWK 14ۉ-II. Before the Sun Rises from the West: Repentance in al III. The Theology of Tawba: µ,OPDO-.DOƗP 16 IV. Tawba, Zuhd and Ta܈awwuf 21 DUƯUƯۉ-Chapter Two: The Ambiguity of Being Earnest: Tawba in 0DTƗPƗWDO I. The 0DTƗPD: An Overview 40 II. The 0DTƗPD: A Critical Panorama 43 III. 0DTƗPƗWDO-ণDUƯUƯ+LVWRULFDODQG%LRJUDSKLFDO5HPDUNV 47 IV. Analysis of Two 0DTƗPƗW 52 Chapter Three: Tawba DQG,WV'LVFRQWHQWV5HSHQWDQFHLQDO-6DUDTXV৬Ư¶Val- 0DTƗPDDO-0XZDIL\\D.KDPVƯQ ,7KH$QGDOXVƯ0DTƗPDDQGDO-0DTƗPƗWDO-/X]njPL\\D 76 II. Twelfth Century al-Andalus: Sufism and Political Disenchantment 79 III. Analysis of Ibn al-$VKWDUNnjZƯDO-6DUDTXVܒƯ¶V al-0DTƗPDDO-0XZDIL\\D.KDPVƯQ 85 PART TWO: Teshuvah Chapter Four: Teshuvah ,³5HWXUQWRPHDQG,ZLOOUHWXUQWR\RX´5HSHQWDQFHLQWKHTanakh 99 II. The Foundation of the World: The Rabbinic Conception of Teshuvah 102 III. Teshuvah in Jewish Liturgy: Yom Kippur 104 IV. Theology and Teshuvah: Discernment and Free Will 116 V. Jewish Speculations: Teshuvah and Neoplatonism 121 iv beretۊChapter Five: Disputes and Supplications: TeshuvahLQ-XGDKDO-ণDUƯ]Ư¶VMa KD-Nefesh im ha-Gufۊberet 9LNXDۊha-Bakkashot and Ma beret ha-Bakkashot 131ۊI. Ma KD-Nefesh im ha-Guf 137ۊberet 9LNXDۊII. Ma EHURW 145ۊEQ*DELURO¶VKeter Malkhut DQGDO-ণDUƯ]Ư¶V0D,,,, Chapter Six: On the Path to Integrity: Teshuvah in Meshal ha-Kadmoni I. Repenting Repentance or in Search of Integrity Lost 156 ,,7KH,QWHJUDO3HQLWHQW7KH5HSHQWDQFHRIণHYHUKD-$তRতL 167 PART THREE: PENITENCIA Chapter Seven: Penitencia I. From Acts to Confessions: Conversion and Repentance in Acts of the Apostles DQG6DLQW$XJXVWLQH¶VConfessiones 177 ,,³Vinién con buena contrición´/iterature, Penance, and Councils 186 III. The Theological Challenge: Between Human Freedom and Divine *UDFHLQ7LUVRGH0ROLQD¶VEl condenado por desconfiado 196 Chapter Eight: Between Reform and Counter-Reformation: Confession and Penance in the Libro de buen amor and Vida de Guzmán de Alfarache I. Analysis of LBA (quatrains 1128-1172) 207 II. $QDO\VLVRI0DWHR$OHPiQ¶VGuzmán de Alfarache 217 Chapter Nine: The Right to Remain Impenitent: Impenitence in El Lazarillo de Tormes DQG*UHJRULR*RQ]iOH]¶VEl guitón Honofre I. Analysis of Lazarillo de Tormes 235 II. Analysis RI*UHJRULR*RQ]iOH]¶VEl guitón Honofre 246 Conclusion 259 Bibliography 263 v Acknowledgments I would first like to express my deepest gratitude to my advisor Luis M. Girón- Negrón for his guidance and support throughout my doctoral studies; his teaching, knowledge and kindness have greatly contributed to make my degree a joyful journey of learning. I am also extremely grateful to my readers William Granara and Jonathan Decter who made me deepen my knowledge of the Arabic and Hebrew literary traditions while providing me with enlightening advice. In addition, I wish to thank Mary Gaylord for her precious lessons in Spanish Golden Age poetry and Christopher Johnson for his support and guidance during the initial stages of this project. I also owe a special debt of gratitude to Robert LaPointe and Garth McCavana who provided me with essential support that allowed me to bring this project to completion. I am also grateful to &RPSDUDWLYH/LWHUDWXUH¶V:DQGD'L%HUQDUGRDQG,VDXUH0LJQRWWHIRUDOOWKHLUKHOSDQG kindness regarding administrative issues. I would also like to take the opportunity to praise the friendship of my dear cohort, Christina, Lindsey, Wei, Curt, and Luke; their warmth, support, and brilliance continue to be a source of enthusiasm and joy nel mezzo del cammin di nostra tesi and beyond. Beyond Harvard, I also wish to thank Rubén Ríos Ávila and Carmen Rita Rabell for their guidance in finding my path to an academic career during my studies at the University of Puerto Rico, Río Piedras campus. Por último, querría expresarles el más profundo agradecimiento a mi familia y a mi compañera por su paciencia y apoyo a lo largo de mi doctorado. A mis padres, Carmen María y José Manuel, por enseñarme con cariño el valor de la perseverancia y la fe; a mis hermanas, Edel, Jenny y Jaesmarie, por vi su humor y su amor y las hermosas memorias que atesoramos; a mi compañera, Mariana, por todo lo inefable. vii A mis amados padres Carmen María Nieves-Piñeiro y José Manuel Ramírez-Hernández por su apoyo, amor y ejemplo. viii Introduction $EnjণDEƯEWKHURJXLVKSURWDJRQLVWRI$EnjDO-৫ƗKLU0XতDPPDG,EQ<njVXIDO- 7DPƯPƯDO-6DUDTXV৬Ư¶Val-0DTƗPƗWDO-/X]njPL\\D, claims that authentic dream visions lead him to abandon his former life of trickery and banditry; his tawba appears to be confirmHGZKHQKHEHFRPHVLQWKHH\HVRIKLV6XILIROORZHUV³WKHDVFHWLFRIDVFHWLFV´ DQG³WKHZLWQHVVRIZLWQHVVHV´ ণHYHUKD-$তRতLWKHEDQGLWLQWKHVHFRQGJDWHRI ,EQ6DKXOD¶VMeshal ha-Kadmoni, is radically transformed after he hears ³WKHYRLFHRI VLOHQFH´ urging him to return to the right path (216). By devoting himself to religious study, family life, and communal leadership he confirms his integral commitment to teshuvah. The rogue Guzmán de Alfarache also affirms that God has assisted him in finding a path to penance in the face of his hopeless situation as a galley slave; the prudent reader (discreto lector) is invited to decipher the multi-layered implications of this assertion. This dissertation seeks to study the intriguing stories of repentance outlined above, along with a number of medieval and early modern literary texts from the Arabic, Hebrew and Spanish traditions. The literary motif of the repentant rogue serves as the unifying principle in this study by providing a particularly fruitful case study in the intersection of comparative literature and religious studies. Rather than focusing on questions about the possible genetic connections between the Arabic and Hebrew PDTƗPD and the Spanish picaresque novel, this project endeavors to highlight the commonalities that these genres share, as well as to illustrate their points of divergence. Accordingly, this study examines texts from different periods and tenors variously concerned with the motif of the repentant rogue; thus, the selection of texts aims to provide an interdisciplinary and multicultural sample of sources while paying 1 attention to their historical and cultural specificity. In addition, this dissertation seeks to establish a dialogue between the fields of comparative literature and religious studies by investigating the ways in which medieval and early modern Muslim, Jewish and Christian writers use the framework of proto-picaresque and picaresque narratives to create discursively ambiguous texts, which, at one level, provide lighthearted entertainment to their audience, while, at another level, address serious questions of their respective religious milieux and invite their audiences to critically examine the uses and misuses of religious discourse.