DRIVING IMPAIRMENTS ASSOCIATED WITH DEPRESSIVE SYMPTOMATOLOGY
A thesis submitted to Kent State University in partial fulfillment of the requirements for the degree of Master of Arts
by
Vivek Venugopal
August, 2009
Thesis written by Vivek Venugopal B. A., Ohio Wesleyan University, 2004 M. A., Kent State University, 2009
Approved by
Jeffrey A. Ciesla, Ph.D. Advisor
Douglas L. Delahanty, Ph.D. Interim Chair, Department of Psychology
Timothy Moerland, Ph.D. Dean, College of Arts and Sciences
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TABLE OF CONTENTS
LIST OF TABLES iv
LIST OF FIGURES vi
ACKNOWLEDGMENTS vii
INTRODUCTION…………………………………………………………….. 1
METHOD………………………………………………………………...... 13
Participants…………………………………………...... 13
Procedures…………………………………………...... 13
Measures…………………………………………...... 14
Neuropsychological Tests.…………………...... 16
Driving Task……………..…………………...... 17
RESULTS……………………………………………………………………... 21
DISCUSSION………………………………………………………………… 45
REFERENCES………………………………………………………………... 52
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LIST OF TABLES
TABLE 1………..……………………………………………………………….. 6 THE FOUR MODES OF ATTENTIONAL PROCESSING OUTLINED IN TRICK ET AL. (2004)
TABLE 2………………………………………………………………...... 12 HYPOTHESES TESTED IN THE PRESENT STUDY
TABLE 3………………………………………………………………………... 14 SAMPLE CHARACTERISTICS
TABLE 4………………………………………………………………………… 18 A DESCRIPTION OF THE EVENTS/OBSTACLES A DRIVER ENCOUNTERS IN THE K MADS
TABLE 5………………………………………………………………………… 22 DEPRESSION, RUMINATION, SLEEP QUALITY, AND NEUROPSYCHOLOGICAL TESTS
TABLE 6………………………………………………………………………… 24 CORRELATIONS AMONG DEPRESSION, SLEEP QUALITY, RUMINATION, AND NEUROPSYCHOLOGICAL TESTS
TABLE 7………………………………………………………………………… 25 CESD SCORES PREDICTING PERFORMANCE ON THE TMT B AND LNS (OLS REGRESSION)
TABLE 8………………………………………………………………………… 26 CESD SCORES PREDICTING PERFORMANCE ON THE TMT A, GPT A, AND GPT B (OLS REGRESSION)
TABLE 9………………………………………………………………………… 28 RSQ SCORES PREDICTING PERFORMANCE ON THE TMT B AND LNS (OLS REGRESSION)
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TABLE 10………………………………………………………………………… 29 RSQ SCORES PREDICTING PERFORMANCE ON THE TMT A, GPT A, AND GPT B (OLS REGRESSION)
TABLE 11………………………………………………………………………… 30 DRIVING PERFORMANCE
TABLE 12………………………………………………………………………… 31 CORRELATIONS AMONG THE VARIOUS DRIVING VARIABLES AND NEUROPSYCHOLOGICAL TESTS
TABLE 13………………………………………………………………………… 32 PREDICTING REACTION TIME BASED ON NEUROPSYCHOLOGICAL ABILITIES (OLS REGRESSION)
TABLE 14………………………………………………………………………… 34 PREDICTING AVERAGE LANE DEVIATION BASED ON NEUROPSYCHOLOGICAL ABILITIES (OLS REGRESSION)
TABLE 15………………………………………………………………………… 36 PREDICTING AVERAGE SPEED DEVIATION BASED ON NEUROPSYCHOLOGICAL ABILITIES (OLS REGRESSION)
TABLE 16………………………………………………………………………… 43 PREDICTING NUMBER OF CRASHES BASED ON NEUROPSYCHOLOGICAL ABILITIES (GzLM REGRESSION)
TABLE 17………………………………………………………………………… 44 PREDICTING DRIVING PERFORMANCE BASED ON RSQ SCORES
TABLE 18………………………………………………………………………… 47 NEUROPSYCHOLOGICAL TEST SCORES AND AGE REFERENCED NORMS
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LIST OF FIGURES
FIGURE 1………………………………………………………………...... 39 HISTOGRAM OF THE NUMBER OF CRASHES VARIABLE
FIGURE 2………………………………………………………………...... 40 THE NUMBER OF CRASHES VARIABLE AND EXAMPLES OF POISSON DISTRIBUTIONS
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Acknowledgments
The love, support, and guidance of many parties have contributed to the successful completion of this project. First and foremost, I thank my supervisor, Dr.
Hughes, for granting me the opportunity to participate in such an innovative and exciting research endeavor. The levity and optimism of his mentorship provided all the encouragement and reassurance I needed to overcome the many practical and technical challenges of this study. I also extend my gratitude to my advisor, Dr. Ciesla, under whose warm and able tutelage, I discovered my love for scientific inquiry. Our numerous meetings and discussions equipped me not only with many tools for research, but also a fond and intricate appreciation of their utility. Hearty thanks are due to Dr. Gunstad for sharing his wealth of technology with our team; his generosity afforded this project a new and competitive edge. I have learnt from all three of these distinguished researchers, but far less than I could have. I must also acknowledge my lab mates, Katie Horsey, David
Kalmbach, and Laura Reilly, for their kind review of this manuscript. Finally, I wish to express my eternal gratitude to my parents, Rajee Venugopal and V. G. Pillai. Their love gave me the courage to dream.
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INTRODUCTION
Over six million motor vehicle accidents and over 40,000 fatalities have occurred
in the U.S. every year since 1993 (Research and Innovative Technology Administration,
2008). A majority of these accidents are caused by human factors such as failure to
attend to appropriate stimuli while driving (Trick, Enns, Mills, & Vavrik, 2004; Recarte
& Nunes, 2000; Rumar, 1990). A government report based on police records, baseline
data, general population surveys, and onsite technician reports of over 2000 accidents
concluded that human factors such as inattention and internal distraction were the direct
cause of accidents in at least 64% of the cases, and the probable cause in 90 – 93% of the
cases (Treat et al., 1979).
Given that depression causes impairments in neuropsychological abilities such as
attention, individuals with depression have received research consideration in recent
years as a potential risk group for motor vehicle accidents. However, the extant literature
on depression related driving impairment is limited not only in volume but also in scope.
Most studies do not focus on the independent effects of depression on driving capability, but instead on the effects of anti depressant medication on driving (Brunnauer et al.,
2006; Wingen, Ramaekers, & Schmitt, 2006; Wingen, Bothmer, Langer, & Ramaekers,
2005; Ramaekers, 2003; Gerhard & Hobi, 1984). Other studies identify individuals with
depression as a high risk group for motor vehicle accidents based on epidemiological data
or survey methods (Wilson & Jonah, 1988; Donovan & Marlatt, 1982; Schmidt, Shaffer,
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Zlotowitz, & Fisher, 1977; Selzer, Rogers, & Kern, 1968), though most of these studies
are either dated or fail to extricate driving impairments on account of depression related
neurological deficits from confounds such as suicidal intent or comorbid alcoholism. To
the best of my knowledge, only one study (Bulmash et al., 2006) has examined actual
driving performance among unmedicated individuals with depression.
Bulmash and colleagues (2006) found that a clinically depressed out patient group performed significantly more poorly than a non clinical control group on a simulated
driving task, and attributed this effect to psychomotor disturbances among the depressed
group. Although their results convincingly indicate disproportionate levels of driving
impairment among their depressed sample, psychomotor disturbances may not be the
only explanation for this impairment. Firstly, because they did not obtain an objective
measure of psychomotor ability for their participants, they lacked the empirical basis to
suggest that their depressed sample exhibited psychomotor deficits or that these deficits
had caused the observed driving impairments. Secondly, since depression is typically
accompanied by a decline in cognitive abilities such as attention in addition to psychomotor functioning (Hammar, Lund, & Kayumov, 2003; Veiel, 1997), the driving
impairments Bulmash and colleagues found in their depressed sample could just as
reasonably be attributed to a decline in global cognitive abilities.
Research in the area of depression related driving impairments should endeavor
not only to replicate the association between depressive symptomatology and driving
impairments, but also to identify the specific neuropsychological deficits responsible for
these impairments. Hence, it is important to assess, first and foremost, the various
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neuropsychological capacities utilized while driving and, secondly, whether and to what
extent these capacities are diminished in individuals with depressive symptomatology.
The role of psychomotor functions in driving
Although safe driving entails complex psychomotor responses (Groeger, 2000),
attributing driving impairments among individuals with depression to psychomotor
disturbances is problematic for a number of reasons. Psychomotor disturbances,
observable either in the form of retardation (slowed speech and body movements) or
agitation (inability to sit still, pacing etc.), are one of the signs of depression enumerated
in the Diagnostic and statistical manual of mental disorders, fourth edition, text revision
(American Psychological Association, 2000) . However, the evidence for the prevalence
of psychomotor changes among individuals with depression remains scarce due to
contradictory findings and lack of replication. While some research (Sabbe et al., 1999;
Hartlage, Alloy, Vazquez, & Dykmna, 1993; Cornell, Suarez, & Berent, 1984) indicates
that nearly all individuals with depression exhibit some degree of psychomotor
disturbances, other studies (Parker et al., 1993; Austin et al., 1992) conclude that psychomotor changes are only observable in a proportion of this population. Moreover,
recent reviews of the research on depression related neuropsychological deficits identify psychomotor ability as the neuropsychological domain least affected by depression
(Airaksinen, Larsson, Lundberg, & Forsell, 2004; Zakzanis et al., 1999). Finally, there
exists little to no empirical evidence linking deficits in psychomotor function to driving
impairment. Stolwyk and colleagues (2006) found that whereas impairments in
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psychomotor speed as measured by neuropsychological tests like the Trail Making Test A
(Reitan & Wolfson, 1993) exerted little impact on driving performance, impairments in
attentional set shifting and other executive functions as measured by the Brixton Test
(Burgess & Shallice, 1997), a test that demands minimal psychomotor capability, were
significantly associated with driver error. Indeed, the most consistent thesis on driver
error across the ergonomics and psychology literatures as well as government studies is
that the vast majority of accidents are not caused by errors in motor responses, but instead by attentional lapses such as inattention (attending to thoughts and stimuli unrelated to
the driving task) and improper lookout (failure to notice the pertinent stimuli in the visual
field i.e., looking but not seeing) on the part of the driver (Klauer et al., 2006; Trick et al.,
2004; Recarte & Nunes, 2000; Rumar, 1990; Treat et al., 1979).
The role of attention in driving
In an effort to consolidate the literature on driving with the literature on attention,
Trick et al. (2004) conceptualized attentional processes as existing along two parallel dimensions or continua: automatic effortful attention and endogenous exogenous attention. The distinction between automatic and effortful attentional processes derives from the differential demands these processes place upon one’s attentional resources
(Hartlage et al., 1993; Shiffrin & Schneider, 1984; Hasher & Zacks, 1979). Automatic processes are initiated automatically or without conscious awareness, require minimal attentional resources, and do not interfere with ongoing attentional processes. Effortful processes (also known as controlled processes) must be consciously initiated, usurp
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greater attentional resources, and, consequently, are difficult to sustain in conjunction
with other effortful attentional processes. Exogenous and endogenous attentional processes, on the other hand, differ in terms of whether the attentional processes are
triggered as a result of an innate or evolutionary pattern of responding, or as a result of
learning or knowledge (Theeuwess, 1991). Exogenous processes are triggered solely by
external stimuli and, thus, show no specificity to the individual. Conversely, endogenous processes occur as a result of practice or familiarity with stimuli, and hence depend on
the experiences of the individual. Thus, exogenous processes are dominant in novel
situations in which there are no expectations about responding, while endogenous processes occur in familiar situations or novel situations in which there are clear expectations about responding.
Trick et al. (2004) combine these two dimensions of attention to arrive at four modes of attentional processing: automatic endogenous processes, automatic exogenous processes, effortful endogenous processes, and effortful exogenous processes (see Table
1). They explain the overlap between these two dimensions as follows. The position of an attentional process on the automatic effortful continuum indicates the manner in which it transpires: with conscious awareness (effortful) or without (automatic). The endogenous exogenous continuum, on the other hand, explains the origin of the attentional process: is the said attentional process occurring as a result of practice or individual expectations (endogenous) or entirely as a result of the stimulus (exogenous).
Thus, automatic exogenous processes are essentially reflexive, and common to individuals regardless of personal experience. Most driving tasks are not reflexive,
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Table 1. The four modes of attentional processing outlined in Trick et al. (2004)
Automatic Effortful
Exogenous • Occur without awareness. • Occur with awareness. • Are reflexive. • Common to all. • Do not interfere with other • Interfere with other tasks. tasks.
Endogenous • Occur without awareness. • Occur with awareness. • Are habitual or practiced. • Interfere with other tasks. • Do not interfere with other • Dependent on individual’s tasks. experiences or expectations. .
because they are learned. Trick et al. (2004), however, put forth the tendency of novice
drivers to reflexively turn the steering wheel in the direction they are looking or attending
to as an example of a driving behavior that is likely automatic exogenous, given that
young children exhibit a similar behavior while learning to ride tricycles. This example
also illustrates another important feature of automatic exogenous processes: they occur
even when they are maladaptive. Automatic endogenous processes are similar to
automatic exogenous processes in that they are initiated automatically, but differ in the
fact that they are triggered as a result of a learned pairing between the stimulus and the
attentional response. Most driving behaviors such as braking and steering become
automatic endogenous or habitual after a few years (Korteling, 1994). Like automatic
exogenous processes, automatic endogenous processes may also occur when undesirable.
For example, when trying to slow down, individuals transitioning from a manual to an
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automatic transmission vehicle often reach for where they expect the clutch to be as
opposed to reaching for the brakes.
Effortful processes, both endogenous and exogenous, are consciously initiated by
the individual, and burden attentional resources to a greater extent than the automatic processes do. The point of distinction between effortful exogenous and effortful
endogenous processes is that while the former occurs in an exploratory capacity, the latter
is more deliberate (Trick et al., 2004). In other words, drivers engage in effortful
exogenous processes when the attentional demands of driving are low enough that their
attention may be diverted elsewhere. For instance, while negotiating a familiar route
home, the attentional demands are so low (because they are being carried out via
automatic endogenous processes) that the driver’s attention may wander as a function of
the environment to billboards or signs; these billboards or signs may then grab effortful
attentional resources forcing the driver to consciously refocus attention on the road if
need be. By contrast, effortful endogenous processes are activated in situations that place
explicit demands or expectations upon the driver. For instance, when trying to find a particular location in an unfamiliar area, the driver must consciously monitor the
environment to identify relevant road signs or landmarks. The operative attentional processes are effortful because they are consciously processed and endogenous because they are self directed.
The impact of depression on attention: Implications for driving. There exists some consensus among researchers that while individuals with depression show little to no deficits in automatic attention, they exhibit marked diminution in their ability to perform
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effortful attentional tasks such as attentional set shifting (Hammar et al., 2003; Veiel,
1997; Hartlage et al., 1993). As Zakzanis and colleagues (1999) noted, individuals with
depression perform poorly on neuropsychological tests such as the Trail Making Test B
(Reitan & Wolfson, 1993) and the Letter Number Sequencing (Wechsler, 1997), because
these tests necessitate an effortful shifting of attention from one paradigm (numerical
ordering) to another (alphabetizing). It is important to note that most researchers
(Hartlage et al., 1993; Shiffrin & Schneider, 1984; Hasher & Zacks, 1979) in the field of psychology only characterize attentional processes along the continuum between
automatic and effortful, while only a few attempt to describe whether these processes are
exogenous or endogenous (Groeger, 2000; Theeuwess, 1991). However, considering that
most psychologists draw their conclusions by assessing performance on
neuropsychological tests in the laboratory, one may safely assume that these psychologists are referring to endogenous processing; test takers receive specific
instructions and their behavior is goal directed. Thus, individuals with depression suffer
from deficits in effortful endogenous processing.
As discussed earlier, driving necessitates effortful endogenous processing under
difficult driving conditions. For instance, when driving under conditions of poor
visibility, the driver must focus attention on the road in order to improve visibility
(Posner, 1980). Driving under such demanding conditions becomes hazardous in potential accident situations since the driver must quickly redirect attention from its primary focus to the source of the accident risk. Individuals with depression, since their ability to consciously switch between attentional paradigms is impaired, may not
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accomplish this task quickly enough to avoid the accident. In other words, individuals
with depression may require a greater amount of time to react to an event on the road
than their healthy counterparts.
The impact of rumination on attention: Implications for driving. Conceptualized
as a style or responding to stressful situations by repetitively and passively focusing
attention on the self, negative mood and emotions, rumination has been implicated as a
mechanism through which depressive episodes are maintained (Nolen Hoeksema, 1991;
Morrow & Nolen Hoeksema, 1990). Once activated, rumination is a self sustaining process that is robust against other mechanisms competing for attention. One theory
suggests that ruminators consciously prolong the ruminative response, because they believe, albeit erroneously, that by ruminating about their problems they might better
understand and eventually alleviate the associated distress (Lyubomirsky & Nolen
Hoeksema, 1993). Hence, it is my contention that rumination may be an effortful
endogenous process and likely occurs serially; a set of studies, though relatively small
and recent, has convincingly established the intrusive effects of rumination on the
effortful endogenous processing of other stimuli. For instance, Watkins and Brown
(2002) sought to empirically examine this hypothesis by inducing ruminative thoughts
among a group of participants and measuring subsequent performance on a random
number generation task, a measure of effortful endogenous processing. They reasoned
that if rumination is effortfully processed, then ruminative thoughts ought to interfere
with and consequently degrade performance on the random number generation task.
Consistent with their expectations, they found that the group engaged in rumination
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performed significantly more poorly on the random number generation task than a control
group. Similarly, Davis and Nolen Hoeksema (2000) demonstrated that ruminators performed significantly less efficiently than non ruminators on the Wisconsin Card
Sorting Test (WCST), an empirically validated measure of attentional set shifting
(Miyake et al., 2000).
Although drivers are more likely to engage in effortful exogenous processing
when the attentional demands of driving are relatively light, such driving conditions do
not preclude effortful endogenous processing. In light of the pervasiveness of the
ruminative response style among individuals experiencing depressive symptoms as well
as individuals who have experienced depressive symptoms in the past (Roberts, Gilboa,
& Gotlib, 1998), I hypothesize that such individuals are likely to ruminate (i.e., engage in
effortful endogenous processing) under easy driving conditions. Thus, even when
driving along a familiar road with limited traffic, ruminators must, due to the effortful
attentional demands of rumination, consciously switch the focus of their attention from
ruminative thoughts to events transpiring on the road. Thus, these individuals require
more time to switch from the ongoing effortful attentional process (rumination) to a new
target such as a traffic violator, and may hence be at a greater risk for accident
involvement.
Depression, attention, and driving: Summary. I propose that individuals suffering
from depressive symptoms are more likely to experience driving impairments than the
general population due to deficits in the effortful attentional capacities necessary for safe
driving. Depression related deficits in the ability to switch between different attentional
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paradigms affect driving ability through two proposed mechanisms: inefficiency in
switching between the various attentional demands of the actual driving task under
difficult driving conditions, and, under easy driving conditions, due to an inability to
effectively alternate between the attentional demands of the driving task and those of
extraneous processes such as rumination.
The present study
The present study employed a driving simulator paradigm to identify the
depression related neuropsychological deficits complicit in driving impairment. I aimed
to accomplish this goal in two steps: firstly, by assessing the association between
depressive symptoms and performance on a simulated driving task designed to replicate both easy and difficult driving conditions; and secondly, by determining the relationship between these symptoms and scores on pertinent neuropsychological tests. Any potential
driving impairments exhibited by individuals with depressive symptoms could then be
attributed with high specificity either to psychomotor slowing or to attentional deficits,
depending on their performance on the respective neuropsychological test. I
hypothesized that individuals experiencing high levels of depressive symptoms shall
exhibit marked deficits on neuropsychological tests assessing effortful endogenous
attention. As a corollary, these individuals shall also perform poorly on the simulated
driving task. Specifically, individuals with depressive symptoms shall fare poorly on the
simulated driving task due to it varied attentional demands during the difficult parts, and
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because they are likely ruminating in conjunction with driving during the easy parts. For
more detailed hypotheses, see Table 2.
Table 2. Hypotheses tested in the present study
Performance on neuropsychological tests Performance on simulated driving task
Hypothesis 1: higher levels of depressive Hypothesis 4: lower scores on symptomatology will be associated with neuropsychological tests of effortful lower scores on tests of effortful attention. attention will be associated with greater levels of driving impairment.
Hypothesis 2: depressive symptomatology Hypothesis 5: scores on will not be associated with performance on neuropsychological tests of tests of psychomotor speed or automatic psychomotor speed will not be attention. associated with simulated driving performance.
Hypothesis 3: higher levels of trait Hypothesis 6: higher levels of trait rumination will be associated with lower rumination will be associated with scores on tests of effortful attention. greater levels of driving impairment.
METHOD
Participants
Sixty seven students enrolled in undergraduate psychology courses at Kent State
University participated in the study in exchange for research credit. This sample included
30 males and 37 females, ranging in age from 17 years to 33 years with a mean age of 20
years; for additional information about the sample, refer to Table 3. All participants possessed a valid driver’s license, and reported at least one year of driving experience.
Procedure
Participants came into the laboratory and provided informed consent. Next, they
filled out a set of questionnaires that assessed various psychological constructs such as
depressive symptomatology, mental health history, as well as driving habits and
experience. Also, since on road sleepiness has been known to contribute to driver
impairment (Papadakaki et al., 2008), participants also answered a questionnaire
assessing quality and pattern of sleep. After they completed these questionnaires, they performed a battery of neuropsychological tests that measured various neurological and psychomotor capacities such as attention, working memory, and psychomotor dexterity; testing occurred in a low stimulus room to minimize distraction. Finally, they performed a driving task on a simulated car with a steering wheel and foot pedals. This driving task
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Table 3. Sample Characteristics ( = 67)
Mean (SD) Median Minimum Maximum
Age 19.76 (2.29) 19 17 33
Years of education 12.70 (1.13) 12 11 16
Gender (% Male) 44.8%
Race (% White) 88.1%
Driving Experience (years) 3.85 (2.26) 3 1 16
No. of hours spent driving (per week) 6.96 (6.26) 4.5 0 35
No. of accident involvements 0.72 (0.92) 0 0 4
No. of citations 0.92 (1.15) 0 0 5
No. of moving violations 0.78 (1.22) 0 0 6
No. of non moving violations 0.16 (0.41) 0 0 2