Prior compliance list of aircraft operators specifying the administering Member State for each aircraft The Commission must publish a list of aircraft operators which on or after 1 January 2006 performed an aviation activity listed in Annex I of Directive 2003/87/EC that specifies the administering Member State for each aircraft operator ("the list"). The Commission adopted the list of aircraft operators on 5th August 2009. It is important to stress that the inclusion in the EU emissions trading scheme (EU ETS) is linked to the performance of an aviation activity only and is not subject to inclusion on the list. That means that aircraft operators that perform an aviation activity listed in Annex I to Directive 2003/87/EC are covered by the EU ETS whether or not they are on the list of operators at the time of the activity. Likewise operators which cease performing an aviation activity are excluded from the scheme once they cease to perform an aviation activity listed in Directive 2003/87/EC and not at the point they are removed from the list. On the other hand, the list is legally binding regarding the determination of the administering Member State made in the list. It ensures that each operator knows which Member State it will be regulated by. It also ensures that Member States are clear on which operators they should regulate. Some unlisted aircraft operators have requested their inclusion in the list. The Commission understands that these operators are currently excluded from the EU ETS as their flight activities fall outside of the scope of Directive 2003/87/EC, therefore it is not possible to include them on the list at this point in time. However, these operators are of the view that their activities will fall within the scope of the Directive by the start of the initial monitoring in 2010. A decision has been requested at this stage as to who will regulate them, so that they can set up the appropriate monitoring and reporting arrangements before 2010. These aircraft operators are listed here ("the prior compliance list") on a preliminary basis based on the nationality of their operating licence, their past aviation activity or forecasts of future aviation activity. Additional explanation of the prior compliance list is provided in the frequently asked questions on the list of operators available on the Commission's website. It is possible that further aircraft operators will request such a preliminary allocation. Such requests should be sent to the following functional e-mail address: [email protected] In the event of additional requests, the Commission will update the prior compliance list before January 2010. A final determination of the administering Member State based on aviation activities performed during the first year of operation under the EU ETS will be made by 1 February in the year following the first calendar year of operation. Therefore the administering Member State may change for the aircraft operators listed on this prior compliance list without an EU operating licence.

EN EN CRCO Aircraft operator State Of Operator Administering code State

7649 ABX Air Inc (Airborne Express) USA f10001 Academy of Art University USA - Acropolis Aviation Ltd. UK UK f10002 Act Two, Inc. USA f10565 Aero Air, LLC USA - Aero Servicio Corporativo, S.A. de C.V. Mexico f10003 Aerolineas Centrales S.A. de C.V. Mexico France 35126 Aerologic GmbH Germany Germany 35192 Air Arabia Maroc Morocco France - Air Dolomiti Italy Italy 31335 Air Executive Charter GmbH Germany Germany f10004 Air Mercury, Ltd. Bermuda (UK) Italy f10006 Air Products & Chemicals Inc. USA f10007 Air Reese, LLC USA Ireland 35354 AirAsiaX Malaysia United Kingdom f10008 AirBill Inc. USA United Kingdom 27783 AIRCRAFT SRVCS GROUP El Salvador United Kingdom f10018 Al Paolillo USA France f10019 ALA Services, LLC USA France f10020 Alatheer Aviation Saudi Arabia France f10022 Alcoa, Inc. USA Italy - Almasria Universal Airlines Egypt Germany f10023 Alpha Technologies, Inc. USA United Kingdom f10024 AM General, LLC USA France 35644 AMY'S KITCHEN INC USA United Kingdom f10035 Anadarko Petroleum Corporation USA United Kingdom f10036 APiGroup, Inc USA France 32054 Arik Air Ltd Nigeria UK f10038 Au Revoir Air USA France - Auctionair, LLC USA UK 23290 Augsburg Airways Germany Germany 33061 AVCON JET AG Austria Austria f10059 Avenue Distribuidora de Veiculos Ltda Brazil France f10060 Aviation 604 AG Switzerland France Aviation Jolina SEC Canada United Kingdom f10550 AVMET USA United Kingdom f10550 AvMet USA United Kingdom 33979 Ayd Hava Tasimacilik A.Ş. (Turkuaz Airlines) f10061 B H Aviation Ltd USA France f10063 Bacchus Consulting, LLC USA France 35174 BANCO PINE SA Brazil Portugal

EN EN f10074 Bank of America, NA USA Spain f10075 BankNote Aviation Corp. USA United Kingdom f10077 Basic Capital Majestic USA f10078 BASURVENCIA USA Portugal f10079 Beach Capital Management USA France 35068 BEACON CAPITAL USA United Kingdom f10082 BelAir Aviation LLC USA France f10086 Black Diamond Aviation USA Italy f10089 Bloomberg Services LLC USA United Kingdom - bmi baby UK UK - bmi regional UK UK - Brasil Warrant Administracao de Bens e Brazil France Empresas S/A f10090 Bresnan International Aviation, LLC USA Ireland 633 Bristow Helicopters Ltd United Kingdom United Kingdom f10098 British International Holdings Ltd. United Kingdom United Kingdom 35163 BUDDY 4 LLC USA Belgium f10100 C. Cary Patterson USA Italy f10102 Cambridge Flight Support, LLC USA Italy f10103 Canadian Utilities Limited Canada United Kingdom - Cardinal Health USA UK - CareFusion Corporation USA UK 35318 Cargolux Italia Italy Italy 9864 CAT AVIATION Switzerland France f10110 CBS Mass Media Corporation USA United Kingdom f10112 CCI Pilot Services II, LLC USA Sweden 31812 CEPHALON USA France 35418 CHALLENGE AERO AG Switzerland Germany f10556 Challenger Management LLC USA France f10117 Channellock, Inc. USA Portugal 1808 CHC Scotia Ltd United Kingdom United Kingdom f10118 Chouest Air, Inc. USA Spain f10119 Chris James Bahamas United Kingdom f10567 CITGO Petroleum Corporation USA Spain f10121 Cleveland Browns Transportation LLC USA United Kingdom f10123 Comcast Corporation / Classic Services USA Sweden 14322 Compañía Mexicana de Aviación S.A de Mexico Spain C.V f10124 Conanicut Aviation USA United Kingdom Conforto Empreendimentos e Paricipacoes f10127 Ltda Brazil Spain Copel Comercio de Papeis e Aparas Ltda Brazil Portugal f10128 Corporate Flight Alternatives, Inc. USA France f10129 Corporate Flight Services, LLC USA Ireland f11401 CVS/Caremark Corporation USA United Kingdom CWIE MANAGEMENT RESOURCES - LLC C/O AXIS JET USA Malta

EN EN 366 Danish Air transport A/S Denmark Denmark f10134 Dankjold Reed Aviation LLC USA France 967 DAS DIRECT AIR Germany Germany f10136 Dayco Properties Ltd USA Spain - DCS Enterprises, Inc USA France f10558 DCS Management Services USA Germany 35657 DEDALUS LTDA. Brazil France f10140 Devon Realty Advisors, LLC USA United Kingdom 35715 DHL AIR LIMITED United Kingdom Germany 28321 DHL Air UK UK UK 22182 Dnieproavia Ukraine Austria f10171 Dominion Resources Services Inc. USA United Kingdom f10500 Duchossois Industries, Inc. USA Denmark f10172 DUKe Energy Business Services LLC USA Denmark f10173 EAC Air, LLC USA United Kingdom f10175 Emax Oil Company USA France Enterprise Rent-A-Car, Enterprise f10178 Holdings USA United Kingdom f10180 Epps Air Service, Inc. USA Germany - Estrella Aviation USA Ireland f10181 EWA Holdings LLC USA France f10182 Executive Flight Services, Inc. USA Czech Republic 35797 FELHAM ENT'RISES INC USA United Kingdom f10191 FHC Flight Services LLC USA France f10192 First Data Corporation USA United Kingdom f10193 Five Star Aviation, LLC USA United Kingdom f10194 Fjet Management, LLC USA France f10202 FL Aviation Corporation USA United Kingdom f10203 Fletcher Jones Management Group USA France f10208 Flightstar Corporation USA Ireland 35184 Flying Group Luxembourg Luxembourg Luxembourg f10210 Foreign Manufactures Finance Corp USA United Kingdom f10215 Fry's Electronics, Inc. USA United Kingdom f10217 Gannett Co., Inc. USA United Kingdom f10218 GCTPA, LLC USA Denmark 35213 Gedeam Tourism SA Luxembourg Luxembourg f10219 General Avileasing, Inc. USA United Kingdom 34971 Georgetown Interstate USA UK f10220 GG Aircraft LLC USA Spain f10221 Ginnaire Rental Inc. USA Spain f10223 Glacial Energy USA United Kingdom f10226 Glass Aviation, Inc. USA Spain f10227 Global Pacific Aviation, Inc. USA United Kingdom 33833 Globe Air Austria Austria - Glock Services GmbH Austria Austria

EN EN f10228 Golden Gaming USA Italy f10229 Goodman Real Estate, Inc. USA Ireland f10230 GPAir Limited Canada Ireland f10231 Graham Brothers Construction Co., Inc USA Ireland f10232 Gruss & Company USA Germany f10233 GS 150-217 LLC USA f10234 Guidara Nordeste Participacoes Ltda Brazil United Kingdom 34936 GX AVIATION USA United Kingdom f10238 Harrinford Ltd USA France f10239 Hawker Aviation LLC USA Italy f10240 Hess Corporation USA United Kingdom f10247 Hewlett-Packard Company USA United Kingdom f10248 HGA, LLC USA Italy 35165 HICKS HOLDINGS USA United Kingdom Hop-A-Jet Worldwide Jet Charter DBA f10252 Ace Aviation Service USA Ireland f1434 Horta, LLC USA France f10254 Hunt Consolidated Inc. USA United Kingdom f10255 Idaho Investments Inc. USA Netherlands 35785 IFM TRAVIATION GMBH Germany Germany f10257 IMS Health USA United Kingdom Indefensible Corporation (DJMD f10258 Corporation) USA Germany - International Game Technology / IGT USA UK f10259 Inversiones Far West Inc. USA Italy 35682 INVESTAIR 300 LLC USA Ireland 1542 ISRAEL AEROSPACE Israel Ireland f10263 Ithaca LLC USA France f10265 Jackson National Life USA United Kingdom - James S. Offield USA UK f10269 JCPenney Co. Inc. USA United Kingdom f10275 JELD-WEN, Inc. USA United Kingdom f10276 Jepson Associates Inc. USA United Kingdom f10277 Jereissati Participacoes S/A Brazil France 35326 Jet-Link AG Switzerland France 28696 Jetmark Aviation USA Ireland 33645 Jetpool Network Luftverkehrs GmbH Austria Austria f10281 JMI Services Inc. USA Portugal f10282 John M. Connors, Jr. USA Ireland f10283 JSM at FALCON, LLC USA Italy f10284 Jupiter Leasing Inc. USA Spain f10285 Justravl Aircraft Management, Inc. USA United Kingdom f10286 Kansas City Life Insurance Company USA United Kingdom f10287 Kenair, Inc. USA Ireland 35444 KOCH INDUSTRIES USA Italy - Koggen Limited USA Portugal

EN EN KW Flight, LLC / Central Missouri f10290 Aviation, Inc. USA France LBN, LLC / Central Missouri Aviation, f10294 Inc. USA Netherlands f10295 Leco Corporation USA Ireland f10496 Leucadia Aviation, Inc. USA United Kingdom f10298 Levi, Ray & Shoup, Inc. USA United Kingdom f10299 Limerick Aviation, LLC USA United Kingdom 35327 Limonia LTD United Kingdom United Kingdom f10301 LKM, Inc. USA France 35336 Lodgings 2000 LP Isle Of Man UK f10302 Lower Cross Aircraft Corp. USA Ireland f10303 LR Enterprises Management LLC USA France f10304 Luciano Antonio Zogbi Brazil France - Lufthansa Italia Italy Italy 29444 M C Group USA Ireland f10305 M.J. Air, LLC USA United Kingdom f10306 Macbens Patrimonial Ltda Brazil France f10307 Maguire Aviation Group, LLC USA Italy f10308 MBG, LLC USA Ireland f10312 McCormick and Company Inc. USA United Kingdom f10313 Mendota Aircraft Management USA France - Metrojet Limited US USA UK Metrojet Private Aircraft Management - Company Limited Hong Kong UK f10314 Metromedia Company USA United Kingdom f10315 Mexico Transportes Aereos S.A de C.V. Mexico United Kingdom 35360 Mint Airways Spain Spain f10317 MMB Management Advisory Services USA Ireland f10319 MP Air, Inc. USA United Kingdom f10320 Mutual of Omaha USA Italy f10321 N T Air, Inc. USA Spain f10322 N724DB LLC USA Sweden f10324 NASCAR, Inc. USA United Kingdom f10327 National Gypsum Company USA United Kingdom f10328 NCR Corporation USA Ireland f10331 NII Holdings Inc. USA Spain f10334 Noel Group Aviation USA Ireland f10338 Nordstrom, Inc. USA United Kingdom f10339 NWW Excel II Inc. USA Portugal f10340 Oakwood Books, Inc. USA France f10341 OfficeMax Inc USA Belgium f10342 Olayan Financing Company Saudi Arabia United Kingdom 34624 Olympic Air (Pantheon) Greece Greece f10345 Olympus Aviation LLC USA France 22820 Oman Air Oman United Kingdom

EN EN f10346 OMI Management US LP USA Netherlands - Openskies France France Operadora de Vuelos Ejecutivas, S.A. de f10509 C.V. Mexico United Kingdom f10348 Orient Wonder Internationl Ltd. Bermuda (UK) United Kingdom f10349 Oshkosh Corporation USA Netherlands f10350 Pacific Coast Feather Company USA France - Pacific Stream Company (PTC) Limited Mauritius UK f10351 Paramount Pictures Corporation USA United Kingdom 35266 PCS AVIATION SVCS USA Spain f10356 Peabody Energy USA United Kingdom f10557 Penobscot Properties, LLC USA Italy f10357 Pinehurst Meadows LLC USA Italy f10358 Pioneer Private Aviation USA Czech Republic f10361 PNC Financial Services Group USA Ireland 34190 POLARIS AVIATION USA United Kingdom f10366 Pro Airways, LLC USA Ireland f10369 Professional Jet Management, Inc. USA United Kingdom f10370 Pyle Group LLC USA United Kingdom f10372 R.O.P. Aviation, Inc. USA Italy f10376 Raytheon Company USA United Kingdom f10378 Red White & Blue Pictures, Inc. USA United Kingdom f10379 Red.Com USA Czech Republic f10380 Redleaf Management Company, LLC USA France f10381 Regent Air, Inc. USA Ireland 35828 Related Companies LP USA France f10385 Rex Realty Co USA France - Richmond American Homes, Inc. USA UK f10387 Rio Bonito Comunicacao Ltda Brazil France f10389 RKK Management, Inc. USA Ireland f10390 Rochester Aviation, Inc. USA Italy - Rocktenn Converting Company USA United Kingdom f10391 Roux Investment Mngt Co USA France - Sabey Corporation USA Spain 35019 Safi Airways Afghanistan Germany f10393 SAIB LLC USA Cyprus f1467 Sales In Concert, Inc. USA United Kingdom f10396 Sanmina-SCI Inc. USA Ireland - SCB Air LL USA Sweden f10397 Select Management Resources, LLC USA Ireland Sentry Insurance a Mutual Company DBA f10399 Sentry Aviation Services LLC USA Italy Servicios Aereos Interestatales, S.A. de f10554 C.V. Mexico United Kingdom Servicios Aéreos Regiomontanos, S.A Mexico United Kingdom f10400 Servicios Aereos Sudamericanos S.A. Argentina Italy

EN EN - Shadowfax, LLC USA UK Sheikh Ahmed bin Hamad Al-Thani (HBK - Group) Qatar Greece f10401 Shotgun Ranch USA Cyprus 3991 Sioux Company LTD. Switzerland United Kingdom SJ Management USA France f10403 Skye Gryphon, LLC USA France 35371 SL Management Group USA France f10405 Snapper Consulting Inc. Brazil United Kingdom f10406 Spectator, Inc. and Kalco Corporation USA Portugal f10409 Starbucks Corporation USA United Kingdom f10410 Starwood Asset Management, LLC USA United Kingdom State Farm Mutual Automobile Insurance f10414 Co. USA Italy f10415 StatSoft, Inc. USA United Kingdom f10419 Stephens Investment Holdings LLC USA France f10420 Steven P. Jobs USA France - Stryker Corporation USA United Kingdom f10501 Sunoco Inc. USA Ireland f10433 Sunset Aviation LLC USA Netherlands 35130 Switchback Argentina USA Germany f10435 Symax LLC USA Italy 35475 Taimyr Airlines Russian Federation Greece f10437 Target Corporation USA France f10439 Tesoro Aviation Company USA United Kingdom f10441 The Sherwin-Williams Company USA Ireland f10443 Theberton Limited Bermuda (UK) United Kingdom f10445 Thomas H. Lee Partners USA Germany f10446 Tour Air, Inc. USA United Kingdom f10447 Town Fair Tires USA Ireland f10498 Tracinda Corporation USA France 35579 Transavia Denmark ApS Denmark Denmark Transportacion Aerea del Norte S.A. de f10449 C.V. Mexico France f10450 TRT Leasing, Inc. USA France 23236 Turkmen Croatia Italy 34723 Turkmentair Turkey UK f10459 Turner Enterprises, Inc. USA Malta f10460 Unisys Corporation USA United Kingdom f10462 US Bank NA Trustee USA United Kingdom f10464 USAA USA Germany - Viking Airlines UK Limited UK UK - Viking Hellas Greece Greece Waste Management Security Services f10470 L.L.C. USA United Kingdom 35171 Wayfarer USA UK

EN EN f10540 Wayfarer Aviation Inc. USA United Kingdom f10471 Wayne A Reaud USA United Kingdom f10472 Weeks-Davies Aviation, Inc. USA Austria 25131 Wells Fargo Bank USA United Kingdom f10475 Westair Corporation USA Spain f10568 Westbury Group Ltd. Bermuda (UK) Italy f10476 WGL Capital Corporation USA France f10479 Wichita Air Services, Inc. USA United Kingdom f10481 Williams-Sonoma, Inc. USA France f10482 Windsor Media Inc. USA United Kingdom 34230 Bulgaria Bulgaria Bulgaria 34169 Wizz Air UKraine LLC Ukraine France f10483 World Harvest Church Flight Operations USA United Kingdom f10485 Xerox Corporation USA United Kingdom 32947 Yangtze River Exp China Luxembourg 35099 Your Jet Switzerland France f10488 Ziff Brothers Investment, LLC USA United Kingdom f10490 Zimmer Inc. USA United Kingdom

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