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Proxy Voting Results Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF Zhejiang Century Huatong Group Co., Ltd. Meeting Date: 07/01/2020 Country: China Primary Security ID: Y988BH109 Record Date: 06/23/2020 Meeting Type: Special Ticker: 002602 Primary CUSIP: Y988BH109 Primary ISIN: CNE1000015R2 Primary SEDOL: B4R3NW2 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve External Investment by Mgmt For For Wholly-owned Subsidiary Sanan Optoelectronics Co. Ltd. Meeting Date: 07/02/2020 Country: China Primary Security ID: Y7478M102 Record Date: 06/24/2020 Meeting Type: Special Ticker: 600703 Primary CUSIP: Y7478M102 Primary ISIN: CNE000000KB3 Primary SEDOL: 6773511 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Signing of Project Investment and Mgmt For For Construction Contract 2 Approve Authorization of the Company's Mgmt For For Management to Handle All Matters Related to the Project Investment and Construction Contract Chengdu Fusen Noble-House Industrial Co., Ltd. Meeting Date: 07/03/2020 Country: China Primary Security ID: Y1308N109 Record Date: 06/29/2020 Meeting Type: Special Ticker: 002818 Primary CUSIP: Y1308N109 Primary ISIN: CNE100002BW3 Primary SEDOL: BYNF6S9 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares 2 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF HuaAn Securities Co., Ltd. Meeting Date: 07/03/2020 Country: China Primary Security ID: Y372AR105 Record Date: 06/29/2020 Meeting Type: Special Ticker: 600909 Primary CUSIP: Y372AR105 Primary ISIN: CNE100002GR2 Primary SEDOL: BZ3FFP6 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Company's Eligibility for Rights Issue Mgmt For For APPROVE PLAN ON RIGHTS ISSUE SCHEME Mgmt 2.1 Approve Issue Type and Par Value Mgmt For For 2.2 Approve Issue Manner Mgmt For For 2.3 Approve Base, Proportion and Number of Mgmt For For Rights Issue 2.4 Approve Pricing Basis and Price Mgmt For For 2.5 Approve Placement Target Mgmt For For 2.6 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings 2.7 Approve Issue Time Mgmt For For 2.8 Approve Underwriting Manner Mgmt For For 2.9 Approve Use of Proceeds Mgmt For For 2.10 Approve Resolution Validity Period Mgmt For For 2.11 Approve Listing Location Mgmt For For 3 Approve Issuance of Rights Issue Scheme Mgmt For For 4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds 5 Approve Authorization of Board to Handle All Mgmt For For Related Matters 6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of Previously Mgmt For For Raised Funds 8 Elect Li Jie as Non-Independent Director SH For For Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF China Evergrande Group Meeting Date: 07/06/2020 Country: Cayman Islands Primary Security ID: G2119W106 Record Date: 06/29/2020 Meeting Type: Annual Ticker: 3333 Primary CUSIP: G2119W106 Primary ISIN: KYG2119W1069 Primary SEDOL: BD3DS68 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Final Dividend Mgmt For For 3 Elect Shi Junping as Director Mgmt For For 4 Elect Pan Darong as Director Mgmt For For 5 Elect Huang Xiangui as Director Mgmt For For 6 Authorize Board to Fix Remuneration of Mgmt For For Directors 7 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share Capital Mgmt For For 10 Authorize Reissuance of Repurchased Shares Mgmt For Against 11 Approve Refreshment of Scheme Mandate Mgmt For Against Limit Under the Share Option Scheme Genimous Technology Co., Ltd. Meeting Date: 07/06/2020 Country: China Primary Security ID: Y3121S109 Record Date: 06/24/2020 Meeting Type: Special Ticker: 000676 Primary CUSIP: Y3121S109 Primary ISIN: CNE000000NN2 Primary SEDOL: 6420464 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Amend Articles of Association Mgmt For For Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF Shenzhen MTC Co., Ltd. Meeting Date: 07/06/2020 Country: China Primary Security ID: Y7744S107 Record Date: 06/24/2020 Meeting Type: Special Ticker: 002429 Primary CUSIP: Y7744S107 Primary ISIN: CNE100000Q50 Primary SEDOL: B511TV0 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Provision of Counter Guarantee for Mgmt For For Shenzhen Zhaochi Lighting Co., Ltd. 2 Approve Provision of Counter Guarantee for Mgmt For For Shenzhen Fengxing Multimedia Co., Ltd. Will Semiconductor Co., Ltd. Shanghai Meeting Date: 07/06/2020 Country: China Primary Security ID: Y9584K103 Record Date: 06/30/2020 Meeting Type: Special Ticker: 603501 Primary CUSIP: Y9584K103 Primary ISIN: CNE100002XM8 Primary SEDOL: BZ07VX5 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS 2.1 Approve Issue Type Mgmt For For 2.2 Approve Issue Scale Mgmt For For 2.3 Approve Par Value and Issue Price Mgmt For For 2.4 Approve Bond Maturity Mgmt For For 2.5 Approve Bond Interest Rate Mgmt For For 2.6 Approve Method and Term for the Repayment Mgmt For For of Principal and Interest 2.7 Approve Conversion Period Mgmt For For 2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price 2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF Will Semiconductor Co., Ltd. Shanghai Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2.10 Approve Method for Determining the Number Mgmt For For of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.11 Approve Terms of Redemption Mgmt For For 2.12 Approve Terms of Sell-Back Mgmt For For 2.13 Approve Dividend Distribution Post Mgmt For For Conversion 2.14 Approve Issue Manner and Target Subscribers Mgmt For For 2.15 Approve Placing Arrangement for Mgmt For For Shareholders 2.16 Approve Matters Related to Bondholders Mgmt For For Meeting 2.17 Approve Use of Proceeds and Implementation Mgmt For For 2.18 Approve Safekeeping of Raised Funds Mgmt For For 2.19 Approve Guarantee Matters Mgmt For For 2.20 Approve Validity Period Mgmt For For 3 Approve Plan for Issuance of Convertible Mgmt For For Bonds 4 Approve Feasibility Analysis Report on the Mgmt For For Intended Usage of Raised Funds 5 Approve Report on the Usage of Previously Mgmt For For Raised Funds 6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding Mgmt For For Convertible Corporate Bondholders Meeting 8 Approve Authorization of Board to Handle All Mgmt For For Related Matters COSCO SHIPPING International (Hong Kong) Co., Ltd. Meeting Date: 07/07/2020 Country: Bermuda Primary Security ID: G8114Z101 Record Date: 07/06/2020 Meeting Type: Special Ticker: 517 Primary CUSIP: G8114Z101 Primary ISIN: BMG8114Z1014 Primary SEDOL: 6806280 Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF COSCO SHIPPING International (Hong Kong) Co., Ltd. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve New Financial Services Master Mgmt For Against Agreement, the Caps and Related Transactions Hengtong Optic-Electric Co., Ltd. Meeting Date: 07/07/2020 Country: China Primary Security ID: Y3174C100 Record Date: 07/02/2020 Meeting Type: Special Ticker: 600487 Primary CUSIP: Y3174C100 Primary ISIN: CNE000001FQ9 Primary SEDOL: 6676193 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Termination of Raised Funds Projects Mgmt For For and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Related Party Transaction in Mgmt For For Connection to Equity Disposal Agreement AVIC Shenyang Aircraft Co., Ltd. Meeting Date: 07/08/2020 Country: China Primary Security ID: Y7683G106 Record Date: 07/01/2020 Meeting Type: Special Ticker: 600760 Primary CUSIP: Y7683G106 Primary ISIN: CNE000000MH6 Primary SEDOL: 6800709 Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Elect Qi Xia as Non-Independent Director Mgmt For For RiseSun Real Estate Development Co., Ltd. Meeting Date: 07/08/2020 Country: China Primary Security ID: Y7286J101 Record Date: 06/29/2020 Meeting Type: Special Ticker: 002146 Primary CUSIP: Y7286J101 Primary ISIN: CNE1000005Y9 Primary SEDOL: B23D6F6 Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF RiseSun Real Estate Development Co., Ltd. Proposal Vote Number Proposal
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