Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Century Huatong Group Co., Ltd.
Meeting Date: 07/01/2020 Country: China Primary Security ID: Y988BH109 Record Date: 06/23/2020 Meeting Type: Special Ticker: 002602
Primary CUSIP: Y988BH109 Primary ISIN: CNE1000015R2 Primary SEDOL: B4R3NW2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve External Investment by Mgmt For For Wholly-owned Subsidiary
Sanan Optoelectronics Co. Ltd.
Meeting Date: 07/02/2020 Country: China Primary Security ID: Y7478M102 Record Date: 06/24/2020 Meeting Type: Special Ticker: 600703
Primary CUSIP: Y7478M102 Primary ISIN: CNE000000KB3 Primary SEDOL: 6773511
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Project Investment and Mgmt For For Construction Contract
2 Approve Authorization of the Company's Mgmt For For Management to Handle All Matters Related to the Project Investment and Construction Contract
Chengdu Fusen Noble-House Industrial Co., Ltd.
Meeting Date: 07/03/2020 Country: China Primary Security ID: Y1308N109 Record Date: 06/29/2020 Meeting Type: Special Ticker: 002818
Primary CUSIP: Y1308N109 Primary ISIN: CNE100002BW3 Primary SEDOL: BYNF6S9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
HuaAn Securities Co., Ltd.
Meeting Date: 07/03/2020 Country: China Primary Security ID: Y372AR105 Record Date: 06/29/2020 Meeting Type: Special Ticker: 600909
Primary CUSIP: Y372AR105 Primary ISIN: CNE100002GR2 Primary SEDOL: BZ3FFP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Rights Issue Mgmt For For
APPROVE PLAN ON RIGHTS ISSUE SCHEME Mgmt
2.1 Approve Issue Type and Par Value Mgmt For For
2.2 Approve Issue Manner Mgmt For For
2.3 Approve Base, Proportion and Number of Mgmt For For Rights Issue
2.4 Approve Pricing Basis and Price Mgmt For For
2.5 Approve Placement Target Mgmt For For
2.6 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.7 Approve Issue Time Mgmt For For
2.8 Approve Underwriting Manner Mgmt For For
2.9 Approve Use of Proceeds Mgmt For For
2.10 Approve Resolution Validity Period Mgmt For For
2.11 Approve Listing Location Mgmt For For
3 Approve Issuance of Rights Issue Scheme Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Authorization of Board to Handle All Mgmt For For Related Matters
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Report on the Usage of Previously Mgmt For For Raised Funds
8 Elect Li Jie as Non-Independent Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Evergrande Group
Meeting Date: 07/06/2020 Country: Cayman Islands Primary Security ID: G2119W106 Record Date: 06/29/2020 Meeting Type: Annual Ticker: 3333
Primary CUSIP: G2119W106 Primary ISIN: KYG2119W1069 Primary SEDOL: BD3DS68
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Shi Junping as Director Mgmt For For
4 Elect Pan Darong as Director Mgmt For For
5 Elect Huang Xiangui as Director Mgmt For For
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
9 Authorize Repurchase of Issued Share Capital Mgmt For For
10 Authorize Reissuance of Repurchased Shares Mgmt For Against
11 Approve Refreshment of Scheme Mandate Mgmt For Against Limit Under the Share Option Scheme
Genimous Technology Co., Ltd.
Meeting Date: 07/06/2020 Country: China Primary Security ID: Y3121S109 Record Date: 06/24/2020 Meeting Type: Special Ticker: 000676
Primary CUSIP: Y3121S109 Primary ISIN: CNE000000NN2 Primary SEDOL: 6420464
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen MTC Co., Ltd.
Meeting Date: 07/06/2020 Country: China Primary Security ID: Y7744S107 Record Date: 06/24/2020 Meeting Type: Special Ticker: 002429
Primary CUSIP: Y7744S107 Primary ISIN: CNE100000Q50 Primary SEDOL: B511TV0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Counter Guarantee for Mgmt For For Shenzhen Zhaochi Lighting Co., Ltd.
2 Approve Provision of Counter Guarantee for Mgmt For For Shenzhen Fengxing Multimedia Co., Ltd.
Will Semiconductor Co., Ltd. Shanghai
Meeting Date: 07/06/2020 Country: China Primary Security ID: Y9584K103 Record Date: 06/30/2020 Meeting Type: Special Ticker: 603501
Primary CUSIP: Y9584K103 Primary ISIN: CNE100002XM8 Primary SEDOL: BZ07VX5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Method and Term for the Repayment Mgmt For For of Principal and Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Will Semiconductor Co., Ltd. Shanghai
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.10 Approve Method for Determining the Number Mgmt For For of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Matters Related to Bondholders Mgmt For For Meeting
2.17 Approve Use of Proceeds and Implementation Mgmt For For
2.18 Approve Safekeeping of Raised Funds Mgmt For For
2.19 Approve Guarantee Matters Mgmt For For
2.20 Approve Validity Period Mgmt For For
3 Approve Plan for Issuance of Convertible Mgmt For For Bonds
4 Approve Feasibility Analysis Report on the Mgmt For For Intended Usage of Raised Funds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding Mgmt For For Convertible Corporate Bondholders Meeting
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
COSCO SHIPPING International (Hong Kong) Co., Ltd.
Meeting Date: 07/07/2020 Country: Bermuda Primary Security ID: G8114Z101 Record Date: 07/06/2020 Meeting Type: Special Ticker: 517
Primary CUSIP: G8114Z101 Primary ISIN: BMG8114Z1014 Primary SEDOL: 6806280 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING International (Hong Kong) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve New Financial Services Master Mgmt For Against Agreement, the Caps and Related Transactions
Hengtong Optic-Electric Co., Ltd.
Meeting Date: 07/07/2020 Country: China Primary Security ID: Y3174C100 Record Date: 07/02/2020 Meeting Type: Special Ticker: 600487
Primary CUSIP: Y3174C100 Primary ISIN: CNE000001FQ9 Primary SEDOL: 6676193
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Termination of Raised Funds Projects Mgmt For For and Use of Excess Raised Funds to Replenish Working Capital
2 Approve Related Party Transaction in Mgmt For For Connection to Equity Disposal Agreement
AVIC Shenyang Aircraft Co., Ltd.
Meeting Date: 07/08/2020 Country: China Primary Security ID: Y7683G106 Record Date: 07/01/2020 Meeting Type: Special Ticker: 600760
Primary CUSIP: Y7683G106 Primary ISIN: CNE000000MH6 Primary SEDOL: 6800709
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Qi Xia as Non-Independent Director Mgmt For For
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 07/08/2020 Country: China Primary Security ID: Y7286J101 Record Date: 06/29/2020 Meeting Type: Special Ticker: 002146
Primary CUSIP: Y7286J101 Primary ISIN: CNE1000005Y9 Primary SEDOL: B23D6F6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
RiseSun Real Estate Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Debt Financing Plan Mgmt For For
2 Approve Authorization of the Chairman or Mgmt For For Relevant Persons Authorized by the Chairman to Handle All Related Matters
Asymchem Laboratories (Tianjin) Co., Ltd.
Meeting Date: 07/09/2020 Country: China Primary Security ID: Y0370S103 Record Date: 07/03/2020 Meeting Type: Special Ticker: 002821
Primary CUSIP: Y0370S103 Primary ISIN: CNE100002BZ6 Primary SEDOL: BZHJN94
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For For Share Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For For Matters Related to Performance Share Incentive Plan
Chongqing Iron & Steel Company Limited
Meeting Date: 07/09/2020 Country: China Primary Security ID: Y15842100 Record Date: 07/01/2020 Meeting Type: Special Ticker: 1053
Primary CUSIP: Y15842100 Primary ISIN: CNE1000002W0 Primary SEDOL: 6079866
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
1.01 Elect Zhang Jingang as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Iron & Steel Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.02 Elect Liu Jianrong as Director Mgmt For For
1.03 Elect Zou An as Director Mgmt For For
1.04 Elect Zhou Ping as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
2.01 Elect Wu Xiaoping as Supervisor Mgmt For For
2.02 Elect Wang Cunlin as Supervisor Mgmt For For
2.03 Elect Xu Xudong as Supervisor Mgmt For For
GigaDevice Semiconductor (Beijing), Inc.
Meeting Date: 07/09/2020 Country: China Primary Security ID: Y270BL103 Record Date: 07/02/2020 Meeting Type: Special Ticker: 603986
Primary CUSIP: Y270BL103 Primary ISIN: CNE1000030S9 Primary SEDOL: BYM9X70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use of Funds for Cash Management Mgmt For For
2 Amend Articles of Association Mgmt For For
Lenovo Group Limited
Meeting Date: 07/09/2020 Country: Hong Kong Primary Security ID: Y5257Y107 Record Date: 07/02/2020 Meeting Type: Annual Ticker: 992
Primary CUSIP: Y5257Y107 Primary ISIN: HK0992009065 Primary SEDOL: 6218089
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Yang Yuanqing as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lenovo Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3b Elect William O. Grabe as Director Mgmt For For
3c Elect William Tudor Brown as Director Mgmt For For
3d Elect Yang Lan as Director Mgmt For For
3e Authorize Board Not to Fill Up Vacated Office Mgmt For For Resulting From Retirement of Nobuyuki Idei as Director
3f Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Sanan Optoelectronics Co. Ltd.
Meeting Date: 07/09/2020 Country: China Primary Security ID: Y7478M102 Record Date: 07/03/2020 Meeting Type: Special Ticker: 600703
Primary CUSIP: Y7478M102 Primary ISIN: CNE000000KB3 Primary SEDOL: 6773511
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Lin Zhiqiang as Non-Independent Mgmt For For Director
1.2 Elect Ren Kai as Non-Independent Director Mgmt For For
1.3 Elect Lin Kechuang as Non-Independent Mgmt For For Director
1.4 Elect Wei Daman as Non-Independent Mgmt For For Director
1.5 Elect Lin Zhidong as Non-Independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Huang Xingluan as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sanan Optoelectronics Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Elect Mu Zhirong as Independent Director Mgmt For For
2.3 Elect Kang Junyong as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Fang Chongpin as Supervisor SH For For
3.2 Elect Lv Yumei as Supervisor SH For For
TCL Technology Group Corp.
Meeting Date: 07/09/2020 Country: China Primary Security ID: Y8549C107 Record Date: 07/02/2020 Meeting Type: Special Ticker: 000100
Primary CUSIP: Y8549C107 Primary ISIN: CNE000001GL8 Primary SEDOL: 6731133
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition Agreement Mgmt For For
Foxconn Industrial Internet Co., Ltd.
Meeting Date: 07/10/2020 Country: China Primary Security ID: Y2620V100 Record Date: 07/03/2020 Meeting Type: Special Ticker: 601138
Primary CUSIP: Y2620V100 Primary ISIN: CNE1000031P3 Primary SEDOL: BFZ7XB2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Li Junqi as Non-independent Director Mgmt For For
1.2 Elect Zheng Hongmeng as Non-independent Mgmt For For Director
1.3 Elect Zhou Taiyu as Non-independent Director Mgmt For For
1.4 Elect Wang Jianmin as Non-independent Mgmt For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Foxconn Industrial Internet Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Xue Jian as Independent Director Mgmt For For
2.2 Elect Sun Zhongliang as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Hu Guohui as Supervisor Mgmt For For
3.2 Elect Li Yingxin as Supervisor Mgmt For For
4 Approve Issuance of Super Short-term Mgmt For For Commercial Papers
5 Approve Company's Eligibility for Corporate Mgmt For For Bond Issuance
APPROVE CORPORATE BOND ISSUANCE Mgmt
6.1 Approve Issue Size Mgmt For For
6.2 Approve Par Value and Issue Price Mgmt For For
6.3 Approve Bond Type and Maturity Mgmt For For
6.4 Approve Bond Interest Rate, Determination Mgmt For For Method and Repayment of Capital and Interest
6.5 Approve Issue Manner Mgmt For For
6.6 Approve Target Subscribers and Placing Mgmt For For Arrangement for Shareholders
6.7 Approve Use of Proceeds Mgmt For For
6.8 Approve Terms of Sell-Back or Terms of Mgmt For For Redemption
6.9 Approve Company Credit Status and Mgmt For For Safeguard Measures of Debts Repayment
6.10 Approve Underwriting Manner and Listing of Mgmt For For the Bonds
6.11 Approve Resolution Validity Period Mgmt For For
7 Approve Authorization of Board to Handle All Mgmt For For Related Matters
8 Approve Provision of Guarantee Mgmt For For
9 Amend Financial Aid Management System Mgmt For For
10 Amend Director Remuneration System Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Meeting Date: 07/10/2020 Country: China Primary Security ID: Y2882P106 Record Date: 07/02/2020 Meeting Type: Special Ticker: 2333
Primary CUSIP: Y2882P106 Primary ISIN: CNE100000338 Primary SEDOL: 6718255
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Ordinary Related Party Transaction Mgmt For For of the Group and Spotlight Automotive Ltd
Jointown Pharmaceutical Group Co., Ltd.
Meeting Date: 07/10/2020 Country: China Primary Security ID: Y444BD102 Record Date: 07/06/2020 Meeting Type: Special Ticker: 600998
Primary CUSIP: Y444BD102 Primary ISIN: CNE100000W45 Primary SEDOL: B5319W9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary on Employee Mgmt For Against Share Purchase Plan
2 Approve Management System of Employee Mgmt For Against Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to Employee Share Purchase Plan
4 Approve Increase in Application of Mgmt For Against Comprehensive Credit Lines
5 Approve Guarantee Provision Plan Mgmt For Against
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Meeting Date: 07/10/2020 Country: China Primary Security ID: Y8318L106 Record Date: 07/07/2020 Meeting Type: Special Ticker: 002384
Primary CUSIP: Y8318L106 Primary ISIN: CNE100000N79 Primary SEDOL: B4TJ298 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Eligibility for Spin-off Listing Mgmt For For
2 Approve Initial Public Offering and Listing on Mgmt For For ChiNext
3 Approve Spin-off of Subsidiary on ChiNext Mgmt For For
4 Approve Compliance with Provisions on Pilot Mgmt For For Domestic Listing of Subsidiaries of Listed Companies
5 Approve Listing to Safeguard the Legitimate Mgmt For For Rights and Interests of Shareholders and Creditors
6 Approve Company's Maintaining Mgmt For For Independence and Continuous Operation Ability
7 Approve Corresponding Standard Operation Mgmt For For Ability
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Yifeng Pharmacy Chain Co., Ltd.
Meeting Date: 07/10/2020 Country: China Primary Security ID: Y982AC104 Record Date: 07/01/2020 Meeting Type: Special Ticker: 603939
Primary CUSIP: Y982AC104 Primary ISIN: CNE100001TS5 Primary SEDOL: BVV6QQ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association and Handling of Mgmt For For Business Changes
Orient Securities Co., Ltd.
Meeting Date: 07/13/2020 Country: China Primary Security ID: Y2059V100 Record Date: 07/06/2020 Meeting Type: Special Ticker: 3958
Primary CUSIP: Y2059V100 Primary ISIN: CNE1000027F2 Primary SEDOL: BD31M48 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Orient Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Employee Stock Ownership Plan Mgmt For For (Draft) and Its Abstract
2 Approve Authorization to the Board to Handle Mgmt For For All Matters Related to Employee Stock Ownership Plan
China CITIC Bank Corporation Limited
Meeting Date: 07/14/2020 Country: China Primary Security ID: Y1434M116 Record Date: 06/11/2020 Meeting Type: Special Ticker: 998
Primary CUSIP: Y1434M116 Primary ISIN: CNE1000001Q4 Primary SEDOL: B1W0JF2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Change of Office and Residence and Mgmt For For Amendments to the Related Terms of the Articles of Association
China Fortune Land Development Co., Ltd.
Meeting Date: 07/14/2020 Country: China Primary Security ID: Y98912101 Record Date: 07/07/2020 Meeting Type: Special Ticker: 600340
Primary CUSIP: Y98912101 Primary ISIN: CNE000001GG8 Primary SEDOL: 6727604
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 07/15/2020 Country: China Primary Security ID: Y4448A102 Record Date: 07/08/2020 Meeting Type: Special Ticker: 002157
Primary CUSIP: Y4448A102 Primary ISIN: CNE1000006H2 Primary SEDOL: B23N9L3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For Against Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
2.1 Approve Share Type and Par Value Mgmt For Against
2.2 Approve Issue Manner and Issue Time Mgmt For Against
2.3 Approve Target Subscribers and Subscription Mgmt For Against Method
2.4 Approve Issue Price and Pricing Principle Mgmt For Against
2.5 Approve Issue Size Mgmt For Against
2.6 Approve Lock-up Period Mgmt For Against
2.7 Approve Listing Exchange Mgmt For Against
2.8 Approve Amount and Usage of Raised Funds Mgmt For Against
2.9 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For Against
3 Approve Plan on Private Placement of Shares Mgmt For Against
4 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds
5 Approve Signing of Conditional Share Mgmt For Against Subscription Agreement
6 Approve Related Party Transactions in Mgmt For Against Connection to Private Placement
7 Approve Signing of Conditional Strategic Mgmt For Against Cooperation Agreement
8 Approve Signing of Conditional Share Mgmt For Against Subscription Agreement with Strategic Investors
9 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
10 Approve White Wash Waiver and Related Mgmt For Against Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangxi Zhengbang Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Impact of Dilution of Current Returns Mgmt For Against on Major Financial Indicators and the Relevant Measures to be Taken
12 Approve Additional Guarantee Provision Plan Mgmt For Against
Shanxi Meijin Energy Co., Ltd.
Meeting Date: 07/15/2020 Country: China Primary Security ID: Y769A4103 Record Date: 07/08/2020 Meeting Type: Special Ticker: 000723
Primary CUSIP: Y769A4103 Primary ISIN: CNE0000005J2 Primary SEDOL: 6003940
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Operation Service Project Mgmt For For Contract and Guarantee Provision Plan
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Yao Jinlong as Non-Independent SH For For Director
2.2 Elect Yao Junqing as Non-Independent SH For For Director
2.3 Elect Yao Jinfei as Non-Independent Director SH For For
2.4 Elect Zhu Qinghua as Non-Independent SH For For Director
2.5 Elect Liang Gangming as Non-Independent SH For For Director
2.6 Elect Zheng Caixia as Non-Independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Wang Lizhu as Independent Director SH For For
3.2 Elect Li Yumin as Independent Director SH For For
3.3 Elect Xin Maoxun as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Li You as Supervisor Mgmt For For
4.2 Elect Zhu Jinbiao as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sino Biopharmaceutical Ltd.
Meeting Date: 07/15/2020 Country: Cayman Islands Primary Security ID: G8167W138 Record Date: 07/09/2020 Meeting Type: Special Ticker: 1177
Primary CUSIP: G8167W138 Primary ISIN: KYG8167W1380 Primary SEDOL: B00XSF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Bonus Issue Mgmt For For
2 Approve Increase in Authorized Share Capital Mgmt For For
Xiamen Tungsten Co., Ltd.
Meeting Date: 07/15/2020 Country: China Primary Security ID: Y6454T107 Record Date: 07/08/2020 Meeting Type: Special Ticker: 600549
Primary CUSIP: Y6454T107 Primary ISIN: CNE000001D15 Primary SEDOL: 6561051
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE ADJUSTMENT OF DAILY RELATED Mgmt PARTY TRANSACTIONS
1.1 Approve Adjustment of Daily Related Party Mgmt For For Transactions with Fujian Yejin (Holdings) Co., Ltd.
1.2 Approve Adjustment of Daily Related Party Mgmt For For Transactions with Zhongwu Gaoxin Materials Co., Ltd.
1.3 Approve Adjustment of Daily Related Party Mgmt For For Transactions with Japan United Materials Company
1.4 Approve Adjustment of Daily Related Party Mgmt For For Transactions with Suzhou Aichi Gaosi Motor Co., Ltd.
1.5 Approve Adjustment of Daily Related Party Mgmt For For Transactions with Various Companies
APPROVE SIGNING OF DAILY RELATED Mgmt PARTY TRANSACTIONS OF FRAMEWORK AGREEMENT
2.1 Approve Signing of Framework Agreement for Mgmt For For Daily Related Party Transactions with Fujian Yejin (Holdings) Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen Tungsten Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Approve Signing of Framework Agreement for Mgmt For For Daily Related Party Transactions with Zhongwu Gaoxin Materials Co., Ltd.
2.3 Approve Signing of Framework Agreement for Mgmt For For Daily Related Party Transactions with Jiangxi Jutong Industry Co., Ltd.
2.4 Approve Signing of Framework Agreement for Mgmt For For Daily Related Party Transactions with Jiangxi Xiushui Ganbei Industry Co., Ltd.
Jinke Property Group Co., Ltd.
Meeting Date: 07/16/2020 Country: China Primary Security ID: Y4463Q107 Record Date: 07/13/2020 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For Against Corporate Bonds
APPROVE PLAN OF CORPORATE BOND Mgmt ISSUANCE
2.1 Approve Issue Size Mgmt For Against
2.2 Approve Issue Time and Manner Mgmt For Against
2.3 Approve Issue Period and Type Mgmt For Against
2.4 Approve Use of Proceeds Mgmt For Against
2.5 Approve Bond Coupon Rate and Method of Mgmt For Against Determination
2.6 Approve Target Subscribers Mgmt For Against
2.7 Approve Terms of Redemption or Terms of Mgmt For Against Sell-Back
2.8 Approve Guarantor and Guarantee Method Mgmt For Against
2.9 Approve Listing Exchange Mgmt For Against
2.10 Approve Safeguard Measures of Debts Mgmt For Against Repayment
2.11 Approve Resolution Validity Period Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinke Property Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
4 Approve Additional Guarantee Mgmt For Against
5 Approve Use of Surplus Funds of Subsidiary Mgmt For Against by the Company and its Partners According to Shareholding Equity
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 07/16/2020 Country: China Primary Security ID: Y6436A101 Record Date: 07/09/2020 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
2 Approve Acceptance of Financial Assistance Mgmt For Against Provision
Yonyou Network Technology Co., Ltd.
Meeting Date: 07/16/2020 Country: China Primary Security ID: Y9042R104 Record Date: 07/09/2020 Meeting Type: Special Ticker: 600588
Primary CUSIP: Y9042R104 Primary ISIN: CNE0000017Y6 Primary SEDOL: 6346678
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yonyou Network Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.4 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Basis
2.5 Approve Issue Size Mgmt For For
2.6 Approve Amount and Use of Proceeds Mgmt For For
2.7 Approve Lock-up Period Mgmt For For
2.8 Approve Listing Exchange Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
ArtGo Holdings Ltd.
Meeting Date: 07/17/2020 Country: Cayman Islands Primary Security ID: G0509A106 Record Date: 07/13/2020 Meeting Type: Annual Ticker: 3313
Primary CUSIP: G0509A106 Primary ISIN: KYG0509A1067 Primary SEDOL: BWT5TL3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Zhang Jian as Director Mgmt For For
3 Elect Lung Yuet Kwan as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ArtGo Holdings Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
9 Approve Refreshment of Scheme Mandate Mgmt For Against Limit Under the Share Option Scheme
10 Approve Increase in Authorized Share Capital Mgmt For For
Laobaixing Pharmacy Chain JSC
Meeting Date: 07/17/2020 Country: China Primary Security ID: Y5S72F101 Record Date: 07/14/2020 Meeting Type: Special Ticker: 603883
Primary CUSIP: Y5S72F101 Primary ISIN: CNE1000023Q8 Primary SEDOL: BWTV847
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Subscription Target and Subscription Mgmt For For Method
2.4 Approve Issue Price and Pricing Basis Mgmt For For
2.5 Approve Issue Size, Amount and Use of Mgmt For For Proceeds
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Distribution Arrangement of Earnings Mgmt For For
2.8 Approve Resolution Validity Period Mgmt For For
2.9 Approve Listing Exchange Mgmt For For
3 Approve Private Placement of Shares Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Laobaixing Pharmacy Chain JSC
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Signing of Share Subscription Mgmt For For Contract
7 Approve Signing of Strategic Cooperation Mgmt For For Agreement
8 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
9 Approve Shareholder Return Plan Mgmt For For
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
XCMG Construction Machinery Co., Ltd.
Meeting Date: 07/17/2020 Country: China Primary Security ID: Y9T17R112 Record Date: 07/13/2020 Meeting Type: Special Ticker: 000425
Primary CUSIP: Y9T17R112 Primary ISIN: CNE000000FH0 Primary SEDOL: 6984249
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Super Short-term Mgmt For For Commercial Papers
2 Approve to Establish Xuzhou Xugong Mgmt For Against Industrial M&A Partnership Enterprise (Limited Partnership) and Related Party Transactions
Dongxu Optoelectronic Technology Co., Ltd.
Meeting Date: 07/20/2020 Country: China Primary Security ID: Y7789C108 Record Date: 07/15/2020 Meeting Type: Annual Ticker: 200413
Primary CUSIP: Y7789C108 Primary ISIN: CNE000000L24 Primary SEDOL: 6782089 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongxu Optoelectronic Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Financial and Internal Mgmt For For Control Auditor
7 Approve Provision of Guarantee Mgmt For For
8 Approve Repurchase and Cancellation of Mgmt For For Performance Compensation Shares
9 Approve Daily Related-party Transactions SH For For
10 Elect Xu Mingxin as Independent Director SH For For
11 Elect Wang Qing as Non-Independent Director SH For For
FangDa Carbon New Material Co., Ltd.
Meeting Date: 07/20/2020 Country: China Primary Security ID: Y51720103 Record Date: 07/13/2020 Meeting Type: Special Ticker: 600516
Primary CUSIP: Y51720103 Primary ISIN: CNE000001CC6 Primary SEDOL: 6543242
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Eastern Shenghong Co., Ltd.
Meeting Date: 07/20/2020 Country: China Primary Security ID: Y9717R108 Record Date: 07/15/2020 Meeting Type: Special Ticker: 000301
Primary CUSIP: Y9717R108 Primary ISIN: CNE0000012K6 Primary SEDOL: 6246336
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For For
Jiangsu Guotai International Group Co., Ltd.
Meeting Date: 07/20/2020 Country: China Primary Security ID: Y4439U125 Record Date: 07/15/2020 Meeting Type: Special Ticker: 002091
Primary CUSIP: Y4439U125 Primary ISIN: CNE000001PN5 Primary SEDOL: B1HLWV7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in the Use of Raised Funds Mgmt For For to Implement the Construction Project of Guotai Innovation and Design Center
2 Approve Amendments to Articles of Mgmt For For Association
3 Approve Reformulation of Rules and Mgmt For For Procedures Regarding Meetings of Board of Directors
4 Approve Reformulation of Rules and Mgmt For For Procedures Regarding Meetings of Board of Supervisors
5 Approve Reformulation of Rules and Mgmt For For Procedures Regarding General Meetings of Shareholders
6 Approve Reformulation of Related Party Mgmt For For Transaction Decision System
7 Approve Reformulation of Management Mgmt For For System and Usage Method of Raised Funds
8 Approve Reformulation of Working System for Mgmt For For Independent Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 07/20/2020 Country: China Primary Security ID: Y4451G103 Record Date: 07/14/2020 Meeting Type: Special Ticker: 000961
Primary CUSIP: Y4451G103 Primary ISIN: CNE0000011P7 Primary SEDOL: 6201595
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Loan Mgmt For Against
SAIC Motor Corp. Ltd.
Meeting Date: 07/20/2020 Country: China Primary Security ID: Y7443N102 Record Date: 07/13/2020 Meeting Type: Special Ticker: 600104
Primary CUSIP: Y7443N102 Primary ISIN: CNE000000TY6 Primary SEDOL: 6086974
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
APPROVE SHARE REPURCHASE PLAN Mgmt
4.1 Approve Repurchase Purpose Mgmt For For
4.2 Approve Share Repurchase Type Mgmt For For
4.3 Approve Share Repurchase Method Mgmt For For
4.4 Approve Share Repurchase Implementation Mgmt For For Period
4.5 Approve the Usage, Number, Proportion of Mgmt For For the Company's Total Share Capital and Total Funds to be Used
4.6 Approve Share Repurchase Price Mgmt For For
4.7 Approve Source of Funds for Share Mgmt For For Repurchase
4.8 Approve Repurchase or Cancellation of the Mgmt For For Shares Transferred According to Law Related Arrangements Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SAIC Motor Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.9 Approve Relevant Authorization for Mgmt For For Repurchase Matters
Zhejiang Hailiang Co. Ltd.
Meeting Date: 07/20/2020 Country: China Primary Security ID: Y988AK103 Record Date: 07/15/2020 Meeting Type: Special Ticker: 002203
Primary CUSIP: Y988AK103 Primary ISIN: CNE1000008X5 Primary SEDOL: B2N6LQ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
Zijin Mining Group Co., Ltd.
Meeting Date: 07/20/2020 Country: China Primary Security ID: Y9892H107 Record Date: 07/14/2020 Meeting Type: Special Ticker: 2899
Primary CUSIP: Y9892H107 Primary ISIN: CNE100000502 Primary SEDOL: 6725299
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Satisfaction of the Conditions for the Mgmt For For Public Issuance of A Share Convertible Corporate Bonds of the Company
RESOLUTIONS IN RELATION TO THE PUBLIC Mgmt ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS FOR THE YEAR 2020 OF THE COMPANY
2.01 Approve Type of Securities to be Issued Mgmt For For
2.02 Approve Size of the Issuance Mgmt For For
2.03 Approve Par Value and Issue Price Mgmt For For
2.04 Approve Term of the A Share Convertible Mgmt For For Corporate Bonds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zijin Mining Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.05 Approve Coupon Rate of the A Share Mgmt For For Convertible Corporate Bonds
2.06 Approve Timing and Method of Repayment of Mgmt For For Principal and Interest Payment
2.07 Approve Conversion Period Mgmt For For
2.08 Approve Determination and Adjustment of the Mgmt For For Conversion Price
2.09 Approve Terms of Downward Adjustment to Mgmt For For Conversion Price
2.10 Approve Method for Determining the Number Mgmt For For of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds Which is Insufficient to be Converted into One A Share
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sale Back Mgmt For For
2.13 Approve Entitlement to Dividend in the Year Mgmt For For of Conversion
2.14 Approve Method of the Issuance and Target Mgmt For For Subscribers
2.15 Approve Subscription Arrangement for the Mgmt For For Existing A Shareholders
2.16 Approve Relevant Matters of Bondholders' Mgmt For For Meetings
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Rating Mgmt For For
2.19 Approve Management and Deposit for Mgmt For For Proceeds Raised
2.20 Approve Guarantee and Security Mgmt For For
2.21 Approve Validity Period of the Resolution of Mgmt For For the Issuance
3 Approve Plan of the Public Issuance of A Mgmt For For Share Convertible Corporate Bonds of the Company
4 Approve Feasibility Report on the Use of Mgmt For For Proceeds Raised in the Public Issuance ofA Share Convertible Corporate Bonds of the Company
RESOLUTIONS IN RELATION TO THE Mgmt REPORTS ON THE USE OF PROCEEDS PREVIOUSLY RAISED Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zijin Mining Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5.01 Approve Specific Report on the Use of Mgmt For For Proceeds Previously Raised of the Company (as at 31 December 2019)
5.02 Approve Specific Report on the Use of Mgmt For For Proceeds Previously Raised of the Company (as at 31 March 2020)
6 Approve Recovery Measures and Undertakings Mgmt For For by Relevant Parties in Relation to Dilutive Impact on Immediate Returns of the Public Issuance of A Share Convertible Corporate Bonds of the Company
7 Approve Profit Distribution and Return Plan Mgmt For For for the Next Three Years (Year 2020-2022) of the Company
8 Approve Formulation of Rules for A Share Mgmt For For Convertible Corporate Bondholders' Meetings of the Company
9 Approve Possible Connected Transactions of Mgmt For For Subscriptions of A Share Convertible Corporate Bonds Under the Public Issuance by the Substantial Shareholder, Directors and Supervisors and/or the Directors Under the Employee Stock Ownership Scheme
10 Approve Authorization to the Board of Mgmt For For Directors or Its Authorized Persons to Handle All the Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company
11 Approve Provision of Guarantee for Financing Mgmt For For to Gold Mountains (H.K.) International Mining Company Limited
12 Approve Provision of Guarantees for Mgmt For For Financing for Acquisition and Construction of Julong Copper
Zijin Mining Group Co., Ltd.
Meeting Date: 07/20/2020 Country: China Primary Security ID: Y9892H107 Record Date: 07/14/2020 Meeting Type: Special Ticker: 2899
Primary CUSIP: Y9892H107 Primary ISIN: CNE100000502 Primary SEDOL: 6725299
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zijin Mining Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE PUBLIC Mgmt ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS FOR THE YEAR 2020 OF THE COMPANY
1.01 Approve Type of Securities to be Issued Mgmt For For
1.02 Approve Size of the Issuance Mgmt For For
1.03 Approve Par Value and Issue Price Mgmt For For
1.04 Approve Term of the A Share Convertible Mgmt For For Corporate Bonds
1.05 Approve Coupon Rate of the A Share Mgmt For For Convertible Corporate Bonds
1.06 Approve Timing and Method of Repayment of Mgmt For For Principal and Interest Payment
1.07 Approve Conversion Period Mgmt For For
1.08 Approve Determination and Adjustment of the Mgmt For For Conversion Price
1.09 Approve Terms of Downward Adjustment to Mgmt For For Conversion Price
1.10 Approve Method for Determining the Number Mgmt For For of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds Which is Insufficient to be Converted into One A Share
1.11 Approve Terms of Redemption Mgmt For For
1.12 Approve Terms of Sale Back Mgmt For For
1.13 Approve Entitlement to Dividend in the Year Mgmt For For of Conversion
1.14 Approve Method of the Issuance and Target Mgmt For For Subscribers
1.15 Approve Subscription Arrangement for the Mgmt For For Existing A Shareholders
1.16 Approve Relevant Matters of Bondholders' Mgmt For For Meetings
1.17 Approve Use of Proceeds Mgmt For For
1.18 Approve Rating Mgmt For For
1.19 Approve Management and Deposit for Mgmt For For Proceeds Raised
1.20 Approve Guarantee and Security Mgmt For For
1.21 Approve Validity Period of the Resolution of Mgmt For For the Issuance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zijin Mining Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Plan of the Public Issuance of A Mgmt For For Share Convertible Corporate Bonds of the Company
3 Approve Authorization to the Board of Mgmt For For Directors or Its Authorized Persons to Handle All the Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company
Beijing Capital Land Ltd.
Meeting Date: 07/21/2020 Country: China Primary Security ID: Y0771C103 Record Date: Meeting Type: Special Ticker: 2868
Primary CUSIP: Y0771C103 Primary ISIN: CNE100000239 Primary SEDOL: 6623360
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Asset Management Agreement, Mgmt For For Proposed Annual Caps and Related Transactions
Beijing Shunxin Agriculture Co., Ltd.
Meeting Date: 07/21/2020 Country: China Primary Security ID: Y0771P104 Record Date: 07/15/2020 Meeting Type: Special Ticker: 000860
Primary CUSIP: Y0771P104 Primary ISIN: CNE000000XH3 Primary SEDOL: 6128047
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Company's Management System Mgmt For For
3 Approve Issuance of Medium-term Notes Mgmt For Against
4 Approve Issuance of Debt Financing Mgmt For Against Instruments Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Energy Shipping Co., Ltd.
Meeting Date: 07/21/2020 Country: China Primary Security ID: Y15039129 Record Date: 07/14/2020 Meeting Type: Special Ticker: 601872
Primary CUSIP: Y15039129 Primary ISIN: CNE000001PQ8 Primary SEDOL: B1H6P80
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
Jason Furniture (Hangzhou) Co., Ltd.
Meeting Date: 07/22/2020 Country: China Primary Security ID: Y4255J105 Record Date: 07/14/2020 Meeting Type: Special Ticker: 603816
Primary CUSIP: Y4255J105 Primary ISIN: CNE100002GF7 Primary SEDOL: BYPH1S8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
Pinduoduo, Inc.
Meeting Date: 07/22/2020 Country: Cayman Islands Primary Security ID: 722304102 Record Date: 07/01/2020 Meeting Type: Annual Ticker: PDD
Primary CUSIP: 722304102 Primary ISIN: US7223041028 Primary SEDOL: BYVW0F7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Elect Director Zheng Huang Mgmt For For
2 Elect Director Haifeng Lin Mgmt For For
3 Elect Director Nanpeng Shen Mgmt For For
4 Elect Director Qi Lu Mgmt For For
5 Elect Director George Yong-Boon Yeo Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Pinduoduo, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Elect Director Anthony Kam Ping Leung Mgmt For For
7 Elect Director Lei Chen Mgmt For For
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 07/22/2020 Country: China Primary Security ID: Y76810103 Record Date: 06/22/2020 Meeting Type: Annual Ticker: 1066
Primary CUSIP: Y76810103 Primary ISIN: CNE100000171 Primary SEDOL: 6742340
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2019 Audited Consolidated Financial Mgmt For For Statements
2 Approve 2019 Report of the Board of Mgmt For For Directors
3 Approve 2019 Report of the Supervisory Mgmt For For Committee
4 Approve Final Dividend Mgmt For For
5 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
6 Authorize Board to Fix Remuneration of Mgmt For For Directors, Supervisors and Senior Management
7 Elect Zhang Hua Wei as Director Mgmt For For
8 Elect Wang Yi as Director Mgmt For For
9 Elect Zhou Shu Hua as Director Mgmt For For
10 Elect Hu Yun Yong as Supervisor Mgmt For For
11 Elect Gu Mei Jun as Supervisor Mgmt For For
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
13 Authorize Repurchase of Issued H Share Mgmt For For Capital
14 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
WUS Printed Circuit (Kunshan) Co., Ltd.
Meeting Date: 07/22/2020 Country: China Primary Security ID: Y9716K104 Record Date: 07/15/2020 Meeting Type: Special Ticker: 002463
Primary CUSIP: Y9716K104 Primary ISIN: CNE100000SP5 Primary SEDOL: B4YB1F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Amend Articles of Association Mgmt For For
3 Approve Additional Foreign Exchange Mgmt For For Derivatives Transaction
CSG Holding Co., Ltd.
Meeting Date: 07/23/2020 Country: China Primary Security ID: Y1R16V105 Record Date: 07/15/2020 Meeting Type: Special Ticker: 200012
Primary CUSIP: Y1R16V105 Primary ISIN: CNE0000002M3 Primary SEDOL: 6196174
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Amend Articles of Association Mgmt For For
KingClean Electric Co., Ltd.
Meeting Date: 07/23/2020 Country: China Primary Security ID: Y47937100 Record Date: 07/16/2020 Meeting Type: Special Ticker: 603355
Primary CUSIP: Y47937100 Primary ISIN: CNE1000022K3 Primary SEDOL: BX3G6N0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
KingClean Electric Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
First Tractor Company Limited
Meeting Date: 07/24/2020 Country: China Primary Security ID: Y25714109 Record Date: 06/23/2020 Meeting Type: Special Ticker: 38
Primary CUSIP: Y25714109 Primary ISIN: CNE100000320 Primary SEDOL: 6002895
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ORDINARY RESOLUTIONS Mgmt
1 Approve Proposed A Shares Issue Mgmt For For
2 Approve Dilution of Current Return as a Mgmt For For Result of the Proposed A Shares Issue and the Adoption of Remedial Measures
3 Approve Undertakings by the Controlling Mgmt For For Shareholder, Actual Controller, Directors and Senior Management of the Company to the Implementation of the Remedial Measures
4 Approve Shareholders' Return Plan for the Mgmt For For Next Three Years
5 Approve Resolution that the Company is Not Mgmt For For Required to Prepare the Report on the Use of the Previous Proceeds
6 Approve Formulation of the Working Rules of Mgmt For For Independent Directors
7 Approve Amendments to the Decision Making Mgmt For For Principles on Investments
SPECIAL RESOLUTIONS Mgmt
4 Approve Subscription of A Shares Under the Mgmt For For Proposed A Shares Issue which Constitutes Connected Transaction of the Company
5 Approve Conditional A Share Subscription Mgmt For For Agreement Between the Company and YTO Group Corporation
7 Approve Application for the Whitewash Mgmt For Against Waiver Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
First Tractor Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Application of the Waiver in Respect Mgmt For Against of the General Offer Obligation Over the A Shares by YTO Group Corporation
RESOLUTIONS IN RELATION TO THE Mgmt REVISED PLAN FOR THE PROPOSED A SHARES ISSUE
9.1 Approve Class and Par Value of A Shares to SH For For be Issued
9.2 Approve Method and Time of Issue SH For For
9.3 Approve Target Subscriber and Method of SH For For Subscription
9.4 Approve Pricing Benchmark Date, Issue Price SH For For and Pricing Principles
9.5 Approve Number of A Shares to be Issued SH For For
9.6 Approve Amount and Use of Proceeds SH For For
9.7 Approve Lock-Up Period SH For For
9.8 Approve Place of Listing SH For For
9.9 Approve Distribution of Retained Profit SH For For
9.10 Approve Validity Period of the Resolution SH For For
10 Approve Revised Proposal for the Proposed A SH For For Shares Issue
11 Approve Revised Feasibility Analysis Report SH For For on the Use of Proceeds from the Proposed A Shares Issue
12 Approve Specific Mandate of the Board to SH For For Deal with Matters in Relation to the Proposed A Shares Issue
First Tractor Company Limited
Meeting Date: 07/24/2020 Country: China Primary Security ID: Y25714109 Record Date: 06/23/2020 Meeting Type: Special Ticker: 38
Primary CUSIP: Y25714109 Primary ISIN: CNE100000320 Primary SEDOL: 6002895
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
First Tractor Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Subscription of A Shares Under the Mgmt For For Proposed A Shares Issue which Constitutes Connected Transaction of the Company
4 Approve Conditional A Share Subscription Mgmt For For Agreement Between the Company and YTO Group Corporation
RESOLUTIONS IN RELATION TO THE Mgmt REVISED PLAN FOR THE PROPOSED A SHARES ISSUE
6.1 Approve Class and Par Value of A Shares to SH For For be Issued
6.2 Approve Method and Time of Issue SH For For
6.3 Approve Target Subscriber and Method of SH For For Subscription
6.4 Approve Pricing Benchmark Date, Issue Price SH For For and Pricing Principles
6.5 Approve Number of A Shares to be Issued SH For For
6.6 Approve Amount and Use of Proceeds SH For For
6.7 Approve Lock-Up Period SH For For
6.8 Approve Place of Listing SH For For
6.9 Approve Distribution of Retained Profit SH For For
6.10 Approve Validity Period of the Resolution SH For For
7 Approve Revised Proposal for the Proposed A SH For For Shares Issue
8 Approve Specific Mandate of the Board to SH For For Deal with Matters in Relation to the Proposed A Shares Issue
Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
Meeting Date: 07/24/2020 Country: China Primary Security ID: Y40887104 Record Date: 07/17/2020 Meeting Type: Special Ticker: 601216
Primary CUSIP: Y40887104 Primary ISIN: CNE1000010F8 Primary SEDOL: B4THGF6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Remuneration of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Remuneration of Supervisors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Zhang Haisheng as Non-Independent Mgmt For For Director
3.2 Elect Zhang Jie as Non-Independent Director Mgmt For For
3.3 Elect Shen Zhiwei as Non-Independent Mgmt For For Director
3.4 Elect Song Wei as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Hao Yinping as Independent Director Mgmt For For
4.2 Elect Zhang Jian as Independent Director Mgmt For For
4.3 Elect Wang Tixing as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.1 Elect Du Jiangbo as Supervisor Mgmt For For
5.2 Elect Qiao Zhenyu as Supervisor Mgmt For For
Unigroup Guoxin Microelectronics Co., Ltd.
Meeting Date: 07/24/2020 Country: China Primary Security ID: Y8488J105 Record Date: 07/20/2020 Meeting Type: Special Ticker: 002049
Primary CUSIP: Y8488J105 Primary ISIN: CNE000001M14 Primary SEDOL: B07ZFV3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
2 Approve Securitization of Company's Accounts Mgmt For For Receivable Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Dahua Technology Co. Ltd.
Meeting Date: 07/24/2020 Country: China Primary Security ID: Y988AP102 Record Date: 07/16/2020 Meeting Type: Special Ticker: 002236
Primary CUSIP: Y988AP102 Primary ISIN: CNE100000BJ4 Primary SEDOL: B2R8334
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Signing of Equity Transfer Agreement
2 Approve Guarantee Provision for Mgmt For For Wholly-Owned Subsidiary
3 Approve Guarantee Provision for Controlled Mgmt For For Subsidiary
Bank of Jiangsu Co., Ltd.
Meeting Date: 07/27/2020 Country: China Primary Security ID: Y0698M101 Record Date: 07/20/2020 Meeting Type: Special Ticker: 600919
Primary CUSIP: Y0698M101 Primary ISIN: CNE100002G76 Primary SEDOL: BDC68B3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Rights Issue Mgmt For For
APPROVE COMPANY'S RIGHTS ISSUE Mgmt SCHEME
2.1 Approve Type and Par Value Per Share Mgmt For For
2.2 Approve Issue Manner Mgmt For For
2.3 Approve Proportion and Number of Shares Mgmt For For
2.4 Approve Issue Price and Pricing Basis Mgmt For For
2.5 Approve Target Subscribers Mgmt For For
2.6 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.7 Approve Issue Time Mgmt For For
2.8 Approve Underwriting Manner Mgmt For For
2.9 Approve Amount and Use of Proceeds Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Jiangsu Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.10 Approve Listing Exchange Mgmt For For
2.11 Approve Resolution Validity Period Mgmt For For
3 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
4 Approve Report on the Usage of Previously Mgmt For For Raised Funds
5 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
6 Approve Shareholder Return Plan Mgmt For For
7 Approve Authorization of Board to Handle All Mgmt For For Related Matters
ELECT NON-INDEPENDENT DIRECTORS AND Mgmt INDEPENDENT DIRECTORS
8.1 Elect Xia Ping as Non-Independent Director Mgmt For For
8.2 Elect Ji Ming as Non-Independent Director Mgmt For For
8.3 Elect Gu Xian as Non-Independent Director Mgmt For For
8.4 Elect Wu Dianjun as Non-Independent Mgmt For For Director
8.5 Elect Hu Jun as Non-Independent Director Mgmt For For
8.6 Elect Shan Xiang as Non-Independent Mgmt For For Director
8.7 Elect Jiang Jian as Non-Independent Director Mgmt For For
8.8 Elect Tang Jinsong as Non-Independent Mgmt For For Director
8.9 Elect Du Wenyi as Non-Independent Director Mgmt For For
8.10 Elect Ren Tong as Non-Independent Director Mgmt For For
8.11 Elect Yu Chen as Independent Director Mgmt For For
8.12 Elect Yang Tingdong as Independent Director Mgmt For For
8.13 Elect Ding Xiaolin as Independent Director Mgmt For For
8.14 Elect Li Xindan as Independent Director Mgmt For For
8.15 Elect Hong Lei as Independent Director Mgmt For For
ELECT SUPERVISORS Mgmt
9.1 Elect Zheng Gang as Supervisor Mgmt For For
9.2 Elect Xiang Rong as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Jiangsu Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9.3 Elect Tang Xiaoqing as Supervisor Mgmt For For
9.4 Elect Chen Zhibin as Supervisor Mgmt For For
9.5 Elect Chen Libiao as Supervisor Mgmt For For
China Jushi Co. Ltd.
Meeting Date: 07/27/2020 Country: China Primary Security ID: Y5642X103 Record Date: 07/21/2020 Meeting Type: Special Ticker: 600176
Primary CUSIP: Y5642X103 Primary ISIN: CNE000000YM1 Primary SEDOL: 6146845
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For Against Association
Hualan Biological Engineering, Inc.
Meeting Date: 07/27/2020 Country: China Primary Security ID: Y3737H125 Record Date: 07/20/2020 Meeting Type: Special Ticker: 002007
Primary CUSIP: Y3737H125 Primary ISIN: CNE000001JN8 Primary SEDOL: B01KM02
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Spin-off of Subsidiary on ChiNext in Mgmt For For Accordance with Relevant Laws and Regulations
2 Approve Spin-off of Subsidiary for Initial Mgmt For For Public Offering and Listing on the ChiNext
3 Approve Plan on Spin-off of Subsidiary on the Mgmt For For ChiNext (Revised)
4 Approve Transaction Complies with Several Mgmt For For Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to Mgmt For For Safeguarding the Legal Rights and Interests of Shareholders and Creditors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hualan Biological Engineering, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Proposal on the Company's Mgmt For For Independence and Sustainability
7 Approve Subsidiary's Corresponding Standard Mgmt For For Operational Ability
8 Approve Authorization of the Board and its Mgmt For For Authorized Persons to Handle Matters on Spin-off
9 Approve Explanation of the Completeness, Mgmt For For Compliance and Validity of Legal Documents Submitted in the Spin-off
10 Approve Free Transfer of Seven Joint Patent Mgmt For Against Rights and Six Patent Application Rights
Hytera Communications Corp. Ltd.
Meeting Date: 07/27/2020 Country: China Primary Security ID: Y3815M103 Record Date: 07/20/2020 Meeting Type: Special Ticker: 002583
Primary CUSIP: Y3815M103 Primary ISIN: CNE1000013B1 Primary SEDOL: B4RMQR5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
2 Approve Capital Injection and Equity Transfer Mgmt For For Agreement
Luxshare Precision Industry Co. Ltd.
Meeting Date: 07/27/2020 Country: China Primary Security ID: Y7744X106 Record Date: 07/20/2020 Meeting Type: Special Ticker: 002475
Primary CUSIP: Y7744X106 Primary ISIN: CNE100000TP3 Primary SEDOL: B64QPN3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Extension of Resolution Validity Mgmt For For Period in Connection to Convertible Bonds Issuance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Luxshare Precision Industry Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Extension in Authorization for Board Mgmt For For to Handle All Matters Related to Convertible Bonds Issuance
Nine Dragons Paper Holdings Ltd.
Meeting Date: 07/27/2020 Country: Bermuda Primary Security ID: G65318100 Record Date: 07/21/2020 Meeting Type: Special Ticker: 2689
Primary CUSIP: G65318100 Primary ISIN: BMG653181005 Primary SEDOL: B0WC2B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Recovered Paper and Recycled Pulp Mgmt For For Agreement, Proposed Annual Caps and Related Transactions
Shenzhen Goodix Technology Co., Ltd.
Meeting Date: 07/27/2020 Country: China Primary Security ID: Y774BW100 Record Date: 07/22/2020 Meeting Type: Special Ticker: 603160
Primary CUSIP: Y774BW100 Primary ISIN: CNE100002G84 Primary SEDOL: BD3H4Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
2 Approve Management System of Employee Mgmt For For Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Fortune Land Development Co., Ltd.
Meeting Date: 07/28/2020 Country: China Primary Security ID: Y98912101 Record Date: 07/21/2020 Meeting Type: Special Ticker: 600340
Primary CUSIP: Y98912101 Primary ISIN: CNE000001GG8 Primary SEDOL: 6727604
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Overseas Bonds of Mgmt For Against Subsidiary and Company's Guarantee Provision
2 Approve Perpetual Debt Financing Mgmt For Against
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 07/28/2020 Country: China Primary Security ID: Y14907102 Record Date: 07/21/2020 Meeting Type: Special Ticker: 001979
Primary CUSIP: Y14907102 Primary ISIN: CNE100002FC6 Primary SEDOL: BYY36X7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Compliance with Relevant Laws and Mgmt For For Regulations of Issuance of Shares, Convertible Bonds and Cash Payment to Purchase Assets and Raise Supporting Funds
APPROVE ISSUANCE OF SHARES, Mgmt CONVERTIBLE BONDS AND CASH PAYMENT TO PURCHASE ASSETS AND RAISE SUPPORTING FUNDS
2.1 Approve Transaction Parties Mgmt For For
2.2 Approve Underlying Asset Mgmt For For
2.3 Approve Transaction Price Mgmt For For
2.4 Approve Payment Method Mgmt For For
APPROVE SHARE ISSUANCE TO PURCHASE Mgmt ASSETS
2.5 Approve Issue Type and Par Value Mgmt For For
2.6 Approve Pricing Reference Date and Issue Mgmt For For Price
2.7 Approve Issue Scale Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.8 Approve Lock-up Period Mgmt For For
2.9 Approve Listing Arrangement Mgmt For For
2.10 Approve Distribution Arrangement of Mgmt For For Cumulative Earnings
2.11 Approve Interim Profit and Loss Arrangement Mgmt For For
2.12 Approve Asset Delivery Mgmt For For
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS TO PURCHASE ASSETS
2.13 Approve Issue Type and Par Value of Mgmt For For Convertible Bonds
2.14 Approve Issue Manner and Target Parties of Mgmt For For Convertible Bonds
2.15 Approve Issue Scale of Convertible Bonds Mgmt For For
2.16 Approve Determination and Adjustment of Mgmt For For Conversion Price of Convertible Bonds
2.17 Approve Bond Duration and Conversion Mgmt For For Period of Convertible Bonds
2.18 Approve Lock-up Period of Convertible Bonds Mgmt For For
2.19 Approve Mandatory Conversion Clause of Mgmt For For Convertible Bonds
2.20 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion of Convertible Bonds
2.21 Approve Interest Rate of Convertible Bonds Mgmt For For
2.22 Approve Source of Shares of Convertible Mgmt For For Bonds
2.23 Approve Other Matters of Convertible Bonds Mgmt For For
APPROVE RAISING SUPPORTING FUNDS Mgmt
2.24 Approve Issue Type and Par Value of Raising Mgmt For For Supporting Funds
2.25 Approve Issue Manner and Period of Raising Mgmt For For Supporting Funds
2.26 Approve Target Parties and Subscription Mgmt For For Manner of Raising Supporting Funds
2.27 Approve Issue Scale and Amount of Raised Mgmt For For Funds of Raising Supporting Funds
2.28 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Basis of Raising Supporting Funds
2.29 Approve Lock-up Arrangement of Raising Mgmt For For Supporting Funds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.30 Approve Usage of Raised Funds of Raising Mgmt For For Supporting Funds
2.31 Approve Distribution Arrangement of Mgmt For For Cumulative Earnings of Raising Supporting Funds
2.32 Approve Listing Location of Raising Mgmt For For Supporting Funds
2.33 Approve Resolution Validity Period of Raising Mgmt For For Supporting Funds
3 Approve Draft and Summary of Issuance of Mgmt For For Shares, Convertible Bonds and Cash Payment and Raising Supporting Funds
4 Approve Transaction Does Not Constitute as Mgmt For For Related Party Transactions
5 Approve Transaction Does Not Constitute as Mgmt For For Major Asset Restructure
6 Approve Transaction Does Not Constitute as Mgmt For For Restructure and Listing
7 Approve Transaction Complies with Article IV Mgmt For For of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies
8 Approve Transaction Complies with Article 11 Mgmt For For of the Administrative Measures for the Material Asset Reorganizations of Listed Companies
9 Approve Transaction Complies with Article 43 Mgmt For For of the Administrative Measures for the Material Asset Reorganizations of Listed Companies
10 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
11 Approve Audit Report, Profit Forecast Report Mgmt For For and Appraisal Report of the Transaction
12 Approve Independence of Appraiser, the Mgmt For For Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
13 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14 Approve Fluctuation of Company's Stock Price Mgmt For For Does Not Meet the Relevant Standards of Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
15 Approve Signing of Conditional Agreement Mgmt For For Regarding Issuance of Shares, Convertible Bonds and Cash Payment to Purchase Assets
16 Approve Signing of Supplemental Conditional Mgmt For For Agreement Regarding Issuance of Shares, Convertible Bonds and Cash Payment to Purchase Assets
17 Approve Introduction of Strategic Investor Mgmt For For and Signing of Strategic Cooperation Agreement
18 Approve Signing of Supplemental Agreement Mgmt For For on Issuance of Shares Subscription Agreement
19 Approve Self-inspection Report on Company's Mgmt For For Real Estate Business and Related Commitments of the Transaction
20 Approve Letter of Commitment Mgmt For For
21 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
CSC Financial Co., Ltd.
Meeting Date: 07/28/2020 Country: China Primary Security ID: Y1818Y108 Record Date: 07/20/2020 Meeting Type: Special Ticker: 6066
Primary CUSIP: Y1818Y108 Primary ISIN: CNE100002B89 Primary SEDOL: BDFF8H3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Amend Articles of Association and Amend Mgmt For For Rules and Procedures Regarding General Meetings of Shareholders
2 Elect Wang Xiaolin as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SDIC Power Holdings Co., Ltd.
Meeting Date: 07/28/2020 Country: China Primary Security ID: Y3746G100 Record Date: 07/21/2020 Meeting Type: Special Ticker: 600886
Primary CUSIP: Y3746G100 Primary ISIN: CNE000000JM2 Primary SEDOL: 6412687
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
2 Approve to Appoint Auditor Mgmt For For
Shenzhen YUTO Packaging Technology Co., Ltd.
Meeting Date: 07/28/2020 Country: China Primary Security ID: Y7T460102 Record Date: 07/21/2020 Meeting Type: Special Ticker: 002831
Primary CUSIP: Y7T460102 Primary ISIN: CNE100002H00 Primary SEDOL: BYN0LB2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use of Remaining Raised Funds to Mgmt For For Replenish Working Capital
2 Approve Increase in Business Scope, Change Mgmt For For Registered Capital and Amendments to Articles of Association
3 Amend Management System of Raised Funds Mgmt For For
Geely Automobile Holdings Limited
Meeting Date: 07/29/2020 Country: Cayman Islands Primary Security ID: G3777B103 Record Date: 07/23/2020 Meeting Type: Special Ticker: 175
Primary CUSIP: G3777B103 Primary ISIN: KYG3777B1032 Primary SEDOL: 6531827
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve the Proposed RMB Share Issue and Mgmt For For the Specific Mandate Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Geely Automobile Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Authorization to the Board to Mgmt For For Exercise Full Powers to Deal with Matters Relating to the Proposed RMB Share Issue
3 Approve the Plan for Distribution of Profits Mgmt For For Accumulated Before the Proposed RMB Share Issue
4 Approve the Dividend Return Plan for the Mgmt For For Three Years After the Proposed RMB Share Issue
5 Approve Undertakings and the Corresponding Mgmt For For Binding Measures in Connection with the Proposed RMB Share Issue
6 Approve the Policy for Stabilization of the Mgmt For For Price of the RMB Shares for the Three Years After the Proposed RMB Share Issue
7 Approve the Use of Proceeds from the Mgmt For For Proposed RMB Share Issue
8 Approve the Remedial Measures for the Mgmt For For Potential Dilution of Immediate Returns by the Proposed RMB Share Issue
9 Approve the Adoption of Policy Governing the Mgmt For For Procedures for the Holding of General Meetings
10 Approve the Adoption of Policy Governing the Mgmt For For Procedures for the Holding of Board Meetings
11 Amend Memorandum and Articles of Mgmt For For Association and Adopt Amended and Restated Memorandum and Articles of Association
Joincare Pharmaceutical Group Industry Co., Ltd.
Meeting Date: 07/29/2020 Country: China Primary Security ID: Y7742H103 Record Date: 07/22/2020 Meeting Type: Special Ticker: 600380
Primary CUSIP: Y7742H103 Primary ISIN: CNE000001816 Primary SEDOL: 6352318
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
2.1 Approve Issue Type and Par Value Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Joincare Pharmaceutical Group Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Approve Issue Manner and Period Mgmt For For
2.3 Approve Target Parties and Subscription Mgmt For For Manner
2.4 Approve Issue Price and Pricing Basis Mgmt For For
2.5 Approve Issue Scale Mgmt For For
2.6 Approve Amount and Usage of Raised Funds Mgmt For For
2.7 Approve Restriction Period Arrangement Mgmt For For
2.8 Approve Listing Location Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Introduction of Strategic Investor Mgmt For For
6 Approve Signing of Conditional Subscription Mgmt For For Agreement and Strategic Cooperation Agreement
7 Approve Related Party Transactions in Mgmt For For Connection to Private Placement
8 Approve Report on the Usage of Previously Mgmt For For Raised Funds
9 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
10 Approve Shareholder Return Plan Mgmt For For
11 Approve Authorization of Board to Handle All Mgmt For For Related Matters
12 Approve Set-up of Social Responsibility Mgmt For For Committee Under the Board
Lingyi iTech (Guangdong) Co.
Meeting Date: 07/29/2020 Country: China Primary Security ID: Y446BS104 Record Date: 07/22/2020 Meeting Type: Special Ticker: 002600
Primary CUSIP: Y446BS104 Primary ISIN: CNE1000015L5 Primary SEDOL: B6SGJ82 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lingyi iTech (Guangdong) Co.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Cancellation of Stock Option as well Mgmt For For as Repurchase and Cancellation of Performance Shares
2 Approve Provision of Guarantee Mgmt For For
3 Amend Articles of Association Mgmt For For
Yunda Holding Co., Ltd.
Meeting Date: 07/29/2020 Country: China Primary Security ID: Y62996106 Record Date: 07/22/2020 Meeting Type: Special Ticker: 002120
Primary CUSIP: Y62996106 Primary ISIN: CNE100000015 Primary SEDOL: B1R0FF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Amend Articles of Association Mgmt For For
3 Approve Issuance of Medium-term Notes Mgmt For For
4 Approve Issuance of Super Short-term Mgmt For For Commercial Papers
5 Approve to Appoint Auditor Mgmt For For
Zhongtian Financial Group Co., Ltd.
Meeting Date: 07/29/2020 Country: China Primary Security ID: Y2943D100 Record Date: 07/24/2020 Meeting Type: Special Ticker: 000540
Primary CUSIP: Y2943D100 Primary ISIN: CNE000000FL2 Primary SEDOL: 6997140
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Yu Chuanli as Independent Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ausnutria Dairy Corporation Ltd.
Meeting Date: 07/30/2020 Country: Cayman Islands Primary Security ID: G06318102 Record Date: 07/24/2020 Meeting Type: Special Ticker: 1717
Primary CUSIP: G06318102 Primary ISIN: KYG063181021 Primary SEDOL: B4M2F06
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve HBC Sale and Purchase Agreement, Mgmt For For Issuance and Allotment of HBC Consideration Shares, Grant the Directors the HBC Specific Mandate and Related Transactions
2 Approve HNC Supplemental Deed, Grant of Mgmt For For Specific Mandate to Issue HNC Subsequent Consideration Shares and Related Transactions
Bank of Chengdu Co., Ltd.
Meeting Date: 07/30/2020 Country: China Primary Security ID: Y0R95C103 Record Date: 07/23/2020 Meeting Type: Special Ticker: 601838
Primary CUSIP: Y0R95C103 Primary ISIN: CNE100002SN6 Primary SEDOL: BF297W0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS AND Mgmt INDEPENDENT DIRECTORS
1.1 Elect Wang Hui as Non-Independent Director Mgmt For For
1.2 Elect He Weizhong as Non-Independent Mgmt For For Director
1.3 Elect Guo Linghai as Non-Independent Mgmt For For Director
1.4 Elect Yang Fan as Non-Independent Director Mgmt For For
1.5 Elect Qiao Liyuan as Non-Independent Mgmt For For Director
1.6 Elect Wang Lixin as Non-Independent Director Mgmt For For
1.7 Elect Dong Hui as Non-Independent Director Mgmt For For
1.8 Elect You Zugang as Non-Independent Mgmt For For Director
1.9 Elect Wang Tao as Non-Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Chengdu Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.10 Elect Li Ailan as Non-Independent Director Mgmt For For
1.11 Elect Gan Li as Independent Director Mgmt For For
1.12 Elect Shao Chiping as Independent Director Mgmt For For
1.13 Elect Song Chaoxue as Independent Director Mgmt For For
1.14 Elect Fan Bin as Independent Director Mgmt For For
1.15 Elect Chen Cuntai as Independent Director Mgmt For For
ELECT SUPERVISORS Mgmt
2.1 Elect Han Xuesong as Supervisor Mgmt For For
2.2 Elect Liu Shoumin as Supervisor Mgmt For For
2.3 Elect Han Zirong as Supervisor Mgmt For For
2.4 Elect Long Wenbin as Supervisor Mgmt For For
GoerTek Inc.
Meeting Date: 07/30/2020 Country: China Primary Security ID: Y27360109 Record Date: 07/27/2020 Meeting Type: Special Ticker: 002241
Primary CUSIP: Y27360109 Primary ISIN: CNE100000BP1 Primary SEDOL: B2R9WZ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Management System of Raised Funds Mgmt For For
2 Approve Provision of Guarantee Mgmt For For
Guocheng Mining Co., Ltd.
Meeting Date: 07/30/2020 Country: China Primary Security ID: Y2666C107 Record Date: 07/27/2020 Meeting Type: Special Ticker: 000688
Primary CUSIP: Y2666C107 Primary ISIN: CNE0000003F5 Primary SEDOL: 6355566 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guocheng Mining Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Acquisition of Equity Mgmt For For
Jiangsu Eastern Shenghong Co., Ltd.
Meeting Date: 07/30/2020 Country: China Primary Security ID: Y9717R108 Record Date: 07/27/2020 Meeting Type: Special Ticker: 000301
Primary CUSIP: Y9717R108 Primary ISIN: CNE0000012K6 Primary SEDOL: 6246336
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association
2 Amend Management System of Raised Funds Mgmt For For
Tongwei Co., Ltd.
Meeting Date: 07/30/2020 Country: China Primary Security ID: Y8884V108 Record Date: 07/24/2020 Meeting Type: Special Ticker: 600438
Primary CUSIP: Y8884V108 Primary ISIN: CNE000001GS3 Primary SEDOL: 6743815
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Disposal of Chengdu Tongwei Mgmt For For Industrial Co., Ltd.
Xiamen Tungsten Co., Ltd.
Meeting Date: 07/30/2020 Country: China Primary Security ID: Y6454T107 Record Date: 07/23/2020 Meeting Type: Special Ticker: 600549
Primary CUSIP: Y6454T107 Primary ISIN: CNE000001D15 Primary SEDOL: 6561051 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen Tungsten Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Spin-off of Xiamen Tungsten New Mgmt For For Energy Materials Co., Ltd. and Initial Public Offering and Listing on the SSE STAR Market
2 Approve Spin-off of Xiamen Tungsten New Mgmt For For Energy Materials Co., Ltd. to be Listed on the SSE STAR Market
3 Approve Transaction Complies with Several Mgmt For For Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing
4 Approve Transaction is Conducive to Mgmt For For Safeguarding the Legal Rights and Interests of Shareholders and Creditors
5 Approve Proposal on the Company's Mgmt For For Independence and Sustainability
6 Approve Subsidiary's Corresponding Standard Mgmt For For Operational Ability
7 Approve Transaction Complies with Relevant Mgmt For For Laws and Regulations
8 Approve Explanation of the Completeness, Mgmt For For Compliance and Validity of Legal Documents Submitted by Spin-off and Listing of Subsidiary of the Company
9 Approve Purpose, Commercial Rationality and Mgmt For For Necessity of Spin-off
10 Approve Authorization of the Board to Handle Mgmt For For Matters on Spin-off
Zhejiang Huayou Cobalt Co., Ltd.
Meeting Date: 07/30/2020 Country: China Primary Security ID: Y9898D100 Record Date: 07/23/2020 Meeting Type: Special Ticker: 603799
Primary CUSIP: Y9898D100 Primary ISIN: CNE100001VW3 Primary SEDOL: BV8SL21
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report on the Usage of Previously Mgmt For For Raised Funds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Genimous Technology Co., Ltd.
Meeting Date: 07/31/2020 Country: China Primary Security ID: Y3121S109 Record Date: 07/27/2020 Meeting Type: Special Ticker: 000676
Primary CUSIP: Y3121S109 Primary ISIN: CNE000000NN2 Primary SEDOL: 6420464
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
Guangzhou Baiyun International Airport Co., Ltd.
Meeting Date: 07/31/2020 Country: China Primary Security ID: Y2930J102 Record Date: 07/24/2020 Meeting Type: Special Ticker: 600004
Primary CUSIP: Y2930J102 Primary ISIN: CNE000001DX0 Primary SEDOL: 6610221
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Issue Price Mgmt For For
2.5 Approve Issue Amount Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Amount and Use of Proceeds Mgmt For For
2.8 Approve Listing Exchange Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Private Placement of Shares Mgmt For For
4 Approve Related Party Transactions in Mgmt For For Connection to Private Placement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Baiyun International Airport Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Signing of Share Subscription Mgmt For For Agreement
6 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
7 Approve Report on the Usage of Previously Mgmt For For Raised Funds
8 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
9 Approve Shareholder Return Plan Mgmt For For
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
11 Approve Special Arrangements for Future Mgmt For For Cash Dividends
Suncity Group Holdings Limited
Meeting Date: 07/31/2020 Country: Cayman Islands Primary Security ID: G8572D113 Record Date: 07/27/2020 Meeting Type: Annual Ticker: 1383
Primary CUSIP: G8572D113 Primary ISIN: KYG8572D1135 Primary SEDOL: B89X6B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Elect Lo Kai Bong as Director Mgmt For Against
2.2 Elect Tou Kin Chuen as Director Mgmt For Against
2.3 Elect Wu Kam Fun Roderick as Director Mgmt For Against
2.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Appointment of Auditor and Mgmt For Against Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
7 Approve Refreshment of Scheme Mandate Mgmt For Against Limit Under the Share Option Scheme Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Weichai Power Co., Ltd.
Meeting Date: 07/31/2020 Country: China Primary Security ID: Y9531A109 Record Date: 07/24/2020 Meeting Type: Special Ticker: 2338
Primary CUSIP: Y9531A109 Primary ISIN: CNE1000004L9 Primary SEDOL: 6743956
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of the Guarantees by the Mgmt For Against Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans
China Greatwall Technology Group Co., Ltd.
Meeting Date: 08/03/2020 Country: China Primary Security ID: Y14392107 Record Date: 07/28/2020 Meeting Type: Special Ticker: 000066
Primary CUSIP: Y14392107 Primary ISIN: CNE000000RL7 Primary SEDOL: 6112095
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Signing of Shenzhen Nanshan District Urban Renewal Unit House Relocation Compensation and Resettlement Agreement
Han's Laser Technology Industry Group Co., Ltd.
Meeting Date: 08/03/2020 Country: China Primary Security ID: Y3063F107 Record Date: 07/23/2020 Meeting Type: Special Ticker: 002008
Primary CUSIP: Y3063F107 Primary ISIN: CNE000001JQ1 Primary SEDOL: B01KLZ0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Disposal of Asset Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 08/03/2020 Country: China Primary Security ID: Y6436A101 Record Date: 07/27/2020 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Counter Guarantee Mgmt For Against
Suofeiya Home Collection Co., Ltd.
Meeting Date: 08/03/2020 Country: China Primary Security ID: Y29336107 Record Date: 07/29/2020 Meeting Type: Special Ticker: 002572
Primary CUSIP: Y29336107 Primary ISIN: CNE100001203 Primary SEDOL: B4QYGC7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
2 Approve Termination of External Investment Mgmt For For as well as Dissolution and Liquidation of Indirect Subsidiary
3 Approve Adjustment of Investment Plan Mgmt For For
Xiamen CD Inc.
Meeting Date: 08/04/2020 Country: China Primary Security ID: Y9721Y107 Record Date: 07/27/2020 Meeting Type: Special Ticker: 600153
Primary CUSIP: Y9721Y107 Primary ISIN: CNE000000WL7 Primary SEDOL: 6116956
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Corporate Mgmt For For Bond Issuance
APPROVE CORPORATE BOND ISSUANCE Mgmt
2.1 Approve Issue Scale Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen CD Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Approve Issue Manner Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Target Parties and Placement Mgmt For For Arrangement to Shareholders
2.5 Approve Bond Period Mgmt For For
2.6 Approve Interest Rate and Determination Mgmt For For Method
2.7 Approve Usage of Raised Funds Mgmt For For
2.8 Approve Safeguard Measures of Debts Mgmt For For Repayment
2.9 Approve Guarantee Matters Mgmt For For
2.10 Approve Underwriting Method and Listing Mgmt For For Arrangement
2.11 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Corporate Bond Issuance Mgmt For For
4 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
5 Approve Company's Eligibility for Renewable Mgmt For For Corporate Bond Issuance
APPROVE RENEWABLE CORPORATE BOND Mgmt ISSUANCE
6.1 Approve Issue Scale for Renewable Corporate Mgmt For For Bond Issuance
6.2 Approve Issue Manner for Renewable Mgmt For For Corporate Bond Issuance
6.3 Approve Par Value and Issue Price for Mgmt For For Renewable Corporate Bond Issuance
6.4 Approve Target Parties and Placement Mgmt For For Arrangement to Shareholders for Renewable Corporate Bond Issuance
6.5 Approve Bond Period for Renewable Mgmt For For Corporate Bond Issuance
6.6 Approve Interest Rate and Determination Mgmt For For Method for Renewable Corporate Bond Issuance
6.7 Approve Deferred Interest Payment Option Mgmt For For for Renewable Corporate Bond Issuance
6.8 Approve Restrictions on Mandatory and Mgmt For For Deferred Interest Payment for Renewable Corporate Bond Issuance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen CD Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6.9 Approve Usage of Raised Funds for Mgmt For For Renewable Corporate Bond Issuance
6.10 Approve Safeguard Measures of Debts Mgmt For For Repayment for Renewable Corporate Bond Issuance
6.11 Approve Guarantee Matters for Renewable Mgmt For For Corporate Bond Issuance
6.12 Approve Underwriting Method and Listing Mgmt For For Arrangement for Renewable Corporate Bond Issuance
6.13 Approve Resolution Validity Period for Mgmt For For Renewable Corporate Bond Issuance
7 Approve Plan on Renewable Corporate Bond Mgmt For For Issuance
8 Approve Authorization of the Board to Handle Mgmt For For All Related Matters on Renewable Corporate Bond Issuance
9 Approve Adjustment of Provision of SH For For Guarantee
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
10.1 Elect Chen Dongxu as Non-independent SH For For Director
Yangtze Optical Fibre and Cable Joint Stock Limited Company
Meeting Date: 08/04/2020 Country: China Primary Security ID: Y9737F100 Record Date: 07/29/2020 Meeting Type: Special Ticker: 6869
Primary CUSIP: Y9737F100 Primary ISIN: CNE100001T72 Primary SEDOL: BSBND71
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Provision of Guarantee to Company's Mgmt For For Subsidiary Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CGN Power Co., Ltd.
Meeting Date: 08/05/2020 Country: China Primary Security ID: Y1300C101 Record Date: 07/03/2020 Meeting Type: Special Ticker: 1816
Primary CUSIP: Y1300C101 Primary ISIN: CNE100001T80 Primary SEDOL: BSBMM04
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
1.1 Elect Yang Changli as Director SH For For
1.2 Elect Gao Ligang as Director SH For For
1.3 Elect Jiang Dajin as Director SH For For
1.4 Elect Shi Bing as Director SH For For
1.5 Elect Wang Wei as Director SH For For
1.6 Elect Gu Jian as Director SH For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
2.1 Elect Li Fuyou as Director SH For For
2.2 Elect Yang Jiayi as Director SH For For
2.3 Elect Xia Ceming as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Chen Sui as Supervisor SH For For
3.2 Elect Hu Yaoqi as Supervisor SH For For
3.3 Elect Zhang Baishan as Supervisor SH For For
RESOLUTIONS IN RELATION TO THE Mgmt REMUNERATION OF DIRECTORS AND SUPERVISORS
4.1 Approve Remuneration of Yang Changli Mgmt For For
4.2 Approve Remuneration of Gao Ligang Mgmt For For
4.3 Approve Remuneration of Jiang Dajin Mgmt For For
4.4 Approve Remuneration of Shi Bing Mgmt For For
4.5 Approve Remuneration of Wang Wei Mgmt For For
4.6 Approve Remuneration of Gu Jian Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CGN Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.7 Approve Remuneration of Li Fuyou Mgmt For For
4.8 Approve Remuneration of Yang Jiayi Mgmt For For
4.9 Approve Remuneration of Xia Ceming Mgmt For For
4.10 Approve Remuneration of Chen Sui Mgmt For For
4.11 Approve Remuneration of Hu Yaoqi Mgmt For For
4.12 Approve Remuneration of Zhang Baishan Mgmt For For
4.13 Approve Remuneration of Zhu Hui Mgmt For For
4.14 Approve Remuneration of Wang Hongxin Mgmt For For
5 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
6 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
China National Nuclear Power Co., Ltd.
Meeting Date: 08/05/2020 Country: China Primary Security ID: Y1507R109 Record Date: 07/30/2020 Meeting Type: Special Ticker: 601985
Primary CUSIP: Y1507R109 Primary ISIN: CNE1000022N7 Primary SEDOL: BYL7784
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For Against Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
2.1 Approve Issue Type and Par Value Mgmt For Against
2.2 Approve Issue Manner and Period Mgmt For Against
2.3 Approve Target Parties and Subscription Mgmt For Against Manner
2.4 Approve Reference Date, Issue Price Mgmt For Against
2.5 Approve Issue Scale Mgmt For Against
2.6 Approve Scale and Usage of Raised Funds Mgmt For Against
2.7 Approve Restriction Period Arrangement Mgmt For Against
2.8 Approve Listing Location Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Nuclear Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.9 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For Against
3 Approve Plan on Private Placement of Shares Mgmt For Against
4 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For Against Raised Funds
6 Approve Related Party Transactions in Mgmt For Against Connection to Private Placement
7 Approve Signing of Conditional Subscription Mgmt For Against Agreement
8 Approve Impact of Dilution of Current Returns Mgmt For Against on Major Financial Indicators and the Relevant Measures to be Taken
9 Approve Shareholder Return Plan Mgmt For Against
10 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
11.1 Elect Du Yunbin as Non-independent Director Mgmt For For
Xinhu Zhongbao Co., Ltd.
Meeting Date: 08/05/2020 Country: China Primary Security ID: Y9724T105 Record Date: 07/29/2020 Meeting Type: Special Ticker: 600208
Primary CUSIP: Y9724T105 Primary ISIN: CNE000000ZH8 Primary SEDOL: 6158594
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Medium-term Notes Mgmt For Against
Xinhua Winshare Publishing & Media Co., Ltd.
Meeting Date: 08/05/2020 Country: China Primary Security ID: Y9725X105 Record Date: 07/03/2020 Meeting Type: Special Ticker: 811
Primary CUSIP: Y9725X105 Primary ISIN: CNE1000004B0 Primary SEDOL: B1XCJB3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xinhua Winshare Publishing & Media Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Proposed Adoption of the Outline of Mgmt For For Strategic Planning (2021-2025)
Fujian Sunner Development Co., Ltd.
Meeting Date: 08/06/2020 Country: China Primary Security ID: Y2655H109 Record Date: 08/03/2020 Meeting Type: Special Ticker: 002299
Primary CUSIP: Y2655H109 Primary ISIN: CNE100000G78 Primary SEDOL: B4L9T62
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Decrease in Registered Capital and Mgmt For For Amend Articles of Association
GDS Holdings Limited
Meeting Date: 08/06/2020 Country: Cayman Islands Primary Security ID: 36165L108 Record Date: 07/10/2020 Meeting Type: Annual Ticker: GDS
Primary CUSIP: 36165L108 Primary ISIN: US36165L1089 Primary SEDOL: BD6FLL7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Elect Director Gary J. Wojtaszek Mgmt For Against
2 Elect Director Satoshi Okada Mgmt For Against
3 Ratify KPMG Huazhen LLP as Auditors Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
5 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
GDS Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions
Beijing Capital Development Co., Ltd.
Meeting Date: 08/07/2020 Country: China Primary Security ID: Y0772K104 Record Date: 07/31/2020 Meeting Type: Special Ticker: 600376
Primary CUSIP: Y0772K104 Primary ISIN: CNE000001782 Primary SEDOL: 6320887
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For Against Issuance of Corporate Bonds
2 Approve Private Issuance of Corporate Bonds Mgmt For Against
3 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
4 Approve Provision of Guarantee Mgmt For Against
Berry Genomics Co., Ltd.
Meeting Date: 08/07/2020 Country: China Primary Security ID: Y1306V103 Record Date: 08/03/2020 Meeting Type: Special Ticker: 000710
Primary CUSIP: Y1306V103 Primary ISIN: CNE000000PN7 Primary SEDOL: 6003939
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Gao Yang as Non-Independent Director Mgmt For For
1.2 Elect Hou Ying as Non-Independent Director Mgmt For For
1.3 Elect ZHOU DAIXING as Non-Independent Mgmt For For Director
1.4 Elect Wang Junfeng as Non-Independent Mgmt For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Berry Genomics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.5 Elect WANG HONGXIA as Non-Independent Mgmt For For Director
1.6 Elect Qiu Huixiang as Non-Independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Wang Xiuping as Independent Director Mgmt For For
2.2 Elect Li Guangchao as Independent Director Mgmt For For
2.3 Elect Wang Sijia as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Song Rui as Supervisor Mgmt For For
3.2 Elect Chen Hongyan as Supervisor Mgmt For For
4 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
Lomon Billions Group Co., Ltd.
Meeting Date: 08/07/2020 Country: China Primary Security ID: Y3122W109 Record Date: 07/30/2020 Meeting Type: Special Ticker: 002601
Primary CUSIP: Y3122W109 Primary ISIN: CNE1000015M3 Primary SEDOL: B6SGJ37
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee for Subsidiary Mgmt For For
2 Approve Signing of Financial Network Service Mgmt For For Agreement
3 Approve Provision of Guarantee for Associate Mgmt For For Company
OFILM Group Co., Ltd.
Meeting Date: 08/07/2020 Country: China Primary Security ID: Y7744T105 Record Date: 08/03/2020 Meeting Type: Special Ticker: 002456
Primary CUSIP: Y7744T105 Primary ISIN: CNE100000S33 Primary SEDOL: B3XCR35 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
OFILM Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE ADJUSTMENT ON PRIVATE Mgmt PLACEMENT OF SHARES
1.1 Approve Share Type and Par Value Mgmt For Against
1.2 Approve Issue Manner and Issue Time Mgmt For Against
1.3 Approve Pricing Reference Date, Issue Price Mgmt For Against and Pricing Principle
1.4 Approve Target Subscribers and Subscription Mgmt For Against Method
1.5 Approve Issue Size Mgmt For Against
1.6 Approve Lock-up Period Mgmt For Against
1.7 Approve Usage of Raised Funds Mgmt For Against
1.8 Approve Distribution Arrangement of Mgmt For Against Cumulative Earnings
1.9 Approve Listing Location Mgmt For Against
1.10 Approve Resolution Validity Period Mgmt For Against
2 Approve Plan on Private Placement of Shares Mgmt For Against (Revised)
3 Approve Signing of Supplemental Agreement Mgmt For Against to the Conditional Share Subscription Agreement
4 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds (Revised)
5 Approve Company's Eligibility for Corporate Mgmt For Against Bond Issuance
APPROVE CORPORATE BOND ISSUANCE Mgmt
6.1 Approve Issue Scale Mgmt For Against
6.2 Approve Par Value and Issue Price Mgmt For Against
6.3 Approve Target Subscribers Mgmt For Against
6.4 Approve Issue Manner Mgmt For Against
6.5 Approve Bond Maturity Mgmt For Against
6.6 Approve Bond Interest Rate and Mgmt For Against Determination Method
6.7 Approve Use of Proceeds Mgmt For Against
6.8 Approve Guarantees Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
OFILM Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6.9 Approve Listing Exchange Mgmt For Against
6.10 Approve Safeguard Measures of Debts Mgmt For Against Repayment
6.11 Approve Resolution Validity Period Mgmt For Against
7 Approve Authorization of the Board or Board Mgmt For Against Authorized Person to Handle All Matters Related to the Corporate Bond Issuance
8 Approve Issuance of Medium-term Notes Mgmt For Against
9 Approve Additional Related Party Transactions Mgmt For For
10 Approve Bank Credit and Guarantee Matters Mgmt For Against
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 08/07/2020 Country: China Primary Security ID: Y7286J101 Record Date: 07/30/2020 Meeting Type: Special Ticker: 002146
Primary CUSIP: Y7286J101 Primary ISIN: CNE1000005Y9 Primary SEDOL: B23D6F6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Extension of Resolution Validity Mgmt For For Period of Private Placement
2 Approve Extension of Authorization of the Mgmt For For Board on Private Placement
APPROVE CORPORATE BOND ISSUANCE Mgmt
3.1 Approve Issue Scale Mgmt For For
3.2 Approve Bond Type and Maturity Mgmt For For
3.3 Approve Bond Interest Rate and Method of Mgmt For For Payment
3.4 Approve Use of Proceeds Mgmt For For
3.5 Approve Issue Manner and Target Subscribers Mgmt For For
3.6 Approve Guarantee Arrangement Mgmt For For
3.7 Approve Placing Arrangement for Mgmt For For Shareholders
3.8 Approve Listing Application Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
RiseSun Real Estate Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.9 Approve Safeguard Measures of Debts Mgmt For For Repayment
3.10 Approve Resolution Validity Period Mgmt For For
4 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Asymchem Laboratories (Tianjin) Co., Ltd.
Meeting Date: 08/10/2020 Country: China Primary Security ID: Y0370S103 Record Date: 08/03/2020 Meeting Type: Special Ticker: 002821
Primary CUSIP: Y0370S103 Primary ISIN: CNE100002BZ6 Primary SEDOL: BZHJN94
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
1.1 Approve Issue Type and Par Value Mgmt For For
1.2 Approve Issue Manner and Period Mgmt For For
1.3 Approve Target Parties and Subscription Mgmt For For Manner
1.4 Approve Reference Date, Issue Price and Mgmt For For Pricing Basis
1.5 Approve Issue Scale Mgmt For For
1.6 Approve Restriction Period Arrangement Mgmt For For
1.7 Approve Amount and Usage of Raised Funds Mgmt For For
1.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
1.9 Approve Listing Location Mgmt For For
1.10 Approve Resolution Validity Period Mgmt For For
2 Approve Plan on Private Placement of Shares Mgmt For For
3 Approve Termination of Conditional Mgmt For For Subscription Agreement and Supplemental Agreements
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Changan Automobile Co. Ltd.
Meeting Date: 08/10/2020 Country: China Primary Security ID: Y1583S104 Record Date: 08/05/2020 Meeting Type: Special Ticker: 200625
Primary CUSIP: Y1583S104 Primary ISIN: CNE000000N14 Primary SEDOL: 6159478
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Adjustment of Resolution Validity Mgmt For Against Period of Private Placement of Shares
2 Approve Private Placement of Shares Mgmt For Against
3 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds
4 Approve Impact of Dilution of Current Returns Mgmt For Against on Major Financial Indicators and the Relevant Measures to be Taken
5 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
Shanxi Meijin Energy Co., Ltd.
Meeting Date: 08/10/2020 Country: China Primary Security ID: Y769A4103 Record Date: 08/03/2020 Meeting Type: Special Ticker: 000723
Primary CUSIP: Y769A4103 Primary ISIN: CNE0000005J2 Primary SEDOL: 6003940
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
2 Elect Yao Jinli as Non-Independent Director SH For For
Sichuan Shuangma Cement Co., Ltd.
Meeting Date: 08/10/2020 Country: China Primary Security ID: Y7932Y106 Record Date: 08/03/2020 Meeting Type: Special Ticker: 000935
Primary CUSIP: Y7932Y106 Primary ISIN: CNE000001048 Primary SEDOL: 6166843 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Shuangma Cement Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Xie Jianping as Non-Independent Mgmt For For Director
1.2 Elect Lin Dongliang as Non-Independent Mgmt For For Director
1.3 Elect Huang Canwen as Non-Independent Mgmt For For Director
1.4 Elect Yang Shijia as Non-Independent Director Mgmt For For
1.5 Elect Zhang Taowei as Non-Independent Mgmt For For Director
1.6 Elect Wu Yongjie as Non-Independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhang Yichi as Independent Director Mgmt For For
2.2 Elect Hu Biliang as Independent Director Mgmt For For
2.3 Elect Feng Yuan as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Lv Lei as Supervisor Mgmt For For
3.2 Elect Qin Yifeng as Supervisor Mgmt For For
4 Approve Amendments to Articles of Mgmt For For Association
5 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
6 Approve Related Party Transaction in Mgmt For For Connection to Continued Fulfillment of Management Agreement
7 Approve Formulation of Private Equity Mgmt For For Investment Management System
Unisplendour Co., Ltd.
Meeting Date: 08/10/2020 Country: China Primary Security ID: Y8997B106 Record Date: 08/04/2020 Meeting Type: Special Ticker: 000938
Primary CUSIP: Y8997B106 Primary ISIN: CNE0000010T1 Primary SEDOL: 6172561 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Unisplendour Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Guo Jingrong as Supervisor Mgmt For For
Xinhu Zhongbao Co., Ltd.
Meeting Date: 08/10/2020 Country: China Primary Security ID: Y9724T105 Record Date: 08/04/2020 Meeting Type: Special Ticker: 600208
Primary CUSIP: Y9724T105 Primary ISIN: CNE000000ZH8 Primary SEDOL: 6158594
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
China Fortune Land Development Co., Ltd.
Meeting Date: 08/11/2020 Country: China Primary Security ID: Y98912101 Record Date: 08/04/2020 Meeting Type: Special Ticker: 600340
Primary CUSIP: Y98912101 Primary ISIN: CNE000001GG8 Primary SEDOL: 6727604
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
China Shipbuilding Industry Co., Ltd.
Meeting Date: 08/11/2020 Country: China Primary Security ID: Y1504X109 Record Date: 08/04/2020 Meeting Type: Special Ticker: 601989
Primary CUSIP: Y1504X109 Primary ISIN: CNE100000J75 Primary SEDOL: B4X9DB3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Shipbuilding Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Allowance of Independent Directors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Wang Liang as Non-independent Mgmt For For Director
2.2 Elect Yao Zuhui as Non-independent Director Mgmt For For
2.3 Elect Ke Wangjun as Non-independent Mgmt For For Director
2.4 Elect Yang Zhizhong as Non-independent Mgmt For For Director
2.5 Elect Chen Qing as Non-independent Director Mgmt For For
2.6 Elect Zhang Delin as Non-independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Zhang Xiangmu as Independent Director Mgmt For For
3.2 Elect Zhou Jianping as Independent Director Mgmt For For
3.3 Elect Wang Yongli as Independent Director Mgmt For For
3.4 Elect Chen Ying as Independent Director Mgmt For For
3.5 Elect Zhang Daguang as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Cheng Jingmin as Supervisor Mgmt For For
4.2 Elect Yang Weizan as Supervisor Mgmt For For
4.3 Elect Xu Jian as Supervisor Mgmt For For
4.4 Elect Yu Hao as Supervisor Mgmt For For
Dongxing Securities Co., Ltd.
Meeting Date: 08/11/2020 Country: China Primary Security ID: Y209G1100 Record Date: 08/04/2020 Meeting Type: Special Ticker: 601198
Primary CUSIP: Y209G1100 Primary ISIN: CNE100002177 Primary SEDOL: BVV6QH2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongxing Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Application of Securities Investment Mgmt For For Fund Custody Business
2 Approve to Appoint Auditor Mgmt For For
SDIC Power Holdings Co., Ltd.
Meeting Date: 08/11/2020 Country: China Primary Security ID: Y3746G100 Record Date: 08/04/2020 Meeting Type: Special Ticker: 600886
Primary CUSIP: Y3746G100 Primary ISIN: CNE000000JM2 Primary SEDOL: 6412687
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
2 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
3 Approve Extension of Validity Period of GDR Mgmt For For Issuance and Listing on London Stock Exchange
4 Approve Extension of Authorization of the Mgmt For For Board on GDR Issuance and Listing on London Stock Exchange
5 Approve Amendments to Articles of Mgmt For For Association
6 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
7 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors (Revised Draft)
8 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors (Revised Draft) Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guotai Junan Securities Co., Ltd.
Meeting Date: 08/12/2020 Country: China Primary Security ID: Y2R614115 Record Date: 08/03/2020 Meeting Type: Special Ticker: 2611
Primary CUSIP: Y2R614115 Primary ISIN: CNE100002FK9 Primary SEDOL: BD4GT29
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve the Adoption of the Restricted Share Mgmt For Against Incentive Scheme of A Shares (Draft) and its summary
2 Approve the Adoption of the Measures for the Mgmt For Against Implementation, Appraisal and Management of the Restricted Share Incentive scheme of A Shares
3 Authorize Board to Deal with matters in Mgmt For Against Relation to the Restricted Share Incentive Scheme of A Shares
Jiangsu Eastern Shenghong Co., Ltd.
Meeting Date: 08/12/2020 Country: China Primary Security ID: Y9717R108 Record Date: 08/07/2020 Meeting Type: Special Ticker: 000301
Primary CUSIP: Y9717R108 Primary ISIN: CNE0000012K6 Primary SEDOL: 6246336
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Type Mgmt For For
2.2 Approve Issue Size Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Period and Manner of Repayment of Mgmt For For Capital and Interest Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Eastern Shenghong Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.10 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Matters Relating to Meetings of Mgmt For For Bondholders
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Guarantee Matters Mgmt For For
2.19 Approve Depository of Raised Funds Mgmt For For
2.20 Approve Resolution Validity Period Mgmt For For
3 Approve Issuance of Convertible Bonds Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
6 Approve Undertakings of Remedial Measures Mgmt For For by the Relevant Parties in Relation to the Dilution of Current Returns
7 Approve Rules and Procedures Regarding Mgmt For For General Meetings of Convertible Bondholders
8 Approve Report on the Usage of Previously Mgmt For For Raised Funds
9 Approve Establishment of Special Account for Mgmt For For Raised Funds
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Dahua Technology Co. Ltd.
Meeting Date: 08/12/2020 Country: China Primary Security ID: Y988AP102 Record Date: 08/06/2020 Meeting Type: Special Ticker: 002236
Primary CUSIP: Y988AP102 Primary ISIN: CNE100000BJ4 Primary SEDOL: B2R8334
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Fu Liquan as Non-Independent Director Mgmt For For
1.2 Elect Wu Jun as Non-Independent Director Mgmt For For
1.3 Elect Zhang Xingming as Non-Independent Mgmt For For Director
1.4 Elect Zhu Jiangming as Non-Independent Mgmt For For Director
1.5 Elect Chen Ailing as Non-Independent Mgmt For Against Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Yang Huayong as Independent Director Mgmt For For
2.2 Elect Liu Hanlin as Independent Director Mgmt For For
2.3 Elect Zhang Yuli as Independent Director Mgmt For For
3 Elect Zheng Jieping as Supervisor Mgmt For For
4 Approve Remuneration of Independent Mgmt For For Directors
5 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
6 Approve Decrease in Registered Capital and Mgmt For For Amend Articles of Association
7 Amend Management System for Providing Mgmt For For External Guarantees
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Meeting Date: 08/12/2020 Country: China Primary Security ID: Y9895V103 Record Date: 08/07/2020 Meeting Type: Special Ticker: 1157
Primary CUSIP: Y9895V103 Primary ISIN: CNE100000X85 Primary SEDOL: B544N70 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Fulfilment of the Conditions for the Mgmt For For Proposed Non-Public Issuance
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSED NON-PUBLIC ISSUANCE
2.1 Approve Class and Nominal Value of Shares Mgmt For For to be Issued
2.2 Approve Issue Method and Time Mgmt For For
2.3 Approve Target Subscribers Mgmt For For
2.4 Approve Subscription Method Mgmt For For
2.5 Approve Price Determination Date and Issue Mgmt For For Price
2.6 Approve Subscription Price and Issue Size Mgmt For For
2.7 Approve Lock-Up Period Mgmt For For
2.8 Approve Arrangement of Accumulated Profit Mgmt For For Distribution Prior to Completion of the Issue
2.9 Approve Listing Venue Mgmt For For
2.10 Approve Use of Proceeds Mgmt For For
2.11 Approve Validity Period of the Resolution Mgmt For For
3 Approve Proposal for the Proposed Non-Public Mgmt For For Issuance
RESOLUTIONS IN RELATION TO THE Mgmt INTRODUCTION OF STRATEGIC INVESTORS AND ENTRY INTO CONDITIONAL STRATEGIC COOPERATION AGREEMENTS WITH THE SUBSCRIBERS OF THE PROPOSED NON-PUBLIC ISSUANCE
4.1 Approve Introduction of Maanshan Huaijin Mgmt For For Cornerstone Equity Investment Partnership (Limited Partnership) as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement
4.2 Approve Introduction of Taiping Life Mgmt For For Insurance Co., Ltd. as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.3 Approve Introduction of Hainan Chengyisheng Mgmt For For Enterprise Management Partnership (Limited Partnership) as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement
4.4 Approve Introduction of Ningbo Shituo Mgmt For For Enterprise Management Co., Ltd. as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement
5 Approve Entry into Conditional Subscription Mgmt For For Agreements with Subscribers of the Proposed Non-Public Issuance
6 Approve Entry into a Related Party Mgmt For For Transaction with Hainan Chengyisheng in Relation to the Proposed Non-Public Issuance
7 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds of the Proposed Non-Public Issuance
8 Approve Statement of Exemption from the Mgmt For For Preparation of a Report on the Use of Proceeds from Previous Fund Raising Activities
9 Approve Measures on Making Up Diluted Mgmt For For Returns for the Current Period Due to the Proposed Non-Public Issuance
10 Approve Undertakings in Relation to the Mgmt For For Measures on Making Up Diluted Returns for the Current Period due to the Proposed Non-Public Issuance
11 Approve Shareholders' Return Plan for the Mgmt For For Next Three Years (2020-2022)
12 Authorize Board and Its Authorized Persons to Mgmt For For Handle All Matters Relating to the Proposed Non-Public Issuance within the Scope Permitted by the Relevant Laws and Regulations at their Discretion
Nanyang Topsec Technologies Group, Inc.
Meeting Date: 08/13/2020 Country: China Primary Security ID: Y2931A100 Record Date: 08/10/2020 Meeting Type: Special Ticker: 002212
Primary CUSIP: Y2931A100 Primary ISIN: CNE1000009B9 Primary SEDOL: B2NPBP7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Nanyang Topsec Technologies Group, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Asset Sale Constitute as Mgmt For For Major Asset Restructure
2 Approve Company's Eligibility for Major Mgmt For For Assets Sale Restructure
APPROVE MAJOR ASSET SALE AND RELATED Mgmt PARTY TRANSACTIONS
3.1 Approve Target Asset Mgmt For For
3.2 Approve Transaction Parties Mgmt For For
3.3 Approve Transaction Manner, Pricing Basis Mgmt For For and Transaction Price
3.4 Approve Payment Consideration Arrangement Mgmt For For
3.5 Approve Attribution of Transitional Profit and Mgmt For For Loss
3.6 Approve Delivery of Underlying Assets Mgmt For For
3.7 Approve Credit and Debt Processing Mgmt For For
3.8 Approve Personnel Arrangement Mgmt For For
3.9 Approve Resolution Validity Period Mgmt For For
4 Approve Transaction Constitutes as Related Mgmt For For Party Transactions
5 Approve Transaction Does Not Comply with Mgmt For For Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies
6 Approve Transaction Complies with Article IV Mgmt For For of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies
7 Approve Report (Draft) and Summary on Mgmt For For Company's Major Asset Sale and Related Party Transactions
8 Approve Signing of Share Transfer Agreement Mgmt For For
9 Approve Audit Report, Profit Forecast Report Mgmt For For and Appraisal Report of the Transaction
10 Approve Independence of Appraiser, the Mgmt For For Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Nanyang Topsec Technologies Group, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Explanation of Fairness and Mgmt For For Reasonableness of Basis of Transaction Pricing
12 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
13 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
14 Approve Provision of Guarantee After Mgmt For For Completion of Asset Sale
15 Approve Company's Stock Price Volatility Mgmt For For Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
16 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Shaanxi Coal Industry Co., Ltd.
Meeting Date: 08/13/2020 Country: China Primary Security ID: Y7679D109 Record Date: 08/07/2020 Meeting Type: Special Ticker: 601225
Primary CUSIP: Y7679D109 Primary ISIN: CNE100001T64 Primary SEDOL: BJ3WDM8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect He Bingqi as Supervisor SH For For
Southwest Securities Co., Ltd.
Meeting Date: 08/13/2020 Country: China Primary Security ID: Y8103U105 Record Date: 08/06/2020 Meeting Type: Special Ticker: 600369
Primary CUSIP: Y8103U105 Primary ISIN: CNE0000016P6 Primary SEDOL: 6315838 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Southwest Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Approve Provision of Guarantee Mgmt For For
Weibo Corporation
Meeting Date: 08/13/2020 Country: Cayman Islands Primary Security ID: 948596101 Record Date: 07/08/2020 Meeting Type: Annual Ticker: WB
Primary CUSIP: 948596101 Primary ISIN: US9485961018 Primary SEDOL: BLLJ4H7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Elect Director Charles Chao Mgmt For Against
2 Elect Director P Christopher Lu Mgmt For For
3 Elect Director Gaofei Wang Mgmt For For
Anhui Expressway Company Limited
Meeting Date: 08/14/2020 Country: China Primary Security ID: Y01374100 Record Date: 07/14/2020 Meeting Type: Special Ticker: 995
Primary CUSIP: Y01374100 Primary ISIN: CNE1000001X0 Primary SEDOL: 6045180
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Remuneration of Directors and Mgmt For For Supervisors and Authorize Board to Decide on the Terms of the Service Contracts of the Directors and Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Anhui Expressway Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.1 Elect Xiang Xiaolong as Director Mgmt For For
2.2 Elect Yang Xiaoguang as Director Mgmt For For
2.3 Elect Tang Jun as Director Mgmt For For
2.4 Elect Xie Xinyu as Director Mgmt For For
2.5 Elect Yang Xudong as Director Mgmt For For
2.6 Elect Du Jian as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Liu Hao as Director Mgmt For For
3.2 Elect Zhang Jianping as Director Mgmt For For
3.3 Elect Fang Fang as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Xu Zhen as Supervisor Mgmt For For
4.2 Elect Jiang Yue as Supervisor Mgmt For For
China Everbright International Limited
Meeting Date: 08/14/2020 Country: Hong Kong Primary Security ID: Y14226107 Record Date: 08/10/2020 Meeting Type: Special Ticker: 257
Primary CUSIP: Y14226107 Primary ISIN: HK0257001336 Primary SEDOL: 6630940
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change of English Name and Mgmt For For Chinese Name of the Company
Guangdong Haid Group Co., Ltd.
Meeting Date: 08/14/2020 Country: China Primary Security ID: Y29255109 Record Date: 08/10/2020 Meeting Type: Special Ticker: 002311
Primary CUSIP: Y29255109 Primary ISIN: CNE100000HP8 Primary SEDOL: B597PH8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangdong Haid Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve External Investment Mgmt For For
2 Approve Issuance of Medium-term Notes and Mgmt For For Super Short-term Commercial Papers
3 Approve Provision of Guarantee Mgmt For For
4 Approve External Guarantee Mgmt For For
5 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association
Zhejiang Century Huatong Group Co., Ltd.
Meeting Date: 08/14/2020 Country: China Primary Security ID: Y988BH109 Record Date: 08/10/2020 Meeting Type: Special Ticker: 002602
Primary CUSIP: Y988BH109 Primary ISIN: CNE1000015R2 Primary SEDOL: B4R3NW2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase in External Investment Mgmt For For
2 Approve Guarantee Provision Plan Mgmt For For
3 Approve Amendments to Articles of Mgmt For For Association
Dongxu Optoelectronic Technology Co., Ltd.
Meeting Date: 08/17/2020 Country: China Primary Security ID: Y7789C108 Record Date: 08/12/2020 Meeting Type: Special Ticker: 200413
Primary CUSIP: Y7789C108 Primary ISIN: CNE000000L24 Primary SEDOL: 6782089
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Credit Line of Wholly-owned Mgmt For For Subsidiary and Provision of Guarantee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lingyi iTech (Guangdong) Co.
Meeting Date: 08/17/2020 Country: China Primary Security ID: Y446BS104 Record Date: 08/10/2020 Meeting Type: Special Ticker: 002600
Primary CUSIP: Y446BS104 Primary ISIN: CNE1000015L5 Primary SEDOL: B6SGJ82
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution Mgmt For For
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Meeting Date: 08/17/2020 Country: China Primary Security ID: Y8318L106 Record Date: 08/12/2020 Meeting Type: Special Ticker: 002384
Primary CUSIP: Y8318L106 Primary ISIN: CNE100000N79 Primary SEDOL: B4TJ298
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase in Registered Capital Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association
3 Amend Management System of Raised Funds Mgmt For For
4 Approve Guarantee Provision Plan Mgmt For Against
CITIC Securities Co., Ltd.
Meeting Date: 08/18/2020 Country: China Primary Security ID: Y1639N117 Record Date: 07/24/2020 Meeting Type: Special Ticker: 6030
Primary CUSIP: Y1639N117 Primary ISIN: CNE1000016V2 Primary SEDOL: B6SPB49
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Amendments and Improvements to SH For Against the Articles of Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Securities Co., Ltd.
Meeting Date: 08/18/2020 Country: China Primary Security ID: Y1639N117 Record Date: 06/30/2020 Meeting Type: Special Ticker: 6030
Primary CUSIP: Y1639N117 Primary ISIN: CNE1000016V2 Primary SEDOL: B6SPB49
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Amendments and Improvements to SH For Against the Articles of Association
Hangzhou Robam Appliances Co., Ltd.
Meeting Date: 08/18/2020 Country: China Primary Security ID: Y3041Z100 Record Date: 08/12/2020 Meeting Type: Special Ticker: 002508
Primary CUSIP: Y3041Z100 Primary ISIN: CNE100000WY9 Primary SEDOL: B59WFS4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Ren Jianhua as Non-independent Mgmt For For Director
1.2 Elect Ren Fujia as Non-independent Director Mgmt For For
1.3 Elect Zhao Jihong as Non-independent Mgmt For For Director
1.4 Elect Ren Luozhong as Non-independent Mgmt For Against Director
1.5 Elect Wang Gang as Non-independent Mgmt For For Director
1.6 Elect Shen Guoliang as Non-independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Ma Guoxin as Independent Director Mgmt For For
2.2 Elect He Yuanfu as Independent Director Mgmt For For
2.3 Elect Chen Yuanzhi as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hangzhou Robam Appliances Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Zhang Linyong as Supervisor Mgmt For For
3.2 Elect Zhang Songnian as Supervisor Mgmt For For
3.3 Elect Shen Yueming as Supervisor Mgmt For For
Jiangsu Hengrui Medicine Co., Ltd.
Meeting Date: 08/18/2020 Country: China Primary Security ID: Y4446S105 Record Date: 08/10/2020 Meeting Type: Special Ticker: 600276
Primary CUSIP: Y4446S105 Primary ISIN: CNE0000014W7 Primary SEDOL: 6288457
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
Want Want China Holdings Limited
Meeting Date: 08/18/2020 Country: Cayman Islands Primary Security ID: G9431R103 Record Date: 08/12/2020 Meeting Type: Annual Ticker: 151
Primary CUSIP: G9431R103 Primary ISIN: KYG9431R1039 Primary SEDOL: B2Q14Z3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Approve Final Dividend Mgmt For For
2b Approve Special Dividend Mgmt For For
3a1 Elect Tsai Eng-Meng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Want Want China Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3a2 Elect Tsai Wang-Chia as Director Mgmt For For
3a3 Elect Liao Ching-Tsun as Director Mgmt For For
3a4 Elect Hsieh Tien-Jen as Director Mgmt For For
3a5 Elect Lee Kwok Ming as Director Mgmt For For
3a6 Elect Pan Chih-Chiang as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Dongxiang (Group) Co., Ltd.
Meeting Date: 08/19/2020 Country: Cayman Islands Primary Security ID: G2112Y109 Record Date: 08/13/2020 Meeting Type: Annual Ticker: 3818
Primary CUSIP: G2112Y109 Primary ISIN: KYG2112Y1098 Primary SEDOL: B282142
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Approve Final Dividend Mgmt For For
2b Approve Special Dividend Mgmt For For
3a1 Elect Chen Yihong as Director Mgmt For Against
3a2 Elect Lyu Guanghong as Director Mgmt For Against
3a3 Elect Gao Yu as Director Mgmt For Against
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Dongxiang (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Dongxiang (Group) Co., Ltd.
Meeting Date: 08/19/2020 Country: Cayman Islands Primary Security ID: G2112Y109 Record Date: 08/13/2020 Meeting Type: Special Ticker: 3818
Primary CUSIP: G2112Y109 Primary ISIN: KYG2112Y1098 Primary SEDOL: B282142
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Agreement, Proposed Annual Caps Mgmt For For and Related Transactions
Jinke Property Group Co., Ltd.
Meeting Date: 08/19/2020 Country: China Primary Security ID: Y4463Q107 Record Date: 08/14/2020 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Additional Guarantee Provision Plan Mgmt For Against
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Skyworth Group Limited
Meeting Date: 08/19/2020 Country: Bermuda Primary Security ID: G8181C100 Record Date: 08/13/2020 Meeting Type: Special Ticker: 751
Primary CUSIP: G8181C100 Primary ISIN: BMG8181C1001 Primary SEDOL: 6228828
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Conditional Cash Offer by DBS Asia Mgmt For For Capital Limited on Behalf of the Company to Buy-Back Shares
2 Approve Whitewash Waiver and Related Mgmt For Against Transactions
China Gas Holdings Limited
Meeting Date: 08/20/2020 Country: Bermuda Primary Security ID: G2109G103 Record Date: 08/14/2020 Meeting Type: Annual Ticker: 384
Primary CUSIP: G2109G103 Primary ISIN: BMG2109G1033 Primary SEDOL: 6460794
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Liu Ming Hui as Director Mgmt For For
3a2 Elect Zhu Weiwei as Director Mgmt For For
3a3 Elect Liu Chang as Director Mgmt For For
3a4 Elect Chen Yanyan as Director Mgmt For For
3a5 Elect Zhang Ling as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Gas Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China TransInfo Technology Co., Ltd.
Meeting Date: 08/20/2020 Country: China Primary Security ID: Y8310S109 Record Date: 08/14/2020 Meeting Type: Special Ticker: 002373
Primary CUSIP: Y8310S109 Primary ISIN: CNE100000MJ1 Primary SEDOL: B62G7T5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use of Own Funds to Invest in Mgmt For Against Financial Products
2 Amend Management System of Raised Funds Mgmt For For
3 Approve Increase in Registered Capital and Mgmt For For Amend Articles of Association
AVIC Aircraft Co., Ltd.
Meeting Date: 08/21/2020 Country: China Primary Security ID: Y9723E109 Record Date: 08/14/2020 Meeting Type: Special Ticker: 000768
Primary CUSIP: Y9723E109 Primary ISIN: CNE000000RF9 Primary SEDOL: 6004017
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Shareholder Return Plan Mgmt For For
2 Approve Amendments to Articles of Mgmt For Against Association
3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect He Shengqiang as Non-independent SH For For Director
4.2 Elect Wu Zhipeng as Non-independent SH For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Aircraft Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.3 Elect Song Kepu as Non-independent Director SH For For
4.4 Elect Han Yichu as Non-independent Director SH For For
4.5 Elect Lei Yanzheng as Non-independent SH For For Director
4.6 Elect Luo Jide as Non-independent Director SH For For
4.7 Elect Wang Guangya as Non-independent SH For For Director
4.8 Elect Hao Liping as Non-independent Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
5.1 Elect Yang Naiding as Independent Director Mgmt For For
5.2 Elect Li Bingxiang as Independent Director Mgmt For For
5.3 Elect Song Lin as Independent Director Mgmt For For
5.4 Elect Guo Yajun as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
6.1 Elect Wang Zhilai as Supervisor SH For For
6.2 Elect Chen Changfu as Supervisor SH For For
BBMG Corporation
Meeting Date: 08/21/2020 Country: China Primary Security ID: Y076A3105 Record Date: 08/17/2020 Meeting Type: Special Ticker: 2009
Primary CUSIP: Y076A3105 Primary ISIN: CNE100000F20 Primary SEDOL: B3NFC51
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Zeng Jing as Director and Authorize Mgmt For For Board to Enter Into Service Contract and/or Appointment Letter with Him Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bosideng International Holdings Limited
Meeting Date: 08/21/2020 Country: Cayman Islands Primary Security ID: G12652106 Record Date: 08/17/2020 Meeting Type: Annual Ticker: 3998
Primary CUSIP: G12652106 Primary ISIN: KYG126521064 Primary SEDOL: B24FZ32
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Gao Dekang as Director Mgmt For For
3.2 Elect Mei Dong as Director Mgmt For For
3.3 Elect Dong Binggen as Director Mgmt For For
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve KPMG as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Pacific Insurance (Group) Co. Ltd.
Meeting Date: 08/21/2020 Country: China Primary Security ID: Y1505Z103 Record Date: 08/12/2020 Meeting Type: Special Ticker: 2601
Primary CUSIP: Y1505Z103 Primary ISIN: CNE1000009Q7 Primary SEDOL: B2Q5H56
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT DIRECTORS Mgmt
1 Elect Chen Ran as Director Mgmt For For
2 Elect John Robert Dacey as Director Mgmt For For
3 Elect Liang Hong as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Pacific Insurance (Group) Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Amend Articles of Association Mgmt For For
5 Approve Establishment of CPIC Fintech Co., Mgmt For For Ltd.
China Pacific Insurance (Group) Co., Ltd.
Meeting Date: 08/21/2020 Country: China Primary Security ID: Y1505Z103 Record Date: 08/17/2020 Meeting Type: Special Ticker: 2601
Primary CUSIP: Y1505Z103 Primary ISIN: CNE1000009Q7 Primary SEDOL: B2Q5H56
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association Mgmt For For
2 Approve Establishment of CPIC Fintech Co., Mgmt For For Ltd.
ELECT DIRECTORS Mgmt
3.1 Elect Chen Ran as Director Mgmt For For
3.2 Elect John Robert Dacey as Director Mgmt For For
3.3 Elect Liang Hong as Director Mgmt For For
China State Construction Engineering Corp. Ltd.
Meeting Date: 08/21/2020 Country: China Primary Security ID: Y1R16Z106 Record Date: 08/14/2020 Meeting Type: Special Ticker: 601668
Primary CUSIP: Y1R16Z106 Primary ISIN: CNE100000F46 Primary SEDOL: B3Y6LV2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Shi Zhiping as Supervisor SH For For
2 Amend Subsidy Management Method of Mgmt For For Directors and Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Meijin Energy Co., Ltd.
Meeting Date: 08/21/2020 Country: China Primary Security ID: Y769A4103 Record Date: 08/14/2020 Meeting Type: Special Ticker: 000723
Primary CUSIP: Y769A4103 Primary ISIN: CNE0000005J2 Primary SEDOL: 6003940
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For For
Suncity Group Holdings Limited
Meeting Date: 08/21/2020 Country: Cayman Islands Primary Security ID: G8572D113 Record Date: 08/17/2020 Meeting Type: Special Ticker: 1383
Primary CUSIP: G8572D113 Primary ISIN: KYG8572D1135 Primary SEDOL: B89X6B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Supplemental Deed and Related Mgmt For For Transactions
China Jinmao Holdings Group Limited
Meeting Date: 08/24/2020 Country: Hong Kong Primary Security ID: Y1500V107 Record Date: 08/18/2020 Meeting Type: Special Ticker: 817
Primary CUSIP: Y1500V107 Primary ISIN: HK0817039453 Primary SEDOL: B23TGR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Subscription Agreement, Grant of Mgmt For For Specific Mandate to Issue Subscription Shares and Related Transactions
2 Approve Deposit Services Under the Renewed Mgmt For Against Framework Financial Service Agreement and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Fortune Land Development Co., Ltd.
Meeting Date: 08/25/2020 Country: China Primary Security ID: Y98912101 Record Date: 08/18/2020 Meeting Type: Special Ticker: 600340
Primary CUSIP: Y98912101 Primary ISIN: CNE000001GG8 Primary SEDOL: 6727604
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Asset Securitization Project Mgmt For Against
2 Approve Corporate Bond Issuance Mgmt For Against
3 Approve Provision of Guarantee Mgmt For Against
Dongfeng Motor Group Company Limited
Meeting Date: 08/25/2020 Country: China Primary Security ID: Y21042109 Record Date: 07/23/2020 Meeting Type: Special Ticker: 489
Primary CUSIP: Y21042109 Primary ISIN: CNE100000312 Primary SEDOL: B0PH5N3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Leung Wai Lap, Philip as Director SH For For
2 Approve Remuneration of Candidates for Mgmt For For Director
3 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
4 Amend Articles of Association Mgmt For Against
Shandong Gold Mining Co., Ltd.
Meeting Date: 08/25/2020 Country: China Primary Security ID: Y76831125 Record Date: 08/18/2020 Meeting Type: Special Ticker: 1787
Primary CUSIP: Y76831125 Primary ISIN: CNE1000036N7 Primary SEDOL: BFD2096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Gold Mining Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Agreeing Non-Ferrous Group, Wang Mgmt For For Zhiqiang and Jinmao Mining to Extend the Term of Commitment in Relation to Remedying Defects of the Land and Property Ownership of Penglai Mining
2 Approve Share Compensation Plan for Not Mgmt For For Realizing Performance Commitment of the Subject Assets Under the Material Asset Restructuring of the Company
3 Authorize Board with Full Discretion to Mgmt For For Facilitate the Buy-Back or Grant of Compensation Shares
Shandong Gold Mining Co., Ltd.
Meeting Date: 08/25/2020 Country: China Primary Security ID: Y76831125 Record Date: 08/18/2020 Meeting Type: Special Ticker: 1787
Primary CUSIP: Y76831125 Primary ISIN: CNE1000036N7 Primary SEDOL: BFD2096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Share Compensation Plan for Not Mgmt For For Realizing Performance Commitment of the Subject Assets Under the Material Asset Restructuring of the Company
China BlueChemical Ltd.
Meeting Date: 08/26/2020 Country: China Primary Security ID: Y14251105 Record Date: 07/24/2020 Meeting Type: Special Ticker: 3983
Primary CUSIP: Y14251105 Primary ISIN: CNE1000002D0 Primary SEDOL: B1DN3X6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association and Related Mgmt For For Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China BlueChemical Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Elect Hou Xiaofeng as Director, Authorize SH For For Chairman to Sign the Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
Guocheng Mining Co., Ltd.
Meeting Date: 08/26/2020 Country: China Primary Security ID: Y2666C107 Record Date: 08/21/2020 Meeting Type: Special Ticker: 000688
Primary CUSIP: Y2666C107 Primary ISIN: CNE0000003F5 Primary SEDOL: 6355566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Li Wubo as Non-independent Director Mgmt For For
2.2 Elect Wu Binhong as Non-independent Mgmt For For Director
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 08/27/2020 Country: China Primary Security ID: Y76796104 Record Date: 08/20/2020 Meeting Type: Special Ticker: 601966
Primary CUSIP: Y76796104 Primary ISIN: CNE100002GM3 Primary SEDOL: BYQ83C8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
2 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
3 Approve Change in Registered Capital Mgmt For For
4 Approve Change in Expand Business Scope Mgmt For For
5 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 08/28/2020 Country: China Primary Security ID: Y2932P106 Record Date: 07/28/2020 Meeting Type: Special Ticker: 874
Primary CUSIP: Y2932P106 Primary ISIN: CNE100000387 Primary SEDOL: 6084387
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of General Mandate for Issuing Mgmt For For Medium-Term Notes
2 Approve Grant of General Mandate to Mgmt For For Guangzhou Pharmaceutical Co., Ltd. for Issuing Medium-Term Notes and Super-Short-Term Debentures
3 Approve WUYIGE Certified Public Accountants Mgmt For For LLP as Auditors
4 Approve WUYIGE Certified Public Accountants Mgmt For For LLP as Internal Control Auditor
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 08/28/2020 Country: China Primary Security ID: Y2932P106 Record Date: 07/28/2020 Meeting Type: Special Ticker: 874
Primary CUSIP: Y2932P106 Primary ISIN: CNE100000387 Primary SEDOL: 6084387
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Grant of General Mandate for Issuing Mgmt For For Medium-Term Notes
2 Approve Grant of General Mandate to Mgmt For For Guangzhou Pharmaceutical Co., Ltd. for Issuing Medium-Term Notes and Super-Short-Term Debentures
3 Approve WUYIGE Certified Public Accountants Mgmt For For LLP as Auditors
4 Approve WUYIGE Certified Public Accountants Mgmt For For LLP as Internal Control Auditor Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Sanhua Intelligent Controls Co., Ltd.
Meeting Date: 08/28/2020 Country: China Primary Security ID: Y9890L126 Record Date: 08/21/2020 Meeting Type: Special Ticker: 002050
Primary CUSIP: Y9890L126 Primary ISIN: CNE000001M22 Primary SEDOL: B0838P1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution Mgmt For For
2 Approve Merger by Absorption Mgmt For For
Berry Genomics Co., Ltd.
Meeting Date: 08/31/2020 Country: China Primary Security ID: Y1306V103 Record Date: 08/26/2020 Meeting Type: Special Ticker: 000710
Primary CUSIP: Y1306V103 Primary ISIN: CNE000000PN7 Primary SEDOL: 6003939
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For Against Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
2.1 Approve Share Type and Par Value Mgmt For Against
2.2 Approve Issue Manner and Issue Time Mgmt For Against
2.3 Approve Pricing Reference Date, Issue Price Mgmt For Against and Pricing Basis
2.4 Approve Issue Size Mgmt For Against
2.5 Approve Target Subscribers Mgmt For Against
2.6 Approve Subscription Method Mgmt For Against
2.7 Approve Lock-up Period Mgmt For Against
2.8 Approve Listing Exchange Mgmt For Against
2.9 Approve Raised Funds Investment Mgmt For Against
2.10 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
2.11 Approve Resolution Validity Period Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Berry Genomics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Private Placement of Shares Mgmt For Against
4 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds
5 Approve Impact of Dilution of Current Returns Mgmt For Against on Major Financial Indicators and the Relevant Measures to be Taken
6 Approve Report on the Usage of Previously Mgmt For Against Raised Funds
7 Approve Shareholder Return Plan Mgmt For Against
8 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
Hang Zhou Great Star Industrial Co. Ltd.
Meeting Date: 08/31/2020 Country: China Primary Security ID: Y3037V105 Record Date: 08/24/2020 Meeting Type: Special Ticker: 002444
Primary CUSIP: Y3037V105 Primary ISIN: CNE100000RC5 Primary SEDOL: B3NVRR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Qiu Jianping as Non-independent Mgmt For For Director
1.2 Elect Chi Xiaoheng as Non-independent Mgmt For For Director
1.3 Elect Li Zheng as Non-independent Director Mgmt For For
1.4 Elect Wang Lingling as Non-independent Mgmt For For Director
1.5 Elect Xu Zheng as Non-independent Director Mgmt For For
1.6 Elect Cen Zhengping as Non-independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Wang Gang as Independent Director Mgmt For For
2.2 Elect Shi Hong as Independent Director Mgmt For For
2.3 Elect Chen Zhimin as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hang Zhou Great Star Industrial Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Jiang Saiping as Supervisor Mgmt For For
3.2 Elect Fu Yajuan as Supervisor Mgmt For For
Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
Meeting Date: 08/31/2020 Country: China Primary Security ID: Y774G2101 Record Date: 08/24/2020 Meeting Type: Special Ticker: 9989
Primary CUSIP: Y774G2101 Primary ISIN: CNE100003YN2 Primary SEDOL: BMFR225
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Li Li as Non-independent Director Mgmt For For
1.2 Elect Sun Xuan as Non-independent Director Mgmt For For
1.3 Elect Li Tan as Non-independent Director Mgmt For For
1.4 Elect Shan Yu as Non-independent Director Mgmt For For
1.5 Elect Bu Haihua as Non-independent Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
2.1 Elect Chen Junfa as Independent Director Mgmt For For
2.2 Elect Wang Zhaohui as Independent Director Mgmt For For
2.3 Elect Lu Chuan as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Zheng Zehui as Supervisor Mgmt For For
3.2 Elect Tang Haijun as Supervisor Mgmt For For
4 Approve Remuneration of Directors Mgmt For For
5 Approve Application for Credit Lines and Mgmt For For Provision of Guarantees to the Banks Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Amendments to Articles of Mgmt For For Association
Shenzhen International Holdings Limited
Meeting Date: 08/31/2020 Country: Bermuda Primary Security ID: G8086V146 Record Date: 08/28/2020 Meeting Type: Special Ticker: 152
Primary CUSIP: G8086V146 Primary ISIN: BMG8086V1467 Primary SEDOL: BJVBTY1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Share Option Scheme Mgmt For Against
2 Elect Pan Chao Jin as Director Mgmt For For
3 Elect Chan King Chung as Director Mgmt For For
WuXi AppTec Co., Ltd.
Meeting Date: 08/31/2020 Country: China Primary Security ID: Y971B1118 Record Date: 08/26/2020 Meeting Type: Special Ticker: 2359
Primary CUSIP: Y971B1118 Primary ISIN: CNE100003F19 Primary SEDOL: BGHH0L6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Adoption of the H Share Award and Mgmt For Against Trust Scheme
2 Approve Grant of Awards to the Connected Mgmt For Against Selected Participants
3 Approve Authorization to the Board and/or Mgmt For Against the Delegate to Handle Matters Pertaining to the H Share Award and Trust Scheme with Full Authority
4 Elect Boyang Wu as Supervisor SH For For
5 Approve Adjustment of the Remuneration Mgmt For For Scheme of Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
WuXi AppTec Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Change of Registered Capital Mgmt For For
7 Amend Articles of Association Mgmt For For
8 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
9 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
WuXi AppTec Co., Ltd.
Meeting Date: 08/31/2020 Country: China Primary Security ID: Y971B1118 Record Date: 08/24/2020 Meeting Type: Special Ticker: 2359
Primary CUSIP: Y971B1118 Primary ISIN: CNE100003F19 Primary SEDOL: BGHH0L6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Adoption of the H Share Award and Mgmt For Against Trust Scheme
2 Approve Grant of Awards to the Connected Mgmt For Against Selected Participants
3 Approve Authorization to the Board and/or Mgmt For Against the Delegate to Handle Matters Pertaining to the H Share Award and Trust Scheme with Full Authority
4 Approve Change of Registered Capital Mgmt For For
5 Amend Articles of Association Mgmt For For
6 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
7 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
8 Elect Boyang Wu as Supervisor SH For For
9 Approve Adjustment of the Remuneration Mgmt For For Scheme of Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xinhu Zhongbao Co., Ltd.
Meeting Date: 08/31/2020 Country: China Primary Security ID: Y9724T105 Record Date: 08/25/2020 Meeting Type: Special Ticker: 600208
Primary CUSIP: Y9724T105 Primary ISIN: CNE000000ZH8 Primary SEDOL: 6158594
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Foreign USD Bonds and Mgmt For Against Provision of Cross-Border Guarantees
Haier Smart Home Co., Ltd.
Meeting Date: 09/01/2020 Country: China Primary Security ID: Y7166P102 Record Date: 08/24/2020 Meeting Type: Special Ticker: 600690
Primary CUSIP: Y7166P102 Primary ISIN: CNE000000CG9 Primary SEDOL: 6716884
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Major Asset Restructure Complies Mgmt For For with Relevant Laws and Regulations
APPROVE SPECIFIC PLAN FOR MAJOR ASSET Mgmt RESTRUCTURE
2.1 Approve Transaction Overview Mgmt For For
2.2 Approve Regulatory Approval Mgmt For For
2.3 Approve Transaction Parties Mgmt For For
2.4 Approve Target Assets Mgmt For For
2.5 Approve Underlying Asset Valuation and Mgmt For For Transaction Price
2.6 Approve Issue Type and Par Value Mgmt For For
2.7 Approve Listing Location Mgmt For For
2.8 Approve Issue Period Mgmt For For
2.9 Approve Target Parties Mgmt For For
2.10 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Manner of H Shares
2.11 Approve Issue Scale of H Shares Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haier Smart Home Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.12 Approve Conversion Ratio Mgmt For For
2.13 Approve Cash Payment Consideration Mgmt For For
2.14 Approve Fragment Stock Processing Method Mgmt For For
2.15 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.16 Approve Lock-up Period Arrangement Mgmt For For
2.17 Approve Resolution Validity Period Mgmt For For
3 Approve Transaction Constitutes as Related Mgmt For For Party Transactions
4 Approve Transaction Constitutes as Major Mgmt For For Asset Restructure
5 Approve Transaction Does Not Constitutes as Mgmt For For Reorganization and Listing
6 Approve Draft and Summary Major Asset Mgmt For For Acquisition and Related Party Transaction
7 Approve Transaction Complies with Article 11 Mgmt For For of the Administrative Measures for the Material Asset Reorganizations of Listed Companies and Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies
8 Approve Relevant Audit Report, Review Mgmt For For Report of the Transaction
9 Approve Relevant Audit Report of Underlying Mgmt For For Assets of Transaction and Review Report
10 Approve Valuation Reports Related to Mgmt For For Underlying Assets of Transaction
11 Approve Independence of Appraiser, the Mgmt For For Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
12 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
13 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
14 Approve Report on the Deposit and Usage of Mgmt For For Raised Funds
15 Approve Shareholder Return Plan Mgmt For For
16 Approve Amendments to Articles of Mgmt For For Association of H Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haier Smart Home Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
17 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders of H Shares
18 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors of H Shares
19 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors of H Shares
20 Amend Management System of Raised Funds Mgmt For For of H Shares
21 Amend Related Party Transaction Fair Mgmt For For Decision Making System of H Shares
22 Amend Working System for Independent Mgmt For For Directors of H Shares
23 Amend Investment Management System of H Mgmt For For Shares
24 Amend External Guarantee Management Mgmt For For System of H Shares
25 Amend Confidentiality and File Management Mgmt For For System Related to Overseas Securities Issuance and Listing of H Shares
26 Approve Authorization on Daily Related Party Mgmt For Against Transaction
27 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
28 Approve Adjustment Plan on Exchangeable Mgmt For For Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries
29 Approve Transfer of Equity Mgmt For For
Haier Smart Home Co., Ltd.
Meeting Date: 09/01/2020 Country: China Primary Security ID: Y7166P102 Record Date: 08/24/2020 Meeting Type: Special Ticker: 600690
Primary CUSIP: Y7166P102 Primary ISIN: CNE000000CG9 Primary SEDOL: 6716884
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
APPROVE SPECIFIC PLAN FOR MAJOR ASSET Mgmt RESTRUCTURE Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haier Smart Home Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.1 Approve Transaction Overview Mgmt For For
1.2 Approve Regulatory Approval Mgmt For For
1.3 Approve Transaction Parties Mgmt For For
1.4 Approve Target Assets Mgmt For For
1.5 Approve Underlying Asset Valuation and Mgmt For For Transaction Price
1.6 Approve Issue Type and Par Value Mgmt For For
1.7 Approve Listing Location Mgmt For For
1.8 Approve Issue Period Mgmt For For
1.9 Approve Target Parties Mgmt For For
1.10 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Manner of H Shares
1.11 Approve Issue Scale of H Shares Mgmt For For
1.12 Approve Conversion Ratio Mgmt For For
1.13 Approve Cash Payment Consideration Mgmt For For
1.14 Approve Fragment Stock Processing Method Mgmt For For
1.15 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
1.16 Approve Lock-up Period Arrangement Mgmt For For
1.17 Approve Resolution Validity Period Mgmt For For
2 Approve Adjustment Plan on Exchangeable Mgmt For For Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries
HuaAn Securities Co., Ltd.
Meeting Date: 09/02/2020 Country: China Primary Security ID: Y372AR105 Record Date: 08/27/2020 Meeting Type: Special Ticker: 600909
Primary CUSIP: Y372AR105 Primary ISIN: CNE100002GR2 Primary SEDOL: BZ3FFP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
HuaAn Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Working System for Independent Mgmt For For Directors
4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
5 Approve Amendments to Articles of Mgmt For Against Association
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 09/02/2020 Country: China Primary Security ID: Y4451G103 Record Date: 08/26/2020 Meeting Type: Special Ticker: 000961
Primary CUSIP: Y4451G103 Primary ISIN: CNE0000011P7 Primary SEDOL: 6201595
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For Against
2 Approve Loan Provision Mgmt For Against
3 Approve Related Party Transaction in Mgmt For For Connection to Investment in Qingdao Maorun Equity Investment Partnership (Limited Partnership)
Suncity Group Holdings Limited
Meeting Date: 09/02/2020 Country: Cayman Islands Primary Security ID: G8572D113 Record Date: 08/27/2020 Meeting Type: Special Ticker: 1383
Primary CUSIP: G8572D113 Primary ISIN: KYG8572D1135 Primary SEDOL: B89X6B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve the Acquisition, Underwriting Mgmt For For Agreement and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinyu Bio-Technology Co., Ltd.
Meeting Date: 09/03/2020 Country: China Primary Security ID: Y4085H105 Record Date: 08/27/2020 Meeting Type: Special Ticker: 600201
Primary CUSIP: Y4085H105 Primary ISIN: CNE000000Y37 Primary SEDOL: 6136716
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE DRAFT AND SUMMARY OF Mgmt PERFORMANCE SHARES INCENTIVE PLAN
1.1 Approve Purpose of Plan Mgmt For For
1.2 Approve Basis and Scope of Incentive Objects Mgmt For For
1.3 Approve Number and Distribution of the Mgmt For For Underlying Stocks of this Incentive Plan
1.4 Approve Validity Period, Grant Date, Lock-up Mgmt For For Period, Lift-off Period and Lock-up Period of this incentive plan
1.5 Approve Grant Price and its Determination Mgmt For For Method
1.6 Approve Conditions for Granting and Lifting of Mgmt For For Restrictions on Sales
1.7 Approve Adjustment Methods and Procedures Mgmt For For
1.8 Approve Accounting Treatment Method Mgmt For For
1.9 Approve Change and Termination Procedures Mgmt For For
1.10 Approve Rights and Obligation of Company Mgmt For For and Incentive Object
1.11 Approve How to Implement the Restricted Mgmt For For Stock Incentive Plan When There Are Changes for the Company and Incentive Objects
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
4 Approve Change in Business Scope Mgmt For For
5 Approve Amendments to Articles of Mgmt For For Association
6 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
7 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shougang Fushan Resources Group Limited
Meeting Date: 09/03/2020 Country: Hong Kong Primary Security ID: Y7760F104 Record Date: 08/28/2020 Meeting Type: Special Ticker: 639
Primary CUSIP: Y7760F104 Primary ISIN: HK0639031506 Primary SEDOL: 6354671
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
a Approve Conditional Cash Offer to Buy Back Mgmt For For Shares and Related Transactions
b Approve Whitewash Waiver and Related Mgmt For Against Transactions
China Water Affairs Group Limited
Meeting Date: 09/04/2020 Country: Bermuda Primary Security ID: G21090124 Record Date: 08/31/2020 Meeting Type: Annual Ticker: 855
Primary CUSIP: G21090124 Primary ISIN: BMG210901242 Primary SEDOL: 6671477
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Duan Jerry Linnan as Director Mgmt For For
3.2 Elect Makoto Inoue as Director Mgmt For Against
3.3 Elect Chau Kam Wing as Director Mgmt For For
3.4 Elect Ho Ping as Director Mgmt For For
3.5 Elect Zhou Nan as Director Mgmt For For
3.6 Elect Chan Wai Cheung as Director Mgmt For For
3.7 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Water Affairs Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Jiangxi Copper Company Limited
Meeting Date: 09/04/2020 Country: China Primary Security ID: Y4446C100 Record Date: 08/31/2020 Meeting Type: Special Ticker: 358
Primary CUSIP: Y4446C100 Primary ISIN: CNE1000003K3 Primary SEDOL: 6000305
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Issuance of Corporate Bonds and Mgmt For Against Related Transactions
Sany Heavy Industry Co., Ltd.
Meeting Date: 09/04/2020 Country: China Primary Security ID: Y75268105 Record Date: 08/26/2020 Meeting Type: Special Ticker: 600031
Primary CUSIP: Y75268105 Primary ISIN: CNE000001F70 Primary SEDOL: 6648824
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Establishment and Application for the Issuance of Accounts Receivable Asset-backed Securities (ABS)
2 Approve Establishment of Sanyi Jinpiao SH For Against Supply Chain Collective Fund Trust Plan
Zai Lab Limited
Meeting Date: 09/04/2020 Country: Cayman Islands Primary Security ID: 98887Q104 Record Date: 08/07/2020 Meeting Type: Special Ticker: ZLAB
Primary CUSIP: 98887Q104 Primary ISIN: US98887Q1040 Primary SEDOL: BD9GVY0 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zai Lab Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase in Authorized Share Capital Mgmt For Against
2 Amend Memorandum of Association Mgmt For Against
58.com Inc.
Meeting Date: 09/07/2020 Country: Cayman Islands Primary Security ID: FDS1AXFC9 Record Date: 08/10/2020 Meeting Type: Special Ticker: WUBA
Primary CUSIP: FDS1AXFC9 Primary ISIN: CNFDS1AXFC97 Primary SEDOL: N/A
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve Merger Agreement Mgmt For Against
2 Authorize Board to Ratify and Execute Mgmt For Against Approved Resolutions
3 Adjourn Meeting Mgmt For Against
ADAMA Ltd.
Meeting Date: 09/07/2020 Country: China Primary Security ID: Y3746K101 Record Date: 09/02/2020 Meeting Type: Special Ticker: 200553
Primary CUSIP: Y3746K101 Primary ISIN: CNE000000Q52 Primary SEDOL: 6442156
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Signing of Financial Services Mgmt For Against Agreement
2 Approve Guarantee Provision Plan Mgmt For For
APPROVE REPURCHASE PLAN FOR PART OF Mgmt THE COMPANY'S DOMESTICALLY LISTED FOREIGN SHARES (B SHARES) Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ADAMA Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.1 Approve Purpose of Share Repurchase Mgmt For For
3.2 Approve Types of Shares to be Repurchased Mgmt For For
3.3 Approve Method of Repurchasing Mgmt For For
3.4 Approve Price Range Mgmt For For
3.5 Approve Number of Shares to be Repurchased Mgmt For For and their Percentage of the Total Share Capital
3.6 Approve Total Funds to be Used for the Mgmt For For Repurchase
3.7 Approve Source of Funds for the Repurchase Mgmt For For
3.8 Approve Period of Share Repurchasing Mgmt For For
3.9 Approve Specific Authorization for Share Mgmt For For Repurchase Matters
3.10 Approve the Repurchase Plan is in Line with Mgmt For For the Regulations
3.11 Approve Following Matters after the Mgmt For For Completion of the Repurchase Plan
Beijing New Building Materials Public Ltd. Co.
Meeting Date: 09/07/2020 Country: China Primary Security ID: Y07708103 Record Date: 08/31/2020 Meeting Type: Special Ticker: 000786
Primary CUSIP: Y07708103 Primary ISIN: CNE000000QS4 Primary SEDOL: 6112006
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For Against
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
4 Approve Provision of Guarantee Mgmt For For
5 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
6 Elect Fu Jinguang as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Software & Service Co., Ltd.
Meeting Date: 09/07/2020 Country: China Primary Security ID: Y1503P107 Record Date: 09/02/2020 Meeting Type: Special Ticker: 600536
Primary CUSIP: Y1503P107 Primary ISIN: CNE000001BB0 Primary SEDOL: 6536048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Services Agreement Mgmt For Against
2 Approve Related Party Transaction in Mgmt For For Connection to Leasing of Office Space
Giant Network Group Co. Ltd.
Meeting Date: 09/07/2020 Country: China Primary Security ID: Y1593Y109 Record Date: 09/02/2020 Meeting Type: Special Ticker: 002558
Primary CUSIP: Y1593Y109 Primary ISIN: CNE1000010R3 Primary SEDOL: B3TZB92
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Capital Injection Agreement
Inner Mongolia First Machinery Group Co., Ltd.
Meeting Date: 09/07/2020 Country: China Primary Security ID: Y07048104 Record Date: 09/01/2020 Meeting Type: Special Ticker: 600967
Primary CUSIP: Y07048104 Primary ISIN: CNE000001HP7 Primary SEDOL: B0148Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution Mgmt For For
2 Elect Wang Zhiliang as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Semir Garment Co., Ltd.
Meeting Date: 09/07/2020 Country: China Primary Security ID: Y9894U106 Record Date: 08/31/2020 Meeting Type: Special Ticker: 002563
Primary CUSIP: Y9894U106 Primary ISIN: CNE100001104 Primary SEDOL: B52K2H3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Transfer Agreement Mgmt For For
2 Approve Acceptance of Provision of Counter Mgmt For For Guarantee
BYD Company Limited
Meeting Date: 09/08/2020 Country: China Primary Security ID: Y1023R104 Record Date: 09/02/2020 Meeting Type: Special Ticker: 1211
Primary CUSIP: Y1023R104 Primary ISIN: CNE100000296 Primary SEDOL: 6536651
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1a Elect Wang Chuan-Fu as Director Mgmt For For
1b Elect Lv Xiang-Yang as Director Mgmt For Against
1c Elect Xia Zuo-Quan as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
1d Elect Cai Hong-Ping as Director Mgmt For For
1e Elect Jiang Yan-Bo as Director Mgmt For For
1f Elect Zhang Min as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
2a Elect Dong Jun-Ging as Supervisor Mgmt For For
2b Elect Li Yong-Zhao as Supervisor Mgmt For For
2c Elect Huang Jiang-Feng as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BYD Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2d Authorize Board to Enter into a Service Mgmt For For Contract with Wang Zhen and Yang Dong-Sheng
3 Approve Remuneration of Directors Mgmt For For
4 Approve Remuneration of Supervisors Mgmt For For
BYD Company Limited
Meeting Date: 09/08/2020 Country: China Primary Security ID: Y1023R104 Record Date: 09/02/2020 Meeting Type: Special Ticker: 1211
Primary CUSIP: Y1023R104 Primary ISIN: CNE100000296 Primary SEDOL: 6536651
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Wang Chuan-Fu as Director Mgmt For For
1.2 Elect Lv Xiang-Yang as Director Mgmt For Against
1.3 Elect Xia Zuo-Quan as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
2.1 Elect Cai Hong-Ping as Director Mgmt For For
2.2 Elect Jiang Yan-Bo as Director Mgmt For For
2.3 Elect Zhang Min as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Dong Jun-Ging as Supervisor Mgmt For For
3.2 Elect Li Yong-Zhao as Supervisor Mgmt For For
3.3 Elect Huang Jiang-Feng as Supervisor Mgmt For For
4 Authorize Board to Enter into a Service Mgmt For For Contract with Wang Zhen and Yang Dong-Sheng
5 Approve Remuneration of Directors Mgmt For For
6 Approve Remuneration of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinyuan EP Co., Ltd.
Meeting Date: 09/08/2020 Country: China Primary Security ID: Y4443B105 Record Date: 09/01/2020 Meeting Type: Special Ticker: 000546
Primary CUSIP: Y4443B105 Primary ISIN: CNE0000004G1 Primary SEDOL: 6479240
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Asset Pool Business Mgmt For For
Jonjee Hi-Tech Industrial & Commercial Holding Co., Ltd.
Meeting Date: 09/08/2020 Country: China Primary Security ID: Y9889J108 Record Date: 09/01/2020 Meeting Type: Special Ticker: 600872
Primary CUSIP: Y9889J108 Primary ISIN: CNE000000HK0 Primary SEDOL: 6999889
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
2 Amend Related Party Transaction Mgmt For For Management System
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Amend Working System for Independent Mgmt For For Directors
Yunda Holding Co., Ltd.
Meeting Date: 09/08/2020 Country: China Primary Security ID: Y62996106 Record Date: 09/01/2020 Meeting Type: Special Ticker: 002120
Primary CUSIP: Y62996106 Primary ISIN: CNE100000015 Primary SEDOL: B1R0FF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Carry-out Asset Securitization of Mgmt For For Wholly-owned Subsidiary
2 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Avicopter Plc
Meeting Date: 09/09/2020 Country: China Primary Security ID: Y2981F108 Record Date: 09/02/2020 Meeting Type: Special Ticker: 600038
Primary CUSIP: Y2981F108 Primary ISIN: CNE0000015V6 Primary SEDOL: 6306586
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Allowance of Independent Directors Mgmt For For
2 Approve Related Party Transaction Mgmt For Against
3 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
4 Approve Amendments to Articles of Mgmt For For Association
BYD Electronic (International) Co., Ltd.
Meeting Date: 09/09/2020 Country: Hong Kong Primary Security ID: Y1045N107 Record Date: 09/03/2020 Meeting Type: Special Ticker: 285
Primary CUSIP: Y1045N107 Primary ISIN: HK0285041858 Primary SEDOL: B29SHS5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Second Supplemental Agreement Mgmt For For and Proposed Annual Cap
China Merchants Bank Co., Ltd.
Meeting Date: 09/09/2020 Country: China Primary Security ID: Y14896115 Record Date: 09/02/2020 Meeting Type: Special Ticker: 3968
Primary CUSIP: Y14896115 Primary ISIN: CNE1000002M1 Primary SEDOL: B1DYPZ5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Miao Jianmin as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Bank Co., Ltd.
Meeting Date: 09/09/2020 Country: China Primary Security ID: Y14896115 Record Date: 09/02/2020 Meeting Type: Special Ticker: 3968
Primary CUSIP: Y14896115 Primary ISIN: CNE1000002M1 Primary SEDOL: B1DYPZ5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Miao Jianmin as Director Mgmt For For
Guosen Securities Co., Ltd.
Meeting Date: 09/09/2020 Country: China Primary Security ID: Y295A2103 Record Date: 09/03/2020 Meeting Type: Special Ticker: 002736
Primary CUSIP: Y295A2103 Primary ISIN: CNE100001WS9 Primary SEDOL: BTG8088
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Debt Financing Mgmt For Against Instruments for Domestic and Foreign Companies
Accelink Technologies Co., Ltd.
Meeting Date: 09/10/2020 Country: China Primary Security ID: Y00060106 Record Date: 09/03/2020 Meeting Type: Special Ticker: 002281
Primary CUSIP: Y00060106 Primary ISIN: CNE100000F87 Primary SEDOL: B43J9J3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Fu Xiaodong as Non-independent Mgmt For For Director
2 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
3 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Accelink Technologies Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Alibaba Pictures Group Limited
Meeting Date: 09/10/2020 Country: Bermuda Primary Security ID: G0171W105 Record Date: 09/04/2020 Meeting Type: Annual Ticker: 1060
Primary CUSIP: G0171W105 Primary ISIN: BMG0171W1055 Primary SEDOL: BPYM749
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1a Elect Meng Jun as Director Mgmt For For
2.1b Elect Li Jie as Director Mgmt For For
2.1c Elect Xu Hong as Director Mgmt For For
2.1d Elect Song Lixin as Director Mgmt For For
2.1e Elect Johnny Chen as Director Mgmt For For
2.2 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
7 Approve Increase in Authorized Share Capital Mgmt For For
8 Amend Bye-Laws of the Company Mgmt For For
AVIC Jonhon Optronic Technology Co., Ltd.
Meeting Date: 09/10/2020 Country: China Primary Security ID: Y14228103 Record Date: 09/04/2020 Meeting Type: Special Ticker: 002179
Primary CUSIP: Y14228103 Primary ISIN: CNE1000007T5 Primary SEDOL: B28T7X4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Jonhon Optronic Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Wang Xiufen as Independent Director Mgmt For For
1.2 Elect Zhai Guofu as Independent Director Mgmt For For
1.3 Elect Bao Huifang as Independent Director Mgmt For For
2 Approve Provision of Guarantee Mgmt For For
Lingyi iTech (Guangdong) Co.
Meeting Date: 09/10/2020 Country: China Primary Security ID: Y446BS104 Record Date: 09/03/2020 Meeting Type: Special Ticker: 002600
Primary CUSIP: Y446BS104 Primary ISIN: CNE1000015L5 Primary SEDOL: B6SGJ82
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
Shenzhen MTC Co., Ltd.
Meeting Date: 09/10/2020 Country: China Primary Security ID: Y7744S107 Record Date: 09/02/2020 Meeting Type: Special Ticker: 002429
Primary CUSIP: Y7744S107 Primary ISIN: CNE100000Q50 Primary SEDOL: B511TV0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Derivate Trading Business Mgmt For For
2 Approve Formulation of Internal Control Mgmt For For System of Financial Derivate Trading Business Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Chemical Engineering Co., Ltd.
Meeting Date: 09/11/2020 Country: China Primary Security ID: Y1504G106 Record Date: 09/07/2020 Meeting Type: Special Ticker: 601117
Primary CUSIP: Y1504G106 Primary ISIN: CNE100000KC0 Primary SEDOL: B58R0Z2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Leasing and Related Party Mgmt For For Transactions
Guanghui Energy Co., Ltd.
Meeting Date: 09/11/2020 Country: China Primary Security ID: Y9724D100 Record Date: 09/04/2020 Meeting Type: Special Ticker: 600256
Primary CUSIP: Y9724D100 Primary ISIN: CNE0000012G4 Primary SEDOL: 6247964
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditors and to Fix Their Mgmt For For Remuneration
2 Approve Related Party Transaction Mgmt For For
Jiangsu Guotai International Group Co., Ltd.
Meeting Date: 09/11/2020 Country: China Primary Security ID: Y4439U125 Record Date: 09/04/2020 Meeting Type: Special Ticker: 002091
Primary CUSIP: Y4439U125 Primary ISIN: CNE000001PN5 Primary SEDOL: B1HLWV7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution Mgmt For For
2 Approve Formulation of Management System Mgmt For For for Providing External Guarantees Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Red Star Macalline Group Corporation Ltd.
Meeting Date: 09/11/2020 Country: China Primary Security ID: Y7S99R100 Record Date: 09/08/2020 Meeting Type: Special Ticker: 1528
Primary CUSIP: Y7S99R100 Primary ISIN: CNE100001ZS2 Primary SEDOL: BYNC0S8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Amend Articles of Association Mgmt For For
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
Shanghai Industrial Urban Development Group Ltd.
Meeting Date: 09/11/2020 Country: Bermuda Primary Security ID: G8065B103 Record Date: 09/07/2020 Meeting Type: Special Ticker: 563
Primary CUSIP: G8065B103 Primary ISIN: BMG8065B1037 Primary SEDOL: 6433882
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Subscription Agreement and Related Mgmt For For Transactions
2 Elect Huang Haiping as Director Mgmt For For
AECC Aviation Power Co. Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y9730A108 Record Date: 09/07/2020 Meeting Type: Special Ticker: 600893
Primary CUSIP: Y9730A108 Primary ISIN: CNE000000JW1 Primary SEDOL: 6479024
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment of Implementation Mgmt For For Content and Period of Raised Funds Project Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y07729109 Record Date: 09/08/2020 Meeting Type: Special Ticker: 002271
Primary CUSIP: Y07729109 Primary ISIN: CNE100000CS3 Primary SEDOL: B3CTJX1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution and Mgmt For For Capitalization of Capital Reserves
2 Approve Term Expiration of the Independent Mgmt For For Director and Elect Cai Zhaoyun as Independent Director
3 Approve Issuance of Accounts Receivable Mgmt For For Asset-backed Notes
4 Approve Change in Registered Capital Mgmt For For
5 Approve Amendments to Articles of Mgmt For For Association
6 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
7 Amend Working System for Independent Mgmt For For Directors
8 Amend Management System of Raised Funds Mgmt For For
9 Approve Foreign Investment in the Mgmt For For Construction of a Green Building New Material Industrial Park Project
10 Approve Foreign Investment in the Mgmt For For Construction of a Green New Material Comprehensive Industrial Park Project
11 Approve Foreign Investment in the Mgmt For For Construction of a New Building Material Production Base Project
China Overseas Grand Oceans Group Ltd.
Meeting Date: 09/14/2020 Country: Hong Kong Primary Security ID: Y1505S117 Record Date: 09/08/2020 Meeting Type: Special Ticker: 81
Primary CUSIP: Y1505S117 Primary ISIN: HK0000065737 Primary SEDOL: 6803247 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Overseas Grand Oceans Group Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve JV Agreement and Related Mgmt For For Transactions
Da An Gene Co., Ltd. of Sun Yat-sen University
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y1856D107 Record Date: 09/07/2020 Meeting Type: Special Ticker: 002030
Primary CUSIP: Y1856D107 Primary ISIN: CNE000001KP1 Primary SEDOL: B02FTP0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
Dongxu Optoelectronic Technology Co., Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y7789C108 Record Date: 09/09/2020 Meeting Type: Special Ticker: 200413
Primary CUSIP: Y7789C108 Primary ISIN: CNE000000L24 Primary SEDOL: 6782089
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Termination of Raised Funds Mgmt For For Investment Projects and Use of Excess Raised Funds to Replenish Working Capital
Hengyi Petrochemical Co., Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y3183A103 Record Date: 09/09/2020 Meeting Type: Special Ticker: 000703
Primary CUSIP: Y3183A103 Primary ISIN: CNE0000001J1 Primary SEDOL: 6005515 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengyi Petrochemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment on Guarantee Provision Mgmt For Against Plan
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Qiu Yibo as Non-Independent Director SH For For
2.2 Elect Fang Xianshui as Non-Independent SH For For Director
2.3 Elect Ni Defeng as Non-Independent Director SH For For
2.4 Elect Lou Jianchang as Non-Independent SH For For Director
2.5 Elect Mao Ying as Non-Independent Director SH For For
2.6 Elect Wu Zhong as Non-Independent Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Yang Baizhang as Independent Director SH For For
3.2 Elect Yang Liuyong as Independent Director SH For For
3.3 Elect Chen Sanlian as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Li Yugang as Supervisor SH For For
4.2 Elect Jin Danwen as Supervisor SH For For
Inspur Electronic Information Industry Co., Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y51704107 Record Date: 09/09/2020 Meeting Type: Special Ticker: 000977
Primary CUSIP: Y51704107 Primary ISIN: CNE0000012M2 Primary SEDOL: 6247726
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Ma Li as Supervisor Mgmt For For
2 Approve Adjustment on Related Party Mgmt For For Transaction Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y4448A102 Record Date: 09/07/2020 Meeting Type: Special Ticker: 002157
Primary CUSIP: Y4448A102 Primary ISIN: CNE1000006H2 Primary SEDOL: B23N9L3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Lin Feng as Non-independent Director SH For For
2 Approve Repurchase and Cancellation of Mgmt For For 2017, 2018, 2019 Performance Shares
3 Approve Acquisition by Wholly-owned Mgmt For For Subsidiary
4 Approve Repurchase and Cancellation of Mgmt For For 2018, 2019 Performance Shares
5 Approve Issuance of Overseas Bonds of Mgmt For Against Wholly-owned Subsidiary
6 Approve Authorization of the Board on Mgmt For Against Issuance of Overseas Bonds
7 Approve Provision of Guarantee for Issuance Mgmt For Against of Overseas Bonds
8 Approve Commodity Futures Hedging Mgmt For For Business
9 Approve Special Report on the Usage of Mgmt For For Previously Raised Funds
10 Approve Additional Guarantee for Subsidiary SH For Against
Jinke Property Group Co., Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y4463Q107 Record Date: 09/09/2020 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Offshore USD Bonds Mgmt For Against
2 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters to Offshore USD Bonds
3 Approve Provision of Guarantee Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y6436A101 Record Date: 09/07/2020 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction on Project Mgmt For For Engineering Cooperation Contract Supplementary Agreement with Beijing Xinghuo Real Estate Development Co., Ltd. and Related Parties
2 Approve Related Party Transaction on Project Mgmt For For Engineering Cooperation Contract Supplementary Agreement with Wuhan Central Business District Co., Ltd. and Related Parties
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y7286J101 Record Date: 09/07/2020 Meeting Type: Special Ticker: 002146
Primary CUSIP: Y7286J101 Primary ISIN: CNE1000005Y9 Primary SEDOL: B23D6F6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Special Plan for Asset-backed Mgmt For For Establishment of Final Payment
2 Approve Provision of Interception and Mgmt For For Replenishment as well as Balance Payment and Credit Enhancement for Special Plan for Asset-backed Final Payment
3 Approve Authorization of Board to Handle All Mgmt For For Related Matters
4 Approve Provision of Guarantee Mgmt For For
5 Approve Provision of Guarantee for Lijiang Mgmt For For Rongsheng Kanglv Real Estate Co., Ltd.
6 Approve Provision of Guarantee for Hebei SH For For Rongsheng Building Materials Co., Ltd.
7 Approve Provision of Guarantee for Xianghe SH For For Wanlitong Industrial Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SDIC Capital Co., Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y8045P107 Record Date: 09/09/2020 Meeting Type: Special Ticker: 600061
Primary CUSIP: Y8045P107 Primary ISIN: CNE000000Q11 Primary SEDOL: 6813116
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
Sinochem International Corp.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y80231106 Record Date: 09/07/2020 Meeting Type: Special Ticker: 600500
Primary CUSIP: Y80231106 Primary ISIN: CNE0000011R3 Primary SEDOL: 6203104
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association
STO Express Co., Ltd.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y988B5105 Record Date: 09/07/2020 Meeting Type: Special Ticker: 002468
Primary CUSIP: Y988B5105 Primary ISIN: CNE100000T99 Primary SEDOL: B55ZBQ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase of the Company's Shares Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association
3 Approve Provision of External Guarantee Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
TCL Technology Group Corp.
Meeting Date: 09/14/2020 Country: China Primary Security ID: Y8549C107 Record Date: 09/07/2020 Meeting Type: Special Ticker: 000100
Primary CUSIP: Y8549C107 Primary ISIN: CNE000001GL8 Primary SEDOL: 6731133
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Debt Financing Mgmt For Against Instruments in the Inter-bank Bond Market
2 Approve Matters Related to the Issuance of Mgmt For Against Asset Securitization Products
3 Approve Adjustment on Guarantee Provision Mgmt For Against Plan
4 Approve Amendments to Articles of Mgmt For For Association
5 Approve Adjustment on Performance Share Mgmt For For Incentive Plan and Draft and Summary of Phase 2 Global Create Enjoyment Plan
6 Approve Adjustment on Performance Share Mgmt For For Incentive Plan and Methods to Assess the Performance of Plan Participants
7 Approve Draft and Summary on Phase 3 Mgmt For Against Global Partner Program
8 Approve Management System of Phase 3 Mgmt For Against Global Partner Program
9 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
APPROVE ADJUSTMENT ON COMPANY'S Mgmt PLAN FOR ACQUISITION BY CASH PAYMENT AND ISSUANCE OF SHARES AND CONVERTIBLE CORPORATE BONDS AS WELL AS RAISING SUPPORTING FUNDS
10.1 Approve Overview of Raising Supporting Mgmt For For Funds
10.2 Approve Type, Par Value and Listing Location Mgmt For For
10.3 Approve Target Subscribers Mgmt For For
10.4 Approve Pricing Reference Date and Issue Mgmt For For Price
10.5 Approve Issue Manner Mgmt For For
10.6 Approve Issue Size Mgmt For For
10.7 Approve Lock-Up Period Arrangement Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
TCL Technology Group Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10.8 Approve Type, Par Value and Listing Location Mgmt For For after Conversion
10.9 Approve Target Subscribers and Subscription Mgmt For For Method
10.10 Approve Issuance Method Mgmt For For
10.11 Approve Issue Number Mgmt For For
10.12 Approve Conversion Price Mgmt For For
10.13 Approve Source of Conversion Shares Mgmt For For
10.14 Approve Bond Maturity Mgmt For For
10.15 Approve Bond Interest Rates Mgmt For For
10.16 Approve Conversion Period Mgmt For For
10.17 Approve Lock-Up Period Mgmt For For
10.18 Approve Method for Determining the Number Mgmt For For of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion
10.19 Approve Principal and Interest Payments Mgmt For For
10.20 Approve Conditional Mandatory Conversion Mgmt For For Clause
10.21 Approve Conditional Resale Clause Mgmt For For
10.22 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
10.23 Approve Terms for Upward Adjustment of Mgmt For For Conversion Price
10.24 Approve Conditional Redemption Clause Mgmt For For
10.25 Approve Guarantee and Rating Mgmt For For
10.26 Approve Other Matters Mgmt For For
10.27 Approve Use of Proceeds Mgmt For For
10.28 Approve Resolution Validity Period Mgmt For For
11 Approve Adjustment of the Transaction Plan Mgmt For For Does Not Constitute as Major Adjustment of the Restructuring Plan
12 Approve Termination of Strategic Cooperation Mgmt For For Agreements, Conditional Share Subscription Agreements and their Supplementary Agreements, Conditional Convertible Corporate Bond Subscription Agreements and their Supplements Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
TCL Technology Group Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Report (Revised Draft) and Summary Mgmt For For on Company's Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds as well as Raising Supporting Funds
14 Approve Relevant Audit Report and Pro Forma Mgmt For For Review Report
15 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
16 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
17 Approve Transaction Complies with Article 11 Mgmt For For and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
18 Approve Transaction Does not Constitute as Mgmt For For Major Asset Restructuring and Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
AVIC Capital Co., Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y07709101 Record Date: 09/08/2020 Meeting Type: Special Ticker: 600705
Primary CUSIP: Y07709101 Primary ISIN: CNE000000KC1 Primary SEDOL: 6110602
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution Mgmt For For
2 Approve Company's Eligibility for Corporate Mgmt For Against Bond Issuance
APPROVE CORPORATE BOND ISSUANCE Mgmt
3.1 Approve Par Value, Issue Scale Mgmt For Against
3.2 Approve Issue Type, Issue Plan and Period Mgmt For Against
3.3 Approve Issue Manner Mgmt For Against
3.4 Approve Bond Interest Rate and Method of Mgmt For Against Repayment Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Capital Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.5 Approve Target Parties and Placement Mgmt For Against Arrangement to Shareholders
3.6 Approve Redemption and Sale Back Terms Mgmt For Against
3.7 Approve Credit Enhancement Mechanism Mgmt For Against
3.8 Approve Usage of Raised Funds Mgmt For Against
3.9 Approve Underwriting Method and Listing Mgmt For Against Arrangement
3.10 Approve Credit Status and Safeguard Mgmt For Against Measures of Debts Repayment
3.11 Approve Resolution Validity Period Mgmt For Against
4 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Baoshan Iron & Steel Co., Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y0698U103 Record Date: 09/09/2020 Meeting Type: Special Ticker: 600019
Primary CUSIP: Y0698U103 Primary ISIN: CNE0000015R4 Primary SEDOL: 6307954
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Short-term Corporate Bond Issuance Mgmt For For
2 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
Chengdu Fusen Noble-House Industrial Co., Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y1308N109 Record Date: 09/08/2020 Meeting Type: Special Ticker: 002818
Primary CUSIP: Y1308N109 Primary ISIN: CNE100002BW3 Primary SEDOL: BYNF6S9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chengdu Fusen Noble-House Industrial Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Amend Articles of Association Mgmt For For
China Cinda Asset Management Co., Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y1R34V103 Record Date: 08/14/2020 Meeting Type: Special Ticker: 1359
Primary CUSIP: Y1R34V103 Primary ISIN: CNE100001QS1 Primary SEDOL: BGY6SV2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Wang Shaoshuang as Director Mgmt For For
China Fortune Land Development Co., Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y1507B104 Record Date: 09/08/2020 Meeting Type: Special Ticker: 600340
Primary CUSIP: Y1507B104 Primary ISIN: CNE000001GG8 Primary SEDOL: 6727604
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Cancellation of Stock Options and Mgmt For For Repurchase Cancellation of Performance Shares
2 Approve to Adjust the Guarantee Mgmt For Against Authorization
Hytera Communications Corp. Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y3815M103 Record Date: 09/09/2020 Meeting Type: Special Ticker: 002583
Primary CUSIP: Y3815M103 Primary ISIN: CNE1000013B1 Primary SEDOL: B4RMQR5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hytera Communications Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Amend Articles of Association Mgmt For For
3 Approve Cancellation of Related Party Mgmt For For Transaction
Inner Mongolia Baotou Steel Union Co. Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y4084T100 Record Date: 09/08/2020 Meeting Type: Special Ticker: 600010
Primary CUSIP: Y4084T100 Primary ISIN: CNE0000017H1 Primary SEDOL: 6335933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Non-financial Corporate Mgmt For Against Debt Financing Instruments
LONGi Green Energy Technology Co., Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y9727F102 Record Date: 09/08/2020 Meeting Type: Special Ticker: 601012
Primary CUSIP: Y9727F102 Primary ISIN: CNE100001FR6 Primary SEDOL: B759P50
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution Mgmt For For
2 Approve Adjustment of Number and Mgmt For For Repurchase Price of Performance Share Incentive Plan
3 Approve Repurchase and Cancellation of Mgmt For For Performance Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
NARI Technology Co., Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y6S99Q112 Record Date: 09/08/2020 Meeting Type: Special Ticker: 600406
Primary CUSIP: Y6S99Q112 Primary ISIN: CNE000001G38 Primary SEDOL: 6695228
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase Cancellation of Mgmt For For Performance Shares and to Adjust the Repurchase Price
2 Approve Change of Registered Capital and Mgmt For For Amend Articles of Association
3 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
5 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
6 Approve Capital Injection for Wholly-owned Mgmt For For Subsidiary
Ninestar Corp.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y9892Z107 Record Date: 09/10/2020 Meeting Type: Special Ticker: 002180
Primary CUSIP: Y9892Z107 Primary ISIN: CNE1000007W9 Primary SEDOL: B28SL51
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Termination of Fund-raising Mgmt For For Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital
2 Approve Use of Funds for Cash Management Mgmt For Against
3 Approve Provision of Guarantee Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Western Securities Co., Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y9382Q104 Record Date: 09/10/2020 Meeting Type: Special Ticker: 002673
Primary CUSIP: Y9382Q104 Primary ISIN: CNE100001D96 Primary SEDOL: B819M05
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
Zhaojin Mining Industry Company Limited
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y988A6104 Record Date: 09/10/2020 Meeting Type: Special Ticker: 1818
Primary CUSIP: Y988A6104 Primary ISIN: CNE1000004R6 Primary SEDOL: B1H5082
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Corporate Bonds and Mgmt For Against Related Transactions
2 Approve Issuance of Medium-term Notes and Mgmt For Against Related Transactions
3 Approve Issuance of Perpetual Medium-term Mgmt For Against Notes and Related Transactions
4a Amend Articles of Association Mgmt For For
4b Authorize Board to Deal With All Matters in Mgmt For For Relation to the Amendment of Articles of Association
Zhejiang NHU Co. Ltd.
Meeting Date: 09/15/2020 Country: China Primary Security ID: Y98910105 Record Date: 09/08/2020 Meeting Type: Special Ticker: 002001
Primary CUSIP: Y98910105 Primary ISIN: CNE000001J84 Primary SEDOL: B01KBG1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang NHU Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Hu Baifan as Non-Independent Director Mgmt For For
1.2 Elect Hu Baiyan as Non-Independent Director Mgmt For For
1.3 Elect Shi Guanqun as Non-Independent Mgmt For For Director
1.4 Elect Wang Xuewen as Non-Independent Mgmt For For Director
1.5 Elect Wang Zhengjiang as Non-Independent Mgmt For For Director
1.6 Elect Zhou Guiyang as Non-Independent Mgmt For For Director
1.7 Elect Yu Baijin as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Huang Can as Independent Director Mgmt For For
2.2 Elect Jin Zanfang as Independent Director Mgmt For For
2.3 Elect Zhu Jianmin as Independent Director Mgmt For For
2.4 Elect Ji Jianyang as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Lv Guofeng as Supervisor Mgmt For For
3.2 Elect Shi Fangbin as Supervisor Mgmt For For
3.3 Elect Yu Hongwei as Supervisor Mgmt For For
4 Approve Allowance of Independent Directors Mgmt For For
Bank of Nanjing Co., Ltd.
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y0698E109 Record Date: 09/08/2020 Meeting Type: Special Ticker: 601009
Primary CUSIP: Y0698E109 Primary ISIN: CNE100000627 Primary SEDOL: B232ZB2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Nanjing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Hu Shengrong as Non-Independent SH For For Director
2.2 Elect Lin Jingran as Non-Independent Director SH For For
2.3 Elect Yang Bohao as Non-Independent SH For For Director
2.4 Elect Chen Zheng as Non-Independent SH For For Director
2.5 Elect Yu Lanying as Non-Independent Director SH For For
2.6 Elect Xu Yimin as Non-Independent Director SH For For
2.7 Elect Liu Lini as Non-Independent Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Chen Donghua as Independent Director Mgmt For For
3.2 Elect Xiao Binqing as Independent Director Mgmt For For
3.3 Elect Shen Yongming as Independent Director Mgmt For For
3.4 Elect Qiang Ying as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Shen Yongjian as Supervisor Mgmt For For
4.2 Elect Ma Miao as Supervisor Mgmt For For
4.3 Elect Xu Yueping as Supervisor Mgmt For For
4.4 Elect Liu Qilian as Supervisor Mgmt For For
4.5 Elect Zhang Ding as Supervisor Mgmt For For
4.6 Elect Liu Hechun as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Yanjing Brewery Co., Ltd.
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y0771Z102 Record Date: 09/09/2020 Meeting Type: Special Ticker: 000729
Primary CUSIP: Y0771Z102 Primary ISIN: CNE000000S84 Primary SEDOL: 6012827
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhao Xiaodong as Non-Independent Mgmt For For Director
1.2 Elect Xie Guangjun as Non-Independent Mgmt For For Director
1.3 Elect Liu Xiangyu as Non-Independent Mgmt For For Director
1.4 Elect Li Guangjun as Non-Independent Mgmt For For Director
1.5 Elect Dong Xuezeng as Non-Independent Mgmt For For Director
1.6 Elect Guo Weiping as Non-Independent Mgmt For For Director
1.7 Elect Jia Fengchao as Non-Independent Mgmt For For Director
1.8 Elect Xiao Guofeng as Non-Independent Mgmt For For Director
1.9 Elect Wu Pei as Non-Independent Director Mgmt For For
1.10 Elect Lin Zhiping as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Guo Xiaochuan as Independent Director Mgmt For For
2.2 Elect Zhu Liqing as Independent Director Mgmt For For
2.3 Elect Zhang Guiqing as Independent Director Mgmt For For
2.4 Elect Yin Jianjun as Independent Director Mgmt For For
2.5 Elect Zhou Jian as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Wang Lina as Supervisor Mgmt For For
3.2 Elect Wen Qing as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Yangtze Power Co., Ltd.
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y1516Q142 Record Date: 09/07/2020 Meeting Type: Special Ticker: 600900
Primary CUSIP: Y1516Q142 Primary ISIN: CNE000001G87 Primary SEDOL: 6711630
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Introduction of Co-Investors for Mgmt For Against Power Distribution Project
Guocheng Mining Co., Ltd.
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y2666C107 Record Date: 09/11/2020 Meeting Type: Special Ticker: 000688
Primary CUSIP: Y2666C107 Primary ISIN: CNE0000003F5 Primary SEDOL: 6355566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
Huadian Fuxin Energy Corporation Limited
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y3123J107 Record Date: 09/10/2020 Meeting Type: Special Ticker: 816
Primary CUSIP: Y3123J107 Primary ISIN: CNE100001F60 Primary SEDOL: B8L1BL5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Merger Agreement and Related Mgmt For For Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huadian Fuxin Energy Corporation Limited
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y3123J107 Record Date: 09/10/2020 Meeting Type: Special Ticker: 816
Primary CUSIP: Y3123J107 Primary ISIN: CNE100001F60 Primary SEDOL: B8L1BL5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Merger Agreement and Related Mgmt For For Transactions
Meinian Onehealth Healthcare Holdings Co., Ltd.
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y5S4DH102 Record Date: 09/09/2020 Meeting Type: Special Ticker: 002044
Primary CUSIP: Y5S4DH102 Primary ISIN: CNE000001LV7 Primary SEDOL: B0766H9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Termination of Fund-raising Mgmt For For Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital
2 Approve Signing of Software Development Mgmt For For Service Agreement
3 Amend Articles of Association Mgmt For For
S.F. Holding Co., Ltd.
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y7T80Y105 Record Date: 09/09/2020 Meeting Type: Special Ticker: 002352
Primary CUSIP: Y7T80Y105 Primary ISIN: CNE100000L63 Primary SEDOL: B3P1NF4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in the Raised Funds Mgmt For For Investment Project Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
S.F. Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Amend Management System of Raised Funds Mgmt For For
3 Amend External Investment Management Mgmt For For System
4 Amend Related Party Transaction Internal Mgmt For For Control and Decision System
5 Amend Remuneration Management System of Mgmt For For Directors, Supervisors and Senior Management Members
6 Amend Working System for Independent Mgmt For For Directors
7 Amend Implementing Rules for Cumulative Mgmt For For Voting System
8 Amend Articles of Association Mgmt For For
Sohu.com Limited
Meeting Date: 09/16/2020 Country: Cayman Islands Primary Security ID: 83410S108 Record Date: 08/12/2020 Meeting Type: Annual Ticker: SOHU
Primary CUSIP: 83410S108 Primary ISIN: US83410S1087 Primary SEDOL: BF2HB11
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.1 Elect Director Charles Zhang Mgmt For Withhold
1.2 Elect Director Zhonghan Deng Mgmt For Withhold
1.3 Elect Director Dave De Yang Mgmt For Withhold
2 Ratify PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Auditors
Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y9717X105 Record Date: 09/09/2020 Meeting Type: Special Ticker: 002555
Primary CUSIP: Y9717X105 Primary ISIN: CNE1000010N2 Primary SEDOL: B44DPG3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution Mgmt For For
2 Approve Credit Line Application Mgmt For For
3 Elect Hu Yuhang as Non-Independent Director Mgmt For For
Xiamen International Port Co., Ltd
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y97186103 Record Date: 09/11/2020 Meeting Type: Special Ticker: 3378
Primary CUSIP: Y97186103 Primary ISIN: CNE1000004N5 Primary SEDOL: B0SY092
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Capital Increase Agreement, Capital Mgmt For For Contribution Transactions and Related Transactions
2 Approve Adjustment to the Registered Mgmt For For Amount of the New Super Short-Term Notes
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Meeting Date: 09/16/2020 Country: China Primary Security ID: Y9895V103 Record Date: 09/11/2020 Meeting Type: Special Ticker: 1157
Primary CUSIP: Y9895V103 Primary ISIN: CNE100000X85 Primary SEDOL: B544N70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Profit Distribution Plan and Mgmt For For Distribution of Interim Dividend
2 Approve Merger by Absorption of Mgmt For For Wholly-owned Subsidiary Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
YTO Express Group Co., Ltd.
Meeting Date: 09/17/2020 Country: China Primary Security ID: Y1963V107 Record Date: 09/10/2020 Meeting Type: Special Ticker: 600233
Primary CUSIP: Y1963V107 Primary ISIN: CNE0000012J8 Primary SEDOL: 6241483
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
2 Approve Private Placement of Shares Mgmt For For
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Pricing Reference Date, Pricing Mgmt For For Principle and Issue Price
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.8 Approve Listing Exchange Mgmt For For
2.9 Approve Use of Proceeds Mgmt For For
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve the Commitment to Ensure that the Mgmt For For Company's Return Measures Can be Fulfilled Effectively
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Authorization of Board and Its Mgmt For For Authorized Persons to Handle All Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
YTO Express Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve to Adjust the Company's Mgmt For For Performance Appraisal Index for the Phase 3 Performance Share Incentive Plan and Phase 1 Stock Option Incentive Plan
China Longyuan Power Group Corporation Limited
Meeting Date: 09/18/2020 Country: China Primary Security ID: Y1501T101 Record Date: 09/11/2020 Meeting Type: Special Ticker: 916
Primary CUSIP: Y1501T101 Primary ISIN: CNE100000HD4 Primary SEDOL: B4Q2TX3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve General Mandate to Apply for Mgmt For For Registration and Issuance of Debt Financing Instruments Overseas
China TransInfo Technology Co., Ltd.
Meeting Date: 09/18/2020 Country: China Primary Security ID: Y8310S109 Record Date: 09/14/2020 Meeting Type: Special Ticker: 002373
Primary CUSIP: Y8310S109 Primary ISIN: CNE100000MJ1 Primary SEDOL: B62G7T5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Xia Shudong as Non-Independent Mgmt For For Director
1.2 Elect Xu Shijun as Non-Independent Director Mgmt For For
1.3 Elect Zhang Pengguo as Non-Independent Mgmt For For Director
1.4 Elect Pan Fan as Non-Independent Director Mgmt For For
1.5 Elect Wang Yeqiang as Non-Independent Mgmt For For Director
1.6 Elect Xia Shufeng as Non-Independent Mgmt For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China TransInfo Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Huang Feng as Independent Director Mgmt For For
2.2 Elect Chen Ronggen as Independent Director Mgmt For For
2.3 Elect Yang Dongrui as Independent Director Mgmt For For
3 Approve Allowance of Independent Directors Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Sun Dayong as Supervisor Mgmt For For
4.2 Elect Sun Lin as Supervisor Mgmt For For
Hainan Meilan International Airport Company Limited
Meeting Date: 09/18/2020 Country: China Primary Security ID: Y3245V103 Record Date: 08/28/2020 Meeting Type: Special Ticker: 357
Primary CUSIP: Y3245V103 Primary ISIN: CNE1000003B2 Primary SEDOL: 6560508
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Supplemental Investment and Mgmt For For Construction Agreement and Related Transactions
2 Approve Proposals Put Forward by Any Mgmt For Against Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote
3 Approve 2020 Parent Company Domestic Mgmt For For Shares Subscription Agreement and Related Transactions
4 Approve Resolutions on Specific Mandate for Mgmt For Against the New H Shares Issue and Listing of New H Shares on the Stock Exchange and Related Transactions
5 Approve Authorization of the Consequential Mgmt For Against Amendments to the Articles of Association to Reflect the Latest Registered Capital Structure of the Company
6 Approve Proposals Put Forward by Any Mgmt For Against Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hainan Meilan International Airport Company Limited
Meeting Date: 09/18/2020 Country: China Primary Security ID: Y3245V103 Record Date: 08/28/2020 Meeting Type: Special Ticker: 357
Primary CUSIP: Y3245V103 Primary ISIN: CNE1000003B2 Primary SEDOL: 6560508
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Parent Company Domestic Mgmt For For Shares Subscription Agreement and Related Transactions
2 Approve Resolutions on Specific Mandate for Mgmt For Against the New H Shares Issue and Listing of New H Shares on the Stock Exchange and Related Transactions
3 Approve Authorization of the Consequential Mgmt For Against Amendments to the Articles of Association to Reflect the Latest Registered Capital Structure of the Company
4 Approve Proposals Put Forward by Any Mgmt For Against Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote
NanJi E-Commerce Co., Ltd.
Meeting Date: 09/18/2020 Country: China Primary Security ID: Y4447Q108 Record Date: 09/11/2020 Meeting Type: Special Ticker: 002127
Primary CUSIP: Y4447Q108 Primary ISIN: CNE100000080 Primary SEDOL: B1VVLQ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve the Supplementary Explanation of Mgmt For Against the Stock Option Incentive Plan
Navinfo Co., Ltd.
Meeting Date: 09/18/2020 Country: China Primary Security ID: Y62121101 Record Date: 09/14/2020 Meeting Type: Special Ticker: 002405
Primary CUSIP: Y62121101 Primary ISIN: CNE100000P69 Primary SEDOL: B3M4345 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Navinfo Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment of Repurchase Price of Mgmt For For Performance Shares and Repurchase and Cancellation of Performance Shares
2 Amend Articles of Association Mgmt For For
3 Amend Management System of Raised Funds Mgmt For For
4 Approve Company's Eligibility for Private Mgmt For Against Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
5.1 Approve Share Type and Par Value Mgmt For Against
5.2 Approve Issue Manner and Issue Time Mgmt For Against
5.3 Approve Target Subscribers and Subscription Mgmt For Against Method
5.4 Approve Issue Price and Pricing Basis Mgmt For Against
5.5 Approve Issue Size Mgmt For Against
5.6 Approve Lock-up Period Mgmt For Against
5.7 Approve Amount and Use of Proceeds Mgmt For Against
5.8 Approve Listing Exchange Mgmt For Against
5.9 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
5.10 Approve Resolution Validity Period Mgmt For Against
6 Approve Private Placement of Shares Mgmt For Against
7 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds
8 Approve Report on the Usage of Previously Mgmt For Against Raised Funds
9 Approve Impact of Dilution of Current Returns Mgmt For Against on Major Financial Indicators and the Relevant Measures to be Taken
10 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
11 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Gold Mining Co., Ltd.
Meeting Date: 09/18/2020 Country: China Primary Security ID: Y76831125 Record Date: 09/11/2020 Meeting Type: Special Ticker: 1787
Primary CUSIP: Y76831125 Primary ISIN: CNE1000036N7 Primary SEDOL: BFD2096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Provision of Guarantee for the Mgmt For For Financing of an Overseas Subsidiary of the Company
Sinopharm Group Co., Ltd.
Meeting Date: 09/18/2020 Country: China Primary Security ID: Y8008N107 Record Date: 08/19/2020 Meeting Type: Special Ticker: 1099
Primary CUSIP: Y8008N107 Primary ISIN: CNE100000FN7 Primary SEDOL: B3ZVDV0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Li Zhiming as Director and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
2 Elect Yu Qingming as Director and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
3 Elect Liu Yong as Director and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
4 Elect Chen Qiyu as Director and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
5 Elect Ma Ping as Director and Authorize Board Mgmt For For to Fix His Remuneration and to Enter Into a Service Contract with Him
6 Elect Hu Jianwei as Director and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
7 Elect Deng Jindong as Director and Authorize Mgmt For Against Board to Fix His Remuneration and to Enter Into a Service Contract with Him Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinopharm Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Elect Wen Deyong as Director and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
9 Elect Guan Xiaohui as Director and Authorize Mgmt For Against Board to Fix Her Remuneration and to Enter Into a Service Contract with Her
10 Elect Feng Rongli as Director and Authorize Mgmt For For Board to Fix Her Remuneration and to Enter Into a Service Contract with Her
11 Elect Zhuo Fumin as Director and Authorize Mgmt For Against Board to Fix His Remuneration and to Enter Into a Service Contract with Him
12 Elect Chen Fangruo as Director and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
13 Elect Li Peiyu as Director and Authorize Board Mgmt For For to Fix His Remuneration and to Enter Into a Service Contract with Him
14 Elect Wu Tak Lung as Director and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
15 Elect Yu Weifeng as Director and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
16 Elect Wu Yifang as Supervisor and Authorize Mgmt For For Board to Fix His Remuneration and to Enter Into a Service Contract with Him
17 Elect Liu Zhengdong as Supervisor and Mgmt For For Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him
18 Elect Li Xiaojuan as Supervisor and Authorize Mgmt For For Board to Enter Into a Service Contract with Her
19 Amend Articles of Association Mgmt For For
WUS Printed Circuit (Kunshan) Co., Ltd.
Meeting Date: 09/18/2020 Country: China Primary Security ID: Y9716K104 Record Date: 09/11/2020 Meeting Type: Special Ticker: 002463
Primary CUSIP: Y9716K104 Primary ISIN: CNE100000SP5 Primary SEDOL: B4YB1F8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
WUS Printed Circuit (Kunshan) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For Against Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
Beijing UniStrong Science & Technology Co., Ltd.
Meeting Date: 09/21/2020 Country: China Primary Security ID: Y07762100 Record Date: 09/15/2020 Meeting Type: Special Ticker: 002383
Primary CUSIP: Y07762100 Primary ISIN: CNE100000MY0 Primary SEDOL: B4QFBK3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Exemption of Company Related Mgmt For For Commitments
2 Approve to Adjust the Investment Scale of the Mgmt For For Original Fundraising Project, Implementation Subject and Change in Partial Usage of Proceeds
China Huarong Asset Management Co., Ltd.
Meeting Date: 09/21/2020 Country: China Primary Security ID: Y149A8109 Record Date: 08/21/2020 Meeting Type: Special Ticker: 2799
Primary CUSIP: Y149A8109 Primary ISIN: CNE100002367 Primary SEDOL: BYNK383
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Wang Wenjie as Director Mgmt For For
2 Elect Xu Nuo as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiajiayue Group Co., Ltd.
Meeting Date: 09/21/2020 Country: China Primary Security ID: Y443BG107 Record Date: 09/16/2020 Meeting Type: Special Ticker: 603708
Primary CUSIP: Y443BG107 Primary ISIN: CNE100002ZV4 Primary SEDOL: BYWJ3D6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
Yonyou Network Technology Co., Ltd.
Meeting Date: 09/21/2020 Country: China Primary Security ID: Y9042R104 Record Date: 09/14/2020 Meeting Type: Special Ticker: 600588
Primary CUSIP: Y9042R104 Primary ISIN: CNE0000017Y6 Primary SEDOL: 6346678
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Capital Injection Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association
China South City Holdings Limited
Meeting Date: 09/22/2020 Country: Hong Kong Primary Security ID: Y1515Q101 Record Date: 09/16/2020 Meeting Type: Annual Ticker: 1668
Primary CUSIP: Y1515Q101 Primary ISIN: HK0000056264 Primary SEDOL: B4LVMD6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Cheng Ka Man Carman as Director Mgmt For For
3b Elect Cheng Tai Po as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China South City Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3c Elect Leung Kwan Yuen Andrew as Director Mgmt For Against
3d Elect Wu Guangquan as Director Mgmt For For
3e Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Digital China Holdings Limited
Meeting Date: 09/22/2020 Country: Bermuda Primary Security ID: G2759B107 Record Date: 09/16/2020 Meeting Type: Special Ticker: 861
Primary CUSIP: G2759B107 Primary ISIN: BMG2759B1072 Primary SEDOL: 6351865
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Grant of Share Options to Guo Wei Mgmt For Against Under the Share Option Scheme
2 Approve Grant of Share Options to Wong Man Mgmt For Against Chung, Francis Under the Share Option Scheme
3 Approve Grant of Share Options to Ni Hong Mgmt For Against (Hope) Under the Share Option Scheme
4 Approve Grant of Share Options to Liu Yun, Mgmt For Against John Under the Share Option Scheme
5 Approve Grant of Share Options to Yan Mgmt For Against Xiaoyan Under the Share Option Scheme
6 Approve Grant of Share Options to King Mgmt For Against William Under the Share Option Scheme Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Jin Jiang International Hotels Co., Ltd.
Meeting Date: 09/22/2020 Country: China Primary Security ID: Y7688C100 Record Date: 09/11/2020 Meeting Type: Special Ticker: 900934
Primary CUSIP: Y7688C100 Primary ISIN: CNE000000HM6 Primary SEDOL: 6808725
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers Mgmt For For
2.4 Approve Issue Price and Pricing Manner Mgmt For For
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Amount and Use of Proceeds Mgmt For For
2.8 Approve Listing Exchange Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Private Placement of Shares Mgmt For For
4 Approve Report on the Usage of Previously Mgmt For For Raised Funds
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Shareholder Return Plan Mgmt For For
7 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
9 Approve Provision of Guarantee for GDL Mgmt For Against
10 Approve Provision of Guarantee Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Goodix Technology Co., Ltd.
Meeting Date: 09/22/2020 Country: China Primary Security ID: Y774BW100 Record Date: 09/17/2020 Meeting Type: Special Ticker: 603160
Primary CUSIP: Y774BW100 Primary ISIN: CNE100002G84 Primary SEDOL: BD3H4Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For Against (Draft) and Summary
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
4 Amend Performance Shares Incentive Plan Mgmt For For and Company-level Performance Assessment Related Documents
5 Amend Stock Option and Performance Share Mgmt For For Incentive Plan as well Company-level Performance Assessment Related Documents
Will Semiconductor Co., Ltd. Shanghai
Meeting Date: 09/22/2020 Country: China Primary Security ID: Y9584K103 Record Date: 09/15/2020 Meeting Type: Special Ticker: 603501
Primary CUSIP: Y9584K103 Primary ISIN: CNE100002XM8 Primary SEDOL: BZ07VX5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For Against Plan and Performance Share Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
China National Building Material Company Limited
Meeting Date: 09/24/2020 Country: China Primary Security ID: Y15045100 Record Date: 09/18/2020 Meeting Type: Special Ticker: 3323
Primary CUSIP: Y15045100 Primary ISIN: CNE1000002N9 Primary SEDOL: B0Y91C1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Building Material Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Fu Jinguang as Director and Authorize Mgmt For For Board to Fix His Remuneration
FangDa Carbon New Material Co., Ltd.
Meeting Date: 09/24/2020 Country: China Primary Security ID: Y51720103 Record Date: 09/17/2020 Meeting Type: Special Ticker: 600516
Primary CUSIP: Y51720103 Primary ISIN: CNE000001CC6 Primary SEDOL: 6543242
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
Focus Media Information Technology Co., Ltd.
Meeting Date: 09/24/2020 Country: China Primary Security ID: Y29327114 Record Date: 09/17/2020 Meeting Type: Special Ticker: 002027
Primary CUSIP: Y29327114 Primary ISIN: CNE000001KK2 Primary SEDOL: B02FVZ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Venture Capital Management System Mgmt For For
2 Approve to Adjust the Relevant Matters on Mgmt For For Appointment of Auditor
New Hope Liuhe Co., Ltd.
Meeting Date: 09/24/2020 Country: China Primary Security ID: Y7933V101 Record Date: 09/18/2020 Meeting Type: Special Ticker: 000876
Primary CUSIP: Y7933V101 Primary ISIN: CNE000000VB0 Primary SEDOL: 6037596 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
New Hope Liuhe Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhang Minggui as Non-independent Mgmt For For Director
2 Approve Financial Services Agreement Mgmt For Against
3 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
4 Approve Related Party Transaction Mgmt For For
5 Approve Perpetual Medium-term Notes Mgmt For Against
6 Approve Issuance of Super Short-term Mgmt For Against Commercial Papers
Bank of Shanghai Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y0R98R107 Record Date: 09/16/2020 Meeting Type: Special Ticker: 601229
Primary CUSIP: Y0R98R107 Primary ISIN: CNE100002FM5 Primary SEDOL: BD5BP36
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhu Jian as Non-Independent Director Mgmt For For
2 Elect Jia Ruijun as Supervisor Mgmt For For
Beijing Jingneng Clean Energy Co., Limited
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y0R7A0107 Record Date: 08/25/2020 Meeting Type: Special Ticker: 579
Primary CUSIP: Y0R7A0107 Primary ISIN: CNE100001336 Primary SEDOL: B688XD1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect An Zhenyuan as Director Mgmt For For
2 Elect Sun Li as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Machinery Engineering Corporation
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y1501U108 Record Date: 09/21/2020 Meeting Type: Special Ticker: 1829
Primary CUSIP: Y1501U108 Primary ISIN: CNE100001NP4 Primary SEDOL: B94VG58
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Ma Jian as Director Mgmt For For
2 Elect Zhang Zhiyu as Director Mgmt For For
3 Elect Wang Yuqi as Director Mgmt For For
4 Elect Zhang Hong as Supervisor Mgmt For For
China Shenhua Energy Company Limited
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y1504C113 Record Date: 09/21/2020 Meeting Type: Special Ticker: 1088
Primary CUSIP: Y1504C113 Primary ISIN: CNE1000002R0 Primary SEDOL: B09N7M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve General Mandate to Repurchase H Mgmt For For Shares and Related Transactions
China Shenhua Energy Company Limited
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y1504C113 Record Date: 09/21/2020 Meeting Type: Special Ticker: 1088
Primary CUSIP: Y1504C113 Primary ISIN: CNE1000002R0 Primary SEDOL: B09N7M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve General Mandate to Repurchase H Mgmt For For Shares and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Shenhua Energy Company Limited
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y1504C113 Record Date: 09/21/2020 Meeting Type: Special Ticker: 1088
Primary CUSIP: Y1504C113 Primary ISIN: CNE1000002R0 Primary SEDOL: B09N7M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve General Mandate to Repurchase H Mgmt For For Shares and Related Transactions
China Shenhua Energy Company Limited
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y1504C113 Record Date: 09/21/2020 Meeting Type: Special Ticker: 1088
Primary CUSIP: Y1504C113 Primary ISIN: CNE1000002R0 Primary SEDOL: B09N7M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve General Mandate to Repurchase H Mgmt For For Shares and Related Transactions
Dalian Port (PDA) Company Limited
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y1R69D101 Record Date: 09/18/2020 Meeting Type: Special Ticker: 2880
Primary CUSIP: Y1R69D101 Primary ISIN: CNE1000002Y6 Primary SEDOL: B12YMD3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dalian Port (PDA) Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve that Possible Merger, A Share Mgmt For For Specific Mandate and Related Transactions are in Line with Relevant Laws and Regulations on Major Asset Restructuring of Listed Issuer
RESOLUTIONS IN RELATION TO THE Mgmt POSSIBLE MERGER, A SHARE SPECIFIC MANDATE AND RELATED TRANSACTIONS
2.01 Approve Introduction Mgmt For For
2.02 Approve Possible Merger - Parties Mgmt For For
2.03 Approve Possible Merger - Type and Value Mgmt For For
2.04 Approve Possible Merger - Target Company Mgmt For For and Registration Date for the Possible Merger
2.05 Approve Possible Merger - Basis of Price and Mgmt For For Exchange Ratio
2.06 Approve Possible Merger - Numbers of Shares Mgmt For For
2.07 Approve Possible Merger - Market Mgmt For For
2.08 Approve Possible Merger - Mechanism for Mgmt For For Dalian Dissenting Shareholders and TC Dissenting Shareholders
2.09 Approve Possible Merger - Mechanism for Mgmt For For Liabilities, Debts and Creditors' Right
2.10 Approve Possible Merger - Arrangements for Mgmt For For Transitional Period
2.11 Approve Possible Merger - Arrangements for Mgmt For For Transfer or Delivery of Assets Involved
2.12 Approve Possible Merger - Arrangements for Mgmt For For Employees
2.13 Approve Possible Merger - Arrangements for Mgmt For For Accumulated Undistributed Profits
2.14 Approve A Share Specific Mandate - Amount Mgmt For For and Use of Proceeds
2.15 Approve A Share Specific Mandate - Type and Mgmt For For Value
2.16 Approve A Share Specific Mandate - Investors Mgmt For For and Method
2.17 Approve A Share Specific Mandate - Price and Mgmt For For Its Basis
2.18 Approve A Share Specific Mandate - Numbers Mgmt For For
2.19 Approve A Share Specific Mandate - Market Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dalian Port (PDA) Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.20 Approve A Share Specific Mandate - Lock Up Mgmt For For Period
2.21 Approve A Share Specific Mandate - Mgmt For For Arrangements for Accumulated Undistributed Profits
2.22 Approve Validity Period for Resolutions Mgmt For For
3 Approve Draft Report for the Possible Merger, Mgmt For For A Share Specific Mandate and Related Transactions
4 Approve Merger Agreement Mgmt For For
5 Approve Supplemental Agreement to the Mgmt For For Merger Agreement
6 Authorize Board to Issue New A Shares Under Mgmt For For the A Share Specific Mandate
7 Approve that Possible Merger, A Share Mgmt For For Specific Mandate and Related Transactions Constitute Major Asset Restructuring and Connected Transactions
8 Approve Accountant's Report and Unaudited Mgmt For For Pro Forma Financial Statement in Relation to the Possible Merger, A Share Specific Mandate and Related Transactions
9 Approve Valuation Report in Relation to the Mgmt For For Possible Merger, A Share Specific Mandate and Related Transactions
10 Approve Independence of Valuation Mgmt For For Institution, Reasonableness of Valuation Assumptions, Relevance of Valuation Means and Ends and Fairness of Valuation
11 Approve Possible Merger, A Share Specific Mgmt For For Mandate and Related Transactions are in Line with Administrative Measures for Major Assets Restructuring of Listed Companies
12 Approve Possible Merger, A Share Specific Mgmt For For Mandate and Related Transactions are in Line with Regulations on Major Assets Restructuring of Listed Companies
13 Approve that Possible Merger, A Share Mgmt For For Specific Mandate and Related Transactions Do Not Constitute Listing by Restructuring Under Article 13 of Administrative Measures for Major Assets Restructuring of Listed Companies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dalian Port (PDA) Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14 Approve that Share Price Fluctuation Does Mgmt For For Not Meet Relevant Threshold in Article 5 of Notice on Standardizing Information Disclosure of Listed Companies and Relevant Parties
15 Approve that Possible Merger, A Share Mgmt For For Specific Mandate and Related Transactions Do Not Dilute the Company's Spot Return
16 Approve Report on the Use of Previous Mgmt For For Proceeds
17 Authorize Board and Its Authorized Person to Mgmt For For Handle All Matters Related to the Possible Merger, A Share Specific Mandate and Related Transactions
Dalian Port (PDA) Company Limited
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y1R69D101 Record Date: 09/18/2020 Meeting Type: Special Ticker: 2880
Primary CUSIP: Y1R69D101 Primary ISIN: CNE1000002Y6 Primary SEDOL: B12YMD3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt POSSIBLE MERGER, A SHARE SPECIFIC MANDATE AND RELATED TRANSACTIONS
1.01 Approve Introduction Mgmt For For
1.02 Approve Possible Merger - Parties Mgmt For For
1.03 Approve Possible Merger - Type and Value Mgmt For For
1.04 Approve Possible Merger - Target Company Mgmt For For and Registration Date for the Possible Merger
1.05 Approve Possible Merger - Basis of Price and Mgmt For For Exchange Ratio
1.06 Approve Possible Merger - Numbers of Shares Mgmt For For
1.07 Approve Possible Merger - Market Mgmt For For
1.08 Approve Possible Merger - Mechanism for Mgmt For For Dalian Dissenting Shareholders and TC Dissenting Shareholders Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dalian Port (PDA) Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.09 Approve Possible Merger - Mechanism for Mgmt For For Liabilities, Debts and Creditors' Right
1.10 Approve Possible Merger - Arrangements for Mgmt For For Transitional Period
1.11 Approve Possible Merger - Arrangements for Mgmt For For Transfer or Delivery of Assets Involved
1.12 Approve Possible Merger - Arrangements for Mgmt For For Employees
1.13 Approve Possible Merger - Arrangements for Mgmt For For Accumulated Undistributed Profits
1.14 Approve A Share Specific Mandate - Amount Mgmt For For and Use of Proceeds
1.15 Approve A Share Specific Mandate - Type and Mgmt For For Value
1.16 Approve A Share Specific Mandate - Investors Mgmt For For and Method
1.17 Approve A Share Specific Mandate - Price and Mgmt For For Its Basis
1.18 Approve A Share Specific Mandate - Numbers Mgmt For For
1.19 Approve A Share Specific Mandate - Market Mgmt For For
1.20 Approve A Share Specific Mandate - Lock Up Mgmt For For Period
1.21 Approve A Share Specific Mandate - Mgmt For For Arrangements for Accumulated Undistributed Profits
1.22 Approve Validity Period for Resolutions Mgmt For For
2 Approve Merger Agreement Mgmt For For
3 Approve Supplemental Agreement to the Mgmt For For Merger Agreement
4 Authorize Board to Issue New A Shares Under Mgmt For For the A Share Specific Mandate
Dongfeng Motor Group Company Limited
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y21042109 Record Date: 09/21/2020 Meeting Type: Special Ticker: 489
Primary CUSIP: Y21042109 Primary ISIN: CNE100000312 Primary SEDOL: B0PH5N3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongfeng Motor Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Plan of the Initial Public Offering of Mgmt For For Renminbi Ordinary Shares (A Shares) and Listing on GEM
2 Authorize Board and Persons Authorized to Mgmt For For Deal With All Matters in Relation to the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM
3 Approve Use of Proceeds Raised from the Mgmt For For Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM and Its Feasibility Analysis Report
4 Approve Accumulated Profits Distribution Plan Mgmt For For Prior to the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM
5 Approve Three-Year Dividend Distribution Mgmt For For Plan for Shareholders After the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM
6 Approve Dilution of Immediate Returns Due Mgmt For For to Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM and Remedial Measures
7 Approve A Share Price Stabilization Plan Mgmt For For within Three Years After the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM
8 Amend Articles of Association Mgmt For For
9 Approve Undertakings as to the Initial Public Mgmt For For Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM
10 Approve Formulation of the Administrative Mgmt For For System for A Share Connected Transactions
11 Approve Formulation of the Administrative Mgmt For For System for External Guarantees
12 Approve Formulation of the Administrative Mgmt For For System for A Share Proceeds
13 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
14 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
15 Amend Rules and Procedures Regarding Mgmt For For Meetings of Supervisory Committee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongfeng Motor Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
16 Approve Formulation of the Working Rules of Mgmt For For Independent Non-Executive Directors
17 Approve Adjusting the Work Subsidy Standard Mgmt For For Plan for the Relevant External Directors
ELECT DIRECTORS Mgmt
18.1 Elect Zhu Yanfeng as Director Mgmt For For
18.2 Elect Li Shaozhu as Director Mgmt For For
18.3 Elect You Zheng as Director Mgmt For For
18.4 Elect Yang Qing as Director Mgmt For For
18.5 Elect Leung Wai Lap, Philip as Director Mgmt For For
18.6 Elect Zong Qingsheng as Director Mgmt For For
18.7 Elect Hu Yiguang as Director Mgmt For For
ELECT SUPERVISORS Mgmt
19.1 Elect He Wei as Supervisor Mgmt For For
19.2 Elect Bao Hongxiang as Supervisor Mgmt For For
Dongfeng Motor Group Company Limited
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y21042109 Record Date: 09/21/2020 Meeting Type: Special Ticker: 489
Primary CUSIP: Y21042109 Primary ISIN: CNE100000312 Primary SEDOL: B0PH5N3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Plan of the Initial Public Offering of Mgmt For For Renminbi Ordinary Shares (A Shares) and Listing on GEM
2 Authorize Board and Persons Authorized to Mgmt For For Deal With All Matters in Relation to the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM
3 Approve Use of Proceeds Raised from the Mgmt For For Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM and Its Feasibility Analysis Report Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongfeng Motor Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Accumulated Profits Distribution Plan Mgmt For For Prior to the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM
5 Approve Dilution of Immediate Returns Due Mgmt For For to Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM and Remedial Measures
6 Approve A Share Price Stabilization Plan Mgmt For For within Three Years After the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM
7 Approve Undertakings as to the Initial Public Mgmt For For Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM
Hisense Home Appliances Group Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y3226R105 Record Date: 09/16/2020 Meeting Type: Special Ticker: 921
Primary CUSIP: Y3226R105 Primary ISIN: CNE100000353 Primary SEDOL: 6391935
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Supplemental Agreement to the Mgmt For For Business Co-operation Framework Agreement, Relevant Revised Annual Cap and Related Transactions
Huaxin Cement Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y37469114 Record Date: 09/17/2020 Meeting Type: Special Ticker: 900933
Primary CUSIP: Y37469114 Primary ISIN: CNE000000HL8 Primary SEDOL: 6802686 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huaxin Cement Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Draft and Summary of Core Mgmt For For Employee Share Purchase Plan
2 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Core Employee Share Purchase Plan
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
3.1 Elect Karen Tan as Non-Independent Director Mgmt For For
Hubei Biocause Pharmaceutical Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y3746X103 Record Date: 09/21/2020 Meeting Type: Special Ticker: 000627
Primary CUSIP: Y3746X103 Primary ISIN: CNE000000F48 Primary SEDOL: 6438951
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change of Registered Address Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association
Inner Mongolia Yili Industrial Group Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y408DG116 Record Date: 09/16/2020 Meeting Type: Special Ticker: 600887
Primary CUSIP: Y408DG116 Primary ISIN: CNE000000JP5 Primary SEDOL: 6458841
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary on Long-term Mgmt For Against Service Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Inner Mongolia Yili Industrial Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Long-term Service Plan Management Mgmt For Against Rules (Draft)
3 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
4 Approve Amendments to Articles of Mgmt For For Association
NetEase, Inc.
Meeting Date: 09/25/2020 Country: Cayman Islands Primary Security ID: G6427A102 Record Date: 08/26/2020 Meeting Type: Annual Ticker: 9999
Primary CUSIP: G6427A102 Primary ISIN: KYG6427A1022 Primary SEDOL: BM93SF4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1a Elect William Lei Ding as Director Mgmt For For
1b Elect Alice Yu-Fen Cheng as Director Mgmt For For
1c Elect Denny Ting Bun Lee as Director Mgmt For For
1d Elect Joseph Tze Kay Tong as Director Mgmt For For
1e Elect Lun Feng as Director Mgmt For For
1f Elect Michael Man Kit Leung as Director Mgmt For For
1g Elect Michael Sui Bau Tong as Director Mgmt For For
2 Approve Appointment of Mgmt For For PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors
SDIC Power Holdings Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y3746G100 Record Date: 09/18/2020 Meeting Type: Special Ticker: 600886
Primary CUSIP: Y3746G100 Primary ISIN: CNE000000JM2 Primary SEDOL: 6412687 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SDIC Power Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Work Report of the Eleventh Mgmt For For Board of Directors Remuneration and Appraisal Committee
Shanghai International Port (Group) Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y7683N101 Record Date: 09/18/2020 Meeting Type: Special Ticker: 600018
Primary CUSIP: Y7683N101 Primary ISIN: CNE0000013N8 Primary SEDOL: B1G9126
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Letter of Guarantee Mgmt For For
2 Elect Sun Ligan as Supervisor SH For For
Unigroup Guoxin Microelectronics Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y8488J105 Record Date: 09/21/2020 Meeting Type: Special Ticker: 002049
Primary CUSIP: Y8488J105 Primary ISIN: CNE000001M14 Primary SEDOL: B07ZFV3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
2 Elect Miao Gang as Non-Independent Director SH For For
3 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Universal Scientific Industrial (Shanghai) Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y92776106 Record Date: 09/17/2020 Meeting Type: Special Ticker: 601231
Primary CUSIP: Y92776106 Primary ISIN: CNE100001BZ8 Primary SEDOL: B42PTL4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Type Mgmt For For
2.2 Approve Issue Size Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Coupon Rate Mgmt For For
2.6 Approve Period and Manner of Repayment of Mgmt For For Capital and Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
2.9 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.10 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Attribution of Profit and Loss During Mgmt For For the Conversion Period
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Use of Proceeds Mgmt For For
2.17 Approve Guarantee Matters Mgmt For For
2.18 Approve Matters Relating to Meetings of Mgmt For For Bondholders
2.19 Approve Resolution Validity Period Mgmt For For
3 Approve Issuance of Convertible Bonds Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Universal Scientific Industrial (Shanghai) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Formulation of Rules and Procedures Mgmt For For Regarding General Meetings of Convertible Bondholders
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters Regarding Issuance of Convertible Bonds
9 Approve Employee Share Purchase Plan Mgmt For Against (Draft) and Summary
10 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
11 Approve Authorization of Board to Handle All Mgmt For Against Related Matters Regarding Employee Share Purchase Plan
YiChang HEC ChangJiang Pharmaceutical Co., Ltd.
Meeting Date: 09/25/2020 Country: China Primary Security ID: Y9828F100 Record Date: 09/21/2020 Meeting Type: Special Ticker: 1558
Primary CUSIP: Y9828F100 Primary ISIN: CNE1000023R6 Primary SEDOL: BYPHSW1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Distribution of Interim Dividend Mgmt For For
2 Elect Li Xuechen as Director Mgmt For For
3 Approve Amendments to Articles of Mgmt For For Association
Beijing Capital Development Co., Ltd.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y0772K104 Record Date: 09/21/2020 Meeting Type: Special Ticker: 600376
Primary CUSIP: Y0772K104 Primary ISIN: CNE000001782 Primary SEDOL: 6320887 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Capital Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Liquidity Support for Mgmt For Against Asset Securitization Project
2 Approve Change in Loan Application Mgmt For Against
China Petroleum & Chemical Corp.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y15010104 Record Date: 08/28/2020 Meeting Type: Special Ticker: 386
Primary CUSIP: Y15010104 Primary ISIN: CNE1000002Q2 Primary SEDOL: 6291819
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Disposal of Assets and External Mgmt For For Investment
2 Approve Special Interim Dividend Distribution SH For For Plan for 2020
3 Elect Zhang Shaofeng as Director SH For For
China Petroleum & Chemical Corporation
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y15010104 Record Date: 08/28/2020 Meeting Type: Special Ticker: 386
Primary CUSIP: Y15010104 Primary ISIN: CNE1000002Q2 Primary SEDOL: 6291819
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Disposal of Assets and External Mgmt For For Investment
2 Approve Special Interim Dividend Distribution SH For For Plan for 2020 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Petroleum & Chemical Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Elect Zhang Shaofeng as Director SH For For
Country Garden Services Holdings Company Limited
Meeting Date: 09/28/2020 Country: Cayman Islands Primary Security ID: G2453A108 Record Date: 09/23/2020 Meeting Type: Special Ticker: 6098
Primary CUSIP: G2453A108 Primary ISIN: KYG2453A1085 Primary SEDOL: BDQZP48
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Adopt Share Option Scheme Mgmt For Against
Dongxu Optoelectronic Technology Co., Ltd.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y7789C108 Record Date: 09/23/2020 Meeting Type: Special Ticker: 200413
Primary CUSIP: Y7789C108 Primary ISIN: CNE000000L24 Primary SEDOL: 6782089
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HODLERS OF A SHARES Mgmt
1 Approve Signing of Investment Agreement Mgmt For For
2 Approve Provision of Equity Pledge Guarantee Mgmt For For
Fujian Star-Net Communication Co., Ltd.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y2655W106 Record Date: 09/22/2020 Meeting Type: Special Ticker: 002396
Primary CUSIP: Y2655W106 Primary ISIN: CNE100000QF0 Primary SEDOL: B510L77 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fujian Star-Net Communication Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Spin-off of Subsidiary on ChiNext in Mgmt For For Accordance with Relevant Laws and Regulations
2 Approve Spin-off of Subsidiary on the ChiNext Mgmt For For
3 Approve Plan on Spin-off of Subsidiary on the Mgmt For For ChiNext (Revised Draft)
4 Approve Transaction Complies with Several Mgmt For For Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to Mgmt For For Safeguarding the Legal Rights and Interests of Shareholders and Creditors
6 Approve Subsidiary's Corresponding Standard Mgmt For For Operational Ability
7 Approve Purpose, Commercial Rationality, Mgmt For For Necessity and Feasibility Analysis of Spin-off
8 Approve Proposal on the Company's Mgmt For For Independence and Sustainability
9 Approve Explanation of the Completeness, Mgmt For For Compliance and Validity of Legal Documents Submitted in the Spin-off
10 Approve Authorization of the Board to Handle Mgmt For For Matters on Spin-off
Genimous Technology Co., Ltd.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y3121S109 Record Date: 09/22/2020 Meeting Type: Special Ticker: 000676
Primary CUSIP: Y3121S109 Primary ISIN: CNE000000NN2 Primary SEDOL: 6420464
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report on the Usage of Previously Mgmt For For Raised Funds
2 Approve Provision of Guarantee Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Grandjoy Holdings Group Co., Ltd.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y7740B108 Record Date: 09/23/2020 Meeting Type: Special Ticker: 000031
Primary CUSIP: Y7740B108 Primary ISIN: CNE000000BJ5 Primary SEDOL: 6780447
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
1.1 Elect Yang Lijun as Supervisor Mgmt For For
Nanyang Topsec Technologies Group, Inc.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y2931A100 Record Date: 09/22/2020 Meeting Type: Special Ticker: 002212
Primary CUSIP: Y2931A100 Primary ISIN: CNE1000009B9 Primary SEDOL: B2NPBP7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For For Incentive Plan and Performance Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For For Related Matters
4 Amend Articles of Association Mgmt For For
OFILM Group Co., Ltd.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y7744T105 Record Date: 09/22/2020 Meeting Type: Special Ticker: 002456
Primary CUSIP: Y7744T105 Primary ISIN: CNE100000S33 Primary SEDOL: B3XCR35 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
OFILM Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution Mgmt For For
2 Approve Financial Leasing Business and Mgmt For Against Provision of Its Guarantee
3 Approve Credit Line and Guarantee Mgmt For Against
4 Approve Foreign Exchange Derivatives Mgmt For For Transaction Estimates
PetroChina Company Limited
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y6883Q104 Record Date: 08/28/2020 Meeting Type: Special Ticker: 857
Primary CUSIP: Y6883Q104 Primary ISIN: CNE1000003W8 Primary SEDOL: 6226576
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Transactions and Authorize the Mgmt For For Chairman to Deal with All Related Matters
2 Elect Huang Yongzhang as Director Mgmt For For
PetroChina Company Limited
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y6883Q104 Record Date: 09/17/2020 Meeting Type: Special Ticker: 857
Primary CUSIP: Y6883Q104 Primary ISIN: CNE1000003W8 Primary SEDOL: 6226576
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Transactions and Authorize the Mgmt For For Chairman to Deal with All Related Matters
2 Elect Huang Yongzhang as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinolink Securities Co., Ltd.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y8004P106 Record Date: 09/21/2020 Meeting Type: Special Ticker: 600109
Primary CUSIP: Y8004P106 Primary ISIN: CNE000000SV4 Primary SEDOL: 6093048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Liu Yunhong as Independent Director Mgmt For For
Tonghua Dongbao Pharmaceutical Co., Ltd.
Meeting Date: 09/28/2020 Country: China Primary Security ID: Y8864T107 Record Date: 09/15/2020 Meeting Type: Special Ticker: 600867
Primary CUSIP: Y8864T107 Primary ISIN: CNE000000H87 Primary SEDOL: 6882428
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Wang Wei as Non-Independent Director SH For For
3.2 Elect Ju Anshen as Non-Independent Director SH For For
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
4.1 Elect Bi Yan as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.1 Elect Wang Junye as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bohai Leasing Co., Ltd.
Meeting Date: 09/29/2020 Country: China Primary Security ID: Y0927Y108 Record Date: 09/22/2020 Meeting Type: Special Ticker: 000415
Primary CUSIP: Y0927Y108 Primary ISIN: CNE0000009B1 Primary SEDOL: 6981068
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision for Asset Impairment Mgmt For For
Lens Technology Co., Ltd.
Meeting Date: 09/29/2020 Country: China Primary Security ID: Y5227A106 Record Date: 09/22/2020 Meeting Type: Special Ticker: 300433
Primary CUSIP: Y5227A106 Primary ISIN: CNE100001YW7 Primary SEDOL: BW9LDQ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
Meituan Dianping
Meeting Date: 09/29/2020 Country: Cayman Islands Primary Security ID: G59669104 Record Date: 09/23/2020 Meeting Type: Special Ticker: 3690
Primary CUSIP: G59669104 Primary ISIN: KYG596691041 Primary SEDOL: BGJW376
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1a Approve Change of English Name and Adopt Mgmt For For Chinese Name as Dual Foreign Name of the Company
1b Authorize Board to Deal with All Matters in Mgmt For For Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Muyuan Foods Co., Ltd.
Meeting Date: 09/29/2020 Country: China Primary Security ID: Y6149B107 Record Date: 09/21/2020 Meeting Type: Special Ticker: 002714
Primary CUSIP: Y6149B107 Primary ISIN: CNE100001RQ3 Primary SEDOL: BJ0JR20
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Period Mgmt For For
2.5 Approve Interest Rate Mgmt For For
2.6 Approve Repayment Period and Manner Mgmt For For
2.7 Approve Guarantee Matters Mgmt For For
2.8 Approve Conversion Period Mgmt For For
2.9 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.10 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.11 Approve Determination of Number of Mgmt For For Conversion Shares
2.12 Approve Terms of Redemption Mgmt For For
2.13 Approve Terms of Sell-Back Mgmt For For
2.14 Approve Dividend Distribution Post Mgmt For For Conversion
2.15 Approve Issue Manner and Target Parties Mgmt For For
2.16 Approve Placing Arrangement for Mgmt For For Shareholders
2.17 Approve Matters Relating to Meetings of Bond Mgmt For For Holders
2.18 Approve Usage of Raised Funds Mgmt For For
2.19 Approve Raised Funds Management Mgmt For For
2.20 Approve Resolution Validity Period Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Muyuan Foods Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Plan on Convertible Bond Issuance Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Principles of Bondholders Meeting Mgmt For For
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Special Deposit Account for Raised Mgmt For For Funds
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
11 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
12 Approve Amendments to Articles of Mgmt For For Association
Newland Digital Technology Co., Ltd.
Meeting Date: 09/29/2020 Country: China Primary Security ID: Y2654K103 Record Date: 09/22/2020 Meeting Type: Special Ticker: 000997
Primary CUSIP: Y2654K103 Primary ISIN: CNE0000014B1 Primary SEDOL: 6275727
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association
3 Approve Repurchase and Cancellation of Mgmt For For Performance Shares (Continued)
4 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association (Continued)
5 Approve Change in Raised Funds Project Mgmt For For Implementation Manner Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Expressway Company Limited
Meeting Date: 09/29/2020 Country: China Primary Security ID: Y7741B107 Record Date: 08/28/2020 Meeting Type: Special Ticker: 548
Primary CUSIP: Y7741B107 Primary ISIN: CNE100000478 Primary SEDOL: 6848743
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Absorption and Merger of Certain Mgmt For For Wholly-Owned Subsidiaries
2 Elect Chen Zhi Sheng as Director SH For For
Addsino Co., Ltd.
Meeting Date: 09/30/2020 Country: China Primary Security ID: Y26525108 Record Date: 09/23/2020 Meeting Type: Special Ticker: 000547
Primary CUSIP: Y26525108 Primary ISIN: CNE000000DM5 Primary SEDOL: 6354347
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhang Zhaoyong as Non-Independent SH For For Director
Alibaba Group Holding Limited
Meeting Date: 09/30/2020 Country: Cayman Islands Primary Security ID: G01719114 Record Date: 08/17/2020 Meeting Type: Annual Ticker: 9988
Primary CUSIP: G01719114 Primary ISIN: KYG017191142 Primary SEDOL: BK6YZP5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Amend Articles of Association Mgmt For For
2.1 Elect Maggie Wei Wu as Director Mgmt For Against
2.2 Elect Kabir Misra as Director Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Alibaba Group Holding Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.3 Elect Walter Teh Ming Kwauk as Director Mgmt For For
3 Ratify PricewaterhouseCoopers as Auditors Mgmt For For
Bank of Hangzhou Co., Ltd.
Meeting Date: 09/30/2020 Country: China Primary Security ID: Y0R98A104 Record Date: 09/24/2020 Meeting Type: Special Ticker: 600926
Primary CUSIP: Y0R98A104 Primary ISIN: CNE100002GQ4 Primary SEDOL: BD3NFF6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Period Mgmt For For
2.5 Approve Interest Rate Mgmt For For
2.6 Approve Repayment Period and Manner Mgmt For For
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.10 Approve Determination of Number of Mgmt For For Conversion Shares
2.11 Approve Dividend Distribution Post Mgmt For For Conversion
2.12 Approve Terms of Redemption Mgmt For For
2.13 Approve Terms of Sell-Back Mgmt For For
2.14 Approve Issue Manner and Target Parties Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Hangzhou Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.16 Approve Matters Relating to Meetings of Bond Mgmt For For Holders
2.17 Approve Usage of Raised Funds Mgmt For For
2.18 Approve Guarantee Matters Mgmt For For
2.19 Approve Resolution Validity Period Mgmt For For
3 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
4 Approve Report on the Usage of Previously Mgmt For For Raised Funds
5 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
6 Approve Authorization of Board to Handle All Mgmt For For Related Matters
7 Approve Issuance of Financial Bonds and Mgmt For Against Special Authorization Within Limit
8 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
9 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
10 Elect Li Changqing as Independent Director SH For For
Chongqing Changan Automobile Co. Ltd.
Meeting Date: 09/30/2020 Country: China Primary Security ID: Y1583S104 Record Date: 09/23/2020 Meeting Type: Special Ticker: 200625
Primary CUSIP: Y1583S104 Primary ISIN: CNE000000N14 Primary SEDOL: 6159478
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Signing of Financial Service Mgmt For Against Agreement with Bingqi Equipment Group Finance Co., Ltd.
2 Approve Signing of Financial Service Mgmt For Against Agreement with Changan Auto Finance Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Yoke Technology Co., Ltd.
Meeting Date: 09/30/2020 Country: China Primary Security ID: Y444AX109 Record Date: 09/23/2020 Meeting Type: Special Ticker: 002409
Primary CUSIP: Y444AX109 Primary ISIN: CNE100000PG0 Primary SEDOL: B3Q8P92
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Basis
2.5 Approve Issue Size Mgmt For For
2.6 Approve Amount and Use of Proceeds Mgmt For For
2.7 Approve Lock-up Period Mgmt For For
2.8 Approve Listing Exchange Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Authorization of Board to Handle All Mgmt For For Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinke Property Group Co., Ltd.
Meeting Date: 09/30/2020 Country: China Primary Security ID: Y4463Q107 Record Date: 09/24/2020 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Additional Guarantee Provision Plan Mgmt For Against
2 Approve Transfer of the Surplus Funds of the Mgmt For Against Controlled Subsidiary According to the Equity Ratio
Yanzhou Coal Mining Co., Ltd.
Meeting Date: 09/30/2020 Country: China Primary Security ID: Y97417102 Record Date: 09/28/2020 Meeting Type: Special Ticker: 1171
Primary CUSIP: Y97417102 Primary ISIN: CNE1000004Q8 Primary SEDOL: 6109893
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association Mgmt For For
Zibo Qixiang Tengda Chemical Co., Ltd.
Meeting Date: 09/30/2020 Country: China Primary Security ID: Y98941100 Record Date: 09/24/2020 Meeting Type: Special Ticker: 002408
Primary CUSIP: Y98941100 Primary ISIN: CNE100000P93 Primary SEDOL: B3MHG56
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Spin-off of Subsidiary on ChiNext in Mgmt For For Accordance with Relevant Laws and Regulations
APPROVE PLAN FOR SPIN-OFF OF Mgmt SUBSIDIARY ON CHINEXT Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zibo Qixiang Tengda Chemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.1 Approve Listing Exchange Mgmt For For
2.2 Approve Type Mgmt For For
2.3 Approve Par Value Mgmt For For
2.4 Approve Target Subscribers Mgmt For For
2.5 Approve Listing Time Mgmt For For
2.6 Approve Issue Manner Mgmt For For
2.7 Approve Issue Size Mgmt For For
2.8 Approve Manner of Pricing Mgmt For For
2.9 Approve Other Related Matters Mgmt For For
3 Approve Spin-off of Subsidiary on ChinNext Mgmt For For
4 Approve Compliance with Provisions on Pilot Mgmt For For Domestic Listing of Subsidiaries of Listed Companies
5 Approve Listing to Safeguard the Legitimate Mgmt For For Rights and Interests of Shareholders and Creditors
6 Approve Company's Maintaining Mgmt For For Independence and Continuous Operation Ability
7 Approve Corresponding Standard Operation Mgmt For For Ability
8 Approve Purpose, Commercial Rationality, Mgmt For For Necessity and Feasibility Analysis of this Transaction
9 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
11 Elect Liu Haibo as Independent Director SH For For
ZTE Corporation
Meeting Date: 09/30/2020 Country: China Primary Security ID: Y0004F105 Record Date: 09/24/2020 Meeting Type: Special Ticker: 763
Primary CUSIP: Y0004F105 Primary ISIN: CNE1000004Y2 Primary SEDOL: B04KP88 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1.00 Approve Acquisition of Equity Interests in ZTE Mgmt For For Microelectronics by Renxing Technology and the Waiver of Preemptive Subscription Rights by the Company
2.00 Approve Cooperation Agreement with Mgmt For For Hengjian Xinxin and Huitong Rongxin
ZTE Corporation
Meeting Date: 09/30/2020 Country: China Primary Security ID: Y0004F105 Record Date: 09/24/2020 Meeting Type: Special Ticker: 763
Primary CUSIP: Y0004F105 Primary ISIN: CNE1000004Y2 Primary SEDOL: B04KP88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1.00 Approve Acquisition of Equity Interests in ZTE Mgmt For For Microelectronics by Renxing Technology and the Waiver of Preemptive Subscription Rights by the Company
2.00 Approve Cooperation Agreement with Mgmt For For Hengjian Xinxin and Huitong Rongxin
CanSino Biologics Inc.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y1099N102 Record Date: 09/08/2020 Meeting Type: Special Ticker: 6185
Primary CUSIP: Y1099N102 Primary ISIN: CNE100003F01 Primary SEDOL: BJKDJS2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CanSino Biologics Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Proposed Change in Use of the Mgmt For For Remaining Unutilized Proceeds Received from the Listing of the Company's H Shares
2 Approve Proposed Use of Part of the Mgmt For For Over-Raised Proceeds Received from the Listing of the Company's A Shares to Permanently Supplement Working Capital
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y1457J123 Record Date: 10/05/2020 Meeting Type: Special Ticker: 2039
Primary CUSIP: Y1457J123 Primary ISIN: CNE100001NN9 Primary SEDOL: B87RSJ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Additional Capital Injection into Mgmt For For Shenzhen CIMC Industry & City Development Group Co., Ltd. by Country Garden Real Estate Group Co., Ltd
2 Approve Introduction of Strategic Investor Mgmt For For Xi'an Qujiang Cultural Industry Investment (Group) Co., Ltd. by Shenzhen CIMC Industry & City Development Group Co., Ltd.
3 Approve Capital Flow between Shenzhen Mgmt For Against CIMC Industry & City Development Group Co., Ltd. and the Company and Provision of Related Guarantees after the Introduction of the Strategic Investor
4 Approve Update on Financial Institutions Mgmt For Against Facility and Project Guarantee Provided to Subsidiaries
5 Approve Update of the Provision of Financing Mgmt For Against Guarantee by CIMC Enric Holdings Limited and its Subsidiaries for Clients and Minority Shareholders
6 Approve Update of the Application by CIMC Mgmt For Against Finance Company Limited to Provide External Guarantees Business for the Group's Subsidiaries Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China International Marine Containers (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Update of the Provision of Credit Mgmt For Against Guarantee by Shaanxi CIMC Vehicle Industrial Park Investment and Development Co., Ltd. for its Clients
8 Approve Update of the Provision of Credit Mgmt For Against Guarantee by Shenyang CIMC Industrial Park Investment and Development Co., Ltd. for its Clients
9 Amend Articles of Association Mgmt For For
10 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
11 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Supervisory Committee
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
13.01 Elect Deng Weidong as Director Mgmt For For
13.02 Elect Gao Xiang as Director Mgmt For For
Chongqing Brewery Co., Ltd.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y15846101 Record Date: 09/25/2020 Meeting Type: Special Ticker: 600132
Primary CUSIP: Y15846101 Primary ISIN: CNE000000TL3 Primary SEDOL: 6080794
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Major Asset Purchase and Mgmt For For Joint Venture Capital Increase and Related Party Transactions
1.1 Approve Overall Plan Mgmt For For
1.2 Approve Transaction Parties Mgmt For For
1.3 Approve Target Asset Mgmt For For
1.4 Approve Evaluation and Pricing of Underlying Mgmt For For Assets of Transaction
1.5 Approve Performance Commitment and Mgmt For For Performance Compensation for the Transaction Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Brewery Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.6 Approve Attribution of Profit and Loss During Mgmt For For the Transition Period
1.7 Approve Transfer of Ownership of the Mgmt For For Underlying Asset and the Liability for Breach of Contractual Obligations
1.8 Approve Resolution Validity Period Mgmt For For
2 Approve Company's Major Asset Purchase and Mgmt For For Joint Venture Capital Increase and Related Party Transactions Draft and Summary
3 Approve Company's Eligibility for Major Asset Mgmt For For Restructure
4 Approve Transaction Constitutes as Related Mgmt For For Party Transaction
5 Approve Transaction Constitutes as Major Mgmt For For Asset Restructure
6 Approve Transaction Complies with Article 13 Mgmt For For of the Administrative Measures for the Material Asset Reorganizations of Listed Companies
7 Approve Relevant Entities Does Not Mgmt For For Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies
8 Approve Relevant Audit Report, Review Mgmt For For Report and Evaluation Report of the Transaction
9 Approve Independence of Appraiser, the Mgmt For For Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
10 Approve Fairness of Pricing of Transaction Mgmt For For Price
11 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
12 Approve Transaction Complies with Article IV Mgmt For For of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies
13 Approve Transaction Complies with Article 11 Mgmt For For of the Administrative Measures for the Material Asset Reorganizations of Listed Companies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Brewery Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
15 Approve Stock Price Volatility Achieves the Mgmt For For Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
16 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
17 Approve Signing of Conditional Agreement on Mgmt For For Major Asset Purchase and Joint Venture Capital Increase and Related Party Transactions
18 Approve Signing of Conditional Agreement on Mgmt For For Equity Transfer with Chongqing Jia Brewing Beer Co., Ltd.
19 Approve Signing of Conditional Agreement on Mgmt For For Capital Increase with Chongqing Jia Brewing Beer Co., Ltd.
20 Approve Signing of Conditional Agreement on Mgmt For For Equity Transfer with Xinjiang Wusu Beer Co., Ltd.
21 Approve Signing of Conditional Agreement on Mgmt For For Equity Transfer with Ningxia Xixiajia Brewing Beer Co., Ltd.
22 Approve Signing of Profit Forecast Mgmt For For Compensation Agreement
23 Approve Financing Plan Involved in this Mgmt For For Transaction
24 Approve Financing and Guarantee Provision Mgmt For For
25 Approve Amendments to Articles of Mgmt For For Association
26 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
27 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
Guangzhou R&F Properties Co., Ltd.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y2933F115 Record Date: 09/30/2020 Meeting Type: Special Ticker: 2777
Primary CUSIP: Y2933F115 Primary ISIN: CNE100000569 Primary SEDOL: B19H8Y8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou R&F Properties Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Xiang Lijun as Director and Authorize Mgmt For For Board to Fix His Remuneration
Iflytek Co., Ltd.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y013A6101 Record Date: 09/25/2020 Meeting Type: Special Ticker: 002230
Primary CUSIP: Y013A6101 Primary ISIN: CNE100000B81 Primary SEDOL: B2R0YF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For For Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Jiajiayue Group Co., Ltd.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y443BG107 Record Date: 09/28/2020 Meeting Type: Special Ticker: 603708
Primary CUSIP: Y443BG107 Primary ISIN: CNE100002ZV4 Primary SEDOL: BYWJ3D6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiajiayue Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Basis
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Amount and Use of Proceeds Mgmt For For
2.8 Approve Distribution Arrangement of Earnings Mgmt For For
2.9 Approve Listing Exchange Mgmt For For
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Share Subscription Agreement Mgmt For For
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y4451G103 Record Date: 09/24/2020 Meeting Type: Special Ticker: 000961
Primary CUSIP: Y4451G103 Primary ISIN: CNE0000011P7 Primary SEDOL: 6201595
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For Against
2 Approve Loan Provision Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y6436A101 Record Date: 09/25/2020 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financing Application Mgmt For Against
Poly Property Services Co., Ltd.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y6S9JU104 Record Date: 10/05/2020 Meeting Type: Special Ticker: 6049
Primary CUSIP: Y6S9JU104 Primary ISIN: CNE100003PV3 Primary SEDOL: BHR0FS4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Liu Ping as Director Mgmt For For
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y7687D109 Record Date: 09/25/2020 Meeting Type: Special Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association Mgmt For For
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Elect Zhang Houlin as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 10/09/2020 Country: China Primary Security ID: Y7687D109 Record Date: 09/25/2020 Meeting Type: Special Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Amend Articles of Association Mgmt For For
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Elect Zhang Houlin as Director Mgmt For For
BOE Technology Group Co., Ltd.
Meeting Date: 10/12/2020 Country: China Primary Security ID: Y0920M119 Record Date: 09/29/2020 Meeting Type: Special Ticker: 200725
Primary CUSIP: Y0920M119 Primary ISIN: CNE000000R44 Primary SEDOL: 6001096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Equity Acquisition of Nanjing G8.5 Mgmt For For and Chengdu G8.6 TFT-LCD Production Line Project
CSPC Pharmaceutical Group Limited
Meeting Date: 10/12/2020 Country: Hong Kong Primary Security ID: Y1837N109 Record Date: 10/06/2020 Meeting Type: Special Ticker: 1093
Primary CUSIP: Y1837N109 Primary ISIN: HK1093012172 Primary SEDOL: 6191997 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CSPC Pharmaceutical Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Bonus Shares and Mgmt For For Related Transactions
Everbright Securities Company Limited
Meeting Date: 10/12/2020 Country: China Primary Security ID: Y2357S114 Record Date: 09/28/2020 Meeting Type: Special Ticker: 6178
Primary CUSIP: Y2357S114 Primary ISIN: CNE1000029M4 Primary SEDOL: BDCSC73
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Change in Business Scope and Mgmt For For Amend Articles of Association
2 Approve Ernst & Young Hua Ming LLP (Special Mgmt For Against General Partnership) and Ernst & Young as Domestic External Auditors and Overseas External Auditors, Respectively, and Authorize Board to Fix Their Remuneration
Hengyi Petrochemical Co., Ltd.
Meeting Date: 10/12/2020 Country: China Primary Security ID: Y3183A103 Record Date: 09/29/2020 Meeting Type: Special Ticker: 000703
Primary CUSIP: Y3183A103 Primary ISIN: CNE0000001J1 Primary SEDOL: 6005515
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment to Allowance of Mgmt For For Independent Directors
2 Approve Investment in the Construction of Mgmt For For the Brunei Refining and Chemical Phase II Project Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jizhong Energy Resources Co., Ltd.
Meeting Date: 10/12/2020 Country: China Primary Security ID: Y4450C103 Record Date: 09/28/2020 Meeting Type: Special Ticker: 000937
Primary CUSIP: Y4450C103 Primary ISIN: CNE0000010H6 Primary SEDOL: 6170015
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhao Bingwen as Non-Independent SH For For Director
1.2 Elect Liu Cunyu as Non-Independent Director SH For For
1.3 Elect Zhao Pengfei as Non-Independent SH For For Director
1.4 Elect Zhao Shengshan as Non-Independent SH For For Director
1.5 Elect Zhang Zhenfeng as Non-Independent SH For For Director
1.6 Elect Hu Zhuyin as Non-Independent Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Xian Guoming as Independent Director Mgmt For For
2.2 Elect Xie Hong as Independent Director Mgmt For For
2.3 Elect Liang Junjiao as Independent Director Mgmt For For
2.4 Elect Hu Xiaoke as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Wang Xuegui as Supervisor Mgmt For For
3.2 Elect Gao Hua as Supervisor Mgmt For For
3.3 Elect Zhang Jiansheng as Supervisor Mgmt For For
4 Approve Purchase of Shares of Hebei Jinniu Mgmt For Against Chemical Industry Co., Ltd. and to Sign the Relevant Agreement on the Transfer of Shares
5 Approve Purchase of Shares of North China Mgmt For Against Pharmaceutical Co., Ltd. and to Sign the Relevant Agreement on the Transfer of Shares
6 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jizhong Energy Resources Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Change of Business Scope and Mgmt For For Amend Articles of Association
Shanghai International Airport Co., Ltd.
Meeting Date: 10/12/2020 Country: China Primary Security ID: Y7682X100 Record Date: 09/24/2020 Meeting Type: Special Ticker: 600009
Primary CUSIP: Y7682X100 Primary ISIN: CNE000000V89 Primary SEDOL: 6104780
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Shen Shujun as Non-Independent SH For For Director
Sinochem International Corp.
Meeting Date: 10/12/2020 Country: China Primary Security ID: Y80231106 Record Date: 09/24/2020 Meeting Type: Special Ticker: 600500
Primary CUSIP: Y80231106 Primary ISIN: CNE0000011R3 Primary SEDOL: 6203104
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
2 Approve Private Placement of Shares Mgmt For For
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Issue Price and Pricing Principle Mgmt For For
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinochem International Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.7 Approve Amount and Use of Proceeds Mgmt For For
2.8 Approve Listing Exchange Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve the Notion that the Company Does Mgmt For For Not Need to Prepare a Report on the Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Formulation of Shareholder Return Mgmt For For Plan
8 Approve Signing of Conditional Share Mgmt For For Subscription Agreement and Related Party Transactions
9 Approve Authorization of Board and Its Mgmt For For Authorized Persons to Handle All Related Matters
China Greatwall Technology Group Co., Ltd.
Meeting Date: 10/13/2020 Country: China Primary Security ID: Y14392107 Record Date: 09/29/2020 Meeting Type: Special Ticker: 000066
Primary CUSIP: Y14392107 Primary ISIN: CNE000000RL7 Primary SEDOL: 6112095
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Application of Bank Credit Lines Mgmt For Against
2 Approve Provision of Guarantee Mgmt For Against
3 Approve Application of Loan of Subsidiary Mgmt For Against
4 Approve Adjust the Deposit and Loan Limit Mgmt For Against and Extension of Agreement Period of Comprehensive Financial Cooperation Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Suntien Green Energy Corporation Limited
Meeting Date: 10/13/2020 Country: China Primary Security ID: Y15207106 Record Date: 09/11/2020 Meeting Type: Special Ticker: 956
Primary CUSIP: Y15207106 Primary ISIN: CNE100000TW9 Primary SEDOL: B3ZXLP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Profit Distribution Plan Mgmt For For
2 Appoint Ernst & Young Hua Ming LLP as PRC Mgmt For Against Auditor
ELECT OF SUPERVISORS Mgmt
3.01 Elect Gao Jun as Supervisor Mgmt For For
3.02 Elect Zhang Dong Sheng as Supervisor Mgmt For For
China Tower Corporation Limited
Meeting Date: 10/13/2020 Country: China Primary Security ID: Y15076105 Record Date: 10/07/2020 Meeting Type: Special Ticker: 788
Primary CUSIP: Y15076105 Primary ISIN: CNE100003688 Primary SEDOL: BFZ2PK0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Gao Tongqing as Director and Authorize Mgmt For For to Sign on behalf of the Company the Director's Service Contract with Gao Tongqing
2 Elect Li Zhangting as Supervisor and Mgmt For For Authorize to Sign on behalf of the Company the Director's Service Contract with Li Zhangting
Dongjiang Environmental Company Limited
Meeting Date: 10/13/2020 Country: China Primary Security ID: Y2121H121 Record Date: 09/25/2020 Meeting Type: Special Ticker: 895
Primary CUSIP: Y2121H121 Primary ISIN: CNE1000001B6 Primary SEDOL: 6587057 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongjiang Environmental Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Supplemental Financial Service Mgmt For Against Agreement and Related Party Transactions
2 Approve Issuance of Super Short-Term Mgmt For For Financing Bonds
Shandong Gold Mining Co., Ltd.
Meeting Date: 10/13/2020 Country: China Primary Security ID: Y76831125 Record Date: 09/29/2020 Meeting Type: Special Ticker: 1787
Primary CUSIP: Y76831125 Primary ISIN: CNE1000036N7 Primary SEDOL: BFD2096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Satisfaction of the Conditions for Mgmt For For Public Issuance of Renewable Corporate Bonds
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSED ISSUANCE OF RENEWABLE CORPORATE BONDS
2.01 Approve Issue Size Mgmt For For
2.02 Approve Par Value and Issue Price Mgmt For For
2.03 Approve Issue Method Mgmt For For
2.04 Approve Issue Target and Arrangement for Mgmt For For Placement to Shareholders of the Company
2.05 Approve Term of the Bonds Mgmt For For
2.06 Approve Interest Rate and Payment of Mgmt For For Interests
2.07 Approve Terms of Guarantee Mgmt For For
2.08 Approve Use of Proceeds Mgmt For For
2.09 Approve Proposed Place of Listing Mgmt For For
2.10 Approve Measures to Secure Repayment Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Gold Mining Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.11 Approve Underwriting Mgmt For For
2.12 Approve Validity of the Resolution Mgmt For For
3 Authorize Board with Full Discretion to Handle Mgmt For For the Matters Related to the Company's Public Issuance of Renewable Corporate Bonds
Shanghai Baosight Software Co., Ltd.
Meeting Date: 10/13/2020 Country: China Primary Security ID: Y7691Z104 Record Date: 09/24/2020 Meeting Type: Special Ticker: 900926
Primary CUSIP: Y7691Z104 Primary ISIN: CNE000000GG0 Primary SEDOL: 6835422
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Adjustment of Incentive Object of Mgmt For For Performance Share Incentive Plan
2 Approve Capital Injection Mgmt For For
3 Amend Articles of Association Mgmt For Against
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Wang Juan as Non-Independent Director Mgmt For Against
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.1 Elect Wan Hong as Supervisor Mgmt For Against
Yuexiu Property Company Limited
Meeting Date: 10/13/2020 Country: Hong Kong Primary Security ID: Y9863Z102 Record Date: 10/08/2020 Meeting Type: Special Ticker: 123
Primary CUSIP: Y9863Z102 Primary ISIN: HK0123000694 Primary SEDOL: 6392422 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yuexiu Property Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve the Acquisitions and Related Mgmt For For Transactions
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 10/14/2020 Country: China Primary Security ID: Y76810103 Record Date: 10/08/2020 Meeting Type: Special Ticker: 1066
Primary CUSIP: Y76810103 Primary ISIN: CNE100000171 Primary SEDOL: 6742340
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Distribution of Interim Dividend Mgmt For For
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 10/14/2020 Country: China Primary Security ID: Y76810103 Record Date: 10/08/2020 Meeting Type: Special Ticker: 1066
Primary CUSIP: Y76810103 Primary ISIN: CNE100000171 Primary SEDOL: 6742340
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Logistic and Distribution Services Mgmt For For Framework Agreement, Annual Caps and Related Transactions
2 Approve Purchase Framework Agreement, Mgmt For For Annual Caps and Related Transactions
Transfar Zhilian Co., Ltd.
Meeting Date: 10/14/2020 Country: China Primary Security ID: Y98924106 Record Date: 10/09/2020 Meeting Type: Special Ticker: 002010
Primary CUSIP: Y98924106 Primary ISIN: CNE000001JS7 Primary SEDOL: B01NVB5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Transfar Zhilian Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Share Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Amendments to Articles of Mgmt For For Association
Will Semiconductor Co., Ltd. Shanghai
Meeting Date: 10/14/2020 Country: China Primary Security ID: Y9584K103 Record Date: 09/29/2020 Meeting Type: Special Ticker: 603501
Primary CUSIP: Y9584K103 Primary ISIN: CNE100002XM8 Primary SEDOL: BZ07VX5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Application for Registration and Mgmt For For Issuance of Non-financial Corporate Debt Financing Instruments in the Inter-bank Bond Market
Asymchem Laboratories (Tianjin) Co., Ltd.
Meeting Date: 10/15/2020 Country: China Primary Security ID: Y0370S103 Record Date: 10/09/2020 Meeting Type: Special Ticker: 002821
Primary CUSIP: Y0370S103 Primary ISIN: CNE100002BZ6 Primary SEDOL: BZHJN94
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Investment Agreement Mgmt For For
2 Approve Repurchase and Cancellation of Mgmt For For Performance Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Asymchem Laboratories (Tianjin) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Amendments to Articles of Mgmt For For Association
China Fortune Land Development Co., Ltd.
Meeting Date: 10/15/2020 Country: China Primary Security ID: Y1507B104 Record Date: 10/09/2020 Meeting Type: Special Ticker: 600340
Primary CUSIP: Y1507B104 Primary ISIN: CNE000001GG8 Primary SEDOL: 6727604
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For Against
Metallurgical Corp. of China Ltd.
Meeting Date: 10/15/2020 Country: China Primary Security ID: Y5949Y119 Record Date: 10/09/2020 Meeting Type: Special Ticker: 1618
Primary CUSIP: Y5949Y119 Primary ISIN: CNE100000FF3 Primary SEDOL: B42SRM0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Zhang Mengxing as Director SH For For
2 Elect Yin Sisong as Supervisor SH For For
Metallurgical Corp. of China Ltd.
Meeting Date: 10/15/2020 Country: China Primary Security ID: Y5949Y119 Record Date: 10/12/2020 Meeting Type: Special Ticker: 1618
Primary CUSIP: Y5949Y119 Primary ISIN: CNE100000FF3 Primary SEDOL: B42SRM0 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Metallurgical Corp. of China Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Zhang Mengxing as Director SH For For
2 Elect Yin Sisong as Supervisor SH For For
Shanghai Mechanical & Electrical Industry Co., Ltd.
Meeting Date: 10/15/2020 Country: China Primary Security ID: Y7691T108 Record Date: 09/28/2020 Meeting Type: Special Ticker: 900925
Primary CUSIP: Y7691T108 Primary ISIN: CNE000000G39 Primary SEDOL: 6797436
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Resignation of Zhang Yan as Mgmt For For Non-independent Director
2 Approve Resignation of Zhang Hongbin as Mgmt For For Non-independent Director
3 Approve Resignation of Hu Kang as Mgmt For For Supervisor
4 Approve Amendments to Articles of Mgmt For For Association
5 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
6 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Zhang Mingjie as Non-Independent Mgmt For For Director
7.2 Elect Wang Xiaodi as Non-Independent Mgmt For For Director
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
8.1 Elect Ding Weigang as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen CD Inc.
Meeting Date: 10/15/2020 Country: China Primary Security ID: Y9721Y107 Record Date: 09/30/2020 Meeting Type: Special Ticker: 600153
Primary CUSIP: Y9721Y107 Primary ISIN: CNE000000WL7 Primary SEDOL: 6116956
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
Zhejiang Weixing New Building Materials Co., Ltd.
Meeting Date: 10/15/2020 Country: China Primary Security ID: Y9893V105 Record Date: 10/09/2020 Meeting Type: Special Ticker: 002372
Primary CUSIP: Y9893V105 Primary ISIN: CNE100000MK9 Primary SEDOL: B619MD4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Use of Idle Funds to Invest in Mgmt For Against Financial Products
China Minsheng Banking Corp., Ltd.
Meeting Date: 10/16/2020 Country: China Primary Security ID: Y1495M112 Record Date: 09/16/2020 Meeting Type: Special Ticker: 1988
Primary CUSIP: Y1495M112 Primary ISIN: CNE100000HF9 Primary SEDOL: B57JY24 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT DIRECTORS Mgmt
1.01 Elect Zhang Hongwei as Director Mgmt For For
1.02 Elect Lu Zhiqiang as Director Mgmt For For
1.03 Elect Liu Yonghao as Director Mgmt For For
1.04 Elect Shi Yuzhu as Director Mgmt For For
1.05 Elect Wu Di as Director Mgmt For For
1.06 Elect Song Chunfeng as Director Mgmt For For
1.07 Elect Weng Zhenjie as Director Mgmt For For
1.08 Elect Zhao Peng as Director Mgmt For For
1.09 Elect Yang Xiaoling as Director Mgmt For For
1.10 Elect Liu Jipeng as Director Mgmt For For
1.11 Elect Li Hancheng as Director Mgmt For For
1.12 Elect Xie Zhichun as Director Mgmt For For
1.13 Elect Peng Xuefeng as Director Mgmt For For
1.14 Elect Liu Ningyu as Director Mgmt For For
1.15 Elect Qu Xinjiu as Director Mgmt For For
1.16 Elect Gao Yingxin as Director Mgmt For For
1.17 Elect Zheng Wanchun as Director Mgmt For For
ELECT SUPERVISORS Mgmt
2.01 Elect Lu Zhongnan as Supervisor Mgmt For For
2.02 Elect Zhao Huan John as Supervisor Mgmt For For
2.03 Elect Li Yu as Supervisor Mgmt For For
2.04 Elect Wang Yugui as Supervisor Mgmt For For
2.05 Elect Zhao Fugao as Supervisor Mgmt For For
2.06 Elect Zhang Liqing as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Minsheng Banking Corp., Ltd.
Meeting Date: 10/16/2020 Country: China Primary Security ID: Y1495M112 Record Date: 09/15/2020 Meeting Type: Special Ticker: 1988
Primary CUSIP: Y1495M112 Primary ISIN: CNE100000HF9 Primary SEDOL: B57JY24
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT DIRECTORS Mgmt
1.01 Elect Zhang Hongwei as Director Mgmt For For
1.02 Elect Lu Zhiqiang as Director Mgmt For For
1.03 Elect Liu Yonghao as Director Mgmt For For
1.04 Elect Shi Yuzhu as Director Mgmt For For
1.05 Elect Wu Di as Director Mgmt For For
1.06 Elect Song Chunfeng as Director Mgmt For For
1.07 Elect Weng Zhenjie as Director Mgmt For For
1.08 Elect Zhao Peng as Director Mgmt For For
1.09 Elect Yang Xiaoling as Director Mgmt For For
1.10 Elect Liu Jipeng as Director Mgmt For For
1.11 Elect Li Hancheng as Director Mgmt For For
1.12 Elect Xie Zhichun as Director Mgmt For For
1.13 Elect Peng Xuefeng as Director Mgmt For For
1.14 Elect Liu Ningyu as Director Mgmt For For
1.15 Elect Qu Xinjiu as Director Mgmt For For
1.16 Elect Gao Yingxin as Director Mgmt For For
1.17 Elect Zheng Wanchun as Director Mgmt For For
ELECT SUPERVISORS Mgmt
2.01 Elect Lu Zhongnan as Supervisor Mgmt For For
2.02 Elect Zhao Huan John as Supervisor Mgmt For For
2.03 Elect Li Yu as Supervisor Mgmt For For
2.04 Elect Wang Yugui as Supervisor Mgmt For For
2.05 Elect Zhao Fugao as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.06 Elect Zhang Liqing as Supervisor Mgmt For For
Jinyuan EP Co., Ltd.
Meeting Date: 10/16/2020 Country: China Primary Security ID: Y4443B105 Record Date: 10/13/2020 Meeting Type: Special Ticker: 000546
Primary CUSIP: Y4443B105 Primary ISIN: CNE0000004G1 Primary SEDOL: 6479240
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee to Controlled Mgmt For For Subsidiary
2 Approve Provision of Guarantee to Mgmt For For Wholly-owned Subsidiary
Sinopec Oilfield Service Corporation
Meeting Date: 10/16/2020 Country: China Primary Security ID: Y8038V103 Record Date: 09/16/2020 Meeting Type: Special Ticker: 1033
Primary CUSIP: Y8038V103 Primary ISIN: CNE1000004D6 Primary SEDOL: 6984669
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Equipment Leasing Framework Mgmt For For Agreement, the Proposed Annual Caps and Related Transactions
Wuhan Guide Infrared Co., Ltd.
Meeting Date: 10/16/2020 Country: China Primary Security ID: Y97082104 Record Date: 10/12/2020 Meeting Type: Special Ticker: 002414
Primary CUSIP: Y97082104 Primary ISIN: CNE100000RK8 Primary SEDOL: B40JZ10 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wuhan Guide Infrared Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
2.1 Approve Issue Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Period Mgmt For For
2.3 Approve Target Parties and Subscription Mgmt For For Manner
2.4 Approve Pricing Basis Mgmt For For
2.5 Approve Issue Scale Mgmt For For
2.6 Approve Restriction Period Arrangement Mgmt For For
2.7 Approve Amount and Usage of Raised Funds Mgmt For For
2.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.9 Approve Listing Location Mgmt For For
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Report on the Usage of Previously Mgmt For For Raised Funds
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Authorization of Board to Handle All Mgmt For For Related Matters
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
9 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 10/16/2020 Country: China Primary Security ID: Y97237112 Record Date: 09/15/2020 Meeting Type: Special Ticker: 2208
Primary CUSIP: Y97237112 Primary ISIN: CNE100000PP1 Primary SEDOL: B59GZJ7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xinjiang Goldwind Science & Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Dong Zhenyu as Director SH For For
2 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Supervisory Committee
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 10/16/2020 Country: China Primary Security ID: Y97237112 Record Date: 10/09/2020 Meeting Type: Special Ticker: 2208
Primary CUSIP: Y97237112 Primary ISIN: CNE100000PP1 Primary SEDOL: B59GZJ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Dong Zhenyu as Director SH For For
2 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Supervisory Committee
AVIC Aircraft Co., Ltd.
Meeting Date: 10/19/2020 Country: China Primary Security ID: Y9723E109 Record Date: 10/14/2020 Meeting Type: Special Ticker: 000768
Primary CUSIP: Y9723E109 Primary ISIN: CNE000000RF9 Primary SEDOL: 6004017
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Major Asset Restructuring and Mgmt For For Acquisition by Cash Complies with Relevant Laws and Regulations Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Aircraft Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE PLAN FOR MAJOR ASSET Mgmt RESTRUCTURING AND ACQUISITION BY CASH
2.1 Approve Transaction Parties Mgmt For For
2.2 Approve Asset Swap Plan Mgmt For For
2.3 Approve Transfer of Asset Mgmt For For
2.4 Approve Acquisition of Asset Mgmt For For
2.5 Approve Manner of Pricing and Transaction Mgmt For For Price of Transfer of Asset
2.6 Approve Manner of Pricing and Transaction Mgmt For For Price of Acquisition of Asset
2.7 Approve Profit and Loss Arrangements During Mgmt For For the Evaluation Base Date to Asset Delivery Date
2.8 Approve Transfer and Liability for Breach of Mgmt For For Contract of Target Assets
3 Approve Transaction Constitute as Mgmt For For Related-party Transaction
4 Approve Transaction Does Not Comply with Mgmt For For Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies
5 Approve Report (Draft) and Summary on Mgmt For For Company's Major Asset Restructuring and Acquisition by Cash
6 Approve Signing of Major Asset Restructuring Mgmt For For and Acquisition by Cash Agreement
7 Approve Signing of Performance Commitment Mgmt For For and Compensation Agreement
8 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
9 Approve Undertakings of Remedial Measures Mgmt For For by the Relevant Parties in Relation to the Dilution of Current Returns
10 Approve Independence of Appraiser, the Mgmt For For Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
11 Approve Transaction Complies with Article 11 Mgmt For For of the Administrative Measures for the Material Asset Reorganizations of Listed Companies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Aircraft Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve Transaction Complies with Article IV Mgmt For For of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies
13 Approve Stock Price Volatility Does Not Mgmt For For Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
14 Approve Relevant Entities Does Not Mgmt For For Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies
15 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
16 Approve Audit Report, Evaluation Report and Mgmt For For Review Report of the Transaction
17 Approve Additional Related Guarantee for the Mgmt For For Transaction
18 Approve Authorization of Board to Handle All Mgmt For For Related Matters
China Merchants Energy Shipping Co., Ltd.
Meeting Date: 10/19/2020 Country: China Primary Security ID: Y15039129 Record Date: 10/12/2020 Meeting Type: Special Ticker: 601872
Primary CUSIP: Y15039129 Primary ISIN: CNE000001PQ8 Primary SEDOL: B1H6P80
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Remuneration of Directors Mgmt For For
2 Approve Remuneration of Supervisors Mgmt For For
3 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Energy Shipping Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.1 Elect Xie Chunlin as Non-independent Director SH For For
4.2 Elect Wu Bo as Non-independent Director SH For For
4.3 Elect Song Dexing as Non-independent SH For For Director
4.4 Elect Wang Yongxin as Non-independent SH For For Director
4.5 Elect Su Xingang as Non-independent Director SH For For
4.6 Elect Zhao Yaoming as Non-independent SH For For Director
4.7 Elect Deng Weidong as Non-independent SH For For Director
4.8 Elect Zhong Fuliang as Non-independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
5.1 Elect Zhang Liang as Independent Director SH For For
5.2 Elect Sheng Muxian (Luosheng Muxian) as SH For For Independent Director
5.3 Elect Wu Shuxiong as Independent Director SH For For
5.4 Elect Quan Zhongguang as Independent SH For For Director
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
6.1 Elect Cao Hong as Supervisor Mgmt For For
6.2 Elect Jiang Hongmei as Supervisor Mgmt For For
China Railway Construction Corporation Limited
Meeting Date: 10/19/2020 Country: China Primary Security ID: Y1508P110 Record Date: 10/14/2020 Meeting Type: Special Ticker: 1186
Primary CUSIP: Y1508P110 Primary ISIN: CNE100000981 Primary SEDOL: B2PFVH7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Wang Jianping as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Railway Construction Corporation Limited
Meeting Date: 10/19/2020 Country: China Primary Security ID: Y1508P110 Record Date: 10/14/2020 Meeting Type: Special Ticker: 1186
Primary CUSIP: Y1508P110 Primary ISIN: CNE100000981 Primary SEDOL: B2PFVH7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Wang Jianping as Director SH For For
GF Securities Co., Ltd.
Meeting Date: 10/19/2020 Country: China Primary Security ID: Y270AF115 Record Date: 10/13/2020 Meeting Type: Special Ticker: 1776
Primary CUSIP: Y270AF115 Primary ISIN: CNE100001TQ9 Primary SEDOL: BW4NKK8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Guo Jingyi as Director SH For For
GF Securities Co., Ltd.
Meeting Date: 10/19/2020 Country: China Primary Security ID: Y270AF115 Record Date: 10/13/2020 Meeting Type: Special Ticker: 1776
Primary CUSIP: Y270AF115 Primary ISIN: CNE100001TQ9 Primary SEDOL: BW4NKK8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Guo Jingyi as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lens Technology Co., Ltd.
Meeting Date: 10/19/2020 Country: China Primary Security ID: Y5227A106 Record Date: 10/12/2020 Meeting Type: Special Ticker: 300433
Primary CUSIP: Y5227A106 Primary ISIN: CNE100001YW7 Primary SEDOL: BW9LDQ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
Baosheng Science & Technology Innovation Co., Ltd.
Meeting Date: 10/20/2020 Country: China Primary Security ID: Y07049102 Record Date: 10/09/2020 Meeting Type: Special Ticker: 600973
Primary CUSIP: Y07049102 Primary ISIN: CNE000001KL0 Primary SEDOL: B0225Q4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Leasing Related Party Mgmt For Against Transaction
2 Approve Asset Backed Securitization of Mgmt For Against Company's Accounts Receivable
3 Approve Issuance of Super Short-term Mgmt For Against Commercial Papers
Beijing North Star Company Limited
Meeting Date: 10/20/2020 Country: China Primary Security ID: Y0770G105 Record Date: 10/13/2020 Meeting Type: Special Ticker: 588
Primary CUSIP: Y0770G105 Primary ISIN: CNE100000262 Primary SEDOL: 6084268
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Establishing the Legal Compliance Mgmt For For Committee of the Board
2 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing North Star Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Elect Gan Peizhong as Director Mgmt For For
4 Approve Company's Application to the Mgmt For Against Controlling Shareholder for Borrowing Limit and Related Party Transactions
Chongqing Rural Commercial Bank Co. Ltd.
Meeting Date: 10/20/2020 Country: China Primary Security ID: Y1594G107 Record Date: 09/18/2020 Meeting Type: Special Ticker: 3618
Primary CUSIP: Y1594G107 Primary ISIN: CNE100000X44 Primary SEDOL: B4Q1Y57
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Yin Xianglin as Director Mgmt For For
2 Elect Li Jiaming as Director Mgmt For For
3 Elect Bi Qian as Director Mgmt For For
4 Elect Huang Qingqing as Supervisor SH For For
5 Elect Zhang Jinruo as Supervisor Mgmt For For
6 Elect Hu Yuancong as Supervisor Mgmt For For
7 Elect Zhang Yingyi as Supervisor Mgmt For For
8 Approve Related Party Transaction Regarding Mgmt For For Group Credit Limits of Chongqing Yufu Holding Group Co., Ltd.
9 Approve Related Party Transaction Regarding Mgmt For For Group Credit Limits of Chongqing City Construction Investment (Group) Company Limited
10 Approve Related Party Transaction of Mgmt For For Chongqing Development Investment Co., Ltd.
11 Approve Related Party Transaction Regarding Mgmt For For Group Credit Limits of Chongqing Huayu Group Co., Ltd.
12 Approve Related Party Transaction Regarding Mgmt For For Group Credit Limits of Loncin Holding Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Rural Commercial Bank Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Related Party Transaction of Loncin Mgmt For For Holding Co., Ltd. and USUM Investment Group Limited
14 Approve Related Party Transaction Regarding SH For For Lease of Properties of Chongqing Development Investment Co., Ltd.
15 Approve Issuance of Singapore Green Mgmt For For Financial Bonds
Haitong Securities Co. Ltd.
Meeting Date: 10/20/2020 Country: China Primary Security ID: Y2988F101 Record Date: 10/13/2020 Meeting Type: Special Ticker: 6837
Primary CUSIP: Y2988F101 Primary ISIN: CNE1000019K9 Primary SEDOL: B71SXC4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Interim Profit Distribution Plan Mgmt For For
2 Elect Dong Xiaochun as Supervisor Mgmt For For
3 Amend Articles of Association, Amend Rules Mgmt For Against and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Supervisory Committee
4 Elect Ruan Feng as Supervisor SH For For
Haitong Securities Co., Ltd.
Meeting Date: 10/20/2020 Country: China Primary Security ID: Y2988F101 Record Date: 09/18/2020 Meeting Type: Special Ticker: 6837
Primary CUSIP: Y2988F101 Primary ISIN: CNE1000019K9 Primary SEDOL: B71SXC4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haitong Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ORDINARY RESOLUTIONS Mgmt
1 Approve 2020 Interim Profit Distribution Plan Mgmt For For
2 Elect Dong Xiaochun as Supervisor Mgmt For For
3 Elect Ruan Feng as Supervisor SH For For
SPECIAL RESOLUTION Mgmt
1 Amend Articles of Association, Amend Rules Mgmt For Against and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Supervisory Committee
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 10/20/2020 Country: China Primary Security ID: Y3043G118 Record Date: 10/15/2020 Meeting Type: Special Ticker: 3347
Primary CUSIP: Y3043G118 Primary ISIN: CNE1000040M1 Primary SEDOL: BMZC7F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Partial Repurchase and Cancellation Mgmt For For of the 2019 Restricted A Shares
2 Approve Change of Registered Capital Mgmt For For
3 Approve Change of Registered Address Mgmt For For
4 Amend Articles of Association Mgmt For Against
5 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 10/20/2020 Country: China Primary Security ID: Y3043G118 Record Date: 10/15/2020 Meeting Type: Special Ticker: 3347
Primary CUSIP: Y3043G118 Primary ISIN: CNE1000040M1 Primary SEDOL: BMZC7F8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hangzhou Tigermed Consulting Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Partial Repurchase and Cancellation Mgmt For For of the 2019 Restricted A Shares
2 Approve Change of Registered Capital Mgmt For For
China Communications Services Corporation Limited
Meeting Date: 10/21/2020 Country: China Primary Security ID: Y1436A102 Record Date: 10/15/2020 Meeting Type: Special Ticker: 552
Primary CUSIP: Y1436A102 Primary ISIN: CNE1000002G3 Primary SEDOL: B1HVJ16
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Huang Xiaoqing as Director, Authorize Mgmt For For Board to Sign on Behalf of the Company the Director's Service Contract with Him and Authorize Board to Fix His Remuneration
China Oilfield Services Limited
Meeting Date: 10/21/2020 Country: China Primary Security ID: Y15002101 Record Date: 09/30/2020 Meeting Type: Special Ticker: 2883
Primary CUSIP: Y15002101 Primary ISIN: CNE1000002P4 Primary SEDOL: 6560995
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Zhao Shunqiang as Director Mgmt For For
2 Elect Peng Wen as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Electromechanical Systems Co., Ltd.
Meeting Date: 10/22/2020 Country: China Primary Security ID: Y37456111 Record Date: 10/16/2020 Meeting Type: Special Ticker: 002013
Primary CUSIP: Y37456111 Primary ISIN: CNE000001JY5 Primary SEDOL: B01QZN4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhang Kunhui as Non-independent Mgmt For For Director
1.2 Elect Ji Ruidong as Non-independent Director Mgmt For For
1.3 Elect Wang Jiangang as Non-independent Mgmt For For Director
1.4 Elect Chen Yuanming as Non-independent Mgmt For For Director
1.5 Elect Zhou Chunhua as Non-independent Mgmt For For Director
1.6 Elect Wang Shugang as Non-independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhang Guohua as Independent Director Mgmt For For
2.2 Elect Jing Xu as Independent Director Mgmt For For
2.3 Elect Zhang Jinchang as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Wu Xingquan as Supervisor Mgmt For For
3.2 Elect Wang Xuebai as Supervisor Mgmt For For
3.3 Elect Zhang Pengbin as Supervisor Mgmt For For
China Communications Construction Company Limited
Meeting Date: 10/22/2020 Country: China Primary Security ID: Y1R36J108 Record Date: 10/16/2020 Meeting Type: Special Ticker: 1800
Primary CUSIP: Y1R36J108 Primary ISIN: CNE1000002F5 Primary SEDOL: B1JKTQ6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Communications Construction Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Wang Tongzhou as Director Mgmt For For
China Communications Construction Company Limited
Meeting Date: 10/22/2020 Country: China Primary Security ID: Y1R36J108 Record Date: 10/16/2020 Meeting Type: Special Ticker: 1800
Primary CUSIP: Y1R36J108 Primary ISIN: CNE1000002F5 Primary SEDOL: B1JKTQ6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
1.1 Elect Wang Tongzhou as Director Mgmt For For
Ideanomics, Inc.
Meeting Date: 10/22/2020 Country: USA Primary Security ID: 45166V106 Record Date: 09/10/2020 Meeting Type: Annual Ticker: IDEX
Primary CUSIP: 45166V106 Primary ISIN: US45166V1061 Primary SEDOL: BHHVJP2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.1 Elect Director Alfred Poor Mgmt For For
1.2 Elect Director Jerry Fan Mgmt For For
1.3 Elect Director Chao Yang Mgmt For Withhold
1.4 Elect Director Shane McMahon Mgmt For For
1.5 Elect Director James S. Cassano Mgmt For For
1.6 Elect Director Bruno Wu Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ideanomics, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.7 Elect Director Harry Edelson Mgmt For Withhold
2 Ratify BF Borgers CPA PC as Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
4 Approve Issuance of Shares for a Private Mgmt For For Placement
Aluminum Corporation of China Limited
Meeting Date: 10/23/2020 Country: China Primary Security ID: Y0094N109 Record Date: 09/22/2020 Meeting Type: Special Ticker: 2600
Primary CUSIP: Y0094N109 Primary ISIN: CNE1000001T8 Primary SEDOL: 6425395
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve New Financial Services Agreement Mgmt For Against and the Relevant Caps
Bitauto Holdings Ltd.
Meeting Date: 10/23/2020 Country: Cayman Islands Primary Security ID: G11439AA7 Record Date: 09/21/2020 Meeting Type: Special Ticker: BITA
Primary CUSIP: G11439AA7 Primary ISIN: XS1459407299 Primary SEDOL: N/A
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve Merger Agreement Mgmt For For
2 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to the Merger Agreement
3 Adjourn Meeting Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Meeting Date: 10/23/2020 Country: China Primary Security ID: Y2882P106 Record Date: 10/19/2020 Meeting Type: Special Ticker: 2333
Primary CUSIP: Y2882P106 Primary ISIN: CNE100000338 Primary SEDOL: 6718255
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Capital Increase and Related Party Mgmt For For Transaction
Mango Excellent Media Co., Ltd.
Meeting Date: 10/23/2020 Country: China Primary Security ID: Y306B1109 Record Date: 10/20/2020 Meeting Type: Special Ticker: 300413
Primary CUSIP: Y306B1109 Primary ISIN: CNE100001Y83 Primary SEDOL: BV86QT7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
2.1 Approve Issue Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Period Mgmt For For
2.3 Approve Target Parties and Subscription Mgmt For For Manner
2.4 Approve Reference Date, Issue Price and Mgmt For For Pricing Basis
2.5 Approve Issue Scale Mgmt For For
2.6 Approve Amount and Usage of Raised Funds Mgmt For For
2.7 Approve Restriction Period Arrangement Mgmt For For
2.8 Approve Listing Location Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Mango Excellent Media Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Demonstration Analysis Report in Mgmt For For Connection to Private Placement
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Report on the Usage of Previously Mgmt For For Raised Funds
7 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Zheshang Securities Co., Ltd.
Meeting Date: 10/23/2020 Country: China Primary Security ID: Y989BG109 Record Date: 10/19/2020 Meeting Type: Special Ticker: 601878
Primary CUSIP: Y989BG109 Primary ISIN: CNE100002R65 Primary SEDOL: BYQK9G0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
2.1 Elect Jiang Zhaohui as Non-independent SH For For Director
NanJi E-Commerce Co., Ltd.
Meeting Date: 10/26/2020 Country: China Primary Security ID: Y4447Q108 Record Date: 10/19/2020 Meeting Type: Special Ticker: 002127
Primary CUSIP: Y4447Q108 Primary ISIN: CNE100000080 Primary SEDOL: B1VVLQ1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
NanJi E-Commerce Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment to Establish a Company Mgmt For For and Related Party Transactions
Nanyang Topsec Technologies Group, Inc.
Meeting Date: 10/26/2020 Country: China Primary Security ID: Y2931A100 Record Date: 10/21/2020 Meeting Type: Special Ticker: 002212
Primary CUSIP: Y2931A100 Primary ISIN: CNE1000009B9 Primary SEDOL: B2NPBP7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Li Kehui as Non-Independent Director SH For For
1.2 Elect Wang Jinhong as Non-Independent SH For For Director
1.3 Elect Li Jian as Non-Independent Director SH For For
1.4 Elect Gu Jie as Non-Independent Director SH For For
1.5 Elect Gao Liangcai as Non-Independent SH For For Director
1.6 Elect Li Xueying as Non-Independent Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Liu Shaozhou as Independent Director Mgmt For For
2.2 Elect Feng Haitao as Independent Director Mgmt For For
2.3 Elect Wu Jianhua as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Ma Binghuai as Supervisor Mgmt For For
3.2 Elect Yang Yanfang as Supervisor Mgmt For For
4 Approve Change of Company Name Mgmt For For
5 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sanan Optoelectronics Co. Ltd.
Meeting Date: 10/26/2020 Country: China Primary Security ID: Y7478M102 Record Date: 10/19/2020 Meeting Type: Special Ticker: 600703
Primary CUSIP: Y7478M102 Primary ISIN: CNE000000KB3 Primary SEDOL: 6773511
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
2 Approve Authorization of Board to Handle All Mgmt For For Related Matters
3 Approve Appointment of Auditor and Internal Mgmt For For Control Auditor as well as Payment of Remuneration
BAIC Motor Corporation Limited
Meeting Date: 10/27/2020 Country: China Primary Security ID: Y0506H104 Record Date: 09/25/2020 Meeting Type: Special Ticker: 1958
Primary CUSIP: Y0506H104 Primary ISIN: CNE100001TJ4 Primary SEDOL: BTF8BT7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Jiang Deyi as Director Mgmt For For
2 Elect Liao Zhenbo as Director Mgmt For For
Guanghui Energy Co., Ltd.
Meeting Date: 10/27/2020 Country: China Primary Security ID: Y2949A100 Record Date: 10/20/2020 Meeting Type: Special Ticker: 600256
Primary CUSIP: Y2949A100 Primary ISIN: CNE0000012G4 Primary SEDOL: 6247964
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guanghui Energy Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.1 Elect Lin Faxian as Non-independent Director Mgmt For For
1.2 Elect Han Shifa as Non-independent Director Mgmt For For
1.3 Elect Liang Xiao as Non-independent Director Mgmt For For
1.4 Elect Ni Juan as Non-independent Director Mgmt For For
1.5 Elect Ma Xiaoyan as Non-independent Mgmt For For Director
1.6 Elect Liu Changjin as Non-independent Mgmt For For Director
1.7 Elect Tan Bai as Non-independent Director Mgmt For Against
1.8 Elect Zhou Jiangyu as Non-independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Ma Fengyun as Independent Director Mgmt For For
2.2 Elect Sun Jian as Independent Director Mgmt For For
2.3 Elect Tan Xue as Independent Director Mgmt For For
2.4 Elect Cai Zhenjiang as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Wang Guolin as Supervisor Mgmt For For
3.2 Elect Li Jianghong as Supervisor Mgmt For For
3.3 Elect Li Xu as Supervisor Mgmt For For
3.4 Elect Luo Zhijian as Supervisor Mgmt For Against
4 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
5 Amend Articles of Association Mgmt For For
Hengli Petrochemical Co., Ltd.
Meeting Date: 10/27/2020 Country: China Primary Security ID: Y1963X103 Record Date: 10/21/2020 Meeting Type: Special Ticker: 600346
Primary CUSIP: Y1963X103 Primary ISIN: CNE0000018V0 Primary SEDOL: 6422879 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengli Petrochemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
2 Approve Draft and Summary on Employee Mgmt For For Share Purchase Plan
3 Approve Management Method of Employee Mgmt For For Share Purchase Plan
4 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
5 Approve Investment and Construction of a Mgmt For For PTA Project
Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.
Meeting Date: 10/27/2020 Country: China Primary Security ID: Y4449E103 Record Date: 10/20/2020 Meeting Type: Special Ticker: 002223
Primary CUSIP: Y4449E103 Primary ISIN: CNE1000009X3 Primary SEDOL: B2QNK62
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Wu Qun as Non-independent Director Mgmt For For
1.2 Elect Zhao Shuai as Non-independent Director Mgmt For For
1.3 Elect Wang Lihua as Non-independent Mgmt For For Director
1.4 Elect Zheng Hongzhe as Non-independent Mgmt For For Director
1.5 Elect Chen Jianjun as Non-independent Mgmt For For Director
1.6 Elect Wang Ruijie as Non-independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Yu Chun as Independent Director Mgmt For For
2.2 Elect Wang Qianhua as Independent Director Mgmt For For
2.3 Elect Wan Suiren as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Lv Yingfang as Supervisor Mgmt For For
3.2 Elect Yu Xiongfeng as Supervisor Mgmt For For
3.3 Elect Zhang Jinyan as Supervisor Mgmt For For
3.4 Elect Ruan Lingbin as Supervisor Mgmt For For
Kunlun Energy Company Limited
Meeting Date: 10/27/2020 Country: Bermuda Primary Security ID: G5320C108 Record Date: 10/20/2020 Meeting Type: Special Ticker: 135
Primary CUSIP: G5320C108 Primary ISIN: BMG5320C1082 Primary SEDOL: 6340078
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Revised Annual Caps and Related Mgmt For Against Transactions
2 Approve New Master Agreement, Continuing Mgmt For Against Connected Transactions Under Categories (a), (b), (c) and (d), Proposed Annual Caps and Related Transactions
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Meeting Date: 10/27/2020 Country: China Primary Security ID: Y9890Q109 Record Date: 10/16/2020 Meeting Type: Special Ticker: 600436
Primary CUSIP: Y9890Q109 Primary ISIN: CNE000001F21 Primary SEDOL: 6632162
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
2 Elect Hong Dongming as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Meeting Date: 10/27/2020 Country: China Primary Security ID: Y9895V103 Record Date: 10/22/2020 Meeting Type: Special Ticker: 1157
Primary CUSIP: Y9895V103 Primary ISIN: CNE100000X85 Primary SEDOL: B544N70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt ADJUSTED NON-PUBLIC ISSUANCE
1.1 Approve Class and Nominal Value of Shares Mgmt For For to be Issued
1.2 Approve Issue Method and Time Mgmt For For
1.3 Approve Target Subscribers and Subscription Mgmt For For Method
1.4 Approve Issue Price and Pricing Principles Mgmt For For
1.5 Approve Issue Size Mgmt For For
1.6 Approve Lock-Up Period Mgmt For For
1.7 Approve Arrangement of Accumulated Profit Mgmt For For Distribution Prior to Completion of the Issue
1.8 Approve Listing Venue Mgmt For For
1.9 Approve Use of Proceeds Mgmt For For
1.10 Approve Validity Period of the Resolution Mgmt For For
2 Approve Adjusted Non-Public Issuance Mgmt For For
3 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds of the Adjusted Non-Public Issuance
4 Approve Measures on Making up Diluted Mgmt For For Returns for the Current Period Due to the Adjusted Non-Public Issuance
5 Authorize Board to Handle All Matters Mgmt For For Relating to the Adjusted Non-Public Issuance
Huadian Power International Corporation Limited
Meeting Date: 10/28/2020 Country: China Primary Security ID: Y3738Y101 Record Date: 09/25/2020 Meeting Type: Special Ticker: 1071
Primary CUSIP: Y3738Y101 Primary ISIN: CNE1000003D8 Primary SEDOL: 6142780 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huadian Power International Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSED FUEL, EQUIPMENTS AND SERVICES PURCHASE (SUPPLY) FRAMEWORK AGREEMENT WITH CHINA HUADIAN AND RELATED TRANSACTIONS
1a Approve Purchase of Fuel and the Annual Cap Mgmt For For
1b Approve Provision of Engineering Mgmt For For Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap
1c Approve Sales of Fuel and Provision of Mgmt For For Relevant Services and the Annual Cap
2 Approve Proposed Loan Framework Mgmt For Against Agreement and Related Transactions
3 Elect Ding Huande as Director and Authorize Mgmt For For Board to Fix His Remuneration
4 Amend Articles of Association SH For Against
Jiangsu Guotai International Group Co., Ltd.
Meeting Date: 10/28/2020 Country: China Primary Security ID: Y4439U125 Record Date: 10/23/2020 Meeting Type: Special Ticker: 002091
Primary CUSIP: Y4439U125 Primary ISIN: CNE000001PN5 Primary SEDOL: B1HLWV7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Spin-off of Subsidiary on ChiNext in Mgmt For For Accordance with Relevant Laws and Regulations
2 Approve Plan on Spin-off of Subsidiary on the Mgmt For For ChiNext
3 Approve Spin-off of Subsidiary to be Listed on Mgmt For For ChiNext (Revised Draft) Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Guotai International Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Compliance with Provisions on Pilot Mgmt For For Domestic Listing of Subsidiaries of Listed Companies
5 Approve Listing to Safeguard the Legitimate Mgmt For For Rights and Interests of Shareholders and Creditors
6 Approve Company's Maintaining Mgmt For For Independence and Continuous Operation Ability
7 Approve Corresponding Standard Operation Mgmt For For Ability
8 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
9 Approve Purpose, Commercial Rationality, Mgmt For For Necessity and Feasibility Analysis of this Transaction
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
11 Approve Change in the Use of Raised Funds Mgmt For For for Equity Acquisition and Related Party Transactions
People's Insurance Co. (Group) of China Limited
Meeting Date: 10/28/2020 Country: China Primary Security ID: Y6800A109 Record Date: 09/25/2020 Meeting Type: Special Ticker: 1339
Primary CUSIP: Y6800A109 Primary ISIN: CNE100001MK7 Primary SEDOL: B8RZJZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ORDINARY RESOLUTIONS Mgmt
1 Approve 2020 Interim Profit Distribution Mgmt For For
2 Elect Luo Xi as Director SH For For
3 Elect Li Zhuyong as Director Mgmt For For
4 Elect Miao Fusheng as Director Mgmt For For
5 Elect Wang Shaoqun as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
People's Insurance Co. (Group) of China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
SPECIAL RESOLUTION Mgmt
1 Amend Articles of Association Mgmt For For
People's Insurance Co. (Group) of China Limited
Meeting Date: 10/28/2020 Country: China Primary Security ID: Y6800A109 Record Date: 10/20/2020 Meeting Type: Special Ticker: 1339
Primary CUSIP: Y6800A109 Primary ISIN: CNE100001MK7 Primary SEDOL: B8RZJZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Interim Profit Distribution Mgmt For For
2 Elect Luo Xi as Director SH For For
3 Elect Li Zhuyong as Director Mgmt For For
4 Elect Miao Fusheng as Director Mgmt For For
5 Elect Wang Shaoqun as Director Mgmt For For
6 Amend Articles of Association Mgmt For For
Zhejiang Dahua Technology Co. Ltd.
Meeting Date: 10/28/2020 Country: China Primary Security ID: Y988AP102 Record Date: 10/23/2020 Meeting Type: Special Ticker: 002236
Primary CUSIP: Y988AP102 Primary ISIN: CNE100000BJ4 Primary SEDOL: B2R8334
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Decrease of Registered Capital and Mgmt For For Amend Articles of Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Contemporary Amperex Technology Co., Ltd.
Meeting Date: 10/29/2020 Country: China Primary Security ID: Y1R48E105 Record Date: 10/23/2020 Meeting Type: Special Ticker: 300750
Primary CUSIP: Y1R48E105 Primary ISIN: CNE100003662 Primary SEDOL: BF7L9J2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For For Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For For Related Matters
4 Amend Articles of Association Mgmt For For
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 10/29/2020 Country: China Primary Security ID: Y1513C104 Record Date: 10/23/2020 Meeting Type: Special Ticker: 2866
Primary CUSIP: Y1513C104 Primary ISIN: CNE100000536 Primary SEDOL: B018L76
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
APPROVE THE RESOLUTION IN RELATION TO Mgmt THE RESTRUCTURING
1a Approve Transaction Overview Mgmt For For
1b Approve Transaction Method Mgmt For For
1c Approve Target Assets Mgmt For For
1d Approve Transaction Counterparties Mgmt For For
1e Approve Transaction Price and Pricing Basis Mgmt For For
1f Approve Method of Payment of the Mgmt For For Consideration
1g Approve Share Transfer Registration of the Mgmt For For Target Assets
1h Approve the Restructuring Not Constituting a Mgmt For For Connected Transaction Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1i Approve the Restructuring Constituting a Mgmt For For Material Asset Restructuring; and
1j Approve Validity Period of the Resolutions Mgmt For For
2 Approve the Share Transfer Agreement Mgmt For For
3 Approve the Report on the Material Asset Mgmt For For Disposal of COSCO SHIPPING Development Co., Ltd. (Draft)
4 Approve the Restructuring being in Mgmt For For Compliance with the Relevant Laws and Regulations
5 Approve the Completeness and Compliance of Mgmt For For the Legal Procedures and the Validity of the Legal Documentation in Respect of the Restructuring
6 Approve the Restructuring complying with Mgmt For For Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies
7 Approve the Restructuring Complying with Mgmt For For Article 11 of the Administrative Measures for the Material Asset Restructuring of Listed Companies
8 Approve the Review Report and the Valuation Mgmt For For Report in Respect of the Restructuring
9 Approve the Independence of Valuation Mgmt For For Agency, Reasonableness of the Assumptions of the Valuation, Correlation between the Approach and Purpose of the Valuation and Fairness of the Basis of the Consideration
10 Authorize Board to Handle With All Matters in Mgmt For For Relation to Restructuring
11 Approve Shareholder Return Plan in the Next Mgmt For For Three Years (2020-2022)
12 Approve the Dilution on Current Returns and Mgmt For For the Remedial Measures of the Company
13 Elect Ip Sing Chi as Director SH For For
14 Elect Zhu Mei as Supervisor SH For For
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 10/29/2020 Country: China Primary Security ID: Y6436A101 Record Date: 10/22/2020 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oceanwide Holdings Co., Ltd. (Beijing)
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financing Application Mgmt For For
Sichuan Expressway Company Limited
Meeting Date: 10/29/2020 Country: China Primary Security ID: Y79325109 Record Date: 09/28/2020 Meeting Type: Special Ticker: 107
Primary CUSIP: Y79325109 Primary ISIN: CNE100000494 Primary SEDOL: 6055877
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Remuneration Scheme of Li Wenhu Mgmt For For
2 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders and Related Transactions
3 Amend Articles of Association Mgmt For Against
Tianjin Zhonghuan Semiconductor Co., Ltd.
Meeting Date: 10/29/2020 Country: China Primary Security ID: Y88171106 Record Date: 10/23/2020 Meeting Type: Special Ticker: 002129
Primary CUSIP: Y88171106 Primary ISIN: CNE1000000B8 Primary SEDOL: B1VKWZ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Li Dongsheng as Non-independent SH For For Director
1.2 Elect Shen Haoping as Non-independent SH For For Director
1.3 Elect Liao Qian as Non-independent Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tianjin Zhonghuan Semiconductor Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.4 Elect Yu Kexiang as Non-independent Director SH For For
1.5 Elect An Yanqing as Non-independent Director SH For For
1.6 Elect Zhang Changxu as Non-independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Chen Rongling as Independent Director SH For For
2.2 Elect Zhou Hong as Independent Director SH For For
2.3 Elect Bi Xiaofang as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Mao Tianxiang as Supervisor SH For For
3.2 Elect Qin Xiangling as Supervisor SH For For
4 Amend Articles of Association and Related Mgmt For For Company Systems
5 Approve Related Party Transaction Mgmt For For
6 Approve Joint Investment to Establish a Joint Mgmt For For Venture Company
7 Approve Authorization of Management for Mgmt For Against Financing from Financial Institutions
Zhejiang Hailiang Co. Ltd.
Meeting Date: 10/29/2020 Country: China Primary Security ID: Y988AK103 Record Date: 10/26/2020 Meeting Type: Special Ticker: 002203
Primary CUSIP: Y988AK103 Primary ISIN: CNE1000008X5 Primary SEDOL: B2N6LQ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Wang Shuguang as Non-independent Mgmt For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China CITIC Bank Corporation Limited
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y1434M116 Record Date: 09/29/2020 Meeting Type: Special Ticker: 998
Primary CUSIP: Y1434M116 Primary ISIN: CNE1000001Q4 Primary SEDOL: B1W0JF2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSAL ON APPLICATION FOR THE CAPS OF CONTINUING RELATED PARTY TRANSACTIONS
Non-credit Extension Connected Transactions Mgmt
1.1 Approve Caps for Asset Transfer Business Mgmt For For with CITIC Group and its Associates for the Years 2021-2023
1.2 Approve Caps for Wealth Management and Mgmt For For Investment Services with CITIC Group and its Associates for the Years 2021-2023
1.3 Approve Caps for Capital Transactions with Mgmt For For CITIC Group and its Associates for the Years 2021-2023
Credit Extension Related Party Transactions Mgmt
1.4 Approve Caps for Credit Extension Business Mgmt For For with CITIC Group and its Associates for the Years 2021-2023
1.5 Approve Caps for Credit Extension Related Mgmt For For Party Transactions with Yunnan Metropolitan Construction Investment Group Co., Ltd. for the Years 2021-2023
1.6 Approve Caps for Credit Extension Related Mgmt For For Party Transactions with New China Life Insurance Company Ltd. for the Years 2021-2023
1.7 Approve Caps for Credit Extension Related Mgmt For For Party Transactions with China Life Pension Company Limited for the Years 2021-2023
1.8 Approve Caps for Credit Extension Related Mgmt For For Party Transactions with Cinda Securities Co., Ltd. for the Years 2021-2023
1.9 Approve Caps for Credit Extension Related Mgmt For For Party Transactions with Ping An Insurance (Group) Company of China, Ltd. for the Years 2021-2023
2 Approve Issuance of Undated Capital Bonds Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China CITIC Bank Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Elect Wang Yankang as Director SH For For
China Everbright Bank Company Limited
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y1477U124 Record Date: 09/29/2020 Meeting Type: Special Ticker: 6818
Primary CUSIP: Y1477U124 Primary ISIN: CNE100001QW3 Primary SEDOL: B5NRRJ0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Fu Wanjun as Director SH For For
2 Elect Yao Wei as Director SH For For
3 Elect Yao Zhongyou as Director Mgmt For For
4 Elect Qu Liang as Director Mgmt For For
5 Approve Remuneration of the Chairman of the Mgmt For For Board of Supervisors
China Everbright Bank Company Limited
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y1477U124 Record Date: 09/29/2020 Meeting Type: Special Ticker: 6818
Primary CUSIP: Y1477U124 Primary ISIN: CNE100001QW3 Primary SEDOL: B5NRRJ0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Fu Wanjun as Director SH For For
2 Elect Yao Wei as Director SH For For
3 Elect Yao Zhongyou as Director Mgmt For For
4 Elect Qu Liang as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Everbright Bank Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Remuneration of the Chairman of the Mgmt For For Board of Supervisors
China Merchants Securities Co., Ltd.
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y14904117 Record Date: 10/23/2020 Meeting Type: Special Ticker: 6099
Primary CUSIP: Y14904117 Primary ISIN: CNE1000029Z6 Primary SEDOL: BDCFSQ5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Profit Distribution Plan Mgmt For For
APPROVE THE RESOLUTION ON ELECTION Mgmt OF NON-INDEPENDENT DIRECTORS
2.01 Elect Huo Da as Director SH For For
2.02 Elect Su Jian as Director SH For For
2.03 Elect Xiong Xianliang as Director SH For For
2.04 Elect Su Min as Director SH For For
2.05 Elect Xiong Jiantao as Director SH For For
2.06 Elect Peng Lei as Director SH For For
2.07 Elect Gao Hong as Director SH For For
2.08 Elect Huang Jian as Director SH For For
2.09 Elect Wang Daxiong as Director SH For For
2.10 Elect Wang Wen as Director SH For For
APPROVE THE RESOLUTION ON ELECTION Mgmt OF INDEPENDENT DIRECTORS
3.01 Elect Xiang Hua as Director SH For For
3.02 Elect Xiao Houfa as Director SH For For
3.03 Elect Xiong Wei as Director SH For For
3.04 Elect Hu Honggao as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE THE RESOLUTION ON ELECTION Mgmt OF SHAREHOLDER'S REPRESENTATIVE SUPERVISORS
4.01 Elect Zhou Linda Lei as Supervisor SH For For
4.02 Elect Li Xiaofei as Supervisor SH For For
4.03 Elect Wang Zhangwei as Supervisor SH For For
4.04 Elect Ma Yunchun as Supervisor SH For For
4.05 Elect Zhang Zhen as Supervisor SH For For
4.06 Elect Zou Qun as Supervisor SH For For
China Railway Group Limited
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y1509D116 Record Date: 10/23/2020 Meeting Type: Special Ticker: 390
Primary CUSIP: Y1509D116 Primary ISIN: CNE1000007Z2 Primary SEDOL: B297KM7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Initial Public Offering and Listing of Mgmt For For China Railway High-Speed Electrification Equipment Corporation Limited on the Science and Technology Innovation Board of the Shanghai Stock Exchange
2 Approve Preliminary Plan for the Spin-off and Mgmt For For Listing on the STAR Market of China Railway High-Speed Electrification Equipment Corporation Limited
3 Approve Certain Provisions on Pilot Domestic Mgmt For For Listing of Spin-off Subsidiaries of Listed Companies
4 Approve Spin-off and Listing of China Railway Mgmt For For High-Speed Electrification Equipment Corporation Limited on the STAR Market which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors
5 Approve Ability to Maintain Independence and Mgmt For For Sustainable Operation Ability Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Railway Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Standardized Operation Ability of Mgmt For For China Railway High-Speed Electrification Equipment Corporation Limited
7 Authorize Board to Handle Matters in Relation Mgmt For For to the Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market at their Sole Discretion
8 Approve Analysis of the Background, Mgmt For For Objective, Commercial Rationale, Necessity and Feasibility of the Spin-off and Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market
9 Approve Statutory Procedures Undertaken Mgmt For For and the Validity of the Documents Submitted for the Spin-off and Listing of a Subsidiary of the Company
10 Approve Amendments to Articles of Mgmt For For Association
China Railway Group Limited
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y1509D116 Record Date: 10/23/2020 Meeting Type: Special Ticker: 390
Primary CUSIP: Y1509D116 Primary ISIN: CNE1000007Z2 Primary SEDOL: B297KM7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Initial Public Offering and Listing of Mgmt For For China Railway High-Speed Electrification Equipment Corporation Limited on the Science and Technology Innovation Board of the Shanghai Stock Exchange
2 Approve Preliminary Plan for the Spin-off and Mgmt For For Listing on the STAR Market of China Railway High-Speed Electrification Equipment Corporation Limited
3 Approve Certain Provisions on Pilot Domestic Mgmt For For Listing of Spin-off Subsidiaries of Listed Companies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Railway Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Spin-off and Listing of China Railway Mgmt For For High-Speed Electrification Equipment Corporation Limited on the STAR Market which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors
5 Approve Ability to Maintain Independence and Mgmt For For Sustainable Operation Ability
6 Approve Standardized Operation Ability of Mgmt For For China Railway High-Speed Electrification Equipment Corporation Limited
7 Authorize Board to Handle Matters in Relation Mgmt For For to the Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market at their Sole Discretion
8 Approve Analysis of the Background, Mgmt For For Objective, Commercial Rationale, Necessity and Feasibility of the Spin-off and Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market
9 Approve Statutory Procedures Undertaken Mgmt For For and the Validity of the Documents Submitted for the Spin-off and Listing of a Subsidiary of the Company
10 Approve Amendments to Articles of Mgmt For For Association
Dongxing Securities Co., Ltd.
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y209G1100 Record Date: 10/23/2020 Meeting Type: Special Ticker: 601198
Primary CUSIP: Y209G1100 Primary ISIN: CNE100002177 Primary SEDOL: BVV6QH2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Foreign USD Bonds and Mgmt For For Provision of Guarantee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ganfeng Lithium Co., Ltd.
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y2690M105 Record Date: 10/26/2020 Meeting Type: Special Ticker: 1772
Primary CUSIP: Y2690M105 Primary ISIN: CNE1000031W9 Primary SEDOL: BZ9NS11
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Proposed Investment in Wealth Mgmt For For Management Products with Self-Owned Funds
2 Approve Proposed Construction Project of Mgmt For For Research and Development and Production Base of High-End Polymer Lithium Batteries by Huizhou Ganfeng Lithium Battery Technology Co., Ltd.
3 Approve Application for Bank Facilities and Mgmt For For Provision of Guarantees by the Company and Its Wholly-Owned Subsidiaries
4 Approve Proposed Provision of Financial Mgmt For For Assistance to Australia-Based RIM Company by GFL International, a Wholly-Owned Subsidiary and Related Party Transaction
5 Elect Shen Haibo as Director Mgmt For For
Inspur Electronic Information Industry Co., Ltd.
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y51704107 Record Date: 10/27/2020 Meeting Type: Special Ticker: 000977
Primary CUSIP: Y51704107 Primary ISIN: CNE0000012M2 Primary SEDOL: 6247726
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y77443102 Record Date: 10/23/2020 Meeting Type: Special Ticker: 002294
Primary CUSIP: Y77443102 Primary ISIN: CNE100000FW8 Primary SEDOL: B3ZLX54 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
2.1 Approve Issue Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Period Mgmt For For
2.3 Approve Target Parties and Subscription Mgmt For For Manner
2.4 Approve Issue Price and Pricing Basis Mgmt For For
2.5 Approve Issue Scale Mgmt For For
2.6 Approve Restriction Period Arrangement Mgmt For For
2.7 Approve Amount and Usage of Raised Funds Mgmt For For
2.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.9 Approve Listing Location Mgmt For For
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Establishment of Special Raised Mgmt For For Funds Account
6 Approve No Need for Report on the Usage of Mgmt For For Previously Raised Funds
7 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
10 Elect Yang Ling as Non-independent Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Swellfun Co., Ltd.
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y7932B106 Record Date: 10/26/2020 Meeting Type: Special Ticker: 600779
Primary CUSIP: Y7932B106 Primary ISIN: CNE000000NH4 Primary SEDOL: 6783048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association
3 Elect Zhang Peng as Independent Director Mgmt For For
4 Elect Chen Daili as Supervisor Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
5.1 Elect Jiang Leifeng as Non-Independent Mgmt For For Director
5.2 Elect Sanjeev Churiwala as Non-Independent Mgmt For For Director
Tonghua Dongbao Pharmaceutical Co., Ltd.
Meeting Date: 10/30/2020 Country: China Primary Security ID: Y8864T107 Record Date: 10/22/2020 Meeting Type: Special Ticker: 600867
Primary CUSIP: Y8864T107 Primary ISIN: CNE000000H87 Primary SEDOL: 6882428
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment in the Construction of Mgmt For For the Production base of Insulin Bulk Medicine and Injection
2 Approve Investment in the Construction of Mgmt For For Injection Production Base Project
3 Approve Change in Usage of Raised Funds Mgmt For For Project
4 Approve Draft and Summary of Stock Option Mgmt For Against Plan and Performance Share Incentive Plan
5 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tonghua Dongbao Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
7 Approve Employee Share Purchase Plan Mgmt For For
8 Approve Management Method of Employee Mgmt For For Share Purchase Plan
9 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan
Asymchem Laboratories (Tianjin) Co., Ltd.
Meeting Date: 11/02/2020 Country: China Primary Security ID: Y0370S103 Record Date: 10/26/2020 Meeting Type: Special Ticker: 002821
Primary CUSIP: Y0370S103 Primary ISIN: CNE100002BZ6 Primary SEDOL: BZHJN94
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Management System of Raised Funds Mgmt For For
2 Approve Use of Idle Raised Funds for Cash Mgmt For For Management
3 Approve Amendments to Articles of Mgmt For For Association
Gree Electric Appliances, Inc. of Zhuhai
Meeting Date: 11/02/2020 Country: China Primary Security ID: Y2882R102 Record Date: 10/27/2020 Meeting Type: Special Ticker: 000651
Primary CUSIP: Y2882R102 Primary ISIN: CNE0000001D4 Primary SEDOL: 6990257
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Interim Profit Distribution Mgmt For For
2 Elect Cheng Min as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
Meeting Date: 11/03/2020 Country: China Primary Security ID: Y07729109 Record Date: 10/28/2020 Meeting Type: Special Ticker: 002271
Primary CUSIP: Y07729109 Primary ISIN: CNE100000CS3 Primary SEDOL: B3CTJX1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
2.1 Approve Issue Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Period Mgmt For For
2.3 Approve Target Parties and Subscription Mgmt For For Manner
2.4 Approve Reference Date, Issue Price and Mgmt For For Pricing Basis
2.5 Approve Issue Scale Mgmt For For
2.6 Approve Amount and Usage of Raised Funds Mgmt For For
2.7 Approve Restriction Period Arrangement Mgmt For For
2.8 Approve Listing Location Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Report on the Usage of Previously Mgmt For For Raised Funds
7 Approve Appraisal Report on the Usage of Mgmt For For Previously Raised Funds
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tianqi Lithium Corp.
Meeting Date: 11/04/2020 Country: China Primary Security ID: Y79327105 Record Date: 10/30/2020 Meeting Type: Special Ticker: 002466
Primary CUSIP: Y79327105 Primary ISIN: CNE100000T32 Primary SEDOL: B52KSP3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Tang Guoqiong as Independent Director Mgmt For For
AMEND COMPANY'S RULES AND Mgmt PROCEDURES
2.1 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
2.2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
2.3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
Atlas Corp. (British Columbia)
Meeting Date: 11/05/2020 Country: Marshall Isl Primary Security ID: Y0436Q109 Record Date: 09/16/2020 Meeting Type: Annual Ticker: ATCO
Primary CUSIP: Y0436Q109 Primary ISIN: MHY0436Q1098 Primary SEDOL: BLH9147
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1a Elect Bing Chen as Director Mgmt For For
1b Elect David Sokol as Director Mgmt For For
1c Elect Lawrence Simkins as Director Mgmt For For
1d Elect John C. Hsu as Director Mgmt For Withhold
1e Elect Nicholas Pitts-Tucker as Director Mgmt For Withhold
1f Elect Lawrence Chin as Director Mgmt For For
1g Elect Stephen Wallace as Director Mgmt For Withhold
1h Elect Alistair Buchanan as Director Mgmt For For
2 Approve KPMG LLP as Auditors Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Software & Service Co., Ltd.
Meeting Date: 11/05/2020 Country: China Primary Security ID: Y1503P107 Record Date: 10/29/2020 Meeting Type: Special Ticker: 600536
Primary CUSIP: Y1503P107 Primary ISIN: CNE000001BB0 Primary SEDOL: 6536048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Disposal of Intangible Assets Mgmt For For
2 Approve Issuance of Medium-term Notes Mgmt For Against
Jointown Pharmaceutical Group Co., Ltd.
Meeting Date: 11/05/2020 Country: China Primary Security ID: Y444BD102 Record Date: 10/30/2020 Meeting Type: Special Ticker: 600998
Primary CUSIP: Y444BD102 Primary ISIN: CNE100000W45 Primary SEDOL: B5319W9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in Registered Capital, Mgmt For For Business Scope and Amendments to Articles of Association
APPROVE RULES AND PROCEDURES Mgmt REGARDING MEETINGS OF BOARD OF DIRECTORS AND SUPERVISORS
2.1 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
2.2 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Liu Zhaonian as Non-independent SH For Against Director
3.2 Elect Liu Dengpan as Non-independent SH For For Director
3.3 Elect Gong Yihua as Non-independent SH For For Director
3.4 Elect Liu Changyun as Non-independent SH For For Director
3.5 Elect Liu Yichang as Non-independent SH For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jointown Pharmaceutical Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.6 Elect Wang Qi as Non-independent Director SH For For
3.7 Elect Wu Xuesong as Non-independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Zeng Xiangquan as Independent Mgmt For For Director
4.2 Elect Ai Hua as Independent Director Mgmt For For
4.3 Elect Tang Guliang as Independent Director Mgmt For For
4.4 Elect Lu Yindi as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.1 Elect Wen Xumin as Supervisor SH For For
5.2 Elect Liu Zhifeng as Supervisor SH For For
Koolearn Technology Holding Limited
Meeting Date: 11/05/2020 Country: Cayman Islands Primary Security ID: G5313A101 Record Date: 10/30/2020 Meeting Type: Annual Ticker: 1797
Primary CUSIP: G5313A101 Primary ISIN: KYG5313A1013 Primary SEDOL: BDFZ4G4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Yu Minhong as Director Mgmt For For
3 Elect Leung Yu Hua Catherine as Director Mgmt For For
4 Elect Tong Sui Bau as Director Mgmt For For
5 Elect Lin Zheying as Director Mgmt For For
6 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Koolearn Technology Holding Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Authorize Reissuance of Repurchased Shares Mgmt For Against
Koolearn Technology Holding Limited
Meeting Date: 11/05/2020 Country: Cayman Islands Primary Security ID: G5313A101 Record Date: 10/30/2020 Meeting Type: Special Ticker: 1797
Primary CUSIP: G5313A101 Primary ISIN: KYG5313A1013 Primary SEDOL: BDFZ4G4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Subscription Agreement, Issuance of Mgmt For For Subscription Shares and Related Transactions
PetroChina Company Limited
Meeting Date: 11/05/2020 Country: China Primary Security ID: Y6883Q104 Record Date: 09/30/2020 Meeting Type: Special Ticker: 857
Primary CUSIP: Y6883Q104 Primary ISIN: CNE1000003W8 Primary SEDOL: 6226576
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve New Comprehensive Agreement, Mgmt For Against Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions
2 Elect Lv Bo as Supervisor SH For For
PetroChina Company Limited
Meeting Date: 11/05/2020 Country: China Primary Security ID: Y6883Q104 Record Date: 10/27/2020 Meeting Type: Special Ticker: 857
Primary CUSIP: Y6883Q104 Primary ISIN: CNE1000003W8 Primary SEDOL: 6226576 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
PetroChina Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve New Comprehensive Agreement, Mgmt For Against Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions
2 Elect Lv Bo as Supervisor SH For For
Shenwan Hongyuan Group Co., Ltd.
Meeting Date: 11/05/2020 Country: China Primary Security ID: Y774B4110 Record Date: 10/29/2020 Meeting Type: Special Ticker: 6806
Primary CUSIP: Y774B4110 Primary ISIN: CNE100003K53 Primary SEDOL: BK6NTS3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
RESOLUTIONS IN RELATION TO THE PUBLIC Mgmt ISSUANCE OF CORPORATE BONDS
1.1 Approve Scale of Issuance Mgmt For For
1.2 Approve Method of Issuance Mgmt For For
1.3 Approve Placing Arrangement for Mgmt For For Shareholders of the Company
1.4 Approve Maturity of Bonds Mgmt For For
1.5 Approve Type of Bonds Mgmt For For
1.6 Approve Interest Rate of Bonds and Its Mgmt For For Determination Methods
1.7 Approve Target Subscribers Mgmt For For
1.8 Approve Place of Listing Mgmt For For
1.9 Approve Use of Proceeds Mgmt For For
1.10 Approve Guarantees Mgmt For For
1.11 Approve Validity Period of This Resolution Mgmt For For
1.12 Approve Authorization Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenwan Hongyuan Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Granting of General Mandate to the Mgmt For Against Board to Issue Additional A Shares and H Shares of the Company
3 Approve Plan on Authorization to the Board Mgmt For For by the General Meeting of Shenwan Hongyuan Group Co., Ltd. (2020)
4 Elect Yeung Siuman Shirley as Director Mgmt For For
Zhejiang Sanhua Intelligent Controls Co., Ltd.
Meeting Date: 11/05/2020 Country: China Primary Security ID: Y9890L126 Record Date: 10/29/2020 Meeting Type: Special Ticker: 002050
Primary CUSIP: Y9890L126 Primary ISIN: CNE000001M22 Primary SEDOL: B0838P1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
2 Approve Issuance of Convertible Bonds Mgmt For For
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Method and Term for the Repayment Mgmt For For of Principal and Interest
2.7 Approve Guarantee Matters Mgmt For For
2.8 Approve Conversion Period Mgmt For For
2.9 Approve Method for Determining the Number Mgmt For For of Shares for Conversion
2.10 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.11 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.12 Approve Terms of Redemption Mgmt For For
2.13 Approve Terms of Sell-Back Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Sanhua Intelligent Controls Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.14 Approve Dividend Distribution Post Mgmt For For Conversion
2.15 Approve Issue Manner and Target Subscribers Mgmt For For
2.16 Approve Bondholders and Bondholders Mgmt For For Meeting
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Raised Funds Deposit Account Mgmt For For
2.19 Approve Resolution Validity Period Mgmt For For
3 Approve Plan for Issuance of Convertible Mgmt For For Bonds
4 Approve Feasibility Analysis Report on the Mgmt For For Intended Usage of Raised Funds
5 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
6 Approve Shareholder Return Plan Mgmt For For
7 Approve Formulation of Rules and Procedures Mgmt For For Regarding Convertible Corporate Bondholders Meeting
8 Approve Report on the Usage of Previously Mgmt For For Raised Funds
9 Approve Authorization of Board and Board Mgmt For For Authorized Person to Handle All Related Matters
10 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
11 Approve Amendments to Articles of Mgmt For For Association
3SBio, Inc.
Meeting Date: 11/06/2020 Country: Cayman Islands Primary Security ID: G8875G102 Record Date: 11/02/2020 Meeting Type: Special Ticker: 1530
Primary CUSIP: G8875G102 Primary ISIN: KYG8875G1029 Primary SEDOL: BY9D3L9 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
3SBio, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1A Approve Grant of Awarded Shares to Zhu Mgmt For Against Zhenping Pursuant to the Share Award Scheme
1B Approve Grant of Specific Mandate to Issue Mgmt For Against Awarded Shares to Zhu Zhenping and Related Transactions
1C Authorize Board to Deal with All Matters in Mgmt For Against Relation to the Grant of Awarded Shares to Zhu Zhenping Pursuant to the Share Award Scheme and Grant of Specific Mandate
East Money Information Co., Ltd.
Meeting Date: 11/06/2020 Country: China Primary Security ID: Y2234B102 Record Date: 10/28/2020 Meeting Type: Special Ticker: 300059
Primary CUSIP: Y2234B102 Primary ISIN: CNE100000MD4 Primary SEDOL: B62Q4K5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
2 Approve Issuance of Convertible Bonds Mgmt For For
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Method and Term for the Repayment Mgmt For For of Principal and Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
East Money Information Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.10 Approve Method for Determining the Number Mgmt For For of Shares for Conversion
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Matters Related to Bondholders Mgmt For For Meeting
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Guarantee Matters Mgmt For For
2.19 Approve Depository of Raised Funds Mgmt For For
2.20 Approve Validity Period Mgmt For For
3 Approve Plan for Issuance of Convertible Mgmt For For Bonds
4 Approve Demonstration Analysis Report in Mgmt For For Connection to Issuance of Convertible Bonds
5 Approve Feasibility Analysis Report on the Mgmt For For Intended Usage of Raised Funds
6 Approve Report on the Usage of Previously Mgmt For For Raised Funds
7 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
8 Approve Authorization of Board and Its Mgmt For For Authorized Persons to Handle All Related Matters
9 Approve Rules and Procedures Regarding Mgmt For For Convertible Corporate Bondholders Meeting
Shenzhen Goodix Technology Co., Ltd.
Meeting Date: 11/06/2020 Country: China Primary Security ID: Y774BW100 Record Date: 11/02/2020 Meeting Type: Special Ticker: 603160
Primary CUSIP: Y774BW100 Primary ISIN: CNE100002G84 Primary SEDOL: BD3H4Q2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Goodix Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary on Employee Mgmt For For Share Purchase Plan
2 Approve Management Method of Employee Mgmt For For Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
4 Approve to Appoint Auditor Mgmt For For
5 Approve Guarantee Provision Plan Mgmt For For
ZTE Corporation
Meeting Date: 11/06/2020 Country: China Primary Security ID: Y0004F105 Record Date: 11/02/2020 Meeting Type: Special Ticker: 763
Primary CUSIP: Y0004F105 Primary ISIN: CNE1000004Y2 Primary SEDOL: B04KP88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Share Option Incentive Scheme Mgmt For Against (Draft) of ZTE Corporation and Its Summary
2 Approve 2020 Share Option Incentive Scheme Mgmt For Against Performance Appraisal System of ZTE Corporation
3 Approve Mandate Granted to the Board by the Mgmt For Against General Meeting to Deal with Matters Pertaining to the 2020 Share Option Incentive Scheme
4 Approve Management Stock Ownership Mgmt For Against Scheme (Draft) of ZTE Corporation and Its Summary
5 Approve Measures for the Administration of Mgmt For Against the Management Stock Ownership Scheme of ZTE Corporation
6 Approve Mandate Granted to the Board by the Mgmt For Against General Meeting to Deal with Matters Pertaining to the Management Stock Ownership Scheme Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Meeting Date: 11/06/2020 Country: China Primary Security ID: Y0004F105 Record Date: 11/02/2020 Meeting Type: Special Ticker: 763
Primary CUSIP: Y0004F105 Primary ISIN: CNE1000004Y2 Primary SEDOL: B04KP88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve the 2020 Share Option Incentive Mgmt For Against Scheme (Draft) of ZTE Corporation and Its Summary
2 Approve 2020 Share Option Incentive Scheme Mgmt For Against Performance Appraisal System of ZTE Corporation
3 Approve Mandate Granted to the Board by the Mgmt For Against General Meeting to Deal with Matters Pertaining to the 2020 Share Option Incentive Scheme
4 Approve Management Stock Ownership Mgmt For Against Scheme (Draft) of ZTE Corporation and Its Summary
5 Approve Measures for the Administration of Mgmt For Against the Management Stock Ownership Scheme of ZTE Corporation
6 Approve the Mandate Granted to the Board by Mgmt For Against the General Meeting to Deal with Matters Pertaining to the Management Stock Ownership Scheme
China Greatwall Technology Group Co., Ltd.
Meeting Date: 11/09/2020 Country: China Primary Security ID: Y14392107 Record Date: 11/03/2020 Meeting Type: Special Ticker: 000066
Primary CUSIP: Y14392107 Primary ISIN: CNE000000RL7 Primary SEDOL: 6112095
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Dong Peiwu as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
G-Bits Network Technology (Xiamen) Co., Ltd.
Meeting Date: 11/09/2020 Country: China Primary Security ID: Y2688G102 Record Date: 11/02/2020 Meeting Type: Special Ticker: 603444
Primary CUSIP: Y2688G102 Primary ISIN: CNE100002GK7 Primary SEDOL: BYPDLN1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Stock Option Incentive Plan and Its Mgmt For Against Summary
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Elect Lin Runyuan as Supervisor Mgmt For For
Hubei Jumpcan Pharmaceutical Co., Ltd.
Meeting Date: 11/09/2020 Country: China Primary Security ID: Y3120L105 Record Date: 11/03/2020 Meeting Type: Special Ticker: 600566
Primary CUSIP: Y3120L105 Primary ISIN: CNE0000018X6 Primary SEDOL: 6391560
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 11/09/2020 Country: China Primary Security ID: Y4448A102 Record Date: 11/02/2020 Meeting Type: Special Ticker: 002157
Primary CUSIP: Y4448A102 Primary ISIN: CNE1000006H2 Primary SEDOL: B23N9L3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangxi Zhengbang Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Provision of Guarantee SH For Against
4 Approve Related Party Transactions SH For For
Guangdong Hongda Blasting Co., Ltd.
Meeting Date: 11/10/2020 Country: China Primary Security ID: Y2925L104 Record Date: 11/05/2020 Meeting Type: Special Ticker: 002683
Primary CUSIP: Y2925L104 Primary ISIN: CNE100001F37 Primary SEDOL: B8DDJ15
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend the Chairman's Remuneration Plan Mgmt For For
2 Approve Formulation of the Chairman's Mgmt For For Remuneration Assessment Responsibility Letter
3 Elect Sun Fangwei as Non-Independent SH For For Director
4 Approve Guarantee Provision for Hongda Mgmt For For Lianshao Mining Co., Ltd.
5 Approve Guarantee Provision for Hongda Mgmt For For Pakistan Engineering Co., Ltd.
Hengyi Petrochemical Co., Ltd.
Meeting Date: 11/10/2020 Country: China Primary Security ID: Y3183A103 Record Date: 11/05/2020 Meeting Type: Special Ticker: 000703
Primary CUSIP: Y3183A103 Primary ISIN: CNE0000001J1 Primary SEDOL: 6005515
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Entrusted Loans to Mgmt For Against Associate Company
2 Approve Provision of Entrusted Loans to Mgmt For Against Hainan Yisheng Petrochemical Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Western Securities Co., Ltd.
Meeting Date: 11/10/2020 Country: China Primary Security ID: Y9382Q104 Record Date: 11/04/2020 Meeting Type: Special Ticker: 002673
Primary CUSIP: Y9382Q104 Primary ISIN: CNE100001D96 Primary SEDOL: B819M05
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE RELATED PARTY TRANSACTIONS Mgmt
1.1 Approve Related Party Transaction with Mgmt For For Shaanxi Investment Group Co., Ltd.
1.2 Approve Related Party Transaction with Mgmt For For Shaanxi Huashan Venture Co., Ltd.
1.3 Approve Related Party Transaction with Mgmt For For Shaanxi Juncheng Financial Leasing Co., Ltd.
1.4 Approve Related Party Transaction with Mgmt For For Shaanxi Growth Enterprise Guidance Fund Management Co., Ltd.
1.5 Approve Related Party Transaction with Mgmt For For Shanghai Urban Investment Holdings Investment Co., Ltd.
Beijing UniStrong Science & Technology Co., Ltd.
Meeting Date: 11/11/2020 Country: China Primary Security ID: Y07762100 Record Date: 11/05/2020 Meeting Type: Special Ticker: 002383
Primary CUSIP: Y07762100 Primary ISIN: CNE100000MY0 Primary SEDOL: B4QFBK3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For Against Connection to Provision of Supplementary Pledges and Mortgages
China Zhongwang Holdings Limited
Meeting Date: 11/11/2020 Country: Cayman Islands Primary Security ID: G215AT102 Record Date: 11/06/2020 Meeting Type: Special Ticker: 1333
Primary CUSIP: G215AT102 Primary ISIN: KYG215AT1023 Primary SEDOL: B3VZ220 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Zhongwang Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1a Approve the Disposal, the Compensation Mgmt For For Agreement and Related Transactions
1b Authorize Board to Deal with All Matters in Mgmt For For Relation to the Disposal and the Compensation Agreement
2a Approve Proposed Spin-Off and Related Mgmt For For Transactions
2b Authorize Board to Deal with All Matters in Mgmt For For Relation to the Proposed Spin-Off
COFCO Biotechnology Co., Ltd.
Meeting Date: 11/11/2020 Country: China Primary Security ID: Y0137R109 Record Date: 11/03/2020 Meeting Type: Special Ticker: 000930
Primary CUSIP: Y0137R109 Primary ISIN: CNE000000ZR7 Primary SEDOL: 6162766
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Counter Guarantee to Mgmt For For Controlling Shareholder
CSG Holding Co., Ltd.
Meeting Date: 11/11/2020 Country: China Primary Security ID: Y1R16V105 Record Date: 11/03/2020 Meeting Type: Special Ticker: 200012
Primary CUSIP: Y1R16V105 Primary ISIN: CNE0000002M3 Primary SEDOL: 6196174
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ping An Healthcare & Technology Company Limited
Meeting Date: 11/11/2020 Country: Cayman Islands Primary Security ID: G71139102 Record Date: 11/05/2020 Meeting Type: Special Ticker: 1833
Primary CUSIP: G71139102 Primary ISIN: KYG711391022 Primary SEDOL: BDRYVB3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Fang Weihao as Director Mgmt For For
2 Approve 2020 Provision of Products and Mgmt For Against Services Framework Agreement, 2020 Services Purchasing Framework Agreement, 2020 Financial Service Framework Agreement, Proposed Annual Caps and Related Transactions
Zhejiang NHU Co. Ltd.
Meeting Date: 11/11/2020 Country: China Primary Security ID: Y98910105 Record Date: 11/04/2020 Meeting Type: Special Ticker: 002001
Primary CUSIP: Y98910105 Primary ISIN: CNE000001J84 Primary SEDOL: B01KBG1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary on Employee Mgmt For For Share Purchase Plan
2 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
China Construction Bank Corporation
Meeting Date: 11/12/2020 Country: China Primary Security ID: Y1397N101 Record Date: 10/12/2020 Meeting Type: Special Ticker: 939
Primary CUSIP: Y1397N101 Primary ISIN: CNE1000002H1 Primary SEDOL: B0LMTQ3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Construction Bank Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Lyu Jiajin as Director Mgmt For For
2 Elect Shao Min as Director Mgmt For Against
3 Elect Liu Fang as Director Mgmt For Against
4 Elect William (Bill) Coen as Director Mgmt For For
5 Approve Remuneration Distribution and Mgmt For For Settlement Plan for Directors
6 Approve Remuneration Distribution and Mgmt For For Settlement Plan for Supervisors
7 Approve Issuance of Qualified Write-Down Mgmt For For Tier 2 Capital Instruments
Jiangsu Eastern Shenghong Co., Ltd.
Meeting Date: 11/12/2020 Country: China Primary Security ID: Y9717R108 Record Date: 11/06/2020 Meeting Type: Special Ticker: 000301
Primary CUSIP: Y9717R108 Primary ISIN: CNE0000012K6 Primary SEDOL: 6246336
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Transfer of Fund Property Shares and Capital Injection
2 Approve to Adjust the Allowance of Mgmt For For Independent Directors
Lingyi iTech (Guangdong) Co.
Meeting Date: 11/12/2020 Country: China Primary Security ID: Y446BS104 Record Date: 11/05/2020 Meeting Type: Special Ticker: 002600
Primary CUSIP: Y446BS104 Primary ISIN: CNE1000015L5 Primary SEDOL: B6SGJ82
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lingyi iTech (Guangdong) Co.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Issuance of Medium-term Notes and Mgmt For For Super Short-term Commercial Papers
3 Approve Additional Guarantee Provision Plan Mgmt For For
SG Micro Corp.
Meeting Date: 11/12/2020 Country: China Primary Security ID: Y7679C101 Record Date: 11/05/2020 Meeting Type: Special Ticker: 300661
Primary CUSIP: Y7679C101 Primary ISIN: CNE100002NT4 Primary SEDOL: BDZYZ35
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
5 Amend Related Party Transaction Mgmt For For Management System
6 Amend External Guarantee System Mgmt For For
7 Amend Foreign Investment System Mgmt For For
8 Amend Investor Relations Management Mgmt For For System
9 Amend Working System for Independent Mgmt For For Directors
10 Amend Management System of Raised Funds Mgmt For For
11 Approve Formulation of Detailed Rules for the Mgmt For For Implementation of Online Voting of the Shareholders General Meeting Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wuxi Biologics (Cayman), Inc.
Meeting Date: 11/12/2020 Country: Cayman Islands Primary Security ID: G97008117 Record Date: 11/06/2020 Meeting Type: Special Ticker: 2269
Primary CUSIP: G97008117 Primary ISIN: KYG970081173 Primary SEDOL: BL6B9P1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Share Subdivision Mgmt For For
Zhejiang Supor Co., Ltd.
Meeting Date: 11/12/2020 Country: China Primary Security ID: Y98925103 Record Date: 11/05/2020 Meeting Type: Special Ticker: 002032
Primary CUSIP: Y98925103 Primary ISIN: CNE000001KS5 Primary SEDOL: B02JCS6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction Mgmt For For
China National Accord Medicines Corp. Ltd.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y1570W100 Record Date: 11/09/2020 Meeting Type: Special Ticker: 200028
Primary CUSIP: Y1570W100 Primary ISIN: CNE0000009M8 Primary SEDOL: 6803225
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Adjustment to Bank Credit Line and Mgmt For Against Guarantee Provision Arrangment
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Wu Yijian as Non-independent Director SH For For
2.2 Elect Lin Min as Non-independent Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y2R318121 Record Date: 11/06/2020 Meeting Type: Special Ticker: 2238
Primary CUSIP: Y2R318121 Primary ISIN: CNE100000Q35 Primary SEDOL: B433995
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 A Share Option and Restricted Mgmt For For Share Incentive Scheme (Draft) and Summary
2 Approve Appraisal Management Measures for Mgmt For For Implementation of the 2020 A Share Option and Restricted Share Incentive Scheme
3 Authorize Board to Deal with All Matters in Mgmt For For Relation to the 2020 A Share Option and Restricted Share Incentive Scheme
4 Amend Articles of Association Mgmt For For
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y2R318121 Record Date: 11/06/2020 Meeting Type: Special Ticker: 2238
Primary CUSIP: Y2R318121 Primary ISIN: CNE100000Q35 Primary SEDOL: B433995
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 A Share Option and Restricted Mgmt For For Share Incentive Scheme (Draft) and Summary
2 Approve Appraisal Management Measures for Mgmt For For Implementation of the 2020 A Share Option and Restricted Share Incentive Scheme
3 Authorize Board to Deal with All Matters in Mgmt For For Relation to the 2020 A Share Option and Restricted Share Incentive Scheme Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Henan Shuanghui Investment & Development Co., Ltd.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y3121R101 Record Date: 11/06/2020 Meeting Type: Special Ticker: 000895
Primary CUSIP: Y3121R101 Primary ISIN: CNE000000XM3 Primary SEDOL: 6128780
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Profit Distribution Plan for First Mgmt For For Three Quarters of 2020
2 Approve Daily Related Party Transactions SH For For
Joyoung Co., Ltd.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y4466H104 Record Date: 11/06/2020 Meeting Type: Special Ticker: 002242
Primary CUSIP: Y4466H104 Primary ISIN: CNE100000BQ9 Primary SEDOL: B2RHJ00
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Working System for Independent Mgmt For For Directors
4 Approve Amendments to Articles of Mgmt For For Association
5 Approve Related Party Transaction Mgmt For For
6 Approve Capital Increase and Share Mgmt For For Expansion of Controlled Subsidiaries
Shandong Gold Mining Co., Ltd.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y76831125 Record Date: 11/06/2020 Meeting Type: Special Ticker: 1787
Primary CUSIP: Y76831125 Primary ISIN: CNE1000036N7 Primary SEDOL: BFD2096 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Gold Mining Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
RESOLUTIONS IN RELATION TO THE GRANT Mgmt OF THE SPECIFIC MANDATE TO THE DIRECTORS TO ISSUE THE NEW H SHARES AND THE LISTING OF THE NEW H SHARES ON THE STOCK EXCHANGE PURSUANT TO THE PROPOSAL AND THE SCHEME
1.01 Approve Types and Nominal Value of Shares Mgmt For For to be Issued
1.02 Approve Method and Time of Issuance Mgmt For For
1.03 Approve Target Subscribers and Method of Mgmt For For Subscription
1.04 Approve Size of Issuance Mgmt For For
1.05 Approve Share Exchange Ratio Mgmt For For
1.06 Approve Arrangement Relating to the Mgmt For For Accumulated Undistributed Profits
1.07 Approve Place of Listing Mgmt For For
1.08 Approve Validity Period of the Resolution Mgmt For For
2 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Issue of and the Listing of the New H Shares on the Stock Exchange
3 Approve Reports on the Use of Proceeds from Mgmt For For Previous Issunce
Shandong Gold Mining Co., Ltd.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y76831125 Record Date: 11/06/2020 Meeting Type: Special Ticker: 1787
Primary CUSIP: Y76831125 Primary ISIN: CNE1000036N7 Primary SEDOL: BFD2096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Gold Mining Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE GRANT Mgmt OF THE SPECIFIC MANDATE TO THE DIRECTORS TO ISSUE THE NEW H SHARES AND THE LISTING OF THE NEW H SHARES ON THE STOCK EXCHANGE PURSUANT TO THE PROPOSAL AND THE SCHEME
1.01 Approve Types and Nominal Value of Shares Mgmt For For to be Issued
1.02 Approve Method and Time of Issuance Mgmt For For
1.03 Approve Target Subscribers and Method of Mgmt For For Subscription
1.04 Approve Size of Issuance Mgmt For For
1.05 Approve Share Exchange Ratio Mgmt For For
1.06 Approve Arrangement Relating to the Mgmt For For Accumulated Undistributed Profits
1.07 Approve Place of Listing Mgmt For For
1.08 Approve Validity Period of the Resolution Mgmt For For
Shanghai Jin Jiang Capital Company Limited
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y7688D108 Record Date: 11/09/2020 Meeting Type: Special Ticker: 2006
Primary CUSIP: Y7688D108 Primary ISIN: CNE1000003Z1 Primary SEDOL: B1JXKZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Deemed Disposal of Equity Interest Mgmt For For in Shanghai Jin Jiang International Hotels Company Limited
Shennan Circuits Co., Ltd.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y774D3102 Record Date: 11/06/2020 Meeting Type: Special Ticker: 002916
Primary CUSIP: Y774D3102 Primary ISIN: CNE100003373 Primary SEDOL: BF2W0K8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shennan Circuits Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Loans and Related Party Mgmt For For Transactions
2 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association
3 Approve to Appoint Auditor Mgmt For For
4 Approve Financial Service Agreement Mgmt For Against
TCL Technology Group Corp.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y8549C107 Record Date: 11/06/2020 Meeting Type: Special Ticker: 000100
Primary CUSIP: Y8549C107 Primary ISIN: CNE000001GL8 Primary SEDOL: 6731133
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Li Dongsheng as Non-Independent SH For For Director
1.2 Elect Liang Weihua as Non-Independent SH For For Director
1.3 Elect Du Juan as Non-Independent Director SH For Against
1.4 Elect Jin Xuzhi as Non-Independent Director SH For For
1.5 Elect Liao Qian as Non-Independent Director SH For For
1.6 Elect Shen Haoping as Non-Independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Gan Yong as Independent Director SH For For
2.2 Elect Chen Shiyi as Independent Director SH For For
2.3 Elect Wan Liangyong as Independent Director SH For For
2.4 Elect Liu Xunci as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
TCL Technology Group Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.1 Elect He Zhuohui as Supervisor SH For For
3.2 Elect Qiu Haiyan as Supervisor SH For For
4 Approve Amendments to Articles of Mgmt For For Association
Weichai Power Co., Ltd.
Meeting Date: 11/13/2020 Country: China Primary Security ID: Y9531A109 Record Date: 11/09/2020 Meeting Type: Special Ticker: 2338
Primary CUSIP: Y9531A109 Primary ISIN: CNE1000004L9 Primary SEDOL: 6743956
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Supplemental Agreement to the Mgmt For For Weichai Sale and Processing Services Agreement and Relevant New Caps
2 Approve Supplemental Agreement to the Mgmt For For Weichai Holdings Utilities Services Agreement and Chongqing Weichai Utilities Services and Relevant New Caps
3 Approve Supplemental Agreement to the Mgmt For For Weichai Heavy Machinery Purchase and Processing Services Agreement and Relevant New Caps
4 Approve Supplemental Agreement to the Mgmt For For Weichai Power Diesel Engines Supply Framework Agreement and the Weichai Yangzhou Diesel Engines Supply FrameworkAgreement and Relevant New Caps
5 Approve Supplemental Agreement to the Mgmt For For Transmissions Supply Framework Agreement and Relevant New Caps
6 Approve Supplemental Agreement to the Mgmt For For Axles Supply Framework Agreement and Relevant New Caps
7 Approve Supplemental Agreement to the Mgmt For For Weichai Westport Supply Agreement and Relevant New Caps Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Weichai Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Supplemental Agreement to the Mgmt For For Weichai Westport Purchase Agreement and Relevant New Caps
9 Approve Supplemental Agreement to the Mgmt For For Weichai Westport Logistics Agreement and Relevant New Caps
10 Approve Supplemental Agreement to the Mgmt For For Weichai Westport Leasing Agreement and Relevant New Caps
11 Approve Grant of the Guarantee(s) by the Mgmt For Against Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans
12 Amend Articles of Association Mgmt For For
ADAMA Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y3746K101 Record Date: 11/11/2020 Meeting Type: Special Ticker: 200553
Primary CUSIP: Y3746K101 Primary ISIN: CNE000000Q52 Primary SEDOL: 6442156
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Ge Ming as Independent Director Mgmt For For
2 Approve Change in Usage of Raised Funds Mgmt For For
3 Elect Dong Jiahui as Supervisor Mgmt For For
Bank of Nanjing Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y0698E109 Record Date: 11/09/2020 Meeting Type: Special Ticker: 601009
Primary CUSIP: Y0698E109 Primary ISIN: CNE100000627 Primary SEDOL: B232ZB2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Nanjing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Type Mgmt For For
2.2 Approve Issue Size Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Interest Payment Period and Method Mgmt For For
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.10 Approve Determination Method of Number of Mgmt For For Shares Converted
2.11 Approve Attributable Dividends Annual Mgmt For For Conversion
2.12 Approve Terms of Redemption Mgmt For For
2.13 Approve Terms of Sell-Back Mgmt For For
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Convertible Bondholders and Matters Mgmt For For Relating to Meetings of Convertible Bondholders
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Guarantee Matters Mgmt For For
2.19 Approve Resolution Validity Period Mgmt For For
3 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
4 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Nanjing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Authorization of Board to Handle All Mgmt For For Related Matters
6 Approve Report on the Usage of Previously Mgmt For For Raised Funds
7 Approve Daily Related Party Transaction Mgmt For For
Beijing BDStar Navigation Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y0771F106 Record Date: 11/11/2020 Meeting Type: Special Ticker: 002151
Primary CUSIP: Y0771F106 Primary ISIN: CNE100000643 Primary SEDOL: B23GZS1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
China Film Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y1R8AC107 Record Date: 11/05/2020 Meeting Type: Special Ticker: 600977
Primary CUSIP: Y1R8AC107 Primary ISIN: CNE100002GX0 Primary SEDOL: BZ5YBS6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend External Guarantee Management Mgmt For Against System
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
2.1 Elect Wang Bei as Non-Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Ding Li as Supervisor Mgmt For For
3.2 Elect Zhao Xia as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Chemical Engineering Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y1504G106 Record Date: 11/10/2020 Meeting Type: Special Ticker: 601117
Primary CUSIP: Y1504G106 Primary ISIN: CNE100000KC0 Primary SEDOL: B58R0Z2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Lei Dianwu as Non-Independent Director SH For For
2 Approve the Company's Related Party Mgmt For For Transaction Management System
3 Approve the Directors' Remuneration Mgmt For For Management Measures
4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y1513C104 Record Date: 11/10/2020 Meeting Type: Special Ticker: 2866
Primary CUSIP: Y1513C104 Primary ISIN: CNE100000536 Primary SEDOL: B018L76
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Assignment and Novation Mgmt For For Agreements
2 Approve Shipbuilding Contracts Mgmt For For
Da An Gene Co., Ltd. of Sun Yat-sen University
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y1856D115 Record Date: 11/09/2020 Meeting Type: Special Ticker: 002030
Primary CUSIP: Y1856D115 Primary ISIN: CNE000001KP1 Primary SEDOL: B02FTP0 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Da An Gene Co., Ltd. of Sun Yat-sen University
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Increase the Use of Idle Own Mgmt For For Funds to Purchase Structured Deposits and Guaranteed Financial Products
Guangdong Haid Group Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y29255109 Record Date: 11/09/2020 Meeting Type: Special Ticker: 002311
Primary CUSIP: Y29255109 Primary ISIN: CNE100000HP8 Primary SEDOL: B597PH8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
1.1 Elect Wang Hua as Supervisor Mgmt For For
1.2 Elect Mu Yongfang as Supervisor Mgmt For For
2 Approve to Appoint Auditor Mgmt For For
3 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
4 Approve Securities Investment and Mgmt For Against Derivatives Transactions
5 Approve External Financial Assistance Mgmt For For
Hengtong Optic-Electric Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y3174C100 Record Date: 11/09/2020 Meeting Type: Special Ticker: 600487
Primary CUSIP: Y3174C100 Primary ISIN: CNE000001FQ9 Primary SEDOL: 6676193
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Asset Integration and Related Party Mgmt For For Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Changshu Rural Commercial Bank Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y443B1100 Record Date: 11/06/2020 Meeting Type: Special Ticker: 601128
Primary CUSIP: Y443B1100 Primary ISIN: CNE100002RJ6 Primary SEDOL: BDFBDR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
Jinke Property Group Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y4463Q107 Record Date: 11/10/2020 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Additional Guarantee Mgmt For Against
2 Amend Management System for Providing Mgmt For For External Guarantees
3 Amend Related-Party Transaction Mgmt For For Management System
4 Amend Major Investment Decision Mgmt For For Management System
Lomon Billions Group Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y3122W109 Record Date: 11/09/2020 Meeting Type: Special Ticker: 002601
Primary CUSIP: Y3122W109 Primary ISIN: CNE1000015M3 Primary SEDOL: B6SGJ37 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lomon Billions Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Profit Distribution Plan Mgmt For For
2 Approve to Appoint Auditor Mgmt For For
Red Star Macalline Group Corporation Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y7S99R100 Record Date: 11/11/2020 Meeting Type: Special Ticker: 1528
Primary CUSIP: Y7S99R100 Primary ISIN: CNE100001ZS2 Primary SEDOL: BYNC0S8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Amend Articles of Association Mgmt For For
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
2.1 Elect Qin Hong as Director SH For For
3.1 Elect Liu Jin as Director SH For For
Sichuan Shuangma Cement Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y7932Y106 Record Date: 11/11/2020 Meeting Type: Special Ticker: 000935
Primary CUSIP: Y7932Y106 Primary ISIN: CNE000001048 Primary SEDOL: 6166843
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Transfer of Subscription Shares of Henan Harmonious Jinyu Industrial Investment Fund (Limited Partnership) Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Unisplendour Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y8997B106 Record Date: 11/10/2020 Meeting Type: Special Ticker: 000938
Primary CUSIP: Y8997B106 Primary ISIN: CNE0000010T1 Primary SEDOL: 6172561
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee for Credit Mgmt For Against Line Bank Application
2 Approve Provision of Guarantee for Credit Mgmt For Against Line Manufacturer Application
3 Amend Articles of Association Mgmt For Against
4 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
5 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
6 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
Wasu Media Holding Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y9532N100 Record Date: 11/09/2020 Meeting Type: Special Ticker: 000156
Primary CUSIP: Y9532N100 Primary ISIN: CNE0000014L0 Primary SEDOL: 6283872
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use of Idle Own Funds to Invest in Mgmt For Against Financial Products
Winning Health Technology Group Co. Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y7685K105 Record Date: 11/09/2020 Meeting Type: Special Ticker: 300253
Primary CUSIP: Y7685K105 Primary ISIN: CNE1000016F5 Primary SEDOL: B43XCJ6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Winning Health Technology Group Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Amendments to Articles of Mgmt For For Association
3 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
5 Amend Working System for Independent Mgmt For For Directors
6 Amend Related Party Transaction Mgmt For For Management System
7 Amend External Guarantee Management Mgmt For For System
8 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
Zhejiang Century Huatong Group Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y988BH109 Record Date: 11/10/2020 Meeting Type: Special Ticker: 002602
Primary CUSIP: Y988BH109 Primary ISIN: CNE1000015R2 Primary SEDOL: B4R3NW2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transactions Mgmt For For
Zhejiang Chint Electrics Co., Ltd.
Meeting Date: 11/16/2020 Country: China Primary Security ID: Y988AY103 Record Date: 11/09/2020 Meeting Type: Special Ticker: 601877
Primary CUSIP: Y988AY103 Primary ISIN: CNE100000KD8 Primary SEDOL: B5V7S33 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Chint Electrics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Approve Signing of Financial Service Mgmt For Against Agreement
3 Approve External Guarantee Mgmt For For
AVIC Capital Co., Ltd.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y07709101 Record Date: 11/06/2020 Meeting Type: Special Ticker: 600705
Primary CUSIP: Y07709101 Primary ISIN: CNE000000KC1 Primary SEDOL: 6110602
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition Mgmt For For
2 Approve Adjustment of Daily Related Party Mgmt For For Transaction
3 Approve Supplementary Daily Related Party Mgmt For For Transaction
BOE Technology Group Co., Ltd.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y0920M119 Record Date: 11/06/2020 Meeting Type: Special Ticker: 200725
Primary CUSIP: Y0920M119 Primary ISIN: CNE000000R44 Primary SEDOL: 6001096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Draft and Summary of Stock Options Mgmt For Against and Performance Share Incentive Plan
2 Approve Stock Options and Performance Mgmt For Against Share Grant Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BOE Technology Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
4 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Chinese Universe Publishing & Media Group Co., Ltd.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y4445Q100 Record Date: 11/10/2020 Meeting Type: Special Ticker: 600373
Primary CUSIP: Y4445Q100 Primary ISIN: CNE0000019X4 Primary SEDOL: 6451226
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Wu Xingen as Non-Independent Director SH For For
2 Approve Appointment of Financial Auditor Mgmt For For
3 Approve Appointment of Internal Control Mgmt For For Auditor
4 Approve Provision of Guarantee Mgmt For For
Founder Securities Co., Ltd.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y261GX101 Record Date: 11/09/2020 Meeting Type: Special Ticker: 601901
Primary CUSIP: Y261GX101 Primary ISIN: CNE1000015Y8 Primary SEDOL: B3Y2110
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
2 Approve Authorization to Issue Domestic and Mgmt For For Foreign Debt Financing Instruments Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangxi Guidong Electric Power Co. Ltd.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y2931E102 Record Date: 11/11/2020 Meeting Type: Special Ticker: 600310
Primary CUSIP: Y2931E102 Primary ISIN: CNE000001741 Primary SEDOL: 6338802
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Allowance of Independent Directors Mgmt For For
2 Approve Issuance of Medium-term Notes Mgmt For Against
3 Approve Issuance of Super Short-term Mgmt For Against Commercial Papers
4 Approve Debt Financing Plan Mgmt For Against
5 Approve Additional Credit Line Application Mgmt For Against
6 Approve Provision of Guarantee Mgmt For Against
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Qin Min as Non-Independent Director SH For For
7.2 Elect Pan Xuemei as Non-Independent SH For For Director
7.3 Elect Li Cong as Non-Independent Director SH For For
7.4 Elect Lei Yu as Non-Independent Director SH For For
7.5 Elect Zhao Baishun as Non-Independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Nong Chuqin as Independent Director SH For For
8.2 Elect Li Changjia as Independent Director SH For For
8.3 Elect Feng Liuyu as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
9.1 Elect Mo Xuemei as Supervisor SH For For
9.2 Elect Lan Min as Supervisor SH For For
9.3 Elect Liang Zhenqiang as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Haige Communications Group Inc. Co.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y29328104 Record Date: 11/10/2020 Meeting Type: Special Ticker: 002465
Primary CUSIP: Y29328104 Primary ISIN: CNE100000T24 Primary SEDOL: B51R1H8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
1.1 Elect Bai Ziwu as Supervisor SH For For
1.2 Elect Chen Wei as Supervisor SH For For
Jiangsu Yoke Technology Co., Ltd.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y444AX109 Record Date: 11/09/2020 Meeting Type: Special Ticker: 002409
Primary CUSIP: Y444AX109 Primary ISIN: CNE100000PG0 Primary SEDOL: B3Q8P92
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y4451G103 Record Date: 11/12/2020 Meeting Type: Special Ticker: 000961
Primary CUSIP: Y4451G103 Primary ISIN: CNE0000011P7 Primary SEDOL: 6201595
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change of Registered Address Mgmt For For
2 Approve Provision of Guarantee Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ninestar Corp.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y9892Z107 Record Date: 11/12/2020 Meeting Type: Special Ticker: 002180
Primary CUSIP: Y9892Z107 Primary ISIN: CNE1000007W9 Primary SEDOL: B28SL51
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Loan Mgmt For Against
Poly Developments & Holdings Group Co., Ltd.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y7000Q100 Record Date: 11/06/2020 Meeting Type: Special Ticker: 600048
Primary CUSIP: Y7000Q100 Primary ISIN: CNE000001ND1 Primary SEDOL: B19RB38
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Management System of Raised Funds Mgmt For For
2 Approve to Appoint Auditor Mgmt For For
3 Approve Issuance of REITs Projects and Mgmt For For Provision of Credit Enhancement Measures
4 Approve Change of Remaining Perpetual Mgmt For For medium-term Notes to Medium-term Notes
Shanghai Yuyuan Tourist Mart Group Co., Ltd.
Meeting Date: 11/17/2020 Country: China Primary Security ID: Y7710N108 Record Date: 11/10/2020 Meeting Type: Special Ticker: 600655
Primary CUSIP: Y7710N108 Primary ISIN: CNE000000594 Primary SEDOL: 6802891
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Gao Min as Non-Independent Director Mgmt For For
2 Approve Employee Share Purchase Plan Mgmt For Against (Draft) and Summary Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Yuyuan Tourist Mart Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
4 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
5 Approve Appointment of Shareholding Plan Mgmt For Against Asset Management Agency
6 Approve Amendments to Articles of Mgmt For For Association
7 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
Bank of Beijing Co., Ltd.
Meeting Date: 11/18/2020 Country: China Primary Security ID: Y06958113 Record Date: 11/09/2020 Meeting Type: Special Ticker: 601169
Primary CUSIP: Y06958113 Primary ISIN: CNE100000734 Primary SEDOL: B249NZ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhao Bing as Non-independent Director Mgmt For For
2 Approve Grant of Related Credit Line to Bank Mgmt For Against of Beijing Leasing Co., Ltd.
Bank of Communications Co., Ltd.
Meeting Date: 11/18/2020 Country: China Primary Security ID: Y06988102 Record Date: 09/29/2020 Meeting Type: Special Ticker: 3328
Primary CUSIP: Y06988102 Primary ISIN: CNE100000205 Primary SEDOL: B0B8Z29
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Wang Linping as Director Mgmt For For
2 Elect Chang Baosheng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Communications Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Donation of Materials in Fighting the Mgmt For For COVID-19 Pandemic in 2020
4 Approve Remuneration Plan of the Directors SH For For
5 Approve Remuneration Plan of the SH For For Supervisors
6 Elect Cai Yunge as Supervisor SH For For
Bank of Communications Co., Ltd.
Meeting Date: 11/18/2020 Country: China Primary Security ID: Y06988102 Record Date: 09/29/2020 Meeting Type: Special Ticker: 3328
Primary CUSIP: Y06988102 Primary ISIN: CNE100000205 Primary SEDOL: B0B8Z29
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Wang Linping as Director Mgmt For For
2 Elect Chang Baosheng as Director Mgmt For For
3 Approve Donation of Materials in Fighting the Mgmt For For COVID-19 Pandemic in 2020
4 Approve Remuneration Plan of the Directors SH For For
5 Approve Remuneration Plan of the SH For For Supervisors
6 Elect Cai Yunge as Supervisor SH For For
Caitong Securities Co., Ltd.
Meeting Date: 11/18/2020 Country: China Primary Security ID: Y1072S102 Record Date: 11/11/2020 Meeting Type: Special Ticker: 601108
Primary CUSIP: Y1072S102 Primary ISIN: CNE100002V44 Primary SEDOL: BDD88Z2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Caitong Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhi Bingyi as Non-independent Director Mgmt For For
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
3.1 Elect Gao Qiang as Independent Director Mgmt For For
China Eastern Airlines Corporation Limited
Meeting Date: 11/18/2020 Country: China Primary Security ID: Y1406M102 Record Date: 10/16/2020 Meeting Type: Special Ticker: 670
Primary CUSIP: Y1406M102 Primary ISIN: CNE1000002K5 Primary SEDOL: 6171375
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Catering and Aircraft On-board Mgmt For For Supplies Support Continuing Connected Transactions and Proposed Annual Caps
2 Approve Exclusive Operation Agreement and Mgmt For For the Exclusive Operation of Passenger Aircraft Cargo Business Continuing Connected Transactions
3 Approve Proposed Annual Caps of the Mgmt For For Exclusive Operation of Passenger Aircraft Cargo Business Continuing Connected Transactions
Hi Sun Technology (China) Limited
Meeting Date: 11/18/2020 Country: Bermuda Primary Security ID: G4512G126 Record Date: 11/12/2020 Meeting Type: Special Ticker: 818
Primary CUSIP: G4512G126 Primary ISIN: BMG4512G1261 Primary SEDOL: B17MXJ5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hi Sun Technology (China) Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend VBill Share Option Scheme and Mgmt For Against Related Transactions
2 Approve Extension of the Exercise Period of Mgmt For Against the 2018 Options and Related Transactions
3 Adopt VBill (Cayman) Share Option Scheme Mgmt For Against and Related Transactions
New Hope Liuhe Co., Ltd.
Meeting Date: 11/18/2020 Country: China Primary Security ID: Y7933V101 Record Date: 11/11/2020 Meeting Type: Special Ticker: 000876
Primary CUSIP: Y7933V101 Primary ISIN: CNE000000VB0 Primary SEDOL: 6037596
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Period Mgmt For For
2.5 Approve Interest Rate Mgmt For For
2.6 Approve Repayment Period and Manner Mgmt For For
2.7 Approve Guarantee Matters Mgmt For For
2.8 Approve Conversion Period Mgmt For For
2.9 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.10 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.11 Approve Determination of Number of Mgmt For For Conversion Shares
2.12 Approve Terms of Redemption Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
New Hope Liuhe Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.13 Approve Terms of Sell-Back Mgmt For For
2.14 Approve Dividend Distribution Post Mgmt For For Conversion
2.15 Approve Issue Manner and Target Parties Mgmt For For
2.16 Approve Placing Arrangement for Mgmt For For Shareholders
2.17 Approve Matters Relating to Meetings of Bond Mgmt For For Holders
2.18 Approve Usage of Raised Funds Mgmt For For
2.19 Approve Raised Funds Special Deposit Mgmt For For Account
2.20 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Convertible Bond Issuance Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Principles of Bondholders Meeting Mgmt For For
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
9 Approve Related Party Transaction Mgmt For For
TravelSky Technology Limited
Meeting Date: 11/18/2020 Country: China Primary Security ID: Y8972V101 Record Date: 10/16/2020 Meeting Type: Special Ticker: 696
Primary CUSIP: Y8972V101 Primary ISIN: CNE1000004J3 Primary SEDOL: 6321954
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Grant of General Mandate to the Mgmt For For Directors to Carry Out the Eastern Airlines Transaction, Proposed Annual Caps and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wingtech Technology Co., Ltd.
Meeting Date: 11/18/2020 Country: China Primary Security ID: Y3745E106 Record Date: 11/11/2020 Meeting Type: Special Ticker: 600745
Primary CUSIP: Y3745E106 Primary ISIN: CNE000000M72 Primary SEDOL: 6450847
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
2 Approve Investment in Construction of Mgmt For For 12-inch Power Semiconductor Automated Wafer Manufacturing Center Project
Yonghui Superstores Co., Ltd.
Meeting Date: 11/18/2020 Country: China Primary Security ID: Y9841N106 Record Date: 11/10/2020 Meeting Type: Special Ticker: 601933
Primary CUSIP: Y9841N106 Primary ISIN: CNE100000XX9 Primary SEDOL: B3V4ND5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditors and to Fix Their Mgmt For For Remuneration
AVIC Shenyang Aircraft Co., Ltd.
Meeting Date: 11/19/2020 Country: China Primary Security ID: Y7683G106 Record Date: 11/12/2020 Meeting Type: Special Ticker: 600760
Primary CUSIP: Y7683G106 Primary ISIN: CNE000000MH6 Primary SEDOL: 6800709
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Signing of Commodity Supply Framework Agreement
2 Approve Related Party Transaction in Mgmt For Against Connection to Signing of Comprehensive Service Framework Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu King's Luck Brewery Joint-stock Co., Ltd.
Meeting Date: 11/19/2020 Country: China Primary Security ID: Y444JU106 Record Date: 11/12/2020 Meeting Type: Special Ticker: 603369
Primary CUSIP: Y444JU106 Primary ISIN: CNE100001TH8 Primary SEDOL: BNB2PN3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association and Amend Rules and Procedures Regarding Meetings of Board of Directors
2 Elect Zhang Weiping as Independent Director SH For For
3 Elect Gu Xiangyue as Non-independent SH For For Director
Walvax Biotechnology Co., Ltd.
Meeting Date: 11/19/2020 Country: China Primary Security ID: Y9486E106 Record Date: 11/12/2020 Meeting Type: Special Ticker: 300142
Primary CUSIP: Y9486E106 Primary ISIN: CNE100000WN2 Primary SEDOL: B5B40S3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For Against Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
AECC Aviation Power Co. Ltd.
Meeting Date: 11/20/2020 Country: China Primary Security ID: Y9730A108 Record Date: 11/13/2020 Meeting Type: Special Ticker: 600893
Primary CUSIP: Y9730A108 Primary ISIN: CNE000000JW1 Primary SEDOL: 6479024 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AECC Aviation Power Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction with Mgmt For Against Ultimate Controlling Shareholder and Related Parties
BeiGene, Ltd.
Meeting Date: 11/20/2020 Country: Cayman Islands Primary Security ID: G1146Y101 Record Date: 09/10/2020 Meeting Type: Special Ticker: 6160
Primary CUSIP: G1146Y101 Primary ISIN: KYG1146Y1017 Primary SEDOL: BGDY260
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve Grant of Option to Acquire Shares Mgmt For For Pursuant to the Share Purchase Agreement
Beijing Jingneng Clean Energy Co., Limited
Meeting Date: 11/20/2020 Country: China Primary Security ID: Y0R7A0107 Record Date: 10/20/2020 Meeting Type: Special Ticker: 579
Primary CUSIP: Y0R7A0107 Primary ISIN: CNE100001336 Primary SEDOL: B688XD1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Removal of Zhang Fusheng as Mgmt For For Director
2 Elect Xu Daping as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CNOOC Limited
Meeting Date: 11/20/2020 Country: Hong Kong Primary Security ID: Y1662W117 Record Date: 11/13/2020 Meeting Type: Special Ticker: 883
Primary CUSIP: Y1662W117 Primary ISIN: HK0883013259 Primary SEDOL: B00G0S5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Supplemental Agreement and Mgmt For For Amendments to the Existing Non-Compete Undertaking and Related Transactions
Foshan Haitian Flavouring & Food Co., Ltd.
Meeting Date: 11/20/2020 Country: China Primary Security ID: Y23840104 Record Date: 11/13/2020 Meeting Type: Special Ticker: 603288
Primary CUSIP: Y23840104 Primary ISIN: CNE100001SL2 Primary SEDOL: BJ3KJC4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction Mgmt For For
Kaisa Group Holdings Ltd.
Meeting Date: 11/20/2020 Country: Cayman Islands Primary Security ID: G52132100 Record Date: 11/16/2020 Meeting Type: Special Ticker: 1638
Primary CUSIP: G52132100 Primary ISIN: KYG521321003 Primary SEDOL: B58RBK4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Payment of the Interim Dividend Out Mgmt For For of the Share Premium Account Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Livzon Pharmaceutical Group Inc.
Meeting Date: 11/20/2020 Country: China Primary Security ID: Y52889105 Record Date: 11/13/2020 Meeting Type: Special Ticker: 1513
Primary CUSIP: Y52889105 Primary ISIN: CNE100001QV5 Primary SEDOL: BJ34614
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Compliance of the Spin-Off of a Mgmt For For Subsidiary, Namely Zhuhai Livzon DiagnosticsInc. to the ChiNext Board of the Shenzhen Stock Exchange with Relevant Laws andRegulations
2 Approve Listing Proposal for the Spin-Off of a Mgmt For For Subsidiary, Namely Livzon Diagnostics,to the ChiNext Board of the Shenzhen Stock Exchange
3 Approve Proposal of the Spin-Off and A Share Mgmt For For Listing of a Subsidiary, Zhuhai Livzon Diagnostics Inc. (Revised)
4 Approve That the Spin-Off and Listing of a Mgmt For For Subsidiary, Namely Livzon Diagnostics, is inCompliance with "Certain Provisions on Pilot Domestic Listing of Spin-Off Subsidiaries of Listed Companies"
5 Approve Spin-Off of a Subsidiary, Namely Mgmt For For Livzon Diagnostics, to the ChiNext Board ofthe Shenzhen Stock Exchange Which is Conducive to the Safeguarding of Legal Rights and Interests of Shareholders and Creditors
6 Approve Ability to Maintain Independence and Mgmt For For Sustainable Operation of the Company
7 Approve Affirmation of Capability of Livzon Mgmt For For Diagnostics to Implement Regulated Operation
8 Approve Analysis on the Objectives, Mgmt For For Commercial Reasonableness, Necessity and Feasibility of the Spin-Off
9 Approve Explanation of the Completeness of Mgmt For For and Compliance with Statutory Procedures of the Spin-Off and the Validity of Legal Documents Submitted
10 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Spin-Off and Listing Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai International Port (Group) Co., Ltd.
Meeting Date: 11/20/2020 Country: China Primary Security ID: Y7683N101 Record Date: 11/13/2020 Meeting Type: Special Ticker: 600018
Primary CUSIP: Y7683N101 Primary ISIN: CNE0000013N8 Primary SEDOL: B1G9126
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Chen Hao as Supervisor Mgmt For For
Yunda Holding Co., Ltd.
Meeting Date: 11/20/2020 Country: China Primary Security ID: Y62996106 Record Date: 11/13/2020 Meeting Type: Special Ticker: 002120
Primary CUSIP: Y62996106 Primary ISIN: CNE100000015 Primary SEDOL: B1R0FF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment to Provision of Mgmt For For Guarantee
Bank of Ningbo Co., Ltd.
Meeting Date: 11/23/2020 Country: China Primary Security ID: Y0698G104 Record Date: 11/18/2020 Meeting Type: Special Ticker: 002142
Primary CUSIP: Y0698G104 Primary ISIN: CNE1000005P7 Primary SEDOL: B232Y04
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction Mgmt For For
2 Approve Issuance of Tier 2 Capital Bonds Mgmt For Against
3 Approve Issuance of Financial Bonds Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 11/23/2020 Country: China Primary Security ID: Y2932P106 Record Date: 10/23/2020 Meeting Type: Special Ticker: 874
Primary CUSIP: Y2932P106 Primary ISIN: CNE100000387 Primary SEDOL: 6084387
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Changes in Use of Proceeds from the Mgmt For For Fund Raising of the Company
2 Approve Closing of Investment Project Using Mgmt For For Proceeds from the Fund Raising, and theSurplus of Which to be Used to Supplement the Working Capital Permanently
3 Approve Initial Public Offering of Overseas Mgmt For For Listed Foreign Capital Shares (H Shares) Regarding and the Proposal in Relation to the Overseas Listing of Guangzhou Pharmaceuticals Company Limited
4 Approve Compliance of the Overseas Listing Mgmt For For of Guangzhou Pharmaceuticals Company Limited with the "Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of the PRC Listed Companies"
5 Approve Undertaking of Maintaining the Mgmt For For Independent Listing Status of the Company
6 Approve Explanations on the Sustainable Mgmt For For Profitability Statement and Prospects of the Company
7 Approve Authorization to the Board and Its Mgmt For For Authorized Persons to Deal with Matters in Relation to the Spin-Off and Listing of Guangzhou Pharmaceuticals Company Limited
8 Approve Provision of Assured Entitlement to Mgmt For For the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 11/23/2020 Country: China Primary Security ID: Y2932P106 Record Date: 10/23/2020 Meeting Type: Special Ticker: 874
Primary CUSIP: Y2932P106 Primary ISIN: CNE100000387 Primary SEDOL: 6084387 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Provision of Assured Entitlement to Mgmt For For the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 11/23/2020 Country: China Primary Security ID: Y2932P106 Record Date: 10/23/2020 Meeting Type: Special Ticker: 874
Primary CUSIP: Y2932P106 Primary ISIN: CNE100000387 Primary SEDOL: 6084387
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Changes in Use of Proceeds from the Mgmt For For Fund Raising of the Company
2 Approve Closing of Investment Project Using Mgmt For For Proceeds from the Fund Raising, and theSurplus of Which to be Used to Supplement the Working Capital Permanently
3 Approve Initial Public Offering of Overseas Mgmt For For Listed Foreign Capital Shares (H Shares) Regarding and the Proposal in Relation to the Overseas Listing of Guangzhou Pharmaceuticals Company Limited
4 Approve Compliance of the Overseas Listing Mgmt For For of Guangzhou Pharmaceuticals Company Limited with the "Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of the PRC Listed Companies"
5 Approve Undertaking of Maintaining the Mgmt For For Independent Listing Status of the Company
6 Approve Explanations on the Sustainable Mgmt For For Profitability Statement and Prospects of the Company
7 Approve Authorization to the Board and Its Mgmt For For Authorized Persons to Deal with Matters in Relation to the Spin-Off and Listing of Guangzhou Pharmaceuticals Company Limited Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Provision of Assured Entitlement to Mgmt For Against the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 11/23/2020 Country: China Primary Security ID: Y2932P106 Record Date: 10/23/2020 Meeting Type: Special Ticker: 874
Primary CUSIP: Y2932P106 Primary ISIN: CNE100000387 Primary SEDOL: 6084387
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Provision of Assured Entitlement to Mgmt For Against the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 11/23/2020 Country: China Primary Security ID: Y7286J101 Record Date: 11/17/2020 Meeting Type: Special Ticker: 002146
Primary CUSIP: Y7286J101 Primary ISIN: CNE1000005Y9 Primary SEDOL: B23D6F6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee to Jinan Mgmt For For Rongfeng Real Estate Development Co., Ltd.
2 Approve Provision of Guarantee to Hengshui Mgmt For For Rongjun Real Estate Development Co., Ltd.
3 Approve Provision of Guarantee to Cangzhou Mgmt For For Rongchuan Real Estate Development Co., Ltd.
4 Approve Provision of Guarantee to Jiaxing Mgmt For For Rongxiang Real Estate Co., Ltd.
5 Approve Provision of Guarantee to Zhengzhou Mgmt For For Hongzhu Real Estate Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
RiseSun Real Estate Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Provision of Guarantee to Puyang Mgmt For For Rongyou Real Estate Development Co., Ltd.
7 Approve Provision of Guarantee to Taiyuan Mgmt For For Rongde Real Estate Co., Ltd.
Guangdong Hongda Blasting Co., Ltd.
Meeting Date: 11/24/2020 Country: China Primary Security ID: Y2925L104 Record Date: 11/19/2020 Meeting Type: Special Ticker: 002683
Primary CUSIP: Y2925L104 Primary ISIN: CNE100001F37 Primary SEDOL: B8DDJ15
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase in Registered Capital and Mgmt For For Amend Articles of Association
2 Approve Use of Partial Raised Funds for Cash Mgmt For For Management
3 Approve to Appoint Auditor Mgmt For For
China Suntien Green Energy Corporation Limited
Meeting Date: 11/25/2020 Country: China Primary Security ID: Y15207106 Record Date: 10/23/2020 Meeting Type: Special Ticker: 956
Primary CUSIP: Y15207106 Primary ISIN: CNE100000TW9 Primary SEDOL: B3ZXLP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Public Offering and Registration by Mgmt For Against the Company of RMB3 Billion Renewable Green Corporate Bonds
2 Elect Guo Ying Jun as Director Mgmt For For
3 Approve Unified Use of the CASBE by the SH For For Company
4 Approve Termination of Appointment of SH For For International Auditor of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Suntien Green Energy Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Amend Articles of Association SH For For
6 Amend Rules and Procedures Regarding SH For For General Meetings of Shareholders
China Yangtze Power Co., Ltd.
Meeting Date: 11/25/2020 Country: China Primary Security ID: Y1516Q142 Record Date: 11/16/2020 Meeting Type: Special Ticker: 600900
Primary CUSIP: Y1516Q142 Primary ISIN: CNE000001G87 Primary SEDOL: 6711630
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhang Xingliao as Non-independent SH For For Director
Glodon Co., Ltd.
Meeting Date: 11/25/2020 Country: China Primary Security ID: Y2726S100 Record Date: 11/16/2020 Meeting Type: Special Ticker: 002410
Primary CUSIP: Y2726S100 Primary ISIN: CNE100000PH8 Primary SEDOL: B3TRP30
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For Against and Performance Share Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
4 Approve Capital Injection and Share Mgmt For For Expansion Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Electric Group Company Limited
Meeting Date: 11/25/2020 Country: China Primary Security ID: Y76824104 Record Date: 10/23/2020 Meeting Type: Special Ticker: 2727
Primary CUSIP: Y76824104 Primary ISIN: CNE100000437 Primary SEDOL: B07J656
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
1 Elect Liu Yunhong as Director Mgmt For For
2 Approve Continuing Connected Transactions SH For For in Relation to Certain Purchases from Siemens Group and the Related Party Transactions in Relation to Certain Sales to Siemens Group
3 Approve Privatization by Way of Merger by SH For For Absorption of Shanghai Prime MachineryCompany Limited
Shanghai Electric Group Company Limited
Meeting Date: 11/25/2020 Country: China Primary Security ID: Y76824104 Record Date: 11/11/2020 Meeting Type: Special Ticker: 2727
Primary CUSIP: Y76824104 Primary ISIN: CNE100000437 Primary SEDOL: B07J656
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Continuing Connected Transactions SH For For in Relation to Certain Purchases from Siemens Group and the Related Party Transactions in Relation to Certain Sales to Siemens Group
2 Approve Privatization by Way of Merger by SH For For Absorption of Shanghai Prime MachineryCompany Limited
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
3.1 Elect Liu Yunhong as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Lu'An Environmental Energy Development Co., Ltd.
Meeting Date: 11/25/2020 Country: China Primary Security ID: Y7699U107 Record Date: 11/19/2020 Meeting Type: Special Ticker: 601699
Primary CUSIP: Y7699U107 Primary ISIN: CNE000001NT7 Primary SEDOL: B1CWSY0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
2 Approve Provision of Financial Support Mgmt For Against
Thunder Software Technology Co., Ltd.
Meeting Date: 11/25/2020 Country: China Primary Security ID: Y444KZ103 Record Date: 11/19/2020 Meeting Type: Special Ticker: 300496
Primary CUSIP: Y444KZ103 Primary ISIN: CNE1000021D0 Primary SEDOL: BYW6TZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Share Incentive Plan
2 Approve Decrease in Registered Capital and Mgmt For For Amend Articles of Association
AVIC Aircraft Co., Ltd.
Meeting Date: 11/26/2020 Country: China Primary Security ID: Y9723E109 Record Date: 11/19/2020 Meeting Type: Special Ticker: 000768
Primary CUSIP: Y9723E109 Primary ISIN: CNE000000RF9 Primary SEDOL: 6004017
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change Company Name and Stock Mgmt For For Name
2 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Capital Co., Ltd.
Meeting Date: 11/26/2020 Country: China Primary Security ID: Y07709101 Record Date: 11/17/2020 Meeting Type: Special Ticker: 600705
Primary CUSIP: Y07709101 Primary ISIN: CNE000000KC1 Primary SEDOL: 6110602
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Yao Jiangtao as Non-Independent Mgmt For For Director
EVE Energy Co., Ltd.
Meeting Date: 11/26/2020 Country: China Primary Security ID: Y2303F109 Record Date: 11/19/2020 Meeting Type: Special Ticker: 300014
Primary CUSIP: Y2303F109 Primary ISIN: CNE100000GS4 Primary SEDOL: B4TSW28
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Change the Implementation Entity Mgmt For For of the Partial Raised Funds Investment Project
2 Approve Changes in Usage of Raised Funds Mgmt For For
3 Approve Guarantee Provision Plan Mgmt For For
4 Approve Amendments to Articles of Mgmt For For Association
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 11/26/2020 Country: China Primary Security ID: Y3043G118 Record Date: 11/23/2020 Meeting Type: Special Ticker: 3347
Primary CUSIP: Y3043G118 Primary ISIN: CNE1000040M1 Primary SEDOL: BMZC7F8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hangzhou Tigermed Consulting Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Partial Repurchase and Cancellation Mgmt For For of the 2019 Restricted A Shares
2 Approve Change of Registered Capital Mgmt For For
3 Amend Articles of Association Mgmt For For
4 Amend Management Rules for A Share Mgmt For For Proceeds of Hangzhou Tigermed Consulting Co., Ltd.
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 11/26/2020 Country: China Primary Security ID: Y3043G118 Record Date: 11/23/2020 Meeting Type: Special Ticker: 3347
Primary CUSIP: Y3043G118 Primary ISIN: CNE1000040M1 Primary SEDOL: BMZC7F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Partial Repurchase and Cancellation Mgmt For For of the 2019 Restricted A Shares
2 Approve Change of Registered Capital Mgmt For For
Industrial & Commercial Bank of China Limited
Meeting Date: 11/26/2020 Country: China Primary Security ID: Y3990B112 Record Date: 10/23/2020 Meeting Type: Special Ticker: 1398
Primary CUSIP: Y3990B112 Primary ISIN: CNE1000003G1 Primary SEDOL: B1G1QD8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2021-2023 Capital Planning of ICBC Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Industrial & Commercial Bank of China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Issuance of Undated Additional Tier Mgmt For For 1 Capital Bonds
3 Approve Payment Plan of Remuneration to Mgmt For For Directors for 2019
4 Approve Payment Plan of Remuneration to Mgmt For For Supervisors for 2019
Industrial & Commercial Bank of China Limited
Meeting Date: 11/26/2020 Country: China Primary Security ID: Y3990B112 Record Date: 10/23/2020 Meeting Type: Special Ticker: 1398
Primary CUSIP: Y3990B112 Primary ISIN: CNE1000003G1 Primary SEDOL: B1G1QD8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2021-2023 Capital Planning of ICBC Mgmt For For
2 Approve Issuance of Undated Additional Tier Mgmt For For 1 Capital Bonds
3 Approve Payment Plan of Remuneration to Mgmt For For Directors for 2019
4 Approve Payment Plan of Remuneration to Mgmt For For Supervisors for 2019
Xinhu Zhongbao Co., Ltd.
Meeting Date: 11/26/2020 Country: China Primary Security ID: Y9724T105 Record Date: 11/19/2020 Meeting Type: Special Ticker: 600208
Primary CUSIP: Y9724T105 Primary ISIN: CNE000000ZH8 Primary SEDOL: 6158594
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Qilong Industrial Equity Mgmt For For Transfer and Project Development Cooperation Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Agricultural Bank of China
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y00289119 Record Date: 10/27/2020 Meeting Type: Special Ticker: 1288
Primary CUSIP: Y00289119 Primary ISIN: CNE100000Q43 Primary SEDOL: B60LZR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2019 Remuneration of the Directors Mgmt For For
2 Approve 2019 Remuneration of the Mgmt For For Supervisors
3 Elect Zhou Ji as Director Mgmt For For
4 Elect Fan Jianqiang as Supervisor Mgmt For For
5 Approve Additional Donation Budget for SH For For Anti-Pandemic Materials for the Year 2020
Agricultural Bank of China
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y00289119 Record Date: 10/27/2020 Meeting Type: Special Ticker: 1288
Primary CUSIP: Y00289119 Primary ISIN: CNE100000Q43 Primary SEDOL: B60LZR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2019 Remuneration of the Directors Mgmt For For
2 Approve 2019 Remuneration of the Mgmt For For Supervisors
3 Elect Zhou Ji as Director Mgmt For For
4 Elect Fan Jianqiang as Supervisor Mgmt For For
5 Approve Additional Donation Budget for SH For For Anti-Pandemic Materials for the Year 2020 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Greatwall Technology Group Co., Ltd.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y14392107 Record Date: 11/23/2020 Meeting Type: Special Ticker: 000066
Primary CUSIP: Y14392107 Primary ISIN: CNE000000RL7 Primary SEDOL: 6112095
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
2.1 Approve Issue Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Period Mgmt For For
2.3 Approve Target Parties and Subscription Mgmt For For Manner
2.4 Approve Issue Price and Pricing Basis Mgmt For For
2.5 Approve Issue Scale Mgmt For For
2.6 Approve Restriction Period Arrangement Mgmt For For
2.7 Approve Raised Funds Investment Mgmt For For
2.8 Approve Listing Location Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Related Party Transactions in Mgmt For For Connection to Private Placement
6 Approve Signing of Conditional Subscription Mgmt For For Agreement
7 Approve Report on the Usage of Previously Mgmt For For Raised Funds
8 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
9 Approve White Wash Waiver Mgmt For Against
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
11 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Greatwall Technology Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve Change in Implementing Entity of Mgmt For For the Urban Renewal Project Relocation Compensation Agreement
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y7503B105 Record Date: 11/20/2020 Meeting Type: Special Ticker: 000999
Primary CUSIP: Y7503B105 Primary ISIN: CNE0000011K8 Primary SEDOL: 6187446
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
2 Approve Purchase of Bank Financial Products Mgmt For Against
China United Network Communications Ltd.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y15075107 Record Date: 11/19/2020 Meeting Type: Special Ticker: 600050
Primary CUSIP: Y15075107 Primary ISIN: CNE000001CS2 Primary SEDOL: 6547998
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Decrease in Registered Capital and Mgmt For For Amend Articles of Association
Dongfang Electric Co., Ltd.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y20958107 Record Date: 11/20/2020 Meeting Type: Special Ticker: 1072
Primary CUSIP: Y20958107 Primary ISIN: CNE100000304 Primary SEDOL: 6278566 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongfang Electric Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Repurchase and Cancellation of Mgmt For For Certain Restricted Shares
2 Approve Da Hua Certified Public Accounts LLP Mgmt For For as Auditor and Authorize Board to Fix Their Remuneration
Dongfang Electric Co., Ltd.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y20958107 Record Date: 11/20/2020 Meeting Type: Special Ticker: 1072
Primary CUSIP: Y20958107 Primary ISIN: CNE100000304 Primary SEDOL: 6278566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Repurchase and Cancellation of Mgmt For For Certain Restricted Shares
Dongfang Electric Co., Ltd.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y20958107 Record Date: 11/23/2020 Meeting Type: Special Ticker: 1072
Primary CUSIP: Y20958107 Primary ISIN: CNE100000304 Primary SEDOL: 6278566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Repurchase and Cancellation of Mgmt For For Certain Restricted Shares
2 Approve Da Hua Certified Public Accounts LLP Mgmt For For as Auditor and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongfang Electric Co., Ltd.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y20958107 Record Date: 11/23/2020 Meeting Type: Special Ticker: 1072
Primary CUSIP: Y20958107 Primary ISIN: CNE100000304 Primary SEDOL: 6278566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Repurchase and Cancellation of Mgmt For For Certain Restricted Shares
GigaDevice Semiconductor (Beijing), Inc.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y270BL103 Record Date: 11/20/2020 Meeting Type: Special Ticker: 603986
Primary CUSIP: Y270BL103 Primary ISIN: CNE1000030S9 Primary SEDOL: BYM9X70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
2 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
3 Approve Signing of Supplementary Mgmt For For Agreements for Related Party Transaction
4 Approve Signing of Supplementary Agreement Mgmt For For to the Convertible Bonds Investment Agreement
5 Approve Investment in Ruili Integrated Circuit Mgmt For For Co., Ltd.
6 Approve Supplementary Agreement to the Mgmt For For Cooperation Agreement
HUAXI Securities Co., Ltd.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y374D7102 Record Date: 11/19/2020 Meeting Type: Special Ticker: 002926
Primary CUSIP: Y374D7102 Primary ISIN: CNE1000033J2 Primary SEDOL: BDGL0T6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
HUAXI Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Lu Jianxiong as Non-independent Mgmt For For Director
1.2 Elect Yang Jiongyang as Non-independent Mgmt For For Director
1.3 Elect Xiang Lijun as Non-independent Director Mgmt For For
1.4 Elect Peng Zhengrong as Non-independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhang Qiaoyun as Independent Director Mgmt For For
2.2 Elect Cai Chun as Independent Director Mgmt For For
2.3 Elect Zeng Zhiyuan as Independent Director Mgmt For For
2.4 Elect Li Ping as Independent Director Mgmt For For
2.5 Elect Qian Kuo as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Pang Xiaolong as Supervisor Mgmt For For
3.2 Elect Zhao Mingchuan as Supervisor Mgmt For For
4 Amend Articles of Association Mgmt For For
Yifan Pharmaceutical Co., Ltd.
Meeting Date: 11/27/2020 Country: China Primary Security ID: Y98922100 Record Date: 11/23/2020 Meeting Type: Special Ticker: 002019
Primary CUSIP: Y98922100 Primary ISIN: CNE000001K65 Primary SEDOL: B01TJ20
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Liu Hongquan as Independent Director Mgmt For For
APPROVE REPURCHASE AND CANCELLATION Mgmt OF PERFORMANCE SHARES Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yifan Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.1 Approve Repurchase and Cancellation of Mgmt For For Partial Performance Shares from 2019 Performance Shares Incentive Plan (June 2020)
2.2 Approve Repurchase and Cancellation of Mgmt For For Partial Performance Shares from 2019 Performance Shares Incentive Plan (August 2020)
3 Approve Decrease in Registered Capital and Mgmt For For Amend Articles of Association
Angang Steel Company Limited
Meeting Date: 11/30/2020 Country: China Primary Security ID: Y0132D105 Record Date: 11/24/2020 Meeting Type: Special Ticker: 347
Primary CUSIP: Y0132D105 Primary ISIN: CNE1000001V4 Primary SEDOL: 6015644
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Supplemental Agreement, the Mgmt For For Proposed Revised Annual Cap and Related Transactions
2 Elect Zhu Keshi as Director Mgmt For For
3 Elect Mu Tiejian as Supervisor Mgmt For For
Chongqing Rural Commercial Bank Co. Ltd.
Meeting Date: 11/30/2020 Country: China Primary Security ID: Y1594G107 Record Date: 10/30/2020 Meeting Type: Special Ticker: 3618
Primary CUSIP: Y1594G107 Primary ISIN: CNE100000X44 Primary SEDOL: B4Q1Y57
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Gu Xiaoxu as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 11/30/2020 Country: China Primary Security ID: Y1839M109 Record Date: 10/30/2020 Meeting Type: Special Ticker: 1919
Primary CUSIP: Y1839M109 Primary ISIN: CNE1000002J7 Primary SEDOL: B0B8Z18
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association, Amend Rules Mgmt For Against and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors
2 Amend Rules and Procedures Regarding Mgmt For For Meetings of Supervisory Committee
RESOLUTIONS IN RELATION TO THE Mgmt REGISTRATION AND ISSUANCE OF DEBT FINANCING INSTRUMENTS AND CORPORATE BONDS
3.1 Approve Registration of Debt Financing Mgmt For Against Instruments of the Company (as Issuer) with the China Association of Financial Market Institutional Investors
3.2 Approve Registration of Corporate Bonds of Mgmt For Against the Company (as Issuer) with the Shanghai Stock Exchange
3.3 Approve Authorization to the Board or Mgmt For Against Person(s) Authorized by the Board to Handle Matters in Connection with Such Issuance
4 Approve Shareholders' Return Plan for the Mgmt For For Years 2020-2022
5 Approve Seven Shipbuilding Contracts SH For For
6 Approve Vessel Leasing Service Master SH For For Agreement
RESOLUTIONS IN RELATION TO THE Mgmt REMUNERATION OF THE MEMBERS OF THE SIXTH SESSION OF THE BOARD AND THE MEMBERS OF THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE
7.1 Approve Remuneration of the Members of the SH For For Sixth Session of the Board and the Members of the Sixth Session of the Supervisory Committee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7.2 Approve Purchase of Liability Insurance for SH For For the Board, the Supervisory Committee and the Senior Management of the Company and Relevant Authorization to the Board and Person(s) Authorized by the Board
ELECT EXECUTIVE DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Xu Lirong as Director SH For For
8.2 Elect Huang Xiaowen as Director SH For For
8.3 Elect Yang Zhijian as Director SH For For
8.4 Elect Feng Boming as Director SH For For
ELECT NON-EXECUTIVE DIRECTORS VIA Mgmt CUMULATIVE VOTING
9.1 Elect Wu Dawei as Director SH For For
9.2 Elect Zhou Zhonghui as Director SH For For
9.3 Elect Teo Siong Seng as Director SH For For
9.4 Elect Frederick Si-hang Ma as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
10.1 Elect Yang Shicheng as Supervisor SH For For
10.2 Elect Meng Yan as Supervisor SH For For
10.3 Elect Zhang Jianping as Supervisor SH For For
Sichuan Lutianhua Co., Ltd.
Meeting Date: 11/30/2020 Country: China Primary Security ID: Y7932K106 Record Date: 11/24/2020 Meeting Type: Special Ticker: 000912
Primary CUSIP: Y7932K106 Primary ISIN: CNE000000Z02 Primary SEDOL: 6151151
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Xie Da as Non-independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wingtech Technology Co., Ltd.
Meeting Date: 11/30/2020 Country: China Primary Security ID: Y3745E106 Record Date: 11/23/2020 Meeting Type: Special Ticker: 600745
Primary CUSIP: Y3745E106 Primary ISIN: CNE000000M72 Primary SEDOL: 6450847
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Type Mgmt For For
2.2 Approve Issue Size Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Period and Manner of Repayment of Mgmt For For Capital and Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.10 Approve Method for Determining the Number Mgmt For For of Shares for Conversion
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Use of Proceeds Mgmt For For
2.17 Approve Guarantee Matters Mgmt For For
2.18 Approve Resolution Validity Period Mgmt For For
3 Approve Issuance of Convertible Bonds Mgmt For For
4 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wingtech Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Report on the Usage of Previously Mgmt For For Raised Funds
7 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
8 Approve Rules and Procedures Regarding Mgmt For For General Meetings of Convertible Bondholders
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Zhejiang Century Huatong Group Co., Ltd.
Meeting Date: 11/30/2020 Country: China Primary Security ID: Y988BH109 Record Date: 11/25/2020 Meeting Type: Special Ticker: 002602
Primary CUSIP: Y988BH109 Primary ISIN: CNE1000015R2 Primary SEDOL: B4R3NW2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
Dongfeng Motor Group Company Limited
Meeting Date: 12/01/2020 Country: China Primary Security ID: Y21042109 Record Date: 11/25/2020 Meeting Type: Special Ticker: 489
Primary CUSIP: Y21042109 Primary ISIN: CNE100000312 Primary SEDOL: B0PH5N3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase in Proportion of Cash Mgmt For For Dividends within Three Years Upon A Share Offering and Listing Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Han's Laser Technology Industry Group Co., Ltd.
Meeting Date: 12/01/2020 Country: China Primary Security ID: Y3063F107 Record Date: 11/23/2020 Meeting Type: Special Ticker: 002008
Primary CUSIP: Y3063F107 Primary ISIN: CNE000001JQ1 Primary SEDOL: B01KLZ0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Spin-off of Subsidiary on ChiNext in Mgmt For For Accordance with Relevant Laws and Regulations
2 Approve Spin-off of Subsidiary on ChiNext Mgmt For For
3 Approve Plan on Spin-off of Subsidiary on the Mgmt For For ChiNext
4 Approve Transaction Complies with Several Mgmt For For Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to Mgmt For For Safeguarding the Legal Rights and Interests of Shareholders and Creditors
6 Approve Company's Maintaining Mgmt For For Independence and Continuous Operation Ability
7 Approve Corresponding Standard Operation Mgmt For For Ability
8 Approve Authorization of the Board to Handle Mgmt For For Matters on Spin-off
9 Approve Explanation of the Completeness, Mgmt For For Compliance and Validity of Legal Documents Submitted in the Spin-off
10 Approve Purpose, Commercial Rationality, Mgmt For For Necessity and Feasibility Analysis of this Transaction
11 Approve Implementation of Employee Share Mgmt For Against Purchase Plan
12 Approve Spin-off of Directors, Senior Mgmt For Against Managers and Core Employees of Subsidiary
13 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen MTC Co., Ltd.
Meeting Date: 12/01/2020 Country: China Primary Security ID: Y7744S107 Record Date: 11/23/2020 Meeting Type: Special Ticker: 002429
Primary CUSIP: Y7744S107 Primary ISIN: CNE100000Q50 Primary SEDOL: B511TV0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Application of Bank Credit Lines Mgmt For Against
2 Approve Provision of Guarantee by Controlling Mgmt For Against Shareholder to the Company
3 Approve Use of Idle Funds to Invest in Mgmt For Against Financial Products
Bank of Shanghai Co., Ltd.
Meeting Date: 12/02/2020 Country: China Primary Security ID: Y0R98R107 Record Date: 11/23/2020 Meeting Type: Special Ticker: 601229
Primary CUSIP: Y0R98R107 Primary ISIN: CNE100002FM5 Primary SEDOL: BD5BP36
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AMEND ARTICLES OF ASSOCIATION AND ITS Mgmt ANNEXES
1.1 Approve Amendments to Articles of Mgmt For Against Association
1.2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
1.3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
1.4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
2 Approve Extension of Resolution Validity Mgmt For For Period and Authorization of the Board on Convertible Bond Issuance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dazhong Transportation (Group) Co., Ltd.
Meeting Date: 12/02/2020 Country: China Primary Security ID: Y2023E101 Record Date: 11/23/2020 Meeting Type: Special Ticker: 600611
Primary CUSIP: Y2023E101 Primary ISIN: CNE000000511 Primary SEDOL: 6803292
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
APPROVE CORPORATE BOND ISSUANCE Mgmt
1.1 Approve Issue Scale and Par Value Mgmt For For
1.2 Approve Bond Maturity Mgmt For For
1.3 Approve Bond Interest Rate and Mgmt For For Determination Method
1.4 Approve Issue Manner Mgmt For For
1.5 Approve Target Parties Mgmt For For
1.6 Approve Redemption and Resale Terms Mgmt For For
1.7 Approve Guarantee Arrangement Mgmt For For
1.8 Approve Use of Proceeds and Special Raised Mgmt For For Funds Deposit Account
1.9 Approve Underwriting Method and Listing Mgmt For For Arrangement
1.10 Approve Safeguard Measures of Debts Mgmt For For Repayment
1.11 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
1.12 Approve Resolution Validity Period Mgmt For For
Guoyuan Securities Co., Ltd.
Meeting Date: 12/02/2020 Country: China Primary Security ID: Y0771H102 Record Date: 11/26/2020 Meeting Type: Special Ticker: 000728
Primary CUSIP: Y0771H102 Primary ISIN: CNE000000QZ9 Primary SEDOL: 6110088
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guoyuan Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
4 Amend Working System for Independent Mgmt For For Directors
5 Approve Change in the Use of Proceeds Mgmt For For
Jiangsu Guotai International Group Co., Ltd.
Meeting Date: 12/02/2020 Country: China Primary Security ID: Y4439U125 Record Date: 11/25/2020 Meeting Type: Special Ticker: 002091
Primary CUSIP: Y4439U125 Primary ISIN: CNE000001PN5 Primary SEDOL: B1HLWV7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Type Mgmt For For
2.2 Approve Issue Size Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Period and Manner of Repayment of Mgmt For For Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.10 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Guotai International Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Bondholder and Meetings of Mgmt For For Bondholders
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Depository of Raised Funds Mgmt For For
2.19 Approve Guarantee Matters Mgmt For For
2.20 Approve Resolution Validity Period Mgmt For For
3 Approve Issuance of Convertible Bonds Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Formulation of Rules and Procedures Mgmt For For Regarding General Meetings of Convertible Bondholders
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Joincare Pharmaceutical Group Industry Co., Ltd.
Meeting Date: 12/02/2020 Country: China Primary Security ID: Y7742H103 Record Date: 11/26/2020 Meeting Type: Special Ticker: 600380
Primary CUSIP: Y7742H103 Primary ISIN: CNE000001816 Primary SEDOL: 6352318
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase in Registered Capital Mgmt For For
2 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Joincare Pharmaceutical Group Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Amend Medium and Long-term Business Mgmt For Against Partner Shareholding Plan (Draft) and its Abstract
4 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
5 Approve Provision of Guarantee and Counter Mgmt For For Guarantee
Ganfeng Lithium Co., Ltd.
Meeting Date: 12/03/2020 Country: China Primary Security ID: Y2690M105 Record Date: 11/27/2020 Meeting Type: Special Ticker: 1772
Primary CUSIP: Y2690M105 Primary ISIN: CNE1000031W9 Primary SEDOL: BZ9NS11
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Implementation of Capital Increase Mgmt For For and Share Expansion and the Introduction of an Employee Shareholding Platform by Ganfeng Lithium Battery
Guanghui Energy Co., Ltd.
Meeting Date: 12/03/2020 Country: China Primary Security ID: Y2949A100 Record Date: 11/25/2020 Meeting Type: Special Ticker: 600256
Primary CUSIP: Y2949A100 Primary ISIN: CNE0000012G4 Primary SEDOL: 6247964
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Appointment of Directors for Internal Mgmt For For Accounting Committee
2 Approve Remuneration of Directors Mgmt For For
3 Approve Adjustment of Remuneration of Mgmt For For Senior Management Members
4 Approve Additional Scope of Guarantee and Mgmt For Against Provision of Guarantee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guanghui Energy Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Appointment of Supervisor for Mgmt For For Internal Accounting Committee
6 Approve Adjustment of Remuneration of Mgmt For For Supervisors
7 Approve Provision of Guarantees for Mgmt For Against Controlled Subsidiary
8 Approve Provision of Counter Guarantees for Mgmt For Against Jiuquan Iron And Steel (Group) Co., Ltd.
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 12/03/2020 Country: China Primary Security ID: Y76810103 Record Date: 11/30/2020 Meeting Type: Special Ticker: 1066
Primary CUSIP: Y76810103 Primary ISIN: CNE100000171 Primary SEDOL: 6742340
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Purchase Framework Agreement (as Mgmt For For Amended by the Supplemental Purchase Framework Agreement), Annual Caps and Related Transactions
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 12/03/2020 Country: China Primary Security ID: Y76810103 Record Date: 11/30/2020 Meeting Type: Special Ticker: 1066
Primary CUSIP: Y76810103 Primary ISIN: CNE100000171 Primary SEDOL: 6742340
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Mandate for the Issuance of Debt Mgmt For Against Securities Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suncity Group Holdings Limited
Meeting Date: 12/03/2020 Country: Cayman Islands Primary Security ID: G8572D113 Record Date: 11/27/2020 Meeting Type: Special Ticker: 1383
Primary CUSIP: G8572D113 Primary ISIN: KYG8572D1135 Primary SEDOL: B89X6B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Crowe (HK) CPA Limited as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
Suncity Group Holdings Limited
Meeting Date: 12/03/2020 Country: Cayman Islands Primary Security ID: G8572D113 Record Date: 11/27/2020 Meeting Type: Special Ticker: 1383
Primary CUSIP: G8572D113 Primary ISIN: KYG8572D1135 Primary SEDOL: B89X6B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Supplemental Deed and Related Mgmt For Against Transactions
Beijing Tiantan Biological Products Corp. Ltd.
Meeting Date: 12/04/2020 Country: China Primary Security ID: Y0770S109 Record Date: 11/25/2020 Meeting Type: Special Ticker: 600161
Primary CUSIP: Y0770S109 Primary ISIN: CNE000000WF9 Primary SEDOL: 6116666
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
2.1 Approve Issue Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Period Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Tiantan Biological Products Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.3 Approve Target Parties and Subscription Mgmt For For Manner
2.4 Approve Reference Date, Issue Price and Mgmt For For Pricing Basis
2.5 Approve Issue Scale Mgmt For For
2.6 Approve Restriction Period Arrangement Mgmt For For
2.7 Approve Listing Location Mgmt For For
2.8 Approve Raised Funds Investment Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve No Need for Report on the Usage of Mgmt For For Previously Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Authorization of Board to Handle All Mgmt For For Related Matters
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Establishment of Special Raised Mgmt For For Funds Account
10 Approve Capital Increase Mgmt For For
11 Approve Capital Increase in Wholly-owned Mgmt For For Subsidiary
12 Approve Formulation of Management System Mgmt For Against of Raised Funds
13 Amend and Renew Financial Service Mgmt For Against Agreement
CAR Inc.
Meeting Date: 12/04/2020 Country: Cayman Islands Primary Security ID: G19021107 Record Date: 11/30/2020 Meeting Type: Special Ticker: 699
Primary CUSIP: G19021107 Primary ISIN: KYG190211071 Primary SEDOL: BQQP9S1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CAR Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Leping Yan as Director Mgmt For For
2 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
3 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Tower Corporation Limited
Meeting Date: 12/04/2020 Country: China Primary Security ID: Y15076105 Record Date: 11/27/2020 Meeting Type: Special Ticker: 788
Primary CUSIP: Y15076105 Primary ISIN: CNE100003688 Primary SEDOL: BFZ2PK0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Continuing Connected Transactions Mgmt For For Contemplated under the 2021-2023 Service Supply Framework Agreement with China Telecommunications Corporation, Proposed Annual Caps and Related Transactions
FangDa Carbon New Material Co., Ltd.
Meeting Date: 12/04/2020 Country: China Primary Security ID: Y51720103 Record Date: 11/27/2020 Meeting Type: Special Ticker: 600516
Primary CUSIP: Y51720103 Primary ISIN: CNE000001CC6 Primary SEDOL: 6543242
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use of Funds for Securities Mgmt For Against Investment
2 Approve Mutual Guarantee Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Kinwong Electronic Co., Ltd.
Meeting Date: 12/04/2020 Country: China Primary Security ID: Y774BX108 Record Date: 11/26/2020 Meeting Type: Special Ticker: 603228
Primary CUSIP: Y774BX108 Primary ISIN: CNE100002FZ7 Primary SEDOL: BZ0X672
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
2 Approve Appointment of Financial Auditor Mgmt For For
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
Meeting Date: 12/07/2020 Country: China Primary Security ID: Y07729109 Record Date: 12/01/2020 Meeting Type: Special Ticker: 002271
Primary CUSIP: Y07729109 Primary ISIN: CNE100000CS3 Primary SEDOL: B3CTJX1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Increase in Registered Capital Mgmt For For
3 Amend Articles of Association Mgmt For For
4 Approve Issuance of Asset-backed Securities SH For For
China Datang Corp. Renewable Power Co., Limited
Meeting Date: 12/07/2020 Country: China Primary Security ID: Y1456S108 Record Date: 11/06/2020 Meeting Type: Special Ticker: 1798
Primary CUSIP: Y1456S108 Primary ISIN: CNE100000X69 Primary SEDOL: B4YX1N2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Deposits Services Contemplated Mgmt For Against Under the Financial Services Agreement andIts Proposed Annual Caps Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Datang Corp. Renewable Power Co., Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Finance Lease Business Framework Mgmt For For Agreement, Its Proposed Annual Caps and Related Transactions
3 Approve Adjustment of Operation and Mgmt For Against Investment Plan for 2020
China State Construction Engineering Corp. Ltd.
Meeting Date: 12/07/2020 Country: China Primary Security ID: Y1R16Z106 Record Date: 11/30/2020 Meeting Type: Special Ticker: 601668
Primary CUSIP: Y1R16Z106 Primary ISIN: CNE100000F46 Primary SEDOL: B3Y6LV2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhang Zhaoxiang as Non-Independent SH For For Director
2 Amend Management System of Raised Funds Mgmt For Against
3 Approve External Guarantee Management Mgmt For Against Regulations
APPROVE DRAFT AND SUMMARY OF Mgmt PERFORMANCE SHARES INCENTIVE PLAN
4.1 Approve Purpose Mgmt For Against
4.2 Approve Criteria to Select Plan Participants Mgmt For Against
4.3 Approve Source and Number of Underlying Mgmt For Against Stocks and Motivational Tool
4.4 Approve Grant Situation Mgmt For Against
4.5 Approve Resolution Validity Period, Lock-up Mgmt For Against Period and Unlock Period
4.6 Approve Grant Date, Grant Price of Restricted Mgmt For Against Stocks
4.7 Approve Grant and Unlocking Conditions Mgmt For Against
4.8 Approve Non-transferable and Prohibitive Mgmt For Against Restrictions
4.9 Approve Methods and Procedures to Adjust Mgmt For Against the Incentive Plan
4.10 Approve Procedures to Grant and Unlock Mgmt For Against
4.11 Approve Accounting Treatment and the Mgmt For Against Impact on Company Performance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China State Construction Engineering Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.12 Approve Rights and Obligations of the Plan Mgmt For Against Participants and the Company
4.13 Approve Handling Under Special Mgmt For Against Circumstances
4.14 Approve Management, Amendment and Mgmt For Against Termination of this Plan
4.15 Approve Mechanism for Disputes or Disputes Mgmt For Against Between the Company and Incentive Object
4.16 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
5 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
6 Approve List of Plan Participants and Granting Mgmt For Against Situation
7 Approve Repurchase of Performance Shares Mgmt For For Phase II and III
Jiangxi Copper Company Limited
Meeting Date: 12/07/2020 Country: China Primary Security ID: Y4446C100 Record Date: 11/26/2020 Meeting Type: Special Ticker: 358
Primary CUSIP: Y4446C100 Primary ISIN: CNE1000003K3 Primary SEDOL: 6000305
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Supply and Services Agreement I, Mgmt For For Annual Caps and Related Transactions
2 Approve Supply and Services Agreement II, Mgmt For For Annual Caps and Related Transactions
3 Approve Land Use Rights Leasing Agreement Mgmt For For and Related Transactions
Nine Dragons Paper (Holdings) Limited
Meeting Date: 12/07/2020 Country: Bermuda Primary Security ID: G65318100 Record Date: 12/01/2020 Meeting Type: Annual Ticker: 2689
Primary CUSIP: G65318100 Primary ISIN: BMG653181005 Primary SEDOL: B0WC2B8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Nine Dragons Paper (Holdings) Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Cheung Yan as Director Mgmt For Against
3a2 Elect Zhang Cheng Fei as Director Mgmt For Against
3a3 Elect Lau Chun Shun as Director Mgmt For Against
3a4 Elect Tam Wai Chu, Maria as Director Mgmt For For
3a5 Elect Chen Kefu as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5a Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5b Authorize Repurchase of Issued Share Capital Mgmt For For
5c Authorize Reissuance of Repurchased Shares Mgmt For Against
Zhuzhou CRRC Times Electric Co., Ltd.
Meeting Date: 12/07/2020 Country: China Primary Security ID: Y9892N104 Record Date: 12/02/2020 Meeting Type: Special Ticker: 3898
Primary CUSIP: Y9892N104 Primary ISIN: CNE1000004X4 Primary SEDOL: B1L3XL6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt APPLICATION FOR THE ISSUE OF A SHARES OF THE COMPANY
1.1 Approve Place of Listing Mgmt For For
1.2 Approve Class of Shares to be Issued Mgmt For For
1.3 Approve Nominal Value of Shares Mgmt For For
1.4 Approve Target Subscribers Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhuzhou CRRC Times Electric Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.5 Approve Schedule of the Issue and Listing Mgmt For For
1.6 Approve Method of Issue Mgmt For For
1.7 Approve Issue Size Mgmt For For
1.8 Approve Pricing Methodology Mgmt For For
1.9 Approve Implementation of Strategic Placing Mgmt For For Upon Issue
1.10 Approve Use of Proceeds Mgmt For For
1.11 Approve Method of Underwriting Mgmt For For
1.12 Approve Validity Period of Resolutions in Mgmt For For Relation to the Issue and Listing
2 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Issue of A Shares
3 Approve Projects to be Financed with Mgmt For For Proceeds from the Issue of A Shares and Feasibility Analysis Report
4 Approve Accumulated Profit Distribution Plan Mgmt For For Prior to the Issue of A Shares
5 Approve Formulation of the Plan for Mgmt For For Stabilization of Price of A Shares within Three Years After the Issue of A Shares
6 Approve Dilution of Immediate Return by the Mgmt For For Issue of A Shares and Recovery Measures
7 Approve Three-Year Dividend Distribution Mgmt For For Plan for Shareholders After the Issue of A Shares
8 Approve Undertakings Regarding the Mgmt For For Information Disclosure in the Prospectus for the Issue of A Shares
9 Amend Articles of Association Mgmt For For
10 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
11 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Supervisory Committee
13 Approve Formulation of the Terms of Mgmt For For Reference of the Independent Non-Executive Directors
RESOLUTIONS IN RELATION TO THE Mgmt FORMULATION OF THE INTERNAL CONTROL POLICIES RELATING TO THE ISSUE OF A SHARES Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhuzhou CRRC Times Electric Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14.1 Approve Management Policy for External Mgmt For For Guarantees
14.2 Approve Management Policy for Related Party Mgmt For For Transactions
14.3 Approve Management Policy for External Mgmt For For Investments
14.4 Approve Policy for Preventing the Controlling Mgmt For For Shareholders, Actual Controllers and Related Parties from Appropriating Funds
14.5 Approve Management Policy for Funds Raised Mgmt For For from A Shares
15 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration
16 Approve 2020-23 Financial Services Mgmt For Against Framework Agreement I and Related Transactions
17 Approve 2021-23 Financial Services Mgmt For For Framework Agreement II and Related Transactions
18 Approve 2021-23 Shiling Mutual Supply Mgmt For For Framework Agreement and Related Transactions
19 Elect Shang Jing as Director Mgmt For For
Zhuzhou CRRC Times Electric Co., Ltd.
Meeting Date: 12/07/2020 Country: China Primary Security ID: Y9892N104 Record Date: 12/02/2020 Meeting Type: Special Ticker: 3898
Primary CUSIP: Y9892N104 Primary ISIN: CNE1000004X4 Primary SEDOL: B1L3XL6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt APPLICATION FOR THE ISSUE OF A SHARES OF THE COMPANY
1.1 Approve Place of Listing Mgmt For For
1.2 Approve Class of Shares to be Issued Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhuzhou CRRC Times Electric Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.3 Approve Nominal Value of Shares Mgmt For For
1.4 Approve Target Subscribers Mgmt For For
1.5 Approve Schedule of the Issue and Listing Mgmt For For
1.6 Approve Method of Issue Mgmt For For
1.7 Approve Issue Size Mgmt For For
1.8 Approve Pricing Methodology Mgmt For For
1.9 Approve Implementation of Strategic Placing Mgmt For For Upon Issue
1.10 Approve Use of Proceeds Mgmt For For
1.11 Approve Method of Underwriting Mgmt For For
1.12 Approve Validity Period of Resolutions in Mgmt For For Relation to the Issue and Listing
2 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Issue of A Shares
3 Approve Projects to be Financed with Mgmt For For Proceeds from the Issue of A Shares and Feasibility Analysis Report
4 Approve Accumulated Profit Distribution Plan Mgmt For For Prior to the Issue of A Shares
5 Approve Formulation of the Plan for Mgmt For For Stabilization of Price of A Shares within Three Years After the Issue of A Shares
6 Approve Dilution of Immediate Return by the Mgmt For For Issue of A Shares and Recovery Measures
7 Approve Three-Year Dividend Distribution Mgmt For For Plan for Shareholders After the Issue of A Shares
8 Approve Undertakings Regarding the Mgmt For For Information Disclosure in the Prospectus for the Issue of A Shares
Orient Securities Co., Ltd.
Meeting Date: 12/08/2020 Country: China Primary Security ID: Y2059V100 Record Date: 12/01/2020 Meeting Type: Special Ticker: 3958
Primary CUSIP: Y2059V100 Primary ISIN: CNE1000027F2 Primary SEDOL: BD31M48 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Orient Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOTS FOR THE HOLDERS OF A Mgmt SHARES
1.01 Elect Wu Hong as Director Mgmt For For
1.02 Elect Feng Xingdong as Director Mgmt For For
1.03 Elect He Xuan as Director Mgmt For For
2 Approve Amendments to the Independent Mgmt For For Director System
3 Amend Articles of Association Mgmt For For
4 Approve Amendments to the Rules of Mgmt For Against Procedures for the General Meeting
5 Approve Amendments to the Rules of Mgmt For For Procedures for the Board of Directors
6 Approve Amendments to the Rules of Mgmt For For Procedures for the Supervisory Committee
Beijing Capital Development Co., Ltd.
Meeting Date: 12/09/2020 Country: China Primary Security ID: Y0772K104 Record Date: 12/02/2020 Meeting Type: Special Ticker: 600376
Primary CUSIP: Y0772K104 Primary ISIN: CNE000001782 Primary SEDOL: 6320887
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee for Beijing Mgmt For Against Jingu Chuangxin Real Estate Co., Ltd.
2 Approve Provision of Guarantee for Changshu Mgmt For Against Yaotai Real Estate Co., Ltd.
3 Approve Provision of Counter Guarantee SH For Against
4 Approve Provision of Guarantee for Beijing SH For Against Shoukai Longhu Yingtai Real Estate Co., Ltd.
5 Approve Amendments to Articles of Mgmt For For Association
6 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Capital Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Jiang Xiangyu as Non-Independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Qin Hong as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
9.1 Elect Xian Xiuling as Supervisor SH For For
China Literature Limited
Meeting Date: 12/09/2020 Country: Cayman Islands Primary Security ID: G2121R103 Record Date: 12/03/2020 Meeting Type: Special Ticker: 772
Primary CUSIP: G2121R103 Primary ISIN: KYG2121R1039 Primary SEDOL: BYP71J9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Transaction Documents, Grant of Mgmt For For Specific Mandate to Issue Consideration Shares and Related Transactions
2 Approve 2021 Distribution Framework Mgmt For For Agreement, Proposed Annual Caps and Related Transactions
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 12/09/2020 Country: China Primary Security ID: Y1513C104 Record Date: 12/03/2020 Meeting Type: Special Ticker: 2866
Primary CUSIP: Y1513C104 Primary ISIN: CNE100000536 Primary SEDOL: B018L76
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Vessel Leasing Service Master Mgmt For For Agreement
Haier Electronics Group Co., Ltd.
Meeting Date: 12/09/2020 Country: Bermuda Primary Security ID: G42313125 Record Date: 12/03/2020 Meeting Type: Special Ticker: 1169
Primary CUSIP: G42313125 Primary ISIN: BMG423131256 Primary SEDOL: B1TL3R8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Reduction in the Issued Share Mgmt For For Capital of the Company by Way of a Cancellation of Fractional Shares
2 Approve Scheme of Arrangement and Mgmt For For Implementation of the Scheme, Including the Related Reduction of the Issued Share Capital of the Company, Cancellation of Share Premium of the Company and Issuance of New Shares in the Company
Haier Electronics Group Co., Ltd.
Meeting Date: 12/09/2020 Country: Bermuda Primary Security ID: G42313125 Record Date: 12/03/2020 Meeting Type: Court Ticker: 1169
Primary CUSIP: G42313125 Primary ISIN: BMG423131256 Primary SEDOL: B1TL3R8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
COURT ORDERED MEETING Mgmt
1 Approve Scheme of Arrangement Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Seazen Holdings Co. Ltd.
Meeting Date: 12/09/2020 Country: China Primary Security ID: Y267C9105 Record Date: 12/03/2020 Meeting Type: Special Ticker: 601155
Primary CUSIP: Y267C9105 Primary ISIN: CNE100002BF8 Primary SEDOL: BYWKWP4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Corporate Mgmt For Against Bond Issuance
APPROVE CORPORATE BOND ISSUANCE Mgmt
2.1 Approve Issue Scale and Manner Mgmt For Against
2.2 Approve Target Subscribers Mgmt For Against
2.3 Approve Bond Maturity Mgmt For Against
2.4 Approve Use of Proceeds Mgmt For Against
2.5 Approve Credit Enhancement Mechanism Mgmt For Against
2.6 Approve Safeguard Measures of Debts Mgmt For Against Repayment
2.7 Approve Resolution Validity Period Mgmt For Against
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Launch of Direct Financing Mgmt For Against
5 Approve Decrease in Registered Capital and Mgmt For For Amend Articles of Association
Sichuan Shuangma Cement Co., Ltd.
Meeting Date: 12/09/2020 Country: China Primary Security ID: Y7932Y106 Record Date: 12/01/2020 Meeting Type: Special Ticker: 000935
Primary CUSIP: Y7932Y106 Primary ISIN: CNE000001048 Primary SEDOL: 6166843
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Acquisition of Subscription Shares Mgmt For For and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen Tungsten Co., Ltd.
Meeting Date: 12/09/2020 Country: China Primary Security ID: Y6454T107 Record Date: 12/01/2020 Meeting Type: Special Ticker: 600549
Primary CUSIP: Y6454T107 Primary ISIN: CNE000001D15 Primary SEDOL: 6561051
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Related Party Transaction Mgmt For For
5 Amend Implementation Plan of the Annual Mgmt For For Salary System
Yanzhou Coal Mining Company Limited
Meeting Date: 12/09/2020 Country: China Primary Security ID: Y97417102 Record Date: 11/30/2020 Meeting Type: Special Ticker: 1171
Primary CUSIP: Y97417102 Primary ISIN: CNE1000004Q8 Primary SEDOL: 6109893
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Equity Interests and Assets Transfer Mgmt For For Agreement
2 Approve Supplemental Authorization for the Mgmt For Against Company to Carry Out Domestic and Overseas Financing Activities
3 Approve Increase in the 2020-2024 Cash Mgmt For For Dividend Ratio
4 Approve Capital Increase Agreement of Mgmt For For Yankuang (Hainan) Intelligent Logistics Science and Technology Co., Ltd. and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BYD Company Limited
Meeting Date: 12/10/2020 Country: China Primary Security ID: Y1023R104 Record Date: 12/04/2020 Meeting Type: Special Ticker: 1211
Primary CUSIP: Y1023R104 Primary ISIN: CNE100000296 Primary SEDOL: 6536651
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Increase of Shareholders' Deposits Mgmt For For Limit
BYD Company Limited
Meeting Date: 12/10/2020 Country: China Primary Security ID: Y1023R104 Record Date: 12/04/2020 Meeting Type: Special Ticker: 1211
Primary CUSIP: Y1023R104 Primary ISIN: CNE100000296 Primary SEDOL: 6536651
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Increase of Shareholders' Deposits Mgmt For For Limit
Jason Furniture (Hangzhou) Co., Ltd.
Meeting Date: 12/10/2020 Country: China Primary Security ID: Y4255J105 Record Date: 12/02/2020 Meeting Type: Special Ticker: 603816
Primary CUSIP: Y4255J105 Primary ISIN: CNE100002GF7 Primary SEDOL: BYPH1S8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Allowance of Independent Directors Mgmt For Against
2 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jason Furniture (Hangzhou) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.1 Elect Gu Jiangsheng as Non-Independent Mgmt For For Director
3.2 Elect Gu Hailong as Non-Independent Director Mgmt For For
3.3 Elect Li Donglai as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Feng Xiao as Independent Director Mgmt For For
4.2 Elect He Meiyun as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.1 Elect Chu Lijun as Supervisor Mgmt For For
5.2 Elect Zhou Weiyu as Supervisor Mgmt For For
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 12/10/2020 Country: China Primary Security ID: Y6436A101 Record Date: 12/03/2020 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Fang Zhou as Non-Independent Director SH For For
Anhui Gujing Distillery Co., Ltd.
Meeting Date: 12/11/2020 Country: China Primary Security ID: Y0137M100 Record Date: 12/03/2020 Meeting Type: Special Ticker: 200596
Primary CUSIP: Y0137M100 Primary ISIN: CNE000000K82 Primary SEDOL: 6026691
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Anhui Gujing Distillery Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Basis
2.5 Approve Issue Size Mgmt For For
2.6 Approve Amount and Use of Proceeds Mgmt For For
2.7 Approve Lock-up Period Mgmt For For
2.8 Approve Listing Exchange Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve that the Company Does Not Need to Mgmt For For Produce a Report on the Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Undertakings of Remedial Measures Mgmt For For by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
AviChina Industry & Technology Company Limited
Meeting Date: 12/11/2020 Country: China Primary Security ID: Y0485Q109 Record Date: 11/20/2020 Meeting Type: Special Ticker: 2357
Primary CUSIP: Y0485Q109 Primary ISIN: CNE1000001Y8 Primary SEDOL: 6707899 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AviChina Industry & Technology Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Mutual Product Supply Agreement, Mgmt For For Proposed Annual Caps and Related Transactions
2 Approve Mutual Service Supply Agreement, Mgmt For For Proposed Annual Caps and Related Transactions
3 Approve Mutual Product and Service Supply Mgmt For For and Guarantee Agreement, Proposed Annual Caps and Related Transactions
4 Approve Financial Services Framework Mgmt For Against Agreement, Proposed Caps and Related Transactions
5 Approve Finance Lease and Factoring Mgmt For For Framework Agreement, Proposed Caps and Related Transactions
6 Approve Revision of the Maximum Mgmt For Against Outstanding Daily Balance of Deposit Services for 2020 Under the Existing Financial Services (Supplemental) Framework Agreement and Related Transactions
7 Elect Zhao Hongwei as Director, Authorize Mgmt For For Board to Sign the Relevant ServiceContract with Him and Authorize Remuneration Committee to Fix His Remuneration
8 Approve Amendments to Articles of Mgmt For Against Association and Related Transactions
China Oilfield Services Limited
Meeting Date: 12/11/2020 Country: China Primary Security ID: Y15002101 Record Date: 11/20/2020 Meeting Type: Special Ticker: 2883
Primary CUSIP: Y15002101 Primary ISIN: CNE1000002P4 Primary SEDOL: 6560995
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
1.01 Elect Xu Yugao as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Oilfield Services Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.02 Elect Zhao Baoshun as Director Mgmt For For
Leyou Technologies Holdings Limited
Meeting Date: 12/11/2020 Country: Cayman Islands Primary Security ID: G5471S100 Record Date: 12/04/2020 Meeting Type: Special Ticker: 1089
Primary CUSIP: G5471S100 Primary ISIN: KYG5471S1003 Primary SEDOL: BW2V4N5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Reduction of the Issued Share Mgmt For For Capital Pursuant to the Scheme of Arrangement
2 Approve Increase of the Issued Share Capital Mgmt For For and Authorize Board to Deal with All Matters in Relation to the Implementation of the Scheme and to Apply to The Stock Exchange of Hong Kong Limited for the Withdrawal of the Listing of the Shares
Leyou Technologies Holdings Limited
Meeting Date: 12/11/2020 Country: Cayman Islands Primary Security ID: G5471S100 Record Date: 12/04/2020 Meeting Type: Court Ticker: 1089
Primary CUSIP: G5471S100 Primary ISIN: KYG5471S1003 Primary SEDOL: BW2V4N5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
COURT ORDERED MEETING Mgmt
1 Approve Scheme of Arrangement Mgmt For For
Livzon Pharmaceutical Group Inc.
Meeting Date: 12/11/2020 Country: China Primary Security ID: Y52889105 Record Date: 12/04/2020 Meeting Type: Special Ticker: 1513
Primary CUSIP: Y52889105 Primary ISIN: CNE100001QV5 Primary SEDOL: BJ34614 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Livzon Pharmaceutical Group Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Adjustment to the Implementation Mgmt For For Site and Investment Plan of a Sub-Project Under Certain Project Invested with Proceeds
2 Approve Medium to Long-Term Business Mgmt For Against Partner Share Ownership Scheme (Revised Draft) of the Company and Its Summary
3 Approve Granting Mandate to the Board of Mgmt For Against Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company
4 Approve Increase in Registered Capital Mgmt For For
5 Amend Articles of Association Mgmt For For
6 Approve Provision of Financing Guarantees to Mgmt For For Its Invested Company Zhuhai Sanmed
7 Approve Provision of Financing Guarantees to Mgmt For For Its Controlling Subsidiary Livzon MAB
Meinian Onehealth Healthcare Holdings Co., Ltd.
Meeting Date: 12/11/2020 Country: China Primary Security ID: Y5S4DH102 Record Date: 12/03/2020 Meeting Type: Special Ticker: 002044
Primary CUSIP: Y5S4DH102 Primary ISIN: CNE000001LV7 Primary SEDOL: B0766H9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Disposal Mgmt For For
Pharmaron Beijing Co., Ltd.
Meeting Date: 12/11/2020 Country: China Primary Security ID: Y989K6119 Record Date: 12/07/2020 Meeting Type: Special Ticker: 3759
Primary CUSIP: Y989K6119 Primary ISIN: CNE100003PG4 Primary SEDOL: BK72QD3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Pharmaron Beijing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Restricted A Share Incentive Mgmt For Against Scheme (Draft) and Its Summary
2 Approve Assessment Management Measures Mgmt For Against for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme
3 Approve Authorization to the Board to Handle Mgmt For Against Matters Pertaining to the A Share Incentive Scheme
4 Approve First H Share Award and Trust Mgmt For Against Scheme (Draft)
5 Approve Authorization to the Board and/or Mgmt For Against the Delegatee to Handle Matters Pertaining to the First H Share Award and Trust Scheme
6 Amend Articles of Association Mgmt For For
7 Authorize the Board to Handle All Matters in Mgmt For For Relation to the Amendment of Articles of Association
8 Elect Feng Shu as Supervisor SH For For
Pharmaron Beijing Co., Ltd.
Meeting Date: 12/11/2020 Country: China Primary Security ID: Y989K6119 Record Date: 12/07/2020 Meeting Type: Special Ticker: 3759
Primary CUSIP: Y989K6119 Primary ISIN: CNE100003PG4 Primary SEDOL: BK72QD3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Restricted A Share Incentive Mgmt For Against Scheme (Draft) and Its Summary
2 Approve Assessment Management Measures Mgmt For Against for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme
3 Approve Authorization to the Board to Handle Mgmt For Against Matters Pertaining to the A Share Incentive Scheme Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Securities Co., Ltd.
Meeting Date: 12/11/2020 Country: China Primary Security ID: Y7700J109 Record Date: 12/04/2020 Meeting Type: Special Ticker: 002500
Primary CUSIP: Y7700J109 Primary ISIN: CNE100000WJ0 Primary SEDOL: B59FKK0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
5 Amend Related-Party Transaction Mgmt For For Management System
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
6.1 Elect Hou Wei as Non-independent Director Mgmt For For
6.2 Elect Liu Pengfei as Non-independent Director Mgmt For For
6.3 Elect Wang Yili as Non-independent Director Mgmt For For
6.4 Elect Li Xiaoping as Non-independent Director Mgmt For For
6.5 Elect Zhou Jinxiao as Non-independent Mgmt For For Director
6.6 Elect Xia Guisuo as Non-independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Xing Huiqiang as Independent Director Mgmt For For
7.2 Elect Zhu Qi as Independent Director Mgmt For For
7.3 Elect Li Haitao as Independent Director Mgmt For For
7.4 Elect Guo Jie as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
8.1 Elect Jiao Yang as Supervisor Mgmt For For
8.2 Elect Guo Zhihong as Supervisor Mgmt For For
8.3 Elect Liu Qiwang as Supervisor Mgmt For For
8.4 Elect Wang Yugang as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.5 Elect Li Guolin as Supervisor Mgmt For For
8.6 Elect Wu Aidong as Supervisor Mgmt For For
8.7 Elect Bai Jingbo as Supervisor Mgmt For For
8.8 Elect Cui Qiusheng as Supervisor Mgmt For For
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 12/14/2020 Country: China Primary Security ID: Y4448A102 Record Date: 12/07/2020 Meeting Type: Special Ticker: 002157
Primary CUSIP: Y4448A102 Primary ISIN: CNE1000006H2 Primary SEDOL: B23N9L3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
Sany Heavy Industry Co., Ltd.
Meeting Date: 12/14/2020 Country: China Primary Security ID: Y75268105 Record Date: 12/07/2020 Meeting Type: Special Ticker: 600031
Primary CUSIP: Y75268105 Primary ISIN: CNE000001F70 Primary SEDOL: 6648824
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase in 2020 Mortgage and Mgmt For For Financial Leasing Quota and 2021 Forecast Mortgage and Financing Leasing Business
2 Approve Carry Out Deposit, Loan and Mgmt For For Financial Management in Related Banks
3 Approve Related Party Transaction Mgmt For For
4 Approve Provision of Guarantee Mgmt For For
5 Approve Employee Share Purchase Plan Mgmt For For
6 Approve Management Method of Employee Mgmt For For Share Purchase Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sany Heavy Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan
Shanghai Fudan Zhangjiang Bio-Pharmaceutical Co., Ltd.
Meeting Date: 12/14/2020 Country: China Primary Security ID: Y7682Y108 Record Date: 12/04/2020 Meeting Type: Special Ticker: 1349
Primary CUSIP: Y7682Y108 Primary ISIN: CNE1000000W4 Primary SEDOL: 6540470
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Sales and Distribution Agreement, Mgmt For For Proposed Annual Caps and Related Transactions
Alpha Group (China)
Meeting Date: 12/15/2020 Country: China Primary Security ID: Y2927R109 Record Date: 12/09/2020 Meeting Type: Special Ticker: 002292
Primary CUSIP: Y2927R109 Primary ISIN: CNE100000FT4 Primary SEDOL: B427D96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Working System for Independent Mgmt For For Directors
2 Amend Management System of Raised Funds Mgmt For For
3 Amend Management System for Providing Mgmt For For External Guarantees
4 Approve Credit Line and Provision of Mgmt For For Guarantee
5 Approve Adjustment of Raised Funds Mgmt For For Investment Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongxu Optoelectronic Technology Co., Ltd.
Meeting Date: 12/15/2020 Country: China Primary Security ID: Y7789C108 Record Date: 12/10/2020 Meeting Type: Special Ticker: 200413
Primary CUSIP: Y7789C108 Primary ISIN: CNE000000L24 Primary SEDOL: 6782089
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Change in Usage of Raised Funds Mgmt For For
Everbright Securities Company Limited
Meeting Date: 12/15/2020 Country: China Primary Security ID: Y2357S114 Record Date: 12/08/2020 Meeting Type: Special Ticker: 6178
Primary CUSIP: Y2357S114 Primary ISIN: CNE1000029M4 Primary SEDOL: BDCSC73
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Proposed Amendments to the Rules Mgmt For For Governing the Management of Related Party Transactions
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
2.1 Elect Yan Jun as Director Mgmt For For
2.2 Elect Liu Qiuming as Director Mgmt For For
2.3 Elect Song Bingfang as Director Mgmt For Against
2.4 Elect Fu Jianping as Director Mgmt For For
2.5 Elect Yin Lianchen as Director Mgmt For For
2.6 Elect Chan Ming Kin as Director Mgmt For Against
2.7 Elect Tian Wei as Director Mgmt For For
2.8 Elect Yu Mingxiong as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
3.1 Elect Wang Yong as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Everbright Securities Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.2 Elect Po Wai Kwong as Director Mgmt For For
3.3 Elect Ren Yongping as Director Mgmt For For
3.4 Elect Yin Junming as Director Mgmt For For
3.5 Elect Liu Yunhong as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Liu Jiping as Supervisor Mgmt For For
4.2 Elect Wu Chunsheng as Supervisor Mgmt For For
4.3 Elect Wang Hongyang as Supervisor Mgmt For For
4.4 Elect Yang Weirong as Supervisor Mgmt For For
4.5 Elect Zhu Wuxiang as Supervisor Mgmt For For
4.6 Elect Cheng Fengchao as Supervisor Mgmt For For
HuaAn Securities Co., Ltd.
Meeting Date: 12/15/2020 Country: China Primary Security ID: Y372AR105 Record Date: 12/10/2020 Meeting Type: Special Ticker: 600909
Primary CUSIP: Y372AR105 Primary ISIN: CNE100002GR2 Primary SEDOL: BZ3FFP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Cao Xiao as Independent Director Mgmt For For
Semiconductor Manufacturing International Corporation
Meeting Date: 12/15/2020 Country: Cayman Islands Primary Security ID: G8020E119 Record Date: 12/09/2020 Meeting Type: Special Ticker: 981
Primary CUSIP: G8020E119 Primary ISIN: KYG8020E1199 Primary SEDOL: BDFBM13 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Semiconductor Manufacturing International Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Framework Agreement Between the Mgmt For Against Company and SemiconductorManufacturing North China (Beijing) Corporation and SMNC Framework Agreement Annual Caps
2 Approve Amendment Agreement Between the Mgmt For For Company and Semiconductor Manufacturing South China Corporation and SMSC Framework Agreement Revised Annual Caps
3 Approve Centralized Fund Management Mgmt For Against Agreement Entered into Among the Company, Semiconductor Manufacturing International (Beijing) Corporation and Semiconductor Manufacturing South China Corporation and Centralized Fund Management Agreement Annual Caps
4 Approve Framework Agreement Between the Mgmt For For Company and Sino IC Leasing Co., Ltd., and Sino IC Leasing Framework Agreement Annual Caps
5 Approve Grant of Restricted Share Units to Mgmt For Against Zhou Zixue Under the 2014 Equity Incentive Plan
6 Approve Grant of Restricted Share Units to Mgmt For Against Zhao Haijun Under the 2014 Equity Incentive Plan
7 Approve Grant of Restricted Share Units to Mgmt For Against Liang Mong Song Under the 2014 Equity Incentive Plan
8 Approve Grant of Restricted Share Units to Mgmt For Against Gao Yonggang Under the 2014 Equity Incentive Plan
9 Approve Grant of Restricted Share Units to Mgmt For Against Chen Shanzhi Under the 2014 Equity Incentive Plan
10 Approve Grant of Restricted Share Units to Mgmt For Against William Tudor Brown Under the 2014 Equity Incentive Plan
11 Approve Grant of Restricted Share Units to Mgmt For Against Tong Guohua Under the 2014 Equity Incentive Plan
12 Approve Grant of Restricted Share Units to Mgmt For Against Cong Jingsheng Jason Under the 2014 Equity Incentive Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
Meeting Date: 12/15/2020 Country: China Primary Security ID: Y774G2101 Record Date: 12/10/2020 Meeting Type: Special Ticker: 9989
Primary CUSIP: Y774G2101 Primary ISIN: CNE100003YN2 Primary SEDOL: BMFR225
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1.00 Approve Ernst & Young Hua Ming LLP and Mgmt For Against Ernst & Young as Domestic Financial and Internal Control Auditor and Overseas Financial Report Auditor, Respectively, and Authorize Board to Fix Their Remuneration
2.00 Approve Application for Credit Line to China Mgmt For For Guangfa Bank and Industrial Bank and Provision of Guarantees
3.00 Approve Application for Credit to China Mgmt For For Development Bank and Provision of Guarantees
4.00 Approve Credit Line Adjustment of Bank of Mgmt For For China and Provision of Guarantees
Gemdale Corp.
Meeting Date: 12/16/2020 Country: China Primary Security ID: Y2685G105 Record Date: 12/10/2020 Meeting Type: Special Ticker: 600383
Primary CUSIP: Y2685G105 Primary ISIN: CNE000001790 Primary SEDOL: 6320973
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Long term Incentive System Mgmt For For Implementation Plan
Jinke Property Group Co., Ltd.
Meeting Date: 12/16/2020 Country: China Primary Security ID: Y4463Q107 Record Date: 12/11/2020 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinke Property Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Additional Guarantee Mgmt For Against
2 Approve Use of Surplus Funds of Subsidiary Mgmt For Against by the Company and its Partners According to Their Shareholding
SDIC Capital Co., Ltd.
Meeting Date: 12/16/2020 Country: China Primary Security ID: Y8045P107 Record Date: 12/10/2020 Meeting Type: Special Ticker: 600061
Primary CUSIP: Y8045P107 Primary ISIN: CNE000000Q11 Primary SEDOL: 6813116
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change of Auditor Mgmt For For
Chongqing Gas Group Corp. Ltd.
Meeting Date: 12/17/2020 Country: China Primary Security ID: Y2102V107 Record Date: 12/11/2020 Meeting Type: Special Ticker: 600917
Primary CUSIP: Y2102V107 Primary ISIN: CNE100001V03 Primary SEDOL: BQ45PZ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For Against
2 Elect Ren Qingyang as Non-Independent SH For For Director
3 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
4 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
5 Approve Implementation and Methods to Mgmt For Against Assess the Performance of Plan Participants Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Gas Group Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
7 Approve to Appoint Auditor Mgmt For For
8 Elect Supervisor Mgmt For Against
Huapont Life Sciences Co., Ltd.
Meeting Date: 12/17/2020 Country: China Primary Security ID: Y15896114 Record Date: 12/11/2020 Meeting Type: Special Ticker: 002004
Primary CUSIP: Y15896114 Primary ISIN: CNE000001JJ6 Primary SEDOL: B01KB83
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Application of Bank Credit Lines and Mgmt For Against Guarantee Matters
2 Approve Additional Related Party Transactions Mgmt For For
3 Approve Forward Foreign Exchange Mgmt For For Settlement and Sale Business and RMB-to-Forex Option Portfolio
Air China Limited
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y002A6104 Record Date: 11/17/2020 Meeting Type: Special Ticker: 753
Primary CUSIP: Y002A6104 Primary ISIN: CNE1000001S0 Primary SEDOL: B04KNF1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Lyu Yanfang as Supervisor Mgmt For For
2 Approve Trademark License Framework Mgmt For Against Agreement and Related Transactions
3 Approve Renewal of the Financial Services Mgmt For Against Framework Agreement Between the Company and China National Aviation Finance Co., Ltd. and Provision of Deposit Services Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Air China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Renewal of the Financial Services Mgmt For Against Framework Agreement Between China National Aviation Finance Co., Ltd. and China National Aviation Holding Corporation Limited
Air China Limited
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y002A6104 Record Date: 11/18/2020 Meeting Type: Special Ticker: 753
Primary CUSIP: Y002A6104 Primary ISIN: CNE1000001S0 Primary SEDOL: B04KNF1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Lyu Yanfang as Supervisor Mgmt For For
2 Approve Trademark License Framework Mgmt For Against Agreement and Related Transactions
3 Approve Renewal of the Financial Services Mgmt For Against Framework Agreement Between the Company and China National Aviation Finance Co., Ltd. and Provision of Deposit Services
4 Approve Renewal of the Financial Services Mgmt For Against Framework Agreement Between China National Aviation Finance Co., Ltd. and China National Aviation Holding Corporation Limited
China TransInfo Technology Co., Ltd.
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y8310S109 Record Date: 12/14/2020 Meeting Type: Special Ticker: 002373
Primary CUSIP: Y8310S109 Primary ISIN: CNE100000MJ1 Primary SEDOL: B62G7T5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China TransInfo Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Amend Working System for Independent Mgmt For For Directors
5 Amend Related Party Transaction Mgmt For For Management System
6 Amend External Guarantee Management Mgmt For For System
7 Amend Investment Management System Mgmt For For
8 Amend Raised Funds Management System Mgmt For For
9 Amend Management System of Mgmt For For Standardization and Related Party Funds
10 Amend Detailed Implementation Rules for Mgmt For For Cumulative Voting
11 Amend Implementation Rules for Online Mgmt For For Voting
12 Amend Remuneration and Assessment Mgmt For For Management System of Directors and Senior Management Members
13 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
14 Approve the Company's Compliance with the Mgmt For For Conditions for the Registration of Medium-term Notes
APPROVE REGISTRATION AND ISSUANCE OF Mgmt MEDIUM-TERM NOTES
15.1 Approve Total Issuance and Scale Mgmt For For
15.2 Approve Medium-term Notes Maturity Mgmt For For
15.3 Approve Issuance Method Mgmt For For
15.4 Approve Issuance Rate Mgmt For For
15.5 Approve Target Subscribers Mgmt For For
15.6 Approve Use of Proceeds Mgmt For For
15.7 Approve Resolution Validity Period Mgmt For For
16 Approve Authorization of the Board to Handle Mgmt For For All Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y1513C104 Record Date: 12/14/2020 Meeting Type: Special Ticker: 2866
Primary CUSIP: Y1513C104 Primary ISIN: CNE100000536 Primary SEDOL: B018L76
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Assignment and Novation Mgmt For For Agreements
2 Approve Adjustment of Caps for Provisions of Mgmt For Against Guarantees
Datang International Power Generation Co., Ltd.
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y20020106 Record Date: 11/18/2020 Meeting Type: Special Ticker: 991
Primary CUSIP: Y20020106 Primary ISIN: CNE1000002Z3 Primary SEDOL: 6080716
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT DIRECTORS Mgmt
1.1 Elect Sun Yongxing as Director Mgmt For For
1.2 Approve Retirement of Zhang Ping as Director Mgmt For For
2 Approve Engagement of Accounting Firms for Mgmt For For the Year 2020
3 Approve Increasing Annual Caps of Certain Mgmt For For Connected Transactions Under the Comprehensive Product and Service Framework Agreement (2019-2021)
4 Amend Articles of Association Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Getein Biotech, Inc.
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y2R9W4107 Record Date: 12/14/2020 Meeting Type: Special Ticker: 603387
Primary CUSIP: Y2R9W4107 Primary ISIN: CNE100002RR9 Primary SEDOL: BD5H222
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Shareholder Return Plan Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Su Enben as Non-Independent Director Mgmt For For
2.2 Elect Tao Aidi as Non-Independent Director Mgmt For For
2.3 Elect Su Enkui as Non-Independent Director Mgmt For For
2.4 Elect Kong Tingting as Non-Independent Mgmt For For Director
2.5 Elect Ni Wen as Non-Independent Director Mgmt For For
2.6 Elect Zhu Gang as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Wan Suiren as Independent Director Mgmt For For
3.2 Elect Yu Honghai as Independent Director Mgmt For For
3.3 Elect Chen Jun as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Li Jing as Supervisor Mgmt For For
4.2 Elect Lin Qianqian as Supervisor Mgmt For For
Great Wall Motor Company Limited
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y2882P106 Record Date: 11/23/2020 Meeting Type: Special Ticker: 2333
Primary CUSIP: Y2882P106 Primary ISIN: CNE100000338 Primary SEDOL: 6718255 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Satisfaction of the Conditions for the Mgmt For For Public Issuance of A Share Convertible Corporate Bonds of the Company
RESOLUTIONS IN RELATION TO THE PLAN Mgmt OF THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS OF THE COMPANY
2.01 Approve Type of Securities to be Issued Mgmt For For
2.02 Approve Size of the Issuance Mgmt For For
2.03 Approve Par Value and Issue Price Mgmt For For
2.04 Approve Bonds Term Mgmt For For
2.05 Approve Coupon Rate Mgmt For For
2.06 Approve Term and Method of Repayment of Mgmt For For Principal and Interest Payment
2.07 Approve Conversion Period Mgmt For For
2.08 Approve Determination and Adjustment of the Mgmt For For Conversion Price
2.09 Approve Terms of Downward Adjustment to Mgmt For For Conversion Price
2.10 Approve Method for Determining the Number Mgmt For For of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds which is Insufficient to be Converted into One A Share
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sale Back Mgmt For For
2.13 Approve Entitlement to Dividend in the Year Mgmt For For of Conversion
2.14 Approve Method of the Issuance and Target Mgmt For For Subscribers
2.15 Approve Subscription Arrangement for the Mgmt For For Existing A Shareholders
2.16 Approve Bondholders and Bondholders' Mgmt For For Meetings
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Rating Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.19 Approve Management and Deposit for Mgmt For For Proceeds Raised
2.20 Approve Guarantee and Security Mgmt For For
2.21 Approve Validity Period of the Resolution Mgmt For For
3 Approve Plan of the Public Issuance of A Mgmt For For Share Convertible Corporate Bonds of the Company
4 Approve Feasibility Report on the Project Mgmt For For Funded by the Proceeds in the Public Issuance of A Share Convertible Corporate Bonds of the Company
5 Approve Exemption from the Preparation of Mgmt For For the Reports on the Use of Proceeds Previously Raised
6 Approve Recovery Measures and Undertakings Mgmt For For by Relevant Parties in Relation to Dilutive Impact on Immediate Returns of the Public Issuance of A Share Convertible Corporate Bonds of the Company
7 Approve Formulation of the Shareholders' Mgmt For For Return Plan for the Next Three Years (Year 2020-2022) of the Company
8 Approve Formulation of Rules for A Share Mgmt For For Convertible Corporate Bondholders' Meetings of the Company
9 Approve Amendments on the Administrative Mgmt For For Rules for Use of Proceeds from Fund Raisings of Great Wall Motor Company Limited (Revised)
10 Approve Connected Transactions of Possible Mgmt For For Subscriptions of A Share Convertible Corporate Bonds under the Public Issuance by the Company's Controlling Shareholder, Director or General Manager of Certain Significant Subsidiaries
11 Approve Authorization from Shareholders' Mgmt For For General Meeting to the Board or Its Authorized Persons to Handle in Full Discretion Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y2882P106 Record Date: 11/23/2020 Meeting Type: Special Ticker: 2333
Primary CUSIP: Y2882P106 Primary ISIN: CNE100000338 Primary SEDOL: 6718255
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE PUBLIC Mgmt ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS OF THE COMPANY
1.01 Approve Type of Securities to be Issued Mgmt For For
1.02 Approve Size of the Issuance Mgmt For For
1.03 Approve Par Value and Issue Price Mgmt For For
1.04 Approve Bonds Term Mgmt For For
1.05 Approve Coupon Rate Mgmt For For
1.06 Approve Term and Method of Repayment of Mgmt For For Principal and Interest Payment
1.07 Approve Conversion Period Mgmt For For
1.08 Approve Determination and Adjustment of the Mgmt For For Conversion Price
1.09 Approve Terms of Downward Adjustment to Mgmt For For Conversion Price
1.10 Approve Method for Determining the Number Mgmt For For of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds which is Insufficient to be Converted into One A Share
1.11 Approve Terms of Redemption Mgmt For For
1.12 Approve Terms of Sale Back Mgmt For For
1.13 Approve Entitlement to Dividend in the Year Mgmt For For of Conversion
1.14 Approve Method of the Issuance and Target Mgmt For For Subscribers
1.15 Approve Subscription Arrangement for the Mgmt For For Existing A Shareholders
1.16 Approve Bondholders and Bondholders' Mgmt For For Meetings
1.17 Approve Use of Proceeds Mgmt For For
1.18 Approve Rating Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.19 Approve Management and Deposit for Mgmt For For Proceeds Raised
1.20 Approve Guarantee and Security Mgmt For For
1.21 Approve Validity Period of the Resolution Mgmt For For
2 Approve Plan of the Public Issuance of A Mgmt For For Share Convertible Corporate Bonds of the Company
3 Approve Authorization from Shareholders' Mgmt For For General Meeting to the Board or Its Authorized Persons to Handle in Full Discretion Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company
Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y40887104 Record Date: 12/11/2020 Meeting Type: Special Ticker: 601216
Primary CUSIP: Y40887104 Primary ISIN: CNE1000010F8 Primary SEDOL: B4THGF6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Asset Disposal and Cash Subscription
2 Approve Signing of Supplemental Agreement Mgmt For For on Acquisition by Issuance of Shares and Performance Commitment and Compensation Agreement
3 Approve Signing of Supplemental Agreement Mgmt For For to the Share Subscription Agreement
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y6436A101 Record Date: 12/11/2020 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oceanwide Holdings Co., Ltd. (Beijing)
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
Power Construction Corporation of China, Ltd.
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y7999Z103 Record Date: 12/11/2020 Meeting Type: Special Ticker: 601669
Primary CUSIP: Y7999Z103 Primary ISIN: CNE1000017G1 Primary SEDOL: B4TH690
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For Against
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
4 Approve Asset Securitization Product Issuance Mgmt For For and Credit Enhancement
Sinopharm Group Co. Ltd.
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y8008N107 Record Date: 11/17/2020 Meeting Type: Special Ticker: 1099
Primary CUSIP: Y8008N107 Primary ISIN: CNE100000FN7 Primary SEDOL: B3ZVDV0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Procurement Framework Mgmt For For Agreement, Proposed Annual Caps and Related Transactions
2 Approve 2020 Financial Services Framework Mgmt For Against Agreement, Proposed Annual Caps and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Starry Pharmaceutical Co., Ltd.
Meeting Date: 12/18/2020 Country: China Primary Security ID: Y989AB101 Record Date: 12/08/2020 Meeting Type: Special Ticker: 603520
Primary CUSIP: Y989AB101 Primary ISIN: CNE1000026N8 Primary SEDOL: BYXBL37
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Foreign Investment in Industrial Mgmt For For Funds
2 Approve Equity Transfer and Related Party Mgmt For For Transactions
Anhui Expressway Company Limited
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y01374100 Record Date: 11/20/2020 Meeting Type: Special Ticker: 995
Primary CUSIP: Y01374100 Primary ISIN: CNE1000001X0 Primary SEDOL: 6045180
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association Mgmt For Against
2 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Supervisory Committee
Chengdu Kanghong Pharmaceutical Group Co., Ltd.
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y130A3100 Record Date: 12/14/2020 Meeting Type: Special Ticker: 002773
Primary CUSIP: Y130A3100 Primary ISIN: CNE1000020C4 Primary SEDOL: BZ0HMS7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chengdu Kanghong Pharmaceutical Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Issue Price Mgmt For For
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Use of Proceeds Mgmt For For
2.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.9 Approve Listing Location Mgmt For For
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Report on the Usage of Previously Mgmt For For Raised Funds
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Authorization of Board to Handle All Mgmt For For Related Matters
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Completion of Partial Raised Funds Mgmt For For Investment Project and Use of Excess Raised Funds to Replenish Working Capital
Fujian Sunner Development Co., Ltd.
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y2655H109 Record Date: 12/14/2020 Meeting Type: Special Ticker: 002299
Primary CUSIP: Y2655H109 Primary ISIN: CNE100000G78 Primary SEDOL: B4L9T62 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fujian Sunner Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve the Company's Profit Distribution Mgmt For For Plan for the First Three Quarters of 2020
2 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
3 Approve Decrease of Registered Capital and Mgmt For For Amend Articles of Association
Joincare Pharmaceutical Group Industry Co., Ltd.
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y7742H103 Record Date: 12/15/2020 Meeting Type: Special Ticker: 600380
Primary CUSIP: Y7742H103 Primary ISIN: CNE000001816 Primary SEDOL: 6352318
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Restructuring Mgmt For For
Postal Savings Bank of China Co., Ltd.
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y6987V108 Record Date: 12/14/2020 Meeting Type: Special Ticker: 1658
Primary CUSIP: Y6987V108 Primary ISIN: CNE1000029W3 Primary SEDOL: BD8GL18
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Postal Savings Bank of China's Mgmt For For Satisfaction of the Conditions of the Non-Public Issuance of A Shares
RESOLUTIONS IN RELATION TO THE Mgmt NON-PUBLIC ISSUANCE PLAN OF A SHARES
2.1 Approve Class and Nominal Value of Mgmt For For Securities to be Issued Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Postal Savings Bank of China Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Approve Method and Time of Issuance Mgmt For For
2.3 Approve Amount and Use of Proceeds Mgmt For For
2.4 Approve Target Subscriber and Subscription Mgmt For For Method
2.5 Approve Issue Price and Pricing Principles Mgmt For For
2.6 Approve Number of Shares to be Issued Mgmt For For
2.7 Approve Lock-Up Period of Shares to be Mgmt For For Issued
2.8 Approve Listing Venue Mgmt For For
2.9 Approve Arrangement of Accumulated Mgmt For For Undistributed Profits Prior to the Completion of the Issuance
2.10 Approve Validity Period of the Resolution Mgmt For For
3 Approve Feasibility Report on the Use of Mgmt For For Proceeds Raised from the Non-Public Issuance of A Shares
4 Approve Report on the Use of Previously Mgmt For For Raised Proceeds
5 Approve Dilution of Immediate Returns by the Mgmt For For Non-Public Issuance of A Shares, Remedial Measures and Commitments of Related Entities
6 Approve Shareholders' Return Plan Mgmt For For
7 Authorize Board and Its Authorized Persons to Mgmt For For Deal with All Matters in Relation to the Non-Public Issuance of A Shares
8 Approve Connected Transaction Relating to Mgmt For For the Non-Public Issuance of A Shares
9 Approve Share Subscription Contract with Mgmt For For Conditions Precedent Between Postal Savings Bank of China and the Target Subscriber
10 Elect Liu Yue as Director Mgmt For For
11 Elect Ding Xiangming as Director Mgmt For For
12 Elect Hu Xiang as Director Mgmt For For
13 Approve Remuneration Settlement Plan for Mgmt For For Directors for 2019
14 Approve Remuneration Settlement Plan for Mgmt For For Supervisors for 2019 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Postal Savings Bank of China Co., Ltd.
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y6987V108 Record Date: 12/14/2020 Meeting Type: Special Ticker: 1658
Primary CUSIP: Y6987V108 Primary ISIN: CNE1000029W3 Primary SEDOL: BD8GL18
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt NON-PUBLIC ISSUANCE PLAN OF A SHARES
1.1 Approve Class and Nominal Value of Mgmt For For Securities to be Issued
1.2 Approve Method and Time of Issuance Mgmt For For
1.3 Approve Amount and Use of Proceeds Mgmt For For
1.4 Approve Target Subscriber and Subscription Mgmt For For Method
1.5 Approve Issue Price and Pricing Principles Mgmt For For
1.6 Approve Number of Shares to be Issued Mgmt For For
1.7 Approve Lock-Up Period of Shares to be Mgmt For For Issued
1.8 Approve Listing Venue Mgmt For For
1.9 Approve Arrangement of Accumulated Mgmt For For Undistributed Profits Prior to the Completion of the Issuance
1.10 Approve Validity Period of the Resolution Mgmt For For
2 Authorize Board and Its Authorized Persons to Mgmt For For Deal with All Matters in Relation to the Non-Public Issuance of A Shares
3 Approve Connected Transaction Relating to Mgmt For For the Non-Public Issuance of A Shares
4 Approve Share Subscription Contract with Mgmt For For Conditions Precedent Between Postal Savings Bank of China and the Target Subscriber
Shenzhen YUTO Packaging Technology Co., Ltd.
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y7T460102 Record Date: 12/15/2020 Meeting Type: Special Ticker: 002831
Primary CUSIP: Y7T460102 Primary ISIN: CNE100002H00 Primary SEDOL: BYN0LB2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen YUTO Packaging Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary on Employee Mgmt For For Share Purchase Plan
2 Approve Management Method of Employee Mgmt For For Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Suli Co., Ltd.
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y806HL108 Record Date: 12/15/2020 Meeting Type: Special Ticker: 603585
Primary CUSIP: Y806HL108 Primary ISIN: CNE100002G35 Primary SEDOL: BYXSP14
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Acquisition of Equity Mgmt For For
2 Approve Capital Increase Mgmt For For
Tongkun Group Co., Ltd.
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y8851U109 Record Date: 12/15/2020 Meeting Type: Special Ticker: 601233
Primary CUSIP: Y8851U109 Primary ISIN: CNE1000012X7 Primary SEDOL: B5MK3F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Project Investment Mgmt For For Agreement
2 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Walvax Biotechnology Co., Ltd.
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y9486E106 Record Date: 12/14/2020 Meeting Type: Special Ticker: 300142
Primary CUSIP: Y9486E106 Primary ISIN: CNE100000WN2 Primary SEDOL: B5B40S3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Waiver of Pre-emptive Rights
Yuexiu Transport Infrastructure Limited
Meeting Date: 12/21/2020 Country: Bermuda Primary Security ID: G9880L102 Record Date: 12/17/2020 Meeting Type: Special Ticker: 1052
Primary CUSIP: G9880L102 Primary ISIN: BMG9880L1028 Primary SEDOL: 6398787
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2021 Bank Deposits Agreement, New Mgmt For For Annual Caps and Related Transactions
ZTE Corporation
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y0004F105 Record Date: 12/15/2020 Meeting Type: Special Ticker: 763
Primary CUSIP: Y0004F105 Primary ISIN: CNE1000004Y2 Primary SEDOL: B04KP88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1.00 Approve Fulfillment of Criteria for the Mgmt For For Acquisition of Assets by Issuance of Shares and Ancillary Fund-Raising
RESOLUTIONS IN RELATION TO THE Mgmt COMPANY'S PLAN FOR THE ACQUISITION OF ASSETS BY ISSUANCE OF SHARES AND ANCILLARY FUND-RAISING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.01 Approve General Plan Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt ACQUISITION OF ASSETS BY ISSUANCE OF SHARES
2.02 Approve Counterparties Mgmt For For
2.03 Approve Target Assets Mgmt For For
2.04 Approve Transaction Price of the Target Mgmt For For Assets
2.05 Approve Method of Payment Mgmt For For
2.06 Approve Class and Par Value of Shares to be Mgmt For For Issued
2.07 Approve Place of Listing Mgmt For For
2.08 Approve Issue Price and Pricing Principles Mgmt For For
2.09 Approve Proposal in Relation to the Mgmt For For Adjustment of Issue Price
2.10 Approve Number of Shares to be Issued Mgmt For For
2.11 Approve Lock-up Period Arrangement Mgmt For For
2.12 Approve Arrangement for the Retained Mgmt For For Undistributed Profits
2.13 Approve Validity Period of the Resolution Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt ANCILLARY FUND-RAISING
2.14 Approve Class and Par Value of Shares to be Mgmt For For Issued
2.15 Approve Place of Listing Mgmt For For
2.16 Approve Target Subscribers Mgmt For For
2.17 Approve Method of Issuance and Method of Mgmt For For Subscription
2.18 Approve Issue Price and Pricing Principles Mgmt For For
2.19 Approve Total Amount of the Ancillary Mgmt For For Fund-Raising and Number of Shares to be Issued
2.20 Approve Lock-up Period Arrangement Mgmt For For
2.21 Approve Use of the Ancillary Funds-Raising Mgmt For For
2.22 Approve Arrangement for the Retained Mgmt For For Undistributed Profits
2.23 Approve Validity Period of the Resolution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.00 Approve Report on Acquisition of Assets by Mgmt For For Issuance of Shares and Ancillary Fund-Raising of ZTE Corporation (Draft) (Revised Version)
4.00 Approve Resolution on the Transaction not Mgmt For For Constituting a Connected Transaction
5.00 Approve Resolution on the Transaction not Mgmt For For Constituting a Major Asset Restructuring
6.00 Approve Article 13 of the Administrative Mgmt For For Measures for the Major Asset Restructuring of Listed Companies
7.00 Approve Compliance with Articles 11 and 43 Mgmt For For of the Administrative Measures for the Major Asset Restructuring of Listed Companies
8.00 Approve Compliance with Article 4 of the Mgmt For For Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies
9.00 Approve Conditional Agreement Mgmt For For
10.00 Approve Conditional Supplemental Agreement Mgmt For For
11.00 Approve Statement of Completeness and Mgmt For For Compliance of Statutory Procedures Performed in Relation to the Transaction and the Validity of the Submission of Legal Documents
12.00 Approve Statement of Principals Involved in Mgmt For For the Transaction not being Subject to Article 13 of the Interim Provisions on Strengthening Regulation over Unusual Trading in Stocks relating to Major Asset Restructuring of Listed Companies
13.00 Approve Shares Price Fluctuation under Article Mgmt For For 5 of the Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties
14.00 Approve Audit Report, the Pro Forma Review Mgmt For For Report and the Asset Valuation Report
15.00 Approve Independence of the Appraisal Mgmt For For Institution, the Reasonableness of the Appraisal Assumptions, the Relevance between the Appraisal Method and the Appraisal Objectives and the Fairness of the Appraisal Consideration
16.00 Approve Statement of the Basis for, and Mgmt For For Reasonableness and Fairness of, the Consideration for the Transaction Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
17.00 Approve Analysis on Dilution on Returns for Mgmt For For the Current Period and Remedial Measures and the Relevant Undertakings in Relation to the Transaction
18.00 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Transaction
ZTE Corporation
Meeting Date: 12/21/2020 Country: China Primary Security ID: Y0004F105 Record Date: 12/15/2020 Meeting Type: Special Ticker: 763
Primary CUSIP: Y0004F105 Primary ISIN: CNE1000004Y2 Primary SEDOL: B04KP88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1.00 Approve Fulfillment of Criteria for the Mgmt For For Acquisition of Assets by Issuance of Shares and Ancillary Fund-Raising
RESOLUTIONS IN RELATION TO THE Mgmt COMPANY'S PLAN FOR THE ACQUISITION OF ASSETS BY ISSUANCE OF SHARES AND ANCILLARY FUND-RAISING
2.01 Approve General Plan Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt ACQUISITION OF ASSETS BY ISSUANCE OF SHARES
2.02 Approve Counterparties Mgmt For For
2.03 Approve Target Assets Mgmt For For
2.04 Approve Transaction Price of the Target Mgmt For For Assets
2.05 Approve Method of Payment Mgmt For For
2.06 Approve Class and Par Value of Shares to be Mgmt For For Issued
2.07 Approve Place of Listing Mgmt For For
2.08 Approve Issue Price and Pricing Principles Mgmt For For
2.09 Approve Proposal in Relation to the Mgmt For For Adjustment of Issue Price Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.10 Approve Number of Shares to be Issued Mgmt For For
2.11 Approve Lock-up Period Arrangement Mgmt For For
2.12 Approve Arrangement for the Retained Mgmt For For Undistributed Profits
2.13 Approve Validity Period of the Resolution Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt ANCILLARY FUND-RAISING
2.14 Approve Class and Par Value of Shares to be Mgmt For For Issued
2.15 Approve Place of Listing Mgmt For For
2.16 Approve Target Subscribers Mgmt For For
2.17 Approve Method of Issuance and Method of Mgmt For For Subscription
2.18 Approve Issue Price and Pricing Principles Mgmt For For
2.19 Approve Total Amount of the Ancillary Mgmt For For Fund-Raising and Number of Shares to be Issued
2.20 Approve Lock-up Period Arrangement Mgmt For For
2.21 Approve Use of the Ancillary Funds-Raising Mgmt For For
2.22 Approve Arrangement for the Retained Mgmt For For Undistributed Profits
2.23 Approve Validity Period of the Resolution Mgmt For For
3.00 Approve Report on Acquisition of Assets by Mgmt For For Issuance of Shares and Ancillary Fund-Raising of ZTE Corporation (Draft) (Revised Version)
4.00 Approve Resolution on the Transaction not Mgmt For For Constituting a Connected Transaction
5.00 Approve Resolution on the Transaction not Mgmt For For Constituting a Major Asset Restructuring
6.00 Approve Article 13 of the Administrative Mgmt For For Measures for the Major Asset Restructuring of Listed Companies
7.00 Approve Compliance with Articles 11 and 43 Mgmt For For of the Administrative Measures for the Major Asset Restructuring of Listed Companies
8.00 Approve Compliance with Article 4 of the Mgmt For For Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies
9.00 Approve Conditional Agreement Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10.00 Approve Conditional Supplemental Agreement Mgmt For For
11.00 Approve Statement of Completeness and Mgmt For For Compliance of Statutory Procedures Performed in Relation to the Transaction and the Validity of the Submission of Legal Documents
12.00 Approve Statement of Principals Involved in Mgmt For For the Transaction not being Subject to Article 13 of the Interim Provisions on Strengthening Regulation over Unusual Trading in Stocks relating to Major Asset Restructuring of Listed Companies
13.00 Approve Shares Price Fluctuation under Article Mgmt For For 5 of the Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties
14.00 Approve Audit Report, the Pro Forma Review Mgmt For For Report and the Asset Valuation Report
15.00 Approve Independence of the Appraisal Mgmt For For Institution, the Reasonableness of the Appraisal Assumptions, the Relevance between the Appraisal Method and the Appraisal Objectives and the Fairness of the Appraisal Consideration
16.00 Approve Statement of the Basis for, and Mgmt For For Reasonableness and Fairness of, the Consideration for the Transaction
17.00 Approve Analysis on Dilution on Returns for Mgmt For For the Current Period and Remedial Measures and the Relevant Undertakings in Relation to the Transaction
18.00 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Transaction
China Cinda Asset Management Co., Ltd.
Meeting Date: 12/22/2020 Country: China Primary Security ID: Y1R34V103 Record Date: 12/16/2020 Meeting Type: Special Ticker: 1359
Primary CUSIP: Y1R34V103 Primary ISIN: CNE100001QS1 Primary SEDOL: BGY6SV2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Onshore Undated Capital Mgmt For Against Bonds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Cinda Asset Management Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Dongjiang Environmental Company Limited
Meeting Date: 12/22/2020 Country: China Primary Security ID: Y2121H121 Record Date: 12/03/2020 Meeting Type: Special Ticker: 895
Primary CUSIP: Y2121H121 Primary ISIN: CNE1000001B6 Primary SEDOL: 6587057
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT EXECUTIVE AND NON-EXECUTIVE Mgmt DIRECTORS
1.1 Elect Tan Kan as Director SH For For
1.2 Elect Lin Peifeng as Director SH For For
1.3 Elect Tang Yi as Director SH For For
1.4 Elect Shan Xiaomin as Director SH For For
1.5 Elect Jin Yongfu as Director SH For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS
2.1 Elect Li Jinhui as Director Mgmt For For
2.2 Elect Siu Chi Hung as Director Mgmt For For
2.3 Elect Guo Suyi as Director Mgmt For For
ELECT SUPERVISORS Mgmt
3.1 Elect Huang Haiping as Supervisor Mgmt For For
3.2 Elect Jiang Ping as Supervisor SH For For
4 Authorize Board to Determine the Mgmt For For Remuneration of Directors and Supervisory Committee
Geely Automobile Holdings Limited
Meeting Date: 12/22/2020 Country: Cayman Islands Primary Security ID: G3777B103 Record Date: 12/16/2020 Meeting Type: Special Ticker: 175
Primary CUSIP: G3777B103 Primary ISIN: KYG3777B1032 Primary SEDOL: 6531827 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Geely Automobile Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Master CKDs and Automobile Mgmt For For Components Sales Agreement, Annual Caps and Related Transactions
2 Approve Master CKDs and Automobile Mgmt For For Components Purchase Agreement, Annual Caps and Related Transactions
3 Approve New Powertrain Sales Agreement, Mgmt For For Annual Caps and Related Transactions
4 Approve LYNK & CO Finance Cooperation Mgmt For For Agreement, Annual Caps and Related Transactions
5 Approve Fengsheng Finance Cooperation Mgmt For For Agreement, Annual Caps and Related Transactions
6 Approve Geely Holding Finance Cooperation Mgmt For For Agreement, Annual Caps and Related Transactions
Huaneng Power International, Inc.
Meeting Date: 12/22/2020 Country: China Primary Security ID: Y3744A105 Record Date: 12/01/2020 Meeting Type: Special Ticker: 902
Primary CUSIP: Y3744A105 Primary ISIN: CNE1000006Z4 Primary SEDOL: 6099671
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Continuing Connected Transactions Mgmt For For for 2021 Between the Company and Huaneng Group
2 Approve Capital Increase of Shengdong Mgmt For For Offshore Wind Power
3 Approve Capital Increase and Share Mgmt For For Expansion of Huaneng Yantai Renewable Energy
4 Approve Provision of Guarantee by Shandong Mgmt For Against Company to Its Subsidiary
5 Elect Li Haifeng as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huaneng Power International, Inc.
Meeting Date: 12/22/2020 Country: China Primary Security ID: Y3744A105 Record Date: 12/01/2020 Meeting Type: Special Ticker: 902
Primary CUSIP: Y3744A105 Primary ISIN: CNE1000006Z4 Primary SEDOL: 6099671
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Continuing Connected Transactions Mgmt For For for 2021 Between the Company and Huaneng Group
2 Approve Capital Increase of Shengdong Mgmt For For Offshore Wind Power
3 Approve Capital Increase and Share Mgmt For For Expansion of Huaneng Yantai Renewable Energy
4 Approve Provision of Guarantee by Shandong Mgmt For Against Company to Its Subsidiary
5 Elect Li Haifeng as Director SH For For
Sinotrans Limited
Meeting Date: 12/22/2020 Country: China Primary Security ID: Y6145J104 Record Date: 12/10/2020 Meeting Type: Special Ticker: 598
Primary CUSIP: Y6145J104 Primary ISIN: CNE1000004F1 Primary SEDOL: 6579010
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Amendments to the Procedural Rules Mgmt For Against for Meetings of the Board of Directors, Procedural Rules for Meetings of the Supervisory Committee, Working Manual for the Independent Directors and Policy for the Management of Related Party Transactions
2 Approve Financial Services Agreement, Mgmt For Against Proposed Annual Caps and Related Transactions
3 Approve Provision of Financial Services by Mgmt For For China Merchants Bank to the Group Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinotrans Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Master Services Agreement (China Mgmt For For Merchants), Proposed Annual Caps and Related Transactions
5 Approve Master Lease Agreement, Proposed Mgmt For For Annual Caps and Related Transactions
6 Approve Master Services Agreement Mgmt For For (Sinotrans Shandong Hongzhi), Proposed Annual Caps and Related Transactions
7 Approve Daily Related Party Transactions Mgmt For For Framework Agreement
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 12/22/2020 Country: China Primary Security ID: Y97237112 Record Date: 11/20/2020 Meeting Type: Special Ticker: 2208
Primary CUSIP: Y97237112 Primary ISIN: CNE100000PP1 Primary SEDOL: B59GZJ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Estimated Annual Cap for Continuing Mgmt For For Connected Transactions (A Share) for 2021
2 Approve Application for a Letter of Guarantee Mgmt For For from the Bank on Behalf of Australia White Rock Wind Farm
3 Approve Purchasing Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
4 Approve Proposed Revision of Annual Caps SH For For for Continuing Connected Transactions (H Share) for 2020 and 2021 Under the Product Sales Framework Agreement (2019-2021)
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 12/22/2020 Country: China Primary Security ID: Y97237112 Record Date: 12/15/2020 Meeting Type: Special Ticker: 2208
Primary CUSIP: Y97237112 Primary ISIN: CNE100000PP1 Primary SEDOL: B59GZJ7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xinjiang Goldwind Science & Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Estimated Annual Cap for Continuing Mgmt For For Connected Transactions (A Share) for 2021
2 Approve Application for a Letter of Guarantee Mgmt For For from the Bank on Behalf of Australia White Rock Wind Farm
3 Approve Purchasing Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
4 Approve Proposed Revision of Annual Caps SH For For for Continuing Connected Transactions (H Share) for 2020 and 2021 Under the Product Sales Framework Agreement (2019-2021)
51job, Inc.
Meeting Date: 12/23/2020 Country: Cayman Islands Primary Security ID: 316827104 Record Date: 11/20/2020 Meeting Type: Annual Ticker: JOBS
Primary CUSIP: 316827104 Primary ISIN: US3168271043 Primary SEDOL: B02TT74
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Elect Junichi Arai as Director Mgmt For For
2 Elect David K. Chao as Director Mgmt For For
3 Elect Li-Lan Cheng as Director Mgmt For For
4 Elect Eric He as Director Mgmt For For
5 Elect Rick Yan as Director Mgmt For For
6 Ratify the Appointment of Mgmt For For PricewaterhouseCoopers Zhong Tian LLP as Independent Auditor Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China High-Speed Railway Technology Co., Ltd.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y1R9C1107 Record Date: 12/16/2020 Meeting Type: Special Ticker: 000008
Primary CUSIP: Y1R9C1107 Primary ISIN: CNE0000001C6 Primary SEDOL: 6478957
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For For
2 Approve to Appoint Auditor Mgmt For For
Country Garden Services Holdings Company Limited
Meeting Date: 12/23/2020 Country: Cayman Islands Primary Security ID: G2453A108 Record Date: 12/18/2020 Meeting Type: Special Ticker: 6098
Primary CUSIP: G2453A108 Primary ISIN: KYG2453A1085 Primary SEDOL: BDQZP48
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Property Management Services Mgmt For For Framework Agreement, Annual Caps and Related Transactions
2 Approve Sales and Leasing Agency Services Mgmt For For Framework Agreement, Annual Caps and Related Transactions
3 Approve Consultancy and Other Services Mgmt For For Framework Agreement, Annual Caps and Related Transactions
GR Properties Limited
Meeting Date: 12/23/2020 Country: Hong Kong Primary Security ID: Y2896G100 Record Date: 12/17/2020 Meeting Type: Special Ticker: 108
Primary CUSIP: Y2896G100 Primary ISIN: HK0108000628 Primary SEDOL: 6151496 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
GR Properties Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2021 New Heat Supply Services Mgmt For For Agreement, Proposed Annual Caps and Related Transactions
2 Approve 2021 New Property Management Mgmt For For Agreement, Proposed Annual Caps and Related Transactions
Hainan Meilan International Airport Company Limited
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y3245V103 Record Date: 12/02/2020 Meeting Type: Special Ticker: 357
Primary CUSIP: Y3245V103 Primary ISIN: CNE1000003B2 Primary SEDOL: 6560508
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Tu Haidong as Director and Authorize Mgmt For For Board to Enter Into Service Contract with Him
2 Elect Yuan Yubao as Director and Authorize Mgmt For For Board to Enter Into Service Contract with Him
3 Elect Deng Tianlin as Director and Authorize Mgmt For For Board to Fix His Remuneration
4 Elect Fung Ching, Simon as Director and Mgmt For For Authorize Board to Fix His Remuneration
5 Elect George F Meng as Director and Mgmt For For Authorize Board to Fix His Remuneration
6 Elect Hu Yunyun as Supervisor and Authorize Mgmt For For Board to Enter Into Service Contract with Him
7 Approve Proposals Put Forward by Any Mgmt For Against Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote
Huazhu Group Limited
Meeting Date: 12/23/2020 Country: Cayman Islands Primary Security ID: G46587104 Record Date: 11/18/2020 Meeting Type: Annual Ticker: 1179
Primary CUSIP: G46587104 Primary ISIN: KYG465871047 Primary SEDOL: BM9BXQ4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huazhu Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration
2 Amend Articles of Association Mgmt For For
3 Elect Lei Cao and Theng Fong Hee as Mgmt For For Directors
4 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions
Hytera Communications Corp. Ltd.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y3815M103 Record Date: 12/16/2020 Meeting Type: Special Ticker: 002583
Primary CUSIP: Y3815M103 Primary ISIN: CNE1000013B1 Primary SEDOL: B4RMQR5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Sale of Partial EMS Business and Mgmt For For Related Assets
2 Elect Yu Ping as Non-Independent Director Mgmt For For iClick Interactive Asia Group Ltd.
Meeting Date: 12/23/2020 Country: Cayman Islands Primary Security ID: 45113Y104 Record Date: 11/23/2020 Meeting Type: Annual Ticker: ICLK
Primary CUSIP: 45113Y104 Primary ISIN: US45113Y1047 Primary SEDOL: BYW68P4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Elect Director Matthew Chu Pong Fong Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF iClick Interactive Asia Group Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Other Business (Voting) Mgmt For Against
Livzon Pharmaceutical Group Inc.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y52889105 Record Date: 12/17/2020 Meeting Type: Special Ticker: 1513
Primary CUSIP: Y52889105 Primary ISIN: CNE100001QV5 Primary SEDOL: BJ34614
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
Livzon Pharmaceutical Group Inc.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y52889105 Record Date: 12/17/2020 Meeting Type: Special Ticker: 1513
Primary CUSIP: Y52889105 Primary ISIN: CNE100001QV5 Primary SEDOL: BJ34614
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
Ninestar Corp.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y9892Z107 Record Date: 12/17/2020 Meeting Type: Special Ticker: 002180
Primary CUSIP: Y9892Z107 Primary ISIN: CNE1000007W9 Primary SEDOL: B28SL51 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ninestar Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Capital Injection and Share Mgmt For For Expansion
2 Approve Capital Injection and Equity Transfer Mgmt For For
3 Approve Entrusted Management of Zhuhai Mgmt For For Bentu Electronics Co., Ltd. and Related-party Transaction
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y7286J101 Record Date: 12/17/2020 Meeting Type: Special Ticker: 002146
Primary CUSIP: Y7286J101 Primary ISIN: CNE1000005Y9 Primary SEDOL: B23D6F6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
SINA Corp.
Meeting Date: 12/23/2020 Country: Cayman Islands Primary Security ID: G81477104 Record Date: 11/20/2020 Meeting Type: Special Ticker: SINA
Primary CUSIP: G81477104 Primary ISIN: KYG814771047 Primary SEDOL: 2579230
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For For
2 Approve Authorization of the Board to Handle Mgmt For For Matters Regarding Merger Agreement
3 Adjourn Meeting Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suning.com Co., Ltd.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y82211106 Record Date: 12/16/2020 Meeting Type: Special Ticker: 002024
Primary CUSIP: Y82211106 Primary ISIN: CNE000001KF2 Primary SEDOL: B01Y312
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Changes in Usage of Raised Funds Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
Tianma Microelectronics Co., Ltd.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y77427105 Record Date: 12/16/2020 Meeting Type: Special Ticker: 000050
Primary CUSIP: Y77427105 Primary ISIN: CNE000000HT1 Primary SEDOL: 6823740
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For Against Connection to Signing of Financial Services Agreement
Tong Ren Tang Technologies Co. Ltd.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y8884M108 Record Date: 11/20/2020 Meeting Type: Special Ticker: 1666
Primary CUSIP: Y8884M108 Primary ISIN: CNE100000585 Primary SEDOL: 6295048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Revision of the Annual Caps Under Mgmt For For the Distribution Framework Agreement and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wasu Media Holding Co., Ltd.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y9532N100 Record Date: 12/16/2020 Meeting Type: Special Ticker: 000156
Primary CUSIP: Y9532N100 Primary ISIN: CNE0000014L0 Primary SEDOL: 6283872
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Wu Jianping as Independent Director Mgmt For For
Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y9717X105 Record Date: 12/17/2020 Meeting Type: Special Ticker: 002555
Primary CUSIP: Y9717X105 Primary ISIN: CNE1000010N2 Primary SEDOL: B44DPG3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition Agreement Mgmt For For
Zhejiang Expressway Co., Ltd.
Meeting Date: 12/23/2020 Country: China Primary Security ID: Y9891F102 Record Date: 12/17/2020 Meeting Type: Special Ticker: 576
Primary CUSIP: Y9891F102 Primary ISIN: CNE1000004S4 Primary SEDOL: 6990763
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve HangNing Equity Purchase Mgmt For For Agreement and Related Transactions
2 Approve LongLiLiLong Equity Purchase Mgmt For For Agreement and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
Meeting Date: 12/24/2020 Country: China Primary Security ID: Y07729109 Record Date: 12/18/2020 Meeting Type: Special Ticker: 002271
Primary CUSIP: Y07729109 Primary ISIN: CNE100000CS3 Primary SEDOL: B3CTJX1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve External Guarantee Mgmt For For
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Meeting Date: 12/24/2020 Country: China Primary Security ID: Y1500E105 Record Date: 12/21/2020 Meeting Type: Special Ticker: 600111
Primary CUSIP: Y1500E105 Primary ISIN: CNE000000T18 Primary SEDOL: 6042017
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Adjust the Company's Business Scope
2 Amend Financial Guarantee Management Mgmt For Against Measures
Jiangsu Changshu Rural Commercial Bank Co., Ltd.
Meeting Date: 12/24/2020 Country: China Primary Security ID: Y443B1100 Record Date: 12/16/2020 Meeting Type: Special Ticker: 601128
Primary CUSIP: Y443B1100 Primary ISIN: CNE100002RJ6 Primary SEDOL: BDFBDR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS AND Mgmt INDEPENDENT DIRECTORS
1.1 Elect Zhuang Guangqiang as Mgmt For For Non-Independent Director
1.2 Elect Xue Wen as Non-Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Changshu Rural Commercial Bank Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.3 Elect Sun Ming as Non-Independent Director Mgmt For For
1.4 Elect Meng Shihe as Non-Independent Mgmt For For Director
1.5 Elect Yang Yuguang as Non-Independent Mgmt For For Director
1.6 Elect Nie Yuhui as Non-Independent Director Mgmt For For
1.7 Elect Wang Chunhua as Non-Independent Mgmt For For Director
1.8 Elect Zhu Qinbao as Non-Independent Mgmt For For Director
1.9 Elect Dai Xuming as Non-Independent Mgmt For For Director
1.10 Elect Jiang Jiansheng as Independent Director Mgmt For For
1.11 Elect Zhang Helian as Independent Director Mgmt For For
1.12 Elect Yuan Xiuguo as Independent Director Mgmt For For
1.13 Elect Wu Minyan as Independent Director Mgmt For For
1.14 Elect Cai Zexiang as Independent Director Mgmt For For
ELECT SUPERVISORS Mgmt
2.1 Elect Tao Shaofeng as Supervisor Mgmt For For
2.2 Elect Shen Mei as Supervisor Mgmt For For
2.3 Elect Yu Xiaohua as Supervisor Mgmt For For
2.4 Elect Liao Yuansu as Supervisor Mgmt For For
Lomon Billions Group Co., Ltd.
Meeting Date: 12/24/2020 Country: China Primary Security ID: Y3122W109 Record Date: 12/17/2020 Meeting Type: Special Ticker: 002601
Primary CUSIP: Y3122W109 Primary ISIN: CNE1000015M3 Primary SEDOL: B6SGJ37
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Mgmt For Against
2 Approve Credit Line Bank Application Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Mango Excellent Media Co., Ltd.
Meeting Date: 12/24/2020 Country: China Primary Security ID: Y306B1109 Record Date: 12/21/2020 Meeting Type: Special Ticker: 300413
Primary CUSIP: Y306B1109 Primary ISIN: CNE100001Y83 Primary SEDOL: BV86QT7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
2 Approve Purchase Agreement for the Right of Mgmt For For Network Communication of TV Program Information
3 Approve Joint Investment Promotion Mgmt For For Framework Agreement
4 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
5 Approve Amendments to Articles of Mgmt For For Association
6 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
7 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
8 Amend Related-Party Transaction Mgmt For For Management System
9 Amend External Guarantee System Mgmt For For
Topsec Technologies Group, Inc.
Meeting Date: 12/24/2020 Country: China Primary Security ID: Y2931A100 Record Date: 12/21/2020 Meeting Type: Special Ticker: 002212
Primary CUSIP: Y2931A100 Primary ISIN: CNE1000009B9 Primary SEDOL: B2NPBP7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
2 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Capital Co., Ltd.
Meeting Date: 12/25/2020 Country: China Primary Security ID: Y07709101 Record Date: 12/16/2020 Meeting Type: Special Ticker: 600705
Primary CUSIP: Y07709101 Primary ISIN: CNE000000KC1 Primary SEDOL: 6110602
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend External Guarantee Management Mgmt For Against Regulations
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
2.1 Elect Li Bin as Supervisor Mgmt For For
Fiberhome Telecommunication Technologies Co., Ltd.
Meeting Date: 12/25/2020 Country: China Primary Security ID: Y2482T102 Record Date: 12/21/2020 Meeting Type: Special Ticker: 600498
Primary CUSIP: Y2482T102 Primary ISIN: CNE0000018P2 Primary SEDOL: 6388885
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Lu Guoqing as Non-Independent Mgmt For For Director
1.2 Elect Liu Huiya as Non-Independent Director Mgmt For For
1.3 Elect He Shuping as Non-Independent Mgmt For For Director
1.4 Elect Chen Shanzhi as Non-Independent Mgmt For For Director
1.5 Elect Ge Jun as Non-Independent Director Mgmt For For
1.6 Elect Wang Weihua as Non-Independent Mgmt For For Director
1.7 Elect Tao Jun as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Tian Zhilong as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fiberhome Telecommunication Technologies Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Elect Wang Xiongyuan as Independent Mgmt For For Director
2.3 Elect Guo Yuemei as Independent Director Mgmt For For
2.4 Elect Chen Zhen as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Yu Shaohua as Supervisor Mgmt For For
3.2 Elect Ding Feng as Supervisor Mgmt For For
3.3 Elect Wu Haibo as Supervisor Mgmt For For
3.4 Elect Zhang Haiyan as Supervisor Mgmt For For
Genimous Technology Co., Ltd.
Meeting Date: 12/25/2020 Country: China Primary Security ID: Y3121S109 Record Date: 12/21/2020 Meeting Type: Special Ticker: 000676
Primary CUSIP: Y3121S109 Primary ISIN: CNE000000NN2 Primary SEDOL: 6420464
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Termination of the Performance Mgmt For For Share Incentive Plan and Repurchase Cancellation of Performance Shares
2 Approve Termination of the Stock Option Mgmt For For Incentive Plan and Cancellation of Granted Stock Options
Hundsun Technologies, Inc.
Meeting Date: 12/25/2020 Country: China Primary Security ID: Y3041V109 Record Date: 12/21/2020 Meeting Type: Special Ticker: 600570
Primary CUSIP: Y3041V109 Primary ISIN: CNE000001GD5 Primary SEDOL: 6610458 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hundsun Technologies, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For Against (Draft) and Summary
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
Inner Mongolia First Machinery Group Co., Ltd.
Meeting Date: 12/25/2020 Country: China Primary Security ID: Y07048104 Record Date: 12/18/2020 Meeting Type: Special Ticker: 600967
Primary CUSIP: Y07048104 Primary ISIN: CNE000001HP7 Primary SEDOL: B0148Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For Against Association
2 Amend Working Rules for Independent Mgmt For For Directors
3 Elect Yuan Shihua as Independent Director Mgmt For For
Muyuan Foods Co., Ltd.
Meeting Date: 12/25/2020 Country: China Primary Security ID: Y6149B107 Record Date: 12/17/2020 Meeting Type: Special Ticker: 002714
Primary CUSIP: Y6149B107 Primary ISIN: CNE100001RQ3 Primary SEDOL: BJ0JR20
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment on Validity Period in Mgmt For For Connection to the Convertible Bond Issuance
2 Approve to Adjust the Plan on Convertible Mgmt For For Bond Issuance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Muyuan Foods Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Adjustment on Authorization of the Mgmt For For Board to Handle All Matters Related to the Convertible Bond Issuance
4 Approve Related Party Transaction Mgmt For For
5 Approve Guarantee Provision Plan Mgmt For For
6 Approve Use of Own Funds for Capital Mgmt For For Injection
Xiamen Tungsten Co., Ltd.
Meeting Date: 12/25/2020 Country: China Primary Security ID: Y6454T107 Record Date: 12/18/2020 Meeting Type: Special Ticker: 600549
Primary CUSIP: Y6454T107 Primary ISIN: CNE000001D15 Primary SEDOL: 6561051
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Establisment of New Materials Fund Mgmt For For and Related Party Transactions
Zhejiang Semir Garment Co., Ltd.
Meeting Date: 12/25/2020 Country: China Primary Security ID: Y9894U106 Record Date: 12/18/2020 Meeting Type: Special Ticker: 002563
Primary CUSIP: Y9894U106 Primary ISIN: CNE100001104 Primary SEDOL: B52K2H3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Ji Xiaofen as Independent Director Mgmt For For
Changzhou Xingyu Automotive Lighting Systems Co. Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y1297L106 Record Date: 12/22/2020 Meeting Type: Special Ticker: 601799
Primary CUSIP: Y1297L106 Primary ISIN: CNE1000011H2 Primary SEDOL: B3WRRF3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Changzhou Xingyu Automotive Lighting Systems Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use Idle Funds from Convertible Mgmt For For Bond Issuance for Cash Management
Chengdu Westone Information Industry, Inc.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y95366103 Record Date: 12/18/2020 Meeting Type: Special Ticker: 002268
Primary CUSIP: Y95366103 Primary ISIN: CNE100000CM6 Primary SEDOL: B3BXJ45
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Performance Share Long-term Mgmt For For Incentive Plan and First Phase Implementation Plan (Revised Draft)
2 Approve Management Method of Performance Mgmt For For Share Long-term Incentive Plan
3 Approve Implementation Evaluation Measures Mgmt For For for the First Performance Share Incentive Plan
4 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
5 Elect Chen Xin as Non-independent Director Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
China Avionics Systems Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y44456104 Record Date: 12/18/2020 Meeting Type: Special Ticker: 600372
Primary CUSIP: Y44456104 Primary ISIN: CNE0000018C0 Primary SEDOL: 6371896
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Related Party Transaction Mgmt For Against Framework Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Avionics Systems Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Increase in Related Party Transaction Mgmt For For
3 Approve Change and Extension of Raised Mgmt For For Funds Projects
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Zhang Kunhui as Non-independent SH For For Director
4.2 Elect Ji Ruidong as Non-independent Director SH For For
4.3 Elect Wang Jiangang as Non-independent SH For For Director
4.4 Elect Chen Yuanming as Non-independent SH For For Director
4.5 Elect Zhou Chunhua as Non-independent SH For For Director
4.6 Elect Yu Zhuo as Non-independent Director SH For For
4.7 Elect Xu Bin as Non-independent Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
5.1 Elect Yang Youhong as Independent Directors Mgmt For For
5.2 Elect Xiong Huagang as Independent Mgmt For For Directors
5.3 Elect Zhang Jinchang as Independent Mgmt For For Directors
5.4 Elect Wei Fajie as Independent Directors Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
6.1 Elect Wu Xingquan as Supervisor SH For For
6.2 Elect Wang Xuebai as Supervisor SH For For
6.3 Elect Yuan Huo as Supervisor SH For For
China Greatwall Technology Group Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y14392107 Record Date: 12/22/2020 Meeting Type: Special Ticker: 000066
Primary CUSIP: Y14392107 Primary ISIN: CNE000000RL7 Primary SEDOL: 6112095 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Greatwall Technology Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Stock Option Incentive Plan and Its Mgmt For Against Summary
2 Approve Management Method of the Stock Mgmt For Against Option Incentive Plan
3 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
4 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
5 Amend Articles of Association Mgmt For Against
6 Approve Financial Auditor and Internal Mgmt For For Control Auditor
7 Approve Entrusted Loan from Controlling Mgmt For Against Shareholder Involving Guarantee Method and Related Transaction
8 Approve Application of Bank Credit Lines and Mgmt For Against Change Guarantee Method
9 Approve Application of Bank Credit Line by Mgmt For Against Subsidiary
China National Nuclear Power Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y1507R109 Record Date: 12/23/2020 Meeting Type: Special Ticker: 601985
Primary CUSIP: Y1507R109 Primary ISIN: CNE1000022N7 Primary SEDOL: BYL7784
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition Mgmt For For
2 Approve Investment and Related Party Mgmt For For Transactions
3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Overseas Grand Oceans Group Limited
Meeting Date: 12/28/2020 Country: Hong Kong Primary Security ID: Y1505S117 Record Date: 12/23/2020 Meeting Type: Special Ticker: 81
Primary CUSIP: Y1505S117 Primary ISIN: HK0000065737 Primary SEDOL: 6803247
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Cooperation Agreement and the JV Mgmt For For Transactions
2 Approve New Master Engagement Agreement, Mgmt For For the Construction Works Transactions and the New Construction Works Caps
3 Approve Framework Agreement, the Supply Mgmt For For of Materials Transactions and the Supply of Materials Caps
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y1513C104 Record Date: 12/21/2020 Meeting Type: Special Ticker: 2866
Primary CUSIP: Y1513C104 Primary ISIN: CNE100000536 Primary SEDOL: B018L76
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Equity Transfer Agreement Mgmt For For
2 Approve Proposed Mandate and Potential Mgmt For For Capital Increase
EVE Energy Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y2303F109 Record Date: 12/21/2020 Meeting Type: Special Ticker: 300014
Primary CUSIP: Y2303F109 Primary ISIN: CNE100000GS4 Primary SEDOL: B4TSW28 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
EVE Energy Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change to Joint-Venture Investment Mgmt For For and Provision of Guarantee
2 Approve Provision of Guarantee SH For For
GCL-Poly Energy Holdings Limited
Meeting Date: 12/28/2020 Country: Cayman Islands Primary Security ID: G3774X108 Record Date: 12/21/2020 Meeting Type: Special Ticker: 3800
Primary CUSIP: G3774X108 Primary ISIN: KYG3774X1088 Primary SEDOL: B28XTR4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Second Phase Share Purchase Mgmt For For Agreements in Relation to the Second Phase Disposal, Grant of the Second Phase Put Options and Related Transactions
Guocheng Mining Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y2666C107 Record Date: 12/22/2020 Meeting Type: Special Ticker: 000688
Primary CUSIP: Y2666C107 Primary ISIN: CNE0000003F5 Primary SEDOL: 6355566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Application to Change Shareholder Mgmt For For Horizontal Competition Commitment
2 Approve Change of Period of Asset Injection Mgmt For For
3 Approve Application for Exemption from Mgmt For For Fulfilling Obligation of Asset Injection Commitment in Bayannaoer Huafeng Zinc Oxide Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guocheng Mining Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Application for Exemption from Mgmt For For Fulfilling Obligation of Asset Injection Commitment in Wulatehouqi Ruifeng Lead Smelting Co., Ltd.
5 Approve Application for Exemption from Mgmt For For Fulfilling Obligation of Asset Injection Commitment in Shanxi Jindechengxin Mining Co., Ltd.
Haidilao International Holding Ltd.
Meeting Date: 12/28/2020 Country: Cayman Islands Primary Security ID: G4290A101 Record Date: 12/21/2020 Meeting Type: Special Ticker: 6862
Primary CUSIP: G4290A101 Primary ISIN: KYG4290A1013 Primary SEDOL: BGN9715
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Renewed Yihai Master Purchase Mgmt For For Agreement and Related Transactions
2 Approve Proposed Annual Caps Under Mgmt For For Renewed Yihai Master Purchase Agreement and Related Transactions
3 Approve Renewed Warehouse Storage and Mgmt For For Logistic Service Agreement and Related Transactions
4 Approve Renewed Shuhai Master Purchase Mgmt For For Agreement, Renewed Shuhai Agreements and Related Transactions
5 Approve Proposed Annual Caps Under Mgmt For For Renewed Shuhai Agreements and Related Transactions
6 Approve Renewed Master Decoration Project Mgmt For For Management Service Agreement and Related Transactions
7 Approve Renewed Master Decoration Project Mgmt For For General Contract Service Agreement, Renewed Shuyun Dongfang Agreements and Related Transactions
8 Approve Proposed Annual Caps Under Mgmt For For Renewed Shuyun Dongfang Agreements and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haidilao International Holding Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Renewed Yihai Master Purchase Agreement, Renewed Shuhai Agreements and Renewed Shuyun Dongfang Agreements
Hangzhou First Applied Material Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y29846105 Record Date: 12/22/2020 Meeting Type: Special Ticker: 603806
Primary CUSIP: Y29846105 Primary ISIN: CNE100001VX1 Primary SEDOL: BQ45PY1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y4449E103 Record Date: 12/18/2020 Meeting Type: Special Ticker: 002223
Primary CUSIP: Y4449E103 Primary ISIN: CNE1000009X3 Primary SEDOL: B2QNK62
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Completed and Termination of Mgmt For For Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital
2 Approve Amendments to Articles of Mgmt For For Association
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Adjustment to Allowance of Mgmt For For Independent Directors
Shanxi Meijin Energy Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y769A4103 Record Date: 12/21/2020 Meeting Type: Special Ticker: 000723
Primary CUSIP: Y769A4103 Primary ISIN: CNE0000005J2 Primary SEDOL: 6003940
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association
3 Approve Provision of Guarantee for Feichi SH For For Qiche
Sunwoda Electronic Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y8309D105 Record Date: 12/21/2020 Meeting Type: Special Ticker: 300207
Primary CUSIP: Y8309D105 Primary ISIN: CNE100001260 Primary SEDOL: B4XB836
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
2 Amend Articles of Association Mgmt For For
3 Approve Waiver of Voluntary Share Sales Mgmt For For Restriction Commitment Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
TCL Technology Group Corp.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y8549C107 Record Date: 12/22/2020 Meeting Type: Special Ticker: 000100
Primary CUSIP: Y8549C107 Primary ISIN: CNE000001GL8 Primary SEDOL: 6731133
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition Mgmt For For
2 Approve Adjustment of Securities Investment Mgmt For Against and Financial Management
3 Amend Articles of Association Mgmt For For
Unisplendour Co., Ltd.
Meeting Date: 12/28/2020 Country: China Primary Security ID: Y8997B106 Record Date: 12/22/2020 Meeting Type: Special Ticker: 000938
Primary CUSIP: Y8997B106 Primary ISIN: CNE0000010T1 Primary SEDOL: 6172561
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition Mgmt For For
2 Approve Provision of Guarantee Mgmt For For
3 Approve Provision of Guarantee for Mgmt For For Comprehensive Credit Line Bank Application
Aoyuan Healthy Life Group Company Limited
Meeting Date: 12/29/2020 Country: Cayman Islands Primary Security ID: G0404F101 Record Date: 12/23/2020 Meeting Type: Special Ticker: 3662
Primary CUSIP: G0404F101 Primary ISIN: KYG0404F1019 Primary SEDOL: BGMHM26
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2021 Master Property Management Mgmt For For Agreement, Annual Caps and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Aoyuan Healthy Life Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve 2021 Master Commercial Operational Mgmt For For Agreement, Annual Caps and Related Transactions
3 Approve 2021 Master Purchase Agreement, Mgmt For For Annual Caps and Related Transactions
4 Approve 2021 Master Intelligent Engineering Mgmt For For Agreement, Annual Caps and Related Transactions
AVIC Xi'an Aircraft Industry Group Co., Ltd.
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y9723E109 Record Date: 12/22/2020 Meeting Type: Special Ticker: 000768
Primary CUSIP: Y9723E109 Primary ISIN: CNE000000RF9 Primary SEDOL: 6004017
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Services Agreement Mgmt For Against
2 Approve Adjustment of Financial Services with Mgmt For Against AVIC Finance Co., Ltd.
3 Approve 2021 Financial Services with AVIC Mgmt For Against Finance Co., Ltd.
4 Approve Daily Related-party Transactions Mgmt For For
5 Approve to Appoint Auditor Mgmt For For
Beijing Capital International Airport Company Limited
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y07717104 Record Date: 11/27/2020 Meeting Type: Special Ticker: 694
Primary CUSIP: Y07717104 Primary ISIN: CNE100000221 Primary SEDOL: 6208422
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment Plan in Respect of the Mgmt For For Formation of the Joint Venture Company for the Transformation of Technological Achievements Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Capital International Airport Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve International Retail Management Mgmt For For Agreement and Related Transactions
3 Approve Supply of Power and Energy Mgmt For For Agreement and Related Transactions
China BlueChemical Ltd.
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y14251105 Record Date: 11/27/2020 Meeting Type: Special Ticker: 3983
Primary CUSIP: Y14251105 Primary ISIN: CNE1000002D0 Primary SEDOL: B1DN3X6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Liu Zhenyu as Director, Authorize Board Mgmt For For to Sign the Relevant ServiceContract on Behalf of the Company with Him and Authorize Board to Fix His Remuneration
2 Approve Natural Gas Sale and Purchase Mgmt For For Agreements, Proposed Annual Caps and Related Transactions
3 Approve Comprehensive Services and Product Mgmt For For Sales Agreement and Related Transactions
4 Approve Proposed Annual Caps Under the Mgmt For For Comprehensive Services and Product SalesAgreement and Related Transactions
5 Approve Financial Services Agreement and Mgmt For Against Related Transactions
6 Approve Proposed Annual Caps with Respect Mgmt For Against to Deposits Under the Financial Services Agreement and Related Transactions
7 Approve Finance Lease Agreement and Mgmt For For Related Transactions
8 Approve Proposed Annual Caps Under the Mgmt For For Finance Lease Agreement and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Software & Service Co., Ltd.
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y1503P107 Record Date: 12/23/2020 Meeting Type: Special Ticker: 600536
Primary CUSIP: Y1503P107 Primary ISIN: CNE000001BB0 Primary SEDOL: 6536048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhao Guiwu as Non-Independent Mgmt For For Director
JinkoSolar Holding Co., Ltd.
Meeting Date: 12/29/2020 Country: Cayman Islands Primary Security ID: 47759T100 Record Date: 11/30/2020 Meeting Type: Annual Ticker: JKS
Primary CUSIP: 47759T100 Primary ISIN: US47759T1007 Primary SEDOL: B64H9N4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Elect Director Yingqiu Liu Mgmt For For
2 Elect Director Wing Keong Siew Mgmt For For
3 Elect Director Haiyun (Charlie) Cao Mgmt For Against
4 Ratify PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Auditors
5 Authorize Board to Fix Remuneration of Mgmt For For Auditors
6 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions
PICC Property and Casualty Company Limited
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y6975Z103 Record Date: 11/27/2020 Meeting Type: Special Ticker: 2328
Primary CUSIP: Y6975Z103 Primary ISIN: CNE100000593 Primary SEDOL: 6706250 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
PICC Property and Casualty Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Luo Xi as Director Mgmt For For
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y7687D109 Record Date: 12/22/2020 Meeting Type: Special Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Fulfilment of the Conditions for the Mgmt For For Non-Public Issuance of A Shares by the Company
RESOLUTIONS IN RELATION TO THE PLAN Mgmt OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
2.1 Approve Class and Nominal Value of the Mgmt For For Shares to be Issued
2.2 Approve Method of Issuance Mgmt For For
2.3 Approve Subscribers and Subscription Method Mgmt For For
2.4 Approve Price Determination Date, Issue Price Mgmt For For and Pricing Principles
2.5 Approve Number of the Shares to be Issued Mgmt For For
2.6 Approve Amount and Use of Proceeds Mgmt For For
2.7 Approve Lock-Up Period Mgmt For For
2.8 Approve Place of Listing Mgmt For For
2.9 Approve Arrangements for the Accumulated Mgmt For For Profits of the Company Prior to the Proposed Non-Public Issuance
2.10 Approve Validity Period of the Resolutions in Mgmt For For Relation to the Plan of the Proposed Non-Public Issuance of A Shares
3 Approve Proposal for the Proposed Non-Public Mgmt For For Issuance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Feasibility Report on the Use of Mgmt For For Proceeds from the Proposed Non-Public Issuance
5 Approve Report on the Use of Previously Mgmt For For Raised Proceeds
6 Approve Dilution of Immediate Return Mgmt For For Resulting from the Proposed Non-Public Issuance and Its Remedial Measures
7 Approve Undertakings in Relation to the Mgmt For For Remedial Measures for the Dilution of Immediate Return Resulting from the Proposed Non-Public Issuance
8 Approve Shareholders' Return Plan for the Mgmt For For Years 2020-2022
9 Authorize Board to Deal with All Matters Mgmt For For Relating to the Proposed Non-Public Issuance
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y7687D109 Record Date: 12/22/2020 Meeting Type: Special Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Fulfilment of the Conditions for the Mgmt For For Non-Public Issuance of A Shares by the Company
RESOLUTIONS IN RELATION TO THE PLAN Mgmt OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
2.1 Approve Class and Nominal Value of the Mgmt For For Shares to be Issued
2.2 Approve Method of Issuance Mgmt For For
2.3 Approve Subscribers and Subscription Method Mgmt For For
2.4 Approve Price Determination Date, Issue Price Mgmt For For and Pricing Principles
2.5 Approve Number of the Shares to be Issued Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.6 Approve Amount and Use of Proceeds Mgmt For For
2.7 Approve Lock-Up Period Mgmt For For
2.8 Approve Place of Listing Mgmt For For
2.9 Approve Arrangements for the Accumulated Mgmt For For Profits of the Company Prior to the Proposed Non-Public Issuance
2.10 Approve Validity Period of the Resolutions in Mgmt For For Relation to the Plan of the Proposed Non-Public Issuance of A Shares
3 Approve Proposal for the Proposed Non-Public Mgmt For For Issuance
4 Approve Feasibility Report on the Use of Mgmt For For Proceeds from the Proposed Non-Public Issuance
5 Approve Report on the Use of Previously Mgmt For For Raised Proceeds
6 Approve Dilution of Immediate Return Mgmt For For Resulting from the Proposed Non-Public Issuance and Its Remedial Measures
7 Approve Undertakings in Relation to the Mgmt For For Remedial Measures for the Dilution of Immediate Return Resulting from the Proposed Non-Public Issuance
8 Approve Shareholders' Return Plan for the Mgmt For For Years 2020-2022
9 Authorize Board to Deal with All Matters Mgmt For For Relating to the Proposed Non-Public Issuance
Shenzhen Expressway Company Limited
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y7741B107 Record Date: 11/27/2020 Meeting Type: Special Ticker: 548
Primary CUSIP: Y7741B107 Primary ISIN: CNE100000478 Primary SEDOL: 6848743
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Remuneration of Directors and Mgmt For For Supervisory Committee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Expressway Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
2.01 Elect Lin Ji Tong as Supervisor Mgmt For For
2.02 Elect Wang Chao as Supervisor SH For For
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
3.01 Elect Hu Wei as Director Mgmt For For
3.02 Elect Liao Xiang Wen as Director Mgmt For For
3.03 Elect Wang Zeng Jin as Director Mgmt For For
3.04 Elect Wen Liang as Director Mgmt For For
3.05 Elect Chen Zhi Sheng as Director Mgmt For For
3.06 Elect Dai Jing Ming as Director Mgmt For For
3.07 Elect Li Xiao Yan as Director Mgmt For For
3.08 Elect Chen Hai Shan as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
4.01 Elect Wan Siu Wah Wilson as Director Mgmt For For
4.02 Elect Chen Xiao Lu as Director Mgmt For For
4.03 Elect Bai Hua as Director Mgmt For For
4.04 Elect Li Fei Long as Director Mgmt For For
ZhongAn Online P&C Insurance Co., Ltd.
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y989DF109 Record Date: 12/22/2020 Meeting Type: Special Ticker: 6060
Primary CUSIP: Y989DF109 Primary ISIN: CNE100002QY7 Primary SEDOL: BYZQ099
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1a Approve Revised 2020 Annual Cap Mgmt For For
1b Approve New Online Platform Cooperation Mgmt For For Framework Agreement and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZhongAn Online P&C Insurance Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1c Authorize Board to Deal with All Matters in Mgmt For For Relation to the New Online PlatformCooperation Framework Agreement, Revised 2020 Annual Cap and Related Transactions
2a Approve ZATI Share Option Scheme and Mgmt For Against Related Transactions
2b Approve ZA Life Share Option Scheme and Mgmt For Against Related Transactions
2c Approve ZA Tech Share Option Scheme and Mgmt For Against Related Transactions
3 Elect Shuang Zhang as Director Mgmt For For
Zijin Mining Group Co., Ltd.
Meeting Date: 12/29/2020 Country: China Primary Security ID: Y9892H107 Record Date: 12/22/2020 Meeting Type: Special Ticker: 2899
Primary CUSIP: Y9892H107 Primary ISIN: CNE100000502 Primary SEDOL: 6725299
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Restricted A Share Incentive Scheme Mgmt For Against for 2020 (Revised Draft) and Its Summary
2 Approve Administrative Measures for Mgmt For Against Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020
3 Authorize the Board to Deal with All Matters Mgmt For Against in Relation to the Restricted A Share Incentive Scheme for 2020
4 Approve Amendment to the Remuneration Mgmt For For and Assessment Proposal of Directors and Supervisors
5 Elect Bo Shaochuan as Director and Authorize Mgmt For For Board to Enter Into Service Contract with Him
RESOLUTIONS IN RELATION TO SHELF Mgmt OFFERING OF CORPORATE BONDS BY THE COMPANY
6.01 Approve Par Value and Size of the Issuance Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zijin Mining Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6.02 Approve Coupon Rates or Their Determination Mgmt For For Methods
6.03 Approve Term and Types of the Bonds Mgmt For For
6.04 Approve Use of Proceeds Mgmt For For
6.05 Approve Method of the Issuance, Targets of Mgmt For For the Issuance and Placement to Existing Shareholders
6.06 Approve Guarantee Arrangement Mgmt For For
6.07 Approve Redemption or Sell-Back Provisions Mgmt For For
6.08 Approve Credit Standing of the Company and Mgmt For For Safeguarding Measures for Repayment
6.09 Approve Underwriting Mgmt For For
6.10 Approve Listing Arrangement Mgmt For For
6.11 Approve Validity Period of the Resolution Mgmt For For
7 Authorize the Board to Deal with All Matters Mgmt For For in Relation to the Shelf Offering of Corporate Bonds
Bank of Nanjing Co., Ltd.
Meeting Date: 12/30/2020 Country: China Primary Security ID: Y0698E109 Record Date: 12/22/2020 Meeting Type: Special Ticker: 601009
Primary CUSIP: Y0698E109 Primary ISIN: CNE100000627 Primary SEDOL: B232ZB2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Wang Jiachun as Supervisor Mgmt For For
2 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
China Fortune Land Development Co., Ltd.
Meeting Date: 12/30/2020 Country: China Primary Security ID: Y1507B104 Record Date: 12/23/2020 Meeting Type: Special Ticker: 600340
Primary CUSIP: Y1507B104 Primary ISIN: CNE000001GG8 Primary SEDOL: 6727604 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Fortune Land Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction for Deposit Mgmt For For and Settlement Transactions
2 Approve Guarantee Plan Mgmt For Against
3 Approve Cancellation of Stock Options and Mgmt For For Repurchase and Cancellation of Performance Shares
China Longyuan Power Group Corporation Limited
Meeting Date: 12/30/2020 Country: China Primary Security ID: Y1501T101 Record Date: 12/23/2020 Meeting Type: Special Ticker: 916
Primary CUSIP: Y1501T101 Primary ISIN: CNE100000HD4 Primary SEDOL: B4Q2TX3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Framework Agreement for Purchase Mgmt For For and Sale of Comprehensive Products and Services and Proposed Annual Caps
Chongqing Iron & Steel Company Limited
Meeting Date: 12/30/2020 Country: China Primary Security ID: Y15842100 Record Date: 12/22/2020 Meeting Type: Special Ticker: 1053
Primary CUSIP: Y15842100 Primary ISIN: CNE1000002W0 Primary SEDOL: 6079866
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Lease Renewal and the Final Mgmt For For Purchase of the Assets of Changshou Iron and Steel Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
FangDa Carbon New Material Co., Ltd.
Meeting Date: 12/30/2020 Country: China Primary Security ID: Y51720103 Record Date: 12/23/2020 Meeting Type: Special Ticker: 600516
Primary CUSIP: Y51720103 Primary ISIN: CNE000001CC6 Primary SEDOL: 6543242
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use of Idle Funds to Purchase Mgmt For Against Financial Products
Jinyuan EP Co., Ltd.
Meeting Date: 12/30/2020 Country: China Primary Security ID: Y4443B105 Record Date: 12/24/2020 Meeting Type: Special Ticker: 000546
Primary CUSIP: Y4443B105 Primary ISIN: CNE0000004G1 Primary SEDOL: 6479240
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Approve Provision of Payment Guarantee SH For For
5 Approve Performance Guarantee SH For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
6.1 Elect Zhao Hui as Non-Independent Director Mgmt For For
6.2 Elect Zhao Jifeng as Non-Independent Mgmt For For Director
6.3 Elect Wan Jianli as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Yu Leping as Independent Director Mgmt For For
7.2 Elect He Pinjing as Independent Director Mgmt For For
7.3 Elect Wang Xiaoye as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinyuan EP Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
8.1 Elect Wang Lihua as Supervisor Mgmt For For
8.2 Elect Song Huixuan as Supervisor Mgmt For For
Shandong Gold Mining Co., Ltd.
Meeting Date: 12/30/2020 Country: China Primary Security ID: Y76831125 Record Date: 12/23/2020 Meeting Type: Special Ticker: 1787
Primary CUSIP: Y76831125 Primary ISIN: CNE1000036N7 Primary SEDOL: BFD2096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Remuneration of Directors, Special Mgmt For For Advisor to the Board, Supervisors and Senior Management
2 Approve Comprehensive Service Framework Mgmt For For Agreement and Confirmation of the Caps of Continuing Connected Transactions During the Years of 2021 to 2023
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.01 Elect Li Guohong as Director Mgmt For Against
3.02 Elect Wang Lijun as Director Mgmt For For
3.03 Elect Wang Xiaoling as Director Mgmt For Against
3.04 Elect Liu Qin as Director Mgmt For For
3.05 Elect Wang Shuhai as Director Mgmt For For
3.06 Elect Tang Qi as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
4.01 Elect Wang Yunmin as Director Mgmt For For
4.02 Elect Liew Fui Kiang as Director Mgmt For For
4.03 Elect Zhao Feng as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Gold Mining Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5.01 Elect Li Xiaoping as Supervisor Mgmt For For
5.02 Elect Luan Bo as Supervisor Mgmt For For
Shanghai Pudong Development Bank Co., Ltd.
Meeting Date: 12/30/2020 Country: China Primary Security ID: Y7689F102 Record Date: 12/23/2020 Meeting Type: Special Ticker: 600000
Primary CUSIP: Y7689F102 Primary ISIN: CNE0000011B7 Primary SEDOL: 6182043
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Dong Guilin as Non-independent Mgmt For For Director
2 Elect Wang Jianping as Supervisor Mgmt For For
Tianjin Zhonghuan Semiconductor Co., Ltd.
Meeting Date: 12/30/2020 Country: China Primary Security ID: Y88171106 Record Date: 12/25/2020 Meeting Type: Special Ticker: 002129
Primary CUSIP: Y88171106 Primary ISIN: CNE1000000B8 Primary SEDOL: B1VKWZ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For Against Connection to Signing of Financial Services Framework Agreement
2 Approve Related Party Transaction Mgmt For For
3 Approve Change in Usage of Raised Funds, Mgmt For For Completion of Partial Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital
4 Approve to Amend the Company's Related Mgmt For For Systems Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Angang Steel Company Limited
Meeting Date: 12/31/2020 Country: China Primary Security ID: Y0132D105 Record Date: 12/24/2020 Meeting Type: Special Ticker: 347
Primary CUSIP: Y0132D105 Primary ISIN: CNE1000001V4 Primary SEDOL: 6015644
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Restricted Share Incentive Mgmt For Against Scheme of A Shares of the Company (Draft) and Its Summary
2 Approve Performance Appraisal Measures for Mgmt For Against the 2020 Restricted Share Incentive Scheme of A Shares
3 Approve Management Measures of the 2020 Mgmt For Against Share Incentive Scheme of A Shares
4 Authorize Board to Deal with All Matters in Mgmt For Against Relation to the 2020 Restricted Share Incentive Scheme of A Shares of the Company
China Huarong Asset Management Co., Ltd.
Meeting Date: 12/31/2020 Country: China Primary Security ID: Y149A8109 Record Date: 11/30/2020 Meeting Type: Special Ticker: 2799
Primary CUSIP: Y149A8109 Primary ISIN: CNE100002367 Primary SEDOL: BYNK383
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Hung Ka Hai Clement as Director Mgmt For For
Focus Media Information Technology Co., Ltd.
Meeting Date: 12/31/2020 Country: China Primary Security ID: Y29327114 Record Date: 12/24/2020 Meeting Type: Special Ticker: 002027
Primary CUSIP: Y29327114 Primary ISIN: CNE000001KK2 Primary SEDOL: B02FVZ4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Focus Media Information Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For Against
2 Approve Management Method of Employee Mgmt For Against Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to Employee Share Purchase Plan
Inspur Electronic Information Industry Co., Ltd.
Meeting Date: 12/31/2020 Country: China Primary Security ID: Y51704107 Record Date: 12/28/2020 Meeting Type: Special Ticker: 000977
Primary CUSIP: Y51704107 Primary ISIN: CNE0000012M2 Primary SEDOL: 6247726
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment on Related Party Mgmt For For Transactions
JA Solar Technology Co., Ltd.
Meeting Date: 12/31/2020 Country: China Primary Security ID: Y7163W100 Record Date: 12/25/2020 Meeting Type: Special Ticker: 002459
Primary CUSIP: Y7163W100 Primary ISIN: CNE100000SD1 Primary SEDOL: B65BYW9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
2 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
3 Approve Related Party Transaction Mgmt For For
4 Approve Provision of Guarantee Mgmt For Against
5 Approve to Carry Out Foreign Exchange Mgmt For For Derivatives Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 12/31/2020 Country: China Primary Security ID: Y4451G103 Record Date: 12/24/2020 Meeting Type: Special Ticker: 000961
Primary CUSIP: Y4451G103 Primary ISIN: CNE0000011P7 Primary SEDOL: 6201595
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Authorization Matters Related to Mgmt For Against Financial Assistance
2 Approve Authorization of Daily Related Party Mgmt For For Transactions
3 Approve Guarantee Provision Plan Mgmt For Against
Tongcheng-Elong Holdings Limited
Meeting Date: 12/31/2020 Country: Cayman Islands Primary Security ID: G8918W106 Record Date: 12/24/2020 Meeting Type: Special Ticker: 780
Primary CUSIP: G8918W106 Primary ISIN: KYG8918W1069 Primary SEDOL: BGM5R25
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Tencent Payment Services Mgmt For For Framework Agreement, Relevant Annual Caps and Related Transactions
2 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Tencent Payment ServicesFramework Agreement
3 Approve Trip.com Travelling Resources Mgmt For For Provision Framework Agreement, Relevant Annual Caps and Related Transactions
4 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Trip.com Travelling Resources Provision Framework Agreement
Yihai International Holding Ltd.
Meeting Date: 12/31/2020 Country: Cayman Islands Primary Security ID: G98419107 Record Date: 12/24/2020 Meeting Type: Special Ticker: 1579
Primary CUSIP: G98419107 Primary ISIN: KYG984191075 Primary SEDOL: BD9GZX7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yihai International Holding Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Haidilao Master Sales Agreement, Mgmt For For the Relevant Annual Caps and Related Transactions
2 Approve Shuhai Sales Agreement, the Mgmt For For Relevant Annual Caps and Related Transactions
3 Approve Shuhai Purchase Agreement, the Mgmt For For Relevant Annual Caps and Related Transactions
4 Approve Joint Venture Framework Sales and Mgmt For For Purchase Agreements, the Relevant Annual Caps and Related Transactions
5 Elect Zhao Xiaokai as Director Mgmt For For
Zhongtian Financial Group Co., Ltd.
Meeting Date: 12/31/2020 Country: China Primary Security ID: Y2943D100 Record Date: 12/28/2020 Meeting Type: Special Ticker: 000540
Primary CUSIP: Y2943D100 Primary ISIN: CNE000000FL2 Primary SEDOL: 6997140
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Xiong Debin as Independent Director Mgmt For For
Shenzhen Capchem Technology Co., Ltd.
Meeting Date: 01/04/2021 Country: China Primary Security ID: Y77316100 Record Date: 12/23/2020 Meeting Type: Special Ticker: 300037
Primary CUSIP: Y77316100 Primary ISIN: CNE100000K15 Primary SEDOL: B54BB99
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment in the Construction of Mgmt For For Nantong Xinzhoubang New Electronic Chemical Project Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Capchem Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Company's Plan for Major Assets SH For For Acquisition Complies with Relevant Laws and Regulations
APPROVE MAJOR ASSET ACQUISITION PLAN Mgmt
3.1 Approve Plan Overview SH For For
3.2 Approve Transaction Parties SH For For
3.3 Approve Target Assets SH For For
3.4 Approve Pricing Basis and Transaction SH For For Consideration of Target Assets
3.5 Approve Form of Consideration SH For For
3.6 Approve Payment SH For For
3.7 Approve Delivery SH For For
3.8 Approve Profit and Loss During the Transition SH For For Period
3.9 Approve Resolution Validity Period SH For For
4 Approve Report (Draft) and Summary on SH For For Company's Major Assets Acquisition
5 Approve Transaction Complies with Article 11 SH For For of the Administrative Measures for the Material Asset Reorganizations of Listed Companies
6 Approve Transaction Does Not Comply with SH For For Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies
7 Approve Transaction Complies with Article IV SH For For of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies
8 Approve Transaction Does Not Constitute as SH For For Related-party Transaction
9 Approve Signing of Equity Transfer SH For For Agreement
10 Approve Signing of Supplementary Agreement SH For For of Equity Transfer Agreement
11 Approve Audit Report, Remarks Review SH For For Report and Evaluation Report of the Transaction
12 Approve Independence of Appraiser, the SH For For Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Capchem Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Fairness and Validity of the Pricing SH For For Basis
14 Approve Completeness and Compliance of SH For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
15 Approve Impact of Dilution of Current Returns SH For For on Major Financial Indicators and the Relevant Measures to be Taken
16 Approve Stock Price Volatility Does Not SH For For Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
17 Approve Relevant Entities Does Not SH For For Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies
18 Approve Authorization of Board to Handle All SH For For Related Matters
19 Approve Comprehensive Credit Line SH For For Application
Sinolink Securities Co., Ltd.
Meeting Date: 01/04/2021 Country: China Primary Security ID: Y8004P106 Record Date: 12/28/2020 Meeting Type: Special Ticker: 600109
Primary CUSIP: Y8004P106 Primary ISIN: CNE000000SV4 Primary SEDOL: 6093048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
Zhejiang Century Huatong Group Co., Ltd.
Meeting Date: 01/04/2021 Country: China Primary Security ID: Y988BH109 Record Date: 12/28/2020 Meeting Type: Special Ticker: 002602
Primary CUSIP: Y988BH109 Primary ISIN: CNE1000015R2 Primary SEDOL: B4R3NW2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Century Huatong Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase External Investment Mgmt For For
Chengdu Xingrong Environment Co., Ltd.
Meeting Date: 01/05/2021 Country: China Primary Security ID: Y1R189102 Record Date: 12/28/2020 Meeting Type: Special Ticker: 000598
Primary CUSIP: Y1R189102 Primary ISIN: CNE000000HN4 Primary SEDOL: 6103970
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For Against
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
4 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
5 Approve Provision of Guarantees to Chengdu Mgmt For For Xingrong Longfeng Environmental Power Generation Co., Ltd.
6 Approve Related Party Transaction in Mgmt For For Connection to Signing of Raw Water Purchase Contract
7 Amend Working System for Independent Mgmt For For Directors
China Jushi Co. Ltd.
Meeting Date: 01/05/2021 Country: China Primary Security ID: Y5642X103 Record Date: 12/28/2020 Meeting Type: Special Ticker: 600176
Primary CUSIP: Y5642X103 Primary ISIN: CNE000000YM1 Primary SEDOL: 6146845 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Jushi Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Extension of Implementation of Mgmt For For Horizontal Competition Preventive Commitment
Guangdong Hongda Blasting Co., Ltd.
Meeting Date: 01/05/2021 Country: China Primary Security ID: Y2925L104 Record Date: 12/30/2020 Meeting Type: Special Ticker: 002683
Primary CUSIP: Y2925L104 Primary ISIN: CNE100001F37 Primary SEDOL: B8DDJ15
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Amend Articles of Association Mgmt For For
3 Approve Provision of Guarantee Mgmt For For
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 01/05/2021 Country: China Primary Security ID: Y76796104 Record Date: 12/25/2020 Meeting Type: Special Ticker: 601966
Primary CUSIP: Y76796104 Primary ISIN: CNE100002GM3 Primary SEDOL: BYQ83C8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For For Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CAR Inc.
Meeting Date: 01/06/2021 Country: Cayman Islands Primary Security ID: G19021107 Record Date: 12/30/2020 Meeting Type: Special Ticker: 699
Primary CUSIP: G19021107 Primary ISIN: KYG190211071 Primary SEDOL: BQQP9S1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Subscription Agreement, Issuance of Mgmt For For Convertible Bonds, Grant of Specific Mandate to Issue Conversion Shares and Related Transactions
China TransInfo Technology Co., Ltd.
Meeting Date: 01/06/2021 Country: China Primary Security ID: Y8310S109 Record Date: 12/30/2020 Meeting Type: Special Ticker: 002373
Primary CUSIP: Y8310S109 Primary ISIN: CNE100000MJ1 Primary SEDOL: B62G7T5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in Usage of Raised Funds for Mgmt For For Equity Acquisition
GF Securities Co., Ltd.
Meeting Date: 01/06/2021 Country: China Primary Security ID: Y270AF115 Record Date: 12/30/2020 Meeting Type: Special Ticker: 1776
Primary CUSIP: Y270AF115 Primary ISIN: CNE100001TQ9 Primary SEDOL: BW4NKK8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Lin Chuanhui as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
GF Securities Co., Ltd.
Meeting Date: 01/06/2021 Country: China Primary Security ID: Y270AF115 Record Date: 12/30/2020 Meeting Type: Special Ticker: 1776
Primary CUSIP: Y270AF115 Primary ISIN: CNE100001TQ9 Primary SEDOL: BW4NKK8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Lin Chuanhui as Director Mgmt For For
Haitian International Holdings Limited
Meeting Date: 01/06/2021 Country: Cayman Islands Primary Security ID: G4232C108 Record Date: 12/30/2020 Meeting Type: Special Ticker: 1882
Primary CUSIP: G4232C108 Primary ISIN: KYG4232C1087 Primary SEDOL: B1L2RC2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2021 Framework Agreement, Related Mgmt For For Annual Caps and Related Transactions
Intco Medical Technology Co., Ltd.
Meeting Date: 01/06/2021 Country: China Primary Security ID: Y768DZ103 Record Date: 12/29/2020 Meeting Type: Special Ticker: 300677
Primary CUSIP: Y768DZ103 Primary ISIN: CNE100003456 Primary SEDOL: BZ2ZTL1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Approve External Investment Management Mgmt For For System
3 Amend Management System for Providing Mgmt For For External Guarantees Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Intco Medical Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Related Party Transaction Fair Mgmt For For Decision System
5 Amend Management System of Raised Funds Mgmt For For
6 Approve Signing of Construction of Nitrile and Mgmt For For PVC High-end Medical Protective Glove Project Investment Contract
7 Approve Issuance of H Class Shares and Mgmt For For Listing in Hong Kong Stock Exchange and Conversion to an Overseas Raising Company Limited
APPROVE PLAN ON ISSUANCE OF H CLASS Mgmt SHARES AND LISTING IN HONG KONG STOCK EXCHANGE
8.1 Approve Share Type and Par Value Mgmt For For
8.2 Approve Issue Time Mgmt For For
8.3 Approve Issue Manner Mgmt For For
8.4 Approve Issue Size Mgmt For For
8.5 Approve Manner of Pricing Mgmt For For
8.6 Approve Target Subscribers Mgmt For For
8.7 Approve Principles of Offering Mgmt For For
9 Approve Resolution Validity Period Mgmt For For
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
11 Approve to Determine the Authorized Person Mgmt For For of the Board of Directors
12 Approve Distribution Arrangement of Earnings Mgmt For For
13 Approve Plan on Usage of Raised Funds Mgmt For For
14 Approve Amendments to Articles of Mgmt For For Association Applicable after the Issuance of H Shares
15 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders Applicable after the Issuance of H Shares
16 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors Applicable after the Issuance of H Shares
17 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors Applicable after the Issuance of H Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Intco Medical Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
18 Amend Working System for Independent Mgmt For For Directors Applicable after the Issuance of H Shares
19 Approve External Guarantee Management Mgmt For For Regulations Applicable after the Issuance of H Shares
20 Approve Related Party Transaction Decision Mgmt For For System Applicable after the Issuance of H Shares
21 Approve Related Party Transaction Fair Mgmt For For Decision System Applicable after the Issuance of H Shares
22 Amend Management System of Raised Funds Mgmt For For Applicable after the Issuance of H Shares
23 Elect Luo Ying as Independent Director Mgmt For For
24 Approve to Appoint Auditor Mgmt For For
25 Approve Termination of Related Party Mgmt For For Transaction
Genimous Technology Co., Ltd.
Meeting Date: 01/07/2021 Country: China Primary Security ID: Y3121S109 Record Date: 12/30/2020 Meeting Type: Special Ticker: 000676
Primary CUSIP: Y3121S109 Primary ISIN: CNE000000NN2 Primary SEDOL: 6420464
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Chen Zhifeng as Non-Independent Mgmt For For Director
Shaanxi Coal Industry Co., Ltd.
Meeting Date: 01/07/2021 Country: China Primary Security ID: Y7679D109 Record Date: 12/31/2020 Meeting Type: Special Ticker: 601225
Primary CUSIP: Y7679D109 Primary ISIN: CNE100001T64 Primary SEDOL: BJ3WDM8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shaanxi Coal Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Shareholder Return Plan Mgmt For For
2 Approve Renewal of Bank Credit and Mgmt For For Provision of Guarantee
Sichuan Expressway Company Limited
Meeting Date: 01/07/2021 Country: China Primary Security ID: Y79325109 Record Date: 12/30/2020 Meeting Type: Special Ticker: 107
Primary CUSIP: Y79325109 Primary ISIN: CNE100000494 Primary SEDOL: 6055877
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Construction Framework Agreement, Mgmt For For Proposed Annual Cap and Related Transactions
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 01/08/2021 Country: China Primary Security ID: Y3043G118 Record Date: 01/05/2021 Meeting Type: Special Ticker: 3347
Primary CUSIP: Y3043G118 Primary ISIN: CNE1000040M1 Primary SEDOL: BMZC7F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of Board to Handle All Mgmt For For Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Livzon Pharmaceutical Group Inc.
Meeting Date: 01/08/2021 Country: China Primary Security ID: Y52889105 Record Date: 01/04/2021 Meeting Type: Special Ticker: 1513
Primary CUSIP: Y52889105 Primary ISIN: CNE100001QV5 Primary SEDOL: BJ34614
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Reorganization Framework Mgmt For For Agreement and Related Transactions
Maxscend Microelectronics Co., Ltd.
Meeting Date: 01/08/2021 Country: China Primary Security ID: Y5840E105 Record Date: 01/04/2021 Meeting Type: Special Ticker: 300782
Primary CUSIP: Y5840E105 Primary ISIN: CNE100003QK4 Primary SEDOL: BKB0JW3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For For Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Shanghai Baosight Software Co., Ltd.
Meeting Date: 01/08/2021 Country: China Primary Security ID: Y7691Z104 Record Date: 12/29/2020 Meeting Type: Special Ticker: 900926
Primary CUSIP: Y7691Z104 Primary ISIN: CNE000000GG0 Primary SEDOL: 6835422
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Baosight Software Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Acquisition Mgmt For Against by Issuance of Shares and Cash Payment as well as Related Party Transactions
APPROVE ACQUISITION BY ISSUANCE OF Mgmt SHARES AND CASH PAYMENT AS WELL AS RELATED PARTY TRANSACTIONS
2.1 Approve Overall Plan Mgmt For Against
2.2 Approve the Underlying Asset Transaction Mgmt For Against Price and Pricing Basis
2.3 Approve Share Type and Par Value Mgmt For Against
2.4 Approve Issue Manner and Target Subscribers Mgmt For Against
2.5 Approve Pricing Reference Date, Issue Price Mgmt For Against and Pricing Basis
2.6 Approve Number of Issued Shares Mgmt For Against
2.7 Approve Lock-up Period Mgmt For Against
2.8 Approve Listing Location Mgmt For Against
2.9 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
2.10 Approve Attribution of Profit and Loss During Mgmt For Against the Transition Period
2.11 Approve Resolution Validity Period Mgmt For Against
3 Approve Report (Draft) and Summary on Mgmt For Against Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions
4 Approve Transaction Constitute as Related Mgmt For Against Party Transaction
5 Approve Signing of Conditional Mgmt For Against Supplementary Agreement with the Counterparty
6 Approve Transaction Complies with Article 4 Mgmt For Against of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
7 Approve Transaction Complies with Article 11 Mgmt For Against of the Management Approach Regarding Major Asset Restructuring of Listed Companies
8 Approve Transaction Complies with Article 43 Mgmt For Against of the Management Approach Regarding Major Asset Restructuring of Listed Companies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Baosight Software Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Transaction Does Not Constitute as Mgmt For Against Major Asset Restructure and Does Not Constitute as Restructure and Listing
10 Approve Completeness and Compliance of Mgmt For Against Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
11 Approve Fluctuation of Company's Stock Price Mgmt For Against Does Not Meet the Relevant Standards of Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
12 Approve Compliance of the Relevant Entities Mgmt For Against of this Transaction Regarding the Interpretation of Article 13 of the Interim Provisions on Strengthening the Supervision of Abnormal Stock Trading Related to the Material Asset Restructuring of Listed Companies
13 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
14 Approve Impact of Dilution of Current Returns Mgmt For Against on Major Financial Indicators and the Relevant Measures to be Taken
15 Approve Relevant Audit Reports, Asset Mgmt For Against Evaluation Reports and Pro Forma Review Reports
16 Approve Independence of Appraiser, the Mgmt For Against Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
17 Approve Basis and Fairness of Pricing for This Mgmt For Against Transaction
Southwest Securities Co., Ltd.
Meeting Date: 01/08/2021 Country: China Primary Security ID: Y8103U105 Record Date: 12/31/2020 Meeting Type: Special Ticker: 600369
Primary CUSIP: Y8103U105 Primary ISIN: CNE0000016P6 Primary SEDOL: 6315838
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor and Internal Mgmt For For Control Auditor Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
LONGi Green Energy Technology Co., Ltd.
Meeting Date: 01/11/2021 Country: China Primary Security ID: Y9727F102 Record Date: 01/04/2021 Meeting Type: Special Ticker: 601012
Primary CUSIP: Y9727F102 Primary ISIN: CNE100001FR6 Primary SEDOL: B759P50
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Raised Funds Project Completion and Mgmt For For Use Remaining Raised Funds for New Projects and Replenish Working Capital
2 Approve Investment in the Construction of Mgmt For For 3GW Monocrystalline Battery Project
3 Approve Related Party Transaction Mgmt For For
4 Approve 2021 Financing Guarantees Mgmt For For
5 Approve 2021 Performance Guarantees Mgmt For For
6 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association
7 Approve Credit Line from JP Morgan Chase Mgmt For For and Provision of Guarantee to Wholly-owned Subsidiary
8 Approve Credit Line from Hang Seng Bank Mgmt For For and Provision of Guarantee to Wholly-owned Subsidiary
9 Approve Provision of Guarantee for Credit Mgmt For For Line of Subsidiary from ICBC
10 Approve Provision of Guarantee to Taizhou Mgmt For For Longi Leye Photovoltaic Technology Co., Ltd.
11 Approve Provision of Guarantee to Longi Mgmt For For (Hong Kong) Trading Co., Ltd.
OFILM Group Co., Ltd.
Meeting Date: 01/11/2021 Country: China Primary Security ID: Y7744T105 Record Date: 01/05/2021 Meeting Type: Special Ticker: 002456
Primary CUSIP: Y7744T105 Primary ISIN: CNE100000S33 Primary SEDOL: B3XCR35 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
OFILM Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Bank Credit and Guarantee Matters Mgmt For Against (1)
2 Approve Bank Credit and Guarantee Matters Mgmt For Against (2)
Yunnan Energy New Material Co., Ltd.
Meeting Date: 01/11/2021 Country: China Primary Security ID: Y9881M109 Record Date: 01/06/2021 Meeting Type: Special Ticker: 002812
Primary CUSIP: Y9881M109 Primary ISIN: CNE100002BR3 Primary SEDOL: BZ6S217
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For For
Zijin Mining Group Co., Ltd.
Meeting Date: 01/11/2021 Country: China Primary Security ID: Y9892H107 Record Date: 12/22/2020 Meeting Type: Special Ticker: 2899
Primary CUSIP: Y9892H107 Primary ISIN: CNE100000502 Primary SEDOL: 6725299
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Restricted A Share Incentive Scheme Mgmt For Against for 2020 (Revised Draft) and Its Summary
2 Approve Administrative Measures for Mgmt For Against Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020
3 Authorize the Board to Deal with All Matters Mgmt For Against in Relation to the Restricted A Share Incentive Scheme for 2020 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 01/12/2021 Country: China Primary Security ID: Y4451G103 Record Date: 01/05/2021 Meeting Type: Special Ticker: 000961
Primary CUSIP: Y4451G103 Primary ISIN: CNE0000011P7 Primary SEDOL: 6201595
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition and Mgmt For For Co-Investment
2 Approve Provision of Guarantee Mgmt For Against
Ninestar Corp.
Meeting Date: 01/12/2021 Country: China Primary Security ID: Y9892Z107 Record Date: 01/07/2021 Meeting Type: Special Ticker: 002180
Primary CUSIP: Y9892Z107 Primary ISIN: CNE1000007W9 Primary SEDOL: B28SL51
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Li Yao as Non-independent Director Mgmt For For
2 Approve Allowance of Directors Mgmt For For
3 Approve Increase in Registered Capital and Mgmt For For Amend Articles of Association
Chongqing Brewery Co., Ltd.
Meeting Date: 01/13/2021 Country: China Primary Security ID: Y15846101 Record Date: 01/05/2021 Meeting Type: Special Ticker: 600132
Primary CUSIP: Y15846101 Primary ISIN: CNE000000TL3 Primary SEDOL: 6080794
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment on Remuneration of Mgmt For For Auditor
2 Approve Adjustment on Daily Related Party Mgmt For For Transaction Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Brewery Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Daily Related Party Transaction Mgmt For For
4 Approve Investment in Short-Term Financial Mgmt For Against Products
5 Approve Amendments to Articles of Mgmt For For Association
6 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
7 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
8 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
9 Amend Working System for Independent Mgmt For Against Directors
10 Amend Management System for Providing Mgmt For Against External Guarantees
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Philip A. Hodges as Non-Independent Mgmt For For Director
11.2 Elect Ulrik Andersen as Non-Independent Mgmt For For Director
Jointown Pharmaceutical Group Co., Ltd.
Meeting Date: 01/13/2021 Country: China Primary Security ID: Y444BD102 Record Date: 01/08/2021 Meeting Type: Special Ticker: 600998
Primary CUSIP: Y444BD102 Primary ISIN: CNE100000W45 Primary SEDOL: B5319W9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Application for Comprehensive Credit Mgmt For Against Plans
2 Approve Application of Comprehensive Credit Mgmt For Against Lines and Guarantee Provision
3 Approve Issuance of Accounts Receivable Mgmt For Against Asset Securitization Products
4 Approve Use Temporary Idle Funds to Entrust Mgmt For Against Financial Management
5 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China CITIC Bank Corporation Limited
Meeting Date: 01/14/2021 Country: China Primary Security ID: Y1434M116 Record Date: 12/14/2020 Meeting Type: Special Ticker: 998
Primary CUSIP: Y1434M116 Primary ISIN: CNE1000001Q4 Primary SEDOL: B1W0JF2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Li Rong as Supervisor Mgmt For For
China Dive Co. Ltd.
Meeting Date: 01/14/2021 Country: China Primary Security ID: Y1460T100 Record Date: 01/08/2021 Meeting Type: Special Ticker: 300526
Primary CUSIP: Y1460T100 Primary ISIN: CNE100002987 Primary SEDOL: BYZP1M6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
GigaDevice Semiconductor (Beijing), Inc.
Meeting Date: 01/14/2021 Country: China Primary Security ID: Y270BL103 Record Date: 01/07/2021 Meeting Type: Special Ticker: 603986
Primary CUSIP: Y270BL103 Primary ISIN: CNE1000030S9 Primary SEDOL: BYM9X70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Options Mgmt For For and Performance Share Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
4 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinke Property Group Co., Ltd.
Meeting Date: 01/14/2021 Country: China Primary Security ID: Y4463Q107 Record Date: 01/07/2021 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Cancellation of Guarantee for Mgmt For Against Participation in Real Estate Project Company and New Guarantee
2 Approve Use of Surplus Funds of Subsidiary Mgmt For Against by the Company and its Partners According to Shareholding Equity
Wanhua Chemical Group Co. Ltd.
Meeting Date: 01/14/2021 Country: China Primary Security ID: Y9520G109 Record Date: 01/08/2021 Meeting Type: Special Ticker: 600309
Primary CUSIP: Y9520G109 Primary ISIN: CNE0000016J9 Primary SEDOL: 6314932
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Transfer of Equity and Fundraising Mgmt For For Projects
AVIC Jonhon Optronic Technology Co., Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y14228103 Record Date: 01/11/2021 Meeting Type: Special Ticker: 002179
Primary CUSIP: Y14228103 Primary ISIN: CNE1000007T5 Primary SEDOL: B28T7X4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Loan and Related Party Transactions Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AviChina Industry & Technology Company Limited
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y0485Q109 Record Date: 12/24/2020 Meeting Type: Special Ticker: 2357
Primary CUSIP: Y0485Q109 Primary ISIN: CNE1000001Y8 Primary SEDOL: 6707899
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change of Registered Capital Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association and Related Transactions
Beijing BDStar Navigation Co., Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y0771F106 Record Date: 01/11/2021 Meeting Type: Special Ticker: 002151
Primary CUSIP: Y0771F106 Primary ISIN: CNE100000643 Primary SEDOL: B23GZS1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Core Employees Participation in the Mgmt For Against Investment Group Innovation Business Subsidiary Management Method
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhou Ruxin as Non-Independent Mgmt For For Director
2.2 Elect You Yuan as Non-Independent Director Mgmt For For
2.3 Elect Li Yao as Non-Independent Director Mgmt For For
2.4 Elect Gao Peigang as Non-Independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Xu Fang as Independent Director Mgmt For For
3.2 Elect Liu Guohua as Independent Director Mgmt For For
3.3 Elect Liu Shengmin ng as Independent Mgmt For For Director
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing BDStar Navigation Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.1 Elect Wang Jianru as Supervisor Mgmt For For
4.2 Elect Ye Wenda as Supervisor Mgmt For For
China Avionics Systems Co., Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y44456104 Record Date: 01/08/2021 Meeting Type: Special Ticker: 600372
Primary CUSIP: Y44456104 Primary ISIN: CNE0000018C0 Primary SEDOL: 6371896
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Sign the Framework Agreement Mgmt For For for the Purchase and Sale of Products and Raw Materials
2 Approve Signing of Comprehensive Service Mgmt For For Framework Agreement
3 Approve Signing of Financial Services Mgmt For Against Framework Agreement
China State Construction Engineering Corp. Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y1R16Z106 Record Date: 01/11/2021 Meeting Type: Special Ticker: 601668
Primary CUSIP: Y1R16Z106 Primary ISIN: CNE100000F46 Primary SEDOL: B3Y6LV2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Working System for Independent Mgmt For For Directors
2 Approve Share Repurchase of Performance Mgmt For For Share Incentive Objects
3 Approve Signing of Comprehensive Service Mgmt For For Framework Agreement
4 Approve Signing of Financial Services Mgmt For Against Framework Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y2680G100 Record Date: 12/14/2020 Meeting Type: Special Ticker: 3606
Primary CUSIP: Y2680G100 Primary ISIN: CNE100001TR7 Primary SEDOL: BWGCFG4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Remuneration of Directors Mgmt For For
2 Approve Remuneration of Supervisors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.01 Elect Cho Tak Wong as Director Mgmt For For
3.02 Elect Tso Fai as Director Mgmt For For
3.03 Elect Ye Shu as Director Mgmt For For
3.04 Elect Chen Xiangming as Director Mgmt For For
3.05 Elect Zhu Dezhen as Director Mgmt For For
3.06 Elect Wu Shinong as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
4.01 Elect Cheung Kit Man Alison as Director Mgmt For For
4.02 Elect Liu Jing as Director Mgmt For For
4.03 Elect Qu Wenzhou as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.01 Elect Ma Weihua as Supervisor SH For For
5.02 Elect Chen Mingsen as Supervisor SH For For
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y2680G100 Record Date: 12/15/2020 Meeting Type: Special Ticker: 3606
Primary CUSIP: Y2680G100 Primary ISIN: CNE100001TR7 Primary SEDOL: BWGCFG4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fuyao Glass Industry Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Remuneration of Directors Mgmt For For
2 Approve Remuneration of Supervisors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.01 Elect Cho Tak Wong as Director Mgmt For For
3.02 Elect Tso Fai as Director Mgmt For For
3.03 Elect Ye Shu as Director Mgmt For For
3.04 Elect Chen Xiangming as Director Mgmt For For
3.05 Elect Zhu Dezhen as Director Mgmt For For
3.06 Elect Wu Shinong as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
4.01 Elect Cheung Kit Man Alison as Director Mgmt For For
4.02 Elect Liu Jing as Director Mgmt For For
4.03 Elect Qu Wenzhou as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.01 Elect Ma Weihua as Supervisor SH For For
5.02 Elect Chen Mingsen as Supervisor SH For For
GCL-Poly Energy Holdings Limited
Meeting Date: 01/15/2021 Country: Cayman Islands Primary Security ID: G3774X108 Record Date: 01/12/2021 Meeting Type: Special Ticker: 3800
Primary CUSIP: G3774X108 Primary ISIN: KYG3774X1088 Primary SEDOL: B28XTR4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Second Phase Share Purchase Mgmt For For Agreements, Second Phase Disposals and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y2882P106 Record Date: 01/08/2021 Meeting Type: Special Ticker: 2333
Primary CUSIP: Y2882P106 Primary ISIN: CNE100000338 Primary SEDOL: 6718255
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Plan for Registration and Issuance of Mgmt For For Super Short-Term Commercial Papers
Jiangsu Eastern Shenghong Co., Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y9717R108 Record Date: 01/12/2021 Meeting Type: Special Ticker: 000301
Primary CUSIP: Y9717R108 Primary ISIN: CNE0000012K6 Primary SEDOL: 6246336
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Yuan Jianxin as Independent Director Mgmt For For
2 Approve Commodity Hedging Business Mgmt For For
3 Approve Foreign Exchange Derivatives Mgmt For For Trading Business
4 Approve Guarantee Provision Plan Mgmt For For
5 Approve Related Party Transaction in Mgmt For For Connection to Loan Provision
Jiangsu Guotai International Group Co., Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y4439U125 Record Date: 01/11/2021 Meeting Type: Special Ticker: 002091
Primary CUSIP: Y4439U125 Primary ISIN: CNE000001PN5 Primary SEDOL: B1HLWV7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Guotai International Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use of Idle Raised Funds for Cash Mgmt For For Management
2 Approve Use of Own Funds to Purchase Mgmt For For Guaranteed Financial Products
3 Approve Forward Foreign Exchange Mgmt For For Settlement and Sale
4 Approve Report on the Usage of Previously Mgmt For For Raised Funds (Revised Draft)
Lingyi iTech (Guangdong) Co.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y446BS104 Record Date: 01/07/2021 Meeting Type: Special Ticker: 002600
Primary CUSIP: Y446BS104 Primary ISIN: CNE1000015L5 Primary SEDOL: B6SGJ82
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For For and Performance Share Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
4 Approve Cancellation of Stock Options as well Mgmt For For as Repurchase and Cancellation of Performance Shares
5 Approve Additional Provision of Guarantee Mgmt For For
6 Approve Derivative Commodity Trading Mgmt For For Business Management System
7 Approve Increase of Foreign Exchange Mgmt For For Derivatives Trading Business Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y6436A101 Record Date: 01/08/2021 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For For
2 Approve Related-party Transaction in Mgmt For For Connection to Application of Financing
SDIC Power Holdings Co., Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y3746G100 Record Date: 01/08/2021 Meeting Type: Special Ticker: 600886
Primary CUSIP: Y3746G100 Primary ISIN: CNE000000JM2 Primary SEDOL: 6412687
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhang Wenping as Non-Independent SH For For Director
Spring Airlines Co., Ltd.
Meeting Date: 01/15/2021 Country: China Primary Security ID: Y8131G102 Record Date: 01/08/2021 Meeting Type: Special Ticker: 601021
Primary CUSIP: Y8131G102 Primary ISIN: CNE100001V45 Primary SEDOL: BTG8044
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Spring Airlines Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Provision of Guarantee Mgmt For For
Bank of China Limited
Meeting Date: 01/18/2021 Country: China Primary Security ID: Y0698A107 Record Date: 01/11/2021 Meeting Type: Special Ticker: 3988
Primary CUSIP: Y0698A107 Primary ISIN: CNE1000001Z5 Primary SEDOL: B154564
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Zhang Keqiu as Supervisor Mgmt For For
2 Approve 2019 Remuneration Distribution Plan Mgmt For For for Chairman of the Board of Directors and Executive Directors
3 Approve 2019 Remuneration Distribution Plan Mgmt For For for Chairman of the Board of Supervisors and Shareholder Representative Supervisors
Bank of China Limited
Meeting Date: 01/18/2021 Country: China Primary Security ID: Y0698A107 Record Date: 12/18/2020 Meeting Type: Special Ticker: 3988
Primary CUSIP: Y0698A107 Primary ISIN: CNE1000001Z5 Primary SEDOL: B154564
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Zhang Keqiu as Supervisor Mgmt For For
2 Approve 2019 Remuneration Distribution Plan Mgmt For For for Chairman of the Board of Directors and Executive Directors
3 Approve 2019 Remuneration Distribution Plan Mgmt For For for Chairman of the Board of Supervisors and Shareholder Representative Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BBMG Corporation
Meeting Date: 01/19/2021 Country: China Primary Security ID: Y076A3105 Record Date: 01/13/2021 Meeting Type: Special Ticker: 2009
Primary CUSIP: Y076A3105 Primary ISIN: CNE100000F20 Primary SEDOL: B3NFC51
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association Mgmt For For
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
2 Elect Jiang Yingwu as Director Mgmt For For
G-Bits Network Technology (Xiamen) Co., Ltd.
Meeting Date: 01/19/2021 Country: China Primary Security ID: Y2688G102 Record Date: 01/12/2021 Meeting Type: Special Ticker: 603444
Primary CUSIP: Y2688G102 Primary ISIN: CNE100002GK7 Primary SEDOL: BYPDLN1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Subscription to Investment Fund and Mgmt For For Related Party Transactions
New China Life Insurance Company Ltd.
Meeting Date: 01/19/2021 Country: China Primary Security ID: Y625A4115 Record Date: 01/13/2021 Meeting Type: Special Ticker: 1336
Primary CUSIP: Y625A4115 Primary ISIN: CNE100001922 Primary SEDOL: B5730Z1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Xu Zhibin as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
New China Life Insurance Company Ltd.
Meeting Date: 01/19/2021 Country: China Primary Security ID: Y625A4115 Record Date: 01/08/2021 Meeting Type: Special Ticker: 1336
Primary CUSIP: Y625A4115 Primary ISIN: CNE100001922 Primary SEDOL: B5730Z1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Xu Zhibin as Director SH For For
Guotai Junan International Holdings Limited
Meeting Date: 01/20/2021 Country: Hong Kong Primary Security ID: Y2961L109 Record Date: Meeting Type: Special Ticker: 1788
Primary CUSIP: Y2961L109 Primary ISIN: HK0000065869 Primary SEDOL: B3W1335
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve New Master Agreement, Proposed Mgmt For For Annual Caps and Related Transactions
Laobaixing Pharmacy Chain JSC
Meeting Date: 01/20/2021 Country: China Primary Security ID: Y5S72F101 Record Date: 01/15/2021 Meeting Type: Special Ticker: 603883
Primary CUSIP: Y5S72F101 Primary ISIN: CNE1000023Q8 Primary SEDOL: BWTV847
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Putailai New Energy Technology Co., Ltd.
Meeting Date: 01/20/2021 Country: China Primary Security ID: Y7T892106 Record Date: 01/14/2021 Meeting Type: Special Ticker: 603659
Primary CUSIP: Y7T892106 Primary ISIN: CNE100002TX3 Primary SEDOL: BFBCV39
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Credit Line Application Mgmt For Against
2 Approve Provision of Guarantee Mgmt For Against
3 Approve Daily Related Party Transaction Mgmt For For
4 Approve Use of Funds for Cash Management Mgmt For Against
5 Approve Change in the Implementation Mgmt For For Subject and Implementation Location of Raised Funds Investment Project
6 Approve External Investment and Related Mgmt For For Party Transaction
7 Amend Articles of Association Mgmt For Against
Wingtech Technology Co., Ltd.
Meeting Date: 01/20/2021 Country: China Primary Security ID: Y3745E106 Record Date: 01/13/2021 Meeting Type: Special Ticker: 600745
Primary CUSIP: Y3745E106 Primary ISIN: CNE000000M72 Primary SEDOL: 6450847
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
Zhejiang Expressway Co., Ltd.
Meeting Date: 01/20/2021 Country: China Primary Security ID: Y9891F102 Record Date: 01/14/2021 Meeting Type: Special Ticker: 576
Primary CUSIP: Y9891F102 Primary ISIN: CNE1000004S4 Primary SEDOL: 6990763 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Expressway Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Senior Notes and Mgmt For Against Related Transactions
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 01/21/2021 Country: China Primary Security ID: Y6436A101 Record Date: 01/14/2021 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Sale of Assets Mgmt For For
Shandong Gold Mining Co., Ltd.
Meeting Date: 01/21/2021 Country: China Primary Security ID: Y76831125 Record Date: 01/14/2021 Meeting Type: Special Ticker: 1787
Primary CUSIP: Y76831125 Primary ISIN: CNE1000036N7 Primary SEDOL: BFD2096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Changes of Registered Capital Mgmt For For
2 Amend Articles of Association Mgmt For For
Shanghai RAAS Blood Products Co., Ltd.
Meeting Date: 01/21/2021 Country: China Primary Security ID: Y7687Z100 Record Date: 01/18/2021 Meeting Type: Special Ticker: 002252
Primary CUSIP: Y7687Z100 Primary ISIN: CNE100000C31 Primary SEDOL: B39RLP4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai RAAS Blood Products Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction in Mgmt For For Connection to Signing of Exclusive Agency Agreement
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Meeting Date: 01/21/2021 Country: China Primary Security ID: Y77443102 Record Date: 01/15/2021 Meeting Type: Special Ticker: 002294
Primary CUSIP: Y77443102 Primary ISIN: CNE100000FW8 Primary SEDOL: B3ZLX54
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
2 Approve Authorization of Board to Handle All Mgmt For For Related Matters
3 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
Xinhua Winshare Publishing & Media Co., Ltd.
Meeting Date: 01/21/2021 Country: China Primary Security ID: Y9725X105 Record Date: 12/21/2020 Meeting Type: Special Ticker: 811
Primary CUSIP: Y9725X105 Primary ISIN: CNE1000004B0 Primary SEDOL: B1XCJB3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Products Sales and Cooperation Mgmt For For Framework Agreement, Annual Cap and Related Transactions
2 Approve Publications Purchase Framework Mgmt For For Agreement, Annual Cap and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bohai Leasing Co., Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y0927Y108 Record Date: 01/18/2021 Meeting Type: Special Ticker: 000415
Primary CUSIP: Y0927Y108 Primary ISIN: CNE0000009B1 Primary SEDOL: 6981068
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Appointment of Financial Auditor Mgmt For For
2 Approve Appointment of Internal Control Mgmt For For Auditor
Brilliance China Automotive Holdings Limited
Meeting Date: 01/22/2021 Country: Bermuda Primary Security ID: G1368B102 Record Date: 01/18/2021 Meeting Type: Special Ticker: 1114
Primary CUSIP: G1368B102 Primary ISIN: BMG1368B1028 Primary SEDOL: 6181482
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Huachen Purchase Framework Mgmt For For Agreement, Huachen Sale Framework Agreement, Huachen Non-Exempted Proposed Caps and Related Transactions
China Minsheng Banking Corp., Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y1495M112 Record Date: 12/22/2020 Meeting Type: Special Ticker: 1988
Primary CUSIP: Y1495M112 Primary ISIN: CNE100000HF9 Primary SEDOL: B57JY24
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Yuan Guijun as Director Mgmt For For
2 Amend Articles of Association Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
4 Amend Administrative Measures of Related Mgmt For For Party Transactions
5 Approve Capital Management Plan for 2021 to Mgmt For For 2023
China Minsheng Banking Corp., Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y1495M112 Record Date: 12/22/2020 Meeting Type: Special Ticker: 1988
Primary CUSIP: Y1495M112 Primary ISIN: CNE100000HF9 Primary SEDOL: B57JY24
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Yuan Guijun as Director Mgmt For For
2 Amend Articles of Association Mgmt For Against
3 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
4 Amend Administrative Measures of Related Mgmt For For Party Transactions
5 Approve Capital Management Plan for 2021 to Mgmt For For 2023
Ecovacs Robotics Co., Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y2234K102 Record Date: 01/15/2021 Meeting Type: Special Ticker: 603486
Primary CUSIP: Y2234K102 Primary ISIN: CNE1000031N8 Primary SEDOL: BFD1BQ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ecovacs Robotics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Draft and Summary of Performance Mgmt For For Shares Incentive Plan
3 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
4 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Guangdong Xinbao Electrical Appliances Holdings Co., Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y2932M103 Record Date: 01/18/2021 Meeting Type: Special Ticker: 002705
Primary CUSIP: Y2932M103 Primary ISIN: CNE100001R82 Primary SEDOL: BHQK3Q9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Guo Jiangang as Non-Independent SH For For Director
1.2 Elect Guo Jianqiang as Non-Independent SH For For Director
1.3 Elect Zeng Zhanhui as Non-Independent SH For For Director
1.4 Elect Yang Fangxin as Non-Independent SH For For Director
1.5 Elect Wang Wei as Non-Independent Director SH For For
1.6 Elect Zhu Xiaomei as Non-Independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Song Tiebo as Independent Director Mgmt For For
2.2 Elect Cao Xiaodong as Independent Director Mgmt For For
2.3 Elect Tan Youchao as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Li Yaping as Supervisor Mgmt For For
3.2 Elect Wan Aimin as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangdong Xinbao Electrical Appliances Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Allowance of Independent Director Mgmt For For
Hisense Home Appliances Group Co., Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y3226R105 Record Date: 01/13/2021 Meeting Type: Special Ticker: 921
Primary CUSIP: Y3226R105 Primary ISIN: CNE100000353 Primary SEDOL: 6391935
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Business Co-operation Framework Mgmt For For Agreement, Relevant Annual Caps and Related Transactions
2 Approve Financial Services Agreement, Mgmt For Against Relevant Annual Caps and Related Transactions
Shanghai Moons' Electric Co., Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y768D1108 Record Date: 01/15/2021 Meeting Type: Special Ticker: 603728
Primary CUSIP: Y768D1108 Primary ISIN: CNE100002RN8 Primary SEDOL: BYQHRQ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Termination of Project and Use of Mgmt For For Excess Raised Funds to Replenish Working Capital
Walvax Biotechnology Co., Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y9486E106 Record Date: 01/15/2021 Meeting Type: Special Ticker: 300142
Primary CUSIP: Y9486E106 Primary ISIN: CNE100000WN2 Primary SEDOL: B5B40S3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Walvax Biotechnology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of H Shares and Listing in Mgmt For For Hong Kong Stock Exchange as well as Conversion to an Overseas Fundraising Company
APPROVE ISSUANCE OF H SHARES AND Mgmt LISTING IN HONG KONG STOCK EXCHANGE
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Time Mgmt For For
2.3 Approve Issue Manner Mgmt For For
2.4 Approve Issue Size Mgmt For For
2.5 Approve Pricing Method Mgmt For For
2.6 Approve Target Subscribers Mgmt For For
2.7 Approve Principles of Offering Mgmt For For
2.8 Approve Application for Listing on the Stock Mgmt For For Exchange
2.9 Approve Resolution Validity Period Mgmt For For
3 Approve Issuance of H Shares For Mgmt For For Fund-Raising Use Plan
4 Approve Report on the Usage of Previously Mgmt For For Raised Funds
5 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members and Prospectus Liability Insurance Matters
6 Approve Authorization of Board to Handle All Mgmt For For Related Matters
7 Elect Huang Shida as Independent Director Mgmt For For
8 Approve Arrangements on Roll-forward Mgmt For For Profits
9 Amend Articles of Association Mgmt For For
10 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
11 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Walvax Biotechnology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Amend Management System for the Usage of Mgmt For For Raised Funds
14 Amend the Work System for Independent Mgmt For For Non-executive Directors
15 Amend Related Party Transaction Mgmt For For Decision-making System
16 Amend Rules and Procedures Regarding Mgmt For For Investment Decision-making
17 Amend Management System for External Mgmt For For Guarantees
18 Approve to Appoint Auditor Mgmt For For
Yantai Dongcheng Biochemicals Co., Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y9727E105 Record Date: 01/18/2021 Meeting Type: Special Ticker: 002675
Primary CUSIP: Y9727E105 Primary ISIN: CNE100001DP5 Primary SEDOL: B7N8CH0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect You Shouyi as Non-Independent Mgmt For For Director
1.2 Elect Xin Hongbo as Non-Independent Mgmt For For Director
1.3 Elect Luo Zhigang as Non-Independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Li Fang as Independent Director Mgmt For For
2.2 Elect Zhao Dayong as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Liu Qinglin as Supervisor Mgmt For For
3.2 Elect Sun Hongtao as Supervisor Mgmt For For
4 Approve Remuneration of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yantai Dongcheng Biochemicals Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Remuneration of Supervisors Mgmt For For
6 Approve Credit Line Application Mgmt For Against
7 Approve Amendments to Articles of Mgmt For For Association
8 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
9 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
10 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
11 Amend External Investment Management Mgmt For For System
12 Amend Raised Funds Special Management Mgmt For For System
Zhejiang Dahua Technology Co. Ltd.
Meeting Date: 01/22/2021 Country: China Primary Security ID: Y988AP102 Record Date: 01/15/2021 Meeting Type: Special Ticker: 002236
Primary CUSIP: Y988AP102 Primary ISIN: CNE100000BJ4 Primary SEDOL: B2R8334
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Core Staff Venture Capital New Mgmt For Against Business Management Measures
2 Approve to Abandon Capital Injection SH For For
AECC Aviation Power Co. Ltd.
Meeting Date: 01/25/2021 Country: China Primary Security ID: Y9730A108 Record Date: 01/18/2021 Meeting Type: Special Ticker: 600893
Primary CUSIP: Y9730A108 Primary ISIN: CNE000000JW1 Primary SEDOL: 6479024 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AECC Aviation Power Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transactions Mgmt For Against
2 Approve External Guarantee Mgmt For For
3 Approve Financing Application and Signing Mgmt For For Related Agreements
4 Approve Related Party Transaction in SH For For Connection to Capital Injection Agreement
Baoshan Iron & Steel Co., Ltd.
Meeting Date: 01/25/2021 Country: China Primary Security ID: Y0698U103 Record Date: 01/18/2021 Meeting Type: Special Ticker: 600019
Primary CUSIP: Y0698U103 Primary ISIN: CNE0000015R4 Primary SEDOL: 6307954
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Amendments to Articles of Mgmt For Against Association
China National Software & Service Co., Ltd.
Meeting Date: 01/25/2021 Country: China Primary Security ID: Y1503P107 Record Date: 01/19/2021 Meeting Type: Special Ticker: 600536
Primary CUSIP: Y1503P107 Primary ISIN: CNE000001BB0 Primary SEDOL: 6536048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Transfer of Shares Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hubei Biocause Pharmaceutical Co., Ltd.
Meeting Date: 01/25/2021 Country: China Primary Security ID: Y3746X103 Record Date: 01/20/2021 Meeting Type: Special Ticker: 000627
Primary CUSIP: Y3746X103 Primary ISIN: CNE000000F48 Primary SEDOL: 6438951
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
Offcn Education Technology Co., Ltd.
Meeting Date: 01/25/2021 Country: China Primary Security ID: Y9717Y103 Record Date: 01/18/2021 Meeting Type: Special Ticker: 002607
Primary CUSIP: Y9717Y103 Primary ISIN: CNE100001641 Primary SEDOL: B3YR784
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Huairou New City Mgmt For For Cooperative Customized Development and Construction Agreement
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 01/25/2021 Country: China Primary Security ID: Y7286J101 Record Date: 01/18/2021 Meeting Type: Special Ticker: 002146
Primary CUSIP: Y7286J101 Primary ISIN: CNE1000005Y9 Primary SEDOL: B23D6F6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For For
2 Approve Related Party Transaction Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shennan Circuits Co., Ltd.
Meeting Date: 01/25/2021 Country: China Primary Security ID: Y774D3102 Record Date: 01/15/2021 Meeting Type: Special Ticker: 002916
Primary CUSIP: Y774D3102 Primary ISIN: CNE100003373 Primary SEDOL: BF2W0K8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
Yunnan Energy New Material Co., Ltd.
Meeting Date: 01/25/2021 Country: China Primary Security ID: Y9881M109 Record Date: 01/20/2021 Meeting Type: Special Ticker: 002812
Primary CUSIP: Y9881M109 Primary ISIN: CNE100002BR3 Primary SEDOL: BZ6S217
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Changshou Economic and Mgmt For For Technological Development Zone Project Investment Agreement
China Maple Leaf Educational Systems Limited
Meeting Date: 01/27/2021 Country: Cayman Islands Primary Security ID: G21151116 Record Date: 01/20/2021 Meeting Type: Annual Ticker: 1317
Primary CUSIP: G21151116 Primary ISIN: KYG211511160 Primary SEDOL: BD3JR69
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Jingxia Zhang as Director Mgmt For For
2b Elect James William Beeke as Director Mgmt For For
2c Authorize Board to Fix Remuneration of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Maple Leaf Educational Systems Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share Capital Mgmt For For
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
Chongqing Gas Group Corp. Ltd.
Meeting Date: 01/27/2021 Country: China Primary Security ID: Y2102V107 Record Date: 01/22/2021 Meeting Type: Special Ticker: 600917
Primary CUSIP: Y2102V107 Primary ISIN: CNE100001V03 Primary SEDOL: BQ45PZ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For Against Association
2 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Che Dechen as Non-independent SH For For Director
3.2 Elect Li Jinyan as Non-independent Director SH For For
Citic Pacific Special Steel Group Co., Ltd.
Meeting Date: 01/27/2021 Country: China Primary Security ID: Y2022S101 Record Date: 01/22/2021 Meeting Type: Special Ticker: 000708
Primary CUSIP: Y2022S101 Primary ISIN: CNE0000008J6 Primary SEDOL: 6268363 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Citic Pacific Special Steel Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantees or Financial Mgmt For For Assistance After Successfully Participating in the Bid for the Equity of Shanghai Electric Group Steel Pipe Co., Ltd.
2 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
3 Approve Related Party Transaction Mgmt For For
Dalian Port (PDA) Company Limited
Meeting Date: 01/27/2021 Country: China Primary Security ID: Y1R69D101 Record Date: 01/21/2021 Meeting Type: Special Ticker: 2880
Primary CUSIP: Y1R69D101 Primary ISIN: CNE1000002Y6 Primary SEDOL: B12YMD3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Change of Company Name Mgmt For For
2 Amend Articles of Association Mgmt For For
Huadian Power International Corporation Limited
Meeting Date: 01/27/2021 Country: China Primary Security ID: Y3738Y101 Record Date: 01/22/2021 Meeting Type: Special Ticker: 1071
Primary CUSIP: Y3738Y101 Primary ISIN: CNE1000003D8 Primary SEDOL: 6142780
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huadian Power International Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.1 Elect Zhang Zhiqiang as Director Mgmt For For
1.2 Elect Li Pengyun as Director Mgmt For For
Hytera Communications Corp. Ltd.
Meeting Date: 01/27/2021 Country: China Primary Security ID: Y3815M103 Record Date: 01/20/2020 Meeting Type: Special Ticker: 002583
Primary CUSIP: Y3815M103 Primary ISIN: CNE1000013B1 Primary SEDOL: B4RMQR5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Implementation of Capital Injection Mgmt For For
2 Approve Capital Injection and Related Party Mgmt For For Transactions
3 Approve Draft and Summary of Stock Option Mgmt For Against Incentive Plan
4 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
5 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
6 Approve to Appoint Auditor Mgmt For For
S.F. Holding Co., Ltd.
Meeting Date: 01/27/2021 Country: China Primary Security ID: Y7T80Y105 Record Date: 01/20/2021 Meeting Type: Special Ticker: 002352
Primary CUSIP: Y7T80Y105 Primary ISIN: CNE100000L63 Primary SEDOL: B3P1NF4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Liangxin Electrical Co,. Ltd.
Meeting Date: 01/27/2021 Country: China Primary Security ID: Y76899106 Record Date: 01/20/2021 Meeting Type: Special Ticker: 002706
Primary CUSIP: Y76899106 Primary ISIN: CNE100001R74 Primary SEDOL: BHWQM19
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE REPUCHASE OF COMPANY'S Mgmt SHARES
1.1 Approve Purpose and Usage Mgmt For For
1.2 Approve Manner Mgmt For For
1.3 Approve Price, Pricing Range and Pricing Mgmt For For Basis
1.4 Approve Type, Scale and Proportion to Share Mgmt For For Capital
1.5 Approve Amount and Source of Funds Mgmt For For
1.6 Approve Implementation Period Mgmt For For
2 Approve Authorization of Board to Handle All Mgmt For For Related Matters
3 Approve Amendments to Articles of Mgmt For For Association
Sogou, Inc.
Meeting Date: 01/27/2021 Country: Cayman Islands Primary Security ID: 83409V104 Record Date: 12/22/2020 Meeting Type: Annual Ticker: SOGO
Primary CUSIP: 83409V104 Primary ISIN: US83409V1044 Primary SEDOL: BF3BGN9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
MEETING FOR ADR HOLDERS Mgmt
ELECT DIRECTORS Mgmt
1.1 Elect Charles Zhang as Director Mgmt For For
1.2 Elect Xiaochuan Wang as Director Mgmt For For
1.3 Elect Yu Yin as Director Mgmt For Against
1.4 Elect Joanna Lu as Director Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sogou, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.5 Elect Bin Gao as Director Mgmt For For
1.6 Elect Janice Lee as Director Mgmt For For
1.7 Elect Jinmei He as Director Mgmt For For
2 Approve Appointment of Mgmt For For PricewaterhouseCoopers Zhong Tian LL as Independent Auditor
Tongkun Group Co., Ltd.
Meeting Date: 01/27/2021 Country: China Primary Security ID: Y8851U109 Record Date: 01/21/2021 Meeting Type: Special Ticker: 601233
Primary CUSIP: Y8851U109 Primary ISIN: CNE1000012X7 Primary SEDOL: B5MK3F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Basis
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Amount and Use of Proceeds Mgmt For For
2.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.9 Approve Resolution Validity Period Mgmt For For
2.10 Approve Listing Exchange Mgmt For For
3 Approve Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tongkun Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Share Subscription Agreement Mgmt For For
6 Approve Whitewash Waiver and Related Mgmt For Against Transactions
7 Approve Report on the Usage of Previously Mgmt For For Raised Funds
8 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
9 Approve Shareholder Return Plan Mgmt For For
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Agricultural Bank of China
Meeting Date: 01/28/2021 Country: China Primary Security ID: Y00289119 Record Date: 01/22/2021 Meeting Type: Special Ticker: 1288
Primary CUSIP: Y00289119 Primary ISIN: CNE100000Q43 Primary SEDOL: B60LZR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Gu Shu as Director Mgmt For For
2 Approve Additional Budget for Poverty Mgmt For For Alleviation Donations
Agricultural Bank of China Limited
Meeting Date: 01/28/2021 Country: China Primary Security ID: Y00289119 Record Date: 01/22/2021 Meeting Type: Special Ticker: 1288
Primary CUSIP: Y00289119 Primary ISIN: CNE100000Q43 Primary SEDOL: B60LZR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Gu Shu as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Agricultural Bank of China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Additional Budget for Poverty Mgmt For For Alleviation Donations
Bank of Shanghai Co., Ltd.
Meeting Date: 01/28/2021 Country: China Primary Security ID: Y0R98R107 Record Date: 01/20/2021 Meeting Type: Special Ticker: 601229
Primary CUSIP: Y0R98R107 Primary ISIN: CNE100002FM5 Primary SEDOL: BD5BP36
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS AND Mgmt INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
1.1 Elect Jin Yu as Non-independent Director Mgmt For For
1.2 Elect Zhu Jian as Non-independent Director Mgmt For For
1.3 Elect Shi Hongmin as Non-independent Mgmt For For Director
1.4 Elect Ye Jun as Non-independent Director Mgmt For Against
1.5 Elect Ying Xiaoming as Non-independent Mgmt For For Director
1.6 Elect Gu Jinshan as Non-independent Director Mgmt For For
1.7 Elect Kong Xuhong as Non-independent Mgmt For Against Director
1.8 Elect Du Juan as Non-independent Director Mgmt For For
1.9 Elect Tao Hongjun as Non-independent Mgmt For For Director
1.10 Elect Zhuang Zhe as Non-independent Mgmt For For Director
1.11 Elect Guo Xizhi as Non-independent Director Mgmt For For
1.12 Elect Gan Xiangnan as Non-independent Mgmt For For Director
1.13 Elect Li Zhengqiang as Independent Director Mgmt For For
1.14 Elect Yang Dehong as Independent Director Mgmt For For
1.15 Elect Sun Zheng as Independent Director Mgmt For For
1.16 Elect Xue Yunkui as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Shanghai Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.17 Elect Xiao Wei as Independent Director Mgmt For For
1.18 Elect Gong Fangxiong as Independent Mgmt For For Director
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
2.1 Elect Jia Ruijun as Supervisor Mgmt For For
2.2 Elect Ge Ming as Supervisor Mgmt For For
2.3 Elect Yuan Zhigang as Supervisor Mgmt For For
2.4 Elect Tang Weijun as Supervisor Mgmt For For
Huaxin Cement Co., Ltd.
Meeting Date: 01/28/2021 Country: China Primary Security ID: Y37469114 Record Date: 01/20/2021 Meeting Type: Special Ticker: 900933
Primary CUSIP: Y37469114 Primary ISIN: CNE000000HL8 Primary SEDOL: 6802686
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Construction of Huangshi Huaxin Mgmt For For Green Building Materials Industrial Park Project
Perfect World Co., Ltd.
Meeting Date: 01/28/2021 Country: China Primary Security ID: Y988BN106 Record Date: 01/22/2021 Meeting Type: Special Ticker: 002624
Primary CUSIP: Y988BN106 Primary ISIN: CNE1000018W6 Primary SEDOL: B72TPR5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
2 Approve Authorization of Board to Handle All Mgmt For For Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Perfect World Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Chi Yufeng as Non-Independent Director Mgmt For For
3.2 Elect Xiao Hong as Non-Independent Director Mgmt For Against
3.3 Elect Lu Xiaoyin as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Sun Ziqiang as Independent Director Mgmt For For
4.2 Elect Wang Doudou as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.1 Elect Guan Ying as Supervisor Mgmt For For
5.2 Elect Zhang Dan as Supervisor Mgmt For For
6 Approve Allowance of Independent Directors Mgmt For For
Shengyi Technology Co., Ltd.
Meeting Date: 01/28/2021 Country: China Primary Security ID: Y20965102 Record Date: 01/22/2021 Meeting Type: Special Ticker: 600183
Primary CUSIP: Y20965102 Primary ISIN: CNE000000XL5 Primary SEDOL: 6128779
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Guarantee Provision Plan Mgmt For For
Sichuan Lutianhua Co., Ltd.
Meeting Date: 01/28/2021 Country: China Primary Security ID: Y7932K106 Record Date: 01/22/2021 Meeting Type: Special Ticker: 000912
Primary CUSIP: Y7932K106 Primary ISIN: CNE000000Z02 Primary SEDOL: 6151151 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Lutianhua Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction Mgmt For For
2 Approve Business Cooperation and Related Mgmt For Against Transactions with Agricultural Bank of China Co., Ltd.
3 Approve Business Cooperation and Related Mgmt For Against Transactions with Bank of China Limited
4 Elect Chen Jin as Non-independent Director Mgmt For For
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
Meeting Date: 01/29/2021 Country: China Primary Security ID: Y07729109 Record Date: 01/25/2021 Meeting Type: Special Ticker: 002271
Primary CUSIP: Y07729109 Primary ISIN: CNE100000CS3 Primary SEDOL: B3CTJX1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment and Construction of a Mgmt For For Green Building New Material Production Base Project
2 Approve Change in Registered Capital Mgmt For For
3 Approve Amendments to Articles of Mgmt For For Association
Jinke Property Group Co., Ltd.
Meeting Date: 01/29/2021 Country: China Primary Security ID: Y4463Q107 Record Date: 01/21/2021 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinke Property Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.1 Elect Zhou Da as Non-Independent Director SH For For
1.2 Elect Liu Jing as Non-Independent Director SH For For
1.3 Elect Yang Chengjun as Non-Independent SH For For Director
1.4 Elect Yang Liu as Non-Independent Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhu Ning as Independent Director SH For For
2.2 Elect Wang Wen as Independent Director SH For For
2.3 Elect Hu Yuntong as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Liu Zhonghai as Supervisor SH For For
3.2 Elect Liang Zhongtai as Supervisor SH For For
4 Approve Increase the Guarantee Limit for the Mgmt For Against Financing of Company and Controlled Subsidiaries
New Hope Liuhe Co., Ltd.
Meeting Date: 01/29/2021 Country: China Primary Security ID: Y7933V101 Record Date: 01/22/2021 Meeting Type: Special Ticker: 000876
Primary CUSIP: Y7933V101 Primary ISIN: CNE000000VB0 Primary SEDOL: 6037596
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Draft and Summary of Employee Mgmt For For Share Purchase Plan
5 Approve Management Method of Employee Mgmt For For Share Purchase Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
New Hope Liuhe Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
7 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
Weichai Power Co., Ltd.
Meeting Date: 01/29/2021 Country: China Primary Security ID: Y9531A109 Record Date: 01/25/2021 Meeting Type: Special Ticker: 2338
Primary CUSIP: Y9531A109 Primary ISIN: CNE1000004L9 Primary SEDOL: 6743956
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of the General Mandate to Mgmt For Against Issue Shares to the Board
2 Approve Compliance with the Conditions of Mgmt For For Non-Public Issuance of A Shares
RESOLUTIONS IN RELATION TO THE Mgmt ISSUANCE PROPOSAL FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
3.1 Approve Class and Par Value of Shares to be Mgmt For For Issued
3.2 Approve Method and Time of Issuance Mgmt For For
3.3 Approve Target Subscribers and Subscription Mgmt For For Method
3.4 Approve Pricing Benchmark Date, Issue Price Mgmt For For and Pricing
3.5 Approve Number of Shares to be Issued Mgmt For For
3.6 Approve Lock-Up Period Arrangement Mgmt For For
3.7 Approve Place of Listing of the New A Shares Mgmt For For to be Issued
3.8 Approve Arrangement of Accumulated Mgmt For For Undistributed Profits
3.9 Approve Validity of the Resolutions in Respect Mgmt For For of the Non-Public Issuance of A Shares
3.10 Approve Use of Proceeds Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Weichai Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Plan for the Non-Public Issuance of A Mgmt For For Shares
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds from the Non-Public Issuance of A Shares
6 Approve Absence of Need to Prepare a Report Mgmt For For on the Use of Previously Raised Proceeds
7 Approve Remedial Measures for the Dilution Mgmt For For of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons
8 Approve Plan on Shareholders' Return for the Mgmt For For Upcoming Three Years (2021-2023)
9 Authorize Board and Its Authorized Persons Mgmt For For Board to Deal with All Matters in Relation to the Non-Public Issuance of A Shares
10 Approve Proposed Amendments to the Mgmt For For Management Measures on the Use of Raised Proceeds
Zhaojin Mining Industry Company Limited
Meeting Date: 01/29/2021 Country: China Primary Security ID: Y988A6104 Record Date: 01/22/2021 Meeting Type: Special Ticker: 1818
Primary CUSIP: Y988A6104 Primary ISIN: CNE1000004R6 Primary SEDOL: B1H5082
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Deposit and Bills Mgmt For Against Discounting Services and the Relevant Proposed Annual Caps Under the 2020 Group Financial Services Agreement
2 Approve Provision of Deposit, Loan and Bills Mgmt For Against Discounting Services and the Relevant Proposed Annual Caps Under the 2020 Parent Group Financial Services Agreement
3 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Dive Co. Ltd.
Meeting Date: 02/01/2021 Country: China Primary Security ID: Y1460T100 Record Date: 01/26/2021 Meeting Type: Special Ticker: 300526
Primary CUSIP: Y1460T100 Primary ISIN: CNE100002987 Primary SEDOL: BYZP1M6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Transfer of Raised Funds Investment Mgmt For For Project
China YuHua Education Corporation Limited
Meeting Date: 02/01/2021 Country: Cayman Islands Primary Security ID: G2120K109 Record Date: 01/26/2021 Meeting Type: Annual Ticker: 6169
Primary CUSIP: G2120K109 Primary ISIN: KYG2120K1094 Primary SEDOL: BYWPGC4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Li Guangyu as Director Mgmt For For
3a2 Elect Li Hua as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 02/01/2021 Country: China Primary Security ID: Y6436A101 Record Date: 01/25/2021 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhang Jianjun as Non-independent SH For For Director
2.2 Elect Liu Guosheng as Non-independent SH For For Director
STO Express Co., Ltd.
Meeting Date: 02/01/2021 Country: China Primary Security ID: Y988B5105 Record Date: 01/25/2021 Meeting Type: Special Ticker: 002468
Primary CUSIP: Y988B5105 Primary ISIN: CNE100000T99 Primary SEDOL: B55ZBQ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Additional Related Party and Daily Mgmt For For Related Party Transaction
2 Elect Jin Jianyun as Supervisor Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Chen Dejun as Non-Independent Mgmt For For Director
3.2 Elect Wang Wenbin as Non-Independent Mgmt For For Director
3.3 Elect Chen Haijian as Non-Independent Mgmt For For Director
3.4 Elect Shentu Junsheng as Non-Independent Mgmt For For Director
3.5 Elect Han Yongyan as Non-Independent Mgmt For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
STO Express Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Zhang Wusheng as Independent Mgmt For For Director
4.2 Elect Yu Leping as Independent Director Mgmt For For
4.3 Elect Shen Hongbo as Independent Director Mgmt For For
Unigroup Guoxin Microelectronics Co., Ltd.
Meeting Date: 02/01/2021 Country: China Primary Security ID: Y8488J105 Record Date: 01/26/2021 Meeting Type: Special Ticker: 002049
Primary CUSIP: Y8488J105 Primary ISIN: CNE000001M14 Primary SEDOL: B07ZFV3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Size Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Period and Manner of Repayment of Mgmt For For Capital and Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination of Number of Mgmt For For Conversion Shares
2.9 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.10 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Unigroup Guoxin Microelectronics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Matters Relating to Meetings of Mgmt For For Bondholders
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Guarantee Matters Mgmt For For
2.19 Approve Deposit Account for Raised Funds Mgmt For For
2.20 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Convertible Bond Issuance Mgmt For For
4 Approve No Need for Report on the Usage of Mgmt For For Previously Raised Funds
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding Mgmt For For General Meetings of Convertible Bondholders(Amended Version)
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
9 Amend Management System of Raised Funds Mgmt For Against
10 Approve Provision of Guarantees Mgmt For For
11 Approve Guarantee Provision Plan SH For For
XCMG Construction Machinery Co., Ltd.
Meeting Date: 02/01/2021 Country: China Primary Security ID: Y9T17R112 Record Date: 01/26/2021 Meeting Type: Special Ticker: 000425
Primary CUSIP: Y9T17R112 Primary ISIN: CNE000000FH0 Primary SEDOL: 6984249 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
XCMG Construction Machinery Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Spin-off of Subsidiary Jiangsu Mgmt For For Xugong Information Technology Co., Ltd. on Shenzhen Stock Exchange ChiNext in Accordance with Relevant Laws and Regulations
2 Approve Spin-off of Subsidiary Jiangsu Mgmt For For Xugong Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext
3 Approve Plan (Revised) on Spin-off of Mgmt For For Subsidiary Jiangsu Xugong Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext
4 Approve Transaction Complies with Several Mgmt For For Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to Mgmt For For Safeguarding the Legal Rights and Interests of Shareholders and Creditors
6 Approve Proposal on the Company's Mgmt For For Independence and Sustainability
7 Approve Jiangsu Xugong Information Mgmt For For Technology Co., Ltd.'s Corresponding Standard Operational Ability
8 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
9 Approve Purpose, Commercial Rationality, Mgmt For For Necessity and Feasibility Analysis of this Transaction
10 Approve Authorization of the Board to Handle Mgmt For For Matters on Spin-off
APPROVE RELATED PARTY TRANSACTIONS Mgmt
11.1 Approve Purchase of Materials or Products Mgmt For For
11.2 Approve Selling Materials or Products Mgmt For For
11.3 Approve Rent or Lease of Properties, Mgmt For For Equipment and Products
11.4 Approve Use of Licensing Trademark Mgmt For For
11.5 Approve Cooperative Technology Mgmt For For Development Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
XCMG Construction Machinery Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11.6 Approve Provision or Acceptance of Services Mgmt For For
11.7 Approve Entrust Operations to Related Parties Mgmt For For
12 Approve Provision of Guarantees to Mgmt For Against Subsidiaries
13 Approve Adjustment of Guarantee Provision Mgmt For Against Plan
APPROVE PROVISION OF GUARANTEES FOR Mgmt MORTGAGE BUSINESS, FINANCIAL LEASING BUSINESS AND SUPPLY CHAIN FINANCE BUSINESS
14.1 Approve Provision of Guarantees for Mgmt For Against Mortgage Business
14.2 Approve Provision of Guarantees for Financial Mgmt For Against Leasing Business
14.3 Approve Provision of Guarantees for Supply Mgmt For Against Chain Finance Business
15 Approve Credit Line Application Mgmt For Against
Autohome Inc.
Meeting Date: 02/02/2021 Country: Cayman Islands Primary Security ID: 05278C107 Record Date: 12/28/2020 Meeting Type: Special Ticker: ATHM
Primary CUSIP: 05278C107 Primary ISIN: US05278C1071 Primary SEDOL: BH5QGR0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve Recapitalization Plan Mgmt For For
2 Adopt New Memorandum of Association and Mgmt For For Articles of Association
Beijing Capital Development Co., Ltd.
Meeting Date: 02/02/2021 Country: China Primary Security ID: Y0772K104 Record Date: 01/26/2021 Meeting Type: Special Ticker: 600376
Primary CUSIP: Y0772K104 Primary ISIN: CNE000001782 Primary SEDOL: 6320887 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Capital Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
2 Approve Application of Loan Extension Mgmt For Against
3 Approve Equity Acquisition Mgmt For For
China Cinda Asset Management Co., Ltd.
Meeting Date: 02/02/2021 Country: China Primary Security ID: Y1R34V103 Record Date: 01/27/2021 Meeting Type: Special Ticker: 1359
Primary CUSIP: Y1R34V103 Primary ISIN: CNE100001QS1 Primary SEDOL: BGY6SV2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSAL ON NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
1.1 Approve Type of Preference Shares to be Mgmt For For Issued
1.2 Approve Number of Preference Shares to be Mgmt For For Issued and Issue Size
1.3 Approve Par Value and Issue Price Mgmt For For
1.4 Approve Maturity Mgmt For For
1.5 Approve Method of Issuance and Target Mgmt For For Investors
1.6 Approve Lock-Up Period Mgmt For For
1.7 Approve Terms of Dividend Distribution Mgmt For For
1.8 Approve Terms of Mandatory Conversion Mgmt For For
1.9 Approve Terms of Conditional Redemption Mgmt For For
1.10 Approve Limited Voting Rights and Terms of Mgmt For For Restoration of Voting Rights
1.11 Approve Order of Priority in Liquidation and Mgmt For For Methods for Liquidation
1.12 Approve Rating Arrangements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Cinda Asset Management Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.13 Approve Security Arrangements Mgmt For For
1.14 Approve Use of Proceeds Mgmt For For
1.15 Approve Listing/Trading Arrangements Mgmt For For
1.16 Approve Validity Period of the Resolution for Mgmt For For the Issuance of Offshore Preference Shares
1.17 Approve Matters Relating to Authorization Mgmt For For
China Cinda Asset Management Co., Ltd.
Meeting Date: 02/02/2021 Country: China Primary Security ID: Y1R34V103 Record Date: 01/27/2021 Meeting Type: Special Ticker: 1359
Primary CUSIP: Y1R34V103 Primary ISIN: CNE100001QS1 Primary SEDOL: BGY6SV2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSAL ON NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
1.1 Approve Type of Preference Shares to be Mgmt For For Issued
1.2 Approve Number of Preference Shares to be Mgmt For For Issued and Issue Size
1.3 Approve Par Value and Issue Price Mgmt For For
1.4 Approve Maturity Mgmt For For
1.5 Approve Method of Issuance and Target Mgmt For For Investors
1.6 Approve Lock-Up Period Mgmt For For
1.7 Approve Terms of Dividend Distribution Mgmt For For
1.8 Approve Terms of Mandatory Conversion Mgmt For For
1.9 Approve Terms of Conditional Redemption Mgmt For For
1.10 Approve Limited Voting Rights and Terms of Mgmt For For Restoration of Voting Rights
1.11 Approve Order of Priority in Liquidation and Mgmt For For Methods for Liquidation
1.12 Approve Rating Arrangements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Cinda Asset Management Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.13 Approve Security Arrangements Mgmt For For
1.14 Approve Use of Proceeds Mgmt For For
1.15 Approve Listing/Trading Arrangements Mgmt For For
1.16 Approve Validity Period of the Resolution for Mgmt For For the Issuance of Offshore Preference Shares
1.17 Approve Matters Relating to Authorization Mgmt For For
Shandong Hualu-Hengsheng Chemical Co., Ltd.
Meeting Date: 02/02/2021 Country: China Primary Security ID: Y76843104 Record Date: 01/26/2021 Meeting Type: Special Ticker: 600426
Primary CUSIP: Y76843104 Primary ISIN: CNE000001BM7 Primary SEDOL: 6532897
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment in Hubei Jingzhou Project Mgmt For For
2 Approve Investment in Park Gas Power Mgmt For For Platform Project
3 Approve Investment in Syngas Mgmt For For Comprehensive Utilization Project
Sinopec Oilfield Service Corporation
Meeting Date: 02/02/2021 Country: China Primary Security ID: Y8038V103 Record Date: 12/31/2020 Meeting Type: Special Ticker: 1033
Primary CUSIP: Y8038V103 Primary ISIN: CNE1000004D6 Primary SEDOL: 6984669
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Remuneration Policy for Directors Mgmt For For and Supervisors
ELECT DIRECTORS (NOT INCLUDE Mgmt INDEPENDENT NON-EXECUTIVE DIRECTORS) VIA CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinopec Oilfield Service Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.01 Elect Chen Xikun as Director Mgmt For For
2.02 Elect Yuan Jianqiang as Director Mgmt For For
2.03 Elect Lu Baoping as Director Mgmt For For
2.04 Elect Fan Zhonghai as Director Mgmt For For
2.05 Elect Wei Ran as Director Mgmt For For
2.06 Elect Zhou Meiyun as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
3.01 Elect Chen Weidong as Director Mgmt For Against
3.02 Elect Dong Xiucheng as Director Mgmt For Against
3.03 Elect Zheng Weijun as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.01 Elect Ma Xiang as Supervisor Mgmt For For
4.02 Elect Du Jiangbo as Supervisor Mgmt For For
4.03 Elect Zhang Qin as Supervisor Mgmt For For
4.04 Elect Zhang Jianbo as Supervisor Mgmt For For
Anhui Conch Cement Company Limited
Meeting Date: 02/03/2021 Country: China Primary Security ID: Y01373102 Record Date: 01/28/2021 Meeting Type: Special Ticker: 914
Primary CUSIP: Y01373102 Primary ISIN: CNE1000001W2 Primary SEDOL: 6080396
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Zhang Xiaorong as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Anhui Conch Cement Company Limited
Meeting Date: 02/03/2021 Country: China Primary Security ID: Y01373102 Record Date: 01/28/2021 Meeting Type: Special Ticker: 914
Primary CUSIP: Y01373102 Primary ISIN: CNE1000001W2 Primary SEDOL: 6080396
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Zhang Xiaorong as Director Mgmt For For
Da An Gene Co., Ltd. of Sun Yat-sen University
Meeting Date: 02/03/2021 Country: China Primary Security ID: Y1856D115 Record Date: 01/28/2021 Meeting Type: Special Ticker: 002030
Primary CUSIP: Y1856D115 Primary ISIN: CNE000001KP1 Primary SEDOL: B02FTP0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantees for the Mgmt For For Financing Business of Controlled Subsidiaries
Guangdong Haid Group Co., Ltd.
Meeting Date: 02/03/2021 Country: China Primary Security ID: Y29255109 Record Date: 01/28/2021 Meeting Type: Special Ticker: 002311
Primary CUSIP: Y29255109 Primary ISIN: CNE100000HP8 Primary SEDOL: B597PH8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in Raised Funds Investment Mgmt For For Project
2 Approve Comprehensive Credit Line Mgmt For Against Application
3 Approve External Guarantee Mgmt For Against
4 Approve Foreign Exchange Hedging Business Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangdong Haid Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Elect Qian Xueqiao as Non-Independent Mgmt For For Director
Iflytek Co., Ltd.
Meeting Date: 02/03/2021 Country: China Primary Security ID: Y013A6101 Record Date: 01/29/2021 Meeting Type: Special Ticker: 002230
Primary CUSIP: Y013A6101 Primary ISIN: CNE100000B81 Primary SEDOL: B2R0YF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhao Xijun as Independent Director SH For For
2 Approve Report on the Usage of Previously Mgmt For For Raised Funds
3 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
4.1 Approve Issue Type and Par Value Mgmt For For
4.2 Approve Issue Manner and Period Mgmt For For
4.3 Approve Issue Price and Pricing Basis Mgmt For For
4.4 Approve Issue Scale and Subscription Targets Mgmt For For
4.5 Approve Restriction Period Arrangement Mgmt For For
4.6 Approve Listing Location Mgmt For For
4.7 Approve Amount and Usage of Raised Funds Mgmt For For
4.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
4.9 Approve Resolution Validity Period Mgmt For For
5 Approve Plan on Private Placement of Shares Mgmt For For
6 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
7 Approve Related Party Transactions in Mgmt For For Connection to Private Placement
8 Approve Signing of Conditional Subscription Mgmt For For Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Iflytek Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
10 Approve Shareholder Return Plan Mgmt For For
11 Approve Authorization of Board to Handle All Mgmt For For Related Matters
12 Amend Articles of Association Mgmt For For
Lingyi iTech (Guangdong) Co.
Meeting Date: 02/03/2021 Country: China Primary Security ID: Y446BS104 Record Date: 01/27/2021 Meeting Type: Special Ticker: 002600
Primary CUSIP: Y446BS104 Primary ISIN: CNE1000015L5 Primary SEDOL: B6SGJ82
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Debt Financing Products Mgmt For For of Wholly-Owned Subsidiary
2 Approve Provision of Guarantee Mgmt For For
Shanxi Meijin Energy Co., Ltd.
Meeting Date: 02/03/2021 Country: China Primary Security ID: Y769A4103 Record Date: 01/27/2021 Meeting Type: Special Ticker: 000723
Primary CUSIP: Y769A4103 Primary ISIN: CNE0000005J2 Primary SEDOL: 6003940
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Cash Acquisition of Equity of Shanxi Mgmt For For Meijin Group Jinhui Coal Industry Co., Ltd. and Related Party Transaction
2 Approve Mining Rights Evaluation Report and Mgmt For For Asset Evaluation Report on Cash Acquisition of Equity of Shanxi Meijin Group Jinhui Coal Industry Co., Ltd.
3 Approve Provision of Guarantee to Mgmt For For Wholly-Owned Subsidiary Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
FangDa Carbon New Material Co., Ltd.
Meeting Date: 02/04/2021 Country: China Primary Security ID: Y51720103 Record Date: 01/28/2021 Meeting Type: Special Ticker: 600516
Primary CUSIP: Y51720103 Primary ISIN: CNE000001CC6 Primary SEDOL: 6543242
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
JOINN Laboratories (China) Co., Ltd.
Meeting Date: 02/04/2021 Country: China Primary Security ID: Y444TU105 Record Date: 01/29/2021 Meeting Type: Special Ticker: 603127
Primary CUSIP: Y444TU105 Primary ISIN: CNE100002W27 Primary SEDOL: BF8QFW1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Completion of Fundraising Project Mgmt For For and Use of Excess Raised Funds to Replenish Working Capital
2 Approve Use of Idle Own Funds to Invest in Mgmt For Against Financial Products
3 Approve Change of Registered Capital and Mgmt For For Amend Articles of Association
Lenovo Group Limited
Meeting Date: 02/04/2021 Country: Hong Kong Primary Security ID: Y5257Y107 Record Date: 01/29/2021 Meeting Type: Special Ticker: 992
Primary CUSIP: Y5257Y107 Primary ISIN: HK0992009065 Primary SEDOL: 6218089
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Proposed Issuance and Admission of Mgmt For For Chinese Depositary Receipts ("CDRs") and the Specific Mandate Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lenovo Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Authorize Board and Its Authorized Persons to Mgmt For For Deal With All Matters in Relation to the Proposed Issuance and Admission of CDRs
3 Approve Plan for Distribution of Profits Mgmt For For Accumulated and Undistributed Before the Proposed Issuance and Admission of CDRs
4 Approve Price Stabilization Plan of CDRs for Mgmt For For Three Years After the Proposed Issuanceand Admission of CDRs
5 Approve Dividend Return Plan for Mgmt For For Shareholders for Three Years After the ProposedIssuance and Admission of CDRs
6 Approve Use of Proceeds from the Proposed Mgmt For For Issuance and Admission of CDRs
7 Approve Risk Alert Regarding Dilution of Mgmt For For Immediate Return by the Public Offering ofCDRs and Relevant Recovery Measures
8 Approve Binding Measures on Mgmt For For Non-Performance of Relevant Undertakings in Connectionwith the Proposed Issuance and Admission of CDRs
9 Adopt Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
10 Adopt Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
11 Amend Articles of Association and Adopt Mgmt For For Amended and Restated Articles of Association
Alibaba Pictures Group Limited
Meeting Date: 02/05/2021 Country: Bermuda Primary Security ID: G0171W105 Record Date: 02/01/2021 Meeting Type: Special Ticker: 1060
Primary CUSIP: G0171W105 Primary ISIN: BMG0171W1055 Primary SEDOL: BPYM749
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Supplemental Agreement, New Caps Mgmt For For and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COFCO Biotechnology Co., Ltd.
Meeting Date: 02/05/2021 Country: China Primary Security ID: Y0137R109 Record Date: 01/28/2021 Meeting Type: Special Ticker: 000930
Primary CUSIP: Y0137R109 Primary ISIN: CNE000000ZR7 Primary SEDOL: 6162766
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Amendment of Articles of Association Mgmt For For
Guanghui Energy Co., Ltd.
Meeting Date: 02/05/2021 Country: China Primary Security ID: Y2949A100 Record Date: 01/28/2021 Meeting Type: Special Ticker: 600256
Primary CUSIP: Y2949A100 Primary ISIN: CNE0000012G4 Primary SEDOL: 6247964
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment Plan and Financial Plan Mgmt For For
2 Approve External Guarantee Plan Mgmt For Against
3 Approve Daily Related Party Transaction Mgmt For Against
4 Approve Write-off of Accounts Receivable Mgmt For For
5 Approve External Equity Investment Mgmt For For
6 Approve Provision of Counter Guarantee Mgmt For Against
7 Amend Articles of Association Mgmt For For
8 Approve Increase in the Scope of Guarantee SH For Against
TianJin 712 Communication & Broadcasting Co., Ltd.
Meeting Date: 02/05/2021 Country: China Primary Security ID: Y8811K100 Record Date: 01/29/2021 Meeting Type: Special Ticker: 603712
Primary CUSIP: Y8811K100 Primary ISIN: CNE1000030X9 Primary SEDOL: BFZ07K8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
TianJin 712 Communication & Broadcasting Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
2 Approve Daily Related Party Transactions Mgmt For For
3 Elect Xu Jun as Non-Independent Director SH For For
4 Elect Li Wei as Supervisor SH For For
Yanzhou Coal Mining Company Limited
Meeting Date: 02/05/2021 Country: China Primary Security ID: Y97417102 Record Date: 01/27/2021 Meeting Type: Special Ticker: 1171
Primary CUSIP: Y97417102 Primary ISIN: CNE1000004Q8 Primary SEDOL: 6109893
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSED YANKUANG CONTINUING CONNECTED TRANSACTION AGREEMENTS AND THEIR RESPECTIVE ANNUAL CAPS
1.01 Approve Proposed Provision of Materials Mgmt For For Supply Agreement, Relevant Annual Caps and Related Transactions
1.02 Approve Proposed Mutual Provision of Labour Mgmt For For and Services Agreement, Relevant Annual Caps and Related Transactions
1.03 Approve Proposed Provision of Insurance Mgmt For For Fund Administrative Services Agreement, Relevant Annual Caps and Related Transactions
1.04 Approve Proposed Provision of Products, Mgmt For For Materials and Assets Leasing Agreement, Relevant Annual Caps and Related Transactions
1.05 Approve Proposed Bulk Commodities Sale and Mgmt For For Purchase Agreement, Relevant Annual Caps and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yanzhou Coal Mining Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.06 Approve Proposed Entrusted Management Mgmt For For Agreement, Relevant Annual Caps and Related Transactions
1.07 Approve Proposed Finance Lease Agreement, Mgmt For Against Relevant Annual Caps and Related Transactions
RESOLUTIONS IN RELATION TO THE Mgmt EXISTING GLENCORE CONTINUING CONNECTED TRANSACTION AGREEMENTS AND THEIR RESPECTIVE ANNUAL CAPS
2.01 Approve Existing Glencore Framework Coal Mgmt For For Sales Agreement, Relevant Annual Caps and Related Transactions
2.02 Approve Existing Glencore Framework Coal Mgmt For For Purchase Agreement, Relevant Annual Caps and Related Transactions
2.03 Approve Relevant Annual Caps of Existing Mgmt For For HVO Services Contract
2.04 Approve Relevant Annual Caps of Existing Mgmt For For HVO Sales Contract
3 Approve Provision of Financial Guarantee Mgmt For Against
Bank of Ningbo Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y0698G104 Record Date: 02/03/2021 Meeting Type: Special Ticker: 002142
Primary CUSIP: Y0698G104 Primary ISIN: CNE1000005P7 Primary SEDOL: B232Y04
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment of Daily Related Party Mgmt For For Transaction
2 Approve Company's Eligibility for Rights Issue Mgmt For For
APPROVE COMPANY'S RIGHTS ISSUE PLAN Mgmt
3.1 Approve Share Type and Par Value Mgmt For For
3.2 Approve Issue Manner and Subscription Mgmt For For Method
3.3 Approve Base, Proportion and Number of Mgmt For For Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Ningbo Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.4 Approve Issue Price and Pricing Basis Mgmt For For
3.5 Approve Target Subscribers Mgmt For For
3.6 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
3.7 Approve Scale and Use of Proceeds Mgmt For For
3.8 Approve Issue Time Mgmt For For
3.9 Approve Underwriting Manner Mgmt For For
3.10 Approve Listing Exchange Mgmt For For
3.11 Approve Resolution Validity Period Mgmt For For
4 Approve Rights Issue Mgmt For For
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
7 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Changjiang Securities Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y1314J100 Record Date: 02/02/2021 Meeting Type: Special Ticker: 000783
Primary CUSIP: Y1314J100 Primary ISIN: CNE000000SH3 Primary SEDOL: 6016670
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Semi-annual Risk Control Indicator Mgmt For For Report
2 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Software & Service Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y1503P107 Record Date: 02/03/2021 Meeting Type: Special Ticker: 600536
Primary CUSIP: Y1503P107 Primary ISIN: CNE000001BB0 Primary SEDOL: 6536048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Estimate Related Party Transaction Mgmt For For
China Suntien Green Energy Corporation Limited
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y15207106 Record Date: 01/08/2021 Meeting Type: Special Ticker: 956
Primary CUSIP: Y15207106 Primary ISIN: CNE100000TW9 Primary SEDOL: B3ZXLP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Satisfaction of the Criteria for the Mgmt For Against Non-Public Issuance of A Shares
RESOLUTIONS IN RELATION TO THE Mgmt ISSUANCE PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES
2.1 Approve Class and Par Value of the Shares to Mgmt For Against be Issued
2.2 Approve Method and Time of the Issuance Mgmt For Against
2.3 Approve Target Subscriber and Subscription Mgmt For Against Method
2.4 Approve Pricing Benchmark Date, Issue Price Mgmt For Against and Pricing Method
2.5 Approve Number of Shares to be Issued Mgmt For Against
2.6 Approve Arrangements for Lock-Up Period Mgmt For Against
2.7 Approve Arrangements for the Accumulated Mgmt For Against Profit Prior to the Non-public Issuance
2.8 Approve Place of Listing of Shares Under the Mgmt For Against Issuance
2.9 Approve Amount to be Raised and Use of Mgmt For Against Proceeds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Suntien Green Energy Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.10 Approve Effective Period of the Resolution Mgmt For Against
3 Approve Proposal for Non-Public Issuance of Mgmt For Against A Shares
4 Approve Conditional Subscription Agreement Mgmt For Against and the Connected Transaction Between the Company and Hebei Construction & Investment Group Co., Ltd.
5 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds from the Non-Public Issuance of A Shares
6 Approve Report on the Use of the Mgmt For Against Previously-Raised Proceeds
7 Approve Dilution of Current Returns, Adoption Mgmt For Against of Remedial Measures and Related Subject Undertakings of the Non-Public Issuance of A Shares
8 Approve Shareholders' Return Plan for the Mgmt For Against Next Three Years (2021-2023) of the Non-Public Issuance
9 Authorize Board to Handle Matters in Relation Mgmt For Against to the Non-Public Issuance of A Shares
10 Approve Specific Mandate Mgmt For Against
11 Approve Amendments to Articles of Mgmt For Against Association
12 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
13 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
14 Approve Amendments to the Policy on Mgmt For For Management of Provision of External Guarantees
15 Approve Renewal of the Asset Financing Mgmt For For Services Framework Agreement
China Suntien Green Energy Corporation Limited
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y15207106 Record Date: 01/08/2021 Meeting Type: Special Ticker: 956
Primary CUSIP: Y15207106 Primary ISIN: CNE100000TW9 Primary SEDOL: B3ZXLP6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Suntien Green Energy Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt ISSUANCE PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES
1.1 Approve Class and Par Value of the Shares to Mgmt For Against be Issued
1.2 Approve Method and Time of the Issuance Mgmt For Against
1.3 Approve Target Subscriber and Subscription Mgmt For Against Method
1.4 Approve Pricing Benchmark Date, Issue Price Mgmt For Against and Pricing Method
1.5 Approve Number of Shares to be Issued Mgmt For Against
1.6 Approve Arrangements for Lock-Up Period Mgmt For Against
1.7 Approve Arrangements for the Accumulated Mgmt For Against Profit Prior to the Non-public Issuance
1.8 Approve Place of Listing of Shares Under the Mgmt For Against Issuance
1.9 Approve Amount to be Raised and Use of Mgmt For Against Proceeds
1.10 Approve Effective Period for the Resolution Mgmt For Against
2 Approve Proposal for Non-Public Issuance of Mgmt For Against A Shares
3 Approve Conditional Subscription Agreement Mgmt For Against and the Connected Transaction Between the Company and Hebei Construction & Investment Group Co., Ltd.
4 Authorize Board to Handle Matters in Relation Mgmt For Against to the Non-Public Issuance of A Shares
5 Approve Specific Mandate Mgmt For Against
6 Approve Amendments to Articles of Mgmt For Against Association
7 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fiberhome Telecommunication Technologies Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y2482T102 Record Date: 02/02/2021 Meeting Type: Special Ticker: 600498
Primary CUSIP: Y2482T102 Primary ISIN: CNE0000018P2 Primary SEDOL: 6388885
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Termination in the Implementation Mgmt For For of Performance Share Incentive Plan as well as Repurchase and Cancellation of Performance Shares
Gotion High-tech Co., Ltd
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y4439F110 Record Date: 02/01/2021 Meeting Type: Special Ticker: 002074
Primary CUSIP: Y4439F110 Primary ISIN: CNE000001NY7 Primary SEDOL: B1FPYN7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association
2 Approve Termination of Raised Funds Mgmt For For Investment Project and Use of Excess Raised Funds to Replenish Working Capital
3 Approve External Investment as well as Mgmt For For Capital Injection
4 Approve to Appoint Auditor Mgmt For For
Hengyi Petrochemical Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y3183A103 Record Date: 02/03/2021 Meeting Type: Special Ticker: 000703
Primary CUSIP: Y3183A103 Primary ISIN: CNE0000001J1 Primary SEDOL: 6005515 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengyi Petrochemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
1.1 Approve Procurement of Raw Materials Mgmt For For
1.2 Approve Procurement of Fuel, Power and Mgmt For For Commodities
1.3 Approve Sale of Goods and Products Mgmt For For
1.4 Approve Provision of Labor Services Mgmt For For
2 Approve Guarantee and Mutual Guarantee Mgmt For Against
3 Approve Foreign Exchange Hedging Business Mgmt For For
4 Approve Commodity Hedging Business Mgmt For For
5 Approve Provision of Financial Support Mgmt For Against
6 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
7 Approve Investment in the Establishment of Mgmt For For Company
Huatai Securities Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y37426114 Record Date: 02/01/2021 Meeting Type: Special Ticker: 6886
Primary CUSIP: Y37426114 Primary ISIN: CNE100001YQ9 Primary SEDOL: BWVFT00
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Ke Xiang as Director SH For For
2 Approve General Mandate for the Domestic Mgmt For Against and Foreign Debt Financing Instruments
3 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
4 Approve Restricted Share Incentive Scheme of Mgmt For Against A Shares (Draft) and Its Summary Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huatai Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Administrative Measures for the Mgmt For Against Restricted Share Incentive Scheme of A Shares
6 Approve Administrative Measures for the Mgmt For Against Implementation and Appraisal of the Restricted Share Incentive Scheme of A Shares
7 Authorize Board to Handle All Matters in Mgmt For Against Relation to the Restricted Share Incentive Scheme of A Shares
Huatai Securities Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y37426114 Record Date: 01/29/2021 Meeting Type: Special Ticker: 6886
Primary CUSIP: Y37426114 Primary ISIN: CNE100001YQ9 Primary SEDOL: BWVFT00
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Ke Xiang as Director SH For For
2 Approve General Mandate for the Domestic Mgmt For Against and Foreign Debt Financing Instruments
3 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
4 Approve Restricted Share Incentive Scheme of Mgmt For Against A Shares (Draft) and Its Summary
5 Approve Administrative Measures for the Mgmt For Against Restricted Share Incentive Scheme of A Shares
6 Approve Administrative Measures for the Mgmt For Against Implementation and Appraisal of the Restricted Share Incentive Scheme of A Shares
7 Authorize Board to Handle All Matters in Mgmt For Against Relation to the Restricted Share Incentive Scheme of A Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Meinian Onehealth Healthcare Holdings Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y5S4DH102 Record Date: 02/01/2021 Meeting Type: Special Ticker: 002044
Primary CUSIP: Y5S4DH102 Primary ISIN: CNE000001LV7 Primary SEDOL: B0766H9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Termination of Raised Funds Project Mgmt For For and Use Remaining Funds to Replenish Working Capital
2 Amend Management System of Raised Funds Mgmt For For
Newland Digital Technology Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y2654K103 Record Date: 02/01/2021 Meeting Type: Special Ticker: 000997
Primary CUSIP: Y2654K103 Primary ISIN: CNE0000014B1 Primary SEDOL: 6275727
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE PLAN ON REPURCHASE OF Mgmt COMPANY'S SHARES
1.1 Approve Purpose and Use Mgmt For For
1.2 Approve Manner and Price Range of Share Mgmt For For Repurchase
1.3 Approve Type, Number and Proportion of the Mgmt For For Total Share Repurchase and Total Capital for the Share Repurchase
1.4 Approve Capital Source Used for the Share Mgmt For For Repurchase
1.5 Approve Implementation Period Mgmt For For
1.6 Approve Authorization of Board to Handle All Mgmt For For Related Matters
2 Approve Equity Disposal Mgmt For For
3 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Construction Group Co., Ltd.
Meeting Date: 02/08/2021 Country: China Primary Security ID: Y7680W104 Record Date: 02/03/2021 Meeting Type: Special Ticker: 600170
Primary CUSIP: Y7680W104 Primary ISIN: CNE000000WR4 Primary SEDOL: 6117874
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Termination of Spin-off on Shanghai Mgmt For For Stock Exchange
Asymchem Laboratories (Tianjin) Co., Ltd.
Meeting Date: 02/09/2021 Country: China Primary Security ID: Y0370S103 Record Date: 02/03/2021 Meeting Type: Special Ticker: 002821
Primary CUSIP: Y0370S103 Primary ISIN: CNE100002BZ6 Primary SEDOL: BZHJN94
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2018 Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve 2020 Repurchase and Cancellation of Mgmt For For Performance Shares
3 Amend Articles of Association Mgmt For For
4 Approve Signing of Investment Cooperation Mgmt For For Agreement
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
5.1 Elect HAO HONG as Non-Independent Mgmt For For Director
5.2 Elect YE SONG as Non-Independent Director Mgmt For For
5.3 Elect Yang Rui as Non-Independent Director Mgmt For For
5.4 Elect Hong Liang as Non-Independent Mgmt For For Director
5.5 Elect Zhang Da as Non-Independent Director Mgmt For For
5.6 Elect Zhang Ting as Non-Independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Asymchem Laboratories (Tianjin) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6.1 Elect Pan Guangcheng as Independent Mgmt For For Director
6.2 Elect Zhang Kun as Independent Director Mgmt For For
6.3 Elect Wang Qingsong as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
7.1 Elect Zhi Xinxin as Supervisor SH For For
7.2 Elect Di Shanshan as Supervisor SH For For
Baoshan Iron & Steel Co., Ltd.
Meeting Date: 02/09/2021 Country: China Primary Security ID: Y0698U103 Record Date: 02/02/2021 Meeting Type: Special Ticker: 600019
Primary CUSIP: Y0698U103 Primary ISIN: CNE0000015R4 Primary SEDOL: 6307954
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Sheng Genghong as Non-Independent Mgmt For For Director
1.2 Elect Zhou Xuedong as Non-Independent Mgmt For For Director
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 02/09/2021 Country: China Primary Security ID: Y4448A102 Record Date: 02/02/2021 Meeting Type: Special Ticker: 002157
Primary CUSIP: Y4448A102 Primary ISIN: CNE1000006H2 Primary SEDOL: B23N9L3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Employee Mgmt For For Share Purchase Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangxi Zhengbang Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
4 Approve Daily Related Party Transactions with SH For For Ultimate Controller
5 Approve Daily Related Party Transactions with SH For For Associate Company
6 Approve External Guarantee SH For Against
7 Approve Loan SH For Against
8 Approve Total Loan Amount and Authorization SH For Against
9 Amend Articles of Association SH For For
10 Approve Business Partner Plan SH For For
11 Approve Management Method of Business SH For For Partner Plan
12 Approve Authorization of Board to Handle All SH For For Related Matters
Changchun High & New Technology Industries (Group), Inc.
Meeting Date: 02/10/2021 Country: China Primary Security ID: Y1293Q109 Record Date: 02/03/2021 Meeting Type: Special Ticker: 000661
Primary CUSIP: Y1293Q109 Primary ISIN: CNE0000007J8 Primary SEDOL: 6195308
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Liu Yongchuan as Supervisor Mgmt For For
GCL-Poly Energy Holdings Limited
Meeting Date: 02/10/2021 Country: Cayman Islands Primary Security ID: G3774X108 Record Date: 02/05/2021 Meeting Type: Special Ticker: 3800
Primary CUSIP: G3774X108 Primary ISIN: KYG3774X1088 Primary SEDOL: B28XTR4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
GCL-Poly Energy Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Third Phase Share Purchase Mgmt For For Agreements in Relation to the Third Phase Disposal, Grant of the Third Phase Put Options and Related Transactions
Chongqing Changan Automobile Co. Ltd.
Meeting Date: 02/18/2021 Country: China Primary Security ID: Y1583S104 Record Date: 02/05/2021 Meeting Type: Special Ticker: 200625
Primary CUSIP: Y1583S104 Primary ISIN: CNE000000N14 Primary SEDOL: 6159478
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Revised Draft and Summary of Mgmt For Against Performance Share Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants (Revised Draft)
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Investment Plan Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
5.1 Elect Zhang Bo as Non-Independent Director SH For For
5.2 Elect Liu Gang as Non-Independent Director SH For For
Genimous Technology Co., Ltd.
Meeting Date: 02/18/2021 Country: China Primary Security ID: Y3121S109 Record Date: 02/08/2021 Meeting Type: Special Ticker: 000676
Primary CUSIP: Y3121S109 Primary ISIN: CNE000000NN2 Primary SEDOL: 6420464 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Genimous Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Lu Hongda as Non-Independent Director SH For For
1.2 Elect Lan Jia as Non-Independent Director SH For For
1.3 Elect Sun Jing as Non-Independent Director SH For For
1.4 Elect Chen Zhifeng as Non-Independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Xu Lianyi as Independent Director Mgmt For For
2.2 Elect Liu Guangfei as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Xiao Huan as Supervisor SH For For
3.2 Elect Zeng Zhihong as Supervisor SH For For
Beijing Jingneng Clean Energy Co., Limited
Meeting Date: 02/19/2021 Country: China Primary Security ID: Y0R7A0107 Record Date: 01/19/2021 Meeting Type: Special Ticker: 579
Primary CUSIP: Y0R7A0107 Primary ISIN: CNE100001336 Primary SEDOL: B688XD1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ORDINARY RESOLUTIONS Mgmt
1 Elect Chen Dayu as Director Mgmt For For
2 Elect Gao Yuming as Director Mgmt For For
SPECIAL RESOLUTIONS Mgmt
1 Approve Voluntary Conditional Offer to Mgmt For For Acquire All of the Issued H Shares in the Company, Proposed Voluntary Withdrawal of Listing of the H Shares and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Jingneng Clean Energy Co., Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Amend Articles of Association Mgmt For Against
Beijing Jingneng Clean Energy Co., Limited
Meeting Date: 02/19/2021 Country: China Primary Security ID: Y0R7A0107 Record Date: 01/19/2021 Meeting Type: Special Ticker: 579
Primary CUSIP: Y0R7A0107 Primary ISIN: CNE100001336 Primary SEDOL: B688XD1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Voluntary Conditional Offer to Mgmt For Against Acquire All of the Issued H Shares in the Company, Proposed Voluntary Withdrawal of Listing of the H Shares and Related Transactions
Jiangsu Guotai International Group Co., Ltd.
Meeting Date: 02/19/2021 Country: China Primary Security ID: Y4439U125 Record Date: 02/08/2021 Meeting Type: Special Ticker: 002091
Primary CUSIP: Y4439U125 Primary ISIN: CNE000001PN5 Primary SEDOL: B1HLWV7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report on the Usage of Previously Mgmt For For Raised Funds
2 Approve Equity Acquisition and Termination Mgmt For For of the Previous Change in the Use of Raised Funds
3 Approve Change in Usage of Partial Raised Mgmt For For Funds and to Permanently Supplement Working Capital Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Toly Bread Co. Ltd.
Meeting Date: 02/19/2021 Country: China Primary Security ID: Y774AK107 Record Date: 02/05/2021 Meeting Type: Special Ticker: 603866
Primary CUSIP: Y774AK107 Primary ISIN: CNE100002524 Primary SEDOL: BYW6V44
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Employee Mgmt For Against Share Purchase Plan
Zhejiang Longsheng Group Co., Ltd.
Meeting Date: 02/19/2021 Country: China Primary Security ID: Y98918108 Record Date: 02/08/2021 Meeting Type: Special Ticker: 600352
Primary CUSIP: Y98918108 Primary ISIN: CNE000001FJ4 Primary SEDOL: 6673280
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft of Employee Share Purchase Mgmt For Against Plan
2 Approve Management Method of Employee Mgmt For Against Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Authorization of Chairman of the Mgmt For For Board to Handle Subsequent Land Matters Related to Old District Renovation Project
5 Elect Zhao Gang as Independent Director Mgmt For For
China Tourism Group Duty Free Corp. Ltd.
Meeting Date: 02/22/2021 Country: China Primary Security ID: Y149A3100 Record Date: 02/08/2021 Meeting Type: Special Ticker: 601888
Primary CUSIP: Y149A3100 Primary ISIN: CNE100000G29 Primary SEDOL: B42G7J1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Tourism Group Duty Free Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
Jafron Biomedical Co., Ltd.
Meeting Date: 02/22/2021 Country: China Primary Security ID: Y417B8109 Record Date: 02/08/2021 Meeting Type: Special Ticker: 300529
Primary CUSIP: Y417B8109 Primary ISIN: CNE100002995 Primary SEDOL: BYV5TY8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
5 Amend Articles of Association Mgmt For For
JOINN Laboratories (China) Co., Ltd.
Meeting Date: 02/22/2021 Country: China Primary Security ID: Y444TU105 Record Date: 02/10/2021 Meeting Type: Special Ticker: 603127
Primary CUSIP: Y444TU105 Primary ISIN: CNE100002W27 Primary SEDOL: BF8QFW1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suning.com Co., Ltd.
Meeting Date: 02/22/2021 Country: China Primary Security ID: Y82211106 Record Date: 02/10/2021 Meeting Type: Special Ticker: 002024
Primary CUSIP: Y82211106 Primary ISIN: CNE000001KF2 Primary SEDOL: B01Y312
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For
2 Approve Management Method of Employee Mgmt For For Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan
Wuhan Guide Infrared Co., Ltd.
Meeting Date: 02/22/2021 Country: China Primary Security ID: Y97082104 Record Date: 02/08/2021 Meeting Type: Special Ticker: 002414
Primary CUSIP: Y97082104 Primary ISIN: CNE100000RK8 Primary SEDOL: B40JZ10
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
Wuxi Lead Intelligent Equipment Co., Ltd.
Meeting Date: 02/22/2021 Country: China Primary Security ID: Y9717H100 Record Date: 02/08/2021 Meeting Type: Special Ticker: 300450
Primary CUSIP: Y9717H100 Primary ISIN: CNE100001ZF9 Primary SEDOL: BX3G737
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Daily Operating Related Party Mgmt For For Transaction
2 Approve Comprehensive Credit Line Mgmt For Against Application Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wuxi Lead Intelligent Equipment Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Provision of Guarantee Mgmt For Against
4 Approve Change in Registered Capital Mgmt For For
5 Approve Amendments to Articles of Mgmt For For Association
6 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
7 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
8 Amend Working System for Independent Mgmt For Against Directors
9 Amend Related Party Transaction Decision Mgmt For Against System
10 Amend External Guarantee Management Mgmt For Against Regulations
11 Amend External Investment Management Mgmt For Against System
12 Amend Management System of Raised Funds Mgmt For Against
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Wang Yanqing as Non-Independent Mgmt For For Director
13.2 Elect Wang Jianxin as Non-Independent Mgmt For Against Director
13.3 Elect You Zhiliang as Non-Independent Mgmt For For Director
13.4 Elect Wang Lei as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
14.1 Elect Zhang Mingyan as Independent Director Mgmt For For
14.2 Elect Sun Qinglong as Independent Director Mgmt For For
14.3 Elect Zhao Kanglian as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
15.1 Elect Cai Jianbo as Supervisor Mgmt For For
15.2 Elect Wang Qingyan as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yeahka Limited
Meeting Date: 02/22/2021 Country: Cayman Islands Primary Security ID: G9835C108 Record Date: 02/16/2021 Meeting Type: Special Ticker: 9923
Primary CUSIP: G9835C108 Primary ISIN: KYG9835C1087 Primary SEDOL: BL58D39
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Share Purchase Agreement and Mgmt For For Related Transactions, Issuance of Consideration Shares, and Authorize Board to Deal with Matters Relating to the Agreement
China Education Group Holdings Limited
Meeting Date: 02/23/2021 Country: Cayman Islands Primary Security ID: G2163M103 Record Date: 02/17/2021 Meeting Type: Annual Ticker: 839
Primary CUSIP: G2163M103 Primary ISIN: KYG2163M1033 Primary SEDOL: BF13433
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Xie Ketao as Director Mgmt For For
3b Elect Gerard A. Postiglione as Director Mgmt For For
3c Elect Rui Meng as Director Mgmt For For
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
First Tractor Company Limited
Meeting Date: 02/23/2021 Country: China Primary Security ID: Y25714109 Record Date: 01/22/2021 Meeting Type: Special Ticker: 38
Primary CUSIP: Y25714109 Primary ISIN: CNE100000320 Primary SEDOL: 6002895
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Wang Dongxing as Supervisor Mgmt For For
2 Amend Decision Making Principles on Mgmt For For Investments and Operation
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Meeting Date: 02/23/2021 Country: China Primary Security ID: Y444AE101 Record Date: 02/18/2021 Meeting Type: Special Ticker: 002304
Primary CUSIP: Y444AE101 Primary ISIN: CNE100000HB8 Primary SEDOL: B55JM22
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhang Liandong as Non-Independent Mgmt For For Director
1.2 Elect Zhong Yu as Non-Independent Director Mgmt For Against
1.3 Elect Li Minfu as Non-Independent Director Mgmt For For
1.4 Elect Wang Kai as Non-Independent Director Mgmt For For
1.5 Elect Liu Huashuang as Non-Independent Mgmt For For Director
1.6 Elect Cong Xuenian as Non-Independent Mgmt For For Director
1.7 Elect Zhou Xinhu as Non-Independent Mgmt For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhao Shuming as Independent Director Mgmt For For
2.2 Elect Nie Yao as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.3 Elect Lu Guoping as Independent Director Mgmt For For
2.4 Elect Mao Lingxiao as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Xu Youheng as Supervisor Mgmt For For
3.2 Elect Xu Lili as Supervisor Mgmt For For
3.3 Elect Chen Taisong as Supervisor Mgmt For For
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 02/23/2021 Country: China Primary Security ID: Y4451G103 Record Date: 02/18/2021 Meeting Type: Special Ticker: 000961
Primary CUSIP: Y4451G103 Primary ISIN: CNE0000011P7 Primary SEDOL: 6201595
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE PROVISION OF GUARANTEES TO Mgmt SHENYANG ZHONGNAN YISHENG REAL ESTATE DEVELOPMENT CO., LTD AND OTHER COMPANIES
1.1 Approve Provision of Guarantees to Shenyang Mgmt For Against Zhongnan Yisheng Real Estate Development Co., Ltd, Hangzhou Tengyang Enterprise Management Co., Ltd and Nantong Haiyue Real Estate Development Co., Ltd
1.2 Approve Provision of Guarantees to Dingzhou Mgmt For Against Jintai Enterprise Management Co., Ltd
1.3 Approve Provision of Guarantees to Jiangsu Mgmt For Against Ganglong Huayang Real Estate Co., Ltd
1.4 Approve Provision of Guarantees to Shandong Mgmt For Against Zhinan Bang Education and Culture Consulting Co., Ltd
Viva Biotech Holdings
Meeting Date: 02/23/2021 Country: Cayman Islands Primary Security ID: G9390W101 Record Date: 02/17/2021 Meeting Type: Special Ticker: 1873
Primary CUSIP: G9390W101 Primary ISIN: KYG9390W1015 Primary SEDOL: BJBL0L5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Viva Biotech Holdings
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
2 Authorize Reissuance of Repurchased Shares Mgmt For Against
Wasu Media Holding Co., Ltd.
Meeting Date: 02/23/2021 Country: China Primary Security ID: Y9532N100 Record Date: 02/18/2021 Meeting Type: Special Ticker: 000156
Primary CUSIP: Y9532N100 Primary ISIN: CNE0000014L0 Primary SEDOL: 6283872
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Li Qing as Non-Independent Director Mgmt For For
Da An Gene Co., Ltd. of Sun Yat-sen University
Meeting Date: 02/24/2021 Country: China Primary Security ID: Y1856D115 Record Date: 02/18/2021 Meeting Type: Special Ticker: 002030
Primary CUSIP: Y1856D115 Primary ISIN: CNE000001KP1 Primary SEDOL: B02FTP0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
1.1 Elect Wei Dianhan as Non-Independent SH For For Director
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
2.1 Elect Zhu Wanyu as Supervisor SH For For
2.2 Elect Hu Teng as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Meeting Date: 02/24/2021 Country: China Primary Security ID: Y2882P106 Record Date: 02/18/2021 Meeting Type: Special Ticker: 2333
Primary CUSIP: Y2882P106 Primary ISIN: CNE100000338 Primary SEDOL: 6718255
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Profit Distribution Proposal Mgmt For For
Hengtong Optic-Electric Co., Ltd.
Meeting Date: 02/24/2021 Country: China Primary Security ID: Y3174C100 Record Date: 02/18/2021 Meeting Type: Special Ticker: 600487
Primary CUSIP: Y3174C100 Primary ISIN: CNE000001FQ9 Primary SEDOL: 6676193
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE REPURCHASE OF THE COMPANY'S Mgmt SHARES BY AUCTION TRADING
1.1 Approve Purposes and the Usage of the Mgmt For For Shares to Be Repurchased
1.2 Approve Type of the Share Repurchase Mgmt For For
1.3 Approve Manner of Share Repurchase Mgmt For For
1.4 Approve Price Range and Pricing Principle of Mgmt For For the Share Repurchase
1.5 Approve Number or the Amount of the Share Mgmt For For Repurchase
1.6 Approve Capital Source Used for the Share Mgmt For For Repurchase
1.7 Approve Period of the Share Repurchase Mgmt For For
1.8 Approve Resolution Validity Period Mgmt For For
2 Approve Authorization of Board to Handle All Mgmt For For Related Matters of the Share Repurchase Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
KingClean Electric Co., Ltd.
Meeting Date: 02/24/2021 Country: China Primary Security ID: Y47937100 Record Date: 02/18/2021 Meeting Type: Special Ticker: 603355
Primary CUSIP: Y47937100 Primary ISIN: CNE1000022K3 Primary SEDOL: BX3G6N0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
3 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
Sichuan Kelun Pharmaceutical Co., Ltd.
Meeting Date: 02/24/2021 Country: China Primary Security ID: Y7931Q104 Record Date: 02/19/2021 Meeting Type: Special Ticker: 002422
Primary CUSIP: Y7931Q104 Primary ISIN: CNE100000PW7 Primary SEDOL: B3YB7P3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financing Mgmt For Against
2 Approve Issuance of Non-financial Corporate Mgmt For Against Debt Financing Instruments
3 Approve Bill Pool Business Mgmt For Against
4 Approve Guarantee Provision Plan Mgmt For Against
5 Approve Use of Funds to Purchase Financial Mgmt For Against Products
6 Approve Increase of Financial Assistance Mgmt For Against Provision for Sichuan Kelun Botai Pharmaceutical Co., Ltd.
7 Approve Financial Assistance Provision for Mgmt For Against Sichuan Kelun Pharmaceutical Research Institute Co., Ltd.
8 Approve to Adjust the Usage of Repurchased Mgmt For For Shares and Cancellation Matters
9 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tianjin Zhonghuan Semiconductor Co., Ltd.
Meeting Date: 02/24/2021 Country: China Primary Security ID: Y88171106 Record Date: 02/19/2021 Meeting Type: Special Ticker: 002129
Primary CUSIP: Y88171106 Primary ISIN: CNE1000000B8 Primary SEDOL: B1VKWZ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Withdrawal of Equity Incentive Fund Mgmt For For
2 Approve Equity Incentive Fund Distribution Mgmt For For Plan
3 Approve Draft and Summary of Employee Mgmt For For Share Purchase Plan
4 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
5 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Winning Health Technology Group Co. Ltd.
Meeting Date: 02/24/2021 Country: China Primary Security ID: Y7685K105 Record Date: 02/18/2021 Meeting Type: Special Ticker: 300253
Primary CUSIP: Y7685K105 Primary ISIN: CNE1000016F5 Primary SEDOL: B43XCJ6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhou Wei as Non-Independent Director Mgmt For Against
1.2 Elect Liu Ning as Non-Independent Director Mgmt For For
1.3 Elect WANG TAO as Non-Independent Mgmt For For Director
1.4 Elect Jin Mao as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Yao Baojing as Independent Director Mgmt For For
2.2 Elect Wang Weisong as Independent Director Mgmt For For
2.3 Elect Feng Jinfeng as Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Winning Health Technology Group Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Lu Yanna as Supervisor Mgmt For For
3.2 Elect He Weihong as Supervisor Mgmt For For
4 Approve Allowance of Independent Directors Mgmt For For
5 Approve Extension of Resolution Validity Mgmt For For Period in Connection to Convertible Bonds Issuance
6 Approve Extension in Authorization for Board Mgmt For For to Handle All Matters Related to Convertible Bonds Issuance
China High-Speed Railway Technology Co., Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y1R9C1107 Record Date: 02/19/2021 Meeting Type: Special Ticker: 000008
Primary CUSIP: Y1R9C1107 Primary ISIN: CNE0000001C6 Primary SEDOL: 6478957
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Application for Comprehensive Credit Mgmt For Against Extension and Conduct Financial Service Transactions such as Deposit Settlement with SDIC Finance Co., Ltd.
Giant Network Group Co. Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y1593Y109 Record Date: 02/22/2021 Meeting Type: Special Ticker: 002558
Primary CUSIP: Y1593Y109 Primary ISIN: CNE1000010R3 Primary SEDOL: B3TZB92
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Meng Wei as Non-Independent Director Mgmt For For
2 Elect Tang Min as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Giant Network Group Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Draft and Summary on Employee Mgmt For For Share Purchase Plan
4 Approve Management Method of Employee Mgmt For For Share Purchase Plan
5 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
6 Amend Independent Director System Mgmt For Against
7 Amend Related Party Transaction Mgmt For Against Management System
8 Amend Donation Management System Mgmt For Against
9 Amend Raised Funds Management System Mgmt For Against
10 Amend Information Disclosure Management Mgmt For Against System
GigaDevice Semiconductor (Beijing), Inc.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y270BL103 Record Date: 02/18/2021 Meeting Type: Special Ticker: 603986
Primary CUSIP: Y270BL103 Primary ISIN: CNE1000030S9 Primary SEDOL: BYM9X70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Framework Purchase Mgmt For For Agreement and Daily Related Party Transactions
2 Amend Articles of Association Mgmt For For
Huami Corp.
Meeting Date: 02/25/2021 Country: Cayman Islands Primary Security ID: 98945L105 Record Date: 01/22/2021 Meeting Type: Annual Ticker: HMI
Primary CUSIP: 98945L105 Primary ISIN: US98945L1052 Primary SEDOL: BKPNMJ6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huami Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Change Company Name to Zepp Health Mgmt For For Corporation
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y4448A102 Record Date: 02/18/2021 Meeting Type: Special Ticker: 002157
Primary CUSIP: Y4448A102 Primary ISIN: CNE1000006H2 Primary SEDOL: B23N9L3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Options SH For For and Performance Share Incentive Plan
2 Approve Methods to Assess the Performance SH For For of Plan Participants
3 Approve Authorization of the Board to Handle SH For For All Related Matters
Jinke Property Group Co., Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y4463Q107 Record Date: 02/19/2021 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase Guarantee Limit for Mgmt For For Companies Participating in Real Estate Projects
2 Approve Transfer of Surplus Funds in Mgmt For For Subsidiary in Proportion to Equity Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinke Property Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Provision of Shareholder Loans to Mgmt For For Real Estate Project Companies in Proportion to Equity
Joincare Pharmaceutical Group Industry Co., Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y7742H103 Record Date: 02/19/2021 Meeting Type: Special Ticker: 600380
Primary CUSIP: Y7742H103 Primary ISIN: CNE000001816 Primary SEDOL: 6352318
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE SHARE REPURCHASE PLAN Mgmt
1.1 Approve Purpose of Share Repurchase Mgmt For For
1.2 Approve Types of Share Repurchase Mgmt For For
1.3 Approve Manner of Share Repurchase Mgmt For For
1.4 Approve Period of Share Repurchase Mgmt For For
1.5 Approve Purpose, Quantity, Proportion of the Mgmt For For Company's Total Share Capital and Total Funds of the Share Repurchase
1.6 Approve Price Range and Pricing Principle of Mgmt For For Share Repurchase
1.7 Approve Source of Funds Used for Mgmt For For Repurchase
2 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Laobaixing Pharmacy Chain JSC
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y5S72F101 Record Date: 02/22/2021 Meeting Type: Special Ticker: 603883
Primary CUSIP: Y5S72F101 Primary ISIN: CNE1000023Q8 Primary SEDOL: BWTV847 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Laobaixing Pharmacy Chain JSC
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction Mgmt For For
2 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Xie Zilong as Non-Independent Director SH For For
3.2 Elect Wu Bin as Non-Independent Director SH For For
3.3 Elect Huang Gan as Non-Independent Director SH For For
3.4 Elect Li Wei as Non-Independent Director SH For For
3.5 Elect Lyu Mingfang as Non-Independent SH For For Director
3.6 Elect Zheng Jiaqi as Non-Independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Zhou Jing as Independent Director SH For For
4.2 Elect Huang Weide as Independent Director SH For For
4.3 Elect Wu Lianfeng as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.1 Elect Tan Jian as Supervisor SH For For
5.2 Elect Rao Hao as Supervisor SH For For
Shanxi Lu'An Environmental Energy Development Co., Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y7699U107 Record Date: 02/19/2021 Meeting Type: Special Ticker: 601699
Primary CUSIP: Y7699U107 Primary ISIN: CNE000001NT7 Primary SEDOL: B1CWSY0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Financial Support to Mgmt For Against Wholly-Owned Subsidiary Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Meijin Energy Co., Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y769A4103 Record Date: 02/18/2021 Meeting Type: Special Ticker: 000723
Primary CUSIP: Y769A4103 Primary ISIN: CNE0000005J2 Primary SEDOL: 6003940
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
2 Approve Guarantee Provision Plan Mgmt For For
Tongwei Co., Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y8884V108 Record Date: 02/19/2021 Meeting Type: Special Ticker: 600438
Primary CUSIP: Y8884V108 Primary ISIN: CNE000001GS3 Primary SEDOL: 6743815
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
2 Approve Management Method of Employee Mgmt For For Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan
4 Amend Articles of Association Mgmt For For
YTO Express Group Co., Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y1963V107 Record Date: 02/18/2021 Meeting Type: Special Ticker: 600233
Primary CUSIP: Y1963V107 Primary ISIN: CNE0000012J8 Primary SEDOL: 6241483
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Hu Xiao as Non-Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Sanhua Intelligent Controls Co., Ltd.
Meeting Date: 02/25/2021 Country: China Primary Security ID: Y9890L126 Record Date: 02/18/2021 Meeting Type: Special Ticker: 002050
Primary CUSIP: Y9890L126 Primary ISIN: CNE000001M22 Primary SEDOL: B0838P1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Pan Yalan as Independent Director Mgmt For For
BOE Technology Group Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y0920M119 Record Date: 02/23/2021 Meeting Type: Special Ticker: 200725
Primary CUSIP: Y0920M119 Primary ISIN: CNE000000R44 Primary SEDOL: 6001096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Basis
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Listing Exchange Mgmt For For
2.8 Approve Use of Proceeds Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan for Private Placement of Shares Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BOE Technology Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Subscription Agreement and Related Mgmt For For Party Transactions
6 Approve Unnecessity to Produce Usage Mgmt For For Report on Previously Raised Funds
7 Approve Shareholder Dividend Return Plan Mgmt For For
8 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
9 Approve Commitment Regarding Mgmt For For Counter-dilution Measures in Connection to the Private Placement
10 Approve Relevant Audit Report and Asset Mgmt For For Evaluation Report Related to the Transaction
11 Approve Independence of Appraiser, the Mgmt For For Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
12 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
China National Nuclear Power Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y1507R109 Record Date: 02/22/2021 Meeting Type: Special Ticker: 601985
Primary CUSIP: Y1507R109 Primary ISIN: CNE1000022N7 Primary SEDOL: BYL7784
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment Plan Mgmt For For
2 Approve Financial Budget Report Mgmt For For
3 Amend Articles of Association Mgmt For For
4 Approve Related Party Transaction Plan Mgmt For Against
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
5.1 Elect Guan Jielin as Non-Independent Director Mgmt For For
5.2 Elect Tang Liang as Non-Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y2680G100 Record Date: 01/25/2021 Meeting Type: Special Ticker: 3606
Primary CUSIP: Y2680G100 Primary ISIN: CNE100001TR7 Primary SEDOL: BWGCFG4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE PLAN Mgmt FOR THE ISSUANCE OF H SHARES
1.1 Approve Class and Par Value of the Shares to Mgmt For For be Issued
1.2 Approve Method and Time of Issuance Mgmt For For
1.3 Approve Target Subscribers and Subscription Mgmt For For Method
1.4 Approve Issue Price and Pricing Method Mgmt For For
1.5 Approve Number of Shares to be Issued Mgmt For For
1.6 Approve Distribution Plan for the Accumulated Mgmt For For Profits Before the Issuance
1.7 Approve Place of Listing of Shares Under the Mgmt For For Issuance
1.8 Approve Use of Proceeds Mgmt For For
1.9 Approve Validity Period of the Resolution in Mgmt For For Relation to the Issuance
2 Approve Grant of Mandate to the Board of Mgmt For For Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares
3 Amend Articles of Association Mgmt For Against
4 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
5 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y2680G100 Record Date: 01/25/2021 Meeting Type: Special Ticker: 3606
Primary CUSIP: Y2680G100 Primary ISIN: CNE100001TR7 Primary SEDOL: BWGCFG4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fuyao Glass Industry Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE PLAN Mgmt FOR THE ISSUANCE OF H SHARES
1.1 Approve Class and Par Value of the Shares to Mgmt For For be Issued
1.2 Approve Method and Time of Issuance Mgmt For For
1.3 Approve Target Subscribers and Subscription Mgmt For For Method
1.4 Approve Issue Price and Pricing Method Mgmt For For
1.5 Approve Number of Shares to be Issued Mgmt For For
1.6 Approve Distribution Plan for the Accumulated Mgmt For For Profits Before the Issuance
1.7 Approve Place of Listing of Shares Under the Mgmt For For Issuance
1.8 Approve Use of Proceeds Mgmt For For
1.9 Approve Validity Period of the Resolution in Mgmt For For Relation to the Issuance
2 Approve Grant of Mandate to the Board of Mgmt For For Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares
3 Amend Articles of Association Mgmt For Against
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y2680G100 Record Date: 01/26/2021 Meeting Type: Special Ticker: 3606
Primary CUSIP: Y2680G100 Primary ISIN: CNE100001TR7 Primary SEDOL: BWGCFG4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
RESOLUTIONS IN RELATION TO THE PLAN Mgmt FOR THE ISSUANCE OF H SHARES Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fuyao Glass Industry Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.1 Approve Class and Par Value of the Shares to Mgmt For For be Issued
1.2 Approve Method and Time of Issuance Mgmt For For
1.3 Approve Target Subscribers and Subscription Mgmt For For Method
1.4 Approve Issue Price and Pricing Method Mgmt For For
1.5 Approve Number of Shares to be Issued Mgmt For For
1.6 Approve Distribution Plan for the Accumulated Mgmt For For Profits Before the Issuance
1.7 Approve Place of Listing of Shares Under the Mgmt For For Issuance
1.8 Approve Use of Proceeds Mgmt For For
1.9 Approve Validity Period of the Resolution in Mgmt For For Relation to the Issuance
2 Approve Grant of Mandate to the Board of Mgmt For For Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares
3 Amend Articles of Association Mgmt For Against
4 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
5 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y2680G100 Record Date: 01/26/2021 Meeting Type: Special Ticker: 3606
Primary CUSIP: Y2680G100 Primary ISIN: CNE100001TR7 Primary SEDOL: BWGCFG4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
RESOLUTIONS IN RELATION TO THE PLAN Mgmt FOR THE ISSUANCE OF H SHARES
1.1 Approve Class and Par Value of the Shares to Mgmt For For be Issued
1.2 Approve Method and Time of Issuance Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fuyao Glass Industry Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.3 Approve Target Subscribers and Subscription Mgmt For For Method
1.4 Approve Issue Price and Pricing Method Mgmt For For
1.5 Approve Number of Shares to be Issued Mgmt For For
1.6 Approve Distribution Plan for the Accumulated Mgmt For For Profits Before the Issuance
1.7 Approve Place of Listing of Shares Under the Mgmt For For Issuance
1.8 Approve Use of Proceeds Mgmt For For
1.9 Approve Validity Period of the Resolution in Mgmt For For Relation to the Issuance
2 Approve Grant of Mandate to the Board of Mgmt For For Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares
3 Amend Articles of Association Mgmt For Against
Imperial Pacific International Holdings Limited
Meeting Date: 02/26/2021 Country: Bermuda Primary Security ID: G4769M115 Record Date: 02/22/2021 Meeting Type: Special Ticker: 1076
Primary CUSIP: G4769M115 Primary ISIN: BMG4769M1156 Primary SEDOL: BYM8MQ9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve HLB Hodgson Impey Cheng Limited Mgmt For For as Auditor and Authorize Board to Fix Their Remuneration
2 Elect Xu Zhongxiang as Director Mgmt For For
3 Elect Ip Mei Shun as Director Mgmt For For
Intco Medical Technology Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y768DZ103 Record Date: 02/19/2021 Meeting Type: Special Ticker: 300677
Primary CUSIP: Y768DZ103 Primary ISIN: CNE100003456 Primary SEDOL: BZ2ZTL1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Intco Medical Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of High-end Medical Gloves Mgmt For For Project Investment Agreement
2 Amend Articles of Association Mgmt For For
3 Approve Foreign Exchange Derivatives Mgmt For For Transactions
Juewei Food Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y446FS100 Record Date: 02/18/2021 Meeting Type: Special Ticker: 603517
Primary CUSIP: Y446FS100 Primary ISIN: CNE100002RT5 Primary SEDOL: BDZ71S1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For For Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
4 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
5 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
6 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
7 Amend Management System of Raised Funds Mgmt For Against
8 Approve Amendments to Articles of Mgmt For For Association
Kuang-Chi Technologies Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y9895R102 Record Date: 02/19/2021 Meeting Type: Special Ticker: 002625
Primary CUSIP: Y9895R102 Primary ISIN: CNE1000018P0 Primary SEDOL: B4MWTT3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Kuang-Chi Technologies Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Stock Option Incentive Plan and Its Mgmt For For Summary
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Maxscend Microelectronics Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y5840E105 Record Date: 02/23/2021 Meeting Type: Special Ticker: 300782
Primary CUSIP: Y5840E105 Primary ISIN: CNE100003QK4 Primary SEDOL: BKB0JW3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use of Idle Raised Funds for Cash Mgmt For For Management
2 Approve Use of Idle Own Funds for Cash Mgmt For For Management
3 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
4 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
5 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
6 Amend Working System for Independent Mgmt For Against Directors
7 Amend Management System of Raised Funds Mgmt For Against
8 Amend Management System for Providing Mgmt For Against External Guarantees
9 Amend Related-Party Transaction Mgmt For Against Management System
10 Amend Information Disclosure Management Mgmt For Against System
11 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y6436A101 Record Date: 02/19/2021 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase of the Company's Shares Mgmt For For
2 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
3 Approve Daily Related Party Transactions Mgmt For For
Shanghai Liangxin Electrical Co,. Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y76899106 Record Date: 02/22/2021 Meeting Type: Special Ticker: 002706
Primary CUSIP: Y76899106 Primary ISIN: CNE100001R74 Primary SEDOL: BHWQM19
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Credit Line Application Mgmt For For
2 Approve Guarantee Provision Mgmt For For
3 Approve Bill Pool Business Mgmt For For
Shenzhen Kangtai Biological Products Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y774C4101 Record Date: 02/19/2021 Meeting Type: Special Ticker: 300601
Primary CUSIP: Y774C4101 Primary ISIN: CNE100002Q33 Primary SEDOL: BDHTRS7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Kangtai Biological Products Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Size Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Period and Manner of Repayment of Mgmt For For Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
2.10 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Matters Relating to Meetings of Mgmt For For Bondholders
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Guarantee Matters Mgmt For For
2.19 Approve Depository Account for Raised Funds Mgmt For For
2.20 Approve Resolution Validity Period Mgmt For For
3 Approve Issuance of Convertible Bonds Mgmt For For
4 Approve Demonstration Analysis Report in Mgmt For For Connection to Issuance of Convertible Bonds
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Kangtai Biological Products Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Report on the Usage of Previously Mgmt For For Raised Funds
9 Approve Rules and Procedures Regarding Mgmt For For General Meetings of Convertible Bondholders
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y8318L106 Record Date: 02/23/2021 Meeting Type: Special Ticker: 002384
Primary CUSIP: Y8318L106 Primary ISIN: CNE100000N79 Primary SEDOL: B4TJ298
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For
2 Approve Management Method of Employee Mgmt For For Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan
Tianma Microelectronics Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y77427105 Record Date: 02/19/2021 Meeting Type: Special Ticker: 000050
Primary CUSIP: Y77427105 Primary ISIN: CNE000000HT1 Primary SEDOL: 6823740
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhang Zhibiao as Non-Independent SH For For Director
1.2 Elect Xiao Yi as Non-Independent Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tianma Microelectronics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
2.1 Elect Zhang Guangjian as Supervisor SH For For
2.2 Elect Jiao Yan as Supervisor SH For For
TravelSky Technology Limited
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y8972V101 Record Date: 01/26/2021 Meeting Type: Special Ticker: 696
Primary CUSIP: Y8972V101 Primary ISIN: CNE1000004J3 Primary SEDOL: 6321954
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Tang Lichao as Supervisor Mgmt For For
2 Amend Articles of Association Mgmt For Against
Zhengzhou Yutong Bus Co., Ltd.
Meeting Date: 02/26/2021 Country: China Primary Security ID: Y98913109 Record Date: 02/19/2021 Meeting Type: Special Ticker: 600066
Primary CUSIP: Y98913109 Primary ISIN: CNE000000PY4 Primary SEDOL: 6990718
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Baidu, Inc.
Meeting Date: 03/01/2021 Country: Cayman Islands Primary Security ID: 056752108 Record Date: 01/28/2021 Meeting Type: Special Ticker: BIDU
Primary CUSIP: 056752108 Primary ISIN: US0567521085 Primary SEDOL: B0FXT17
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve One-to-Eighty Stock Split Mgmt For For
China Biologic Products Holdings, Inc.
Meeting Date: 03/01/2021 Country: Cayman Islands Primary Security ID: G21515104 Record Date: 02/01/2021 Meeting Type: Special Ticker: CBPO
Primary CUSIP: G21515104 Primary ISIN: KYG215151047 Primary SEDOL: BF0G7L2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Merger Agreement Mgmt For Against
2 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to the Merger Agreement
3 Adjourn Meeting Mgmt For Against
Tianshui Huatian Technology Co., Ltd.
Meeting Date: 03/01/2021 Country: China Primary Security ID: Y8817B104 Record Date: 02/19/2021 Meeting Type: Special Ticker: 002185
Primary CUSIP: Y8817B104 Primary ISIN: CNE100000825 Primary SEDOL: B28XJP2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For Against Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
2.1 Approve Share Type and Par Value Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tianshui Huatian Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Approve Issue Manner and Issue Time Mgmt For Against
2.3 Approve Issue Size Mgmt For Against
2.4 Approve Issue Price and Pricing Basis Mgmt For Against
2.5 Approve Issue Amount Mgmt For Against
2.6 Approve Target Subscribers Mgmt For Against
2.7 Approve Lock-up Period Mgmt For Against
2.8 Approve Use of Proceeds Mgmt For Against
2.9 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For Against
2.11 Approve Listing Exchange Mgmt For Against
3 Approve Plan on Private Placement of Shares Mgmt For Against
4 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For Against Raised Funds
6 Approve Counter-dilution Measures in Mgmt For Against Connection to the Private Placement
7 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
BGI Genomics Co., Ltd.
Meeting Date: 03/02/2021 Country: China Primary Security ID: Y0883H107 Record Date: 02/24/2021 Meeting Type: Special Ticker: 300676
Primary CUSIP: Y0883H107 Primary ISIN: CNE100003449 Primary SEDOL: BDZVZJ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Estimated Related Party Transaction Mgmt For For
2 Approve Use of Raised Funds for Capital Mgmt For For Increase of Subsidiary and Provision of Loan to Implement Raised Fund Project
3 Approve Credit Line Application Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BGI Genomics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Foreign Exchange Derivatives Mgmt For For Transactions
5 Approve Use of Idle Raised Funds for Cash Mgmt For For Management
6 Approve Changes in Registered Capital and Mgmt For For Amend Articles of Association
China Greatwall Technology Group Co., Ltd.
Meeting Date: 03/02/2021 Country: China Primary Security ID: Y14392107 Record Date: 02/24/2021 Meeting Type: Special Ticker: 000066
Primary CUSIP: Y14392107 Primary ISIN: CNE000000RL7 Primary SEDOL: 6112095
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Xu Jiantang as Non-Independent SH For For Director
1.2 Elect Chen Kuanyi as Non-Independent SH For For Director
2 Approve Continued Use of Part of Mgmt For For State-owned Capital and Related Transactions
3 Approve Related Party Transaction in Mgmt For For Connection to Prerequisites for State-owned Capital Injection to be Used by Companies
4 Approve Credit Line Application of Subsidiary Mgmt For Against
Dongxing Securities Co., Ltd.
Meeting Date: 03/02/2021 Country: China Primary Security ID: Y209G1100 Record Date: 02/23/2021 Meeting Type: Special Ticker: 601198
Primary CUSIP: Y209G1100 Primary ISIN: CNE100002177 Primary SEDOL: BVV6QH2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongxing Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE ISSUANCE OF SHARES VIA Mgmt PRIVATE PLACEMENT
3.1 Approve Issue Type and Par Value Mgmt For For
3.2 Approve Issue Manner and Period Mgmt For For
3.3 Approve Target Parties and Subscription Mgmt For For Manner
3.4 Approve Reference Date, Issue Price and Mgmt For For Pricing Basis
3.5 Approve Issue Scale Mgmt For For
3.6 Approve Restriction Period Arrangement Mgmt For For
3.7 Approve Amount and Usage of Raised Funds Mgmt For For
3.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
3.9 Approve Listing Location Mgmt For For
3.10 Approve Resolution Validity Period Mgmt For For
4 Approve Plan on Private Placement of Shares Mgmt For For
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
7 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
9 Approve Shareholder Return Plan Mgmt For For
10 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
11 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
12 Amend Working System for Independent Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
OFILM Group Co., Ltd.
Meeting Date: 03/02/2021 Country: China Primary Security ID: Y7744T105 Record Date: 02/24/2021 Meeting Type: Special Ticker: 002456
Primary CUSIP: Y7744T105 Primary ISIN: CNE100000S33 Primary SEDOL: B3XCR35
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Daily Related Party Transactions Mgmt For For
2 Approve Write-off of Part of the Accounts Mgmt For For Receivable
3 Approve Credit Line and Guarantee Matters SH For Against
S.F. Holding Co., Ltd.
Meeting Date: 03/02/2021 Country: China Primary Security ID: Y7T80Y105 Record Date: 02/23/2021 Meeting Type: Special Ticker: 002352
Primary CUSIP: Y7T80Y105 Primary ISIN: CNE100000L63 Primary SEDOL: B3P1NF4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Debt Financing Products Mgmt For For of Wholly-Owned Subsidiary
2 Approve Provision of Guarantees for Debt Mgmt For For Financing Products Issue by Wholly-Owned Subsidiary
3 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
4.1 Approve Share Type and Par Value Mgmt For For
4.2 Approve Issue Manner and Issue Time Mgmt For For
4.3 Approve Target Subscribers and Subscription Mgmt For For Method
4.4 Approve Pricing Reference Date, Pricing Basis Mgmt For For and Issue Price
4.5 Approve Issue Size Mgmt For For
4.6 Approve Lock-up Period Mgmt For For
4.7 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
S.F. Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.8 Approve Listing Exchange Mgmt For For
4.9 Approve Use of Proceeds Mgmt For For
4.10 Approve Resolution Validity Period Mgmt For For
5 Approve Plan on Private Placement of Shares Mgmt For For
6 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
7 Approve Counter-dilution Measures in Mgmt For For Connection to the Private Placement
8 Approve Report on the Usage of Previously Mgmt For For Raised Funds
9 Approve Shareholder Return Plan Mgmt For For
10 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Tangshan Jidong Cement Co. Ltd.
Meeting Date: 03/02/2021 Country: China Primary Security ID: Y8534M102 Record Date: 02/24/2021 Meeting Type: Special Ticker: 000401
Primary CUSIP: Y8534M102 Primary ISIN: CNE000000GX5 Primary SEDOL: 6889946
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Kong Qinghui as Non-independent SH For For Director
1.2 Elect Liu Yu as Non-independent Director SH For For
1.3 Elect Zhou Chengwei as Non-independent SH For For Director
1.4 Elect Li Yan as Non-independent Director SH For For
1.5 Elect Ren Qianjin as Non-independent SH For For Director
1.6 Elect Liu Sumin as Non-independent Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Kong Xiangzhong as Independent SH For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tangshan Jidong Cement Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Elect Yao Yi as Independent Director SH For For
2.3 Elect Wu Peng as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Tian Dachun as Supervisor SH For For
3.2 Elect Yang Beifang as Supervisor SH For For
4 Approve Remuneration of Directors Mgmt For For
5 Approve Remuneration of Supervisors Mgmt For For
6 Approve Related Party Transaction Mgmt For For
7 Approve Deposit Transactions with BBMG Mgmt For Against Finance Co., Ltd.
8 Approve Loan Transactions with BBMG Mgmt For For Finance Co., Ltd.
9 Approve Provision of Financial Assistance Mgmt For For
Shandong Molong Petroleum Machinery Company Limited
Meeting Date: 03/03/2021 Country: China Primary Security ID: Y76819112 Record Date: 02/24/2021 Meeting Type: Special Ticker: 568
Primary CUSIP: Y76819112 Primary ISIN: CNE1000001N1 Primary SEDOL: B00LNZ8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Change of Business Scope and Mgmt For For Amend Articles of Association
2 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Supervisory Committee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
MMG Ltd.
Meeting Date: 03/04/2021 Country: Hong Kong Primary Security ID: Y6133Q102 Record Date: 02/26/2021 Meeting Type: Special Ticker: 1208
Primary CUSIP: Y6133Q102 Primary ISIN: HK1208013172 Primary SEDOL: 6728793
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of New Connected Award Mgmt For For Shares to Up to 12 ConnectedIncentive Participants Under the Long Term Incentive Equity Plan and Related Transactions
AVIC Shenyang Aircraft Co., Ltd.
Meeting Date: 03/05/2021 Country: China Primary Security ID: Y7683G106 Record Date: 02/26/2021 Meeting Type: Special Ticker: 600760
Primary CUSIP: Y7683G106 Primary ISIN: CNE000000MH6 Primary SEDOL: 6800709
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Service Agreement Mgmt For Against
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Qian Xuesong as Non-independent SH For For Director
2.2 Elect Xing Yixin as Non-independent Director SH For For
2.3 Elect Li Zhangqiang as Non-independent SH For For Director
2.4 Elect Li Keming as Non-independent Director SH For For
2.5 Elect Qi Xia as Non-independent Director SH For Against
2.6 Elect Li Juwen as Non-independent Director SH For For
2.7 Elect Liu Zhimin as Non-independent Director SH For For
2.8 Elect Wang Yongqing as Non-independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Xing Dongmei as Independent Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Shenyang Aircraft Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.2 Elect Zhu Jun as Independent Director SH For For
3.3 Elect Wang Yanming as Independent Director SH For For
3.4 Elect Zhu Xiumei as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Nie Xiaoming as Supervisor SH For For
4.2 Elect Xiao Zhiyuan as Supervisor SH For For
China Dive Co. Ltd.
Meeting Date: 03/05/2021 Country: China Primary Security ID: Y1460T100 Record Date: 03/02/2021 Meeting Type: Special Ticker: 300526
Primary CUSIP: Y1460T100 Primary ISIN: CNE100002987 Primary SEDOL: BYZP1M6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
CSPC Pharmaceutical Group Limited
Meeting Date: 03/05/2021 Country: Hong Kong Primary Security ID: Y1837N109 Record Date: 03/01/2021 Meeting Type: Special Ticker: 1093
Primary CUSIP: Y1837N109 Primary ISIN: HK1093012172 Primary SEDOL: 6191997
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Proposed Domestic Issue and the Mgmt For For Specific Mandate
2 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Proposed Domestic Issue
3 Approve Plan for Distribution of Profits Mgmt For For Accumulated Before the Proposed Domestic Issue Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CSPC Pharmaceutical Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Policy for Stabilization of the Price of Mgmt For For the RMB Shares for the Three Years After the Proposed Domestic Issue
5 Approve Profits Distribution Policy and Mgmt For For Dividend Return Plan for the Three Years After the Proposed Domestic Issue
6 Approve Use of Proceeds from the Proposed Mgmt For For Domestic Issue
7 Approve Remedial Measures for the Potential Mgmt For For Dilution of Immediate Returns by the Proposed Domestic Issue
8 Approve Undertakings and Corresponding Mgmt For For Binding Measures in Connection with the Proposed Domestic Issue
9 Adopt Rules and Procedures Regarding Mgmt For For Shareholder's General Meeting
10 Adopt Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
11.1 Elect Jiang Hao as Director Mgmt For For
11.2 Elect Wang Hongguang as Director Mgmt For For
11.3 Elect Au Chun Kwok Alan as Director Mgmt For For
12 Amend Articles of Association Mgmt For Against
Haier Smart Home Co., Ltd.
Meeting Date: 03/05/2021 Country: China Primary Security ID: Y298BN100 Record Date: 03/01/2021 Meeting Type: Special Ticker: 6690
Primary CUSIP: Y298BN100 Primary ISIN: CNE1000048K8 Primary SEDOL: BLD4QD0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association Mgmt For For
2 Approve Appointment of International Mgmt For Against Accounting Standards Auditor for 2020
3 Approve General Mandate for the Repurchase Mgmt For For of H Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haier Smart Home Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Xie Ju Zhi as Director Mgmt For For
4.2 Elect Yu Hon To, David as Director Mgmt For For
4.3 Elect Eva Li Kam Fun as Director Mgmt For For
5 Elect Li Shipeng as Director Mgmt For For
Haier Smart Home Co., Ltd.
Meeting Date: 03/05/2021 Country: China Primary Security ID: Y298BN100 Record Date: 03/01/2021 Meeting Type: Special Ticker: 6690
Primary CUSIP: Y298BN100 Primary ISIN: CNE1000048K8 Primary SEDOL: BLD4QD0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve General Mandate for the Repurchase Mgmt For For of H Shares
Haier Smart Home Co., Ltd.
Meeting Date: 03/05/2021 Country: China Primary Security ID: Y298BN100 Record Date: 02/24/2021 Meeting Type: Special Ticker: 6690
Primary CUSIP: Y298BN100 Primary ISIN: CNE1000048K8 Primary SEDOL: BLD4QD0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Amend Articles of Association Mgmt For For
2 Approve Appointment of International Mgmt For Against Accounting Standards Auditor for 2020
3 Approve General Mandate for the Repurchase Mgmt For For of H Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haier Smart Home Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Xie Ju Zhi as Director Mgmt For For
4.2 Elect Yu Hon To, David as Director Mgmt For For
4.3 Elect Eva Li Kam Fun as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTOR VIA CUMULATIVE VOTING
5.1 Elect Li Shipeng as Director Mgmt For For
Haier Smart Home Co., Ltd.
Meeting Date: 03/05/2021 Country: China Primary Security ID: Y298BN100 Record Date: 02/24/2021 Meeting Type: Special Ticker: 6690
Primary CUSIP: Y298BN100 Primary ISIN: CNE1000048K8 Primary SEDOL: BLD4QD0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve General Mandate for the Repurchase Mgmt For For of H Shares
Orient Securities Co., Ltd.
Meeting Date: 03/05/2021 Country: China Primary Security ID: Y2059V100 Record Date: 03/02/2021 Meeting Type: Special Ticker: 3958
Primary CUSIP: Y2059V100 Primary ISIN: CNE1000027F2 Primary SEDOL: BD31M48
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOTS FOR THE HOLDERS OF A Mgmt SHARES
1 Amend Articles of Association Mgmt For For
ELECT DIRECTORS Mgmt
2.01 Elect Song Xuefeng as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Orient Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.02 Elect Jin Wenzhong as Director SH For For
2.03 Elect Yu Xuechun as Director SH For For
2.04 Elect Liu Wei as Director SH For For
2.05 Elect Zhou Donghui as Director SH For For
2.06 Elect Cheng Feng as Director SH For For
2.07 Elect Ren Zhixiang as Director SH For For
2.08 Elect Xu Zhiming as Director Mgmt For For
2.09 Elect Jin Qinglu as Director Mgmt For For
2.10 Elect Wu Hong as Director Mgmt For For
2.11 Elect Feng Xingdong as Director Mgmt For For
ELECT SUPERVISORS Mgmt
3.01 Elect Zhang Qian as Supervisor SH For For
3.02 Elect Wu Junhao as Supervisor SH For For
3.03 Elect Zhang Jian as Supervisor SH For For
3.04 Elect Shen Guangjun as Supervisor SH For For
3.05 Elect Tong Jie as Supervisor SH For For
3.06 Elect Xia Lijun as Supervisor Mgmt For For
Xiamen Tungsten Co., Ltd.
Meeting Date: 03/05/2021 Country: China Primary Security ID: Y6454T107 Record Date: 02/25/2021 Meeting Type: Special Ticker: 600549
Primary CUSIP: Y6454T107 Primary ISIN: CNE000001D15 Primary SEDOL: 6561051
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE RELATED PARTY TRANSACTIONS Mgmt
1.1 Approve Related Party Transaction with Fujian Mgmt For For Metallurgical (Holding) Co., Ltd and its Direct or Indirect Holding Companies
1.2 Approve Related Party Transaction with Mgmt For For Jiangxi Jutong Industrial Co., Ltd Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen Tungsten Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.3 Approve Related Party Transaction with China Mgmt For For Tungsten Advanced Materials Co., Ltd and its Direct or Indirect Holding Companies
1.4 Approve Related Party Transaction with Japan Mgmt For For United Materials Co., Ltd and TMA Corporation
1.5 Approve Related Party Transaction with Mgmt For For Suzhou Aichi Goss Motor Co., Ltd
1.6 Approve Related Party Transaction with Fujian Mgmt For For Changting Qiandong Rare Earth Co., Ltd
1.7 Approve Related Party Transaction with Mgmt For For Jiangxi Xiushui Ganbei Tungsten Industry Co., Ltd
Anhui Honglu Steel Construction (Group) Co., Ltd.
Meeting Date: 03/08/2021 Country: China Primary Security ID: Y013AG109 Record Date: 03/03/2021 Meeting Type: Special Ticker: 002541
Primary CUSIP: Y013AG109 Primary ISIN: CNE100000Z75 Primary SEDOL: B692VN8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Credit Line Application Mgmt For Against
2 Approve Provision of Guarantees Mgmt For Against
3 Approve Capital Injection Mgmt For For
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
Meeting Date: 03/08/2021 Country: China Primary Security ID: Y7503B105 Record Date: 03/01/2021 Meeting Type: Special Ticker: 000999
Primary CUSIP: Y7503B105 Primary ISIN: CNE0000011K8 Primary SEDOL: 6187446
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Daily Related Party Transaction Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Water Group Co., Ltd.
Meeting Date: 03/08/2021 Country: China Primary Security ID: Y15967105 Record Date: 03/01/2021 Meeting Type: Special Ticker: 601158
Primary CUSIP: Y15967105 Primary ISIN: CNE100000MT0 Primary SEDOL: B68W4B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zheng Rubin as Non-Independent SH For For Director
1.2 Elect Liao Gaoshang as Non-Independent SH For For Director
1.3 Elect Fu Chaoqing as Non-Independent SH For For Director
1.4 Elect Huang Jiaying as Non-Independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhang Zhi as Independent Director SH For For
2.2 Elect Fu Daqing as Independent Director SH For For
2.3 Elect Shi Hui as Independent Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Su Enyu as Supervisor SH For For
3.2 Elect Cao Jing as Supervisor SH For For
3.3 Elect Huang Jing as Supervisor SH For For
CSG Holding Co., Ltd.
Meeting Date: 03/08/2021 Country: China Primary Security ID: Y1R16V105 Record Date: 02/26/2021 Meeting Type: Special Ticker: 200012
Primary CUSIP: Y1R16V105 Primary ISIN: CNE0000002M3 Primary SEDOL: 6196174
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CSG Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
New Oriental Education & Technology Group, Inc.
Meeting Date: 03/08/2021 Country: Cayman Islands Primary Security ID: G6470A116 Record Date: 02/01/2021 Meeting Type: Special Ticker: 9901
Primary CUSIP: G6470A116 Primary ISIN: KYG6470A1168 Primary SEDOL: BN4MKV3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve Share Subdivision Mgmt For For
2 Adopt Chinese Name as Dual Foreign Name Mgmt For For of the Company
3 Adopt Amended and Restated Memorandum Mgmt For For and Articles of Association
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 03/08/2021 Country: China Primary Security ID: Y76810103 Record Date: 03/01/2021 Meeting Type: Special Ticker: 1066
Primary CUSIP: Y76810103 Primary ISIN: CNE100000171 Primary SEDOL: 6742340
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Grant of Share Awards Mgmt For For
2 Amend Articles of Association Mgmt For For
3 Elect Chen Lin as Director Mgmt For For
4 Elect Tang Zheng Peng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Iron & Steel Company Limited
Meeting Date: 03/10/2021 Country: China Primary Security ID: Y15842100 Record Date: 03/01/2021 Meeting Type: Special Ticker: 1053
Primary CUSIP: Y15842100 Primary ISIN: CNE1000002W0 Primary SEDOL: 6079866
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Service and Supply Agreement, Mgmt For For Supplemental Agreement, Proposed Caps and Related Transactions
2 Elect Zhang Wenxue as Director Mgmt For For
3 Amend Articles of Association Mgmt For Against
People's Insurance Co. (Group) of China Limited
Meeting Date: 03/10/2021 Country: China Primary Security ID: Y6800A109 Record Date: 03/02/2021 Meeting Type: Special Ticker: 1339
Primary CUSIP: Y6800A109 Primary ISIN: CNE100001MK7 Primary SEDOL: B8RZJZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Remuneration Scheme for Directors Mgmt For For and Supervisors
People's Insurance Company (Group) of China Limited
Meeting Date: 03/10/2021 Country: China Primary Security ID: Y6800A109 Record Date: 02/05/2021 Meeting Type: Special Ticker: 1339
Primary CUSIP: Y6800A109 Primary ISIN: CNE100001MK7 Primary SEDOL: B8RZJZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
People's Insurance Company (Group) of China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Remuneration Scheme for Directors Mgmt For For and Supervisors
SDIC Power Holdings Co., Ltd.
Meeting Date: 03/10/2021 Country: China Primary Security ID: Y3746G100 Record Date: 03/03/2021 Meeting Type: Special Ticker: 600886
Primary CUSIP: Y3746G100 Primary ISIN: CNE000000JM2 Primary SEDOL: 6412687
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 03/11/2021 Country: China Primary Security ID: Y1457J123 Record Date: 03/05/2021 Meeting Type: Special Ticker: 2039
Primary CUSIP: Y1457J123 Primary ISIN: CNE100001NN9 Primary SEDOL: B87RSJ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Further Update on Bank Facility and Mgmt For Against Project Guarantee Provided to Subsidiaries of the Company in 2020
Zhongjin Gold Corp. Ltd.
Meeting Date: 03/11/2021 Country: China Primary Security ID: Y9890R107 Record Date: 03/03/2021 Meeting Type: Special Ticker: 600489
Primary CUSIP: Y9890R107 Primary ISIN: CNE000001FM8 Primary SEDOL: 6676825 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhongjin Gold Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Appointment of Auditor Mgmt For For
2 Amend Articles of Association Mgmt For Against
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Lu Jin as Non-Independent Director Mgmt For For
3.2 Elect Liu Bing as Non-Independent Director Mgmt For For
3.3 Elect Zhao Zhanguo as Non-Independent Mgmt For For Director
3.4 Elect Li Yueqing as Non-Independent Director Mgmt For For
3.5 Elect Peng Yong as Non-Independent Director Mgmt For For
3.6 Elect Li Tienan as Non-Independent Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Hu Shiming as Independent Director Mgmt For For
4.2 Elect Zhang Yue as Independent Director Mgmt For For
4.3 Elect Xie Wenzheng as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.1 Elect Zhu Shuhong as Supervisor Mgmt For For
5.2 Elect Sun Jie as Supervisor Mgmt For For
Bank of Beijing Co., Ltd.
Meeting Date: 03/12/2021 Country: China Primary Security ID: Y06958113 Record Date: 03/04/2021 Meeting Type: Special Ticker: 601169
Primary CUSIP: Y06958113 Primary ISIN: CNE100000734 Primary SEDOL: B249NZ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Qian Huajie as Non-Independent Mgmt For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Railway Group Limited
Meeting Date: 03/12/2021 Country: China Primary Security ID: Y1509D116 Record Date: 03/05/2021 Meeting Type: Special Ticker: 390
Primary CUSIP: Y1509D116 Primary ISIN: CNE1000007Z2 Primary SEDOL: B297KM7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT EXECUTIVE DIRECTORS OR Mgmt NON-EXECUTIVE DIRECTOR VIA CUMULATIVE VOTING
1.1 Elect Chen Yun as Director Mgmt For For
1.2 Elect Chen Wenjian as Director Mgmt For For
1.3 Elect Wang Shiqi as Director Mgmt For For
1.4 Elect Wen Limin as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
2.1 Elect Zhang Cheng as Director Mgmt For For
2.2 Elect Chung Shui Ming Timpson as Director Mgmt For Against
2.3 Elect Xiu Long as Director Mgmt For For
3 Elect Jia Huiping as Supervisor SH For For
China Railway Group Limited
Meeting Date: 03/12/2021 Country: China Primary Security ID: Y1509D116 Record Date: 03/05/2021 Meeting Type: Special Ticker: 390
Primary CUSIP: Y1509D116 Primary ISIN: CNE1000007Z2 Primary SEDOL: B297KM7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT EXECUTIVE DIRECTORS OR Mgmt NON-EXECUTIVE DIRECTOR VIA CUMULATIVE VOTING
1.1 Elect Chen Yun as Director Mgmt For For
1.2 Elect Chen Wenjian as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Railway Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.3 Elect Wang Shiqi as Director Mgmt For For
1.4 Elect Wen Limin as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
2.1 Elect Zhang Cheng as Director Mgmt For For
2.2 Elect Chung Shui Ming Timpson as Director Mgmt For Against
2.3 Elect Xiu Long as Director Mgmt For For
3 Elect Jia Huiping as Supervisor SH For For
Inspur Electronic Information Industry Co., Ltd.
Meeting Date: 03/12/2021 Country: China Primary Security ID: Y51704107 Record Date: 03/09/2021 Meeting Type: Special Ticker: 000977
Primary CUSIP: Y51704107 Primary ISIN: CNE0000012M2 Primary SEDOL: 6247726
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Registration and Issuance of Super Mgmt For Against Short-term Commercial Papers
2 Approve Provision of Guarantees Mgmt For Against
Kunlun Energy Company Limited
Meeting Date: 03/12/2021 Country: Bermuda Primary Security ID: G5320C108 Record Date: 03/05/2021 Meeting Type: Special Ticker: 135
Primary CUSIP: G5320C108 Primary ISIN: BMG5320C1082 Primary SEDOL: 6340078
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Transfer Agreement and Mgmt For For Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Baosheng Science & Technology Innovation Co., Ltd.
Meeting Date: 03/15/2021 Country: China Primary Security ID: Y07049102 Record Date: 03/08/2021 Meeting Type: Special Ticker: 600973
Primary CUSIP: Y07049102 Primary ISIN: CNE000001KL0 Primary SEDOL: B0225Q4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Acquisition of 100% Equity in a Mgmt For Against Company
2 Approve Acquisition of 52% Equity in a Mgmt For Against Company
3 Approve Acquisition of High Voltage Cable Mgmt For Against Equipment
4 Amend Articles of Association Mgmt For For
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 03/15/2021 Country: China Primary Security ID: Y4448A102 Record Date: 03/08/2021 Meeting Type: Special Ticker: 002157
Primary CUSIP: Y4448A102 Primary ISIN: CNE1000006H2 Primary SEDOL: B23N9L3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Increase Amount of Guarantees to Mgmt For Against Subsidiaries
Ningbo Tuopu Group Co., Ltd.
Meeting Date: 03/15/2021 Country: China Primary Security ID: Y62990109 Record Date: 03/09/2021 Meeting Type: Special Ticker: 601689
Primary CUSIP: Y62990109 Primary ISIN: CNE1000023J3 Primary SEDOL: BW9LDX1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ningbo Tuopu Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Additional Idle Raised Funds for Mgmt For For Entrusted Asset Management
2 Approve Additional Idle Raised Funds to Mgmt For For Replenish Working Capital
3 Approve Capital Injection in Wholly-owned Mgmt For For Subsidiary Hunan Tuopu Auto Parts Co., Ltd.
4 Approve Capital Injection in Wholly-owned Mgmt For For Subsidiary Ningbo Tuopu Automotive Electronics Co., Ltd.
5 Amend Articles of Association Mgmt For For
Shenzhen Goodix Technology Co., Ltd.
Meeting Date: 03/15/2021 Country: China Primary Security ID: Y774BW100 Record Date: 03/10/2021 Meeting Type: Special Ticker: 603160
Primary CUSIP: Y774BW100 Primary ISIN: CNE100002G84 Primary SEDOL: BD3H4Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
Shenzhen Kinwong Electronic Co., Ltd.
Meeting Date: 03/15/2021 Country: China Primary Security ID: Y774BX108 Record Date: 03/09/2021 Meeting Type: Special Ticker: 603228
Primary CUSIP: Y774BX108 Primary ISIN: CNE100002FZ7 Primary SEDOL: BZ0X672
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Downward Adjustment of Conversion Mgmt For For Price for Jing 20 Convertible Bonds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Gemdale Corp.
Meeting Date: 03/16/2021 Country: China Primary Security ID: Y2685G105 Record Date: 03/11/2021 Meeting Type: Special Ticker: 600383
Primary CUSIP: Y2685G105 Primary ISIN: CNE000001790 Primary SEDOL: 6320973
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Bian Xuemei as Non-Independent Mgmt For For Director
AECC Aviation Power Co. Ltd.
Meeting Date: 03/17/2021 Country: China Primary Security ID: Y9730A108 Record Date: 03/10/2021 Meeting Type: Special Ticker: 600893
Primary CUSIP: Y9730A108 Primary ISIN: CNE000000JW1 Primary SEDOL: 6479024
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Yang Sen as Non-Independent Director SH For For
1.2 Elect Yan Jianxing as Non-Independent SH For For Director
1.3 Elect Zhang Zi as Non-Independent Director SH For For
1.4 Elect Li Jun as Non-Independent Director SH For For
1.5 Elect Sun Hongwei as Non-Independent SH For Against Director
1.6 Elect Jia Dafeng as Non-Independent Director SH For For
1.7 Elect Yang Xianfeng as Non-Independent SH For For Director
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Li Jinlin as Independent Director SH For For
2.2 Elect Liu Zhimeng as Independent Director SH For For
2.3 Elect Wang Zhanxue as Independent Director SH For For
2.4 Elect Du Jian as Independent Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AECC Aviation Power Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Mou Xin as Supervisor SH For For
3.2 Elect Wang Lutang as Supervisor SH For For
Chongqing Gas Group Corp. Ltd.
Meeting Date: 03/17/2021 Country: China Primary Security ID: Y2102V107 Record Date: 03/12/2021 Meeting Type: Special Ticker: 600917
Primary CUSIP: Y2102V107 Primary ISIN: CNE100001V03 Primary SEDOL: BQ45PZ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Debt Financing Products Mgmt For For
Ganfeng Lithium Co., Ltd.
Meeting Date: 03/17/2021 Country: China Primary Security ID: Y2690M105 Record Date: 03/11/2021 Meeting Type: Special Ticker: 1772
Primary CUSIP: Y2690M105 Primary ISIN: CNE1000031W9 Primary SEDOL: BZ9NS11
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Application for Bank Facilities and Mgmt For For Provision of Guarantees by the Company and Its Subsidiaries
2 Approve Provision of Guarantees to the Mgmt For For Controlled Subsidiary
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSED ISSUANCE OF H SHARES UNDER SPECIFIC MANDATE
3.01 Approve Type and Nominal Value of the Mgmt For For Shares to be Issued
3.02 Approve Method and Timing of Issuance Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ganfeng Lithium Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.03 Approve Target Subscribers Mgmt For For
3.04 Approve Number to be Issued Mgmt For For
3.05 Approve Method of Pricing Mgmt For For
3.06 Approve Accumulated Profits Before the Mgmt For For Issuance
3.07 Approve Use of Proceeds Mgmt For For
3.08 Approve Validity Period of the Resolution Mgmt For For
3.09 Approve Application for Listing Mgmt For For
4 Approve Proposed Grant of Specific Mandate Mgmt For For
Ganfeng Lithium Co., Ltd.
Meeting Date: 03/17/2021 Country: China Primary Security ID: Y2690M105 Record Date: 03/11/2021 Meeting Type: Special Ticker: 1772
Primary CUSIP: Y2690M105 Primary ISIN: CNE1000031W9 Primary SEDOL: BZ9NS11
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSED ISSUANCE OF H SHARES UNDER SPECIFIC MANDATE
1.01 Approve Type and Nominal Value of the Mgmt For For Shares to be Issued
1.02 Approve Method and Timing of Issuance Mgmt For For
1.03 Approve Target Subscribers Mgmt For For
1.04 Approve Number to be Issued Mgmt For For
1.05 Approve Method of Pricing Mgmt For For
1.06 Approve Accumulated Profits Before the Mgmt For For Issuance
1.07 Approve Use of Proceeds Mgmt For For
1.08 Approve Validity Period of the Resolution Mgmt For For
1.09 Approve Application for Listing Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ganfeng Lithium Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Proposed Grant of Specific Mandate Mgmt For For
Meinian Onehealth Healthcare Holdings Co., Ltd.
Meeting Date: 03/17/2021 Country: China Primary Security ID: Y5S4DH102 Record Date: 03/10/2021 Meeting Type: Special Ticker: 002044
Primary CUSIP: Y5S4DH102 Primary ISIN: CNE000001LV7 Primary SEDOL: B0766H9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Remuneration of Directors Mgmt For For
2 Approve Remuneration of Supervisors Mgmt For For
Sino-Ocean Group Holding Limited
Meeting Date: 03/17/2021 Country: Hong Kong Primary Security ID: Y8002N103 Record Date: 03/12/2021 Meeting Type: Special Ticker: 3377
Primary CUSIP: Y8002N103 Primary ISIN: HK3377040226 Primary SEDOL: B24CVP7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Cui Hongjie as Director and Authorize Mgmt For For Board to Fix His Remuneration
SKSHU Paint Co., Ltd.
Meeting Date: 03/17/2021 Country: China Primary Security ID: Y806G4107 Record Date: 03/11/2021 Meeting Type: Special Ticker: 603737
Primary CUSIP: Y806G4107 Primary ISIN: CNE1000027D7 Primary SEDOL: BYY7YQ8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SKSHU Paint Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Increase the Investment Amount Mgmt For For of the Sichuan Qionglai Industrial Park Production Base Project and Signing of Supplementary Agreement
2 Approve Investment and Construction of Mgmt For For Production Base Project in Yingcheng City, Hubei Province and Signing of Investment Agreement
3 Approve Signing of Investment Agreement Mgmt For For with Anhui Mingguang Economic Development Zone Management Committee and to Invest in the Construction of Production Base Project
Yantai Eddie Precision Machinery Co., Ltd.
Meeting Date: 03/17/2021 Country: China Primary Security ID: Y9740J107 Record Date: 03/12/2021 Meeting Type: Special Ticker: 603638
Primary CUSIP: Y9740J107 Primary ISIN: CNE100002Z65 Primary SEDOL: BYZLX62
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Great Wall Motor Company Limited
Meeting Date: 03/18/2021 Country: China Primary Security ID: Y2882P106 Record Date: 03/11/2021 Meeting Type: Special Ticker: 2333
Primary CUSIP: Y2882P106 Primary ISIN: CNE100000338 Primary SEDOL: 6718255 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of Reserved Restricted Shares Mgmt For For to Directors and Connected Transaction
Trip.com Group Ltd.
Meeting Date: 03/18/2021 Country: Cayman Islands Primary Security ID: 89677Q107 Record Date: 02/16/2021 Meeting Type: Special Ticker: TCOM
Primary CUSIP: 89677Q107 Primary ISIN: US89677Q1076 Primary SEDOL: BK1K3N2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve Change of Company's Authorized Mgmt For For Share Capital by One-to-Eight Subdivision of Shares
Beijing Capital Development Co., Ltd.
Meeting Date: 03/19/2021 Country: China Primary Security ID: Y0772K104 Record Date: 03/12/2021 Meeting Type: Special Ticker: 600376
Primary CUSIP: Y0772K104 Primary ISIN: CNE000001782 Primary SEDOL: 6320887
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Transfer of Equity Mgmt For For
2 Approve Provision of Guarantees Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CSC Financial Co., Ltd.
Meeting Date: 03/19/2021 Country: China Primary Security ID: Y1818Y108 Record Date: 03/11/2021 Meeting Type: Special Ticker: 6066
Primary CUSIP: Y1818Y108 Primary ISIN: CNE100002B89 Primary SEDOL: BDFF8H3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Change of Registered Capital Mgmt For For
2 Amend Articles of Association and Rules and Mgmt For Against Procedures Regarding General Meetings of Shareholders
LBX Pharmacy Chain JSC
Meeting Date: 03/19/2021 Country: China Primary Security ID: Y5S72F101 Record Date: 03/16/2021 Meeting Type: Special Ticker: 603883
Primary CUSIP: Y5S72F101 Primary ISIN: CNE1000023Q8 Primary SEDOL: BWTV847
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Issue Price and Pricing Principles Mgmt For For
2.5 Approve Issue Size, Amount and Use of Mgmt For For Proceeds
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Distribution Arrangement of Mgmt For For Cumulative Earnings
2.8 Approve Resolution Validity Period Mgmt For For
2.9 Approve Listing Location Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
LBX Pharmacy Chain JSC
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Counter-dilution Measures in Mgmt For For Connection to the Private Placement
7 Approve Authorization of Board to Handle All Mgmt For For Related Matters
8 Approve Allowance of Directors Mgmt For For
OFILM Group Co., Ltd.
Meeting Date: 03/19/2021 Country: China Primary Security ID: Y7744T105 Record Date: 03/15/2021 Meeting Type: Special Ticker: 002456
Primary CUSIP: Y7744T105 Primary ISIN: CNE100000S33 Primary SEDOL: B3XCR35
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Lin Hongping as Supervisor SH For For
Red Star Macalline Group Corporation Ltd.
Meeting Date: 03/19/2021 Country: China Primary Security ID: Y7S99R100 Record Date: 03/16/2021 Meeting Type: Special Ticker: 1528
Primary CUSIP: Y7S99R100 Primary ISIN: CNE100001ZS2 Primary SEDOL: BYNC0S8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Third Phase of the Employee Stock Mgmt For For Ownership Plan (Draft) of Red Star Macalline Group Corporation Ltd. and Its Extracts Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Red Star Macalline Group Corporation Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Measures for Management of the Mgmt For For Third Phase of the Employee Stock Ownership Plan of Red Star Macalline Group Corporation Ltd.
3 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Third Phase of the Employee Stock Ownership Plan of the Company
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
4 Elect Chen Chaohui as Director SH For For
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 03/19/2021 Country: China Primary Security ID: Y76796104 Record Date: 03/12/2021 Meeting Type: Special Ticker: 601966
Primary CUSIP: Y76796104 Primary ISIN: CNE100002GM3 Primary SEDOL: BYQ83C8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve External Guarantee Provision Plan Mgmt For For
Citic Pacific Special Steel Group Co., Ltd.
Meeting Date: 03/22/2021 Country: China Primary Security ID: Y2022S101 Record Date: 03/17/2021 Meeting Type: Annual Ticker: 000708
Primary CUSIP: Y2022S101 Primary ISIN: CNE0000008J6 Primary SEDOL: 6268363
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve to Appoint Auditor Mgmt For For
6 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Citic Pacific Special Steel Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Deposits and Loans Mgmt For For
8 Approve Remuneration Plan of Directors, Mgmt For For Supervisors and Senior Management Members
China National Building Material Company Limited
Meeting Date: 03/23/2021 Country: China Primary Security ID: Y15045100 Record Date: 03/17/2021 Meeting Type: Special Ticker: 3323
Primary CUSIP: Y15045100 Primary ISIN: CNE1000002N9 Primary SEDOL: B0Y91C1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve CNBM Indicative Agreement, CNBM Mgmt For For Supplemental Agreement, Restructuring and Related Transactions
Dongjiang Environmental Company Limited
Meeting Date: 03/23/2021 Country: China Primary Security ID: Y2121H121 Record Date: 03/16/2021 Meeting Type: Special Ticker: 895
Primary CUSIP: Y2121H121 Primary ISIN: CNE1000001B6 Primary SEDOL: 6587057
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Extension of Loan Provided by Mgmt For For Controlling Shareholder to the Company and Related Transactions
2 Approve Estimation of Routine Related Mgmt For For Transactions for 2021
3 Approve Remuneration and Assessment Plan Mgmt For For for the Chairman and Senior Management
4 Approve Performance Appraisal Scheme for Mgmt For For the Chairman and Senior Management
5 Approve Application of Integrated Bank Credit Mgmt For For Facilities for 2021 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Seazen Holdings Co. Ltd.
Meeting Date: 03/23/2021 Country: China Primary Security ID: Y267C9105 Record Date: 03/17/2021 Meeting Type: Special Ticker: 601155
Primary CUSIP: Y267C9105 Primary ISIN: CNE100002BF8 Primary SEDOL: BYWKWP4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Extension of Resolution Validity Mgmt For For Period of Private Placement of Shares
2 Approve Authorization of Board to Handle All Mgmt For For Related Matters of Private Placement of Shares
3 Amend Articles of Association Mgmt For For
4 Approve Loan Application Mgmt For For
5 Approve Decrease in Capital for Mgmt For For Co-Investment Project Companies
BAIC Motor Corporation Limited
Meeting Date: 03/24/2021 Country: China Primary Security ID: Y0506H104 Record Date: 02/19/2021 Meeting Type: Special Ticker: 1958
Primary CUSIP: Y0506H104 Primary ISIN: CNE100001TJ4 Primary SEDOL: BTF8BT7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT DIRECTORS Mgmt
1.1 Elect Jiang Deyi as Director Mgmt For For
1.2 Elect Liao Zhenbo as Director Mgmt For For
1.3 Elect Chen Hongliang as Director Mgmt For For
1.4 Elect Hu Hanjun as Director Mgmt For For
1.5 Elect Huang Wenbing as Director Mgmt For For
1.6 Elect Ye Qian as Director Mgmt For For
1.7 Elect Ge Songlin as Director Mgmt For For
1.8 Elect Yin Yuanping as Director Mgmt For For
1.9 Elect Xu Xiangyang as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BAIC Motor Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.10 Elect Tangjun as Director Mgmt For For
1.11 Elect Edmund Sit as Director Mgmt For For
1.12 Elect Hubertus Troska as Director Mgmt For For
1.13 Elect Harald Emil Wilhelm as Director Mgmt For For
1.14 Elect Jin Wei as Director Mgmt For For
1.15 Elect Sun Li as Director Mgmt For For
2 Approve Remuneration of Independent Mgmt For For Non-Executive Directors
ELECT SUPERVISORS Mgmt
3.1 Elect Sun Zhihua as Supervisor Mgmt For For
3.2 Elect Zhou Xuehui as Supervisor Mgmt For For
3.3 Elect Qiao Yufei as Supervisor Mgmt For For
4 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
5 Approve Provision of Facility Guarantee to Mgmt For For BAIC HK
6 Amend Articles of Association Mgmt For Against
Bank of Communications Co., Ltd.
Meeting Date: 03/24/2021 Country: China Primary Security ID: Y06988102 Record Date: 02/19/2021 Meeting Type: Special Ticker: 3328
Primary CUSIP: Y06988102 Primary ISIN: CNE100000205 Primary SEDOL: B0B8Z29
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Capital Management Plan (2021 - Mgmt For For 2025)
2 Approve Issuance of Qualified Write-down Mgmt For For Tier 2 Capital Bonds and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Communications Co., Ltd.
Meeting Date: 03/24/2021 Country: China Primary Security ID: Y06988102 Record Date: 02/19/2021 Meeting Type: Special Ticker: 3328
Primary CUSIP: Y06988102 Primary ISIN: CNE100000205 Primary SEDOL: B0B8Z29
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Capital Management Plan (2021 - Mgmt For For 2025)
2 Approve Issuance of Qualified Write-down Mgmt For For Tier 2 Capital Bonds and Related Transactions
China Everbright Bank Company Limited
Meeting Date: 03/25/2021 Country: China Primary Security ID: Y1477U124 Record Date: 02/22/2021 Meeting Type: Special Ticker: 6818
Primary CUSIP: Y1477U124 Primary ISIN: CNE100001QW3 Primary SEDOL: B5NRRJ0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ORDINARY RESOLUTIONS Mgmt
1 Elect Han Fuling as Director Mgmt For For
2 Elect Liu Shiping as Director Mgmt For For
3 Elect Lu Hong as Supervisor Mgmt For For
SPECIAL RESOLUTION Mgmt
1 Approve Change of Registered Capital Mgmt For For
China Everbright Bank Company Limited
Meeting Date: 03/25/2021 Country: China Primary Security ID: Y1477U124 Record Date: 02/22/2021 Meeting Type: Special Ticker: 6818
Primary CUSIP: Y1477U124 Primary ISIN: CNE100001QW3 Primary SEDOL: B5NRRJ0 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Everbright Bank Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Han Fuling as Director Mgmt For For
2 Elect Liu Shiping as Director Mgmt For For
3 Elect Lu Hong as Supervisor Mgmt For For
4 Approve Change of Registered Capital Mgmt For For
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 03/25/2021 Country: China Primary Security ID: Y14907102 Record Date: 03/18/2021 Meeting Type: Special Ticker: 001979
Primary CUSIP: Y14907102 Primary ISIN: CNE100002FC6 Primary SEDOL: BYY36X7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Sale and Leaseback Financial Leasing Mgmt For For Business Constitute as Related Transaction and Provision of Its Guarantee
Flat Glass Group Co., Ltd.
Meeting Date: 03/25/2021 Country: China Primary Security ID: Y2575W103 Record Date: 03/18/2021 Meeting Type: Special Ticker: 6865
Primary CUSIP: Y2575W103 Primary ISIN: CNE100002375 Primary SEDOL: BYQ9774
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE ISSUE Mgmt OF NEW H SHARES UNDER THE SPECIFIC MANDATE
1a Approve Class and Par Value of the Shares to Mgmt For For be Issued Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Flat Glass Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1b Approve Method and Time of Issuance Mgmt For For
1c Approve Target Placees and Subscription Mgmt For For Method
1d Approve Issue Price and Pricing Method Mgmt For For
1e Approve Number of New H Shares to be Mgmt For For Issued
1f Approve Accumulated Profits Before the Mgmt For For Issuance
1g Approve Place of Listing Mgmt For For
1h Approve Use of Proceeds Mgmt For For
1i Approve Validity Period of the Resolutions Mgmt For For
2 Authorize Board to Handle All Matters in Mgmt For For Relation to the Issuance with Full Authority
Flat Glass Group Co., Ltd.
Meeting Date: 03/25/2021 Country: China Primary Security ID: Y2575W103 Record Date: 03/18/2021 Meeting Type: Special Ticker: 6865
Primary CUSIP: Y2575W103 Primary ISIN: CNE100002375 Primary SEDOL: BYQ9774
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE ISSUE Mgmt OF NEW H SHARES UNDER THE SPECIFIC MANDATE
1a Approve Class and Par Value of the Shares to Mgmt For For be Issued
1b Approve Method and Time of Issuance Mgmt For For
1c Approve Target Placees and Subscription Mgmt For For Method
1d Approve Issue Price and Pricing Method Mgmt For For
1e Approve Number of New H Shares to be Mgmt For For Issued
1f Approve Accumulated Profits Before the Mgmt For For Issuance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Flat Glass Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1g Approve Place of Listing Mgmt For For
1h Approve Use of Proceeds Mgmt For For
1i Approve Validity Period of the Resolutions Mgmt For For
2 Authorize Board to Handle All Matters in Mgmt For For Relation to the Issuance with Full Authority
Flat Glass Group Co., Ltd.
Meeting Date: 03/25/2021 Country: China Primary Security ID: Y2575W103 Record Date: 03/18/2021 Meeting Type: Special Ticker: 6865
Primary CUSIP: Y2575W103 Primary ISIN: CNE100002375 Primary SEDOL: BYQ9774
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
RESOLUTIONS IN RELATION TO THE ISSUE Mgmt OF NEW H SHARES UNDER THE SPECIFIC MANDATE
1.1 Approve Class and Par Value of the Shares to Mgmt For For be Issued
1.2 Approve Method and Time of Issuance Mgmt For For
1.3 Approve Target Placees and Subscription Mgmt For For Method
1.4 Approve Issue Price and Pricing Method Mgmt For For
1.5 Approve Number of New H Shares to be Mgmt For For Issued
1.6 Approve Accumulated Profits Before the Mgmt For For Issuance
1.7 Approve Place of Listing Mgmt For For
1.8 Approve Use of Proceeds Mgmt For For
1.9 Approve Validity Period of the Resolutions Mgmt For For
2 Authorize Board to Handle All Matters in Mgmt For For Relation to the Issuance with Full Authority Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Flat Glass Group Co., Ltd.
Meeting Date: 03/25/2021 Country: China Primary Security ID: Y2575W103 Record Date: 03/18/2021 Meeting Type: Special Ticker: 6865
Primary CUSIP: Y2575W103 Primary ISIN: CNE100002375 Primary SEDOL: BYQ9774
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
RESOLUTIONS IN RELATION TO THE ISSUE Mgmt OF NEW H SHARES UNDER THE SPECIFIC MANDATE
1.1 Approve Class and Par Value of the Shares to Mgmt For For be Issued
1.2 Approve Method and Time of Issuance Mgmt For For
1.3 Approve Target Placees and Subscription Mgmt For For Method
1.4 Approve Issue Price and Pricing Method Mgmt For For
1.5 Approve Number of New H Shares to be Mgmt For For Issued
1.6 Approve Accumulated Profits Before the Mgmt For For Issuance
1.7 Approve Place of Listing Mgmt For For
1.8 Approve Use of Proceeds Mgmt For For
1.9 Approve Validity Period of the Resolutions Mgmt For For
2 Authorize Board to Handle All Matters in Mgmt For For Relation to the Issuance with Full Authority
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 03/25/2021 Country: China Primary Security ID: Y69790106 Record Date: 03/18/2021 Meeting Type: Annual Ticker: 2318
Primary CUSIP: Y69790106 Primary ISIN: CNE1000003X6 Primary SEDOL: B01FLR7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ping An Insurance (Group) Co. of China Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Annual Report and Its Mgmt For For Summary
4 Approve 2020 Financial Statements and Mgmt For For Statutory Reports
5 Approve 2020 Profit Distribution Plan and Mgmt For For Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as PRC Mgmt For For Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation Report Mgmt For For of Independent Non-Executive Directors
ELECT DIRECTORS Mgmt
8.01 Elect Ma Mingzhe as Director Mgmt For For
8.02 Elect Xie Yonglin as Director Mgmt For For
8.03 Elect Tan Sin Yin as Director Mgmt For For
8.04 Elect Yao Jason Bo as Director Mgmt For For
8.05 Elect Cai Fangfang as Director Mgmt For For
8.06 Elect Soopakij Chearavanont as Director Mgmt For For
8.07 Elect Yang Xiaoping as Director Mgmt For For
8.08 Elect Wang Yongjian as Director Mgmt For For
8.09 Elect Huang Wei as Director Mgmt For For
8.10 Elect Ouyang Hui as Director Mgmt For For
8.11 Elect Ng Sing Yip as Director Mgmt For For
8.12 Elect Chu Yiyun as Director Mgmt For For
8.13 Elect Liu Hong as Director Mgmt For For
8.14 Elect Jin Li as Director Mgmt For For
8.15 Elect Ng Kong Ping Albert as Director Mgmt For For
ELECT SUPERVISORS Mgmt
9.01 Elect Gu Liji as Supervisor Mgmt For For
9.02 Elect Huang Baokui as Supervisor Mgmt For For
9.03 Elect Zhang Wangjin as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ping An Insurance (Group) Co. of China Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Issuance of Debt Financing Mgmt For For Instruments
11 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights for H Shares
12 Amend Articles of Association Mgmt For For
Ping An Insurance (Group) Company of China, Ltd.
Meeting Date: 03/25/2021 Country: China Primary Security ID: Y69790106 Record Date: 03/17/2021 Meeting Type: Annual Ticker: 2318
Primary CUSIP: Y69790106 Primary ISIN: CNE1000003X6 Primary SEDOL: B01FLR7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Annual Report and Its Mgmt For For Summary
4 Approve 2020 Financial Statements and Mgmt For For Statutory Reports
5 Approve 2020 Profit Distribution Plan and Mgmt For For Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as PRC Mgmt For For Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation Report Mgmt For For of Independent Non-Executive Directors
ELECT DIRECTORS Mgmt
8.01 Elect Ma Mingzhe as Director Mgmt For For
8.02 Elect Xie Yonglin as Director Mgmt For For
8.03 Elect Tan Sin Yin as Director Mgmt For For
8.04 Elect Yao Jason Bo as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ping An Insurance (Group) Company of China, Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.05 Elect Cai Fangfang as Director Mgmt For For
8.06 Elect Soopakij Chearavanont as Director Mgmt For For
8.07 Elect Yang Xiaoping as Director Mgmt For For
8.08 Elect Wang Yongjian as Director Mgmt For For
8.09 Elect Huang Wei as Director Mgmt For For
8.10 Elect Ouyang Hui as Director Mgmt For For
8.11 Elect Ng Sing Yip as Director Mgmt For For
8.12 Elect Chu Yiyun as Director Mgmt For For
8.13 Elect Liu Hong as Director Mgmt For For
8.14 Elect Jin Li as Director Mgmt For For
8.15 Elect Ng Kong Ping Albert as Director Mgmt For For
ELECT SUPERVISORS Mgmt
9.01 Elect Gu Liji as Supervisor Mgmt For For
9.02 Elect Huang Baokui as Supervisor Mgmt For For
9.03 Elect Zhang Wangjin as Supervisor Mgmt For For
10 Approve Issuance of Debt Financing Mgmt For For Instruments
11 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights for H Shares
12 Amend Articles of Association Mgmt For For
AVIC Xi'an Aircraft Industry Group Co., Ltd.
Meeting Date: 03/26/2021 Country: China Primary Security ID: Y9723E109 Record Date: 03/19/2021 Meeting Type: Special Ticker: 000768
Primary CUSIP: Y9723E109 Primary ISIN: CNE000000RF9 Primary SEDOL: 6004017
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantees Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Construction Bank Corporation
Meeting Date: 03/26/2021 Country: China Primary Security ID: Y1397N101 Record Date: 02/23/2021 Meeting Type: Special Ticker: 939
Primary CUSIP: Y1397N101 Primary ISIN: CNE1000002H1 Primary SEDOL: B0LMTQ3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Wang Jiang as Director Mgmt For For
2 Approve Confirmation of the Donations of Mgmt For For Anti-Pandemic Materials Made in 2020
3 Approve Additional Limit on Poverty Mgmt For For Alleviation Donations
Datang International Power Generation Co., Ltd.
Meeting Date: 03/26/2021 Country: China Primary Security ID: Y20020106 Record Date: 02/24/2021 Meeting Type: Special Ticker: 991
Primary CUSIP: Y20020106 Primary ISIN: CNE1000002Z3 Primary SEDOL: 6080716
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Financing Proposal of Datang Mgmt For Against International as the Parent Company for the Year of 2021
2 Approve Replacement of Financing Guarantee Mgmt For Against of Yuncheng Power Company
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 03/26/2021 Country: China Primary Security ID: Y3043G118 Record Date: 03/23/2021 Meeting Type: Special Ticker: 3347
Primary CUSIP: Y3043G118 Primary ISIN: CNE1000040M1 Primary SEDOL: BMZC7F8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hangzhou Tigermed Consulting Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Adopt Subsidiary Share Option Scheme Mgmt For Against
Shanghai Baosight Software Co., Ltd.
Meeting Date: 03/26/2021 Country: China Primary Security ID: Y7691Z104 Record Date: 03/17/2021 Meeting Type: Special Ticker: 900926
Primary CUSIP: Y7691Z104 Primary ISIN: CNE000000GG0 Primary SEDOL: 6835422
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
1.1 Elect Wang Jianhu as Director Mgmt For For
Topchoice Medical Corp.
Meeting Date: 03/26/2021 Country: China Primary Security ID: Y0772A106 Record Date: 03/19/2021 Meeting Type: Special Ticker: 600763
Primary CUSIP: Y0772A106 Primary ISIN: CNE000000MZ8 Primary SEDOL: 6091451
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Supplementary Proposal to the Mgmt For For Horizontal Competition Preventive Plan
2 Approve the Use of Leased Property of Mgmt For For Wholly-Owned Subsidiary for Hangzhou Cunji Zijinggang Hospital Project
3 Approve Remuneration of Independent Mgmt For For Directors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Topchoice Medical Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.1 Elect Lyu Jianming as Director SH For For
4.2 Elect Wang Yi as Director SH For For
4.3 Elect Chen Danpeng as Director SH For For
4.4 Elect Fu Ming as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
5.1 Elect Cao Maoxi as Director Mgmt For For
5.2 Elect Wang Shouyang as Director Mgmt For For
5.3 Elect Zhang Yinan as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
6.1 Elect Zhang Xiaolu as Supervisor Mgmt For For
6.2 Elect Zhao Min as Supervisor SH For For
China Eastern Airlines Corporation Limited
Meeting Date: 03/29/2021 Country: China Primary Security ID: Y1406M102 Record Date: 02/26/2021 Meeting Type: Special Ticker: 670
Primary CUSIP: Y1406M102 Primary ISIN: CNE1000002K5 Primary SEDOL: 6171375
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Compliance with the Conditions of Mgmt For For the Non-Public Issuance of A Shares
RESOLUTIONS IN RELATION TO THE Mgmt NON-PUBLIC ISSUANCE OF A SHARES TO A SPECIFIC SUBSCRIBER
2.01 Approve Type and Par Value of Shares to be Mgmt For For Issued
2.02 Approve Method and Time of Issuance Mgmt For For
2.03 Approve Subscriber and Method of Mgmt For For Subscription
2.04 Approve Pricing Benchmark Date, Pricing Mgmt For For Principles and Issue Price Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Eastern Airlines Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.05 Approve Number of Shares to be Issued Mgmt For For
2.06 Approve Amount and Use of Proceeds Mgmt For For
2.07 Approve Lock-Up Period Mgmt For For
2.08 Approve Place of Listing Mgmt For For
2.09 Approve Arrangement of Accumulated Mgmt For For Undistributed Profits Before the Non-Public Issuance of A Shares
2.10 Approve Validity Period of the Resolutions of Mgmt For For Non-Public Issuance of A Shares
3 Approve Proposal for the Non-Public Issuance Mgmt For For of A Shares
4 Approve Report on the Use of Proceeds from Mgmt For For the Previous Fund Raising Activities
5 Approve Feasibility Analysis on the Use of Mgmt For For Proceeds from the Non-Public Issuance of A Shares
6 Approve Conditional Share Subscription Mgmt For For Agreement of the Non-Public Issuance Entered into with a Specific Subscriber
7 Approve Connected Transactions Involved in Mgmt For For the Non-Public Issuance of A Shares
8 Approve Dilution of Current Returns by the Mgmt For For Non-Public Issuance of A Shares and Remedial Measures and the Undertakings thereof by the Controlling Shareholder, the Director and the Senior Management
9 Approve Future Plan for Return to the Mgmt For For Shareholders for the Coming Three Years (2021-2023)
10 Approve Waiver of the Offer Obligation to Mgmt For Against Increase the Shareholdings by the Controlling Shareholder in Accordance with the PRC Laws and Regulations
11 Approve Application to the SFC for the Mgmt For Against Whitewash Waiver for Exemption from the General Offer Obligation by the Controlling Shareholder in Accordance with the Takeovers Code
12 Authorize Board to Amend Relevant Mgmt For For Provisions of the Articles of Association upon the Completion of the Non-Public Issuance of A Shares
13 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Non-Public Issuance of A Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Eastern Airlines Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14 Elect Guo Lijun as Supervisor Mgmt For For
China Eastern Airlines Corporation Limited
Meeting Date: 03/29/2021 Country: China Primary Security ID: Y1406M102 Record Date: 02/26/2021 Meeting Type: Special Ticker: 670
Primary CUSIP: Y1406M102 Primary ISIN: CNE1000002K5 Primary SEDOL: 6171375
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt NON-PUBLIC ISSUANCE OF A SHARES TO A SPECIFIC SUBSCRIBER
1.01 Approve Type and Par Value of Shares to be Mgmt For For Issued
1.02 Approve Method and Time of Issuance Mgmt For For
1.03 Approve Subscriber and Method of Mgmt For For Subscription
1.04 Approve Pricing Benchmark Date, Pricing Mgmt For For Principles and Issue Price
1.05 Approve Number of Shares to be Issued Mgmt For For
1.06 Approve Amount and Use of Proceeds Mgmt For For
1.07 Approve Lock-Up Period Mgmt For For
1.08 Approve Place of Listing Mgmt For For
1.09 Approve Arrangement of Accumulated Mgmt For For Undistributed Profits Before the Non-Public Issuance of A Shares
1.10 Approve Validity Period of the Resolutions of Mgmt For For Non-Public Issuance of A Shares
2 Approve Proposal for the Non-Public Issuance Mgmt For For of A Shares
3 Approve Feasibility Analysis on the Use of Mgmt For For Proceeds from the Non-Public Issuance of A Shares
4 Approve Conditional Share Subscription Mgmt For For Agreement of the Non-Public Issuance Entered into with a Specific Subscriber Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Eastern Airlines Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Connected Transactions Involved in Mgmt For For the Non-Public Issuance of A Shares
6 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Non-Public Issuance of A Shares
China Resources Beer (Holdings) Company Limited
Meeting Date: 03/29/2021 Country: Hong Kong Primary Security ID: Y15037107 Record Date: 03/23/2021 Meeting Type: Special Ticker: 291
Primary CUSIP: Y15037107 Primary ISIN: HK0291001490 Primary SEDOL: 6972459
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1a Approve JV Agreement and Related Mgmt For For Transactions
1b Approve Authorization of the Provision of Mgmt For For Additional Capital Commitment, Shareholder's Loans and/or Guarantee by the Group Pursuant to the JV Agreement
1c Approve Relocation Compensation Agreement Mgmt For For and Related Transactions
1d Approve New Relocation Compensation Mgmt For For Agreement and Related Transactions
1e Approve Construction Agreement and Related Mgmt For For Transactions
1f Authorize Board to Handle All Matters in Mgmt For For Relation to the JV Agreement, the Relocation Compensation Agreement, the New Relocation Compensation Agreement and the Construction Agreement
2 Elect Richard Raymond Weissend as Director Mgmt For For
EVE Energy Co., Ltd.
Meeting Date: 03/29/2021 Country: China Primary Security ID: Y2303F109 Record Date: 03/22/2021 Meeting Type: Special Ticker: 300014
Primary CUSIP: Y2303F109 Primary ISIN: CNE100000GS4 Primary SEDOL: B4TSW28 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
EVE Energy Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment in the Construction of Mgmt For For Passenger Vehicle Lithium-Ion Power Battery Project (Phase II)
2 Approve Provision of Guarantees Mgmt For For
3 Approve Daily Related Party Transactions Mgmt For For
4 Approve Employee Share Purchase Plan SH For Against (Draft) and Summary
5 Approve Authorization of Board to Handle All SH For Against Related Matters
6 Approve Provision of Guarantee for Yiwei Asia SH For For
Fiberhome Telecommunication Technologies Co., Ltd.
Meeting Date: 03/29/2021 Country: China Primary Security ID: Y2482T102 Record Date: 03/23/2021 Meeting Type: Special Ticker: 600498
Primary CUSIP: Y2482T102 Primary ISIN: CNE0000018P2 Primary SEDOL: 6388885
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
Poly Developments & Holdings Group Co., Ltd.
Meeting Date: 03/29/2021 Country: China Primary Security ID: Y7000Q100 Record Date: 03/18/2021 Meeting Type: Special Ticker: 600048
Primary CUSIP: Y7000Q100 Primary ISIN: CNE000001ND1 Primary SEDOL: B19RB38
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For Against
2 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Poly Developments & Holdings Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Amend Related Party Transaction Mgmt For Against Decision-making System
4 Amend Dividends Management System Mgmt For For
Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
Meeting Date: 03/29/2021 Country: China Primary Security ID: Y9717X105 Record Date: 03/22/2021 Meeting Type: Special Ticker: 002555
Primary CUSIP: Y9717X105 Primary ISIN: CNE1000010N2 Primary SEDOL: B44DPG3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
2 Approve Authorization of Board to Handle All Mgmt For For Related Matters Regarding Private Placement of Shares
Yifeng Pharmacy Chain Co., Ltd.
Meeting Date: 03/29/2021 Country: China Primary Security ID: Y982AC104 Record Date: 03/19/2021 Meeting Type: Special Ticker: 603939
Primary CUSIP: Y982AC104 Primary ISIN: CNE100001TS5 Primary SEDOL: BVV6QQ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Remuneration (Allowance) of Mgmt For For Directors
2 Approve Remuneration (Allowance) of Mgmt For For Supervisors
3 Approve Termination of Raised Funds SH For For Investment Project and Use of Remaining Raised Funds to Replenish Working Capital
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Gao Yi as Director Mgmt For For
4.2 Elect Gao Feng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yifeng Pharmacy Chain Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.3 Elect Gao Youcheng as Director Mgmt For For
4.4 Elect Xu Xin as Director Mgmt For For
4.5 Elect Chai Mingang as Director Mgmt For For
4.6 Elect Ye Weitao as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
5.1 Elect Yan Aimin as Director Mgmt For For
5.2 Elect Wang Hongxia as Director Mgmt For For
5.3 Elect Yi Languang as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
6.1 Elect Chen Bin as Supervisor Mgmt For For
6.2 Elect Liu Yi as Supervisor Mgmt For For
AVIC Capital Co., Ltd.
Meeting Date: 03/30/2021 Country: China Primary Security ID: Y07709101 Record Date: 03/19/2021 Meeting Type: Special Ticker: 600705
Primary CUSIP: Y07709101 Primary ISIN: CNE000000KC1 Primary SEDOL: 6110602
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Daily Related-Party Mgmt For Against Transactions
2 Approve 2021 Daily Related-Party Mgmt For Against Transactions
3 Approve Use of Funds for Entrusted Asset Mgmt For Against Management
4 Approve Issuance of Super Short-term Mgmt For Against Commercial Papers
5 Approve Comprehensive Credit Line Mgmt For Against
6 Approve Capital Injection Mgmt For For
7 Approve Adjustment of Corporate Bond Mgmt For Against Issuance
8 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Berry Genomics Co., Ltd.
Meeting Date: 03/31/2021 Country: China Primary Security ID: Y1306V103 Record Date: 03/25/2021 Meeting Type: Special Ticker: 000710
Primary CUSIP: Y1306V103 Primary ISIN: CNE000000PN7 Primary SEDOL: 6003939
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Employee Share Purchase Plan (Draft) Mgmt For For and Summary
2 Amend Methods to Assess the Performance of Mgmt For For Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
4 Elect Liu Hongfei as Supervisor SH For For
Caitong Securities Co., Ltd.
Meeting Date: 03/31/2021 Country: China Primary Security ID: Y1072S102 Record Date: 03/24/2021 Meeting Type: Special Ticker: 601108
Primary CUSIP: Y1072S102 Primary ISIN: CNE100002V44 Primary SEDOL: BDD88Z2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Huang Weijian as Director Mgmt For For
1.2 Elect Fang Jinghua as Director Mgmt For For
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
2.1 Elect Zheng Liansheng as Supervisor Mgmt For For
Grandjoy Holdings Group Co., Ltd.
Meeting Date: 03/31/2021 Country: China Primary Security ID: Y7740B108 Record Date: 03/25/2021 Meeting Type: Special Ticker: 000031
Primary CUSIP: Y7740B108 Primary ISIN: CNE000000BJ5 Primary SEDOL: 6780447 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Grandjoy Holdings Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect You Wei as Director Mgmt For For
1.2 Elect Liu Yun as Director Mgmt For For
Zhengzhou Coal Mining Machinery Group Company Limited
Meeting Date: 03/31/2021 Country: China Primary Security ID: Y98949111 Record Date: 03/25/2021 Meeting Type: Special Ticker: 564
Primary CUSIP: Y98949111 Primary ISIN: CNE100001LY0 Primary SEDOL: B91ZFY5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND THE PROCEDURAL RULES FOR SHAREHOLDERS' GENERAL MEETINGS
1.1 Amend Articles of Association Mgmt For For
1.2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Jiao Chengyao as Director SH For For
2.2 Elect Xiang Jiayu as Director SH For For
2.3 Elect Fu Zugang as Director SH For For
2.4 Elect Wang Xinying as Director SH For For
2.5 Elect Cui Kai as Director SH For For
2.6 Elect Yang Dongsheng as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Cheng Jinglei as Director Mgmt For For
3.2 Elect Ji Feng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhengzhou Coal Mining Machinery Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.3 Elect Guo Wenqing as Director Mgmt For For
3.4 Elect Fang Yuan as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Cheng Xiangdong as Supervisor SH For For
4.2 Elect Wang Yue as Supervisor SH For For
4.3 Elect Zhang Yonglong as Supervisor SH For For
4.4 Elect Cui Zonglin as Supervisor SH For For
Changchun High & New Technology Industries (Group), Inc.
Meeting Date: 04/01/2021 Country: China Primary Security ID: Y1293Q109 Record Date: 03/26/2021 Meeting Type: Annual Ticker: 000661
Primary CUSIP: Y1293Q109 Primary ISIN: CNE0000007J8 Primary SEDOL: 6195308
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve to Appoint Internal Control Auditor Mgmt For For
Shanxi Meijin Energy Co., Ltd.
Meeting Date: 04/01/2021 Country: China Primary Security ID: Y769A4103 Record Date: 03/25/2021 Meeting Type: Special Ticker: 000723
Primary CUSIP: Y769A4103 Primary ISIN: CNE0000005J2 Primary SEDOL: 6003940 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Meijin Energy Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
2.1 Approve Types of Securities Issued Mgmt For For
2.2 Approve Issue Size Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Term and Method for the Repayment Mgmt For For of Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Method for Determining the Number Mgmt For For of Shares for Conversion
2.9 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.10 Approve Downward Adjustment of Conversion Mgmt For For Price
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Original Mgmt For For Shareholders
2.16 Approve Relevant Terms of the Bondholder Mgmt For For Meeting
2.17 Approve Usage and Method of Mgmt For For Implementation of Raised Funds
2.18 Approve Guarantee Matters Mgmt For For
2.19 Approve Deposits and Account for Raised Mgmt For For Funds
2.20 Approve Validity Period Mgmt For For
3 Approve Plan on Issuance of Convertible Mgmt For For Bonds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Meijin Energy Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Counter-dilution Measures in Mgmt For For Connection to the Convertible Bonds Issuance
7 Approve to Formulate the Convertible Mgmt For For Corporate Bondholders Meeting Rules
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
9 Approve Shareholder Return Plan Mgmt For For
Winning Health Technology Group Co. Ltd.
Meeting Date: 04/01/2021 Country: China Primary Security ID: Y7685K105 Record Date: 03/25/2021 Meeting Type: Special Ticker: 300253
Primary CUSIP: Y7685K105 Primary ISIN: CNE1000016F5 Primary SEDOL: B43XCJ6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
HuaAn Securities Co., Ltd.
Meeting Date: 04/02/2021 Country: China Primary Security ID: Y372AR105 Record Date: 03/25/2021 Meeting Type: Special Ticker: 600909
Primary CUSIP: Y372AR105 Primary ISIN: CNE100002GR2 Primary SEDOL: BZ3FFP6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
HuaAn Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Downward Adjustment of the Mgmt For For Conversion Price of Convertible Corporate Bonds
Jinke Property Group Co., Ltd.
Meeting Date: 04/02/2021 Country: China Primary Security ID: Y4463Q107 Record Date: 03/29/2021 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Additional Guarantee Mgmt For For
2 Approve Use of Surplus Funds of Subsidiary Mgmt For For by the Company and its Partners According to Their Shareholding
Tianjin Zhonghuan Semiconductor Co., Ltd.
Meeting Date: 04/02/2021 Country: China Primary Security ID: Y88171106 Record Date: 03/29/2021 Meeting Type: Annual Ticker: 002129
Primary CUSIP: Y88171106 Primary ISIN: CNE1000000B8 Primary SEDOL: B1VKWZ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tianjin Zhonghuan Semiconductor Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
8 Approve to Appoint Auditor Mgmt For For
9 Approve Provision of Guarantee SH For Against
Zhejiang Century Huatong Group Co., Ltd.
Meeting Date: 04/02/2021 Country: China Primary Security ID: Y988BH109 Record Date: 03/25/2021 Meeting Type: Special Ticker: 002602
Primary CUSIP: Y988BH109 Primary ISIN: CNE1000015R2 Primary SEDOL: B4R3NW2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Exempting the Company's Mgmt For For Controlling Shareholder, Ultimate Controlling Shareholder and their Concerted Parties Wang Yifeng, Wang Juanzhen and Dingtong Investment from Fulfilling Relevant Commitments
2 Approve Disposal of Indirect Subsidiary SH For For Control
Beijing Shiji Information Technology Co., Ltd.
Meeting Date: 04/06/2021 Country: China Primary Security ID: Y0772L102 Record Date: 03/31/2021 Meeting Type: Special Ticker: 002153
Primary CUSIP: Y0772L102 Primary ISIN: CNE100000668 Primary SEDOL: B23GZV4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhuang Zhuoran as Non-independent SH For For Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Da An Gene Co., Ltd. of Sun Yat-sen University
Meeting Date: 04/06/2021 Country: China Primary Security ID: Y1856D115 Record Date: 03/31/2021 Meeting Type: Special Ticker: 002030
Primary CUSIP: Y1856D115 Primary ISIN: CNE000001KP1 Primary SEDOL: B02FTP0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Termination of Listing of Associate Mgmt For For Indirect Company on National Equities Exchange and Quotations
Guangdong HEC Technology Holding Co., Ltd.
Meeting Date: 04/06/2021 Country: China Primary Security ID: Y13066108 Record Date: 03/30/2021 Meeting Type: Special Ticker: 600673
Primary CUSIP: Y13066108 Primary ISIN: CNE000000BL1 Primary SEDOL: 6190079
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Waiver of Pre-emptive Right Mgmt For For
2 Approve Amendment of Horizontal Mgmt For For Competition Commitment by Ultimate Controlling Shareholders and Controlling Shareholders
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 04/06/2021 Country: China Primary Security ID: Y6436A101 Record Date: 03/30/2021 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shennan Circuits Co., Ltd.
Meeting Date: 04/06/2021 Country: China Primary Security ID: Y774D3102 Record Date: 03/29/2021 Meeting Type: Annual Ticker: 002916
Primary CUSIP: Y774D3102 Primary ISIN: CNE100003373 Primary SEDOL: BF2W0K8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Financial Budget Report Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Yang Zhicheng as Director SH For For
8.2 Elect Zhou Jinqun as Director SH For For
8.3 Elect Zhang Zhibiao as Director SH For For
8.4 Elect Xiao Yi as Director SH For For
8.5 Elect Xiao Zhanglin as Director SH For For
8.6 Elect Li Peiyin as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
9.1 Elect Li Mian as Director Mgmt For For
9.2 Elect Huang Yaying as Director Mgmt For For
9.3 Elect Yu Hongyu as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
10.1 Elect Wang Mingchuan as Supervisor SH For For
10.2 Elect Zhang Lan as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Thunder Software Technology Co., Ltd.
Meeting Date: 04/06/2021 Country: China Primary Security ID: Y444KZ103 Record Date: 03/29/2021 Meeting Type: Annual Ticker: 300496
Primary CUSIP: Y444KZ103 Primary ISIN: CNE1000021D0 Primary SEDOL: BYW6TZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Allowance of Directors Mgmt For For
8 Approve Credit Line Application Mgmt For For
9 Approve Use of Idle Raised Funds for Cash Mgmt For Against Management
Unisplendour Co., Ltd.
Meeting Date: 04/06/2021 Country: China Primary Security ID: Y8997B106 Record Date: 03/30/2021 Meeting Type: Special Ticker: 000938
Primary CUSIP: Y8997B106 Primary ISIN: CNE0000010T1 Primary SEDOL: 6172561
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Daily Related Party Transaction Mgmt For For
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 04/07/2021 Country: China Primary Security ID: Y1457J123 Record Date: 03/29/2021 Meeting Type: Special Ticker: 2039
Primary CUSIP: Y1457J123 Primary ISIN: CNE100001NN9 Primary SEDOL: B87RSJ4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China International Marine Containers (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
1.01 Elect Zhu Zhiqiang as Director Mgmt For For
1.02 Elect Kong Guoliang as Director Mgmt For For
2 Elect Shi Lan as Supervisor Mgmt For For
Ninestar Corp.
Meeting Date: 04/07/2021 Country: China Primary Security ID: Y9892Z107 Record Date: 04/01/2021 Meeting Type: Special Ticker: 002180
Primary CUSIP: Y9892Z107 Primary ISIN: CNE1000007W9 Primary SEDOL: B28SL51
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Plan for Acquisition by Mgmt For Against Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations
APPROVE ACQUISITION BY CASH PAYMENT Mgmt AND ISSUANCE OF NEW SHARES AS WELL AS RAISING SUPPORTING FUNDS
2.1 Approve Overall Plan Mgmt For Against
APPROVE ACQUISITION BY CASH PAYMENT Mgmt AND ISSUANCE OF NEW SHARES
2.2 Approve Transaction Parties Mgmt For Against
2.3 Approve Transaction Price Mgmt For Against
2.4 Approve Payment Manner and Amount Mgmt For Against
2.5 Approve Share Type, Par Value and Listing Mgmt For Against Exchange
2.6 Approve Manner of Pricing and Issue Price Mgmt For Against
2.7 Approve Lock-Up Period Arrangement Mgmt For Against
2.8 Approve Attribution of Profit and Loss During Mgmt For Against the Transition Period Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ninestar Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.9 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
2.10 Approve Performance Compensation and Mgmt For Against Commitment Arrangement
2.11 Approve Delivery and Liability for Breach of Mgmt For Against Contract of Target Assets
2.12 Approve Resolution Validity Period Mgmt For Against
APPROVE RAISING SUPPORTING FUNDS Mgmt
2.13 Approve Share Type, Par Value and Listing Mgmt For Against Exchange
2.14 Approve Target Subscribers and Issue Mgmt For Against Amount
2.15 Approve Issue Price Mgmt For Against
2.16 Approve Lock-Up Period Arrangement Mgmt For Against
2.17 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
2.18 Approve Use of Proceeds Mgmt For Against
2.19 Approve Resolution Validity Period Mgmt For Against
3 Approve Transaction Constitute as Mgmt For Against Related-Party Transaction
4 Approve Transaction Constitute as Major Mgmt For Against Asset Restructuring and Does Not Constitute as Restructure for Listing
5 Approve Transaction Complies with Article IV Mgmt For Against of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies
6 Approve Transaction Complies with Article 11 Mgmt For Against and 43 of the Administrative Measures on Material Asset Restructuring of Listed Companies
7 Approve Stock Price Volatility Does Not Mgmt For Against Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
8 Approve Relevant Entities Does Not Mgmt For Against Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ninestar Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Draft and Summary of Acquisition by Mgmt For Against Cash and Issuance of Shares as well as Raising Supporting Funds
10 Approve Signing of Acquisition by Cash and Mgmt For Against Issuance of Shares Agreement, Supplementary Agreement of Acquisition by Cash and Issuance of Shares Agreement and Performance Compensation Agreement
11 Approve Impact of Dilution of Current Returns Mgmt For Against on Major Financial Indicators and the Relevant Measures to be Taken
12 Approve Relevant Audit Report, Review Mgmt For Against Report and Evaluation Report of the Transaction
13 Approve Independence of Appraiser, the Mgmt For Against Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
14 Approve Completeness and Compliance of Mgmt For Against Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
15 Approve White Wash Waiver Mgmt For Against
16 Approve Report on the Usage of Previously Mgmt For Against Raised Funds
17 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
18 Approve Appointment of Intermediary Mgmt For Against Institution
19 Approve Provision of Credit Guarantee Mgmt For Against
20 Approve Use of Funds for Cash Management Mgmt For For
21 Approve Provision of Credit Guarantee for Mgmt For Against Wholly-Owned Subsidiary
22 Approve Financial Derivatives Trading Mgmt For For Business
23 Approve Daily Related Party Transaction Mgmt For For
24 Approve Signing of Supplemental Agreement Mgmt For Against of Loan Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Lu'An Environmental Energy Development Co., Ltd.
Meeting Date: 04/07/2021 Country: China Primary Security ID: Y7699U107 Record Date: 04/01/2021 Meeting Type: Special Ticker: 601699
Primary CUSIP: Y7699U107 Primary ISIN: CNE000001NT7 Primary SEDOL: B1CWSY0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For Against
ELECT NON-INDEPENDENT DIRECTORS AND Mgmt INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
2.1 Elect Wang Zhiqing as Non-Independent SH For For Director
2.2 Elect Wang Qiang as Non-Independent SH For For Director
2.3 Elect Cui Shujiang as Non-Independent SH For For Director
2.4 Elect Lyu Weiyun as Non-Independent SH For For Director
2.5 Elect Mao Yonghong as Non-Independent SH For For Director
2.6 Elect Xu Haidong as Non-Independent SH For For Director
2.7 Elect Li Qinglian as Independent Director Mgmt For For
2.8 Elect Zhao Lixin as Independent Director Mgmt For For
2.9 Elect Wu Huizhong as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Wu Kebin as Supervisor SH For For
3.2 Elect Ding Dong as Supervisor SH For For
3.3 Elect Wang Yue as Supervisor SH For For
3.4 Elect Li Bingjiang as Supervisor SH For For
4 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sunwoda Electronic Co., Ltd.
Meeting Date: 04/07/2021 Country: China Primary Security ID: Y8309D105 Record Date: 04/01/2021 Meeting Type: Annual Ticker: 300207
Primary CUSIP: Y8309D105 Primary ISIN: CNE100001260 Primary SEDOL: B4XB836
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition Agreement Mgmt For For
2 Approve Application of Credit Lines Mgmt For Against
3 Approve Foreign Exchange Hedging Business Mgmt For For
4 Approve Use of Idle Own Funds for Cash Mgmt For For Management
5 Approve Guarantee Provision for Subsidiaries Mgmt For Against
6 Approve Issuance of Overseas Bonds by Mgmt For Against Overseas Wholly-owned Subsidiary and Guarantee Provision Plan
7 Approve Company's Eligibility for Issuance of Mgmt For For Shares to Specific Targets
APPROVE ISSUANCE OF SHARES TO Mgmt SPECIFIC TARGETS
8.1 Approve Share Type and Par Value Mgmt For For
8.2 Approve Issue Manner Mgmt For For
8.3 Approve Target Subscribers and Subscription Mgmt For For Method
8.4 Approve Issue Price and Pricing Principles Mgmt For For
8.5 Approve Issue Size Mgmt For For
8.6 Approve Lock-up Period Mgmt For For
8.7 Approve Listing Location Mgmt For For
8.8 Approve Use of Proceeds Mgmt For For
8.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
8.10 Approve Resolution Validity Period Mgmt For For
9 Approve Plan for Issuance of Shares to Mgmt For For Specific Targets
10 Approve Demonstration Analysis Report in Mgmt For For Connection to Issuance of Shares to Specific Targets
11 Approve Feasibility Analysis Report on the Mgmt For For Intended Usage of Raised Funds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sunwoda Electronic Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve Report on the Usage of Previously Mgmt For For Raised Funds
13 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
14 Approve Shareholder Dividend Return Plan Mgmt For For
15 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
16 Approve Undertakings of Remedial Measures Mgmt For For by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Issuance of Shares to Specific Targets
17 Approve Report of the Board of Directors Mgmt For For
18 Approve Report of the Board of Supervisors Mgmt For For
19 Approve Annual Report and Summary Mgmt For For
20 Approve Financial Statements Mgmt For For
21 Approve Profit Distribution Mgmt For For
22 Approve Guarantee Provision for Controlled Mgmt For Against Subsidiaries
23 Approve External Investment Mgmt For For
24 Approve Amendments to Articles of Mgmt For For Association
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Meeting Date: 04/07/2021 Country: China Primary Security ID: Y9890Q109 Record Date: 03/29/2021 Meeting Type: Special Ticker: 600436
Primary CUSIP: Y9890Q109 Primary ISIN: CNE000001F21 Primary SEDOL: 6632162
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Pan Jie as Non-Independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
EVE Energy Co., Ltd.
Meeting Date: 04/08/2021 Country: China Primary Security ID: Y2303F109 Record Date: 04/01/2021 Meeting Type: Special Ticker: 300014
Primary CUSIP: Y2303F109 Primary ISIN: CNE100000GS4 Primary SEDOL: B4TSW28
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Establishment of Joint Venture Mgmt For For Company
Intco Medical Technology Co., Ltd.
Meeting Date: 04/08/2021 Country: China Primary Security ID: Y768DZ103 Record Date: 03/29/2021 Meeting Type: Annual Ticker: 300677
Primary CUSIP: Y768DZ103 Primary ISIN: CNE100003456 Primary SEDOL: BZ2ZTL1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Invest in the High-end Medical Mgmt For For Glove Project
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve to Adjust the Profit Distribution Plan Mgmt For For
7 Approve 2020 Performance Appraisal of Mgmt For For Directors and Senior Management Members and 2021 Remuneration Plan
8 Approve Special Audit Report on the Mgmt For For Occupation of Non-Operating Funds and Other Related Fund Transactions
9 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
10 Approve Credit Line Bank Application and Mgmt For Against Guarantee Provision
11 Approve Use of Idle Own Funds to Purchase Mgmt For Against Financial Products
12 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Intco Medical Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve 2020 and 2021 Related Party Mgmt For For Transactions
Ping An Bank Co., Ltd.
Meeting Date: 04/08/2021 Country: China Primary Security ID: Y6896T103 Record Date: 04/01/2021 Meeting Type: Annual Ticker: 000001
Primary CUSIP: Y6896T103 Primary ISIN: CNE000000040 Primary SEDOL: 6802006
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Report
5 Approve Profit Distribution Mgmt For For
6 Approve Related Party Transaction and Mgmt For For Related Party Transaction Management System Implementation Report
7 Approve to Appoint Auditor Mgmt For For
8 Approve Shareholder Return Plan Mgmt For For
9 Elect Sun Dongdong as Independent Director Mgmt For For
10 Approve Capital Management Plan Mgmt For For
11 Approve Issuance of Qualified Tier 2 Capital Mgmt For Against Bonds
Shanghai Putailai New Energy Technology Co., Ltd.
Meeting Date: 04/08/2021 Country: China Primary Security ID: Y7T892106 Record Date: 04/02/2021 Meeting Type: Annual Ticker: 603659
Primary CUSIP: Y7T892106 Primary ISIN: CNE100002TX3 Primary SEDOL: BFBCV39 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Putailai New Energy Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve to Appoint Auditor Mgmt For For
7 Approve the Investment and Construction of Mgmt For For Sichuan Production Base Project
Yunnan Energy New Material Co., Ltd.
Meeting Date: 04/08/2021 Country: China Primary Security ID: Y9881M109 Record Date: 04/02/2021 Meeting Type: Annual Ticker: 002812
Primary CUSIP: Y9881M109 Primary ISIN: CNE100002BR3 Primary SEDOL: BZ6S217
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Financial Auditor and Mgmt For For Internal Control Auditor
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Remuneration of Directors Mgmt For For
9 Approve Remuneration of Supervisors Mgmt For For
10 Approve Credit Line Application Mgmt For Against
11 Approve Provision of Guarantees Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yunnan Energy New Material Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve Deposit, Loan and Guarantee Mgmt For Against Business in Related Bank
13 Approve Performance Commitments Mgmt For For Description for Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions
14 Approve Financial Assistance Provision Mgmt For Against
15 Approve Adjustment on Remuneration of Mgmt For For Directors and Senior Management Members
Baosheng Science & Technology Innovation Co., Ltd.
Meeting Date: 04/09/2021 Country: China Primary Security ID: Y07049102 Record Date: 04/02/2021 Meeting Type: Annual Ticker: 600973
Primary CUSIP: Y07049102 Primary ISIN: CNE000001KL0 Primary SEDOL: B0225Q4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Production and Operation Plan Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Related Party Transactions Mgmt For For
8 Approve Remuneration of Directors, Mgmt For Against Supervisors and Senior Management
9 Approve Application of Bank Credit Lines Mgmt For Against
10 Approve Provision of Guarantee Mgmt For Against
11 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
S.F. Holding Co., Ltd.
Meeting Date: 04/09/2021 Country: China Primary Security ID: Y7T80Y105 Record Date: 04/01/2021 Meeting Type: Annual Ticker: 002352
Primary CUSIP: Y7T80Y105 Primary ISIN: CNE100000L63 Primary SEDOL: B3P1NF4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve External Guarantee Provision Plan Mgmt For For
8 Approve Use of Own Funds to Invest in Mgmt For For Financial Products
9 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
10 Elect Wang Jia as Supervisor Mgmt For For
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
Meeting Date: 04/12/2021 Country: China Primary Security ID: Y07729109 Record Date: 04/06/2021 Meeting Type: Special Ticker: 002271
Primary CUSIP: Y07729109 Primary ISIN: CNE100000CS3 Primary SEDOL: B3CTJX1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For For Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
4 Approve Draft and Summary of Employee Mgmt For For Share Purchase Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Management Method of Employee Mgmt For For Share Purchase Plan
6 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
7 Approve Employee Share Purchase Plan SH For For Intent to Raise Funds through Financing and Securities Lending
China Dive Co. Ltd.
Meeting Date: 04/12/2021 Country: China Primary Security ID: Y1460T100 Record Date: 04/07/2021 Meeting Type: Special Ticker: 300526
Primary CUSIP: Y1460T100 Primary ISIN: CNE100002987 Primary SEDOL: BYZP1M6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Chen Chunguo as Non-Independent Mgmt For For Director
Topsec Technologies Group, Inc.
Meeting Date: 04/12/2021 Country: China Primary Security ID: Y2931A100 Record Date: 04/07/2021 Meeting Type: Special Ticker: 002212
Primary CUSIP: Y2931A100 Primary ISIN: CNE1000009B9 Primary SEDOL: B2NPBP7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
2 Elect She Jiangxuan as Independent Director Mgmt For For
Wanhua Chemical Group Co. Ltd.
Meeting Date: 04/12/2021 Country: China Primary Security ID: Y9520G109 Record Date: 04/02/2021 Meeting Type: Annual Ticker: 600309
Primary CUSIP: Y9520G109 Primary ISIN: CNE0000016J9 Primary SEDOL: 6314932 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wanhua Chemical Group Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Profit Distribution Mgmt For For
3 Approve Completion of 2020 Investment Plan Mgmt For For and 2021 Investment Plan Report
4 Approve Annual Report and Summary Mgmt For For
5 Approve Report of the Board of Directors Mgmt For For
6 Approve Report of the Board of Supervisors Mgmt For For
7 Approve Report of the Independent Directors Mgmt For For
8 Approve Remuneration of Auditor Mgmt For For
9 Approve to Appoint Auditor Mgmt For For
10 Approve Related Party Transaction Mgmt For For
11 Approve Provision of Guarantee to Subsidiary Mgmt For Against and Guarantee Provision Between Subsidiaries
12 Approve Provision of Guarantee to Joint Mgmt For Against Venture Enterprise
13 Approve Change of Registered Address and Mgmt For For Amend Articles of Association
14 Approve Issuance of Debt Financing Mgmt For Against Instruments
15 Approve Increase in Foreign Forward Mgmt For For Exchange Settlement and Sale as well as Amend Relevant Systems
16 Approve Provision of Financial Support Mgmt For Against
17 Approve Merger by Absorption Mgmt For For
18 Approve Shareholder Return Plan Mgmt For For
A-Living Smart City Services Co., Ltd.
Meeting Date: 04/13/2021 Country: China Primary Security ID: Y0038M100 Record Date: 03/12/2021 Meeting Type: Special Ticker: 3319
Primary CUSIP: Y0038M100 Primary ISIN: CNE100002RY5 Primary SEDOL: BFWK4M2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
A-Living Smart City Services Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve New CMIG PM Agreement, Mgmt For For Supplemental Agreement, Second Supplemental Agreement and Related Transactions
COFCO Biotechnology Co., Ltd.
Meeting Date: 04/13/2021 Country: China Primary Security ID: Y0137R109 Record Date: 04/06/2021 Meeting Type: Special Ticker: 000930
Primary CUSIP: Y0137R109 Primary ISIN: CNE000000ZR7 Primary SEDOL: 6162766
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Daily Related Party Transaction Mgmt For For
2 Elect Ren Xiaodong as Non-Independent Mgmt For For Director
CSG Holding Co., Ltd.
Meeting Date: 04/13/2021 Country: China Primary Security ID: Y1R16V105 Record Date: 04/02/2021 Meeting Type: Special Ticker: 200012
Primary CUSIP: Y1R16V105 Primary ISIN: CNE0000002M3 Primary SEDOL: 6196174
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Extension of Resolution Validity Mgmt For Against Period
2 Approve Authorization of Board to Handle All Mgmt For Against Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
HUYA, Inc.
Meeting Date: 04/13/2021 Country: Cayman Islands Primary Security ID: 44852D108 Record Date: 03/12/2021 Meeting Type: Annual Ticker: HUYA
Primary CUSIP: 44852D108 Primary ISIN: US44852D1081 Primary SEDOL: BF4NQP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Elect Director Tsang Wah Kwong Mgmt For For
Toly Bread Co. Ltd.
Meeting Date: 04/13/2021 Country: China Primary Security ID: Y774AK107 Record Date: 04/06/2021 Meeting Type: Annual Ticker: 603866
Primary CUSIP: Y774AK107 Primary ISIN: CNE100002524 Primary SEDOL: BYW6V44
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
7 Approve to Appoint Auditor Mgmt For For
APPROVE REMUNERATION OF DIRECTORS Mgmt
8.1 Approve Remuneration of Non-Independent Mgmt For For Directors Wu Xueliang, Wu Xuequn, Sheng Yali, Wu Xuedong and Sheng Long
8.2 Approve Remuneration of Independent Mgmt For For Directors Song Changfa, Liu Chengqing, Wu Fei and Huang Yu
9 Approve Remuneration of Supervisors Mgmt For For
10 Approve Use of Idle Own Funds to Invest in Mgmt For Against Entrusted Financial Products Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Toly Bread Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Application of Bank Credit Lines Mgmt For For
12 Approve Use of Idle Raised Funds to Invest in Mgmt For For Entrusted Financial Products
13 Approve Amendments to Articles of Mgmt For For Association
14 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
15 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
16 Amend the Independent Director System Mgmt For For
17 Amend the Controlled Subsidiaries Mgmt For For Management System
18 Amend External Guarantee Management Mgmt For For System
19 Amend External Investment Management Mgmt For For System
20 Amend the Raised Funds Usage and Mgmt For For Management System
Minth Group Limited
Meeting Date: 04/14/2021 Country: Cayman Islands Primary Security ID: G6145U109 Record Date: 04/08/2021 Meeting Type: Special Ticker: 425
Primary CUSIP: G6145U109 Primary ISIN: KYG6145U1094 Primary SEDOL: B0RJCG9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve CNY Share Issue and the Specific Mgmt For For Mandate
2 Authorize Board to Handle All Matters in Mgmt For For Relation to the CNY Share Issue
3 Approve Plan for Distribution of Profits Mgmt For For Accumulated before the CNY Share Issue
4 Approve Policy for Stabilization of the Price of Mgmt For For the CNY Shares for the Three Years after the CNY Share Issue
5 Approve Profits Distribution Policy and the Mgmt For For Dividend Return Plan for the Three Years after the CNY Share Issue Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Minth Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Use of Proceeds from the CNY Share Mgmt For For Issue
7 Approve Remedial Measures for the Potential Mgmt For For Dilution of Immediate Returns by the CNY Share Issue
8 Approve Undertakings and the Corresponding Mgmt For For Binding Measures in Connection with the CNY Share Issue
9 Approve Rules of Procedure for General Mgmt For For Meetings of Shareholders
10 Approve Rules of Procedure for Board Mgmt For For Meetings
11 Authorize Board to Handle All Matters in Mgmt For For Relation to the Ordinary Resolutions
12 Amend Articles of Association Mgmt For Against
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 04/14/2021 Country: China Primary Security ID: Y6436A101 Record Date: 04/07/2021 Meeting Type: Special Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment on Financing Period Mgmt For Against
OFILM Group Co., Ltd.
Meeting Date: 04/14/2021 Country: China Primary Security ID: Y7744T105 Record Date: 04/09/2021 Meeting Type: Special Ticker: 002456
Primary CUSIP: Y7744T105 Primary ISIN: CNE100000S33 Primary SEDOL: B3XCR35
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Transfer of Equity and Assets Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
OFILM Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Application of Credit Line and Mgmt For Against Provision of Guarantee
Beijing Yuanliu Hongyuan Electronic Technology Co., Ltd.
Meeting Date: 04/15/2021 Country: China Primary Security ID: Y0R9T3107 Record Date: 04/12/2021 Meeting Type: Annual Ticker: 603267
Primary CUSIP: Y0R9T3107 Primary ISIN: CNE100003LG3 Primary SEDOL: BJHDDD8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution Plan Mgmt For For
7 Approve Remuneration of Independent Mgmt For For Directors
8 Approve Remuneration of Non-Independent Mgmt For For Directors
9 Approve Remuneration of Supervisors Mgmt For For
10 Approve to Appoint Auditor Mgmt For For
11 Approve Changes in Business Period and Mgmt For For Amend Articles of Association
Guangdong Hongda Blasting Co., Ltd.
Meeting Date: 04/15/2021 Country: China Primary Security ID: Y2925L104 Record Date: 04/12/2021 Meeting Type: Annual Ticker: 002683
Primary CUSIP: Y2925L104 Primary ISIN: CNE100001F37 Primary SEDOL: B8DDJ15 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangdong Hongda Blasting Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Financial Budget Report Mgmt For Against
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
7.1 Approve Related Party Transactions with Mgmt For For Ultimate Controlling Shareholder and Its Controlled Companies
7.2 Approve Related Party Transactions with Mgmt For For Associate Company
8 Approve to Authorize the Use of Idle Own Mgmt For For Funds to Invest in Financial Products
9 Amend Management System of Raised Funds Mgmt For Against
10 Amend Related Party Transaction Mgmt For Against Management System
Guangzhou Tinci Materials Technology Co., Ltd.
Meeting Date: 04/15/2021 Country: China Primary Security ID: Y2R33P105 Record Date: 04/12/2021 Meeting Type: Annual Ticker: 002709
Primary CUSIP: Y2R33P105 Primary ISIN: CNE100001RG4 Primary SEDOL: BHY32T6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Audit Report Mgmt For For
5 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Tinci Materials Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Profit Distribution Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Approve Financing Application Mgmt For Against
9 Approve Provision of Guarantees Mgmt For Against
Hangzhou First Applied Material Co., Ltd.
Meeting Date: 04/15/2021 Country: China Primary Security ID: Y29846105 Record Date: 04/12/2021 Meeting Type: Annual Ticker: 603806
Primary CUSIP: Y29846105 Primary ISIN: CNE100001VX1 Primary SEDOL: BQ45PY1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
APPROVE REMUNERATION PLAN OF Mgmt DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
6.1 Approve Remuneration Plan of Chairman of Mgmt For Against Board
6.2 Approve Allowance of Independent Directors Mgmt For Against
7 Approve to Appoint Auditor Mgmt For For
8 Approve Application of Credit Lines Mgmt For For
MicroPort Scientific Corporation
Meeting Date: 04/15/2021 Country: Cayman Islands Primary Security ID: G60837104 Record Date: 04/09/2021 Meeting Type: Special Ticker: 853
Primary CUSIP: G60837104 Primary ISIN: KYG608371046 Primary SEDOL: B676TW7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
MicroPort Scientific Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Option Scheme of Suzhou Mgmt For Against MicroPort Orthopedics Scientific (Group) Co., Ltd.
SDIC Power Holdings Co., Ltd.
Meeting Date: 04/15/2021 Country: China Primary Security ID: Y3746G100 Record Date: 04/08/2021 Meeting Type: Special Ticker: 600886
Primary CUSIP: Y3746G100 Primary ISIN: CNE000000JM2 Primary SEDOL: 6412687
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Medium-term Notes Mgmt For For
Yunda Holding Co., Ltd.
Meeting Date: 04/15/2021 Country: China Primary Security ID: Y62996106 Record Date: 04/08/2021 Meeting Type: Special Ticker: 002120
Primary CUSIP: Y62996106 Primary ISIN: CNE100000015 Primary SEDOL: B1R0FF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For For Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
4 Approve Adjustment of the Performance Mgmt For For Assess Indicators Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yunnan Energy New Material Co., Ltd.
Meeting Date: 04/15/2021 Country: China Primary Security ID: Y9881M109 Record Date: 04/12/2021 Meeting Type: Special Ticker: 002812
Primary CUSIP: Y9881M109 Primary ISIN: CNE100002BR3 Primary SEDOL: BZ6S217
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment in Changshou Economic Mgmt For For and Technological Development Zone Project
Beijing New Building Materials Public Ltd. Co.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y07708103 Record Date: 04/09/2021 Meeting Type: Annual Ticker: 000786
Primary CUSIP: Y07708103 Primary ISIN: CNE000000QS4 Primary SEDOL: 6112006
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Payment of Remuneration and Mgmt For For Appointment of Auditor
6 Approve Related Party Transaction Mgmt For For
7 Approve Financing Application Mgmt For For
8 Approve Provision of External Guarantees Mgmt For For
9 Approve Issuance of Non-financial Corporate Mgmt For For Debt Financing Instruments
10 Amend External Guarantee Management Mgmt For For System
11 Amend Related Party Transaction Mgmt For For Management System
12 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangdong HEC Technology Holding Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y13066108 Record Date: 04/12/2021 Meeting Type: Annual Ticker: 600673
Primary CUSIP: Y13066108 Primary ISIN: CNE000000BL1 Primary SEDOL: 6190079
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Report of the Independent Directors Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Financial Auditor and Internal Mgmt For For Control Auditor
9 Approve Provision of Guarantees Mgmt For For
10 Approve Bill Pool Business Mgmt For For
11 Approve Allowance of Independent Directors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Zhang Hongwei as Director Mgmt For For
12.2 Elect Tang Xinfa as Director Mgmt For For
12.3 Elect Li Yitao as Director Mgmt For For
12.4 Elect Zhang Guangmang as Director Mgmt For For
12.5 Elect Zhong Zhangbao as Director Mgmt For For
12.6 Elect Wang Wenjun as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Qin Jiwei as Director Mgmt For For
13.2 Elect Xie Juan as Director Mgmt For For
13.3 Elect Fu Hailiang as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
14.1 Elect Li Baoliang as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Eastern Shenghong Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y9717R108 Record Date: 04/13/2021 Meeting Type: Special Ticker: 000301
Primary CUSIP: Y9717R108 Primary ISIN: CNE0000012K6 Primary SEDOL: 6246336
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Estimate Related Party Transaction Mgmt For For
Jiayuan International Group Limited
Meeting Date: 04/16/2021 Country: Cayman Islands Primary Security ID: G5139G100 Record Date: 04/12/2021 Meeting Type: Special Ticker: 2768
Primary CUSIP: G5139G100 Primary ISIN: KYG5139G1001 Primary SEDOL: BD39D16
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Sale and Purchase Agreement, Mgmt For For Issuance of Convertible Bonds, Grant of Specific Mandate to Issue Consideration Shares and Related Transactions
Jonjee Hi-Tech Industrial & Commercial Holding Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y9889J108 Record Date: 04/09/2021 Meeting Type: Annual Ticker: 600872
Primary CUSIP: Y9889J108 Primary ISIN: CNE000000HK0 Primary SEDOL: 6999889
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Profit Distribution Mgmt For For
4 Approve to Appoint Auditor Mgmt For For
5 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jonjee Hi-Tech Industrial & Commercial Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Annual Report and Summary Mgmt For For
7 Approve Repurchase of the Company's Shares SH For For
Joyoung Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y4466H104 Record Date: 04/09/2021 Meeting Type: Special Ticker: 002242
Primary CUSIP: Y4466H104 Primary ISIN: CNE100000BQ9 Primary SEDOL: B2RHJ00
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Daily Related Party Transactions Mgmt For For
2 Approve Use of Idle Own Funds to Invest in Mgmt For Against Financial Products
3 Approve Draft and Summary of Stock Option Mgmt For Against Incentive Plan
4 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
5 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Shanghai Liangxin Electrical Co,. Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y76899106 Record Date: 04/12/2021 Meeting Type: Annual Ticker: 002706
Primary CUSIP: Y76899106 Primary ISIN: CNE100001R74 Primary SEDOL: BHWQM19
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Liangxin Electrical Co,. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Appointment of Auditor Mgmt For For
7 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
Shenzhen Capchem Technology Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y77316100 Record Date: 04/12/2021 Meeting Type: Annual Ticker: 300037
Primary CUSIP: Y77316100 Primary ISIN: CNE100000K15 Primary SEDOL: B54BB99
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Profit Distribution Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve Appointment of Auditor Mgmt For For
8 Approve Application of Bank Credit Lines Mgmt For For
9 Approve Forward Foreign Exchange Mgmt For For Settlement and Sale Business
10 Approve Use of Idle Raised Funds for Cash Mgmt For For Management
11 Approve Use of Idle Own Funds for Cash Mgmt For Against Management
12 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to the Issuance of Shares to Specific Targets
13 Approve Amendments to Articles of Mgmt For For Association
14 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
15 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Capchem Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
16 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
17 Amend Working Rules of the Nomination Mgmt For Against Committee of the Board of Directors
18 Amend Working Rules of the Remuneration Mgmt For Against and Appraisal Committee of the Board of Directors
19 Amend Working Rules of the Strategy Mgmt For Against Committee of the Board of Directors
20 Amend Working Rules of the Audit Committee Mgmt For Against of the Board of Directors
21 Amend Working System of Independent Mgmt For Against Directors
22 Amend Related Party Transaction Mgmt For Against Decision-making System
23 Amend Investment Decision-making Mgmt For Against Procedures and Rules
24 Amend External Guarantees Management Mgmt For Against System
25 Amend Raised Funds Management System Mgmt For Against
Sungrow Power Supply Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y8211M102 Record Date: 04/09/2021 Meeting Type: Special Ticker: 300274
Primary CUSIP: Y8211M102 Primary ISIN: CNE1000018M7 Primary SEDOL: B40J509
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Shares to Specific Targets
APPROVE ISSUANCE OF SHARES TO Mgmt SPECIFIC TARGETS
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Pricing Reference Date, Basis of Mgmt For For Pricing and Issue Price Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sungrow Power Supply Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Amount and Use of Proceeds Mgmt For For
2.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.9 Approve Listing Exchange Mgmt For For
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan for Issuance of Shares to Mgmt For For Specific Targets
4 Approve Demonstration Analysis Report in Mgmt For For Connection to Issuance of Shares to Specific Targets
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Report on the Usage of Previously Mgmt For For Raised Funds
7 Approve Counter-dilution Measures in Mgmt For For Connection to the Issuance of Shares to Specific Targets
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
10 Approve Provision of Guarantee Mgmt For For
11 Approve Provision of Financial Assistance Mgmt For For
Suzhou Gold Mantis Construction & Decoration Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y8315V107 Record Date: 04/09/2021 Meeting Type: Special Ticker: 002081
Primary CUSIP: Y8315V107 Primary ISIN: CNE000001P86 Primary SEDOL: B1GGYB7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE REPURCHASE OF THE COMPANY'S Mgmt SHARES
1.1 Approve the Purpose and Usage of the Shares Mgmt For For to Be Repurchased Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suzhou Gold Mantis Construction & Decoration Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.2 Approve Compliance with Relevant Conditions Mgmt For For of Repurchase of Shares
1.3 Approve Manner of Share Repurchase Mgmt For For
1.4 Approve Price or Price Range and Pricing Mgmt For For Principle of the Share Repurchase
1.5 Approve Type, Usage, Number, Proportion of Mgmt For For the Total Share Capital and Total Capital Used for the Share Repurchase
1.6 Approve Capital Source Used for the Share Mgmt For For Repurchase
1.7 Approve Implementation Period of the Share Mgmt For For Repurchase
1.8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
2 Approve Amendments to Articles of Mgmt For For Association
TianJin 712 Communication & Broadcasting Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y8811K100 Record Date: 04/09/2021 Meeting Type: Annual Ticker: 603712
Primary CUSIP: Y8811K100 Primary ISIN: CNE1000030X9 Primary SEDOL: BFZ07K8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Allocation of Income and Dividends Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management
8 Approve Application of Bank Credit Lines Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Walvax Biotechnology Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y9486E106 Record Date: 04/08/2021 Meeting Type: Annual Ticker: 300142
Primary CUSIP: Y9486E106 Primary ISIN: CNE100000WN2 Primary SEDOL: B5B40S3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Audited Financial Report Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Adjustment of Walvax Biotechnology Mgmt For For Innovation Center Project
Yonyou Network Technology Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y9042R104 Record Date: 04/09/2021 Meeting Type: Annual Ticker: 600588
Primary CUSIP: Y9042R104 Primary ISIN: CNE0000017Y6 Primary SEDOL: 6346678
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Financial Auditor Mgmt For For
7 Approve Appointment of Internal Control Mgmt For For Auditor
8 Approve 2020 Remuneration of Directors and Mgmt For For 2021 Remuneration Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yonyou Network Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve 2020 Remuneration of Supervisors Mgmt For For and 2021 Remuneration Plan
10 Approve Change in Registered Capital Mgmt For For
11 Approve Amendments to Articles of Mgmt For For Association
12 Approve Spin-off of Subsidiary on SSE STAR Mgmt For For Market in Accordance with Relevant Laws and Regulations
13 Approve Plan of Spin-off of Subsidiary on SSE Mgmt For For Star Market
14 Approve Spin-off of Subsidiary on SSE STAR Mgmt For For Market (Revised Draft)
15 Approve Compliance with Provisions on Pilot Mgmt For For Domestic Listing of Subsidiaries of Listed Companies
16 Approve Listing to Safeguard the Legitimate Mgmt For For Rights and Interests of Shareholders and Creditors
17 Approve Company's Maintaining Mgmt For For Independence and Continuous Operation Ability
18 Approve Corresponding Standard Operation Mgmt For For Ability
19 Approve Purpose, Commercial Rationality, Mgmt For For Necessity and Feasibility Analysis of this Transaction
20 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
21 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Zhejiang Juhua Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y9890M108 Record Date: 04/13/2021 Meeting Type: Annual Ticker: 600160
Primary CUSIP: Y9890M108 Primary ISIN: CNE000000WQ6 Primary SEDOL: 6118383 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Juhua Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Appointment of Financial and Mgmt For For Internal Control Auditor and Payment of Remuneration
8 Approve Daily Related Party Transactions Mgmt For Against
9 Approve Completion of Raised Funds Mgmt For For Investment Project and Use of Excess Raised Funds to Replenish Working Capital
10 Approve Related Party Transaction in Mgmt For For Connection to Signing of Daily Production and Operation Contract
11 Approve Amendments to Articles of Mgmt For For Association
12 Approve Shareholder Return Plan Mgmt For For
13 Elect Li Jun as Non-Independent Director Mgmt For For
Zhejiang Sanhua Intelligent Controls Co., Ltd.
Meeting Date: 04/16/2021 Country: China Primary Security ID: Y9890L126 Record Date: 04/09/2021 Meeting Type: Annual Ticker: 002050
Primary CUSIP: Y9890L126 Primary ISIN: CNE000001M22 Primary SEDOL: B0838P1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Sanhua Intelligent Controls Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Profit Distribution Mgmt For For
6 Approve Report on the Usage of Previously Mgmt For For Raised Funds
7 Approve Application of Bank Credit Lines Mgmt For For
8 Approve Bill Pool Business Mgmt For For
9 Approve Provision of Guarantees to Mgmt For For Controlled Subsidiaries
10 Approve to Appoint Auditor Mgmt For For
11 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
12 Approve Use of Excess Raised Funds to Mgmt For For Replenish Working Capital
Beijing BDStar Navigation Co., Ltd.
Meeting Date: 04/19/2021 Country: China Primary Security ID: Y0771F106 Record Date: 04/13/2021 Meeting Type: Annual Ticker: 002151
Primary CUSIP: Y0771F106 Primary ISIN: CNE100000643 Primary SEDOL: B23GZS1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve No Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Amendments to Articles of Mgmt For For Association
8 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
9 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
10 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing BDStar Navigation Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Amend Management System of Raised Funds Mgmt For Against
12 Approve Use of Excess Raised Funds to Mgmt For For Replenish Working Capital
13 Approve Termination of Raised Funds Mgmt For For Investment Project and Use of Remaining Raised Funds to Replenish Working Capital
14 Approve External Guarantee Mgmt For For
SG Micro Corp.
Meeting Date: 04/19/2021 Country: China Primary Security ID: Y7679C101 Record Date: 04/13/2021 Meeting Type: Special Ticker: 300661
Primary CUSIP: Y7679C101 Primary ISIN: CNE100002NT4 Primary SEDOL: BDZYZ35
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For For Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Meeting Date: 04/19/2021 Country: China Primary Security ID: Y77443102 Record Date: 04/13/2021 Meeting Type: Annual Ticker: 002294
Primary CUSIP: Y77443102 Primary ISIN: CNE100000FW8 Primary SEDOL: B3ZLX54
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve to Appoint Auditor Mgmt For For
6 Elect Zhu Houjia as Independent Director Mgmt For For
Zhejiang Huayou Cobalt Co., Ltd.
Meeting Date: 04/19/2021 Country: China Primary Security ID: Y9898D100 Record Date: 04/12/2021 Meeting Type: Annual Ticker: 603799
Primary CUSIP: Y9898D100 Primary ISIN: CNE100001VW3 Primary SEDOL: BV8SL21
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve 2020 Daily Related Party Mgmt For For Transactions
6 Approve 2021 Daily Related Party Mgmt For For Transactions
7 Approve Profit Distribution Mgmt For For
8 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
9 Approve to Appoint Auditor Mgmt For For
10 Approve Financing Credit Mgmt For Against
11 Approve Provision of Guarantees Mgmt For Against
12 Approve Issuance of Debt Financing Mgmt For Against Instruments
13 Approve Forward Foreign Exchange Mgmt For Against Transactions, Currency Swaps and Foreign Exchange Options
14 Approve Report of the Independent Directors Mgmt For For
15 Approve Amendments to Articles of Mgmt For For Association
16 Amend Rules and Procedures Regarding Mgmt For Against General Meeting of Shareholders and Other Systems Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Huayou Cobalt Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
16.1 Amend Working Rules of General Manager Mgmt For Against
16.2 Amend Working Rules for the Secretary of the Mgmt For Against Board of Directors
16.3 Amend Insider Registration Management Mgmt For Against System
16.4 Amend Investor Relations Management Mgmt For Against Method
Beijing Capital Development Co., Ltd.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y0772K104 Record Date: 04/13/2021 Meeting Type: Special Ticker: 600376
Primary CUSIP: Y0772K104 Primary ISIN: CNE000001782 Primary SEDOL: 6320887
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
4 Approve Provision of Loan Guarantee to Mgmt For Against Beijing Zhongkai Yingtai Real Estate Development Co., Ltd.
5 Approve Provision of Counter-Guarantees to Mgmt For Against Beijing Shoucheng Real Estate Co., Ltd.
6 Approve Development of Supply Chain Asset Mgmt For Against Securitization Financing Business
China National Software & Service Co., Ltd.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y1503P107 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 600536
Primary CUSIP: Y1503P107 Primary ISIN: CNE000001BB0 Primary SEDOL: 6536048 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Software & Service Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Profit Distribution Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For
6 Approve Annual Report Mgmt For For
7 Amend Articles of Association Mgmt For Against
China Reinsurance (Group) Corporation
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y1R0AJ109 Record Date: 03/19/2021 Meeting Type: Special Ticker: 1508
Primary CUSIP: Y1R0AJ109 Primary ISIN: CNE100002342 Primary SEDOL: BYYN347
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Xiong Lianhua as Supervisor Mgmt For For
2 Approve Remuneration of Directors and Mgmt For For Supervisors
Da An Gene Co., Ltd. of Sun Yat-sen University
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y1856D115 Record Date: 04/14/2021 Meeting Type: Annual Ticker: 002030
Primary CUSIP: Y1856D115 Primary ISIN: CNE000001KP1 Primary SEDOL: B02FTP0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Da An Gene Co., Ltd. of Sun Yat-sen University
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Financial Budget Report Mgmt For For
9 Approve Shareholder Return Plan Mgmt For For
10 Approve Change of Company Name Mgmt For For
11 Approve Amendments to Articles of Mgmt For Against Association
12 Approve Adjustment to Allowance of Mgmt For For Independent Directors
13 Approve Use of Idle Own Funds to Invest in Mgmt For For Structured Deposits and Principal-Guaranteed Wealth Management Products
Hengyi Petrochemical Co., Ltd.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y3183A103 Record Date: 04/13/2021 Meeting Type: Special Ticker: 000703
Primary CUSIP: Y3183A103 Primary ISIN: CNE0000001J1 Primary SEDOL: 6005515
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Employee Mgmt For For Share Purchase Plan
2 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan
3 Approve Management Method of Employee Mgmt For For Share Purchase Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
HuaAn Securities Co., Ltd.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y372AR105 Record Date: 04/13/2021 Meeting Type: Annual Ticker: 600909
Primary CUSIP: Y372AR105 Primary ISIN: CNE100002GR2 Primary SEDOL: BZ3FFP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
APPROVE DAILY RELATED-PARTY Mgmt TRANSACTIONS
4.1 Approve Daily Related Party Transactions with Mgmt For For Anhui State-owned Capital Operation Holding Group Co., Ltd.
4.2 Approve Daily Related Party Transactions with Mgmt For For Anhui Publishing Group Co., Ltd.
4.3 Approve Daily Related Party Transactions with Mgmt For For Orient International Venture Co., Ltd.
4.4 Approve Daily Related Party Transactions with Mgmt For For Anhui Wanneng Co., Ltd.
4.5 Approve Daily Related Party Transactions with Mgmt For For Other Related Parties
5 Approve Estimated Scale of the Company's Mgmt For For Self-Operated Business in 2021
6 Approve to Appoint Auditor Mgmt For For
7 Approve Profit Distribution Mgmt For For
APPROVE ISSUANCE OF DEBT FINANCING Mgmt INSTRUMENTS
8.1 Approve Type Mgmt For Against
8.2 Approve Issue Size Mgmt For Against
8.3 Approve Issuer and Issue Manner Mgmt For Against
8.4 Approve Maturity of Debt Financing Mgmt For Against Instruments
8.5 Approve Interest Rate Mgmt For Against
8.6 Approve Guarantees and Other Arrangements Mgmt For Against
8.7 Approve Use of Proceeds Mgmt For Against
8.8 Approve Issue Price Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
HuaAn Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.9 Approve Target Subscribers Mgmt For Against
8.10 Approve Listing of Debt Financing Mgmt For Against Instruments
8.11 Approve Debt Servicing Safeguards for Debit Mgmt For Against Financial Instruments
8.12 Approve Resolution Validity Period Mgmt For Against
8.13 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y4451G103 Record Date: 04/15/2021 Meeting Type: Special Ticker: 000961
Primary CUSIP: Y4451G103 Primary ISIN: CNE0000011P7 Primary SEDOL: 6201595
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Acquisition of Zibo Jinmei Real Mgmt For For Estate Co., Ltd and Related Party Transactions
2 Approve Provision of Guarantee Mgmt For Against
Lingyi iTech (Guangdong) Co.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y446BS104 Record Date: 04/13/2021 Meeting Type: Annual Ticker: 002600
Primary CUSIP: Y446BS104 Primary ISIN: CNE1000015L5 Primary SEDOL: B6SGJ82
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lingyi iTech (Guangdong) Co.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors Mgmt For For
7 Approve Remuneration of Supervisor Mgmt For For
8 Approve Daily Related Party Transaction Mgmt For For
9 Approve Comprehensive Credit Line Mgmt For Against Application
10 Approve Provision of Guarantees to Mgmt For Against Subsidiaries
11 Approve Changes in Registered Capital and Mgmt For For Amend Articles of Association
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Zeng Fangqin as Director Mgmt For For
12.2 Elect Tan Jun as Director Mgmt For For
12.3 Elect Liu Yinqi as Director Mgmt For For
12.4 Elect Jia Shuangyi as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Kuang Zhiyun as Director Mgmt For For
13.2 Elect Li Dongfang as Director Mgmt For For
13.3 Elect Yu Peng as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
14.1 Elect Fan Wei as Supervisor Mgmt For For
14.2 Elect Liu Jianfeng as Supervisor Mgmt For For
Shanghai M&G Stationery, Inc.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y7689W105 Record Date: 04/14/2021 Meeting Type: Annual Ticker: 603899
Primary CUSIP: Y7689W105 Primary ISIN: CNE100001V60 Primary SEDOL: BV86W66 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai M&G Stationery, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Estimate Related Party Transaction Mgmt For For
7 Approve Financial Budget Report Mgmt For For
8 Approve Remuneration Standard of Directors Mgmt For Against
9 Approve Appointment of Financial Report and Mgmt For For Internal Control Auditor
Shenzhen Kinwong Electronic Co., Ltd.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y774BX108 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 603228
Primary CUSIP: Y774BX108 Primary ISIN: CNE100002FZ7 Primary SEDOL: BZ0X672
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Credit Line Application and Provision Mgmt For Against of Guarantee
7 Approve Provision of Bank Acceptance Bill Mgmt For Against Pledge Guarantee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Overseas Chinese Town Co., Ltd.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y7582E103 Record Date: 04/13/2021 Meeting Type: Annual Ticker: 000069
Primary CUSIP: Y7582E103 Primary ISIN: CNE000000SS0 Primary SEDOL: 6036991
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Credit Line Application Mgmt For Against
6 Approve Loan Application Mgmt For Against
7 Approve Provision of Guarantees Mgmt For Against
8 Approve Provision of Financial Assistance to Mgmt For Against Associate Company
9 Approve Provision of Financial Assistance Mgmt For Against
10 Approve Daily Related Party Transactions Mgmt For For
11 Approve to Appoint Auditor Mgmt For For
12 Approve Use of Excess Raised Funds to Mgmt For For Replenish Working Capital
13 Elect Supervisor Mgmt For Against
Tangshan Jidong Cement Co. Ltd.
Meeting Date: 04/20/2021 Country: China Primary Security ID: Y8534M102 Record Date: 04/14/2021 Meeting Type: Annual Ticker: 000401
Primary CUSIP: Y8534M102 Primary ISIN: CNE000000GX5 Primary SEDOL: 6889946
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tangshan Jidong Cement Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Financial Auditors and to Mgmt For For Fix Their Remuneration
7 Approve to Appoint Internal Control Auditor Mgmt For For and to Fix Their Remuneration
8 Approve Remuneration of Non-Independent Mgmt For For Directors
9 Approve Remuneration of Supervisors Mgmt For For
Anhui Honglu Steel Construction (Group) Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y013AG109 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 002541
Primary CUSIP: Y013AG109 Primary ISIN: CNE100000Z75 Primary SEDOL: B692VN8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Adjustment on Remuneration of Mgmt For For Directors and Senior Management Members
7 Approve to Appoint Auditor Mgmt For For
8 Approve Accounts Receivable of Factoring Mgmt For For Business
9 Approve Report on the Deposit and Usage of Mgmt For For Raised Funds
10 Approve Additional Application of Bank Credit Mgmt For For Lines
11 Approve Additional Guarantee Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Jonhon Optronic Technology Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y14228103 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 002179
Primary CUSIP: Y14228103 Primary ISIN: CNE1000007T5 Primary SEDOL: B28T7X4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Daily Related Party Transactions Mgmt For Against
6 Approve Annual Report and Summary Mgmt For For
7 Approve Financial Budget Mgmt For For
8 Approve Signing of Financial Services Mgmt For Against Agreement with AVIC Finance Co., Ltd.
9 Approve Repurchase and Cancellation of Mgmt For For Performance Shares (Stage 2)
10 Approve Decrease in Registered Capital and Mgmt For For Amend Articles of Association
11 Approve Provision of Guarantee to Shenzhen Mgmt For For Xiangtong Optoelectronics Technology Co., Ltd.
12 Elect Wu Yun as Supervisor Mgmt For For
Chengdu Fusen Noble-House Industrial Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y1308N109 Record Date: 04/14/2021 Meeting Type: Annual Ticker: 002818
Primary CUSIP: Y1308N109 Primary ISIN: CNE100002BW3 Primary SEDOL: BYNF6S9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chengdu Fusen Noble-House Industrial Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Remuneration of Directors Mgmt For For
7 Approve Remuneration of Supervisors Mgmt For For
8 Approve Use of Idle Own Funds for Securities Mgmt For Against Investment
9 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
10 Approve Amendments to Articles of Mgmt For For Association
Henan Shuanghui Investment & Development Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y3121R101 Record Date: 04/14/2021 Meeting Type: Annual Ticker: 000895
Primary CUSIP: Y3121R101 Primary ISIN: CNE000000XM3 Primary SEDOL: 6128780
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Annual Report and Summary Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve to Appoint Auditor Mgmt For For
6 Approve Appointment of Internal Control Mgmt For For Auditor
7 Approve Adjustment of Allowance of Mgmt For For Independent Directors
8 Approve Adjustment of Remuneration of the Mgmt For For Chairman of Board of Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huapont Life Sciences Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y15896114 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 002004
Primary CUSIP: Y15896114 Primary ISIN: CNE000001JJ6 Primary SEDOL: B01KB83
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve to Appoint Auditor Mgmt For For
8 Approve Debt Financing Plan Mgmt For For
9 Approve Issuance of Super Short-term Mgmt For For Commercial Papers
Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y40887104 Record Date: 04/14/2021 Meeting Type: Special Ticker: 601216
Primary CUSIP: Y40887104 Primary ISIN: CNE1000010F8 Primary SEDOL: B4THGF6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhang Hai as Director Mgmt For For
1.2 Elect Yang Donghai as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jafron Biomedical Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y417B8109 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 300529
Primary CUSIP: Y417B8109 Primary ISIN: CNE100002995 Primary SEDOL: BYV5TY8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Determination of Remuneration for Mgmt For For Non-Independent Directors and Senior Management Members for 2020 and Remuneration Plan for 2021
8 Approve Determination of Remuneration of Mgmt For For Independent Directors for 2020 and Remuneration Plan for 2021
9 Approve Determination of Remuneration of Mgmt For For Non-Employee Representative Supervisors for 2020 and Remuneration Plan for 2021
10 Approve Determination of Remuneration of Mgmt For For Employee Representative Supervisors for 2020 and Remuneration Plan for 2021
11 Approve to Appoint Auditor Mgmt For For
Maxscend Microelectronics Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y5840E105 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 300782
Primary CUSIP: Y5840E105 Primary ISIN: CNE100003QK4 Primary SEDOL: BKB0JW3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Maxscend Microelectronics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Financial Statements Mgmt For For
4 Approve to Appoint Auditor Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Changes in Registered Capital and Mgmt For For Amend Articles of Association
7 Approve Annual Report and Summary Mgmt For For
8 Approve Signing of Cooperation Agreement Mgmt For For for Further External Investment
Milkyway Chemical Supply Chain Service Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y6035A106 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 603713
Primary CUSIP: Y6035A106 Primary ISIN: CNE1000036C0 Primary SEDOL: BYQM3M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve to Appoint Financial Auditor and Mgmt For For Internal Control Auditor
8 Approve Remuneration of Directors and Mgmt For Against Senior Management
9 Approve Remuneration of Supervisors Mgmt For Against
10 Approve Application of Bank Credit Lines Mgmt For Against
11 Approve Provision of Guarantee Mgmt For Against
12 Elect Pan Rui as Non-Independent Director Mgmt For For
13 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ping An Healthcare & Technology Company Limited
Meeting Date: 04/21/2021 Country: Cayman Islands Primary Security ID: G71139102 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 1833
Primary CUSIP: G71139102 Primary ISIN: KYG711391022 Primary SEDOL: BDRYVB3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a1 Elect Yao Jason Bo as Director Mgmt For For
2a2 Elect Cai Fangfang as Director Mgmt For For
2a3 Elect Liu Xin as Director Mgmt For For
2a4 Elect Chow Wing Kin Anthony as Director Mgmt For For
2b Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y7686Q119 Record Date: 04/12/2021 Meeting Type: Annual Ticker: 900932
Primary CUSIP: Y7686Q119 Primary ISIN: CNE000000HH6 Primary SEDOL: 6798666
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors, Mgmt For For Work Report and Work Plan Report
3 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Report of the Independent Directors Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Financial Budget Report Mgmt For For
7 Approve Financing Amount Mgmt For For
8 Approve Profit Distribution Mgmt For For
9 Approve Accept Loans from Controlling Mgmt For For Shareholder
10 Approve Related Party Transaction Mgmt For For
11 Approve to Appoint Financial Auditor and Mgmt For For Internal Control Auditor
12 Approve Remuneration of Directors and Mgmt For For Supervisors
13 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
14 Approve Related Party Transaction in Mgmt For For Connection to Purchase of Trust Products
15 Approve Allowance of Independent Directors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
16.1 Elect Li Jinzhao as Director Mgmt For For
16.2 Elect Xu Erjin as Director Mgmt For Against
16.3 Elect Guo Rong as Director Mgmt For Against
16.4 Elect Li Zuoqiang as Director Mgmt For For
16.5 Elect Deng Weili as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
17.1 Elect Wang Zhong as Director Mgmt For For
17.2 Elect Qiao Wenjun as Director Mgmt For Against
17.3 Elect He Wanpeng as Director Mgmt For For
17.4 Elect Huang Feng as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
18.1 Elect Shen Xiaoming as Supervisor SH For For
18.2 Elect Li Minkun as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
18.3 Elect Xu Haiyan as Supervisor SH For For
Zhejiang Expressway Co., Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y9891F102 Record Date: 03/31/2021 Meeting Type: Annual Ticker: 576
Primary CUSIP: Y9891F102 Primary ISIN: CNE1000004S4 Primary SEDOL: 6990763
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Directors Mgmt For For
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Financial Statements Mgmt For For
4 Approve 2020 Final Dividend Mgmt For For
5 Approve 2020 Final Accounts and 2021 Mgmt For Against Financial Budget
6 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants Hong Kong as Hong Kong Auditor and Authorize Board to Fix Their Remuneration
7 Approve Pan China Certified Public Mgmt For For Accountants as PRC Auditor and Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares and Related Transactions
Zhejiang NHU Co. Ltd.
Meeting Date: 04/21/2021 Country: China Primary Security ID: Y98910105 Record Date: 04/14/2021 Meeting Type: Annual Ticker: 002001
Primary CUSIP: Y98910105 Primary ISIN: CNE000001J84 Primary SEDOL: B01KBG1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang NHU Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Use of Idle Raised Funds for Cash Mgmt For For Management
7 Approve Bill Pool Business Mgmt For For
8 Approve Provision of Guarantees Mgmt For For
9 Approve to Appoint Auditor Mgmt For For
10 Amend Articles of Association Mgmt For For
Inner Mongolia Baotou Steel Union Co. Ltd.
Meeting Date: 04/22/2021 Country: China Primary Security ID: Y4084T100 Record Date: 04/15/2021 Meeting Type: Special Ticker: 600010
Primary CUSIP: Y4084T100 Primary ISIN: CNE0000017H1 Primary SEDOL: 6335933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Related Party Transaction on Mgmt For For Renewal of the Rare Earth Concentrate Related Transaction Agreement
2 Approve Application of Bank Credit Lines Mgmt For Against
3 Approve Financial Budget Report Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
4.1 Elect Zou Yanchun as Director SH For For
4.2 Elect Xing Liguang as Director SH For For
4.3 Elect Wang Chen as Director SH For For
4.4 Elect Qi Hongtao as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Hualu-Hengsheng Chemical Co., Ltd.
Meeting Date: 04/22/2021 Country: China Primary Security ID: Y76843104 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 600426
Primary CUSIP: Y76843104 Primary ISIN: CNE000001BM7 Primary SEDOL: 6532897
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
7 Approve Financial Budget Report Mgmt For For
8 Approve Appointment of Auditor Mgmt For For
9 Approve Related Party Transactions Mgmt For For
10 Approve Use of Own Funds for Structured Mgmt For Against Deposits
11 Amend the Remuneration Management Mgmt For For System of the Company's Directors, Supervisors and Senior Management
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Chang Huaichun as Director Mgmt For For
12.2 Elect Dong Yan as Director Mgmt For For
12.3 Elect Ding Jiansheng as Director Mgmt For For
12.4 Elect Gao Jinghong as Director Mgmt For For
12.5 Elect Zhuang Guangshan as Director Mgmt For For
12.6 Elect Zhang Chengyong as Director Mgmt For For
12.7 Elect Liu Chengtong as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Qian Yitai as Director Mgmt For For
13.2 Elect Cao Yiping as Director Mgmt For For
13.3 Elect Lou Hetong as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Hualu-Hengsheng Chemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13.4 Elect Rong Yihao as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
14.1 Elect Zhao Jingguo as Supervisor Mgmt For For
14.2 Elect Yang Zhiyong as Supervisor Mgmt For For
Shanghai Yuyuan Tourist Mart Group Co., Ltd.
Meeting Date: 04/22/2021 Country: China Primary Security ID: Y7710N108 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 600655
Primary CUSIP: Y7710N108 Primary ISIN: CNE000000594 Primary SEDOL: 6802891
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Report
5 Approve Profit Distribution Mgmt For For
6 Approve Loan and Provision of Guarantee Mgmt For Against
7 Approve Appointment of Auditor and Payment Mgmt For For of Remuneration
8 Approve Appointment of Internal Control Mgmt For For Auditor and Payment of Remuneration
9 Approve Authorization for Total Investment in Mgmt For Against Composite Real Estate Business
10 Approve 2020 Daily Related Party Mgmt For Against Transactions in Relation to Sales and Purchases of Goods, Provision and Acceptance of Labor Services, Rent and Lease, Deposits and Loans of Related Companies and 2021 Daily Related Party Transactions
11 Approve 2020 Daily Related Party Mgmt For For Transactions Relating to Property Lease and 2021 Daily Related Party Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Yuyuan Tourist Mart Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Elect Hao Yuming as Non-Independent Mgmt For For Director
13 Approve Application for Unified Registration Mgmt For Against of Multiple Types of Debt Financing Instruments (DFI)
Shengyi Technology Co., Ltd.
Meeting Date: 04/22/2021 Country: China Primary Security ID: Y20965102 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 600183
Primary CUSIP: Y20965102 Primary ISIN: CNE000000XL5 Primary SEDOL: 6128779
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Profit Distribution Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For
6 Approve Report of the Independent Directors Mgmt For For
7 Approve Appointment of Auditor and Payment Mgmt For For of Remuneration
8 Approve Appointment of Internal Control Mgmt For For Auditor and Payment of Remuneration
APPROVE DAILY RELATED-PARTY Mgmt TRANSACTIONS
9.1 Approve Daily Related Party Transactions with Mgmt For For Yangzhou Tianqi, Wanrong Technology and Its Affiliated Companies
9.2 Approve Daily Related Party Transactions with Mgmt For For Lianrui New Materials, Shanghai Manku and Jiangsu Manku
10 Approve Amendments to Articles of Mgmt For For Association
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Liu Shufeng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shengyi Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11.2 Elect Chen Renxi as Director Mgmt For For
11.3 Elect Deng Chunhua as Director Mgmt For For
11.4 Elect Xu Liqun as Director Mgmt For For
11.5 Elect Tang Yingmin as Director Mgmt For For
11.6 Elect Zhu Dan as Director Mgmt For For
11.7 Elect Xie Jingyun as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Chu Xiaoping as Director Mgmt For For
12.2 Elect Li Junyin as Director Mgmt For For
12.3 Elect Wei Jun as Director Mgmt For For
12.4 Elect Lu Xin as Director Mgmt For For
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
13.1 Elect Zhuang Dingding as Supervisor SH For For
Sinolink Securities Co., Ltd.
Meeting Date: 04/22/2021 Country: China Primary Security ID: Y8004P106 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 600109
Primary CUSIP: Y8004P106 Primary ISIN: CNE000000SV4 Primary SEDOL: 6093048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinolink Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7.1 Approve Related Party Transactions with Mgmt For For Changsha Yongjin (Group) Co., Ltd., Yongjin Investment Holdings Co., Ltd., Yunnan International Trust Co., Ltd. and the Ultimate Controlling Shareholder
7.2 Approve Related Party Transactions with Mgmt For For Sinolink Yongfu Assets Management Co., Ltd. and Joint Venture Companies
7.3 Approve Related Party Transactions with Mgmt For For Directors, Supervisors, Senior Managers and Other Related Parties such as Companies in which the Related Natural Persons serves as Directors and Senior Managers
8 Approve Special Explanation on the Mgmt For For Remuneration of Directors
9 Approve Special Explanation on the Mgmt For For Remuneration of Supervisors
10 Approve General Authorization for Corporate Mgmt For Against Debt Financing
11 Approve Related Party Transaction in Mgmt For Against Connection to Debt Financing
12 Approve Guarantee Provision Plan Mgmt For Against
13 Approve Shareholder Return Plan Mgmt For For
Xiamen Tungsten Co., Ltd.
Meeting Date: 04/22/2021 Country: China Primary Security ID: Y6454T107 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 600549
Primary CUSIP: Y6454T107 Primary ISIN: CNE000001D15 Primary SEDOL: 6561051
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For For Budget Report
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen Tungsten Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Provision of Guarantee for Controlled Mgmt For Against Subsidiaries
8 Approve Provision of Guarantee by Xiamen Mgmt For Against Golden Egret Special Alloy Co. Ltd. for Xiamen Penglu Metal Industry Co., Ltd.
9 Approve Provision of Guarantee by Xiamen Mgmt For Against Golden Egret Special Alloy Co. Ltd. for Jinlu Cemented Carbide (Thailand) Co., Ltd.
10 Approve Provision of Guarantee by Xiamen Mgmt For Against Golden Egret Special Alloy Co. Ltd. for Japan Jinlu Cemented Carbide Co., Ltd.
11 Approve Provision of Guarantee by Xiamen Mgmt For Against Golden Egret Special Alloy Co. Ltd. for Xiamen Jinlu Cemented Carbide Co., Ltd.
12 Approve Provision of Guarantee for Sanming Mgmt For Against Xia Tungsten New Energy Materials Co., Ltd.
13 Approve Provision of Guarantee for Xiamen Mgmt For Against Xiangyu Minglu International Trade Co., Ltd.
14 Approve Provision of Guarantee for Xiamen Mgmt For Against Jinglu New Energy Materials Co., Ltd.
15 Approve to Appoint Auditor Mgmt For For
16 Approve Amendments to Articles of Mgmt For For Association
17 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
18 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
19 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
20 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
21 Approve Entrusted Management SH For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
22.1 Elect Huang Changgeng as Director SH For For
22.2 Elect Wang Dan as Director SH For For
22.3 Elect Yoshida Yushi as Director SH For For
22.4 Elect Hou Xiaoliang as Director SH For For
22.5 Elect Zhou Min as Director SH For For
22.6 Elect Wu Gaochao as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen Tungsten Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
23.1 Elect Hong Maochun as Director SH For For
23.2 Elect Ye Xiaojie as Director SH For For
23.3 Elect Cheng Wenwen as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
24.1 Elect Xu Jisong as Supervisor SH For For
24.2 Elect Yu Mu as Supervisor SH For For
24.3 Elect Fukaya Yoshitake as Supervisor SH For For
24.4 Elect Chen Guanghong as Supervisor SH For For
24.5 Elect Xie Xiaotong as Supervisor SH For For
24.6 Elect Nie Xinsen as Supervisor SH For For
Zhejiang Supor Co., Ltd.
Meeting Date: 04/22/2021 Country: China Primary Security ID: Y98925103 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 002032
Primary CUSIP: Y98925103 Primary ISIN: CNE000001KS5 Primary SEDOL: B02JCS6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Daily Related Party Transaction Mgmt For For Agreement
8 Approve Use of Own Idle Funds for Mgmt For Against Short-term Financial Products
9 Approve Guarantee Provision Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Supor Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
11 Elect Delphine SEGURA VAYLET as Mgmt For For Non-Independent Director
12 Approve Amendments to Articles of Mgmt For For Association
AECC Aviation Power Co. Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y9730A108 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 600893
Primary CUSIP: Y9730A108 Primary ISIN: CNE000000JW1 Primary SEDOL: 6479024
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Election of Members of the Mgmt For For Professional Committee of the Board of Directors
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Report of the Independent Directors Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Financial Statements Mgmt For For
7 Approve Profit Distribution Mgmt For For
8 Approve Related Party Transaction Mgmt For Against
9 Approve Issuance of Shares and Raising Mgmt For For Supporting Funds as well as Special Report on the Deposit and Usage of Raised Funds
10 Approve Remuneration of Directors Mgmt For For
11 Approve Financial Budget Mgmt For For
12 Approve Signing of Related Party Transaction Mgmt For Against Framework Agreement
13 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Medicines Co., Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y1499V100 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 600511
Primary CUSIP: Y1499V100 Primary ISIN: CNE000001D56 Primary SEDOL: 6564919
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Daily Related Party Transactions Mgmt For For
7 Approve Application of Entrusted Loan from Mgmt For Against Controlled Subsidiary
8 Approve Credit Line Application Mgmt For Against
9 Approve Issuance of Internal Loan to Mgmt For Against Wholly-Owned Subsidiaries and Controlled Subsidiaries
10 Approve Issuance of Internal Loan to Mgmt For Against Controlled Subsidiary Beijing Tianxing Puxin Bio-Pharmaceutical Co., Ltd and Related Party Transaction
11 Approve Issuance of Internal Loan to Mgmt For Against Controlled Subsidiary Beijing Medical Technology Co., Ltd and Related Party Transaction
12 Approve Provision of Guarantees Mgmt For Against
13 Approve Financial Service Agreement Mgmt For For
14 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
15 Approve Internal Control Audit Report and Mgmt For For Company's Internal Control Self-Evaluation Report
16 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Suntien Green Energy Corporation Limited
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y15207106 Record Date: 04/14/2021 Meeting Type: Special Ticker: 956
Primary CUSIP: Y15207106 Primary ISIN: CNE100000TW9 Primary SEDOL: B3ZXLP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Satisfaction of the Criteria for the Mgmt For Against Non-Public Issuance of A Shares by the Company
RESOLUTIONS IN RELATION TO THE Mgmt ISSUANCE PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES BY THE COMPANY
2.1 Approve Class and Par Value of Shares to be Mgmt For Against Issued
2.2 Approve Method and Time of the Issuance Mgmt For Against
2.3 Approve Target Subscriber and Subscription Mgmt For Against Method
2.4 Approve Pricing Benchmark Date, Issue Price Mgmt For Against and Pricing Method
2.5 Approve Number of Shares to be Issued Mgmt For Against
2.6 Approve Arrangements for Lock-Up Period Mgmt For Against
2.7 Approve Arrangements for the Accumulated Mgmt For Against Profit Prior to the Non-Public Issuance
2.8 Approve Place of Listing of the Shares Under Mgmt For Against the Issuance
2.9 Approve Amount to be Raised and Use of Mgmt For Against Proceeds
2.10 Approve Effective Period for this Resolution Mgmt For Against on the Non-Public Issuance of Shares
3 Approve Proposal for Non-Public Issuance of Mgmt For Against A Shares of the Company
4 Approve Conditional Subscription Agreement Mgmt For Against and the Connected Transaction Between the Company and Hebei Construction & Investment Group Co., Ltd.
5 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds from the Non-Public Issuance of A Shares of the Company
6 Approve Report on the Use of the Mgmt For Against Previously-Raised Proceeds of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Suntien Green Energy Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Dilution of Current Returns, Adoption Mgmt For Against of Remedial Measures and Undertakings by Relevant Entities of the Non-Public Issuance of A Shares
8 Approve Shareholders' Return Plan for the Mgmt For Against Next Three Years (2021-2023) of the Non-Public Issuance
9 Approve Waiver from the Obligation of the Mgmt For Against Controlling Shareholder to Make a General Offer in Respect of its Acquisition of the Shares of the Company
10 Authorize Board to Handle All Matters in Mgmt For Against Relation the Non-Public Issuance of A Shares
11 Approve Specific Mandate Mgmt For Against
China Suntien Green Energy Corporation Limited
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y15207106 Record Date: 04/14/2021 Meeting Type: Special Ticker: 956
Primary CUSIP: Y15207106 Primary ISIN: CNE100000TW9 Primary SEDOL: B3ZXLP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt ISSUANCE PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES BY THE COMPANY
1.1 Approve Class and Par Value of Shares to be Mgmt For Against Issued
1.2 Approve Method and Time of the Issuance Mgmt For Against
1.3 Approve Target Subscriber and Subscription Mgmt For Against Method
1.4 Approve Pricing Benchmark Date, Issue Price Mgmt For Against and Pricing Method
1.5 Approve Number of Shares to be Issued Mgmt For Against
1.6 Approve Arrangements for Lock-Up Period Mgmt For Against
1.7 Approve Arrangements for the Accumulated Mgmt For Against Profit Prior to the Non-Public Issuance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Suntien Green Energy Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.8 Approve Place of Listing of the Shares Under Mgmt For Against the Issuance
1.9 Approve Amount to be Raised and Use of Mgmt For Against Proceeds
1.10 Approve Effective Period for this Resolution Mgmt For Against on the Non-Public Issuance of Shares
2 Approve Proposal for Non-Public Issuance of Mgmt For Against A Shares of the Company
3 Approve Conditional Subscription Agreement Mgmt For Against and the Connected Transaction between the Company and Hebei Construction & Investment Group Co., Ltd.
4 Authorize Board to Handle All Matters in Mgmt For Against Relation the Non-Public Issuance of A Shares
5 Approve Specific Mandate Mgmt For Against
China TransInfo Technology Co., Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y8310S109 Record Date: 04/19/2021 Meeting Type: Annual Ticker: 002373
Primary CUSIP: Y8310S109 Primary ISIN: CNE100000MJ1 Primary SEDOL: B62G7T5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Annual Report and Summary Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Comprehensive Credit Line Mgmt For For
6 Approve External Guarantee Mgmt For For
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
7.1 Approve Daily Related Party Transactions with Mgmt For For Alibaba Group
7.2 Approve Daily Related Party Transactions with Mgmt For For CCB Trust Co., Ltd.
7.3 Approve Daily Related Party Transactions with Mgmt For For Other Related Parties Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China TransInfo Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve to Appoint Auditor Mgmt For For
9 Approve Use of Funds for Foreign Exchange Mgmt For For Hedging Business
APPROVE REPURCHASE AND CANCELLATION Mgmt OF PERFORMANCE SHARES
10.1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares (August 2020)
10.2 Approve Repurchase and Cancellation of Mgmt For For Performance Shares (October 2020)
10.3 Approve Repurchase and Cancellation of Mgmt For For Performance Shares (March 2021)
11 Approve Amendments to Articles of Mgmt For For Association
12 Approve Merger by Absorption of Mgmt For For Wholly-owned Subsidiary
13 Approve Use of Own Funds for Investment Mgmt For Against and Financial Management
14 Approve Report of the Board of Supervisors Mgmt For For
Foshan Haitian Flavouring & Food Co., Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y23840104 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 603288
Primary CUSIP: Y23840104 Primary ISIN: CNE100001SL2 Primary SEDOL: BJ3KJC4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
7 Approve Remuneration of Director and Mgmt For For Supervisors
8 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Foshan Haitian Flavouring & Food Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Use of Idle Own Funds for Entrusted Mgmt For Against Financial Management
10 Approve Related Party Transactions Mgmt For For
11 Approve Amendments to Articles of Mgmt For For Association
Great Wall Motor Company Limited
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y2882P106 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 2333
Primary CUSIP: Y2882P106 Primary ISIN: CNE100000338 Primary SEDOL: 6718255
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Audited Financial Report Mgmt For For
2 Approve 2020 Report of the Board of Mgmt For For Directors
3 Approve 2020 Profit Distribution Proposal Mgmt For For
4 Approve 2020 Annual Report and Its Mgmt For For Summary Report
5 Approve 2020 Report of the Independent Mgmt For For Directors
6 Approve 2020 Report of the Supervisory Mgmt For For Committee
7 Approve 2021 Operating Strategies Mgmt For For
8 Approve Deloitte Touche Tohmatsu Certified Mgmt For Against Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration
9 Approve 2021 Plan of Guarantees to be Mgmt For For Provided by the Company
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and H Shares
11 Approve Authorization of the Board to Mgmt For For Repurchase A Shares and H Shares of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Great Wall Motor Company Limited
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y2882P106 Record Date: 04/16/2021 Meeting Type: Special Ticker: 2333
Primary CUSIP: Y2882P106 Primary ISIN: CNE100000338 Primary SEDOL: 6718255
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Authorization of the Board to Mgmt For For Repurchase A Shares and H Shares of the Company
Inner Mongolia First Machinery Group Co., Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y07048104 Record Date: 04/16/2021 Meeting Type: Special Ticker: 600967
Primary CUSIP: Y07048104 Primary ISIN: CNE000001HP7 Primary SEDOL: B0148Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Management Method of Performance Mgmt For Against Shares Incentive Plan
3 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
4 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Lens Technology Co., Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y5227A106 Record Date: 04/16/2021 Meeting Type: Special Ticker: 300433
Primary CUSIP: Y5227A106 Primary ISIN: CNE100001YW7 Primary SEDOL: BW9LDQ4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lens Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Management System of Raised Funds Mgmt For Against
2 Amend Articles of Association Mgmt For For
3 Approve Provision of Guarantee Mgmt For For
Sany Heavy Industry Co., Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y75268105 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 600031
Primary CUSIP: Y75268105 Primary ISIN: CNE000001F70 Primary SEDOL: 6648824
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration Assessment Plan of Mgmt For For Directors and Supervisors
7 Approve Application of Bank Credit Lines Mgmt For Against
8 Approve Daily Related Party Transaction Mgmt For For
9 Approve Related Party Transaction in Mgmt For Against Connection to Establishment of Sanyi Jinpiao Supply Chain Collective Fund Trust Plan
10 Approve to Appoint Auditor Mgmt For For
11 Approve Financial Derivates Business Mgmt For For
12 Approve Use of Idle Own Funds for Financial Mgmt For Against Products
13 Approve Report of the Independent Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SKSHU Paint Co., Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y806G4107 Record Date: 04/20/2021 Meeting Type: Special Ticker: 603737
Primary CUSIP: Y806G4107 Primary ISIN: CNE1000027D7 Primary SEDOL: BYY7YQ8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Pricing Reference Date and Issue Mgmt For For Price
2.5 Approve Issue Size Mgmt For For
2.6 Approve the Scale and Use of Raised Funds Mgmt For For
2.7 Approve Lock-up Period Mgmt For For
2.8 Approve Listing Exchange Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties
7 Approve Formulation of Shareholder Return Mgmt For For Plan
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
9 Approve to Adjust the Implementation Mgmt For For Content of the High-tech Materials Comprehensive Industrial Park Project Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SKSHU Paint Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Amend the Administrative Measures on the Mgmt For Against Use of Raised Funds
Soochow Securities Co., Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y8074Z117 Record Date: 04/16/2021 Meeting Type: Special Ticker: 601555
Primary CUSIP: Y8074Z117 Primary ISIN: CNE1000019P8 Primary SEDOL: B7D5Y75
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS Mgmt
1.1 Elect Fan Li as Director SH For For
1.2 Elect Zhu Jian as Director SH For For
1.3 Elect Shen Guangjun as Director SH For For
1.4 Elect Zhu Jiangen as Director SH For For
1.5 Elect Zheng Gang as Director SH For For
1.6 Elect Ma Xiao as Director SH For For
ELECT INDEPENDENT DIRECTORS Mgmt
1.7 Elect Pei Ping as Director SH For For
1.8 Elect Yin Chen as Director SH For For
1.9 Elect Quan Xiaofeng as Director SH For For
1.10 Elect Chen Zhongyang as Director SH For For
ELECT SUPERVISORS Mgmt
2.1 Elect Huang Yan as Supervisor SH For For
2.2 Elect Liu Fan as Supervisor SH For For
2.3 Elect Tang Ye as Supervisor SH For For
2.4 Elect Ding Huiqin as Supervisor SH For For
APPROVE GENERAL AUTHORIZATION TO Mgmt ISSUE DOMESTIC DEBT FINANCING INSTRUMENTS
3.1 Approve Issuance Scale Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Soochow Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.2 Approve Placing Arrangement for Mgmt For Against Shareholders
3.3 Approve Varieties of Debt Financing Mgmt For Against Instruments
3.4 Approve Bond Maturity Mgmt For Against
3.5 Approve Interest Rate and Method of Mgmt For Against Determination
3.6 Approve Use of Proceeds Mgmt For Against
3.7 Approve Listing of Debt Financing Mgmt For Against Instruments
3.8 Approve Guarantee Matters Mgmt For Against
3.9 Approve Resolution Validity Period Mgmt For Against
3.10 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
3.11 Approve Safeguard Measures of Debts Mgmt For Against Repayment
Universal Scientific Industrial (Shanghai) Co., Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y92776106 Record Date: 04/15/2021 Meeting Type: Annual Ticker: 601231
Primary CUSIP: Y92776106 Primary ISIN: CNE100001BZ8 Primary SEDOL: B42PTL4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve 2020 Related Party Transaction Mgmt For For
7 Approve 2021 Related Party Transaction Mgmt For For
8 Approve Use of Idle Own Funds to Invest in Mgmt For Against Financial Products
9 Approve Application of Bank Credit Lines Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Universal Scientific Industrial (Shanghai) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Financial Derivatives Transactions Mgmt For For
11 Approve to Appoint Financial Auditor Mgmt For For
12 Approve to Appoint Internal Control Auditor Mgmt For For
13 Approve Amendments to Articles of Mgmt For For Association
14 Approve Mutual Guarantees Mgmt For Against
15 Amend External Guarantee Management Mgmt For Against System
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
16.1 Elect Gilles Baruk Benhamou as Director Mgmt For For
Zhejiang Dahua Technology Co. Ltd.
Meeting Date: 04/23/2021 Country: China Primary Security ID: Y988AP102 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 002236
Primary CUSIP: Y988AP102 Primary ISIN: CNE100000BJ4 Primary SEDOL: B2R8334
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Remuneration of Directors and Mgmt For For Supervisors
7 Approve to Appoint Auditor Mgmt For For
8 Approve Foreign Exchange Hedging Mgmt For For Transactions
9 Approve Credit Line Application Mgmt For Against
10 Approve Bill Pool Business Mgmt For Against
11 Approve Provision of Guarantees to Mgmt For Against Subsidiaries Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Dahua Technology Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Amend Related-Party Transaction Mgmt For Against Management System
13 Approve Formulation of Management System Mgmt For For of Securities Investment and Derivatives Transaction
14 Approve Company's Eligibility for Private SH For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
15.1 Approve Share Type and Par Value SH For For
15.2 Approve Issue Manner and Issue Time SH For For
15.3 Approve Target Subscribers and Subscription SH For For Method
15.4 Approve Issue Price and Pricing Basis SH For For
15.5 Approve Issue Amount SH For For
15.6 Approve Lock-up Period SH For For
15.7 Approve Use of Proceeds SH For For
15.8 Approve Distribution Arrangement of SH For For Undistributed Earnings
15.9 Approve Listing Exchange SH For For
15.10 Approve Resolution Validity Period SH For For
16 Approve Private Placement of Shares SH For For
17 Approve Feasibility Analysis Report on the SH For For Use of Proceeds
18 Approve that the Company Does Not Need to SH For For Produce a Report on the Usage of Previously Raised Funds
19 Approve Signing of Share Subscription SH For For Agreement
20 Approve Signing of Strategic Cooperation SH For For Agreement
21 Approve Impact of Dilution of Current Returns SH For For on Major Financial Indicators and the Relevant Measures to be Taken
22 Approve Shareholder Return Plan SH For For
23 Approve Transaction Constitute as SH For For Related-party Transaction
24 Approve Authorization of Board to Handle All SH For For Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Dahua Technology Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
25 Approve Repurchase and Cancellation of SH For For Performance Shares
26 Amend Articles of Association SH For For
Guosen Securities Co., Ltd.
Meeting Date: 04/26/2021 Country: China Primary Security ID: Y295A2103 Record Date: 04/20/2021 Meeting Type: Annual Ticker: 002736
Primary CUSIP: Y295A2103 Primary ISIN: CNE100001WS9 Primary SEDOL: BTG8088
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Profit Distribution Mgmt For For
3 Approve Report of the Board of Directors Mgmt For For
4 Approve Report of the Board of Supervisors Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
APPROVE RELATED PARTY TRANSACTIONS Mgmt
6.1 Approve Related Party Transaction with Mgmt For For State-owned Assets Supervision and Administration Commission of the People's Government of Shenzhen Municipal, Shenzhen Investment Holdings Co., Ltd. and Other Affiliated Companies
6.2 Approve Related Party Transaction with China Mgmt For For Resources SZITIC Trust Co., Ltd.
6.3 Approve Related Party Transaction with Mgmt For For Yunnan Hehe (Group) Co., Ltd.
6.4 Approve Related Party Transaction with Mgmt For For Penghua Fund Management Co., Ltd.
6.5 Approve Related Party Transaction with Other Mgmt For For Related Parties
7 Approve to Appoint Auditors and to Fix Their Mgmt For For Remuneration
8 Approve Proprietary Investment Scale Mgmt For For
9 Approve Provision of Guarantee for Mgmt For For Wholly-owned Subsidiaries Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guosen Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Elect Zhang Nasha as Non-Independent SH For For Director
Hangzhou First Applied Material Co., Ltd.
Meeting Date: 04/26/2021 Country: China Primary Security ID: Y29846105 Record Date: 04/19/2021 Meeting Type: Special Ticker: 603806
Primary CUSIP: Y29846105 Primary ISIN: CNE100001VX1 Primary SEDOL: BQ45PY1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Completion of Projects Invested by Mgmt For For Raised Funds and Use of Excess Raised Funds to Replenish Working Capital
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 04/26/2021 Country: China Primary Security ID: Y7286J101 Record Date: 04/20/2021 Meeting Type: Special Ticker: 002146
Primary CUSIP: Y7286J101 Primary ISIN: CNE1000005Y9 Primary SEDOL: B23D6F6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantees Mgmt For For
SITC International Holdings Company Limited
Meeting Date: 04/26/2021 Country: Cayman Islands Primary Security ID: G8187G105 Record Date: 04/20/2021 Meeting Type: Annual Ticker: 1308
Primary CUSIP: G8187G105 Primary ISIN: KYG8187G1055 Primary SEDOL: B61X7R5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SITC International Holdings Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Yang Xianxiang as Director Mgmt For For
4 Elect Liu Kecheng as Director Mgmt For For
5 Elect Liu Ka Ying, Rebecca as Director Mgmt For For
6 Elect Tse Siu Ngan as Director Mgmt For For
7 Elect Hu Mantian as Director Mgmt For For
8 Elect Yang Xin as Director Mgmt For For
9 Authorize Board to Fix Remuneration of Mgmt For For Directors
10 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
11 Authorize Repurchase of Issued Share Capital Mgmt For For
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
13 Authorize Reissuance of Repurchased Shares Mgmt For Against
Tianshui Huatian Technology Co., Ltd.
Meeting Date: 04/26/2021 Country: China Primary Security ID: Y8817B104 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 002185
Primary CUSIP: Y8817B104 Primary ISIN: CNE100000825 Primary SEDOL: B28XJP2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tianshui Huatian Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve to Appoint Auditor Mgmt For For
8 Approve Daily Related-party Transactions Mgmt For For
China Medical System Holdings Ltd.
Meeting Date: 04/27/2021 Country: Cayman Islands Primary Security ID: G21108124 Record Date: 04/20/2021 Meeting Type: Annual Ticker: 867
Primary CUSIP: G21108124 Primary ISIN: KYG211081248 Primary SEDOL: B6WY993
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Chen Yanling as Director Mgmt For For
3b Elect Leung Chong Shun as Director Mgmt For For
3c Elect Luo, Laura Ying as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Guangzhou Haige Communications Group Inc. Co.
Meeting Date: 04/27/2021 Country: China Primary Security ID: Y29328104 Record Date: 04/20/2021 Meeting Type: Annual Ticker: 002465
Primary CUSIP: Y29328104 Primary ISIN: CNE100000T24 Primary SEDOL: B51R1H8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Haige Communications Group Inc. Co.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Use of Idle Own Funds for Low-risk Mgmt For Against Short-term Financial Product Investment
8 Approve Credit Line Application Mgmt For For
9 Approve Daily Related Party Transaction Mgmt For For
10 Approve Formulation of Shareholder Return Mgmt For For Plan
Huaxin Cement Co., Ltd.
Meeting Date: 04/27/2021 Country: China Primary Security ID: Y37469114 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 900933
Primary CUSIP: Y37469114 Primary ISIN: CNE000000HL8 Primary SEDOL: 6802686
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For For Budget Report
4 Approve Profit Distribution Mgmt For For
5 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor
6 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huaxin Cement Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Xu Yongmo as Director Mgmt For For
7.2 Elect Li Yeqing as Director Mgmt For For
7.3 Elect Liu Fengshan as Director Mgmt For Against
7.4 Elect Geraldine Picaud as Director Mgmt For Against
7.5 Elect Luo Zhiguang as Director Mgmt For For
7.6 Elect Chen Tinghui as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Huang Guanqiu as Director Mgmt For For
8.2 Elect Zhang Jiping as Director Mgmt For For
8.3 Elect Jiang Hong as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
9.1 Elect Peng Qingyu as Supervisor Mgmt For For
9.2 Elect Zhang Lin as Supervisor Mgmt For For
9.3 Elect Yang Xiaobing as Supervisor Mgmt For For
Yifan Pharmaceutical Co., Ltd.
Meeting Date: 04/27/2021 Country: China Primary Security ID: Y98922100 Record Date: 04/20/2021 Meeting Type: Annual Ticker: 002019
Primary CUSIP: Y98922100 Primary ISIN: CNE000001K65 Primary SEDOL: B01TJ20
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report Mgmt For For
5 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yifan Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Credit Line Application and Mgmt For For Guarantees
7 Approve to Appoint Auditor Mgmt For For
8 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
9 Approve Termination of Raised Funds Mgmt For For Investment Project and Use of Excess Raised Funds to Replenish Working Capital
10 Approve Use of Own Funds to Invest in Mgmt For Against Financial Products
APPROVE REPURCHASE AND CANCELLATION Mgmt OF PERFORMANCE SHARES
11.1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares (January 2021)
11.2 Approve Repurchase and Cancellation of Mgmt For For Performance Shares (March 2021)
12 Amend Articles of Association Mgmt For For
Zhengzhou Yutong Bus Co., Ltd.
Meeting Date: 04/27/2021 Country: China Primary Security ID: Y98913109 Record Date: 04/20/2021 Meeting Type: Annual Ticker: 600066
Primary CUSIP: Y98913109 Primary ISIN: CNE000000PY4 Primary SEDOL: 6990718
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Related Party Transaction Mgmt For Against
6 Approve Annual Report and Summary Mgmt For For
7 Approve to Appoint Auditors and to Fix Their Mgmt For For Remuneration
8 Approve Change of Company Name Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhengzhou Yutong Bus Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Amendments to Articles of Mgmt For For Association
10 Amend Rules and Procedures for Independent Mgmt For Against Directors
11 Approve Bill Pool Business Mgmt For For
12 Elect Guo Hui as Supervisor Mgmt For For
AVIC Shenyang Aircraft Co., Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y7683G106 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 600760
Primary CUSIP: Y7683G106 Primary ISIN: CNE000000MH6 Primary SEDOL: 6800709
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve Financial Budget Report Mgmt For For
7 Approve Daily Related Party Transaction Mgmt For Against
8 Approve Annual Report and Summary Mgmt For For
9 Approve Credit Line Application Mgmt For For
10 Approve to Appoint Auditor Mgmt For For
AVIC Xi'an Aircraft Industry Group Co., Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y9723E109 Record Date: 04/21/2021 Meeting Type: Annual Ticker: 000768
Primary CUSIP: Y9723E109 Primary ISIN: CNE000000RF9 Primary SEDOL: 6004017 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Xi'an Aircraft Industry Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Approve Daily Related Party Transaction Mgmt For For Framework Agreement
9 Approve Merger by Absorption of Mgmt For For Wholly-owned Subsidiary
China Longyuan Power Group Corporation Limited
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y1501T101 Record Date: 04/22/2021 Meeting Type: Special Ticker: 916
Primary CUSIP: Y1501T101 Primary ISIN: CNE100000HD4 Primary SEDOL: B4Q2TX3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Tian Shaolin as Director Mgmt For For
2 Elect Shao Junjie as Supervisor Mgmt For For
China National Accord Medicines Corp. Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y1570W100 Record Date: 04/22/2021 Meeting Type: Annual Ticker: 200028
Primary CUSIP: Y1570W100 Primary ISIN: CNE0000009M8 Primary SEDOL: 6803225 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Accord Medicines Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Shareholder Return Plan Mgmt For For
7 Approve Appointment of Auditor and Internal Mgmt For For Control Auditor
8 Approve Daily Related Party Transaction Mgmt For For
9 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
10 Amend Related-Party Transaction Mgmt For For Management System
11 Approve Provision of Guarantee Mgmt For Against
12 Approve Entrusted Loans for Fund Allocation Mgmt For Against
13 Approve Financial Assistance Provision Mgmt For Against
14 Approve Financial Services Agreement Mgmt For Against
15 Approve Accounts Receivable Factoring Mgmt For Against Business
Chongqing Gas Group Corp. Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y2102V107 Record Date: 04/23/2021 Meeting Type: Special Ticker: 600917
Primary CUSIP: Y2102V107 Primary ISIN: CNE100001V03 Primary SEDOL: BQ45PZ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Acquisition of Properties Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Water Group Co., Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y15967105 Record Date: 04/21/2021 Meeting Type: Annual Ticker: 601158
Primary CUSIP: Y15967105 Primary ISIN: CNE100000MT0 Primary SEDOL: B68W4B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Budget Performance and Financial Mgmt For For Budget Report
5 Approve Allocation of Income and Dividends Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Appointment of Auditor Mgmt For For
8 Approve Appointment of Internal Control Mgmt For For Auditor
Guoyuan Securities Co., Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y0771H102 Record Date: 04/21/2021 Meeting Type: Annual Ticker: 000728
Primary CUSIP: Y0771H102 Primary ISIN: CNE000000QZ9 Primary SEDOL: 6110088
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Profit Distribution Mgmt For For
3 Approve Report of the Board of Directors Mgmt For For
4 Approve Report of the Board of Supervisors Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Remuneration and Assessment of Mgmt For For Directors
7 Approve Remuneration and Assessment of Mgmt For For Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guoyuan Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Remuneration and Assessment of Mgmt For For Senior Management Members
9 Approve Amendments to Articles of Mgmt For For Association
10 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
11 Approve Cancellation of Value-added Mgmt For For Telecommunications Business License
12 Approve to Appoint Auditor Mgmt For For
APPROVE RELATED PARTY TRANSACTIONS Mgmt
13.1 Approve Related Party Transaction with Anhui Mgmt For For Guoyuan Financial Holding Group Co., Ltd.
13.2 Approve Related Party Transaction with Mgmt For For Jian'an Investment Holding Group Co., Ltd.
13.3 Approve Related Party Transaction with Mgmt For For Changsheng Fund Management Co., Ltd.
13.4 Approve Related Party Transaction with Mgmt For For Huishang Bank Co., Ltd.
13.5 Approve Related Party Transaction with Other Mgmt For For Related Parties
Han's Laser Technology Industry Group Co., Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y3063F107 Record Date: 04/21/2021 Meeting Type: Annual Ticker: 002008
Primary CUSIP: Y3063F107 Primary ISIN: CNE000001JQ1 Primary SEDOL: B01KLZ0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Use of Funds for Investment and Mgmt For For Financial Management
7 Approve Appointment of Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Han's Laser Technology Industry Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Use of Raised Funds for Cash Mgmt For For Management
9 Approve Amendments to Articles of Mgmt For For Association
10 Approve Adjustment on Allowance of Mgmt For For Independent Directors
11 Approve Adjustment on Remuneration of Mgmt For For Directors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Gao Yunfeng as Director Mgmt For For
12.2 Elect Zhang Jianqun as Director Mgmt For For
12.3 Elect Lyu Qitao as Director Mgmt For For
12.4 Elect Hu Dianjun as Director Mgmt For For
12.5 Elect Zhou Huiqiang as Director Mgmt For For
12.6 Elect Chen Junya as Director Mgmt For For
12.7 Elect Zhang Yonglong as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Xie Jiawei as Director SH For For
13.2 Elect Wang Tianguang as Director SH For For
13.3 Elect Zhou Shengming as Director SH For For
13.4 Elect Zhu Xiaoguo as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
14.1 Elect Wang Lei as Supervisor Mgmt For For
14.2 Elect Yang Shuo as Supervisor Mgmt For For
Huadian Power International Corporation Limited
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y3738Y101 Record Date: 04/22/2021 Meeting Type: Special Ticker: 1071
Primary CUSIP: Y3738Y101 Primary ISIN: CNE1000003D8 Primary SEDOL: 6142780 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huadian Power International Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Commercial Factoring Services Mgmt For For Framework Agreement, Continuing Connected Transactions, Relevant Proposed Cap and Related Transactions
2 Approve Ningxia Lingwu Agreement, Ningxia Mgmt For For Heating Agreement and Related Transactions
New China Life Insurance Company Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y625A4115 Record Date: 04/22/2021 Meeting Type: Special Ticker: 1336
Primary CUSIP: Y625A4115 Primary ISIN: CNE100001922 Primary SEDOL: B5730Z1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Zhang Hong as Director Mgmt For For
2 Elect Liu Debin as Supervisor SH For For
3 Elect Shi Hongyu as Supervisor SH For For
4 Approve Remuneration Standard of the Mgmt For For Executive Director and Vice President
New China Life Insurance Company Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y625A4115 Record Date: 04/20/2021 Meeting Type: Special Ticker: 1336
Primary CUSIP: Y625A4115 Primary ISIN: CNE100001922 Primary SEDOL: B5730Z1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
New China Life Insurance Company Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhang Hong as Director Mgmt For For
2 Elect Liu Debin as Supervisor SH For For
3 Elect Shi Hongyu as Supervisor SH For For
4 Approve Remuneration Standard of the Mgmt For For Executive Director and Vice President
SDIC Capital Co., Ltd.
Meeting Date: 04/28/2021 Country: China Primary Security ID: Y8045P107 Record Date: 04/22/2021 Meeting Type: Annual Ticker: 600061
Primary CUSIP: Y8045P107 Primary ISIN: CNE000000Q11 Primary SEDOL: 6813116
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors and Mgmt For For Supervisors
7 Approve Daily Related-Party Transaction Mgmt For Against
8 Approve Credit Line Application Mgmt For For
9 Approve Guarantee Mgmt For For
Chengdu Westone Information Industry, Inc.
Meeting Date: 04/29/2021 Country: China Primary Security ID: Y95366103 Record Date: 04/22/2021 Meeting Type: Special Ticker: 002268
Primary CUSIP: Y95366103 Primary ISIN: CNE100000CM6 Primary SEDOL: B3BXJ45 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chengdu Westone Information Industry, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect He Song as Director Mgmt For For
1.2 Elect Zhong Kai as Director Mgmt For For
China Jushi Co. Ltd.
Meeting Date: 04/29/2021 Country: China Primary Security ID: Y5642X103 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 600176
Primary CUSIP: Y5642X103 Primary ISIN: CNE000000YM1 Primary SEDOL: 6146845
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Capitalization of Capital Reserves Mgmt For For
7 Approve to Appoint Financial and Internal Mgmt For For Control Auditors and to Fix Their Remuneration
APPROVE RELATED PARTY TRANSACTIONS Mgmt
8.1 Approve Related Party Transaction with CNBM Mgmt For For International Corporation
8.2 Approve Related Party Transaction with Mgmt For For Lianyungang Zhongfu Lianzhong Composites Group Co., Ltd.
8.3 Approve Related Party Transaction with Beixin Mgmt For For Group Building Materials Co., Ltd.
8.4 Approve Related Party Transaction with Mgmt For For Zhenshi Holding Group Co., Ltd.
8.5 Approve Related Party Transaction with Mgmt For For Zhejiang Hengshi Fiber Foundation Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Jushi Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Authorization of Company and Mgmt For Against Subsidiaries for Financing Credit
10 Approve Provision of Guarantees Mgmt For Against
11 Approve Issuance of Corporate Bonds and Mgmt For Against Debt Financing Instruments
12 Approve Forward Foreign Exchange Mgmt For Against Settlement and Sale, Currency Interest Rate Swap and Precious Metals Futures Trading
13 Approve Technical Transformation Project of Mgmt For For Glass Fiber Kiln Drawing Production Line
14 Approve Technical Transformation Project of Mgmt For For High Performance Glass Fiber Kiln Drawing Production Line
15 Approve Adjustment on the Construction Plan Mgmt For For for Production Line of Electronic Cloth
16 Approve Construction Project of Glass Fiber Mgmt For For Chopped Strand Production Line
17 Amend Working System for Independent Mgmt For For Directors
Chinese Universe Publishing & Media Group Co., Ltd.
Meeting Date: 04/29/2021 Country: China Primary Security ID: Y4445Q100 Record Date: 04/22/2021 Meeting Type: Annual Ticker: 600373
Primary CUSIP: Y4445Q100 Primary ISIN: CNE0000019X4 Primary SEDOL: 6451226
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Independent Directors Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Report
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Related Party Transaction Mgmt For For
8 Approve Issuance of Medium-term Notes Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chinese Universe Publishing & Media Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Change in Registered Address and Mgmt For Against Amend Articles of Association
10 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
11 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
Hualan Biological Engineering, Inc.
Meeting Date: 04/29/2021 Country: China Primary Security ID: Y3737H125 Record Date: 04/22/2021 Meeting Type: Annual Ticker: 002007
Primary CUSIP: Y3737H125 Primary ISIN: CNE000001JN8 Primary SEDOL: B01KM02
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Investment in Financial Products Mgmt For Against
7 Approve to Appoint Auditor Mgmt For For
8 Approve Formulation of Shareholder Return Mgmt For For Plan
Jiangsu Changshu Rural Commercial Bank Co., Ltd.
Meeting Date: 04/29/2021 Country: China Primary Security ID: Y443B1100 Record Date: 04/21/2021 Meeting Type: Annual Ticker: 601128
Primary CUSIP: Y443B1100 Primary ISIN: CNE100002RJ6 Primary SEDOL: BDFBDR6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Changshu Rural Commercial Bank Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Financial Mgmt For Against Budget Report
5 Approve Profit Distribution Mgmt For For
6 Approve Related Party Transaction Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Amend Remuneration Management Measures Mgmt For Against for Directors and Supervisors
Pangang Group Vanadium Titanium & Resources Co., Ltd.
Meeting Date: 04/29/2021 Country: China Primary Security ID: Y67251101 Record Date: 04/22/2021 Meeting Type: Annual Ticker: 000629
Primary CUSIP: Y67251101 Primary ISIN: CNE0000007H2 Primary SEDOL: 6674669
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Investment Plan Mgmt For For
8 Approve to Appoint Auditor Mgmt For For
9 Amend Related-Party Transaction Mgmt For For Management System
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Pangang Group Vanadium Titanium & Resources Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10.1 Elect Yang Huai as Director SH For For
10.2 Elect Du Sihong as Director SH For For
Postal Savings Bank of China Co., Ltd.
Meeting Date: 04/29/2021 Country: China Primary Security ID: Y6987V108 Record Date: 04/23/2021 Meeting Type: Special Ticker: 1658
Primary CUSIP: Y6987V108 Primary ISIN: CNE1000029W3 Primary SEDOL: BD8GL18
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Change in Registered Capital Mgmt For For
2 Amend Articles of Association Mgmt For For
3 Approve the Issuance of Write-down Eligible Mgmt For For Tier 2 Capital Instruments
4 Approve Formulation of the Measures for Mgmt For For Equity Management
5 Elect Han Wenbo as Director Mgmt For For
6 Elect Chen Donghao as Director Mgmt For For
7 Elect Wei Qiang as Director Mgmt For For
Postal Savings Bank of China Co., Ltd.
Meeting Date: 04/29/2021 Country: China Primary Security ID: Y6987V108 Record Date: 04/23/2021 Meeting Type: Special Ticker: 1658
Primary CUSIP: Y6987V108 Primary ISIN: CNE1000029W3 Primary SEDOL: BD8GL18
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Change in Registered Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Postal Savings Bank of China Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Amend Articles of Association Mgmt For For
3 Approve the Issuance of Write-down Eligible Mgmt For For Tier 2 Capital Instruments
4 Approve Formulation of the Measures for Mgmt For For Equity Management
5 Elect Han Wenbo as Director Mgmt For For
6 Elect Chen Donghao as Director Mgmt For For
7 Elect Wei Qiang as Director Mgmt For For
Yanlord Land Group Limited
Meeting Date: 04/29/2021 Country: Singapore Primary Security ID: Y9729A101 Record Date: Meeting Type: Annual Ticker: Z25
Primary CUSIP: Y9729A101 Primary ISIN: SG1T57930854 Primary SEDOL: B17KMY7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' and Mgmt For For Auditors' Reports
2 Approve Final Dividend Mgmt For For
3 Approve Directors' Fees Mgmt For For
4 Elect Zhong Sheng Jian as Director Mgmt For For
5 Elect Zhong Iek Ka as Director Mgmt For Against
6 Approve Deloitte & Touche LLP as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities with or without Preemptive Rights
8 Authorize Share Repurchase Program Mgmt For For
China Southern Airlines Company Limited
Meeting Date: 04/30/2021 Country: China Primary Security ID: Y1503W102 Record Date: 03/29/2021 Meeting Type: Special Ticker: 1055
Primary CUSIP: Y1503W102 Primary ISIN: CNE1000002T6 Primary SEDOL: 6013693 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Southern Airlines Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
2 Approve Allowance Standard of the Mgmt For For Independent Non-Executive Directors
ELECT EXECUTIVE DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.01 Elect Ma Xu Lun as Director Mgmt For For
3.02 Elect Han Wen Sheng as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
4.01 Elect Liu Chang Le as Director Mgmt For For
4.02 Elect Gu Hui Zhong as Director Mgmt For For
4.03 Elect Guo Wei as Director Mgmt For For
4.04 Elect Yan Yan as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.01 Elect Li Jia Shi as Supervisor Mgmt For For
5.02 Elect Lin Xiao Chun as Supervisor Mgmt For For
China Southern Airlines Company Limited
Meeting Date: 04/30/2021 Country: China Primary Security ID: Y1503W102 Record Date: 03/30/2021 Meeting Type: Special Ticker: 1055
Primary CUSIP: Y1503W102 Primary ISIN: CNE1000002T6 Primary SEDOL: 6013693
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
2 Approve Allowance Standard of the Mgmt For For Independent Non-Executive Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Southern Airlines Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT EXECUTIVE DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.01 Elect Ma Xu Lun as Director Mgmt For For
3.02 Elect Han Wen Sheng as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
4.01 Elect Liu Chang Le as Director Mgmt For For
4.02 Elect Gu Hui Zhong as Director Mgmt For For
4.03 Elect Guo Wei as Director Mgmt For For
4.04 Elect Yan Yan as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
5.01 Elect Li Jia Shi as Supervisor Mgmt For For
5.02 Elect Lin Xiao Chun as Supervisor Mgmt For For
Ganfeng Lithium Co., Ltd.
Meeting Date: 04/30/2021 Country: China Primary Security ID: Y2690M105 Record Date: 04/26/2021 Meeting Type: Special Ticker: 1772
Primary CUSIP: Y2690M105 Primary ISIN: CNE1000031W9 Primary SEDOL: BZ9NS11
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Amend Articles of Association Mgmt For For
2 Approve Capital Increase in Its Wholly-owned Mgmt For For Subsidiary
Hangzhou Robam Appliances Co., Ltd.
Meeting Date: 04/30/2021 Country: China Primary Security ID: Y3041Z100 Record Date: 04/22/2021 Meeting Type: Special Ticker: 002508
Primary CUSIP: Y3041Z100 Primary ISIN: CNE100000WY9 Primary SEDOL: B59WFS4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hangzhou Robam Appliances Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Business Mgmt For For Partner Share Purchase Plan
2 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Business Partner Share Purchase Plan
3 Approve Stock Option Incentive Plan and Its Mgmt For For Summary
4 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
5 Approve Authorization of the Board to Handle Mgmt For For All Related Matters Regarding Stock Option Incentive Plan
6 Approve Repurchase of the Company's Shares Mgmt For For
7 Approve Authorization of the Board to Handle Mgmt For For All Related Matters of Share Repurchase
8 Approve Amendments to Articles of Mgmt For For Association
Lee & Man Paper Manufacturing Limited
Meeting Date: 04/30/2021 Country: Cayman Islands Primary Security ID: G5427W130 Record Date: 04/26/2021 Meeting Type: Annual Ticker: 2314
Primary CUSIP: G5427W130 Primary ISIN: KYG5427W1309 Primary SEDOL: 6693772
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Poon Chung Kwong as Director Mgmt For For
4 Elect Wong Kai Tung Tony as Director Mgmt For For
5 Authorize Board to Approve Terms of Mgmt For For Appointment, Including Remuneration, for Peter A. Davies as Independent Non-Executive Director Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lee & Man Paper Manufacturing Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Authorize Board to Approve Terms of Mgmt For For Appointment, Including Remuneration, for Chau Shing Yim David as Independent Non-Executive Director
7 Approve Remuneration of Directors for the Mgmt For For Year Ended December 31, 2020
8 Authorize Board to Fix Remuneration of Mgmt For For Directors for the Year Ending December 31, 2021
9 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
11 Authorize Repurchase of Issued Share Capital Mgmt For For
12 Authorize Reissuance of Repurchased Shares Mgmt For Against
Suzhou Maxwell Technologies Co., Ltd.
Meeting Date: 04/30/2021 Country: China Primary Security ID: Y831GX101 Record Date: 04/26/2021 Meeting Type: Annual Ticker: 300751
Primary CUSIP: Y831GX101 Primary ISIN: CNE100003FS0 Primary SEDOL: BGYDCM2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Changes in Registered Capital and Mgmt For For Amend Articles of Association
2 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
3 Amend Management System for Providing Mgmt For For External Guarantees
4 Amend Management System for Providing Mgmt For For External Investments
5 Amend Related-Party Transaction Mgmt For For Management System
6 Amend Working System for Independent Mgmt For For Directors
7 Amend Management System of Raised Funds Mgmt For For
8 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suzhou Maxwell Technologies Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Financial Statements Mgmt For For
10 Approve Estimated Related Party Transaction Mgmt For For
11 Approve Annual Report and Summary Mgmt For For
12 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
13 Approve to Appoint Auditor Mgmt For For
14 Approve Guarantee Provision for the Mgmt For For Comprehensive Credit Lines Applied by the Wholly-owned Subsidiary
15 Approve Use of Idle Own Funds for Cash Mgmt For Against Management
16 Amend Management Method of Loan to Mgmt For Against Employee
17 Approve Report of the Board of Supervisors Mgmt For For
TCL Technology Group Corp.
Meeting Date: 04/30/2021 Country: China Primary Security ID: Y8549C107 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 000100
Primary CUSIP: Y8549C107 Primary ISIN: CNE000001GL8 Primary SEDOL: 6731133
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment in the Construction of Mgmt For For Guangzhou Huaxing's 8.6th Generation Oxide Semiconductor New Display Device Production Line Project
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Report Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Profit Distribution Mgmt For For
8 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
9 Approve Daily Related Party Transactions Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
TCL Technology Group Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Financial Services Agreement Mgmt For Against
11 Approve Provision of Guarantees Mgmt For Against
12 Approve Matters Related to Securities Mgmt For Against Investment and Financial Management
13 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
14.1 Approve Share Type and Par Value Mgmt For For
14.2 Approve Issue Manner Mgmt For For
14.3 Approve Target Subscribers and Subscription Mgmt For For Method
14.4 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Principle
14.5 Approve Issue Size Mgmt For For
14.6 Approve Lock-up Period Mgmt For For
14.7 Approve Listing Exchange Mgmt For For
14.8 Approve Use of Proceeds Mgmt For For
14.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
14.10 Approve Resolution Validity Period Mgmt For For
15 Approve Plan for Private Placement of Shares Mgmt For For
16 Approve Report on the Usage of Previously Mgmt For For Raised Funds
17 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
18 Approve Impact of Dilution of Current Returns Mgmt For For and the Relevant Measures to be Taken
19 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
20 Approve Guarantee Provision Plan Mgmt For Against
Wasu Media Holding Co., Ltd.
Meeting Date: 04/30/2021 Country: China Primary Security ID: Y9532N100 Record Date: 04/23/2021 Meeting Type: Special Ticker: 000156
Primary CUSIP: Y9532N100 Primary ISIN: CNE0000014L0 Primary SEDOL: 6283872 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wasu Media Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Increase in Registered Capital Mgmt For For
2 Amend Articles of Association Mgmt For For
Yangzijiang Shipbuilding (Holdings) Ltd.
Meeting Date: 04/30/2021 Country: Singapore Primary Security ID: Y9728A102 Record Date: Meeting Type: Annual Ticker: BS6
Primary CUSIP: Y9728A102 Primary ISIN: SG1U76934819 Primary SEDOL: B1VT035
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' and Mgmt For For Auditors' Reports
2 Approve Final Dividend Mgmt For For
3 Approve Directors' Fees Mgmt For For
4 Elect Ren Letian as Director Mgmt For For
5 Elect Song Shuming as Director Mgmt For For
6 Elect Toe Teow Heng as Director Mgmt For For
7 Elect Chen Timothy Teck-Leng @ Chen Teck Mgmt For Against Leng as Director
8 Approve Teo Yi-Dar (Zhang Yida) to Continue Mgmt For For Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(A) of the SGX-ST
9 Approve Teo Yi-Dar (Zhang Yida) to Continue Mgmt For For Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(B) of the SGX-ST
10 Approve PricewaterhouseCoopers LLP as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
11 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities with or without Preemptive Rights
12 Authorize Share Repurchase Program Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZhongAn Online P&C Insurance Co., Ltd.
Meeting Date: 04/30/2021 Country: China Primary Security ID: Y989DF109 Record Date: 04/26/2021 Meeting Type: Annual Ticker: 6060
Primary CUSIP: Y989DF109 Primary ISIN: CNE100002QY7 Primary SEDOL: BYZQ099
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Report of Auditors and Audited Mgmt For For Financial Statements
4 Approve PricewaterhouseCoopers as Mgmt For For International Auditors and PricewaterhouseCoopers Zhong Tian LLP as PRC Auditors and Authorize Board to Fix Their Remuneration
5 Elect Xing Jiang as Director Mgmt For For
6 Approve 2020 Performance Evaluation of the Mgmt For For Directors
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Amend Articles of Association Mgmt For For
China Hongqiao Group Limited
Meeting Date: 05/06/2021 Country: Cayman Islands Primary Security ID: G21150100 Record Date: 04/29/2021 Meeting Type: Annual Ticker: 1378
Primary CUSIP: G21150100 Primary ISIN: KYG211501005 Primary SEDOL: B44ZV94
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Elect Zhang Bo as Director Mgmt For For
2.2 Elect Zheng Shuliang as Director Mgmt For For
2.3 Elect Zhang Ruilian as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Hongqiao Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.4 Elect Yang Congsen as Director Mgmt For For
2.5 Elect Zhang Jinglei as Director Mgmt For For
2.6 Elect Li Zimin (Zhang Hao) as Director Mgmt For For
2.7 Elect Sun Dongdong as Director Mgmt For For
2.8 Elect Wen Xianjun as Director Mgmt For For
2.9 Elect Xing Jian as Director Mgmt For For
2.10 Elect Han Benwen as Director Mgmt For For
2.11 Elect Dong Xinyi as Director Mgmt For For
2.12 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Shinewing (HK) CPA Limited as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
4 Approve Final Dividend Mgmt For For
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Livzon Pharmaceutical Group Inc.
Meeting Date: 05/06/2021 Country: China Primary Security ID: Y52889105 Record Date: 04/28/2021 Meeting Type: Special Ticker: 1513
Primary CUSIP: Y52889105 Primary ISIN: CNE100001QV5 Primary SEDOL: BJ34614
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Draft and Summary of the First Mgmt For Against Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company
2 Approve Administrative Measures of the First Mgmt For Against Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Livzon Pharmaceutical Group Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Authorize Board to Deal with All Matters in Mgmt For Against Relation to the First Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company
Lomon Billions Group Co., Ltd.
Meeting Date: 05/06/2021 Country: China Primary Security ID: Y3122W109 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 002601
Primary CUSIP: Y3122W109 Primary ISIN: CNE1000015M3 Primary SEDOL: B6SGJ37
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Internal Control Self-Evaluation Mgmt For For Report
7 Approve Application of Bank Credit Lines Mgmt For For
8 Approve Transfer Shares of Panzhihua Mgmt For For Vanadium and Titanium Resources Equity Investment Center (Limited Partnership)
9 Amend Articles of Association Mgmt For For
10 Approve Profit Distribution for First Quarter SH For For
Meinian Onehealth Healthcare Holdings Co., Ltd.
Meeting Date: 05/06/2021 Country: China Primary Security ID: Y5S4DH102 Record Date: 04/26/2021 Meeting Type: Annual Ticker: 002044
Primary CUSIP: Y5S4DH102 Primary ISIN: CNE000001LV7 Primary SEDOL: B0766H9 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Meinian Onehealth Healthcare Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Approve Provision for Goodwill Impairment Mgmt For For and Provision for Bad Debts
9 Approve Daily Related Party Transactions Mgmt For For
10 Approve Credit Line Application and Provision Mgmt For Against of Guarantee
11 Approve Adjustment of Performance Mgmt For For Commitment
12 Approve Amendments to Articles of Mgmt For For Association
13 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
14 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
15 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
16 Amend Working System for Independent Mgmt For For Directors
17 Amend Related Party Transaction Mgmt For For Decision-making and Control System
18 Approve External Guarantee Management Mgmt For For Regulations
19 Amend Investor Relations Management Mgmt For For System
SDIC Power Holdings Co., Ltd.
Meeting Date: 05/06/2021 Country: China Primary Security ID: Y3746G100 Record Date: 04/26/2021 Meeting Type: Special Ticker: 600886
Primary CUSIP: Y3746G100 Primary ISIN: CNE000000JM2 Primary SEDOL: 6412687 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SDIC Power Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Xu Junli as Independent Director Mgmt For For
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 05/06/2021 Country: China Primary Security ID: Y76796104 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 601966
Primary CUSIP: Y76796104 Primary ISIN: CNE100002GM3 Primary SEDOL: BYQ83C8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Business Plan and Financial Budget Mgmt For For Report
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve to Appoint Auditor Mgmt For For
9 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
10 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
11 Approve Report of the Independent Directors Mgmt For For
Angang Steel Company Limited
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y0132D105 Record Date: 04/29/2021 Meeting Type: Special Ticker: 347
Primary CUSIP: Y0132D105 Primary ISIN: CNE1000001V4 Primary SEDOL: 6015644 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Angang Steel Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Wang Baojun as Director Mgmt For For
2 Elect Shen Changchun as Supervisor Mgmt For For
ANTA Sports Products Limited
Meeting Date: 05/07/2021 Country: Cayman Islands Primary Security ID: G04011105 Record Date: 05/04/2021 Meeting Type: Annual Ticker: 2020
Primary CUSIP: G04011105 Primary ISIN: KYG040111059 Primary SEDOL: B1YVKN8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Ding Shijia as Director Mgmt For For
4 Elect Zheng Jie as Director Mgmt For For
5 Elect Yiu Kin Wah Stephen as Director Mgmt For Against
6 Elect Lai Hin Wing Henry Stephen as Director Mgmt For For
7 Authorize Board to Fix Remuneration of Mgmt For For Directors
8 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
10 Authorize Repurchase of Issued Share Capital Mgmt For For
11 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Baozun, Inc.
Meeting Date: 05/07/2021 Country: Cayman Islands Primary Security ID: G0891M106 Record Date: 04/13/2021 Meeting Type: Annual Ticker: 9991
Primary CUSIP: G0891M106 Primary ISIN: KYG0891M1069 Primary SEDOL: BXQ9584
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve the Fifth Amended and Restated Mgmt For For Memorandum and Articles of Association
2 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors for the Year Ended December 31, 2020 and Authorize Board to Fix Their Remuneration
3 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors for the Year Ending December 31, 2021 and Authorize Board to Fix Their Remuneration
4 Elect Director Jessica Xiuyun Liu Mgmt For Against
5 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions
China CITIC Bank Corporation Limited
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y1434M116 Record Date: 04/06/2021 Meeting Type: Special Ticker: 998
Primary CUSIP: Y1434M116 Primary ISIN: CNE1000001Q4 Primary SEDOL: B1W0JF2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Zhu Hexin as Director Mgmt For For
2 Approve Amendments to Articles of SH For Against Association
3 Approve Formulation of Implementation Rules SH For Against for the Accumulative Voting Mechanism Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y1500E105 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 600111
Primary CUSIP: Y1500E105 Primary ISIN: CNE000000T18 Primary SEDOL: 6042017
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Report of the Independent Directors Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Financial Budget Report Mgmt For For
7 Approve Investment Plan Mgmt For For
8 Approve Profit Distribution Mgmt For For
9 Approve Daily Related Party Transactions Mgmt For Against
10 Approve Signing of Rare Earth Concentrate Mgmt For For Supply Contract
11 Approve Application of Credit Lines Mgmt For Against
12 Approve Provision of Guarantee Mgmt For Against
13 Approve Appointment of Auditor Mgmt For For
14 Approve Acquisition of Equity Mgmt For For
15 Elect Qu Yedong as Non-Independent Director SH For For
16 Elect Du Ying as Independent Director Mgmt For For
CSG Holding Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y1R16V105 Record Date: 04/26/2021 Meeting Type: Annual Ticker: 200012
Primary CUSIP: Y1R16V105 Primary ISIN: CNE0000002M3 Primary SEDOL: 6196174
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CSG Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision for Asset Impairment Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
GigaDevice Semiconductor (Beijing), Inc.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y270BL103 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 603986
Primary CUSIP: Y270BL103 Primary ISIN: CNE1000030S9 Primary SEDOL: BYM9X70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
5 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
6 Approve Annual Report and Summary Mgmt For For
7 Approve Use of Idle Raised Funds in 2019 for Mgmt For For Cash Management
8 Approve Use of Idle Raised Funds in 2020 for Mgmt For For Cash Management
9 Approve Use of Idle Own Funds for Cash Mgmt For Against Management
10 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
GoerTek Inc.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y27360109 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 002241
Primary CUSIP: Y27360109 Primary ISIN: CNE100000BP1 Primary SEDOL: B2R9WZ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve to Appoint Auditor Mgmt For For
8 Approve Comprehensive Credit Line Mgmt For Against Application
9 Approve Financial Derivates Transactions Mgmt For For
10 Approve Guarantee Provision Plan Mgmt For Against
11 Approve Provision of Guarantee for Mgmt For Against Subsidiaries
12 Approve Amendments to Articles of Mgmt For For Association
13 Approve Employee Share Purchase Plan SH For For (Draft) and Summary
14 Approve Methods to Assess the Performance SH For For of Plan Participants Regarding Employee Share Purchase Plan
15 Approve Authorization of Board to Handle All SH For For Related Matters Regarding Employee Share Purchase Plan
16 Approve Draft and Summary of Stock Option SH For For Incentive Plan
17 Approve Methods to Assess the Performance SH For For of Plan Participants Regarding Stock Option Incentive Plan
18 Approve Authorization of Board to Handle All SH For For Related Matters Regarding Stock Option Incentive Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangdong Kinlong Hardware Products Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y29347104 Record Date: 04/29/2021 Meeting Type: Annual Ticker: 002791
Primary CUSIP: Y29347104 Primary ISIN: CNE100002649 Primary SEDOL: BDCN535
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors Mgmt For For
7 Approve Remuneration of Supervisors Mgmt For For
8 Approve Application of Bank Credit Lines Mgmt For For
9 Approve Provision of Guarantee Mgmt For For
10 Approve to Appoint Auditor Mgmt For For
11 Approve Amendments to Articles of Mgmt For For Association
12 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
13 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
14 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
15 Amend Working System for Independent Mgmt For Against Directors
16 Amend Related-Party Transaction Mgmt For Against Management System
17 Amend External Guarantee Management Mgmt For Against Regulations
18 Approve Draft and Summary of Stock Option Mgmt For For Incentive Plan
19 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
20 Approve Authorization of the Board to Handle Mgmt For For All Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangdong Kinlong Hardware Products Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
21 Approve Authorization of the Board to Mgmt For For Remove Huang Qiang as Independent Director
22 Elect Gao Gang as Independent Director Mgmt For For
Guanghui Energy Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y2949A100 Record Date: 04/26/2021 Meeting Type: Annual Ticker: 600256
Primary CUSIP: Y2949A100 Primary ISIN: CNE0000012G4 Primary SEDOL: 6247964
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Independent Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve to Appoint Auditors and the 2021 Mgmt For For Audit Fee Standard
Hefei Meyer Optoelectronic Technology Inc.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y3123L102 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 002690
Primary CUSIP: Y3123L102 Primary ISIN: CNE100001JZ1 Primary SEDOL: B8DGGB3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hefei Meyer Optoelectronic Technology Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
8 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
9 Approve Use of Idle Excess Raised Funds and Mgmt For Against Own Funds for Cash Management
10 Approve Appointment of Auditor Mgmt For For
11 Approve Application of Bank Credit Lines Mgmt For For
Hengli Petrochemical Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y1963X103 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 600346
Primary CUSIP: Y1963X103 Primary ISIN: CNE0000018V0 Primary SEDOL: 6422879
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors Mgmt For For
7 Approve Remuneration of Supervisor Mgmt For For
8 Approve Daily Related Party Transaction Mgmt For For
9 Approve Foreign Exchange Derivatives Mgmt For For Transaction Business
10 Approve Provision of Guarantee Mgmt For Against
11 Approve Application of Bank Credit Lines Mgmt For Against
12 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengli Petrochemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
Hubei Jumpcan Pharmaceutical Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y3120L105 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 600566
Primary CUSIP: Y3120L105 Primary ISIN: CNE0000018X6 Primary SEDOL: 6391560
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Report of the Independent Directors Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Remuneration of Directors and Mgmt For Against Supervisors
8 Approve to Appoint Auditor Mgmt For For
Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y4449E103 Record Date: 04/29/2021 Meeting Type: Annual Ticker: 002223
Primary CUSIP: Y4449E103 Primary ISIN: CNE1000009X3 Primary SEDOL: B2QNK62
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
Juewei Food Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y446FS100 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 603517
Primary CUSIP: Y446FS100 Primary ISIN: CNE100002RT5 Primary SEDOL: BDZ71S1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Annual Report and Summary Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Report
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Application of Bank Credit Lines Mgmt For Against
9 Approve Extension of Raised Funds Mgmt For For Investment Projects for Convertible Bonds
10 Approve Use of Raised Funds for Cash Mgmt For For Management
NanJi E-Commerce Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y4447Q108 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 002127
Primary CUSIP: Y4447Q108 Primary ISIN: CNE100000080 Primary SEDOL: B1VVLQ1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
NanJi E-Commerce Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Approve to Appoint Auditor Mgmt For For
7 Approve Annual Report and Summary Mgmt For For
8 Approve Credit Line Application Mgmt For For
Shanghai Baosight Software Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y7691Z104 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 900926
Primary CUSIP: Y7691Z104 Primary ISIN: CNE000000GG0 Primary SEDOL: 6835422
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve Financial Budget Report Mgmt For For
7 Approve Related Party Transaction Mgmt For Against
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
8.1 Elect Jiang Yuxiang as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tonghua Dongbao Pharmaceutical Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y8864T107 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 600867
Primary CUSIP: Y8864T107 Primary ISIN: CNE000000H87 Primary SEDOL: 6882428
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Financial Auditor and Internal Mgmt For For Control Auditor
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Adjustment to Allowance of Mgmt For For Independent Directors
Tongwei Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y8884V108 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 600438
Primary CUSIP: Y8884V108 Primary ISIN: CNE000001GS3 Primary SEDOL: 6743815
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Report of the Independent Directors Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Approve Comprehensive Credit Line Mgmt For Against Application Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tongwei Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Provision of Guarantee Mgmt For Against
10 Approve Provision of Guarantee for Corporate Mgmt For Against Customers
11 Approve Bill Pool Business Mgmt For Against
12 Approve Shareholder Dividend Return Plan Mgmt For For
13 Approve to Adjust the Total Investment Scale Mgmt For For of Investment Projects with Partial Raised Funds
14 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
15.1 Approve Issue Type Mgmt For For
15.2 Approve Issue Scale Mgmt For For
15.3 Approve Par Value and Issue Price Mgmt For For
15.4 Approve Bond Maturity Mgmt For For
15.5 Approve Bond Interest Rate Mgmt For For
15.6 Approve Method and Term for the Repayment Mgmt For For of Principal and Interest
15.7 Approve Conversion Period Mgmt For For
15.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
15.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
15.10 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
15.11 Approve Terms of Redemption Mgmt For For
15.12 Approve Terms of Sell-Back Mgmt For For
15.13 Approve Dividend Distribution Post Mgmt For For Conversion
15.14 Approve Issue Manner and Target Subscribers Mgmt For For
15.15 Approve Placing Arrangement for Mgmt For For Shareholders
15.16 Approve Bondholders and Bondholder Mgmt For For Meetings
15.17 Approve Use of Proceeds Mgmt For For
15.18 Approve Depository of Raised Funds Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tongwei Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
15.19 Approve Guarantee Matters Mgmt For For
15.20 Approve Resolution Validity Period Mgmt For For
16 Approve Plan for Issuance of Convertible Mgmt For For Bonds
17 Approve Feasibility Analysis Report on the Mgmt For For Intended Usage of Raised Funds
18 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
19 Approve Meeting Rules for A Share Mgmt For For Convertible Corporate Bondholders
20 Approve Authorization of Board to Handle All Mgmt For For Related Matters
21 Approve Report on the Usage of Previously Mgmt For For Raised Funds
Xinhu Zhongbao Co., Ltd.
Meeting Date: 05/07/2021 Country: China Primary Security ID: Y9724T105 Record Date: 04/27/2021 Meeting Type: Special Ticker: 600208
Primary CUSIP: Y9724T105 Primary ISIN: CNE000000ZH8 Primary SEDOL: 6158594
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Stock Option Incentive Plan and Its Mgmt For Against Summary
2 Approve Appraisal Measures of the Stock Mgmt For Against Option Incentive Plan
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Xtep International Holdings Limited
Meeting Date: 05/07/2021 Country: Cayman Islands Primary Security ID: G98277109 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 1368
Primary CUSIP: G98277109 Primary ISIN: KYG982771092 Primary SEDOL: B2RJYH8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xtep International Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Ding Ming Zhong as Director Mgmt For For
4 Elect Bao Ming Xiao as Director Mgmt For For
5 Authorize Board to Fix Remuneration of Mgmt For For Directors
6 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Repurchase of Issued Share Capital Mgmt For For
9 Authorize Reissuance of Repurchased Shares Mgmt For Against
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y07729109 Record Date: 04/29/2021 Meeting Type: Annual Ticker: 002271
Primary CUSIP: Y07729109 Primary ISIN: CNE100000CS3 Primary SEDOL: B3CTJX1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Approve Remuneration of Directors Mgmt For For
9 Approve Remuneration of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Application of Comprehensive Credit Mgmt For Against Lines
11 Approve Guarantee Provision for the Mgmt For Against Comprehensive Credit Lines Applied by the Subsidiary
12 Approve Provision of External Guarantee Mgmt For Against
13 Approve Increase in Registered Capital Mgmt For For
14 Amend Articles of Association Mgmt For For
15 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
China Evergrande Group
Meeting Date: 05/10/2021 Country: Cayman Islands Primary Security ID: G2119W106 Record Date: Meeting Type: Special Ticker: 3333
Primary CUSIP: G2119W106 Primary ISIN: KYG2119W1069 Primary SEDOL: BD3DS68
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Share Option Scheme of Evergrande Mgmt For Against Property Services Group Limited
2 Approve Share Option Scheme of Evergrande Mgmt For Against Fairyland Group Limited
3 Approve Share Option Scheme of New Gains Mgmt For Against Group Limited
4 Approve Share Option Scheme of Evergrande Mgmt For Against Charging Technology Co., Ltd.
5 Approve Share Option Scheme of Star Mgmt For Against Network Cloud IoT Technology Co., Ltd.
6 Approve Share Option Scheme of Star Mgmt For Against Network Community Cloud IoT Technology Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Energy Shipping Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y15039129 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 601872
Primary CUSIP: Y15039129 Primary ISIN: CNE000001PQ8 Primary SEDOL: B1H6P80
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Independent Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Application of Bank Credit Lines Mgmt For Against
7 Approve Financial Auditor and Internal Mgmt For For Control Auditor
APPROVE DAILY RELATED-PARTY Mgmt TRANSACTIONS
8.1 Approve Daily Related Party Transactions with Mgmt For For Shekou Youlian Shipyard
8.2 Approve Daily Related Party Transactions with Mgmt For For Zhongshihua
8.3 Approve Daily Related Party Transactions with Mgmt For For China Merchants Haitong Trading Co., Ltd.
8.4 Approve Daily Related Party Transactions with Mgmt For For Shenzhen Haishun Maritime Service Co., Ltd.
8.5 Approve Daily Related Party Transactions with Mgmt For For Zhongwaiyun Changhai Group
8.6 Approve Daily Related Party Transactions with Mgmt For For Zhongguo Waiyun Co., Ltd.
8.7 Approve Daily Related Party Transactions with Mgmt For For Liaoning Port Group Co., Ltd.
9 Approve Renewal of Loans Mgmt For Against
10 Approve Authorization of Guarantee Mgmt For Against
Concord New Energy Group Limited
Meeting Date: 05/10/2021 Country: Bermuda Primary Security ID: G2345T109 Record Date: Meeting Type: Special Ticker: 182
Primary CUSIP: G2345T109 Primary ISIN: BMG2345T1099 Primary SEDOL: BVXTWR1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Concord New Energy Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Finance Lease Agreement and Mgmt For For Related Transactions
EVE Energy Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y2303F109 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 300014
Primary CUSIP: Y2303F109 Primary ISIN: CNE100000GS4 Primary SEDOL: B4TSW28
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Audit Report Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve Remuneration and Assessment Plan Mgmt For For of Directors and Senior Management Members
8 Approve to Appoint Auditor Mgmt For For
9 Approve Repurchase and Cancellation of Mgmt For For Stock Options and Performance Shares
10 Approve Amendments to Articles of Mgmt For For Association
11 Approve to Formulate Management System of Mgmt For For External Financial Assistance Provision
12 Approve Report of the Board of Supervisors Mgmt For For
13 Approve Remuneration of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Kingmed Diagnostics Group Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y2935F105 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 603882
Primary CUSIP: Y2935F105 Primary ISIN: CNE100002VW1 Primary SEDOL: BYWQ3L5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Auditor and Internal Mgmt For For Control Auditor
7 Approve Remuneration of Directors and Mgmt For Against Senior Management Members
8 Approve Remuneration of Supervisors Mgmt For Against
9 Approve Changes in Registered Capital and Mgmt For For Amend Articles of Association
APPROVE STOCK OPTION INCENTIVE PLAN Mgmt AND ITS SUMMARY
10.1 Approve Purpose and Principle Mgmt For For
10.2 Approve Management Agency Mgmt For For
10.3 Approve Criteria to Select Plan Participants Mgmt For For
10.4 Approve Source, Number and Allocation of Mgmt For For Underlying Stocks
10.5 Approve Time Arrangements Mgmt For For
10.6 Approve Exercise Price and Price-setting Basis Mgmt For For
10.7 Approve Conditions for Granting and Mgmt For For Exercising Rights
10.8 Approve Methods and Procedures to Adjust Mgmt For For the Incentive Plan
10.9 Approve Accounting Treatment Mgmt For For
10.10 Approve Implementation Procedures Mgmt For For
10.11 Approve Rights and Obligations Mgmt For For
10.12 Approve How to Implement the Restricted Mgmt For For Stock Incentive Plan When There Are Changes for the Company and Incentive Objects Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Kingmed Diagnostics Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
12 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Hangzhou Great Star Industrial Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y3037V105 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 002444
Primary CUSIP: Y3037V105 Primary ISIN: CNE100000RC5 Primary SEDOL: B3NVRR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Remuneration of Directors Mgmt For For
5 Approve Remuneration of Supervisors Mgmt For For
6 Approve Financial Statements Mgmt For For
7 Approve Profit Distribution Mgmt For For
8 Approve Bank Credit Line Application Mgmt For For
9 Approve Appointment of Financial Auditor Mgmt For For
10 Approve Related Party Transaction Mgmt For For
11 Approve Foreign Exchange Derivatives Mgmt For For Transactions
12 Approve Financial Assistance Provision Mgmt For For
13 Approve Use of Idle Own Funds for Entrusted Mgmt For Against Financial Management
14 Approve Shareholder Return Plan Mgmt For For
15 Approve Amendments to Articles of Mgmt For For Association
16 Approve to Change the Implementation Mgmt For For Subject and Location of Fundraising Projects, to Adjust the Investment Structure of Fundraising Projects and Extend the Implementation Period Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hangzhou Great Star Industrial Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
17 Approve to Change the Partial Usage of the Mgmt For For Raised Funds for Equity Acquisition
Iflytek Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y013A6101 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 002230
Primary CUSIP: Y013A6101 Primary ISIN: CNE100000B81 Primary SEDOL: B2R0YF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
6 Approve Related Party Transaction Mgmt For For
7 Approve Annual Report and Summary Mgmt For For
8 Approve to Appoint Auditor Mgmt For For
9 Approve Provision of Guarantee Mgmt For For
10 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
11 Approve Amendments to Articles of Mgmt For For Association
12 Approve Completed Raised Fund Investment Mgmt For For Project and Use Its Raised Funds to Replenish Working Capital
Jiangsu Eastern Shenghong Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y9717R108 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 000301
Primary CUSIP: Y9717R108 Primary ISIN: CNE0000012K6 Primary SEDOL: 6246336 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Eastern Shenghong Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For For Budget Report
4 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Financial Auditor and Mgmt For For Internal Control Auditor
7 Approve Adjustment of Performance SH For For Commitment Period and Signing of Supplementary Agreement
Jinke Property Group Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y4463Q107 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Remuneration of Chairman of the Mgmt For For Board
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Appointment of Financial and Mgmt For For Internal Control Auditor
8 Approve Additional Guarantee SH For For
9 Approve Use of Surplus Funds of Subsidiary SH For For by the Company and its Partners According to Their Shareholding Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinke Property Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Supply Chain Asset-backed Securities SH For For Business
11 Approve Company's Eligibility for Issuance of SH For For Debt Financing Instruments
APPROVE ISSUANEC OF DEBT FINANCING Mgmt INSTRUMENTS
12.1 Approve Issue Size SH For For
12.2 Approve Issue Time and Manner SH For For
12.3 Approve Issue Period and Type SH For For
12.4 Approve Use of Proceeds SH For For
12.5 Approve Issuance Cost SH For For
12.6 Approve Resolution Validity Period SH For For
13 Approve Authorization of Board to Handle All SH For For Related Matters
NAURA Technology Group Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y0772M100 Record Date: 04/28/2021 Meeting Type: Special Ticker: 002371
Primary CUSIP: Y0772M100 Primary ISIN: CNE100000ML7 Primary SEDOL: B66DNR2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For Against Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
2.1 Approve Share Type and Par Value Mgmt For Against
2.2 Approve Issue Manner and Issue Time Mgmt For Against
2.3 Approve Target Subscribers and Subscription Mgmt For Against Method
2.4 Approve Pricing Method and Issue Price Mgmt For Against
2.5 Approve Issue Size Mgmt For Against
2.6 Approve Lock-up Period Mgmt For Against
2.7 Approve Amount and Use of Proceeds Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
NAURA Technology Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.8 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
2.9 Approve Listing Exchange Mgmt For Against
2.10 Approve Resolution Validity Period Mgmt For Against
3 Approve Plan on Private Placement of Shares Mgmt For Against
4 Approve Report on the Usage of Previously Mgmt For Against Raised Funds
5 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds
6 Approve Impact of Dilution of Current Returns Mgmt For Against on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties
7 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
Ningbo Tuopu Group Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y62990109 Record Date: 04/29/2021 Meeting Type: Annual Ticker: 601689
Primary CUSIP: Y62990109 Primary ISIN: CNE1000023J3 Primary SEDOL: BW9LDX1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Board of Independent Mgmt For For Directors
4 Approve Financial Statements Mgmt For For
5 Approve Credit Line Bank Application Mgmt For For
6 Approve Bill Pool Business Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ningbo Tuopu Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Annual Report and Summary Mgmt For For
10 Approve Related Party Transactions Mgmt For For
11 Approve Estimated Daily Related Party Mgmt For For Transactions
12 Approve Use of Idle Raised Funds for Mgmt For For Entrusted Asset Management
13 Approve Use of Idle Raised Funds to Mgmt For For Replenish Working Capital
14 Approve Replenishment of Capital by Raised Mgmt For For Funds
15 Approve Replenishment of Bank Acceptance Mgmt For For Bill by Raised Funds
16 Approve Increase in the Implementation Mgmt For For Subject of Raised Funds Investment Project
17 Approve Shareholder Return Plan Mgmt For For
Shanghai Liangxin Electrical Co,. Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y76899106 Record Date: 04/29/2021 Meeting Type: Special Ticker: 002706
Primary CUSIP: Y76899106 Primary ISIN: CNE100001R74 Primary SEDOL: BHWQM19
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Application of Bank Credit Lines Mgmt For For
2 Approve Provision of Guarantees Mgmt For For
Shenzhen Capchem Technology Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y77316100 Record Date: 04/30/2021 Meeting Type: Special Ticker: 300037
Primary CUSIP: Y77316100 Primary ISIN: CNE100000K15 Primary SEDOL: B54BB99 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Capchem Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment in the Construction of Mgmt For For Semiconductor Chemicals and Lithium Battery Materials Project
2 Approve External Investment and Mgmt For For Establishment of a Joint Venture Company
3 Approve Investment in the Construction of Mgmt For For Lithium Battery Additive Project
Sinocare, Inc.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y12984103 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 300298
Primary CUSIP: Y12984103 Primary ISIN: CNE100001CJ0 Primary SEDOL: B66ML53
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Usage of Funds by Controlling Mgmt For For Shareholder and Other Related Parties
7 Approve Remuneration and Allowance of Mgmt For For Directors, Supervisors and Senior Management Members
8 Approve Use of Idle Raised Funds and Idle Mgmt For Against Own Funds for Cash Management
9 Approve Draft and Summary of Employee Mgmt For For Share Purchase Plan
10 Approve Management Method of Employee Mgmt For For Share Purchase Plan
11 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
12 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Issuance of Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinocare, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Amendments to Articles of Mgmt For For Association
14 Approve Application of Credit Lines Mgmt For For
Tongkun Group Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y8851U109 Record Date: 04/28/2021 Meeting Type: Annual Ticker: 601233
Primary CUSIP: Y8851U109 Primary ISIN: CNE1000012X7 Primary SEDOL: B5MK3F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Report on the Usage of Previously Mgmt For For Raised Funds
7 Approve Remuneration of Directors Mgmt For For
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve to Appoint Financial Auditor Mgmt For For
10 Approve Guarantee Provision Between Mgmt For Against Company and Subsidiary
11 Approve to Authorized Company and Mgmt For Against Subsidiary for the Financing Application
APPROVE 2020 RELATED PARTY Mgmt TRANSACTIONS
12.1 Approve Related Party Transaction with Mgmt For For Controlling Shareholders and Its Subsidiaries
12.2 Approve Related Party Transaction with Mgmt For For Zhejiang Petroleum & Chemical Co., Ltd.
12.3 Approve Related Party Transaction with Mgmt For For Zhejiang Hengchuang Advanced Functional Fiber Innovation Center Co., Ltd.
12.4 Approve Transaction with Related Parties Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tongkun Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE 2021 ESTIMATED RELATED PARTY Mgmt TRANSACTIONS
13.1 Approve Estimated Related Party Transaction Mgmt For For with Controlling Shareholders and Its Subsidiaries
13.2 Approve Estimated Related Party Transaction Mgmt For For with Zhejiang Petroleum & Chemical Co., Ltd.
13.3 Approve Estimated Related Party Transaction Mgmt For For with Zhejiang Hengchuang Advanced Functional Fiber Innovation Center Co., Ltd.
13.4 Approve Transaction with Other Related Mgmt For For Parties
Yantai Eddie Precision Machinery Co., Ltd.
Meeting Date: 05/10/2021 Country: China Primary Security ID: Y9740J107 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 603638
Primary CUSIP: Y9740J107 Primary ISIN: CNE100002Z65 Primary SEDOL: BYZLX62
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
7 Approve Report on the Deposit and Usage of Mgmt For For Raised Funds
8 Amend Articles of Association Mgmt For For
9 Approve Financial Budget Report Mgmt For For
10 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ausnutria Dairy Corporation Ltd
Meeting Date: 05/11/2021 Country: Cayman Islands Primary Security ID: G06318102 Record Date: 05/05/2021 Meeting Type: Annual Ticker: 1717
Primary CUSIP: G06318102 Primary ISIN: KYG063181021 Primary SEDOL: B4M2F06
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Elect Ng Siu Hung as Director Mgmt For Against
2.2 Elect Shi Liang as Director Mgmt For Against
2.3 Elect Qiao Baijun as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Final Dividend Mgmt For For
5 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Repurchase of Issued Share Capital Mgmt For For
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Coal Energy Company Limited
Meeting Date: 05/11/2021 Country: China Primary Security ID: Y1434L100 Record Date: 04/09/2021 Meeting Type: Annual Ticker: 1898
Primary CUSIP: Y1434L100 Primary ISIN: CNE100000528 Primary SEDOL: B1JNK84
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Coal Energy Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve 2020 Profit Distribution Plan and Mgmt For For Distribution of Final Dividends
5 Approve Capital Expenditure Budget for the Mgmt For For Year 2021
6 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration
7 Approve Emoluments of Directors and Mgmt For For Supervisors
8 Approve Controlling Shareholder's Change of Mgmt For For Commitments Related to Horizontal Competition
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
9.01 Elect Wang Shudong as Director Mgmt For For
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
10.01 Elect Zhang Qiaoqiao as Supervisor Mgmt For For
China High-Speed Railway Technology Co., Ltd.
Meeting Date: 05/11/2021 Country: China Primary Security ID: Y1R9C1107 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 000008
Primary CUSIP: Y1R9C1107 Primary ISIN: CNE0000001C6 Primary SEDOL: 6478957
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Guarantee Provision Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Gemdale Corp.
Meeting Date: 05/11/2021 Country: China Primary Security ID: Y2685G105 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 600383
Primary CUSIP: Y2685G105 Primary ISIN: CNE000001790 Primary SEDOL: 6320973
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Appointment of Auditor Mgmt For For
6 Approve Annual Report Mgmt For For
7 Approve External Guarantee Mgmt For For
8 Approve Issuance of Debt Financing Mgmt For For Instruments
Hengyi Petrochemical Co., Ltd.
Meeting Date: 05/11/2021 Country: China Primary Security ID: Y3183A103 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 000703
Primary CUSIP: Y3183A103 Primary ISIN: CNE0000001J1 Primary SEDOL: 6005515
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Internal Control Self-Evaluation Mgmt For For Report
7 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
8 Approve Appointment of Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengyi Petrochemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Performance Commitments and Mgmt For For Performance Compensation Plan in Connection to Acquisition by Issuance of Shares and Related Party Transactions
10 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
APPROVE ADDITIONAL DAILY-RELATED Mgmt PARTY TRANSACTIONS
11.1 Approve Development of Paper Goods Trade Mgmt For For with Hong Kong Yisheng Co., Ltd. and Hong Kong Yisheng Dahua Co., Ltd.
11.2 Approve Application of Credit Line, Various Mgmt For Against Types of Investment and Financing,Various Derivatives and Other Business
11.3 Approve Provision of Acetic Acid Products to Mgmt For For Yisheng New Materials
12 Amend Articles of Association Mgmt For For
Jiangsu Hengrui Medicine Co., Ltd.
Meeting Date: 05/11/2021 Country: China Primary Security ID: Y4446S105 Record Date: 04/29/2021 Meeting Type: Annual Ticker: 600276
Primary CUSIP: Y4446S105 Primary ISIN: CNE0000014W7 Primary SEDOL: 6288457
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Annual Report and Summary Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Financial Auditor and Internal Mgmt For For Control Auditor as well as Payment of Remuneration
7 Approve Amendments to Articles of Mgmt For For Association
8 Approve Repurchase and Cancellation of Mgmt For For Equity Incentive Stocks Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Hengrui Medicine Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Elect Dong Jiahong as Independent Director Mgmt For For
XCMG Construction Machinery Co., Ltd.
Meeting Date: 05/11/2021 Country: China Primary Security ID: Y9T17R112 Record Date: 05/06/2021 Meeting Type: Special Ticker: 000425
Primary CUSIP: Y9T17R112 Primary ISIN: CNE000000FH0 Primary SEDOL: 6984249
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Remuneration System of Senior Mgmt For For Management Members
Zhejiang Longsheng Group Co., Ltd.
Meeting Date: 05/11/2021 Country: China Primary Security ID: Y98918108 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 600352
Primary CUSIP: Y98918108 Primary ISIN: CNE000001FJ4 Primary SEDOL: 6673280
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Remuneration of Directors and Mgmt For For Supervisors
8 Approve Application of Bank Credit Lines Mgmt For Against
9 Approve Provision of Guarantees Mgmt For Against
10 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
360 Security Technology, Inc.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y444T7106 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 601360
Primary CUSIP: Y444T7106 Primary ISIN: CNE100002RZ2 Primary SEDOL: BFY1ZJ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Profit Distribution Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Remuneration of Directors Mgmt For For
6 Approve Daily Related-party Transactions Mgmt For For
7 Approve Amendments to Articles of Mgmt For For Association
8 Approve Provision of Guarantees Mgmt For For
9 Approve Report of the Board of Supervisors Mgmt For For
10 Approve Remuneration of Supervisors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Zhou Hongyi as Director Mgmt For For
11.2 Elect Zhang Bei as Director Mgmt For For
11.3 Elect Ye Jian as Director Mgmt For For
11.4 Elect Dong Jianming as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Ming Huang as Director Mgmt For For
12.2 Elect Xu Jingchang as Director Mgmt For For
12.3 Elect Liu Shi'an as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
13.1 Elect Shao Xiaoyan as Supervisor Mgmt For For
13.2 Elect Li Yuan as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Agile Group Holdings Ltd.
Meeting Date: 05/12/2021 Country: Cayman Islands Primary Security ID: G01198103 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 3383
Primary CUSIP: G01198103 Primary ISIN: KYG011981035 Primary SEDOL: B0PR2F4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Chen Zhuo Lin as Director Mgmt For For
4 Elect Luk Sin Fong, Fion as Director Mgmt For For
5 Elect Chan Cheuk Nam as Director Mgmt For For
6 Elect Cheng Hon Kwan as Director Mgmt For For
7 Authorize Board to Fix Remuneration of Mgmt For For Directors
8 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
9A Authorize Repurchase of Issued Share Capital Mgmt For For
9B Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
9C Authorize Reissuance of Repurchased Shares Mgmt For Against
Avary Holding (Shenzhen) Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y0R9JY100 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 002938
Primary CUSIP: Y0R9JY100 Primary ISIN: CNE100003GF5 Primary SEDOL: BFXR916
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Avary Holding (Shenzhen) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Related Party Transaction Mgmt For For
8 Approve to Appoint Auditor Mgmt For For
9 Approve Shareholder Return Plan Mgmt For For
10 Approve Draft and Summary of Performance Mgmt For For Shares Incentive Plan
11 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
12 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
BBMG Corporation
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y076A3105 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 2009
Primary CUSIP: Y076A3105 Primary ISIN: CNE100000F20 Primary SEDOL: B3NFC51
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Board
3 Approve 2020 Audited Accounts Mgmt For For
4 Approve 2020 Profit Distribution Proposal Mgmt For For
5 Appoint Ernst & Young Hua Ming Certified Mgmt For For Public Accountants as Auditor and Authorize Board to Fix Their Remuneration
6 Approve 2020 Remuneration Plan of Directors Mgmt For For
7 Approve 2021 Guarantee Authorization to Mgmt For Against Subsidiaries
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and H Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BBMG Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Remuneration Standard of Directors Mgmt For For
10 Approve Remuneration Standard of Mgmt For For Supervisors
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
11.01 Elect Zeng Jin as Director Mgmt For For
11.02 Elect Jiang Yingwu as Director Mgmt For For
11.03 Elect Wu Dong as Director Mgmt For For
11.04 Elect Zheng Baojin as Director Mgmt For For
11.05 Elect Gu Tiemin as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
12.01 Elect Yu Fei as Director Mgmt For For
12.02 Elect Liu Taigang as Director Mgmt For For
12.03 Elect Li Xiaohui as Director Mgmt For For
12.04 Elect Hong Yongmiao as Director Mgmt For For
12.05 Elect Tam Kin Fong as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
13.01 Elect Guo Yanming as Supervisor Mgmt For For
13.02 Elect Zhang Qicheng as Supervisor Mgmt For For
13.03 Elect Gao Junhua as Supervisor Mgmt For For
13.04 Elect Yu Kaijun as Supervisor Mgmt For For
Beijing Yuanliu Hongyuan Electronic Technology Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y0R9T3107 Record Date: 05/06/2021 Meeting Type: Special Ticker: 603267
Primary CUSIP: Y0R9T3107 Primary ISIN: CNE100003LG3 Primary SEDOL: BJHDDD8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Yuanliu Hongyuan Electronic Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Provision of Guarantee Mgmt For For
Chengdu Xingrong Environment Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y1R189102 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 000598
Primary CUSIP: Y1R189102 Primary ISIN: CNE000000HN4 Primary SEDOL: 6103970
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
China National Medicines Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y1499V100 Record Date: 05/06/2021 Meeting Type: Special Ticker: 600511
Primary CUSIP: Y1499V100 Primary ISIN: CNE000001D56 Primary SEDOL: 6564919
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Tower Corporation Limited
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y15076105 Record Date: 05/05/2021 Meeting Type: Annual Ticker: 788
Primary CUSIP: Y15076105 Primary ISIN: CNE100003688 Primary SEDOL: BFZ2PK0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Profit Distribution Proposal and Mgmt For For Declaration of Final Dividend
3 Approve PricewaterhouseCoopers and Mgmt For For PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration
4 Approve Change in Registered Address Mgmt For For
5 Approve Amendments to Articles of Mgmt For Against Association, Rules of Procedures Regarding Meetings of Board of Directors and Related Transactions
6 Approve Grant of General Mandate to Issue Mgmt For For Debt Financing Instruments Denominated in Local or Foreign Currencies
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect Increase in the Registered Capital
Dashang Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y19973117 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 600694
Primary CUSIP: Y19973117 Primary ISIN: CNE000000DW4 Primary SEDOL: 6248718
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dashang Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Annual Report and Summary Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Payment of Audit Fees Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Report of the Board of Independent Mgmt For For Directors
8 Approve Related Party Transaction Mgmt For For
9 Approve Report of the Board of Supervisors Mgmt For For
10 Elect Li Nana as Supervisor Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Li Hongsheng as Director Mgmt For For
11.2 Elect Chen Jingxia as Director Mgmt For For
G-Bits Network Technology (Xiamen) Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y2688G102 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 603444
Primary CUSIP: Y2688G102 Primary ISIN: CNE100002GK7 Primary SEDOL: BYPDLN1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Use of Funds for Cash Management Mgmt For Against
7 Elect Huang Shuling as Supervisor SH For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinyuan EP Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y4443B105 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 000546
Primary CUSIP: Y4443B105 Primary ISIN: CNE0000004G1 Primary SEDOL: 6479240
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Application of Credit Lines Mgmt For For
7 Approve Provision of Guarantee Mgmt For For
8 Approve Provision of Advance Payment Mgmt For For Guarantee for Product Sales
9 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
10 Elect Zhao Weidong as Non-Independent Mgmt For For Director
11 Approve Extension of Resolution Validity Mgmt For For Period of Private Placement of Shares
12 Approve Authorization of Board to Handle All Mgmt For For Related Matters
13 Approve Asset Pool Business Mgmt For For
Vinda International Holdings Limited
Meeting Date: 05/12/2021 Country: Cayman Islands Primary Security ID: G9361V108 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 3331
Primary CUSIP: G9361V108 Primary ISIN: KYG9361V1086 Primary SEDOL: B1Z7648
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Vinda International Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Final Dividend Mgmt For For
3a Elect Li Chao Wang as Director Mgmt For For
3b Elect Li Jielin as Director Mgmt For For
3c Elect Jan Christer Johansson as Director Mgmt For For
3d Elect Lee Hsiao-yun Ann as Director Mgmt For For
3e Elect Johann Christoph Michalski as Director Mgmt For For
3f Elect Law Hong Ping, Lawrence as Director Mgmt For For
3g Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Winning Health Technology Group Co. Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y7685K105 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 300253
Primary CUSIP: Y7685K105 Primary ISIN: CNE1000016F5 Primary SEDOL: B43XCJ6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
7 Amend Management Method of Raised Funds Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Semir Garment Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y9894U106 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 002563
Primary CUSIP: Y9894U106 Primary ISIN: CNE100001104 Primary SEDOL: B52K2H3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Use of Idle Own Funds to Purchase Mgmt For Against Financial Products
9 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
10 Amend Articles of Association Mgmt For For
Zhejiang Supor Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y98925103 Record Date: 04/30/2021 Meeting Type: Special Ticker: 002032
Primary CUSIP: Y98925103 Primary ISIN: CNE000001KS5 Primary SEDOL: B02JCS6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE REPURCHASE OF THE COMPANY'S Mgmt SHARES
1.1 Approve the Purpose and Usage of the Shares Mgmt For For to Be Repurchased
1.2 Approve Manner of Share Repurchase Mgmt For For
1.3 Approve Price and Pricing Principle of the Mgmt For For Share Repurchase Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Supor Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.4 Approve Type, Number and Proportion of the Mgmt For For Share Repurchase
1.5 Approve Total Capital Used for the Share Mgmt For For Repurchase
1.6 Approve Capital Source Used for the Share Mgmt For For Repurchase
1.7 Approve Implementation Period of the Share Mgmt For For Repurchase
1.8 Approve Resolution Validity Period Mgmt For For
2 Approve Amendments to Articles of Mgmt For For Association
Zhejiang Weixing New Building Materials Co., Ltd.
Meeting Date: 05/12/2021 Country: China Primary Security ID: Y9893V105 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 002372
Primary CUSIP: Y9893V105 Primary ISIN: CNE100000MK9 Primary SEDOL: B619MD4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Profit Distribution Mgmt For For
3 Approve Report of the Board of Directors Mgmt For For
4 Approve Report of the Board of Supervisors Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Use of Idle Own Funds for Mgmt For Against Investment and Financial Management Business
8 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
9 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Autobio Diagnostics Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y0483B104 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 603658
Primary CUSIP: Y0483B104 Primary ISIN: CNE100002GC4 Primary SEDOL: BYNC4Q4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For Against
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve Annual Report and Summary Mgmt For For
7 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
8 Approve Appointment of Auditor Mgmt For For
9 Approve Remuneration and Allowance of Mgmt For Against Directors and Supervisors
10 Approve Loan from Controlling Shareholder Mgmt For For and Related Party Transaction
11 Approve Amendments to Articles of Mgmt For For Association
12 Approve Company's Controlling Shareholder's Mgmt For For Plan to Set Up an Industrial Investment Fund
Beijing North Star Company Limited
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y0770G105 Record Date: 04/29/2021 Meeting Type: Annual Ticker: 588
Primary CUSIP: Y0770G105 Primary ISIN: CNE100000262 Primary SEDOL: 6084268
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Financial Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing North Star Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve 2020 Report of the Board of Mgmt For For Directors
3 Approve 2020 Report of the Supervisory Mgmt For For Committee
4 Approve 2020 Profit Distribution Scheme and Mgmt For For Capital Reserve Fund Conversion
5 Approve Dividend Distribution Plan for Mgmt For For Shareholders (2021-2023)
6 Approve Remuneration of Directors Mgmt For For
7 Approve Remuneration of Supervisors Mgmt For For
8 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration
9 Approve Renewal of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
10 Approve Authorization in Relation to Provision Mgmt For Against of Guarantee
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
12 Approve Grant of General Mandate for Mgmt For Against Issuance of Debt Financing Instruments
13 Approve Registration and Issuance of Mgmt For Against Perpetual Medium Term Notes
14 Approve Registration and Issuance of Medium Mgmt For Against Term Notes
ELECT DIRECTORS (EXCLUDING Mgmt INDEPENDENT NON-EXECUTIVE DIRECTORS) VIA CUMULATIVE VOTING
15.1 Elect Li Wei-Dong as Director Mgmt For For
15.2 Elect Li Yun as Director Mgmt For For
15.3 Elect Chen De-Qi as Director Mgmt For For
15.4 Elect Zhang Wen-Lei as Director Mgmt For For
15.5 Elect Guo Chuan as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
16.1 Elect Chow Wing-Kin, Anthony as Director SH For For
16.2 Elect Gan Pei-Zhong as Director SH For For
16.3 Elect Chen De-Qiu as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing North Star Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
17.1 Elect Li Xue-Mei as Supervisor Mgmt For For
17.2 Elect Mo Fei as Supervisor Mgmt For For
17.3 Elect Du Yan as Supervisor Mgmt For For
China State Construction Engineering Corp. Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y1R16Z106 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 601668
Primary CUSIP: Y1R16Z106 Primary ISIN: CNE100000F46 Primary SEDOL: B3Y6LV2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Independent Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report Mgmt For For
7 Approve Financial Budget Report Mgmt For For
8 Approve Implementation of Investment Mgmt For For Budget in 2020 and Proposed Investment Budget in 2021
9 Approve Appointment of Internal Control Mgmt For For Auditor
10 Approve to Appoint Financial Auditor Mgmt For For
11 Approve Provision of Guarantees Mgmt For For
12 Approve Domestic Bond Quota for 2021 Mgmt For For
13 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
14.1 Elect Zhou Naixiang as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China State Construction Engineering Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14.2 Elect Zheng Xuexuan as Director Mgmt For For
14.3 Elect Zhang Zhaoxiang as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
15.1 Elect Xu Wenrong as Director Mgmt For For
15.2 Elect Jia Chen as Director Mgmt For For
15.3 Elect Sun Chengming as Director Mgmt For For
15.4 Elect Li Ping as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
16.1 Elect Shi Zhiping as Supervisor Mgmt For For
16.2 Elect Li Jianbo as Supervisor Mgmt For For
16.3 Elect Tian Shifang as Supervisor Mgmt For For
Fujian Sunner Development Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y2655H109 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 002299
Primary CUSIP: Y2655H109 Primary ISIN: CNE100000G78 Primary SEDOL: B4L9T62
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Budget Report Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve to Appoint Auditor Mgmt For For
6 Approve Application of Bank Credit Lines Mgmt For Against
7 Approve Related Party Transactions Mgmt For For
8 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
9 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fujian Sunner Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Use of Idle Own Funds to Invest in Mgmt For Against Entrusted Financial Products
11 Approve Increase in Registered Capital and Mgmt For For Amend Articles of Association
12 Elect Ding Xiao as Non-independent Director Mgmt For For
GF Securities Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y270AF115 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 1776
Primary CUSIP: Y270AF115 Primary ISIN: CNE100001TQ9 Primary SEDOL: BW4NKK8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Directors' Report Mgmt For For
2 Approve 2020 Supervisory Committee's Mgmt For For Report
3 Approve 2020 Final Financial Report Mgmt For For
4 Approve 2020 Annual Report Mgmt For For
5 Approve 2020 Profit Distribution Plan Mgmt For For
6 Approve Ernst & Young Hua Ming LLP as PRC Mgmt For Against Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration
7 Approve 2021 Proprietary Investment Quota Mgmt For For
8 Approve 2021 Expected Daily Related Mgmt For For Party/Connected Transactions
GF Securities Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y270AF115 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 1776
Primary CUSIP: Y270AF115 Primary ISIN: CNE100001TQ9 Primary SEDOL: BW4NKK8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
GF Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Directors' Report Mgmt For For
2 Approve 2020 Supervisory Committee's Mgmt For For Report
3 Approve 2020 Final Financial Report Mgmt For For
4 Approve 2020 Annual Report Mgmt For For
5 Approve 2020 Profit Distribution Plan Mgmt For For
6 Approve Ernst & Young Hua Ming LLP as PRC Mgmt For Against Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration
7 Approve 2021 Proprietary Investment Quota Mgmt For For
8 Approve 2021 Expected Daily Related Mgmt For For Party/Connected Transactions
Health and Happiness (H&H) International Holdings Limited
Meeting Date: 05/13/2021 Country: Cayman Islands Primary Security ID: G4387E107 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 1112
Primary CUSIP: G4387E107 Primary ISIN: KYG4387E1070 Primary SEDOL: BF5L8M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Laetitia Marie Edmee Jehanne Albertini Mgmt For For ep. Garnier as Director
3a2 Elect Wang Yidong as Director Mgmt For For
3a3 Elect Zhang Wenhui as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Health and Happiness (H&H) International Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Hua Hong Semiconductor Limited
Meeting Date: 05/13/2021 Country: Hong Kong Primary Security ID: Y372A7109 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 1347
Primary CUSIP: Y372A7109 Primary ISIN: HK0000218211 Primary SEDOL: BRB3857
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Suxin Zhang as Director Mgmt For For
3 Elect Stephen Tso Tung Chang as Director Mgmt For For
4 Elect Long Fei Ye as Director Mgmt For For
5 Elect Guodong Sun as Director Mgmt For For
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
8 Authorize Repurchase of Issued Share Capital Mgmt For For
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
10 Authorize Reissuance of Repurchased Shares Mgmt For Against
Hytera Communications Corp. Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y3815M103 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 002583
Primary CUSIP: Y3815M103 Primary ISIN: CNE1000013B1 Primary SEDOL: B4RMQR5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hytera Communications Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors, Mgmt For Against Supervisors and Senior Management Members
7 Approve Application of Bank Credit Lines Mgmt For Against
8 Approve Provision of Guarantees to Mgmt For Against Subsidiaries
9 Approve Amendments to Articles of Mgmt For For Association
Jonjee Hi-Tech Industrial & Commercial Holding Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y9889J108 Record Date: 05/06/2021 Meeting Type: Special Ticker: 600872
Primary CUSIP: Y9889J108 Primary ISIN: CNE000000HK0 Primary SEDOL: 6999889
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect He Hua as Non-independent Director SH For For
Orient Securities Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y2059V100 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 3958
Primary CUSIP: Y2059V100 Primary ISIN: CNE1000027F2 Primary SEDOL: BD31M48 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Orient Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of Supervisory Mgmt For For Committee
3 Approve 2020 Final Accounts Report Mgmt For For
4 Approve 2020 Profit Distribution Proposal Mgmt For For
5 Approve 2021 Proprietary Business Scale Mgmt For For
6 Approve 2020 Annual Report Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt PROJECTED ROUTINE RELATED-PARTY TRANSACTIONS OF THE COMPANY IN 2021
7.01 Approve Routine Related-Party Transactions Mgmt For For with Shenergy (Group) Company Limited and Its Related Companies
7.02 Approve Routine Related-Party Transactions Mgmt For For with Other Related Parties
8 Approve 2021 Provision of Guarantees Mgmt For For
9 Elect Luo Xinyu as Director Mgmt For For
10 Approve Allowances for Independent Mgmt For For Supervisors
11 Approve Engagement of Auditing Firms for Mgmt For For the Year 2021
12 Amend Articles of Association Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt GENERAL MANDATE TO ISSUE OFFSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY
13.01 Approve Issue Methods Mgmt For For
13.02 Approve Issue Type Mgmt For For
13.03 Approve Issue Size Mgmt For For
13.04 Approve Issuer Mgmt For For
13.05 Approve Issue Term Mgmt For For
13.06 Approve Issue Interest Rate, Way of Payment Mgmt For For and Issue Price Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Orient Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13.07 Approve Security and Other Arrangements Mgmt For For
13.08 Approve Use of Proceeds Mgmt For For
13.09 Approve Target Subscribers Mgmt For For
13.10 Approve Listing of Debt Financing Mgmt For For Instruments
13.11 Approve Authorization of Issuance of Mgmt For For Offshore Debt Financing Instruments
13.12 Approve Validity Period of Resolution Mgmt For For
14 Approve Use of Proceeds from Previous Mgmt For For Fund-Raising Activities
15 Approve Compliance with Requirements on Mgmt For For Rights Issue
RESOLUTIONS IN RELATION TO THE PUBLIC Mgmt ISSUANCE OF SHARES BY WAY OF RIGHTS ISSUE OF THE COMPANY
16.01 Approve Type and Nominal Value of the Mgmt For For Issued Shares
16.02 Approve Method of the Issuance Mgmt For For
16.03 Approve Base, Proportion and Number of the Mgmt For For Rights Issue
16.04 Approve Pricing Principle and Issuance Price Mgmt For For
16.05 Approve Target Subscribers for the Issuance Mgmt For For
16.06 Approve Distribution Arrangement for Mgmt For For Accumulated Undistributed Profits of the Company Prior to the Issuance Plan
16.07 Approve Time of Issuance Mgmt For For
16.08 Approve Method of Sale Mgmt For For
16.09 Approve Use of Proceeds from the Rights Mgmt For For Issue
16.10 Approve Effective Period of the Resolutions of Mgmt For For the Rights Issue
16.11 Approve Listing of Shares to be Issued Mgmt For For
17 Approve Plan of Public Issuance of Shares by Mgmt For For Way of Rights Issue of the Company
18 Approve Feasibility Analysis Report on Use of Mgmt For For Proceeds to be Raised from Rights Issue by the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Orient Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
19 Approve Risk Warning Regarding Dilution of Mgmt For For Immediate Returns by Rights Issue to Existing Shareholders and Remedial Measures and Undertakings Given by Relevant Parties
20 Authorize Board to Deal with Relevant Matters Mgmt For For In Relation to the Rights Issue
Orient Securities Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y2059V100 Record Date: 05/10/2021 Meeting Type: Special Ticker: 3958
Primary CUSIP: Y2059V100 Primary ISIN: CNE1000027F2 Primary SEDOL: BD31M48
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Compliance with Requirements on Mgmt For For Rights Issue
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSAL ON THE PUBLIC ISSUANCE OF SHARES BY WAY OF RIGHTS ISSUE OF COMPANY
2.01 Approve Type and Nominal Value of the Mgmt For For Issued Shares
2.02 Approve Method of the Issuance Mgmt For For
2.03 Approve Base, Proportion and Number of the Mgmt For For Rights Issue
2.04 Approve Pricing Principle and Issuance Price Mgmt For For
2.05 Approve Target Subscribers for the Issuance Mgmt For For
2.06 Approve Distribution Arrangement for Mgmt For For Accumulated Undistributed Profits of the Company Prior to the Issuance Plan
2.07 Approve Time of Issuance Mgmt For For
2.08 Approve Method of Sale Mgmt For For
2.09 Approve Use of Proceeds Mgmt For For
2.10 Approve Effective Period of the Resolutions of Mgmt For For the Rights Issue
2.11 Approve Listing of Shares to be Issued Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Orient Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Plan of Public Issuance of Shares by Mgmt For For Way of Rights Issue of the Company
4 Approve Feasibility Analysis Report on Use of Mgmt For For Proceeds to be Raised from Rights Issue by the Company
5 Approve Risk Warning Regarding Dilution of Mgmt For For Immediate Returns by Rights Issue to Existing Shareholders and Remedial Measures and Undertakings Given by Relevant Parties
6 Authorize Board to Deal with Relevant Matters Mgmt For For In Relation to the Rights Issue
Sangfor Technologies, Inc.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y7496N108 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 300454
Primary CUSIP: Y7496N108 Primary ISIN: CNE1000033T1 Primary SEDOL: BF2L425
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Use of Idle Own Funds for Cash Mgmt For Against Management
8 Approve Appointment of Auditor Mgmt For For
9 Approve Allowance of Independent Directors Mgmt For For
10 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
11 Approve Amendments to Articles of Mgmt For For Association
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sangfor Technologies, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
14 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
15 Approve Supplementary Amendments to SH For For Rules and Procedures Regarding Meetings of Board of Directors
16 Approve Supplementary Amendments to SH For For Rules and Procedures Regarding Meetings of Board of Supervisors
17 Approve Supplementary Amendments to SH For For Rules and Procedures Regarding General Meetings of Shareholders
18 Amend External Investment Management SH For For Method
Shanghai Bairun Investment Holding Group Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y76853103 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 002568
Primary CUSIP: Y76853103 Primary ISIN: CNE1000011K6 Primary SEDOL: B67W776
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Internal Control Self-Evaluation Mgmt For For Report
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve Profit Distribution Mgmt For For
8 Approve to Appoint Auditor Mgmt For For
9 Approve External Guarantee Mgmt For For
10 Amend Management System of Raised Funds Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
TCL Technology Group Corp.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y8549C107 Record Date: 05/06/2021 Meeting Type: Special Ticker: 000100
Primary CUSIP: Y8549C107 Primary ISIN: CNE000001GL8 Primary SEDOL: 6731133
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
2 Elect Liu Kun as Non-independent Director SH For For
3 Approve Provision of Guarantees Mgmt For Against
Tianli Education International Holdings Limited
Meeting Date: 05/13/2021 Country: Cayman Islands Primary Security ID: G88846103 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 1773
Primary CUSIP: G88846103 Primary ISIN: KYG888461038 Primary SEDOL: BG5KMH7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Yang Zhaotao as Director Mgmt For For
3.2 Elect Tian Mu as Director Mgmt For For
3.3 Elect Yang Dong as Director Mgmt For For
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Unigroup Guoxin Microelectronics Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y8488J105 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 002049
Primary CUSIP: Y8488J105 Primary ISIN: CNE000001M14 Primary SEDOL: B07ZFV3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Related Party Transaction Mgmt For For
8 Amend Articles of Association Mgmt For Against
9 Amend Related-Party Transaction Mgmt For Against Management System
10 Amend Working Rule for Independent Mgmt For Against Directors
11 Approve Termination of Provision of Mgmt For For Guarantee
12 Approve Signing of Financial Services SH For Against Agreement and Provision of Guarantee
Wen's Foodstuff Group Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y2R30P108 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 300498
Primary CUSIP: Y2R30P108 Primary ISIN: CNE100002508 Primary SEDOL: BYV2RX4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wen's Foodstuff Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Financial Statements Mgmt For For
5 Approve Internal Control Self-Evaluation Mgmt For For Report
6 Approve Report on the Deposit and Usage of Mgmt For For Raised Funds
7 Approve Profit Distribution Mgmt For For
8 Approve Related Party Transaction Mgmt For For
9 Approve Disposal of Real Estate Mgmt For For
10 Approve Provision of Payment Guarantee Mgmt For For
11 Approve Guarantee Provision for Mgmt For For Comprehensive Credit Lines Application
12 Approve Remuneration of Directors and Mgmt For For Supervisors
13 Approve to Appoint Auditor Mgmt For For
14 Approve Issuance of Super Short-term Mgmt For For Commercial Papers
15 Approve Use of Raised Funds for Cash Mgmt For For Management
16 Approve Draft and Summary of Performance SH For Against Shares Incentive Plan
17 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
18 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Western Securities Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y9382Q104 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 002673
Primary CUSIP: Y9382Q104 Primary ISIN: CNE100001D96 Primary SEDOL: B819M05
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Western Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Profit Distribution Mgmt For For
5 Approve Own Capital Investment Business Mgmt For For Scale and Risk Limit Indicators
6 Approve Authorization to Issue Debt Mgmt For For Financing Instruments
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
7.1 Approve Related Party Transactions with Mgmt For For Shaanxi Investment Group Co., Ltd. and Its Controlling Enterprises
7.2 Approve Related Party Transactions with Mgmt For For Shanghai Chengtou Holding Co., Ltd. and Its Controlling Enterprises
7.3 Approve Related Party Transactions with Mgmt For For Western Trust Co., Ltd.
7.4 Approve Related Party Transactions with Mgmt For For Other Related Parties
8 Approve Appointment of Auditor Mgmt For For
WuXi AppTec Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y971B1118 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 2359
Primary CUSIP: Y971B1118 Primary ISIN: CNE100003F19 Primary SEDOL: BGHH0L6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Financial Report Mgmt For For
4 Approve Provision of External Guarantees Mgmt For For
5 Approve Authorization to Dispose Listed and Mgmt For For Trading Shares of Listed Companies Held by the Company
6 Amend Working System for Independent Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
WuXi AppTec Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Deloitte Touche Tohmatsu (a Special Mgmt For For General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration
8 Approve Foreign Exchange Hedging Limit Mgmt For For
9 Approve Adjustment of Allowances of Mgmt For For Directors
10 Approve Application for Shares, Amended and Mgmt For For Restated Wuxi XDC Articles, Asset Transfer Agreement, Related Transactions and Related Party Transactions
11 Approve 2020 Profit Distribution Plan Mgmt For For
12 Approve Increase in Registered Capital Mgmt For For
13 Approve Amendments to Articles of Mgmt For For Association
14 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and/or H Shares
15 Authorize Repurchase of Issued A and H Mgmt For For Share Capital
16 Approve Proposed Issuance of Additional Mgmt For For Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters
WuXi AppTec Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y971B1118 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 2359
Primary CUSIP: Y971B1118 Primary ISIN: CNE100003F19 Primary SEDOL: BGHH0L6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
WuXi AppTec Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve 2020 Financial Report Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve Provision of External Guarantees Mgmt For For
6 Approve Deloitte Touche Tohmatsu (a Special Mgmt For For General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration
7 Approve Foreign Exchange Hedging Limit Mgmt For For
8 Approve Application for Shares, Amended and Mgmt For For Restated Wuxi XDC Articles, Asset Transfer Agreement, Related Transactions and Related Party Transactions
9 Approve Authorization to Dispose Listed and Mgmt For For Trading Shares of Listed Companies Held by the Company
10 Approve Increase in Registered Capital Mgmt For For
11 Approve Amendments to Articles of Mgmt For For Association
12 Amend Working System for Independent Mgmt For For Directors
13 Approve Adjustment of Allowances of Mgmt For For Independent Directors
14 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and/or H Shares
15 Authorize Repurchase of Issued A and H Mgmt For For Share Capital
16 Approve Proposed Issuance of Additional Mgmt For For Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters
WuXi AppTec Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y971B1118 Record Date: 05/06/2021 Meeting Type: Special Ticker: 2359
Primary CUSIP: Y971B1118 Primary ISIN: CNE100003F19 Primary SEDOL: BGHH0L6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
WuXi AppTec Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Profit Distribution Plan Mgmt For For
2 Authorize Repurchase of Issued A and H Mgmt For For Share Capital
3 Approve Proposed Issuance of Additional Mgmt For For Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters
WuXi AppTec Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y971B1118 Record Date: 05/10/2021 Meeting Type: Special Ticker: 2359
Primary CUSIP: Y971B1118 Primary ISIN: CNE100003F19 Primary SEDOL: BGHH0L6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Profit Distribution Plan Mgmt For For
2 Authorize Repurchase of Issued A and H Mgmt For For Share Capital
3 Approve Proposed Issuance of Additional Mgmt For For Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters
Wuxi Lead Intelligent Equipment Co., Ltd.
Meeting Date: 05/13/2021 Country: China Primary Security ID: Y9717H100 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 300450
Primary CUSIP: Y9717H100 Primary ISIN: CNE100001ZF9 Primary SEDOL: BX3G737 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wuxi Lead Intelligent Equipment Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve Capital Occupation by Controlling Mgmt For For Shareholders and Other Related-parties and Provision of External Guarantees
7 Approve Remuneration of Directors and Mgmt For For Senior Management
8 Approve to Appoint Auditor Mgmt For For
9 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Small-scale Rapid Financing
AAC Technologies Holdings, Inc.
Meeting Date: 05/14/2021 Country: Cayman Islands Primary Security ID: G2953R114 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 2018
Primary CUSIP: G2953R114 Primary ISIN: KYG2953R1149 Primary SEDOL: B85LKS1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Au Siu Cheung Albert as Director Mgmt For For
3b Elect Kwok Lam Kwong Larry as Director Mgmt For For
3c Elect Wu Ingrid Chun Yuan as Director Mgmt For Against
3d Authorize Board to Fix Remuneration of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AAC Technologies Holdings, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Accelink Technologies Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y00060106 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 002281
Primary CUSIP: Y00060106 Primary ISIN: CNE100000F87 Primary SEDOL: B43J9J3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Daily Related Party Transaction Mgmt For Against
6 Approve Profit Distribution Mgmt For For
7 Approve Credit Business Mgmt For Against
8 Approve to Appoint Auditor Mgmt For For
9 Approve Financial Services Agreement Mgmt For Against
10 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members and Personal Accident Insurance
11 Approve 2017 Repurchase and Cancellation of Mgmt For For Performance Shares (I)
12 Approve 2019 Repurchase and Cancellation of Mgmt For For Performance Shares (I)
13 Approve 2017 Repurchase and Cancellation of Mgmt For For Performance Shares (II) Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Accelink Technologies Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14 Approve 2019 Repurchase and Cancellation of Mgmt For For Performance Shares (II)
15 Amend Articles of Association Mgmt For For
Aier Eye Hospital Group Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y0029J108 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 300015
Primary CUSIP: Y0029J108 Primary ISIN: CNE100000GR6 Primary SEDOL: B4W4ZY6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Equity Distribution Plan Mgmt For For
5 Approve Appointment of Auditor Mgmt For For
6 Approve Social Responsibility Report Mgmt For For
7 Approve Remuneration of Directors Mgmt For For
8 Amend Articles of Association Mgmt For Against
9 Approve Increase in Registered Capital and Mgmt For For Amendments to Articles of Association
APPROVE AMENDMENT AND ADDITIONAL Mgmt SYSTEMS
10.1 Approve Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
10.2 Approve Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
10.3 Approve Working System for Independent Mgmt For Against Directors
10.4 Approve Management System for Providing Mgmt For Against External Guarantees
10.5 Approve Management System for Providing Mgmt For Against External Investments
10.6 Approve Related-Party Transaction Mgmt For Against Management System Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Aier Eye Hospital Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10.7 Approve Information Disclosure Management Mgmt For Against System
10.8 Approve Management System of Raised Mgmt For Against Funds
11 Approve Application of Bank Credit Lines Mgmt For Against
12 Approve Report of the Board of Supervisors Mgmt For For
13 Approve Remuneration of Supervisors Mgmt For Against
14 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
APPROVE DRAFT AND SUMMARY OF Mgmt PERFORMANCE SHARES INCENTIVES PLAN
15.1 Approve Criteria to Select Plan Participants Mgmt For Against
15.2 Approve Source, Number and Allocation of Mgmt For Against Underlying Stocks
15.3 Approve Duration, Grant Date, Limited Sale Mgmt For Against Period, Unlocking the Restricted Period Arrangement, and Lock-up period
15.4 Approve Grant Price and Price-setting Basis Mgmt For Against
15.5 Approve Conditions for Granting and Mgmt For Against Unlocking
15.6 Approve Methods and Procedures to Adjust Mgmt For Against the Incentive Plan
15.7 Approve Accounting Treatment Mgmt For Against
15.8 Approve Implementation Procedure Mgmt For Against
15.9 Approve Rights and Obligations of the Plan Mgmt For Against Participants and the Company
15.10 Approve How to Implement the Restricted Mgmt For Against Stock Incentive Plan When There Are Changes for the Company and Incentive Objects
15.11 Approve Resolution Mechanism of Related Mgmt For Against disputes between the Company and the Incentive Object
15.12 Approve Principle of Restricted Stock Mgmt For Against Repurchase Cancellation
16 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
17 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
18 Approve Report on the Usage of Previously Mgmt For For Raised Funds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Building Material Company Limited
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y15045100 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 3323
Primary CUSIP: Y15045100 Primary ISIN: CNE1000002N9 Primary SEDOL: B0Y91C1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Auditors' Report and Audited Mgmt For For Financial Statements
4 Approve 2020 Profit Distribution Plan and Mgmt For For Final Dividend Distribution Plan
5 Authorize Board to Deal With All Matters in Mgmt For For Relation to the Company's Distribution of Interim Dividend
6 Approve Baker Tilly China Certified Public Mgmt For For Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Unlisted Shares and H Shares
8 Approve Issuance of Debt Financing Mgmt For Against Instruments and Related Transactions
9a Amend Articles of Association Mgmt For For
9b Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
China Resources Cement Holdings Ltd.
Meeting Date: 05/14/2021 Country: Cayman Islands Primary Security ID: G2113L106 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 1313
Primary CUSIP: G2113L106 Primary ISIN: KYG2113L1068 Primary SEDOL: B41XC98 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Resources Cement Holdings Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Li Fuli as Director Mgmt For For
3.2 Elect Chen Ying as Director Mgmt For For
3.3 Elect Wang Yan as Director Mgmt For Against
3.4 Elect Wan Suet Fei as Director Mgmt For For
3.5 Elect Jing Shiqing as Director Mgmt For For
3.6 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Appoint Ernst and Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Suntien Green Energy Corporation Limited
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y15207106 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 956
Primary CUSIP: Y15207106 Primary ISIN: CNE100000TW9 Primary SEDOL: B3ZXLP6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Annual Report Mgmt For For
2 Approve 2020 Report of the Board of Mgmt For For Directors
3 Approve 2020 Report of the Board of Mgmt For For Supervisors
4 Approve 2020 Financial Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Suntien Green Energy Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve 2020 Final Accounts Report Mgmt For For
6 Approve 2020 Profit Distribution Plan Mgmt For For
7 Approve Appointment of Auditors Mgmt For For
8 Approve Report on the Use of Proceeds Mgmt For For Previously Raised
9 Approve Estimated Connected Transactions Mgmt For Against
10 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
11 Amend Articles of Association Mgmt For For
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
13 Approve Provision of Guarantee for Hebei SH For Against Suntien Guohua Gas Co., Ltd.
Chongqing Changan Automobile Co. Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y1583S104 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 200625
Primary CUSIP: Y1583S104 Primary ISIN: CNE000000N14 Primary SEDOL: 6159478
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Description
5 Approve Profit Distribution Mgmt For For
6 Approve Daily Related Party Transactions Mgmt For For
7 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor
8 Approve Renewal of Daily Related Party Mgmt For For Transaction Framework Agreement and Comprehensive Service Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Changan Automobile Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Bill Pool Business Mgmt For For
CITIC Telecom International Holdings Limited
Meeting Date: 05/14/2021 Country: Hong Kong Primary Security ID: Y1640H109 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 1883
Primary CUSIP: Y1640H109 Primary ISIN: HK1883037637 Primary SEDOL: B1VKZ88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Wang Guoquan as Director Mgmt For For
3b Elect Fei Yiping as Director Mgmt For Against
3c Elect Liu Li Qing as Director Mgmt For For
3d Elect Zuo Xunsheng as Director Mgmt For For
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
CSC Financial Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y1818Y108 Record Date: 05/06/2021 Meeting Type: Special Ticker: 6066
Primary CUSIP: Y1818Y108 Primary ISIN: CNE100002B89 Primary SEDOL: BDFF8H3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CSC Financial Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Po Wai Kwong as Director Mgmt For For
2 Elect Lai Guanrong as Director Mgmt For For
3 Approve Establishment of Asset Management Mgmt For For Subsidiary
4 Approve Provision of Net Capital Guarantee Mgmt For Against Commitment for the Asset Management Subsidiary
5 Approve Change of Business Scope Mgmt For For
6 Approve Amendments to Articles of Mgmt For For Association to Change Business Scope
Focus Media Information Technology Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y29327114 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 002027
Primary CUSIP: Y29327114 Primary ISIN: CNE000001KK2 Primary SEDOL: B02FVZ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Use of Own Funds to Purchase Mgmt For Against Financial Products
8 Approve Use of Own Funds for Venture Mgmt For Against Capital
9 Approve Daily Related Party Transactions Mgmt For For
10 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y2R318121 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 2238
Primary CUSIP: Y2R318121 Primary ISIN: CNE100000Q35 Primary SEDOL: B433995
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Annual Report and Its Mgmt For For Summary Report
2 Approve 2020 Work Report of the Board of Mgmt For For Directors
3 Approve 2020 Work Report of the Supervisory Mgmt For For Committee
4 Approve 2020 Financial Report Mgmt For For
5 Approve 2020 Profit Distribution Mgmt For For
6 Approve Appointment of Auditors Mgmt For Against
7 Approve Appointment of Internal Control Mgmt For For Auditors
8 Approve Formulation of Dividend Distribution Mgmt For For Plan for Shareholders (2021-2023)
9 Approve Grant of General Mandate to the Mgmt For Against Board of Directors to Issue Shares
10 Approve Grant of General Mandate to the Mgmt For Against Board of Directors to Issue Debt Financing Instruments
Hengdeli Holdings Limited
Meeting Date: 05/14/2021 Country: Cayman Islands Primary Security ID: G45048108 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 3389
Primary CUSIP: G45048108 Primary ISIN: KYG450481083 Primary SEDOL: B1QDWP8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Huang Yonghua as Director and Mgmt For For Authorize Board to Fix His Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengdeli Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2b Elect Shi Zhongyang as Director and Mgmt For Against Authorize Board to Fix His Remuneration
2c Elect Liu Xueling as Director and Authorize Mgmt For For Board to Fix His Remuneration
3 Approve Zhonghui Anda CPA Limited as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
5 Authorize Reissuance of Repurchased Shares Mgmt For Against
Inspur Electronic Information Industry Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y51704107 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 000977
Primary CUSIP: Y51704107 Primary ISIN: CNE0000012M2 Primary SEDOL: 6247726
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Independent Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve to Appoint Auditors and to Fix Their Mgmt For For Remuneration
9 Approve Formulation of Shareholder Return Mgmt For For Plan
10 Approve Related Party Transactions with Mgmt For Against Inspur Group Finance Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Guotai International Group Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y4439U125 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 002091
Primary CUSIP: Y4439U125 Primary ISIN: CNE000001PN5 Primary SEDOL: B1HLWV7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
Ju Teng International Holdings Limited
Meeting Date: 05/14/2021 Country: Cayman Islands Primary Security ID: G52105106 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 3336
Primary CUSIP: G52105106 Primary ISIN: KYG521051063 Primary SEDOL: B0N6Y91
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Chiu Hui-Chin as Director Mgmt For For
3b Elect Lin Feng-Chieh as Director Mgmt For For
3c Elect Cherng Chia-Jiun as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ju Teng International Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Shanghai Moons' Electric Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y768D1108 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 603728
Primary CUSIP: Y768D1108 Primary ISIN: CNE100002RN8 Primary SEDOL: BYQHRQ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Internal Control Evaluation Report Mgmt For For
7 Approve Remuneration of Directors Mgmt For For
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Daily Related Party Transactions with Mgmt For For Shanghai Mingzhi Investment Management Co., Ltd.
10 Approve Daily Related Party Transactions with Mgmt For For Other Related Parties
11 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
12 Approve Appointment of Auditor Mgmt For For
13 Elect Ted T. Lin as Non-Independent Director Mgmt For For
14 Approve Amendments to Articles of Mgmt For For Association
15 Approve Change in the Usage of Raised Fund Mgmt For For and Implementation Subject
16 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Securities Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y7700J109 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 002500
Primary CUSIP: Y7700J109 Primary ISIN: CNE100000WJ0 Primary SEDOL: B59FKK0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Profit Distribution Mgmt For For
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
5.1 Approve Related Party Transaction with Mgmt For For Shanxi Financial Investment Holding Group Co., Ltd.
5.2 Approve Related Party Transaction with Mgmt For For Taiyuan Iron and Steel (Group) Co., Ltd.
5.3 Approve Related Party Transaction with Mgmt For For Shanxi International Power Group Co., Ltd.
5.4 Approve Related Party Transaction with Mgmt For For Deutsche Bank AG
5.5 Approve Related Party Transactions with Mgmt For For Those Directly or Indirectly Controlled by Related Natural Persons Under the Circumstances Specified in Article 10.1.5 of the Shenzhen Stock Exchange Stock Listing Rules
5.6 Approve Related Party Transaction with Legal Mgmt For For Persons or Natural Persons Under One of the Circumstances Specified in Article 10.1.3 or 10.1.5 of the "Shenzhen Stock Exchange Stock Listing Rules"
6 Approve to Appoint Auditor Mgmt For For
7 Approve Shareholder Dividend Return Plan Mgmt For For
8 Approve Remuneration of Directors Mgmt For For
9 Approve Remuneration of Supervisors Mgmt For For
10 Approve Remuneration of Senior Management Mgmt For For Members Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinolink Securities Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y8004P106 Record Date: 05/07/2021 Meeting Type: Special Ticker: 600109
Primary CUSIP: Y8004P106 Primary ISIN: CNE000000SV4 Primary SEDOL: 6093048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Establishment of Asset Management Mgmt For For Subsidiary
Thunder Software Technology Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y444KZ103 Record Date: 05/07/2021 Meeting Type: Special Ticker: 300496
Primary CUSIP: Y444KZ103 Primary ISIN: CNE1000021D0 Primary SEDOL: BYW6TZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Huang Jie as Independent Director Mgmt For For
Xinxing Ductile Iron Pipes Co., Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y9722X108 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 000778
Primary CUSIP: Y9722X108 Primary ISIN: CNE000000QG9 Primary SEDOL: 6108793
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Allocation of Income and Dividends Mgmt For For
6 Approve Appointment of Financial Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yealink Network Technology Corp. Ltd.
Meeting Date: 05/14/2021 Country: China Primary Security ID: Y9750S104 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 300628
Primary CUSIP: Y9750S104 Primary ISIN: CNE100002PC5 Primary SEDOL: BF04KS4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
6 Approve Profit Distribution Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Chen Zhisong as Director Mgmt For For
8.2 Elect Wu Zhongyi as Director Mgmt For For
8.3 Elect Lu Rongfu as Director Mgmt For For
8.4 Elect Zhou Jiwei as Director Mgmt For For
8.5 Elect Zhang Lianchang as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
9.1 Elect Wei Zhihua as Director Mgmt For For
9.2 Elect Zhang Junli as Director Mgmt For For
9.3 Elect Ye Lirong as Director Mgmt For For
9.4 Elect Yang Huai as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
10.1 Elect Ai Zhimin as Supervisor Mgmt For For
10.2 Elect Lai Zhihao as Supervisor Mgmt For For
11 Approve Use of Idle Raised Funds for Cash Mgmt For For Management
12 Approve Use of Idle Own Funds for Cash Mgmt For Against Management Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yealink Network Technology Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Application of Bank Credit Lines Mgmt For For
14 Approve Construction of Intelligent Mgmt For For Manufacturing Industrial Park Project
AECC Aviation Power Co. Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y9730A108 Record Date: 05/10/2021 Meeting Type: Special Ticker: 600893
Primary CUSIP: Y9730A108 Primary ISIN: CNE000000JW1 Primary SEDOL: 6479024
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Use of Idle Own Funds for Cash Mgmt For Against Management
China Bohai Bank Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y1R253106 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 9668
Primary CUSIP: Y1R253106 Primary ISIN: CNE100003YB7 Primary SEDOL: BMQ8Q14
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Report of Final Financial Mgmt For For Accounts
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve KPMG Huazhen LLP as Domestic Mgmt For For Auditors and KPMG as Overseas Auditors for 2020
6 Approve KPMG Huazhen LLP as Domestic Mgmt For For Auditors and KPMG as Overseas Auditors for 2021 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Bohai Bank Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve 2021 Financial Budget Report Mgmt For For
8 Approve Measures for Equity Management Mgmt For For
9 Approve Adjustment Plan for the Allowances Mgmt For For of Directors and Supervisors
10 Elect Wang Zhiyong as Director Mgmt For For
11 Approve Special Authorization Plan for Mgmt For Against Financial Bonds and Tier-Two Capital Bonds
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
China High-Speed Railway Technology Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y1R9C1107 Record Date: 05/12/2021 Meeting Type: Special Ticker: 000008
Primary CUSIP: Y1R9C1107 Primary ISIN: CNE0000001C6 Primary SEDOL: 6478957
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Wang Zhiquan as Director SH For For
1.2 Elect Lou Silu as Director SH For For
1.3 Elect Zhu Bingqing as Director SH For For
1.4 Elect Hong Mingjun as Director SH For For
1.5 Elect Wang Xiang as Director SH For For
1.6 Elect Chang Zhizhen as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhou Xiaoqin as Director SH For For
2.2 Elect Li Hongwei as Director SH For For
2.3 Elect Gao Yongjun as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Liu Yang as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China High-Speed Railway Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.2 Elect Sa Shuli as Supervisor SH For For
China MeiDong Auto Holdings Limited
Meeting Date: 05/17/2021 Country: Cayman Islands Primary Security ID: G21192102 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 1268
Primary CUSIP: G21192102 Primary ISIN: KYG211921021 Primary SEDOL: BH0VXF7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1a Elect Ye Fan as Director Mgmt For For
2.1b Elect Wang Michael Chou as Director Mgmt For For
2.2 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve KPMG as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
7 Approve Final Dividend Mgmt For For
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y7503B105 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 000999
Primary CUSIP: Y7503B105 Primary ISIN: CNE0000011K8 Primary SEDOL: 6187446
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Report Mgmt For For
2 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Report of the Board of Directors Mgmt For For
4 Approve Report of the Board of Supervisors Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Allowance of Independent Directors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Wang Chuncheng as Director SH For For
7.2 Elect Han Yuewei as Director SH For For
7.3 Elect Wei Xing as Director SH For For
7.4 Elect Guo Wei as Director SH For For
7.5 Elect Deng Ronghui as Director SH For For
7.6 Elect Qiu Huawei as Director Mgmt For For
7.7 Elect Zhou Hui as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Yao Xingtian as Director Mgmt For For
8.2 Elect Tu Pengfei as Director Mgmt For For
8.3 Elect Xu Fang as Director Mgmt For For
8.4 Elect Liu Junyong as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
9.1 Elect Tao Ran as Supervisor SH For For
9.2 Elect Weng Jingwen as Supervisor SH For For
9.3 Elect Tang Na as Supervisor SH For For
Dazhong Transportation (Group) Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y2023E101 Record Date: 05/06/2021 Meeting Type: Annual Ticker: 600611
Primary CUSIP: Y2023E101 Primary ISIN: CNE000000511 Primary SEDOL: 6803292 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dazhong Transportation (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Report
5 Approve Profit Distribution Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS Mgmt
6.1 Elect Yang Guoping as Director Mgmt For For
6.2 Elect Liang Jiawei as Director Mgmt For For
6.3 Elect Zhao Siyuan as Director Mgmt For For
6.4 Elect Zhang Jing as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS Mgmt
6.5 Elect Zhuo Fumin as Director Mgmt For For
6.6 Elect Jiang Guofang as Director Mgmt For For
6.7 Elect Cao Yongqin as Director Mgmt For For
ELECT SUPERVISORS Mgmt
7.1 Elect Yuan Limin as Supervisor Mgmt For For
7.2 Elect Xu Guoxiang as Supervisor Mgmt For For
7.3 Elect Jiang Yun as Supervisor Mgmt For For
8 Approve Provision of Guarantee Mgmt For For
9 Approve Issuance of Debt Financing Mgmt For For Instruments
10 Approve Related Party Transaction Mgmt For For
11 Approve Use of Idle Funds for Cash Mgmt For Against Management
12 Approve to Appoint Financial and Internal Mgmt For For Control Auditor Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
East Money Information Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y2234B102 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 300059
Primary CUSIP: Y2234B102 Primary ISIN: CNE100000MD4 Primary SEDOL: B62Q4K5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve Application of Credit Line and Mgmt For For Provision of Guarantees
7 Approve Amendments to Articles of Mgmt For For Association
8 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
9 Amend External Investment Management Mgmt For Against System
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
10.1 Elect Zheng Likun as Director Mgmt For For
10.2 Elect Huang Jianhai as Director Mgmt For For
Gotion High-tech Co., Ltd
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y4439F110 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 002074
Primary CUSIP: Y4439F110 Primary ISIN: CNE000001NY7 Primary SEDOL: B1FPYN7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Gotion High-tech Co., Ltd
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Provision for Credit and Asset Mgmt For For Impairment
6 Approve Report on the Deposit and Usage of Mgmt For For Raised Funds
7 Approve Profit Distribution Mgmt For For
8 Approve Credit Line Application Mgmt For Against
9 Approve Guarantee Mgmt For Against
10 Approve Related Party Transaction Mgmt For For
11 Approve to Appoint Auditor Mgmt For For
Hengan International Group Company Limited
Meeting Date: 05/17/2021 Country: Cayman Islands Primary Security ID: G4402L151 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 1044
Primary CUSIP: G4402L151 Primary ISIN: KYG4402L1510 Primary SEDOL: 6136233
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Hui Ching Lau as Director Mgmt For For
4 Elect Xu Da Zuo as Director Mgmt For For
5 Elect Hui Ching Chi as Director Mgmt For For
6 Elect Sze Wong Kim as Director Mgmt For For
7 Elect Ada Ying Kay Wong as Director Mgmt For Against
8 Elect Ho Kwai Ching Mark as Director Mgmt For Against
9 Authorize Board to Fix Remuneration of Mgmt For For Directors
10 Approve PricewaterhouseCoopers as Auditors Mgmt For Against and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengan International Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
12 Authorize Repurchase of Issued Share Capital Mgmt For For
13 Authorize Reissuance of Repurchased Shares Mgmt For Against
14 Adopt New Share Option Scheme Mgmt For Against
Jointown Pharmaceutical Group Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y444BD102 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 600998
Primary CUSIP: Y444BD102 Primary ISIN: CNE100000W45 Primary SEDOL: B5319W9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Appointment of Auditor Mgmt For For
APPROVE REMUNERATION OF DIRECTORS, Mgmt SUPERVISORS AND SENIOR MANAGEMENT
9.1 Approve Remuneration of Directors and Mgmt For For Senior Management
9.2 Approve Remuneration of Supervisors Mgmt For For
10 Amend Related-party Transaction Mgmt For Against Decision-making System Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lomon Billions Group Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y3122W109 Record Date: 05/10/2021 Meeting Type: Special Ticker: 002601
Primary CUSIP: Y3122W109 Primary ISIN: CNE1000015M3 Primary SEDOL: B6SGJ37
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Share Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Perfect World Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y988BN106 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 002624
Primary CUSIP: Y988BN106 Primary ISIN: CNE1000018W6 Primary SEDOL: B72TPR5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Use of Idle Own Funds for Mgmt For Against Investment in Financial Products
APPROVE DAILY RELATED-PARTY Mgmt TRANSACTIONS
8.1 Approve Related Party Transactions with Mgmt For For Companies Controlled by Ultimate Controlling Shareholder Chi Yufeng
8.2 Approve Related Party Transactions with Mgmt For For Zulong Entertainment Co., Ltd. and Its Subsidiaries Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Perfect World Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.3 Approve Related Party Transactions with SNK Mgmt For For Corporation and Its Subsidiaries
9 Approve Application of Credit Line and Mgmt For For Provision of Guarantees
10 Amend Articles of Association Mgmt For For
11 Elect Han Changyan as Supervisor SH For For
Shanghai Electric Group Company Limited
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y76824104 Record Date: 03/19/2021 Meeting Type: Special Ticker: 2727
Primary CUSIP: Y76824104 Primary ISIN: CNE100000437 Primary SEDOL: B07J656
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Gan Pin as Director SH For For
2 Amend Articles of Association Mgmt For Against
3 Approve Issuance of Equity or Equity-Linked SH For Against Securities without Preemptive Rights
4 Approve Compliance with the Conditions of SH For For Non-Public Issuance of A Shares
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
5.1 Approve Class and Par Value of Shares to be SH For For Issued
5.2 Approve Method and Time of Issuance SH For For
5.3 Approve Target Subscribers and Subscription SH For For Method
5.4 Approve Pricing Benchmark Date, Issue Price SH For For and Pricing Principles
5.5 Approve Number of Shares to be Issued SH For For
5.6 Approve Lock-Up Period Arrangement SH For For
5.7 Approve Place of Listing of the New A Shares SH For For to be Issued Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Electric Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5.8 Approve Arrangement of Accumulated SH For For Undistributed Profits
5.9 Approve Validity of the Resolutions in Respect SH For For of the Non-Public Issuance of A Shares
5.10 Approve Use of Proceeds SH For For
6 Approve Plan for the Non-Public Issuance of A SH For For Shares
7 Approve Feasibility Analysis Report on the SH For For Use of Proceeds from the Non-Public Issuance of A Shares
8 Approve Report on the Use of Previously SH For For Raised Proceeds of the Company
9 Approve Remedial Measures for the Dilution SH For For of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons
10 Approve Plan on Shareholders' Return for the SH For For Upcoming Three Years (2021-2023)
11 Authorize Board and Its Authorized Persons to SH For For Deal with All Matters in Relation to the Non-Public Issuance of A Shares
Shanghai Electric Group Company Limited
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y76824104 Record Date: 04/08/2021 Meeting Type: Special Ticker: 2727
Primary CUSIP: Y76824104 Primary ISIN: CNE100000437 Primary SEDOL: B07J656
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Amend Articles of Association Mgmt For Against
2 Approve Issuance of Equity or Equity-Linked SH For Against Securities without Preemptive Rights
3 Approve Compliance with the Conditions of SH For For Non-Public Issuance of A Shares
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSED NON-PUBLIC ISSUANCE OF A SHARES Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Electric Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.1 Approve Class and Par Value of Shares to be SH For For Issued
4.2 Approve Method and Time of Issuance SH For For
4.3 Approve Target Subscribers and Subscription SH For For Method
4.4 Approve Pricing Benchmark Date, Issue Price SH For For and Pricing Principles
4.5 Approve Number of Shares to be Issued SH For For
4.6 Approve Lock-Up Period Arrangement SH For For
4.7 Approve Place of Listing of the New A Shares SH For For to be Issued
4.8 Approve Arrangement of Accumulated SH For For Undistributed Profits
4.9 Approve Validity of the Resolutions in Respect SH For For of the Non-Public Issuance of A Shares
4.10 Approve Use of Proceeds SH For For
5 Approve Plan for the Non-Public Issuance of A SH For For Shares
6 Approve Feasibility Analysis Report on the SH For For Use of Proceeds from the Non-Public Issuance of A Shares
7 Approve Report on the Use of Previously SH For For Raised Proceeds of the Company
8 Approve Remedial Measures for the Dilution SH For For of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons
9 Approve Plan on Shareholders' Return for the SH For For Upcoming Three Years (2021-2023)
10 Authorize Board and Its Authorized Persons to SH For For Deal with All Matters in Relation to the Non-Public Issuance of A Shares
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Gan Pin as Director SH For For
Shenzhen Expressway Company Limited
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y7741B107 Record Date: 04/16/2021 Meeting Type: Annual Ticker: 548
Primary CUSIP: Y7741B107 Primary ISIN: CNE100000478 Primary SEDOL: 6848743 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Expressway Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOTS FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Accounts Mgmt For For
4 Approve 2020 Distribution Scheme of Profits Mgmt For For Including Declaration of Final Dividend
5 Approve 2021 Budget Report Mgmt For For
6 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration
7 Approve Provision of Guarantee for Mgmt For For Subsidiaries
RESOLUTIONS IN RELATION TO THE GRANT Mgmt OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES
8.01 Approve Issue Size and Method Mgmt For For
8.02 Approve Target Subscribers and Arrangement Mgmt For For for Placement to Shareholders
8.03 Approve Type of the Debentures Mgmt For For
8.04 Approve Maturity of the Debentures Mgmt For For
8.05 Approve Interest Rate Mgmt For For
8.06 Approve Use of Proceeds Mgmt For For
8.07 Approve Listing Mgmt For For
8.08 Approve Guarantee Mgmt For For
8.09 Approve Validity of the Resolution Mgmt For For
8.10 Approve Authorization Arrangement Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt AMENDMENTS TO THE ARTICLES OF ASSOCIATION
9.01 Amend Articles of Association Mgmt For Against
9.02 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Expressway Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt NON-PUBLIC ISSUANCE OF H SHARES ON AN INDIVIDUAL BASIS
10.01 Approve Type and Nominal Value of Shares to Mgmt For For be Issued
10.02 Approve Method and Timing of Issuance Mgmt For For
10.03 Approve Method of Subscription Mgmt For For
10.04 Approve Target Subscribers Mgmt For For
10.05 Approve Size of the Issuance Mgmt For For
10.06 Approve Method of Pricing, Pricing Benchmark Mgmt For For Date, Issue Price and Adjustment of Issue Price
10.07 Approve Use of Proceeds Mgmt For For
10.08 Approve Arrangement for Accumulated Mgmt For For Undistributed Profits Before the Completion of the Issuance
10.09 Approve Place of Listing Mgmt For For
10.10 Approve Validity Period of the Resolutions Mgmt For For
10.11 Approve Directors Authorization Matters Mgmt For For
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
11.01 Elect Miao Jun as Director Mgmt For For
11.02 Elect Xu Hua Xiang as Director Mgmt For For
Shenzhen Expressway Company Limited
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y7741B107 Record Date: 04/16/2021 Meeting Type: Special Ticker: 548
Primary CUSIP: Y7741B107 Primary ISIN: CNE100000478 Primary SEDOL: 6848743
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE Mgmt NON-PUBLIC ISSUANCE OF H SHARES ON AN INDIVIDUAL BASIS Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Expressway Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.01 Approve Type and Nominal Value of Shares to Mgmt For For be Issued
1.02 Approve Method and Timing of Issuance Mgmt For For
1.03 Approve Method of Subscription Mgmt For For
1.04 Approve Target Subscribers Mgmt For For
1.05 Approve Size of the Issuance Mgmt For For
1.06 Approve Method of Pricing, Pricing Benchmark Mgmt For For Date, Issue Price and Adjustment of Issue Price
1.07 Approve Use of Proceeds Mgmt For For
1.08 Approve Arrangement for Accumulated Mgmt For For Undistributed Profits Before the Completion of the Issuance
1.09 Approve Place of Listing Mgmt For For
1.10 Approve Validity Period of the Resolutions Mgmt For For
1.11 Approve Directors Authorization Matters Mgmt For For
Shenzhen Goodix Technology Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y774BW100 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 603160
Primary CUSIP: Y774BW100 Primary ISIN: CNE100002G84 Primary SEDOL: BD3H4Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Profit Distribution Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Independent Directors Mgmt For For
6 Approve Report of the Board of Supervisors Mgmt For For
7 Approve Application of Bank Credit Lines Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Unisplendour Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y8997B106 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 000938
Primary CUSIP: Y8997B106 Primary ISIN: CNE0000010T1 Primary SEDOL: 6172561
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Financial Report and Mgmt For For Internal Control Auditor as well as Payment of Remuneration
7 Approve Guarantee Provision for the Mgmt For For Comprehensive Credit Lines Applied by Subsidiary
8 Approve Provision of Guarantee to Supplier Mgmt For For
9 Approve Signing of Financial Services Mgmt For Against Agreement and Provision of Guarantee
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
10.1 Elect Yu Yingtao as Director Mgmt For For
10.2 Elect Wang Hongtao as Director Mgmt For For
10.3 Elect Wang Huixuan as Director Mgmt For For
10.4 Elect Li Tianchi as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Wang Xinxin as Director Mgmt For For
11.2 Elect Xu Jingchang as Director Mgmt For For
11.3 Elect Zhao Shaopeng as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
12.1 Elect Guo Jingrong as Supervisor Mgmt For For
12.2 Elect Zhu Wuxiang as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Huayou Cobalt Co., Ltd.
Meeting Date: 05/17/2021 Country: China Primary Security ID: Y9898D100 Record Date: 05/10/2021 Meeting Type: Special Ticker: 603799
Primary CUSIP: Y9898D100 Primary ISIN: CNE100001VW3 Primary SEDOL: BV8SL21
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
AGTech Holdings Limited
Meeting Date: 05/18/2021 Country: Bermuda Primary Security ID: G0135Z103 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 8279
Primary CUSIP: G0135Z103 Primary ISIN: BMG0135Z1032 Primary SEDOL: B1G2FL2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Elect Li Faguang as Director Mgmt For For
2.2 Elect Zou Liang as Director Mgmt For For
2.3 Elect Feng Qing as Director Mgmt For For
2.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
4.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4.2 Authorize Repurchase of Issued Share Capital Mgmt For For
4.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Asymchem Laboratories (Tianjin) Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y0370S103 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 002821
Primary CUSIP: Y0370S103 Primary ISIN: CNE100002BZ6 Primary SEDOL: BZHJN94
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management
7 Approve Internal Control Evaluation Report Mgmt For For
8 Approve Implementation of Self-check Mgmt For For Internal Control Rules
9 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
10 Approve to Change the Use of Partial Raised Mgmt For For Funds and New Fund-raising Projects
11 Approve Foreign Exchange Derivatives Mgmt For For Trading Business
12 Approve Amendments to Articles of Mgmt For For Association
Bank of Ningbo Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y0698G104 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 002142
Primary CUSIP: Y0698G104 Primary ISIN: CNE1000005P7 Primary SEDOL: B232Y04
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Annual Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Ningbo Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Financial Statements and Financial Mgmt For For Budget Plan
4 Approve Profit Distribution Mgmt For For
5 Approve to Appoint Auditor Mgmt For For
6 Approve 2020 Implementation of Related Mgmt For For Party Transactions and 2021 Work Plan
7 Elect Zhu Nianhui as Non-Independent Mgmt For For Director
8 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
9 Amend Remuneration Measures for Chairman Mgmt For For and Vice Chairman
10 Amend Remuneration Measures for the Mgmt For For Chairman of the Board of Supervisors
11 Approve Report of the Board of Supervisors Mgmt For For
12 Approve Performance Evaluation Report of Mgmt For For the Board of Directors and Directors
13 Approve Performance Evaluation Report of Mgmt For For the Board of Supervisors and Supervisors
14 Approve Performance Evaluation Report of Mgmt For For the Senior Management and Senior Management Members
15 Approve Capital Management Performance Mgmt For For Evaluation Report
Baoshan Iron & Steel Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y0698U103 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 600019
Primary CUSIP: Y0698U103 Primary ISIN: CNE0000015R4 Primary SEDOL: 6307954
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Baoshan Iron & Steel Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Profit Distribution Mgmt For For
6 Approve Financial Budget Mgmt For For
7 Approve Related Party Transaction Mgmt For Against
8 Approve Appointment of Independent Mgmt For For Accountant and Internal Control Auditor
9 Approve Issuance of Bonds Mgmt For For
10 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
11 Approve Amendments to Articles of Mgmt For For Association
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Zou Jixin as Director Mgmt For For
12.2 Elect Hou Angui as Director Mgmt For For
12.3 Elect Sheng Genghong as Director Mgmt For For
12.4 Elect Yao Linlong as Director Mgmt For For
12.5 Elect Zhou Xuedong as Director Mgmt For For
12.6 Elect Luo Jianchuan as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Zhang Kehua as Director Mgmt For For
13.2 Elect Lu Xiongwen as Director Mgmt For For
13.3 Elect Xie Rong as Director Mgmt For For
13.4 Elect Bai Yanchun as Director Mgmt For For
13.5 Elect Tian Yong as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
14.1 Elect Zhu Yonghong as Supervisor Mgmt For For
14.2 Elect Yu Hansheng as Supervisor Mgmt For For
14.3 Elect Zhu Hanming as Supervisor Mgmt For For
14.4 Elect Wang Zhen as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BGI Genomics Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y0883H107 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 300676
Primary CUSIP: Y0883H107 Primary ISIN: CNE100003449 Primary SEDOL: BDZVZJ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Report
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve to Adjust the Allowance of Mgmt For For Independent Directors
8 Approve Allowance of Supervisors Mgmt For For
9 Approve Related Party Transaction Mgmt For For
10 Approve Provision of Guarantee Mgmt For For
BOE Technology Group Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y0920M119 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 200725
Primary CUSIP: Y0920M119 Primary ISIN: CNE000000R44 Primary SEDOL: 6001096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Business Mgmt For For Plan
5 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BOE Technology Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Loan And Credit Line Mgmt For Against
7 Approve Development of Principal-guaranteed Mgmt For For Financial Products and Structure Deposits
8 Approve Appointment of Auditor Mgmt For For
9 Elect Zhang Xinmin as Independent Director Mgmt For For
Changzhou Xingyu Automotive Lighting Systems Co. Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y1297L106 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 601799
Primary CUSIP: Y1297L106 Primary ISIN: CNE1000011H2 Primary SEDOL: B3WRRF3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Financial Auditor Mgmt For For
7 Approve Appointment of Internal Control Mgmt For For Auditor
8 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management
9 Approve Application of Bank Credit Lines Mgmt For Against
10 Approve Use of Own Funds for Cash Mgmt For Against Management
Chengdu Kanghong Pharmaceutical Group Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y130A3100 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 002773
Primary CUSIP: Y130A3100 Primary ISIN: CNE1000020C4 Primary SEDOL: BZ0HMS7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chengdu Kanghong Pharmaceutical Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve Financial Budget Report Mgmt For For
8 Approve Appointment of Auditor Mgmt For For
9 Approve Use of Own Funds to Invest in Mgmt For For Financial Products
10 Approve Termination of Private Placement of Mgmt For For Shares and Withdrawal of Application Documents
China Everbright Environment Group Limited
Meeting Date: 05/18/2021 Country: Hong Kong Primary Security ID: Y14226107 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 257
Primary CUSIP: Y14226107 Primary ISIN: HK0257001336 Primary SEDOL: 6630940
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Hu Yanguo as Director Mgmt For For
3.2 Elect Qian Xiaodong as Director Mgmt For For
3.3 Elect Zhai Haitao as Director Mgmt For For
3.4 Authorize Board to Fix the Remuneration of Mgmt For For the Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Everbright Environment Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5.2 Authorize Repurchase of Issued Share Capital Mgmt For For
5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Feihe Ltd.
Meeting Date: 05/18/2021 Country: Cayman Islands Primary Security ID: G2121Q105 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 6186
Primary CUSIP: G2121Q105 Primary ISIN: KYG2121Q1055 Primary SEDOL: BK0SBL1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Liu Jinping as Director Mgmt For For
3b Elect Song Jianwu as Director Mgmt For For
3c Elect Fan Yonghong as Director Mgmt For For
3d Elect Jacques Maurice Laforge as Director Mgmt For For
3e Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China International Capital Corporation Limited
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y1R99Y109 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 3908
Primary CUSIP: Y1R99Y109 Primary ISIN: CNE100002359 Primary SEDOL: BZ169C6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China International Capital Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association Mgmt For For
2 Approve Amendments to the Plan on Mgmt For For Authorization of the Shareholders' General Meeting to the Board of Directors
3 Approve 2020 Work Report of the Board of Mgmt For For Directors
4 Approve 2020 Work Report of the Supervisory Mgmt For For Committee
5 Approve 2020 Annual Report Mgmt For For
6 Approve 2020 Profit Distribution Plan Mgmt For For
7 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration
8 Amend Rules of Procedures Regarding Mgmt For For Meetings of Board of Directors
9 Approve the Establishment of the Asset Mgmt For For Management Subsidiary
RESOLUTIONS IN RELATION TO THE 2021 Mgmt ANNUAL ESTIMATION FOR DAILY RELATED-PARTY TRANSACTIONS
10.01 Approve Estimated Related-Party Mgmt For For Transactions with Legal Persons Controlled by Tan Lixia
10.02 Approve Estimated Related-Party Mgmt For For Transactions with Legal Persons Controlled by Duan Wenwu
10.03 Approve Estimated Related-Party Mgmt For For Transactions with Legal Persons Controlled by Xiong Lianhua
10.04 Approve Estimated Related-Party Mgmt For For Transactions with Zheshang Jinhui Trust Co., Ltd.
10.05 Approve Estimated Related-Party Mgmt For For Transactions with Other Related Legal Persons
10.06 Approve Estimated Related-Party Mgmt For For Transactions with Other Related Natural Persons Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Resources Beer (Holdings) Company Limited
Meeting Date: 05/18/2021 Country: Hong Kong Primary Security ID: Y15037107 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 291
Primary CUSIP: Y15037107 Primary ISIN: HK0291001490 Primary SEDOL: 6972459
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Lai Ni Hium as Director Mgmt For For
3.2 Elect Houang Tai Ninh as Director Mgmt For For
3.3 Elect Chan Bernard Charnwut as Director Mgmt For For
3.4 Elect Siu Kwing Chue, Gordon as Director Mgmt For For
3.5 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Tourism Group Duty Free Corp. Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y149A3100 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 601888
Primary CUSIP: Y149A3100 Primary ISIN: CNE100000G29 Primary SEDOL: B42G7J1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Tourism Group Duty Free Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Financial Statements Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Guarantee Plan Mgmt For For
8 Elect Wang Xuan as Non-Independent SH For For Director
Chinasoft International Limited
Meeting Date: 05/18/2021 Country: Cayman Islands Primary Security ID: G2110A111 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 354
Primary CUSIP: G2110A111 Primary ISIN: KYG2110A1114 Primary SEDOL: BC9S4J5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Elect Gavriella Schuster as Director Mgmt For For
2.2 Elect Mo Lai Lan as Director Mgmt For For
2.3 Elect Lai Guanrong as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
8 Approve Refreshment of Scheme Mandate Mgmt For Against Limit
9 Approve Final Dividend Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Brewery Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y15846101 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 600132
Primary CUSIP: Y15846101 Primary ISIN: CNE000000TL3 Primary SEDOL: 6080794
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Profit Distribution Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For
6 Approve Report of the Independent Directors Mgmt For For
7 Approve Adjustment of Related Party Mgmt For For Transaction
8 Approve to Appoint Financial Auditor and Mgmt For For Internal Control Auditor
9 Approve Change of Company Name Mgmt For For
10 Approve to Elect Kuang Qi as Supervisor SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
11.1 Elect Kuang Qi as Supervisor SH For For
CSPC Pharmaceutical Group Limited
Meeting Date: 05/18/2021 Country: Hong Kong Primary Security ID: Y1837N109 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 1093
Primary CUSIP: Y1837N109 Primary ISIN: HK1093012172 Primary SEDOL: 6191997
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Cai Dongchen as Director Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CSPC Pharmaceutical Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3a2 Elect Zhang Cuilong as Director Mgmt For For
3a3 Elect Pan Weidong as Director Mgmt For For
3a4 Elect Li Chunlei as Director Mgmt For For
3a5 Elect Wang Qingxi as Director Mgmt For For
3a6 Elect Law Cheuk Kin Stephen as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For Against and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights
7 Approve Grant of Options Under the Share Mgmt For Against Option Scheme
Dali Foods Group Company Limited
Meeting Date: 05/18/2021 Country: Cayman Islands Primary Security ID: G2743Y106 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 3799
Primary CUSIP: G2743Y106 Primary ISIN: KYG2743Y1061 Primary SEDOL: BYQ9796
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Xu Shihui as Director Mgmt For For
3b Elect Zhuang Weiqiang as Director Mgmt For For
3c Elect Xu Yangyang as Director Mgmt For For
3d Elect Huang Jiaying as Director Mgmt For For
3e Elect Xu Biying as Director Mgmt For For
3f Elect Hu Xiaoling as Director Mgmt For For
3g Elect Cheng Hanchuan as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dali Foods Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3h Elect Liu Xiaobin as Director Mgmt For For
3i Elect Lin Zhijun as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
Ecovacs Robotics Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y2234K102 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 603486
Primary CUSIP: Y2234K102 Primary ISIN: CNE1000031N8 Primary SEDOL: BFD1BQ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of Board of Directors Mgmt For For
2 Approve Report of Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Remuneration of Directors Mgmt For For
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
10.1 Approve Issue Type Mgmt For For
10.2 Approve Issue Scale Mgmt For For
10.3 Approve Par Value and Issue Price Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ecovacs Robotics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10.4 Approve Bond Maturity Mgmt For For
10.5 Approve Bond Interest Rate Mgmt For For
10.6 Approve Method and Term for the Repayment Mgmt For For of Principal and Interest
10.7 Approve Conversion Period Mgmt For For
10.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
10.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
10.10 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
10.11 Approve Terms of Redemption Mgmt For For
10.12 Approve Terms of Sell-Back Mgmt For For
10.13 Approve Dividend Distribution Post Mgmt For For Conversion
10.14 Approve Issue Manner and Target Subscribers Mgmt For For
10.15 Approve Placing Arrangement for Mgmt For For Shareholders
10.16 Approve Matters Related to the Bondholder Mgmt For For Meeting
10.17 Approve Use of Proceeds Mgmt For For
10.18 Approve Guarantee Matters Mgmt For For
10.19 Approve Depository of Raised Funds Mgmt For For
10.20 Approve Validity Period Mgmt For For
11 Approve Issuance of Convertible Bonds Mgmt For For
12 Approve Feasibility Analysis Report on the Mgmt For For Intended Usage of Raised Funds
13 Approve Report on the Usage of Previously Mgmt For For Raised Funds
14 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
15 Approve Authorization of Board to Handle All Mgmt For For Related Matters
16 Approve Meeting Rules of the Company's Mgmt For For Convertible Corporate Bonds
17 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ecovacs Robotics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
18 Approve Provision of Guarantee for Indirect Mgmt For For Subsidiaries
19 Approve Guarantee Provision Plan Mgmt For For
20 Approve Application of Bank Credit Lines Mgmt For For
21 Approve Amendments to Articles of Mgmt For For Association
22 Approve Financial Derivatives Trading Mgmt For For Business
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
23.1 Elect Zhou Yanghua as Supervisor Mgmt For For
Everbright Securities Company Limited
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y2357S114 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 6178
Primary CUSIP: Y2357S114 Primary ISIN: CNE1000029M4 Primary SEDOL: BDCSC73
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Annual Report and Its Mgmt For For Summary
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve 2021 Expected Ordinary Related Mgmt For For Party (Connected) Transactions in 2021
6 Approve Proposal of Proprietary Trading Mgmt For For Businesses Scale in 2021
RESOLUTIONS IN RELATION TO THE Mgmt PROPOSED GENERAL MANDATE TO ISSUE ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS
7.1 Approve Issuer Mgmt For Against
7.2 Approve Type of Debt Financing Instruments Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Everbright Securities Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7.3 Approve Size of Issuance Mgmt For Against
7.4 Approve Method of Issuance Mgmt For Against
7.5 Approve Term of Debt Financing Instruments Mgmt For Against
7.6 Approve Interest Rates of Debt Financing Mgmt For Against Instruments
7.7 Approve Guarantees and Other Credit Mgmt For Against Enhancement Arrangements
7.8 Approve Purpose of Proceeds Mgmt For Against
7.9 Approve Issue Price Mgmt For Against
7.10 Approve Target Subscribers and Mgmt For Against Arrangements for Placement to the Shareholders of the Company
7.11 Approve Listing of the Debt Financing Mgmt For Against Instruments
7.12 Approve Measures for Guaranteeing Debt Mgmt For Against Repayment of the Debt Financing Instruments
7.13 Approve Authorization of Matters Relating to Mgmt For Against the Issuance of the Onshore and Offshore Debt Financing Instruments of the Company
7.14 Approve Validity Period of the Resolution Mgmt For Against
8 Approve Adjustment of the Allowances of the Mgmt For For Independent Directors and External Supervisors
Founder Securities Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y261GX101 Record Date: 05/10/2021 Meeting Type: Special Ticker: 601901
Primary CUSIP: Y261GX101 Primary ISIN: CNE1000015Y8 Primary SEDOL: B3Y2110
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Cao Shinan as Independent Director SH For For
2 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Getein Biotech, Inc.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y2R9W4107 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 603387
Primary CUSIP: Y2R9W4107 Primary ISIN: CNE100002RR9 Primary SEDOL: BD5H222
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors and Mgmt For For Supervisors
7 Approve Use of Funds For Investment and Mgmt For Against Wealth Management
8 Approve Application of Bank Credit Lines Mgmt For Against
9 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
10 Approve to Appoint Auditor Mgmt For For
11 Amend Articles of Association Mgmt For For
Guangzhou Shiyuan Electronic Technology Co. Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y29355107 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 002841
Primary CUSIP: Y29355107 Primary ISIN: CNE100002K47 Primary SEDOL: BD2Z4Y5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Shiyuan Electronic Technology Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Appointment of Auditor Mgmt For For
7 Approve Application of Comprehensive Bank Mgmt For Against Credit Lines
8 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
9 Approve Amendments to Articles of Mgmt For For Association
10 Approve Company's Eligibility for Private SH For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
11.1 Approve Share Type and Par Value SH For For
11.2 Approve Issue Manner and Issue Time SH For For
11.3 Approve Target Subscribers and Subscription SH For For Method
11.4 Approve Pricing Reference Date, Issue Price SH For For and Pricing Basis
11.5 Approve Issue Size SH For For
11.6 Approve Lock-up Period SH For For
11.7 Approve Listing Exchange SH For For
11.8 Approve Use of Proceeds SH For For
11.9 Approve Distribution Arrangement of SH For For Undistributed Earnings
11.10 Approve Resolution Validity Period SH For For
12 Approve Private Placement of Shares SH For For
13 Approve Feasibility Analysis Report on the SH For For Use of Proceeds
14 Approve Report on the Usage of Previously SH For For Raised Funds
15 Approve Impact of Dilution of Current Returns SH For For on Major Financial Indicators and the Relevant Measures to be Taken
16 Approve Authorization of Board to Handle All SH For For Related Matters
17 Approve That There is No Punishment or SH For For Regulatory Measures Taken by Securities Regulatory Authorities and Exchanges in the Past Five Years
18 Approve Shareholder Return Plan SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haitian International Holdings Limited
Meeting Date: 05/18/2021 Country: Cayman Islands Primary Security ID: G4232C108 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 1882
Primary CUSIP: G4232C108 Primary ISIN: KYG4232C1087 Primary SEDOL: B1L2RC2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Chen Weiqun as Director and Authorize Mgmt For Against Board to Fix His Remuneration
3 Elect Zhang Bin as Director and Authorize Mgmt For Against Board to Fix His Remuneration
4 Elect Guo Mingguang as Director and Mgmt For Against Authorize Board to Fix His Remuneration
5 Elect Yu Junxian as Director and Authorize Mgmt For For Board to Fix Her Remuneration
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
9 Authorize Repurchase of Issued Share Capital Mgmt For For
10 Authorize Reissuance of Repurchased Shares Mgmt For Against
Hi Sun Technology (China) Limited
Meeting Date: 05/18/2021 Country: Bermuda Primary Security ID: G4512G126 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 818
Primary CUSIP: G4512G126 Primary ISIN: BMG4512G1261 Primary SEDOL: B17MXJ5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Kui Man Chun as Director Mgmt For For
3 Elect Li Wenjin as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hi Sun Technology (China) Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Elect Chang Kai-Tzung, Richard as Director Mgmt For Against
5 Authorize Board to Fix Remuneration of Mgmt For For Directors
6 Appoint PricewaterhouseCoopers as Auditors Mgmt For Against and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Repurchase of Issued Share Capital Mgmt For For
9 Authorize Reissuance of Repurchased Shares Mgmt For Against
10 Adopt 2021 Share Option Scheme Mgmt For Against
Huabao International Holdings Ltd.
Meeting Date: 05/18/2021 Country: Bermuda Primary Security ID: G4639H122 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 336
Primary CUSIP: G4639H122 Primary ISIN: BMG4639H1227 Primary SEDOL: B00HLY1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Chu Lam Yiu as Director Mgmt For For
3b Elect Lee Luk Shiu as Director Mgmt For For
3c Elect Wu Chi Keung as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Hengli Hydraulic Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y443AC115 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 601100
Primary CUSIP: Y443AC115 Primary ISIN: CNE1000019R4 Primary SEDOL: B4PT3T9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Report of the Independent Directors Mgmt For For
7 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
8 Approve Appointment of Auditor Mgmt For For
9 Approve Amendments to Articles of Mgmt For For Association
10 Approve to Formulate Shareholder Return Mgmt For For Plan
11 Elect Fang Youtong as Independent Director Mgmt For For
Jiangsu Yoke Technology Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y444AX109 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 002409
Primary CUSIP: Y444AX109 Primary ISIN: CNE100000PG0 Primary SEDOL: B3Q8P92
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Yoke Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Application of Credit Line and Mgmt For For Provision of Guarantees
7 Approve Use of Idle Own Funds for Mgmt For Against Investment in Structured Deposits and Lower-risk Financial Products
8 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management
9 Approve Shareholder Return Plan Mgmt For For
LBX Pharmacy Chain JSC
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y5S72F101 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 603883
Primary CUSIP: Y5S72F101 Primary ISIN: CNE1000023Q8 Primary SEDOL: BWTV847
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Financial Mgmt For Against Budget Report
5 Approve Profit Distribution Mgmt For For
6 Approve Innovation Partner Program and Mgmt For Against Related Transaction
7 Approve Appointment of Auditor Mgmt For For
8 Approve Provision of Guarantee Mgmt For Against
9 Approve Performance Report of the Mgmt For For Independent Directors
10 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
11 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lens Technology Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y5227A106 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 300433
Primary CUSIP: Y5227A106 Primary ISIN: CNE100001YW7 Primary SEDOL: BW9LDQ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
6 Approve Profit Distribution Mgmt For For
7 Approve Appointment of External Auditor Mgmt For For
8 Approve Remuneration of Directors and Mgmt For For Senior Management Members
9 Approve Remuneration of Supervisors Mgmt For For
10 Approve Provision of Guarantee Mgmt For For
Luxshare Precision Industry Co. Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y7744X106 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 002475
Primary CUSIP: Y7744X106 Primary ISIN: CNE100000TP3 Primary SEDOL: B64QPN3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Report of the Independent Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Luxshare Precision Industry Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Appointment of Auditor Mgmt For For
8 Approve Amendments to Articles of Mgmt For For Association
9 Amend External Investment Management Mgmt For Against System
10 Approve Provision of Guarantees Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Wang Laichun as Director Mgmt For Against
11.2 Elect Wang Laisheng as Director Mgmt For For
11.3 Elect Li Wei as Director Mgmt For For
11.4 Elect Wang Tao as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Zhang Ying as Director Mgmt For For
12.2 Elect Liu Zhonghua as Director Mgmt For For
12.3 Elect Song Yuhong as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
13.1 Elect Xia Yanrong as Supervisor Mgmt For For
13.2 Elect Mo Rongying as Supervisor Mgmt For For
Maccura Biotechnology Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y7T31T106 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 300463
Primary CUSIP: Y7T31T106 Primary ISIN: CNE1000020H3 Primary SEDOL: BXMFK03
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Maccura Biotechnology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Annual Report and Summary Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
APPROVE DAILY RELATED-PARTY Mgmt TRANSACTIONS
7.1 Approve Daily Related Party Transactions with Mgmt For For DLAB Scientific Co., Ltd.
7.2 Approve Daily Related Party Transactions with Mgmt For For Citotest Labware Manufacturing Co., Ltd.
7.3 Approve Daily Related Party Transactions with Mgmt For For Ingram Medical (Hangzhou) Medical Technology Co., Ltd.
8 Approve Remuneration and Assessment Plan Mgmt For For of Directors, Supervisors and Senior Management Members
9 Approve Application of Credit Line and Mgmt For Against Provision of Guarantees
Ninestar Corp.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y9892Z107 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 002180
Primary CUSIP: Y9892Z107 Primary ISIN: CNE1000007W9 Primary SEDOL: B28SL51
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve Internal Control Self-Evaluation Mgmt For For Report
8 Approve Appointment of Auditor Mgmt For For
9 Approve Report on the Usage of Previously Mgmt For For Raised Funds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ninestar Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Change Business Scope and Amend Mgmt For For Articles of Association
11 Approve Provision of Guarantee Mgmt For Against
Ningbo Sanxing Medical Electric Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y6298G105 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 601567
Primary CUSIP: Y6298G105 Primary ISIN: CNE100001567 Primary SEDOL: B3Q1698
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Report Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Credit Line Application Mgmt For For
8 Approve Provision of Guarantees Mgmt For For
9 Approve Remuneration of Directors and Mgmt For For Supervisors
10 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor
11 Elect Guo Su as Non-independent Director SH For For
12 Amend External Investment Management Mgmt For Against Method
13 Approve Completion of Raised Funds Mgmt For For Investment Project and Use of Excess Raised Funds to Replenish Working Capital Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Red Star Macalline Group Corporation Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y7S99R100 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 1528
Primary CUSIP: Y7S99R100 Primary ISIN: CNE100001ZS2 Primary SEDOL: BYNC0S8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Final Account Report Mgmt For For
4 Approve 2021 Financial Budget Report Mgmt For For
5 Approve 2020 Annual Report and Annual Mgmt For For Results
6 Approve 2020 Profit Distribution Plan Mgmt For For
7 Approve Remuneration of Directors Mgmt For For
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Appointment of External Auditor and Mgmt For For Internal Control Auditor
10 Approve Extension of Validity Period of the Mgmt For Against Resolution on the Non-Public Issuance of A Shares
11 Approve Extension of Validity Period of the Mgmt For Against Authorization Granted by the General Meeting to the Board to Handle Matters in Relation to the Non-Public Issuance of Shares
Red Star Macalline Group Corporation Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y7S99R100 Record Date: 05/13/2021 Meeting Type: Special Ticker: 1528
Primary CUSIP: Y7S99R100 Primary ISIN: CNE100001ZS2 Primary SEDOL: BYNC0S8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Red Star Macalline Group Corporation Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Extension of Validity Period of the Mgmt For Against Resolution on the Non-Public Issuance of A Shares
2 Approve Extension of Validity Period of the Mgmt For Against Authorization Granted by the General Meeting to the Board to Handle Matters in Relation to the Non-Public Issuance of Shares
Sanan Optoelectronics Co. Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y7478M102 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 600703
Primary CUSIP: Y7478M102 Primary ISIN: CNE000000KB3 Primary SEDOL: 6773511
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Appointment of Auditor and Internal Mgmt For For Control Auditor as well as Payment of Remuneration
7 Amend Articles of Association Mgmt For For
SG Micro Corp.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y7679C101 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 300661
Primary CUSIP: Y7679C101 Primary ISIN: CNE100002NT4 Primary SEDOL: BDZYZ35
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SG Micro Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
4 Approve Financial Statements Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
8 Approve Amendments to Articles of Mgmt For For Association
9 Approve Use of Idle Own Funds for Cash Mgmt For Against Management
10 Approve Remuneration of Directors and Mgmt For For Supervisors
Shaanxi International Trust Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y7700Z103 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 000563
Primary CUSIP: Y7700Z103 Primary ISIN: CNE0000004F3 Primary SEDOL: 6780287
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Profit Distribution Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
Shenzhen International Holdings Limited
Meeting Date: 05/18/2021 Country: Bermuda Primary Security ID: G8086V146 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 152
Primary CUSIP: G8086V146 Primary ISIN: BMG8086V1467 Primary SEDOL: BJVBTY1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen International Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Approve Final Dividend Mgmt For For
2.2 Approve Special Dividend Mgmt For For
3.1 Elect Li Haitao as Director Mgmt For For
3.2 Elect Wang Peihang as Director Mgmt For For
3.3 Elect Dai Jingming as Director Mgmt For For
3.4 Elect Hu Wei as Director Mgmt For For
3.5 Elect Zhou Zhiwei as Director Mgmt For For
3.6 Elect Cheng Tai Chiu, Edwin as Director Mgmt For For
3.7 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Songcheng Performance Development Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y30421104 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 300144
Primary CUSIP: Y30421104 Primary ISIN: CNE100000XG4 Primary SEDOL: B3Y6VL2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Profit Distribution Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Audit Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Songcheng Performance Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Report of the Board of Directors Mgmt For For
6 Approve Report of the Board of Supervisors Mgmt For For
7 Approve Appointment of Auditor Mgmt For For
8 Approve Provision for Asset Impairment Mgmt For Against
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
9.1 Elect Yang Yiqing as Director Mgmt For For
Suncity Group Holdings Limited
Meeting Date: 05/18/2021 Country: Cayman Islands Primary Security ID: G8572D113 Record Date: 05/12/2021 Meeting Type: Special Ticker: 1383
Primary CUSIP: G8572D113 Primary ISIN: KYG8572D1135 Primary SEDOL: B89X6B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Sale and Purchase Agreement and Mgmt For For Related Transactions
Sungrow Power Supply Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y8211M102 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 300274
Primary CUSIP: Y8211M102 Primary ISIN: CNE1000018M7 Primary SEDOL: B40J509
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sungrow Power Supply Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve to Appoint Auditor Mgmt For For
7 Approve Provision of Guarantees Mgmt For Against
8 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
9 Approve Amendments to Articles of Mgmt For For Association
10 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management
11 Approve Guarantee Provision Plan Mgmt For Against
12 Approve Foreign Exchange Hedging Business Mgmt For For
13 Approve Application of Bank Credit Lines Mgmt For Against
Suning.com Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y82211106 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 002024
Primary CUSIP: Y82211106 Primary ISIN: CNE000001KF2 Primary SEDOL: B01Y312
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve Appointment of Auditor Mgmt For For
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Expand Business Scope and Amend Mgmt For For Articles of Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Huahai Pharmaceutical Co., Ltd.
Meeting Date: 05/18/2021 Country: China Primary Security ID: Y9891X103 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 600521
Primary CUSIP: Y9891X103 Primary ISIN: CNE000001DL5 Primary SEDOL: 6591058
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Application of Bank Credit Lines Mgmt For Against
7 Approve to Appoint Auditor Mgmt For For
8 Approve Amendments to Articles of Mgmt For For Association
9 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
10 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
11 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
APPROVE REPURCHASE OF THE COMPANY'S Mgmt SHARES BY AUCTION TRADING
12.1 Approve Purpose and Usage of the Share Mgmt For For Repurchase
12.2 Approve Company's Eligibility for Repurchase Mgmt For For of Shares
12.3 Approve Type of the Share Repurchase Mgmt For For
12.4 Approve Manner of Share Repurchase Mgmt For For
12.5 Approve Period of the Share Repurchase Mgmt For For
12.6 Approve Price Range of the Share Repurchase Mgmt For For
12.7 Approve Capital Source and Total Capital Mgmt For For Used for the Share Repurchase
12.8 Approve Number and Proportion of the Share Mgmt For For Repurchase
12.9 Approve Authorization Related Matters of Mgmt For For Share Repurchase Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Addsino Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y26525108 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 000547
Primary CUSIP: Y26525108 Primary ISIN: CNE000000DM5 Primary SEDOL: 6354347
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Shareholder Return Plan Mgmt For Against
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Unfulfilled Performance Mgmt For For Commitments and Compensation Plan
9 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor
10 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
Alpha Group (China)
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y2927R109 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 002292
Primary CUSIP: Y2927R109 Primary ISIN: CNE100000FT4 Primary SEDOL: B427D96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Alpha Group (China)
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve to Adjust the Investment Plan of Mgmt For For Raised Funds, Change the Implementation Methods of Partial Raised Funds Investment Projects and Use Raised Funds to Replenish Working Capital
7 Approve to Appoint Auditor Mgmt For For
8 Approve to Adjust the Allowance of Mgmt For For Company's Non-executive Directors
Anhui Kouzi Distillery Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y013BD105 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 603589
Primary CUSIP: Y013BD105 Primary ISIN: CNE1000022S6 Primary SEDOL: BZ0HN28
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors and Mgmt For For Supervisors
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Appointment of Auditor Mgmt For For
9 Approve Annual Report and Summary Mgmt For For
Beijing Shunxin Agriculture Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y0771P104 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 000860
Primary CUSIP: Y0771P104 Primary ISIN: CNE000000XH3 Primary SEDOL: 6128047 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Shunxin Agriculture Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Financial Auditor Mgmt For For
7 Approve Appointment of Internal Control Mgmt For For Auditor
8 Approve Daily Related-party Transactions Mgmt For For
9 Elect Xu Meng as Independent Director Mgmt For For
Berry Genomics Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y1306V103 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 000710
Primary CUSIP: Y1306V103 Primary ISIN: CNE000000PN7 Primary SEDOL: 6003939
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Financial Statements and Financial Mgmt For For Budget Report
3 Approve Report of the Board of Directors Mgmt For For
4 Approve Report of the Board of Supervisors Mgmt For For
5 Approve Internal Control Self-Evaluation Mgmt For For Report
6 Approve to Appoint Auditor Mgmt For For
7 Approve Daily Related Party Transaction Mgmt For For
8 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Caitong Securities Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y1072S102 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 601108
Primary CUSIP: Y1072S102 Primary ISIN: CNE100002V44 Primary SEDOL: BDD88Z2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Confirmation of Related Party Mgmt For For Transaction
7 Approve Estimated Daily Related Party Mgmt For For Transactions
8 Approve Securities Investment Mgmt For For
APPROVE GENERAL AUTHORIZATION ON Mgmt DEBT FINANCING INSTRUMENTS
9.1 Approve Main Subject and Method Mgmt For Against
9.2 Approve Type and Issue Scale Mgmt For Against
9.3 Approve Term Mgmt For Against
9.4 Approve Issuance Price and Interest Rate Mgmt For Against
9.5 Approve Guarantee and Other Credit Mgmt For Against Enhancement Arrangements
9.6 Approve Use of Proceeds Mgmt For Against
9.7 Approve Target Subscribers and Placing Mgmt For Against Arrangements for Shareholders
9.8 Approve Appointment of Issuance-Related Mgmt For Against Agency and Other Relevant Matters
9.9 Approve Safeguard Measures for Debt Mgmt For Against Repayment
9.10 Approve Listing of Debt Financing Mgmt For Against Instruments
9.11 Approve Resolution Validity Period Mgmt For Against
10 Approve Company's Eligibility for Rights Issue Mgmt For For
APPROVE COMPANY'S RIGHT ISSUE SCHEME Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Caitong Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11.1 Approve Share Type and Par Value Mgmt For For
11.2 Approve Issue Manner Mgmt For For
11.3 Approve Base, Proportion and Number of Mgmt For For Shares
11.4 Approve Pricing Basis and Issue Price Mgmt For For
11.5 Approve Placing Subscribers Mgmt For For
11.6 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
11.7 Approve Issue Time Mgmt For For
11.8 Approve Underwriting Manner Mgmt For For
11.9 Approve Use of Proceeds Mgmt For For
11.10 Approve Resolution Validity Period Mgmt For For
11.11 Approve Listing Exchange Mgmt For For
12 Approve Plan of Company's Rights Issue Mgmt For For
13 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
14 Approve Report on the Usage of Previously Mgmt For For Raised Funds
15 Approve Counter-dilution Measures in Mgmt For For Connection to the Rights Issue
16 Approve Authorization of Board to Handle All Mgmt For For Related Matters
FangDa Carbon New Material Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y51720103 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 600516
Primary CUSIP: Y51720103 Primary ISIN: CNE000001CC6 Primary SEDOL: 6543242
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
FangDa Carbon New Material Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve Related Party Transaction Mgmt For For
8 Approve Application for Comprehensive Credit Mgmt For For Business
Genimous Technology Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y3121S109 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 000676
Primary CUSIP: Y3121S109 Primary ISIN: CNE000000NN2 Primary SEDOL: 6420464
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
7 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
8 Approve Extension of Resolution Validity SH For For Period of Private Placement of New Shares
9 Approve Authorization of Board to Handle All SH For For Related Matters
Guizhou Broadcasting & TV Information Network Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y2948R104 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 600996
Primary CUSIP: Y2948R104 Primary ISIN: CNE100002GP6 Primary SEDOL: BZ015F7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guizhou Broadcasting & TV Information Network Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
8 Approve Daily Related Party Transactions Mgmt For For
9 Approve to Appoint Auditor Mgmt For For
10 Approve Remuneration of Directors Mgmt For For
11 Approve Remuneration of Supervisors Mgmt For For
Hangzhou Robam Appliances Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y3041Z100 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 002508
Primary CUSIP: Y3041Z100 Primary ISIN: CNE100000WY9 Primary SEDOL: B59WFS4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For Against
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Use of Idle Funds for Investment in Mgmt For Against Financial Products
8 Approve Application of Bank Credit Lines Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hangzhou Robam Appliances Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Appointment of Auditor Mgmt For For
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y4451G103 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 000961
Primary CUSIP: Y4451G103 Primary ISIN: CNE0000011P7 Primary SEDOL: 6201595
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Report Mgmt For For
4 Approve Profit and Dividend Distribution Plan Mgmt For For
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Approve Annual Report and Summary Mgmt For For
7 Approve Appointment of Auditor Mgmt For For
8 Approve Authorization of Entrusted Asset Mgmt For Against Management
9 Approve Provision of Guarantee Mgmt For Against
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
10.1 Elect Hou Qicai as Director Mgmt For For
Kuang-Chi Technologies Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y9895R102 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 002625
Primary CUSIP: Y9895R102 Primary ISIN: CNE1000018P0 Primary SEDOL: B4MWTT3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Kuang-Chi Technologies Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Internal Control Self-Evaluation Mgmt For For Report
8 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
9 Approve Provision of Guarantees Mgmt For For
10 Approve Application of Bank Credit Lines Mgmt For For
OFILM Group Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y7744T105 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 002456
Primary CUSIP: Y7744T105 Primary ISIN: CNE100000S33 Primary SEDOL: B3XCR35
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Internal Control Self-Evaluation Mgmt For For Report
6 Approve Profit Distribution Mgmt For For
7 Approve Appointment of Auditor Mgmt For For
8 Approve Provision for Asset Impairment Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
OFILM Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
10 Approve Remuneration of Directors Mgmt For For
11 Approve Remuneration of Supervisors Mgmt For For
12 Approve Amendments to Articles of Mgmt For For Association
13 Approve Daily Related Party Transactions Mgmt For For
14 Approve Application of Credit Line and Mgmt For Against Provision of Guarantees
Oppein Home Group, Inc.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y6440T104 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 603833
Primary CUSIP: Y6440T104 Primary ISIN: CNE100002RB3 Primary SEDOL: BDFC7R7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For Against
6 Approve Profit Distribution Mgmt For For
7 Approve Comprehensive Credit Line Bank Mgmt For Against Application
8 Approve External Guarantee Mgmt For Against
APPROVE REMUNERATION OF Mgmt NON-INDEPENDENT DIRECTORS
9.1 Approve Remuneration of Yao Liangsong Mgmt For For
9.2 Approve Remuneration of Tan Qinxing Mgmt For For
9.3 Approve Remuneration of Yao Liangbai Mgmt For For
10 Approve Appointment of Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oppein Home Group, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Amendments to Articles of Mgmt For For Association to Change Business Scope
12 Approve Change in Registered Capital Mgmt For For
13 Approve Amendments to Articles of Mgmt For For Association
Rongsheng Petrochemical Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y7324B102 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 002493
Primary CUSIP: Y7324B102 Primary ISIN: CNE100000W60 Primary SEDOL: B4TPTS4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Profit Distribution Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve to Appoint Auditor Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
APPROVE DAILY RELATED PARTY Mgmt TRANASCATIONS
7.1 Approve Signing of Purified Terephthalic Acid Mgmt For For (PTA) Purchase and Sale Contract
7.2 Approve Signing of Crude Oil Purchase and Mgmt For For Sale Contract
7.3 Approve Signing of Purchase Contract Mgmt For For
7.4 Approve Signing of Purchase and Sale Mgmt For For Contract of Aromatic Products
7.5 Approve Signing of Purchase and Sale Mgmt For For Contract of Aromatics and Other Products
7.6 Approve Signing of Purchase and Sale Mgmt For For Contract of Refined Oil Products with Zhejiang Refined Oil Trading Co., Ltd. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Rongsheng Petrochemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7.7 Approve Signing of Purchase and Sale Mgmt For For Contract of Refined Oil Products with Zhejiang Petroleum Comprehensive Energy Sales Co., Ltd.
7.8 Approve Signing of Purchase and Sale Mgmt For For Contract of Refined Oil Products with Zhejiang Kunsheng Petrochemical Sales Co., Ltd.
7.9 Approve Signing of Purchase and Sale Mgmt For For Contract of Refined Oil Products with Zhejiang Jurong Petrochemical Sales Co., Ltd.
7.10 Approve Signing of Housing and Parking Mgmt For For Space Contract
7.11 Approve Signing of Cargo Transportation Mgmt For For Contract
7.12 Approve Signing of Purchase Contract with Mgmt For For Suzhou Shenghui Equipment Co., Ltd.
7.13 Approve Handling of Deposit, Credit, Mgmt For For Settlement and Other Businesses
7.14 Approve Loan from the Company's Controlling Mgmt For Against Shareholder
8 Approve Guarantee Provision Mgmt For Against
9 Approve External Guarantee Provision Mgmt For Against
10 Approve Futures Hedging Business Mgmt For For
11 Approve Foreign Exchange Derivatives Mgmt For For Trading Business
12 Elect Shao Yiping as Independent Director Mgmt For For
Shanghai Yuyuan Tourist Mart Group Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y7710N108 Record Date: 05/12/2021 Meeting Type: Special Ticker: 600655
Primary CUSIP: Y7710N108 Primary ISIN: CNE000000594 Primary SEDOL: 6802891
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition and Related Party Mgmt For For Transactions
2 Approve Related Party Transaction in Mgmt For Against Connection to Signing of Financial Services Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Mindray Bio-Medical Electronics Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y774E3101 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 300760
Primary CUSIP: Y774E3101 Primary ISIN: CNE100003G67 Primary SEDOL: BGHD9P1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Social Responsibility Report Mgmt For For
7 Approve Change of Partial Raised Funds Mgmt For For Investment Project
8 Approve Appointment of Auditor Mgmt For For
9 Elect Liang Huming as Independent Director Mgmt For For
10 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
11 Approve Change Business Scope Mgmt For For
12 Approve Amendments to Articles of Mgmt For For Association
AMEND GOVERNANCE MANAGEMENT Mgmt SYSTEMS
13.1 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
13.2 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
13.3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
13.4 Amend Decision-making System for Providing Mgmt For Against External Investments
13.5 Amend Management System for Providing Mgmt For Against External Guarantees
13.6 Amend Related Party Transaction Mgmt For Against Decision-making System
13.7 Amend Working System for Independent Mgmt For Against Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen MTC Co., Ltd.
Meeting Date: 05/19/2021 Country: China Primary Security ID: Y7744S107 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 002429
Primary CUSIP: Y7744S107 Primary ISIN: CNE100000Q50 Primary SEDOL: B511TV0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
7 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management
8 Approve Daily Related Party Transactions Mgmt For For
9 Approve Provision of Guarantees Mgmt For For
10 Approve Appointment of Auditor Mgmt For For
Bank of China Limited
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y0698A107 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 3988
Primary CUSIP: Y0698A107 Primary ISIN: CNE1000001Z5 Primary SEDOL: B154564
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Work Report of Board of Mgmt For For Directors
2 Approve 2020 Work Report of Board of Mgmt For For Supervisors
3 Approve 2020 Annual Financial Report Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve 2021 Annual Budget for Fixed Assets Mgmt For For Investment
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Domestic and External Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration
7 Approve 2020 Remuneration Distribution Plan Mgmt For For of Supervisors
8 Elect Liu Liange as Director Mgmt For For
9 Elect Liu Jin as Director Mgmt For For
10 Elect Lin Jingzhen as Director Mgmt For For
11 Elect Jiang Guohua as Director Mgmt For For
12 Approve the Application for Provisional Mgmt For For Authorization of Outbound Donations
13 Approve the Bond Issuance Plan Mgmt For For
14 Approve the Issuance of Write-down Undated Mgmt For For Capital Bonds
15 Approve the Issuance of Qualified Write-down Mgmt For For Tier 2 Capital Instruments
Bank of China Limited
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y0698A107 Record Date: 04/19/2021 Meeting Type: Annual Ticker: 3988
Primary CUSIP: Y0698A107 Primary ISIN: CNE1000001Z5 Primary SEDOL: B154564
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Work Report of Board of Mgmt For For Directors
2 Approve 2020 Work Report of Board of Mgmt For For Supervisors
3 Approve 2020 Annual Financial Report Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve 2021 Annual Budget for Fixed Assets Mgmt For For Investment
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Domestic and External Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration
7 Approve 2020 Remuneration Distribution Plan Mgmt For For of Supervisors
8 Elect Liu Liange as Director Mgmt For For
9 Elect Liu Jin as Director Mgmt For For
10 Elect Lin Jingzhen as Director Mgmt For For
11 Elect Jiang Guohua as Director Mgmt For For
12 Approve the Application for Provisional Mgmt For For Authorization of Outbound Donations
13 Approve the Bond Issuance Plan Mgmt For For
14 Approve the Issuance of Write-down Undated Mgmt For For Capital Bonds
15 Approve the Issuance of Qualified Write-down Mgmt For For Tier 2 Capital Instruments
Bank of Chongqing Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y0R98B102 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 1963
Primary CUSIP: Y0R98B102 Primary ISIN: CNE100001QN2 Primary SEDOL: BFZCJC0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Final Budget Report Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve 2021 Financial Budget Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Chongqing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve 2020 Annual Report and Highlights Mgmt For For
7 Approve Auditors and Authorize Board to Fix Mgmt For For Their Remuneration
8 Elect Zhong Xian as Director Mgmt For For
9 Approve Liability Insurance for Directors, Mgmt For For Supervisors and Senior Management
10 Approve Estimated Annual Cap for Daily Mgmt For Against Connected Transactions for 2021
11 Approve 2021 Investment Plan Mgmt For Against
12 Approve Funding of the Establishment of Mgmt For Against Technology Innovation Center
13 Amend Administrative Measures for Mgmt For Against Connected Transactions
RESOLUTIONS IN RELATION TO THE PLAN Mgmt FOR THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS
14.01 Approve Type of Securities to be Issued Mgmt For For
14.02 Approve Issue Size Mgmt For For
14.03 Approve Par Value and Issue Price Mgmt For For
14.04 Approve Term Mgmt For For
14.05 Approve Interest Rate Mgmt For For
14.06 Approve Timing and Method of Interest Mgmt For For Payment
14.07 Approve Conversion Period Mgmt For For
14.08 Approve Determination and Adjustment of the Mgmt For For CB Conversion Price
14.09 Approve Downward Adjustment to the CB Mgmt For For Conversion Price
14.10 Approve Method for Determining the Number Mgmt For For of Shares for Conversion
14.11 Approve Dividend Rights of the Year of Mgmt For For Conversion
14.12 Approve Terms of Redemption Mgmt For For
14.13 Approve Terms of Sale Back Mgmt For For
14.14 Approve Method of Issuance and Target Mgmt For For Investors
14.15 Approve Subscription Arrangement for the Mgmt For For Existing Shareholders Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Chongqing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14.16 Approve Matters Related to the CB Holders' Mgmt For For Meeting
14.17 Approve Use of Proceeds Mgmt For For
14.18 Approve Guarantee and Securities Mgmt For For
14.19 Approve Validity Period of the Resolution Mgmt For For
15 Approve Fulfilling the Conditions for the Mgmt For For Public Issuance of A Share Convertible Corporate Bonds
16 Approve Feasibility Report of the Use of Mgmt For For Proceeds from the Public Issuance of A Share Convertible Corporate Bonds
17 Approve Report Regarding the Use of Mgmt For For Proceeds Previously Raised
18 Approve Dilution of Immediate Returns and Mgmt For For Remedial Measures to the Public Issuance of A Share Convertible Corporate Bonds
19 Approve Authorization to be Granted by the Mgmt For For General Meeting to Manage Matters Related to the Public Issuance of A Share Convertible Corporate Bonds
20 Approve Preliminary Proposal for the Public Mgmt For For Issuance of A Share Convertible Corporate Bonds
21 Approve Rules of A Share Convertible Mgmt For For Corporate Bondholders' Meeting
Bank of Chongqing Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y0R98B102 Record Date: 05/11/2021 Meeting Type: Special Ticker: 1963
Primary CUSIP: Y0R98B102 Primary ISIN: CNE100001QN2 Primary SEDOL: BFZCJC0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO THE PLAN Mgmt FOR THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS
1.1 Approve Type of Securities to be Issued Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Chongqing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.2 Approve Issue Size Mgmt For For
1.3 Approve Par Value and Issue Price Mgmt For For
1.4 Approve Term Mgmt For For
1.5 Approve Interest Rate Mgmt For For
1.6 Approve Timing and Method of Interest Mgmt For For Payment
1.7 Approve Conversion Period Mgmt For For
1.8 Approve Determination and Adjustment of the Mgmt For For CB Conversion Price
1.9 Approve Downward Adjustment to the CB Mgmt For For Conversion Price
1.10 Approve Method for Determining the Number Mgmt For For of Shares for Conversion
1.11 Approve Dividend Rights of the Year of Mgmt For For Conversion
1.12 Approve Terms of Redemption Mgmt For For
1.13 Approve Terms of Sale Back Mgmt For For
1.14 Approve Method of Issuance and Target Mgmt For For Investors
1.15 Approve Subscription Arrangement for the Mgmt For For Existing Shareholders
1.16 Approve Matters Related to the CB Holders' Mgmt For For Meeting
1.17 Approve Use of Proceeds Mgmt For For
1.18 Approve Guarantee and Securities Mgmt For For
1.19 Approve Validity Period of the Resolution Mgmt For For
2 Approve Fulfilling the Conditions for the Mgmt For For Public Issuance of A Share Convertible Corporate Bonds
3 Approve Feasibility Report of the Use of Mgmt For For Proceeds from the Public Issuance of A Share Convertible Corporate Bonds
4 Approve Report Regarding the Use of Mgmt For For Proceeds Previously Raised
5 Approve Dilution of Immediate Returns and Mgmt For For Remedial Measures to the Public Issuance of A Share Convertible Corporate Bonds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Chongqing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Authorization to be Granted by the Mgmt For For General Meeting to Manage Matters Related to the Public Issuance of A Share Convertible Corporate Bonds
7 Approve Preliminary Proposal for the Public Mgmt For For Issuance of A Share Convertible Corporate Bonds
8 Approve Rules of A Share Convertible Mgmt For For Corporate Bondholders' Meeting
Beijing Capital Development Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y0772K104 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 600376
Primary CUSIP: Y0772K104 Primary ISIN: CNE000001782 Primary SEDOL: 6320887
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Internal Control Evaluation Report Mgmt For For
7 Approve Internal Control Audit Report Mgmt For For
8 Approve Social Responsibility Report Mgmt For For
9 Approve to Appoint Auditor Mgmt For For
10 Approve Payment of Guarantee Fees Mgmt For Against
11 Approve Related Party Transaction Mgmt For For
12 Approve Authorization of Guarantee Matters Mgmt For Against
13 Approve Authorization of Debt Financing Mgmt For Against Matters
14 Amend Articles of Association SH For For
15 Approve Company's Eligibility for Corporate SH For Against Bond Issuance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Capital Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
16 Approve Corporate Bond Issuance SH For Against
17 Approve Authorization of Board to Handle All SH For Against Related Matters
Beijing Yanjing Brewery Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y0771Z102 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 000729
Primary CUSIP: Y0771Z102 Primary ISIN: CNE000000S84 Primary SEDOL: 6012827
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Financial Auditor and Mgmt For For Payment of Remuneration
7 Approve Appoint of Internal Control Auditor Mgmt For For and Payment of Remuneration
8 Approve Shareholder Return Plan Mgmt For For
Bohai Leasing Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y0927Y108 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 000415
Primary CUSIP: Y0927Y108 Primary ISIN: CNE0000009B1 Primary SEDOL: 6981068
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bohai Leasing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Internal Control Evaluation Report Mgmt For For
8 Approve Related Party Transaction Mgmt For For
9 Approve Loan Amount Mgmt For Against
10 Approve Guarantee Amount Mgmt For Against
11 Approve Derivatives Trading Mgmt For For
12 Approve Allowance of Directors and Mgmt For For Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Jin Chuan as Director SH For For
13.2 Elect Ma Weihua as Director SH For For
13.3 Elect Zhuo Yiqun as Director SH For For
13.4 Elect Li Tiemin as Director SH For For
13.5 Elect Wang Jingran as Director SH For For
13.6 Elect Liu Wenji as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
14.1 Elect Zhuang Qishan as Director Mgmt For For
14.2 Elect Ma Chunhua as Director Mgmt For For
14.3 Elect Liu Chao as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
15.1 Elect Zhou Peixuan as Supervisor SH For For
15.2 Elect Ma Li as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Dive Co. Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y1460T100 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 300526
Primary CUSIP: Y1460T100 Primary ISIN: CNE100002987 Primary SEDOL: BYZP1M6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For Against
4 Approve Financial Statements Mgmt For Against
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Application of Bank Credit Lines and Mgmt For Against Provision of Guarantees
8 Approve Cancellation of Partial Stock Options Mgmt For For of the Stock Option Incentive Plan
9 Approve Special Explanation of the Mgmt For For Company's Non-operating Capital Occupation and Other Related Capital Transactions
10 Approve Correction of Inventory Loss Mgmt For For
11 Approve Amendments to Articles of Mgmt For For Association
12 Amend Related Party Transaction Mgmt For Against Management System
China National Nuclear Power Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y1507R109 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 601985
Primary CUSIP: Y1507R109 Primary ISIN: CNE1000022N7 Primary SEDOL: BYL7784
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Nuclear Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Allowance of Independent Directors Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Dividend Distribution Plan Mgmt For For
8 Approve Annual Report and Summary Mgmt For For
China South Publishing & Media Group Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y15174108 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 601098
Primary CUSIP: Y15174108 Primary ISIN: CNE100000W03 Primary SEDOL: B4N0576
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Remuneration of Directors Mgmt For For
5 Approve Remuneration of Supervisors Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Profit Distribution Mgmt For For
8 Approve Financial Statements Mgmt For For
9 Approve to Appoint Auditor Mgmt For For
10 Approve Financial Services Agreement Mgmt For Against
11 Approve Related Party Transaction Mgmt For Against
12 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
13.1 Elect Yang Zhuang as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Yongda Automobiles Services Holdings Limited
Meeting Date: 05/20/2021 Country: Cayman Islands Primary Security ID: G2162W102 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 3669
Primary CUSIP: G2162W102 Primary ISIN: KYG2162W1024 Primary SEDOL: B8F2T65
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Cai Yingjie as Director Mgmt For For
4 Elect Wang Zhigao as Director Mgmt For For
5 Elect Wang Liqun as Director Mgmt For For
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
8A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8B Authorize Repurchase of Issued Share Capital Mgmt For For
8C Authorize Reissuance of Repurchased Shares Mgmt For Against
Chongqing Gas Group Corp. Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y2102V107 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 600917
Primary CUSIP: Y2102V107 Primary ISIN: CNE100001V03 Primary SEDOL: BQ45PZ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Annual Report Mgmt For For
3 Approve Internal Control Evaluation Report Mgmt For For
4 Approve Report of the Board of Supervisors Mgmt For For
5 Approve Report of the Independent Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Gas Group Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Financial Statements and Financial Mgmt For For Budget Report
7 Approve Profit Distribution Mgmt For For
8 Approve Shareholder Return Plan Mgmt For Against
Flat Glass Group Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y2575W103 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 6865
Primary CUSIP: Y2575W103 Primary ISIN: CNE100002375 Primary SEDOL: BYQ9774
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Consolidated Financial Mgmt For For Statements and Its Subsidiaries
4 Approve 2020 Annual Report and Annual Mgmt For For Results
5 Approve 2020 Final Accounts Report Mgmt For For
6 Approve 2021 Financial Budget Report Mgmt For For
7 Approve 2020 Profit Distribution Plan Mgmt For For
8 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration
9 Approve Remuneration of Directors Mgmt For For
10 Approve Remuneration of Supervisors Mgmt For For
11 Approve 2020 Environmental, Social and Mgmt For For Governance Report
12 Approve Investment in the Construction of 6 Mgmt For For PV Modules Glass Projects
13 Approve 2020 Daily Related-party Mgmt For For Transactions and Estimate on 2021 Daily Related-party Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Flat Glass Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14 Approve Provision of Guarantees for Its Mgmt For For Potential Credit Facility and Authorize the Chairman and Its Authorized Persons to Deal With All Matters in Relation to the Credit Facilities and Validity Period of This Resolution
ELECT EXECUTIVE DIRECTORS Mgmt
15.1 Elect Ruan Hongliang as Director Mgmt For For
15.2 Elect Jiang Jinhua as Director Mgmt For For
15.3 Elect Wei Yezhong as Director Mgmt For For
15.4 Elect Shen Qifu as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS
16.1 Elect Xu Pan as Director Mgmt For For
16.2 Elect Hua Fulan as Director Mgmt For For
16.3 Elect Ng Yau Kuen Carmen as Director Mgmt For For
ELECT SUPERVISORS Mgmt
17.1 Elect Zheng Wenrong as Supervisor Mgmt For For
17.2 Elect Zhu Quanming as Supervisor Mgmt For For
17.3 Elect Shen Fuquan as Supervisor Mgmt For For
Flat Glass Group Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y2575W103 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 6865
Primary CUSIP: Y2575W103 Primary ISIN: CNE100002375 Primary SEDOL: BYQ9774
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Flat Glass Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve 2020 Audited Consolidated Financial Mgmt For For Statements and Its Subsidiaries
4 Approve 2020 Annual Report and Annual Mgmt For For Results
5 Approve 2020 Final Accounts Report Mgmt For For
6 Approve 2021 Financial Budget Report Mgmt For For
7 Approve 2020 Profit Distribution Plan Mgmt For For
8 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration
9 Approve Remuneration of Directors Mgmt For For
10 Approve Remuneration of Supervisors Mgmt For For
11 Approve 2020 Environmental, Social and Mgmt For For Governance Report
12 Approve Investment in the Construction of 6 Mgmt For For PV Modules Glass Projects
13 Approve 2020 Daily Related-party Mgmt For For Transactions and Estimate on 2021 Daily Related-party Transactions
14 Approve Provision of Guarantees for Its Mgmt For For Potential Credit Facility and Authorize the Chairman and Its Authorized Persons to Deal With All Matters in Relation to the Credit Facilities and Validity Period of This Resolution
ELECT EXECUTIVE DIRECTORS VIA Mgmt CUMULATIVE VOTING
15.1 Elect Ruan Hongliang as Director Mgmt For For
15.2 Elect Jiang Jinhua as Director Mgmt For For
15.3 Elect Wei Yezhong as Director Mgmt For For
15.4 Elect Shen Qifu as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
16.1 Elect Xu Pan as Director Mgmt For For
16.2 Elect Hua Fulan as Director Mgmt For For
16.3 Elect Ng Yau Kuen Carmen as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
17.1 Elect Zheng Wenrong as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Flat Glass Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
17.2 Elect Zhu Quanming as Supervisor Mgmt For For
17.3 Elect Shen Fuquan as Supervisor Mgmt For For
Giant Network Group Co. Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y1593Y109 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 002558
Primary CUSIP: Y1593Y109 Primary ISIN: CNE1000010R3 Primary SEDOL: B3TZB92
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Change in Use of Raised Funds Mgmt For For
Guangdong Haid Group Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y29255109 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 002311
Primary CUSIP: Y29255109 Primary ISIN: CNE100000HP8 Primary SEDOL: B597PH8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangdong Haid Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Use of Idle Raised Funds and Own Mgmt For Against Funds for Cash Management
9 Approve Application of Syndicated Loan and Mgmt For Against Provision of Guarantees
10 Approve Provision of External Guarantees Mgmt For Against
11 Approve to Adjust the Application of Bank Mgmt For Against Credit Lines
12 Approve Draft and Summary of Employee Mgmt For Against Share Purchase Plan
13 Approve Draft and Summary of Stock Option Mgmt For Against Incentive Plan (Revised Draft)
14 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
15 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Guocheng Mining Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y2666C107 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 000688
Primary CUSIP: Y2666C107 Primary ISIN: CNE0000003F5 Primary SEDOL: 6355566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint of Auditor and Internal Mgmt For For Auditor Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guocheng Mining Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Amendments to Articles of Mgmt For For Association
8 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
9 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
10 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
11 Amend Related Party Transaction Mgmt For Against Decision-making System
12 Amend Management System for Providing Mgmt For Against External Guarantees
Inner Mongolia Yili Industrial Group Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y408DG116 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 600887
Primary CUSIP: Y408DG116 Primary ISIN: CNE000000JP5 Primary SEDOL: 6458841
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Operation Strategy and Investment Mgmt For For Plan
5 Approve Financial Statements and Financial Mgmt For For Budget Report
6 Approve Profit Distribution Mgmt For For
7 Approve Report of the Independent Directors Mgmt For For
8 Approve Provision of Guarantees to Upstream Mgmt For Against and Downstream Partners of the Industry Chain
9 Approve Issuance of Super Short-term Mgmt For Against Commercial Papers
10 Approve Provision of Guarantees to Mgmt For Against Wholly-owned Subsidiaries Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Inner Mongolia Yili Industrial Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Provision of Guarantees to Hohhot Mgmt For Against Yixing Dairy Investment Management Co., Ltd.
12 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
13 Approve Amendments to Articles of Mgmt For For Association
14 Amend Working System for Independent Mgmt For Against Directors
15 Amend Related-party Transaction Mgmt For Against Management System
16 Approve Appointment of Auditor Mgmt For For
Jason Furniture (Hangzhou) Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y4255J105 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 603816
Primary CUSIP: Y4255J105 Primary ISIN: CNE100002GF7 Primary SEDOL: BYPH1S8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For For
5 Approve Foreign Exchange Forward Mgmt For For Transactions
6 Approve Comprehensive Credit Line Mgmt For For Application and Loan
7 Approve Provision of Guarantee Mgmt For For
8 Approve Use of Idle Funds for Cash Mgmt For Against Management
9 Approve Provision for Goodwill, Intangible Mgmt For For Assets and Fixed Assets Impairment
10 Approve Annual Report and Summary Mgmt For For
11 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jason Furniture (Hangzhou) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve to Appoint Auditor Mgmt For For
13 Approve Related Party Transaction Mgmt For For
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y4448A102 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 002157
Primary CUSIP: Y4448A102 Primary ISIN: CNE1000006H2 Primary SEDOL: B23N9L3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Capital Injection Agreement Mgmt For For
8 Approve Company's Eligibility for Issuance of Mgmt For Against Green Bonds
9 Approve Issuance of Green Bonds Mgmt For Against
10 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to Issuance of Green Bonds
11 Approve Issuance of Commercial Papers Mgmt For Against
12 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to Issuance of Commercial Papers
13 Approve Additional Guarantee SH For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
KingClean Electric Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y47937100 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 603355
Primary CUSIP: Y47937100 Primary ISIN: CNE1000022K3 Primary SEDOL: BX3G6N0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
7 Approve to Appoint Auditor and Audit Work Mgmt For For Evaluation
8 Approve Application of Bank Credit Lines Mgmt For Against
9 Approve Provision of Guarantee Mgmt For Against
10 Approve Use of Own Funds for Cash Mgmt For Against Management
11 Approve Amendments to Articles of Mgmt For For Association
Livzon Pharmaceutical Group Inc.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y52889105 Record Date: 05/12/2021 Meeting Type: Special Ticker: 1513
Primary CUSIP: Y52889105 Primary ISIN: CNE100001QV5 Primary SEDOL: BJ34614
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Livzon Pharmaceutical Group Inc.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y52889105 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 1513
Primary CUSIP: Y52889105 Primary ISIN: CNE100001QV5 Primary SEDOL: BJ34614
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Work Report of the Board Mgmt For For
2 Approve 2020 Work Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Financial Accounts Report Mgmt For For
4 Approve 2020 Annual Report Mgmt For For
5 Approve Grant Thornton (Special General Mgmt For For Partnership) as Auditor and Authorize Board to Fix Their Remuneration
6 Approve Adjustment to Investment Plans of Mgmt For For Certain Projects Invested with Proceeds
7 Approve 2020 Annual Profit Distribution Plan Mgmt For For
8 Approve Facility Financing and Provision of Mgmt For For Financing Guarantees to Its Subsidiaries
9 Approve Provision of Financing Guarantees to Mgmt For For Its Controlling Subsidiary Livzon MAB
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
11 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
MMG Ltd.
Meeting Date: 05/20/2021 Country: Hong Kong Primary Security ID: Y6133Q102 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 1208
Primary CUSIP: Y6133Q102 Primary ISIN: HK1208013172 Primary SEDOL: 6728793
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
MMG Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2a Elect Zhang Shuqiang as Director Mgmt For For
2b Elect Xu Jiqing as Director Mgmt For For
2c Elect Leung Cheuk Yan as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Muyuan Foods Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y6149B107 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 002714
Primary CUSIP: Y6149B107 Primary ISIN: CNE100001RQ3 Primary SEDOL: BJ0JR20
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Application of Credit Lines Mgmt For Against
8 Approve Provision of Guarantees Mgmt For Against
9 Approve Remuneration of Directors and Mgmt For For Supervisors
10 Approve Appointment of Financial Auditor Mgmt For For
11 Approve Repurchase and Cancellation of Mgmt For For Performance Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Muyuan Foods Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve 2019 Repurchase and Cancellation of Mgmt For For Performance Shares
13 Amend Articles of Association Mgmt For For
14 Approve Issuance of Super Short-term Mgmt For Against Commercial Papers
15 Approve Provision of Guarantee for Mgmt For Against Subsidiaries
Seazen Holdings Co. Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y267C9105 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 601155
Primary CUSIP: Y267C9105 Primary ISIN: CNE100002BF8 Primary SEDOL: BYWKWP4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve to Appoint Auditor Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
8 Approve Guarantee Plan Mgmt For Against
9 Approve Investment Plan Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
10.1 Elect Wang Xiaosong as Director Mgmt For For
10.2 Elect Lyu Xiaoping as Director Mgmt For For
10.3 Elect Liang Zhicheng as Director Mgmt For For
10.4 Elect Qu Dejun as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Seazen Holdings Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11.1 Elect Chen Songxi as Director Mgmt For For
11.2 Elect Chen Donghua as Director Mgmt For For
11.3 Elect Xu Jiandong as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
12.1 Elect Lu Zhongming as Supervisor Mgmt For For
12.2 Elect Tang Guorong as Supervisor Mgmt For For
Shandong Xinchao Energy Corp. Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y9740C102 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 600777
Primary CUSIP: Y9740C102 Primary ISIN: CNE000000NJ0 Primary SEDOL: 6980894
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Financial Report Mgmt For For Auditor and Payment of Remuneration
7 Approve Appoint of Internal Control Auditor Mgmt For For and Payment of Remuneration
8 Approve Remuneration of Directors and Mgmt For For Supervisors
Shanghai RAAS Blood Products Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y7687Z100 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 002252
Primary CUSIP: Y7687Z100 Primary ISIN: CNE100000C31 Primary SEDOL: B39RLP4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai RAAS Blood Products Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Shareholder Return Plan Mgmt For For
Shanxi Meijin Energy Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y769A4103 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 000723
Primary CUSIP: Y769A4103 Primary ISIN: CNE0000005J2 Primary SEDOL: 6003940
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Report of the Independent Directors Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Daily Related-party Transactions Mgmt For For
8 Approve Appointment of Auditor Mgmt For For
9 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
10 Approve Amendments to Articles of Mgmt For For Association
11 Amend Management System for Providing Mgmt For For External Guarantees Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Meijin Energy Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve Adjustment of Remuneration of Mgmt For For Directors and Supervisors
Shenzhen Kangtai Biological Products Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y774C4101 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 300601
Primary CUSIP: Y774C4101 Primary ISIN: CNE100002Q33 Primary SEDOL: BDHTRS7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Use of Own Funds for Investment in Mgmt For Against Financial Products
Shenzhen S.C New Energy Technology Corp.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y774E4109 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 300724
Primary CUSIP: Y774E4109 Primary ISIN: CNE100003G91 Primary SEDOL: BGDM6S4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen S.C New Energy Technology Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Remuneration of Non-Independent Mgmt For For Directors
7 Approve Remuneration of Independent Mgmt For For Directors
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Report on the Deposit and Usage of Mgmt For For Raised Funds
10 Approve to Appoint Auditor Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Yu Zhong as Director Mgmt For For
11.2 Elect Zuo Guojun as Director Mgmt For For
11.3 Elect Liang Meizhen as Director Mgmt For For
11.4 Elect Li Shijun as Director Mgmt For Against
11.5 Elect Wu Bo as Director Mgmt For For
11.6 Elect Li Ying as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Zhu Yujie as Director Mgmt For For
12.2 Elect Lin Anzhong as Director Mgmt For For
12.3 Elect Du Jisheng as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
13.1 Elect Liu Feng as Supervisor Mgmt For For
13.2 Elect Huang Wei as Supervisor Mgmt For For
14 Approve Acquisition of Equity and Related Mgmt For For Transaction
Sichuan Chuantou Energy Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y7925C103 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 600674
Primary CUSIP: Y7925C103 Primary ISIN: CNE000000BQ0 Primary SEDOL: 6313092 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Chuantou Energy Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Production and Operation Plan and Mgmt For For Financial Budget Report
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Proposal Report on Reviewing the Mgmt For Against Financing of the Company's Headquarters
8 Approve Appointment of Auditor and Payment Mgmt For For of Remuneration
9 Approve Amendments to Articles of Mgmt For Against Association
10 Approve Equity Acquisition and Related Party Mgmt For For Transactions
11 Approve Temporary Non-acquisition of Equity Mgmt For For
12 Approve to Adjust the Allowances of Directors Mgmt For Against and Supervisors
SKSHU Paint Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y806G4107 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 603737
Primary CUSIP: Y806G4107 Primary ISIN: CNE1000027D7 Primary SEDOL: BYY7YQ8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SKSHU Paint Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve to Appoint Auditor Mgmt For For
7 Approve Guarantee Provision Plan and Credit Mgmt For Against Line Bank Application
8 Approve External Guarantees Mgmt For Against
Skyworth Group Limited
Meeting Date: 05/20/2021 Country: Bermuda Primary Security ID: G8181C100 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 751
Primary CUSIP: G8181C100 Primary ISIN: BMG8181C1001 Primary SEDOL: 6228828
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A Elect Lai Weide as Director Mgmt For For
2B Elect Lin Jin as Director Mgmt For For
2C Elect Li Weibin as Director Mgmt For Against
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For Against Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Tencent Holdings Limited
Meeting Date: 05/20/2021 Country: Cayman Islands Primary Security ID: G87572163 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 700
Primary CUSIP: G87572163 Primary ISIN: KYG875721634 Primary SEDOL: BMMV2K8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tencent Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Yang Siu Shun as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Tencent Holdings Limited
Meeting Date: 05/20/2021 Country: Cayman Islands Primary Security ID: G87572163 Record Date: 05/13/2021 Meeting Type: Special Ticker: 700
Primary CUSIP: G87572163 Primary ISIN: KYG875721634 Primary SEDOL: BMMV2K8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Adopt Share Option Plan of China Literature Mgmt For Against Limited
Wasu Media Holding Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y9532N100 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 000156
Primary CUSIP: Y9532N100 Primary ISIN: CNE0000014L0 Primary SEDOL: 6283872 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wasu Media Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Annual Report and Summary Mgmt For For
3 Amend Articles of Association Mgmt For For
4 Approve Equity Distribution Mgmt For For
5 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
6 Approve Financial Statements Mgmt For For
7 Approve Financial Budget Report Mgmt For Against
8 Approve Application of Bank Credit Lines Mgmt For For
9 Approve Daily Related-party Transactions Mgmt For For
10 Approve to Appoint Auditor and Internal Mgmt For For Control Auditor
11 Approve Report of the Board of Supervisor Mgmt For For
Wuhan Guide Infrared Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y97082104 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 002414
Primary CUSIP: Y97082104 Primary ISIN: CNE100000RK8 Primary SEDOL: B40JZ10
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve to Appoint Auditor Mgmt For For
7 Approve Amendments to Articles of Mgmt For For Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wuhan Guide Infrared Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Amend Raised Funds Management System Mgmt For Against
9 Approve Use of Idle Raised Funds and Own Mgmt For For Funds for Cash Management
Xinxing Ductile Iron Pipes Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y9722X108 Record Date: 05/14/2021 Meeting Type: Special Ticker: 000778
Primary CUSIP: Y9722X108 Primary ISIN: CNE000000QG9 Primary SEDOL: 6108793
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Commercial Papers Mgmt For For
2 Approve Extension of Resolution Validity Mgmt For For Period of Corporate Bond Issuance
Yifeng Pharmacy Chain Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y982AC104 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 603939
Primary CUSIP: Y982AC104 Primary ISIN: CNE100001TS5 Primary SEDOL: BVV6QQ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Allocation of Income and Mgmt For For Capitalization of Capital Reserves
6 Approve to Appoint Auditor Mgmt For For
7 Approve Application of Bank Credit Lines and Mgmt For Against Receive Guarantees from Related Party
8 Approve Provision of Guarantee Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yifeng Pharmacy Chain Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Use of Idle Own Funds to Purchase Mgmt For For Financial Product
10 Approve Use of Idle Raised Funds to Purchase Mgmt For For Financial Product
11 Approve Changes in Registered Capital, Mgmt For For Business Scope and Amend Articles of Association
Yonghui Superstores Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y9841N106 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 601933
Primary CUSIP: Y9841N106 Primary ISIN: CNE100000XX9 Primary SEDOL: B3V4ND5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget
5 Approve Profit Distribution Mgmt For For
6 Approve Daily Related Party Transactions Mgmt For For
7 Approve Application of Credit Lines and Loans Mgmt For Against
8 Approve Authorization of the Company to Mgmt For Against Invest in Financial Products
9 Approve Appointment of Auditor Mgmt For For
10 Approve Internal Control Audit Report Mgmt For For
11 Approve Internal Control Evaluation Report Mgmt For For
12 Approve Remuneration of Directors and Mgmt For For Supervisors
13 Approve Provision for Goodwill Impairment Mgmt For For
14 Approve Implementation of New Lease Mgmt For For Standards and Change in Related Accounting Policies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yonghui Superstores Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
15 Approve Development of Project Plan for the Mgmt For Against Securitization of Accounts Receivable Assets
16 Elect Sun Baowen as Independent Director Mgmt For For
17 Approve Shareholder Return Plan Mgmt For For
YTO Express Group Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y1963V107 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 600233
Primary CUSIP: Y1963V107 Primary ISIN: CNE0000012J8 Primary SEDOL: 6241483
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Provision of External Guarantees Mgmt For For
7 Approve Related Party Transaction Mgmt For For
8 Approve to Appoint Auditor Mgmt For For
Zhejiang Century Huatong Group Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y988BH109 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 002602
Primary CUSIP: Y988BH109 Primary ISIN: CNE1000015R2 Primary SEDOL: B4R3NW2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Century Huatong Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Use of Idle Own Funds for Entrusted Mgmt For Against Asset Management
7 Approve Application of Credit Lines Mgmt For For
8 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management for 2020
APPROVE REMUNERATION OF DIRECTORS Mgmt AND SUPERVISORS FOR 2021
9.1 Approve Remuneration of Non-independent Mgmt For Against Directors
9.2 Approve Remuneration of Independent Mgmt For Against Directors
9.3 Approve Remuneration of Supervisors Mgmt For Against
10 Approve Daily Related Party Transactions Mgmt For For
Zhejiang Yasha Decoration Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y9893W103 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 002375
Primary CUSIP: Y9893W103 Primary ISIN: CNE100000M70 Primary SEDOL: B642H79
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Daily Related Party Transactions Mgmt For For
7 Approve Application of Credit Lines Mgmt For Against
8 Approve Provision of Guarantees Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Yasha Decoration Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Use of Idle Own Funds for Mgmt For Against Investment in Financial Products and Trust Products
10 Approve Bill Pool Business Mgmt For Against
11 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
12 Approve Appointment of Auditor Mgmt For For
13 Approve Amendments to Articles of Mgmt For For Association
Zhongtian Financial Group Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y2943D100 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 000540
Primary CUSIP: Y2943D100 Primary ISIN: CNE000000FL2 Primary SEDOL: 6997140
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For Against
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For Against
6 Approve Appointment of Auditor Mgmt For For
7 Approve Provision of Guarantees Mgmt For Against
8 Approve Provision for Asset Impairment Mgmt For For
Zibo Qixiang Tengda Chemical Co., Ltd.
Meeting Date: 05/20/2021 Country: China Primary Security ID: Y98941100 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 002408
Primary CUSIP: Y98941100 Primary ISIN: CNE100000P93 Primary SEDOL: B3MHG56 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zibo Qixiang Tengda Chemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Provision of Guarantee Mgmt For For
8 Approve Amendments to Articles of Mgmt For For Association
9 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
10 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management
11 Approve Shareholder Return Plan Mgmt For For
ADAMA Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y3746K101 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 200553
Primary CUSIP: Y3746K101 Primary ISIN: CNE000000Q52 Primary SEDOL: 6442156
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report and Summary Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Profit Distribution Mgmt For For
4 Approve Internal Control Evaluation Report Mgmt For For
5 Approve Report of the Board of Directors Mgmt For For
6 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ADAMA Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Related Party Transaction Mgmt For For
8 Approve Report of the Board of Supervisors Mgmt For For
9 Approve Repurchase and Cancellation of Mgmt For For Shares and Decrease of Registered Capital
10 Amend Articles of Association Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Erik Fyrwald as Director Mgmt For For
11.2 Elect Chen Lichtenstein as Director Mgmt For For
11.3 Elect An Liru as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Ge Ming as Director Mgmt For For
12.2 Elect Xi Zhen as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
13.1 Elect Liu Jianhua as Supervisor Mgmt For For
13.2 Elect Yuan Yuan as Supervisor Mgmt For For
Ajisen (China) Holdings Limited
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G0192S109 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 538
Primary CUSIP: G0192S109 Primary ISIN: KYG0192S1093 Primary SEDOL: B1TNRD8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A1 Elect Katsuaki Shigemitsu as Director Mgmt For For
3A2 Elect Lo Peter as Director Mgmt For For
3A3 Elect Jen Shek Voon as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ajisen (China) Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3B Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Anhui Expressway Company Limited
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y01374100 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 995
Primary CUSIP: Y01374100 Primary ISIN: CNE1000001X0 Primary SEDOL: 6045180
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Working Report of the Board of Mgmt For For Directors
2 Approve 2020 Working Report of the Mgmt For For Supervisory Committee
3 Approve 2020 Audited Financial Report Mgmt For For
4 Approve 2020 Profit Appropriation Proposal Mgmt For For
5 Approve Auditors and Authorize Board to Fix Mgmt For For Their Remuneration
6 Elect Cheng Xijie as Supervisor Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for New A Shares and/or H Shares
Bank of Beijing Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y06958113 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 601169
Primary CUSIP: Y06958113 Primary ISIN: CNE100000734 Primary SEDOL: B249NZ2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Beijing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Granting of Credit Lines to Beijing Mgmt For Against State-owned Assets Management Co., Ltd.
8 Approve Granting of Credit Lines to Beijing Mgmt For Against Energy Group Co., Ltd.
9 Approve Granting of Credit Lines to China Mgmt For Against Three Gorges Group Co., Ltd.
10 Approve Granting of Credit Lines to Beiyin Mgmt For Against Financial Leasing Co., Ltd.
11 Approve Special Report on Related-party Mgmt For Against Transactions
Bank of Hangzhou Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y0R98A104 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 600926
Primary CUSIP: Y0R98A104 Primary ISIN: CNE100002GQ4 Primary SEDOL: BD3NFF6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For For Budget Plan
4 Approve Profit Distribution Mgmt For For
5 Approve Special Report on Related Party Mgmt For Against Transactions
6 Approve Related Party Transaction Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Hangzhou Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve to Appoint Auditor Mgmt For For
8 Approve Issuance of Tier 2 Capital Bonds and Mgmt For Against Special Authorizations
9 Approve Issuance of Green Financial Bonds Mgmt For Against and Special Authorizations
10 Elect Shen Ming as Non-independent Director Mgmt For For
Bank of Jiangsu Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y0698M101 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 600919
Primary CUSIP: Y0698M101 Primary ISIN: CNE100002G76 Primary SEDOL: BDC68B3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Performance Evaluation Report on Mgmt For For Directors and Senior Management Members
4 Approve Performance Evaluation Report on Mgmt For For Supervisors
5 Approve Report of the Independent Directors Mgmt For For
6 Approve Financial Statements and Financial Mgmt For Against Budget Report
7 Approve Profit Distribution Mgmt For For
8 Approve 2020 Related Party Transactions Mgmt For For
9 Approve 2021 Daily Related-party Transaction Mgmt For For
10 Approve to Appoint Auditor Mgmt For For
11 Approve Adjustment of Authorization Plan of Mgmt For Against the Board of Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Nanjing Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y0698E109 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 601009
Primary CUSIP: Y0698E109 Primary ISIN: CNE100000627 Primary SEDOL: B232ZB2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements and Financial Mgmt For For Budget Report
2 Approve Profit Distribution Mgmt For For
3 Approve Special Report on Related Party Mgmt For For Transactions
4 Approve Related Party Transaction Mgmt For For
5 Approve to Appoint Auditor Mgmt For For
6 Approve to Appoint Internal Control Auditor Mgmt For For
7 Approve Capital Planning Mgmt For For
8 Approve Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
9 Approve Issuance of Financial Bonds Mgmt For Against
10 Approve Report of the Board of Directors Mgmt For For
11 Approve Report of the Board of Supervisors Mgmt For For
12 Approve Evaluation Report of the Board of Mgmt For For Supervisors on the Performance of Directors and Senior Management Members
13 Approve Evaluation Report on the Mgmt For For Performance Report of the Supervisors
Bank of Shanghai Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y0R98R107 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 601229
Primary CUSIP: Y0R98R107 Primary ISIN: CNE100002FM5 Primary SEDOL: BD5BP36
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Shanghai Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For Against Budget Report
4 Approve Profit Distribution Mgmt For For
5 Approve Performance Evaluation Report of Mgmt For For Directors
6 Approve Performance Evaluation Report of Mgmt For For Supervisors
7 Approve Performance Evaluation Report of Mgmt For For Senior Managers
8 Approve Appointment of Auditor Mgmt For For
Changjiang Securities Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y1314J100 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 000783
Primary CUSIP: Y1314J100 Primary ISIN: CNE000000SH3 Primary SEDOL: 6016670
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Appointment of Auditor Mgmt For For
6 Approve Profit Distribution Mgmt For For
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
7.1 Approve Related Party Transaction with Mgmt For For Guohua Life Insurance Co., Ltd. and Related Enterprises
7.2 Approve Related Party Transaction with Three Mgmt For For Gorges Capital Holdings Co., Ltd. and Related Enterprises
7.3 Approve Related Party Transaction with Mgmt For For Changxin Fund Management Co., Ltd. and Related Enterprises Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Changjiang Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7.4 Approve Related Party Transaction with Other Mgmt For For Related Parties
8 Approve Risk Control Index Report Mgmt For For
9 Approve Risk Appetite Authorization Mgmt For For
10 Approve Remuneration and Assessment of Mgmt For For Directors
11 Approve Remuneration and Assessment of Mgmt For For Supervisors
12 Approve Performance Appraisal and Mgmt For For Remuneration of Company's Management
13 Elect Hao Wei as Non-independent Director Mgmt For For
14 Approve Amendments to Articles of Mgmt For For Association
Chengdu Westone Information Industry, Inc.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y95366103 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 002268
Primary CUSIP: Y95366103 Primary ISIN: CNE100000CM6 Primary SEDOL: B3BXJ45
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Shareholder Return Plan Mgmt For For
7 Approve Daily Related Party Transaction Mgmt For For
8 Approve Related Party Transaction with China Mgmt For Against Electronics Technology Finance Co., Ltd.
9 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Greatwall Technology Group Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y14392107 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 000066
Primary CUSIP: Y14392107 Primary ISIN: CNE000000RL7 Primary SEDOL: 6112095
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Application of Credit Line and Mgmt For Against Provision of Guarantees
8 Approve Guarantee Provision Plan Mgmt For Against
9 Approve Use of Idle Own Funds to Improve Mgmt For Against Financial Efficiency and Related Party Transactions
10 Approve Provision of State-owned Capital for Mgmt For For Use by the Company before Capital Injection and Related Party Transactions
11 Approve Adjustment of Deposit and Loan Mgmt For Against Quota and Extension of Agreement Period of Comprehensive Financial Cooperation Agreement and Related Party Transactions
12 Approve Daily Related Party Transactions Mgmt For For
China Molybdenum Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y1503Z105 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 3993
Primary CUSIP: Y1503Z105 Primary ISIN: CNE100000114 Primary SEDOL: B1VRCG6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Molybdenum Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2021 Budget Report Mgmt For For
2 Approve 2020 Financial Report and Financial Mgmt For For Statements
3 Approve Appointment of 2021 External Mgmt For For Auditor
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve 2020 Report of the Board of Mgmt For For Directors
6 Approve 2020 Report of the Supervisory Mgmt For For Committee
7 Approve 2020 Annual Report Mgmt For For
8 Approve Purchase of Structured Deposit with Mgmt For Against Internal Idle Fund
9 Approve Purchase of Wealth Management or Mgmt For For Entrusted Wealth Management Products with Internal Idle Fund
10 Approve Provision of Guarantee to Mgmt For Against Wholly-owned Subsidiaries
11 Approve Provision of Supply Chain Financing Mgmt For Against Guarantee by IXM (a Wholly-Owned Subsidiary of the Company) to Suppliers
12 Approve Provision of Financing Guarantee to Mgmt For Against a Joint Venture of the Company
13 Approve and Authorize the Board of Directors Mgmt For Against to Decide on the Issuance of Debt Financing Instruments
14 Approve Purchasing Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
ELECT DIRECTORS Mgmt
15a Elect Sun Ruiwen as Director Mgmt For For
15b Elect Li Chaochun as Director Mgmt For For
15c Elect Yuan Honglin as Director Mgmt For For
15d Elect Guo Yimin as Director Mgmt For For
15e Elect Cheng Yunlei as Director Mgmt For For
15f Elect Wang Gerry Yougui as Director Mgmt For For
15g Elect Yan Ye as Director Mgmt For For
15h Elect Li Shuhua as Director Mgmt For For
ELECT SUPERVISORS Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Molybdenum Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
16a Elect Zhang Zhenhao as Supervisor Mgmt For For
16b Elect Kou Youmin as Supervisor Mgmt For For
17 Authorize Board to Fix Remuneration of Mgmt For For Directors and Supervisors
18 Amend Articles of Association and Other Mgmt For For Internal Management Systems
19 Approve Forfeiture of Uncollected Dividend of Mgmt For For H Shareholders for the Year 2013
20 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Distribution of Interim Dividend and Quarterly Dividend for the Year 2021
21 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Additional A Shares and/or H Shares
22 Authorize Repurchase of Issued H Share Mgmt For For Capital
23 Approve 2021 First Phase of the Employee SH For For Share Ownership Plan of the Company (Draft) and Its Summary
24 Approve Administrative Measures for the SH For For 2021 First Phase of the Employee Share Ownership Plan of the Company
25 Authorize Board to Deal with All Matters in SH For For Relation to the 2021 First Phase of the Employee Share Ownership Plan of the Company
China Molybdenum Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y1503Z105 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 3993
Primary CUSIP: Y1503Z105 Primary ISIN: CNE100000114 Primary SEDOL: B1VRCG6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2021 Budget Report Mgmt For For
2 Approve 2020 Financial Report and Financial Mgmt For For Statements Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Molybdenum Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Appointment of 2021 External Mgmt For For Auditor
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve 2020 Report of the Board of Mgmt For For Directors
6 Approve 2020 Report of the Supervisory Mgmt For For Committee
7 Approve 2020 Annual Report Mgmt For For
8 Approve Purchase of Structured Deposit with Mgmt For Against Internal Idle Fund
9 Approve Purchase of Wealth Management or Mgmt For For Entrusted Wealth Management Products with Internal Idle Fund
10 Approve Provision of Guarantee to Mgmt For Against Wholly-owned Subsidiaries
11 Approve Provision of Supply Chain Financing Mgmt For Against Guarantee by IXM (a Wholly-Owned Subsidiary of the Company) to Suppliers
12 Approve Provision of Financing Guarantee to Mgmt For Against a Joint Venture of the Company
13 Approve and Authorize the Board of Directors Mgmt For Against to Decide on the Issuance of Debt Financing Instruments
14 Approve Purchasing Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
ELECT DIRECTORS Mgmt
15.1 Elect Sun Ruiwen as Director Mgmt For For
15.2 Elect Li Chaochun as Director Mgmt For For
15.3 Elect Yuan Honglin as Director Mgmt For For
15.4 Elect Guo Yimin as Director Mgmt For For
15.5 Elect Cheng Yunlei as Director Mgmt For For
15.6 Elect Wang Gerry Yougui as Director Mgmt For For
15.7 Elect Yan Ye as Director Mgmt For For
15.8 Elect Li Shuhua as Director Mgmt For For
ELECT SUPERVISORS Mgmt
16.1 Elect Zhang Zhenhao as Supervisor Mgmt For For
16.2 Elect Kou Youmin as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Molybdenum Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
17 Authorize Board to Fix Remuneration of Mgmt For For Directors and Supervisors
18 Amend Articles of Association and Other Mgmt For For Internal Management Systems
19 Approve Forfeiture of Uncollected Dividend of Mgmt For For H Shareholders for the Year 2013
20 Authorize Board to Deal with All Matters in Mgmt For For Relation to the Distribution of Interim Dividend and Quarterly Dividend for the Year 2021
21 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Additional A Shares and/or H Shares
22 Authorize Repurchase of Issued H Share Mgmt For For Capital
23 Approve 2021 First Phase of the Employee SH For For Share Ownership Plan of the Company (Draft) and Its Summary
24 Approve Administrative Measures for the SH For For 2021 First Phase of the Employee Share Ownership Plan of the Company
25 Authorize Board to Deal with All Matters in SH For For Relation to the 2021 First Phase of the Employee Share Ownership Plan of the Company
China Resources Gas Group Limited
Meeting Date: 05/21/2021 Country: Bermuda Primary Security ID: G2113B108 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 1193
Primary CUSIP: G2113B108 Primary ISIN: BMG2113B1081 Primary SEDOL: 6535517
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Ge Bin as Director Mgmt For Against
3.2 Elect Wan Suet Fei as Director Mgmt For For
3.3 Elect Yang Yuchuan as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Resources Gas Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
CIMC Enric Holdings Limited
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G2198S109 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 3899
Primary CUSIP: G2198S109 Primary ISIN: KYG2198S1093 Primary SEDOL: B0M6DX9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Yu Yuqun as Director Mgmt For For
3.2 Elect Zeng Han as Director Mgmt For For
3.3 Elect Zhang Xueqian as Director Mgmt For For
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CIMC Enric Holdings Limited
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G2198S109 Record Date: 05/14/2021 Meeting Type: Special Ticker: 3899
Primary CUSIP: G2198S109 Primary ISIN: KYG2198S1093 Primary SEDOL: B0M6DX9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Spin-Off of CIMC Safeway Mgmt For For Technologies Co., Ltd., Separate Listing of the Shares of CIMC Safeway Technologies Co., Ltd on The Stock Exchange of People'sRepublic of China and Related Transactions
COFCO Biotechnology Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y0137R109 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 000930
Primary CUSIP: Y0137R109 Primary ISIN: CNE000000ZR7 Primary SEDOL: 6162766
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For Against Budget Report
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Application of Comprehensive Credit Mgmt For For Line
7 Approve to Appoint Financial Report Auditor Mgmt For For and Internal Control Auditor
Concord New Energy Group Limited
Meeting Date: 05/21/2021 Country: Bermuda Primary Security ID: G2345T109 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 182
Primary CUSIP: G2345T109 Primary ISIN: BMG2345T1099 Primary SEDOL: BVXTWR1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Concord New Energy Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A Elect Gui Kai as Director Mgmt For For
2B Elect Yap Fat Suan, Henry as Director Mgmt For For
2C Elect Huang Jian as Director Mgmt For For
2D Elect Zhang Zhong as Director Mgmt For For
2E Elect Shang Jia as Director Mgmt For For
2F Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Final Dividend Mgmt For For
4 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Consun Pharmaceutical Group Limited
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G2524A103 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 1681
Primary CUSIP: G2524A103 Primary ISIN: KYG2524A1031 Primary SEDOL: BH4H6F2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Zhu Quan as Director Mgmt For For
2b Elect Chen Yujun as Director Mgmt For For
2c Elect An Meng as Director Mgmt For For
2d Elect Xu Hanxing as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Consun Pharmaceutical Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2e Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Final Dividend Mgmt For For
4 Approve KPMG as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Contemporary Amperex Technology Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y1R48E105 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 300750
Primary CUSIP: Y1R48E105 Primary ISIN: CNE100003662 Primary SEDOL: BF7L9J2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Remuneration of Directors Mgmt For For
7 Approve Remuneration of Supervisors Mgmt For For
8 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
9 Approve Adjustment to Allowance of Mgmt For For Independent Directors
10 Approve Related Party Transaction Mgmt For For
11 Approve Guarantee Plan Mgmt For Against
12 Approve Application of Credit Lines Mgmt For Against
13 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Contemporary Amperex Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14 Approve Proposal on Repurchase and Mgmt For For Cancellation of Performance Shares Deliberated at the 21st Meeting of the Board of Directors
15 Approve Proposal on Repurchase and Mgmt For For Cancellation of Performance Shares Deliberated at the 28th Meeting of the Board of Directors
16 Amend Articles of Association Mgmt For For
17 Approve Additional Raised Funds Investment Mgmt For For Project and Change in Usage of Raised Funds
Fiberhome Telecommunication Technologies Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y2482T102 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 600498
Primary CUSIP: Y2482T102 Primary ISIN: CNE0000018P2 Primary SEDOL: 6388885
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Daily Related Party Transaction Mgmt For For
6 Approve Financial Service Agreement Mgmt For Against
7 Approve Profit Distribution Mgmt For For
8 Approve to Appoint Auditor Mgmt For For
9 Approve Annual Report and Summary Mgmt For For
Guangdong Xinbao Electrical Appliances Holdings Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y2932M103 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 002705
Primary CUSIP: Y2932M103 Primary ISIN: CNE100001R82 Primary SEDOL: BHQK3Q9 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangdong Xinbao Electrical Appliances Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Application of Credit Lines Mgmt For Against
8 Approve Provision of Guarantee Mgmt For Against
9 Approve Use of Idle Raised Funds for Cash Mgmt For For Management
10 Approve Use of Idle Own Funds for Entrusted Mgmt For Against Asset Management Business
11 Approve Derivatives Investment Business Mgmt For For
12 Approve Remuneration of Non-independent Mgmt For For Directors and Supervisors
13 Approve Amendments to Articles of Mgmt For For Association
14 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
15 Amend Related Party Transaction Mgmt For Against Management System
16 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y3043G118 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 3347
Primary CUSIP: Y3043G118 Primary ISIN: CNE1000040M1 Primary SEDOL: BMZC7F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hangzhou Tigermed Consulting Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Annual Report Mgmt For For
2 Approve 2020 Report of the Board of Mgmt For For Directors
3 Approve 2020 Report of the Supervisory Mgmt For For Committee
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve 2020 Final Financial Report Mgmt For For
6 Approve BDO China Shu Lun Pan Certified Mgmt For For Public Accountants LLP as Domestic Auditors and BDO Limited as Overseas Auditors
7 Approve Application to the Bank for the Mgmt For For Integrated Credit Facility
8 Approve Purchase of Short-Term Bank Mgmt For For Principal-Guaranteed Wealth Management Products with Self-Owned Idle Funds
9 Approve Partial Repurchase and Cancellation Mgmt For For of 2019 Restricted Shares
10 Approve Change of Registered Capital Mgmt For For
11 Amend Articles of Association Mgmt For For
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y3043G118 Record Date: 05/17/2021 Meeting Type: Special Ticker: 3347
Primary CUSIP: Y3043G118 Primary ISIN: CNE1000040M1 Primary SEDOL: BMZC7F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Partial Repurchase and Cancellation Mgmt For For of 2019 Restricted Shares
2 Approve Change of Registered Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huadong Medicine Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y3740R102 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 000963
Primary CUSIP: Y3740R102 Primary ISIN: CNE0000011S1 Primary SEDOL: 6203245
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
APPROVE DAILY RELATED-PARTY Mgmt TRANSACTIONS
6.1 Approve Daily Related Party Transactions with Mgmt For For China Grand Enterprises, Inc.
6.2 Approve Daily Related Party Transactions with Mgmt For For Huadong Medicine Group
6.3 Approve Daily Related Party Transactions with Mgmt For For Other Related-parties
7 Approve Financial Auditor and Internal Mgmt For For Control Auditor
8 Approve Provision of Guarantees Mgmt For For
9 Approve Amendments to Articles of Mgmt For For Association to Expand Business Scope
10 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
11 Amend Related-party Transaction Mgmt For Against Management System
Hubei Biocause Pharmaceutical Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y3746X103 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 000627
Primary CUSIP: Y3746X103 Primary ISIN: CNE000000F48 Primary SEDOL: 6438951 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hubei Biocause Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve Payment of Audit Fees of Financial Mgmt For For Auditor and Internal Control Auditor
7 Approve Financial Auditor and Internal Mgmt For For Control Auditor
8 Approve Daily Related Party Transactions Mgmt For Against
Jiajiayue Group Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y443BG107 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 603708
Primary CUSIP: Y443BG107 Primary ISIN: CNE100002ZV4 Primary SEDOL: BYWJ3D6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For Against Budget Report
4 Approve Related Party Transaction Mgmt For For
5 Approve Appointment of Auditor Mgmt For For
6 Approve Application of Bank Credit Lines Mgmt For Against
7 Approve Annual Report and Summary Mgmt For For
8 Approve Profit Distribution Mgmt For For
9 Approve Remuneration of Directors and Mgmt For Against Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiajiayue Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Amendments to Articles of Mgmt For For Association
Jinyu Bio-Technology Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y4085H105 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 600201
Primary CUSIP: Y4085H105 Primary ISIN: CNE000000Y37 Primary SEDOL: 6136716
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Finance Work Report Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Report of the Independent Directors Mgmt For For
7 Approve Provision of Guarantee Mgmt For For
8 Approve to Appoint Auditor Mgmt For For
9 Approve Amendments to Articles of Mgmt For For Association
Joincare Pharmaceutical Group Industry Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y7742H103 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 600380
Primary CUSIP: Y7742H103 Primary ISIN: CNE000001816 Primary SEDOL: 6352318
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Supervisors Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Joincare Pharmaceutical Group Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Internal Control Audit Report Mgmt For For
7 Approve Special Audit Report on the Mgmt For For Summary Table of Non-operating Capital Occupation and Other Related Capital Transactions
8 Approve Provision of Guarantee Mgmt For Against
9 Approve Appointment of Auditor Mgmt For For
10 Approve Postponement of Raised Funds Mgmt For For Investment Project
11 Approve Change in Registered Capital Mgmt For For
12 Approve Amendments to Articles of Mgmt For For Association
13 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
Kingdee International Software Group Company Limited
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G52568147 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 268
Primary CUSIP: G52568147 Primary ISIN: KYG525681477 Primary SEDOL: 6327587
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A Elect Xu Shao Chun as Director Mgmt For For
2B Elect Dong Ming Zhu as Director Mgmt For Against
2C Elect Zhou Bo Wen as Director Mgmt For Against
2D Elect Ni Zheng Dong as Director Mgmt For Against
3 Authorize Board to Fix Remuneration of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Kingdee International Software Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve PricewaterhouseCoopers as Auditors Mgmt For Against and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Luenmei Quantum Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y77420100 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 600167
Primary CUSIP: Y77420100 Primary ISIN: CNE000000Y94 Primary SEDOL: 6140308
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Report Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Internal Control Evaluation Report Mgmt For For
7 Approve Appointment of Auditor Mgmt For For
8 Approve Report of the Independent Directors Mgmt For For
9 Approve Increase of Cash Dividend Ratio Mgmt For For
Mango Excellent Media Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y306B1109 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 300413
Primary CUSIP: Y306B1109 Primary ISIN: CNE100001Y83 Primary SEDOL: BV86QT7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Mango Excellent Media Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Daily Related Party Transactions Mgmt For For
6 Approve Application of Bank Credit Lines Mgmt For For
7 Approve Report on the Usage of Previously Mgmt For For Raised Funds
8 Approve Equity Transfer Mgmt For For
9 Approve the General Election of the Mgmt For For Company's Board of Directors
10 Approve the General Election of the Mgmt For For Company's Board of Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Zhang Huali as Director Mgmt For For
11.2 Elect Luo Weixiong as Director Mgmt For For
11.3 Elect Zhang Yong as Director Mgmt For For
11.4 Elect Cai Huaijun as Director Mgmt For For
11.5 Elect Liu Xin as Director Mgmt For For
11.6 Elect Tang Liang as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Zhong Hongming as Director Mgmt For For
12.2 Elect Xiao Xing as Director Mgmt For For
12.3 Elect Liu Yuhui as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
13.1 Elect Yang Yun as Supervisor Mgmt For For
13.2 Elect Li Jiaochun as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
NAURA Technology Group Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y0772M100 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 002371
Primary CUSIP: Y0772M100 Primary ISIN: CNE100000ML7 Primary SEDOL: B66DNR2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve Appointment of Auditor Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve Comprehensive Credit Line Mgmt For Against Application
9 Approve Guarantee Provision Plan Mgmt For Against
10 Approve Additional Issuance of Super Mgmt For Against Short-term Commercial Papers
11 Approve Amendments to Articles of Mgmt For For Association
12 Elect Guo Ying as Supervisor SH For For
Navinfo Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y62121101 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 002405
Primary CUSIP: Y62121101 Primary ISIN: CNE100000P69 Primary SEDOL: B3M4345
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Navinfo Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Financial Statements Mgmt For For
5 Approve No Profit Distribution Plan Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Comprehensive Credit Line Bank Mgmt For For Application
8 Approve Related Party Transaction Mgmt For For
9 Approve Amendments to Articles of Mgmt For For Association
10 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y6436A101 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 000046
Primary CUSIP: Y6436A101 Primary ISIN: CNE000000123 Primary SEDOL: 6781365
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
Peijia Medical Ltd.
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G6981F109 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 9996
Primary CUSIP: G6981F109 Primary ISIN: KYG6981F1090 Primary SEDOL: BMT7V13 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Peijia Medical Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a1 Elect Yi Zhang as Director Mgmt For For
2a2 Elect Ping Ye Zhang as Director Mgmt For For
2a3 Elect Hong Ye as Director Mgmt For For
2a4 Elect Zhiyun Yu as Director Mgmt For For
2a5 Elect Jifeng Guan as Director Mgmt For For
2a6 Elect Fei Chen as Director Mgmt For For
2a7 Elect Jun Yang as Director Mgmt For For
2a8 Elect Stephen Newman Oesterle as Director Mgmt For For
2a9 Elect Robert Ralph Parks as Director Mgmt For For
2a10 Elect Wayne Wu as Director Mgmt For For
2a11 Elect Wai Ming Yip as Director Mgmt For For
2b Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
Shandong Molong Petroleum Machinery Company Limited
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y76819112 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 568
Primary CUSIP: Y76819112 Primary ISIN: CNE1000001N1 Primary SEDOL: B00LNZ8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Molong Petroleum Machinery Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Annual Report and Its Abstract Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
6 Approve Application of Integrated Banking Mgmt For Against Facility Credit Line
7 Approve Utilization of Idle Proprietary Capital Mgmt For Against of the Company For Cash Management
8 Approve ShineWing Certified Public Mgmt For For Accountants (Special General Partnership) as Auditors and Authorize Board to Fix Their Remuneration
9 Approve Issuance of Equity or Equity-Linked SH For Against Securities without Preemptive Rights
Shanghai Bairun Investment Holding Group Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y76853103 Record Date: 05/14/2021 Meeting Type: Special Ticker: 002568
Primary CUSIP: Y76853103 Primary ISIN: CNE1000011K6 Primary SEDOL: B67W776
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Interest Rate Mgmt For For
2.6 Approve Repayment Period and Manner of Mgmt For For Interest Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Bairun Investment Holding Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.10 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Matters Relating to Meetings of Mgmt For For Bondholders
2.17 Approve Use of Raised Funds and Mgmt For For Implementation Method
2.18 Approve Guarantee Matters Mgmt For For
2.19 Approve Depository of Raised Funds Mgmt For For
2.20 Approve Trustee Related Matters Mgmt For For
2.21 Approve Liability for Breach of Contract Mgmt For For
2.22 Approve Validity Period Mgmt For For
3 Approve Plan on Convertible Bond Issuance Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties
7 Approve Rules and Procedures Regarding Mgmt For For General Meetings of Convertible Bondholders
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
9 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Moons' Electric Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y768D1108 Record Date: 05/14/2021 Meeting Type: Special Ticker: 603728
Primary CUSIP: Y768D1108 Primary ISIN: CNE100002RN8 Primary SEDOL: BYQHRQ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Performance Mgmt For Against Share Incentive Plan and Stock Option Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Sino-Ocean Group Holding Limited
Meeting Date: 05/21/2021 Country: Hong Kong Primary Security ID: Y8002N103 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 3377
Primary CUSIP: Y8002N103 Primary ISIN: HK3377040226 Primary SEDOL: B24CVP7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Li Ming and Authorize Board to Fix His Mgmt For For Remuneration
3B Elect Huang Xiumei as Director and Authorize Mgmt For For Board to Fix Her Remuneration
3C Elect Fu Fei as Director and Authorize Board Mgmt For For to Fix His Remuneration
3D Elect Li Liling as Director and Authorize Board Mgmt For For to Fix Her Remuneration
3E Elect Wang Zhifeng as Director and Authorize Mgmt For For Board to Fix His Remuneration
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sino-Ocean Group Holding Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
SSY Group Limited
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G8406X103 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 2005
Primary CUSIP: G8406X103 Primary ISIN: KYG8406X1034 Primary SEDOL: BYP9J68
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A Elect Wang Yibing as Director Mgmt For For
2B Elect Leung Chong Shun as Director Mgmt For For
2C Elect Feng Hao as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
5 Approve Final Dividend Mgmt For For
6A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital Mgmt For For
6C Authorize Reissuance of Repurchased Shares Mgmt For Against
SSY Group Limited
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G8406X103 Record Date: 05/14/2021 Meeting Type: Special Ticker: 2005
Primary CUSIP: G8406X103 Primary ISIN: KYG8406X1034 Primary SEDOL: BYP9J68 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SSY Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Master Sale and Purchase Mgmt For For Agreement, Proposed Annual Caps and Related Transactions
Suzhou Gold Mantis Construction & Decoration Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y8315V107 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 002081
Primary CUSIP: Y8315V107 Primary ISIN: CNE000001P86 Primary SEDOL: B1GGYB7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Credit Line Application Mgmt For For
7 Approve Provision of Guarantee for Mgmt For For Subsidiaries within the Scope of Consolidated Statements
8 Approve Provision of Guarantee for Business Mgmt For For Undertake of Subsidiary
9 Approve Provision of Guarantee for Loan of Mgmt For For Singapore Gold Mantis Pte. Ltd.
10 Approve Bill Pool Business Mgmt For For
11 Approve Accounts Receivable Factoring Mgmt For For Business
12 Approve Financial Asset Transfer and Mgmt For For Repurchase Business
13 Approve Use of Own Funds to Purchase Mgmt For Against Financial and Trust Products
14 Approve to Appoint Financial Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suzhou Gold Mantis Construction & Decoration Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
15 Approve Adjustment to Allowance of Mgmt For For Independent Directors
16 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
17 Approve Change of Registered Capital and Mgmt For For Amend Articles of Association
AMEND COMPANY-RELATED SYSTEMS Mgmt
18.1 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
18.2 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
18.3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
18.4 Amend Implementing Rules for Cumulative Mgmt For Against Voting System
18.5 Amend Working System for Independent Mgmt For Against Directors
18.6 Amend External Guarantee System Mgmt For Against
18.7 Amend Related-Party Transaction System Mgmt For Against
18.8 Amend Securities Investment and Derivatives Mgmt For Against Transaction Management System
18.9 Amend External Investment Management Mgmt For Against System
Times China Holdings Limited
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G8904A100 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 1233
Primary CUSIP: G8904A100 Primary ISIN: KYG8904A1004 Primary SEDOL: BH3FTS1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A1 Elect Guan Jianhui as Director Mgmt For For
3A2 Elect Bai Xihong as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Times China Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3A3 Elect Li Qiang as Director Mgmt For For
3B Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For Against Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Uni-President China Holdings Ltd.
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G9222R106 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 220
Primary CUSIP: G9222R106 Primary ISIN: KYG9222R1065 Primary SEDOL: B29MKF5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Chen Kuo-Hui as Director Mgmt For For
3b Elect Chen Sun-Te as Director Mgmt For For
3c Elect Chen Johnny as Director Mgmt For For
4 Authorize Board to Fix the Remuneration of Mgmt For For Directors
5 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Repurchase of Issued Share Capital Mgmt For For
8 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Venus Medtech (Hangzhou) Inc.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y9277Y105 Record Date: 04/20/2021 Meeting Type: Annual Ticker: 2500
Primary CUSIP: Y9277Y105 Primary ISIN: CNE100003PJ8 Primary SEDOL: BL6V047
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Annual Report Mgmt For For
2 Approve 2020 Work Report of the Board of Mgmt For For Directors
3 Approve 2020 Work Report of the Supervisory Mgmt For For Committee
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve Ernst & Young Hua Ming LLP as Mgmt For For Auditors for 2021 and Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares
8 Amend Articles of Association Mgmt For For
Venus Medtech (Hangzhou) Inc.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y9277Y105 Record Date: 04/20/2021 Meeting Type: Special Ticker: 2500
Primary CUSIP: Y9277Y105 Primary ISIN: CNE100003PJ8 Primary SEDOL: BL6V047
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Weichai Power Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y9531A109 Record Date: 05/14/2021 Meeting Type: Special Ticker: 2338
Primary CUSIP: Y9531A109 Primary ISIN: CNE1000004L9 Primary SEDOL: 6743956
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve the Spin-off and Listing of Weichai Mgmt For For Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the Relevant Laws and Regulations
2 Approve the Spin-off and Listing of Weichai Mgmt For For Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange
3 Approve the Plan for the Spin-off and Listing Mgmt For For of Weichai Torch Technology Co., Ltd., a Subsidiary of Weichai Power Co., Ltd., on the ChiNext Board of the Shenzhen Stock Exchange
4 Approve the Spin-off and Listing of Weichai Mgmt For For Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the "Certain Provisions on Pilot Domestic Listing of Spin-off Subsidiaries of Listed Companies"
5 Approve the Spin-off and Listing of Weichai Mgmt For For Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange which Benefits to Safeguard the Legal Rights and Interests of the Shareholders and Creditors of the Company
6 Approve the Ability of the Company to Mgmt For For Maintain Its Independence and Sustainable Operation Ability
7 Approve the Capacity of Weichai Torch Mgmt For For Technology Co., Ltd. to Operate in Accordance with the Corresponding Regulations
8 Approve the Explanation Regarding the Mgmt For For Completeness and Compliance of the Statutory Procedures Performed for the Spin-Off and the Validity of the Legal Documents to be Submitted in Relation Thereto Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Weichai Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve the Analysis in Relation to the Mgmt For For Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-Off
10 Authorize the Board to Deal with the Matters Mgmt For For Relating to the Spin-off
11 Amend Articles of Association Mgmt For For
12 Approve the Continuing Connected Mgmt For Against Transaction between the Company and Its Subsidiaries
13 Approve the CNHTC Purchase Agreement and Mgmt For For the Relevant New Cap
14 Approve the CNHTC Supply Agreement and Mgmt For For the Relevant New Cap
Xiamen CD Inc.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y9721Y107 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 600153
Primary CUSIP: Y9721Y107 Primary ISIN: CNE000000WL7 Primary SEDOL: 6116956
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget
5 Approve Profit Distribution Mgmt For For
6 Approve Provision of Guarantee Mgmt For Against
7 Approve Provision of Loan Mgmt For Against
8 Approve Debt Financing Instruments Mgmt For Against
9 Approve Foreign Exchange Derivatives Mgmt For For Business
10 Approve Commodity Derivatives Business Mgmt For For
11 Approve Daily Related Party Transactions Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xiamen CD Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve Related Party Transaction with Mgmt For For Financial Institutions
13 Approve Use of Idle Own Funds for Cash Mgmt For Against Management
14 Approve Appointment of Auditor Mgmt For For
15 Approve Formulation of Shareholder Return Mgmt For For Plan
16 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
17 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association
Xinhua Winshare Publishing and Media Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y9725X105 Record Date: 04/20/2021 Meeting Type: Annual Ticker: 811
Primary CUSIP: Y9725X105 Primary ISIN: CNE1000004B0 Primary SEDOL: B1XCJB3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Accept Financial Statements and Statutory Mgmt For For Reports
3 Approve Annual Report Mgmt For For
4 Approve Profit Distribution Plan and Final Mgmt For For Dividend
5 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as the Auditors and Internal Control Auditor and Authorize the Board to Fix Their Remunerations
6 Approve Report of the Supervisory Committee Mgmt For For
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
7 Elect Luo Yong as Director SH For For
8 Elect Liu Longzhang as Director SH For For
9 Elect Dai Weidong as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yihai International Holding Ltd.
Meeting Date: 05/21/2021 Country: Cayman Islands Primary Security ID: G98419107 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 1579
Primary CUSIP: G98419107 Primary ISIN: KYG984191075 Primary SEDOL: BD9GZX7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Guo Qiang as Director and Authorize Mgmt For For Board to Fix His Remuneration
3 Elect Shu Ping as Director and Authorize Mgmt For For Board to Fix Her Remuneration
4 Elect Yau Ka Chi as Director and Authorize Mgmt For For Board to Fix His Remuneration
5 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
6 Approve Final Dividend Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Repurchase of Issued Share Capital Mgmt For For
9 Authorize Reissuance of Repurchased Shares Mgmt For Against
Yunda Holding Co., Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y62996106 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 002120
Primary CUSIP: Y62996106 Primary ISIN: CNE100000015 Primary SEDOL: B1R0FF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Provision of Guarantee Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yunda Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Profit Distribution Mgmt For For
7 Approve Use of Own Funds for Entrusted Mgmt For Against Financial Management
8 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
9 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
10 Approve Financial Assistance Provision Mgmt For For
11 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
Zhejiang Hailiang Co. Ltd.
Meeting Date: 05/21/2021 Country: China Primary Security ID: Y988AK103 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 002203
Primary CUSIP: Y988AK103 Primary ISIN: CNE1000008X5 Primary SEDOL: B2N6LQ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Related Party Transaction Mgmt For Against
8 Approve Comprehensive Credit Line Mgmt For Against Application
9 Approve Provision of Guarantee for Controlled Mgmt For Against Subsidiary
10 Approve Provision of Guarantee for Mgmt For Against Controlling Shareholder
11 Approve Social Responsibility Report Mgmt For For
12 Approve Environmental Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Hailiang Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Financial Derivatives Investment Mgmt For For Business
14 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
15 Approve Phase 2 Employee Share Purchase Mgmt For For Plan (Draft)
16 Approve Establishment of Joint Venture SH For For Company
China Literature Limited
Meeting Date: 05/24/2021 Country: Cayman Islands Primary Security ID: G2121R103 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 772
Primary CUSIP: G2121R103 Primary ISIN: KYG2121R1039 Primary SEDOL: BYP71J9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Hou Xiaonan as Director Mgmt For For
2b Elect Cao Huayi as Director Mgmt For For
2c Elect Liu Junmin as Director Mgmt For For
2d Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
5 Approve Grant of Mandate to Issue Shares Mgmt For Against Under the Restricted Share Unit Scheme
6 Adopt Share Option Plan Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Country Garden Holdings Company Limited
Meeting Date: 05/24/2021 Country: Cayman Islands Primary Security ID: G24524103 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 2007
Primary CUSIP: G24524103 Primary ISIN: KYG245241032 Primary SEDOL: B1VKYN6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Yeung Kwok Keung as Director Mgmt For For
3a2 Elect Yang Ziying as Director Mgmt For For
3a3 Elect Song Jun as Director Mgmt For For
3a4 Elect Tong Wui Tung as Director Mgmt For For
3a5 Elect Huang Hongyan as Director Mgmt For For
3b Authorize Board to Fix the Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Geely Automobile Holdings Limited
Meeting Date: 05/24/2021 Country: Cayman Islands Primary Security ID: G3777B103 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 175
Primary CUSIP: G3777B103 Primary ISIN: KYG3777B1032 Primary SEDOL: 6531827
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Geely Automobile Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Elect Gui Sheng Yue as Director Mgmt For For
4 Elect An Cong Hui as Director Mgmt For For
5 Elect Wei Mei as Director Mgmt For For
6 Elect An Qing Heng as Director Mgmt For For
7 Authorize Board to Fix Remuneration of Mgmt For For Directors
8 Approve Grant Thornton Hong Kong Limited Mgmt For For as Auditor and Authorize Board to Fix Their Remuneration
9 Authorize Repurchase of Issued Share Capital Mgmt For For
10 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights
Guotai Junan International Holdings Limited
Meeting Date: 05/24/2021 Country: Hong Kong Primary Security ID: Y2961L109 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 1788
Primary CUSIP: Y2961L109 Primary ISIN: HK0000065869 Primary SEDOL: B3W1335
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Xie Lebin as Director Mgmt For For
3.2 Elect Liu Yiyong as Director Mgmt For For
3.3 Elect Tsang Yiu Keung as Director Mgmt For For
3.4 Elect Chan Ka Keung Ceajer as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
6A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guotai Junan International Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6C Authorize Reissuance of Repurchased Shares Mgmt For Against
Kingboard Holdings Limited
Meeting Date: 05/24/2021 Country: Cayman Islands Primary Security ID: G52562140 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 148
Primary CUSIP: G52562140 Primary ISIN: KYG525621408 Primary SEDOL: 6491318
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend and Special Final Mgmt For For Dividend
3A Elect Chang Wing Yiu as Director Mgmt For For
3B Elect Cheung Ka Shing as Director Mgmt For For
3C Elect Chen Maosheng as Director Mgmt For For
3D Elect Chong Kin Ki as Director Mgmt For For
3E Elect Stanley Chung Wai Cheong as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
6A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital Mgmt For For
6C Authorize Reissuance of Repurchased Shares Mgmt For Against
Kingboard Laminates Holdings Limited
Meeting Date: 05/24/2021 Country: Cayman Islands Primary Security ID: G5257K107 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 1888
Primary CUSIP: G5257K107 Primary ISIN: KYG5257K1076 Primary SEDOL: B1HHFV6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Kingboard Laminates Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend and Special Final Mgmt For For Dividend
3A Elect Cheung Kwok Keung as Director Mgmt For For
3B Elect Zhou Pei Feng as Director Mgmt For For
3C Elect Lo Ka Leong as Director Mgmt For For
3D Elect Zhang Lu Fu as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
6A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital Mgmt For For
6C Authorize Reissuance of Repurchased Shares Mgmt For Against
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 05/24/2021 Country: China Primary Security ID: Y76810103 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 1066
Primary CUSIP: Y76810103 Primary ISIN: CNE100000171 Primary SEDOL: 6742340
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Audited Consolidated Financial Mgmt For For Statements
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Supervisory Committee Mgmt For For
4 Approve Final Dividend Mgmt For For
5 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Weigao Group Medical Polymer Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Elect Cong Rinan as Director Mgmt For For
8 Elect Lian Xiaoming as Director Mgmt For For
9 Elect Lo Wai Hung Lo as Director Mgmt For For
10 Elect Fu Mingzhong as Director Mgmt For For
11 Elect Wang Jinxia as Director Mgmt For For
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
13 Authorize Repurchase of Issued H Share Mgmt For For Capital
14 Amend Articles of Association Mgmt For For
Shanghai Industrial Urban Development Group Limited
Meeting Date: 05/24/2021 Country: Bermuda Primary Security ID: G8065B103 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 563
Primary CUSIP: G8065B103 Primary ISIN: BMG8065B1037 Primary SEDOL: 6433882
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Approve Final Dividend Mgmt For For
2b Approve Special Dividend Mgmt For For
3a Elect Tang Jun as Director Mgmt For For
3b Elect Ye Weiqi as Director Mgmt For For
3c Elect Fan Ren Da, Anthony as Director Mgmt For For
3d Elect Li Ka Fai, David as Director Mgmt For For
3e Authorize Board to Fix the Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Industrial Urban Development Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Shenzhen Goodix Technology Co., Ltd.
Meeting Date: 05/24/2021 Country: China Primary Security ID: Y774BW100 Record Date: 05/18/2021 Meeting Type: Special Ticker: 603160
Primary CUSIP: Y774BW100 Primary ISIN: CNE100002G84 Primary SEDOL: BD3H4Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For For Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For For of Plan Participants Regarding Stock Option Incentive Plan
3 Approve Authorization of the Board to Handle Mgmt For For All Related Matters to Stock Option Incentive Plan
4 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
5 Approve Methods to Assess the Performance Mgmt For For of Plan Participants Regarding Employee Share Purchase Plan
6 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan
Shenzhen Inovance Technology Co., Ltd.
Meeting Date: 05/24/2021 Country: China Primary Security ID: Y7744Z101 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 300124
Primary CUSIP: Y7744Z101 Primary ISIN: CNE100000V46 Primary SEDOL: B3QDJB7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Inovance Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Report of the Board of Directors Mgmt For For
4 Approve Report of the Board of Supervisors Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Financial Budget Report Mgmt For For
7 Approve Draft and Summary on Long-term Mgmt For Against Incentive Shareholding Plan
8 Approve Management Method of Long-term Mgmt For Against Incentive Shareholding Plan
9 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
10 Amend Information Disclosure Affairs Mgmt For Against Management System
11 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
12 Approve Use of Idle Own Funds to Invest in Mgmt For Against Financial Products
13 Approve Use of Idle Raised Funds to Invest in Mgmt For For Financial Products
14 Approve Amendments to Articles of Mgmt For Against Association
15 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
16 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
17 Amend External Guarantee Management Mgmt For Against System
18 Amend Related Party Transaction Mgmt For Against Decision-making System
19 Amend the Management System for the Use Mgmt For Against of Raised Funds
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
20.1 Elect Zhu Xingming as Director SH For For
20.2 Elect Li Juntian as Director SH For For
20.3 Elect Song Junen as Director SH For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Inovance Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
20.4 Elect Zhou Bin as Director SH For For
20.5 Elect Liu Yuchuan as Director SH For For
20.6 Elect Zhao Jinrong as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
21.1 Elect Zhang Taowei as Director SH For For
21.2 Elect Zhao Jinlin as Director SH For For
21.3 Elect Huang Pei as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
22.1 Elect Bai Ziping as Supervisor SH For For
22.2 Elect Lu Songquan as Supervisor SH For For
Air China Limited
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y002A6104 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 753
Primary CUSIP: Y002A6104 Primary ISIN: CNE1000001S0 Primary SEDOL: B04KNF1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Consolidated Financial Mgmt For For Statements
4 Approve 2020 Profit Distribution Proposal Mgmt For For
5 Approve Deloitte Touche Tohmatsu as Mgmt For For International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration
6 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Air China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Grant of General Mandate to the Mgmt For Against Board to Issue Debt Financing Instruments
Air China Limited
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y002A6104 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 753
Primary CUSIP: Y002A6104 Primary ISIN: CNE1000001S0 Primary SEDOL: B04KNF1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Consolidated Financial Mgmt For For Statements
4 Approve 2020 Profit Distribution Proposal Mgmt For For
5 Approve Deloitte Touche Tohmatsu as Mgmt For For International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration
6 Amend Articles of Association Mgmt For For
7 Approve Grant of General Mandate to the Mgmt For Against Board to Issue Debt Financing Instruments
A-Living Smart City Services Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y0038M100 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 3319
Primary CUSIP: Y0038M100 Primary ISIN: CNE100002RY5 Primary SEDOL: BFWK4M2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
A-Living Smart City Services Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Consolidated Financial Mgmt For For Statements
4 Approve 2020 Annual Report Mgmt For For
5 Approve 2021 Annual Financial Budget Mgmt For For
6 Approve 2020 Final Dividend and Special Mgmt For For Dividend
7 Authorize Board to Fix Remuneration of Mgmt For For Directors
8 Authorize Supervisory Committee to Fix Mgmt For For Remuneration of Supervisors
9 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares
11 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
Anhui Gujing Distillery Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y0137M100 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 200596
Primary CUSIP: Y0137M100 Primary ISIN: CNE000000K82 Primary SEDOL: 6026691
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Anhui Gujing Distillery Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Appointment of Auditor Mgmt For For
8 Approve Change in Performance Commitment Mgmt For For
Anton Oilfield Services Group
Meeting Date: 05/25/2021 Country: Cayman Islands Primary Security ID: G03999102 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 3337
Primary CUSIP: G03999102 Primary ISIN: KYG039991024 Primary SEDOL: B29JZB7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Pi Zhifeng as Director Mgmt For For
3 Elect Huang Song as Director Mgmt For For
4 Elect Zhang Yongyi as Director Mgmt For For
5 Elect Zhu Xiaoping as Director Mgmt For For
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
9 Authorize Repurchase of Issued Share Capital Mgmt For For
10 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Aoyuan Healthy Life Group Company Limited
Meeting Date: 05/25/2021 Country: Cayman Islands Primary Security ID: G0404F101 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 3662
Primary CUSIP: G0404F101 Primary ISIN: KYG0404F1019 Primary SEDOL: BGMHM26
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Tao Yu as Director Mgmt For For
3b Elect Zheng Wei as Director Mgmt For For
3c Elect Guo Zining as Director Mgmt For For
3d Elect Ruan Yongxi as Director Mgmt For For
3e Elect Wang Shao as Director Mgmt For Against
3f Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For Against Auditors and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
8 Adopt Articles of Association Mgmt For For
China Aoyuan Group Limited
Meeting Date: 05/25/2021 Country: Cayman Islands Primary Security ID: G2119Z109 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 3883
Primary CUSIP: G2119Z109 Primary ISIN: KYG2119Z1090 Primary SEDOL: BJGS0Q6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Aoyuan Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Final Dividend Mgmt For For
3 Approve Special Dividend Mgmt For For
4a Elect Guo Zi Ning as Director Mgmt For For
4b Elect Chan Ka Yeung Jacky as Director Mgmt For For
4c Elect Tsui King Fai as Director Mgmt For For
4d Elect Chen Zhi Bin as Director Mgmt For For
4e Elect Lee Thomas Kang Bor fas Director Mgmt For For
4f Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
9 Adopt Articles of Association Mgmt For Against
China Petroleum & Chemical Corp.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y15010104 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 386
Primary CUSIP: Y15010104 Primary ISIN: CNE1000002Q2 Primary SEDOL: 6291819
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors of Mgmt For For Sinopec Corp. (including the Report of the Board of Directors of for 2020)
2 Approve Report of the Board of Supervisors of Mgmt For For Sinopec Corp. (including the Report of the Board of Supervisors for 2020)
3 Approve 2020 Audited Financial Reports of Mgmt For For Sinopec Corp. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Petroleum & Chemical Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve 2020 Profit Distribution Plan of Mgmt For For Sinopec Corp.
5 Approve 2021 Interim Profit Distribution Plan Mgmt For For of Sinopec Corp.
6 Approve KPMG Huazhen (Special General Mgmt For For Partnership) and KPMG as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration
7 Authorize Board to Determine the Proposed Mgmt For Against Plan for Issuance of Debt Financing Instruments
8 Approve Grant to the Board a General Mgmt For Against Mandate to Issue New Domestic Shares and/or Overseas-Listed Foreign Shares of Sinopec Corp.
9 Approve Service Contracts of Directors and Mgmt For For Supervisors of Sinopec Corp.
ELECT DIRECTORS (NOT INCLUDING Mgmt INDEPENDENT NON-EXECUTIVE DIRECTORS) VIA CUMULATIVE VOTING
10.01 Elect Zhang Yuzhuo as Director Mgmt For For
10.02 Elect Ma Yongsheng as Director Mgmt For For
10.03 Elect Zhao Dong as Director Mgmt For For
10.04 Elect Yu Baocai as Director Mgmt For For
10.05 Elect Liu Hongbin as Director Mgmt For For
10.06 Elect Ling Yiqun as Director Mgmt For For
10.07 Elect Li Yonglin as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
11.01 Elect Cai Hongbin as Director Mgmt For For
11.02 Elect Ng, Kar Ling Johnny as Director Mgmt For For
11.03 Elect Shi Dan as Director Mgmt For For
11.04 Elect Bi Mingjian as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
12.01 Elect Zhang Shaofeng as Supervisor Mgmt For For
12.02 Elect Jiang Zhenying as Supervisor Mgmt For For
12.03 Elect Zhang Zhiguo as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Petroleum & Chemical Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12.04 Elect Yin Zhaolin as Supervisor Mgmt For For
12.05 Elect Guo Hongjin as Supervisor Mgmt For For
China Petroleum & Chemical Corp.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y15010104 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 386
Primary CUSIP: Y15010104 Primary ISIN: CNE1000002Q2 Primary SEDOL: 6291819
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors of Mgmt For For Sinopec Corp. (including the Report of the Board of Directors of for 2020)
2 Approve Report of the Board of Supervisors of Mgmt For For Sinopec Corp. (including the Report of the Board of Supervisors for 2020)
3 Approve 2020 Audited Financial Reports of Mgmt For For Sinopec Corp.
4 Approve 2020 Profit Distribution Plan of Mgmt For For Sinopec Corp.
5 Approve 2021 Interim Profit Distribution Plan Mgmt For For of Sinopec Corp.
6 Approve KPMG Huazhen (Special General Mgmt For For Partnership) and KPMG as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration
7 Authorize Board to Determine the Proposed Mgmt For Against Plan for Issuance of Debt Financing Instruments
8 Approve Grant to the Board a General Mgmt For Against Mandate to Issue New Domestic Shares and/or Overseas-Listed Foreign Shares of Sinopec Corp.
9 Approve Service Contracts of Directors and Mgmt For For Supervisors of Sinopec Corp.
ELECT DIRECTORS (NOT INCLUDING Mgmt INDEPENDENT NON-EXECUTIVE DIRECTORS) VIA CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Petroleum & Chemical Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10.01 Elect Zhang Yuzhuo as Director Mgmt For For
10.02 Elect Ma Yongsheng as Director Mgmt For For
10.03 Elect Zhao Dong as Director Mgmt For For
10.04 Elect Yu Baocai as Director Mgmt For For
10.05 Elect Liu Hongbin as Director Mgmt For For
10.06 Elect Ling Yiqun as Director Mgmt For For
10.07 Elect Li Yonglin as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
11.01 Elect Cai Hongbin as Director Mgmt For For
11.02 Elect Ng, Kar Ling Johnny as Director Mgmt For For
11.03 Elect Shi Dan as Director Mgmt For For
11.04 Elect Bi Mingjian as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
12.01 Elect Zhang Shaofeng as Supervisor Mgmt For For
12.02 Elect Jiang Zhenying as Supervisor Mgmt For For
12.03 Elect Zhang Zhiguo as Supervisor Mgmt For For
12.04 Elect Yin Zhaolin as Supervisor Mgmt For For
12.05 Elect Guo Hongjin as Supervisor Mgmt For For
COSCO SHIPPING Ports Limited
Meeting Date: 05/25/2021 Country: Bermuda Primary Security ID: G2442N104 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 1199
Primary CUSIP: G2442N104 Primary ISIN: BMG2442N1048 Primary SEDOL: 6354251
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1a Elect Zhang Wei as Director Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Ports Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.1b Elect Chen Dong as Director Mgmt For Against
2.1c Elect Lam Yiu Kin as Director Mgmt For For
2.2 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
Daqin Railway Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y1997H108 Record Date: 05/19/2021 Meeting Type: Annual Ticker: 601006
Primary CUSIP: Y1997H108 Primary ISIN: CNE000001NG4 Primary SEDOL: B193HF0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For For Budget Report
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Appointment of Financial Auditor Mgmt For For
7 Approve Appointment of Internal Control Mgmt For For Auditor
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
8.1 Elect Wang Daokuo as Director SH For For
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
9.1 Elect Hao Shengyue as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Daqin Railway Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
10.1 Elect Yu Feng as Supervisor Mgmt For Against
Fu Shou Yuan International Group Limited
Meeting Date: 05/25/2021 Country: Cayman Islands Primary Security ID: G37109108 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 1448
Primary CUSIP: G37109108 Primary ISIN: KYG371091086 Primary SEDOL: BH4TZ73
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Tan Leon Li-an as Director Mgmt For For
3B Elect Lu Hesheng as Director Mgmt For For
3C Elect Zhou Lijie as Director Mgmt For For
3D Elect Chen Qunlin as Director Mgmt For For
3E Elect Chen Xin as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Repurchase of Issued Share Capital Mgmt For For
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
Greatview Aseptic Packaging Company Limited
Meeting Date: 05/25/2021 Country: Cayman Islands Primary Security ID: G40769104 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 468
Primary CUSIP: G40769104 Primary ISIN: KYG407691040 Primary SEDOL: B3ZNGT5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Greatview Aseptic Packaging Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Chang Fuquan as Director Mgmt For For
3a2 Elect Hong Gang as Director Mgmt For For
3a3 Elect Zhu Jia as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
6A Approve the Proposed Amendments to Mgmt For Against Existing Amended and Restated Articles of Association
6B Adopt Second Amended and Restated Articles Mgmt For Against of Association
Hisense Home Appliances Group Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y3226R105 Record Date: 05/17/2021 Meeting Type: Special Ticker: 921
Primary CUSIP: Y3226R105 Primary ISIN: CNE100000353 Primary SEDOL: 6391935
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Share Purchase Agreement and Mgmt For For Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Inner Mongolia Baotou Steel Union Co. Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y4084T100 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 600010
Primary CUSIP: Y4084T100 Primary ISIN: CNE0000017H1 Primary SEDOL: 6335933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Profit Distribution Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Related Party Transaction Mgmt For Against
7 Approve to Appoint Auditor Mgmt For For
8 Approve Report of the Independent Directors Mgmt For For
NARI Technology Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y6S99Q112 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 600406
Primary CUSIP: Y6S99Q112 Primary ISIN: CNE000001G38 Primary SEDOL: 6695228
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Financial Budget Report Mgmt For For
8 Approve Daily Related Party Transactions Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
NARI Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Entrusted Loan Application Mgmt For For
10 Approve Entrusted Loans Application and Mgmt For For Related Party Transactions
11 Approve Appointment of Financial and Mgmt For For Internal Control Auditor
12 Approve Change in Implementing Entity of Mgmt For For Raised Funds Investment Project
13 Approve Registration and Issuance of Debt Mgmt For For Financing Instruments
14 Approve Company's Eligibility for Corporate Mgmt For For Bond Issuance
APPROVE ISSUANCE OF CORPORATE BONDS Mgmt
15.1 Approve Issuance Scale, Issuance Manner and Mgmt For For Par Value
15.2 Approve Bond Maturity Mgmt For For
15.3 Approve Payment of Capital and Interest Mgmt For For
15.4 Approve Bond Interest Rate and Mgmt For For Determination Method
15.5 Approve Target Subscribers Mgmt For For
15.6 Approve Use of Proceeds Mgmt For For
15.7 Approve Guarantee Arrangement Mgmt For For
15.8 Approve Terms of Redemption or Terms of Mgmt For For Sell-Back
15.9 Approve Credit Status and Safeguard Mgmt For For Measures of Debts Repayment
15.10 Approve Listing Arrangement Mgmt For For
15.11 Approve Underwriting Manner Mgmt For For
15.12 Approve Resolution Validity Period Mgmt For For
16 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
17 Approve Amendments to Articles of Mgmt For For Association
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
18.1 Elect Dou Xiaobo as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Nine Dragons Paper (Holdings) Limited
Meeting Date: 05/25/2021 Country: Bermuda Primary Security ID: G65318100 Record Date: 05/18/2021 Meeting Type: Special Ticker: 2689
Primary CUSIP: G65318100 Primary ISIN: BMG653181005 Primary SEDOL: B0WC2B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Supplemental Agreement to the Mgmt For For Recovered Paper and Recycled Pulp Agreement and Related Transactions
Shandong Publishing & Media Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: FDS0QB5P4 Record Date: 05/19/2021 Meeting Type: Annual Ticker: 601019
Primary CUSIP: FDS0QB5P4 Primary ISIN: CNE100002TG8 Primary SEDOL: BD2B5K6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Use of Funds to Invest in Financial Mgmt For For Products
8 Approve Use of Raised Funds to Invest in Mgmt For For Financial Products
9 Approve Daily Related-party Transactions Mgmt For For
10 Approve Provision of Guarantee Mgmt For For
11 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor
12 Approve Allowance of Independent Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Industrial Holdings Limited
Meeting Date: 05/25/2021 Country: Hong Kong Primary Security ID: Y7683K107 Record Date: 05/13/2021 Meeting Type: Annual Ticker: 363
Primary CUSIP: Y7683K107 Primary ISIN: HK0363006039 Primary SEDOL: 6810010
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Shen Xiao Chu as Director Mgmt For For
3b Elect Xu Bo as Director Mgmt For For
3c Elect Cheng Hoi Chuen, Vincent as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Shanghai Jin Jiang International Hotels Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y7688C100 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 900934
Primary CUSIP: Y7688C100 Primary ISIN: CNE000000HM6 Primary SEDOL: 6808725
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Jin Jiang International Hotels Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Profit Distribution Mgmt For For
6 Approve Payment of Audit Fees Mgmt For For
7 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor
8 Approve Related Party Transaction Mgmt For Against
9 Amend Articles of Association Mgmt For Against
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
10.1 Elect Zhang Xiaoqiang as Director Mgmt For For
10.2 Elect Zhu Qian as Director Mgmt For For
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
11.1 Elect Zhang Huiming as Director Mgmt For For
Sichuan Expressway Company Limited
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y79325109 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 107
Primary CUSIP: Y79325109 Primary ISIN: CNE100000494 Primary SEDOL: 6055877
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Proposed Issuance of the Corporate Mgmt For For Bonds
2 Approve 2020 Proposed Profit Appropriations Mgmt For For and Dividend Distribution Plan
3 Approve 2020 Work Report of the Board of Mgmt For For Directors
4 Approve 2020 Work Report of the Supervisory Mgmt For For Committee
5 Approve 2020 Duty Performance Report of Mgmt For For Independent Non-Executive Directors
6 Approve 2020 Financial Budget Mgmt For For Implementation Report
7 Approve 2020 Audited Financial Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Expressway Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve 2021 Financial Budget Proposal Mgmt For For
9 Approve Shinewing Certified Public Mgmt For For Accountants as PRC Auditor and Authorize Board to Fix Their Remuneration
10 Approve Ernst & Young Certified Public Mgmt For For Accountants as International Auditor and Authorize Board to Fix Their Remuneration
11 Approve the Liability Insurance of Directors, Mgmt For For Supervisors and the Senior Management
12 Approve Remuneration Scheme for Yu Mgmt For For Haizong
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
13 Elect Yu Haizong as Director Mgmt For For
Sichuan Shuangma Cement Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y7932Y106 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 000935
Primary CUSIP: Y7932Y106 Primary ISIN: CNE000001048 Primary SEDOL: 6166843
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Budget Plan Mgmt For For
6 Approve Development Strategy Mgmt For For
7 Approve Shareholder Return Plan Mgmt For For
Sunny Optical Technology (Group) Company Limited
Meeting Date: 05/25/2021 Country: Cayman Islands Primary Security ID: G8586D109 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 2382
Primary CUSIP: G8586D109 Primary ISIN: KYG8586D1097 Primary SEDOL: B1YBT08 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sunny Optical Technology (Group) Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Sun Yang as Director Mgmt For For
3b Elect Feng Hua Jun as Director Mgmt For Against
3c Elect Shao Yang Dong as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y8318L106 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 002384
Primary CUSIP: Y8318L106 Primary ISIN: CNE100000N79 Primary SEDOL: B4TJ298
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor and Payment Mgmt For For of Remuneration
7 Approve Remuneration of Directors and Mgmt For For Senior Management Members Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
10 Approve Bank and Financial Credit Line Mgmt For Against Application
APPROVE GUARANTEE PROVISION PLAN Mgmt
11.1 Approve Guarantee for Dragon Electronix Mgmt For Against Holdings,Inc. and its Controlled Subsidiaries
11.2 Approve Guarantee for Hong Kong Dongshan Mgmt For Against Holding Limited
11.3 Approve Guarantee for Yancheng Dongshan Mgmt For Against Precision Manufacturing Co., Ltd.
11.4 Approve Guarantee for Multek Group (Hong Mgmt For Against Kong) Ltd. and its Controlled Subsidiaries
11.5 Approve Guarantee for Mudong Mgmt For Against Optoelectronics Technology Co., Ltd.
11.6 Approve Guarantee for Suzhou Yongchuang Mgmt For Against Metal Technology Co., Ltd.
11.7 Approve Guarantee for Hong Kong Dongshan Mgmt For Against Precision United Optoelectronics Co., Ltd.
11.8 Approve Guarantee for Yancheng Dongshan Mgmt For Against Communication Technology Co., Ltd.
11.9 Approve Guarantee for Suzhou Aifu Electronic Mgmt For Against Communication Co., Ltd.
11.10 Approve Guarantee for Dongguan Dongshan Mgmt For Against Precision Manufacturing Co., Ltd.
11.11 Approve Guarantee for Suzhou Chenggan Mgmt For Against Precision Manufacturing Co., Ltd.
11.12 Approve Guarantee for Suzhou Dongbo Mgmt For Against Precision Manufacturing Co., Ltd.
11.13 Approve Guarantee for Suzhou Tengran Mgmt For Against Electrical Equipment Co., Ltd.
11.14 Approve Guarantee for Suzhou Leigete Mgmt For Against Intelligent Equipment Co., Ltd.
11.15 Approve Guarantee for Shanghai Fushan Mgmt For Against Precision Manufacturing Co., Ltd.
12 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yantai Dongcheng Biochemicals Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y9727E105 Record Date: 05/19/2021 Meeting Type: Annual Ticker: 002675
Primary CUSIP: Y9727E105 Primary ISIN: CNE100001DP5 Primary SEDOL: B7N8CH0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Use of Idle Raised Funds and Own Mgmt For Against Funds to Invest in Financial Products
Yunnan Baiyao Group Co., Ltd.
Meeting Date: 05/25/2021 Country: China Primary Security ID: Y9879F108 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 000538
Primary CUSIP: Y9879F108 Primary ISIN: CNE0000008X7 Primary SEDOL: 6984045
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Financial Budget Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Approve Employee Share Purchase Plan Mgmt For Against (Draft) and Summary
9 Approve Management Method of Employee Mgmt For Against Share Purchase Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yunnan Baiyao Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to Employee Share Purchase Plan
11 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
12 Elect Liu Guoen as Independent Director SH For For
Angang Steel Company Limited
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y0132D105 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 347
Primary CUSIP: Y0132D105 Primary ISIN: CNE1000001V4 Primary SEDOL: 6015644
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Annual Report and Its Extracts Mgmt For For
4 Approve 2020 Audited Financial Report Mgmt For For
5 Approve 2020 Profit Distribution Plan Mgmt For For
6 Approve 2020 Remuneration of Directors and Mgmt For For Supervisors
7 Approve ShineWing Certified Public Mgmt For For Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration
8 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
Beijing Shiji Information Technology Co., Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y0772L102 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 002153
Primary CUSIP: Y0772L102 Primary ISIN: CNE100000668 Primary SEDOL: B23GZV4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Shiji Information Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Use of Funds to Purchase Financial Mgmt For Against Products
8 Approve Remuneration of Senior Management Mgmt For For Members
Beijing SL Pharmaceutical Co., Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y0773L119 Record Date: 05/19/2021 Meeting Type: Annual Ticker: 002038
Primary CUSIP: Y0773L119 Primary ISIN: CNE000001L31 Primary SEDOL: B02RJ67
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Daily Related-party Transactions Mgmt For For
8 Approve Investment in Short-Term Risk Mgmt For Against Investment
9 Approve Change in Registered Address, Mgmt For For Amendments to Articles of Association
10 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing SL Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
12 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Xu Mingbo as Director Mgmt For For
13.2 Elect Chen Yulin as Director Mgmt For For
13.3 Elect Liang Shujie as Director Mgmt For For
13.4 Elect Wang Wenxin as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
14.1 Elect Qian Lingjia as Director Mgmt For For
14.2 Elect Cheng Longyun as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
15.1 Elect Zhang Chunlei as Supervisor Mgmt For For
15.2 Elect Qi Yanming as Supervisor Mgmt For For
CGN Power Co., Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y1300C101 Record Date: 04/23/2021 Meeting Type: Annual Ticker: 1816
Primary CUSIP: Y1300C101 Primary ISIN: CNE100001T80 Primary SEDOL: BSBMM04
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Annual Report Mgmt For For
4 Approve 2020 Audited Financial Report Mgmt For For
5 Approve 2020 Profit Distribution Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CGN Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Dividend Distribution Plan Mgmt For For (2021-2025)
7 Approve 2021 Investment Plan and Capital Mgmt For For Expenditure Budget
8 Approve KPMG Huazhen LLP as Financial Mgmt For For Report Auditor and Authorize Board to Fix their Remuneration
9 Approve Pan-China Certified Public Mgmt For For Accountants LLP as Internal Control Auditor and Authorize Board to Fix their Remuneration
10 Elect Li Mingliang as Director SH For For
11 Elect Tang Chi Cheung as Director SH For For
RESOLUTIONS IN REALTION TO THE Mgmt REMUNERATION OF DIRECTORS AND SUPERVISORS
12.1 Approve Remuneration of Yang Changli Mgmt For For
12.2 Approve Remuneration of Gao Ligang Mgmt For For
12.3 Approve Remuneration of Jiang Dajin Mgmt For For
12.4 Approve Remuneration of Shi Bing Mgmt For For
12.5 Approve Remuneration of Wang Wei Mgmt For For
12.6 Approve Remuneration of Li Mingliang Mgmt For For
12.7 Approve Remuneration of Gu Jian Mgmt For For
12.8 Approve Remuneration of Li Fuyou Mgmt For For
12.9 Approve Remuneration of Yang Jiayi Mgmt For For
12.10 Approve Remuneration of Xia Ceming Mgmt For For
12.11 Approve Remuneration of Chen Sui Mgmt For For
12.12 Approve Remuneration of Hu Yaoqi Mgmt For For
12.13 Approve Remuneration of Zhang Baishan Mgmt For For
12.14 Approve Remuneration of Zhu Hui Mgmt For For
12.15 Approve Remuneration of Wang Hongxin Mgmt For For
13 Approve Remuneration of Tang Chi Cheung SH For For
14 Approve Major Transactions and Continuing Mgmt For Against Connected Transactions - 2021-2023 Financial Services Framework Agreement and Proposed Annual Caps Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CGN Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
15 Amend Articles of Association SH For For
16 Approve Reformulation of Rules and SH For For Procedures Regarding Meetings of Board of Directors
17 Approve Application for Unified Registration Mgmt For For of Multi-Type Debt Financing Instruments
18 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Additional A Shares and/or H Shares
19 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase A Shares and/or H Shares
CGN Power Co., Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y1300C101 Record Date: 04/23/2021 Meeting Type: Special Ticker: 1816
Primary CUSIP: Y1300C101 Primary ISIN: CNE100001T80 Primary SEDOL: BSBMM04
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase A Shares and/or H Shares
Citic Pacific Special Steel Group Co., Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y2022S101 Record Date: 05/21/2021 Meeting Type: Special Ticker: 000708
Primary CUSIP: Y2022S101 Primary ISIN: CNE0000008J6 Primary SEDOL: 6268363
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Citic Pacific Special Steel Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
2.1 Approve Type and Listing Exchange Mgmt For For
2.2 Approve Issue Size Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Period and Manner of Repayment of Mgmt For For Capital and Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.10 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Matters Relating to Meetings of Mgmt For For Bondholders
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Management and Deposit of Raised Mgmt For For Funds
2.19 Approve Guarantee Matters Mgmt For For
2.20 Approve Validity Period Mgmt For For
2.21 Approve Rating Matters Mgmt For For
3 Approve Plan on Issuance of Convertible Mgmt For For Bonds
4 Approve Report on the Usage of Previously Mgmt For For Raised Funds
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Citic Pacific Special Steel Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Commitment from Controlling Mgmt For For Shareholder and their Concerted Actors, Indirect Controlling Shareholders, Directors and Senior Management Regarding Counter-dilution Measures in Connection to the Issuance of Convertible Bonds
8 Approve Shareholder Dividend Return Plan Mgmt For For
9 Approve Formulation of Rules and Procedures Mgmt For For Regarding Convertible Corporate Bondholders Meeting
10 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
11 Amend Articles of Association Mgmt For Against
Greenland Holdings Corp. Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y2883S109 Record Date: 05/19/2021 Meeting Type: Annual Ticker: 600606
Primary CUSIP: Y2883S109 Primary ISIN: CNE000000388 Primary SEDOL: 6802943
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Investment Amount of the Mgmt For Against Company's Real Estate Reserves
8 Approve Guarantee Provision Mgmt For Against
9 Elect Hu Xin as Non-independent Director SH For For
10 Elect Yang Lyubo as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Kingsoft Corporation Limited
Meeting Date: 05/26/2021 Country: Cayman Islands Primary Security ID: G5264Y108 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 3888
Primary CUSIP: G5264Y108 Primary ISIN: KYG5264Y1089 Primary SEDOL: B27WRM3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Chi Ping Lau as Director Mgmt For For
3.2 Elect Shun Tak Wong as Director Mgmt For For
3.3 Elect David Yuen Kwan Tang as Director Mgmt For For
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Kunlun Energy Company Limited
Meeting Date: 05/26/2021 Country: Bermuda Primary Security ID: G5320C108 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 135
Primary CUSIP: G5320C108 Primary ISIN: BMG5320C1082 Primary SEDOL: 6340078
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Approve Special Dividend Mgmt For For
4A Elect Fu Bin as Director Mgmt For For
4B Elect Qian Zhijia as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Kunlun Energy Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4C Elect Zhou Yuanhong as Director Mgmt For For
4D Elect Miao Yong as Director Mgmt For For
5 Authorize Board to Fix Remuneration of Mgmt For For Directors
6 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Share Repurchase Program Mgmt For For
9 Authorize Reissuance of Repurchased Shares Mgmt For Against
Lonking Holdings Limited
Meeting Date: 05/26/2021 Country: Cayman Islands Primary Security ID: G5636C107 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 3339
Primary CUSIP: G5636C107 Primary ISIN: KYG5636C1078 Primary SEDOL: B0MSW50
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Li San Yim as Director Mgmt For For
3.2 Elect Chen Chao as Director Mgmt For For
3.3 Elect Zheng Kewen as Director Mgmt For For
3.4 Elect Yin Kunlun as Director Mgmt For For
3.5 Elect Ngai Ngan Ying as Director Mgmt For Against
3.6 Elect Wu Jian Ming as Director Mgmt For For
3.7 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Elect Qian Shizheng as Director and Authorize Mgmt For Against Board to Fix His Remuneration
5 Elect Yu Taiwei as Director and Authorize Mgmt For For Board to Fix His Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lonking Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Ernst & Young, Certified Public Mgmt For Against Accountants as Auditor and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Repurchase of Issued Share Capital Mgmt For For
9 Authorize Reissuance of Repurchased Shares Mgmt For Against
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y7286J101 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 002146
Primary CUSIP: Y7286J101 Primary ISIN: CNE1000005Y9 Primary SEDOL: B23D6F6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Report and Audit Report Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Financial Budget Report Mgmt For For
8 Approve Appointment of Financial Auditor Mgmt For For
9 Approve Issuance of Overseas Corporate Mgmt For For Bonds and Related Matters
Seazen Group Ltd.
Meeting Date: 05/26/2021 Country: Cayman Islands Primary Security ID: G7956A109 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 1030
Primary CUSIP: G7956A109 Primary ISIN: KYG7956A1094 Primary SEDOL: BMWYQP0 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Seazen Group Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Wang Xiaosong as Director Mgmt For For
3a2 Elect Zhang Shengman as Director Mgmt For For
3a3 Elect Zhong Wei as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Shanxi Lu'An Environmental Energy Development Co., Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y7699U107 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 601699
Primary CUSIP: Y7699U107 Primary ISIN: CNE000001NT7 Primary SEDOL: B1CWSY0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Daily Related-party Transactions Mgmt For For
8 Approve Provision of Financial Support Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Lu'An Environmental Energy Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
10 Approve to Appoint Auditor Mgmt For For
11 Approve Internal Control Evaluation Report Mgmt For For
12 Approve Internal Control Audit Report Mgmt For For
13 Approve Social Responsibility Report Mgmt For For
Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y774G2101 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 9989
Primary CUSIP: Y774G2101 Primary ISIN: CNE100003YN2 Primary SEDOL: BMFR225
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1.00 Approve Work Report of the Board of Mgmt For For Directors
2.00 Approve Work Report of the Board of Mgmt For For Supervisors
3.00 Approve Annual Report and Its Summary Mgmt For For
4.00 Approve Final Financial Report Mgmt For For
5.00 Approve Profit Distribution Proposal Mgmt For For
6.00 Approve to Appoint Ernst & Young Hua Ming Mgmt For For LLP and Ernst & Yong as Domestic Financial and Internal Control Auditor and Ernst & Young as Overseas Financial Report Auditor
7.00 Approve Shareholder Return Three-Year Plan Mgmt For For
8.00 Approve Application for Credit Line and Mgmt For Against Providing Guarantee to Certain Banks
9.00 Approve Purchase of Wealth Management Mgmt For For Products and Cash Flow Management Using Part of Unemployed H Shares IPO Proceeds
10.00 Elect Zhang Bin as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SOHO China Ltd.
Meeting Date: 05/26/2021 Country: Cayman Islands Primary Security ID: G82600100 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 410
Primary CUSIP: G82600100 Primary ISIN: KYG826001003 Primary SEDOL: B27WLD2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Pan Zhang Xin Marita as Director Mgmt For For
3 Elect Huang Jingsheng as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
6A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital Mgmt For For
6C Authorize Reissuance of Repurchased Shares Mgmt For Against
Southwest Securities Co., Ltd.
Meeting Date: 05/26/2021 Country: China Primary Security ID: Y8103U105 Record Date: 05/19/2021 Meeting Type: Annual Ticker: 600369
Primary CUSIP: Y8103U105 Primary ISIN: CNE0000016P6 Primary SEDOL: 6315838
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report Mgmt For For
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
4.1 Approve Related Party Transactions with Mgmt For For Various Companies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Southwest Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.2 Approve Related Party Transactions with Mgmt For For Chongqing City Construction Investment (Group) Co., Ltd.
4.3 Approve Related Party Transactions with Mgmt For For Chongqing Jiangbeizui Central Business District Investment Group Co., Ltd.
4.4 Approve Related Party Transactions with Mgmt For For China Jianyin Investment Co., Ltd.
4.5 Approve Related Party Transactions with Mgmt For For Chongqing Expressway Group Company Ltd.
4.6 Approve Related Party Transactions with Mgmt For For Other Related Parties
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Proprietary Investment Scale Mgmt For For
Xinji Shaxi Group Co., Ltd.
Meeting Date: 05/26/2021 Country: Cayman Islands Primary Security ID: G9830L103 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 3603
Primary CUSIP: G9830L103 Primary ISIN: KYG9830L1032 Primary SEDOL: BK0W9L9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Zhang Weixin as Director Mgmt For For
2b Elect Yu Xuecong as Director Mgmt For For
2c Elect Wang Yixue as Director Mgmt For For
2d Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Mgmt For For Independent Auditor and Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xinji Shaxi Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
Agricultural Bank of China
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y00289119 Record Date: 04/26/2021 Meeting Type: Annual Ticker: 1288
Primary CUSIP: Y00289119 Primary ISIN: CNE100000Q43 Primary SEDOL: B60LZR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Final Financial Accounts Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve KPMG Huazhen LLP and KPMG as Mgmt For For External Auditors
6 Elect Lin Li as Director Mgmt For For
7 Approve Fixed Assets Investment Budget for Mgmt For For 2021
8 To Listen to the 2020 Work Report of Mgmt Independent Directors of the Bank
9 To Listen to the 2020 Report on the Mgmt Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank
10 To Listen to the Report on the Management Mgmt of Related Transactions
Agricultural Bank of China
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y00289119 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 1288
Primary CUSIP: Y00289119 Primary ISIN: CNE100000Q43 Primary SEDOL: B60LZR6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Agricultural Bank of China
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Final Financial Accounts Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve KPMG Huazhen LLP and KPMG as Mgmt For For External Auditors
6 Elect Lin Li as Director Mgmt For For
7 Approve Fixed Assets Investment Budget for Mgmt For For 2021
China BlueChemical Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y14251105 Record Date: 04/26/2021 Meeting Type: Annual Ticker: 3983
Primary CUSIP: Y14251105 Primary ISIN: CNE1000002D0 Primary SEDOL: B1DN3X6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Financial Statements Mgmt For For and Auditors' Report
4 Approve 2020 Profit Distribution and Mgmt For For Declaration of Final Dividends
5 Approve 2021 Budget Proposals Mgmt For Against
6 Approve BDO China Shu Lun Pan CPAs and Mgmt For For BDO Limited as Domestic and Overseas Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China BlueChemical Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Elect Wang Weimin as Director, Authorize Mgmt For For Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
8 Elect Hou Xiaofeng as Director, Authorize Mgmt For For Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
9 Elect Guo Xinjun as Director, Authorize Board Mgmt For Against to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
10 Elect Liu Zhenyu as Director, Authorize Board Mgmt For Against to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
11 Elect Yu Changchun as Director, Authorize Mgmt For For Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
12 Elect Lin Feng as Director, Authorize Board to Mgmt For For Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
13 Elect Xie Dong as Director, Authorize Board to Mgmt For For Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
14 Elect Liu Jianyao as Supervisor, Authorize Mgmt For For Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
15 Elect Li Xiaoyu as Supervisor, Authorize Mgmt For For Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
16 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and H Shares
17 Authorize Repurchase of Issued H Share Mgmt For For Capital
China BlueChemical Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y14251105 Record Date: 04/26/2021 Meeting Type: Special Ticker: 3983
Primary CUSIP: Y14251105 Primary ISIN: CNE1000002D0 Primary SEDOL: B1DN3X6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China BlueChemical Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Authorize Repurchase of Issued H Share Mgmt For For Capital
China Everbright Limited
Meeting Date: 05/27/2021 Country: Hong Kong Primary Security ID: Y1421G106 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 165
Primary CUSIP: Y1421G106 Primary ISIN: HK0165000859 Primary SEDOL: 6455143
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Zhao Wei as Director Mgmt For For
3b Elect Tang Chi Chun Richard as Director Mgmt For For
3c Elect Lin Zhijun as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Travel International Investment Hong Kong Limited
Meeting Date: 05/27/2021 Country: Hong Kong Primary Security ID: Y1507D100 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 308
Primary CUSIP: Y1507D100 Primary ISIN: HK0308001558 Primary SEDOL: 6197285 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Travel International Investment Hong Kong Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Lo Sui On as Director Mgmt For For
2b Elect Wu Qiang as Director Mgmt For For
2c Elect Yang Hao as Director Mgmt For Against
2d Elect Tsang Wai Hung as Director Mgmt For For
2e Elect Chen Johnny as Director Mgmt For For
2f Elect Tang Yong as Director Mgmt For For
2g Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share Capital Mgmt For For
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
Hengtong Optic-Electric Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y3174C100 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 600487
Primary CUSIP: Y3174C100 Primary ISIN: CNE000001FQ9 Primary SEDOL: 6676193
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Report of the Independent Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengtong Optic-Electric Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
8 Approve Related Party Transaction Mgmt For For
9 Approve Provision of Guarantee Mgmt For Against
10 Approve Application of Credit Lines Mgmt For Against
11 Approve Foreign Exchange Hedging Business Mgmt For For
12 Approve Commodity Futures Hedging Mgmt For For Business
13 Approve Bill Pool Business Mgmt For Against
14 Approve Financial Service Agreement Mgmt For Against
15 Approve Termination of Raised Funds and Mgmt For For Use Remaining Raised Funds to Replenish Working Capital
16 Approve Use of Idle Own Funds for Entrusted Mgmt For Against Asset Management
17 Approve to Appoint Auditor Mgmt For For
18 Approve Increase in Registered Capital, Mgmt For For Business Scope and Amendments to Articles of Association
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
19.1 Elect Qian Jianlin as Director Mgmt For Against
19.2 Elect Cui Wei as Director Mgmt For For
19.3 Elect Bao Jicong as Director Mgmt For For
19.4 Elect Yin Jicheng as Director Mgmt For Against
19.5 Elect Li Ziwei as Director Mgmt For For
19.6 Elect Sun Yixing as Director Mgmt For For
19.7 Elect Tan Huiliang as Director Mgmt For For
19.8 Elect Zhang Jianfeng as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
20.1 Elect Chu Junhao as Director Mgmt For For
20.2 Elect Cai Shaokuan as Director Mgmt For For
20.3 Elect Qiao Jiuhua as Director Mgmt For For
20.4 Elect Yang Junhui as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengtong Optic-Electric Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
21.1 Elect Yu Weixing as Supervisor Mgmt For For
21.2 Elect Wu Yan as Supervisor Mgmt For For
Huaxin Cement Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y37469114 Record Date: 05/18/2021 Meeting Type: Special Ticker: 900933
Primary CUSIP: Y37469114 Primary ISIN: CNE000000HL8 Primary SEDOL: 6802686
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Corporate Bond Issuance Mgmt For For
2 Approve Provision of Guarantee Mgmt For For
Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y40887104 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 601216
Primary CUSIP: Y40887104 Primary ISIN: CNE1000010F8 Primary SEDOL: B4THGF6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Appointment of Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Provision of Guarantees Mgmt For For
9 Approve Investment in Construction of Green Mgmt For For Environmental Protection and Degradable Plastic Recycling Industry Project Phase 1
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y444AE101 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 002304
Primary CUSIP: Y444AE101 Primary ISIN: CNE100000HB8 Primary SEDOL: B55JM22
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Use of Funds for Financial Products Mgmt For Against
8 Approve Adjustment to Allowance of Mgmt For For Independent Directors
Newland Digital Technology Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y2654K103 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 000997
Primary CUSIP: Y2654K103 Primary ISIN: CNE0000014B1 Primary SEDOL: 6275727
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Newland Digital Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
8 Approve Lift the Lock-up Period of Mgmt For For Performance Shares Incentive Plan and Repurchase and Cancellation of Performance Shares
9 Approve Change in Registered Capital and Mgmt For For Amend Articles of Association
10 Approve Provision of Guarantee to Subsidiary Mgmt For For
11 Approve Provision of External Financing Mgmt For For Guarantee
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Hu Gang as Director Mgmt For For
12.2 Elect Wang Jing as Director Mgmt For For
12.3 Elect Lin Xuejie as Director Mgmt For Against
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Xu Yongdong as Director Mgmt For For
13.2 Elect Li Jian as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
14.1 Elect Xu Chengjian as Supervisor Mgmt For For
14.2 Elect Chen Jisheng as Supervisor Mgmt For For
Power Construction Corporation of China, Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y7999Z103 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 601669
Primary CUSIP: Y7999Z103 Primary ISIN: CNE1000017G1 Primary SEDOL: B4TH690 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Power Construction Corporation of China, Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Financial Budget Report Mgmt For For
7 Approve Provision of Guarantees Mgmt For Against
8 Approve Daily Related Party Transactions and Mgmt For Against Signing of Daily Related Party Transaction Agreement
9 Approve Financial Auditor and Internal Mgmt For For Control Auditor
10 Approve Asset Securitization Product Issuance Mgmt For Against and Credit Enhancement Matters
11 Approve Authorization of the Board to Issue Mgmt For Against Debt Financing Instruments
12 Approve Remuneration of Directors Mgmt For For
13 Approve Remuneration of Supervisors Mgmt For For
14 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y7687D109 Record Date: 05/21/2021 Meeting Type: Special Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Transfer Contract and Related Mgmt For For Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y7687D109 Record Date: 05/21/2021 Meeting Type: Special Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Transfer Contract and Related Mgmt For For Transactions
Shanghai Fudan Zhangjiang Bio-Pharmaceutical Co. Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y7682Y108 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 1349
Primary CUSIP: Y7682Y108 Primary ISIN: CNE1000000W4 Primary SEDOL: 6540470
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Annual Report Mgmt For For
4 Accept 2020 Financial Report Mgmt For For
5 Approve 2020 Profit Distribution Plan and Mgmt For For Final Dividend Distribution Plan
6 Appoint Auditors and Authorize Board to Fix Mgmt For For Their Remuneration
7 Approve 2020 Remuneration of Directors and Mgmt For For Supervisors and 2021 Relevant Proposal
8 Approve Renewal of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
9 Approve Use of Proceeds from the A Shares Mgmt For For Offering Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Fudan Zhangjiang Bio-Pharmaceutical Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
11 Approve Draft and Summary of 2021 Mgmt For Against Restrictive Incentive Scheme
12 Approve Assessment Management Measures Mgmt For Against of the 2021 Restrictive Incentive Scheme
13 Approve Authorization of the Board to Handle Mgmt For Against All Matters in Relation to the Restricted Incentive
Shanghai Fudan Zhangjiang Bio-Pharmaceutical Co. Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y7682Y108 Record Date: 05/21/2021 Meeting Type: Special Ticker: 1349
Primary CUSIP: Y7682Y108 Primary ISIN: CNE1000000W4 Primary SEDOL: 6540470
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
2 Approve Draft and Summary of 2021 Mgmt For Against Restrictive Incentive Scheme
3 Approve Assessment Management Measures Mgmt For Against of the 2021 Restrictive Incentive Scheme
4 Approve Authorization of the Board to Handle Mgmt For Against All Matters in Relation to the Restricted Incentive
Shanghai Jinqiao Export Processing Zone Development Co. Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y4443D101 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 900911
Primary CUSIP: Y4443D101 Primary ISIN: CNE000000941 Primary SEDOL: 6800839 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Jinqiao Export Processing Zone Development Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Budget Report and Mgmt For For Operation Plan
6 Approve Annual Report Mgmt For For
7 Approve to Appoint Financial Report and Mgmt For For Internal Control Auditor
8 Approve Expand Business Scope and Amend Mgmt For For Articles of Association
Shanghai Waigaoqiao Free Trade Zone Group Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y7688F103 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 900912
Primary CUSIP: Y7688F103 Primary ISIN: CNE0000009V9 Primary SEDOL: 6663195
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements and Financial Mgmt For Against Budget Report
6 Approve Profit Distribution Mgmt For For
7 Approve Implementation of External Mgmt For For Guarantee and External Guarantee Plan
8 Approve Daily Related Party Transactions Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Waigaoqiao Free Trade Zone Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Appointment of Auditor and Internal Mgmt For For Control Auditor
10 Approve Authorization of Real Estate Project Mgmt For Against Reserves
11 Approve Remuneration of Non-Independent Mgmt For For Directors and Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Liu Hong as Director SH For For
12.2 Elect Yu Yong as Director SH For For
12.3 Elect Zhang Hao as Director SH For For
12.4 Elect Li Wei as Director SH For For
12.5 Elect Mo Zhenhui as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Zong Shu as Director SH For For
13.2 Elect Wu Jian as Director SH For For
13.3 Elect Huang Feng as Director SH For For
13.4 Elect Lyu Wei as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
14.1 Elect Tang Weimin as Supervisor SH For For
14.2 Elect Li Ping as Supervisor SH For For
14.3 Elect Xin Liwei as Supervisor SH For For
Smoore International Holdings Ltd.
Meeting Date: 05/27/2021 Country: Cayman Islands Primary Security ID: G8245V102 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 6969
Primary CUSIP: G8245V102 Primary ISIN: KYG8245V1023 Primary SEDOL: BKWGSQ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Smoore International Holdings Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Final Dividend Mgmt For For
3a Elect Chen Zhiping as Director Mgmt For For
3b Elect Xiong Shaoming as Director Mgmt For For
3c Elect Wang Guisheng as Director Mgmt For For
3d Elect Liu Jincheng as Director Mgmt For For
3e Elect Zhong Shan as Director Mgmt For For
3f Elect Yim Siu Wing, Simon as Director Mgmt For For
3g Elect Liu Jie as Director Mgmt For For
3h Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Sunac China Holdings Limited
Meeting Date: 05/27/2021 Country: Cayman Islands Primary Security ID: G8569A106 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 1918
Primary CUSIP: G8569A106 Primary ISIN: KYG8569A1067 Primary SEDOL: B4XRPN3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A1 Elect Chi Xun as Director Mgmt For For
3A2 Elect Sun Kevin Zheyi as Director Mgmt For For
3A3 Elect Poon Chiu Kwok as Director Mgmt For For
3A4 Elect Zhu Jia as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sunac China Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3A5 Elect Yuan Zhigang as Director Mgmt For For
3B Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
6 Amend Existing Memorandum of Association Mgmt For Against and Articles of Association and Adopt the Amended and Restated Memorandum of Association and Articles of Association
Sunac Services Holdings Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: G8569B104 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 1516
Primary CUSIP: G8569B104 Primary ISIN: KYG8569B1041 Primary SEDOL: BLN9QR9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A1 Elect Wang Mengde as Director Mgmt For For
3A2 Elect Cao Hongling as Director Mgmt For For
3A3 Elect Gao Xi as Director Mgmt For For
3B Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sunac Services Holdings Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Toly Bread Co. Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y774AK107 Record Date: 05/20/2021 Meeting Type: Special Ticker: 603866
Primary CUSIP: Y774AK107 Primary ISIN: CNE100002524 Primary SEDOL: BYW6V44
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjustment in the Investment Mgmt For For Amount and Implementation Progress of Raised Funds Investment Project
TravelSky Technology Limited
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y8972V101 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 696
Primary CUSIP: Y8972V101 Primary ISIN: CNE1000004J3 Primary SEDOL: 6321954
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Statements Mgmt For For
4 Approve Allocation of Profit and Distribution Mgmt For For of Final Dividend
5 Approve BDO China Shu Lun Pan (Certified Mgmt For For Public Accountants LLP) as Auditor and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
WUS Printed Circuit (Kunshan) Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y9716K104 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 002463
Primary CUSIP: Y9716K104 Primary ISIN: CNE100000SP5 Primary SEDOL: B4YB1F8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
6 Approve Appointment of Auditor Mgmt For For
7 Approve Comprehensive Credit Line Mgmt For Against Application and Guarantee Provision
8 Elect Gao Qiquan as Independent Director Mgmt For For
Yantai ChangYu Pioneer Wine Co., Ltd.
Meeting Date: 05/27/2021 Country: China Primary Security ID: Y9739T108 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 200869
Primary CUSIP: Y9739T108 Primary ISIN: CNE000000T59 Primary SEDOL: 6043645
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve to Appoint Auditor Mgmt For For
6 Approve Financial Budget Report SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Anhui Conch Cement Company Limited
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y01373102 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 914
Primary CUSIP: Y01373102 Primary ISIN: CNE1000001W2 Primary SEDOL: 6080396
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Reports Mgmt For For
4 Approve KPMG Huazhen LLP as PRC and Mgmt For For Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration
5 Approve Profit Appropriation Proposal and Mgmt For For Declaration of Final Dividend
6 Approve Provision of Guarantee to Mgmt For For Subsidiaries and Invested Companies
7 Elect Wang Cheng as Director Mgmt For For
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
Anhui Conch Cement Company Limited
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y01373102 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 914
Primary CUSIP: Y01373102 Primary ISIN: CNE1000001W2 Primary SEDOL: 6080396
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Reports Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Anhui Conch Cement Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve KPMG Huazhen LLP as PRC and Mgmt For For Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration
5 Approve Profit Appropriation Proposal and Mgmt For For Declaration of Final Dividend
6 Approve Provision of Guarantee to Mgmt For For Subsidiaries and Invested Companies
7 Elect Wang Cheng as Director Mgmt For For
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
AviChina Industry & Technology Company Limited
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y0485Q109 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 2357
Primary CUSIP: Y0485Q109 Primary ISIN: CNE1000001Y8 Primary SEDOL: 6707899
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Statements Mgmt For For
4 Approve Profit Distribution Plan and Mgmt For For Distribution of Final Dividend
5 Approve ShineWing Certified Public Mgmt For For Accountant LLP as Domestic Auditors and Authorize Board to Fix Its Remuneration
6 Elect Wang Xuejun as Director, Authorize Mgmt For For Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
7 Elect Zhao Hongwei as Director, Authorize Mgmt For For Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
8 Elect Lian Dawei as Director, Authorize Board Mgmt For For to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AviChina Industry & Technology Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Elect Xu Gang as Director, Authorize Board to Mgmt For For Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
10 Elect Wang Jun as Director, Authorize Board Mgmt For For to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
11 Elect Li Xichuan as Director, Authorize Board Mgmt For For to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
12 Elect Liu Weiwu as Director, Authorize Board Mgmt For For to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
13 Elect Mao Fugen as Director, Authorize Board Mgmt For For to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
14 Elect Lin Guiping as Director, Authorize Board Mgmt For For to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
15 Elect Zheng Qiang as Supervisor, Authorize Mgmt For For Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
16 Elect Guo Guangxin as Supervisor, Authorize Mgmt For For Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration
17 Other Business by Way of Ordinary Resolution Mgmt For Against
18 Amend Articles of Association Mgmt For For
19 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
20 Authorize Repurchase of Issued Share Capital Mgmt For For
21 Other Business by Way of Special Resolution Mgmt For Against
AviChina Industry & Technology Company Limited
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y0485Q109 Record Date: 05/07/2021 Meeting Type: Special Ticker: 2357
Primary CUSIP: Y0485Q109 Primary ISIN: CNE1000001Y8 Primary SEDOL: 6707899 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AviChina Industry & Technology Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Authorize Repurchase of Issued Share Capital Mgmt For For
Bank of Chengdu Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y0R95C103 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 601838
Primary CUSIP: Y0R95C103 Primary ISIN: CNE100002SN6 Primary SEDOL: BF297W0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For Against Budget Plan
4 Approve Profit Distribution Mgmt For For
5 Approve Daily Related Party Transactions Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
8.1 Approve Issue Type Mgmt For For
8.2 Approve Issue Scale Mgmt For For
8.3 Approve Par Value and Issue Price Mgmt For For
8.4 Approve Bond Maturity Mgmt For For
8.5 Approve Interest Rate Mgmt For For
8.6 Approve Repayment Period and Manner of Mgmt For For Interest
8.7 Approve Conversion Period Mgmt For For
8.8 Approve Determination and Adjustment of Mgmt For For Conversion Price Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Chengdu Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
8.10 Approve Determination of Number of Mgmt For For Conversion Shares
8.11 Approve Dividend Distribution Post Mgmt For For Conversion
8.12 Approve Terms of Redemption Mgmt For For
8.13 Approve Terms of Sell-Back Mgmt For For
8.14 Approve Issue Manner and Target Parties Mgmt For For
8.15 Approve Placing Arrangement for Mgmt For For Shareholders
8.16 Approve Bondholders and Meetings of Mgmt For For Bondholders
8.17 Approve Usage of Raised Funds Mgmt For For
8.18 Approve Guarantee Matters Mgmt For For
8.19 Approve Resolution Validity Period Mgmt For For
9 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
10 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
11 Approve Report on the Usage of Previously Mgmt For For Raised Funds
12 Approve Company's Capital Management Mgmt For For Planning
13 Approve Shareholder Return Plan Mgmt For For
14 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
15 Approve Daily Related Party Transactions Mgmt For For
CanSino Biologics Inc.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y1099N102 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 6185
Primary CUSIP: Y1099N102 Primary ISIN: CNE100003F01 Primary SEDOL: BJKDJS2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CanSino Biologics Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Annual Report Mgmt For For
4 Approve 2020 Financial Accounts Report Mgmt For For
5 Approve 2021 Financial Budget Mgmt For For
6 Approve 2020 Profit Distribution Plan Mgmt For For
7 Approve Unrecovered Losses Reaching One Mgmt For For Third of the Total Paid-In Capital
8 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Domestic Auditor and Internal Control Audit Agency and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration
9 Elect Zhongqi Shao as Supervisor SH For For
10 Approve Proposed Increase and/or Renewal Mgmt For For of Bank Credit Line
11 Approve Proposed Change in Use of the Net SH For For Proceeds Received from the Company's A Share Offering
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and H Shares
China Fortune Land Development Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y1507B104 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 600340
Primary CUSIP: Y1507B104 Primary ISIN: CNE000001GG8 Primary SEDOL: 6727604
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Fortune Land Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Approve Remuneration of Directors Mgmt For For
9 Approve Remuneration of Supervisor Mgmt For For
10 Approve Cancellation of Stock Option and Mgmt For For Repurchase and Cancellation of Performance Shares
China Longyuan Power Group Corporation Limited
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y1501T101 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 916
Primary CUSIP: Y1501T101 Primary ISIN: CNE100000HD4 Primary SEDOL: B4Q2TX3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Board Mgmt For For
3 Approve Independent Auditor's Report and Mgmt For For Audited Financial Statements
4 Approve Final Financial Accounts Report Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Financial Budget Plan Mgmt For For
7 Elect Tang Jian as Director Mgmt For For
8 Approve Remuneration of Directors and Mgmt For For Supervisors
9 Approve Ernst & Young as International Mgmt For For Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Longyuan Power Group Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Application for Registration and Mgmt For Against Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC
11 Approve General Mandate to Apply for Mgmt For Against Registration and Issuance of Debt Financing Instruments Overseas
12 Approve General Mandate to Carry Out Mgmt For For Financial Derivative Business
13 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
China Pacific Insurance (Group) Co. Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y1505Z103 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 2601
Primary CUSIP: Y1505Z103 Primary ISIN: CNE1000009Q7 Primary SEDOL: B2Q5H56
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Annual Reports Mgmt For For
4 Approve 2020 Financial Statements and Mgmt For For Report
5 Approve 2020 Profit Distribution Plan Mgmt For For
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor
7 Approve 2020 Due Diligence Report Mgmt For For
8 Approve 2020 Report on Performance of Mgmt For For Independent Directors
9 Approve 2021 Donations Mgmt For For
10 Approve Change of Registered Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Pacific Insurance (Group) Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Amendments to Articles of Mgmt For For Association and Authorization of the Chairman to Make Such Revisions to the Proposed Amendments
12 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
13 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
China Pacific Insurance (Group) Co. Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y1505Z103 Record Date: 05/19/2021 Meeting Type: Annual Ticker: 2601
Primary CUSIP: Y1505Z103 Primary ISIN: CNE1000009Q7 Primary SEDOL: B2Q5H56
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Annual Reports Mgmt For For
4 Approve 2020 Financial Statements and Mgmt For For Report
5 Approve 2020 Profit Distribution Plan Mgmt For For
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor
7 Approve 2020 Due Diligence Report Mgmt For For
8 Approve 2020 Report on Performance of Mgmt For For Independent Directors
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
10 Approve Change of Registered Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Pacific Insurance (Group) Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Amendments to Articles of Mgmt For For Association and Authorization of the Chairman to Make Such Revisions to the Proposed Amendments
12 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
13 Approve 2021 Donations Mgmt For For
China Resources Pharmaceutical Group Limited
Meeting Date: 05/28/2021 Country: Hong Kong Primary Security ID: Y1511B108 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 3320
Primary CUSIP: Y1511B108 Primary ISIN: HK0000311099 Primary SEDOL: BYNGG26
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Wang Chuncheng as Director Mgmt For Against
3.2 Elect Yu Zhongliang as Director Mgmt For For
3.3 Elect Hou Bo as Director Mgmt For For
3.4 Elect Qing Mei Ping Cuo as Director Mgmt For For
3.5 Elect Fu Tingmei as Director Mgmt For For
3.6 Elect Zhang Kejian as Director Mgmt For For
3.7 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Shineway Pharmaceutical Group Limited
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G2110P100 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 2877
Primary CUSIP: G2110P100 Primary ISIN: KYG2110P1000 Primary SEDOL: B045C04
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A Elect Li Huimin as Director Mgmt For For
2B Elect Chen Zhong as Director Mgmt For For
2C Elect Cheung Chun Yue Anthony as Director Mgmt For For
2D Elect Zhou Wencheng as Director Mgmt For For
2E Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share Capital Mgmt For For
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
7 Approve Final Dividend Mgmt For For
China Yurun Food Group Limited
Meeting Date: 05/28/2021 Country: Bermuda Primary Security ID: G21159101 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 1068
Primary CUSIP: G21159101 Primary ISIN: BMG211591018 Primary SEDOL: B0D01C5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For Against Reports
2 Elect Chen Jianguo as Director Mgmt For Against
3 Elect Miao Yelian as Director Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Yurun Food Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve BDO Limited as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Zhongwang Holdings Limited
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G215AT102 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 1333
Primary CUSIP: G215AT102 Primary ISIN: KYG215AT1023 Primary SEDOL: B3VZ220
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For Against Reports
2.1a Elect Lu Changqing as Director Mgmt For For
2.1b Elect Ma Qingmei as Director Mgmt For For
2.1c Elect Wong Chun Wa as Director Mgmt For For
2.2 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve BDO Limited as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
Chongqing Rural Commercial Bank Co. Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y1594G107 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 3618
Primary CUSIP: Y1594G107 Primary ISIN: CNE100000X44 Primary SEDOL: B4Q1Y57 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Chongqing Rural Commercial Bank Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Financial Final Proposal Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve 2021 Financial Budget Proposal Mgmt For For
6 Approve 2020 Annual Report Mgmt For For
7 Approve PricewaterhouseCoopers Zhong Tian Mgmt For Against LLP and PricewaterhouseCoopers as External Auditors and Fix Their Remuneration
8 Approve Issuance of Financial Bonds Mgmt For For
Colour Life Services Group Co., Limited
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G22915105 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 1778
Primary CUSIP: G22915105 Primary ISIN: KYG229151058 Primary SEDOL: BNG5KW1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Adopt Scrip Dividend Scheme Mgmt For For
4 Elect Zhu Guogang as Director Mgmt For For
5 Elect Wu Qingbin as Director Mgmt For For
6 Elect Zheng Hongyan as Director Mgmt For For
7 Elect Sun Dongni as Director Mgmt For For
8 Elect Tam Chun Hung, Anthony as Director Mgmt For For
9 Elect Xu Xinmin as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Colour Life Services Group Co., Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Elect Zhu Wuxiang as Director Mgmt For For
11 Authorize Board to Fix the Remuneration of Mgmt For For the Directors
12 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
13 Authorize Repurchase of Issued Share Capital Mgmt For For
14 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
15 Authorize Reissuance of Repurchased Shares Mgmt For Against
Comba Telecom Systems Holdings Limited
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G22972114 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 2342
Primary CUSIP: G22972114 Primary ISIN: KYG229721140 Primary SEDOL: 6651576
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Zhang Yue Jun as Director Mgmt For For
2b Elect Xu Huijun as Director Mgmt For For
2c Elect Huo Xinru as Director Mgmt For For
2d Elect Lau Siu Ki, Kevin as Director Mgmt For For
2e Elect Lin Jin Tong as Director Mgmt For For
2f Elect Ng Yi Kum as Director Mgmt For For
2g Elect Wong Lok Lam as Director Mgmt For For
2h Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Comba Telecom Systems Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y1839M109 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 1919
Primary CUSIP: Y1839M109 Primary ISIN: CNE1000002J7 Primary SEDOL: B0B8Z18
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Financial Statements and Statutory Mgmt For For Report
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Guarantees Mandate to the Company Mgmt For Against and Its Subsidiaries for the Provision of External Guarantees
6 Approve PricewaterhouseCoopers as Mgmt For For International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
COSCO SHIPPING International (Hong Kong) Co., Ltd.
Meeting Date: 05/28/2021 Country: Bermuda Primary Security ID: G8114Z101 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 517
Primary CUSIP: G8114Z101 Primary ISIN: BMG8114Z1014 Primary SEDOL: 6806280 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING International (Hong Kong) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Zhu Jianhui as Director Mgmt For For
3b Elect Ma Jianhua as Director Mgmt For For
3c Elect Tsui Yiu Wa, Alec as Director Mgmt For For
3d Elect Kwong Che Keung, Gordon as Director Mgmt For For
3e Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Authorize Repurchase of Issued Share Capital Mgmt For For
5B Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Country Garden Services Holdings Company Limited
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G2453A108 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 6098
Primary CUSIP: G2453A108 Primary ISIN: KYG2453A1085 Primary SEDOL: BDQZP48
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Xiao Hua as Director Mgmt For For
3a2 Elect Wu Bijun as Director Mgmt For For
3a3 Elect Mei Wenjue as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Country Garden Services Holdings Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Fufeng Group Limited
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G36844119 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 546
Primary CUSIP: G36844119 Primary ISIN: KYG368441195 Primary SEDOL: B1P1JS5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Li Guangyu as Director Mgmt For For
3.2 Elect Xu Zheng Hong as Director Mgmt For For
3.3 Elect Zhang Youming as Director Mgmt For For
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Genscript Biotech Corp.
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G3825B105 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 1548
Primary CUSIP: G3825B105 Primary ISIN: KYG3825B1059 Primary SEDOL: BD9Q2J2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A1 Elect Meng Jiange as Director Mgmt For For
2A2 Elect Zhu Li as Director Mgmt For For
2A3 Elect Wang Jiafen as Director Mgmt For For
2A4 Elect Pan Jiuan as Director Mgmt For For
2A5 Elect Wang Xuehai as Director Mgmt For For
2B Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
Guangzhou R&F Properties Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y2933F115 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 2777
Primary CUSIP: Y2933F115 Primary ISIN: CNE100000569 Primary SEDOL: B19H8Y8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Financial Statements Mgmt For For and Statutory Reports Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou R&F Properties Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Final Dividend Mgmt For For
5 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
6 Authorize Board to Decide on Matters Relating Mgmt For For to the Payment of Interim Dividend for the Six Months Ended June 30, 2021
RESOLUTIONS IN RELATION TO THE Mgmt ELECTION OF DIRECTORS AND AUTHORIZATION OF BOARD TO FIX THEIR REMUNERATION
7a Elect Li Sze Lim as Director and Authorize Mgmt For For Board to Fix Her Remuneration
7b Elect Zhang Li as Director and Authorize Mgmt For For Board to Fix His Remuneration
7c Elect Ng Yau Wah, Daniel as Director and Mgmt For For Authorize Board to Fix His Remuneration
8 Authorize Legal Representative(s) or Mgmt For Against Authorized Person(s) and Its Subsidiaries to Sign Composite Credit Facilities or Loan Related Agreements and Documents
9 Approve Extension of Guarantees by the Mgmt For Against Company on Behalf of Subsidiaries, Associates, Joint Ventures and Other Investee Companies
10 Approve Extension of Guarantees on Behalf of Mgmt For Against Subsidiaries, Associates and Joint Ventures in 2020
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
12 Approve Issuance of Direct Debt Financing Mgmt For Against Products and Asset Securitization Products in 2021
13 Authorize Board or Its Authorized Person(s) Mgmt For Against to Handle All Matters in Relation to the Issuance of Direct Debt Financing Products and Asset Securitization Products in 2021
14 Approve Increase in Registered Capital and Mgmt For For the Proposed Amendments to the Articles of Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guizhou Panjiang Refined Coal Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y2946P100 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 600395
Primary CUSIP: Y2946P100 Primary ISIN: CNE0000017V2 Primary SEDOL: 6345040
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve 3 Supply 1 Industry Water Supply Mgmt For For Transformation Transfer
7 Approve Remuneration of Directors Mgmt For For
8 Approve Profit Distribution Mgmt For For
9 Approve Financial Budget Report Mgmt For For
10 Approve Daily Related-Party Transactions Mgmt For For
11 Approve Signing of Financial Service Mgmt For Against Agreement and Related Party Transaction
12 Approve Investment in Construction of Mgmt For For Panjiang Xinguang Power Generation Project
13 Approve Signing of EPC Contract Mgmt For For
14 Approve Investment Plan Mgmt For For
15 Approve to Appoint Financial Auditor and Mgmt For For Internal Control Auditor
16 Approve Amendments to Articles of Mgmt For Against Association
17 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
18 Approve Company's Eligibility for Private Mgmt For Against Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
19.1 Approve Share Type and Par Value Mgmt For Against
19.2 Approve Issue Manner and Issue Time Mgmt For Against
19.3 Approve Target Subscribers and Subscription Mgmt For Against Method Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guizhou Panjiang Refined Coal Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
19.4 Approve Issue Size Mgmt For Against
19.5 Approve Amount and Use of Proceeds Mgmt For Against
19.6 Approve Pricing Reference Date, Issue Price Mgmt For Against and Pricing Basis
19.7 Approve Lock-up Period Mgmt For Against
19.8 Approve Distribution Arrangement of Mgmt For Against Undistributed Earnings
19.9 Approve Resolution Validity Period Mgmt For Against
19.10 Approve Listing Exchange Mgmt For Against
20 Approve Plan on Private Placement of Shares Mgmt For Against
21 Approve Feasibility Analysis Report on the Mgmt For Against Use of Proceeds
22 Approve No Need to Edit a Report on Previous Mgmt For Against Usage of Raised Funds
23 Approve Counter-dilution Measures in Mgmt For Against Connection to the Private Placement
24 Approve Establishment of Special Deposit Mgmt For Against Account for Raised Fund
25 Approve Shareholder Return Plan Mgmt For Against
26 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
27.1 Elect Bao Qinglin as Director SH For For
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
28.1 Elect Li Shoubing as Director Mgmt For For
Hua Xia Bank Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y37467118 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 600015
Primary CUSIP: Y37467118 Primary ISIN: CNE000001FW7 Primary SEDOL: 6683438 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hua Xia Bank Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Issuance of Tier 2 Capital Bonds Mgmt For Against
8 Approve Report on the Implementation of the Mgmt For For Related Party Transaction Management System and Related Party Transactions
APPROVE RELATED PARTY TRANSACTIONS Mgmt
9.1 Approve Related Party Transactions with Mgmt For For Shougang Group Co., Ltd.
9.2 Approve Related Party Transactions with Mgmt For For State Grid Yingda International Holdings Group Co., Ltd.
9.3 Approve Related Party Transactions with Mgmt For For People's Insurance Company of China Co., Ltd.
9.4 Approve Related Party Transactions with Mgmt For For Beijing Infrastructure Investment Co., Ltd.
9.5 Approve Related Party Transactions with Mgmt For For Huaxia Financial Leasing Co., Ltd.
10 Approve Construction of Head Office Building Mgmt For For
ELECT NON-EXECUTIVE DIRECTOR Mgmt
11.1 Elect Li Zhuyong as Director Mgmt For For
11.2 Elect Zeng Beichuan as Director Mgmt For For
12 Approve Company's Eligibility for Private SH For For Placement of Shares
APPROVE PLAN FOR PRIVATE PLACEMENT Mgmt OF NEW SHARES
13.1 Approve Share Type and Par Value SH For For
13.2 Approve Issue Manner SH For For
13.3 Approve Amount and Use of Proceeds SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hua Xia Bank Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13.4 Approve Target Subscribers and Subscription SH For For Method
13.5 Approve Pricing Reference Date, Issue Price SH For For and Pricing Basis
13.6 Approve Issue Size SH For For
13.7 Approve Lock-up Period SH For For
13.8 Approve Listing Exchange SH For For
13.9 Approve Distribution Arrangement of SH For For Undistributed Earnings
13.10 Approve Resolution Validity Period SH For For
14 Approve Private Placement of Shares SH For For
15 Approve Report on the Usage of Previously SH For For Raised Funds
16 Approve Feasibility Analysis Report on the SH For For Use of Proceeds
17 Amend Articles of Association SH For For
18 Approve Impact of Dilution of Current Returns SH For For on Major Financial Indicators and the Relevant Measures to be Taken
19 Approve Authorization of Board to Handle All SH For For Related Matters
20 Approve Shareholder Return Plan SH For For
21 Approve Capital Planning SH For For
Huadian Power International Corporation Limited
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y3738Y101 Record Date: 05/21/2021 Meeting Type: Special Ticker: 1071
Primary CUSIP: Y3738Y101 Primary ISIN: CNE1000003D8 Primary SEDOL: 6142780
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Acquisition of Assets by Issuance of Mgmt For For Ordinary Shares and Convertible Bonds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huadian Power International Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt ACQUISITION OF ASSETS BY ISSUANCE OF ORDINARY SHARES AND CONVERTIBLE BONDS
RESOLUTIONS IN RELATION TO THE Mgmt OVERALL PLAN OF THE TRANSACTIONS
2.1 Approve Target of the Transactions Mgmt For For
2.2 Approve Pricing Method of the Target of the Mgmt For For Transactions
2.3 Payment of the Consideration for the Target Mgmt For For Assets of the Transactions
2.4 Approve Profit or Loss during the Transition Mgmt For For Period and Arrangement for Accumulated Undistributed Profit
RESOLUTIONS IN RELATION TO THE Mgmt ACQUISITION OF ASSETS BY ISSUANCE OF ORDINARY SHARES
2.5 Approve Type, Nominal Value and Listing Mgmt For For Place of the Ordinary Shares to be Issued
2.6 Approve Target Subscriber of the Issuance of Mgmt For For Ordinary Shares
2.7 Approve Pricing Benchmark Date and Issue Mgmt For For Price
2.8 Approve Number of Shares to be Issued Mgmt For For
2.9 Approve Lock-up Period Arrangement of Mgmt For For Ordinary Shares
RESOLUTIONS IN RELATION TO THE Mgmt ACQUISITION OF ASSETS BY ISSUANCE OF CONVERTIBLE BONDS
2.10 Approve Subject and Type of Convertible Mgmt For For Bonds to be Issued
2.11 Approve Target Subscriber of the Issuance of Mgmt For For Convertible Bonds
2.12 Approve Par Value Mgmt For For
2.13 Approve Number of Convertible Bonds to be Mgmt For For Issued
2.14 Approve Term of Convertible Bonds Mgmt For For
2.15 Approve Conversion Period Mgmt For For
2.16 Approve Lock-up Period Arrangement of Mgmt For For Convertible Bonds
2.17 Approve Number of Conversion Shares Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huadian Power International Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.18 Approve Conversion Price and Adjustment Mgmt For For Mechanism
2.19 Approve Interest Rate of the Convertible Mgmt For For Bonds and Calculation of Interest
2.20 Approve Redemption upon Maturity of the Mgmt For For Convertible Bonds
2.21 Approve Mandatory Conversion Mgmt For For
2.22 Approve Source of Conversion Shares Mgmt For For
3 Approve Equity Acquisition Agreements Mgmt For For between the Company and the Transferors
4 Approve Equity Acquisition Supplemental Mgmt For For Agreements between the Company and the Transferors
5 Approve Acquisition of Assets by Issuance of Mgmt For For Ordinary Shares and Convertible Bonds Does Not Constitute Related-Party Transactions
6 Approve Statement of Completeness and Mgmt For For Compliance of Statutory Procedures Performed and the Validity of the Submission of Legal Documents Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds
7 Approve Compliance of the Acquisition of Mgmt For For Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 4 of the "Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies"
8 Approve Compliance of the Acquisition of Mgmt For For Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 11 of the "Administrative Measures for the Major Asset Restructuring of Listed Companies"
9 Approve Compliance of the Acquisition of Mgmt For For Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 43 of the "Administrative Measures for the Major Asset Restructuring of Listed Companies"
10 Approve Acquisition of Assets by Issuance of Mgmt For For Ordinary Shares and Convertible Bonds Does Not Constitute A Major Asset Restructuring and Restructuring for Listing
11 Approve Share Price Fluctuation Not Reaching Mgmt For For the Relevant Benchmark under Article 5 of the "Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties" Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huadian Power International Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve "Report on the Acquisition of Assets Mgmt For For by Issuance of Ordinary Shares and Convertible Bonds (Draft)" and Its Summary
13 Approve Independence of the Valuer, Mgmt For For Reasonableness of Valuation Assumptions, Relevance Between Valuation Methods And Valuation Purpose, and Fairness of Pricing of the Valuation
14 Approve Relevant Audit Reports, Pro Forma Mgmt For For Review Report and Assets Valuation Reports Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds
15 Approve Remedial Measures and Relevant Mgmt For For Undertakings in Respect of Dilution on Returns for the Current Period Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds
16 Authorize Board to Deal with Matters Relating Mgmt For For to the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds
17 Approve Rules for the Holders' Meetings of A Mgmt For For Share Convertible Corporate Bonds through Non-Public Issuance
18 Approve Shareholders' Return Plan Mgmt For For
Humanwell Healthcare (Group) Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y9716L102 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 600079
Primary CUSIP: Y9716L102 Primary ISIN: CNE000000QW6 Primary SEDOL: 6000190
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Report
5 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Humanwell Healthcare (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Appointment of Auditor Mgmt For For
7 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Remuneration of Directors, Senior Mgmt For For Management Members
10 Approve Allowance of Supervisors Mgmt For For
11 Elect Zhou Rui as Independent Director Mgmt For For
12 Approve Provision of Guarantee for Subsidiary Mgmt For For
13 Approve Provision of Related Guarantee for Mgmt For For Subsidiary
Inner Mongolia First Machinery Group Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y07048104 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 600967
Primary CUSIP: Y07048104 Primary ISIN: CNE000001HP7 Primary SEDOL: B0148Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Financial Budget Report Mgmt For For
8 Approve Use of Idle Own Funds to Purchase Mgmt For For of Financial Products
9 Approve Use of Idle Own Funds to Jointly Mgmt For For Invest in Financial Products
10 Approve Daily Related Party Transactions Mgmt For Against
11 Approve Provision of Guarantee Mgmt For For
12 Approve Application of Bank Credit Lines Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Inner Mongolia First Machinery Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Extension of Raised Funds Project Mgmt For For and Use Remaining Raised Funds to Replenish Working Capital
14 Approve Amendments to Articles of Mgmt For For Association
JA Solar Technology Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y7163W100 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 002459
Primary CUSIP: Y7163W100 Primary ISIN: CNE100000SD1 Primary SEDOL: B65BYW9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in Registered Capital Mgmt For For
2 Amend Article of Association Mgmt For For
3 Approve Investment and Construction of Mgmt For For Baotou Phase III 20GW Lajing and 20GW Slicing Project
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For
6 Approve Financial Statements Mgmt For For
7 Approve Profit Distribution Mgmt For For
8 Approve Annual Report and Summary Mgmt For For
APPROVE CANCELLATION OF STOCK Mgmt OPTIONS AS WELL AS REPURCHASE AND CANCELLATION OF PERFORMANCE SHARES
9.1 Approve Cancellation of 103,900 Stock SH For For Options as well as Repurchase and Cancellation of 12,000 Performance Shares
9.2 Approve Cancellation of 100,300 Stock SH For For Options as well as Repurchase and Cancellation of 4,900 Performance Shares
10 Approve Related Party Transaction on Major Mgmt For For Purchase Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
JS Global Lifestyle Co. Ltd.
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G2S85A104 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 1691
Primary CUSIP: G2S85A104 Primary ISIN: KYG2S85A1045 Primary SEDOL: BKL9QV8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Wang Xuning as Director Mgmt For For
2b Elect Han Run as Director Mgmt For For
2c Elect Huang Shuling as Director Mgmt For For
2d Elect Hui Chi Kin Max as Director Mgmt For For
2e Elect Stassi Anastas Anastassov as Director Mgmt For For
2f Elect Mao Wei as Director Mgmt For For
2g Elect Wong Tin Yau Kelvin as Director Mgmt For For
2h Elect Timothy Roberts Warner as Director Mgmt For For
2i Elect Yang Xianxiang as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
8 Approve Final Dividend Mgmt For For
9 Approve Share Purchase Agreement and Mgmt For For Related Transactions
JS Global Lifestyle Co. Ltd.
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G2S85A104 Record Date: 05/24/2021 Meeting Type: Special Ticker: 1691
Primary CUSIP: G2S85A104 Primary ISIN: KYG2S85A1045 Primary SEDOL: BKL9QV8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
JS Global Lifestyle Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Adopt Subsidiary Option Scheme and Related Mgmt For Against Transactions
2 Approve Grant of Share Options to Han Run Mgmt For Against and Related Transactions
3 Approve Grant of Share Options to Yang Mgmt For Against Ningning and Related Transactions
4 Authorize Board to Deal with All Matters in Mgmt For Against Relation to the Subsidiary Option Scheme
Kuaishou Technology
Meeting Date: 05/28/2021 Country: China Primary Security ID: G53263102 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 1024
Primary CUSIP: G53263102 Primary ISIN: KYG532631028 Primary SEDOL: BLC90T0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Su Hua as Director Mgmt For For
3 Elect Cheng Yixiao as Director Mgmt For For
4 Elect Zhang Fei as Director Mgmt For For
5 Authorize Board to Fix Remuneration of Mgmt For For Directors
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
9 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
LifeTech Scientific Corporation
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G54872117 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 1302
Primary CUSIP: G54872117 Primary ISIN: KYG548721177 Primary SEDOL: BV9FKS0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Elect Xie Yuehui as Director Mgmt For For
2.2 Elect Liu Jianxiong as Director Mgmt For For
2.3 Elect Jiang Feng as Director Mgmt For For
2.4 Elect Wang Wansong as Director Mgmt For For
2.5 Elect Zhou Luming as Director Mgmt For Against
2.6 Elect Liang Hsien Tse Joseph as Director Mgmt For For
2.7 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
New Hope Liuhe Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y7933V101 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 000876
Primary CUSIP: Y7933V101 Primary ISIN: CNE000000VB0 Primary SEDOL: 6037596
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
New Hope Liuhe Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Profit Distribution Mgmt For For
5 Approve to Appoint Financial Auditor Mgmt For For
6 Approve Provision of Guarantee Mgmt For Against
7 Approve Provision of Financing Guarantee Mgmt For Against
8 Approve Signing of Related Transaction Mgmt For For Framework Agreement and Estimated Related Party Transaction
9 Approve Amendments to Articles of Mgmt For For Association
10 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
11 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
12 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Supervisors
13 Approve Termination of Draft of Performance SH For For Shares Incentive Plan
Oriental Pearl Group Co. Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y0875J103 Record Date: 05/25/2021 Meeting Type: Annual Ticker: 600637
Primary CUSIP: Y0875J103 Primary ISIN: CNE0000004Z1 Primary SEDOL: 6801382
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Financial Budget Report Mgmt For For
7 Approve Related Party Transaction Mgmt For For
8 Approve to Appoint Auditors and to Fix Their Mgmt For For Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Oriental Pearl Group Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Use of Idle Own Funds for Cash Mgmt For Against Management
10 Approve External Guarantee Plan Mgmt For For
11 Approve Financial Services Agreement Mgmt For Against
12 Approve Remuneration of Directors Mgmt For For
13 Elect Wang Zhiping as Supervisor SH For For
14 Approve Remuneration of Supervisors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
15.1 Elect Song Jiongming as Director SH For For
15.2 Elect Wang Leiqing as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
16.1 Elect Su Xijia as Director Mgmt For For
16.2 Elect Chen Qingyang as Director Mgmt For For
Pharmaron Beijing Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y989K6119 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 3759
Primary CUSIP: Y989K6119 Primary ISIN: CNE100003PG4 Primary SEDOL: BK72QD3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Annual Report and Annual Results Mgmt For For Announcement
6 Approve Remuneration of the Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Pharmaron Beijing Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Remuneration of the Supervisors Mgmt For For
8 Approve Ernst & Young Hua Ming (LLP) as Mgmt For For Domestic Auditors and Authorize Board to Fix Their Remuneration
9 Approve Ernst & Young as International Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
10 Approve Guarantees Quota Mgmt For For
11 Approve Foreign Exchange Hedging Quota Mgmt For For
12 Approve Repurchase and Cancellation of Part Mgmt For For of the Restricted A Shares Granted Under the A Share Incentive Scheme
13 Approve Reduction of Registered Capital Mgmt For For
14 Amend Articles of Association Mgmt For For
15 Approve Authorization for Registration of the Mgmt For For Reduction in Registered Capital and Amendments to the Articles of Association
16 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and/or H Shares
Pharmaron Beijing Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y989K6119 Record Date: 05/24/2021 Meeting Type: Special Ticker: 3759
Primary CUSIP: Y989K6119 Primary ISIN: CNE100003PG4 Primary SEDOL: BK72QD3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Repurchase and Cancellation of Part Mgmt For For of the Restricted A Shares Granted Under the A Share Incentive Scheme
2 Approve Reduction of Registered Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Poly Property Group Co., Limited
Meeting Date: 05/28/2021 Country: Hong Kong Primary Security ID: Y7064G105 Record Date: Meeting Type: Annual Ticker: 119
Primary CUSIP: Y7064G105 Primary ISIN: HK0119000674 Primary SEDOL: 6220987
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Zhu Weirong as Director Mgmt For For
3B Elect Ip Chun Chung, Robert as Director Mgmt For For
3C Elect Choy Shu Kwan as Director Mgmt
3D Authorize Board to Fix Remuneration of Mgmt For For Directors
3E Elect Fung Chi Kin as Director Mgmt For For
4 Approve BDO Limited as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Poly Property Services Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y6S9JU104 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 6049
Primary CUSIP: Y6S9JU104 Primary ISIN: CNE100003PV3 Primary SEDOL: BHR0FS4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Consolidated Financial Mgmt For For Statements
4 Approve Annual Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Poly Property Services Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Profit Distribution Plan Mgmt For For
6 Approve BDO Limited as Overseas Auditor Mgmt For For and BDO China Shu Lun Pan Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Approve Change in Business Scope and Mgmt For For Amend Articles of Association
Poly Property Services Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y6S9JU104 Record Date: 05/24/2021 Meeting Type: Special Ticker: 6049
Primary CUSIP: Y6S9JU104 Primary ISIN: CNE100003PV3 Primary SEDOL: BHR0FS4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2021 Property Leasing Agreements Mgmt For For and Related Transactions
2 Approve Ratification Matter Mgmt For For
RESOLUTIONS IN RELATION TO THE TERMS Mgmt OF THE 2021-2023 NON-EXEMPT FRAMEWORK AGREEMENTS
3.1 Approve Terms of the 2021-2023 Property Mgmt For For Management Services Framework Agreements, Annual Cap and Related Transactions
3.2 Approve Terms of the 2021-2023 Pre-Delivery Mgmt For For Services Framework Agreement, Annual Cap and Related Transactions
3.3 Approve Terms of the 2021-2023 Other Mgmt For For Value-Added Services Framework Agreement, Annual Cap and Related Transactions
Shenwan Hongyuan Group Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y774B4110 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 6806
Primary CUSIP: Y774B4110 Primary ISIN: CNE100003K53 Primary SEDOL: BK6NTS3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenwan Hongyuan Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Annual Financial Report Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve 2020 Annual Report Mgmt For For
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
6.1 Approve Ordinary Related Party Transactions Mgmt For For with China Jianyin Investment Ltd. and ItsSubsidiaries
6.2 Approve Ordinary Related Party Transactions Mgmt For For with Other Related Parties
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and/or H Shares
8 Approve Shareholders' Return Plan for the Mgmt For For Next Three Years (2021-2023)
9 Approve Provision of Guarantee for Hongyuan Mgmt For For Hengli (Shanghai) Industrial Co., Ltd.
10 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors, Respectively and Authorize Board to Fix Their Remuneration
11 Approve Amendments to Articles of Mgmt For Against Association
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
13 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
14 Amend Plan of Granting Authorization by the Mgmt For For General Meeting to the Board of Directors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
15.1 Elect Chu Xiaoming as Director SH For For
15.2 Elect Yang Wenqing as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenwan Hongyuan Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
15.3 Elect Huang Hao as Director SH For For
15.4 Elect Ge Rongrong as Director SH For For
15.5 Elect Ren Xiaotao as Director SH For For
15.6 Elect Zhang Yigang as Director SH For For
15.7 Elect Zhu Zhilong as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
16.1 Elect Yeung Siuman Shirley as Director SH For For
16.2 Elect Wu Changqi as Director SH For For
16.3 Elect Chen Hanwen as Director SH For For
16.4 Elect Zhao Lei as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
17.1 Elect Xu Yiyang as Supervisor SH For For
17.2 Elect Chen Yan as Supervisor SH For For
17.3 Elect Jiang Yang as Supervisor Mgmt For For
Shenzhou International Group Holdings Limited
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G8087W101 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 2313
Primary CUSIP: G8087W101 Primary ISIN: KYG8087W1015 Primary SEDOL: B0MP1B0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Huang Guanlin as Director Mgmt For For
4 Elect Ma Renhe as Director Mgmt For For
5 Elect Zhang Bingsheng as Director Mgmt For For
6 Elect Liu Chunhong as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhou International Group Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Elect Liu Xinggao as Director Mgmt For For
8 Authorize Board to Fix Remuneration of Mgmt For For Directors
9 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
11 Authorize Repurchase of Issued Share Capital Mgmt For For
12 Authorize Reissuance of Repurchased Shares Mgmt For Against
STO Express Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y988B5105 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 002468
Primary CUSIP: Y988B5105 Primary ISIN: CNE100000T99 Primary SEDOL: B55ZBQ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Remuneration of Directors Mgmt For For
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Use of Idle Funds to Invest in Mgmt For Against Financial Products
Suning.com Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y82211106 Record Date: 05/21/2021 Meeting Type: Special Ticker: 002024
Primary CUSIP: Y82211106 Primary ISIN: CNE000001KF2 Primary SEDOL: B01Y312 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suning.com Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in Usage of Raised Funds Mgmt For For
Transfar Zhilian Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y98924106 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 002010
Primary CUSIP: Y98924106 Primary ISIN: CNE000001JS7 Primary SEDOL: B01NVB5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
7 Approve Daily Related-party Transactions Mgmt For For
8 Approve Application of Credit Lines Mgmt For Against
9 Approve Provision of Guarantee Mgmt For Against
10 Approve to Appoint Auditor Mgmt For For
11 Approve Signing of Financial Service Mgmt For Against Agreement and Related Party Transaction
12 Approve Shareholder Return Plan Mgmt For For
13 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
14 Approve Decrease in Registered Capital and Mgmt For For Amend Articles of Association
15 Approve Adjustment of Remuneration of Mgmt For For Independent Directors
16 Approve Issuance of Medium-term Notes Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Transfar Zhilian Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
17 Approve Adjustment of Performance SH For For Commitments and Signing of Supplementary Agreement
Tsingtao Brewery Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y8997D102 Record Date: 04/28/2021 Meeting Type: Special Ticker: 168
Primary CUSIP: Y8997D102 Primary ISIN: CNE1000004K1 Primary SEDOL: 6905808
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Elect Guo Xiu Zhang as Supervisor Mgmt For For
Tsingtao Brewery Company Limited
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y8997D102 Record Date: 04/27/2021 Meeting Type: Special Ticker: 168
Primary CUSIP: Y8997D102 Primary ISIN: CNE1000004K1 Primary SEDOL: 6905808
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Elect Guo Xiu Zhang as Supervisor Mgmt For For
Wangfujing Group Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y0775J104 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 600859
Primary CUSIP: Y0775J104 Primary ISIN: CNE000000GQ9 Primary SEDOL: 6091172 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wangfujing Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution and Dividend Mgmt For For Payout Plan
5 Approve Annual Report and Summary Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Merger by Absorption as well as Mgmt For For Raising Supporting Funds Complies with Relevant Laws and Regulation
APPROVE MERGER BY ABSORPTION AS WELL Mgmt AS RAISING SUPPORTING FUNDS AND RELATED PARTY TRANSACTION
8.1 Approve Brief Introduction Mgmt For For
APPROVE SHARE SWAP AND MERGER BY Mgmt ABSORPTION
8.2 Approve Transaction Parties Mgmt For For
8.3 Approve Issue Type and Par Value Mgmt For For
8.4 Approve Share Swap Target and Merger Mgmt For For Implementation Share Record Date
8.5 Approve Conversion Price and Conversion Mgmt For For Ratio
8.6 Approve Issue Size Mgmt For For
8.7 Approve Listing Exchange Mgmt For For
8.8 Approve Lock-up Period Mgmt For For
8.9 Approve Handling of Limited Rights of Shares Mgmt For For
8.10 Approve Wangfujing's Dissenting Mgmt For For Shareholders' Benefit Protection Mechanism
8.11 Approve Interests Protection Mechanism of Mgmt For For the Dissident Shareholders of Shoushang Co., Ltd.
8.12 Approve Disposal of Creditor's Rights Mgmt For For
8.13 Approve Arrangement of Transitional Period Mgmt For For
8.14 Approve Arrangements for Transfer or Mgmt For For Delivery of Related Assets Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wangfujing Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.15 Approve Staff Placement Mgmt For For
8.16 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
APPROVE RAISING SUPPORTING FUNDS Mgmt ARRANGEMENTS
8.17 Approve Amount of Raised Funds Mgmt For For
8.18 Approve Share Type and Par Value Mgmt For For
8.19 Approve Target Subscribers and Issue Manner Mgmt For For
8.20 Approve Pricing Basis and Issue Price Mgmt For For
8.21 Approve Issue Size Mgmt For For
8.22 Approve Listing Exchange Mgmt For For
8.23 Approve Lock-up Period Mgmt For For
8.24 Approve Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
8.25 Approve Use of Proceeds of Raised Funds Mgmt For For Arrangement
8.26 Approve Resolution Validity Period Mgmt For For
9 Approve Signing of Share Swap and Merger Mgmt For For Agreement
10 Approve Signing of Shares Subscription Mgmt For For Agreement
11 Approve Draft and Summary of Report on Mgmt For For Merger by Absorption as well as Raising Supporting Funds
12 Approve Transaction Constitute as Major Mgmt For For Asset Restructuring
13 Approve Transaction Constitute as Mgmt For For Related-Party Transaction
14 Approve Relevant Preparation Review Report Mgmt For For
15 Approve Valuation Report Related to this Mgmt For For Transaction
16 Approve Independence of Appraiser, the Mgmt For For Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
17 Approve Transaction Complies with Article 11 Mgmt For For and 43 of the Administrative Measures for the Material Asset Restructuring of Listed Companies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wangfujing Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
18 Approve Transaction Complies with Article IV Mgmt For For of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies
19 Approve Transaction Does Not Comply with Mgmt For For Article 13 of the Administrative Measures for the Material Asset Restructuring of Listed Companies
20 Approve Stock Price Volatility Does Not Mgmt For For Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
21 Approve Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
22 Approve Relevant Entities Does Not Mgmt For For Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over
23 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
24 Approve Report on the Usage of Previously Mgmt For For Raised Funds
25 Approve Whitewash Waiver and Related Mgmt For Against Transactions
26 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
Xinyi Glass Holdings Ltd.
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G9828G108 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 868
Primary CUSIP: G9828G108 Primary ISIN: KYG9828G1082 Primary SEDOL: B05NXN7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xinyi Glass Holdings Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3A1 Elect Tung Ching Bor as Director Mgmt For For
3A2 Elect Sze Nang Sze as Director Mgmt For For
3A3 Elect Ng Ngan Ho as Director Mgmt For For
3A4 Elect Wong Ying Wai as Director Mgmt For For
3A5 Elect Tran Chuen Wah, John as Director Mgmt For For
3B Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
5A Authorize Repurchase of Issued Share Capital Mgmt For For
5B Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Xinyi Solar Holdings Limited
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G9829N102 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 968
Primary CUSIP: G9829N102 Primary ISIN: KYG9829N1025 Primary SEDOL: BGQYNN1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A1 Elect Chen Xi as Director Mgmt For For
3A2 Elect Lee Shing Put as Director Mgmt For For
3A3 Elect Cheng Kwok Kin, Paul as Director Mgmt For For
3B Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xinyi Solar Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5B Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Yum China Holdings, Inc.
Meeting Date: 05/28/2021 Country: USA Primary Security ID: 98850P109 Record Date: 03/29/2021 Meeting Type: Annual Ticker: YUMC
Primary CUSIP: 98850P109 Primary ISIN: US98850P1093 Primary SEDOL: BYW4289
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1a Elect Director Fred Hu Mgmt For For
1b Elect Director Joey Wat Mgmt For For
1c Elect Director Peter A. Bassi Mgmt For For
1d Elect Director Edouard Ettedgui Mgmt For For
1e Elect Director Cyril Han Mgmt For For
1f Elect Director Louis T. Hsieh Mgmt For For
1g Elect Director Ruby Lu Mgmt For For
1h Elect Director Zili Shao Mgmt For For
1i Elect Director William Wang Mgmt For For
1j Elect Director Min (Jenny) Zhang Mgmt For For
2 Ratify KPMG Huazhen LLP as Auditor Mgmt For For
3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation
4 Provide Right to Call Special Meeting Mgmt For For
Yuzhou Properties Company Limited
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G9884T101 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 1628
Primary CUSIP: G9884T101 Primary ISIN: KYG9884T1013 Primary SEDOL: B51QBN1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yuzhou Properties Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Lam Lung On as Director Mgmt For For
3b Elect Wee Henny Soon Chiang as Director Mgmt For For
3c Elect Zhai Pu as Director Mgmt For For
3d Elect Xie Mei as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Repurchase of Issued Share Capital Mgmt For For
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
Zall Smart Commerce Group Ltd.
Meeting Date: 05/28/2021 Country: Cayman Islands Primary Security ID: G9888C112 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 2098
Primary CUSIP: G9888C112 Primary ISIN: KYG9888C1125 Primary SEDOL: BYZTNN3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Wu Ying as Director Mgmt For For
2b Elect Cheung Ka Fai as Director Mgmt For For
2c Elect Zhu Zhengfu as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve KPMG as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zall Smart Commerce Group Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
8 Adopt New Share Option Scheme Mgmt For Against
Zijin Mining Group Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y9892H107 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 2899
Primary CUSIP: Y9892H107 Primary ISIN: CNE100000502 Primary SEDOL: 6725299
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association Mgmt For For
2 Approve Issuance of Debt Financing Mgmt For Against Instruments
3 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and/or H Shares
4 Approve Arrangement of Guarantees to Mgmt For Against Company's Subsidiaries, Associates and Other Party
5 Approve Report of the Board of Directors Mgmt For For
6 Approve Report of the Independent Directors Mgmt For For
7 Approve Report of the Supervisory Committee Mgmt For For
8 Approve Financial Report Mgmt For For
9 Approve Annual Report and Its Summary Mgmt For For Report
10 Approve Profit Distribution Proposal Mgmt For For
11 Approve Remuneration of Executive Directors Mgmt For For and Chairman of Supervisory Committee
12 Approve Ernst & Young Hua Ming LLP as Mgmt For For Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zijin Mining Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y9895V103 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 1157
Primary CUSIP: Y9895V103 Primary ISIN: CNE100000X85 Primary SEDOL: B544N70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Board Mgmt For For
3 Approve Report of Settlement Accounts Mgmt For For
4 Approve Full Text and Summary of the Annual Mgmt For For Report of A Shares
5 Approve Annual Report of H Shares Mgmt For For
6 Approve Profit Distribution Plan and Mgmt For For Declaration and Distribution of Final Dividend
7 Approve Provisions for Asset Impairment Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt RE-APPOINTMENT OF AUDITORS
8.1 Approve Baker Tilly China Certified Public Mgmt For For Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor
8.2 Approve KPMG as International Auditor Mgmt For For
8.3 Authorize Audit Committee of the Board to Mgmt For For Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Application to Financial Institutions Mgmt For Against for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available
10 Approve Authorization to Zoomlion Industrial Mgmt For Against Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements
11 Approve Authorization to Zoomlion Mgmt For Against Agricultural Machinery to Engage in Business with Downstream Customers, Provide External Guarantees and Authorize the Management of Zoomlion Agricultural Machinery to Execute the Relevant Cooperation Agreements
12 Approve Provision of Guarantees in Favour of Mgmt For Against 46 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties
13 Approve Carrying Out of Low Risk Mgmt For Against Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements
14 Approve Investment in Financial Derivatives Mgmt For For and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements
15 Approve Authorization to Hunan Zhicheng Mgmt For Against Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees
16 Approve Registration of Asset-Backed Mgmt For Against Securities Products, Undertaking of Obligations to Top Up the Shortfall, Provision of Guarantee by the Company in Favour of Zoomlion Finance and Leasing (China) and Related Transactions
17 Approve Registration of Supply Chain Mgmt For Against Asset-Backed Securities Products by Zoomlion Business Factoring (China) Co., Ltd., Issue of Necessary Documents by the Company as Joint Debtor and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt DISPOSAL OF EQUITY INTEREST IN ZOOMLION FINANCE AND LEASING (BEIJING) CO., LTD. (THE "TARGET COMPANY"), A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, WHICH IS A RELATED PARTY TRANSACTION
18.1 Approve Disposal of Equity Interest in the Mgmt For For Target Company, which is a Related Party Transaction
18.2 Approve Continuing Provision of Guarantees Mgmt For Against in Favour of the Target Company after Completion of the Transaction
19 Approve Continuing Development by the Mgmt For Against Company of Its Mortgage-Funded Sales Business and Finance Leasing and Sales Business, Establish Buyer's Credit and Sales Business and Provide Buy-Back Guarantees
20 Approve Registration of Debt Financing Mgmt For Against Instruments and Related Transactions
21 Approve Issue of Medium-Term Notes and Mgmt For Against Related Transactions
22 Approve Compliance with the Conditions for Mgmt For Against the Issue of Bonds
23 Approve Issue of Bonds by Way of Public Mgmt For Against Offering
24 Authorize Board to Deal with All Matters in Mgmt For Against Connection with the Bond Issue
25 Amend Articles of Association Mgmt For For
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Meeting Date: 05/28/2021 Country: China Primary Security ID: Y9895V103 Record Date: 05/24/2021 Meeting Type: Special Ticker: 1157
Primary CUSIP: Y9895V103 Primary ISIN: CNE100000X85 Primary SEDOL: B544N70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Tourism Group Duty Free Corp. Ltd.
Meeting Date: 05/31/2021 Country: China Primary Security ID: Y149A3100 Record Date: 05/24/2021 Meeting Type: Special Ticker: 601888
Primary CUSIP: Y149A3100 Primary ISIN: CNE100000G29 Primary SEDOL: B42G7J1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of H Class Shares and Mgmt For For Listing in Hong Kong Stock Exchange
APPROVE PLAN ON ISSUANCE OF H CLASS Mgmt SHARES AND LISTING IN HONG KONG STOCK EXCHANGE
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Time Mgmt For For
2.3 Approve Issue Manner Mgmt For For
2.4 Approve Issue Size Mgmt For For
2.5 Approve Manner of Pricing Mgmt For For
2.6 Approve Target Subscribers Mgmt For For
2.7 Approve Principles of Offering Mgmt For For
3 Approve Plan on Usage of Raised Funds Mgmt For For
4 Approve Distribution Arrangement of Mgmt For For Cumulative Earnings
5 Approve Resolution Validity Period Mgmt For For
6 Approve Authorization of Board to Handle All Mgmt For For Related Matters
7 Elect Ge Ming as Independent Director Mgmt For For
8 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
9 Amend Articles of Association Mgmt For For
10 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
11 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
13 Amend Rules and Procedure of the Audit Mgmt For For Committee of Board of Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Tourism Group Duty Free Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14 Amend Rules and Procedure of the Mgmt For For Nomination Committee of Board of Directors
15 Amend Rules and Procedure of the Mgmt For For Remuneration and Appraisal Committee of Board of Directors
16 Amend Rules and Procedure of the Strategy Mgmt For For Committee of Board of Directors
China Yangtze Power Co., Ltd.
Meeting Date: 05/31/2021 Country: China Primary Security ID: Y1516Q142 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 600900
Primary CUSIP: Y1516Q142 Primary ISIN: CNE000001G87 Primary SEDOL: 6711630
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Appointment of Financial Auditor Mgmt For For
6 Approve Appointment of Internal Control Mgmt For For Auditor
7 Approve Short-term Fixed Income Investment Mgmt For Against
8 Approve Signing of Financial Service Mgmt For For Framework Agreement
9 Approve Changes in Registered Capital and Mgmt For For Amend Articles of Association
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
10.1 Elect Wang Shiping as Director SH For For
10.2 Elect Su Jingsong as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
11.1 Elect Zeng Yi as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Eastern Shenghong Co., Ltd.
Meeting Date: 05/31/2021 Country: China Primary Security ID: Y9717R108 Record Date: 05/26/2021 Meeting Type: Special Ticker: 000301
Primary CUSIP: Y9717R108 Primary ISIN: CNE0000012K6 Primary SEDOL: 6246336
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Investment and Construction of Mgmt For For POSM and Polyol Projects
Minth Group Limited
Meeting Date: 05/31/2021 Country: Cayman Islands Primary Security ID: G6145U109 Record Date: 05/25/2021 Meeting Type: Annual Ticker: 425
Primary CUSIP: G6145U109 Primary ISIN: KYG6145U1094 Primary SEDOL: B0RJCG9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Wang Ching as Director and Approve Mgmt For For Continuous Appointment as Independent Non-Executive Director
4 Elect Wu Tak Lung as Director Mgmt For For
5 Elect Chen Quan Shi as Director Mgmt For For
6 Approve and Confirm the Terms of Mgmt For For Appointment, Including Remuneration, for Wang Ching
7 Approve and Confirm the Terms of Mgmt For For Appointment, Including Remuneration, for Wu Tak Lung
8 Approve and Confirm the Terms of Mgmt For For Appointment, Including Remuneration, for Chen Quan Shi
9 Authorize Board to Fix Remuneration of Mgmt For For Directors
10 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Minth Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
12 Authorize Repurchase of Issued Share Capital Mgmt For For
13 Authorize Reissuance of Repurchased Shares Mgmt For Against
Shanghai Mechanical & Electrical Industry Co., Ltd.
Meeting Date: 05/31/2021 Country: China Primary Security ID: Y7691T108 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 900925
Primary CUSIP: Y7691T108 Primary ISIN: CNE000000G39 Primary SEDOL: 6797436
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Zhang Mingjie as Director Mgmt For For
7.2 Elect Wan Zhongpei as Director Mgmt For For
7.3 Elect Wang Xiaodi as Director Mgmt For For
7.4 Elect Fu Haiying as Director Mgmt For For
7.5 Elect Chen Jiaming as Director Mgmt For For
7.6 Elect Ma Xing as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Gui Shuifa as Director Mgmt For For
8.2 Elect Li Zhiqiang as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Mechanical & Electrical Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.3 Elect Xue Shuang as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
9.1 Elect Li Min as Supervisor Mgmt For For
9.2 Elect Ding Weigang as Supervisor Mgmt For For
Shenzhen YUTO Packaging Technology Co., Ltd.
Meeting Date: 05/31/2021 Country: China Primary Security ID: Y7T460102 Record Date: 05/25/2021 Meeting Type: Annual Ticker: 002831
Primary CUSIP: Y7T460102 Primary ISIN: CNE100002H00 Primary SEDOL: BYN0LB2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Annual Report and Summary Mgmt For For
3 Approve Report of the Board of Directors Mgmt For For
4 Approve Report of the Board of Supervisors Mgmt For For
5 Approve Report of the Board of Independent Mgmt For For Directors
6 Approve Internal Control Self-evaluation Mgmt For For Report
7 Approve Profit Distribution Mgmt For For
8 Approve Credit Line and Adjustment of Mgmt For For Guarantee
9 Approve Development of Asset Pooling Mgmt For For Business
10 Approve Appointment of Auditor Mgmt For For
11 Approve Change in the Usage of Repurchase Mgmt For For Shares and Cancellation
12 Approve Shareholder Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinolink Securities Co., Ltd.
Meeting Date: 05/31/2021 Country: China Primary Security ID: Y8004P106 Record Date: 05/24/2021 Meeting Type: Special Ticker: 600109
Primary CUSIP: Y8004P106 Primary ISIN: CNE000000SV4 Primary SEDOL: 6093048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Jiang Wenguo as Non-Independent SH For For Director
2 Elect Jin Peng as Supervisor SH For For
Tianjin Zhonghuan Semiconductor Co., Ltd.
Meeting Date: 05/31/2021 Country: China Primary Security ID: Y88171106 Record Date: 05/26/2021 Meeting Type: Special Ticker: 002129
Primary CUSIP: Y88171106 Primary ISIN: CNE1000000B8 Primary SEDOL: B1VKWZ4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Issue Manner and Issue Price Mgmt For For
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Amount and Use of Proceeds Mgmt For For
2.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.9 Approve Listing Exchange Mgmt For For
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tianjin Zhonghuan Semiconductor Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Tongcheng-Elong Holdings Limited
Meeting Date: 05/31/2021 Country: Cayman Islands Primary Security ID: G8918W106 Record Date: 05/25/2021 Meeting Type: Annual Ticker: 780
Primary CUSIP: G8918W106 Primary ISIN: KYG8918W1069 Primary SEDOL: BGM5R25
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a1 Elect Jiang Hao as Director Mgmt For For
2a2 Elect Dai Xiaojing as Director Mgmt For For
2a3 Elect Han Yuling as Director Mgmt For For
2b Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Topsec Technologies Group, Inc.
Meeting Date: 05/31/2021 Country: China Primary Security ID: Y2931A100 Record Date: 05/26/2021 Meeting Type: Annual Ticker: 002212
Primary CUSIP: Y2931A100 Primary ISIN: CNE1000009B9 Primary SEDOL: B2NPBP7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Shareholder Return Plan Mgmt For For
6 Approve Remuneration of Directors Mgmt For For
7 Approve Credit Line and Provision of Mgmt For For Guarantee
8 Approve Report of the Board of Supervisors Mgmt For For
9 Approve Remuneration of Supervisors Mgmt For For
10 Approve Repurchase and Cancellation of Mgmt For For Stock Option and Performance Shares
China Merchants Port Holdings Company Limited
Meeting Date: 06/01/2021 Country: Hong Kong Primary Security ID: Y1489Q103 Record Date: 05/25/2021 Meeting Type: Annual Ticker: 144
Primary CUSIP: Y1489Q103 Primary ISIN: HK0144000764 Primary SEDOL: 6416139
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3Aa Elect Liu Weiwu as Director Mgmt For For
3Ab Elect Xiong Xianliang as Director Mgmt For For
3Ac Elect Ge Lefu as Director Mgmt For For
3Ad Elect Wang Zhixian as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Port Holdings Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3Ae Elect Zheng Shaoping as Director Mgmt For For
3B Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Grant of Options Under the Share Mgmt For Against Option Scheme
5B Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5C Authorize Repurchase of Issued Share Capital Mgmt For For
5D Authorize Reissuance of Repurchased Shares Mgmt For Against
China Oilfield Services Limited
Meeting Date: 06/01/2021 Country: China Primary Security ID: Y15002101 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 2883
Primary CUSIP: Y15002101 Primary ISIN: CNE1000002P4 Primary SEDOL: 6560995
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Financial Statements and Mgmt For For Statutory Reports
2 Approve 2020 Profit Distribution Plan and Mgmt For For Annual Dividend Plan
3 Approve 2020 Report of the Directors Mgmt For For
4 Approve 2020 Report of the Supervisory Mgmt For For Committee
5 Approve Ernst & Young Hua Ming LLP as Mgmt For For Domestic Auditors and Ernst & Young as International Auditors and Authorize Board to Fix Their Remuneration
6 Approve Provision of Guarantees for Other Mgmt For For Parties
7 Elect Chiu Lai Kuen, Susanna as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Oilfield Services Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
9 Authorize Repurchase of Issued A and H Mgmt For For Share Capital
China Oilfield Services Limited
Meeting Date: 06/01/2021 Country: China Primary Security ID: Y15002101 Record Date: 05/12/2021 Meeting Type: Special Ticker: 2883
Primary CUSIP: Y15002101 Primary ISIN: CNE1000002P4 Primary SEDOL: 6560995
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Authorize Repurchase of Issued A and H Mgmt For For Share Capital
Lomon Billions Group Co., Ltd.
Meeting Date: 06/01/2021 Country: China Primary Security ID: Y3122W109 Record Date: 05/25/2021 Meeting Type: Special Ticker: 002601
Primary CUSIP: Y3122W109 Primary ISIN: CNE1000015M3 Primary SEDOL: B6SGJ37
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change of Company Name, Stock Mgmt For For Name and Amend Articles of Association
Pop Mart International Group Ltd.
Meeting Date: 06/01/2021 Country: China Primary Security ID: G7170M103 Record Date: 05/26/2021 Meeting Type: Annual Ticker: 9992
Primary CUSIP: G7170M103 Primary ISIN: KYG7170M1033 Primary SEDOL: BN6PP37 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Pop Mart International Group Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Wang Ning as Director Mgmt For For
3b Elect Yang Tao as Director Mgmt For For
3c Elect Liu Ran as Director Mgmt For For
3d Elect Si De as Director Mgmt For For
3e Elect Tu Zheng as Director Mgmt For For
3f Elect He Yu as Director Mgmt For For
3g Elect Zhang Jianjun as Director Mgmt For For
3h Elect Wu Liansheng as Director Mgmt For For
3i Elect Ngan King Leung Gary as Director Mgmt For For
3j Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Shenzhen Investment Limited
Meeting Date: 06/01/2021 Country: Hong Kong Primary Security ID: Y7743P120 Record Date: 05/25/2021 Meeting Type: Annual Ticker: 604
Primary CUSIP: Y7743P120 Primary ISIN: HK0604011236 Primary SEDOL: 6535261
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Investment Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Elect Huang Wei as Director Mgmt For For
4 Elect Cai Xun as Director Mgmt For Against
5 Elect Dong Fang as Director Mgmt For Against
6 Elect Wu Wai Chung, Michael as Director Mgmt For For
7 Elect Li Wai Keung as Director Mgmt For For
8 Authorize Board to Fix Remuneration of Mgmt For For Directors
9 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
10 Authorize Repurchase of Issued Share Capital Mgmt For For
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
12 Authorize Reissuance of Repurchased Shares Mgmt For Against
13 Approve Grant of Options Under the Share Mgmt For Against Option Scheme
WH Group Limited
Meeting Date: 06/01/2021 Country: Cayman Islands Primary Security ID: G96007102 Record Date: 05/26/2021 Meeting Type: Annual Ticker: 288
Primary CUSIP: G96007102 Primary ISIN: KYG960071028 Primary SEDOL: BLLHKZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Wan Long as Director Mgmt For Against
2b Elect Wan Hongjian as Director Mgmt For For
2c Elect Ma Xiangjie as Director Mgmt For For
2d Elect Dennis Pat Rick Organ as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
WH Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Final Dividend Mgmt For For
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
Yuexiu Property Company Limited
Meeting Date: 06/01/2021 Country: Hong Kong Primary Security ID: Y9863Z102 Record Date: 05/26/2021 Meeting Type: Annual Ticker: 123
Primary CUSIP: Y9863Z102 Primary ISIN: HK0123000694 Primary SEDOL: 6392422
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Lin Zhaoyuan as Director Mgmt For For
3.2 Elect Liu Yan as Director Mgmt For For
3.3 Elect Lee Ka Lun as Director Mgmt For For
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Authorize Repurchase of Issued Share Capital Mgmt For For
5B Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
5D Approve Share Consolidation and Related Mgmt For For Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Electromechanical Systems Co., Ltd.
Meeting Date: 06/02/2021 Country: China Primary Security ID: Y37456111 Record Date: 05/27/2021 Meeting Type: Annual Ticker: 002013
Primary CUSIP: Y37456111 Primary ISIN: CNE000001JY5 Primary SEDOL: B01QZN4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Comprehensive Credit Line Mgmt For For Verification and Authorization
7 Approve Financial Budget (Draft) Mgmt For For
8 Approve Related Party Transaction Mgmt For Against
9 Approve External Guarantee Provision Mgmt For For
10 Approve Change in the Implementation Mgmt For For Content of Raised Funds Investment Project
11 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
12 Approve to Appoint Financial Auditor Mgmt For For
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
13.1 Elect Wang Xiaoming as Director Mgmt For For
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
14.1 Elect Wang Xiufen as Director Mgmt For For
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 06/02/2021 Country: China Primary Security ID: Y1457J123 Record Date: 05/25/2021 Meeting Type: Annual Ticker: 2039
Primary CUSIP: Y1457J123 Primary ISIN: CNE100001NN9 Primary SEDOL: B87RSJ4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China International Marine Containers (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Annual Report Mgmt For For
4 Approve Profit Distribution and Dividend Mgmt For For Distribution Proposal
5 Approve Appointment of Accounting Firm Mgmt For For
6 Approve Guarantee Plan of CIMC Mgmt For For
7 Approve Provision of Guarantees for Mgmt For For Shenzhen CIMC Industry & City Development Group Co., Ltd.
8 Approve Application for Registration Issuance Mgmt For For of Debt Financing Instrument
9 Amend Articles of Association Mgmt For For
10 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
China Mengniu Dairy Company Limited
Meeting Date: 06/02/2021 Country: Cayman Islands Primary Security ID: G21096105 Record Date: 05/27/2021 Meeting Type: Annual Ticker: 2319
Primary CUSIP: G21096105 Primary ISIN: KYG210961051 Primary SEDOL: B01B1L9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Niu Gensheng as Director and Authorize Mgmt For Against Board to Fix His Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Mengniu Dairy Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3b Elect Yau Ka Chi as Director and Authorize Mgmt For Against Board to Fix His Remuneration
3c Elect Simon Dominic Stevens as Director and Mgmt For For Authorize Board to Fix His Remuneration
4 Approve Ernst & Young as Auditors and Mgmt For Against Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
Da An Gene Co., Ltd. of Sun Yat-sen University
Meeting Date: 06/02/2021 Country: China Primary Security ID: Y1856D115 Record Date: 05/27/2021 Meeting Type: Special Ticker: 002030
Primary CUSIP: Y1856D115 Primary ISIN: CNE000001KP1 Primary SEDOL: B02FTP0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Authorization of the Management to Mgmt For For Handle All Related Matters of Disposal of Equity
ESR Cayman Ltd.
Meeting Date: 06/02/2021 Country: Cayman Islands Primary Security ID: G31989109 Record Date: 05/27/2021 Meeting Type: Annual Ticker: 1821
Primary CUSIP: G31989109 Primary ISIN: KYG319891092 Primary SEDOL: BHNCRK0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Wei Hu as Director Mgmt For For
2b Elect David Alasdair William Matheson as Mgmt For For Director
2c Elect Simon James McDonald as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ESR Cayman Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2d Elect Jingsheng Liu as Director Mgmt For For
2e Elect Robin Tom Holdsworth as Director Mgmt For For
2f Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
7 Adopt Long Term Incentive Scheme and Mgmt For Against Authorize Board to Grant Awards and Issue Shares Under the Long Term Incentive Scheme
8 Approve Grant of the Scheme Mandate to the Mgmt For Against Board to Grant Awards Under the Long Term Incentive Scheme and Authorize Board to Issue Shares as and When the Awards Vest
Ever Sunshine Lifestyle Services Group Limited
Meeting Date: 06/02/2021 Country: Cayman Islands Primary Security ID: G3313W108 Record Date: 05/27/2021 Meeting Type: Annual Ticker: 1995
Primary CUSIP: G3313W108 Primary ISIN: KYG3313W1087 Primary SEDOL: BGWKSK5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Ma Yongyi as Director Mgmt For For
3.2 Elect Wang Peng as Director Mgmt For For
3.3 Elect Cheung Wai Chung as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ever Sunshine Lifestyle Services Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Repurchase of Issued Share Capital Mgmt For For
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
9 Approve Change of English Name and Mgmt For For Chinese Name of the Company and Related Transactions
Jiumaojiu International Holdings Ltd.
Meeting Date: 06/02/2021 Country: Cayman Islands Primary Security ID: G5141L105 Record Date: 05/27/2021 Meeting Type: Annual Ticker: 9922
Primary CUSIP: G5141L105 Primary ISIN: KYG5141L1059 Primary SEDOL: BLBFH65
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend and Special Dividend Mgmt For For
3 Elect Guan Yihong as Director Mgmt For For
4 Elect He Chengxiao as Director Mgmt For For
5 Elect Deng Tao as Director Mgmt For For
6 Elect Tang Zhihui as Director Mgmt For For
7 Elect Zhu Rui as Director Mgmt For For
8 Authorize Board to Fix Remuneration of Mgmt For For Directors
9 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
10 Authorize Repurchase of Issued Share Capital Mgmt For For
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
12 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Meitu, Inc.
Meeting Date: 06/02/2021 Country: Cayman Islands Primary Security ID: G5966D105 Record Date: 05/27/2021 Meeting Type: Annual Ticker: 1357
Primary CUSIP: G5966D105 Primary ISIN: KYG5966D1051 Primary SEDOL: BYYNH90
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Wu Zeyuan as Director Mgmt For For
2b Elect Lai Xiaoling as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Qingling Motors Co. Ltd
Meeting Date: 06/02/2021 Country: China Primary Security ID: Y71713104 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 1122
Primary CUSIP: Y71713104 Primary ISIN: CNE1000003Y4 Primary SEDOL: 6718158
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Financial Statements Mgmt For For and Independent Auditor's Report
4 Approve 2020 Profit Appropriation Proposal Mgmt For For
5.1 Elect Luo Yuguang as Director Mgmt For For
5.2 Elect Hayashi Shuichi as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Qingling Motors Co. Ltd
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5.3 Elect Maegaki Keiichiro as Director Mgmt For For
5.4 Elect Adachi Katsumi as Director Mgmt For Against
5.5 Elect Li Juxing as Director Mgmt For Against
5.6 Elect Xu Song as Director Mgmt For For
5.7 Elect Li Xiaodong as Director Mgmt For For
5.8 Elect Long Tao as Director Mgmt For For
5.9 Elect Song Xiaojiang as Director Mgmt For Against
5.10 Elect Liu Tianni as Director Mgmt For For
5.11 Elect Liu Erh Fei as Director Mgmt For For
6 Approve Remuneration of Directors Mgmt For For
7 Authorize Board to Enter Into a Service Mgmt For For Contract or an Appointment Letter with the Newly Elected Executive Directors and Independent Non-Executive Directors
8 Elect Min Qing as Supervisor Mgmt For For
9 Approve Remuneration of Supervisors Mgmt For For
10 Authorize Board to Enter Into a Service Mgmt For For Contract or an Appointment Letter with the Newly Elected Supervisors
11 Appoint Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP Chongqing Branch and Deloitte Touche Tohmatsu as PRC and International Auditors, Respectively, and Authorize Board to Determine Their Remuneration
Shanghai Construction Group Co., Ltd.
Meeting Date: 06/02/2021 Country: China Primary Security ID: Y7680W104 Record Date: 05/26/2021 Meeting Type: Annual Ticker: 600170
Primary CUSIP: Y7680W104 Primary ISIN: CNE000000WR4 Primary SEDOL: 6117874
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Construction Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Report
5 Approve Profit Distribution Mgmt For For
6 Approve Related Party Transaction Mgmt For For
7 Approve Provision of Guarantee and Mgmt For Against Authorization of Board
8 Approve Investment Plan and Authorization of Mgmt For For Board
9 Approve Issuance of Debt Financing Mgmt For Against Instruments
10 Approve to Appoint Auditor Mgmt For For
United Energy Group Limited
Meeting Date: 06/02/2021 Country: Bermuda Primary Security ID: G9231L108 Record Date: 05/27/2021 Meeting Type: Annual Ticker: 467
Primary CUSIP: G9231L108 Primary ISIN: BMG9231L1081 Primary SEDOL: B0FXSY3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Zhang Meiying as Director Mgmt For For
4 Elect San Fung as Director Mgmt For For
5 Elect Chau Siu Wai as Director Mgmt For For
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve RSM Hong Kong as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
8a Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8b Authorize Repurchase of Issued Share Capital Mgmt For For
8c Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wingtech Technology Co., Ltd.
Meeting Date: 06/02/2021 Country: China Primary Security ID: Y3745E106 Record Date: 05/26/2021 Meeting Type: Annual Ticker: 600745
Primary CUSIP: Y3745E106 Primary ISIN: CNE000000M72 Primary SEDOL: 6450847
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Report of the Independent Directors Mgmt For For
7 Approve to Appoint Auditor Mgmt For For
8 Approve Remuneration of Directors and Mgmt For For Supervisors
9 Approve Provision of Guarantee Mgmt For For
Yuexiu Transport Infrastructure Limited
Meeting Date: 06/02/2021 Country: Bermuda Primary Security ID: G9880L102 Record Date: 05/27/2021 Meeting Type: Annual Ticker: 1052
Primary CUSIP: G9880L102 Primary ISIN: BMG9880L1028 Primary SEDOL: 6398787
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Li Feng as Director Mgmt For For
3.2 Elect He Baiqing as Director Mgmt For For
3.3 Elect Chen Jing as Director Mgmt For Against
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yuexiu Transport Infrastructure Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
ZTO Express (Cayman) Inc.
Meeting Date: 06/02/2021 Country: Cayman Islands Primary Security ID: G9897K105 Record Date: 05/12/2021 Meeting Type: Annual Ticker: 2057
Primary CUSIP: G9897K105 Primary ISIN: KYG9897K1058 Primary SEDOL: BMZ1C83
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Adopt Chinese Name as Dual Foreign Name Mgmt For For of the Company
2 Adopt Third Amended and Restated Mgmt For For Memorandum of Association and Articles of Association
China Overseas Property Holdings Limited
Meeting Date: 06/03/2021 Country: Cayman Islands Primary Security ID: G2118M109 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 2669
Primary CUSIP: G2118M109 Primary ISIN: KYG2118M1096 Primary SEDOL: BYYMZN7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Pang Jinying as Director Mgmt For For
3B Elect Yung, Wing Ki Samuel as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Overseas Property Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3C Elect Lim, Wan Fung Bernard Vincent as Mgmt For For Director
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Repurchase of Issued Share Capital Mgmt For For
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
9 Amend the Existing Articles of Association Mgmt For Against and Adopt the New Amended and Restated Articles of Association
China Power International Development Limited
Meeting Date: 06/03/2021 Country: Hong Kong Primary Security ID: Y1508G102 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 2380
Primary CUSIP: Y1508G102 Primary ISIN: HK2380027329 Primary SEDOL: B02ZKQ8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect He Xi as Director Mgmt For For
4 Elect Zhou Jie as Director Mgmt For For
5 Elect Li Fang as Director Mgmt For For
6 Elect Hui Hon Chung, Stanley as Director Mgmt For For
7 Authorize Board to Fix Remuneration of Mgmt For For Directors
8 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
9A Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights
9B Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Power International Development Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9C Authorize Reissuance of Repurchased Shares Mgmt For Against
China Power International Development Limited
Meeting Date: 06/03/2021 Country: Hong Kong Primary Security ID: Y1508G102 Record Date: 05/28/2021 Meeting Type: Special Ticker: 2380
Primary CUSIP: Y1508G102 Primary ISIN: HK2380027329 Primary SEDOL: B02ZKQ8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Onshore Construction EPC Mgmt For For Agreement, the Offshore Construction EPC Agreement, Preliminary Development and Technical Consultancy Agreement, Construction Engineering Survey Agreement and Related Transactions
China Resources Medical Holdings Company Limited
Meeting Date: 06/03/2021 Country: Cayman Islands Primary Security ID: G2133W108 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 1515
Primary CUSIP: G2133W108 Primary ISIN: KYG2133W1087 Primary SEDOL: BYNKP98
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Song Qing as Director Mgmt For Against
4 Elect Wu Ting Yuk, Anthony as Director Mgmt For For
5 Elect Ren Yuan as Director Mgmt For For
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Resources Medical Holdings Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Authorize Repurchase of Issued Share Capital Mgmt For For
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
10 Authorize Reissuance of Repurchased Shares Mgmt For Against
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 06/03/2021 Country: China Primary Security ID: Y2932P106 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 874
Primary CUSIP: Y2932P106 Primary ISIN: CNE100000387 Primary SEDOL: 6084387
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Annual Report and Its Mgmt For For Summary
2 Approve 2020 Report of the Board of Mgmt For For Directors
3 Approve 2020 Report of the Supervisory Mgmt For For Committee
4 Approve 2020 Financial Report Mgmt For For
5 Approve 2020 Auditors' Report Mgmt For For
6 Approve 2020 Profit Distribution and Dividend Mgmt For For Payment
7 Approve 2021 Financial and Operational Mgmt For Against Targets and Annual Budget
8 Approve BDO China Shu Lun Pan Certified Mgmt For For Public Accountants LLP as Auditors for 2021
9 Approve BDO China Shu Lun Pan Certified Mgmt For For Public Accountants LLP as Internal Control Auditors for 2021
RESOLUTIONS IN REALTION TO THE Mgmt EMOLUMENTS TO BE PAID TO THE DIRECTORS OF THE COMPANY FOR YEAR 2021
10.1 Approve Emoluments of Li Chuyuan Mgmt For For
10.2 Approve Emoluments of Yang Jun Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10.3 Approve Emoluments of Cheng Ning Mgmt For For
10.4 Approve Emoluments of Liu Juyan Mgmt For For
10.5 Approve Emoluments of Li Hong Mgmt For For
10.6 Approve Emoluments of Wu Changhai Mgmt For For
10.7 Approve Emoluments of Zhang Chunbo Mgmt For For
10.8 Approve Emoluments of Wong Hin Wing Mgmt For For
10.9 Approve Emoluments of Wang Weihong Mgmt For For
10.10 Approve Emoluments of Chen Yajin Mgmt For For
10.11 Approve Emoluments of Huang Min Mgmt For For
RESOLUTIONS IN REALTION TO THE Mgmt EMOLUMENTS TO BE PAID TO THE SUPERVISORS OF THE COMPANY FOR YEAR 2021
11.1 Approve Emoluments of Cai Ruiyu Mgmt For For
11.2 Approve Emoluments of Gao Yanzhu Mgmt For For
11.3 Approve Emoluments of Cheng Jinyuan Mgmt For For
12 Approve Application for General Banking Mgmt For Against Facilities
13 Approve Application for the Amounts of Bank Mgmt For Against Borrowings by Guangzhou Pharmaceuticals Company Limited
14 Approve Cash Management of Part of the Mgmt For For Temporary Internal Idle Funds of the Company and Its Subsidiaries
15 Approve Shareholders' Return Plan for the Mgmt For For Next Three Years (2021-2023)
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
16 Elect Jian Huidong as Supervisor and Approve Mgmt For For Emoluments to be Paid to Him
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 06/03/2021 Country: China Primary Security ID: Y2932P106 Record Date: 04/30/2021 Meeting Type: Annual Ticker: 874
Primary CUSIP: Y2932P106 Primary ISIN: CNE100000387 Primary SEDOL: 6084387 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Annual Report and Its Mgmt For For Summary
2 Approve 2020 Report of the Board of Mgmt For For Directors
3 Approve 2020 Report of the Supervisory Mgmt For For Committee
4 Approve 2020 Financial Report Mgmt For For
5 Approve 2020 Auditors' Report Mgmt For For
6 Approve 2020 Profit Distribution and Dividend Mgmt For For Payment
7 Approve 2021 Financial and Operational Mgmt For For Targets and Annual Budget
8 Approve BDO China Shu Lun Pan Certified Mgmt For For Public Accountants LLP as Auditors for 2021
9 Approve BDO China Shu Lun Pan Certified Mgmt For For Public Accountants LLP as Internal Control Auditors for 2021
RESOLUTIONS IN REALTION TO THE Mgmt EMOLUMENTS TO BE PAID TO THE DIRECTORS OF THE COMPANY FOR YEAR 2021
10.1 Approve Emoluments of Li Chuyuan Mgmt For For
10.2 Approve Emoluments of Yang Jun Mgmt For For
10.3 Approve Emoluments of Cheng Ning Mgmt For For
10.4 Approve Emoluments of Liu Juyan Mgmt For For
10.5 Approve Emoluments of Li Hong Mgmt For For
10.6 Approve Emoluments of Wu Changhai Mgmt For For
10.7 Approve Emoluments of Zhang Chunbo Mgmt For For
10.8 Approve Emoluments of Wong Hin Wing Mgmt For For
10.9 Approve Emoluments of Wang Weihong Mgmt For For
10.10 Approve Emoluments of Chen Yajin Mgmt For For
10.11 Approve Emoluments of Huang Min Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN REALTION TO THE Mgmt EMOLUMENTS TO BE PAID TO THE SUPERVISORS OF THE COMPANY FOR YEAR 2021
11.1 Approve Emoluments of Cai Ruiyu Mgmt For For
11.2 Approve Emoluments of Gao Yanzhu Mgmt For For
11.3 Approve Emoluments of Cheng Jinyuan Mgmt For For
12 Approve Application for General Banking Mgmt For Against Facilities
13 Approve Application for the Amounts of Bank Mgmt For Against Borrowings by Guangzhou Pharmaceuticals Company Limited
14 Approve Cash Management of Part of the Mgmt For For Temporary Internal Idle Funds of the Company and Its Subsidiaries
15 Approve Shareholders' Return Plan for the Mgmt For For Next Three Years (2021-2023)
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
16.1 Elect Jian Huidong as Supervisor and Approve Mgmt For For Emoluments to be Paid to Him
Hansoh Pharmaceutical Group Company Limited
Meeting Date: 06/03/2021 Country: Cayman Islands Primary Security ID: G54958106 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 3692
Primary CUSIP: G54958106 Primary ISIN: KYG549581067 Primary SEDOL: BJYKB72
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Lyu Aifeng as Director Mgmt For For
3b Elect Ma Cuifang as Director Mgmt For For
3c Elect Lin Guoqiang as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hansoh Pharmaceutical Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Hundsun Technologies, Inc.
Meeting Date: 06/03/2021 Country: China Primary Security ID: Y3041V109 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 600570
Primary CUSIP: Y3041V109 Primary ISIN: CNE000001GD5 Primary SEDOL: 6610458
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Internal Control Self-Evaluation Mgmt For For Report
6 Approve Profit Distribution Mgmt For For
7 Approve Appointment of Auditor and Its Mgmt For For Remuneration
8 Approve Related Party Transaction on Joint Mgmt For For Subscription of Nanjing Xingding Equity Investment Partnership (Limited Partnership)
KWG Group Holdings Limited
Meeting Date: 06/03/2021 Country: Cayman Islands Primary Security ID: G53224104 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 1813
Primary CUSIP: G53224104 Primary ISIN: KYG532241042 Primary SEDOL: B1YBF00 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
KWG Group Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Kong Jianmin as Director Mgmt For For
3b Elect Cai Fengjia as Director Mgmt For For
3c Elect Lee Ka Sze, Carmelo as Director Mgmt For Against
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For Against Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
KWG Living Group Holdings Ltd.
Meeting Date: 06/03/2021 Country: Cayman Islands Primary Security ID: G5322R103 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 3913
Primary CUSIP: G5322R103 Primary ISIN: KYG5322R1039 Primary SEDOL: BLPJPQ9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Kong Jiannan as Director Mgmt For For
3b Elect Yang Jingbo as Director Mgmt For For
3c Elect Wang Yue as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
KWG Living Group Holdings Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
8 Adopt Share Option Scheme Mgmt For Against
NetDragon Websoft Holdings Limited
Meeting Date: 06/03/2021 Country: Cayman Islands Primary Security ID: G6427W104 Record Date: 05/27/2021 Meeting Type: Annual Ticker: 777
Primary CUSIP: G6427W104 Primary ISIN: KYG6427W1042 Primary SEDOL: B28SXZ5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
4A Elect Liu Luyuan as Director Mgmt For For
4B Elect Zheng Hui as Director Mgmt For For
4C Elect Lee Kwan Hung, Eddie as Director Mgmt For For
4D Authorize Board to Fix Remuneration of Mgmt For For Directors
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
NIO Inc.
Meeting Date: 06/03/2021 Country: Cayman Islands Primary Security ID: 62914V106 Record Date: 05/07/2021 Meeting Type: Special Ticker: NIO
Primary CUSIP: 62914V106 Primary ISIN: US62914V1061 Primary SEDOL: BFZX9H8 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
NIO Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Amend Articles Mgmt For For
Wasion Holdings Limited
Meeting Date: 06/03/2021 Country: Cayman Islands Primary Security ID: G9463P108 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 3393
Primary CUSIP: G9463P108 Primary ISIN: KYG9463P1081 Primary SEDOL: B0T4J94
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Cao Zhao Hui as Director Mgmt For For
4 Elect Tian Zhongping as Director Mgmt For For
5 Elect Luan Wenpeng as Director Mgmt For For
6 Elect Wang Yaonan as Director Mgmt For For
7 Authorize Board to Fix Remuneration of Mgmt For For Directors
8 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
9 Authorize Repurchase of Issued Share Capital Mgmt For For
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
11 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Merchants Securities Co., Ltd.
Meeting Date: 06/04/2021 Country: China Primary Security ID: Y14904117 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 6099
Primary CUSIP: Y14904117 Primary ISIN: CNE1000029Z6 Primary SEDOL: BDCFSQ5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Working Report of the Board Mgmt For For
2 Approve Working Report of the Supervisory Mgmt For For Committee
3 Approve Duty Report of Independent Mgmt For For Directors
4 Approve Annual Report Mgmt For For
5 Approve Final Accounts Report Mgmt For For
6 Approve Profit Distribution Plan Mgmt For For
7 Approve Budget for Proprietary Investment Mgmt For For
8 Approve Deloitte Touche Tohmatsu Certified Mgmt For Against Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as Auditors and Internal Control Auditor and Authorize Board to Fix Their Remuneration
RESOLUTIONS IN RELATION TO THE Mgmt CONTEMPLATED ORDINARY RELATED PARTY TRANSACTIONS
9.01 Approve Contemplated Ordinary Related Party Mgmt For For Transactions with China Merchants Bank Co., Ltd. and Its Subsidiaries
9.02 Approve Contemplated Ordinary Related Party Mgmt For For Transactions with China Merchants Group Limited and Its Associates
9.03 Approve Contemplated Ordinary Related Party Mgmt For For Transactions with Other Related Parties of China Merchants Group Limited
9.04 Approve Contemplated Ordinary Related Party Mgmt For For Transactions with China COSCO Shipping Corporation Limited and Its Associates
9.05 Approve Contemplated Ordinary Related Party Mgmt For For Transactions with Other Related Parties of China COSCO Shipping Corporation Limited
9.06 Approve Contemplated Ordinary Related Party Mgmt For For Transactions with The People's Insurance Company (Group) of China Limited and Its Related Parties
9.07 Approve Contemplated Ordinary Related Party Mgmt For For Transactions with the Directors, Supervisors and Senior Management of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9.08 Approve Contemplated Ordinary Related Party Mgmt For For Transactions with Other Related Natural Persons
9.09 Approve Contemplated Ordinary Related Party Mgmt For For Transactions with Other Related Parties
10 Approve Provision of Guarantees by China Mgmt For For Merchants Securities International Company Limited and Its Wholly-Owned Subsidiaries
11 Approve Shareholders' Return Plan Mgmt For For
12 Elect Liu Weiwu as Non-executive Director SH For For
13 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Additional H Shares
Fullshare Holdings Limited
Meeting Date: 06/04/2021 Country: Cayman Islands Primary Security ID: G3690U105 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 607
Primary CUSIP: G3690U105 Primary ISIN: KYG3690U1058 Primary SEDOL: BSVXB88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Du Wei as Director Mgmt For For
2b Elect Chow Siu Lui as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Baker Tilly Hong Kong Limited as Mgmt For For Auditor and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ganfeng Lithium Co., Ltd.
Meeting Date: 06/04/2021 Country: China Primary Security ID: Y2690M105 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 1772
Primary CUSIP: Y2690M105 Primary ISIN: CNE1000031W9 Primary SEDOL: BZ9NS11
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Annual Report, Summary of the Mgmt For For Annual Report and Annual Results Announcement
4 Approve Financial Report Mgmt For For
5 Approve Ernst & Young Hua Ming as Domestic Mgmt For For Auditor and Internal Control Auditor and Ernst & Young as Overseas Auditor
6 Approve Determination of Directors' Mgmt For For Emoluments
7 Approve Determination of Supervisors' Mgmt For For Emoluments
8 Approve Profit Distribution Proposal Mgmt For For
9 Approve Continuing Related-Party Mgmt For For Transactions
10 Approve Engagement in Foreign Exchange Mgmt For For Hedging Business by the Company and Its Subsidiaries
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
12 Approve General Mandate to Issue Domestic Mgmt For Against and Overseas Debt Financing Instruments
13 Approve Capital Increase of Wholly-owned Mgmt For For Subsidiary
14 Adopt Share Option Incentive Scheme Mgmt For For
15 Approve Assessment Management Measures Mgmt For For of the Implementation of the Share Option Incentive Scheme
16 Approve Authorization to Board to Handle All Mgmt For For Related Matters in Relation to Share Option Incentive Scheme Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ganfeng Lithium Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
17 Approve Provision of Guarantees to Mgmt For For Controlled Subsidiary
Ganfeng Lithium Co., Ltd.
Meeting Date: 06/04/2021 Country: China Primary Security ID: Y2690M105 Record Date: 05/31/2021 Meeting Type: Special Ticker: 1772
Primary CUSIP: Y2690M105 Primary ISIN: CNE1000031W9 Primary SEDOL: BZ9NS11
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Adopt 2021 Share Option Incentive Scheme Mgmt For For
2 Approve Assessment Management Measures Mgmt For For in Respect of the Implementation of the 2021 Share Option Incentive Scheme
3 Authorize Board to Handle All Matters in Mgmt For For Relation to the 2021 Share Option Incentive Scheme
GSX Techedu, Inc.
Meeting Date: 06/04/2021 Country: Cayman Islands Primary Security ID: 36257Y109 Record Date: 05/17/2021 Meeting Type: Special Ticker: GOTU
Primary CUSIP: 36257Y109 Primary ISIN: US36257Y1091 Primary SEDOL: BK1VBN1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Change Company Name to Gaotu Techedu Mgmt For For Inc. Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangzhou Shiyuan Electronic Technology Co. Ltd.
Meeting Date: 06/04/2021 Country: China Primary Security ID: Y29355107 Record Date: 05/28/2021 Meeting Type: Special Ticker: 002841
Primary CUSIP: Y29355107 Primary ISIN: CNE100002K47 Primary SEDOL: BD2Z4Y5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For Against Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
4 Approve Formulation of Management Method Mgmt For For for Supporting Innovation and Entrepreneurship
Muyuan Foods Co., Ltd.
Meeting Date: 06/04/2021 Country: China Primary Security ID: Y6149B107 Record Date: 05/27/2021 Meeting Type: Special Ticker: 002714
Primary CUSIP: Y6149B107 Primary ISIN: CNE100001RQ3 Primary SEDOL: BJ0JR20
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report on the Usage of Previously Mgmt For For Raised Funds
2 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
Ronshine China Holdings Ltd.
Meeting Date: 06/04/2021 Country: Cayman Islands Primary Security ID: G76368102 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 3301
Primary CUSIP: G76368102 Primary ISIN: KYG763681023 Primary SEDOL: BYW10R5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ronshine China Holdings Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Zeng Feiyan as Director Mgmt For For
3a2 Elect Ruan Youzhi as Director Mgmt For For
3a3 Elect Chen Shucui as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
YiChang HEC ChangJiang Pharmaceutical Co., Ltd.
Meeting Date: 06/04/2021 Country: China Primary Security ID: Y9828F100 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 1558
Primary CUSIP: Y9828F100 Primary ISIN: CNE1000023R6 Primary SEDOL: BYPHSW1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Consolidated Financial Mgmt For For Statements
4 Approve 2020 Annual Report Mgmt For For
5 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
6 Elect Jiang Juncai as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
YiChang HEC ChangJiang Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Elect Wang Danjin as Director Mgmt For Against
8 Elect Chen Yangui as Director Mgmt For Against
9 Elect Li Shuang as Director Mgmt For Against
10 Elect Tang Xinfa as Director Mgmt For Against
11 Elect Eddy Huang as Director Mgmt For Against
12 Elect Tang Jianxin as Director Mgmt For For
13 Elect Zhao Dayao as Director Mgmt For Against
14 Elect Xiang Ling as Director Mgmt For For
15 Elect Li Xuechen as Director Mgmt For For
16 Elect Tang Jinlong as Supervisor Mgmt For For
17 Elect Luo Zhonghua as Supervisor Mgmt For For
18 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
19 Authorize Repurchase of Issued H Share Mgmt For For Capital
YiChang HEC ChangJiang Pharmaceutical Co., Ltd.
Meeting Date: 06/04/2021 Country: China Primary Security ID: Y9828F100 Record Date: 05/31/2021 Meeting Type: Special Ticker: 1558
Primary CUSIP: Y9828F100 Primary ISIN: CNE1000023R6 Primary SEDOL: BYPHSW1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Authorize Repurchase of Issued H Share Mgmt For For Capital
Zhengzhou Coal Mining Machinery Group Company Limited
Meeting Date: 06/04/2021 Country: China Primary Security ID: Y98949111 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 564
Primary CUSIP: Y98949111 Primary ISIN: CNE100001LY0 Primary SEDOL: B91ZFY5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhengzhou Coal Mining Machinery Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Performance Report of the Mgmt For For Independent Non-Executive Directors
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Appointment of the External Auditors Mgmt For For and Internal Control Auditors
7 Approve Provision of Repurchase Guarantee Mgmt For For to Customers Under Finance Lease Business
8 Approve Provision of Guarantees to and Mgmt For For Among Controlling Subsidiaries
9 Approve Commencement of Hedging Business Mgmt For For
10 Approve Restricted Share Incentive Scheme Mgmt For Against (Draft) of Zhengzhou Coal Mining Machinery Group Company Limited and the Summary
11 Approve Administrative Measures for Mgmt For Against Performance Evaluation Under the Restricted Share Incentive Scheme of Zhengzhou Coal Mining Machinery Group Company Limited
12 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to the Restricted Share Incentive Scheme
Zhengzhou Coal Mining Machinery Group Company Limited
Meeting Date: 06/04/2021 Country: China Primary Security ID: Y98949111 Record Date: 05/31/2021 Meeting Type: Special Ticker: 564
Primary CUSIP: Y98949111 Primary ISIN: CNE100001LY0 Primary SEDOL: B91ZFY5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhengzhou Coal Mining Machinery Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Restricted Share Incentive Scheme Mgmt For Against (Draft) of Zhengzhou Coal Mining Machinery Group Company Limited and the Summary
2 Approve Administrative Measures for Mgmt For Against Performance Evaluation Under the Restricted Share Incentive Scheme of Zhengzhou Coal Mining Machinery Group Company Limited
3 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to the Restricted Share Incentive Scheme
Alpha Group (China)
Meeting Date: 06/07/2021 Country: China Primary Security ID: Y2927R109 Record Date: 06/02/2021 Meeting Type: Special Ticker: 002292
Primary CUSIP: Y2927R109 Primary ISIN: CNE100000FT4 Primary SEDOL: B427D96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Extension of Resolution Validity Mgmt For For Period of Private Placement of Shares
2 Approve Authorization of Board to Handle All Mgmt For For Related Matters
China Resources Power Holdings Company Limited
Meeting Date: 06/07/2021 Country: Hong Kong Primary Security ID: Y1503A100 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 836
Primary CUSIP: Y1503A100 Primary ISIN: HK0836012952 Primary SEDOL: 6711566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Tang Yong as Director Mgmt For For
3.2 Elect Wang Xiao Bin as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Resources Power Holdings Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3.3 Elect Ch'ien K.F., Raymond as Director Mgmt For For
3.4 Elect Leung Oi-sie, Elsie as Director Mgmt For For
3.5 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Lingyi iTech (Guangdong) Co.
Meeting Date: 06/07/2021 Country: China Primary Security ID: Y446BS104 Record Date: 06/01/2021 Meeting Type: Special Ticker: 002600
Primary CUSIP: Y446BS104 Primary ISIN: CNE1000015L5 Primary SEDOL: B6SGJ82
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of H Class Shares and Mgmt For For Listing in Hong Kong Stock Exchange
APPROVE PLAN ON ISSUANCE OF H CLASS Mgmt SHARES AND LISTING IN HONG KONG STOCK EXCHANGE
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner Mgmt For For
2.3 Approve Issue Size Mgmt For For
2.4 Approve Target Subscribers Mgmt For For
2.5 Approve Manner of Pricing Mgmt For For
2.6 Approve Issue Time Mgmt For For
2.7 Approve Principles of Offering Mgmt For For
3 Approve Conversion to an Overseas Mgmt For For Fundraising Company
4 Approve Resolution Validity Period Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lingyi iTech (Guangdong) Co.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Plan on Use of Proceeds Mgmt For For
7 Approve Authorization of Board to Handle All Mgmt For For Related Matters
8 Approve Appointment of Main Intermediary Mgmt For For Institution
9 Approve Distribution Arrangement of Earnings Mgmt For For
10 Approve Amendments to Articles of Mgmt For For Association and Relevant Rules of Procedure in Relation to the Listing of H Shares
AMEND COMPANY-RELATED SYSTEMS Mgmt
11.1 Amend Working System for Independent Mgmt For For Directors (Draft)
11.2 Amend Accounting Firm Selection System Mgmt For For
12 Amend Articles of Association and Amend Mgmt For For Rules and Procedures Regarding Meetings of Board of Directors
13 Amend Working System for Independent Mgmt For For Directors
14 Elect Liu Jiancheng as Independent Director Mgmt For For
LONGi Green Energy Technology Co., Ltd.
Meeting Date: 06/07/2021 Country: China Primary Security ID: Y9727F102 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 601012
Primary CUSIP: Y9727F102 Primary ISIN: CNE100001FR6 Primary SEDOL: B759P50
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
LONGi Green Energy Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Interest Rate Mgmt For For
2.6 Approve Repayment Period and Manner of Mgmt For For Interest
2.7 Approve Guarantee Matters Mgmt For For
2.8 Approve Conversion Period Mgmt For For
2.9 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.10 Approve Downward Adjustment of Conversion Mgmt For For Price
2.11 Approve Determination of Number of Mgmt For For Conversion Shares
2.12 Approve Terms of Redemption Mgmt For For
2.13 Approve Terms of Sell-Back Mgmt For For
2.14 Approve Dividend Distribution Post Mgmt For For Conversion
2.15 Approve Issue Manner and Target Parties Mgmt For For
2.16 Approve Placing Arrangement for Mgmt For For Shareholders
2.17 Approve Bondholders and Bondholder Mgmt For For Meetings
2.18 Approve Usage of Raised Funds Mgmt For For
2.19 Approve Deposit Account for Raised Funds Mgmt For For
2.20 Approve Validity Period Mgmt For For
3 Approve Plan on Convertible Bond Issuance Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Authorization of Board to Handle All Mgmt For For Related Matters
7 Approve Dividend Return Plan Mgmt For For
8 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties
9 Approve Rules and Procedures Regarding Mgmt For For General Meetings of Convertible Bondholders Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
LONGi Green Energy Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Report of the Board of Directors Mgmt For For
11 Approve Report of the Board of Supervisors Mgmt For For
12 Approve Financial Statements Mgmt For For
13 Approve Annual Report Mgmt For For
14 Approve Report of the Independent Directors Mgmt For For
15 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
16 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
17 Approve Appointment of Auditor Mgmt For For
18 Approve Remuneration of Directors and Mgmt For For Supervisors
19 Amend Articles of Association Mgmt For For
Sino Biopharmaceutical Limited
Meeting Date: 06/07/2021 Country: Cayman Islands Primary Security ID: G8167W138 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 1177
Primary CUSIP: G8167W138 Primary ISIN: KYG8167W1380 Primary SEDOL: B00XSF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Tse Ping as Director Mgmt For For
4 Elect Li Yi as Director Mgmt For For
5 Elect Li Mingqin as Director Mgmt For For
6 Elect Lu Hong as Director Mgmt For For
7 Elect Zhang Lu Fu as Director Mgmt For For
8 Elect Li Kwok Tung Donald as Director Mgmt For For
9 Authorize Board to Fix Remuneration of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sino Biopharmaceutical Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
11A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
11B Authorize Repurchase of Issued Share Capital Mgmt For For
11C Authorize Reissuance of Repurchased Shares Mgmt For Against
TCL Technology Group Corp.
Meeting Date: 06/07/2021 Country: China Primary Security ID: Y8549C107 Record Date: 06/01/2021 Meeting Type: Special Ticker: 000100
Primary CUSIP: Y8549C107 Primary ISIN: CNE000001GL8 Primary SEDOL: 6731133
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Transfer of Equity and Related Party Mgmt For For Transactions
2 Approve Development of Accounts Receivable Mgmt For Against Factoring Business and Related Party Transactions
Tingyi (Cayman Islands) Holding Corp.
Meeting Date: 06/07/2021 Country: Cayman Islands Primary Security ID: G8878S103 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 322
Primary CUSIP: G8878S103 Primary ISIN: KYG8878S1030 Primary SEDOL: 6903556
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Approve Special Dividend Mgmt For For
4 Elect Wei Hong-Chen as Director and Mgmt For For Authorize Board to Fix His Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tingyi (Cayman Islands) Holding Corp.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Elect Koji Shinohara as Director and Authorize Mgmt For For Board to Fix His Remuneration
6 Elect Lee Tiong-Hock as Director and Mgmt For For Authorize Board to Fix His Remuneration
7 Approve Mazars CPA Limited as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
9 Authorize Repurchase of Issued Share Capital Mgmt For For
10 Authorize Reissuance of Repurchased Shares Mgmt For Against
Zhaojin Mining Industry Company Limited
Meeting Date: 06/07/2021 Country: China Primary Security ID: Y988A6104 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 1818
Primary CUSIP: Y988A6104 Primary ISIN: CNE1000004R6 Primary SEDOL: B1H5082
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ORDINARY RESOLUTIONS Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Report Mgmt For For
4 Approve Final Dividend Mgmt For For
5 Approve Ernst & Young and Ernst & Young Mgmt For For Hua Ming LLP as International Auditor and the PRC Auditor of the Company Respectively and Authorize Board to Fix Their Remuneration
SPECIAL RESOLUTIONS Mgmt
1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and H Shares
2 Authorize Repurchase of Issued H Share Mgmt For For Capital Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhaojin Mining Industry Company Limited
Meeting Date: 06/07/2021 Country: China Primary Security ID: Y988A6104 Record Date: 06/01/2021 Meeting Type: Special Ticker: 1818
Primary CUSIP: Y988A6104 Primary ISIN: CNE1000004R6 Primary SEDOL: B1H5082
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
Zhejiang Chint Electrics Co., Ltd.
Meeting Date: 06/07/2021 Country: China Primary Security ID: Y988AY103 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 601877
Primary CUSIP: Y988AY103 Primary ISIN: CNE100000KD8 Primary SEDOL: B5V7S33
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Daily Related Party Transaction Mgmt For For
7 Approve Appointment of Auditor Mgmt For For
8 Approve Additional External Guarantee Mgmt For For
9 Approve External Guarantee SH For For
Zhejiang Starry Pharmaceutical Co., Ltd.
Meeting Date: 06/07/2021 Country: China Primary Security ID: Y989AB101 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 603520
Primary CUSIP: Y989AB101 Primary ISIN: CNE1000026N8 Primary SEDOL: BYXBL37 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Starry Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Special Report on the Deposit and Mgmt For For Usage of Raised Funds
6 Approve Duty Performance Report of Audit Mgmt For For Committee
7 Approve Profit Distribution Mgmt For For
8 Approve Appointment of Auditor Mgmt For For
9 Approve Application of Bank Credit Lines Mgmt For Against
10 Approve Provision of Guarantee Mgmt For Against
11 Approve Foreign Exchange Hedging Business Mgmt For For
12 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
13 Approve Change in Accounting Policies Mgmt For For
14 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
AVIC Xi'an Aircraft Industry Group Co., Ltd.
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y9723E109 Record Date: 06/01/2021 Meeting Type: Special Ticker: 000768
Primary CUSIP: Y9723E109 Primary ISIN: CNE000000RF9 Primary SEDOL: 6004017
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Loan Application Mgmt For For
2 Approve Adjustment of Financial Services Mgmt For Against
3 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Enterprises Clean Energy Group Limited
Meeting Date: 06/08/2021 Country: Cayman Islands Primary Security ID: G1146W105 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 1250
Primary CUSIP: G1146W105 Primary ISIN: KYG1146W1050 Primary SEDOL: BYZWFF8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a1 Elect Hu Xiaoyong as Director Mgmt For Against
2a2 Elect Shi Xiaobei as Director Mgmt For Against
2a3 Elect Li Fujun as Director Mgmt For For
2b Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
7 Approve Proposed Update to the Terms of the Mgmt For Against Share Option Scheme
BYD Company Limited
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y1023R104 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 1211
Primary CUSIP: Y1023R104 Primary ISIN: CNE100000296 Primary SEDOL: 6536651
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Audited Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BYD Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve 2020 Annual Reports and Its Mgmt For For Summary
5 Approve 2020 Profit Distribution Plan Mgmt For For
6 Approve Ernst & Young Hua Ming LLP as PRC Mgmt For For Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the Group Mgmt For Against
8 Approve Estimated Cap of Ordinary Mgmt For For Connected Transactions for the Year 2020
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic Mgmt For Against (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights
11 Approve Provision of Phased Guarantee for Mgmt For Against Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited
12 Approve Increase of Shareholders' Deposits Mgmt For For Limit by the Company
13 Approve Authorization to the Board to Mgmt For Against Determine the Proposed Plan for the Issuance of Debt Financing Instruments
BYD Company Limited
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y1023R104 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 1211
Primary CUSIP: Y1023R104 Primary ISIN: CNE100000296 Primary SEDOL: 6536651
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BYD Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve 2020 Audited Financial Statements Mgmt For For
4 Approve 2020 Annual Reports and Its Mgmt For For Summary
5 Approve 2020 Profit Distribution Plan Mgmt For For
6 Approve Ernst & Young Hua Ming LLP as PRC Mgmt For For Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the Group Mgmt For Against
8 Approve Estimated Cap of Ordinary Mgmt For For Connected Transactions for the Year 2020
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic Mgmt For Against (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights
11 Approve Provision of Phased Guarantee for Mgmt For Against Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited
12 Approve Increase of Shareholders' Deposits Mgmt For For Limit by the Company
13 Approve Authorization to the Board to Mgmt For Against Determine the Proposed Plan for the Issuance of Debt Financing Instruments
BYD Electronic (International) Co., Ltd.
Meeting Date: 06/08/2021 Country: Hong Kong Primary Security ID: Y1045N107 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 285
Primary CUSIP: Y1045N107 Primary ISIN: HK0285041858 Primary SEDOL: B29SHS5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BYD Electronic (International) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
4 Elect Wang Nian-qiang as Director Mgmt For For
5 Elect Wang Bo as Director Mgmt For For
6 Elect Qian Jing-jie as Director Mgmt For For
7 Elect Antony Francis Mampilly as Director Mgmt For For
8 Authorize Board to Fix Remuneration of Mgmt For For Directors
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
10 Authorize Repurchase of Issued Share Capital Mgmt For For
11 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Jinmao Holdings Group Limited
Meeting Date: 06/08/2021 Country: Hong Kong Primary Security ID: Y1500V107 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 817
Primary CUSIP: Y1500V107 Primary ISIN: HK0817039453 Primary SEDOL: B23TGR6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Song Liuyi as Director Mgmt For For
3B Elect Cheng Yong as Director Mgmt For For
3C Elect Wang Wei as Director Mgmt For For
3D Elect Suen Man Tak as Director Mgmt For For
3E Elect Zhong Wei as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Jinmao Holdings Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Taiping Insurance Holdings Company Limited
Meeting Date: 06/08/2021 Country: Hong Kong Primary Security ID: Y1456Z151 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 966
Primary CUSIP: Y1456Z151 Primary ISIN: HK0000055878 Primary SEDOL: 6264048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Wang Sidong as Director Mgmt For For
3a2 Elect Yin Zhaojun as Director Mgmt For For
3a3 Elect Hong Bo as Director Mgmt For For
3a4 Elect Xiao Xing as Director Mgmt For For
3a5 Elect Wu Ting Yuk Anthony as Director Mgmt For For
3a6 Elect Xie Zhichun as Director Mgmt For For
3a7 Elect Law FAN Chiu Fun Fanny as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CIFI Holdings (Group) Co. Ltd.
Meeting Date: 06/08/2021 Country: Cayman Islands Primary Security ID: G2140A107 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 884
Primary CUSIP: G2140A107 Primary ISIN: KYG2140A1076 Primary SEDOL: B8Z00N3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Lin Zhong as Director Mgmt For For
3.2 Elect Yang Xin as Director Mgmt For For
3.3 Elect Zhang Yongyue as Director Mgmt For For
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
8 Approve Increase in Authorized Share Capital Mgmt For For
First Tractor Company Limited
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y25714109 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 38
Primary CUSIP: Y25714109 Primary ISIN: CNE100000320 Primary SEDOL: 6002895
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ORDINARY RESOLUTIONS Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
First Tractor Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Provisions for Impairment of Assets Mgmt For For
4 Approve Audited Financial Report Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Da Hua Certified Public Accountants Mgmt For For (Special General Partnership) as Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration
SPECIAL RESOLUTION Mgmt
1 Amend Articles of Association SH For For
Foxconn Industrial Internet Co., Ltd.
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y2620V100 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 601138
Primary CUSIP: Y2620V100 Primary ISIN: CNE1000031P3 Primary SEDOL: BFZ7XB2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Related Party Transaction Mgmt For For
7 Approve Adjustment, Modification and Mgmt For For Extension of Raised Funds Investment Project
8 Approve Appointment of Auditor SH For For
9 Approve Provision of Guarantee SH For For
APPROVE ISSUANCE OF DEBT FINANCING Mgmt INSTRUMENTS
10.1 Approve Issuer, Issue Size and Issue Manner SH For For
10.2 Approve Issue Type SH For For
10.3 Approve Period SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Foxconn Industrial Internet Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10.4 Approve Issuance Interest Rate SH For For
10.5 Approve Guarantee and Other Arrangements SH For For
10.6 Approve Use of Proceeds SH For For
10.7 Approve Issue Price SH For For
10.8 Approve Target Subscribers SH For For
10.9 Approve Listing Exchange SH For For
10.10 Approve Resolution Validity Period SH For For
10.11 Approve Authorization of Board to Handle All SH For For Related Matters
11 Approve Purchase of Liability Insurance for SH For For Directors, Supervisors and Senior Management Members
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
12.1 Elect Yang Feifei as Supervisor Mgmt For For
Hengtong Optic-Electric Co., Ltd.
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y3174C100 Record Date: 06/01/2021 Meeting Type: Special Ticker: 600487
Primary CUSIP: Y3174C100 Primary ISIN: CNE000001FQ9 Primary SEDOL: 6676193
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Signing of Strategic Cooperation Mgmt For For Agreement
Jiangxi Copper Company Limited
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y4446C100 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 358
Primary CUSIP: Y4446C100 Primary ISIN: CNE1000003K3 Primary SEDOL: 6000305 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangxi Copper Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
2 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
3 Amend Rules and Procedures Regarding Mgmt For For Meetings of Independent Directors
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Supervisory Committee Mgmt For For
6 Approve Audited Financial Report and Annual Mgmt For For Report and Its Summary
7 Approve Profit Distribution Mgmt For For
8 Approve Ernst & Young Hua Ming LLP as Mgmt For For Domestic and Internal Auditors and Ernst & Young as Overseas Auditors and Authorize Board to Fix Their Remuneration
9 Approve Remuneration Scheme of Directors Mgmt For For
10 Approve Remuneration Scheme of Mgmt For For Supervisors
ELECT EXECUTIVE DIRECTORS VIA Mgmt CUMULATIVE VOTING AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO ENTER INTO THE SERVICE CONTRACT OR LETTER OF APPOINTMENT ON BEHALF OF THE COMPANY WITH EACH OF THEM
11.1 Elect Zheng Gaoqing as Director SH For For
11.2 Elect Wang Bo as Director SH For For
11.3 Elect Gao Jian-min as Director SH For For
11.4 Elect Liang Qing as Director SH For For
11.5 Elect Liu Fangyun as Director SH For For
11.6 Elect Yu Tong as Director SH For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO ENTER INTO THE SERVICE CONTRACT OR LETTER OF APPOINTMENT ON BEHALF OF THE COMPANY WITH EACH OF THEM
12.1 Elect Liu Erh Fei as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangxi Copper Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12.2 Elect Liu Xike as Director SH For For
12.3 Elect Zhu Xingwen as Director SH For For
12.4 Elect Wang Feng as Director SH For For
ELECT SUPERIVSORS VIA CUMULATIVE Mgmt VOTING AND AUTHORIZE ANY ONE EXECUTIVE DIRECTOR TO ENTER INTO THE SERVICE CONTRACT OR LETTER OF APPOINTMENT ON BEHALF OF THE COMPANY WITH EACH OF THEM
13.1 Elect Guan Yongmin as Supervisor SH For For
13.2 Elect Wu Donghua as Supervisor SH For For
13.3 Elect Zhang Jianhua as Supervisor SH For For
Shimao Group Holdings Limited
Meeting Date: 06/08/2021 Country: Cayman Islands Primary Security ID: G81043104 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 813
Primary CUSIP: G81043104 Primary ISIN: KYG810431042 Primary SEDOL: B16YNS1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Approve Final Dividend Mgmt For For
2.2 Approve Special Dividend Mgmt For For
3.1 Elect Hui Sai Tan, Jason as Director Mgmt For For
3.2 Elect Ye Mingjie as Director Mgmt For For
3.3 Elect Lyu Hong Bing as Director Mgmt For For
3.4 Elect Lam Ching Kam as Director Mgmt For For
3.5 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shimao Group Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Authorize Repurchase of Issued Share Capital Mgmt For For
Sichuan Swellfun Co., Ltd.
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y7932B106 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 600779
Primary CUSIP: Y7932B106 Primary ISIN: CNE000000NH4 Primary SEDOL: 6783048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution and Capitalization Mgmt For For of Capital Reserves
5 Approve Annual Report and Summary Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Application of Bank Credit Lines Mgmt For For
8 Approve Provision of Guarantees Mgmt For For
9 Approve Amendments to Articles of Mgmt For For Association to Change Business Scope
10 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect John Fan as Director Mgmt For Against
11.2 Elect Chu ChunHo as Director Mgmt For For
11.3 Elect Jiang Leifeng as Director Mgmt For For
11.4 Elect Samuel A.Fischer as Director Mgmt For For
11.5 Elect Sanjeev Churiwala as Director Mgmt For Against
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Zhang Peng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Swellfun Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12.2 Elect Ma Yongqiang as Director Mgmt For For
12.3 Elect Li Xin as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
13.1 Elect Chen Daili as Supervisor Mgmt For For
13.2 Elect Derek Chang as Supervisor Mgmt For For
Skyfame Realty (Holdings) Ltd.
Meeting Date: 06/08/2021 Country: Bermuda Primary Security ID: G8220B147 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 59
Primary CUSIP: G8220B147 Primary ISIN: BMG8220B1476 Primary SEDOL: BGT16D0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Wen Xiaobing as Director Mgmt For For
3B Elect Wong Lok as Director Mgmt For For
3C Elect Choy Shu Kwan as Director Mgmt For For
3D Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers Limited as Mgmt For For Auditor and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suncity Group Holdings Limited
Meeting Date: 06/08/2021 Country: Cayman Islands Primary Security ID: G8572D113 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 1383
Primary CUSIP: G8572D113 Primary ISIN: KYG8572D1135 Primary SEDOL: B89X6B8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For Against Reports
2.1 Elect Au Chung On John as Director Mgmt For For
2.2 Elect Manuel Assis Da Silva as Director Mgmt For For
2.3 Elect Lo Wai Tung John as Director Mgmt For Against
2.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Crowe (HK) CPA Limited as Auditors Mgmt For Against and Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
Tong Ren Tang Technologies Co. Ltd.
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y8884M108 Record Date: 05/07/2021 Meeting Type: Annual Ticker: 1666
Primary CUSIP: Y8884M108 Primary ISIN: CNE100000585 Primary SEDOL: 6295048
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Audited Consolidated Financial Mgmt For For Statements
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Supervisory Committee Mgmt For For
4 Approve Final Dividend Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tong Ren Tang Technologies Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve PricewaterhouseCoopers as Overseas Mgmt For For Auditor and Authorize Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration
7 Elect Gu Hai Ou as Director, Authorize Board Mgmt For For to Fix His Remuneration and Enter into Service Contract with Him
8 Elect Wang Yu Wei as Director, Authorize Mgmt For For Board to Fix His Remuneration and Enter into Service Contract with Him
9 Elect Fang Jia Zhi as Director, Authorize Mgmt For For Board to Fix Her Remuneration and Enter into Service Contract with Her
10 Elect Jin Tao as Director, Authorize Board to Mgmt For For Fix His Remuneration and Enter into Service Contract with Him
11 Elect Ma Guan Yu as Director, Authorize Mgmt For For Board to Fix His Remuneration and Enter into Service Contract with Him
12 Elect Wu Qian as Director, Authorize Board to Mgmt For For Fix Her Remuneration and Enter into Service Contract with Her
13 Elect Ting Leung Huel, Stephen as Director, Mgmt For For Authorize Board to Fix His Remuneration, and Enter into Service Contract with Him
14 Elect Chan Ching Har, Eliza as Director, Mgmt For For Authorize Board to Fix Her Remuneration and Enter into Service Contract with Her
15 Elect Zhan Yuan Jing as Director, Authorize Mgmt For For Board to Fix His Remuneration and Enter into Service Contract with Him
16 Elect Su Li as Supervisor, Authorize Board to Mgmt For For Fix Her Remuneration and Enter into Service Contract with Her
17 Elect Wu Yi Gang as Supervisor, Authorize Mgmt For For Board to Fix His Remuneration and Enter into Service Contract with Him
18 Elect Li Yuan Hong as Supervisor, Authorize Mgmt For For Board to Fix His Remuneration and Enter into Service Contract with Him
19 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tong Ren Tang Technologies Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
20 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure
Yunda Holding Co., Ltd.
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y62996106 Record Date: 06/02/2021 Meeting Type: Special Ticker: 002120
Primary CUSIP: Y62996106 Primary ISIN: CNE100000015 Primary SEDOL: B1R0FF9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Bond Maturity Mgmt For For
2.4 Approve Par Value and Issue Price Mgmt For For
2.5 Approve Coupon Rate Mgmt For For
2.6 Approve Period and Manner of Repayment of Mgmt For For Capital and Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Guarantee Matters Mgmt For For
2.9 Approve Determination of Conversion Price Mgmt For For
2.10 Approve Adjustment and Calculation Method Mgmt For For of Conversion Price
2.11 Approve Downward Adjustment of Conversion Mgmt For For Price
2.12 Approve Method for Determining the Number Mgmt For For of Shares for Conversion
2.13 Approve Terms of Redemption Mgmt For For
2.14 Approve Terms of Sell-Back Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yunda Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.15 Approve Attribution of Profit and Loss During Mgmt For For the Conversion Period
2.16 Approve Issue Manner and Target Subscribers Mgmt For For
2.17 Approve Placing Arrangement for Mgmt For For Shareholders
2.18 Approve Matters Relating to Meetings of Mgmt For For Bondholders
2.19 Approve Usage of Raised Funds Mgmt For For
2.20 Approve Depository of Raised Funds Mgmt For For
2.21 Approve Rating Matters Mgmt For For
2.22 Approve Resolution Validity Period Mgmt For For
3 Approve Issuance of Convertible Bonds Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding Mgmt For For General Meetings of Convertible Bondholders
8 Approve Shareholder Return Plan Mgmt For For
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
10 Amend Articles of Association SH For For
Zhejiang Huayou Cobalt Co., Ltd.
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y9898D100 Record Date: 06/02/2021 Meeting Type: Special Ticker: 603799
Primary CUSIP: Y9898D100 Primary ISIN: CNE100001VW3 Primary SEDOL: BV8SL21
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Acquisition Mgmt For For
2 Approve Signing of Equity Transfer Contract Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Huayou Cobalt Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Signing of Voting Rights Entrustment Mgmt For For Agreement
4 Approve External Investment to Establish Mgmt For For Joint Venture Company and Provision of Guarantees
5 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Zhuzhou CRRC Times Electric Co., Ltd.
Meeting Date: 06/08/2021 Country: China Primary Security ID: Y9892N104 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 3898
Primary CUSIP: Y9892N104 Primary ISIN: CNE1000004X4 Primary SEDOL: B1L3XL6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Consolidated Financial Mgmt For For Statements and Auditor's Report
4 Approve Profit Distribution Plan and Omission Mgmt For For of Dividend Payment
5 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration
6 Approve Credit Line Bank Application Mgmt For For
7 Approve 2020 Annual Report Mgmt For For
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and/or H Shares
Beijing Enterprises Water Group Ltd.
Meeting Date: 06/09/2021 Country: Bermuda Primary Security ID: G0957L109 Record Date: 06/03/2021 Meeting Type: Annual Ticker: 371
Primary CUSIP: G0957L109 Primary ISIN: BMG0957L1090 Primary SEDOL: B01YCG0 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Enterprises Water Group Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Li Yongcheng as Director Mgmt For For
3a2 Elect Li Haifeng as Director Mgmt For For
3a3 Elect Ke Jian as Director Mgmt For For
3a4 Elect Tung Woon Cheung Eric as Director Mgmt For For
3a5 Elect Zhao Feng as Director Mgmt For For
3a6 Elect Shea Chun Lok Quadrant as Director Mgmt For For
3a7 Elect Chau On Ta Yuen as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China First Capital Group Limited
Meeting Date: 06/09/2021 Country: Cayman Islands Primary Security ID: G2114R110 Record Date: 06/03/2021 Meeting Type: Annual Ticker: 1269
Primary CUSIP: G2114R110 Primary ISIN: KYG2114R1103 Primary SEDOL: BDZQKJ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Zhao Zhijun as Director Mgmt For Against
2b Elect Loo Cheng Guan as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China First Capital Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Linksfield CPA Limited as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
8 Adopt New Share Option Scheme Mgmt For Against
9 Approve Termination of Existing Share Option Mgmt For For Scheme
China Resources Land Limited
Meeting Date: 06/09/2021 Country: Cayman Islands Primary Security ID: G2108Y105 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 1109
Primary CUSIP: G2108Y105 Primary ISIN: KYG2108Y1052 Primary SEDOL: 6193766
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Chen Rong as Director Mgmt For For
3.2 Elect Wang Yan as Director Mgmt For For
3.3 Elect Li Xin as Director Mgmt For For
3.4 Elect Guo Shiqing as Director Mgmt For For
3.5 Elect Wan Kam To, Peter as Director Mgmt For For
3.6 Elect Yan Y. Andrew as Director Mgmt For Against
3.7 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Resources Land Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
CITIC Limited
Meeting Date: 06/09/2021 Country: Hong Kong Primary Security ID: Y1639J116 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 267
Primary CUSIP: Y1639J116 Primary ISIN: HK0267001375 Primary SEDOL: 6196152
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Xi Guohua as Director Mgmt For For
4 Elect Song Kangle as Director Mgmt For For
5 Elect Liu Zhuyu as Director Mgmt For For
6 Elect Peng Yanxiang as Director Mgmt For For
7 Elect Yu Yang as Director Mgmt For For
8 Elect Liu Zhongyuan as Director Mgmt For For
9 Elect Xu Jinwu as Director Mgmt For For
10 Elect Toshikazu Tagawa as Director Mgmt For For
11 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
13 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
EVE Energy Co., Ltd.
Meeting Date: 06/09/2021 Country: China Primary Security ID: Y2303F109 Record Date: 06/02/2021 Meeting Type: Special Ticker: 300014
Primary CUSIP: Y2303F109 Primary ISIN: CNE100000GS4 Primary SEDOL: B4TSW28
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Leasing Business Mgmt For For
2 Approve Provision of Guarantees Mgmt For For
3 Approve Change of Use of Part of Raised Mgmt For For Funds
Far East Horizon Ltd.
Meeting Date: 06/09/2021 Country: Hong Kong Primary Security ID: Y24286109 Record Date: 06/03/2021 Meeting Type: Annual Ticker: 3360
Primary CUSIP: Y24286109 Primary ISIN: HK0000077468 Primary SEDOL: B63DLB5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Kong Fanxing as Director Mgmt For For
3b Elect Wang Mingzhe as Director Mgmt For For
3c Elect Yang Lin as Director Mgmt For For
3d Elect Liu Haifeng David as Director Mgmt For For
3e Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditors and Mgmt For Against Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Inspur Electronic Information Industry Co., Ltd.
Meeting Date: 06/09/2021 Country: China Primary Security ID: Y51704107 Record Date: 06/02/2021 Meeting Type: Special Ticker: 000977
Primary CUSIP: Y51704107 Primary ISIN: CNE0000012M2 Primary SEDOL: 6247726
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Wang Endong as Non-independent Mgmt For For Director
2 Amend Articles of Association Mgmt For For
3 Approve Related Party Transactions with Mgmt For Against Inspur Group Finance Co., Ltd.
Jiayuan International Group Limited
Meeting Date: 06/09/2021 Country: Cayman Islands Primary Security ID: G5139G100 Record Date: 06/03/2021 Meeting Type: Annual Ticker: 2768
Primary CUSIP: G5139G100 Primary ISIN: KYG5139G1001 Primary SEDOL: BD39D16
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Zhang Yi as Director Mgmt For For
3a2 Elect Shen Xiaodong as Director Mgmt For For
3a3 Elect Tai Kwok Leung, Alexander as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Kweichow Moutai Co., Ltd.
Meeting Date: 06/09/2021 Country: China Primary Security ID: Y5070V116 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 600519
Primary CUSIP: Y5070V116 Primary ISIN: CNE0000018R8 Primary SEDOL: 6414832
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Report of the Independent Directors Mgmt For For
8 Approve to Appoint Financial Auditor and Mgmt For For Internal Control Auditor
Legend Biotech Corp.
Meeting Date: 06/09/2021 Country: Cayman Islands Primary Security ID: 52490G102 Record Date: 05/03/2021 Meeting Type: Annual Ticker: LEGN
Primary CUSIP: 52490G102 Primary ISIN: US52490G1022 Primary SEDOL: BMX9K07
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Ratify Ernst & Young Hua Ming LLP as Mgmt For For Auditors
3 Elect Director Ye Wang Mgmt For Against
4 Elect Director Darren Xiaohui Ji Mgmt For For
5 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Meeting Date: 06/09/2021 Country: China Primary Security ID: Y9890Q109 Record Date: 06/03/2021 Meeting Type: Annual Ticker: 600436
Primary CUSIP: Y9890Q109 Primary ISIN: CNE000001F21 Primary SEDOL: 6632162
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Appointment of Auditor and to Fix Mgmt For For Their Remuneration
5 Approve Daily Related-party Transactions Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Financial Statements and Financial Mgmt For For Budget Report
8 Amend External Guarantee System Mgmt For Against
9 Approve Profit Distribution Mgmt For For
10 Approve Amendments to Articles of Mgmt For For Association
Beijing Tiantan Biological Products Corp. Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y0770S109 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 600161
Primary CUSIP: Y0770S109 Primary ISIN: CNE000000WF9 Primary SEDOL: 6116666
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Financial Budget Report Mgmt For Against
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Tiantan Biological Products Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve Credit Line Application Mgmt For For
8 Approve Provision for Asset Impairment and Mgmt For For Asset Retirement
9 Approve Daily Related Party Transactions Mgmt For Against
10 Approve Appointment of Auditor Mgmt For For
11 Approve Increase in Registered Capital and Mgmt For For Amend Articles of Association
Chongqing Zhifei Biological Products Co., Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y1601T100 Record Date: 06/03/2021 Meeting Type: Annual Ticker: 300122
Primary CUSIP: Y1601T100 Primary ISIN: CNE100000V20 Primary SEDOL: B3PNJB8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Audited Financial Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Credit Line Bank Application Mgmt For Against
8 Approve Appointment of Auditor Mgmt For For
9 Amend Articles of Association Mgmt For For
10 Elect Chen Xujiang as Independent Director SH For For
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y1513C104 Record Date: 06/04/2021 Meeting Type: Special Ticker: 2866
Primary CUSIP: Y1513C104 Primary ISIN: CNE100000536 Primary SEDOL: B018L76 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO Mgmt RESTRUCTURING
1.1 Approve Overall Proposal of the Restructuring Mgmt For For
1.2 Approve Consideration and Method of Mgmt For For Payment of the Proposed Acquisition
1.3 Approve Class and Par Value of the Mgmt For For Consideration Shares to be Issued Under the Proposed Acquisition
1.4 Approve Pricing Benchmark Date, Pricing Mgmt For For Basis and Issue Price Under the Proposed Acquisition
1.5 Approve Target Subscribers and Number of Mgmt For For Consideration Shares to be Issued Under the Proposed Acquisition
1.6 Approve Lock-Up Period Arrangement Under Mgmt For For the Proposed Acquisition
1.7 Approve Profit or Loss Arrangement During Mgmt For For the Transitional Period Under the Proposed Acquisition
1.8 Approve Performance Compensation Mgmt For For Arrangement Under the Proposed Acquisition
1.9 Approve Place of Listing of the Consideration Mgmt For For Shares to be Issued Under the Proposed Acquisition
1.10 Approve Arrangement for Cumulative Mgmt For For Undistributed Profits of the Company Prior to the Proposed Acquisition
1.11 Approve Class and Par Value of A Shares to Mgmt For For be Issued Under the Proposed Non-Public Issuance of A Shares
1.12 Approve Target Subscribers and Number of A Mgmt For For Shares to be Issued Under the Proposed Non-Public Issuance of A Shares
1.13 Approve Price Determination Date, Pricing Mgmt For For Basis and Issue Price Under the Proposed Non-Public Issuance of A Shares
1.14 Approve Lock-Up Period Arrangement Under Mgmt For For the Proposed Non-Public Issuance of A Shares
1.15 Approve Place of Listing of the A Shares to be Mgmt For For Issued Under the Proposed Non-Public Issuance of A Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.16 Approve Use of Proceeds from the Proposed Mgmt For For Non-Public Issuance of A Shares
1.17 Approve Arrangement for Cumulative Mgmt For For Undistributed Profits of the Company Prior to the Proposed Non-Public Issuance of A Shares
1.18 Approve Restructuring Constituting a Mgmt For For Connected Transaction
1.19 Approve Restructuring Not Constituting a Mgmt For For Material Asset Restructuring
1.20 Approve Restructuring Not Constituting a Mgmt For For Restructuring and Listing
1.21 Approve Validity Period of the Resolutions Mgmt For For
2 Approve Restructuring Being in Compliance Mgmt For For with the Relevant Laws and Regulations
3 Approve Report on Acquisition of Assets and Mgmt For For Raising Ancillary Funds Through Issuance of Shares and Connected Transaction of COSCO Shipping Development Co., Ltd. (Draft) and Its Summary
RESOLUTIONS IN RELATION TO RELATED Mgmt AGREEMENTS OF THE RESTRUCTURING
4a Approve Acquisition Agreement Mgmt For For
4b Approve Supplemental Agreement Mgmt For For
4c Approve Compensation Agreement Mgmt For For
4d Approve CS Subscription Agreement Mgmt For For
5 Approve Restructuring Complying with Article Mgmt For For 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies
6 Approve Restructuring Complying with Article Mgmt For For 11 and Article 43 of the Administrative Measures for the Material Asset Restructuring of Listed Companies
7 Approve Waiver of the Obligation of COSCO Mgmt For Against Shipping Investment, China Shipping and Its Concert Parties to Make a General Offer of the Securities of the Company Under the Relevant PRC Laws and Regulations
8 Approve Whitewash Waiver Mgmt For Against
9 Approve Dilution on Current Returns and Mgmt For For Remedial Measures of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Approve Audit Reports, Pro Forma Review Mgmt For For Report and Asset Valuation Reports in Respect of the Restructuring
11 Approve Independence of Valuation Agency, Mgmt For For Reasonableness of the Assumptions of the Valuation, Correlation Between the Approach and Purpose of the Valuation and Fairness of the Basis of the Consideration
12 Approve Completeness and Compliance of the Mgmt For For Legal Procedures and the Validity of the Legal Documentation in Respect of the Restructuring
13 Authorize Board and Its Authorized Persons to Mgmt For For Deal with All Matters in Relation to the Restructuring
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y1513C104 Record Date: 06/04/2021 Meeting Type: Special Ticker: 2866
Primary CUSIP: Y1513C104 Primary ISIN: CNE100000536 Primary SEDOL: B018L76
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
RESOLUTIONS IN RELATION TO Mgmt RESTRUCTURING
1.1 Approve Overall Proposal of the Restructuring Mgmt For For
1.2 Approve Consideration and Method of Mgmt For For Payment of the Proposed Acquisition
1.3 Approve Class and Par Value of the Mgmt For For Consideration Shares to be Issued Under the Proposed Acquisition
1.4 Approve Pricing Benchmark Date, Pricing Mgmt For For Basis and Issue Price Under the Proposed Acquisition
1.5 Approve Target Subscribers and Number of Mgmt For For Consideration Shares to be Issued Under the Proposed Acquisition
1.6 Approve Lock-Up Period Arrangement Under Mgmt For For the Proposed Acquisition Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.7 Approve Profit or Loss Arrangement During Mgmt For For the Transitional Period Under the ProposedAcquisition
1.8 Approve Performance Compensation Mgmt For For Arrangement Under the Proposed Acquisition
1.9 Approve Place of Listing of the Consideration Mgmt For For Shares to be Issued Under the ProposedAcquisition
1.10 Approve Arrangement for Cumulative Mgmt For For Undistributed Profits of the Company Prior to theProposed Acquisition
1.11 Approve Class and Par Value of A Shares to Mgmt For For be Issued Under the Proposed Non-Public Issuance of A Shares
1.12 Approve Target Subscribers and Number of A Mgmt For For Shares to be Issued Under the Proposed Non-Public Issuance of A Shares
1.13 Approve Price Determination Date, Pricing Mgmt For For Basis and Issue Price Under the Proposed Non-Public Issuance of A Shares
1.14 Approve Lock-Up Period Arrangement Under Mgmt For For the Proposed Non-Public Issuance of A Shares
1.15 Approve Place of Listing of the A Shares to be Mgmt For For Issued Under the Proposed Non-Public Issuance of A Shares
1.16 Approve Use of Proceeds from the Proposed Mgmt For For Non-Public Issuance of A Shares
1.17 Approve Arrangement for Cumulative Mgmt For For Undistributed Profits of the Company Prior to the Proposed Non-public Issuance of A Shares
1.18 Approve Restructuring Constituting Connected Mgmt For For Transaction
1.19 Approve Restructuring Not Constituting Mgmt For For Material Asset Restructuring
1.20 Approve Restructuring Not Constituting Mgmt For For Restructuring and Listing
1.21 Approve Validity Period of the Resolutions Mgmt For For
RESOLUTIONS IN RELATION TO RELATED Mgmt AGREEMENTS OF THE RESTRUCTURING
2a Approve Acquisition Agreement Mgmt For For
2b Approve Supplemental Agreement Mgmt For For
2c Approve Compensation Agreement Mgmt For For
2d Approve CS Subscription Agreement Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Special Deal Mgmt For For
4 Authorize Board and Its Authorized Persons to Mgmt For For Deal with All Matters in Relation to the Restructuring
GigaDevice Semiconductor (Beijing), Inc.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y270BL103 Record Date: 06/02/2021 Meeting Type: Special Ticker: 603986
Primary CUSIP: Y270BL103 Primary ISIN: CNE1000030S9 Primary SEDOL: BYM9X70
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change of Registered Address and Mgmt For For Amendment of Articles of Association
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Zhang Shuai as Director SH For For
2.2 Elect He Wei as Director SH For For
Guocheng Mining Co., Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y2666C107 Record Date: 06/04/2021 Meeting Type: Special Ticker: 000688
Primary CUSIP: Y2666C107 Primary ISIN: CNE0000003F5 Primary SEDOL: 6355566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Articles of Association Mgmt For For
2 Elect Wu Cheng as Non-independent Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu King's Luck Brewery Joint-stock Co., Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y444JU106 Record Date: 06/07/2021 Meeting Type: Annual Ticker: 603369
Primary CUSIP: Y444JU106 Primary ISIN: CNE100001TH8 Primary SEDOL: BNB2PN3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Statements and Financial Mgmt For For Budget Report
6 Approve Appointment of Auditor Mgmt For For
7 Approve Authorization to Use of Idle Own Mgmt For For Funds to Purchase Principal-guaranteed Financial Products
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Liu Jiarong as Director SH For For
8.2 Elect Yan Yunxia as Director SH For For
Legend Holdings Corporation
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y52237107 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 3396
Primary CUSIP: Y52237107 Primary ISIN: CNE100001ZT0 Primary SEDOL: BYMW733
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Directors' Report Mgmt For For
2 Approve Supervisors' Report Mgmt For For
3 Approve Audited Financial Statements and Mgmt For For Independent Auditor's Report
4 Approve Profit Distribution Plan Mgmt For For
5.1 Elect Ning Min as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Legend Holdings Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5.2 Elect Li Peng as Director Mgmt For For
5.3 Elect Zhu Linan as Director Mgmt For For
5.4 Elect Zhao John Huan as Director Mgmt For For
5.5 Elect Suo Jishuan as Director Mgmt For Against
5.6 Elect Yang Jianhua as Director Mgmt For For
5.7 Elect Ma Weihua as Director Mgmt For Against
5.8 Elect Hao Quan as Director Mgmt For For
5.9 Elect Yin Jian'an as Director Mgmt For For
6.1 Elect Luo Cheng as Supervisor Mgmt For For
6.2 Elect Zhang Yong as Supervisor Mgmt For For
7 Approve Remuneration of Directors and Mgmt For For Supervisors
8 Approve PricewaterhouseCoopers as Mgmt For For Independent Auditor and Authorize Board to Fix Their Remuneration
9 Approve 2021 Medium and Long-Term Mgmt For Against Incentive Plan
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
11 Authorize Repurchase of Issued H Share Mgmt For For Capital
Legend Holdings Corporation
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y52237107 Record Date: 06/04/2021 Meeting Type: Special Ticker: 3396
Primary CUSIP: Y52237107 Primary ISIN: CNE100001ZT0 Primary SEDOL: BYMW733
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
PetroChina Company Limited
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y6883Q104 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 857
Primary CUSIP: Y6883Q104 Primary ISIN: CNE1000003W8 Primary SEDOL: 6226576
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Financial Report Mgmt For For
4 Approve Declaration and Payment of the Final Mgmt For For Dividends
5 Authorize Board to Determine the Distribution Mgmt For For of Interim Dividends
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration
7 Approve Guarantees to be Provided to the Mgmt For For Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board
8 Approve Grant of General Mandate to the Mgmt For For Board to Determine and Deal with the Issue of Debt Financing Instruments
PetroChina Company Limited
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y6883Q104 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 857
Primary CUSIP: Y6883Q104 Primary ISIN: CNE1000003W8 Primary SEDOL: 6226576
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
PetroChina Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Financial Report Mgmt For For
4 Approve Declaration and Payment of the Final Mgmt For For Dividends
5 Authorize Board to Determine the Distribution Mgmt For For of Interim Dividends
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration
7 Approve Guarantees to be Provided to the Mgmt For For Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board
8 Approve Grant of General Mandate to the Mgmt For For Board to Determine and Deal with the Issue of Debt Financing Instruments
Shaanxi Coal Industry Co., Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y7679D109 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 601225
Primary CUSIP: Y7679D109 Primary ISIN: CNE100001T64 Primary SEDOL: BJ3WDM8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Related Party Transaction Mgmt For Against
6 Approve to Appoint Auditor Mgmt For For
7 Approve Cancellation and Repurchase of Mgmt For For Shares
8 Approve Changes in Registered Capital and Mgmt For For Amend Articles of Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shaanxi Coal Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters of Repurchase and Cancellation of Shares
10 Approve Adjustment of Guarantee Provision Mgmt For For and Guarantee Renewal
Shandong Gold Mining Co., Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y76831125 Record Date: 06/03/2021 Meeting Type: Annual Ticker: 1787
Primary CUSIP: Y76831125 Primary ISIN: CNE1000036N7 Primary SEDOL: BFD2096
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Work Report of the Independent Mgmt For For Non-Executive Directors
4 Approve Final Financial Report Mgmt For For
5 Approve Annual Report and Its Extracts Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Provision for Impairment of Assets Mgmt For For
8 Approve TianYuanQuan Certified Public Mgmt For For Accountants (Special General Partnership) as Domestic Auditor and ShineWing (HK) CPA Limited as International Auditor and Authorize Board to Fix Their Remuneration
9 Approve TianYuanQuan Certified Public Mgmt For For Accountants (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration
10 Approve Appraisal Report on Internal Control Mgmt For For
11 Approve Social Responsibility Report Mgmt For For
12 Approve Special Report on the Deposit and Mgmt For For Use of Proceeds Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Gold Mining Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
14 Approve Guarantee Facility for the Hong Kong Mgmt For For Subsidiary
15 Approve Change in Registered Capital Mgmt For For
16 Amend Articles of Association Mgmt For For
Sinopharm Group Co. Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y8008N107 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 1099
Primary CUSIP: Y8008N107 Primary ISIN: CNE100000FN7 Primary SEDOL: B3ZVDV0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Statements of the Mgmt For For Company and Its Subsidiaries and the Auditors' Report
4 Approve Profit Distribution Plan and Payment Mgmt For For of Final Dividend
5 Authorize Board to Fix Remuneration of Mgmt For For Directors
6 Authorize Supervisory Committee to Fix Mgmt For For Remuneration of Supervisors
7 Approve Ernst & Young Hua Ming LLP as Mgmt For For Domestic Auditors and Ernst & Young as International Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration
8 Approve Provision of Guarantees Mgmt For Against
9 Elect Li Dongjiu as Director, Authorize Board Mgmt For For to Fix His Remuneration and Enter into a Service Contract with Him
10 Elect Guan Xiaohui as Supervisor, Authorize Mgmt For For Supervisory Committee to Fix Her Remuneration and Enter into a Service Contract with Her Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinopharm Group Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and/or H Shares
12 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares
Sinopharm Group Co. Ltd.
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y8008N107 Record Date: 05/10/2021 Meeting Type: Special Ticker: 1099
Primary CUSIP: Y8008N107 Primary ISIN: CNE100000FN7 Primary SEDOL: B3ZVDV0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares
Sinotrans Limited
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y6145J104 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 598
Primary CUSIP: Y6145J104 Primary ISIN: CNE1000004F1 Primary SEDOL: 6579010
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
2 Authorize Repurchase of Issued H Share Mgmt For For Capital
3 Approve Updated Mandate of the Issue of Mgmt For For Debt Financing Instruments
4 Approve Estimated Guarantees of the Mgmt For For Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinotrans Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve 2020 Work Report of the Board of Mgmt For For Directors
6 Approve 2020 Work Report of the Supervisory Mgmt For For Committee
7 Approve 2020 Work Report of Independent Mgmt For For Non-Executive Directors
8 Approve 2020 Final Financial Accounts Report Mgmt For For
9 Approve 2020 Annual Report and Its Mgmt For For Summary
10 Approve 2021 Financial Budget Mgmt For For
11 Approve 2020 Profit Distribution Plan Mgmt For For
12 Approve ShineWing Certified Public Mgmt For For Accountants LLP as Auditor
13 Approve Remuneration of Directors Mgmt For For
14 Approve Renewal of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
15 Approve Adjustment of Business Scope Mgmt For For
16 Approve Amendments to Articles of Mgmt For For Association
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
17.1 Elect Li Guanpeng as Director Mgmt For For
17.2 Elect Song Rong as Director Mgmt For Against
17.3 Elect Song Dexing as Director Mgmt For For
17.4 Elect Liu Weiwu as Director Mgmt For For
17.5 Elect Xiong Xianliang as Director Mgmt For For
17.6 Elect Jiang Jian as Director Mgmt For For
17.7 Elect Jerry Hsu as Director Mgmt For Against
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
18.1 Elect Wang Taiwen as Director Mgmt For For
18.2 Elect Meng Yan as Director Mgmt For For
18.3 Elect Song Haiqing as Director Mgmt For For
18.4 Elect Li Qian as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinotrans Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
19.1 Elect Liu Yingjie as Supervisor Mgmt For For
19.2 Elect Zhou Fangsheng as Supervisor Mgmt For For
19.3 Elect Fan Zhaoping as Supervisor Mgmt For For
Sinotrans Limited
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y6145J104 Record Date: 06/02/2021 Meeting Type: Special Ticker: 598
Primary CUSIP: Y6145J104 Primary ISIN: CNE1000004F1 Primary SEDOL: 6579010
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Authorize Repurchase of Issued H Share Mgmt For For Capital
Viva Biotech Holdings
Meeting Date: 06/10/2021 Country: Cayman Islands Primary Security ID: G9390W101 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 1873
Primary CUSIP: G9390W101 Primary ISIN: KYG9390W1015 Primary SEDOL: BJBL0L5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Mao Chen Cheney as Director Mgmt For For
2b Elect Wu Ying as Director Mgmt For For
2c Elect Ren Delin as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Final Dividend Mgmt For For
5 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Viva Biotech Holdings
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital Mgmt For For
6C Authorize Reissuance of Repurchased Shares Mgmt For Against
Will Semiconductor Co., Ltd. Shanghai
Meeting Date: 06/10/2021 Country: China Primary Security ID: Y9584K103 Record Date: 06/02/2021 Meeting Type: Annual Ticker: 603501
Primary CUSIP: Y9584K103 Primary ISIN: CNE100002XM8 Primary SEDOL: BZ07VX5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report on Performance of Mgmt For For Independent Directors
4 Approve Financial Statements Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Appointment of Auditor and Internal Mgmt For For Control Auditor
8 Approve Related Party Transactions Mgmt For For
9 Approve Comprehensive Credit Line Bank Mgmt For Against Application and Authorized Signing of Related Bank Loans
10 Approve Provision of Guarantee Mgmt For Against
11 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
12 Amend Articles of Association Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Hu Renyu as Director Mgmt For For
13.2 Elect Wu Xingjun as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Avicopter Plc
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y2981F108 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 600038
Primary CUSIP: Y2981F108 Primary ISIN: CNE0000015V6 Primary SEDOL: 6306586
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Related Party Transaction Mgmt For Against
7 Approve Internal Control Evaluation Report Mgmt For For
8 Approve Internal Control Audit Report Mgmt For For
9 Approve Performance Report of the Mgmt For For Independent Directors
10 Approve Amendments to Articles of Mgmt For For Association
11 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
China Evergrande Group
Meeting Date: 06/11/2021 Country: Cayman Islands Primary Security ID: G2119W106 Record Date: 06/07/2021 Meeting Type: Annual Ticker: 3333
Primary CUSIP: G2119W106 Primary ISIN: KYG2119W1069 Primary SEDOL: BD3DS68
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Chau Shing Yim, David as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Evergrande Group
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Elect He Qi as Director Mgmt For For
5 Elect Xie Hongxi as Director Mgmt For For
6 Elect Lai Lixin as Director Mgmt For For
7 Authorize Board to Fix Remuneration of Mgmt For For Directors
8 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
10 Authorize Repurchase of Issued Share Capital Mgmt For For
11 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Harmony Auto Holding Limited
Meeting Date: 06/11/2021 Country: Cayman Islands Primary Security ID: G2118N107 Record Date: 06/07/2021 Meeting Type: Annual Ticker: 3836
Primary CUSIP: G2118N107 Primary ISIN: KYG2118N1079 Primary SEDOL: BYMW8J6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Feng Changge as Director Mgmt For For
3b Elect Han Yang as Director Mgmt For Against
3c Elect Wang Nengguang as Director Mgmt For Against
3d Authorize Board to Fix the Remuneration of Mgmt For For Directors
4 Approve Zhonghui Anda CPA Limited as Mgmt For For Auditor and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Minsheng Banking Corp., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y1495M112 Record Date: 05/10/2021 Meeting Type: Annual Ticker: 1988
Primary CUSIP: Y1495M112 Primary ISIN: CNE100000HF9 Primary SEDOL: B57JY24
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Final Financial Report Mgmt For For
3 Approve Profit Distribution Plan Mgmt For For
4 Approve Annual Budgets Mgmt For For
5 Approve Work Report of the Board Mgmt For For
6 Approve Work Report of the Board of Mgmt For For Supervisors
7 Approve Report of Remuneration of Directors Mgmt For For
8 Approve Report of Remuneration of Mgmt For For Supervisors
9 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
10 Approve Extension of the Validity Period of Mgmt For For the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
12 Amend Articles of Association Mgmt For Against
China Minsheng Banking Corp., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y1495M112 Record Date: 05/10/2021 Meeting Type: Special Ticker: 1988
Primary CUSIP: Y1495M112 Primary ISIN: CNE100000HF9 Primary SEDOL: B57JY24 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Minsheng Banking Corp., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Extension of the Validity Period of Mgmt For For the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions
China Minsheng Banking Corp., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y1495M112 Record Date: 05/11/2021 Meeting Type: Annual Ticker: 1988
Primary CUSIP: Y1495M112 Primary ISIN: CNE100000HF9 Primary SEDOL: B57JY24
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Final Financial Report Mgmt For For
3 Approve Profit Distribution Plan Mgmt For For
4 Approve Annual Budgets Mgmt For For
5 Approve Work Report of the Board Mgmt For For
6 Approve Work Report of the Board of Mgmt For For Supervisors
7 Approve Report of Remuneration of Directors Mgmt For For
8 Approve Report of Remuneration of Mgmt For For Supervisors
9 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
10 Approve Extension of the Validity Period of Mgmt For For the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
12 Amend Articles of Association Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Minsheng Banking Corp., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y1495M112 Record Date: 05/11/2021 Meeting Type: Special Ticker: 1988
Primary CUSIP: Y1495M112 Primary ISIN: CNE100000HF9 Primary SEDOL: B57JY24
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Extension of the Validity Period of Mgmt For For the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions
China SCE Group Holdings Limited
Meeting Date: 06/11/2021 Country: Cayman Islands Primary Security ID: G21190106 Record Date: 06/07/2021 Meeting Type: Annual Ticker: 1966
Primary CUSIP: G21190106 Primary ISIN: KYG211901064 Primary SEDOL: BKS1189
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Chen Yuanlai as Director Mgmt For For
3b Elect Huang Youquan as Director Mgmt For For
3c Elect Ting Leung Huel Stephen as Director Mgmt For Against
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditors and Mgmt For Against Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Concord New Energy Group Limited
Meeting Date: 06/11/2021 Country: Bermuda Primary Security ID: G2345T109 Record Date: Meeting Type: Special Ticker: 182
Primary CUSIP: G2345T109 Primary ISIN: BMG2345T1099 Primary SEDOL: BVXTWR1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Rights Transfer Agreement I, Mgmt For For Finance Lease Agreement I and Related Transactions
2 Approve Rights Transfer Agreement II, Mgmt For For Finance Lease Agreement II and Related Transactions
Grand Baoxin Auto Group Limited
Meeting Date: 06/11/2021 Country: Cayman Islands Primary Security ID: G4134L107 Record Date: 06/07/2021 Meeting Type: Annual Ticker: 1293
Primary CUSIP: G4134L107 Primary ISIN: KYG4134L1077 Primary SEDOL: BZ4FJV9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Lu Wei as Director Mgmt For For
2b Elect Wang Xinming as Director Mgmt For For
2c Elect Lu Ao as Director Mgmt For For
2d Elect Xu Xing as Director Mgmt For For
2e Elect Diao Jianshen as Director Mgmt For For
2f Elect Chan Wan Tsun Adrian Alan as Director Mgmt For For
2g Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share Capital Mgmt For For
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Grand Baoxin Auto Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
Haidilao International Holding Ltd.
Meeting Date: 06/11/2021 Country: Cayman Islands Primary Security ID: G4290A101 Record Date: 06/07/2021 Meeting Type: Annual Ticker: 6862
Primary CUSIP: G4290A101 Primary ISIN: KYG4290A1013 Primary SEDOL: BGN9715
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Zhang Yong as Director Mgmt For For
3 Elect Zhou Zhaocheng as Director Mgmt For For
4 Elect Gao Jie as Director Mgmt For For
5 Elect Chua Sin Bin as Director Mgmt For For
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
8 Approve Final Dividend Mgmt For For
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
10 Authorize Repurchase of Issued Share Capital Mgmt For For
11 Authorize Reissuance of Repurchased Shares Mgmt For Against
12 Approve Grant of Specific Mandate for the Mgmt For Against Issuance of the Connected Shares to Computershare Hong Kong Trustees Limited to Hold on Trust for Selected Participants Who are Connected Grantees and Related Transactions
13 Approve Grant of Connected Shares to the Mgmt For Against Connected Grantees Pursuant to the Scheme Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hainan Meilan International Airport Company Limited
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y3245V103 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 357
Primary CUSIP: Y3245V103 Primary ISIN: CNE1000003B2 Primary SEDOL: 6560508
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Audited Financial Statements of the Mgmt For Against Company and Its Subsidiaries
4 Approve Non-Distribution of Final Dividend Mgmt For For
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Auditors and Authorize Board to Fix Their Remuneration
7 Approve Proposals Put Forward by Any Mgmt For Against Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares or H Shares
9 Other Business Mgmt For Against
Hopson Development Holdings Limited
Meeting Date: 06/11/2021 Country: Bermuda Primary Security ID: G4600H119 Record Date: 06/07/2021 Meeting Type: Annual Ticker: 754
Primary CUSIP: G4600H119 Primary ISIN: BMG4600H1198 Primary SEDOL: BMXJW56
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Xie Bao Xin as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hopson Development Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3B Elect Bao Wenge as Director Mgmt For Against
3C Elect Zhang Fan as Director Mgmt For For
3D Elect Ching Yu Lung as Director Mgmt For Against
3E Authorize Board to Fix Remuneration of Mgmt For For Directors
3F Elect Ip Wai Lun, William as Director Mgmt For For
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Industrial Bank Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y3990D100 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 601166
Primary CUSIP: Y3990D100 Primary ISIN: CNE000001QZ7 Primary SEDOL: B1P13B6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements and Financial Mgmt For For Budget Report
5 Approve Profit Distribution Mgmt For For
6 Approve Issuance of Capital Bond Mgmt For Against
7 Approve Issuance of Financial Bond Mgmt For Against
8 Approve to Appoint Auditor Mgmt For For
9 Approve Capital Management Planning Mgmt For For
APPROVE RELATED PARTY TRANSACTIONS Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Industrial Bank Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10.1 Approve Related Party Transaction with The Mgmt For For People's Insurance Group of China Co., Ltd and its affiliates
10.2 Approve Related Party Transaction with Fujian Mgmt For For Sunshine Group Co., Ltd and its affiliates
ELECT NON-INDEPENDENT DIRECTORS AND Mgmt INDEPENDENT DIRECTORS
11.1 Elect Lyu Jiajin as Non-Independent Director SH For For
11.2 Elect Chen Yichao as Non-Independent SH For For Director
11.3 Elect Li Zhuyong as Non-Independent Director SH For For
11.4 Elect Xiao Hong as Non-Independent Director SH For For
11.5 Elect Lin Tengjiao as Non-Independent SH For For Director
11.6 Elect Tao Yiping as Non-Independent Director Mgmt For For
11.7 Elect Chen Jinguang as Non-Independent Mgmt For For Director
11.8 Elect Chen Xinjian as Non-Independent Mgmt For For Director
11.9 Elect Sun Xiongpeng as Non-Independent Mgmt For For Director
11.10 Elect Su Xijia as Independent Director Mgmt For For
11.11 Elect Chen Guogang as Independent Director Mgmt For For
11.12 Elect Lin Hua as Independent Director Mgmt For For
11.13 Elect Ben Shenglin as Independent Director Mgmt For For
11.14 Elect Xu Lin as Independent Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
12.1 Elect He Xudong as Supervisor SH For For
12.2 Elect Paul M.Theil as Supervisor Mgmt For For
12.3 Elect Zhu Qing as Supervisor Mgmt For For
12.4 Elect Xia Dawei as Supervisor Mgmt For For
13 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE ISSUANCE OF CONVERTIBLE Mgmt BONDS
14.1 Approve Issue Type Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Industrial Bank Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14.2 Approve Issue Size Mgmt For For
14.3 Approve Par Value and Issue Price Mgmt For For
14.4 Approve Bond Maturity Mgmt For For
14.5 Approve Bond Interest Rate Mgmt For For
14.6 Approve Method and Term for the Repayment Mgmt For For of Interest
14.7 Approve Conversion Period Mgmt For For
14.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
14.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
14.10 Approve Method for Determining the Number Mgmt For For of Shares for Conversion
14.11 Approve Dividend Attribution Mgmt For For
14.12 Approve Terms of Redemption Mgmt For For
14.13 Approve Terms of Sell-Back Mgmt For For
14.14 Approve Issue Manner and Target Subscribers Mgmt For For
14.15 Approve Placing Arrangement for Original Mgmt For For Shareholders
14.16 Approve Matters Relating to Meetings of Mgmt For For Convertible Bond Holders
14.17 Approve Use of Proceeds Mgmt For For
14.18 Approve Guarantee Matter Mgmt For For
14.19 Approve Resolution Validity Period Mgmt For For
15 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
16 Approve Report on the Usage of Previously Mgmt For For Raised Funds
17 Approve Shareholder Return Plan Mgmt For For
18 Approve Counter-dilution Measures in Mgmt For For Connection to the Issuance of Convertible Bonds
19 Approve Authorization of Board to Handle All Mgmt For For Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Li Ning Company Limited
Meeting Date: 06/11/2021 Country: Cayman Islands Primary Security ID: G5496K124 Record Date: 06/07/2021 Meeting Type: Annual Ticker: 2331
Primary CUSIP: G5496K124 Primary ISIN: KYG5496K1242 Primary SEDOL: B01JCK9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1a Elect Li Ning as Director Mgmt For For
3.1b Elect Li Qilin as Director Mgmt For For
3.1c Elect Su Jing Shyh, Samuel as Director Mgmt For For
3.2 Authorize Board to Fix the Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers, Certified Mgmt For For Public Accountants as Auditor and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
Powerlong Real Estate Holdings Limited
Meeting Date: 06/11/2021 Country: Cayman Islands Primary Security ID: G72005104 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 1238
Primary CUSIP: G72005104 Primary ISIN: KYG720051047 Primary SEDOL: B4LL9N5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Hoi Wa Fong as Director Mgmt For For
4 Elect Zhang Hong Feng as Director Mgmt For For
5 Elect Ding Zu Yu as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Powerlong Real Estate Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
9 Authorize Repurchase of Issued Share Capital Mgmt For For
10 Authorize Reissuance of Repurchased Shares Mgmt For Against
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y7687D109 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Work Report of the Board Mgmt For For
3 Approve Work Report of the Supervisory Mgmt For For Committee
4 Approve Final Accounts Report Mgmt For For
5 Approve Profit Distribution Proposal Mgmt For For
6 Approve Ernst & Young Hua Ming LLP as PRC Mgmt For For Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration
7 Approve Appraisal Results and Remunerations Mgmt For For of Executive Directors
8 Approve Estimates of Ongoing Related Party Mgmt For For Transactions of the Group
9 Approve Renewed and Additional Entrusted Mgmt For For Loan/Borrowing Quota of the Group
10 Approve Additional Bank Credit Applications Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Authorization of the Management to Mgmt For For Dispose of the Shares of the Listed Companies Held by the Group
12 Approve Renewed and Additional Guarantee Mgmt For For Quota of the Group
13 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and/or H Shares
14 Authorize Repurchase of Issued H Share Mgmt For For Capital
15 Authorize Repurchase of Issued A Share Mgmt For For Capital
16 Approve Adoption of 2021 Restricted Share Mgmt For Against Incentive Scheme and the Proposed Grant
17 Approve Management Measures for the Mgmt For Against Appraisal System of the 2021 Restricted Share Incentive Scheme
18 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to the Restricted Share Incentive Scheme
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
19a Elect Wang Quandi as Director Mgmt For For
19b Elect Yu Tze Shan Hailson as Director Mgmt For For
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y7687D109 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Work Report of the Board Mgmt For For
3 Approve Work Report of the Supervisory Mgmt For For Committee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Final Accounts Report Mgmt For For
5 Approve Profit Distribution Proposal Mgmt For For
6 Approve Ernst & Young Hua Ming LLP as PRC Mgmt For For Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration
7 Approve Appraisal Results and Remunerations Mgmt For For of Executive Directors
8 Approve Estimates of Ongoing Related Party Mgmt For For Transactions of the Group
9 Approve Renewed and Additional Entrusted Mgmt For For Loan/Borrowing Quota of the Group
10 Approve Additional Bank Credit Applications Mgmt For For
11 Approve Authorization of the Management to Mgmt For For Dispose of the Shares of the Listed Companies Held by the Group
12 Approve Renewed and Additional Guarantee Mgmt For For Quota of the Group
13 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and/or H Shares
14 Authorize Repurchase of Issued H Share Mgmt For For Capital
15 Authorize Repurchase of Issued A Share Mgmt For For Capital
16 Approve Adoption of 2021 Restricted Share Mgmt For Against Incentive Scheme and the Proposed Grant
17 Approve Management Measures for the Mgmt For Against Appraisal System of the 2021 Restricted Share Incentive Scheme
18 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to the Restricted Share Incentive Scheme
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
19.1 Elect Wang Quandi as Director Mgmt For For
19.2 Elect Yu Tze Shan Hailson as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y7687D109 Record Date: 06/04/2021 Meeting Type: Special Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Authorize Repurchase of Issued H Share Mgmt For For Capital
2 Authorize Repurchase of Issued A Share Mgmt For For Capital
3 Approve Adoption of 2021 Restricted Share Mgmt For Against Incentive Scheme and the Proposed Grant
4 Approve Management Measures for the Mgmt For Against Appraisal System of the 2021 Restricted Share Incentive Scheme
5 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to the Restricted Share Incentive Scheme
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y7687D109 Record Date: 06/04/2021 Meeting Type: Special Ticker: 2196
Primary CUSIP: Y7687D109 Primary ISIN: CNE100001M79 Primary SEDOL: B8XBQ96
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Authorize Repurchase of Issued H Share Mgmt For For Capital
2 Authorize Repurchase of Issued A Share Mgmt For For Capital
3 Approve Adoption of 2021 Restricted Share Mgmt For Against Incentive Scheme and the Proposed Grant
4 Approve Management Measures for the Mgmt For Against Appraisal System of the 2021 Restricted Share Incentive Scheme Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Authorization of the Board to Handle Mgmt For Against All Matters Related to the Restricted Share Incentive Scheme
Shanghai Haohai Biological Technology Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y7690W102 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 6826
Primary CUSIP: Y7690W102 Primary ISIN: CNE100001W69 Primary SEDOL: BWZN1R1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Financial Reports Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Approve Appointment of Auditors and Internal Mgmt For For Control Auditor
7 Authorize Repurchase of Issued H Share Mgmt For For Capital
Shanghai Haohai Biological Technology Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y7690W102 Record Date: 06/04/2021 Meeting Type: Special Ticker: 6826
Primary CUSIP: Y7690W102 Primary ISIN: CNE100001W69 Primary SEDOL: BWZN1R1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Haohai Biological Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Grant of General Mandate to Mgmt For For Repurchase H Shares of the Company
Shanghai Pudong Development Bank Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y7689F102 Record Date: 06/03/2021 Meeting Type: Annual Ticker: 600000
Primary CUSIP: Y7689F102 Primary ISIN: CNE0000011B7 Primary SEDOL: 6182043
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For Against Budget Report
4 Approve Profit Distribution Mgmt For For
5 Approve Appointment of Auditor Mgmt For For
6 Approve Extension of Authorization of Mgmt For Against Issuance of Financial Bonds
7 Approve Issuance of Capital Bonds Mgmt For Against
Shenzhen MTC Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y7744S107 Record Date: 06/03/2021 Meeting Type: Special Ticker: 002429
Primary CUSIP: Y7744S107 Primary ISIN: CNE100000Q50 Primary SEDOL: B511TV0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Spin-off of Mgmt For For Subsidiary
2 Approve Spin-off of Subsidiary and Initial Mgmt For For Public Offering and Listing on the ChiNext
3 Approve Plan on Spin-off of Subsidiary on the Mgmt For For ChiNext Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen MTC Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Compliance with Provisions on Pilot Mgmt For For Domestic Listing of Subsidiaries of Listed Companies
5 Approve Listing to Safeguard the Legitimate Mgmt For For Rights and Interests of Shareholders and Creditors
6 Approve Company's Maintaining Mgmt For For Independence and Continuous Operation Ability
7 Approve Corresponding Standard Operation Mgmt For For Ability
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
9 Elect Tian Peijie as Non-Independent Director Mgmt For For
Sichuan Lutianhua Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y7932K106 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 000912
Primary CUSIP: Y7932K106 Primary ISIN: CNE000000Z02 Primary SEDOL: 6151151
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Internal Control Self-Evaluation Mgmt For For Report
8 Approve Remuneration of Senior Management Mgmt For For
9 Approve Amendments to Articles of Mgmt For For Association
10 Approve Use of Idle Funds to Purchase Mgmt For For Financial Products Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Lutianhua Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Provision of Guarantee to Sichuan Mgmt For For Lutianhua Import and Export Trade Co., Ltd.
12 Approve Provision of Guarantee to Jiuhe Co., Mgmt For For ltd.
13 Approve Provision of Guarantee to Luzhou Mgmt For For Jiuhe Trading Co., Ltd.
14 Approve Provision for Asset Impairment Mgmt For For
15 Elect Xu Rong as Non-Independent Director SH For For
16 Approve Additional Use of Funds for Financial SH For Against Products
Xinhu Zhongbao Co., Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y9724T105 Record Date: 06/07/2021 Meeting Type: Annual Ticker: 600208
Primary CUSIP: Y9724T105 Primary ISIN: CNE000000ZH8 Primary SEDOL: 6158594
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Provision of Guarantee to Subsidiary Mgmt For For
9 Approve Provision of Guarantee Mgmt For For
10 Approve to Appoint Financial Auditor Mgmt For For
11 Approve Remuneration and Allowance of Mgmt For For Directors and Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Dahua Technology Co. Ltd.
Meeting Date: 06/11/2021 Country: China Primary Security ID: Y988AP102 Record Date: 06/07/2021 Meeting Type: Special Ticker: 002236
Primary CUSIP: Y988AP102 Primary ISIN: CNE100000BJ4 Primary SEDOL: B2R8334
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Additional Daily Related Party Mgmt For Against Transaction
AK Medical Holdings Limited
Meeting Date: 06/15/2021 Country: Cayman Islands Primary Security ID: G02014101 Record Date: 06/08/2021 Meeting Type: Annual Ticker: 1789
Primary CUSIP: G02014101 Primary ISIN: KYG020141019 Primary SEDOL: BFD6SZ0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Li Zhijiang as Director Mgmt For For
3b Elect Zhang Bin as Director Mgmt For For
3c Elect Eric Wang as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
3e Elect Wang David Guowei as Director Mgmt For For
4 Approve KPMG as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Lesso Group Holdings Limited
Meeting Date: 06/15/2021 Country: Cayman Islands Primary Security ID: G2157Q102 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 2128
Primary CUSIP: G2157Q102 Primary ISIN: KYG2157Q1029 Primary SEDOL: BCDBKF8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Luo Jianfeng as Director Mgmt For For
3b Elect Lin Dewei as Director Mgmt For For
3c Elect Lan Fang as Director Mgmt For For
3d Elect Tao Zhigang as Director Mgmt For For
3e Elect Lu Jiandong as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
6a Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6b Authorize Repurchase of Issued Share Capital Mgmt For For
6c Authorize Reissuance of Repurchased Shares Mgmt For Against
Gotion High-tech Co., Ltd
Meeting Date: 06/15/2021 Country: China Primary Security ID: Y4439F110 Record Date: 06/08/2021 Meeting Type: Special Ticker: 002074
Primary CUSIP: Y4439F110 Primary ISIN: CNE000001NY7 Primary SEDOL: B1FPYN7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Extension of Resolution Validity Mgmt For Against Period of Private Placement
2 Approve Extension of Authorization of the Mgmt For Against Board on Private Placement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Gotion High-tech Co., Ltd
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Amend Rules and Procedures Regarding Mgmt For Against Meetings of Board of Directors
Kaisa Group Holdings Ltd.
Meeting Date: 06/15/2021 Country: Cayman Islands Primary Security ID: G52132100 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 1638
Primary CUSIP: G52132100 Primary ISIN: KYG521321003 Primary SEDOL: B58RBK4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Kwok Ying Shing as Director Mgmt For For
4 Elect Rao Yong as Director Mgmt For For
5 Elect Zhang Yizhao as Director Mgmt For For
6 Authorize Board to Fix Remuneration of Mgmt For For Directors
7 Approve Grant Thornton Hong Kong Limited Mgmt For For as Auditors and Authorize Board to Fix Their Remuneration
8 Authorize Repurchase of Issued Share Capital Mgmt For For
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
10 Authorize Reissuance of Repurchased Shares Mgmt For Against
Offcn Education Technology Co., Ltd.
Meeting Date: 06/15/2021 Country: China Primary Security ID: Y9717Y103 Record Date: 06/08/2021 Meeting Type: Annual Ticker: 002607
Primary CUSIP: Y9717Y103 Primary ISIN: CNE100001641 Primary SEDOL: B3YR784 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Offcn Education Technology Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Use of Own Funds for Cash Mgmt For Against Management
7 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management Members
8 Approve Appointment of Auditor Mgmt For For
9 Approve Comprehensive Credit Line Bank Mgmt For Against Application
10 Approve Amendments to Articles of Mgmt For For Association
11 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
12 Approve Detailed Rules for Online Voting of Mgmt For Against the Shareholders General Meeting
13 Amend Appointment and Working System for Mgmt For Against Independent Directors
14 Amend Management System of Raised Funds Mgmt For Against
15 Approve Report on the Usage of Previously SH For For Raised Funds
S.F. Holding Co., Ltd.
Meeting Date: 06/15/2021 Country: China Primary Security ID: Y7T80Y105 Record Date: 06/08/2021 Meeting Type: Special Ticker: 002352
Primary CUSIP: Y7T80Y105 Primary ISIN: CNE100000L63 Primary SEDOL: B3P1NF4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
S.F. Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Overseas Listing of Controlled Mgmt For For Subsidiary in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China
2 Approve Scheme for Overseas Listing of Mgmt For For Controlled Subsidiary
3 Approve Commitment of Upholding the Mgmt For For Independent Listing Status
4 Approve Description and Prospects of Mgmt For For Sustained Profitability
5 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
6 Approve Acquisition of Equity Mgmt For For
7 Approve Provision of Guarantee Mgmt For For
Shenzhen S.C New Energy Technology Corp.
Meeting Date: 06/15/2021 Country: China Primary Security ID: Y774E4109 Record Date: 06/08/2021 Meeting Type: Special Ticker: 300724
Primary CUSIP: Y774E4109 Primary ISIN: CNE100003G91 Primary SEDOL: BGDM6S4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Provision of Guarantee Mgmt For For
Sinopec Kantons Holdings Limited
Meeting Date: 06/15/2021 Country: Bermuda Primary Security ID: G8165U100 Record Date: 06/08/2021 Meeting Type: Annual Ticker: 934
Primary CUSIP: G8165U100 Primary ISIN: BMG8165U1009 Primary SEDOL: 6162692 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinopec Kantons Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Ren Jiajun as Director Mgmt For For
3B Elect Sang Jinghua as Director Mgmt For For
3C Elect Wong Pui Sze, Priscilla as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Repurchase of Issued Share Capital Mgmt For For
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
Asymchem Laboratories (Tianjin) Co., Ltd.
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y0370S103 Record Date: 06/09/2021 Meeting Type: Special Ticker: 002821
Primary CUSIP: Y0370S103 Primary ISIN: CNE100002BZ6 Primary SEDOL: BZHJN94
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of H Class Shares and Mgmt For For Listing in Hong Kong Stock Exchange
APPROVE ISSUANCE OF H CLASS SHARES Mgmt AND LISTING IN HONG KONG STOCK EXCHANGE
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Time Mgmt For For
2.3 Approve Issue Manner Mgmt For For
2.4 Approve Issue Size Mgmt For For
2.5 Approve Manner of Pricing Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Asymchem Laboratories (Tianjin) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.6 Approve Target Subscribers Mgmt For For
2.7 Approve Principles of Offering Mgmt For For
3 Approve Company's Transformation into Mgmt For For Overseas Raised Fund Company Limited by Shares
4 Approve Resolution Validity Period Mgmt For For
5 Approve Plan on Usage of Raised Funds Mgmt For For
6 Approve Distribution Arrangement of Earnings Mgmt For For
7 Approve Report on the Usage of Previously Mgmt For For Raised Funds
8 Elect Li Jiacong as Independent Director Mgmt For For
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
10 Approve Persons Authorized by the Board of Mgmt For For Directors to Handle All Related Matters
11 Approve to Formulate Articles of Association Mgmt For For
12 Approve to Formulate Rules and Procedures Mgmt For For Regarding General Meetings of Shareholders
13 Approve to Formulate Rules and Procedures Mgmt For For Regarding Meetings of Board of Directors
14 Approve to Formulate Rules and Procedures Mgmt For For Regarding Meetings of Board of Supervisors
15 Approve to Formulate Related Party Mgmt For For Transaction Management and Decision-making System
16 Approve to Formulate Measures for the Mgmt For For Administration of External Investment
17 Approve to Formulate Measures for the Mgmt For For Administration of External Guarantees
18 Approve to Formulate the Work System of Mgmt For For Independent Directors
19 Approve to Formulate Raised Funds Mgmt For For Management System
20 Approve to Formulate Standardisation of Mgmt For For Management System for Fund Transactions with Related Parties
21 Approve to Formulate Code of Conduct for Mgmt For For Controlling Shareholders
22 Approve to Appoint Auditor for Issuance of H Mgmt For For Shares and Listing in Hong Kong Stock Exchange Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BeiGene, Ltd.
Meeting Date: 06/16/2021 Country: Cayman Islands Primary Security ID: G1146Y101 Record Date: 04/19/2021 Meeting Type: Annual Ticker: 6160
Primary CUSIP: G1146Y101 Primary ISIN: KYG1146Y1017 Primary SEDOL: BGDY260
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Elect Director Donald W. Glazer Mgmt For For
2 Elect Director Michael Goller Mgmt For For
3 Elect Director Thomas Malley Mgmt For For
4 Elect Director Corazon (Corsee) D. Sanders Mgmt For For
5 Ratify Ernst & Young Hua Ming LLP and Ernst Mgmt For For & Young as Auditors
6 Authorize the Board of Directors to Issue, Mgmt For For Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares
7 Approve Connected Person Placing Mgmt For For Authorization I
8 Approve Connected Person Placing Mgmt For For Authorization IA
9 Approve Connected Person Placing Mgmt For For Authorization II
10 Approve Connected Person Placing Mgmt For For Authorization IIA
11 Approve Direct Purchase Option Mgmt For Against
12 Approve Grant of Restricted Shares Unit to Mgmt For For John V. Oyler
13 Approve Grant of Restricted Shares Unit to Mgmt For For Xiaodong Wang
14 Approve Grant of Restricted Shares Unit to Mgmt For For Other Non-Executive and Independent Non-Executive Directors
15 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation
16 Amend Articles Mgmt For For
17 Adjourn Meeting Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BGI Genomics Co., Ltd.
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y0883H107 Record Date: 06/09/2021 Meeting Type: Special Ticker: 300676
Primary CUSIP: Y0883H107 Primary ISIN: CNE100003449 Primary SEDOL: BDZVZJ2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Wang Jian as Director SH For For
1.2 Elect Yin Ye as Director SH For For
1.3 Elect Zhao Lijian as Director SH For For
1.4 Elect Du Yutao as Director SH For For
1.5 Elect Wang Hongqi as Director SH For For
1.6 Elect Wang Hongtao as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Cao Ya as Director Mgmt For For
2.2 Elect Du Lan as Director Mgmt For For
2.3 Elect Wu Yuhui as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Liu Siqi as Supervisor Mgmt For For
3.2 Elect Li Wenqi as Supervisor Mgmt For For
4 Approve Allowance of Supervisors Mgmt For For
BYD Company Limited
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y1023R104 Record Date: 06/07/2021 Meeting Type: Special Ticker: 1211
Primary CUSIP: Y1023R104 Primary ISIN: CNE100000296 Primary SEDOL: 6536651
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BYD Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Spin-off and Listing of BYD Mgmt For For Semiconductor Company Limited on the ChiNext Board in Compliance with the Requirements under Relevant Laws and Regulations
2 Approve Plan on the Spin-off and Listing of Mgmt For For BYD Semiconductor Company Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and Listing Mgmt For For of BYD Semiconductor Company Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD Mgmt For For Semiconductor Company Limited on the ChiNext Board in Compliance with "Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD Mgmt For For Semiconductor Company Limited on the ChiNext Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors
6 Approve Ability to Maintain Independence and Mgmt For For Sustainable Operation
7 Approve Affirmation of Capability of BYD Mgmt For For Semiconductor Company Limited to Implement Regulated Operation
8 Approve Explanation of the Completeness of Mgmt For For and Compliance with Statutory Procedures of the Spin-off and the Validity of Legal Documents Submitted
9 Approve Analysis on the Objectives, Mgmt For For Commercial Reasonableness, Necessity and Feasibility of the Spin-off
10 Approve Authorization to the Board of Mgmt For For Directors and Its Authorized Persons to Deal with Matters Relating to the Spin-off and Listing
11 Approve Share Option Scheme of BYD Mgmt For Against Semiconductor Company Limited
BYD Company Limited
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y1023R104 Record Date: 06/11/2021 Meeting Type: Extraordinary Ticker: 1211 Shareholders
Primary CUSIP: Y1023R104 Primary ISIN: CNE100000296 Primary SEDOL: 6536651 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BYD Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Spin-off and Listing of BYD Mgmt For For Semiconductor Company Limited on the ChiNext Board in Compliance with the Requirements under Relevant Laws and Regulations
2 Approve Plan on the Spin-off and Listing of Mgmt For For BYD Semiconductor Company Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and Listing Mgmt For For of BYD Semiconductor Company Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD Mgmt For For Semiconductor Company Limited on the ChiNext Board in Compliance with "Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD Mgmt For For Semiconductor Company Limited on the ChiNext Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors
6 Approve Ability to Maintain Independence and Mgmt For For Sustainable Operation
7 Approve Affirmation of Capability of BYD Mgmt For For Semiconductor Company Limited to Implement Regulated Operation
8 Approve Explanation of the Completeness of Mgmt For For and Compliance with Statutory Procedures of the Spin-off and the Validity of Legal Documents Submitted
9 Approve Analysis on the Objectives, Mgmt For For Commercial Reasonableness, Necessity and Feasibility of the Spin-off
10 Approve Authorization to the Board of Mgmt For For Directors and Its Authorized Persons to Deal with Matters Relating to the Spin-off and Listing
11 Approve Share Option Scheme of BYD Mgmt For Against Semiconductor Company Limited Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fullshare Holdings Limited
Meeting Date: 06/16/2021 Country: Cayman Islands Primary Security ID: G3690U105 Record Date: 06/09/2021 Meeting Type: Special Ticker: 607
Primary CUSIP: G3690U105 Primary ISIN: KYG3690U1058 Primary SEDOL: BSVXB88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Equity Transfer Agreement, the Mgmt For For Disposal, Grant of Put Option and Related Transactions
Hengyi Petrochemical Co., Ltd.
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y3183A103 Record Date: 06/10/2021 Meeting Type: Special Ticker: 000703
Primary CUSIP: Y3183A103 Primary ISIN: CNE0000001J1 Primary SEDOL: 6005515
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Issue Type Mgmt For For
2.2 Approve Issue Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Interest Rate Mgmt For For
2.6 Approve Repayment Period and Manner of Mgmt For For Principal and Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.10 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
2.11 Approve Terms of Redemption Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hengyi Petrochemical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Matters Relating to Meetings of Mgmt For For Bondholders
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Depository of Raised Funds Mgmt For For
2.19 Approve Guarantee Matters Mgmt For For
2.20 Approve Validity Period Mgmt For For
3 Approve Plan on Convertible Bond Issuance Mgmt For For
4 Approve Report on the Usage of Previously Mgmt For For Raised Funds
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties
7 Approve Shareholder Dividend Return Plan Mgmt For For
8 Approve Formulation of Rules and Procedures Mgmt For For Regarding General Meetings of Convertible Bondholders
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
Jinke Property Group Co., Ltd.
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y4463Q107 Record Date: 06/09/2021 Meeting Type: Special Ticker: 000656
Primary CUSIP: Y4463Q107 Primary ISIN: CNE000000073 Primary SEDOL: 6188933
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Additional Guarantee Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jonjee Hi-Tech Industrial & Commercial Holding Co., Ltd.
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y9889J108 Record Date: 06/09/2021 Meeting Type: Special Ticker: 600872
Primary CUSIP: Y9889J108 Primary ISIN: CNE000000HK0 Primary SEDOL: 6999889
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Li Gang as Independent Director Mgmt For For
Liaoning Port Company Limited
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y5280Q105 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 2880
Primary CUSIP: Y5280Q105 Primary ISIN: CNE1000002Y6 Primary SEDOL: B12YMD3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Supervisory Committee Mgmt For For
4 Approve Audited Consolidated Financial Mgmt For For Statements and Auditors' Report
5 Approve Profit Distribution Plan and Authorize Mgmt For For Board to Delegate the Authority to Any Executive Director to Deal with Related Matters
6 Approve Permanent Conversion of Surplus A Mgmt For For Share Proceeds to Replenish Working Capital of the Company
7 Approve Ernst & Young Hua Ming LLP as Mgmt For For Auditor and Authorize Board to Fix Their Remuneration
RESOLUTIONS IN RELATION TO THE Mgmt CONTINUING CONNECTED TRANSACTIONS AND THE ANNUAL CAPS
8.01 Approve Purchase of Goods and Services Mgmt For For Agreement, Annual Caps and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Liaoning Port Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.02 Approve Supply of Goods and Services Mgmt For For Agreement, Annual Caps and Related Transactions
8.03 Approve Financial Services Agreement, Mgmt For Against Annual Caps and Related Transactions
8.04 Approve Terminal Facilities Design and Mgmt For For Construction Services Agreement, Annual Caps and Related Transactions
8.05 Approve Construction Management and Mgmt For For Supervision Agreement, Annual Caps and Related Transactions
8.06 Approve Lease Agreement, Annual Caps and Mgmt For For Related Transactions
8.07 Approve Bank Financial Services Agreement, Mgmt For For Annual Caps and Related Transactions
Longfor Group Holdings Limited
Meeting Date: 06/16/2021 Country: Cayman Islands Primary Security ID: G5635P109 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 960
Primary CUSIP: G5635P109 Primary ISIN: KYG5635P1090 Primary SEDOL: B56KLY9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Zhao Yi as Director Mgmt For For
3.2 Elect Frederick Peter Churchouse as Director Mgmt For For
3.3 Elect Zeng Ming as Director Mgmt For For
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Longfor Group Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Luye Pharma Group Ltd.
Meeting Date: 06/16/2021 Country: Bermuda Primary Security ID: G57007109 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 2186
Primary CUSIP: G57007109 Primary ISIN: BMG570071099 Primary SEDOL: BNQ4GF3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Yang Rong Bing as Director Mgmt For For
2b Elect Sun Xin as Director Mgmt For For
2c Elect Lo Yuk Lam as Director Mgmt For For
2d Elect Leung Man Kit as Director Mgmt For For
2e Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
Shanghai International Port (Group) Co., Ltd.
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y7683N101 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 600018
Primary CUSIP: Y7683N101 Primary ISIN: CNE0000013N8 Primary SEDOL: B1G9126
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai International Port (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Budget Report Mgmt For For
6 Approve Deposits and Loans from Related Mgmt For For Bank
7 Approve Annual Report and Summary Mgmt For For
8 Approve Remuneration of Directors and Mgmt For For Supervisors
9 Approve Appointment of Auditor Mgmt For For
10 Approve Draft and Summary of Performance Mgmt For Against Shares Incentive Plan
11 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants and Management Method of the Plan
12 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Sinopec Shanghai Petrochemical Company Limited
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y80373106 Record Date: 05/14/2021 Meeting Type: Annual Ticker: 338
Primary CUSIP: Y80373106 Primary ISIN: CNE1000004C8 Primary SEDOL: 6797458
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Audited Financial Statements Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Financial Budget Report Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinopec Shanghai Petrochemical Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve KPMG Huazhen LLP as Domestic Mgmt For For Auditor and KPMG as International Auditor and Authorize Board to Fix Their Remuneration
7 Elect Du Jun as Director Mgmt For For
8 Approve Authorization to the Board to Decide Mgmt For Against on the Issuance of Debt Financing Instruments
9 Amend Articles of Association and Related Mgmt For Against Transactions
Wuxi Biologics (Cayman) Inc.
Meeting Date: 06/16/2021 Country: Cayman Islands Primary Security ID: G97008117 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 2269
Primary CUSIP: G97008117 Primary ISIN: KYG970081173 Primary SEDOL: BL6B9P1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect William Robert Keller as Director Mgmt For For
2b Elect Teh-Ming Walter Kwauk as Director Mgmt For For
3 Elect Ning Zhao as Director Mgmt For Against
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights
7 Authorize Repurchase of Issued Share Capital Mgmt For For
8 Authorize Reissuance of Repurchased Shares Mgmt For For
9 Approve Grant of Specific Mandate to the Mgmt For Against Directors to Issue and Allot the Connected Restricted Shares
10 Approve Grant of Connected Restricted Mgmt For Against Shares Pursuant to the Scheme to Zhisheng Chen Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wuxi Biologics (Cayman) Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Approve Grant of Connected Restricted Mgmt For Against Shares Pursuant to the Scheme to Weichang Zhou
12 Approve Grant of Connected Restricted Mgmt For Against Shares Pursuant to the Scheme to William Robert Keller
13 Approve Grant of Connected Restricted Mgmt For Against Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk
14 Approve Grant of Connected Restricted Mgmt For Against Shares Pursuant to the Scheme to Kenneth Walton Hitchner III
15 Approve Grant of Connected Restricted Mgmt For Against Shares Pursuant to the Scheme to Jian Dong
16 Approve Grant of Connected Restricted Mgmt For Against Shares Pursuant to the Scheme to Angus Scott Marshall Turner
17 Approve Grant of Connected Restricted Mgmt For Against Shares Pursuant to the Scheme to Brendan McGrath
Xiamen Tungsten Co., Ltd.
Meeting Date: 06/16/2021 Country: China Primary Security ID: Y6454T107 Record Date: 06/09/2021 Meeting Type: Special Ticker: 600549
Primary CUSIP: Y6454T107 Primary ISIN: CNE000001D15 Primary SEDOL: 6561051
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Waiver of Pre-emptive Right Mgmt For For
2 Amend Articles of Association Mgmt For For
Bank of Zhengzhou Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y0R99B101 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 6196
Primary CUSIP: Y0R99B101 Primary ISIN: CNE1000023P0 Primary SEDOL: BYQ3YQ4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Zhengzhou Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Financial Statements Mgmt For For
4 Approve Annual Report Mgmt For For
5 Approve Financial Budget Mgmt For For
6 Approve KPMG as Overseas Auditor and KPMG Mgmt For For Huazhen LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration
7 Approve 2020 Special Report on Related Party Mgmt For For Transactions
RESOLUTIONS IN RELATION TO THE Mgmt ESTIMATED QUOTA ON RECURRING RELATED PARTY TRANSACTIONS FOR 2021
8.1 Approve Estimated Quota on Related Party Mgmt For For Transactions with Zhengzhou Construction Investment Group Co., Ltd. and its Associated Corporations
8.2 Approve Estimated Quota on Related Party Mgmt For For Transactions with Zhengzhou Transportation Construction Investment Co., Ltd. and its Associated Corporations
8.3 Approve Estimated Quota on Related Party Mgmt For For Transactions with Zhengzhou Municipal Engineering Corporation and its Associated Corporations
8.4 Approve Estimated Quota on Related Party Mgmt For For Transactions with Henan Investment Group Co., Ltd. and its Associated Corporations
8.5 Approve Estimated Quota on Related Party Mgmt For For Transactions with Henan Zhengyang Construction Engineering Group Co., Ltd. and its Associated Corporations
8.6 Approve Estimated Quota on Related Party Mgmt For For Transactions with Henan Huida Jiarui Real Estate Co., Ltd. and its Associated Corporations
8.7 Approve Estimated Quota on Related Party Mgmt For For Transactions with Zhengzhou Zhongrongchuang Industrial Investment Co., Ltd. and its Associated Corporations Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Zhengzhou Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.8 Approve Estimated Quota on Related Party Mgmt For For Transactions with Henan Asset Management Co., Ltd. and its Associated Corporations
8.9 Approve Estimated Quota on Related Party Mgmt For For Transactions with Zhongyuan Trust Co., Ltd. and its Associated Corporations
8.10 Approve Estimated Quota on Related Party Mgmt For For Transactions with Bridge Trust Co., Ltd. and its Associated Corporations
8.11 Approve Estimated Quota on Related Party Mgmt For For Transactions with Central China Securities Co., Ltd. and its Associated Corporations
8.12 Approve Estimated Quota on Related Party Mgmt For For Transactions with Bank of Lanzhou Co., Ltd.
8.13 Approve Estimated Quota on Related Party Mgmt For For Transactions with Bank of Guizhou Co., Ltd.
8.14 Approve Estimated Quota on Related Party Mgmt For For Transactions with Great Wall Fund Management Co., Ltd.
8.15 Approve Estimated Quota on Related Party Mgmt For For Transactions with Green Fund Management Co., Ltd.
8.16 Approve Estimated Quota on Related Party Mgmt For For Transactions with Bank of Jinzhou Co., Ltd.
8.17 Approve Estimated Quota on Related Party Mgmt For For Transactions with Luoyin Financial Leasing Co., Ltd.
8.18 Approve Estimated Quota on Related Party Mgmt For For Transactions with Subsidiaries of the Bank
8.19 Approve Estimated Quota on Related Party Mgmt For For Transactions with Related Natural Persons of the Bank
9 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
10 Approve Report on the Use of Previously Mgmt For For Raised Proceeds
ELECT DIRECTORS Mgmt
11.1 Elect Wang Tianyu as Director Mgmt For For
11.2 Elect Shen Xueqing as Director Mgmt For For
11.3 Elect Xia Hua as Director Mgmt For For
11.4 Elect Wang Dan as Director Mgmt For For
11.5 Elect Liu Bingheng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Zhengzhou Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11.6 Elect Su Xiaojun as Director Mgmt For For
11.7 Elect Ji Hongjun as Director Mgmt For Against
11.8 Elect Wang Shihao as Director Mgmt For For
11.9 Elect Li Yanyan as Director Mgmt For For
11.10 Elect Li Xiaojian as Director Mgmt For For
11.11 Elect Song Ke as Director Mgmt For For
11.12 Elect Li Shuk Yin as Director Mgmt For For
ELECT SUPERVISORS Mgmt
12.1 Elect Zhu Zhihui as Supervisor Mgmt For For
12.2 Elect Ma Baojun as Supervisor Mgmt For For
12.3 Elect Xu Changsheng as Supervisor Mgmt For For
13 Approve Administrative Measures on Mgmt For Against Remuneration and Performance of Directors and Supervisors at Governance Level
14 Approve Adjustment of Remuneration of Mgmt For For Non-Executive Directors and Independent Non-Executive Directors
15 Approve Adjustment of Remuneration of Mgmt For For Shareholder Representative Supervisors and External Supervisors
16 Approve Profit Distribution and Capital Mgmt For For Reserve Capitalization Plan
17 Approve Amendments to Articles of Mgmt For Against Association
18 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
19 Approve Issuance of Capital Replenishment Mgmt For Against Bonds
Bank of Zhengzhou Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y0R99B101 Record Date: 06/09/2021 Meeting Type: Special Ticker: 6196
Primary CUSIP: Y0R99B101 Primary ISIN: CNE1000023P0 Primary SEDOL: BYQ3YQ4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Zhengzhou Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Profit Distribution and Capital Mgmt For For Reserve Capitalization
Beijing Enterprises Holdings Limited
Meeting Date: 06/17/2021 Country: Hong Kong Primary Security ID: Y07702122 Record Date: 06/10/2021 Meeting Type: Annual Ticker: 392
Primary CUSIP: Y07702122 Primary ISIN: HK0392044647 Primary SEDOL: 6081690
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Zhao Xiaodong as Director Mgmt For For
3.2 Elect Dai Xiaofeng as Director Mgmt For For
3.3 Elect Xiong Bin as Director Mgmt For For
3.4 Elect Tam Chun Fai as Director Mgmt For For
3.5 Elect Yu Sun Say as Director Mgmt For For
3.6 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y2680G100 Record Date: 06/10/2021 Meeting Type: Annual Ticker: 3606
Primary CUSIP: Y2680G100 Primary ISIN: CNE100001TR7 Primary SEDOL: BWGCFG4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Final Financial Report Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve 2020 Annual Report and Its Mgmt For For Summary
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution
7 Approve PricewaterhouseCoopers as Overseas Mgmt For For Audit Institution
8 Approve 2020 Duty Report of Independent Mgmt For For Non-Executive Directors
9 Approve Formulation of the Dividend Mgmt For For Distribution Plan of Fuyao Glass Industry Group Co., Ltd. for the Shareholders for the Upcoming Three Years (2021-2023)
10 Amend Rules for Management of Related Mgmt For For Transactions
11 Approve Issuance of Ultra Short-Term Mgmt For For Financing Notes by the Company
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y2680G100 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 3606
Primary CUSIP: Y2680G100 Primary ISIN: CNE100001TR7 Primary SEDOL: BWGCFG4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fuyao Glass Industry Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Work Report of the Board of Mgmt For For Directors
2 Approve 2020 Work Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Final Financial Report Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve 2020 Annual Report and Its Mgmt For For Summary
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution
7 Approve PricewaterhouseCoopers as Overseas Mgmt For For Audit Institution
8 Approve 2020 Duty Report of Independent Mgmt For For Non-Executive Directors
9 Approve Formulation of the Dividend Mgmt For For Distribution Plan of Fuyao Glass Industry Group Co., Ltd. for the Shareholders for the Upcoming Three Years (2021-2023)
10 Amend Rules for Management of Related Mgmt For For Transactions
11 Approve Issuance of Ultra Short-Term Mgmt For For Financing Notes by the Company
Grandjoy Holdings Group Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y7740B108 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 000031
Primary CUSIP: Y7740B108 Primary ISIN: CNE000000BJ5 Primary SEDOL: 6780447
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Grandjoy Holdings Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Annual Report and Summary Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor
6 Approve Application of Loan Credit Lines Mgmt For Against
7 Approve Provision of Guarantees to Mgmt For Against Controlled Subsidiaries
8 Approve Provision of Guarantees to Joint Mgmt For Against Ventures
9 Approve Provision of External Financial Mgmt For Against Assistance
10 Approve Provision of Financial Assistance to Mgmt For Against Project Companies
11 Approve Daily Related Party Transactions for Mgmt For For 2021
12 Approve Deposit and Loan Transactions with Mgmt For Against COFCO Finance Co., Ltd. and Related Party Transaction
13 Approve Renewal of Loans from COFCO Land Mgmt For Against Management Co., Ltd. and Related Party Transaction
14 Approve Renewal of Loans from Yu Chuan Mgmt For Against Co., Ltd. and Related Party Transaction
15 Approve Renewal of Loans from Pengli Mgmt For Against International Group Co., Ltd. and Related Party Transaction
16 Approve Application of Credit Lines and Mgmt For Against Related Party Transaction
17 Approve Authorization of the Board to Issue Mgmt For Against Debt Financing Products
18 Approve Change in Use of Raised Funds Mgmt For For
Guangshen Railway Company Limited
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y2930P108 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 525
Primary CUSIP: Y2930P108 Primary ISIN: CNE100000379 Primary SEDOL: 6388700 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guangshen Railway Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Audited Financial Statements Mgmt For For
4 Approve Profits Distribution Proposal Mgmt For For
5 Approve Financial Budget Mgmt For For
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP and PricewaterhouseCoopers as Auditors and Fix Their Remuneration
7 Approve Removal of Liu Mengshu as SH For Against Supervisor
8 Approve Removal of Wang Bin as Director SH For Against
9 Approve Removal of Guo Xiangdong as SH For Against Director
10 Elect Lei Chunliang as Supervisor SH For For
ELECTION OF DIRECTORS VIA CUMULATIVE Mgmt VOTING
11.1 Elect Hu Dan as Director SH For For
11.2 Elect Zhou Shangde as Director SH For For
Inner Mongolia First Machinery Group Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y07048104 Record Date: 06/09/2021 Meeting Type: Special Ticker: 600967
Primary CUSIP: Y07048104 Primary ISIN: CNE000001HP7 Primary SEDOL: B0148Q2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Daily Related Party Transaction Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Expressway Company Limited
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y4443L103 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 177
Primary CUSIP: Y4443L103 Primary ISIN: CNE1000003J5 Primary SEDOL: 6005504
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Financial Statements and Audit Mgmt For For Report
4 Approve Final Accounting Report Mgmt For For
5 Approve Financial Budget Report Mgmt For Against
6 Approve Final Profit Distribution Plan and Mgmt For For Final Dividend
7 Approve KPMG Huazhen LLP as Auditors and Mgmt For For Internal Control and Authorize Board to Fix Their Remuneration
8 Approve Registration and Issuance of Mgmt For For Ultra-Short-Term Notes and Related Transactions
9 Approve Registration and Issuance of Mgmt For For Medium-Term Notes and Related Transactions
10 Approve Use of Proceeds Raised from Direct Mgmt For For Financing to Provide Loans to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions
11 Approve Use of Proceeds Raised from Direct Mgmt For For Financing to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions
12 Approve Renewal of Annual Liability Mgmt For For Insurance for Directors, Supervisors and Senior Management and Authorize Yao Yongjia to Handle the Follow-up Related Matters
ELECT EXECUTIVE AND NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
13.1 Elect Sun Xibin as Director and Approve the Mgmt For For Signing of a Service Contract with Him Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jiangsu Expressway Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13.2 Elect Cheng Xiaoguang as Director and Mgmt For For Approve the Signing of a Service Contract with Him
13.3 Elect Yao Yongjia as Director and Approve the Mgmt For For Signing of a Service Contract with Him
13.4 Elect Chen Yanli as Director and Approve the Mgmt For For Signing of an Appointment Letter with Him
13.5 Elect Wang Yingjian as Director and Approve Mgmt For For the Signing of an Appointment Letter with Him
13.6 Elect Wu Xinhua as Director and Approve the Mgmt For For Signing of an Appointment Letter with Him
13.7 Elect Ma Chung Lai, Lawrence as Director and Mgmt For Against Approve the Signing of an Appointment Letter with Him
13.8 Elect Li Xiaoyan as Director and Approve the Mgmt For For Signing of an Appointment Letter with Her
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
14.1 Elect Lin Hui as Director and Approve the Mgmt For For Signing of a Service Contract with Him
14.2 Elect Zhou Shudong as Director and Approve Mgmt For For the Signing of a Service Contract with Him
14.3 Elect Liu Xiaoxing as Director and Approve the Mgmt For For Signing of a Service Contract with Him
14.4 Elect Xu Guanghua as Director and Approve Mgmt For For the Signing of a Service Contract with Him
14.5 Elect Yu Mingyuan as Director and Approve Mgmt For For the Signing of a Service Contract with Him
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
15.1 Elect Yang Shiwei as Supervisor and Approve Mgmt For For the Signing of Appointment Letter with Him
15.2 Elect Ding Guozhen as Supervisor and Mgmt For For Approve the Signing of Appointment Letter with Him
15.3 Elect Pan Ye as Supervisor and Approve the Mgmt For For Signing of Appointment Letter with Him Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Joyoung Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y4466H104 Record Date: 06/10/2021 Meeting Type: Annual Ticker: 002242
Primary CUSIP: Y4466H104 Primary ISIN: CNE100000BQ9 Primary SEDOL: B2RHJ00
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Remuneration of Directors Mgmt For For
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
10 Approve Decrease in Capital Mgmt For For
11 Amend Articles of Association Mgmt For For
Lao Feng Xiang Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y1424Z119 Record Date: 06/08/2021 Meeting Type: Annual Ticker: 900905
Primary CUSIP: Y1424Z119 Primary ISIN: CNE0000004K3 Primary SEDOL: 6196077
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Financial Statements and Financial Mgmt For For Budget Report
4 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lao Feng Xiang Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Appointment of Financial Auditor Mgmt For For
6 Approve Provision of Guarantee Mgmt For For
7 Approve Report of the Independent Directors Mgmt For For
8 Approve Appointment of Internal Control Mgmt For For Auditor
9 Approve Entrusted Asset Management Mgmt For For
10 Approve Report of the Board of Supervisors Mgmt For For
11 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
12 Amend Management System of Raised Funds Mgmt For For
13 Amend Guarantee Management System Mgmt For For
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
14.1 Elect Jiang Weina as Supervisor Mgmt For For
NARI Technology Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y6S99Q112 Record Date: 06/09/2021 Meeting Type: Special Ticker: 600406
Primary CUSIP: Y6S99Q112 Primary ISIN: CNE000001G38 Primary SEDOL: 6695228
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
1.1 Elect Hu Jiangyi as Director Mgmt For For
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
2.1 Elect Zheng Zongqiang as Supervisor Mgmt For For
Sanan Optoelectronics Co. Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y7478M102 Record Date: 06/11/2021 Meeting Type: Special Ticker: 600703
Primary CUSIP: Y7478M102 Primary ISIN: CNE000000KB3 Primary SEDOL: 6773511 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sanan Optoelectronics Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Finance Lease and Related Party Mgmt For For Transaction
2 Approve Provision of Guarantee Mgmt For For
Topsec Technologies Group, Inc.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y2931A100 Record Date: 06/11/2021 Meeting Type: Special Ticker: 002212
Primary CUSIP: Y2931A100 Primary ISIN: CNE1000009B9 Primary SEDOL: B2NPBP7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Draft and Summary of Stock Option Mgmt For Against Plan and Performance Share Incentive Plan
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Wen's Foodstuff Group Co., Ltd.
Meeting Date: 06/17/2021 Country: China Primary Security ID: Y2R30P108 Record Date: 06/08/2021 Meeting Type: Special Ticker: 300498
Primary CUSIP: Y2R30P108 Primary ISIN: CNE100002508 Primary SEDOL: BYV2RX4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Changes in Registered Capital and Mgmt For For Amend Articles of Association
3 Approve Provision of Guarantee for Credit Mgmt For For Line Application Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wen's Foodstuff Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Provision of Loan Guarantee Mgmt For For
BAIC Motor Corporation Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y0506H104 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 1958
Primary CUSIP: Y0506H104 Primary ISIN: CNE100001TJ4 Primary SEDOL: BTF8BT7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Report Mgmt For For
4 Approve Profits Distribution and Dividends Mgmt For For Distribution Plan
5 Approve PricewaterhouseCoopers as Mgmt For For International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration
6 Elect Gu Tiemin as Director Mgmt For For
7 Approve Grant of General Mandate for the Mgmt For For Issuance of Debt Financing Instruments
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
9 Authorize Repurchase of Issued Share Capital Mgmt For For
BAIC Motor Corporation Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y0506H104 Record Date: 06/11/2021 Meeting Type: Special Ticker: 1958
Primary CUSIP: Y0506H104 Primary ISIN: CNE100001TJ4 Primary SEDOL: BTF8BT7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
BAIC Motor Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Authorize Repurchase of Issued Share Capital Mgmt For For
China Communications Services Corporation Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y1436A102 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 552
Primary CUSIP: Y1436A102 Primary ISIN: CNE1000002G3 Primary SEDOL: B1HVJ16
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Profit Distribution Plan and Payment Mgmt For For of Dividend
3 Appoint PricewaterhouseCoopers and Mgmt For For PricewaterhouseCoopers Zhong Tian LLP as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and H Shares
5 Authorize Board to Increase Registered Mgmt For Against Capital of the Company and Amend Articles of Association to Reflect Such Increase
6 Approve Amendments to Articles of Mgmt For For Association
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y1457J123 Record Date: 06/11/2021 Meeting Type: Extraordinary Ticker: 2039 Shareholders
Primary CUSIP: Y1457J123 Primary ISIN: CNE100001NN9 Primary SEDOL: B87RSJ4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China International Marine Containers (Group) Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Compliance of the Spin-off and Mgmt For For Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext with Relevant Laws and Regulations
2 Approve Plan on the Spin-off and Listing of Mgmt For For the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext
3 Approve Proposal on the Spin-off and Listing Mgmt For For of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext
4 Approve Compliance of the Spin-off and Mgmt For For Listing of the Controlling Subsidiary with Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing
5 Approve Spin-off and Listing of the Mgmt For For Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors
6 Approve Ability to Maintain Independence and Mgmt For For Sustainable Operation of the Company
7 Approve Capability of CIMC-TianDa Holdings Mgmt For For Company Limited to Implement Regulated Operation
8 Approve Explanation on the Completeness of Mgmt For For and Compliance with Statutory Procedures of the Spin-off and Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext and the Validity of Legal Documents Submitted
9 Approve Analysis on the Objectives, Mgmt For For Commercial Reasonableness, Necessity and Feasibility of the Spin-off and Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext
10 Approve Authorization to the Board and Its Mgmt For For Authorized Persons to Handle Matters Relating to the Spin-off and Listing Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Resources Holdings Limited
Meeting Date: 06/18/2021 Country: Bermuda Primary Security ID: G2155Y107 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 1205
Primary CUSIP: G2155Y107 Primary ISIN: BMG2155Y1075 Primary SEDOL: 6369233
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Sun Yufeng as Director Mgmt For For
2b Elect Chan Kin as Director Mgmt For For
2c Elect Look Andrew as Director Mgmt For For
2d Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
4A Authorize Repurchase of Issued Share Capital Mgmt For For
4B Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
5 Adopt New Bye-Laws Mgmt For Against
Dongfeng Motor Group Company Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y21042109 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 489
Primary CUSIP: Y21042109 Primary ISIN: CNE100000312 Primary SEDOL: B0PH5N3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Independent Auditor's Report and Mgmt For For Audited Financial Statements Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongfeng Motor Group Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Profit Distribution Proposal and Mgmt For For Authorize Board to Deal with Issues in Relation to the Distribution of Final Dividend
5 Authorize Board to Deal with All Issues in Mgmt For For Relation to the Distribution of Interim Dividend
6 Approve PricewaterhouseCoopers as Mgmt For Against International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration
7 Authorize Board to Fix Remuneration of Mgmt For For Directors and Supervisors
8 Elect Huang Wai as Director Mgmt For For
9 Approve Re-Designation of Yang Qing from Mgmt For For Non-Executive Director to Executive Director
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and H Shares and Related Transactions
Dongjiang Environmental Company Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y2121H121 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 895
Primary CUSIP: Y2121H121 Primary ISIN: CNE1000001B6 Primary SEDOL: 6587057
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Annual Report and Its Extract Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Supervisory Committee Mgmt For For
4 Approve Annual Final Financial Report Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Profit Distribution Plan Mgmt For For
7 Approve Shareholders' Return Plan for the Mgmt For For Next Three Years Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongjiang Environmental Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Extension of Loan Provided by Mgmt For For Controlling Shareholder to the Company and Related Party Transactions
9 Approve Zhongshen Zhonghuan Certified Mgmt For For Public Accountants (Special General Partnership) as Domestic and Internal Control Auditor and Mazars CPA Limited as Overseas Auditor and Authorize the President of the Company to Fix Their Remuneration
GCL-Poly Energy Holdings Limited
Meeting Date: 06/18/2021 Country: Cayman Islands Primary Security ID: G3774X108 Record Date: 06/11/2021 Meeting Type: Special Ticker: 3800
Primary CUSIP: G3774X108 Primary ISIN: KYG3774X1088 Primary SEDOL: B28XTR4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Three Gorges Second Phase Share Mgmt For For Purchase Agreements in Relation to the Three Gorges Second Phase Disposals and Related Transactions
2 Approve Weining Third Phase Share Purchase Mgmt For For Agreements in Relation to the Weining Third Phase Disposals and Related Transactions
Greentown China Holdings Limited
Meeting Date: 06/18/2021 Country: Cayman Islands Primary Security ID: G4100M105 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 3900
Primary CUSIP: G4100M105 Primary ISIN: KYG4100M1050 Primary SEDOL: B17N9P6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Wu Wende as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Greentown China Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3B Elect Geng Zhongqiang as Director Mgmt For For
3C Elect Li Jun as Director Mgmt For For
3D Elect Hong Lei as Director Mgmt For For
3E Elect Jia Shenghua as Director Mgmt For For
3F Elect Hui Wan Fai as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
Greentown China Holdings Limited
Meeting Date: 06/18/2021 Country: Cayman Islands Primary Security ID: G4100M105 Record Date: 06/11/2021 Meeting Type: Special Ticker: 3900
Primary CUSIP: G4100M105 Primary ISIN: KYG4100M1050 Primary SEDOL: B17N9P6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Supplemental Agreement and Mgmt For Against Related Transactions
Greentown Service Group Co. Ltd.
Meeting Date: 06/18/2021 Country: Cayman Islands Primary Security ID: G41012108 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 2869
Primary CUSIP: G41012108 Primary ISIN: KYG410121084 Primary SEDOL: BD20C13 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Greentown Service Group Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Approve Final Dividend Mgmt For For
2.2 Approve Special Dividend Mgmt For For
3.1 Elect Wu Zhihua as Director Mgmt For For
3.2 Elect Chen Hao as Director Mgmt For For
3.3 Elect Xia Yibo as Director Mgmt For For
3.4 Elect Wong Ka Yi as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
6A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital Mgmt For For
6C Authorize Reissuance of Repurchased Shares Mgmt For Against
Haitong Securities Co. Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y2988F101 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 6837
Primary CUSIP: Y2988F101 Primary ISIN: CNE1000019K9 Primary SEDOL: B71SXC4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ORDINARY RESOLUTIONS Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Annual Report Mgmt For For
4 Approve Final Accounts Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haitong Securities Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Profit Distribution Proposal Mgmt For For
6 Approve Appointment of Auditing Firms Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt PROJECTED ROUTINE RELATED PARTY TRANSACTIONS
7.01 Approve Related Party Transactions with Mgmt For For Shanghai Guosheng (Group) Co., Ltd.
7.02 Approve Related Party Transactions with Mgmt For For Shanghai Shengyuan Real Estate (Group) Co., Ltd.
7.03 Approve Related Party Transaction with the Mgmt For For Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities
7.04 Approve Related Party Transaction with Mgmt For For Related Natural Persons
SPECIAL RESOLUTIONS Mgmt
1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
Haitong Securities Co. Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y2988F101 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 6837
Primary CUSIP: Y2988F101 Primary ISIN: CNE1000019K9 Primary SEDOL: B71SXC4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Annual Report Mgmt For For
4 Approve Final Accounts Report Mgmt For For
5 Approve Profit Distribution Proposal Mgmt For For
6 Approve Appointment of Auditing Firms Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haitong Securities Co. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt PROJECTED ROUTINE RELATED PARTY TRANSACTIONS
7.01 Approve Related Party Transactions with Mgmt For For Shanghai Guosheng (Group) Co., Ltd.
7.02 Approve Related Party Transactions with Mgmt For For Shanghai Shengyuan Real Estate (Group) Co., Ltd.
7.03 Approve Related Party Transaction with the Mgmt For For Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities
7.04 Approve Related Party Transaction with Mgmt For For Related Natural Persons
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
Jizhong Energy Resources Co., Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y4450C103 Record Date: 06/15/2021 Meeting Type: Annual Ticker: 000937
Primary CUSIP: Y4450C103 Primary ISIN: CNE0000010H6 Primary SEDOL: 6170015
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Additional Related Party Transactions Mgmt For Against
7 Approve Daily Related Party Transactions Mgmt For Against
8 Approve Appointment of Auditor and Payment Mgmt For For of Remuneration
8 Approve Financing Amount Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
JOINN Laboratories (China) Co., Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y444TU113 Record Date: 06/10/2021 Meeting Type: Annual Ticker: 6127
Primary CUSIP: Y444TU113 Primary ISIN: CNE100004BP3 Primary SEDOL: BNK9Q76
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Final Account Report Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Appointment of Auditor and Internal Mgmt For For Control Auditor
7 Approve Remuneration Plan of Directors and Mgmt For For Senior Management Members
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Financial Derivatives Investment Mgmt For For
10 Approve Change of Registered Capital Mgmt For For
11 Approve Amendments to Articles of Mgmt For For Association
JOINN Laboratories (China) Co., Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y444TU113 Record Date: 06/10/2021 Meeting Type: Special Ticker: 6127
Primary CUSIP: Y444TU113 Primary ISIN: CNE100004BP3 Primary SEDOL: BNK9Q76
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Profit Distribution Plan Mgmt For For
2 Approve Change of Registered Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Logan Group Co., Ltd.
Meeting Date: 06/18/2021 Country: Cayman Islands Primary Security ID: G55555109 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 3380
Primary CUSIP: G55555109 Primary ISIN: KYG555551095 Primary SEDOL: BH6X937
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Lai Zhuobin as Director Mgmt For For
4 Elect Zhong Huihong as Director Mgmt For For
5 Elect Zhang Huaqiao as Director Mgmt For For
6 Elect Liu Ka Ying, Rebecca as Director Mgmt For For
7 Authorize Board to Fix the Remuneration of Mgmt For For Directors
8 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
9 Authorize Repurchase of Issued Share Capital Mgmt For For
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
11 Authorize Reissuance of Repurchased Shares Mgmt For Against
Meinian Onehealth Healthcare Holdings Co., Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y5S4DH102 Record Date: 06/09/2021 Meeting Type: Special Ticker: 002044
Primary CUSIP: Y5S4DH102 Primary ISIN: CNE000001LV7 Primary SEDOL: B0766H9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Credit Line Application and Provision Mgmt For Against of Guarantee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
NanJi E-Commerce Co., Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y4447Q108 Record Date: 06/11/2021 Meeting Type: Special Ticker: 002127
Primary CUSIP: Y4447Q108 Primary ISIN: CNE100000080 Primary SEDOL: B1VVLQ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Zhang Yuxiang as Director Mgmt For For
1.2 Elect Liu Zhen as Director Mgmt For For
1.3 Elect Kong Haibin as Director Mgmt For For
1.4 Elect Yang Xiuqin as Director Mgmt For For
1.5 Elect Shen Jiaming as Director Mgmt For For
1.6 Elect Yu Hanqing as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Wang Haifeng as Director Mgmt For For
2.2 Elect Wu Xiaoya as Director Mgmt For For
2.3 Elect Ma Weimin as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Zheng Dingxia as Supervisor Mgmt For For
3.2 Elect Chen Xiaojie as Supervisor Mgmt For For
People's Insurance Co. (Group) of China Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y6800A109 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 1339
Primary CUSIP: Y6800A109 Primary ISIN: CNE100001MK7 Primary SEDOL: B8RZJZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT DIRECTORS Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
People's Insurance Co. (Group) of China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Luo Xi as Director Mgmt For For
2 Elect Wang Tingke as Director Mgmt For For
3 Elect Xie Yiqun as Director Mgmt For For
4 Elect Li Zhuyong as Director Mgmt For For
5 Elect Wang Qingjian as Director Mgmt For For
6 Elect Miao Fusheng as Director Mgmt For For
7 Elect Wang Shaoqun as Director Mgmt For For
8 Elect Yu Qiang as Director Mgmt For For
9 Elect Wang Zhibin as Director Mgmt For For
10 Elect Shiu Sin Por as Director Mgmt For For
11 Elect Ko Wing Man as Director Mgmt For For
12 Elect Xu Lina as Director Mgmt For For
13 Elect Cui Li as Director Mgmt For For
14 Elect Chen Wuzhao as Director Mgmt For For
ELECT SUPERVISORS Mgmt
15 Elect Huang Liangbo as Supervisor Mgmt For For
16 Elect Xu Yongxian as Supervisor Mgmt For For
17 Elect Starry Lee Wai King as Supervisor Mgmt For For
18 Approve Planning Outline of the "14th Mgmt For For Five-Year Plan" Development Strategy
19 Approve Report of the Board of Directors Mgmt For For
20 Approve Report of the Board of Supervisors Mgmt For For
21 Approve Final Financial Accounts Mgmt For For
22 Approve Profit Distribution Plan Mgmt For For
23 Approve Fixed Asset Investment Budget Mgmt For For
24 Approve Work Report of the Independent Mgmt For For Directors and Appraisal of Performance Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
People's Insurance Company (Group) of China Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y6800A109 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 1339
Primary CUSIP: Y6800A109 Primary ISIN: CNE100001MK7 Primary SEDOL: B8RZJZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ELECT DIRECTORS Mgmt
1 Elect Luo Xi as Director Mgmt For For
2 Elect Wang Tingke as Director Mgmt For For
3 Elect Xie Yiqun as Director Mgmt For For
4 Elect Li Zhuyong as Director Mgmt For For
5 Elect Wang Qingjian as Director Mgmt For For
6 Elect Miao Fusheng as Director Mgmt For For
7 Elect Wang Shaoqun as Director Mgmt For For
8 Elect Yu Qiang as Director Mgmt For For
9 Elect Wang Zhibin as Director Mgmt For For
10 Elect Shiu Sin Por as Director Mgmt For For
11 Elect Ko Wing Man as Director Mgmt For For
12 Elect Xu Lina as Director Mgmt For For
13 Elect Cui Li as Director Mgmt For For
14 Elect Chen Wuzhao as Director Mgmt For For
ELECT SUPERVISORS Mgmt
15 Elect Huang Liangbo as Supervisor Mgmt For For
16 Elect Xu Yongxian as Supervisor Mgmt For For
17 Elect Starry Lee Wai King as Supervisor Mgmt For For
18 Approve Planning Outline of the "14th Mgmt For For Five-Year Plan" Development Strategy
19 Approve Report of the Board of Directors Mgmt For For
20 Approve Report of the Board of Supervisors Mgmt For For
21 Approve Final Financial Accounts Mgmt For For
22 Approve Profit Distribution Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
People's Insurance Company (Group) of China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
23 Approve Fixed Asset Investment Budget Mgmt For For
24 Approve Work Report of the Independent Mgmt For For Directors and Appraisal of Performance
PICC Property and Casualty Company Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y6975Z103 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 2328
Primary CUSIP: Y6975Z103 Primary ISIN: CNE100000593 Primary SEDOL: 6706250
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Yu Ze as Director Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Supervisory Committee Mgmt For For
4 Approve Audited Financial Statements and Mgmt For For Auditor's Report
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Directors' Fees Mgmt For For
7 Approve Supervisors' Fees Mgmt For For
8 Approve PricewaterhouseCoopers as Mgmt For For International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration
9 Approve Performance Report and Mgmt For For Performance Evaluation Results of Independent Directors
10 Amend Articles of Association Mgmt For For
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure
12 Approve Issuance of Supplementary Bonds Mgmt For For and Authorize Board to Deal with All Matters in Connection with the Bond Issue Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
PICC Property and Casualty Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
13 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
Sany Heavy Industry Co., Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y75268105 Record Date: 06/09/2021 Meeting Type: Special Ticker: 600031
Primary CUSIP: Y75268105 Primary ISIN: CNE000001F70 Primary SEDOL: 6648824
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Approve Issuance of Debt Financing Mgmt For For Instruments
3 Approve Financial Leasing Business Mgmt For For
4 Approve Provision of Financing Guarantee to Mgmt For For Controlled Subsidiary and Related Transaction
5 Approve Provision of Guarantee to Mgmt For For Wholly-owned Subsidiary
6 Approve Employee Share Purchase Plan and Mgmt For For Its Summary
7 Approve Management Method of Employee Mgmt For For Share Purchase Plan
8 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan
9 Approve Provision of Guarantee for SH For For Wholly-owned Overseas Subsidiary
Shandong Chenming Paper Holdings Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y7682V104 Record Date: 06/09/2021 Meeting Type: Annual Ticker: 200488
Primary CUSIP: Y7682V104 Primary ISIN: CNE000000QM7 Primary SEDOL: 6801832 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shandong Chenming Paper Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Report of the Independent Mgmt For For Directors
4 Approve 2020 Annual Report and Its Mgmt For For Summary
5 Approve 2020 Financial Report Mgmt For For
6 Approve 2020 Profit Appropriation Proposal Mgmt For For
7 Approve Appointment of Auditors Mgmt For For
8 Approve Annual Remuneration Scheme of Mgmt For For Directors, Supervisors and Senior Management
9 Approve Commencement of Factoring Mgmt For Against Business
10 Approve Application to Financial Institutions Mgmt For Against for General Credit Lines
11 Approve Adjustment of Guarantee Amount for Mgmt For Against Certain Subsidiaries
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
Shanghai Jin Jiang Capital Company Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y7688D108 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 2006
Primary CUSIP: Y7688D108 Primary ISIN: CNE1000003Z1 Primary SEDOL: B1JXKZ1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Jin Jiang Capital Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Audited Financial Statements and Mgmt For For Auditors' Report
4 Approve Profit Distribution Plan and Final Mgmt For For Dividend Distribution Plan
5 Approve PricewaterhouseCoopers, Hong Kong Mgmt For For Certified Public Accountants as International Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as PRC Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration
7 Elect Zhao Qi as Director Mgmt For For
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
9 Amend Articles of Association Mgmt For For
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y77013103 Record Date: 06/15/2021 Meeting Type: Annual Ticker: 600809
Primary CUSIP: Y77013103 Primary ISIN: CNE000000DH5 Primary SEDOL: 6808361
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor as well as Payment of Remuneration
8 Approve Amendments to Articles of Mgmt For For Association
ELECT NON-INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9.1 Elect Chen Ying as Director SH For For
Sinopec Oilfield Service Corporation
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y8038V103 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 1033
Primary CUSIP: Y8038V103 Primary ISIN: CNE1000004D6 Primary SEDOL: 6984669
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Statements and Mgmt For For Auditor's Report
4 Approve Profit Distribution Plan Mgmt For For
5 Approve BDO China Shu Lun Pan Certified Mgmt For For Public Accountants LLP as Domestic Auditor and Internal Control Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration
6 Approve Provision of Guarantee for Mgmt For Against Wholly-Owned Subsidiaries and Joint Venture
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares
8 Authorize Board to Repurchase Domestic Mgmt For For Shares and/or Overseas-Listed Foreign Shares
Sinopec Oilfield Service Corporation
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y8038V103 Record Date: 05/18/2021 Meeting Type: Special Ticker: 1033
Primary CUSIP: Y8038V103 Primary ISIN: CNE1000004D6 Primary SEDOL: 6984669 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinopec Oilfield Service Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Authorize Board to Repurchase Domestic Mgmt For For Shares and/or Overseas-Listed Foreign Shares
Tianneng Power International Limited
Meeting Date: 06/18/2021 Country: Cayman Islands Primary Security ID: G8655K109 Record Date: 06/10/2021 Meeting Type: Annual Ticker: 819
Primary CUSIP: G8655K109 Primary ISIN: KYG8655K1094 Primary SEDOL: B1XDJC7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Zhang Kaihong as Director Mgmt For For
3b Elect Shi Borong as Director Mgmt For For
3c Elect Zhang Yong as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Zhonghui Anda CPA Limited as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
6A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Wuliangye Yibin Co., Ltd.
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y9718N106 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 000858
Primary CUSIP: Y9718N106 Primary ISIN: CNE000000VQ8 Primary SEDOL: 6109901 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Wuliangye Yibin Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Daily Related-party Transactions Mgmt For Against
7 Approve Appointment of Auditor Mgmt For For
8 Amend Articles of Association Mgmt For Against
9 Approve Comprehensive Budget Plan Mgmt For For
10 Elect Jiang Wenchun as Supervisor Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Jiang Lin as Director SH For For
11.2 Elect Xu Bo as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Xie Zhihua as Director Mgmt For For
12.2 Elect Wu Yue as Director Mgmt For For
12.3 Elect Lang Dingchang as Director Mgmt For For
Yadea Group Holdings Ltd.
Meeting Date: 06/18/2021 Country: Cayman Islands Primary Security ID: G9830F106 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 1585
Primary CUSIP: G9830F106 Primary ISIN: KYG9830F1063 Primary SEDOL: BZ04KX9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yadea Group Holdings Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3A1 Elect Li Zongwei as Director Mgmt For For
3A2 Elect Wu Biguang as Director Mgmt For For
3A3 Elect Yao Naisheng as Director Mgmt For For
3B Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Yangtze Optical Fibre and Cable Joint Stock Limited Company
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y9737F100 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 6869
Primary CUSIP: Y9737F100 Primary ISIN: CNE100001T72 Primary SEDOL: BSBND71
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report Mgmt For For
4 Approve Final Financial Report Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve KPMG Huazhen LLP as Auditors Mgmt For For
7 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
8 Approve Annual External Guarantee Amount Mgmt For For and Related Transactions Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yangtze Optical Fibre and Cable Joint Stock Limited Company
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y9737F100 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 6869
Primary CUSIP: Y9737F100 Primary ISIN: CNE100001T72 Primary SEDOL: BSBND71
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report Mgmt For For
4 Approve Final Financial Report Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve KPMG Huazhen LLP as Auditors Mgmt For For
7 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
8 Approve Annual External Guarantee Amount Mgmt For For and Related Transactions
Yanzhou Coal Mining Company Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y97417102 Record Date: 06/08/2021 Meeting Type: Annual Ticker: 1171
Primary CUSIP: Y97417102 Primary ISIN: CNE1000004Q8 Primary SEDOL: 6109893
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Working Report of the Board Mgmt For For
2 Approve Working Report of the Supervisory Mgmt For For Committee
3 Approve Audited Financial Statements Mgmt For For
4 Approve Profit Distribution Plan and Authorize Mgmt For For Board to Distribute Cash Dividend Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yanzhou Coal Mining Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Approve Renewal of Liability Insurance of Mgmt For For Directors, Supervisors and Senior Officers
7 Approve External Auditing Firm and to Fix Mgmt For For Their Remuneration
8 Approve Provision of Financial Guarantees to Mgmt For Against Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to DailyOperations to the Subsidiaries of the Company in Australia
9 Authorize the Company to Carry Out Mgmt For Against Domestic and Overseas Financing Businesses
10 Approve Amendments to Articles of Mgmt For For Association
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
12 Authorize Repurchase of Issued H Share Mgmt For For Capital
Yanzhou Coal Mining Company Limited
Meeting Date: 06/18/2021 Country: China Primary Security ID: Y97417102 Record Date: 06/08/2021 Meeting Type: Special Ticker: 1171
Primary CUSIP: Y97417102 Primary ISIN: CNE1000004Q8 Primary SEDOL: 6109893
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Authorize Repurchase of Issued H Share Mgmt For For Capital
Zhongsheng Group Holdings Limited
Meeting Date: 06/18/2021 Country: Cayman Islands Primary Security ID: G9894K108 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 881
Primary CUSIP: G9894K108 Primary ISIN: KYG9894K1085 Primary SEDOL: B633D97 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhongsheng Group Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3 Elect Li Guoqiang as Director Mgmt For For
4 Elect Du Qingshan as Director Mgmt For For
5 Elect Shen Jinjun as Director Mgmt For For
6 Elect Chin Siu Wa Alfred as Director Mgmt For For
7 Authorize Board to Fix Remuneration of Mgmt For For Directors
8 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
9 Authorize Repurchase of Issued Share Capital Mgmt For For
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
11 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Overseas Grand Oceans Group Limited
Meeting Date: 06/21/2021 Country: Hong Kong Primary Security ID: Y1505S117 Record Date: 06/15/2021 Meeting Type: Annual Ticker: 81
Primary CUSIP: Y1505S117 Primary ISIN: HK0000065737 Primary SEDOL: 6803247
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Yang Lin as Director Mgmt For For
3b Elect Guo Guanghui as Director Mgmt For For
3c Elect Yung Kwok Kee, Billy as Director Mgmt For For
3d Elect Lam Kin Fung, Jeffrey as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Overseas Grand Oceans Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve BDO Limited as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
Industrial & Commercial Bank of China Limited
Meeting Date: 06/21/2021 Country: China Primary Security ID: Y3990B112 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 1398
Primary CUSIP: Y3990B112 Primary ISIN: CNE1000003G1 Primary SEDOL: B1G1QD8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Audited Accounts Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Fixed Asset Investment Budget Mgmt For For
6 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Domestic External Auditors and Deloitte Touche Tohmatsu as International External Auditor
7 Approve Application for Authorization Limit Mgmt For For for Special Donations for Poverty Alleviation
8 Elect Chen Yifang as Director Mgmt For For
9 Approve Issuance of Eligible Tier 2 Capital Mgmt For For Instruments
10 Approve Extension of Validity Period of Mgmt For Against Undated Capital Bonds
11 Approve Donation of Materials for Epidemic Mgmt For For Prevention and Control in 2020 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Industrial & Commercial Bank of China Limited
Meeting Date: 06/21/2021 Country: China Primary Security ID: Y3990B112 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 1398
Primary CUSIP: Y3990B112 Primary ISIN: CNE1000003G1 Primary SEDOL: B1G1QD8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Audited Accounts Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Fixed Asset Investment Budget Mgmt For For
6 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Domestic External Auditor and Deloitte Touche Tohmatsu as International External Auditor
7 Approve Application for Authorization Limit Mgmt For For for Special Donations for Poverty Alleviation
8 Elect Chen Yifang as Director Mgmt For For
9 Approve Issuance of Eligible Tier 2 Capital Mgmt For For Instruments
10 Approve Extension of Validity Period of Mgmt For Against Undated Capital Bonds
11 Approve Donation of Materials for Epidemic Mgmt For For Prevention and Control in 2020
OFILM Group Co., Ltd.
Meeting Date: 06/21/2021 Country: China Primary Security ID: Y7744T105 Record Date: 06/15/2021 Meeting Type: Special Ticker: 002456
Primary CUSIP: Y7744T105 Primary ISIN: CNE100000S33 Primary SEDOL: B3XCR35 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
OFILM Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change of Registered Address and Mgmt For For Amendment of Articles of Association
2 Approve Extension of Resolution Validity Mgmt For Against Period of Private Placement
3 Approve Extension of Authorization of the Mgmt For Against Board on Private Placement
4 Approve Deregistration of Wholly-owned Mgmt For For Subsidiary
Unisplendour Co., Ltd.
Meeting Date: 06/21/2021 Country: China Primary Security ID: Y8997B106 Record Date: 06/15/2021 Meeting Type: Special Ticker: 000938
Primary CUSIP: Y8997B106 Primary ISIN: CNE0000010T1 Primary SEDOL: 6172561
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Extension of Resolution Validity Mgmt For Against Period of Private Placement
AVIC Capital Co., Ltd.
Meeting Date: 06/22/2021 Country: China Primary Security ID: Y07709101 Record Date: 06/11/2021 Meeting Type: Annual Ticker: 600705
Primary CUSIP: Y07709101 Primary ISIN: CNE000000KC1 Primary SEDOL: 6110602
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Capital Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Financial Budget Report Mgmt For Against
6 Approve Profit Distribution Mgmt For For
7 Approve Internal Control Evaluation Report Mgmt For For
8 Approve Internal Control Audit Report Mgmt For For
9 Approve Environmental, Social Responsibility Mgmt For For and Corporate Governance (ESG) Report
10 Approve Usage of Board Funds and Board Mgmt For Against Budget Plan
China Overseas Land & Investment Ltd.
Meeting Date: 06/22/2021 Country: Hong Kong Primary Security ID: Y15004107 Record Date: 06/16/2021 Meeting Type: Annual Ticker: 688
Primary CUSIP: Y15004107 Primary ISIN: HK0688002218 Primary SEDOL: 6192150
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Yan Jianguo as Director Mgmt For For
3b Elect Luo Liang as Director Mgmt For For
3c Elect Chang Ying as Director Mgmt For For
3d Elect Chan Ka Keung, Ceajer as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongxing Securities Co., Ltd.
Meeting Date: 06/22/2021 Country: China Primary Security ID: Y209G1100 Record Date: 06/15/2021 Meeting Type: Annual Ticker: 601198
Primary CUSIP: Y209G1100 Primary ISIN: CNE100002177 Primary SEDOL: BVV6QH2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
4.1 Approve Related Party Transactions with Mgmt For For China Orient Asset Management Co., Ltd.
4.2 Approve Related Party Transactions with Mgmt For For Other Related Legal Entities
4.3 Approve Related Party Transactions with Mgmt For For Related Natural Persons
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Securities Investment Scale Mgmt For For
APPROVE GENERAL AUTHORIZATION TO Mgmt ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING INTRUMENTS
8.1 Approve Issuer Mgmt For Against
8.2 Approve Type Mgmt For Against
8.3 Approve Period Mgmt For Against
8.4 Approve Issue Price and Interest Rate Mgmt For Against
8.5 Approve Issue Size Mgmt For Against
8.6 Approve Currency Mgmt For Against
8.7 Approve Guarantees and Other Credit Mgmt For Against Enhancement Arrangements
8.8 Approve Use of Proceeds Mgmt For Against
8.9 Approve Target Subscribers and Placing Mgmt For Against Arrangement for Shareholders
8.10 Approve Safeguard Measures of Debts Mgmt For Against Repayment
8.11 Approve Listing Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongxing Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8.12 Approve Authorization of Board to Handle All Mgmt For Against Related Matters
8.13 Approve Resolution Validity Period Mgmt For Against
Guangdong Investment Limited
Meeting Date: 06/22/2021 Country: Hong Kong Primary Security ID: Y2929L100 Record Date: 06/16/2021 Meeting Type: Annual Ticker: 270
Primary CUSIP: Y2929L100 Primary ISIN: HK0270001396 Primary SEDOL: 6913168
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Wen Yinheng as Director Mgmt For For
3.2 Elect Liang Yuanjuan as Director Mgmt For For
3.3 Elect Lan Runing as Director Mgmt For For
3.4 Elect Feng Qingchun as Director Mgmt For For
3.5 Elect Chan Cho Chak, John as Director Mgmt For For
3.6 Elect Li Man Bun, Brian David as Director Mgmt For For
3.7 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
Huaneng Power International, Inc.
Meeting Date: 06/22/2021 Country: China Primary Security ID: Y3744A105 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 902
Primary CUSIP: Y3744A105 Primary ISIN: CNE1000006Z4 Primary SEDOL: 6099671 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huaneng Power International, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of Board of Directors Mgmt For For
2 Approve Work Report of Supervisory Mgmt For For Committee
3 Approve Audited Financial Statements Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Appointment of Auditors Mgmt For For
6.01 Approve Issuance of Short-term Debentures Mgmt For For
6.02 Approve Issuance of Super Short-term Mgmt For For Debentures
6.03 Approve Issuance of Debt Financing Mgmt For For Instruments
7 Approve Grant of General Mandate to Issue Mgmt For For Domestic and/or Overseas Debt Financing Instruments
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares
9 Elect Xia Aidong as Supervisor SH For For
Huaneng Power International, Inc.
Meeting Date: 06/22/2021 Country: China Primary Security ID: Y3744A105 Record Date: 06/01/2021 Meeting Type: Annual Ticker: 902
Primary CUSIP: Y3744A105 Primary ISIN: CNE1000006Z4 Primary SEDOL: 6099671
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of Board of Directors Mgmt For For
2 Approve Work Report of Supervisory Mgmt For For Committee
3 Approve Audited Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huaneng Power International, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Appointment of Auditors Mgmt For For
6.01 Approve Issuance of Short-term Debentures Mgmt For For
6.02 Approve Issuance of Super Short-term Mgmt For For Debentures
6.03 Approve Issuance of Debt Financing Mgmt For For Instruments
7 Approve Grant of General Mandate to Issue Mgmt For For Domestic and/or Overseas Debt Financing Instruments
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares
9 Elect Xia Aidong as Supervisor SH For For
Huatai Securities Co., Ltd.
Meeting Date: 06/22/2021 Country: China Primary Security ID: Y37426114 Record Date: 06/15/2021 Meeting Type: Annual Ticker: 6886
Primary CUSIP: Y37426114 Primary ISIN: CNE100001YQ9 Primary SEDOL: BWVFT00
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Final Financial Report Mgmt For For
4 Approve Annual Report Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt ESTIMATED ORDINARY TRANSACTIONS WITH RELATED PARTIES OF THE COMPANY FOR 2021 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huatai Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6.1 Approve Ordinary Related-Party Transactions Mgmt For For with Jiangsu Guoxin Investment Group Limited and Its Related Companies
6.2 Approve Ordinary Related-Party Transactions Mgmt For For with Jiangsu Communications Holding Co., Ltd. and Its Related Companies
6.3 Approve Ordinary Related-Party Transactions Mgmt For For with Govtor Capital Group Co., Ltd. and Its Related Companies
6.4 Approve Ordinary Related-Party Transactions Mgmt For For with Other Related Parties
7 Approve Estimated Investment Amount for Mgmt For For Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor for Mgmt For For Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration
9 Elect Au King-chi as Director Mgmt For For
Huatai Securities Co., Ltd.
Meeting Date: 06/22/2021 Country: China Primary Security ID: Y37426114 Record Date: 06/10/2021 Meeting Type: Annual Ticker: 6886
Primary CUSIP: Y37426114 Primary ISIN: CNE100001YQ9 Primary SEDOL: BWVFT00
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Final Financial Report Mgmt For For
4 Approve Annual Report Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt ESTIMATED ORDINARY TRANSACTIONS WITH RELATED PARTIES OF THE COMPANY FOR 2021 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huatai Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6.1 Approve Ordinary Related-Party Transactions Mgmt For For with Jiangsu Guoxin Investment Group Limited and Its Related Companies
6.2 Approve Ordinary Related-Party Transactions Mgmt For For with Jiangsu Communications Holding Co., Ltd. and Its Related Companies
6.3 Approve Ordinary Related-Party Transactions Mgmt For For with Govtor Capital Group Co., Ltd. and Its Related Companies
6.4 Approve Ordinary Related-Party Transactions Mgmt For For with Other Related Parties
7 Approve Estimated Investment Amount for Mgmt For For Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor for Mgmt For For Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration
9 Elect Au King-chi as Director Mgmt For For
Jiangsu Yoke Technology Co., Ltd.
Meeting Date: 06/22/2021 Country: China Primary Security ID: Y444AX109 Record Date: 06/11/2021 Meeting Type: Special Ticker: 002409
Primary CUSIP: Y444AX109 Primary ISIN: CNE100000PG0 Primary SEDOL: B3Q8P92
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Amendments to Articles of Mgmt For For Association
2 Amend Management Method for the Usage of Mgmt For For Raised Funds
Shanghai International Airport Co., Ltd.
Meeting Date: 06/22/2021 Country: China Primary Security ID: Y7682X100 Record Date: 06/10/2021 Meeting Type: Annual Ticker: 600009
Primary CUSIP: Y7682X100 Primary ISIN: CNE000000V89 Primary SEDOL: 6104780 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai International Airport Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Appointment of Financial Auditor Mgmt For For
6 Approve Appointment of Internal Control Mgmt For For Auditor
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Zhu Chuanwu as Director SH For For
7.2 Elect Liu Wei as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
8.1 Elect Huang Guangye as Supervisor SH For For
8.2 Elect Zhu Ligang as Supervisor SH For For
United Laboratories International Holdings Limited
Meeting Date: 06/22/2021 Country: Cayman Islands Primary Security ID: G8813K108 Record Date: 06/16/2021 Meeting Type: Annual Ticker: 3933
Primary CUSIP: G8813K108 Primary ISIN: KYG8813K1085 Primary SEDOL: B1P70H9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Leung Wing Hon as Director Mgmt For For
3b Elect Fang Yu Ping as Director Mgmt For For
3c Elect Fu Xiao Nan as Director Mgmt For For
3d Authorize Board to Fix Remuneration of Mgmt For For Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
United Laboratories International Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve Deloitte Touche Tohmatsu as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
Meeting Date: 06/22/2021 Country: China Primary Security ID: Y9717X105 Record Date: 06/15/2021 Meeting Type: Annual Ticker: 002555
Primary CUSIP: Y9717X105 Primary ISIN: CNE1000010N2 Primary SEDOL: B44DPG3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Financial Auditor Mgmt For For
7 Approve Provision of Guarantee Mgmt For For
8 Approve Adjustment of Remuneration of Mgmt For For Non-Independent Directors
9 Approve Use of Idle Own Funds for Securities Mgmt For Against Investment
10 Approve Use of Idle Own Funds for Entrusted Mgmt For Against Asset Management
Aier Eye Hospital Group Co., Ltd.
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y0029J108 Record Date: 06/16/2021 Meeting Type: Special Ticker: 300015
Primary CUSIP: Y0029J108 Primary ISIN: CNE100000GR6 Primary SEDOL: B4W4ZY6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Aier Eye Hospital Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Shares to Specific Targets
APPROVE ISSUANCE OF SHARES TO Mgmt SPECIFIC TARGETS
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Target Subscribers and Subscription Mgmt For For Method
2.4 Approve Pricing Basis and Issue Price Mgmt For For
2.5 Approve Issue Size Mgmt For For
2.6 Approve Lock-up Period Mgmt For For
2.7 Approve Listing Exchange Mgmt For For
2.8 Approve Amount and Use of Proceeds Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan for Issuance of Shares to Mgmt For For Specific Targets
4 Approve Demonstration Analysis Report in Mgmt For For Connection to Issuance of Shares to Specific Targets
5 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Special Deposit Account for Raised Mgmt For For Funds
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Capital International Airport Company Limited
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y07717104 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 694
Primary CUSIP: Y07717104 Primary ISIN: CNE100000221 Primary SEDOL: 6208422
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Statements and Mgmt For For Independent Auditors' Report
4 Approve Profit Distribution Proposal Mgmt For For
5 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration
Changchun High & New Technology Industries (Group), Inc.
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y1293Q109 Record Date: 06/17/2021 Meeting Type: Special Ticker: 000661
Primary CUSIP: Y1293Q109 Primary ISIN: CNE0000007J8 Primary SEDOL: 6195308
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Ma Ji as Director SH For For
1.2 Elect Jiang Yuntao as Director SH For For
1.3 Elect Ye Peng as Director SH For For
1.4 Elect Wang Zhigang as Director SH For For
1.5 Elect Zhu Xianchao as Director SH For For
1.6 Elect Zhang Yuzhi as Director SH For Against
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Li Chunhao as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Changchun High & New Technology Industries (Group), Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Elect Zhang Chunying as Director Mgmt For For
2.3 Elect Zhang Weiming as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Liu Yongchuan as Supervisor SH For For
3.2 Elect Zhao Shuping as Supervisor SH For For
4 Approve Signing of License Cooperation Mgmt For For Agreement
China Eastern Airlines Corporation Limited
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y1406M102 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 670
Primary CUSIP: Y1406M102 Primary ISIN: CNE1000002K5 Primary SEDOL: 6171375
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Financial Reports Mgmt For For
4 Approve Profit Distribution Proposal Mgmt For For
5 Approve Appointment of PRC Domestic Mgmt For For Auditors, International Auditors for Financial Reporting and Auditors for Internal Control
6 Approve Grant of General Mandate to Issue Mgmt For Against Bonds
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and H Shares
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
8.1 Elect Lin Wanli as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
9.1 Elect Sun Zheng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Eastern Airlines Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9.2 Elect Lu Xiongwen as Director Mgmt For For
China Eastern Airlines Corporation Limited
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y1406M102 Record Date: 05/21/2021 Meeting Type: Annual Ticker: 670
Primary CUSIP: Y1406M102 Primary ISIN: CNE1000002K5 Primary SEDOL: 6171375
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Financial Reports Mgmt For For
4 Approve Profit Distribution Proposal Mgmt For For
5 Approve Appointment of PRC Domestic Mgmt For For Auditors, International Auditors for Financial Reporting and Auditors for Internal Control
6 Approve Grant of General Mandate to Issue Mgmt For Against Bonds
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and H Shares
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
8.1 Elect Lin Wanli as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
9.1 Elect Sun Zheng as Director Mgmt For For
9.2 Elect Lu Xiongwen as Director Mgmt For For
China Enterprise Co., Ltd.
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y1420S101 Record Date: 06/16/2021 Meeting Type: Annual Ticker: 600675
Primary CUSIP: Y1420S101 Primary ISIN: CNE000000B42 Primary SEDOL: 6191845 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Enterprise Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report and Summary Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Financial Budget Report Mgmt For For
8 Approve External Guarantee Plan Mgmt For For
9 Approve Financing Plan Mgmt For For
10 Approve Related Party Transaction Mgmt For For
11 Approve Project Reserve Plan Mgmt For For
12 Approve Adjustment of Commitment Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Li Zhong as Director SH For For
13.2 Elect Cai Shunming as Director SH For For
13.3 Elect Wang Zheng as Director SH For For
13.4 Elect Yan Mingyong as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
14.1 Elect Xia Ling as Director Mgmt For For
14.2 Elect Shao Ruiqing as Director Mgmt For For
14.3 Elect Shi Jianmei as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
15.1 Elect Shen Lei as Supervisor SH For For
15.2 Elect Huang Jun as Supervisor SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Railway Group Limited
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y1509D116 Record Date: 06/16/2021 Meeting Type: Annual Ticker: 390
Primary CUSIP: Y1509D116 Primary ISIN: CNE1000007Z2 Primary SEDOL: B297KM7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Work Report of Independent Mgmt For For Directors
4 Approve A Share Annual Report and the Mgmt For For Abstract, H Share Annual Report and Results Announcement
5 Approve Audited Consolidated Financial Mgmt For For Statements
6 Approve Profit Distribution Plan Mgmt For For
7 Approve PricewaterhouseCoopers as Mgmt For For International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration
8 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration
9 Approve Remuneration of Directors and Mgmt For For Supervisors
10 Approve Purchase of Liabilities Insurance for Mgmt For For Directors, Supervisors and Senior Management of the Company
11 Approve Provision of External Guarantee by Mgmt For For the Company
China Railway Group Limited
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y1509D116 Record Date: 06/16/2021 Meeting Type: Annual Ticker: 390
Primary CUSIP: Y1509D116 Primary ISIN: CNE1000007Z2 Primary SEDOL: B297KM7 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Railway Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Work Report of Independent Mgmt For For Directors
4 Approve A Share Annual Report and the Mgmt For For Abstract, H Share Annual Report and Results Announcement
5 Approve Audited Consolidated Financial Mgmt For For Statements
6 Approve Profit Distribution Plan Mgmt For For
7 Approve PricewaterhouseCoopers as Mgmt For For International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration
8 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration
9 Approve Remuneration of Directors and Mgmt For For Supervisors
10 Approve Purchase of Liabilities Insurance for Mgmt For For Directors, Supervisors and Senior Management of the Company
11 Approve Provision of External Guarantee by Mgmt For For the Company
Hangzhou First Applied Material Co., Ltd.
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y29846105 Record Date: 06/16/2021 Meeting Type: Special Ticker: 603806
Primary CUSIP: Y29846105 Primary ISIN: CNE100001VX1 Primary SEDOL: BQ45PY1 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hangzhou First Applied Material Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in the Implementation Mgmt For For Subject and Implementation Location of Raised Funds Investment Project
JD Health International, Inc.
Meeting Date: 06/23/2021 Country: Cayman Islands Primary Security ID: G5074A100 Record Date: 06/17/2021 Meeting Type: Annual Ticker: 6618
Primary CUSIP: G5074A100 Primary ISIN: KYG5074A1004 Primary SEDOL: BMW8R04
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a1 Elect Lijun Xin as Director Mgmt For For
2a2 Elect Lei Xu as Director Mgmt For For
2a3 Elect Sandy Ran Xu as Director Mgmt For For
2a4 Elect Pang Zhang as Director Mgmt For For
2a5 Elect Jiyu Zhang as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
JD.com, Inc.
Meeting Date: 06/23/2021 Country: Cayman Islands Primary Security ID: G8208B101 Record Date: 05/20/2021 Meeting Type: Annual Ticker: 9618
Primary CUSIP: G8208B101 Primary ISIN: KYG8208B1014 Primary SEDOL: BKPQZT6 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
JD.com, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Adopt Chinese Name as Dual Foreign Name Mgmt For For of the Company
2 Amend Memorandum of Association and Mgmt For For Articles of Association
Meituan
Meeting Date: 06/23/2021 Country: Cayman Islands Primary Security ID: G59669104 Record Date: 06/17/2021 Meeting Type: Annual Ticker: 3690
Primary CUSIP: G59669104 Primary ISIN: KYG596691041 Primary SEDOL: BGJW376
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Wang Huiwen as Director Mgmt For Against
3 Elect Lau Chi Ping Martin as Director Mgmt For For
4 Elect Neil Nanpeng Shen as Director Mgmt For For
5 Authorize Board to Fix Remuneration of Mgmt For For Directors
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Repurchase of Issued Share Capital Mgmt For For
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
9 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
10a Approve Tencent Subscription Agreement Mgmt For For
10b Approve Grant of Specific Mandate to Issue Mgmt For For Tencent Subscription Shares
10c Authorize Board to Deal with All Matters in Mgmt For For Relation to the Tencent Subscription Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Meituan
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11 Amend Memorandum and Articles of Mgmt For For Association
NetEase, Inc.
Meeting Date: 06/23/2021 Country: Cayman Islands Primary Security ID: G6427A102 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 9999
Primary CUSIP: G6427A102 Primary ISIN: KYG6427A1022 Primary SEDOL: BM93SF4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1a Elect William Lei Ding as Director Mgmt For For
1b Elect Alice Yu-Fen Cheng as Director Mgmt For For
1c Elect Denny Ting Bun Lee as Director Mgmt For For
1d Elect Joseph Tze Kay Tong as Director Mgmt For For
1e Elect Lun Feng as Director Mgmt For For
1f Elect Michael Man Kit Leung as Director Mgmt For For
2 Approve Appointment of Mgmt For For PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors
3 Amend Memorandum and Articles of Mgmt For Against Association
YTO Express Group Co., Ltd.
Meeting Date: 06/23/2021 Country: China Primary Security ID: Y1963V107 Record Date: 06/16/2021 Meeting Type: Special Ticker: 600233
Primary CUSIP: Y1963V107 Primary ISIN: CNE0000012J8 Primary SEDOL: 6241483
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of Medium-term Notes and Mgmt For For Super-short-term Commercial Papers Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
AVIC Capital Co., Ltd.
Meeting Date: 06/24/2021 Country: China Primary Security ID: Y07709101 Record Date: 06/15/2021 Meeting Type: Special Ticker: 600705
Primary CUSIP: Y07709101 Primary ISIN: CNE000000KC1 Primary SEDOL: 6110602
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change of Company Name Mgmt For For
2 Amend Articles of Association Mgmt For For
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
3.1 Elect Zhou Hua as Director Mgmt For For
Beijing Jingneng Clean Energy Co., Limited
Meeting Date: 06/24/2021 Country: China Primary Security ID: Y0R7A0107 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 579
Primary CUSIP: Y0R7A0107 Primary ISIN: CNE100001336 Primary SEDOL: B688XD1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ORDINARY RESOLUTIONS Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Auditors' Report and Audited Mgmt For For Financial Statements
4 Approve Profit Distribution Proposal and Mgmt For For Distribution of Final Dividends
5 Approve Annual Report Mgmt For For
6 Approve to Appoint Deloitte Touche Mgmt For For Tohmatsu as Auditors and to Fix Their Remuneration
7 Approve Environmental, Social and Mgmt For For Governance Report
8 Approve Budget Report Mgmt For For
9 Approve Investment Business Plan Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Beijing Jingneng Clean Energy Co., Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
10 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders, Board of Directors, and Board of Supervisors
11 Elect Zhao Jie as Director Mgmt For For
SPECIAL RESOLUTIONS Mgmt
1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and H Shares
BYD Electronic (International) Co., Ltd.
Meeting Date: 06/24/2021 Country: Hong Kong Primary Security ID: Y1045N107 Record Date: 06/21/2021 Meeting Type: Extraordinary Ticker: 285 Shareholders
Primary CUSIP: Y1045N107 Primary ISIN: HK0285041858 Primary SEDOL: B29SHS5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Framework Agreement and Annual Mgmt For For Caps
China CITIC Bank Corporation Limited
Meeting Date: 06/24/2021 Country: China Primary Security ID: Y1434M116 Record Date: 05/24/2021 Meeting Type: Annual Ticker: 998
Primary CUSIP: Y1434M116 Primary ISIN: CNE1000001Q4 Primary SEDOL: B1W0JF2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Financial Report Mgmt For For
3 Approve Profit Distribution Plan Mgmt For For
4 Approve Financial Budget Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China CITIC Bank Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Engagement of Accounting Firms Mgmt For For and Their Fees
6 Approve Special Report of Related Party Mgmt For For Transactions
7 Approve Report of the Board of Directors Mgmt For For
8 Approve Report of the Board of Supervisors Mgmt For For
9 Approve Director Allowance Policy of Board of Mgmt For For Directors
10 Approve Supervisor Allowance Policy of Board Mgmt For For of Supervisors
ELECT NON-EXECUTIVE DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.01 Elect Zhu Hexin as Director Mgmt For For
11.02 Elect Cao Guoqiang as Director Mgmt For For
11.03 Elect Huang Fang as Director Mgmt For For
11.04 Elect Wang Yankang as Director Mgmt For For
ELECT EXECUTIVE DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.01 Elect Fang Heying as Director Mgmt For For
12.02 Elect Guo Danghuai as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.01 Elect He Cao as Director Mgmt For For
13.02 Elect Chen Lihua as Director Mgmt For For
13.03 Elect Qian Jun as Director Mgmt For For
13.04 Elect Yan Lap Kei Isaac as Director Mgmt For For
ELECT EXTERNAL SUPERVISORS VIA Mgmt CUMULATIVE VOTING
14.01 Elect Wei Guobin as Supervisor Mgmt For For
14.02 Elect Sun Qixiang as Supervisor Mgmt For For
14.03 Elect Liu Guoling as Supervisor Mgmt For For
ELECT SHAREHOLDER REPRESENTATIVE Mgmt SUPERVISOR VIA CUMULATIVE VOTING
15.01 Elect Li Rong as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Innovent Biologics, Inc.
Meeting Date: 06/24/2021 Country: Cayman Islands Primary Security ID: G4818G101 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 1801
Primary CUSIP: G4818G101 Primary ISIN: KYG4818G1010 Primary SEDOL: BGR6KX5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Elect Shuyun Chen as Director Mgmt For For
2.2 Elect Kaixian Chen as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Innovent Biologics, Inc.
Meeting Date: 06/24/2021 Country: Cayman Islands Primary Security ID: G4818G101 Record Date: 06/18/2021 Meeting Type: Extraordinary Ticker: 1801 Shareholders
Primary CUSIP: G4818G101 Primary ISIN: KYG4818G1010 Primary SEDOL: BGR6KX5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1a Approve Grant of Restricted Shares to Mgmt For Against De-Chao Michael Yu Under the 2020 RS Plan
1b Authorize Board to Deal with All Matters in Mgmt For Against Relation to the Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan
2a Approve Grant of Restricted Shares to Ronald Mgmt For Against Hao Xi Ede Under the 2020 RS Plan
2b Authorize Board to Deal with All Matters in Mgmt For Against Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Innovent Biologics, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3a Approve Grant of Restricted Shares to Charles Mgmt For Against Leland Cooney Under the 2020 RS Plan
3b Authorize Board to Deal with All Matters in Mgmt For Against Relation to the Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan
4a Approve Grant of Restricted Shares to Joyce Mgmt For Against I-Yin Hsu Under the 2020 RS Plan
4b Authorize Board to Deal with All Matters in Mgmt For Against Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan
5a Approve Grant of Restricted Shares to Kaixian Mgmt For Against Chen Under the 2020 RS Plan
5b Authorize Board to Deal with All Matters in Mgmt For Against Relation to the Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan
Lomon Billions Group Co., Ltd.
Meeting Date: 06/24/2021 Country: China Primary Security ID: Y3122W109 Record Date: 06/17/2021 Meeting Type: Special Ticker: 002601
Primary CUSIP: Y3122W109 Primary ISIN: CNE1000015M3 Primary SEDOL: B6SGJ37
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Issuance of H Class Shares and Mgmt For For Listing in Hong Kong Stock Exchange
APPROVE ISSUANCE OF H CLASS SHARES Mgmt AND LISTING IN HONG KONG STOCK EXCHANGE
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Time Mgmt For For
2.3 Approve Issue Manner Mgmt For For
2.4 Approve Issue Size Mgmt For For
2.5 Approve Pricing Manner Mgmt For For
2.6 Approve Target Subscribers Mgmt For For
2.7 Approve Principles of Offering Mgmt For For
2.8 Approve Listing Exchange Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Lomon Billions Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Conversion to an Overseas Mgmt For For Fundraising Company
4 Approve Application for Registration as a Non Mgmt For For Hong Kong Company
5 Approve Use of Proceeds Mgmt For For
6 Approve Report on the Usage of Previously Mgmt For For Raised Funds
7 Approve Arrangements on Roll-forward Mgmt For For Profits
8 Approve Authorization of the Board to Handle Mgmt For For All Related Matters
9 Approve Amendments to Articles of Mgmt For For Association
10 Approve Formulation of Articles of Association Mgmt For For
11 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
13 Approve Formulation of Related-Party Mgmt For For Transaction System and Process
14 Approve to Appoint Oversea Auditor Mgmt For For
15 Approve Resolution Validity Period Mgmt For For
16 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members and Prospectus Liability Insurance Matters
17 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
MicroPort Scientific Corporation
Meeting Date: 06/24/2021 Country: Cayman Islands Primary Security ID: G60837104 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 853
Primary CUSIP: G60837104 Primary ISIN: KYG608371046 Primary SEDOL: B676TW7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
MicroPort Scientific Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Final Dividend Mgmt For For
3.1 Elect Zhaohua Chang as Director Mgmt For For
3.2 Elect Hongliang Yu as Director Mgmt For For
3.3 Elect Chunyang Shao as Director Mgmt For For
3.4 Elect Yasuhisa Kurogi as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve KPMG as Auditor and Authorize Mgmt For For Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against
9 Approve Equity Option Scheme of Shenzhen Mgmt For Against MicroPort Surgical (Group) Co., Ltd.
10 Approve Grant of Options Under the Equity Mgmt For Against Option Scheme of Shenzhen MicroPort Surgical (Group) Co., Ltd. to Cheng Zhiguang
Poly Developments & Holdings Group Co., Ltd.
Meeting Date: 06/24/2021 Country: China Primary Security ID: Y7000Q100 Record Date: 06/15/2021 Meeting Type: Annual Ticker: 600048
Primary CUSIP: Y7000Q100 Primary ISIN: CNE000001ND1 Primary SEDOL: B19RB38
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Investment Plan Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Appointment of Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Poly Developments & Holdings Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Provision of External Guarantees Mgmt For Against
9 Approve Related Party Transactions with Joint Mgmt For Against Ventures and Other Related Parties
10 Approve Formulation of Shareholder Return Mgmt For For Plan
Topchoice Medical Corp.
Meeting Date: 06/24/2021 Country: China Primary Security ID: Y0772A106 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 600763
Primary CUSIP: Y0772A106 Primary ISIN: CNE000000MZ8 Primary SEDOL: 6091451
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
Zai Lab Limited
Meeting Date: 06/24/2021 Country: Cayman Islands Primary Security ID: G9887T108 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 9688
Primary CUSIP: G9887T108 Primary ISIN: KYG9887T1085 Primary SEDOL: BMGWNM6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Declassify the Board of Directors Mgmt For For
2 Amend Articles Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zai Lab Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Amend Articles to Adopt the Fifth Amendment Mgmt For For of Articles of Association
4 Ratify Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors
Zhejiang Sanhua Intelligent Controls Co., Ltd.
Meeting Date: 06/24/2021 Country: China Primary Security ID: Y9890L126 Record Date: 06/17/2021 Meeting Type: Special Ticker: 002050
Primary CUSIP: Y9890L126 Primary ISIN: CNE000001M22 Primary SEDOL: B0838P1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Approve Amendments to Articles of Mgmt For For Association
3 Amend Management System of Raised Funds Mgmt For Against
AECC Aviation Power Co. Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y9730A108 Record Date: 06/18/2021 Meeting Type: Special Ticker: 600893
Primary CUSIP: Y9730A108 Primary ISIN: CNE000000JW1 Primary SEDOL: 6479024
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Services Agreement Mgmt For Against
2 Elect Zhao Liang as Non-independent Director SH For For and Member of Strategy Committee Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Cinda Asset Management Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y1R34V103 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 1359
Primary CUSIP: Y1R34V103 Primary ISIN: CNE100001QS1 Primary SEDOL: BGY6SV2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Work Report of the Board Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Remuneration Settlement Scheme Mgmt For For for the Directors
4 Approve Remuneration Settlement Scheme Mgmt For For for the Supervisors
5 Approve Final Financial Account Plan Mgmt For For
6 Approve Profit Distribution Plan Mgmt For For
7 Approve Budget of Investment in Capital Mgmt For For Expenditure
8 Approve Ernst & Young Hua Ming LLP and Mgmt For For Ernst & Young as the Onshore and Offshore Accounting Firms and Fix Their Remuneration
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
China Conch Venture Holdings Limited
Meeting Date: 06/25/2021 Country: Cayman Islands Primary Security ID: G2116J108 Record Date: 06/17/2021 Meeting Type: Annual Ticker: 586
Primary CUSIP: G2116J108 Primary ISIN: KYG2116J1085 Primary SEDOL: BH7HM06
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Ji Qinying as Director Mgmt For For
3b Elect Li Daming as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Conch Venture Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3c Elect Chang Zhangli as Director Mgmt For Against
3d Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve KPMG as Auditors and Authorize Mgmt For For Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
China Construction Bank Corporation
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y1397N101 Record Date: 05/25/2021 Meeting Type: Annual Ticker: 939
Primary CUSIP: Y1397N101 Primary ISIN: CNE1000002H1 Primary SEDOL: B0LMTQ3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Final Financial Accounts Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Budget for Fixed Assets Investment Mgmt For For
6 Elect Kenneth Patrick Chung as Director Mgmt For For
7 Elect Leung Kam Chung, Antony as Director Mgmt For For
8 Approve Ernst & Young Hua Ming LLP as Mgmt For For Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Bank Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y14896115 Record Date: 06/17/2021 Meeting Type: Annual Ticker: 3968
Primary CUSIP: Y14896115 Primary ISIN: CNE1000002M1 Primary SEDOL: B1DYPZ5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Annual Report Mgmt For For
4 Approve Audited Financial Statements Mgmt For For
5 Approve Profit Appropriation Plan Mgmt For For
6 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration
7 Approve Related Party Transaction Report Mgmt For For
8 Elect Li Chaoxian as Director Mgmt For For
9 Elect Shi Yongdong as Director Mgmt For For
10 Elect Guo Xikun as Supervisor SH For For
11 Approve Medium-Term Capital Management Mgmt For For Plan for 2021-2023
12 Approve Redemption of Capital Bonds Mgmt For For
13 Approve Authorization to Issue Capital Bonds Mgmt For For
14 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
China Merchants Bank Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y14896115 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 3968
Primary CUSIP: Y14896115 Primary ISIN: CNE1000002M1 Primary SEDOL: B1DYPZ5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Bank Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Annual Report Mgmt For For
4 Approve Audited Financial Statements Mgmt For For
5 Approve Profit Appropriation Plan Mgmt For For
6 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration
7 Approve Related Party Transaction Report Mgmt For For
8 Elect Li Chaoxian as Director Mgmt For For
9 Elect Shi Yongdong as Director Mgmt For For
10 Elect Guo Xikun as Supervisor SH For For
11 Approve Medium-Term Capital Management Mgmt For For Plan for 2021-2023
12 Approve Redemption of Capital Bonds Mgmt For For
13 Approve Authorization to Issue Capital Bonds Mgmt For For
14 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y14907102 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 001979
Primary CUSIP: Y14907102 Primary ISIN: CNE100002FC6 Primary SEDOL: BYY36X7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Report Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For For
8 Approve General Authorization to Issue Bond Mgmt For For Products
9 Approve Deposit and Loan Transactions Mgmt For For
10 Approve Provision of Guarantees for Mgmt For For Controlled Subsidiaries
11 Approve Provision of Guarantees for Joint Mgmt For For Ventures Company
12 Approve Financial Assistance Provision Mgmt For For
13 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
14 Approve Financial Services Agreement Mgmt For Against
15 Approve Charitable Donations Mgmt For For
16 Amend Articles of Association Mgmt For For
China National Accord Medicines Corp. Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y1570W100 Record Date: 06/21/2021 Meeting Type: Special Ticker: 200028
Primary CUSIP: Y1570W100 Primary ISIN: CNE0000009M8 Primary SEDOL: 6803225
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Liu Yong as Director SH For For
1.2 Elect Lian Wanyong as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China National Accord Medicines Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1.3 Elect Li Xiaojuan as Director SH For For
1.4 Elect Zhou Song as Director SH For For
1.5 Elect Wu Yijian as Director SH For For
1.6 Elect Lin Zhaoxiong as Director SH For For
1.7 Elect Lin Min as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Chen Honghui as Director Mgmt For For
2.2 Elect Ou Yongliang as Director Mgmt For For
2.3 Elect Chen Shengqun as Director Mgmt For For
2.4 Elect Su Weiwei as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Wen Deyong as Supervisor SH For For
3.2 Elect Liu Jingyun as Supervisor SH For For
China Reinsurance (Group) Corporation
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y1R0AJ109 Record Date: 05/25/2021 Meeting Type: Annual Ticker: 1508
Primary CUSIP: Y1R0AJ109 Primary ISIN: CNE100002342 Primary SEDOL: BYYN347
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Zhuang Qianzhi as Director Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Final Financial Accounts Report Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Investment Budget for Fixed Assets Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Reinsurance (Group) Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration
China Shenhua Energy Company Limited
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y1504C113 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 1088
Primary CUSIP: Y1504C113 Primary ISIN: CNE1000002R0 Primary SEDOL: B09N7M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Statements Mgmt For For
4 Approve Profit Distribution Plan and Final Mgmt For For Dividend
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Approve KPMG as International Auditors and Mgmt For Against KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration
7 Approve 2021-2023 Financial Services Mgmt For Against Agreement with China Energy Finance Co., Ltd., Proposed Annual Caps and Related Transactions
8 Elect Yang Rongming as Director Mgmt For For
9 Approve Decrease of Registered Capital and Mgmt For Against Amend Articles of Association
10 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Shenhua Energy Company Limited
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y1504C113 Record Date: 06/21/2021 Meeting Type: Special Ticker: 1088
Primary CUSIP: Y1504C113 Primary ISIN: CNE1000002R0 Primary SEDOL: B09N7M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
China Shenhua Energy Company Limited
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y1504C113 Record Date: 06/22/2021 Meeting Type: Special Ticker: 1088
Primary CUSIP: Y1504C113 Primary ISIN: CNE1000002R0 Primary SEDOL: B09N7M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
China Shenhua Energy Company Limited
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y1504C113 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 1088
Primary CUSIP: Y1504C113 Primary ISIN: CNE1000002R0 Primary SEDOL: B09N7M0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Shenhua Energy Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Audited Financial Statements Mgmt For For
4 Approve Profit Distribution Plan and Final Mgmt For For Dividend
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Approve KPMG as International Auditors and Mgmt For Against KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration
7 Approve 2021-2023 Financial Services Mgmt For Against Agreement with China Energy Finance Co., Ltd., Proposed Annual Caps and Related Transactions
8 Elect Yang Rongming as Director Mgmt For For
9 Approve Decrease of Registered Capital and Mgmt For Against Amend Articles of Association
10 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
Fujian Star-Net Communication Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y2655W106 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 002396
Primary CUSIP: Y2655W106 Primary ISIN: CNE100000QF0 Primary SEDOL: B510L77
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Use of Idle Own Funds to Invest in Mgmt For Against Principal-guaranteed or Low-Risk Financial Products
7 Approve to Appoint Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Fujian Star-Net Communication Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Credit Use and Bill Pledge Plan Mgmt For Against Arrangement
9 Approve Internal Control Self-evaluation Mgmt For For Report
10 Approve Shareholder Return Plan Mgmt For For
Haier Smart Home Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y298BN100 Record Date: 06/16/2021 Meeting Type: Annual Ticker: 6690
Primary CUSIP: Y298BN100 Primary ISIN: CNE1000048K8 Primary SEDOL: BLD4QD0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Financial Statements Mgmt For For
2 Approve 2020 Annual Report and Its Mgmt For For Summary
3 Approve 2020 Report on the Work of the Mgmt For For Board of Directors
4 Approve 2020 Report on the Work of the Mgmt For For Board of Supervisors
5 Approve 2020 Audit Report on Internal Mgmt For For Control
6 Approve 2020 Profit Distribution Plan Mgmt For For
7 Approve Anticipated Provision of Guarantees Mgmt For For for Its Subsidiaries in 2021
8 Approve Conduct of Foreign Exchange Fund Mgmt For For Derivatives Business
9 Approve Adjustment of Allowances of Mgmt For For Directors
10 Approve Closing Centain Fund-Raising Mgmt For For Investment Projects from Convertible CorporateBonds and Permanently Supplementing the Working Capital with the Surplus Funds
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Additional Issuance of H Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haier Smart Home Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Additional Issuance of D Shares
13 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
14 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase D Shares of the Company
15 Amend Articles of Association Mgmt For For
16 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
17 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
18 Amend External Guarantee Management Mgmt For For System
19 Approve Appointment of PRC Accounting SH For For Standards Auditor
20 Approve Appointment of International SH For For Accounting Standards Auditor
21 Approve Renewal of the Financial Services SH For Against Framework Agreement and Related Transactions
22 Approve A Share Core Employee Stock SH For For Ownership Plan (2021-2025) (Draft) and Its Summary
23 Approve H Share Core Employee Stock SH For For Ownership Plan (2021-2025) (Draft) and Its Summary
24 Authorize Board to Deal with All Matters in SH For For Relation to the Core Employee Stock Ownership Plan of the Company
25 Approve H Share Restricted Share Unit SH For Against Scheme (2021-2025) (Draft)
26 Authorize Board to Deal with All Matters in SH For Against Relation to the Restricted Share Unit Scheme
ELECT DIRECTOR VIA CUMULATIVE VOTING Mgmt
27.1 Elect Wu Qi as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
28.1 Elect Liu Dalin as Supervisor Mgmt For For
28.2 Elect Ma Yingjie as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haier Smart Home Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y298BN100 Record Date: 06/16/2021 Meeting Type: Annual Ticker: 6690
Primary CUSIP: Y298BN100 Primary ISIN: CNE1000048K8 Primary SEDOL: BLD4QD0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Financial Statements Mgmt For For
2 Approve 2020 Annual Report and Its Mgmt For For Summary
3 Approve 2020 Report on the Work of the Mgmt For For Board of Directors
4 Approve 2020 Report on the Work of the Mgmt For For Board of Supervisors
5 Approve 2020 Audit Report on Internal Mgmt For For Control
6 Approve 2020 Profit Distribution Plan Mgmt For For
7 Approve Anticipated Provision of Guarantees Mgmt For For for Its Subsidiaries in 2021
8 Approve Conduct of Foreign Exchange Fund Mgmt For For Derivatives Business
9 Approve Adjustment of Allowances of Mgmt For For Directors
10 Approve Closing Certain Fund-Raising Mgmt For For Investment Projects from Convertible CorporateBonds and Permanently Supplementing the Working Capital with the Surplus Funds
11 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Additional Issuance of H Shares
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Additional Issuance of D Shares
13 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
14 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase D Shares of the Company
15 Amend Articles of Association Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haier Smart Home Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
16 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
17 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
18 Amend External Guarantee Management Mgmt For For System
19 Approve Appointment of PRC Accounting SH For For Standards Auditor
20 Approve Appointment of International SH For For Accounting Standards Auditor
21 Approve Renewal of the Financial Services SH For Against Framework Agreement and Related Transactions
22 Approve A Share Core Employee Stock SH For For Ownership Plan (2021-2025) (Draft) and Its Summary
23 Approve H Share Core Employee Stock SH For For Ownership Plan (2021-2025) (Draft) and Its Summary
24 Authorize Board to Deal with All Matters in SH For For Relation to the Core Employee Stock Ownership Plan of the Company
25 Approve H Share Restricted Share Unit SH For Against Scheme (2021-2025) (Draft)
26 Authorize Board to Deal with All Matters in SH For Against Relation to the Restricted Share Unit Scheme
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
27.1 Elect Wu Qi as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
28.1 Elect Liu Dalin as Supervisor Mgmt For For
28.2 Elect Ma Yingjie as Supervisor Mgmt For For
Haier Smart Home Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y298BN100 Record Date: 06/16/2021 Meeting Type: Special Ticker: 6690
Primary CUSIP: Y298BN100 Primary ISIN: CNE1000048K8 Primary SEDOL: BLD4QD0 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Haier Smart Home Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
2 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase D Shares of the Company
Haier Smart Home Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y298BN100 Record Date: 06/16/2021 Meeting Type: Special Ticker: 6690
Primary CUSIP: Y298BN100 Primary ISIN: CNE1000048K8 Primary SEDOL: BLD4QD0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase H Shares of the Company
2 Approve Grant of General Mandate to the Mgmt For For Board to Repurchase D Shares of the Company
Hisense Home Appliances Group Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y3226R105 Record Date: 06/17/2021 Meeting Type: Annual Ticker: 921
Primary CUSIP: Y3226R105 Primary ISIN: CNE100000353 Primary SEDOL: 6391935
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hisense Home Appliances Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Annual Report and Its Summary Mgmt For For
4 Approve Audited Consolidated Financial Mgmt For For Statements
5 Approve Profit Distribution Proposal Mgmt For For
6 Approve ShineWing Certified Public Mgmt For For Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration
7 Approve Special Report on the Mgmt For For Commencement of Foreign Exchange Derivatives Business
8 Approve Entrusted Wealth Management of Mgmt For Against Idle Self-Owned Funds
9 Approve Purchase of Liability Insurance for Mgmt For For Directors and Senior Management Members and Authorize Board to Handle Relevant Matters
ELECT EXECUTIVE DIRECTORS VIA Mgmt CUMULATIVE VOTING
10.1 Elect Jia Shao Qian as Director and Authorize Mgmt For For Board to Fix His Remuneration
10.2 Elect Lin Lan as Director and Authorize Board Mgmt For For to Fix His Remuneration
10.3 Elect Dai Hui Zhong as Director and Authorize Mgmt For For Board to Fix His Remuneration
10.4 Elect Duan Yue Bin as Director and Authorize Mgmt For For Board to Fix His Remuneration
10.5 Elect Fei Li Cheng as Director and Authorize Mgmt For For Board to Fix His Remuneration
10.6 Elect Xia Zhang Zhua as Director and Mgmt For For Authorize Board to Fix His Remuneration
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
11.1 Elect Ma Jin Quan as Director and Authorize Mgmt For For Board to Fix His Remuneration
11.2 Elect Zhong Geng Shen as Director and Mgmt For For Authorize Board to Fix His Remuneration
11.3 Elect Cheung Sai Kit as Director and Authorize Mgmt For For Board to Fix His Remuneration
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
12.1 Elect Liu Zhen Shun as Supervisor and Mgmt For For Authorize Board to Fix His Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hisense Home Appliances Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12.2 Elect Sun Jia Hui as Supervisor and Authorize Mgmt For For Board to Fix Her Remuneration
Huazhu Group Limited
Meeting Date: 06/25/2021 Country: Cayman Islands Primary Security ID: G46587112 Record Date: 05/17/2021 Meeting Type: Annual Ticker: 1179
Primary CUSIP: G46587112 Primary ISIN: KYG465871120 Primary SEDOL: BMB5YK5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration
2 Approve Share Sub-Division Mgmt For For
3 Amend Articles of Association Mgmt For For
4 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions
Metallurgical Corp. of China Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y5949Y119 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 1618
Primary CUSIP: Y5949Y119 Primary ISIN: CNE100000FF3 Primary SEDOL: B42SRM0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board Mgmt For For
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Final Accounts Report Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Metallurgical Corp. of China Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve WUYIGE as Auditor and Internal Mgmt For For Control Auditor and Authorize Board to Fix Their Remuneration
6 Approve Remuneration of Directors and Mgmt For For Supervisors
7 Approve Guarantee Plan Mgmt For Against
8 Approve Adjustment of Annual Caps for the Mgmt For For Routine Connected Transactions/Continuing Connected Transactions for the Years of 2021 and 2022
Metallurgical Corporation of China Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y5949Y119 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 1618
Primary CUSIP: Y5949Y119 Primary ISIN: CNE100000FF3 Primary SEDOL: B42SRM0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board Mgmt For For
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Final Accounts Report Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Approve Guarantee Plan Mgmt For Against
7 Approve WUYIGE as Auditor and Internal Mgmt For For Control Auditor and Authorize Board to Fix Their Remuneration
8 Approve Adjustment of Annual Caps for the Mgmt For For Routine Connected Transactions/Continuing Connected Transactions for the Years of 2021 and 2022 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Nongfu Spring Co. Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y6367W106 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 9633
Primary CUSIP: Y6367W106 Primary ISIN: CNE100004272 Primary SEDOL: BMGWW30
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Financial Statements Mgmt For For
4 Approve Pan-China Certified Public Mgmt For Against Accountants LLP as Domestic Auditor and Ernst & Young as Overseas Auditor and Authorize Board to Fix Their Remuneration
5 Approve Final Dividend Mgmt For For
6 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
7 Approve Credit Line Bank Application Mgmt For For
8 Approve Provision of Guarantee for Mgmt For For Wholly-owned Subsidiaries
9 Elect Zhong Jigang as Supervisor Mgmt For For
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Domestic Shares and H Shares
11 Amend Articles of Association Mgmt For For
Redco Properties Group Limited
Meeting Date: 06/25/2021 Country: Cayman Islands Primary Security ID: G73310131 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 1622
Primary CUSIP: G73310131 Primary ISIN: KYG733101318 Primary SEDOL: BYYNHM3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Redco Properties Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3a Elect Tang Chengyong as Director and Mgmt For For Authorize Board to Fix His Remuneration
3b Elect Chau On Ta Yuen as Director and Mgmt For For Authorize Board to Fix His Remuneration
3c Elect Tam Kam Kau as Director and Authorize Mgmt For For Board to Fix His Remuneration
4 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y76796104 Record Date: 06/18/2021 Meeting Type: Special Ticker: 601966
Primary CUSIP: Y76796104 Primary ISIN: CNE100002GM3 Primary SEDOL: BYQ83C8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Outline of Medium and Long-term Mgmt For For Development Strategic Plan
2 Approve Investment in Building Factory and Mgmt For For Establishment of Subsidiary
Shenzhen Expressway Company Limited
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y7741B107 Record Date: 06/21/2021 Meeting Type: Extraordinary Ticker: 548 Shareholders
Primary CUSIP: Y7741B107 Primary ISIN: CNE100000478 Primary SEDOL: 6848743
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shenzhen Expressway Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Shareholders' Return Plan for Mgmt For For 2021-2023
Shenzhen S.C New Energy Technology Corp.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y774E4109 Record Date: 06/18/2021 Meeting Type: Special Ticker: 300724
Primary CUSIP: Y774E4109 Primary ISIN: CNE100003G91 Primary SEDOL: BGDM6S4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Repurchase and Cancellation of Mgmt For For Performance Shares
2 Amend Articles of Association Mgmt For For
Soochow Securities Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y8074Z117 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 601555
Primary CUSIP: Y8074Z117 Primary ISIN: CNE1000019P8 Primary SEDOL: B7D5Y75
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report and Summary Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Daily Related-party Transactions Mgmt For For
8 Approve Proprietary Investment Scale Mgmt For For
9 Approve Company's Eligibility for Rights Issue Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Soochow Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
APPROVE COMPANY'S RIGHTS ISSUE Mgmt SCHEME
10.1 Approve Share Type and Par Value Mgmt For For
10.2 Approve Issue Manner Mgmt For For
10.3 Approve Base, Proportion and Number of Mgmt For For Shares
10.4 Approve Price and Pricing Basis Mgmt For For
10.5 Approve Target Subscribers Mgmt For For
10.6 Approve Use of Proceeds Mgmt For For
10.7 Approve Issue Time Mgmt For For
10.8 Approve Underwriting Manner Mgmt For For
10.9 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
10.10 Approve Resolution Validity Period Mgmt For For
10.11 Approve Listing Exchange Mgmt For For
11 Approve Plan of Company's Rights Issue Mgmt For For Scheme
12 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
13 Approve Report on the Usage of Previously Mgmt For For Raised Funds
14 Approve Counter-dilution Measures in Mgmt For For Connection to the Company's Rights Issue Scheme
15 Approve Authorization of Board to Handle All Mgmt For For Related Matters
16 Elect E Hua as Supervisor SH For For
Spring Airlines Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y8131G102 Record Date: 06/17/2021 Meeting Type: Annual Ticker: 601021
Primary CUSIP: Y8131G102 Primary ISIN: CNE100001V45 Primary SEDOL: BTG8044 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Spring Airlines Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Annual Report and Summary Mgmt For For
6 Approve Remuneration of Directors and Mgmt For For Senior Management Members
7 Approve Remuneration of Supervisors Mgmt For For
8 Approve Daily Related-Party Transactions Mgmt For For
9 Approve External Guarantee Provision Plan Mgmt For For
10 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor
11 Approve Issuance of Overseas Debt Financing Mgmt For For Instruments
12 Approve Shareholder Return Plan Mgmt For For
13 Approve Employee Share Purchase Plan Mgmt For For (Draft) and Summary
14 Approve Methods to Assess the Performance Mgmt For For of Plan Participants
15 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan
16 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
17.1 Approve Share Type and Par Value Mgmt For For
17.2 Approve Issue Manner and Issue Time Mgmt For For
17.3 Approve Target Subscribers and Subscription Mgmt For For Method
17.4 Approve Issue Size Mgmt For For
17.5 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Basis
17.6 Approve Lock-up Period and Listing Mgmt For For Arrangement
17.7 Approve Amount and Use of Proceeds Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Spring Airlines Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
17.8 Approve Distribution Arrangement of Mgmt For For Undistributed Earnings
17.9 Approve Listing Exchange Mgmt For For
17.10 Approve Resolution Validity Period Mgmt For For
18 Approve Plan on Private Placement of Shares Mgmt For For
19 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
20 Approve Report on the Usage of Previously Mgmt For For Raised Funds
21 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
22 Approve Authorization of Board to Handle All Mgmt For For Related Matters
XD, Inc.
Meeting Date: 06/25/2021 Country: Cayman Islands Primary Security ID: G9830N109 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 2400
Primary CUSIP: G9830N109 Primary ISIN: KYG9830N1097 Primary SEDOL: BKF2W48
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2.1 Elect Liu Wei as Director Mgmt For For
2.2 Elect Liu Qianli as Director Mgmt For For
2.3 Elect Fan Shuyang as Director Mgmt For For
2.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
XD, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Adopt Share Option Plan Mgmt For Against
Yeahka Limited
Meeting Date: 06/25/2021 Country: Cayman Islands Primary Security ID: G9835C108 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 9923
Primary CUSIP: G9835C108 Primary ISIN: KYG9835C1087 Primary SEDOL: BL58D39
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a1 Elect Liu Yingqi as Director Mgmt For For
2a2 Elect Yao Zhijian as Director Mgmt For For
2a3 Elect Luo Xiaohui as Director Mgmt For For
2a4 Elect Mathias Nicolaus Schilling as Director Mgmt For For
2a5 Elect Akio Tanaka as Director Mgmt For For
2a6 Elect Tam Bing Chung Benson as Director Mgmt For For
2a7 Elect Yao Wei as Director Mgmt For For
2a8 Elect Yang Tao as Director Mgmt For For
2b Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditors Mgmt For For and Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
YiChang HEC ChangJiang Pharmaceutical Co., Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y9828F100 Record Date: 06/21/2021 Meeting Type: Special Ticker: 1558
Primary CUSIP: Y9828F100 Primary ISIN: CNE1000023R6 Primary SEDOL: BYPHSW1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Transactions Under the Revised Mgmt For For Non-Competition Agreements
2 Approve Purchase Transactions, Annual Caps Mgmt For For and Clarithromycin and Azithromycin Purchase Transaction
3 Approve Entrusted Transactions and Annual Mgmt For For Caps
Zhongjin Gold Corp. Ltd.
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y9890R107 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 600489
Primary CUSIP: Y9890R107 Primary ISIN: CNE000001FM8 Primary SEDOL: 6676825
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Related Party Transaction Mgmt For Against
8 Approve Appointment of Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y0004F105 Record Date: 06/17/2021 Meeting Type: Annual Ticker: 763
Primary CUSIP: Y0004F105 Primary ISIN: CNE1000004Y2 Primary SEDOL: B04KP88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1.00 Approve Annual Report Mgmt For For
2.00 Approve Report of the Board of Directors Mgmt For For
3.00 Approve Report of the Supervisory Committee Mgmt For For
4.00 Approve Report of the President Mgmt For For
5.00 Approve Final Financial Accounts Mgmt For For
6.00 Approve Profit Distribution Mgmt For For
7.00 Approve Feasibility Analysis of Derivative Mgmt For For Investment and Application for Derivative Investment Limits
8.00 Approve Provision of Performance Guarantee Mgmt For For for PT. ZTE Indonesia
9.00 Approve Provision of Performance Guarantee Mgmt For For Limits for Overseas Subsidiaries
10.00 Approve Proposed Application for Mgmt For Against Consolidated Registration for Issuance of Multiple Types of Debt Financing Instruments
11.00 Approve Proposed Application for Composite Mgmt For For Credit Facilities
12.00 Approve Alignment in Preparation of Financial Mgmt For For Statements in Accordance with PRC ASBEs and Cessation to Re-appoint Overseas Financial Report Auditor
RESOLUTIONS IN RELATION TO THE Mgmt APPOINTMENT OF THE AUDITOR
13.01 Approve Ernst & Young Hua Ming LLP as Mgmt For For Auditor and Authorize Board to Fix Their Remuneration
13.02 Approve Ernst & Young Hua Ming LLP as Mgmt For For Internal Control Auditor and Authorize Board to Fix Their Remuneration
14.00 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
15.00 Approve Shareholders' Dividend Return Plan Mgmt For For (2021-2023) Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
16.00 Amend Articles of Association, Amend Rules Mgmt For For and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors
17.00 Approve Expansion of the Business Scope and Mgmt For For Corresponding Amendment of Relevant Clause in the Articles of Association
18.00 Amend Rules and Procedures Regarding Mgmt For For Meetings of Supervisory Committee
ZTE Corporation
Meeting Date: 06/25/2021 Country: China Primary Security ID: Y0004F105 Record Date: 06/17/2021 Meeting Type: Annual Ticker: 763
Primary CUSIP: Y0004F105 Primary ISIN: CNE1000004Y2 Primary SEDOL: B04KP88
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1.00 Approve Annual Report Mgmt For For
2.00 Approve Report of the Board of Directors Mgmt For For
3.00 Approve Report of the Supervisory Committee Mgmt For For
4.00 Approve Report of the President Mgmt For For
5.00 Approve Final Financial Accounts Mgmt For For
6.00 Approve Profit Distribution Mgmt For For
7.00 Approve Feasibility Analysis of Derivative Mgmt For For Investment and Application for Derivative Investment Limits
8.00 Approve Provision of Performance Guarantee Mgmt For Against for PT. ZTE Indonesia
9.00 Approve Provision of Performance Guarantee Mgmt For Against Limits for Overseas Subsidiaries
10.00 Approve Proposed Application for Mgmt For Against Consolidated Registration for Issuance of Multiple Types of Debt Financing Instruments
11.00 Approve Proposed Application for Composite Mgmt For Against Credit Facilities Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
ZTE Corporation
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12.00 Approve Alignment in Preparation of Financial Mgmt For For Statements in Accordance with PRC ASBEs and Cessation to Re-appoint Overseas Financial Report Auditor
RESOLUTIONS IN RELATION TO THE Mgmt APPOINTMENT OF THE AUDITOR
13.01 Approve Ernst & Young Hua Ming LLP as Mgmt For For Auditor and Authorize Board to Fix Their Remuneration
13.02 Approve Ernst & Young Hua Ming LLP as Mgmt For For Internal Control Auditor and Authorize Board to Fix Their Remuneration
14.00 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
15.00 Approve Shareholders' Dividend Return Plan Mgmt For For (2021-2023)
16.00 Amend Articles of Association, Amend Rules Mgmt For For and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors
17.00 Approve Expansion of the Business Scope and Mgmt For For Corresponding Amendment of Relevant Clause in the Articles of Association
18.00 Amend Rules and Procedures Regarding Mgmt For For Meetings of Supervisory Committee
Akeso, Inc.
Meeting Date: 06/28/2021 Country: Cayman Islands Primary Security ID: G0146B103 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 9926
Primary CUSIP: G0146B103 Primary ISIN: KYG0146B1032 Primary SEDOL: BLFJ7Y1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A1 Elect Xia Yu as Director Mgmt For For
2A2 Elect Li Baiyong as Director Mgmt For For
2A3 Elect Wang Zhongmin Maxwell as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Akeso, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2A4 Elect Xie Ronggang as Director Mgmt For For
2B Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
China Avionics Systems Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y44456104 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 600372
Primary CUSIP: Y44456104 Primary ISIN: CNE0000018C0 Primary SEDOL: 6371896
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Budget Report Mgmt For For
6 Approve Annual Report and Summary Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For Against
8 Approve Internal Control Evaluation Report Mgmt For For
9 Approve Internal Control Audit Report Mgmt For For
10 Approve Social Responsibility Report Mgmt For For
11 Approve Report of the Independent Directors Mgmt For For
12 Elect Wang Xiaoming as Non-independent SH For For Director
13 Elect Jing Xu as Independent Director Mgmt For For
14 Approve Appointment of Auditor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Avionics Systems Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
15 Amend Articles of Association Mgmt For Against
16 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
17 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
18 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
Founder Securities Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y261GX101 Record Date: 06/18/2021 Meeting Type: Annual Ticker: 601901
Primary CUSIP: Y261GX101 Primary ISIN: CNE1000015Y8 Primary SEDOL: B3Y2110
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Independent Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Annual Report Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Profit Distribution Mgmt For For
7 Approve Performance Appraisal and Mgmt For For Remuneration of Directors
8 Approve Performance Appraisal and Mgmt For For Remuneration of Supervisors
9 Approve Performance Appraisal and Mgmt For For Remuneration of Senior Management Members
10 Approve Application of Credit Lines Mgmt For Against
11 Approve Appointment of Financial Auditor and Mgmt For For Internal Control Auditor Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Ganfeng Lithium Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y2690M105 Record Date: 06/22/2021 Meeting Type: Special Ticker: 1772
Primary CUSIP: Y2690M105 Primary ISIN: CNE1000031W9 Primary SEDOL: BZ9NS11
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Offer for Bacanora by Shanghai Mgmt For For Ganfeng Involving Mining Rights Investment and Related-Party Transaction
2 Approve Increase in Continuing Related Party Mgmt For For Transactions Forecast
Guotai Junan Securities Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y2R614115 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 2611
Primary CUSIP: Y2R614115 Primary ISIN: CNE100002FK9 Primary SEDOL: BD4GT29
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board Mgmt For For
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Profit Distribution Proposal Mgmt For For
4 Approve KPMG Huazhen LLP and KPMG as Mgmt For Against External Auditors and Authorize Board to Fix Their Remuneration
5 Approve Annual Report Mgmt For For
RESOLUTIONS IN RELATION TO THE Mgmt POTENTIAL RELATED PARTY TRANSACTIONS CONTEMPLATED IN THE ORDINARY COURSE OF BUSINESS OF THE COMPANY IN 2021
6.1 Approve Potential Related Party Transactions Mgmt For For Between the Group and International Group and Its Related Enterprises Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guotai Junan Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6.2 Approve Potential Related Party Transactions Mgmt For For Between the Group and Shenzhen Investment Holdings and Its Related Enterprises
6.3 Approve Potential Related Party Transactions Mgmt For For Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company
6.4 Approve Potential Related Party Transactions Mgmt For For Between the Group and the Related Natural Persons
RESOLUTION IN RELATION TO THE GENERAL Mgmt MANDATE TO ISSUE ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS
7.1 Approve Issuer in Relation to the Mandate to Mgmt For For Issue Onshore and Offshore Debt Financing Instruments
7.2 Approve Size of Issuance in Relation to the Mgmt For For Mandate to Issue Onshore and Offshore Debt Financing Instruments
7.3 Approve Method of Issuance Mgmt For For
7.4 Approve Type of the Onshore and Offshore Mgmt For For Debt Financing Instruments
7.5 Approve Term of the Onshore and Offshore Mgmt For For Debt Financing Instruments
7.6 Approve Interest Rate of the Onshore and Mgmt For For Offshore Debt Financing Instruments
7.7 Approve Guarantee and Other Arrangements Mgmt For For
7.8 Approve Use of Proceeds in Relation to the Mgmt For For Mandate to Issue Onshore and Offshore Debt Financing Instruments
7.9 Approve Issue Price Mgmt For For
7.10 Approve Targets of Issuance and Placement Mgmt For For Arrangements to Shareholders
7.11 Approve Listing of the Onshore and Offshore Mgmt For For Debt Financing Instruments
7.12 Approve Debt Repayment Protective Measures Mgmt For For for Onshore and Offshore Debt Financing Instruments
7.13 Approve Authorization in Relation to the Mgmt For For Issuance of Onshore and Offshore Debt Financing Instruments
7.14 Approve Validity Period of the Resolution in Mgmt For For Relation to the Mandate to Issue Onshore and Offshore Debt Financing Instruments Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guotai Junan Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt GENERAL MANDATE TO ISSUE ASSET-BACKED SECURITIES
8.1 Approve Original Beneficial Owner Mgmt For For
8.2 Approve Issuer in Relation to the General Mgmt For For Mandate to Issue Asset-Backed Securities
8.3 Approve Size of Issuance in Relation to the Mgmt For For General Mandate to Issue Asset-Backed Securities
8.4 Approve Use of Proceeds in Relation to the Mgmt For For General Mandate to Issue Asset-Backed Securities
8.5 Approve Underlying Assets of the Special Mgmt For For Purpose Vehicle
8.6 Approve Validity Period of the Special Purpose Mgmt For For Vehicle
8.7 Approve Expected Yield Mgmt For For
8.8 Approve Listing Venue Mgmt For For
8.9 Approve Guarantee Mgmt For For
8.10 Approve Measures to Ensure Debt Repayment Mgmt For For
8.11 Approve Authorization Mgmt For For
8.12 Approve Validity Period of the Resolution in Mgmt For For Relation to the General Mandate to Issue Asset-Backed Securities
9 Approve Potential Related Party Transactions Mgmt For For Involved in the Issuances of the Onshore and Offshore Debt Financing Instruments and the Asset-Backed Securities
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for Additional A Shares and/or H Shares
11 Approve Remuneration of Directors and Mgmt For For Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect He Qing as Director Mgmt For For
12.2 Elect Wang Song as Director Mgmt For For
12.3 Elect Yu Jian as Director Mgmt For For
12.4 Elect Liu Xinyi as Director Mgmt For For
12.5 Elect Guan Wei as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Guotai Junan Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12.6 Elect Zhong Maojun as Director Mgmt For For
12.7 Elect Chen Hua as Director Mgmt For For
12.8 Elect Wang Wenjie as Director Mgmt For For
12.9 Elect Zhang Zhan as Director Mgmt For For
12.10 Elect Fan Renyi as Director Mgmt For For
12.11 Elect An Hongjun as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
13.1 Elect Xia Dawei as Director Mgmt For Against
13.2 Elect Ding Wei as Director Mgmt For For
13.3 Elect Li Renjie as Director Mgmt For For
13.4 Elect Bai Wei as Director Mgmt For For
13.5 Elect Zhu Ning as Director Mgmt For For
13.6 Elect Lee Conway Kong Wai as Director Mgmt For Against
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
14.1 Elect Li Zhongning as Supervisor Mgmt For For
14.2 Elect Zhou Zhaohui as Supervisor Mgmt For For
14.3 Elect Shen Yun as Supervisor Mgmt For For
14.4 Elect Zuo Zhipeng as Supervisor Mgmt For For
Hygeia Healthcare Holdings Co., Ltd.
Meeting Date: 06/28/2021 Country: Cayman Islands Primary Security ID: G4712E103 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 6078
Primary CUSIP: G4712E103 Primary ISIN: KYG4712E1035 Primary SEDOL: BMX09H0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hygeia Healthcare Holdings Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Elect Cheng Huanhuan as Director Mgmt For For
4 Elect Ren Ai as Director Mgmt For For
5 Elect Zhang Wenshan as Director Mgmt For For
6 Elect Jiang Hui as Director Mgmt For For
7 Elect Zhu Yiwen as Director Mgmt For For
8 Elect Chen Penghui as Director Mgmt For For
9 Authorize Board to Fix Remuneration of Mgmt For For Directors
10 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
11A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
11B Authorize Repurchase of Issued Share Capital Mgmt For For
11C Authorize Reissuance of Repurchased Shares Mgmt For Against
Inner Mongolia Yili Industrial Group Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y408DG116 Record Date: 06/18/2021 Meeting Type: Special Ticker: 600887
Primary CUSIP: Y408DG116 Primary ISIN: CNE000000JP5 Primary SEDOL: 6458841
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Private Mgmt For For Placement of Shares
APPROVE PRIVATE PLACEMENT OF SHARES Mgmt
2.1 Approve Share Type and Par Value Mgmt For For
2.2 Approve Issue Manner and Issue Time Mgmt For For
2.3 Approve Pricing Reference Date, Issue Price Mgmt For For and Pricing Principle
2.4 Approve Issue Size Mgmt For For
2.5 Approve Target Subscribers and Subscription Mgmt For For Method
2.6 Approve Amount and Use of Proceeds Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Inner Mongolia Yili Industrial Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.7 Approve Lock-up Period Arrangement Mgmt For For
2.8 Approve Listing Exchange Mgmt For For
2.9 Approve Distribution Arrangement of Mgmt For For Cumulative Earnings
2.10 Approve Resolution Validity Period Mgmt For For
3 Approve Plan on Private Placement of Shares Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve No Need to Produce a Report on the Mgmt For For Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan Mgmt For For
8 Approve Authorization of Board to Handle All Mgmt For For Related Matters
9 Approve Amendments to Articles of Mgmt For For Association
Jason Furniture (Hangzhou) Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y4255J105 Record Date: 06/18/2021 Meeting Type: Special Ticker: 603816
Primary CUSIP: Y4255J105 Primary ISIN: CNE100002GF7 Primary SEDOL: BYPH1S8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Employee Share Purchase Plan Mgmt For For
2 Approve Management Method of Employee Mgmt For For Share Purchase Plan
3 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Employee Share Purchase Plan Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Luenmei Quantum Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y77420100 Record Date: 06/22/2021 Meeting Type: Special Ticker: 600167
Primary CUSIP: Y77420100 Primary ISIN: CNE000000Y94 Primary SEDOL: 6140308
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Adjust Total Amount of Profit Mgmt For For Distribution
Qingdao Port International Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y7S64R101 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 6198
Primary CUSIP: Y7S64R101 Primary ISIN: CNE100001SG2 Primary SEDOL: BN320D6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for A Shares and H Shares
2 Approve Issuance of Domestic and Foreign Mgmt For For Debt Financing Instruments
3 Approve Annual Report Mgmt For For
4 Approve Work Report of the Board of Mgmt For For Directors
5 Approve Work Report of the Supervisory Mgmt For For Committee
6 Approve Audited Report of Final Accounts Mgmt For For
7 Approve Profit Distribution Plan Mgmt For For
8 Approve Shareholders' Dividend Return Plan Mgmt For For for Three Years of 2022-2024
9 Approve Remuneration of Directors Mgmt For For
10 Approve Remuneration of Supervisors Mgmt For For
11 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Qingdao Port International Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
12 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as External Auditors and Authorize Board to Fix Their Remuneration
13 Approve Related Party Transactions Mgmt For Against
14 Approve Changes of the Part of Investment Mgmt For For Projects Funded by Proceeds from the A Share Offering
15 Approve Changes of the Investment Projects Mgmt For For Funded by Proceeds from the H Share Placing
Shanghai Electric Group Company Limited
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y76824104 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 2727
Primary CUSIP: Y76824104 Primary ISIN: CNE100000437 Primary SEDOL: B07J656
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Report of the Board Mgmt For For
3 Approve Report of the Supervisory Committee Mgmt For For
4 Approve Report of the Financial Results Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve PwC Zhong Tian as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
7 Approve Ratification of Emoluments Paid to Mgmt For For the Directors and Supervisors for the Year of 2020 and Approve Emoluments of the Directors and Supervisors for the Year of 2021
8 Approve Renewal of Liability Insurance for the Mgmt For For Directors, Supervisors and Senior Management
9 Approve Provision of External Guarantees Mgmt For For
10 Elect Cai Xiaoqing as Supervisor Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Electric Group Company Limited
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y76824104 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 2727
Primary CUSIP: Y76824104 Primary ISIN: CNE100000437 Primary SEDOL: B07J656
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Report of the Board Mgmt For For
3 Approve Report of the Supervisory Committee Mgmt For For
4 Approve Report of the Financial Results Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve PwC Zhong Tian as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
7 Approve Ratification of Emoluments Paid to Mgmt For For the Directors and Supervisors for the Year of 2020 and Approve Emoluments of the Directors and Supervisors for the Year of 2021
8 Approve Renewal of Liability Insurance for the Mgmt For For Directors, Supervisors and Senior Management
9 Approve Provision of External Guarantees Mgmt For For
ELECT SUPERVISOR VIA CUMULATIVE Mgmt VOTING
10.1 Elect Cai Xiaoqing as Supervisor Mgmt For For
Suning.com Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y82211106 Record Date: 06/23/2021 Meeting Type: Special Ticker: 002024
Primary CUSIP: Y82211106 Primary ISIN: CNE000001KF2 Primary SEDOL: B01Y312
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Change in Usage of Raised Funds Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Suning.com Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Approve Expand Business Scope and Amend Mgmt For For Articles of Association
Tianma Microelectronics Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y77427105 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 000050
Primary CUSIP: Y77427105 Primary ISIN: CNE000000HT1 Primary SEDOL: 6823740
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Financial Statements Mgmt For For
2 Approve Annual Report and Summary Mgmt For For
3 Approve Report of the Board of Directors Mgmt For For
4 Approve Report of the Independent Directors Mgmt For For
5 Approve Report of the Board of Supervisors Mgmt For For
6 Approve Allocation of Income and Dividends Mgmt For For
7 Approve Remuneration of Chairman of the Mgmt For For Board
8 Approve Comprehensive Credit Line Mgmt For Against Application
9 Approve Financial Derivatives Trading Mgmt For For Business
10 Approve Financial Derivatives Trading Mgmt For For Feasibility Analysis Report
11 Approve Appointment of Auditor Mgmt For For
12 Approve Issuance of Super-short-term Mgmt For Against Commercial Papers
13 Approve Company's Eligibility for Corporate Mgmt For Against Bond Issuance
APPROVE CORPORATE BOND ISSUANCE Mgmt
14.1 Approve Par Value and Issue Size Mgmt For Against
14.2 Approve Bond Interest Rate and Method of Mgmt For Against Determination
14.3 Approve Bond Maturity and Bond Type Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tianma Microelectronics Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14.4 Approve Use of Proceeds Mgmt For Against
14.5 Approve Issue Manner, Target Subscribers Mgmt For Against and Placing Arrangement for Original Shareholders
14.6 Approve Method of Guarantee Mgmt For Against
14.7 Approve Terms of Redemption or Terms of Mgmt For Against Sell-Back
14.8 Approve Bond Creditability and Safeguard Mgmt For Against Measures of Debts Repayment
14.9 Approve Underwriting Manner Mgmt For Against
14.10 Approve Listing of the Bonds Mgmt For Against
14.11 Approve Resolution Validity Period Mgmt For Against
15 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
Tsingtao Brewery Company Limited
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y8997D102 Record Date: 04/27/2021 Meeting Type: Annual Ticker: 168
Primary CUSIP: Y8997D102 Primary ISIN: CNE1000004K1 Primary SEDOL: 6905808
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Financial Report (Audited) Mgmt For For
4 Approve Profit and Dividend Distribution Plan Mgmt For For
5 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Auditor and Authorize Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration
ELECT DIRECTORS Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tsingtao Brewery Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7.1 Elect Huang Ke Xing as Director SH For For
7.2 Elect Yu Zhu Ming as Director SH For For
7.3 Elect Wang Rui Yong as Director SH For For
7.4 Elect Shi Kun as Director SH For For
7.5 Elect Xiao Geng as Director Mgmt For For
7.6 Elect Sheng Lei Ming as Director Mgmt For For
7.7 Elect Jiang Xing Lu as Director Mgmt For For
7.8 Elect Rania Zhang as Director Mgmt For For
ELECT SUPERVISORS Mgmt
8.1 Elect Guo Xiu Zhang as Supervisor SH For For
8.2 Elect Yao Yu as Supervisor SH For For
8.3 Elect Li Yan as Supervisor Mgmt For For
8.4 Elect Wang Ya Ping as Supervisor Mgmt For For
9 Approve Remuneration Plan of Directors and Mgmt For For Supervisors
10 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
11 Amend Articles of Association and Related Mgmt For Against Transactions
Tsingtao Brewery Company Limited
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y8997D102 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 168
Primary CUSIP: Y8997D102 Primary ISIN: CNE1000004K1 Primary SEDOL: 6905808
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Tsingtao Brewery Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3 Approve Financial Report (Audited) Mgmt For For
4 Approve Profit and Dividend Distribution Plan Mgmt For For
5 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Auditor and Authorize Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration
ELECT DIRECTORS Mgmt
7.1 Elect Huang Ke Xing as Director SH For For
7.2 Elect Yu Zhu Ming as Director SH For For
7.3 Elect Wang Rui Yong as Director SH For For
7.4 Elect Shi Kun as Director SH For For
7.5 Elect Xiao Geng as Director Mgmt For For
7.6 Elect Sheng Lei Ming as Director Mgmt For For
7.7 Elect Jiang Xing Lu as Director Mgmt For For
7.8 Elect Rania Zhang as Director Mgmt For For
ELECT SUPERVISORS Mgmt
8.1 Elect Guo Xiu Zhang as Supervisor SH For For
8.2 Elect Yao Yu as Supervisor SH For For
8.3 Elect Li Yan as Supervisor Mgmt For For
8.4 Elect Wang Ya Ping as Supervisor Mgmt For For
9 Approve Remuneration Plan of Directors and Mgmt For For Supervisors
10 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
11 Amend Articles of Association and Related Mgmt For Against Transactions
Weichai Power Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y9531A109 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 2338
Primary CUSIP: Y9531A109 Primary ISIN: CNE1000004L9 Primary SEDOL: 6743956 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Weichai Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Supervisory Committee Mgmt For For
4 Approve Audited Financial Statements and Mgmt For For Auditors' Report
5 Approve Final Financial Report Mgmt For For
6 Approve Financial Budget Report Mgmt For Against
7 Approve Deloitte Touche Tohmatsu Certified Mgmt For Against Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration
8 Approve Hexin Accountants LLP as Internal Mgmt For For Control Auditors
9 Approve Merger and Absorption of Weichai Mgmt For For Power (Weifang) Intensive Logistics Co., Ltd.
10 Approve Merger and Absorption of Weichai Mgmt For For Power (Weifang) Reconstruction Co., Ltd.
11 Approve Adjusted Proposal for the SH For For Distribution of Profit
12 Approve Payment of Interim Dividend SH For For
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
13a Elect Tan Xuguang as Director Mgmt For For
13b Elect Zhang Liangfu as Director Mgmt For For
13c Elect Jiang Kui as Director Mgmt For For
13d Elect Zhang Quan as Director Mgmt For For
13e Elect Xu Xinyu as Director Mgmt For For
13f Elect Sun Shaojun as Director Mgmt For For
13g Elect Yuan Hongming as Director Mgmt For For
13h Elect Yan Jianbo as Director Mgmt For For
13i Elect Gordon Riske as Director Mgmt For For
13j Elect Michael Martin Macht as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Weichai Power Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
14a Elect Li Hongwu as Director Mgmt For Against
14b Elect Wen Daocai as Director Mgmt For Against
14c Elect Jiang Yan as Director Mgmt For Against
14d Elect Yu Zhuoping as Director Mgmt For Against
14e Elect Zhao Huifang as Director Mgmt For Against
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
15a Elect Lu Wenwu as Supervisor Mgmt For For
15b Elect Wu Hongwei as Supervisor Mgmt For For
XCMG Construction Machinery Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y9T17R112 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 000425
Primary CUSIP: Y9T17R112 Primary ISIN: CNE000000FH0 Primary SEDOL: 6984249
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Budget Plan Mgmt For For
6 Approve to Appoint Auditors and Payment of Mgmt For For Their Remuneration
7 Approve Amendments to Articles of Mgmt For For Association
8 Elect Geng Chengxuan as Independent Mgmt For For Director
9 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y97237112 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 2208
Primary CUSIP: Y97237112 Primary ISIN: CNE100000PP1 Primary SEDOL: B59GZJ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
SPECIAL RESOLUTIONS Mgmt
1 Approve Issuance of Bonds and Asset-backed Mgmt For For Securities
ORDINARY RESOLUTIONS Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Consolidated Financial Mgmt For For Statements and Auditors' Report
4 Approve Final Dividend Distribution Mgmt For For
5 Approve Annual Report Mgmt For For
6 Approve Provision of Letter of Guarantee by Mgmt For For the Company for the Benefit of its Subsidiaries
7 Approve Provision of New Guarantees by the Mgmt For For Company for its Subsidiaries
8 Approve the Proposed Operation of Exchange Mgmt For For Rate Hedging Business
9 Approve Shareholders' Return Plan for the Mgmt For For Next Three Years (2021-2023)
10 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration
11 Approve Revision of Annual Caps (A Shares) Mgmt For For for Transactions with Related Party
12 Approve Revision of Annual Caps (H Shares) Mgmt For For for Transactions with Related Party under Product Sales Framework Agreement
13 Elect Wang Kaiguo as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y97237112 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 2208
Primary CUSIP: Y97237112 Primary ISIN: CNE100000PP1 Primary SEDOL: B59GZJ7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
SPECIAL RESOLUTIONS Mgmt
1 Approve Issuance of Bonds and Asset-backed Mgmt For For Securities
ORDINARY RESOLUTIONS Mgmt
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Supervisory Committee Mgmt For For
4 Approve Audited Consolidated Financial Mgmt For For Statements and Auditors' Report
5 Approve Final Dividend Distribution Mgmt For For
6 Approve Annual Report Mgmt For For
7 Approve Provision of Letter of Guarantee by Mgmt For For the Company for the Benefit of its Subsidiaries
8 Approve Provision of New Guarantees by the Mgmt For For Company for its Subsidiaries
9 Approve the Proposed Operation of Exchange Mgmt For For Rate Hedging Business
10 Approve Shareholders' Return Plan for the Mgmt For For Next Three Years (2021-2023)
11 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration
12 Approve Revision of Annual Caps (A Shares) Mgmt For For for Transactions with Related Party
13 Approve Revision of Annual Caps (H Shares) Mgmt For For for Transactions with Related Party under Product Sales Framework Agreement
14 Elect Wang Kaiguo as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yantai Eddie Precision Machinery Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y9740J107 Record Date: 06/23/2021 Meeting Type: Special Ticker: 603638
Primary CUSIP: Y9740J107 Primary ISIN: CNE100002Z65 Primary SEDOL: BYZLX62
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
1.1 Elect Song Fei as Director Mgmt For For
1.2 Elect Xu Shangwu as Director Mgmt For For
1.3 Elect Song Peng as Director Mgmt For For
1.4 Elect Song Ou as Director Mgmt For For
1.5 Elect Song Yuxuan as Director Mgmt For For
1.6 Elect Zhang Peidong as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Chen Zhengli as Director Mgmt For For
2.2 Elect Tang Yun as Director Mgmt For For
2.3 Elect Wu Rendong as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
3.1 Elect Sun Yongzheng as Supervisor Mgmt For For
3.2 Elect Fang Zhidong as Supervisor Mgmt For For
Zhejiang Expressway Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y9891F102 Record Date: 06/11/2021 Meeting Type: Extraordinary Ticker: 576 Shareholders
Primary CUSIP: Y9891F102 Primary ISIN: CNE1000004S4 Primary SEDOL: 6990763
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Yu Zhihong as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Expressway Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2 Elect Chen Ninghui as Director Mgmt For For
3 Elect Yuan Yingjie as Director Mgmt For For
4 Elect Jin Chaoyang as Director Mgmt For For
5 Elect Fan Ye as Director Mgmt For For
6 Elect Huang Jianzhang as Director Mgmt For For
7 Elect Pei Ker-Wei as Director and Approve Mgmt For For Continuous Appointment as Independent Non-Executive Director
8 Elect Lee Wai Tsang, Rosa as Director Mgmt For For
9 Elect Chen Bin as Director Mgmt For For
10 Approve Remuneration and Allowance Mgmt For For Package of Directors
11.1 Elect Zheng Ruchun as Supervisor and Mgmt For For Authorize Board to Fix His Remuneration
11.2a Elect He Meiyun as Supervisor and Authorize Mgmt For For Board to Fix Her Remuneration
11.2b Elect Wu Qingwang as Supervisor and Mgmt For For Authorize Board to Fix His Remuneration
12 Authorize Board to Approve the Directors' Mgmt For For Service Contracts, Supervisors' Service Contracts and All Other Relevant Documents and Authorize Any Executive Director to Deal With All Related Matters
Zhejiang Huayou Cobalt Co., Ltd.
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y9898D100 Record Date: 06/22/2021 Meeting Type: Special Ticker: 603799
Primary CUSIP: Y9898D100 Primary ISIN: CNE100001VW3 Primary SEDOL: BV8SL21
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Company's Eligibility for Issuance of Mgmt For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
2.1 Approve Types of Securities Issued this time Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Huayou Cobalt Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.2 Approve Issuance Scale Mgmt For For
2.3 Approve Par Value and Issue Price Mgmt For For
2.4 Approve Bond Maturity Mgmt For For
2.5 Approve Bond Interest Rate Mgmt For For
2.6 Approve Period and Manner of Repayment of Mgmt For For Interest
2.7 Approve Conversion Period Mgmt For For
2.8 Approve Determination and Adjustment of Mgmt For For Conversion Price
2.9 Approve Terms for Downward Adjustment of Mgmt For For Conversion Price
2.10 Approve Method on Handling Fractional Mgmt For For Shares Upon Conversion
2.11 Approve Terms of Redemption Mgmt For For
2.12 Approve Terms of Sell-Back Mgmt For For
2.13 Approve Dividend Distribution Post Mgmt For For Conversion
2.14 Approve Issue Manner and Target Subscribers Mgmt For For
2.15 Approve Placing Arrangement for Mgmt For For Shareholders
2.16 Approve Matters Related to the Bondholder Mgmt For For Meeting
2.17 Approve Use of Proceeds Mgmt For For
2.18 Approve Guarantee Matters Mgmt For For
2.19 Approve Rating Matters Mgmt For For
2.20 Approve Depository of Raised Funds Mgmt For For
2.21 Approve Validity Period Mgmt For For
3 Approve Plan on Convertible Bond Issuance Mgmt For For
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds
5 Approve Report on the Usage of Previously Mgmt For For Raised Funds
6 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties
7 Approve Shareholder Dividend Return Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zhejiang Huayou Cobalt Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Rules and Procedures Regarding Mgmt For For General Meetings of Convertible Bondholders
9 Approve Authorization of Board to Handle All Mgmt For For Related Matters
10 Approve Investment in the Construction of Mgmt For For Ternary Precursors and Ternary Cathode Materials Projects
Zhengzhou Coal Mining Machinery Group Company Limited
Meeting Date: 06/28/2021 Country: China Primary Security ID: Y98949111 Record Date: 06/22/2021 Meeting Type: Special Ticker: 564
Primary CUSIP: Y98949111 Primary ISIN: CNE100001LY0 Primary SEDOL: B91ZFY5
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
EGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Remuneration Packages of Mgmt For For Non-Independent Directors
2 Approve Remuneration Packages of Mgmt For For Independent Directors
3 Approve Remuneration Packages of Mgmt For For Supervisors
3SBio, Inc.
Meeting Date: 06/29/2021 Country: Cayman Islands Primary Security ID: G8875G102 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 1530
Primary CUSIP: G8875G102 Primary ISIN: KYG8875G1029 Primary SEDOL: BY9D3L9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A Elect Lou Jing as Director Mgmt For For
2B Elect Pu Tianruo as Director Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
3SBio, Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2C Elect Yang, Hoi Ti Heidi as Director Mgmt For For
2D Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Ernst & Young as Auditors and Mgmt For Against Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against
Aluminum Corporation of China Limited
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y0094N109 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 2600
Primary CUSIP: Y0094N109 Primary ISIN: CNE1000001T8 Primary SEDOL: 6425395
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Supervisory Mgmt For For Committee
3 Approve 2020 Independent Auditor's Report Mgmt For For and Audited Financial Reports
4 Approve 2020 Loss Recovery Plan Mgmt For For
5 Approve Provision of Financing Guarantees by Mgmt For Against the Company to Chalco Hong Kong Investment
6 Approve Provision of Financing Guarantees by Mgmt For Against the Company and Chalco Shandong to Xinghua Technology
7 Approve 2021 Remuneration of Directors and Mgmt For For Supervisors
8 Approve Renewal of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Aluminum Corporation of China Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve PricewaterhouseCoopers Zhong Tian Mgmt For For LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration
10 Approve Issuance of Domestic Bonds Mgmt For Against
11 Approve Issuance of Overseas Bonds Mgmt For Against
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights for H Shares
ELECT DIRECTORS VIA CUMULATIVE Mgmt VOTING
13.1 Elect Liu Jianping as Director SH For For
13.2 Elect Jiang Tao as Director SH For For
13.3 Elect Ou Xiaowu as Director SH For For
13.4 Elect Zhang Jilong as Director SH For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
14.1 Elect Qiu Guanzhou as Director SH For For
14.2 Elect Yu Jinsong as Director SH For For
14.3 Elect Chan Yuen Sau Kelly as Director SH For For
Bank of Communications Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y06988102 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 3328
Primary CUSIP: Y06988102 Primary ISIN: CNE100000205 Primary SEDOL: B0B8Z29
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Report Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Bank of Communications Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Fixed Assets Investment Plan Mgmt For For
6 Approve PricewaterhouseCoopers as Mgmt For For International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them
Bank of Communications Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y06988102 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 3328
Primary CUSIP: Y06988102 Primary ISIN: CNE100000205 Primary SEDOL: B0B8Z29
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Report Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Fixed Assets Investment Plan Mgmt For For
6 Approve PricewaterhouseCoopers as Mgmt For For International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them
China Datang Corp. Renewable Power Co., Limited
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1456S108 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 1798
Primary CUSIP: Y1456S108 Primary ISIN: CNE100000X69 Primary SEDOL: B4YX1N2 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Datang Corp. Renewable Power Co., Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Independent Auditor's Report and Mgmt For For Audited Financial Report
4 Approve Final Financial Report Mgmt For For
5 Approve Financial Budget Plan Mgmt For Against
6 Approve Profit Distribution Plan Mgmt For For
7 Approve Domestic and Overseas Accounting Mgmt For For Firms and Authorize Board to Fix Their Remuneration
8 Approve Report on Operation and Investment Mgmt For For Plan
9 Approve Financing Plan Mgmt For For
10 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
China Everbright Bank Company Limited
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1477U124 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 6818
Primary CUSIP: Y1477U124 Primary ISIN: CNE100001QW3 Primary SEDOL: B5NRRJ0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
ORDINARY RESOLUTIONS Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Budget Plan of Fixed Asset Mgmt For For Investment
4 Approve Audited Accounts Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Everbright Bank Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Appointment of Accounting Firm Mgmt For For
7 Approve Remuneration of Directors Mgmt For For
8 Approve Remuneration of Supervisors Mgmt For For
9 Elect Li Wei as Director SH For For
SPECIAL RESOLUTION Mgmt
1 Approve Issuance of Tier 2 Capital Bonds Mgmt For For
China Everbright Bank Company Limited
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1477U124 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 6818
Primary CUSIP: Y1477U124 Primary ISIN: CNE100001QW3 Primary SEDOL: B5NRRJ0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Budget Plan of Fixed Asset Mgmt For For Investment
4 Approve Audited Accounts Report Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Appointment of Accounting Firm Mgmt For For
7 Approve Remuneration of Directors Mgmt For For
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Issuance of Tier 2 Capital Bonds Mgmt For For
10 Elect Li Wei as Director SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Galaxy Securities Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1R92J109 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 6881
Primary CUSIP: Y1R92J109 Primary ISIN: CNE100001NT6 Primary SEDOL: B92NYF2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Annual Report Mgmt For For
4 Approve Final Accounts Plan Mgmt For For
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Capital Expenditure Budget Mgmt For For
7 Approve Ernst & Young Hua Ming LLP and Mgmt For Against Ernst & Young as External Auditors
8 Approve Remuneration Plan of Chen Gongyan Mgmt For For
9 Approve Remuneration Plan of Chen Jing Mgmt For For
10 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
11 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
12 Amend Rules and Procedures Regarding Mgmt For For Meetings of Supervisory Committee
13 Approve Amendments to the Working Rules Mgmt For For for Independent Directors
14 Approve Amendments to the Administrative Mgmt For For Measures for Connected Transactions
15 Approve Amendments to the Administrative Mgmt For For Measures for External Investment
16 Approve Amendments to the Administrative Mgmt For For Measures for Provision of Guarantees to Third Parties
17 Amend Articles of Association Mgmt For Against
18 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
ELECT EXECUTIVE AND NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
19.1 Elect Chen Gongyan as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Galaxy Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
19.2 Elect Chen Liang as Director Mgmt For For
19.3 Elect Liu Dingping as Director Mgmt For For
19.4 Elect Yang Tijun as Director Mgmt For For
19.5 Elect Liu Chang as Director Mgmt For For
19.6 Elect Liu Zhihong as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
20.1 Elect Liu Ruizhong as Director Mgmt For Against
20.2 Elect Wang Zhenjun as Director Mgmt For Against
20.3 Elect Liu Chun as Director Mgmt For Against
20.4 Elect Law Cheuk Kin Stephen as Director Mgmt For Against
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
21.1 Elect Chen Jing as Supervisor Mgmt For For
21.2 Elect Tao Libin as Supervisor Mgmt For For
China Galaxy Securities Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1R92J109 Record Date: 05/28/2021 Meeting Type: Special Ticker: 6881
Primary CUSIP: Y1R92J109 Primary ISIN: CNE100001NT6 Primary SEDOL: B92NYF2
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Amend Rules and Procedures Regarding Mgmt For Against General Meetings of Shareholders
2 Amend Articles of Association Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Industrial Securities Co. Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y3994T101 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 601377
Primary CUSIP: Y3994T101 Primary ISIN: CNE100000V95 Primary SEDOL: B684TD1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Securities Investment Scale Mgmt For For
7 Approve Authorization of Domestic Debt Mgmt For Against Financing Instruments
8 Approve to Appoint Auditor Mgmt For For
9 Approve Related Party Transaction Mgmt For For
10 Approve Shareholder Return Plan Mgmt For For
11 Approve Amendments to Articles of Mgmt For For Association
12 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
13 Elect Ye Yuanhang as Non-independent SH For For Director
14 Approve Performance Evaluation and Mgmt For For Remuneration of Directors
15 Approve Performance Evaluation and Mgmt For For Remuneration of Supervisors
China Longyuan Power Group Corporation Limited
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1501T101 Record Date: 06/23/2021 Meeting Type: Extraordinary Ticker: 916 Shareholders
Primary CUSIP: Y1501T101 Primary ISIN: CNE100000HD4 Primary SEDOL: B4Q2TX3 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Longyuan Power Group Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Elect Li Zhongjun as Director Mgmt For For
2 Elect Tang Chaoxiong as Director Mgmt For For
Chongqing Iron & Steel Company Limited
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y15842100 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 1053
Primary CUSIP: Y15842100 Primary ISIN: CNE1000002W0 Primary SEDOL: 6079866
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Financial Accounts Report Mgmt For For
2 Approve Annual Report Mgmt For For
3 Approve Profit Distribution Plan Mgmt For For
4 Approve Report of the Board of Directors Mgmt For For
5 Approve Report of the Supervisory Committee Mgmt For For
6 Approve Appointment of the Financial and Mgmt For For Internal Control Auditor
7 Approve Financial Budget Mgmt For For
8 Approve Financial Services Agreement with Mgmt For Against Baowu Finance Company
9 Approve 2021- 2023 Service and Supply Mgmt For For Agreement with Baowu Finance Company, Proposed Annual Caps and Related Transactions
CITIC Securities Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1639N117 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 6030
Primary CUSIP: Y1639N117 Primary ISIN: CNE1000016V2 Primary SEDOL: B6SPB49 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Annual Report Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve PricewaterhouseCoopers Zhong Tian Mgmt For Against LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration
6 Approve 2021 Estimated Investment Amount Mgmt For For for Proprietary Business
7 Approve Remuneration of Directors and Mgmt For For Supervisors
RESOLUTIONS IN RELATION TO THE Mgmt ESTIMATION OF RELATED PARTY/CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED IN THE ORDINARY COURSE OF BUSINESS IN 2021
8.01 Approve Contemplated Related Mgmt For For Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates
8.02 Approve Contemplated Related Party Mgmt For For Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management
8.03 Approve Contemplated Related Mgmt For For Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary
8.04 Approve Contemplated Related Party Mgmt For For Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest
9 Approve Amendments to Articles of Mgmt For Against Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt RE-AUTHORIZATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING ISTRUMENTS
10.01 Approve Issuing Entity, Size of Issuance and Mgmt For Against Method of Issuance
10.02 Approve Type of the Debt Financing Mgmt For Against Instruments
10.03 Approve Term of the Debt Financing Mgmt For Against Instruments
10.04 Approve Interest Rate of the Debt Financing Mgmt For Against Instruments
10.05 Approve Security and Other Arrangements Mgmt For Against
10.06 Approve Use of Proceeds Mgmt For Against
10.07 Approve Issuing Price Mgmt For Against
10.08 Approve Targets of Issue and the Placement Mgmt For Against Arrangements of the RMB Debt Financing Instruments to the Shareholders
10.09 Approve Listing of the Debt Financing Mgmt For Against Instruments
10.10 Approve Resolutions Validity Period Mgmt For Against
10.11 Approve Authorization for the Issuances of Mgmt For Against the Onshore and Offshore Corporate Debt Financing Instruments
11 Approve Related Party Transactions Involved Mgmt For Against in the Issuances of the Onshore andOffshore Corporate Debt Financing Instruments by the Company
12 Elect Li Qing as Director Mgmt For For
13 Approve Satisfaction of the Conditions for the Mgmt For For Rights Issue of the Company
RESOLUTIONS IN RELATION TO THE PLAN Mgmt OF PUBLIC ISSUANCE OF SECURITIES BY WAY OF THE RIGHTS ISSUE
14.01 Approve Type and Nominal Value of the Mgmt For For Rights Shares
14.02 Approve Method of Issuance Mgmt For For
14.03 Approve Basis of the Rights Issue and Mgmt For For Number of Rights Share to be Issued
14.04 Approve Pricing Principle and Subscription Mgmt For For Price Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14.05 Approve Target Subscribers for the Rights Mgmt For For Issue
14.06 Approve Arrangement for Accumulated Mgmt For For Undistributed Profits Prior to the Rights Issue
14.07 Approve Time of Issuance Mgmt For For
14.08 Approve Underwriting Method Mgmt For For
14.09 Approve Use of Proceeds to be Raised Mgmt For For
14.10 Approve Effective Period of the Resolutions Mgmt For For
14.11 Approve Listing of the Rights Share Mgmt For For
15 Approve Public Issuance of Securities by Way Mgmt For For of the Rights Issue
16 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds from the Rights Issue of the Company
17 Approve Resolution on the Risk Warning of Mgmt For For the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect
18 Authorize Board to Handle All Matters in Mgmt For For Relation to the Rights Issue
19 Approve Shareholders' Return Plan for Mgmt For For 2021-2023
20 Approve Use of Previous Proceeds Mgmt For For
CITIC Securities Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1639N117 Record Date: 05/28/2021 Meeting Type: Special Ticker: 6030
Primary CUSIP: Y1639N117 Primary ISIN: CNE1000016V2 Primary SEDOL: B6SPB49
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Satisfaction of the Conditions for the Mgmt For For Rights Issue of the Company Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE PLAN Mgmt OF PUBLIC ISSUANCE OF SECURITIES BY WAY OF THE RIGHTS ISSUE
2.01 Approve Type and Nominal Value of the Mgmt For For Rights Shares
2.02 Approve Method of Issuance Mgmt For For
2.03 Approve Basis of the Rights Issue and Mgmt For For Number of Rights Share to be Issued
2.04 Approve Pricing Principle and Subscription Mgmt For For Price
2.05 Approve Target Subscribers for the Rights Mgmt For For Issue
2.06 Approve Arrangement for Accumulated Mgmt For For Undistributed Profits Prior to the Rights Issue
2.07 Approve Time of Issuance Mgmt For For
2.08 Approve Underwriting Method Mgmt For For
2.09 Approve Use of Proceeds to be Raised Under Mgmt For For the Rights Issue
2.10 Approve Effective Period of the Resolutions in Mgmt For For Relation to the Rights Issue
2.11 Approve Listing of the Rights Shares Mgmt For For
3 Approve Public Issuance of Securities by Way Mgmt For For of the Rights Issue
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds from the Rights Issue of the Company
5 Approve Resolution on the Risk Warning of Mgmt For For the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect
6 Authorize Board to Handle All Matters in Mgmt For For Relation to the Rights Issue
CITIC Securities Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1639N117 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 6030
Primary CUSIP: Y1639N117 Primary ISIN: CNE1000016V2 Primary SEDOL: B6SPB49 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Annual Report Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve PricewaterhouseCoopers Zhong Tian Mgmt For Against LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration
6 Approve 2021 Estimated Investment Amount Mgmt For For for Proprietary Business
7 Approve Remuneration of Directors and Mgmt For For Supervisors
RESOLUTIONS IN RELATION TO THE Mgmt ESTIMATION OF RELATED PARTY/CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED IN THE ORDINARY COURSE OF BUSINESS IN 2021
8.01 Approve Contemplated Related Mgmt For For Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates
8.02 Approve Contemplated Related Party Mgmt For For Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management
8.03 Approve Contemplated Related Mgmt For For Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary
8.04 Approve Contemplated Related Party Mgmt For For Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest
9 Approve Amendments to Articles of Mgmt For Against Association Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt RE-AUTHORIZATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING ISTRUMENTS
10.01 Approve Issuing Entity, Size of Issuance and Mgmt For Against Method of Issuance
10.02 Approve Type of the Debt Financing Mgmt For Against Instruments
10.03 Approve Term of the Debt Financing Mgmt For Against Instruments
10.04 Approve Interest Rate of the Debt Financing Mgmt For Against Instruments
10.05 Approve Security and Other Arrangements Mgmt For Against
10.06 Approve Use of Proceeds Mgmt For Against
10.07 Approve Issuing Price Mgmt For Against
10.08 Approve Targets of Issue and the Placement Mgmt For Against Arrangements of the RMB Debt Financing Instruments to the Shareholders
10.09 Approve Listing of the Debt Financing Mgmt For Against Instruments
10.10 Approve Resolutions Validity Period Mgmt For Against
10.11 Approve Authorization for the Issuances of Mgmt For Against the Onshore and Offshore Corporate Debt Financing Instruments
11 Approve Related Party Transaction Involved in Mgmt For Against Issuance of Onshore and Offshore Corporate Debt Financing Instruments
12 Elect Li Qing as Director Mgmt For For
13 Approve Satisfaction of the Conditions for the Mgmt For For Rights Issue of the Company
RESOLUTIONS IN RELATION TO THE PLAN Mgmt OF PUBLIC ISSUANCE OF SECURITIES BY WAY OF THE RIGHTS ISSUE
14.01 Approve Type and Nominal Value of the Mgmt For For Rights Shares
14.02 Approve Method of Issuance Mgmt For For
14.03 Approve Basis of the Rights Issue and Mgmt For For Number of Rights Share to be Issued
14.04 Approve Pricing Principle and Subscription Mgmt For For Price
14.05 Approve Target Subscribers for the Rights Mgmt For For Issue Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14.06 Approve Arrangement for Accumulated Mgmt For For Undistributed Profits Prior to the Rights Issue
14.07 Approve Time of Issuance Mgmt For For
14.08 Approve Underwriting Method Mgmt For For
14.09 Approve Use of Proceeds to be Raised Mgmt For For
14.10 Approve Effective Period of the Resolutions Mgmt For For
14.11 Approve Listing of the Rights Share Mgmt For For
15 Approve Public Issuance of Securities by Way Mgmt For For of the Rights Issue
16 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds from the Rights Issue of the Company
17 Approve Resolution on the Risk Warning of Mgmt For For the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect
18 Authorize Board to Handle All Matters in Mgmt For For Relation to the Rights Issue
19 Approve Shareholders' Return Plan for Mgmt For For 2021-2023
20 Approve Use of Previous Proceeds Mgmt For For
CITIC Securities Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1639N117 Record Date: 06/22/2021 Meeting Type: Special Ticker: 6030
Primary CUSIP: Y1639N117 Primary ISIN: CNE1000016V2 Primary SEDOL: B6SPB49
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Satisfaction of the Conditions for the Mgmt For For Rights Issue of the Company
RESOLUTIONS IN RELATION TO THE PLAN Mgmt OF PUBLIC ISSUANCE OF SECURITIES BY WAY OF THE RIGHTS ISSUE Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CITIC Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
2.01 Approve Type and Nominal Value of the Mgmt For For Rights Shares
2.02 Approve Method of Issuance Mgmt For For
2.03 Approve Basis of the Rights Issue and Mgmt For For Number of Rights Share to be Issued
2.04 Approve Pricing Principle and Subscription Mgmt For For Price
2.05 Approve Target Subscribers for the Rights Mgmt For For Issue
2.06 Approve Arrangement for Accumulated Mgmt For For Undistributed Profits Prior to the Rights Issue
2.07 Approve Time of Issuance Mgmt For For
2.08 Approve Underwriting Method Mgmt For For
2.09 Approve Use of Proceeds to be Raised Under Mgmt For For the Rights Issue
2.10 Approve Effective Period of the Resolutions in Mgmt For For Relation to the Rights Issue
2.11 Approve Listing of the Rights Shares Mgmt For For
3 Approve Public Issuance of Securities by Way Mgmt For For of the Rights Issue
4 Approve Feasibility Analysis Report on the Mgmt For For Use of Proceeds from the Rights Issue of the Company
5 Approve Resolution on the Risk Warning of Mgmt For For the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect
6 Authorize Board to Handle All Matters in Mgmt For For Relation to the Rights Issue
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1513C104 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 2866
Primary CUSIP: Y1513C104 Primary ISIN: CNE100000536 Primary SEDOL: B018L76 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Development Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Work Report of the Independent Mgmt For For Non-Executive Directors
4 Approve Audited Financial Statements and Mgmt For For Auditors' Report
5 Approve Annual Report Mgmt For For
6 Approve Profit Distribution Plan and Final Mgmt For For Dividend
7 Approve Remuneration of Directors and Mgmt For For Supervisors
8a Approve ShineWing Certified Public Mgmt For For Accountants as Domestic Auditor and Authorize Board to Fix Their Remuneration
8b Approve ShineWing Certified Public Mgmt For For Accountants as Internal Control Auditor and Authorize Board to Fix Their Remuneration
8c Approve Ernst & Young, Hong Kong Certified Mgmt For For Public Accountants as International Auditor and Authorize Board to Fix Their Remuneration
9 Approve Provisions of Guarantees Mgmt For Against
10 Elect Shao Ruiqing as Director SH For For
CSC Financial Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y1818Y108 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 6066
Primary CUSIP: Y1818Y108 Primary ISIN: CNE100002B89 Primary SEDOL: BDFF8H3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
CSC Financial Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Final Financial Accounts Plan Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Annual Report Mgmt For For
6 Elect Zhang Wei as Director SH For For
7 Elect Wang Hua as Director SH For For
8 Approve Amendments to Articles of Mgmt For Against Association
9 Approve Cap on Investment Amount for Mgmt For For Proprietary Business of the Company
RESOLUTIONS IN RELATION TO THE Mgmt EXPECTED DAILY RELATED PARTY TRANSACTIONS OF THE COMPANY IN 2021
10.1 Approve Expected Related Party Transactions Mgmt For For of the Company with Beijing Financial Holdings Group Limited
10.2 Approve Expected Related Party Transactions Mgmt For For of the Company with CITIC Securities
10.3 Approve Expected Related Party Transactions Mgmt For For of the Company with Everbright Group
10.4 Approve Expected Related Party Transactions Mgmt For For of the Company with Evergrowing Bank
11 Approve PricewaterhouseCoopers Zhong Tian Mgmt For Against LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration
Datang International Power Generation Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y20020106 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 991
Primary CUSIP: Y20020106 Primary ISIN: CNE1000002Z3 Primary SEDOL: 6080716
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Datang International Power Generation Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Final Financial Report Mgmt For For
4 Approve Profit Distribution Proposal Mgmt For For
5 Approve Engagement of Accounting Firms Mgmt For For
Dongfang Electric Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y20958107 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 1072
Primary CUSIP: Y20958107 Primary ISIN: CNE100000304 Primary SEDOL: 6278566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Profit Distribution Plan Mgmt For For
4 Approve Audited Financial Statements Mgmt For For
5 Approve Dahua Certified Public Accountants Mgmt For For as Auditors
6 Approve Remuneration of Directors Mgmt For For
7 Approve Remuneration of Supervisors Mgmt For For
8 Approve Zhang Jilie as Supervisor Mgmt For For
9 Approve Feng Yong as Supervisor Mgmt For For
10 Approve Repurchase and Cancellation of Mgmt For For Certain Restricted Shares
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Yu Peigen as Director Mgmt For For
11.2 Elect Xu Peng as Director Mgmt For For
11.3 Elect Bai Yong as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongfang Electric Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
11.4 Elect Zhang Yanjun as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Liu Dengqing as Director Mgmt For For
12.2 Elect Huang Feng as Director Mgmt For For
12.3 Elect Ma Yongqiang as Director Mgmt For For
Dongfang Electric Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y20958107 Record Date: 06/23/2021 Meeting Type: Special Ticker: 1072
Primary CUSIP: Y20958107 Primary ISIN: CNE100000304 Primary SEDOL: 6278566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Repurchase and Cancellation of Mgmt For For Certain Restricted Shares
Dongfang Electric Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y20958107 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 1072
Primary CUSIP: Y20958107 Primary ISIN: CNE100000304 Primary SEDOL: 6278566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Profit Distribution Plan Mgmt For For
4 Approve Audited Financial Statements Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Dongfang Electric Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Dahua Certified Public Accountants Mgmt For For as Auditors
6 Approve Remuneration of Directors Mgmt For For
7 Approve Remuneration of Supervisors Mgmt For For
8 Approve Zhang Jilie as Supervisor Mgmt For For
9 Approve Feng Yong as Supervisor Mgmt For For
10 Approve Repurchase and Cancellation of Mgmt For For Certain Restricted Shares
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.1 Elect Yu Peigen as Director Mgmt For For
11.2 Elect Xu Peng as Director Mgmt For For
11.3 Elect Bai Yong as Director Mgmt For For
11.4 Elect Zhang Yanjun as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
12.1 Elect Liu Dengqing as Director Mgmt For For
12.2 Elect Huang Feng as Director Mgmt For For
12.3 Elect Ma Yongqiang as Director Mgmt For For
Dongfang Electric Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y20958107 Record Date: 06/22/2021 Meeting Type: Special Ticker: 1072
Primary CUSIP: Y20958107 Primary ISIN: CNE100000304 Primary SEDOL: 6278566
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Repurchase and Cancellation of Mgmt For For Certain Restricted Shares Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
FangDa Carbon New Material Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y51720103 Record Date: 06/22/2021 Meeting Type: Special Ticker: 600516
Primary CUSIP: Y51720103 Primary ISIN: CNE000001CC6 Primary SEDOL: 6543242
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Allowance of Independent Directors Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
2.1 Elect Dang Xijiang as Director SH For For
2.2 Elect Yan Kuixing as Director SH For For
2.3 Elect Huang Zhihua as Director SH For For
2.4 Elect Liu Yinan as Director SH For For
2.5 Elect Xu Zhixin as Director SH For For
2.6 Elect Qiu Yapeng as Director SH For For
2.7 Elect Shu Wenbo as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
3.1 Elect Wei Yanheng as Director Mgmt For For
3.2 Elect Wu Li as Director Mgmt For For
3.3 Elect Huang Juan as Director Mgmt For For
3.4 Elect Peng Shuyuan as Director Mgmt For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
4.1 Elect Li Xin as Supervisor Mgmt For For
4.2 Elect Shi Jinhua as Supervisor Mgmt For For
4.3 Elect Lu Lu as Supervisor Mgmt For For
GDS Holdings Limited
Meeting Date: 06/29/2021 Country: Cayman Islands Primary Security ID: G3902L109 Record Date: 06/04/2021 Meeting Type: Annual Ticker: 9698
Primary CUSIP: G3902L109 Primary ISIN: KYG3902L1095 Primary SEDOL: BMG40P4 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
GDS Holdings Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
Meeting for ADR Holders Mgmt
1 Elect Director Lim Ah Doo Mgmt For For
2 Elect Director Chang Sun Mgmt For For
3 Elect Director Judy Qing Ye Mgmt For For
4 Ratify KPMG Huazhen LLP as Auditors Mgmt For For
5 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights
6 Amend Certificate of Incorporation Mgmt For For
7 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions
GOME Retail Holdings Limited
Meeting Date: 06/29/2021 Country: Bermuda Primary Security ID: G3978C124 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 493
Primary CUSIP: G3978C124 Primary ISIN: BMG3978C1249 Primary SEDOL: B01Z8S7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Elect Huang Xiu Hong as Director Mgmt For For
3 Elect Yu Sing Wong as Director Mgmt For For
4 Elect Liu Hong Yu as Director Mgmt For For
5 Authorize Board to Fix Remuneration of Mgmt For For Directors
6 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Repurchase of Issued Share Capital Mgmt For For
9 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hopson Development Holdings Limited
Meeting Date: 06/29/2021 Country: Bermuda Primary Security ID: G4600H119 Record Date: 06/23/2021 Meeting Type: Special Ticker: 754
Primary CUSIP: G4600H119 Primary ISIN: BMG4600H1198 Primary SEDOL: BMXJW56
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2021 Framework Agreement, Mgmt For For 2021-2023 Transactions and Related Transactions
HUAXI Securities Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y374D7102 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 002926
Primary CUSIP: Y374D7102 Primary ISIN: CNE1000033J2 Primary SEDOL: BDGL0T6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve Performance, Performance Appraisal Mgmt For For and Remuneration of Directors
8 Approve Performance, Performance Appraisal Mgmt For For and Remuneration of Supervisors
9 Approve Related Party Transactions Mgmt For For
Jinxin Fertility Group Ltd.
Meeting Date: 06/29/2021 Country: Cayman Islands Primary Security ID: G5140J101 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 1951
Primary CUSIP: G5140J101 Primary ISIN: KYG5140J1013 Primary SEDOL: BJ9JY53 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Jinxin Fertility Group Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A Elect Geng Lihong as Director Mgmt For For
2B Elect Hu Zhe as Director Mgmt For For
2C Elect Yan Xiaoqing as Director Mgmt For For
2D Elect Chong Yat Keung as Director Mgmt For For
2E Elect Lim Haw Kuang as Director Mgmt For For
3 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Deloitte Touche Tohmatsu as Mgmt For For Auditors and Authorize Board to Fix Their Remuneration
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against
Joincare Pharmaceutical Group Industry Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y7742H103 Record Date: 06/23/2021 Meeting Type: Special Ticker: 600380
Primary CUSIP: Y7742H103 Primary ISIN: CNE000001816 Primary SEDOL: 6352318
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
2 Approve Increase of Input Method for Raised Mgmt For For Funds Investment Project
3 Approve Provision of Financing Guarantee and Mgmt For For Counter-Guarantees
4 Approve Medium and Long-term Business Mgmt For For Partner Share Purchase Plan and Its Summary Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Joincare Pharmaceutical Group Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Authorization of the Board to Handle Mgmt For For All Matters Related to Medium and Long-term Business Partner Share Purchase Plan
Luzhou Laojiao Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y5347R104 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 000568
Primary CUSIP: Y5347R104 Primary ISIN: CNE000000GF2 Primary SEDOL: 6517485
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Annual Report Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
7.1 Elect Liu Miao as Director SH For For
7.2 Elect Lin Feng as Director SH For For
7.3 Elect Wang Hongbo as Director SH For For
7.4 Elect Shen Caihong as Director SH For For
7.5 Elect Qian Xu as Director Mgmt For Against
7.6 Elect Ying Hanjie as Director Mgmt For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
8.1 Elect Liu Junhai as Director Mgmt For For
8.2 Elect Chen Youan as Director Mgmt For For
8.3 Elect Sun Dongsheng as Director Mgmt For For
8.4 Elect Lyu Xianpei as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Luzhou Laojiao Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
9.1 Elect Yang Ping as Supervisor Mgmt For For
9.2 Elect Lian Jing as Supervisor Mgmt For For
9.3 Elect Guo Shihua as Supervisor Mgmt For For
Maanshan Iron & Steel Company Limited
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y5361G109 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 323
Primary CUSIP: Y5361G109 Primary ISIN: CNE1000003R8 Primary SEDOL: 6600879
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Audited Financial Statements Mgmt For For
4 Approve Final Profit Distribution Plan Mgmt For For
5 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management
6 Approve Ernst & Young Hua Ming LLP (Special SH For For General Partnership) as Auditor and Authorize Board to Fix Their Remuneration
Maanshan Iron & Steel Company Limited
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y5361G109 Record Date: 05/18/2021 Meeting Type: Annual Ticker: 323
Primary CUSIP: Y5361G109 Primary ISIN: CNE1000003R8 Primary SEDOL: 6600879 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Maanshan Iron & Steel Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Audited Financial Statements Mgmt For For
4 Approve Final Profit Distribution Plan Mgmt For For
5 Approve Remuneration of Directors, Mgmt For For Supervisors and Senior Management
6 Approve Ernst & Young Hua Ming LLP (Special SH For For General Partnership) as Auditor and Authorize Board to Fix Their Remuneration
New China Life Insurance Company Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y625A4115 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 1336
Primary CUSIP: Y625A4115 Primary ISIN: CNE100001922 Primary SEDOL: B5730Z1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Financial Report Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Annual Report and Its Summary Mgmt For For
6 Approve Ernst & Young Hua Ming LLP as Mgmt For For Domestic Accounting Firm and Ernst & Young as International Accounting Firm and Authorize Board to Fix Their Remuneration
7 Approve Report of Performance of Directors Mgmt For For
8 Approve Report of Performance of Mgmt For For Independent Non-Executive Directors Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
New China Life Insurance Company Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
New China Life Insurance Company Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y625A4115 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 1336
Primary CUSIP: Y625A4115 Primary ISIN: CNE100001922 Primary SEDOL: B5730Z1
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Financial Report Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Annual Report and Its Summary Mgmt For For
6 Approve Ernst & Young Hua Ming LLP as Mgmt For For Domestic Accounting Firm and Ernst & Young as International Accounting Firm and Authorize Board to Fix Their Remuneration
7 Approve Report of Performance of Directors Mgmt For For
8 Approve Report of Performance of Mgmt For For Independent Non-Executive Directors
9 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
Postal Savings Bank of China Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y6987V108 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 1658
Primary CUSIP: Y6987V108 Primary ISIN: CNE1000029W3 Primary SEDOL: BD8GL18 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Postal Savings Bank of China Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Final Financial Accounts Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Budget Plan of Fixed Assets Mgmt For For Investment
6 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
7 Elect Liu Jianjun as Director SH For For
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
Postal Savings Bank of China Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y6987V108 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 1658
Primary CUSIP: Y6987V108 Primary ISIN: CNE1000029W3 Primary SEDOL: BD8GL18
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Board of Mgmt For For Supervisors
3 Approve Final Financial Accounts Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For
5 Approve Budget Plan of Fixed Assets Mgmt For For Investment Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Postal Savings Bank of China Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Deloitte Touche Tohmatsu Certified Mgmt For For Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
7 Elect Liu Jianjun as Director SH For For
8 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
SDIC Power Holdings Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y3746G100 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 600886
Primary CUSIP: Y3746G100 Primary ISIN: CNE000000JM2 Primary SEDOL: 6412687
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Financial Statements Mgmt For For
4 Approve Business Plan Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve Daily Related Party Transactions Mgmt For Against
7 Amend Articles of Association Mgmt For For
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y7685S108 Record Date: Meeting Type: Annual Ticker: 2607
Primary CUSIP: Y7685S108 Primary ISIN: CNE1000012B3 Primary SEDOL: B4Q4CJ6
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shanghai Pharmaceuticals Holding Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Annual Report Mgmt For For
2 Approve Report of the Board of Directors Mgmt For For
3 Approve Report of the Board of Supervisors Mgmt For For
4 Approve Final Accounts Report and Financial Mgmt For Against Budget
5 Approve Profit Distribution Plan Mgmt For For
6 Approve Appointment of Auditor Mgmt For For
7 Approve External Guarantees Mgmt For Against
8 Approve Proposed Acquisition in a Mgmt For For Wholly-Owned Subsidiary of a Controlling Shareholder and Related Transactions
9 Approve Issuance of Debt Financing Products Mgmt For Against
10 Approve Satisfaction of the Conditions for Mgmt For Against Issuing Corporate Bonds
11 Approve Public Issuance of Corporate Bonds Mgmt For Against
12 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
Sichuan Kelun Pharmaceutical Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y7931Q104 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 002422
Primary CUSIP: Y7931Q104 Primary ISIN: CNE100000PW7 Primary SEDOL: B3YB7P3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Daily Related Party Transaction Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Kelun Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Related Party Transaction with Mgmt For For Shisiyao Group
9 Approve Remuneration of Directors Mgmt For For
10 Approve Remuneration of Supervisors SH For For
11 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
12 Approve Provision of Financial Assistance Mgmt For Against
13 Approve Company's Eligibility for Issuance of SH For For Convertible Bonds
APPROVE PLAN ON ISSUANCE OF Mgmt CONVERTIBLE BONDS
14.1 Approve Type SH For For
14.2 Approve Issue Size SH For For
14.3 Approve Par Value and Issue Price SH For For
14.4 Approve Bond Maturity SH For For
14.5 Approve Bond Interest Rate SH For For
14.6 Approve Period and Manner of Repayment of SH For For Interest
14.7 Approve Guarantee Matters SH For For
14.8 Approve Conversion Period SH For For
14.9 Approve Determination and Adjustment of SH For For Conversion Price
14.10 Approve Terms for Downward Adjustment of SH For For Conversion Price
14.11 Approve Method on Handling Fractional SH For For Shares Upon Conversion
14.12 Approve Terms of Redemption SH For For
14.13 Approve Terms of Sell-Back SH For For
14.14 Approve Attribution of Profit and Loss During SH For For the Conversion Period
14.15 Approve Issue Manner and Target Subscribers SH For For
14.16 Approve Placing Arrangement for SH For For Shareholders
14.17 Approve Matters Relating to Meetings of SH For For Bondholders
14.18 Approve Use of Proceeds SH For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Kelun Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
14.19 Approve Deposit Account of Raised Funds SH For For
14.20 Approve Resolution Validity Period SH For For
14.21 Approve Liability for Breach of Contract SH For For
15 Approve Issuance of Convertible Bonds SH For For
16 Approve Rules and Procedures Regarding SH For For General Meetings of Convertible Bondholders
17 Approve Feasibility Analysis Report on the SH For For Use of Proceeds
18 Approve Impact of Dilution of Current Returns SH For For on Major Financial Indicators and the Relevant Measures to be Taken
19 Approve Shareholder Return Plan SH For For
20 Approve Authorization of Board to Handle All SH For For Related Matters
21 Approve Spin-off of Subsidiary on ChiNext in SH For For Accordance with Relevant Laws and Regulations
22 Approve Plan on Spin-off of Subsidiary on SH For For ChiNext
23 Approve Spin-off of Subsidiary on ChiNext SH For For
24 Approve Compliance with Provisions on Pilot SH For For Domestic Listing of Subsidiaries of Listed Companies
25 Approve Listing to Safeguard the Legitimate SH For For Rights and Interests of Shareholders and Creditors
26 Approve Company's Maintaining SH For For Independence and Continuous Operation Ability
27 Approve Corresponding Standard Operation SH For For Ability
28 Approve Purpose, Commercial Rationality, SH For For Necessity and Feasibility Analysis of this Transaction
29 Approve Completeness and Compliance of SH For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
30 Approve Authorization of Board to Handle All SH For For Related Matters Regarding Spin-off of Subsidiary on ChiNext
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sichuan Kelun Pharmaceutical Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
31.1 Elect Liu Gexin as Director SH For For
31.2 Elect Liu Sichuan as Director SH For For
31.3 Elect Wang Jingyi as Director SH For For
31.4 Elect Shao Wenbo as Director SH For For
31.5 Elect He Guosheng as Director SH For For
31.6 Elect Wang Guangji as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
32.1 Elect Ren Shichi as Director SH For For
32.2 Elect Gao Jinbo as Director SH For For
32.3 Elect Chen Jie as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
33.1 Elect Guo Yunpei as Supervisor SH For For
33.2 Elect Wan Peng as Supervisor SH For For
Sinotruk (Hong Kong) Limited
Meeting Date: 06/29/2021 Country: Hong Kong Primary Security ID: Y8014Z102 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 3808
Primary CUSIP: Y8014Z102 Primary ISIN: HK3808041546 Primary SEDOL: B296ZH4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Dai Lixin as Director Mgmt For For
3B Elect Li Shaohua as Director Mgmt For For
3C Elect Matthias Gründler as Director Mgmt For For
3D Elect Andreas Tostmann as Director Mgmt For For
3E Elect Wang Dengfeng as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sinotruk (Hong Kong) Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
3F Elect Zhao Hang as Director Mgmt For For
3G Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
5 Approve 2023 Products Purchase Agreement, Mgmt For For Proposed Annual Caps and Related Transactions
6 Approve 2021 Weichai Parts Purchase Mgmt For For Agreement, Proposed Annual Cap and Related Transactions
7A Elect Li Xia as Director Mgmt For For
7B Authorize Board to Fix the Remuneration of Li Mgmt For For Xia
Weimob Inc.
Meeting Date: 06/29/2021 Country: Cayman Islands Primary Security ID: G9T20A106 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 2013
Primary CUSIP: G9T20A106 Primary ISIN: KYG9T20A1060 Primary SEDOL: BGHWHF4
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2A1 Elect Sun Taoyong as Director Mgmt For For
2A2 Elect Sun Mingchun as Director Mgmt For For
2A3 Elect Li Xufu as Director Mgmt For For
2B Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration
4A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
4B Authorize Repurchase of Issued Share Capital Mgmt For For
4C Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Weimob Inc.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve RSU Scheme Annual Mandate Mgmt For Against
Yunnan Baiyao Group Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y9879F108 Record Date: 06/22/2021 Meeting Type: Special Ticker: 000538
Primary CUSIP: Y9879F108 Primary ISIN: CNE0000008X7 Primary SEDOL: 6984045
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Compliance of Major Asset Mgmt For For Acquisition and Related Party Transactions with Major Asset Acquisition Conditions
2 Approve Major Asset Acquisition Constitutes Mgmt For For as Related Party Transaction
APPROVE SCHEME FOR MAJOR ASSET Mgmt ACQUISITION AND RELATED PARTY TRANSACTIONS
3.1 Approve Overview of this Transaction Plan Mgmt For For
3.2 Approve Transaction Parties and Target Mgmt For For Assets
3.3 Approve Pricing Basis and Transaction Price Mgmt For For
3.4 Approve Payment Method and Payment Mgmt For For Period of this Transaction
3.5 Approve Source of Funds Mgmt For For
4 Approve Draft and Summary Report on Mgmt For For Company's Major Asset Acquisition and Related Party Transactions
5 Approve Transaction Complies with Article 11 Mgmt For For of the Administrative Measures on Material Asset Restructuring of Listed Companies
6 Approve Transaction Does Not Constitute Mgmt For For Article 13 of the Administrative Measures on Material Asset Restructuring of Listed Companies
7 Approve Transaction Complies with Article 4 Mgmt For For of the Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Yunnan Baiyao Group Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
8 Approve Transaction Constitute as Major Mgmt For For Asset Restructuring
9 Approve the Completeness and Compliance of Mgmt For For Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
10 Approve The Main Body of This Transaction Mgmt For For Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies of Article 13
11 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken
12 Approve Independence of Appraiser, the Mgmt For For Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
13 Approve Relevant Pro Forma Review Report Mgmt For For and Valuation Report of Major Asset Acquisition
14 Approve Authorization of Board to Handle All Mgmt For For Related Matters
15 Approve Shareholder Return Plan Mgmt For For
Zheshang Securities Co., Ltd.
Meeting Date: 06/29/2021 Country: China Primary Security ID: Y989BG109 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 601878
Primary CUSIP: Y989BG109 Primary ISIN: CNE100002R65 Primary SEDOL: BYQK9G0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report Mgmt For For
APPROVE DAILY RELATED PARTY Mgmt TRANSACTIONS
4.1 Approve Transactions with Controlling Mgmt For For Shareholder and Its Related Parties Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Zheshang Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4.2 Approve Transactions with Other Related Mgmt For For Companies
4.3 Approve Transactions with Related Natural Mgmt For For Persons
5 Approve Profit Distribution Mgmt For For
6 Approve to Appoint Auditor Mgmt For For
7 Approve Report on the Usage of Previously Mgmt For For Raised Funds
8 Approve the Control Cap of Financial Mgmt For For Investment Scale
9 Approve Impact of Dilution of Current Returns Mgmt For For on Major Financial Indicators and the Relevant Measures to be Taken Regarding Private Placement of Shares (Revised Draft)
10 Amend Articles of Association Mgmt For For
11 Approve Period Extension of Horizontal Mgmt For For Competition Preventive Commitment of Ultimate Controller
ELECT INDEPENDENT DIRECTOR VIA Mgmt CUMULATIVE VOTING
12.1 Elect Jin Xuejun as Director Mgmt For For
Central China Securities Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y3R18N107 Record Date: 06/24/2021 Meeting Type: Annual Ticker: 1375
Primary CUSIP: Y3R18N107 Primary ISIN: CNE100001SS7 Primary SEDOL: BNB33V0
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Work Report of the Board of Mgmt For For Directors
2 Approve Work Report of the Supervisory Mgmt For For Committee
3 Approve Annual Report Mgmt For For
4 Approve Profit Distribution Plan Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Central China Securities Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Financial Statements Mgmt For For
6 Approve Da Hua Certified Public Accountants Mgmt For For (Special General Partnership) as Accounting Firm and Authorize Board to Fix Their Remuneration
7 Approve Remuneration of Directors Mgmt For For
8 Approve Remuneration of Supervisors Mgmt For For
9 Approve Provision of Guarantee or Counter Mgmt For For Guarantee for Central China International Financial Holdings Company Limited
10 Approve Determination of Business Scale and Mgmt For For Affordable Risk Limits of Securities Proprietary Trading
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
11.01 Elect Chen Zhiyong as Director Mgmt For For
11.02 Elect Tsang Sung as Director Mgmt For For
Chengdu Fusen Noble-House Industrial Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y1308N109 Record Date: 06/23/2021 Meeting Type: Special Ticker: 002818
Primary CUSIP: Y1308N109 Primary ISIN: CNE100002BW3 Primary SEDOL: BYNF6S9
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve to Appoint Auditor Mgmt For For
2 Approve Changes in Limited Partners and Mgmt For Against General Partners of Equity Investment Fund and Related Party Transaction
China Life Insurance Company Limited
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y1477R204 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 2628
Primary CUSIP: Y1477R204 Primary ISIN: CNE1000002L3 Primary SEDOL: 6718976 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Life Insurance Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Financial Report Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Elect Wang Bin as Director SH For For
7 Elect Su Hengxuan as Director SH For For
8 Elect Li Mingguang as Director SH For For
9 Elect Huang Xiumei as Director SH For For
10 Elect Yuan Changqing as Director SH For Against
11 Elect Wu Shaohua as Director SH For For
12 Elect Sheng Hetai as Director SH For For
13 Elect Wang Junhui as Director SH For For
14 Elect Tang Xin as Director SH For For
15 Elect Leung Oi-Sie Elsie as Director Mgmt For For
16 Elect Lam Chi Kuen as Director Mgmt For For
17 Elect Zhai Haitao as Director Mgmt For For
18 Elect Jia Yuzeng as Supervisor SH For For
19 Elect Han Bing as Supervisor SH For For
20 Elect Niu Kailong as Supervisor SH For For
21 Approve Renewal of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
22 Approve Continued Donations to China Life Mgmt For For Foundation
23 Approve PricewaterhouseCoopers Zhong Tian SH For For LLP as PRC Auditor and PricewaterhouseCoopers as Hong Kong Auditor and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Life Insurance Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
24 Approve Issuance of Equity or Equity-Linked SH For Against Securities without Preemptive Rights for H Shares
China Life Insurance Company Limited
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y1477R204 Record Date: 06/21/2021 Meeting Type: Annual Ticker: 2628
Primary CUSIP: Y1477R204 Primary ISIN: CNE1000002L3 Primary SEDOL: 6718976
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve 2020 Report of the Board of Mgmt For For Directors
2 Approve 2020 Report of the Board of Mgmt For For Supervisors
3 Approve 2020 Financial Report Mgmt For For
4 Approve 2020 Profit Distribution Plan Mgmt For For
5 Approve Remuneration of Directors and Mgmt For For Supervisors
6 Elect Wang Bin as Director SH For For
7 Elect Su Hengxuan as Director SH For For
8 Elect Li Mingguang as Director SH For For
9 Elect Huang Xiumei as Director SH For For
10 Elect Yuan Changqing as Director SH For Against
11 Elect Wu Shaohua as Director SH For For
12 Elect Sheng Hetai as Director SH For For
13 Elect Wang Junhui as Director SH For For
14 Elect Tang Xin as Director SH For For
15 Elect Leung Oi-Sie Elsie as Director Mgmt For For
16 Elect Lam Chi Kuen as Director Mgmt For For
17 Elect Zhai Haitao as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Life Insurance Company Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
18 Elect Jia Yuzeng as Supervisor SH For For
19 Elect Han Bing as Supervisor SH For For
20 Elect Niu Kailong as Supervisor SH For For
21 Approve Renewal of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
22 Approve Continued Donations to China Life Mgmt For For Foundation
23 Approve PricewaterhouseCoopers Zhong Tian SH For For LLP as PRC Auditor and PricewaterhouseCoopers as Hong Kong Auditor and Authorize Board to Fix Their Remuneration
24 Approve Issuance of Equity or Equity-Linked SH For Against Securities without Preemptive Rights for H Shares
China Shipbuilding Industry Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y1504X109 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 601989
Primary CUSIP: Y1504X109 Primary ISIN: CNE100000J75 Primary SEDOL: B4X9DB3
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Annual Report and Summary Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For
APPROVE RELATED PARTY TRANSACTIONS Mgmt
6.1 Approve Related Party Transaction on Signing Mgmt For For of Product Purchase and Sale Principle Agreement
6.2 Approve Related Party Transaction on Signing Mgmt For For of Service Provision Principle Agreement
6.3 Approve Related Party Transaction on Asset Mgmt For For Lease Principle Agreement Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Shipbuilding Industry Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6.4 Approve Related Party Transaction on Mgmt For Against Financial Service Framework Agreement
7 Approve Guarantee Provision Plan Mgmt For For
8 Approve Provision of Guarantee to Related Mgmt For For Parties
9 Approve to Appoint Financial and Internal Mgmt For For Control Auditor
China Southern Airlines Company Limited
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y1503W102 Record Date: 05/28/2021 Meeting Type: Annual Ticker: 1055
Primary CUSIP: Y1503W102 Primary ISIN: CNE1000002T6 Primary SEDOL: 6013693
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Consolidated Financial Mgmt For For Statements
4 Approve Profit Distribution Proposal Mgmt For For
5 Approve KPMG Huazhen (Special General Mgmt For For Partnership) as Domestic and Internal Control Auditors and KPMG as International Auditor and Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Board to Issue Debt Financing Mgmt For Against Instruments Under the General Mandate
8 Approve Authorization to Xiamen Airlines SH For Against Company Limited on the Provision of Guarantees to Its Subsidiaries Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Southern Airlines Company Limited
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y1503W102 Record Date: 05/31/2021 Meeting Type: Annual Ticker: 1055
Primary CUSIP: Y1503W102 Primary ISIN: CNE1000002T6 Primary SEDOL: 6013693
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Audited Consolidated Financial Mgmt For For Statements
4 Approve Profit Distribution Proposal Mgmt For For
5 Approve KPMG Huazhen (Special General Mgmt For For Partnership) as Domestic and Internal Control Auditors and KPMG as International Auditor and Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
7 Authorize Board to Issue Debt Financing Mgmt For Against Instruments Under the General Mandate
8 Approve Authorization to Xiamen Airlines SH For Against Company Limited on the Provision of Guarantees to Its Subsidiaries
China Vanke Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y77421132 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 2202
Primary CUSIP: Y77421132 Primary ISIN: CNE100001SR9 Primary SEDOL: BN320P8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Annual Report Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Vanke Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
4 Approve KPMG Huazhen LLP and KPMG as Mgmt For Against Auditors and Authorize Board to Fix Their Remuneration
5 Approve Authorization of the Company and Mgmt For For Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties
6 Approve Authorization of Guarantee by the Mgmt For For Company to Its Majority-Owned Subsidiaries
7 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
8 Elect Huang Liping as Director Mgmt For For
9 Approve Dividend Distribution Plan Mgmt For For
10 Approve Scrip Dividend Scheme for H Shares Mgmt For For
11 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights for H Shares
12 Authorize Repurchase of Issued Share Capital Mgmt For For
13 Amend Articles of Association Mgmt For For
14 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
15 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
16 Approve Iterative Non-Property Development SH For For Business Co-Investment Mechanism
China Vanke Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y77421132 Record Date: 06/23/2021 Meeting Type: Special Ticker: 2202
Primary CUSIP: Y77421132 Primary ISIN: CNE100001SR9 Primary SEDOL: BN320P8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
1 Approve Scrip Dividend Scheme for H Shares Mgmt For For
2 Authorize Repurchase of Issued Share Capital Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Vanke Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y77421132 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 2202
Primary CUSIP: Y77421132 Primary ISIN: CNE100001SR9 Primary SEDOL: BN320P8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF A SHARES Mgmt
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Supervisory Committee Mgmt For For
3 Approve Annual Report Mgmt For For
4 Approve KPMG Huazhen LLP and KPMG as Mgmt For Against Auditors and Authorize Board to Fix Their Remuneration
5 Approve Authorization of the Company and Mgmt For For Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties
6 Approve Authorization of Guarantee by the Mgmt For For Company to Its Majority-Owned Subsidiaries
7 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management
8 Elect Huang Liping as Director Mgmt For For
9 Approve Dividend Distribution Plan Mgmt For For
10 Approve Scrip Dividend Scheme for H Shares Mgmt For For
11 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights for H Shares
12 Authorize Repurchase of Issued Share Capital Mgmt For For
13 Amend Articles of Association Mgmt For For
14 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
15 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
16 Approve Iterative Non-Property Development SH For For Business Co-Investment Mechanism Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
China Vanke Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y77421132 Record Date: 06/23/2021 Meeting Type: Special Ticker: 2202
Primary CUSIP: Y77421132 Primary ISIN: CNE100001SR9 Primary SEDOL: BN320P8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
CLASS MEETING FOR HOLDERS OF A SHARES Mgmt
1 Approve Scrip Dividend Scheme for H Shares Mgmt For For
2 Authorize Repurchase of Issued Share Capital Mgmt For For
COFCO Joycome Foods Limited
Meeting Date: 06/30/2021 Country: Cayman Islands Primary Security ID: G22692100 Record Date: 06/24/2021 Meeting Type: Annual Ticker: 1610
Primary CUSIP: G22692100 Primary ISIN: KYG226921008 Primary SEDOL: BYNJJY8
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a Elect Xu Jianong as Director Mgmt For For
3b Elect Cui Guiyong as Director Mgmt For For
3c Elect Ju Jiandong as Director Mgmt For For
4 Authorize Board to Fix Remuneration of Mgmt For For Directors
5 Approve Baker Tilly Hong Kong Limited as Mgmt For For Auditor and Authorize Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
8 Authorize Reissuance of Repurchased Shares Mgmt For Against Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Energy Transportation Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y1765K101 Record Date: 06/22/2021 Meeting Type: Annual Ticker: 1138
Primary CUSIP: Y1765K101 Primary ISIN: CNE1000002S8 Primary SEDOL: 6782045
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Annual Report Mgmt For For
2 Approve Audited Financial Statements Mgmt For For
3 Approve Shareholders' Return Plan for Mgmt For For 2020-2022
4 Approve Final Dividend Mgmt For For
5 Approve Report of the Board of Directors Mgmt For For
6 Approve Report of the Supervisory Committee Mgmt For For
7 Approve Remuneration of Directors and Mgmt For For Supervisors
8 Approve PricewaterhouseCoopers as Mgmt For For International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration
9 Approve Provision of Guarantees for the Mgmt For For Guaranteed Wholly-Owned Subsidiaries and Related Transactions
ELECT EXECUTIVE AND NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
10.1 Elect Liu Hanbo as Director SH For For
10.2 Elect Zhu Maijin as Director SH For For
10.3 Elect Zhang Qinghai as Director Mgmt For For
10.4 Elect Liu Zhusheng as Director Mgmt For For
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
11.1 Elect Teo Siong Seng as Director Mgmt For For
11.2 Elect Victor Huang as Director Mgmt For For
11.3 Elect Li Runsheng as Director Mgmt For For
11.4 Elect Zhao Jinsong as Director Mgmt For For
11.5 Elect Wang Zuwen as Director Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
COSCO SHIPPING Energy Transportation Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
12.1 Elect Weng Yi as Supervisor SH For For
12.2 Elect Yang Lei as Supervisor SH For For
Digital China Holdings Limited
Meeting Date: 06/30/2021 Country: Bermuda Primary Security ID: G2759B107 Record Date: 06/24/2021 Meeting Type: Annual Ticker: 861
Primary CUSIP: G2759B107 Primary ISIN: BMG2759B1072 Primary SEDOL: 6351865
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3.1 Elect Liu Yun, John as Director Mgmt For For
3.2 Elect King William as Director Mgmt For For
3.3 Elect Zeng Shuigen as Director Mgmt For Against
3.4 Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Shinewing (HK) CPA Limited as Mgmt For For Auditor and Authorize Board to Fix Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5.2 Authorize Repurchase of Issued Share Capital Mgmt For For
5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against
GR Properties Limited
Meeting Date: 06/30/2021 Country: Hong Kong Primary Security ID: Y2896G100 Record Date: 06/24/2021 Meeting Type: Annual Ticker: 108
Primary CUSIP: Y2896G100 Primary ISIN: HK0108000628 Primary SEDOL: 6151496 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
GR Properties Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2a Elect Wei Chunxian as Director Mgmt For Against
2b Elect Sun Zhongmin as Director Mgmt For For
2c Elect Huang Fei as Director Mgmt For For
2d Authorize Board to Fix Remuneration of Mgmt For For Directors
3 Approve Ernst & Young as Auditor and Mgmt For For Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital Mgmt For For
6 Authorize Reissuance of Repurchased Shares Mgmt For Against
Huadian Power International Corporation Limited
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y3738Y101 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 1071
Primary CUSIP: Y3738Y101 Primary ISIN: CNE1000003D8 Primary SEDOL: 6142780
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
1 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
2 Approve Issuance of Financial Financing Mgmt For Against Instruments
3 Approve Report of the Board of Directors Mgmt For For
4 Approve Report of the Supervisory Committee Mgmt For For
5 Approve Audited Financial Reports Mgmt For For
6 Approve Profit Distribution Proposal Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huadian Power International Corporation Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
RESOLUTIONS IN RELATION TO THE Mgmt APPOINTMENTS OF DOMESTIC AUDITOR, OVERSEAS AUDITOR AND INTERNAL CONTROL AUDITOR
7.1 Approve Baker Tilly International Certified Mgmt For For Public Accountants (Special General Partnership) and Baker Tilly Hong Kong Limited as Domestic Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration
7.2 Approve Baker Tilly International Certified Mgmt For For Public Accountants (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration
8 Approve Performance Report of the Mgmt For For Independent Directors
9 Approve Equity Acquisition Agreements and SH For Against Related Transactions
10 Approve Capital Increase Agreement, Assets SH For Against and Equity Disposal Agreements, and Related Transactions
ELECT INDEPENDENT NON-EXECUTIVE Mgmt DIRECTORS VIA CUMULATIVE VOTING
11.1 Elect Li Menggang as Director Mgmt For For
11.2 Elect Wang Yuesheng as Director Mgmt For For
Huayu Automotive Systems Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y3750U102 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 600741
Primary CUSIP: Y3750U102 Primary ISIN: CNE000000M15 Primary SEDOL: 6801713
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Financial Statements Mgmt For For
5 Approve Profit Distribution Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Huayu Automotive Systems Co., Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
6 Approve Annual Report and Summary Mgmt For For
7 Approve Daily Related Party Transactions Mgmt For Against
8 Approve Appointment of Financial Auditor Mgmt For For
9 Approve Appointment of Internal Control Mgmt For For Auditor
10 Approve Shareholder Return Plan Mgmt For For
11 Approve Amendments to Articles of Mgmt For For Association
12 Amend Rules and Procedures Regarding Mgmt For For General Meetings of Shareholders
13 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Directors
14 Amend Rules and Procedures Regarding Mgmt For For Meetings of Board of Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
15.1 Elect Chen Hong as Director SH For For
15.2 Elect Wang Xiaoqiu as Director SH For For
15.3 Elect Zhang Haitao as Director SH For For
15.4 Elect Zhang Weijiong as Director SH For For
15.5 Elect Yin Yande as Director SH For Against
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
16.1 Elect Yu Zhuoping as Director SH For For
16.2 Elect Rui Mingjie as Director SH For For
16.3 Elect Lyu Qiuping as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING
17.1 Elect Zhou Langhui as Supervisor SH For For
17.2 Elect Zhuang Jingxiong as Supervisor SH For For
Hytera Communications Corp. Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y3815M103 Record Date: 06/23/2021 Meeting Type: Special Ticker: 002583
Primary CUSIP: Y3815M103 Primary ISIN: CNE1000013B1 Primary SEDOL: B4RMQR5 Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Hytera Communications Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Plan on Application of Debt Financing Mgmt For For Issuance to Beijing Financial Assets Exchange
Oppein Home Group, Inc.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y6440T104 Record Date: 06/24/2021 Meeting Type: Special Ticker: 603833
Primary CUSIP: Y6440T104 Primary ISIN: CNE100002RB3 Primary SEDOL: BDFC7R7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Stock Option Incentive Plan and Its Mgmt For Against Summary
2 Approve Methods to Assess the Performance Mgmt For Against of Plan Participants
3 Approve Authorization of the Board to Handle Mgmt For Against All Related Matters
SAIC Motor Corp. Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y7443N102 Record Date: 06/23/2021 Meeting Type: Annual Ticker: 600104
Primary CUSIP: Y7443N102 Primary ISIN: CNE000000TY6 Primary SEDOL: 6086974
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Report of the Board of Directors Mgmt For For
2 Approve Report of the Board of Supervisors Mgmt For For
3 Approve Report of the Independent Directors Mgmt For For
4 Approve Profit Distribution Mgmt For For
5 Approve Financial Statements Mgmt For For
6 Approve Annual Report and Summary Mgmt For For Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SAIC Motor Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
7 Approve to Formulate Shareholder Return Mgmt For For Plan
8 Approve Daily Related Party Transactions Mgmt For For
9 Approve Completion and Termination of Mgmt For For Partial Raised Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital
10 Approve Provision of Guarantee to SAIC Mgmt For For General Motors Finance Co., Ltd.
11 Approve Provision of Guarantees by Universal Mgmt For For Chexiang Car Rental Co., Ltd. to Its Controlled Subsidiaries
12 Approve Provision of Guarantee by SAIC Anji Mgmt For For Logistics Co., Ltd. to Guangzhou Port Haijia Automobile Terminal Co., Ltd.
13 Approve Provision of Repurchase Guarantee Mgmt For For for Vehicle Sales Business of Commercial Vehicle Company
14 Approve Purchase of Liability Insurance for Mgmt For For Directors, Supervisors and Senior Management Members
15 Approve Appointment of Financial Auditor Mgmt For For
16 Approve Appointment of Internal Control Mgmt For For Auditor
17 Amend Articles of Association SH For For
18 Amend Rules and Procedures Regarding SH For For General Meetings of Shareholders
19 Amend Rules and Procedures Regarding SH For For Meetings of Board of Supervisors
ELECT NON-INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
20.1 Elect Chen Hong as Director SH For For
20.2 Elect Wang Xiaoqiu as Director SH For For
20.3 Elect Wang Jian as Director SH For For
ELECT INDEPENDENT DIRECTORS VIA Mgmt CUMULATIVE VOTING
21.1 Elect Li Ruoshan as Director SH For For
21.2 Elect Zeng Saixing as Director SH For For
21.3 Elect Chen Naiwei as Director SH For For
ELECT SUPERVISORS VIA CUMULATIVE Mgmt VOTING Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
SAIC Motor Corp. Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
22.1 Elect Shen Xiaosu as Supervisor SH For For
22.2 Elect Yi Lian as Supervisor SH For For
22.3 Elect Xia Mingtao as Supervisor SH For For
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Meeting Date: 06/30/2021 Country: China Primary Security ID: Y77443102 Record Date: 06/23/2021 Meeting Type: Special Ticker: 002294
Primary CUSIP: Y77443102 Primary ISIN: CNE100000FW8 Primary SEDOL: B3ZLX54
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve Transfer of Equity Mgmt For For
Shougang Fushan Resources Group Limited
Meeting Date: 06/30/2021 Country: Hong Kong Primary Security ID: Y7760F104 Record Date: 06/24/2021 Meeting Type: Annual Ticker: 639
Primary CUSIP: Y7760F104 Primary ISIN: HK0639031506 Primary SEDOL: 6354671
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3A Elect Ding Rucai as Director Mgmt For Against
3B Elect Choi Wai Yin as Director Mgmt For For
3C Elect Japhet Sebastian Law as Director Mgmt For For
3D Elect Wang Dongming as Director Mgmt For Against
3E Elect Chen Jianxiong as Director Mgmt For For
4 Approve PricewaterhouseCoopers as Auditor Mgmt For For and Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Shougang Fushan Resources Group Limited
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital Mgmt For For
7 Authorize Reissuance of Repurchased Shares Mgmt For Against
Shougang Fushan Resources Group Limited
Meeting Date: 06/30/2021 Country: Hong Kong Primary Security ID: Y7760F104 Record Date: 06/24/2021 Meeting Type: Special Ticker: 639
Primary CUSIP: Y7760F104 Primary ISIN: HK0639031506 Primary SEDOL: 6354671
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Approve 2021 Master Sales and Purchase Mgmt For For Agreement, Proposed Caps and Related Transactions
Sihuan Pharmaceutical Holdings Group Ltd.
Meeting Date: 06/30/2021 Country: Bermuda Primary Security ID: G8162K113 Record Date: 06/24/2021 Meeting Type: Annual Ticker: 460
Primary CUSIP: G8162K113 Primary ISIN: BMG8162K1137 Primary SEDOL: B4X3RF7
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
1 Accept Financial Statements and Statutory Mgmt For For Reports
2 Approve Final Dividend Mgmt For For
3a1 Elect Zhang Jionglong as Director Mgmt For For
3a2 Elect Choi Yiau Chong as Director Mgmt For For
3a3 Elect Chen Yanling as Director Mgmt For For
3b Authorize Board to Fix Remuneration of Mgmt For For Directors
4 Approve Ernst & Young as Auditors and Mgmt For For Authorize Board to Fix Their Remuneration Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021 Location(s): State Street Global Advisors Institution Account(s): SPDR S&P China ETF
Sihuan Pharmaceutical Holdings Group Ltd.
Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction
5A Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights
5B Authorize Repurchase of Issued Share Capital Mgmt For For
5C Authorize Reissuance of Repurchased Shares Mgmt For Against