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Gain Capital Holdings, Inc
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission File Number 001-35008 GAIN CAPITAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 20-4568600 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) Bedminster One 135 Route 202/206 Bedminster, New Jersey 07921 (Address of principal executive offices) (Zip Code) Registrant’s telephone number, including area code: (908) 731-0700 Securities registered pursuant to Section 12(b) of the Act: Title of each class Name of exchange on which registered Common stock, $0.00001 New York Stock Exchange Indicate by a check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. o Yes x No Indicate by a check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. o Yes x No Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. -
Sign Defense for Suliga Organizing Blood Drive
h U h » r - r o n o r n e i - r r 5 8 S 2 S 2 BOX*** c > r u roc. *-ro h- m m ♦ (ji n a t e s w i d e ; • ■ .g»rT -w *ri tie for filing loom s Rose Monyek of Rahway The winner ' l i t Republicans had A M in this voters in the district’s four municipalities — Linden, Carteret, sits only until the end of the year, when hastily Democratic cHy. the general election winner -will take Alto, at of Tuesday, no parson had Rahway and Elizabeth — will be voting over the full term for the m iyoral tanb. But Mayor separately on both the primary and The candidates for the Democratic Hudak, Demaarat, who is special election Senate candidate! Union County Clerk Walter said that nomination for the full Senate term are tetejpteUng Gregorio's unoxjkred term, Lesniak. who has the organization hasannounced he is a candidate. one election board will run both machines and there will be one set of support, and Rahway Business Ad TIM roll call of candidates for the ministrator Joseph Hartnett Palermo fooryear state Senate aeat and two voter books for both elections Halpin added that voters will have the option of is the Republican candidate tw o year state Assembly posts is more Democratic candidates for the two complicated voting in either the primary, the apeciai election, or both He estimated that-the 20th District Assembly seats are state Owing to the ouster of form er Linden Assemblyman Thomas Devenn of Mayor a M 20th District State Sen. -
Westfield Ward Map Challenged in Law Suit
Ad Populos, Non Aditus, Pervenimus USPS 680020 Published Every Thursday OUR 112th YEAR – ISSUE NO. 17-112 Periodical – Postage Paid at Westfield, N.J. Thursday, January 3, 2002 Since 1890 (908) 232-4407 FIFTY CENTS Westfield Ward Map Challenged in Law Suit By DEBORAH MADISON was on vacation this week and could tracks, and kept the neighborhood Specially Written for The Westfield Leader not be reached prior to The Westfield contiguous, according customary Two Westfield residents have Leader’s publication deadline. practices. “The Republican map filed a complaint in the NJ Supe- According to Scotch Plain’s resi- splits the neighborhood in order rior Court, Law Division contest- dent, Democrat and member of the to weaken the Democratic vote in ing the ward map approved of in a Ward Commission, June Fischer, the that ward,” Ms. Fischer opined. 3-2 vote by the Westfield Ward Ms. Harris disagreed with Ms. Commission in November. At that Fischer’s assessment of the time, the Ward Commission voted Commission’s decision. She told 2-2 along party lines. Westfield “The Republicans blindsided The Leader and The Times that Town Clerk and Chairman of the us with a map of their own.The many other towns are divided by Commission, Bernard Heeney cast Republican map splits the railroad tracks, bridges, etc. the tie-breaking vote. The Com- “Those opposed to this proposal mission, by statute, consists of the neighborhood in order to at the hearing claimed that they Town Clerk and four members of weaken the Democratic vote in were not being represented and the Union County Board of Elec- that ward.” felt disenfranchised by this deci- tions. -
School Board Votes 6-2 to Hire Rood Service to Run Cafeterias Hudak Joins Mayors on Trip to Germany
f j g l l dthretii Perth Amboy was up for sale at a very making It tough on business, said m -. m m e e e n m Frangeila. W*'~' Tito IRQ ATTT- W ■ i- '' — r -- —W'JSpMK^,' low price. Lw: £ ' ' •' j One of the problems in selling in Also rumored is the sale of GAF and S S S ' m part of Simmons, a subsidiary of Gulf p a;" he a d d *. dustrial sites is there is such a small market for them “ What do you do with and Western Corporation G A F is sixth, ft, the munbpr of avaHabte jabs these properties that are special use?" while Simmons is ninth in assessed •lined, said the mayor < £ S * g » » r e r a g » eiUsan has fe| A fc be asked. Continental Copper, which value in Unden “ (G A F ) is in the process now that looks like World War t$*acsM ,"ffcjd*k Hid. f Tax Asaessor Emmanuel went bankrupt last year, is still up for II — antiquated buildings, rumors of gdaanrt, same large industrial (Mia agreed that there is a tread sale, he pointed out buHnlnfs sad lots inUOdaa are vacant. ■ b ig of industry moving away Economic downturns could spell sale; they’ve come to a dead end,” said Including are Hatfield Wire and Rhaem Be city. "H eavy industry is on the future trouble for companies like the Frangeila Manufacturing Corporation, the mayor » i n value -w o rk loa d ," he said Exxon refinery, Linden s number one He added. "W e are not losing in said., Ha also citad other smalt deferred to a decline in the rated corporation,in assessed value, the dustry to a bordering city'or county or f * 0 ¥ • * thalr State I think we are lasing our heavy ■ opofttiM* W , The industrial sector trfbosinees end, as an okamplt, tax assessor noted. -
2017 Directory STAY CONNECTED
.. UNION COUNTY 2017 Directory STAY CONNECTED WEB @ ucnj.org a APP •• FACE BOOK f facebook.com/count ofunion TWITTER twitter.com/coun ofunionn· INSTAGRAM ~ insta ram.com/unioncoun You VOUTUBE iB PHONE 1-877-424-1234 "- E-MAIL ~ [email protected] UNION COUNTY We're Connected to You! Greetings.... from the Freeholder Chairman Welcome to the 2017 Union County Directory... As Chairman of the Freeholder Board, I announced a series of initiatives for 2017, entitled “Connecting our Community” that includes new announcements for youth, seniors, veterans, social services, parks, the environment and the arts. Our first initiative, UC LEAP—Learning, Employment and Arts Programs—is a comprehensive program for youth. It includes the creation of an alternative high school at Jersey Gardens; an employment program for special needs youth at Overlook Hospital; a Hackathon and a new mini-academy at the Union County Vo-Tech; a theatrical competition at the Union County Performing Arts Center for teens. The second initiative—UC MEANS GREEN II—expands and builds upon last year’s “Community Gardens Grant” program which proved to be a great success. It also includes a public works program to recycle grass cuttings and leaves collected countywide into compost that will be resold to private companies, bringing in new revenues. The third initiative—UC HERO II—is a continuation of last year’s veterans program. The Board will partner with local veterans groups in outreach efforts; work to establish the County’s first “Veterans Success Center” to assist with job placement and health referrals; and restore a memorial grove in Rahway Park. -
Andrew Skibitsky Picked Over Caruana for Mayor by Republican Committee
S13 PI ••••••••••CAR-RT LOT**C015 I 1 WESTFIELD MEMORIAL LIBRARY 550 E BROAD ST WESTFIELD NJ 07090-2115 M S M I w , n m , . Stan Stpmnfarr J, MM (908) 232-4407 Thursday, February 24, 2005 OUR 115th YEAR - ISSUE NO. 08-2005 www.goieader.com pressWgoleadcr.com SIXTY CENTS Andrew Skibitsky Picked Over Caruana For Mayor by Republican Committee By PAUL PEYTON “I’m very thankful to have received daughter. Hope, and three sons, Drew, tion, the party will he looking for a Specially Written for The Westfield Leader the support of the committee," Coun Shane and Troy. candidate to run in the fourth ward, WESTFIELD — The cilman Skibitsky told The The remainder of the Republican where it is not known if Democrat Westfield Town Republican Westfield Leader. "I look ticket will be announced when the com Larry Goldman will seek a fifth term. Committee last week chose forward to the campaign." mittee reconvenes in the near future, The Leader has learned that Mr. Third Ward Councilman He declined to discuss according Assemblyman Bramnick. Caruana will be seeking reelection in Andy Skibitsky over First his campaign platform at The committee will be looking to the first ward. In addition, it is known Ward Councilman Sal this time, calling such an fill a slot in the second ward to re that Vicki Kimmins, second ward; Caruana in a tight race for the announcement “prema place Councilman Rafael Betancourt, former Westfield Board of Education party’s mayoral slot in the ture.” who is not seeking reelection. He has President Darielle Walsh, third ward, Tuesday, June 7 Primary. -
Eight Candidates Compete for Four WF BOE Seats
Ad Populos, Non Aditus, Pervenimus (908) 232-4407 USPS 680020 Thursday, February 27, 2003 Published Every Thursday Since 1890 OUR 113th YEAR – ISSUE NO. 25-113 Periodical – Postage Paid at Westfield, N.J. www.goleader.com [email protected] FIFTY CENTS Eight Candidates Five Candidates to Vie Compete For Four For Two Open Seats WF BOE Seats On Mountainside BOE By LAUREN S. PASS Mr. Geiger has previously served Specially Written for The Westfield Leader By JENNIFER PINTO member and hope to have the oppor- as the Mountainside representative Specially Written for The Westfield Leader tunity to demonstrate this during Mountainside Board of Education to Berkeley Heights. According to Monday, February 24, was my second term.” members Frank Geiger and Mary Beth the Mountainside Board of Educa- the deadline for all inter- Three-Year Terms Anne Riegel, her husband Schaumberg will face Linda tion web site he currently serves as ested candidates to file peti- Robert and two daughters Esemplare, Patricia Knodel and the representative to Union County tions to run in this year’s have lived in Westfield for Pauline Genakos in the April elec- Educational Services, the represen- board election. almost 10 years. tions. tative to the Parent Teacher Associa- Eight Westfield candi- She has a daughter in eighth In 2000 Mrs. Esemplare, a 20-year tion (PTA), as an alternate the New dates are competing for a grade at Edison Intermediate veteran of board service made a last Jersey School Boards and on the build- chance at one of four seats. School and another daughter minute decision not to run again due ing and grounds committee. -
Formerly Executive Order 134)
7.0 CONTRACT AWARD 7.1 DOCUMENTS REQUIRED BEFORE CONTRACT AWARD 7.1.1 REQUIREMENTS OF N.J.S.A. 19:44A-20.13-25 (FORMERLY EXECUTIVE ORDER 134) In order to safeguard the integrity of State government procurement by imposing restrictions to insulate the negotiation and award of State contracts from political contributions that pose the risk of improper influence, purchase of access, or the appearance thereof, the Legislature enacted N.J.S.A. 19:44A-20.13 – 25 on March 22, 2005 (the “Legislation”), retroactive to October 15, 2004, superseding the terms of Executive Order 134. Pursuant to the requirements of the Legislation, the terms and conditions set forth in this section are material terms of any contract resulting from this RFP: 7.1.1.1 DEFINITIONS For the purpose of this section, the following shall be defined as follows: a. Contribution – means a contribution reportable as a recipient under “The New Jersey Campaign Contributions and Expenditures Reporting Act.” P.L. 1973, c. 83 (C.19:44A-1 et seq.), and implementing regulations set forth at N.J.A.C. 19:25-7 and N.J.A.C. 19:25-10.1 et seq. Through December 31, 2004, contributions in excess of $400 during a reporting period were deemed "reportable" under these laws. As of January 1, 2005, that threshold was reduced to contributions in excess of $300. b. Business Entity – means any natural or legal person, business corporation, professional services corporation, Limited Liability Company, partnership, limited partnership, business trust, association or any other legal commercial entity organized under the laws of New Jersey or any other state or foreign jurisdiction. -
SWOT to Take a Whack at Im Proving Tourism
FOR ALL YOUR LOCAL NEWS AS^RY PARK nJBLIC LIBRARY Est ASBURY PAR in l a r s anb ^eptunc VOL. CXVIV NO. 6 TOWNSHtP OF NEPTUNE. N.J. THURSDAY, FEBRUARY 10, 1994 USPS 402420 TWENTY-FIVE CENTS Nurses Seek Committee Support Neptune - Approx bitrate a resolution t o . the resolutions were approved. imately 25 nurses from Jer nurses strike. The Commit Some of them are as fol sey Shore Medical Center tee recognizes the potential lows: were at Monday night’s impact on the Neptune com the Tax Collector was Township Committee meet munity and requests the authorized to transfer credits; ing. Several spoke before Governor to intercede on an agreement was behalf of the citizens. the Committee of the hard amended with Eric M. Bern ships they have had since For the Record stein, Esq., to represent the walking off their jobs over 70 February 7, 1994 Township in labor related days ago. One nurse was The following two Or- matters; upset because she had to dinances were introduced at an Economic Develop travel to North Jersey to Monday nights meeting; ment Task Force was creat work at another hospital for an ordinance requiring "only $19 per hour" when payment of a fee for repre ed with the following mem there is a hospital only five sentation by the Township bers being appointed - Kurt minutes away from her Public Defender; and Cavano, Larty Jackson, John home. a bond ordinance ap Gross, Patricia Monroe, The Township Commit propriating $165,000 for Robert Green, Daniel Perry tee adopted a resolution various sewer equipment requesting the assistance of and improvements. -
Pearl Harbor Survivors Recognized Free Exercise Thereof; Or Abridging the Free: Rep
B12 — THURSDAY, NOVEMBER 14, 1991 — WORRALL NEWSPAPERS days at 2 and 3:30 p.m. at the Trailslde •ny ALOHA program, call from 7-9 p.m. Snow date is Dec. 22 Outreach Center, 120 Morris Ave., Nature and Science Center, Coles ^201376^4669; from 1-3 pjn., . ' • Summit, meets Mondays at 7:30 p.m.; Avenue and New Providence Road in Members of the Classes of 1990, 908-273-7108. dctlondsr ^ountalnsiaerHeaf ftboiit great scieri- 1989,"1987,198franan°85 whp-plsri —Women lot WoUMn of Union tific discoveries and the. people on attending the reunion should call County,'414 East Broad St., West- behind them. Admission is $2 per per- Edle Budney, alumnio director, at' field, has singles support group and 7:15 p.m. Donation is $3; call son; $1.70 for senior citizens. No 908-273-2034. women-who-love-too-much sessions 908-464-6384. children under 6, please. For informa- Mondays, 7:30 p.m. and coping with . Solo Singles, for ages 40-plus, rap tion, call 908-789-3670. separation/divorce workshops, Tues- or bridge time is held on Sundays at Kean College will again offer a days, 7:30 p.m.; 908-232-5787. 6:30 p.m. in the recreation room of the reading clinic this spring for persons The Westfleld Center for Central Presbyterian Church, Maple of any ago who have difficulty read- Counseling and Human Develop- Street and Morris Avenue in Summit ing. Parents should consult the staff Thomas Jefferson High School, ment, 435 East Broad St, has support Refreshments are served. -
Volunteer Fireman Charged with Three Counts of Arson
Serving Our Loyal Readers Since 1875 ASBURr rAKK rUULIU ASBURY PARK, NEW JERSEY -BILLO TN ‘>IHWd AdDaSb •3AW 1S3I3 OOS 'an Giiand Aanasd Z .6 /T 3 /3 T 9TT0 T VOL. CXX NO. 4 TOWNSHIP OF NEPTUNE, N.J. THURSDAY, FEBRUARY 2,1995 USPS 402420 THIRTY-FIVE CENTS Your Town MARLBORO PSCHIATRIC Times Around Town HOSPITAL MAY CLOSE page 14 Lino Asbury Park - Ocean Grove Ready For Action Speaks O ut Ocean Grove Homeowners Respond Strongly Pg. 5 Bradley Beach page 5 by Denise Herschel very worried that the population and 28 percent of ping ground for the deinstit The state’s recent an availability of an additional all licensed beds in Asbury utionalized. I believe every town deserves their equiv Wilson School nouncement to close the $3 million in funds for com Park being used for this doors to Marlboro Psych munity-based services will segment of the population, alent share. Out of 56 H olds Bees iatric Hospital may open the lead to an increase in the the town has, by any stretch municipalities in Monmouth page 13 doors to another dilemma number of the mentally ill of the imagination, according County, 27 are taking the already lingering in the population here," he said. to Feit, handled more than load. It’s not fair, if they minds of many Ocean Grove The state’s plan involves other towns have. spread the amount of people Gross Comments and Asbury Park residertts - utilizing $3 million in com *lt’s a drain for the city. around you wouldn't have On Tides' Issue how much more can these munity-based sen/ices in We’ve done more than our saturation in any one Ibwn Topics page 22 towns absorb in an already Ocean Grove, Asbury Park fair share, and we think it’s location." saturated environment of and approximately 12 other time other towns should take ladanza said there are Rev. -
Get Super Deals Now!
'in the night See Focus County Leader Ttf SPRINGFIELD, N.J.,THURSDAY, OCTOBER 29,1987-2* ''^^.^^v^^^-"f'a^v^^f^^^-L^*-fr^-'1 "-M ByJOHNA.GAVIN William Welsch, and committee,' Cieri has-continued to Disabled American Veterans Bassano faces a" challenge from use funds from-thel981 Farmland Like many other communities in Republicans, Jeffrey Katz :Ji>n_Springfleld!s Community organization, B'nal B'rith and the Democratic Township Com- Preservation bond Issue to purchase ^tn^ta^Sprjn^eld is gearuuj up Grant Committee.,and_the Art Directors Club.-., mitteeman Anthony Russo, who held additional land andpreserve it as for nextpweek's election! In addition , the committee, Tuesday's voting Solid Waste Advisory Council. He is Kurnos served In the infantry In. the Senate sjiat from 1978 to 1981. In farmland. to voting on the $185 million bond- will determine which party; will an active member of St. James _1 New Guinea! and the-Phillppines-- the race for the General Assembly, _ Issue for a proposed baseball _..•_. control the five-person committee. -—Church and the Springfield Optimist durlng World War II. His wife, Peter J. Genova of Union and Chuck stadium and choosing among a wide Approval of Question 5 would However,' as. the last .week' of Club. He is also an advocate of the Shirley, Is a teacher in the Hardwick of Westfield, the permit the state to use $10 million, field of candidates running for the Springfield Knights of Columbus.— , te campaigning closes, Springfield - -Springfield school. system. They • Republican incumbentsb , are.being