The Pathway to Regionalism:
A Historical Sociological Analysis of ASEAN
Economic Community*
Ahmad Rizky Mardhatillah Umar
Graduate Student, MSc Politics with Research Methods,
Department of Politics, University of Sheffield
Elmfield, Northumberland Road, Western Bank, Sheffield,
England S10 2TU
**This Paper is prepared for the International Studies Association
(ISA) Asia-Pacific Conference, City Univesity of Hong Kong, 25-27 June 2016. Please do not cite without explicit permission from the author**
* The author acknowledges financial support from the Indonesian Endowment Fund for Education (LPDP). The author is also grateful to Dr Simon Rushton for constructive comments over this draft.
Umar | The Pathway to Regionalism
“The most important revolutionary force at work in the Third World today is
not communism or socialism but capitalism…”
Richard Robison
Introduction
The beginning of 2016 has marked a new phase for the regional integration
project in Southeast Asia: the coming of ‘ASEAN Community’ era. By this
date, all member states of the Association of Southeast Asian Nations (ASEAN) has agreed to transform the region into a more complex form of cooperation under one regional community. The development dates back to the aftermath 1998-1999 financial crisis, when ten ASEAN member states have agreed to give more power for its regional organisation. Since the 2nd ASEAN Summit in Bali, 2003, ASEAN member states have agreed to establish ASEAN Community by 2015, which comprises three pillar of cooperation, including political security, economic, and social cultural. The ASEAN Summit in 2015 has extended this area of cooperation into a deeper multi-sectoral basis until 2025.
The development of latest political and economic integration in Southeast Asia has embraced a debate on the nature of regional integration: what makes the regionalism project in Southeast Asia possible? Early regionalism theorists basically argue that it is economic cooperation that enables the
growing ‘resurgence’ of regionalism in world politics (Haas, 1958; see Hurrell,
1995; Hettne, 2005). The economic cooperation is arguably possible due to growing interdependency in world politics, particularly after the 1970s (Nye, 1970). This argument has been further developed by liberal-institutionalist approach, who believes on the institutionalisation of cooperation beyond state boundaries (Aris, 2009). On the other side of this debate was the critical
theory, who contends that the ‘regional turn’ was in fact enabled by the
changing discourse of capitalism in the region, which put the state at the sidelines of emerging regulatory capitalist regime in the region (see Jayasuriya, 2009; Jayasuriya and Hameiri, 2011).
This paper aims to offer both theoretical and analytical critique of those perspectives in order to explain the origin of regionalism in Southeast Asia. In so doing, it would be important to further understand the origin of capitalism in Southeast Asia before moving forward to analyse regionalism in Southeast Asia. Capitalist regional project, however, is not new for the region. Recent studies has demonstrated that Dutch and British regional project in Southeast Asia has been established during their mercantilist expansion in Southeast
Asia, and contribute to the formation of ‘modern’ political economy(see
Lawson and Buzan, 2015; Anievas and Nisancioglu, 2015). However, even though their rules are formative to the capitalist system at that age, there has been also the role of local ruler who maintain feudal economy at the region in the capitalist system (van Klaveren, 1953). Their strong role was evident, for example, in maintaining culturrstelsel in Dutch Indies or performing local rule
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through British indirect rule in Malaya (see Frankema and Buelens, 2013; van
Klaveren, 1953; Hamid, 2007). These ‘local’ origins also contributes to the
formation of capitalism in the region. With the decolonisation in 1950s, which
leads to the formation of ‘developmental states’ in the 1960s, these historical trajectories characterise the unique characteristics of ‘ersatz capitalism,
which put strong state control alongside the capitalist economic development (Kunio, 1987).
How could we explain the rise of such that phenomenon? The ‘colonial’ origin
of capitalism in Southeast Asia, which takes its root in the mercantilist political economy during the colonial era and its relations with local ruler the region, has led this paper to consider the framework of uneven and combined development –as developed by Trotsky (1930), and elaborated by Rosenberg (2009, 2010)— to comprehend the origin of economic regionalism in Southeast Asia. Drawing upon such framework, which is based on a broader Historical Sociological perspective, this paper argues that the construction of regionalism is neither driven by economic interdependence in
the global economy nor the emergence of neoliberal form of ‘global governance’, but constructed historically ‘from within’ the social contestation
in the region. Instead of tracing the origin of regionalism from the existing global order, as Hurrell (2007) suggest, this paper argues that it is the transformation of capitalism in the region, which is characterised by an uneven and combined nature of historical development in the region, that enables the ASEAN Economic Community. This paper will build that argument on the longue duree analysis of capitalism in Southeast Asia until the formation of ASEAN Economic Community.
To do so, this paper will be divided into four parts. The first part will discuss the theoretical approach to understand the origin of regionalism in Southeast
Asia. More specifically, this research will outline the framework of ‘Uneven
and Combined Development’ (UCD), as developed by Trotsky (1930) and several proponents of Historical Sociology in International Relations as the main theoretical approach (see Rosenberg, 2009; 2010; Anievas and Nisancioglu, 2015). The second part will trace the historical trajectory of regionalism during the colonial era, which is arguably formative to capitalism in the region. This part will also trace the uneven and combined historical development that enables colonial mercantilist project and set birth to
‘Southeast Asia’ as a region. The third part will elaborate the rise of ‘third world nationalism’ and
‘developmental state’ as post-colonial project in the region, which was slowly emerged in Southeast Asia after the World War. The moment of decolonisation was enabled by several factors, including the rise of nationalism, Japanese expansion, and the post-war crisis that gave momentum for declaration of independence in some countries. The fourth part will understand the formation of capital-based regionalism in ASEAN, which was began by the establishment of ASEAN, and moved forward to its transformation into a more complex form of regionalism under SEAN
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Community. This paper argues that the transformation is related to the changing discourse of capitalism in both domestic and global level. This part will bring about the framework of uneven and combined development to capture the recent trajectory of regional integration in Southeast Asia.
Theorising Southeast Asian Regionalism: The Framework of Uneven and Combined Development
Contending Perspectives on Southeast Asian Regionalism
There have been many attempts to theorise the recent regionalism in
Southeast Asia from a wide range of perspectives, from ‘realism’ to ‘critical theory’ (see, for example, Narine 2002; Acharya and Stubbs, 2006; Kim,
2011; Quayle, 2013; Plummer, 1997; Gerard, 2014; Ikenberry and Mastanduno, 2005; Jayasuriya, 2004; 2008; Hameiri and Jayasuriya, 2009; Jones, 2011). This theoretical development enabled by some developments in the integration project in the region, which is arguably important in locating Southeast Asia in the changing context of world politics. Acharya and Stubbs (2006) argues that the rising theoretisation in Southeast Asian relations reflects the changing discourse of international politics that turns to ‘non-
Western’ world, particularly after the financial crisis and growing crisis in
world politics. This bourgeoning literature has built up two competing views about integration and regionalism in Southeast Asia. The first view sees
regionalism and regional integration in Southeast Asia as merely ‘state-led’
project. This view is shared by realist, constructivist, and to some extent
‘English-School’ approach that posits ‘state’ as the main actor in Southeast
Asian relations. Realists, of course, believes that state is the only actor in Southeast Asian relations and is quite skeptical with the regional integration project, having emphasise security and stability as the centre of international relations of the region (Emmers, 2012). Constructivist, even though more
‘critical’, in terms of placing the importance of ‘structure’ over the agential
status of the state, also believes that the state is remain central in the region (Haacke, 2003; Easton and Stubbs, 2006; also Acharya, 2003). This
standpoint has also been acknowledged by the ‘English School’, who believes on the hierarchical nature of regional politics rather than ‘anarchy’
(see Narine, 2006; Quayle, 2013). The second view, on the contrary, argues that regionalism and regional integration in Southeast Asia are also involving some non-state actors. Liberal-institutionalist and Critical Theory develops this anti-statist theoretical approach, albeit with different theoretical standpoint. On the one hand liberalinstitutionalist argues that Southeast Asian regionalism has been marked by the growing interdependence in the world politics, that enables the non-state actor to be involved at the regional processes (see Nye and Keohane, 1971; Hurrell, 1995). More specifically, in Southeast Asia, liberal-institutionalist
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approach believes that the financial crisis in 1997-1998 has led the
Southeast Asian countries to acknowledge the ‘region’ as the most important
factor in delivering state policies, particularly in trade and development (Kim, 2011; Hettne, 2005).
On the other hand, critical theorist --particularly those linked with ‘Murdoch
School’ of Asian studies-- argues that it is the liberal governmentality project, rather than interdependence in world politics, that gives birth to Southeast Asian regional integration. This approach sees regionalism as merely an
extension of state regulatory model to the ‘region’ in order to enlarge market
base for growing capitalist class in the region (Hameiri and Jayasuriya, 2011). Nevertheless, this regulatory project has also enabled the rising advocacy of civil society and social movement in the region, which is organised under
some banners such as ASEAN People’s Forum or ASEAN People’s
Assembly (see Chandra, 2009; Gerard, 2014).
This competing perspectives, to some extent, reflects the ‘state debate’ in
International Relations theory, which has emerged since early theoretical debate in the discipline (see Hobson, 2000). According to Hobson (2000), the state debate in International Relations theory has been marked by
several ‘agential state power’, such as domestic, international, ‘statist’, and ‘internationalist’ (see Hobson, 2000).The ‘state debate’ in Southeast Asian
regionalism theory has reflected the degree to which state has agential
power, which is ‘high’ (represented by realist), ‘moderate’ (represented by constructivist and ‘English School’) and low (represented by liberalinstitutionalist and critical theory). However, as Hobson suggested, this ‘state debate’ has also neglected the social source of ‘state power’, which is
constructed historically within the state boundaries (see Hobson, 2000: 226). This lacuna in regionalism theories, particularly those emerged to explain Southeat Asian regionalism. has made International Relations theory unable to catch-up broader trends in international politics before the state was institutionally established in IR (for example, before the 19th century) and thus failed to understand the dynamics of states in post-colonial societies (Hobson, 2000; see also Anievas and Nisancioglu, 2015). To resolve such this problem, this paper attempts to re-conceptualise Southeast Asian
regionalism through the framework of ‘uneven and combined development’.
Double Reading Trotsky: The Framework of Uneven and Combined Development
It is therefore important to move beyond the ‘state debate’ to understand
regionalism and regional integration in Southeast Asia. This paper aims to
offer the framework of ‘Uneven and Combined Development’ to investigate
the social origin of regionalism in Southeat Asia. This framework was originally proposed by Leon Trotsky in his lengthy book, The History of Russian Revolution (1930) and recently elaborated by several International Relations theorist, most notably Justin Rosenberg (2009, 2010) and
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Alexander Anievas and Kerem Nisancioglu (2015). Trotsky originally proposed the uneven and combined development as a law that govern the historical development of human society. Taking the case of Russian revolution, Trotsky argues that the revolution has in fact contained pecularities because its origin lies not in the domestic level, but in the
intersection between ‘domestic’ and ‘international’ level (Trotsky, 1930). Trotsky argues that Russian revolution has been enabled by ‘the privilege of
backwardness’ of Russian society, which aims to loop forward to catch-up the industrial development in Western European states (that is, England and
Germany). This ‘historical backwardness’, according to Trotsky, marks the
uneven characteristic of international society during that period. However, this historical backwardness has also created a privilege for Russian society to catch the industrialisation through inter-societal relations, for example trade and modernisation, which was started during the the Tsarism of Peter
(1870). The Western Europe, suggest Trostky, serves as ‘the whip of
external necessity that enable the progress of historical development and
marks another feature of historical development, namely ‘the combined’
characteristic of historical development. Trotsky then argues that the Russian revolution was enabled by this uneven and combined characteristic, which
enabled the crisis in Russia’s bourgeois society in the 1910s and led to the
Bolshevik revolution in 1917 (Trotsky, 1930; cf. Anievas and Nisancioglu,
2015).This ‘uneven and combined development was later proposed as law that govern human society and made possible the idea of ‘permanent revolution’, since it is not possible for only having a revolution in only one
country (Trotsky, 1930; see also Lowy, 1981).
Trotsky’s framework of uneven and combined development has been
criticised, primarily because of two reasons. First, in its original form, it contains a very clear Eurocentric tendency (see also Hobson, 2011; Bhambra, 2011; Shilliam, 2009). By putting the framework of uneven and
combined development as a ‘law’, he tends to generalise all historical development into a single model of ‘progress’, that he believes should follow
to capitalist development in Western Europe and then socialist revolution in Russia (Trotsky, 1930). By doing so, Trotsky has failed to understand the historical development in non-European world, which at that time has undergone the process of colonialism (Hobson, 2011). Second, with this
Trotsky’s framework of uneven and combined development has also
entrapped to the danger of stagism, which is also central in the capitalist idea
of ‘stage of development’ (Bhambra, 2011; see also Rostow, 1959). It
therefore reproduces not only a Eurocentric narrative of historical
development, but will also mislead social theorist to a very ‘statist’
perspective of social science.
This ‘eurocentric’ trap has, however, been also a problem for Marxist theories
(see Said, 1978; Mollaer, 2015). In order to getting rid of this spectre, Rosenberg (2009, 2010), Anievas and Nisancioglu (2015), Anievas (2014),
Matin (2013), and Allinson (2016) re-elaborated this ‘law’ into a theoretical
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framework to understand not only Russian revolution, but also the entire
characteristic of ‘the international’. Drawing upon Trotsky’s concept of
uneven and combined development, Rosenberg (2006) argues that the
framework of ‘uneven’ and ‘combined’ development should not only understood in terms of Russian revolution, but also the characteristics of ‘the international’ itself. Rosenberg proposes a view that the ‘uneven’ character of
the international marked the multiple form of societies, which is originally drawn from their interactions with the nature (Rosenberg, 2006; see also Anievas and Nisancioglu, 2015).
Therefore, rather than arguing that all societies need to undergo a ‘stage of development’ in order to loop into capitalist society, one should understand
the very social nature of society based on their mode of production. The idea
of ‘multiplicity of society’ has, however, characterised with the combined
character of historical development, which is enabled by the inter-societal relations in the international world (Rosenberg, 2006). It leads to the
possibility to acknowledge ‘pre-modern’/’pre-Westphalian globalisation, which is in fact occurs with some inter-civilisational dialogues between ‘the West’
and other part of the world (see Anievas and Nisancioglu, 2015; Hobson, 2004; Hobson, 2011; Nisancioglu, 2014).
It is within this framework Anievas and Nisancioglu (2015) proposes the geopolitical approach to understand the origin of capitalism. According to Anievas and Nisancioglu, capitalism was not reproduced automatically in
Europe, through the so-called ‘industrial revolution’, but was also enabled by
the slave market in the Atlantic, labor market and mercantilist economic project in Southeast Asia, and the counterhegemonic strategy to prevent
Ottoman’s invasion in Eastern Europe (Anievas and Nisancioglu, 2015).
Moreover, Anievas and Nisancioglu argues that it was the inter-societal interactions (some with peaceful way through trade, some with violent ways with slavery and invasion) that enables the birth of capitalism as a hegemonic social forces in the 19th century. In the similar vein, Lawson and Buzan (2015) also argues that the modernisation project in the 20th century, that is arguably
central in the birth of ‘modern’ International Relations, was enabled by the
uneven and combined historical development in the 19th century (Lawson and Buzan, 2015).
This re-conceptualisation of ‘Uneven and Combined Development’ has thus
given some promises for non-Eurocentric account of Historical Materialist approach to world politics (see Mollaer, 2015; Tansel, 2015). To understand the historical development of a particular society, according to this framework, one needs to acknowledge the multiplicity of society and the intercivilisational/inter-societal interactions that reproduce the mode of production in a society. Methodologically, it would also involve the longue-duree historical analysis to understand the continuity of change in world politics since colonial era (see Nisancioglu, 2012). It furthermore requires
International Relations to free itself from the ‘prison of political science’ and
acknowledges a more interdisciplinary approach to International Relations.
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The uses of uneven and combined development as a theoretical framework
thus reject the English School assumption that ‘International Society’ was
originally constructed from the European states and subsequently expanded
to the ‘rest’ of the world (see, for example, Bull and Watson, 1984). This paper also in a different position with the theory of ‘norm localisation’, as
demonstrated by Acharya (2004) in understanding Southeast Asian regionalism. Acharya, following constructivist theories, argues that the idea of
‘regionalism’ has had its origin in ‘external’ form of knowledge that was
localised through the interaction between states in the region (see Acharya, 2004). This assumption has, as critically demonstrated by Hobson (2012), contained a degree of Eurocentric conception of world/regional politics, and
therefore neglects the ‘non-Western’ subjectivity in theorising the
world/regional politics.
Beyond State Debate: Southeast Asian Regionalism in a Longue Duree Historical Perspective
This theoretical approach has therefore led us to move beyond ‘state debate’
in theorising Southeast Asian regionalism. As discussed above, contending perspectives on Southeast Asian regionalism has been entrapped by a state-
centric approach (although with various degree of ‘state agential status’) and
therefore neglects the historicity of the state and the region itself. Rather, this
paper argues that both state and non-state actors’ agential status should be
historically and sociologically traced since the pre-colonial era. Therefore, it is important for us to re-assess the origin of Southeast Asia as a region, which was built since the pre-colonial era and, through the law of uneven and combined development, continue until the colonial era.
This paper will conceptualise regionalism in terms of what Rosenberg (2010)
termed as ‘multiplicity of society’ and ‘inter-societal interaction’. Firstly, regionalism needs to be theoretically understood as the formation of ‘order’
within a particular geopolitical spectrum. The geographical and geopolitical proximity constitutes the most important aspect of regionalism. However, it is the multiple societies within the geographical spectrum, who interacts each other, that gives birth to the regionalism. The formation of regionalism,
therefore requires the ‘inter-societal interactions’, which then forms the notion ‘regional’ as the interaction goes beyond the political boundaries.
Therefore, our conceptual understanding of regionalism should be brought
beyond the present-day conception of ‘state’. Regarding that, this paper
proposes an argument that regionalism was built through a series of historical events in a long-term basis, built upon the interaction of many forms