The Neuter in Bantu a Systemic Functional Analysis
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Ghent University Master of Advanced Studies in Linguistics 2013-2014 The neuter in Bantu A Systemic Functional analysis Promoter: Miriam Taverniers Dissertation submitted in partial satisfaction of the requirements for the degree of Master in Advanced Studies of Linguistics by Sebastian Dom. Acknowledgements First and foremost I would like to thank Deo Kawalya for his enthousiastic collaboration and his dedication and time invested in this study (even though he had to work on his PhD pro- ject), and for his permission to use his Ganda corpus. An important part of this research would not have been possible without his help. My gratitude also goes to my promoter, professor Miriam Taverniers, thanks to whom I discovered the exciting and interesting theory of Sys- temic Functional Grammar, and who unintentionally gave me the idea of working on the neu- ter in Bantu. I am also thankful to George Mertens, for helping me evaluate my Swahili data, and to professor Michael Meeuwis, for his detailed report on the zone C languages. Finally, I would like to thank Koen Bostoen for reviewing a preliminary presentation of this project, and for pointing out to me that the neuter suffix is reconstructed for Proto-Bantu with a sec- ond degree vowel. i ii Contents Abbreviations ............................................................................................................................. v Conventions ............................................................................................................................... vi Part 1. Introduction and background .......................................................................................... 1 1.1 Introduction ...................................................................................................................... 1 1.2 Research questions and objectives ................................................................................... 3 1.3 The Bantu languages ........................................................................................................ 5 1.4 Theoretical framework ..................................................................................................... 9 1.4.1 Systemic Functional Grammar .................................................................................. 9 1.4.1.1 General overview ............................................................................................... 9 1.4.1.2 Experiential structure ....................................................................................... 11 1.4.1.3 The ergative model ........................................................................................... 14 1.4.1.4 Interpersonal structure ...................................................................................... 16 1.4.2 The Typological framework .................................................................................... 19 1.4.2.1 Anticausativity ................................................................................................. 19 1.4.2.2 Ergativity .......................................................................................................... 21 1.4.2.3 The middle domain ........................................................................................... 22 1.4.3 Government and Binding ........................................................................................ 23 1.4.3.1 Causative/anticausative alternation .................................................................. 23 1.4.3.2 Unaccusativity Hypothesis ............................................................................... 25 1.4.4 Summary ................................................................................................................. 25 1.5 Methodology .................................................................................................................. 26 Part 2. The neuter in Bantu ....................................................................................................... 33 2.1 The neuter extension ...................................................................................................... 33 2.1.1 Ergative alternation ................................................................................................. 34 2.1.2 Agentless passive derivation ................................................................................... 39 2.1.3 Potential derivation ................................................................................................. 44 2.1.4 Idiosyncratic derivation ........................................................................................... 56 2.1.5 Summary ................................................................................................................. 59 2.2 The neuter in combination with other extensions .......................................................... 62 2.2.1 Suffix ordering in Bantu .......................................................................................... 62 2.2.2 Causative-neuter ...................................................................................................... 63 2.2.3 Neuter-causative ...................................................................................................... 69 iii 2.2.4 Applicative-neuter ................................................................................................... 69 2.2.5 Neuter-applicative ................................................................................................... 70 2.2.6 Neuter-reciprocal ..................................................................................................... 72 2.2.7 Passive-neuter .......................................................................................................... 78 2.2.8 Neuter-passive ......................................................................................................... 78 2.2.9 Neuter-extensive in zone S languages ..................................................................... 79 2.2.10 The separative intransitive: a case for separative-neuter combination ................. 81 2.2.11 Summary ............................................................................................................... 83 2.3 Languages lacking a reflex of the neuter extension ...................................................... 84 2.3.1 Zone A languages .................................................................................................... 85 2.3.2 C10-70 languages .................................................................................................... 86 2.3.3 Summary ................................................................................................................. 89 2.4 Remaining issues ............................................................................................................ 89 Part 3. The neuter in Ganda ...................................................................................................... 91 3.1 Introduction to Ganda ..................................................................................................... 91 3.2 Ergative alternation ........................................................................................................ 93 3.3 Agentless passive derivation .......................................................................................... 97 3.4 Potential derivation ...................................................................................................... 100 3.5 Idiosyncratic derivation ................................................................................................ 102 3.6 Frequency of neuter verbs in the corpus ...................................................................... 110 3.7 Summary ...................................................................................................................... 113 Part 4. General conclusion ..................................................................................................... 115 4.1 Conclusion .................................................................................................................... 115 4.2 Further research ............................................................................................................ 116 References .............................................................................................................................. 119 Appendix ................................................................................................................................ 127 iv Abbreviations AN animate REFL reflexive APPL applicative REL relative ATTRx attributive prefix (number of REM remote past marker class indicated in subscript, REP repetitive/continuative here ‘x’) S subject AUGx augment SBJ subjunctive C consonant SEP separative CAUS causative SMx subject marker CLx nominal prefix/class marker SG singular CLTx clitic SVB simple verb base CND conditional marker TA tense and/or aspect marker CNJ conjunct V vowel (in phonological con- CON connective text); verb (in all other con- COP copula texts) DEMx demonstrative VP verb phrase DO direct object EMPH emphatic marker EVB extended verb base FOC focus marker FUT future tense marker FV final vowel LOCx locative prefix INAN inanimate NAR narrative tense marker NEG negative NP noun phrase NT neuter OMx object marker PASS passive PL plural PPx pronominal prefix POSS possessive PRF perfect PROG progressive aspect marker PRON pronoun PRS