List of European Stock Exchanges
Total Page:16
File Type:pdf, Size:1020Kb
Load more
Recommended publications
-
Membership Application for New York Stock Exchange LLC and NYSE
Membership Application for New York Stock Exchange LLC1 and NYSE American LLC 1 NYSE membership permits the Applicant Firm, upon approval of membership, to participate in the NYSE Bonds platform. TABLE OF CONTENTS Page Application Process and Fees 2-3 Information and Resources 3 Explanation of Terms 4-5 Section 1 – Organizational Profile 6 Section 2 – Applicant Firm Acknowledgement 7 Section 3 – Application Questions 8-9 Section 4 – Floor Based Business 10 Section 5 – Key Personnel 11 Section 6 – Additional Required Documentation and Information 12-14 Section 7 – Designation of Accountant 15 Section 8 – Required Organizational Documents and Language Samples / References 16 NYSE and NYSE American Equities Membership Application - October 2019 1 APPLICATION PROCESS Filing Requirements Prior to submitting the Application for New York Stock Exchange LLC (“NYSE”) and/or NYSE American LLC (“NYSE American”) membership, an Applicant Firm must file a Uniform Application for Broker-Dealer Registration (Form BD) with the Securities and Exchange Commission and register with the FINRA Central Registration Depository (“Web CRD®”). Application Submission Applicant Firm must complete and submit all applicable materials addressed within the application as well as the additional required documentation noted in Section 6 of the application. Application and supplemental materials should be sent electronically to [email protected]. Please ensure all attachments are clearly labeled. NYSE Applicant Firm pays one of the below application fees (one-time fee and non-refundable): Clearing Firm $20,000 (Self-Clearing firm or Clears for other firms) Introducing Firm $ 7,500 (All other firms fall within this category) Non-Public Firm $ 2,500 (On-Floor firms and Proprietary firms) Kindly make check payable to “NYSE Market (DE), Inc.” and submit the check with your initial application. -
Nord-Pool-Spot-Glossary.Pdf
GLOSSARY Issued by Nord Pool Spot Date: September 29, 2011 Glossary Nord Pool Spot Area Price Whenever there are grid congestions, the Elspot area is divided into two or more price areas. Each of these prices are referred to as area prices. Balancing market A market system for maintaining the operational balance between consumption and generation of electricity in the overall power system. Also called regulating power market. Bidding area The area for which a bid is posted. There are at least six bidding areas: Sweden, Finland, Denmark East, Denmark West, and at least two Norwegian areas. Bilateral contract A contract between two parties, as opposed to a trade on the exchange. Block bid The block bid is an aggregated bid for several hours, with a fixed price and volume throughout these hours. The purchase/sale is activated if the average price over the given time period is lower (for a purchase bid) or higher (for a sales bid) than the bid price. Clearing customer Responsible for settlement, but their trading and clearing representative performs the trade. Cross border Cross border optimization (CBO) was a service offered by Nord Pool Spot to optimization improve effeciency of the cross border trade between Jutland and Germany until the German - Danish market coupling was introduced. Curtailment Curtailment of the bids in Elspot will take place in a situation where the aggregated supply and bid curves within a price area do not intersect. Delivery hour The hour when the power is produced and consumed Direct participant A direct participant trades on their own behalf and are responsible for settlement. -
ANNA Annual Report.Indd
Association of National Numbering Agencies scrl AAnnualnnual RReporteport 22014013 Contents 3 Chairman’s Report 2014 5 Objectives and mission statements of ANNA 6 General meetings – ANNA administrative review 2014 13 ANNA Service Bureau – report for 2014 14 Securities business and state of ISIN implementation – worldwide 16 Allocation of ISIN for new financial instruments 19 Working Groups, Task Forces and Reginal Groups 25 List of members by COUNTRY as per May 2015 Appendices 29 A ISO 6166 – an outline of the standard 30 B ANNA Guidelines for ISO 6166, Version 12, August 2014 40 C Geographical division of countries among substitute agencies as per May 2015 50 D ISO 10962 – outline of the CFI-(Classification of financial Instruments-) Code 2 www.anna-web.com Chairman’s Report 2014 Dear ANNA Members and Partners, Association strategy, re-evaluating the approved short, medium and long term The year 2014 has been referred to as the direction. Some modifications were made transitionary year from the Age of Recovery to and the Association strategy was presented the Age of Divergence. for validation by the members at the last EGM; Looking at the events of 2014, Central Bank - A growing number of ANNA members actions and divergence have been the under- continued to contribute to the evolution of lying themes. The view remains that these the ISO 17442 – Legal Entity Identifier (LEI) two factors are having and will continue to standard, to promote ANNA’s federated have, significant influence on the global model and the value added benefits of our financial markets and the direction they will model and the National Numbering Agencies take in the near future. -
Norway – United States
NORWAY – UNITED STATES Overview of requirements for listing shares on Oslo Børs vs NYSE Euronext / NASDAQ April 2014 Overview ∙ This presentation has been prepared with respect to listing of shares on the regulated markets operated by the Oslo Stock Exchange and NYSE Euronext and NASDAQ − In Norway: Oslo Børs and Oslo Axess − In the United States (US): New York Stock Exchange Euronext (NYSE) and NASDAQ Stock Market (NASDAQ) ∙ This presentation has been prepared by Advokatfirmaet Selmer DA for matters pertaining to Norwegian law and by Akin Gump Straus Hauer & Feld LLP for matters pertaining to US law, based on their experience for Norway and US transactions respectively, to provide an overview with respect to certain listing requirements and obligations in relation to listing on Oslo Børs / Oslo Axess vs NYSE / Nasdaq ∙ This presentation comprises only general information on certain Norwegian and US regulations related to listing, and registration of securities, and the continuing obligations of companies listed on Oslo Børs / Oslo Axess and NYSE / Nasdaq, and is not a complete nor exhaustive description of such obligations or other matters that could impact the regulations or application of such regulations. This presentation is prepared for information purposes only as of the date hereof, and shall not be considered nor construed as legal advice in any respect. No liability or responsibility are accepted as a result of this presentation 2 Main features for listing in Norway and the US 03 Listing in Norway 05 Listing in the US 10 Listing comparisons - fees and continuing obligations 16 Prospectus and registration requirements 20 American Depository Receipts, FPIs and EGCs 24 Contact persons 31 Main features for listing in Norway vs US Norway United States Time listing process Formal listing process takes minimum 8 weeks (fast Varies. -
In the Matter of New York Stock Exchange LLC, and NYSE Euronext
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 67857 / September 14, 2012 ADMINISTRATIVE PROCEEDING File No. 3-15023 In the Matter of ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS New York Stock Exchange LLC, and PURSUANT TO SECTIONS 19(h)(1) AND 21C NYSE Euronext, OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS AND IMPOSING Respondents. SANCTIONS AND A CEASE-AND-DESIST ORDER I. The Securities and Exchange Commission (“Commission”) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Sections 19(h)(1) and 21C of the Securities Exchange Act of 1934 (“Exchange Act”) against the New York Stock Exchange LLC (“NYSE”) and NYSE Euronext (collectively, “Respondents”). II. In anticipation of the institution of these proceedings, Respondents have submitted Offers of Settlement (the “Offers”) that the Commission has determined to accept. Solely for the purpose of these proceedings and any other proceedings brought by or on behalf of the Commission, or to which the Commission is a party, and without admitting or denying the findings herein, except as to the Commission’s jurisdiction over them and the subject matter of these proceedings, which are admitted, Respondents consent to the entry of this Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 19(h)(1) and 21C of the Securities Exchange Act of 1934, Making Findings and -
PDF Hosted at the Radboud Repository of the Radboud University Nijmegen
PDF hosted at the Radboud Repository of the Radboud University Nijmegen The following full text is a publisher's version. For additional information about this publication click this link. http://hdl.handle.net/2066/179662 Please be advised that this information was generated on 2021-10-01 and may be subject to change. BESCHERMING VAN BEURSVENNOOTSCHAPPEN DOOR UITGIFTE VAN PREFERENTE AANDELEN Wolters Kluwer – Deventer – 2018 SERIE VANWEGE HET VAN DER HEIJDEN INSTITUUT TE NIJMEGEN ONDER REDACTIE VAN PROF. MR. G. VAN SOLINGE PROF. MR. M. VAN OLFFEN PROF. MR. M.P. NIEUWE WEME PROF. MR. C.D.J. BULTEN DEEL 147 Omslagontwerp: Bert Arts bNO ISBN 978 90 13 14534 2 ISBN 978 90 13 14535 9 (E-book) NUR 827-715 © 2018, R.A.F. Timmermans Alle rechten voorbehouden. Niets uit deze uitgave mag worden verveelvoudigd, opgeslagen in een geautomatiseerd gegevensbestand, of openbaar gemaakt, in enige vorm of op enige wijze, hetzij elektronisch, mechanisch, door fotokopieën, opnamen, of enige andere manier, zonder voorafgaande schriftelijke toestemming van de uitgever. Voor zover het maken van kopieën uit deze uitgave is toegestaan op grond van artikel 16h t/m 16m Auteurswet jo. het Besluit van 27 november 2002, Stb. 575, dient men de daarvoor verschuldigde wettelijke vergoeding te voldoen aan de Stichting Reprorecht (Postbus 3051, 2130 KB Hoofddorp). No part of this book may be reproduced in any form, by print, photoprint, microfilm or any other means without written permission from the publisher. Hoewel aan de totstandkoming van deze uitgave de uiterste zorg is besteed, aanvaarden de auteur(s), redacteur(en) en uitgever(s) geen aansprakelijkheid voor eventuele fouten en onvolkomenheden, noch voor gevolgen hiervan. -
789398885.Pdf
A Service of Leibniz-Informationszentrum econstor Wirtschaft Leibniz Information Centre Make Your Publications Visible. zbw for Economics Burhop, Carsten; Lehmann-Hasemeyer, Sibylle H. Working Paper The geography of stock exchanges in Imperial Germany FZID Discussion Paper, No. 89-2014 Provided in Cooperation with: University of Hohenheim, Center for Research on Innovation and Services (FZID) Suggested Citation: Burhop, Carsten; Lehmann-Hasemeyer, Sibylle H. (2014) : The geography of stock exchanges in Imperial Germany, FZID Discussion Paper, No. 89-2014, Universität Hohenheim, Forschungszentrum Innovation und Dienstleistung (FZID), Stuttgart, http://nbn-resolving.de/urn:nbn:de:bsz:100-opus-9834 This Version is available at: http://hdl.handle.net/10419/98252 Standard-Nutzungsbedingungen: Terms of use: Die Dokumente auf EconStor dürfen zu eigenen wissenschaftlichen Documents in EconStor may be saved and copied for your Zwecken und zum Privatgebrauch gespeichert und kopiert werden. personal and scholarly purposes. Sie dürfen die Dokumente nicht für öffentliche oder kommerzielle You are not to copy documents for public or commercial Zwecke vervielfältigen, öffentlich ausstellen, öffentlich zugänglich purposes, to exhibit the documents publicly, to make them machen, vertreiben oder anderweitig nutzen. publicly available on the internet, or to distribute or otherwise use the documents in public. Sofern die Verfasser die Dokumente unter Open-Content-Lizenzen (insbesondere CC-Lizenzen) zur Verfügung gestellt haben sollten, If the documents have been made available under an Open gelten abweichend von diesen Nutzungsbedingungen die in der dort Content Licence (especially Creative Commons Licences), you genannten Lizenz gewährten Nutzungsrechte. may exercise further usage rights as specified in the indicated licence. www.econstor.eu FZID Discussion Papers CC Economics Discussion Paper 89-2014 THE GEOGRAPHY OF STOCK EXCHANGES IN IMPERIAL GERMANY Carsten Burhop Sibylle H. -
Base Prospectus Dated 21 November 2019
BASE PROSPECTUS DATED 21 NOVEMBER 2019 Heimstaden Bostad AB (publ) (incorporated with limited liability in Sweden) €4,000,000,000 Euro Medium Term Note Programme Under this €4,000,000,000 Euro Medium Term Note Programme (the "Programme"), Heimstaden Bostad AB (publ) (the "Issuer") may from time to time issue notes (the "Notes") denominated in any currency agreed between the Issuer and the relevant Dealers (as defined below). Notes may be issued in bearer or registered form (respectively "Bearer Notes" and "Registered Notes") or in uncertificated book entry form ("VPS Notes") settled through the Norwegian Central Securities Depositary, Verdipapirsentralen ASA (the "VPS"). The maximum aggregate nominal amount of all Notes from time to time outstanding under the Programme will not exceed €4,000,000,000 (or its equivalent in other currencies calculated as described in the Programme Agreement described herein), subject to increase as described herein. The Notes may be issued on a continuing basis to one or more of the Dealers specified under "Overview of the Programme" and any additional Dealer appointed under the Programme from time to time by the Issuer (each a "Dealer" and together the "Dealers"), which appointment may be for a specific issue or on an ongoing basis. References in this Base Prospectus to the "relevant Dealer" shall, in the case of an issue of Notes being (or intended to be) subscribed by more than one Dealer, be to all Dealers agreeing to subscribe such Notes. An investment in Notes issued under the Programme involves certain risks. For a discussion of these risks see "Risk Factors". -
Fallback to the Future – Creating a More Robust Day-Ahead Fallback Solution Find out More at WHITEPAPER JUNE 2021
Fallback to the Future – WHITEPAPER Creating a More Robust JUNE 2021 Day-Ahead Fallback Solution In partnership with our customers, Nord Pool has handled coupled power trading markets since 1996. That long-term experience and expertise means we have strong views on the best fallback solution for the European power market in the single day-ahead coupling (SDAC). Since its inception in 2014, SDAC has grown in terms of geography, technical complexity, products and liquidity. The increasing connectivity and reliance of markets on the SDAC solution serves to emphasise the importance of ensuring it delivers results in a robust and reliable manner and without having to fall back on splitting up market liquidity by decoupling NEMOs or bidding zones. Resorting to splitting up market liquidity in this way, means leaving market participants with sub-optimal trades, as well as risking unpredictable, erratic price results. The current on-going revision of the Capacity Allocation and Congestion Management (CACM) regulation, as well as recent ENTSO-E consultation around potential fallback solutions, has cast a welcome spotlight on an issue which has troubled the experts here at Nord Pool, and our many day-ahead customers, for some time. Highlighting the Problem The Situation Today Decoupling situations happen – and when they happen they Currently, in CWE (soon to be part of the ‘Core’ region), are both challenging and disruptive for market participants, decoupling automatically splits market liquidity into local Transmission System Operators (TSOs) and Nominated NEMO liquidity pools and, in case of the decoupling of an Electricity Market Operators (NEMOs) alike. These incidents entire bidding zone, triggers explicit cross-border capacity also cast unwarranted doubt on the robustness and allocation in ‘shadow auctions’ for cross-zonal capacities reliability of price formation in the power market. -
H1 2016 Letter to Certificate Holders
Fastned - H1 2016 Letter to Certificate Holders Volume growth, revenue growth and Investments, operations & strategic customer growth: deals: • Volume growth of 368% in H1 2016 vs H1 2015. • Station uptime consistently at 99.99% Compounded monthly average growth rate of • Changed listing from NPEX to the regulated 11% since December 2015 stock exchange Nxchange • Revenues growth of 256% in H1 2016 vs H1 • Successful placement of EUR 3.07 million in 2015. Compounded monthly average growth certificates of shares via Nxchange rate of 10% since December 2015. Note: the • Prolongation of Nissan deal that includes 4 difference between volume growth and revenue years of fast charging at Fastned with Nissan growth is largely attributable to introduction of EVs the ‘first month for free’ in December of 2015 • Successfully equipped all 50 stations with • Customer growth of 156% on 30 June 2016 vs Tesla Chademo adapters, effectively doubling 30 June 2015. Compounded monthly average our market (nearly half of all full EVs in the growth rate of 7% since December 2015 Netherlands are Teslas as of 30 June 2016) • Finalised our integration with charge card providers such as The New Motion, EV-Box and ANWB • Signed agreements with Dutch Railways (NS) for land leases in Amsterdam, Rotterdam and The Hague Amsterdam, 28/07/2016 Dear certificate holder, We look back at a half year with continuing exponential growth of revenues, kWhs delivered and number of customers. In the first half of 2016 revenues grew at an average rate of 10% per month, volume grew at an average rate of 11% per month, and the number of registered customers grew at an average rate of 7% per month. -
SABAF Spa Via Dei Carpini 1 – Ospitaletto (BS)
SABAF SpA Via dei Carpini 1 – Ospitaletto (BS) - Italy Share capital: EUR 11,533,450 fully paid in Brescia Companies Register and Tax Code no. 03244470179 -*-*-*-*- BOARD OF STATUTORY AUDITORS’ REPORT ON FINANCIAL STATEMENTS FOR THE YEAR ENDING ON DECEMBER 31st 2006 To the Shareholders Sabaf SpA is a company listed on the Italian Bourse. Consequently, by virtue of Italian Legislative Decree no. 58 of February 24th 1998 and of the current Articles of Association, all controls concerning accounting and financial reporting are attributed to the independent auditor. The Board of Statutory Auditors’ report has therefore been prepared reflecting the requirements indicated above as well as those of CONSOB (Italian securities & exchange commission) communications relating to listed companies. We have also overseen the overall approach applied to year-end financial statements and their general legal compliance as regards formation and structure, giving our consent to recognition among intangible assets of research and development costs of € 444,000 gross. The financial statements relating to the financial year (FY) ending on December 31st 2006 show a net profit of € 14,241,149 after expensing current, deferred and advance income tax totalling € 9,977.569. 1 Having specified this, we inform you of what follows: We recall the fact that Sabaf SpA has accepted the Italian Corporate Governance Code drawn up by the Italian Corporate Governance Committee for Listed Companies. The Code expresses and regulates some important aspects of operation of the Board of Directors and of its members. [Sabaf has accordingly] appointed an Internal Control & Audit Committee and also a Compensation Committee. -
Initial Public Offerings Law Review
Law Review Law the Initial Public Offerings Offerings Public Initial Initial Public Offerings Law Review Second Edition Editor David J Goldschmidt Second Edition Second lawreviews © 2018 Law Business Research Ltd Initial Public Offerings Law Review Second Edition Reproduced with permission from Law Business Research Ltd This article was first published in April 2018 For further information please contact [email protected] Editor David J Goldschmidt lawreviews © 2018 Law Business Research Ltd PUBLISHER Tom Barnes SENIOR BUSINESS DEVELOPMENT MANAGER Nick Barette BUSINESS DEVELOPMENT MANAGERS Thomas Lee, Joel Woods ACCOUNT MANAGERS Pere Aspinall, Sophie Emberson, Laura Lynas, Jack Bagnall PRODUCT MARKETING EXECUTIVE Rebecca Mogridge RESEARCHER Arthur Hunter EDITORIAL COORDINATOR Gavin Jordan HEAD OF PRODUCTION Adam Myers PRODUCTION EDITOR Simon Tyrie SUBEDITOR Caroline Fewkes CHIEF EXECUTIVE OFFICER Paul Howarth Published in the United Kingdom by Law Business Research Ltd, London 87 Lancaster Road, London, W11 1QQ, UK © 2018 Law Business Research Ltd www.TheLawReviews.co.uk No photocopying: copyright licences do not apply. The information provided in this publication is general and may not apply in a specific situation, nor does it necessarily represent the views of authors’ firms or their clients. Legal advice should always be sought before taking any legal action based on the information provided. The publishers accept no responsibility for any acts or omissions contained herein. Although the information provided is accurate