The List of Significant Supervised Entities and the List of Less Significant Institutions
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THE LIST OF SIGNIFICANT SUPERVISED ENTITIES AND THE LIST OF LESS SIGNIFICANT INSTITUTIONS In 2014 all ECB publications feature a motif taken from the €20 banknote. LATEST UPDATE OF THE LIST: 04/09/2014 The list of significant supervised entities and the list of less significant institutions A. List of significant supervised entities In accordance with Article 49(1) of Regulation (EU) No 468/2014 of the European Central Bank (ECB/2014/17)1 (the SSM Framework Regulation), the ECB has published a list containing the name of each supervised entity2 and supervised group3 which is directly supervised by the ECB (“significant supervised entity” and “significant supervised group”, as defined in Article 2, points (16) and (22) of the SSM Framework Regulation4), indicating the specific grounds for such direct supervision and, in the case of a classification as significant on the basis of the size criterion, the total value of the supervised entity’s or the supervised group’s assets. B. List of less significant institutions The ECB has also published the list of entities supervised by a national competent authority (NCA). In accordance with Article 49(2) of the SSM Framework Regulation, the list gives the names of the supervised entities as referred to in Article 2, point (20)5 in conjunction with Article 2, point (7)6 of the SSM Framework Regulation, that are referred to as “less significant institutions” in accordance with Article 6(4) of the SSM Regulation, as well as the name of the relevant NCA. Entries marked with an asterisk (*) refer to supervised entities which, although meeting one of the criteria under the SSM Regulation and therefore qualifying as significant, have nevertheless been classified by the ECB as less significant because of particular circumstances in accordance with the fifth sub-paragraph of Article 6(4) of the SSM Regulation and Article 70 of the SSM Framework Regulation. 1 Regulation (EU) No 468/2014 of 16 April 2014 of the European Central Bank establishing the framework for cooperation within the Single Supervisory Mechanism between the European Central Bank and national competent authorities and with national designated authorities (SSM Framework Regulation) (ECB/2014/17) (OJ L 141, 14.5.2014, p. 1). 2 “Supervised entity” means any of the following: (a) a credit institution established in a participating Member State; (b) a financial holding company established in a participating Member State; (c) a mixed financial holding company established in a participating Member State, provided that it fulfils the conditions laid down in Article 2, point (21)(b) of the SSM Framework Regulation; (d) a branch established in a participating Member State by a credit institution which is established in a non- participating Member State. 3 As defined in Article 2, point (21) of the SSM Framework Regulation. 4 “Significant supervised entity” means both (a) a significant supervised entity in a euro area Member State; and (b) a significant supervised entity in a participating non-euro area Member State. “Significant supervised group” means a supervised group which has the status of significant supervised group pursuant to an ECB decision based on Article 6(4) or Article 6(5)(b) of Council Regulation (EU) No 1024/2013 of 15 October 2013 conferring specific tasks on the European Central Bank concerning policies relating to the prudential supervision of credit institutions (OJ L 287, 29.10.2013, p. 63) (the SSM Regulation). 5 See footnote 2 above. 6 “Less significant supervised entity” means both (a) a less significant supervised entity in a euro area Member State; and (b) a less significant supervised entity in a non-euro area Member State that is a participating Member State. Both lists have been compiled on the basis of information provided by the NCAs with a reference date of 30 June 2014. Updates communicated by NCAs after that reference date have been included. The lists will be updated by the ECB regularly. A. List of significant supervised entities Belgium Country of establishment Grounds of the group entities for significance Investar Size (total assets EUR 30 - 50 bn) Argenta Bank- en Verzekeringsgroep Belgium Argenta Spaarbank NV Belgium Argentabank Luxembourg S.A. Luxembourg Axa Bank Europe SA Size (total assets EUR 30-50 bn) AxaBank Europe SCF France Banque Degroof S.A. Significant cross-border assets Banque Degroof France S.A. France Banque Degroof Luxembourg S.A. Luxembourg Privat Bank Degroof, S.A. Spain Belfius Banque S.A. Size (total assets EUR 150-300 bn) Dexia NV Size (total assets EUR 150-300 bn) Dexia Crédit Local France Dexia Flobail France Dexia CLF Banque France Dexia CLF Régions Bail S.A. France Dexia Kommunalbank Deutschland AG Germany Dexia Crediop S.p.A. Italy Dexia LdG Banque S.A. Luxembourg Dexia Sabadell, S.A. Spain KBC Group N.V. Size (total assets EUR 150-300 bn) KBC Bank N.V. Belgium Banque diamantaire anversoise Belgium CBC Banque Belgium KBC bail immobilier France SAS France KBC Bank Deutschland AG Germany KBC Bank Ireland plc Ireland Československá obchodná banka, a.s. Slovakia ČSOB Stavebná sporiteľňa, a.s. Slovakia The Bank of New York Mellon S.A. Size (total assets EUR 50-75 bn) Germany Country of establishment Grounds of the group entities for significance Aareal Bank AG Size (total assets EUR 30-50 bn) Corealcredit Bank AG Germany Bayerische Landesbank Size (total assets EUR 150-300 bn) Deutsche Kreditbank AG Germany SKG Bank AG Germany Banque LBLux S.A. Luxembourg Commerzbank AG Size (total assets EUR 500-1,000 bn) European Bank for Financial Services GmbH (ebase) Germany Hypothekenbank Frankfurt AG Germany comdirect bank AG Germany Commerzbank Holdings France France Commerzbank International S.A. Luxembourg Erste Europäische Pfandbrief- und Kommunalkreditbank Luxembourg AG in Luxemburg Hypothekenbank Frankfurt International S.A. Luxembourg DekaBank Deutsche Girozentrale Size (total assets EUR 100-125 bn) DekaBank Deutsche Girozentrale Luxembourg S.A. Luxembourg Deutsche Apotheker- und Ärztebank EG Size (total assets EUR 30-50 bn) Deutsche Bank AG Size (total assets above EUR 1,000 bn) Deutsche Bank Privat- und Geschäftskunden AG Germany Deutsche Bank Europe GmbH Germany Deutsche Bank Bauspar-AG Germany Sal. Oppenheim jr. & Cie. AG & Co. Germany Kommanditgesellschaft auf Aktien Deutsche Postbank AG Germany norisbank GmbH Germany BHW Bausparkasse AG Germany DB Investment Services GmbH Germany Deutsche Bank Österreich AG Austria Deutsche Bank S.p.A. Italy Deutsche Bank Mutui S.p.A. Italy Finanza e Futuro Banca S.p.A. Italy Deutsche Bank Luxembourg S.A. Luxembourg Deutsche Postbank International S.A. Luxembourg Sal. Oppenheim jr. & Cie Luxembourg S.A. Luxembourg Deutsche Bank (Malta) Ltd Malta Deutsche Bank Nederland N.V. The Netherlands Deutsche Bank, S.A.E. Spain DZ Bank AG Deutsche Zentral-Genossenschaftsbank Size (total assets EUR 300-500 bn) Deutsche Genossenschafts-Hypothekenbank AG Germany DVB Bank SE Germany TeamBank AG Nürnberg Germany Bausparkasse Schwäbisch Hall AG, Bausparkasse der Germany Volksbanken und Raiffeisenbanken VR Diskontbank GmbH Germany DZ-Bank Ireland plc Ireland DZ Privatbank S.A. Luxembourg Europäische Genossenschaftsbank S.A. Luxembourg HASPA Finanzholding Size (total assets EUR 30-50 bn) Hamburger Sparkasse AG Germany Sparkasse Mittelholstein AG Germany HSH Nordbank AG Size (total assets EUR 100-125 bn) HSH Nordbank Securities S.A. Luxembourg Hypo Real Estate Holding AG Size (total assets EUR 100-125 bn) Deutsche Pfandbriefbank AG Germany DePfa Bank plc Ireland DePfa ACS Bank Ireland Hypo Public Finance Bank Ireland Hypo Pfandbrief Bank International S.A. Luxembourg Landesbank Baden-Württemberg Size (total assets EUR 150-300 bn) MKB Mittelrheinische Bank GmbH Germany Landesbank Berlin Holding AG Size (total assets EUR 100-125 bn) Landesbank Berlin AG Germany Berlin Hyp AG Germany netbank AG Germany Landesbank Hessen-Thüringen Girozentrale Size (total assets EUR 150-300 bn) Frankfurter Sparkasse Germany Frankfurter Bankgesellschaft (Deutschland) AG Germany Landeskreditbank Baden-Württemberg-Förderbank Size (total assets EUR 50-75 bn) Landwirtschaftliche Rentenbank Size (total assets EUR 75-100 bn) Münchener Hypothekenbank eG Size (total assets EUR 30-50 bn) Norddeutsche Landesbank-Girozentrale Size (total assets EUR 150-300 bn) Bremer Landesbank Kreditanstalt Oldenburg-Girozentrale Germany Deutsche Hypothekenbank (AG) Germany Norddeutsche Landesbank Luxembourg S.A. Luxembourg Nord/LB Covered Finance Bank S.A. Luxembourg NRW.Bank Size (total assets EUR 125-150 bn) SEB AG Size (total assets EUR 30-50 bn) Volkswagen Financial Services AG Size (total assets EUR 75-100 bn) Volkswagen Bank GmbH Germany MAN Financial Services SAS France WGZ Bank AG Westdeutsche Genossenschafts- Size (total assets Zentralbank EUR 75-100 bn) WL BANK AG Westfälische Landschaft Bodenkreditbank Germany WGZ-Bank Ireland plc Ireland Estonia Country of Grounds establishment for significance of the group entities AS SEB Pank Total assets above 20 % of GDP Swedbank AS Total assets above 20 % of GDP Ireland Country of establishment Grounds of the group entities for significance Allied Irish Banks plc Size (total assets EUR 50-75 bn) AIB Mortgage Bank Ireland EBS Limited Ireland EBS Mortgage Finance Ireland Permanent tsb Group Holdings plc Size (total assets EUR 30-50 bn) Permanent tsb plc Ireland The Governor and Company of the Bank of Ireland Size (total assets EUR 100-125 bn) Bank of Ireland Mortgage Bank Ireland ICS Building Society Ireland Ulster Bank Ireland Limited Size (total assets EUR 30-50 bn) Greece Country of establishment Grounds of the group entities for significance Alpha Bank, S.A. Size (total assets EUR 50-75 bn) Alpha Bank Cyprus Ltd Cyprus Emporiki Bank – Cyprus Ltd Cyprus Eurobank Ergasias, S.A. Size (total assets EUR 75-100 bn) Eurobank Cyprus Ltd Cyprus Eurobank Private Bank Luxembourg S.A. Luxembourg National Bank of Greece, S.A. Size (total assets EUR 100-125 bn) National Bank of Greece (Cyprus) Ltd Cyprus NBG Bank Malta Ltd Malta Piraeus Bank, S.A.