FOI5126 - Annex A

FRN Firm Name Status (Current) Dual Regulation Indicator Data Item Code 106052 MF Global UK Limited Authorised N FSA001 106052 MF Global UK Limited Authorised N FSA002 106081 Landmark Mortgages Limited Authorised N FSA001 106081 Landmark Mortgages Limited Authorised N FSA002 106126 Bradford & Bingley Plc Authorised N FSA001 106126 Bradford & Bingley Plc Authorised N FSA002 106136 Edwards Securities Ltd Authorised N FSA001 106136 Edwards Securities Ltd Authorised N FSA002 110134 CCBI METDIST GLOBAL COMMODITIES (UK) LIMITED Authorised N FSA001 110134 CCBI METDIST GLOBAL COMMODITIES (UK) LIMITED Authorised N FSA002 112922 Michael J Field Consulting Actuaries Authorised N FSA001 112922 Michael J Field Consulting Actuaries Authorised N FSA002 113942 Gain Capital UK Limited Authorised N FSA001 113942 Gain Capital UK Limited Authorised N FSA002 113946 Amalgamated Metal Trading Ltd Authorised N FSA001 113946 Amalgamated Metal Trading Ltd Authorised N FSA002 113980 Cheuvreux International Limited Authorised N FSA001 113980 Cheuvreux International Limited Authorised N FSA002 114008 Cal Investments Ltd Authorised N FSA001 114008 Cal Investments Ltd Authorised N FSA002 114031 J.P. Morgan Markets Limited Authorised N FSA001 114031 J.P. Morgan Markets Limited Authorised N FSA002 114054 Lazard & Co Limited Authorised N FSA001 114054 Lazard & Co Limited Authorised N FSA002 114059 IG Index Limited Authorised N FSA001 114059 IG Index Limited Authorised N FSA002 114097 Record Currency Management Limited Authorised N FSA001 114097 Record Currency Management Limited Authorised N FSA002 114120 R.J. O'Brien Limited Authorised N FSA001 114120 R.J. O'Brien Limited Authorised N FSA002 114159 Berkeley Futures Ltd Authorised N FSA001 114159 Berkeley Futures Ltd Authorised N FSA002 114233 Sabre Fund Management Ltd Authorised N FSA001 114233 Sabre Fund Management Ltd Authorised N FSA002 114237 GF Financial Markets (UK) Limited Authorised N FSA001 114237 GF Financial Markets (UK) Limited Authorised N FSA002 114239 Sucden Financial Limited Authorised N FSA001 114239 Sucden Financial Limited Authorised N FSA002 114265 Stockdale Securities Limited Authorised N FSA001 114265 Stockdale Securities Limited Authorised N FSA002 114294 Man Investments Ltd Authorised N FSA001 114294 Man Investments Ltd Authorised N FSA002 114318 Whitechurch Securities Limited Authorised N FSA001 114318 Whitechurch Securities Limited Authorised N FSA002 114324 Bordier & Cie (UK) PLC Authorised N FSA001 114324 Bordier & Cie (UK) PLC Authorised N FSA002 114341 F H. Manning Financial Services Limited Authorised N FSA001 114341 F H. Manning Financial Services Limited Authorised N FSA002 114354 Thesis Asset Management Plc Authorised N FSA001 114354 Thesis Asset Management Plc Authorised N FSA002 114359 Duncan Lawrie Asset Management Limited Authorised N FSA001 114359 Duncan Lawrie Asset Management Limited Authorised N FSA002 114370 Portland Financial Management Limited Authorised N FSA001 114370 Portland Financial Management Limited Authorised N FSA002 114373 Solution Mortgages Limited Authorised N FSA001 114373 Solution Mortgages Limited Authorised N FSA002 114402 Wilfred T. Fry (Personal Financial Planning) Limited Authorised N FSA001 FOI5126 - Annex A

114402 Wilfred T. Fry (Personal Financial Planning) Limited Authorised N FSA002 114428 Maunby Investment Management Ltd Authorised N FSA001 114428 Maunby Investment Management Ltd Authorised N FSA002 114432 Investment Funds Direct Limited Authorised N FSA001 114432 Investment Funds Direct Limited Authorised N FSA002 114503 Amundi (UK) Ltd Authorised N FSA001 114503 Amundi (UK) Ltd Authorised N FSA002 114543 Finesco Financial Services Limited Authorised N FSA001 114543 Finesco Financial Services Limited Authorised N FSA002 114563 Richmond House Investment Services Limited Authorised N FSA001 114563 Richmond House Investment Services Limited Authorised N FSA002 114617 Birchwood Investment Management Limited Authorised N FSA001 114617 Birchwood Investment Management Limited Authorised N FSA002 114619 Taylor Patterson Associates Limited Authorised N FSA001 114619 Taylor Patterson Associates Limited Authorised N FSA002 114621 IFDC Ltd Authorised N FSA001 114621 IFDC Ltd Authorised N FSA002 114627 Credit Suisse Asset Management Limited Authorised N FSA001 114627 Credit Suisse Asset Management Limited Authorised N FSA002 114650 Lowes Financial Management Limited Authorised N FSA001 114650 Lowes Financial Management Limited Authorised N FSA002 114661 The Falcon Group Limited Authorised N FSA001 114661 The Falcon Group Limited Authorised N FSA002 114721 Putnam Investments Limited Authorised N FSA001 114721 Putnam Investments Limited Authorised N FSA002 114762 Cambridge Investments Limited Authorised N FSA001 114762 Cambridge Investments Limited Authorised N FSA002 114793 Central Investment Services (Scotland) Limited Authorised N FSA001 114793 Central Investment Services (Scotland) Limited Authorised N FSA002 114803 Edmond de Rothschild Securities (UK) Limited Authorised N FSA001 114803 Edmond de Rothschild Securities (UK) Limited Authorised N FSA002 114833 Rockwells Investment Advisers Limited Authorised N FSA001 114833 Rockwells Investment Advisers Limited Authorised N FSA002 114952 Charteris Treasury Portfolio Managers Limited Authorised N FSA001 114952 Charteris Treasury Portfolio Managers Limited Authorised N FSA002 114956 CHARLES STANLEY INVESTMENT CHOICES LIMITED Authorised N FSA001 114956 CHARLES STANLEY INVESTMENT CHOICES LIMITED Authorised N FSA002 115011 Arena Wealth Management Limited Authorised N FSA001 115011 Arena Wealth Management Limited Authorised N FSA002 115020 Lacomp Plc Authorised N FSA001 115020 Lacomp Plc Authorised N FSA002 115057 Buck Consultants (Administration & Investment) Limited Authorised N FSA001 115057 Buck Consultants (Administration & Investment) Limited Authorised N FSA002 115088 Michael Davey Financial Management Limited Authorised N FSA001 115088 Michael Davey Financial Management Limited Authorised N FSA002 115126 Daiwa SB Investments (UK) Ltd Authorised N FSA001 115126 Daiwa SB Investments (UK) Ltd Authorised N FSA002 115161 ROGGE GLOBAL PARTNERS LIMITED Authorised N FSA001 115161 ROGGE GLOBAL PARTNERS LIMITED Authorised N FSA002 115231 Marlborough Investment Management Limited Authorised N FSA001 115231 Marlborough Investment Management Limited Authorised N FSA002 115234 Agora Financial UK Limited Authorised N FSA001 115234 Agora Financial UK Limited Authorised N FSA002 115235 Saunderson House Limited Authorised N FSA001 115235 Saunderson House Limited Authorised N FSA002 115241 Miton Asset Management Limited Authorised N FSA001 115241 Miton Asset Management Limited Authorised N FSA002 115248 Hargreaves Lansdown Asset Management Limited Authorised N FSA001 FOI5126 - Annex A

115248 Hargreaves Lansdown Asset Management Limited Authorised N FSA002 115308 Reyker Securities Plc Authorised N FSA001 115308 Reyker Securities Plc Authorised N FSA002 116086 Capital & Counties Asset Management Ltd Authorised N FSA001 116086 Capital & Counties Asset Management Ltd Authorised N FSA002 116252 Cavendish Asset Management Ltd Authorised N FSA001 116252 Cavendish Asset Management Ltd Authorised N FSA002 116310 GCA Altium Limited Authorised N FSA001 116310 GCA Altium Limited Authorised N FSA002 116320 J. Edward Sellars & Partners Limited Authorised N FSA001 116320 J. Edward Sellars & Partners Limited Authorised N FSA002 116337 SDB Strategic Planners Limited Authorised N FSA001 116337 SDB Strategic Planners Limited Authorised N FSA002 116362 J.P. Morgan Trustee & Administration Services Limited Authorised N FSA001 116362 J.P. Morgan Trustee & Administration Services Limited Authorised N FSA002 116404 Waverton Investment Management Limited Authorised N FSA001 116404 Waverton Investment Management Limited Authorised N FSA002 116413 Jarvis Investment Management Limited Authorised N FSA001 116413 Jarvis Investment Management Limited Authorised N FSA002 116445 Streets Financial Consulting plc Authorised N FSA001 116445 Streets Financial Consulting plc Authorised N FSA002 118061 Augustine Limited Authorised N FSA001 118061 Augustine Limited Authorised N FSA002 119174 Threadneedle Portfolio Services Limited Authorised N FSA001 119174 Threadneedle Portfolio Services Limited Authorised N FSA002 119178 Aviva Investors Global Services Limited Authorised N FSA001 119178 Aviva Investors Global Services Limited Authorised N FSA002 119184 Zedra Trust Company (UK) Limited Authorised N FSA001 119184 Zedra Trust Company (UK) Limited Authorised N FSA002 119186 BlackRock Advisors (UK) Limited Authorised N FSA001 119186 BlackRock Advisors (UK) Limited Authorised N FSA002 119193 Capital International Limited Authorised N FSA001 119193 Capital International Limited Authorised N FSA002 119196 BNY Mellon Investment Management EMEA Limited Authorised N FSA001 119196 BNY Mellon Investment Management EMEA Limited Authorised N FSA002 119207 Crown Agents Investment Management Limited Authorised N FSA001 119207 Crown Agents Investment Management Limited Authorised N FSA002 119223 HBOS Investment Fund Managers Limited Authorised N FSA001 119223 HBOS Investment Fund Managers Limited Authorised N FSA002 119230 F & C Management Limited Authorised N FSA001 119230 F & C Management Limited Authorised N FSA002 119235 GAM Sterling Management Limited Authorised N FSA001 119235 GAM Sterling Management Limited Authorised N FSA002 119236 Gartmore Investment Limited Authorised N FSA001 119236 Gartmore Investment Limited Authorised N FSA002 119270 Asset Value Investors Limited Authorised N FSA001 119270 Asset Value Investors Limited Authorised N FSA002 119272 Legal & General Investment Management Ltd Authorised N FSA001 119272 Legal & General Investment Management Ltd Authorised N FSA002 119274 Butterfield Mortgages Limited Authorised N FSA001 119274 Butterfield Mortgages Limited Authorised N FSA002 119281 CCLA Investment Management Ltd Authorised N FSA001 119281 CCLA Investment Management Ltd Authorised N FSA002 119283 BMO REP Asset Management plc Authorised N FSA001 119283 BMO REP Asset Management plc Authorised N FSA002 119289 Martin Currie Investment Management Ltd Authorised N FSA001 119289 Martin Currie Investment Management Ltd Authorised N FSA002 119293 BlackRock Investment Management (UK) Limited Authorised N FSA001 FOI5126 - Annex A

119293 BlackRock Investment Management (UK) Limited Authorised N FSA002 119298 Invesco Fund Managers Limited Authorised N FSA001 119298 Invesco Fund Managers Limited Authorised N FSA002 119304 AlphaGen Capital Limited Authorised N FSA001 119304 AlphaGen Capital Limited Authorised N FSA002 119308 Insight Investment Management (Global) Limited Authorised N FSA001 119308 Insight Investment Management (Global) Limited Authorised N FSA002 119319 UBS Asset Management (UK) Ltd Authorised N FSA001 119319 UBS Asset Management (UK) Ltd Authorised N FSA002 119328 M&G Investment Management Limited Authorised N FSA001 119328 M&G Investment Management Limited Authorised N FSA002 119329 Close Asset Management Limited Authorised N FSA001 119329 Close Asset Management Limited Authorised N FSA002 119331 Newton Investment Management Ltd Authorised N FSA001 119331 Newton Investment Management Ltd Authorised N FSA002 119337 JPMorgan Asset Management (UK) Limited Authorised N FSA001 119337 JPMorgan Asset Management (UK) Limited Authorised N FSA002 119348 Schroder Investment Management Ltd Authorised N FSA001 119348 Schroder Investment Management Ltd Authorised N FSA002 119367 First State Investment Management (UK) Limited Authorised N FSA001 119367 First State Investment Management (UK) Limited Authorised N FSA002 119368 AXA Investment Managers UK Ltd Authorised N FSA001 119368 AXA Investment Managers UK Ltd Authorised N FSA002 120776 London and Capital Limited Authorised N FSA001 120776 London and Capital Limited Authorised N FSA002 121066 Evans Hart Limited Authorised N FSA001 121066 Evans Hart Limited Authorised N FSA002 121779 Franklin Templeton Investment Management Limited Authorised N FSA001 121779 Franklin Templeton Investment Management Limited Authorised N FSA002 121784 Henderson Investment Management Limited Authorised N FSA001 121784 Henderson Investment Management Limited Authorised N FSA002 121803 Aberdeen Fund Managers Limited Authorised N FSA001 121803 Aberdeen Fund Managers Limited Authorised N FSA002 121816 Mitsubishi UFJ Asset Management (UK) Ltd Authorised N FSA001 121816 Mitsubishi UFJ Asset Management (UK) Ltd Authorised N FSA002 121818 Baillie Gifford Overseas Limited Authorised N FSA001 121818 Baillie Gifford Overseas Limited Authorised N FSA002 121831 Legg Mason Investments (Europe) Limited Authorised N FSA001 121831 Legg Mason Investments (Europe) Limited Authorised N FSA002 121839 Lazard Asset Management Limited Authorised N FSA001 121839 Lazard Asset Management Limited Authorised N FSA002 121857 Henderson Global Investors Limited Authorised N FSA001 121857 Henderson Global Investors Limited Authorised N FSA002 121859 Henderson Investment Funds Limited Authorised N FSA001 121859 Henderson Investment Funds Limited Authorised N FSA002 121887 Iona Capital Ltd Authorised N FSA001 121887 Iona Capital Ltd Authorised N FSA002 121891 Aberdeen Asset Managers Limited Authorised N FSA001 121891 Aberdeen Asset Managers Limited Authorised N FSA002 121895 Ignis Investment Services Limited Authorised N FSA001 121895 Ignis Investment Services Limited Authorised N FSA002 121912 LGV Capital Limited Authorised N FSA001 121912 LGV Capital Limited Authorised N FSA002 121920 Morgan Stanley Investment Management Limited Authorised N FSA001 121920 Morgan Stanley Investment Management Limited Authorised N FSA002 121921 NFU Mutual Investment Services Ltd Authorised N FSA001 121921 NFU Mutual Investment Services Ltd Authorised N FSA002 121926 McInroy & Wood Ltd Authorised N FSA001 FOI5126 - Annex A

121926 McInroy & Wood Ltd Authorised N FSA002 121935 Mercer Limited Authorised N FSA001 121935 Mercer Limited Authorised N FSA002 121943 West Midlands Enterprise Limited Authorised N FSA001 121943 West Midlands Enterprise Limited Authorised N FSA002 121980 F&C Managers Limited Authorised N FSA001 121980 F&C Managers Limited Authorised N FSA002 122003 Abingworth Management Ltd Authorised N FSA001 122003 Abingworth Management Ltd Authorised N FSA002 122009 Silverfleet Capital Limited Authorised N FSA001 122009 Silverfleet Capital Limited Authorised N FSA002 122011 M&G Alternatives Investment Management Limited Authorised N FSA001 122011 M&G Alternatives Investment Management Limited Authorised N FSA002 122013 Mr R Peter W Millar Authorised N FSA001 122013 Mr R Peter W Millar Authorised N FSA002 122028 EFL Futures Limited Authorised N FSA001 122028 EFL Futures Limited Authorised N FSA002 122058 M & G Financial Services Limited Authorised N FSA001 122058 M & G Financial Services Limited Authorised N FSA002 122067 Premier Portfolio Managers Limited Authorised N FSA001 122067 Premier Portfolio Managers Limited Authorised N FSA002 122084 Nikko Asset Management Europe Ltd Authorised N FSA001 122084 Nikko Asset Management Europe Ltd Authorised N FSA002 122113 Daiwa Asset Management (Europe) Ltd Authorised N FSA001 122113 Daiwa Asset Management (Europe) Ltd Authorised N FSA002 122126 Deutsche Trustee Company Ltd Authorised N FSA001 122126 Deutsche Trustee Company Ltd Authorised N FSA002 122130 Aberdeen Investment Solutions Limited Authorised N FSA001 122130 Aberdeen Investment Solutions Limited Authorised N FSA002 122137 Pyrford International Limited Authorised N FSA001 122137 Pyrford International Limited Authorised N FSA002 122140 Mirabaud Asset Management Limited Authorised N FSA001 122140 Mirabaud Asset Management Limited Authorised N FSA002 122148 Charterhouse General Partners (IX) Limited Authorised N FSA001 122148 Charterhouse General Partners (IX) Limited Authorised N FSA002 122169 Financial Administration Services Limited Authorised N FSA001 122169 Financial Administration Services Limited Authorised N FSA002 122170 FIL Investments International Authorised N FSA001 122170 FIL Investments International Authorised N FSA002 122188 Ignis Fund Managers Limited Authorised N FSA001 122188 Ignis Fund Managers Limited Authorised N FSA002 122194 Threadneedle Asset Management Limited Authorised N FSA001 122194 Threadneedle Asset Management Limited Authorised N FSA002 122200 HG Investment Managers Limited Authorised N FSA001 122200 HG Investment Managers Limited Authorised N FSA002 122222 Franklin Templeton Fund Management Limited Authorised N FSA001 122222 Franklin Templeton Fund Management Limited Authorised N FSA002 122229 RF Trustee Co. Limited Authorised N FSA001 122229 RF Trustee Co. Limited Authorised N FSA002 122244 Sarasin Investment Funds Limited Authorised N FSA001 122244 Sarasin Investment Funds Limited Authorised N FSA002 122282 Russell Investments Limited Authorised N FSA001 122282 Russell Investments Limited Authorised N FSA002 122305 Schroder Investments Limited Authorised N FSA001 122305 Schroder Investments Limited Authorised N FSA002 122330 GAM London Limited Authorised N FSA001 122330 GAM London Limited Authorised N FSA002 122331 GAM International Management Ltd Authorised N FSA001 FOI5126 - Annex A

122331 GAM International Management Ltd Authorised N FSA002 122335 HSBC Global Asset Management (UK) Limited Authorised N FSA001 122335 HSBC Global Asset Management (UK) Limited Authorised N FSA002 122336 Top Technology Ventures Limited Authorised N FSA001 122336 Top Technology Ventures Limited Authorised N FSA002 122351 Family Equity Plan Limited Authorised N FSA001 122351 Family Equity Plan Limited Authorised N FSA002 122365 Innvotec Limited Authorised N FSA001 122365 Innvotec Limited Authorised N FSA002 122397 Consulta Ltd Authorised N FSA001 122397 Consulta Ltd Authorised N FSA002 122420 Investec Asset Management Limited Authorised N FSA001 122420 Investec Asset Management Limited Authorised N FSA002 122428 Alder Investment Management Ltd Authorised N FSA001 122428 Alder Investment Management Ltd Authorised N FSA002 122429 Walter Scott + Partners Limited Authorised N FSA001 122429 Walter Scott + Partners Limited Authorised N FSA002 122448 Artemis Fund Managers Limited Authorised N FSA001 122448 Artemis Fund Managers Limited Authorised N FSA002 122451 Vencap International Plc Authorised N FSA001 122451 Vencap International Plc Authorised N FSA002 122483 City Asset Management Plc Authorised N FSA001 122483 City Asset Management Plc Authorised N FSA002 122491 Santander Asset Management UK Limited Authorised N FSA001 122491 Santander Asset Management UK Limited Authorised N FSA002 122499 BRI Wealth Management PLC Authorised N FSA001 122499 BRI Wealth Management PLC Authorised N FSA002 122512 First State Investments International Limited Authorised N FSA001 122512 First State Investments International Limited Authorised N FSA002 122528 Fabian J.A. Finlay M.C.S.I. Authorised N FSA001 122528 Fabian J.A. Finlay M.C.S.I. Authorised N FSA002 122531 PineBridge Investments Europe Limited Authorised N FSA001 122531 PineBridge Investments Europe Limited Authorised N FSA002 122566 SG Hambros Trust Company Limited Authorised N FSA001 122566 SG Hambros Trust Company Limited Authorised N FSA002 122588 Sanlam Private Investments (UK) Ltd Authorised N FSA001 122588 Sanlam Private Investments (UK) Ltd Authorised N FSA002 122589 OLIM Ltd Authorised N FSA001 122589 OLIM Ltd Authorised N FSA002 122627 UBS O'Connor Limited Authorised N FSA001 122627 UBS O'Connor Limited Authorised N FSA002 122628 Baring International Investment Limited Authorised N FSA001 122628 Baring International Investment Limited Authorised N FSA002 122674 Invesco Asset Management Limited Authorised N FSA001 122674 Invesco Asset Management Limited Authorised N FSA002 122691 J. Rothschild Capital Management Limited Authorised N FSA001 122691 J. Rothschild Capital Management Limited Authorised N FSA002 122703 Nomura Asset Management UK Ltd Authorised N FSA001 122703 Nomura Asset Management UK Ltd Authorised N FSA002 122787 B & C E Financial Services Limited Authorised N FSA001 122787 B & C E Financial Services Limited Authorised N FSA002 124247 Barclays Stockbrokers Limited Authorised N FSA001 124247 Barclays Stockbrokers Limited Authorised N FSA002 124255 Tilney Investment Management Authorised N FSA001 124255 Tilney Investment Management Authorised N FSA002 124257 Pritchard Stockbrokers Limited Authorised N FSA001 124257 Pritchard Stockbrokers Limited Authorised N FSA002 124259 Quilter Cheviot Limited Authorised N FSA001 FOI5126 - Annex A

124259 Quilter Cheviot Limited Authorised N FSA002 124279 Fiske Plc Authorised N FSA001 124279 Fiske Plc Authorised N FSA002 124308 Robert W Baird Limited Authorised N FSA001 124308 Robert W Baird Limited Authorised N FSA002 124341 ICAP WCLK Limited Authorised N FSA001 124341 ICAP WCLK Limited Authorised N FSA002 124345 SANLAM SECURITIES UK LIMITED Authorised N FSA001 124345 SANLAM SECURITIES UK LIMITED Authorised N FSA002 124366 Equistone Partners Europe Limited Authorised N FSA001 124366 Equistone Partners Europe Limited Authorised N FSA002 124373 BNP Paribas UK Limited Authorised N FSA001 124373 BNP Paribas UK Limited Authorised N FSA002 124394 First Equity Limited Authorised N FSA001 124394 First Equity Limited Authorised N FSA002 124404 Paul E Schweder Miller & Co Authorised N FSA001 124404 Paul E Schweder Miller & Co Authorised N FSA002 124412 Charles Stanley & Co Ltd Authorised N FSA001 124412 Charles Stanley & Co Ltd Authorised N FSA002 124415 Pershing Limited Authorised N FSA001 124415 Pershing Limited Authorised N FSA002 124444 Brewin Dolphin Limited Authorised N FSA001 124444 Brewin Dolphin Limited Authorised N FSA002 124451 N M Rothschild & Sons Ltd Authorised N FSA001 124451 N M Rothschild & Sons Ltd Authorised N FSA002 124490 Daiwa Capital Markets Europe Limited Authorised N FSA001 124490 Daiwa Capital Markets Europe Limited Authorised N FSA002 124520 ICAP Securities Limited Authorised N FSA001 124520 ICAP Securities Limited Authorised N FSA002 124536 J.P. Morgan Limited Authorised N FSA001 124536 J.P. Morgan Limited Authorised N FSA002 124537 Investec Wealth & Investment Limited Authorised N FSA001 124537 Investec Wealth & Investment Limited Authorised N FSA002 124546 Sumitomo Mitsui Trust International Limited Authorised N FSA001 124546 Sumitomo Mitsui Trust International Limited Authorised N FSA002 124549 Quayle Munro Ltd Authorised N FSA001 124549 Quayle Munro Ltd Authorised N FSA002 124563 Oakes, Lyman & Co Limited Authorised N FSA001 124563 Oakes, Lyman & Co Limited Authorised N FSA002 124580 AX Markets Limited Authorised N FSA001 124580 AX Markets Limited Authorised N FSA002 124588 Swisscanto Funds Centre Limited Authorised N FSA001 124588 Swisscanto Funds Centre Limited Authorised N FSA002 124624 Mitsubishi UFJ Trust International Limited Authorised N FSA001 124624 Mitsubishi UFJ Trust International Limited Authorised N FSA002 124630 Financial & General Securities Ltd Authorised N FSA001 124630 Financial & General Securities Ltd Authorised N FSA002 124658 Speirs & Jeffrey Ltd Authorised N FSA001 124658 Speirs & Jeffrey Ltd Authorised N FSA002 124721 Monecor (London) Ltd Authorised N FSA001 124721 Monecor (London) Ltd Authorised N FSA002 124784 Shore Capital Stockbrokers Ltd Authorised N FSA001 124784 Shore Capital Stockbrokers Ltd Authorised N FSA002 124802 Ermgassen & Co Ltd Authorised N FSA001 124802 Ermgassen & Co Ltd Authorised N FSA002 124848 Freud Lemos Limited Authorised N FSA001 124848 Freud Lemos Limited Authorised N FSA002 124851 Cambridge Corporate Consultants Limited Authorised N FSA001 FOI5126 - Annex A

124851 Cambridge Corporate Consultants Limited Authorised N FSA002 124885 M D Barnard & Co Ltd Authorised N FSA001 124885 M D Barnard & Co Ltd Authorised N FSA002 124899 DBS Vickers Securities UK Ltd Authorised N FSA001 124899 DBS Vickers Securities UK Ltd Authorised N FSA002 124995 Courtiers Investment Services Limited Authorised N FSA001 124995 Courtiers Investment Services Limited Authorised N FSA002 125041 Philip T. English International Financial Services Limited Authorised N FSA001 125041 Philip T. English International Financial Services Limited Authorised N FSA002 125116 Chalfont Investment Consultants Limited Authorised N FSA001 125116 Chalfont Investment Consultants Limited Authorised N FSA002 125495 S.I.T. Savings Limited Authorised N FSA001 125495 S.I.T. Savings Limited Authorised N FSA002 131372 Financial Advisors to Consultants Engineers and Technologists Limited Authorised N FSA001 131372 Financial Advisors to Consultants Engineers and Technologists Limited Authorised N FSA002 131596 WM Thomson & Sons Authorised N FSA001 131596 WM Thomson & Sons Authorised N FSA002 133515 Budge and Company Limited Authorised N FSA001 133515 Budge and Company Limited Authorised N FSA002 134903 Grossfield (Financial Services) Limited Authorised N FSA001 134903 Grossfield (Financial Services) Limited Authorised N FSA002 135266 Development Company for Israel (International) Limited Authorised N FSA001 135266 Development Company for Israel (International) Limited Authorised N FSA002 135377 ISC Institutional Service Center Ltd Authorised N FSA001 135377 ISC Institutional Service Center Ltd Authorised N FSA002 136684 Keith Montgomery Associates Limited Authorised N FSA001 136684 Keith Montgomery Associates Limited Authorised N FSA002 137218 The 140 Investment Managers Ltd Authorised N FSA001 137218 The 140 Investment Managers Ltd Authorised N FSA002 137569 Dart Capital Limited Authorised N FSA001 137569 Dart Capital Limited Authorised N FSA002 138065 Chate & Co Limited Authorised N FSA001 138065 Chate & Co Limited Authorised N FSA002 138124 NDF Administration Limited Authorised N FSA001 138124 NDF Administration Limited Authorised N FSA002 138169 Pharon Independent Financial Advisers Limited Authorised N FSA001 138169 Pharon Independent Financial Advisers Limited Authorised N FSA002 138889 FIM Services Limited Authorised N FSA001 138889 FIM Services Limited Authorised N FSA002 138941 Frank Corrigan & Company Limited Authorised N FSA001 138941 Frank Corrigan & Company Limited Authorised N FSA002 139100 Tufton Oceanic Ltd Authorised N FSA001 139100 Tufton Oceanic Ltd Authorised N FSA002 139122 Investcorp Securities Limited Authorised N FSA001 139122 Investcorp Securities Limited Authorised N FSA002 139179 Julius Baer International Limited Authorised N FSA001 139179 Julius Baer International Limited Authorised N FSA002 139200 Tradition (UK) Limited Authorised N FSA001 139200 Tradition (UK) Limited Authorised N FSA002 139207 Heritable Bank Plc Authorised N FSA001 139207 Heritable Bank Plc Authorised N FSA002 139253 Jefferies International Ltd Authorised N FSA001 139253 Jefferies International Ltd Authorised N FSA002 139398 Scottish Widows Administration Services Limited Authorised N FSA001 139398 Scottish Widows Administration Services Limited Authorised N FSA002 140773 W H Ireland Limited Authorised N FSA001 140773 W H Ireland Limited Authorised N FSA002 140822 Instinet Europe Limited Authorised N FSA001 FOI5126 - Annex A

140822 Instinet Europe Limited Authorised N FSA002 140824 NCL Investments Limited Authorised N FSA001 140824 NCL Investments Limited Authorised N FSA002 140825 Madoff Securities International Limited Authorised N FSA001 140825 Madoff Securities International Limited Authorised N FSA002 140828 James Sharp & Co Authorised N FSA001 140828 James Sharp & Co Authorised N FSA002 140836 CLSA (UK) Authorised N FSA001 140836 CLSA (UK) Authorised N FSA002 140851 Noble Grossart Ltd Authorised N FSA001 140851 Noble Grossart Ltd Authorised N FSA002 140854 Jones Lang Lasalle Corporate Finance Limited Authorised N FSA001 140854 Jones Lang Lasalle Corporate Finance Limited Authorised N FSA002 140855 MDT (Corporate) Limited Authorised N FSA001 140855 MDT (Corporate) Limited Authorised N FSA002 140948 BELLECAPITAL UK LIMITED Authorised N FSA001 140948 BELLECAPITAL UK LIMITED Authorised N FSA002 141157 Triland Metals Ltd Authorised N FSA001 141157 Triland Metals Ltd Authorised N FSA002 141274 Jupiter Asset Management Limited Authorised N FSA001 141274 Jupiter Asset Management Limited Authorised N FSA002 141275 Larpent Newton & Co Ltd Authorised N FSA001 141275 Larpent Newton & Co Ltd Authorised N FSA002 141282 TD Direct Investing (Europe) Limited Authorised N FSA001 141282 TD Direct Investing (Europe) Limited Authorised N FSA002 141296 Russell Wood Limited Authorised N FSA001 141296 Russell Wood Limited Authorised N FSA002 141455 Winterflood Securities Ltd Authorised N FSA001 141455 Winterflood Securities Ltd Authorised N FSA002 141661 UBS Asset Management Funds Ltd Authorised N FSA001 141661 UBS Asset Management Funds Ltd Authorised N FSA002 141663 Invesco Global Investment Funds Limited Authorised N FSA001 141663 Invesco Global Investment Funds Limited Authorised N FSA002 141665 Royal London Asset Management Ltd Authorised N FSA001 141665 Royal London Asset Management Ltd Authorised N FSA002 141667 NS PARTNERS LTD Authorised N FSA001 141667 NS PARTNERS LTD Authorised N FSA002 141668 Nuveen Real Estate Management Limited Authorised N FSA001 141668 Nuveen Real Estate Management Limited Authorised N FSA002 141829 Capital Dynamics Limited Authorised N FSA001 141829 Capital Dynamics Limited Authorised N FSA002 141831 Adam & Company Investment Management Ltd Authorised N FSA001 141831 Adam & Company Investment Management Ltd Authorised N FSA002 142235 Stockcube Research Limited Authorised N FSA001 142235 Stockcube Research Limited Authorised N FSA002 142402 Fyshe Horton Finney Ltd Authorised N FSA001 142402 Fyshe Horton Finney Ltd Authorised N FSA002 142484 Capita Employee Benefits Limited Authorised N FSA001 142484 Capita Employee Benefits Limited Authorised N FSA002 142499 Barons Financial Services (UK) Ltd Authorised N FSA001 142499 Barons Financial Services (UK) Ltd Authorised N FSA002 142597 Baillie Gifford & Co Authorised N FSA001 142597 Baillie Gifford & Co Authorised N FSA002 142903 Swiss Finance Corporation Limited Authorised N FSA001 142903 Swiss Finance Corporation Limited Authorised N FSA002 142989 Tilney Discretionary Portfolio Management Limited Authorised N FSA001 142989 Tilney Discretionary Portfolio Management Limited Authorised N FSA002 143014 Threadneedle International Limited Authorised N FSA001 FOI5126 - Annex A

143014 Threadneedle International Limited Authorised N FSA002 143020 Sumitomo Mitsui Asset Management (London) Limited Authorised N FSA001 143020 Sumitomo Mitsui Asset Management (London) Limited Authorised N FSA002 143097 Premier Fund Managers Ltd Authorised N FSA001 143097 Premier Fund Managers Ltd Authorised N FSA002 143286 London and Capital Asset Management Limited Authorised N FSA001 143286 London and Capital Asset Management Limited Authorised N FSA002 143340 Clarges Capital Limited Authorised N FSA001 143340 Clarges Capital Limited Authorised N FSA002 143390 Moore Stephens Financial Services (East Midlands) Limited Authorised N FSA001 143390 Moore Stephens Financial Services (East Midlands) Limited Authorised N FSA002 143445 Standard Life Investments (Corporate Funds) Limited Authorised N FSA001 143445 Standard Life Investments (Corporate Funds) Limited Authorised N FSA002 143452 Cornelian Asset Managers Limited Authorised N FSA001 143452 Cornelian Asset Managers Limited Authorised N FSA002 143694 Blankstone Sington Limited Authorised N FSA001 143694 Blankstone Sington Limited Authorised N FSA002 143715 Cave & Sons Limited Authorised N FSA001 143715 Cave & Sons Limited Authorised N FSA002 143893 International Asset Management Ltd Authorised N FSA001 143893 International Asset Management Ltd Authorised N FSA002 144038 Edmond de Rothschild Capital Holdings Limited Authorised N FSA001 144038 Edmond de Rothschild Capital Holdings Limited Authorised N FSA002 144197 IFPC Limited Authorised N FSA001 144197 IFPC Limited Authorised N FSA002 144266 Rathbone Unit Trust Management Limited Authorised N FSA001 144266 Rathbone Unit Trust Management Limited Authorised N FSA002 144267 Kames Capital plc Authorised N FSA001 144267 Kames Capital plc Authorised N FSA002 144331 PIRC Limited Authorised N FSA001 144331 PIRC Limited Authorised N FSA002 144345 FIL Pensions Management Authorised N FSA001 144345 FIL Pensions Management Authorised N FSA002 144519 Pearson Jones Plc Authorised N FSA001 144519 Pearson Jones Plc Authorised N FSA002 144543 Schroder Investment Management North America Limited Authorised N FSA001 144543 Schroder Investment Management North America Limited Authorised N FSA002 144822 Numis Securities Limited Authorised N FSA001 144822 Numis Securities Limited Authorised N FSA002 144827 Seilern Investment Management Ltd Authorised N FSA001 144827 Seilern Investment Management Ltd Authorised N FSA002 144849 Elevate Portfolio Services Limited Authorised N FSA001 144849 Elevate Portfolio Services Limited Authorised N FSA002 145007 Investec Fund Managers Limited Authorised N FSA001 145007 Investec Fund Managers Limited Authorised N FSA002 145008 Richmount Management Limited Authorised N FSA001 145008 Richmount Management Limited Authorised N FSA002 145024 Pinemont Securities Limited Authorised N FSA001 145024 Pinemont Securities Limited Authorised N FSA002 145026 Daniel Stewart & Company Plc Authorised N FSA001 145026 Daniel Stewart & Company Plc Authorised N FSA002 145168 Valu-Trac Investment Management Ltd Authorised N FSA001 145168 Valu-Trac Investment Management Ltd Authorised N FSA002 145242 G M Investment Trustees Limited Authorised N FSA001 145242 G M Investment Trustees Limited Authorised N FSA002 145243 Mitsubishi UFJ Baillie Gifford Asset Management Limited Authorised N FSA001 145243 Mitsubishi UFJ Baillie Gifford Asset Management Limited Authorised N FSA002 145280 Theisen Securities Limited Authorised N FSA001 FOI5126 - Annex A

145280 Theisen Securities Limited Authorised N FSA002 145540 Capita Life & Pensions Regulated Services Limited Authorised N FSA001 145540 Capita Life & Pensions Regulated Services Limited Authorised N FSA002 145930 Western Asset Management Company Limited Authorised N FSA001 145930 Western Asset Management Company Limited Authorised N FSA002 145958 Headstart Advisers Limited Authorised N FSA001 145958 Headstart Advisers Limited Authorised N FSA002 146000 Deutsche Alternative Asset Management (UK) Limited Authorised N FSA001 146000 Deutsche Alternative Asset Management (UK) Limited Authorised N FSA002 146002 R C Brown Investment Management Plc Authorised N FSA001 146002 R C Brown Investment Management Plc Authorised N FSA002 146274 Dowgate Capital Stockbrokers Limited Authorised N FSA001 146274 Dowgate Capital Stockbrokers Limited Authorised N FSA002 146283 Bessemer Group (U.K.) Limited Authorised N FSA001 146283 Bessemer Group (U.K.) Limited Authorised N FSA002 146287 David Booler & Company Authorised N FSA001 146287 David Booler & Company Authorised N FSA002 146307 BNP Paribas Commodity Futures Ltd Authorised N FSA001 146307 BNP Paribas Commodity Futures Ltd Authorised N FSA002 146311 AMT Futures Limited Authorised N FSA001 146311 AMT Futures Limited Authorised N FSA002 146504 Royal Bank of Canada Investment Management (UK) Ltd Authorised N FSA001 146504 Royal Bank of Canada Investment Management (UK) Ltd Authorised N FSA002 146522 London Court Limited Authorised N FSA001 146522 London Court Limited Authorised N FSA002 146576 Pershing Securities Ltd Authorised N FSA001 146576 Pershing Securities Ltd Authorised N FSA002 146629 Shore Capital and Corporate Limited Authorised N FSA001 146629 Shore Capital and Corporate Limited Authorised N FSA002 146665 State Street Global Advisors Limited Authorised N FSA001 146665 State Street Global Advisors Limited Authorised N FSA002 146768 The Share Centre Limited Authorised N FSA001 146768 The Share Centre Limited Authorised N FSA002 146786 Legal & General (Portfolio Management Services) Ltd Authorised N FSA001 146786 Legal & General (Portfolio Management Services) Ltd Authorised N FSA002 146853 Resilient Fund Managers Ltd Authorised N FSA001 146853 Resilient Fund Managers Ltd Authorised N FSA002 146873 SVM Asset Management Limited Authorised N FSA001 146873 SVM Asset Management Limited Authorised N FSA002 146880 Tullett Prebon (Europe) Limited Authorised N FSA001 146880 Tullett Prebon (Europe) Limited Authorised N FSA002 146908 City One Securities Limited Authorised N FSA001 146908 City One Securities Limited Authorised N FSA002 146961 Maple Securities (UK) Ltd Authorised N FSA001 146961 Maple Securities (UK) Ltd Authorised N FSA002 147083 Lake Asset Management Limited Authorised N FSA001 147083 Lake Asset Management Limited Authorised N FSA002 147088 Aviva Investors UK funds Limited Authorised N FSA001 147088 Aviva Investors UK funds Limited Authorised N FSA002 147091 Tullett Prebon (Equities) Limited Authorised N FSA001 147091 Tullett Prebon (Equities) Limited Authorised N FSA002 147103 Tilney Discretionary Investment Management Limited Authorised N FSA001 147103 Tilney Discretionary Investment Management Limited Authorised N FSA002 147209 Cambria Ltd Authorised N FSA001 147209 Cambria Ltd Authorised N FSA002 147212 Goldman Sachs Asset Management International Authorised N FSA001 147212 Goldman Sachs Asset Management International Authorised N FSA002 147392 Altorfer Financial Management Limited Authorised N FSA001 FOI5126 - Annex A

147392 Altorfer Financial Management Limited Authorised N FSA002 147406 J O Hambro Capital Management Limited Authorised N FSA001 147406 J O Hambro Capital Management Limited Authorised N FSA002 147475 Lehman Brothers International (Europe) Authorised N FSA001 147475 Lehman Brothers International (Europe) Authorised N FSA002 147518 WDFS Limited Authorised N FSA001 147518 WDFS Limited Authorised N FSA002 147543 Tradition Financial Services Limited Authorised N FSA001 147543 Tradition Financial Services Limited Authorised N FSA002 147603 Minerva Fund Managers Limited Authorised N FSA001 147603 Minerva Fund Managers Limited Authorised N FSA002 147821 Cambridge Fund Managers Ltd Authorised N FSA001 147821 Cambridge Fund Managers Ltd Authorised N FSA002 147956 AllianceBernstein Limited Authorised N FSA001 147956 AllianceBernstein Limited Authorised N FSA002 148002 SL Investment Management Limited Authorised N FSA001 148002 SL Investment Management Limited Authorised N FSA002 148021 Fieldstone Private Capital Group Ltd Authorised N FSA001 148021 Fieldstone Private Capital Group Ltd Authorised N FSA002 148402 Pringles Financial Services Authorised N FSA001 148402 Pringles Financial Services Authorised N FSA002 148462 Charles Taylor Investment Management Company Limited Authorised N FSA001 148462 Charles Taylor Investment Management Company Limited Authorised N FSA002 148474 ADM Investor Services International Limited Authorised N FSA001 148474 ADM Investor Services International Limited Authorised N FSA002 148496 MM Wealth Ltd Authorised N FSA001 148496 MM Wealth Ltd Authorised N FSA002 148527 Elderstreet Investments Limited Authorised N FSA001 148527 Elderstreet Investments Limited Authorised N FSA002 148549 Midven Limited Authorised N FSA001 148549 Midven Limited Authorised N FSA002 148682 Close Investments Limited Authorised N FSA001 148682 Close Investments Limited Authorised N FSA002 148924 Klesch & Company Limited Authorised N FSA001 148924 Klesch & Company Limited Authorised N FSA002 148926 F&C Asset Managers Ltd Authorised N FSA001 148926 F&C Asset Managers Ltd Authorised N FSA002 148927 Anderson Quantrend Limited Authorised N FSA001 148927 Anderson Quantrend Limited Authorised N FSA002 148967 Shinkin International Ltd Authorised N FSA001 148967 Shinkin International Ltd Authorised N FSA002 149145 Queen Street Finance Ltd Authorised N FSA001 149145 Queen Street Finance Ltd Authorised N FSA002 149148 Williams de Broe Limited Authorised N FSA001 149148 Williams de Broe Limited Authorised N FSA002 149240 Mirae Asset Securities (UK) Ltd Authorised N FSA001 149240 Mirae Asset Securities (UK) Ltd Authorised N FSA002 149303 PIMCO Europe Ltd Authorised N FSA001 149303 PIMCO Europe Ltd Authorised N FSA002 149356 Henderson Fund Management Limited Authorised N FSA001 149356 Henderson Fund Management Limited Authorised N FSA002 149380 Cantor Fitzgerald Europe Authorised N FSA001 149380 Cantor Fitzgerald Europe Authorised N FSA002 149444 Ketton Securities Limited Authorised N FSA001 149444 Ketton Securities Limited Authorised N FSA002 149507 Mondrian Investment Partners Limited Authorised N FSA001 149507 Mondrian Investment Partners Limited Authorised N FSA002 149566 UBP Securities(UK) Limited Authorised N FSA001 FOI5126 - Annex A

149566 UBP Securities(UK) Limited Authorised N FSA002 149699 SUMITOMO MITSUI TRUST (UK) LIMITED Authorised N FSA001 149699 SUMITOMO MITSUI TRUST (UK) LIMITED Authorised N FSA002 149722 Halifax Investment Services Ltd Authorised N FSA001 149722 Halifax Investment Services Ltd Authorised N FSA002 149789 Citicourt & Co Limited Authorised N FSA001 149789 Citicourt & Co Limited Authorised N FSA002 149813 Middlefield International Ltd Authorised N FSA001 149813 Middlefield International Ltd Authorised N FSA002 149970 Hargreaves Lansdown Stockbrokers Limited Authorised N FSA001 149970 Hargreaves Lansdown Stockbrokers Limited Authorised N FSA002 150000 Hermes Investment Management Ltd Authorised N FSA001 150000 Hermes Investment Management Ltd Authorised N FSA002 150100 Dimensional Fund Advisors Ltd Authorised N FSA001 150100 Dimensional Fund Advisors Ltd Authorised N FSA002 150101 Ecofin Ltd Authorised N FSA001 150101 Ecofin Ltd Authorised N FSA002 150142 C.Czarnikow Sugar Futures Ltd Authorised N FSA001 150142 C.Czarnikow Sugar Futures Ltd Authorised N FSA002 150154 Baird Capital Partners Europe Limited Authorised N FSA001 150154 Baird Capital Partners Europe Limited Authorised N FSA002 150233 Baillie Gifford Savings Management Limited Authorised N FSA001 150233 Baillie Gifford Savings Management Limited Authorised N FSA002 150453 Heritage Capital Management Ltd Authorised N FSA001 150453 Heritage Capital Management Ltd Authorised N FSA002 152885 Murdoch Asset Management Limited Authorised N FSA001 152885 Murdoch Asset Management Limited Authorised N FSA002 152998 GHC Capital Markets Ltd Authorised N FSA001 152998 GHC Capital Markets Ltd Authorised N FSA002 153704 The ECU Group Public Limited Company Authorised N FSA001 153704 The ECU Group Public Limited Company Authorised N FSA002 153730 Christchurch Investment Management Limited Authorised N FSA001 153730 Christchurch Investment Management Limited Authorised N FSA002 153860 Blackfinch Investments Limited Authorised N FSA001 153860 Blackfinch Investments Limited Authorised N FSA002 153989 Laver Financial Limited Authorised N FSA001 153989 Laver Financial Limited Authorised N FSA002 154146 Capel Court Plc Authorised N FSA001 154146 Capel Court Plc Authorised N FSA002 154182 City & Merchant Limited Authorised N FSA001 154182 City & Merchant Limited Authorised N FSA002 154210 Abbey Stockbrokers Limited Authorised N FSA001 154210 Abbey Stockbrokers Limited Authorised N FSA002 154234 Tullett Prebon (Securities) Limited Authorised N FSA001 154234 Tullett Prebon (Securities) Limited Authorised N FSA002 154371 A.J. Buckley Asset Management Ltd Authorised N FSA001 154371 A.J. Buckley Asset Management Ltd Authorised N FSA002 154453 Crossborder Capital Limited Authorised N FSA001 154453 Crossborder Capital Limited Authorised N FSA002 154639 State Street Unit Trust Management Ltd Authorised N FSA001 154639 State Street Unit Trust Management Ltd Authorised N FSA002 154697 Objective Completion Limited Authorised N FSA001 154697 Objective Completion Limited Authorised N FSA002 154918 Investacc Limited Authorised N FSA001 154918 Investacc Limited Authorised N FSA002 154925 Newton Investment Management (North America) Limited Authorised N FSA001 154925 Newton Investment Management (North America) Limited Authorised N FSA002 154986 Mr S N Roditi Authorised N FSA001 FOI5126 - Annex A

154986 Mr S N Roditi Authorised N FSA002 155051 City Equities Limited Authorised N FSA001 155051 City Equities Limited Authorised N FSA002 155097 Care Asset Management Limited Authorised N FSA001 155097 Care Asset Management Limited Authorised N FSA002 155104 Beaufort Securities Limited Authorised N FSA001 155104 Beaufort Securities Limited Authorised N FSA002 155200 Northland Capital Partners Limited Authorised N FSA001 155200 Northland Capital Partners Limited Authorised N FSA002 155201 Arundel Group Limited Authorised N FSA001 155201 Arundel Group Limited Authorised N FSA002 155226 Marks & Spencer Savings and Investments Ltd Authorised N FSA001 155226 Marks & Spencer Savings and Investments Ltd Authorised N FSA002 155241 Rowan Dartington & Co Ltd Authorised N FSA001 155241 Rowan Dartington & Co Ltd Authorised N FSA002 155592 Culross Global Management Limited Authorised N FSA001 155592 Culross Global Management Limited Authorised N FSA002 155593 A J Bell Securities Limited Authorised N FSA001 155593 A J Bell Securities Limited Authorised N FSA002 155595 Gerrard Investment Management Limited Authorised N FSA001 155595 Gerrard Investment Management Limited Authorised N FSA002 158790 VSA Capital Limited Authorised N FSA001 158790 VSA Capital Limited Authorised N FSA002 159263 Sundt & Company Ltd Authorised N FSA001 159263 Sundt & Company Ltd Authorised N FSA002 159360 FIL Investment Advisors (UK) Limited Authorised N FSA001 159360 FIL Investment Advisors (UK) Limited Authorised N FSA002 159366 CBRE Global Investment Partners Limited Authorised N FSA001 159366 CBRE Global Investment Partners Limited Authorised N FSA002 159367 CBRE Indirect Investment Services Limited Authorised N FSA001 159367 CBRE Indirect Investment Services Limited Authorised N FSA002 159466 Full Circle Asset Management Limited Authorised N FSA001 159466 Full Circle Asset Management Limited Authorised N FSA002 160783 Rossie House Investment Management Authorised N FSA001 160783 Rossie House Investment Management Authorised N FSA002 161196 Icap Energy Limited Authorised N FSA001 161196 Icap Energy Limited Authorised N FSA002 161197 BROKERTEC EUROPE LIMITED Authorised N FSA001 161197 BROKERTEC EUROPE LIMITED Authorised N FSA002 161661 Strand Hanson Limited Authorised N FSA001 161661 Strand Hanson Limited Authorised N FSA002 161807 G H Financials Ltd Authorised N FSA001 161807 G H Financials Ltd Authorised N FSA002 163037 CIMB Securities (UK) Ltd Authorised N FSA001 163037 CIMB Securities (UK) Ltd Authorised N FSA002 163241 Grosvenor Investment Management Ltd Authorised N FSA001 163241 Grosvenor Investment Management Ltd Authorised N FSA002 163291 Skerritt Consultants Limited Authorised N FSA001 163291 Skerritt Consultants Limited Authorised N FSA002 163296 Thomas Grant & Co Ltd Authorised N FSA001 163296 Thomas Grant & Co Ltd Authorised N FSA002 163299 London and Oxford Capital Markets Limited Authorised N FSA001 163299 London and Oxford Capital Markets Limited Authorised N FSA002 163504 Beckett Asset Management Limited Authorised N FSA001 163504 Beckett Asset Management Limited Authorised N FSA002 163584 Sarasin Asset Management Ltd Authorised N FSA001 163584 Sarasin Asset Management Ltd Authorised N FSA002 164380 PVM Oil Futures Ltd Authorised N FSA001 FOI5126 - Annex A

164380 PVM Oil Futures Ltd Authorised N FSA002 164384 Pro Capital Ltd Authorised N FSA001 164384 Pro Capital Ltd Authorised N FSA002 164686 Clubb Capital Limited Authorised N FSA001 164686 Clubb Capital Limited Authorised N FSA002 164689 Swiss Investment Corporation Limited Authorised N FSA001 164689 Swiss Investment Corporation Limited Authorised N FSA002 165169 Tilney Investment Management Services Limited Authorised N FSA001 165169 Tilney Investment Management Services Limited Authorised N FSA002 165172 AMR Financial Management Limited Authorised N FSA001 165172 AMR Financial Management Limited Authorised N FSA002 165328 Manulife Asset Management (Europe) Limited Authorised N FSA001 165328 Manulife Asset Management (Europe) Limited Authorised N FSA002 165359 Old Mutual Wealth Limited Authorised N FSA001 165359 Old Mutual Wealth Limited Authorised N FSA002 165847 Bohler & Associates Ltd Authorised N FSA001 165847 Bohler & Associates Ltd Authorised N FSA002 165999 Slater Investments Ltd Authorised N FSA001 165999 Slater Investments Ltd Authorised N FSA002 166003 Savills Capital Advisors Limited Authorised N FSA001 166003 Savills Capital Advisors Limited Authorised N FSA002 166016 Hargreaves Lansdown Fund Managers Limited Authorised N FSA001 166016 Hargreaves Lansdown Fund Managers Limited Authorised N FSA002 166062 Miller & Co Investment Management Ltd Authorised N FSA001 166062 Miller & Co Investment Management Ltd Authorised N FSA002 166063 Kempen Capital Management (UK) Limited Authorised N FSA001 166063 Kempen Capital Management (UK) Limited Authorised N FSA002 166064 Herald Investment Management Limited Authorised N FSA001 166064 Herald Investment Management Limited Authorised N FSA002 169586 Capita Financial Investments Limited Authorised N FSA001 169586 Capita Financial Investments Limited Authorised N FSA002 169760 King & Shaxson Capital Limited Authorised N FSA001 169760 King & Shaxson Capital Limited Authorised N FSA002 169805 Finantia UK Limited Authorised N FSA001 169805 Finantia UK Limited Authorised N FSA002 169910 City of London Investment Management Company Ltd Authorised N FSA001 169910 City of London Investment Management Company Ltd Authorised N FSA002 170053 Sciens Capital Limited Authorised N FSA001 170053 Sciens Capital Limited Authorised N FSA002 170064 BNP Paribas Investment Partners UK Limited Authorised N FSA001 170064 BNP Paribas Investment Partners UK Limited Authorised N FSA002 170423 HSBC Alternative Investments Limited Authorised N FSA001 170423 HSBC Alternative Investments Limited Authorised N FSA002 170435 TT International Authorised N FSA001 170435 TT International Authorised N FSA002 170443 Delmore Asset Management Ltd Authorised N FSA001 170443 Delmore Asset Management Ltd Authorised N FSA002 170476 Guyon Capital Management Limited Authorised N FSA001 170476 Guyon Capital Management Limited Authorised N FSA002 170479 BB Securities Ltd Authorised N FSA001 170479 BB Securities Ltd Authorised N FSA002 170601 Baring Asset Management Limited Authorised N FSA001 170601 Baring Asset Management Limited Authorised N FSA002 170627 CMC Spreadbet Plc Authorised N FSA001 170627 CMC Spreadbet Plc Authorised N FSA002 170759 Gordian Knot Limited Authorised N FSA001 170759 Gordian Knot Limited Authorised N FSA002 170913 Aldbourne Investment Management Limited Authorised N FSA001 FOI5126 - Annex A

170913 Aldbourne Investment Management Limited Authorised N FSA002 170924 Investindustrial Advisors Limited Authorised N FSA001 170924 Investindustrial Advisors Limited Authorised N FSA002 170937 BMO Capital Markets Limited Authorised N FSA001 170937 BMO Capital Markets Limited Authorised N FSA002 170942 Notz Stucki (London) Limited Authorised N FSA001 170942 Notz Stucki (London) Limited Authorised N FSA002 171039 Millennium Global Investments Limited Authorised N FSA001 171039 Millennium Global Investments Limited Authorised N FSA002 171195 Blue Planet Investment Advisers Ltd Authorised N FSA001 171195 Blue Planet Investment Advisers Ltd Authorised N FSA002 171200 Pacific Capital Partners Limited Authorised N FSA001 171200 Pacific Capital Partners Limited Authorised N FSA002 171201 Industrial Common Ownership Finance Ltd Authorised N FSA001 171201 Industrial Common Ownership Finance Ltd Authorised N FSA002 171279 Fieldings Investment Management Ltd Authorised N FSA001 171279 Fieldings Investment Management Ltd Authorised N FSA002 171447 Monument Asset Management Limited Authorised N FSA001 171447 Monument Asset Management Limited Authorised N FSA002 171448 Santander ISA Managers Limited Authorised N FSA001 171448 Santander ISA Managers Limited Authorised N FSA002 171458 Partner Capital Limited Authorised N FSA001 171458 Partner Capital Limited Authorised N FSA002 171459 MMC Securities (Europe) Limited Authorised N FSA001 171459 MMC Securities (Europe) Limited Authorised N FSA002 171480 CFS Portfolio Management Limited Authorised N FSA001 171480 CFS Portfolio Management Limited Authorised N FSA002 171483 Fraser Finance Limited Authorised N FSA001 171483 Fraser Finance Limited Authorised N FSA002 171487 Walbrook Capital Markets Limited Authorised N FSA001 171487 Walbrook Capital Markets Limited Authorised N FSA002 171646 Belgrave Capital Management Ltd Authorised N FSA001 171646 Belgrave Capital Management Ltd Authorised N FSA002 171748 Virgin Money Unit Trust Managers Ltd Authorised N FSA001 171748 Virgin Money Unit Trust Managers Ltd Authorised N FSA002 171837 Kotak Mahindra (UK) Limited Authorised N FSA001 171837 Kotak Mahindra (UK) Limited Authorised N FSA002 171846 Fund Advisors (UK) Limited Authorised N FSA001 171846 Fund Advisors (UK) Limited Authorised N FSA002 171847 Old Mutual Global Investors (UK) Limited Authorised N FSA001 171847 Old Mutual Global Investors (UK) Limited Authorised N FSA002 171880 Family PEP Managers Limited Authorised N FSA001 171880 Family PEP Managers Limited Authorised N FSA002 171935 SMBC Nikko Capital Markets Limited Authorised N FSA001 171935 SMBC Nikko Capital Markets Limited Authorised N FSA002 171941 Shell International Trading and Shipping Company Limited Authorised N FSA001 171941 Shell International Trading and Shipping Company Limited Authorised N FSA002 171982 Atlantis Investment Management Limited Authorised N FSA001 171982 Atlantis Investment Management Limited Authorised N FSA002 172071 PRICOA Capital Group Limited Authorised N FSA001 172071 PRICOA Capital Group Limited Authorised N FSA002 172073 SMBC Derivative Products Limited Authorised N FSA001 172073 SMBC Derivative Products Limited Authorised N FSA002 172074 Korea Investment & Securities Europe Ltd. Authorised N FSA001 172074 Korea Investment & Securities Europe Ltd. Authorised N FSA002 172327 Nacional Financiera SNC Authorised N FSA002 172337 Arlington Group Asset Management Limited Authorised N FSA001 172337 Arlington Group Asset Management Limited Authorised N FSA002 FOI5126 - Annex A

172759 Oechsle International Advisors Limited Authorised N FSA001 172759 Oechsle International Advisors Limited Authorised N FSA002 172801 Parallel Investment Management Ltd Authorised N FSA001 172801 Parallel Investment Management Ltd Authorised N FSA002 172999 Charlemagne Capital (UK) Limited Authorised N FSA001 172999 Charlemagne Capital (UK) Limited Authorised N FSA002 173030 TD Securities Limited Authorised N FSA001 173030 TD Securities Limited Authorised N FSA002 173730 CMC Markets UK plc Authorised N FSA001 173730 CMC Markets UK plc Authorised N FSA002 174730 Investment Services UK Limited Authorised N FSA001 174730 Investment Services UK Limited Authorised N FSA002 174863 Kyte Broking Limited Authorised N FSA001 174863 Kyte Broking Limited Authorised N FSA002 175451 Epworth Investment Management Limited Authorised N FSA001 175451 Epworth Investment Management Limited Authorised N FSA002 175524 Caerus Portfolio Management Limited Authorised N FSA001 175524 Caerus Portfolio Management Limited Authorised N FSA002 175591 Capital Ventures Limited Authorised N FSA001 175591 Capital Ventures Limited Authorised N FSA002 175853 Daiwa Corporate Advisory Limited Authorised N FSA001 175853 Daiwa Corporate Advisory Limited Authorised N FSA002 176483 Exane Limited Authorised N FSA001 176483 Exane Limited Authorised N FSA002 176484 Quality Capital Management Limited Authorised N FSA001 176484 Quality Capital Management Limited Authorised N FSA002 176498 Capital Trust Financial Management LTD Authorised N FSA001 176498 Capital Trust Financial Management LTD Authorised N FSA002 176507 Investment & Portfolio Consultants Limited Authorised N FSA001 176507 Investment & Portfolio Consultants Limited Authorised N FSA002 176508 CROWD FOR ANGELS (UK) LIMITED Authorised N FSA001 176508 CROWD FOR ANGELS (UK) LIMITED Authorised N FSA002 176763 LGM Investments Limited Authorised N FSA001 176763 LGM Investments Limited Authorised N FSA002 176984 European Wealth Trading Ltd Authorised N FSA001 176984 European Wealth Trading Ltd Authorised N FSA002 177030 Sand Aire Limited Authorised N FSA001 177030 Sand Aire Limited Authorised N FSA002 177896 F&C Investment Business Limited Authorised N FSA001 177896 F&C Investment Business Limited Authorised N FSA002 178638 BlackRock International, Limited Authorised N FSA001 178638 BlackRock International, Limited Authorised N FSA002 178718 Soditic Limited Authorised N FSA001 178718 Soditic Limited Authorised N FSA002 178723 Union Investment Management Limited Authorised N FSA001 178723 Union Investment Management Limited Authorised N FSA002 178733 Bryan Garnier & Co Limited Authorised N FSA001 178733 Bryan Garnier & Co Limited Authorised N FSA002 178744 BASF Metal Forwards Limited Authorised N FSA001 178744 BASF Metal Forwards Limited Authorised N FSA002 178888 Mars Asset Management Limited Authorised N FSA001 178888 Mars Asset Management Limited Authorised N FSA002 179213 King & Shaxson Limited Authorised N FSA001 179213 King & Shaxson Limited Authorised N FSA002 179271 Virgin Money Personal Financial Service Ltd Authorised N FSA001 179271 Virgin Money Personal Financial Service Ltd Authorised N FSA002 179391 Clarksons Platou Futures Limited Authorised N FSA001 179391 Clarksons Platou Futures Limited Authorised N FSA002 FOI5126 - Annex A

179392 Emergent Asset Management Limited Authorised N FSA001 179392 Emergent Asset Management Limited Authorised N FSA002 179466 LaSalle Investment Management Authorised N FSA001 179466 LaSalle Investment Management Authorised N FSA002 179506 Samsung Securities (Europe) Limited Authorised N FSA001 179506 Samsung Securities (Europe) Limited Authorised N FSA002 179712 CBRE Global Investors (UK Funds) Limited Authorised N FSA001 179712 CBRE Global Investors (UK Funds) Limited Authorised N FSA002 179731 Blevins Franks Financial Management Limited Authorised N FSA001 179731 Blevins Franks Financial Management Limited Authorised N FSA002 180309 MPL Wealth Management Limited Authorised N FSA001 180309 MPL Wealth Management Limited Authorised N FSA002 180462 Hydra Capital Management Limited Authorised N FSA001 180462 Hydra Capital Management Limited Authorised N FSA002 180563 Smith & Williamson Financial Services Limited Authorised N FSA001 180563 Smith & Williamson Financial Services Limited Authorised N FSA002 180892 Blackfriars Asset Management Limited Authorised N FSA001 180892 Blackfriars Asset Management Limited Authorised N FSA002 181136 MFS International (UK) Limited Authorised N FSA001 181136 MFS International (UK) Limited Authorised N FSA002 181192 Optiva Securities Limited Authorised N FSA001 181192 Optiva Securities Limited Authorised N FSA002 181389 PGIM FUND MANAGEMENT LIMITED Authorised N FSA001 181389 PGIM FUND MANAGEMENT LIMITED Authorised N FSA002 181522 Omnia Asset Management Limited Authorised N FSA001 181522 Omnia Asset Management Limited Authorised N FSA002 181602 SSY Futures Limited Authorised N FSA001 181602 SSY Futures Limited Authorised N FSA002 181608 Bryan Garnier Asset Management Limited Authorised N FSA001 181608 Bryan Garnier Asset Management Limited Authorised N FSA002 181653 C-View Limited Authorised N FSA001 181653 C-View Limited Authorised N FSA002 181768 Philip J Milton & Company Plc Authorised N FSA001 181768 Philip J Milton & Company Plc Authorised N FSA002 181966 Pictet Asset Management Limited Authorised N FSA001 181966 Pictet Asset Management Limited Authorised N FSA002 182008 Willis Capital Markets & Advisory Limited Authorised N FSA001 182008 Willis Capital Markets & Advisory Limited Authorised N FSA002 182011 Canaccord Genuity Limited Authorised N FSA001 182011 Canaccord Genuity Limited Authorised N FSA002 182064 Bank of China International (UK) Ltd Authorised N FSA001 182064 Bank of China International (UK) Ltd Authorised N FSA002 182109 Currency Insight Limited Authorised N FSA001 182109 Currency Insight Limited Authorised N FSA002 182110 London Capital Group Ltd Authorised N FSA001 182110 London Capital Group Ltd Authorised N FSA002 182644 Mazars Financial Planning Limited Authorised N FSA001 182644 Mazars Financial Planning Limited Authorised N FSA002 183210 Dewhurst Torevell & Co Limited Authorised N FSA001 183210 Dewhurst Torevell & Co Limited Authorised N FSA002 183211 Montanaro Asset Management Limited Authorised N FSA001 183211 Montanaro Asset Management Limited Authorised N FSA002 183239 Alta Advisers Limited Authorised N FSA001 183239 Alta Advisers Limited Authorised N FSA002 183332 Halifax Share Dealing Limited Authorised N FSA001 183332 Halifax Share Dealing Limited Authorised N FSA002 183361 UTI International Limited Authorised N FSA001 183361 UTI International Limited Authorised N FSA002 FOI5126 - Annex A

183641 Delcap Asset Management Limited Authorised N FSA001 183641 Delcap Asset Management Limited Authorised N FSA002 183732 NCM Fund Services Limited Authorised N FSA001 183732 NCM Fund Services Limited Authorised N FSA002 183760 AGI Corporate Finance Limited Authorised N FSA001 183760 AGI Corporate Finance Limited Authorised N FSA002 183766 Bradshaw Asset Management Limited Authorised N FSA001 183766 Bradshaw Asset Management Limited Authorised N FSA002 183887 Woolwich Plan Managers Limited Authorised N FSA001 183887 Woolwich Plan Managers Limited Authorised N FSA002 183924 Financial Risk Management Limited Authorised N FSA001 183924 Financial Risk Management Limited Authorised N FSA002 184113 Capita IRG Trustees Limited Authorised N FSA001 184113 Capita IRG Trustees Limited Authorised N FSA002 184115 Independent Portfolio Managers Ltd Authorised N FSA001 184115 Independent Portfolio Managers Ltd Authorised N FSA002 184116 Argyle Investment Advisors Limited Authorised N FSA001 184116 Argyle Investment Advisors Limited Authorised N FSA002 184256 Britannic Energy Trading Limited Authorised N FSA001 184256 Britannic Energy Trading Limited Authorised N FSA002 184258 Winton Capital Management Limited Authorised N FSA001 184258 Winton Capital Management Limited Authorised N FSA002 184330 Hermes Alternative Investment Management Limited Authorised N FSA001 184330 Hermes Alternative Investment Management Limited Authorised N FSA002 184333 Ayondo Markets Limited Authorised N FSA001 184333 Ayondo Markets Limited Authorised N FSA002 184658 McCarthy Taylor Limited Authorised N FSA001 184658 McCarthy Taylor Limited Authorised N FSA002 184753 Beaumont Cornish Limited Authorised N FSA001 184753 Beaumont Cornish Limited Authorised N FSA002 184761 Peterhouse Corporate Finance Limited Authorised N FSA001 184761 Peterhouse Corporate Finance Limited Authorised N FSA002 184786 GFI Brokers Limited Authorised N FSA001 184786 GFI Brokers Limited Authorised N FSA002 184801 GFI Securities Limited Authorised N FSA001 184801 GFI Securities Limited Authorised N FSA002 184882 Koch Metals Trading Limited Authorised N FSA001 184882 Koch Metals Trading Limited Authorised N FSA002 184918 Brooks Macdonald Asset Management Limited Authorised N FSA001 184918 Brooks Macdonald Asset Management Limited Authorised N FSA002 184919 Hasan Financial Corporation Limited Authorised N FSA001 184919 Hasan Financial Corporation Limited Authorised N FSA002 185178 Knox D'Arcy Investment Management Limited Authorised N FSA001 185178 Knox D'Arcy Investment Management Limited Authorised N FSA002 185223 Goldenway Global Investments (UK) Limited Authorised N FSA001 185223 Goldenway Global Investments (UK) Limited Authorised N FSA002 185325 Equity Development Limited Authorised N FSA001 185325 Equity Development Limited Authorised N FSA002 185402 Ashmore Investment Management Limited Authorised N FSA001 185402 Ashmore Investment Management Limited Authorised N FSA002 185483 PAN Associates Authorised N FSA001 185483 PAN Associates Authorised N FSA002 185621 GLG Partners UK Limited Authorised N FSA001 185621 GLG Partners UK Limited Authorised N FSA002 185637 Man Solutions Limited Authorised N FSA001 185637 Man Solutions Limited Authorised N FSA002 185778 Money Wise Independent Financial Advisers Limited Authorised N FSA001 185778 Money Wise Independent Financial Advisers Limited Authorised N FSA002 FOI5126 - Annex A

185917 Chelverton Asset Management Limited Authorised N FSA001 185917 Chelverton Asset Management Limited Authorised N FSA002 185967 Forum Capital International Limited Authorised N FSA001 185967 Forum Capital International Limited Authorised N FSA002 186033 Traderight Limited Authorised N FSA001 186033 Traderight Limited Authorised N FSA002 186093 GLG Partners LP Authorised N FSA001 186093 GLG Partners LP Authorised N FSA002 186147 Asset Management One International Ltd. Authorised N FSA001 186147 Asset Management One International Ltd. Authorised N FSA002 186171 Henyep Capital Markets (UK) Limited Authorised N FSA001 186171 Henyep Capital Markets (UK) Limited Authorised N FSA002 186237 State Street Trustees Limited Authorised N FSA001 186237 State Street Trustees Limited Authorised N FSA002 186542 SISU Capital Limited Authorised N FSA001 186542 SISU Capital Limited Authorised N FSA002 186616 Smith & Pinching Financial Services Ltd Authorised N FSA001 186616 Smith & Pinching Financial Services Ltd Authorised N FSA002 186618 Royal Bank of Canada Investment Management (USA) Limited Authorised N FSA001 186618 Royal Bank of Canada Investment Management (USA) Limited Authorised N FSA002 186740 Pictet Global Markets (UK) Limited Authorised N FSA001 186740 Pictet Global Markets (UK) Limited Authorised N FSA002 186745 Wells Fargo Securities International Limited Authorised N FSA001 186745 Wells Fargo Securities International Limited Authorised N FSA002 186761 Doherty Pension & Investment Consultancy Limited Authorised N FSA001 186761 Doherty Pension & Investment Consultancy Limited Authorised N FSA002 186764 The Link Asset and Securities Company Limited Authorised N FSA001 186764 The Link Asset and Securities Company Limited Authorised N FSA002 186814 Aon Securities Limited Authorised N FSA001 186814 Aon Securities Limited Authorised N FSA002 186871 Phoenix Asset Management Partners Limited Authorised N FSA001 186871 Phoenix Asset Management Partners Limited Authorised N FSA002 186882 THESIS Unit Trust Management Limited Authorised N FSA001 186882 THESIS Unit Trust Management Limited Authorised N FSA002 186883 Windmill Hill Asset Management Limited Authorised N FSA001 186883 Windmill Hill Asset Management Limited Authorised N FSA002 186891 Renaissance Capital Limited Authorised N FSA001 186891 Renaissance Capital Limited Authorised N FSA002 187358 State Street Europe Limited Authorised N FSA001 187358 State Street Europe Limited Authorised N FSA002 187359 Falcon Private Wealth Limited Authorised N FSA001 187359 Falcon Private Wealth Limited Authorised N FSA002 187419 Pavilion Alternatives Group Limited Authorised N FSA001 187419 Pavilion Alternatives Group Limited Authorised N FSA002 187492 Bloomberg Tradebook Europe Limited Authorised N FSA001 187492 Bloomberg Tradebook Europe Limited Authorised N FSA002 187498 Strenuus Capital Ltd Authorised N FSA001 187498 Strenuus Capital Ltd Authorised N FSA002 187629 EC Hambro Rabben & Partners Ltd Authorised N FSA001 187629 EC Hambro Rabben & Partners Ltd Authorised N FSA002 187846 Ibex Commodities Limited Authorised N FSA001 187846 Ibex Commodities Limited Authorised N FSA002 187863 Swiss Re Capital Markets Limited Authorised N FSA001 187863 Swiss Re Capital Markets Limited Authorised N FSA002 188130 Amius Limited Authorised N FSA001 188130 Amius Limited Authorised N FSA002 188139 Advicorp Public Limited Company Authorised N FSA001 188139 Advicorp Public Limited Company Authorised N FSA002 FOI5126 - Annex A

188146 K & R Partners Limited Authorised N FSA001 188146 K & R Partners Limited Authorised N FSA002 188244 Raymond James Financial International Limited Authorised N FSA001 188244 Raymond James Financial International Limited Authorised N FSA002 188391 RL Marketing (CIS) Limited Authorised N FSA001 188391 RL Marketing (CIS) Limited Authorised N FSA002 188395 Aspect Capital Limited Authorised N FSA001 188395 Aspect Capital Limited Authorised N FSA002 188406 Standard Life Investments Limited Authorised N FSA001 188406 Standard Life Investments Limited Authorised N FSA002 188523 AXA Investment Managers GS Limited Authorised N FSA001 188523 AXA Investment Managers GS Limited Authorised N FSA002 188534 Computershare Investor Services Plc Authorised N FSA001 188534 Computershare Investor Services Plc Authorised N FSA002 188536 Saracen Fund Managers Limited Authorised N FSA001 188536 Saracen Fund Managers Limited Authorised N FSA002 188574 Ennismore Fund Management Limited Authorised N FSA001 188574 Ennismore Fund Management Limited Authorised N FSA002 188586 MICL Limited Authorised N FSA001 188586 MICL Limited Authorised N FSA002 188594 Future Value Consultants Limited Authorised N FSA001 188594 Future Value Consultants Limited Authorised N FSA002 188624 XBZ Limited Authorised N FSA001 188624 XBZ Limited Authorised N FSA002 188741 Arcus Investment Limited Authorised N FSA001 188741 Arcus Investment Limited Authorised N FSA002 188753 Direct Sharedeal Ltd Authorised N FSA001 188753 Direct Sharedeal Ltd Authorised N FSA002 188757 Rometsch & Moor Limited Authorised N FSA001 188757 Rometsch & Moor Limited Authorised N FSA002 188796 Standard Life Savings Limited Authorised N FSA001 188796 Standard Life Savings Limited Authorised N FSA002 188804 Trident Trust Company (UK) Limited Authorised N FSA001 188804 Trident Trust Company (UK) Limited Authorised N FSA002 188821 Kinmont Limited Authorised N FSA001 188821 Kinmont Limited Authorised N FSA002 188832 Scottish Friendly Asset Managers Limited Authorised N FSA001 188832 Scottish Friendly Asset Managers Limited Authorised N FSA002 188889 Threadneedle Navigator ISA Manager Limited Authorised N FSA001 188889 Threadneedle Navigator ISA Manager Limited Authorised N FSA002 188924 EuroMTS Limited Authorised N FSA001 188924 EuroMTS Limited Authorised N FSA002 188984 ICAP Europe Limited Authorised N FSA001 188984 ICAP Europe Limited Authorised N FSA002 188997 Nippon Life Schroders Asset Management Europe Limited Authorised N FSA001 188997 Nippon Life Schroders Asset Management Europe Limited Authorised N FSA002 189068 William Blair International Limited Authorised N FSA001 189068 William Blair International Limited Authorised N FSA002 189090 KCG Europe Limited Authorised N FSA001 189090 KCG Europe Limited Authorised N FSA002 189093 Prospect Investment Management Limited Authorised N FSA001 189093 Prospect Investment Management Limited Authorised N FSA002 189154 RBC Global Asset Management (UK) Limited Authorised N FSA001 189154 RBC Global Asset Management (UK) Limited Authorised N FSA002 189170 Plutusgroup Ltd Authorised N FSA001 189170 Plutusgroup Ltd Authorised N FSA002 189174 Lord North Street Limited Authorised N FSA001 189174 Lord North Street Limited Authorised N FSA002 FOI5126 - Annex A

189175 Wilmington Capital Limited Authorised N FSA001 189175 Wilmington Capital Limited Authorised N FSA002 189219 James Brearley & Sons Limited Authorised N FSA001 189219 James Brearley & Sons Limited Authorised N FSA002 189221 Shackleton Finance Limited Authorised N FSA001 189221 Shackleton Finance Limited Authorised N FSA002 189239 Pentagon Capital Management Plc Authorised N FSA001 189239 Pentagon Capital Management Plc Authorised N FSA002 189302 City Financial Investment Company Limited Authorised N FSA001 189302 City Financial Investment Company Limited Authorised N FSA002 189316 Conning Asset Management Limited Authorised N FSA001 189316 Conning Asset Management Limited Authorised N FSA002 189330 Entrustpermal Ltd. Authorised N FSA001 189330 Entrustpermal Ltd. Authorised N FSA002 189419 Morant Wright Management Limited Authorised N FSA001 189419 Morant Wright Management Limited Authorised N FSA002 189431 Poyry Capital Limited Authorised N FSA001 189431 Poyry Capital Limited Authorised N FSA002 189433 Gryphon Emerging Markets Limited Authorised N FSA001 189433 Gryphon Emerging Markets Limited Authorised N FSA002 189436 Kairos Investment Management Limited Authorised N FSA001 189436 Kairos Investment Management Limited Authorised N FSA002 189452 LENDLEASE REAL ESTATE INVESTMENTS (EUROPE) LIMITED Authorised N FSA001 189452 LENDLEASE REAL ESTATE INVESTMENTS (EUROPE) LIMITED Authorised N FSA002 189560 SpreadZero Limited Authorised N FSA001 189560 SpreadZero Limited Authorised N FSA002 189570 Black Kettle International Limited Authorised N FSA001 189570 Black Kettle International Limited Authorised N FSA002 189829 Thomas Miller Investment Ltd Authorised N FSA001 189829 Thomas Miller Investment Ltd Authorised N FSA002 189905 Citco REIF Services UK Limited Authorised N FSA001 189905 Citco REIF Services UK Limited Authorised N FSA002 189955 Intermediate Capital Managers Limited Authorised N FSA001 189955 Intermediate Capital Managers Limited Authorised N FSA002 189958 Market Dynamics UK Limited Authorised N FSA001 189958 Market Dynamics UK Limited Authorised N FSA002 189983 Toyota Tsusho Metals Limited Authorised N FSA001 189983 Toyota Tsusho Metals Limited Authorised N FSA002 189997 Tilney Asset Management Services Limited Authorised N FSA001 189997 Tilney Asset Management Services Limited Authorised N FSA002 189998 Janus Capital International Limited Authorised N FSA001 189998 Janus Capital International Limited Authorised N FSA002 190011 Wallwood Consultants Limited Authorised N FSA001 190011 Wallwood Consultants Limited Authorised N FSA002 190012 Arbor Research & Trading UK Limited Authorised N FSA001 190012 Arbor Research & Trading UK Limited Authorised N FSA002 190057 Simmons & Company International Limited Authorised N FSA001 190057 Simmons & Company International Limited Authorised N FSA002 190064 Schroder Real Estate Investment Management Limited Authorised N FSA001 190064 Schroder Real Estate Investment Management Limited Authorised N FSA002 190249 Starmark Investment Management Limited Authorised N FSA001 190249 Starmark Investment Management Limited Authorised N FSA002 190250 International Advisory Partners Limited Authorised N FSA001 190250 International Advisory Partners Limited Authorised N FSA002 190254 RAB Capital Limited Authorised N FSA001 190254 RAB Capital Limited Authorised N FSA002 190256 Midtown Investments Limited Authorised N FSA001 190256 Midtown Investments Limited Authorised N FSA002 FOI5126 - Annex A

190258 NGAM UK Limited Authorised N FSA001 190258 NGAM UK Limited Authorised N FSA002 190266 Brown Brothers Harriman Investor Services Ltd Authorised N FSA001 190266 Brown Brothers Harriman Investor Services Ltd Authorised N FSA002 190267 Payden & Rygel Global Limited Authorised N FSA001 190267 Payden & Rygel Global Limited Authorised N FSA002 190290 Galaxy Asset Management Ltd Authorised N FSA001 190290 Galaxy Asset Management Ltd Authorised N FSA002 190291 T. Bailey Asset Management Limited Authorised N FSA001 190291 T. Bailey Asset Management Limited Authorised N FSA002 190412 Stifel Nicolaus Europe Limited Authorised N FSA001 190412 Stifel Nicolaus Europe Limited Authorised N FSA002 190548 Church House Investments Limited Authorised N FSA001 190548 Church House Investments Limited Authorised N FSA002 190551 Interactive Investor Trading Limited Authorised N FSA001 190551 Interactive Investor Trading Limited Authorised N FSA002 190602 Avalon Investment Services Limited Authorised N FSA001 190602 Avalon Investment Services Limited Authorised N FSA002 190607 IWI FUND MANAGEMENT LIMITED Authorised N FSA001 190607 IWI FUND MANAGEMENT LIMITED Authorised N FSA002 190608 ECM Asset Management Limited Authorised N FSA001 190608 ECM Asset Management Limited Authorised N FSA002 190632 Tradition London Clearing Ltd Authorised N FSA001 190632 Tradition London Clearing Ltd Authorised N FSA002 190653 WeatherXchange Limited Authorised N FSA001 190653 WeatherXchange Limited Authorised N FSA002 190662 Och-Ziff Management Europe Limited Authorised N FSA001 190662 Och-Ziff Management Europe Limited Authorised N FSA002 190699 Credo Corporate Finance Limited Authorised N FSA001 190699 Credo Corporate Finance Limited Authorised N FSA002 190748 Stenham Asset Management (UK) Plc Authorised N FSA001 190748 Stenham Asset Management (UK) Plc Authorised N FSA002 190780 First Global (UK) Limited Authorised N FSA001 190780 First Global (UK) Limited Authorised N FSA002 190782 Spinnaker Capital Limited Authorised N FSA001 190782 Spinnaker Capital Limited Authorised N FSA002 190828 Platinum Capital Management Limited Authorised N FSA001 190828 Platinum Capital Management Limited Authorised N FSA002 190856 Integrated Financial Arrangements LTD Authorised N FSA001 190856 Integrated Financial Arrangements LTD Authorised N FSA002 190860 ARC Fund Management Limited Authorised N FSA001 190860 ARC Fund Management Limited Authorised N FSA002 190864 Gain Capital - Forex.Com UK Limited Authorised N FSA001 190864 Gain Capital - Forex.Com UK Limited Authorised N FSA002 190911 Guy Butler Limited Authorised N FSA001 190911 Guy Butler Limited Authorised N FSA002 190941 Spreadex Limited Authorised N FSA001 190941 Spreadex Limited Authorised N FSA002 190987 Jesus J Mora Del Rio Authorised N FSA001 190987 Jesus J Mora Del Rio Authorised N FSA002 191005 Colchester Global Investors Limited Authorised N FSA001 191005 Colchester Global Investors Limited Authorised N FSA002 191074 Avior Capital Markets International Limited Authorised N FSA001 191074 Avior Capital Markets International Limited Authorised N FSA002 191115 Sanford C. Bernstein Limited Authorised N FSA001 191115 Sanford C. Bernstein Limited Authorised N FSA002 191120 Principal Global Investors (Europe) Limited Authorised N FSA001 191120 Principal Global Investors (Europe) Limited Authorised N FSA002 FOI5126 - Annex A

191123 N W Brown & Company Limited Authorised N FSA001 191123 N W Brown & Company Limited Authorised N FSA002 191231 Metropol (UK) Limited Authorised N FSA001 191231 Metropol (UK) Limited Authorised N FSA002 191237 Royal London Savings Limited Authorised N FSA001 191237 Royal London Savings Limited Authorised N FSA002 191261 SinoPac Securities (Europe) Limited Authorised N FSA001 191261 SinoPac Securities (Europe) Limited Authorised N FSA002 191278 Sterling ISA Managers Limited Authorised N FSA001 191278 Sterling ISA Managers Limited Authorised N FSA002 191287 Evans Randall Investment Management Limited Authorised N FSA001 191287 Evans Randall Investment Management Limited Authorised N FSA002 191383 Harrington Wood Bath Limited Authorised N FSA001 191383 Harrington Wood Bath Limited Authorised N FSA002 191521 Integral Asset Management Ltd Authorised N FSA001 191521 Integral Asset Management Ltd Authorised N FSA002 191609 Fisher Investments Europe Limited Authorised N FSA001 191609 Fisher Investments Europe Limited Authorised N FSA002 191657 Piper Jaffray Ltd Authorised N FSA001 191657 Piper Jaffray Ltd Authorised N FSA002 191660 Idealing.com Limited Authorised N FSA001 191660 Idealing.com Limited Authorised N FSA002 191713 SEI Investments (Europe) Limited Authorised N FSA001 191713 SEI Investments (Europe) Limited Authorised N FSA002 191714 Duet Asset Management Limited Authorised N FSA001 191714 Duet Asset Management Limited Authorised N FSA002 191751 Hathaway Investment Management Limited Authorised N FSA001 191751 Hathaway Investment Management Limited Authorised N FSA002 191757 ICAP Global Derivatives Limited Authorised N FSA001 191757 ICAP Global Derivatives Limited Authorised N FSA002 191763 Stargate Capital Management Limited Authorised N FSA001 191763 Stargate Capital Management Limited Authorised N FSA002 191857 Euro-IB Limited Authorised N FSA001 191857 Euro-IB Limited Authorised N FSA002 191914 Progressive Value Management Limited Authorised N FSA001 191914 Progressive Value Management Limited Authorised N FSA002 191916 Northern Trust Global Investments Limited Authorised N FSA001 191916 Northern Trust Global Investments Limited Authorised N FSA002 191918 De Brae Investment Management Limited Authorised N FSA001 191918 De Brae Investment Management Limited Authorised N FSA002 191919 Star Capital Partners Limited Authorised N FSA001 191919 Star Capital Partners Limited Authorised N FSA002 192017 Mulvaney Capital Management Limited Authorised N FSA001 192017 Mulvaney Capital Management Limited Authorised N FSA002 192141 Unigestion (UK) Limited Authorised N FSA001 192141 Unigestion (UK) Limited Authorised N FSA002 192162 Rasini Fairway Capital Ltd Authorised N FSA001 192162 Rasini Fairway Capital Ltd Authorised N FSA002 192163 Black Diamond Capital Management Limited Authorised N FSA001 192163 Black Diamond Capital Management Limited Authorised N FSA002 192164 Unicorn Asset Management Limited Authorised N FSA001 192164 Unicorn Asset Management Limited Authorised N FSA002 192203 Committed Capital Financial Services Limited Authorised N FSA001 192203 Committed Capital Financial Services Limited Authorised N FSA002 192204 Credo Capital Plc Authorised N FSA001 192204 Credo Capital Plc Authorised N FSA002 192261 Muzinich & Co. Limited Authorised N FSA001 192261 Muzinich & Co. Limited Authorised N FSA002 FOI5126 - Annex A

192356 Clear Markets Europe Limited Authorised N FSA001 192356 Clear Markets Europe Limited Authorised N FSA002 192403 ACPI Investments Limited Authorised N FSA001 192403 ACPI Investments Limited Authorised N FSA002 192676 RWC Partners Limited Authorised N FSA001 192676 RWC Partners Limited Authorised N FSA002 192798 Centaurus Capital Limited Authorised N FSA001 192798 Centaurus Capital Limited Authorised N FSA002 192799 Highbridge Capital Management (UK) Limited Authorised N FSA001 192799 Highbridge Capital Management (UK) Limited Authorised N FSA002 192815 Hartmann Capital Limited Authorised N FSA001 192815 Hartmann Capital Limited Authorised N FSA002 192936 Algo Capital Management Limited Authorised N FSA001 192936 Algo Capital Management Limited Authorised N FSA002 192937 Pradera Limited Authorised N FSA001 192937 Pradera Limited Authorised N FSA002 193023 Eastwood Anglo Corporate Finance Limited Authorised N FSA001 193023 Eastwood Anglo Corporate Finance Limited Authorised N FSA002 193027 Marex Spectron International Limited Authorised N FSA001 193027 Marex Spectron International Limited Authorised N FSA002 193030 Kerford Investments (UK) Limited Authorised N FSA001 193030 Kerford Investments (UK) Limited Authorised N FSA002 193171 MJ Hudson Fund Management Limited Authorised N FSA001 193171 MJ Hudson Fund Management Limited Authorised N FSA002 193418 PGIM LIMITED Authorised N FSA001 193418 PGIM LIMITED Authorised N FSA002 193700 Newscape Capital Group Limited Authorised N FSA001 193700 Newscape Capital Group Limited Authorised N FSA002 193704 MMC Ventures Limited Authorised N FSA001 193704 MMC Ventures Limited Authorised N FSA002 193705 Tradeweb Europe Limited Authorised N FSA001 193705 Tradeweb Europe Limited Authorised N FSA002 193707 Aberdeen Asset Investments Limited Authorised N FSA001 193707 Aberdeen Asset Investments Limited Authorised N FSA002 193863 Savills Investment Management (UK) Limited Authorised N FSA001 193863 Savills Investment Management (UK) Limited Authorised N FSA002 193905 Macquarie Capital (Europe) Limited Authorised N FSA001 193905 Macquarie Capital (Europe) Limited Authorised N FSA002 194050 Henderson Equity Partners Limited Authorised N FSA001 194050 Henderson Equity Partners Limited Authorised N FSA002 194126 Pareto Securities Limited Authorised N FSA001 194126 Pareto Securities Limited Authorised N FSA002 194149 Nuveen Management AIFM Limited Authorised N FSA001 194149 Nuveen Management AIFM Limited Authorised N FSA002 194229 Lindsell Train Limited Authorised N FSA001 194229 Lindsell Train Limited Authorised N FSA002 194231 Coronation International Limited Authorised N FSA001 194231 Coronation International Limited Authorised N FSA002 194240 Horseman Capital Management Limited Authorised N FSA001 194240 Horseman Capital Management Limited Authorised N FSA002 194382 Stonehage Fleming Investment Management Limited Authorised N FSA001 194382 Stonehage Fleming Investment Management Limited Authorised N FSA002 194525 State Street Global Markets International Limited Authorised N FSA001 194525 State Street Global Markets International Limited Authorised N FSA002 194570 Canada Life Asset Management Limited Authorised N FSA001 194570 Canada Life Asset Management Limited Authorised N FSA002 194662 BARINGS (U.K.) LIMITED Authorised N FSA001 194662 BARINGS (U.K.) LIMITED Authorised N FSA002 FOI5126 - Annex A

194667 T. Rowe Price International Ltd Authorised N FSA001 194667 T. Rowe Price International Ltd Authorised N FSA002 194713 Raymond James Investment Services Ltd Authorised N FSA001 194713 Raymond James Investment Services Ltd Authorised N FSA002 194722 HFM Columbus Asset Management Limited Authorised N FSA001 194722 HFM Columbus Asset Management Limited Authorised N FSA002 194731 Apax Partners Europe Managers Ltd Authorised N FSA001 194731 Apax Partners Europe Managers Ltd Authorised N FSA002 194734 Cofunds Limited Authorised N FSA001 194734 Cofunds Limited Authorised N FSA002 194768 Montage Portfolio Management Ltd Authorised N FSA001 194768 Montage Portfolio Management Ltd Authorised N FSA002 194779 Octopus Investments Limited Authorised N FSA001 194779 Octopus Investments Limited Authorised N FSA002 194783 Ludgate Investments Limited Authorised N FSA001 194783 Ludgate Investments Limited Authorised N FSA002 194795 Devon Capital Advisors Limited Authorised N FSA001 194795 Devon Capital Advisors Limited Authorised N FSA002 194926 E D & F Man Capital Markets Limited Authorised N FSA001 194926 E D & F Man Capital Markets Limited Authorised N FSA002 194927 Canaccord Genuity Wealth Limited Authorised N FSA001 194927 Canaccord Genuity Wealth Limited Authorised N FSA002 194929 Stonehage Fleming Advisory Limited Authorised N FSA001 194929 Stonehage Fleming Advisory Limited Authorised N FSA002 195028 P-Solve Investments Limited Authorised N FSA001 195028 P-Solve Investments Limited Authorised N FSA002 195086 Leo Fund Managers Limited Authorised N FSA001 195086 Leo Fund Managers Limited Authorised N FSA002 195199 Lighthouse Advisory Services Limited Authorised N FSA001 195199 Lighthouse Advisory Services Limited Authorised N FSA002 195262 3i Investments Plc Authorised N FSA001 195262 3i Investments Plc Authorised N FSA002 195277 Otus Capital Management Limited Authorised N FSA001 195277 Otus Capital Management Limited Authorised N FSA002 195355 IG Markets Limited Authorised N FSA001 195355 IG Markets Limited Authorised N FSA002 195450 Arcanum Partners Limited Authorised N FSA001 195450 Arcanum Partners Limited Authorised N FSA002 195452 Midas Investment Management Limited Authorised N FSA001 195452 Midas Investment Management Limited Authorised N FSA002 195453 Orbit Investment Securities Services Plc Authorised N FSA001 195453 Orbit Investment Securities Services Plc Authorised N FSA002 195456 Fidante Partners Europe Limited Authorised N FSA001 195456 Fidante Partners Europe Limited Authorised N FSA002 195463 Macrocapital Limited Authorised N FSA001 195463 Macrocapital Limited Authorised N FSA002 195579 Miller Capital Partners Limited Authorised N FSA001 195579 Miller Capital Partners Limited Authorised N FSA002 195581 TMS Capital Limited Authorised N FSA001 195581 TMS Capital Limited Authorised N FSA002 195597 Torch Partners Corporate Finance Limited Authorised N FSA001 195597 Torch Partners Corporate Finance Limited Authorised N FSA002 195652 Macquarie Infrastructure and Real Assets (Europe) Limited Authorised N FSA001 195652 Macquarie Infrastructure and Real Assets (Europe) Limited Authorised N FSA002 195693 Standish Mellon Asset Management (UK) Limited Authorised N FSA001 195693 Standish Mellon Asset Management (UK) Limited Authorised N FSA002 195763 CG Asset Management Limited Authorised N FSA001 195763 CG Asset Management Limited Authorised N FSA002 FOI5126 - Annex A

195764 Troy Asset Management Limited Authorised N FSA001 195764 Troy Asset Management Limited Authorised N FSA002 195766 InfraRed Capital Partners Limited Authorised N FSA001 195766 InfraRed Capital Partners Limited Authorised N FSA002 195788 Whitefoord (2010) Limited Registered N FSA001 195788 Whitefoord (2010) Limited Registered N FSA002 195960 Gottex Asset Management (U.K.) Limited Authorised N FSA001 195960 Gottex Asset Management (U.K.) Limited Authorised N FSA002 195997 Argo Capital Management Limited Authorised N FSA001 195997 Argo Capital Management Limited Authorised N FSA002 196001 S G Wealth Management Limited Authorised N FSA001 196001 S G Wealth Management Limited Authorised N FSA002 196124 Nash & Co Capital Limited Authorised N FSA001 196124 Nash & Co Capital Limited Authorised N FSA002 196277 ZAN Partners Limited Authorised N FSA001 196277 ZAN Partners Limited Authorised N FSA002 196333 Nextam Partners Limited Authorised N FSA001 196333 Nextam Partners Limited Authorised N FSA002 196334 Moorfield Investment Management Limited Authorised N FSA001 196334 Moorfield Investment Management Limited Authorised N FSA002 196447 Sandell Asset Management Europe Limited Authorised N FSA001 196447 Sandell Asset Management Europe Limited Authorised N FSA002 196460 Praefinium Partners Ltd Authorised N FSA001 196460 Praefinium Partners Ltd Authorised N FSA002 196482 Haitong Securities (UK) Limited Authorised N FSA001 196482 Haitong Securities (UK) Limited Authorised N FSA002 196485 Independent Minds Limited Authorised N FSA001 196485 Independent Minds Limited Authorised N FSA002 196601 MarketAxess Europe Limited Authorised N FSA001 196601 MarketAxess Europe Limited Authorised N FSA002 196835 Metage Capital Limited Authorised N FSA001 196835 Metage Capital Limited Authorised N FSA002 196845 Alcentra Limited Authorised N FSA001 196845 Alcentra Limited Authorised N FSA002 196936 Laxey Partners (UK) Limited Authorised N FSA001 196936 Laxey Partners (UK) Limited Authorised N FSA002 197007 MSS Capital Limited Authorised N FSA001 197007 MSS Capital Limited Authorised N FSA002 197008 Impax Asset Management Limited Authorised N FSA001 197008 Impax Asset Management Limited Authorised N FSA002 197097 Peterhouse Asset Management Limited Authorised N FSA001 197097 Peterhouse Asset Management Limited Authorised N FSA002 197099 Lothbury Investment Management Limited Authorised N FSA001 197099 Lothbury Investment Management Limited Authorised N FSA002 197186 Mazars Corporate Finance Limited Authorised N FSA001 197186 Mazars Corporate Finance Limited Authorised N FSA002 197230 Catalyst Investment Group Limited Authorised N FSA001 197230 Catalyst Investment Group Limited Authorised N FSA002 197236 Agincourt Financial Limited Authorised N FSA001 197236 Agincourt Financial Limited Authorised N FSA002 197244 TFS Derivatives Limited Authorised N FSA001 197244 TFS Derivatives Limited Authorised N FSA002 197249 CIT Financial Services Limited Authorised N FSA001 197249 CIT Financial Services Limited Authorised N FSA002 197251 Chatham Financial Europe Ltd Authorised N FSA001 197251 Chatham Financial Europe Ltd Authorised N FSA002 197288 Schroder Unit Trusts Limited Authorised N FSA001 197288 Schroder Unit Trusts Limited Authorised N FSA002 FOI5126 - Annex A

197316 Pragma Wealth Management Limited Authorised N FSA001 197316 Pragma Wealth Management Limited Authorised N FSA002 197324 Axiom Capital Limited Authorised N FSA001 197324 Axiom Capital Limited Authorised N FSA002 197330 Arjent Limited Authorised N FSA001 197330 Arjent Limited Authorised N FSA002 197331 Odyssey Partners Limited Authorised N FSA001 197331 Odyssey Partners Limited Authorised N FSA002 197336 Integra Capital Limited Authorised N FSA001 197336 Integra Capital Limited Authorised N FSA002 197340 Heartwood Wealth Management Limited Authorised N FSA001 197340 Heartwood Wealth Management Limited Authorised N FSA002 197343 GAMCO Asset Management (UK) Limited Authorised N FSA001 197343 GAMCO Asset Management (UK) Limited Authorised N FSA002 197385 Keith Bayley Rogers & Co Limited Authorised N FSA001 197385 Keith Bayley Rogers & Co Limited Authorised N FSA002 197410 Royal Liver Asset Managers Limited Authorised N FSA001 197410 Royal Liver Asset Managers Limited Authorised N FSA002 197474 Gradient Capital Partners LLP Authorised N FSA001 197474 Gradient Capital Partners LLP Authorised N FSA002 197479 Polunin Capital Partners Limited Authorised N FSA001 197479 Polunin Capital Partners Limited Authorised N FSA002 197481 Duet Alternative Investments (UK) Limited Authorised N FSA001 197481 Duet Alternative Investments (UK) Limited Authorised N FSA002 197484 Millbank Investment Managers Limited Authorised N FSA001 197484 Millbank Investment Managers Limited Authorised N FSA002 197487 Tail Wind Advisory and Management Limited Authorised N FSA001 197487 Tail Wind Advisory and Management Limited Authorised N FSA002 197511 Poalim Asset Management (UK) Limited Authorised N FSA001 197511 Poalim Asset Management (UK) Limited Authorised N FSA002 197515 M&G International Investments Limited Authorised N FSA001 197515 M&G International Investments Limited Authorised N FSA002 197544 Traderisks Limited Authorised N FSA001 197544 Traderisks Limited Authorised N FSA002 198014 Rubicon Fund Management LLP Authorised N FSA001 198014 Rubicon Fund Management LLP Authorised N FSA002 198024 Amati Global Investors Limited Authorised N FSA001 198024 Amati Global Investors Limited Authorised N FSA002 198036 Citation Capital Management Limited Authorised N FSA001 198036 Citation Capital Management Limited Authorised N FSA002 198039 Liquidnet Europe Limited Authorised N FSA001 198039 Liquidnet Europe Limited Authorised N FSA002 198041 JLT Investment Management Limited Authorised N FSA001 198041 JLT Investment Management Limited Authorised N FSA002 198042 Devonshire Corporate Finance Limited Authorised N FSA001 198042 Devonshire Corporate Finance Limited Authorised N FSA002 204440 Capital One (Europe) plc Authorised N FSA001 204440 Capital One (Europe) plc Authorised N FSA002 204487 MBNA Limited Authorised N FSA001 204487 MBNA Limited Authorised N FSA002 204572 Santander Cards UK Limited Authorised N FSA001 204572 Santander Cards UK Limited Authorised N FSA002 205621 Canada Square Operations Limited Authorised N FSA001 205621 Canada Square Operations Limited Authorised N FSA002 206017 Reuters Transaction Services Limited Authorised N FSA001 206017 Reuters Transaction Services Limited Authorised N FSA002 206018 TFS-ICAP Limited Authorised N FSA001 206018 TFS-ICAP Limited Authorised N FSA002 FOI5126 - Annex A

207816 AHV Associates LLP Authorised N FSA001 207816 AHV Associates LLP Authorised N FSA002 207821 Arkios Limited Authorised N FSA001 207821 Arkios Limited Authorised N FSA002 207972 Resolution Partners Limited Authorised N FSA001 207972 Resolution Partners Limited Authorised N FSA002 208027 Forester Fund Management Limited Authorised N FSA001 208027 Forester Fund Management Limited Authorised N FSA002 208116 DC Dwek Corporate Finance Limited Authorised N FSA001 208116 DC Dwek Corporate Finance Limited Authorised N FSA002 208120 EEP Advisers Limited Authorised N FSA001 208120 EEP Advisers Limited Authorised N FSA002 208159 Interactive Brokers (UK) Ltd Authorised N FSA001 208159 Interactive Brokers (UK) Ltd Authorised N FSA002 208161 Duet Private Equity Limited Authorised N FSA001 208161 Duet Private Equity Limited Authorised N FSA002 208165 JonesTrading International Limited Authorised N FSA001 208165 JonesTrading International Limited Authorised N FSA002 208180 Northbridge Management Limited Authorised N FSA001 208180 Northbridge Management Limited Authorised N FSA002 208188 Oxygen Ventures Limited Authorised N FSA001 208188 Oxygen Ventures Limited Authorised N FSA002 208243 TAM Asset Management Ltd Authorised N FSA001 208243 TAM Asset Management Ltd Authorised N FSA002 208247 Schneider Trading Associates Limited Authorised N FSA001 208247 Schneider Trading Associates Limited Authorised N FSA002 208253 ScottishPower Energy Management (Agency) Limited Authorised N FSA001 208253 ScottishPower Energy Management (Agency) Limited Authorised N FSA002 208259 Silverbrook Capital Management Limited Authorised N FSA001 208259 Silverbrook Capital Management Limited Authorised N FSA002 208265 Sunrise Brokers LLP Authorised N FSA001 208265 Sunrise Brokers LLP Authorised N FSA002 208317 Baker Steel Capital Managers LLP Authorised N FSA001 208317 Baker Steel Capital Managers LLP Authorised N FSA002 208546 Spring Asset Management Limited Authorised N FSA001 208546 Spring Asset Management Limited Authorised N FSA002 208551 Nedgroup Investment Advisors (UK) Limited Authorised N FSA001 208551 Nedgroup Investment Advisors (UK) Limited Authorised N FSA002 208565 Margetts Fund Management Limited Authorised N FSA001 208565 Margetts Fund Management Limited Authorised N FSA002 208566 Oxeye Capital Management Limited Authorised N FSA001 208566 Oxeye Capital Management Limited Authorised N FSA002 208573 Wellington Management International Limited Authorised N FSA001 208573 Wellington Management International Limited Authorised N FSA002 208628 Gulf Merchant Group LLP Authorised N FSA001 208628 Gulf Merchant Group LLP Authorised N FSA002 208634 Eaton Vance Management (International) Limited Authorised N FSA001 208634 Eaton Vance Management (International) Limited Authorised N FSA002 208689 Seneca Investment Managers Limited Authorised N FSA001 208689 Seneca Investment Managers Limited Authorised N FSA002 208692 Method Investments & Advisory Ltd Authorised N FSA001 208692 Method Investments & Advisory Ltd Authorised N FSA002 208716 The Fund Incubator Limited Authorised N FSA001 208716 The Fund Incubator Limited Authorised N FSA002 208719 Conduit Ventures Limited Authorised N FSA001 208719 Conduit Ventures Limited Authorised N FSA002 208725 BNP Paribas Real Estate Investment Management (UK) Limited Authorised N FSA001 208725 BNP Paribas Real Estate Investment Management (UK) Limited Authorised N FSA002 FOI5126 - Annex A

208737 Hottinger Investment Management Limited Authorised N FSA001 208737 Hottinger Investment Management Limited Authorised N FSA002 209529 Investment and Tax Advisory Services Limited Authorised N FSA001 209529 Investment and Tax Advisory Services Limited Authorised N FSA002 209530 D B Wood Limited Authorised N FSA001 209530 D B Wood Limited Authorised N FSA002 209741 Hargreave Hale Limited Authorised N FSA001 209741 Hargreave Hale Limited Authorised N FSA002 209819 RFC AMBRIAN LIMITED Authorised N FSA001 209819 RFC AMBRIAN LIMITED Authorised N FSA002 209967 FINANCIAL EXPRESS INVESTMENTS LTD Authorised N FSA001 209967 FINANCIAL EXPRESS INVESTMENTS LTD Authorised N FSA002 210208 Joseph R Lamb Independent Financial Advisers Limited Authorised N FSA001 210208 Joseph R Lamb Independent Financial Advisers Limited Authorised N FSA002 210281 Global Coal Limited Authorised N FSA001 210281 Global Coal Limited Authorised N FSA002 210414 Brandon Hill Capital Limited Authorised N FSA001 210414 Brandon Hill Capital Limited Authorised N FSA002 210441 Cassian Capital LLP Authorised N FSA001 210441 Cassian Capital LLP Authorised N FSA002 210479 Patrizia Financial Services Limited Authorised N FSA001 210479 Patrizia Financial Services Limited Authorised N FSA002 210782 PB Financial Planning Limited Authorised N FSA001 210782 PB Financial Planning Limited Authorised N FSA002 211075 Dragon Investment Managers Ltd Authorised N FSA001 211075 Dragon Investment Managers Ltd Authorised N FSA002 211134 CF Global Trading (UK) Limited Authorised N FSA001 211134 CF Global Trading (UK) Limited Authorised N FSA002 211205 Nemesis Asset Management LLP Authorised N FSA001 211205 Nemesis Asset Management LLP Authorised N FSA002 211314 Tees Financial Limited Authorised N FSA001 211314 Tees Financial Limited Authorised N FSA002 211326 ICE Markets Limited Authorised N FSA001 211326 ICE Markets Limited Authorised N FSA002 211593 Jaguar Investments Limited Authorised N FSA001 211593 Jaguar Investments Limited Authorised N FSA002 211690 Hanover Square Capital (UK) Limited Authorised N FSA001 211690 Hanover Square Capital (UK) Limited Authorised N FSA002 211863 Bishopsgate Corporate Finance Limited Authorised N FSA001 211863 Bishopsgate Corporate Finance Limited Authorised N FSA002 212832 Libra Equity Limited Authorised N FSA001 212832 Libra Equity Limited Authorised N FSA002 212866 Resolution Property FM Limited Authorised N FSA001 212866 Resolution Property FM Limited Authorised N FSA002 212867 Maple Leaf Capital LLP Authorised N FSA001 212867 Maple Leaf Capital LLP Authorised N FSA002 212875 PEM Corporate Finance LLP Authorised N FSA001 212875 PEM Corporate Finance LLP Authorised N FSA002 212979 Caledon Capital Partners LLP Authorised N FSA001 212979 Caledon Capital Partners LLP Authorised N FSA002 213055 Armajaro Asset Management LLP Authorised N FSA001 213055 Armajaro Asset Management LLP Authorised N FSA002 213056 La Rochefoucauld & Sons Limited Authorised N FSA001 213056 La Rochefoucauld & Sons Limited Authorised N FSA002 214032 Arden Partners Plc Authorised N FSA001 214032 Arden Partners Plc Authorised N FSA002 214206 Platform Securities LLP Authorised N FSA001 214206 Platform Securities LLP Authorised N FSA002 FOI5126 - Annex A

214266 Dalton Strategic Partnership LLP Authorised N FSA001 214266 Dalton Strategic Partnership LLP Authorised N FSA002 214498 MAVORS Investment Managers LLP Authorised N FSA001 214498 MAVORS Investment Managers LLP Authorised N FSA002 214576 Commander Asset Management Ltd Authorised N FSA001 214576 Commander Asset Management Ltd Authorised N FSA002 214843 Odey Asset Management LLP Authorised N FSA001 214843 Odey Asset Management LLP Authorised N FSA002 215188 McCall, Aitken, McKenzie & Co Limited Authorised N FSA001 215188 McCall, Aitken, McKenzie & Co Limited Authorised N FSA002 216145 Five Arrows Managers LLP Authorised N FSA001 216145 Five Arrows Managers LLP Authorised N FSA002 216704 AFH Independent Financial Services Limited Authorised N FSA001 216704 AFH Independent Financial Services Limited Authorised N FSA002 216708 TDR Capital LLP Authorised N FSA001 216708 TDR Capital LLP Authorised N FSA002 216729 Smith & Williamson Corporate Finance Limited Authorised N FSA001 216729 Smith & Williamson Corporate Finance Limited Authorised N FSA002 216765 North Asset Management LLP Authorised N FSA001 216765 North Asset Management LLP Authorised N FSA002 216847 DELFF Management Limited Authorised N FSA001 216847 DELFF Management Limited Authorised N FSA002 216849 Boussard & Gavaudan Asset Management LP Authorised N FSA001 216849 Boussard & Gavaudan Asset Management LP Authorised N FSA002 216851 Brevan Howard Asset Management LLP Authorised N FSA001 216851 Brevan Howard Asset Management LLP Authorised N FSA002 217109 Cedar Rock Capital Limited Authorised N FSA001 217109 Cedar Rock Capital Limited Authorised N FSA002 217329 Majedie Asset Management Limited Authorised N FSA001 217329 Majedie Asset Management Limited Authorised N FSA002 217390 Muse Capital LLP Authorised N FSA001 217390 Muse Capital LLP Authorised N FSA002 217456 Living Capital Management Limited Authorised N FSA001 217456 Living Capital Management Limited Authorised N FSA002 217457 EPIC Private Equity Limited Authorised N FSA001 217457 EPIC Private Equity Limited Authorised N FSA002 217689 Forex Capital Markets Limited Authorised N FSA001 217689 Forex Capital Markets Limited Authorised N FSA002 217702 Ramius UK Ltd Authorised N FSA001 217702 Ramius UK Ltd Authorised N FSA002 217759 SSE Trading Limited Authorised N FSA001 217759 SSE Trading Limited Authorised N FSA002 218270 Leucadia Investment Management Limited Authorised N FSA001 218270 Leucadia Investment Management Limited Authorised N FSA002 218549 Prodigy Capital Partners LLP Authorised N FSA001 218549 Prodigy Capital Partners LLP Authorised N FSA002 218613 Rothschild Wealth Management (UK) Limited Authorised N FSA001 218613 Rothschild Wealth Management (UK) Limited Authorised N FSA002 218745 Acumen Financial Planning Limited Authorised N FSA001 218745 Acumen Financial Planning Limited Authorised N FSA002 218795 The OPES Group Limited Authorised N FSA001 218795 The OPES Group Limited Authorised N FSA002 218913 DG Partners LLP Authorised N FSA001 218913 DG Partners LLP Authorised N FSA002 219017 Abraxas Capital Management Limited Authorised N FSA001 219017 Abraxas Capital Management Limited Authorised N FSA002 219473 Intelligent Money Ltd Authorised N FSA001 219473 Intelligent Money Ltd Authorised N FSA002 FOI5126 - Annex A

219655 AE Global Investment Solutions Limited Authorised N FSA001 219655 AE Global Investment Solutions Limited Authorised N FSA002 219706 RIA Capital Markets Limited Authorised N FSA001 219706 RIA Capital Markets Limited Authorised N FSA002 219755 Matterhorn Investment Management LLP Authorised N FSA001 219755 Matterhorn Investment Management LLP Authorised N FSA002 219865 Harmonic Capital Partners LLP Authorised N FSA001 219865 Harmonic Capital Partners LLP Authorised N FSA002 219900 Wadhwani Asset Management LLP Authorised N FSA001 219900 Wadhwani Asset Management LLP Authorised N FSA002 219963 Finisterre Capital LLP Authorised N FSA001 219963 Finisterre Capital LLP Authorised N FSA002 220069 Hamilton Lane (UK) Ltd Authorised N FSA001 220069 Hamilton Lane (UK) Ltd Authorised N FSA002 220241 Miton Trust Managers Limited Authorised N FSA001 220241 Miton Trust Managers Limited Authorised N FSA002 220523 CME Marketing Europe Limited Authorised N FSA001 220523 CME Marketing Europe Limited Authorised N FSA002 220743 Mattioli Woods PLC Authorised N FSA001 220743 Mattioli Woods PLC Authorised N FSA002 220908 Integrated Alternative Investments Limited Authorised N FSA001 220908 Integrated Alternative Investments Limited Authorised N FSA002 220929 SVS Securities Plc Authorised N FSA001 220929 SVS Securities Plc Authorised N FSA002 220997 GVQ Investment Management Limited Authorised N FSA001 220997 GVQ Investment Management Limited Authorised N FSA002 221138 Mansford Capital Limited Authorised N FSA001 221138 Mansford Capital Limited Authorised N FSA002 221189 Cliff Green Consultancy Authorised N FSA001 221189 Cliff Green Consultancy Authorised N FSA002 221250 Absolute Return Partners LLP Authorised N FSA001 221250 Absolute Return Partners LLP Authorised N FSA002 221361 Cambridge Place Investment Management LLP Authorised N FSA001 221361 Cambridge Place Investment Management LLP Authorised N FSA002 221375 Cognis Capital LLP Authorised N FSA001 221375 Cognis Capital LLP Authorised N FSA002 221438 Trinity Street Asset Management LLP Authorised N FSA001 221438 Trinity Street Asset Management LLP Authorised N FSA002 221462 Elara Capital Plc Authorised N FSA001 221462 Elara Capital Plc Authorised N FSA002 221468 NLP Financial Management Limited Authorised N FSA001 221468 NLP Financial Management Limited Authorised N FSA002 221476 Operis Business Engineering Limited Authorised N FSA001 221476 Operis Business Engineering Limited Authorised N FSA002 221563 Iroko Securities Limited Authorised N FSA001 221563 Iroko Securities Limited Authorised N FSA002 221604 Sustainable Technology Investors Limited Authorised N FSA001 221604 Sustainable Technology Investors Limited Authorised N FSA002 221740 Portfolio & Pension Management Ltd Authorised N FSA001 221740 Portfolio & Pension Management Ltd Authorised N FSA002 221840 Beehive Capital LLP Authorised N FSA001 221840 Beehive Capital LLP Authorised N FSA002 222755 Signet Capital Management Ltd Authorised N FSA001 222755 Signet Capital Management Ltd Authorised N FSA002 222895 Aquarius Equity Partners Limited Authorised N FSA001 222895 Aquarius Equity Partners Limited Authorised N FSA002 222907 Findlay Park Partners LLP Authorised N FSA001 222907 Findlay Park Partners LLP Authorised N FSA002 FOI5126 - Annex A

222929 Adelante Asset Management Limited Authorised N FSA001 222929 Adelante Asset Management Limited Authorised N FSA002 223074 Tilney Asset Management Limited Authorised N FSA001 223074 Tilney Asset Management Limited Authorised N FSA002 223077 Guinness Asset Management Ltd Authorised N FSA001 223077 Guinness Asset Management Ltd Authorised N FSA002 223112 Best Practice IFA Group Limited Authorised N FSA001 223112 Best Practice IFA Group Limited Authorised N FSA002 223338 Coriolis Capital Ltd Authorised N FSA001 223338 Coriolis Capital Ltd Authorised N FSA002 223396 City Capital Corporation Limited Authorised N FSA001 223396 City Capital Corporation Limited Authorised N FSA002 223525 Financo Limited Authorised N FSA001 223525 Financo Limited Authorised N FSA002 223608 Stockdale Street Limited Authorised N FSA001 223608 Stockdale Street Limited Authorised N FSA002 223632 Keyhaven Capital Partners Ltd Authorised N FSA001 223632 Keyhaven Capital Partners Ltd Authorised N FSA002 223785 Root Capital LLP Authorised N FSA001 223785 Root Capital LLP Authorised N FSA002 223961 GuardCap Asset Management Limited Authorised N FSA001 223961 GuardCap Asset Management Limited Authorised N FSA002 224100 Washington Square Investment Management Limited Authorised N FSA001 224100 Washington Square Investment Management Limited Authorised N FSA002 224125 Sanctum FI LLP Authorised N FSA001 224125 Sanctum FI LLP Authorised N FSA002 224171 Corporate Oxygen Ltd Authorised N FSA001 224171 Corporate Oxygen Ltd Authorised N FSA002 224232 Unifortune Investment Management Limited Authorised N FSA001 224232 Unifortune Investment Management Limited Authorised N FSA002 224359 Autonomy Capital Research LLP Authorised N FSA001 224359 Autonomy Capital Research LLP Authorised N FSA002 224510 Evolution Markets Limited Authorised N FSA001 224510 Evolution Markets Limited Authorised N FSA002 224540 GMO UK Limited Authorised N FSA001 224540 GMO UK Limited Authorised N FSA002 224621 Zeus Capital Limited Authorised N FSA001 224621 Zeus Capital Limited Authorised N FSA002 224644 Gracchi Capital Partners LLP Authorised N FSA001 224644 Gracchi Capital Partners LLP Authorised N FSA002 224825 Taylor Patterson Financial Planning Ltd Authorised N FSA001 224825 Taylor Patterson Financial Planning Ltd Authorised N FSA002 224915 Harwood Capital LLP Authorised N FSA001 224915 Harwood Capital LLP Authorised N FSA002 224952 MCF Limited Authorised N FSA001 224952 MCF Limited Authorised N FSA002 225050 Pacific Alternative Asset Management Company Europe LLP Authorised N FSA001 225050 Pacific Alternative Asset Management Company Europe LLP Authorised N FSA002 225116 Charles Schwab UK Limited Authorised N FSA001 225116 Charles Schwab UK Limited Authorised N FSA002 225141 Equilend Europe Limited Authorised N FSA001 225141 Equilend Europe Limited Authorised N FSA002 225360 LF Real Estate Partners International UK Finance Limited Authorised N FSA001 225360 LF Real Estate Partners International UK Finance Limited Authorised N FSA002 225474 Atlantic Equities LLP Authorised N FSA001 225474 Atlantic Equities LLP Authorised N FSA002 225482 Solidus Partners LLP Authorised N FSA001 225482 Solidus Partners LLP Authorised N FSA002 FOI5126 - Annex A

225484 Cantillon Capital Management LLP Authorised N FSA001 225484 Cantillon Capital Management LLP Authorised N FSA002 225494 Edinburgh Partners Limited Authorised N FSA001 225494 Edinburgh Partners Limited Authorised N FSA002 225509 Turquoise International Limited Authorised N FSA001 225509 Turquoise International Limited Authorised N FSA002 225510 JK Investment Management LLP Authorised N FSA001 225510 JK Investment Management LLP Authorised N FSA002 225538 Landmark IFA Limited Authorised N FSA001 225538 Landmark IFA Limited Authorised N FSA002 225539 Otkritie Capital International Limited Authorised N FSA001 225539 Otkritie Capital International Limited Authorised N FSA002 225540 AMG Capital Partners Limited Authorised N FSA001 225540 AMG Capital Partners Limited Authorised N FSA002 225544 Louis Capital Markets UK LLP Authorised N FSA001 225544 Louis Capital Markets UK LLP Authorised N FSA002 225574 James Hay WRAP Managers Limited Authorised N FSA001 225574 James Hay WRAP Managers Limited Authorised N FSA002 225586 Stafford Capital Partners Limited Authorised N FSA001 225586 Stafford Capital Partners Limited Authorised N FSA002 225631 Churchill Capital UK Ltd Authorised N FSA001 225631 Churchill Capital UK Ltd Authorised N FSA002 225747 CTC London Ltd Authorised N FSA001 225747 CTC London Ltd Authorised N FSA002 225785 Intertrust Fund Services (Uk) Limited Authorised N FSA001 225785 Intertrust Fund Services (Uk) Limited Authorised N FSA002 225825 Meltemi Investment Management Limited Authorised N FSA001 225825 Meltemi Investment Management Limited Authorised N FSA002 225981 Shire Warwick Lewis Corporate Finance Ltd Authorised N FSA001 225981 Shire Warwick Lewis Corporate Finance Ltd Authorised N FSA002 225986 SAB Securities Limited Authorised N FSA001 225986 SAB Securities Limited Authorised N FSA002 226033 Accrue Investment Management Ltd Authorised N FSA001 226033 Accrue Investment Management Ltd Authorised N FSA002 226243 Linkstone Capital Limited Authorised N FSA001 226243 Linkstone Capital Limited Authorised N FSA002 226244 Albemarle Asset Management Ltd Authorised N FSA001 226244 Albemarle Asset Management Ltd Authorised N FSA002 226249 Elcot Capital Management Ltd Authorised N FSA001 226249 Elcot Capital Management Ltd Authorised N FSA002 226271 Conversion Capital Partners Ltd Authorised N FSA001 226271 Conversion Capital Partners Ltd Authorised N FSA002 226338 Charlwood IFA Limited Authorised N FSA001 226338 Charlwood IFA Limited Authorised N FSA002 226344 Walker Crips Stockbrokers Ltd Authorised N FSA001 226344 Walker Crips Stockbrokers Ltd Authorised N FSA002 226367 NS Asset Management LLP Authorised N FSA001 226367 NS Asset Management LLP Authorised N FSA002 226392 Cardale Asset Management Limited Authorised N FSA001 226392 Cardale Asset Management Limited Authorised N FSA002 226558 Prudent Wealth Management Limited Authorised N FSA001 226558 Prudent Wealth Management Limited Authorised N FSA002 226978 Thompson Taraz Managers Ltd Authorised N FSA001 226978 Thompson Taraz Managers Ltd Authorised N FSA002 227068 Quantmetrics Capital Management LLP Authorised N FSA001 227068 Quantmetrics Capital Management LLP Authorised N FSA002 227209 IAF Capital Limited Authorised N FSA001 227209 IAF Capital Limited Authorised N FSA002 FOI5126 - Annex A

227466 Rosette Merchant Bank LLP Authorised N FSA001 227466 Rosette Merchant Bank LLP Authorised N FSA002 227496 Colyzeo Investment Management Ltd Authorised N FSA001 227496 Colyzeo Investment Management Ltd Authorised N FSA002 227835 Vantage Investment Advisory Limited Authorised N FSA001 227835 Vantage Investment Advisory Limited Authorised N FSA002 228223 HBK Europe Management LLP Authorised N FSA001 228223 HBK Europe Management LLP Authorised N FSA002 228345 Strathtay Ventures Limited Authorised N FSA001 228345 Strathtay Ventures Limited Authorised N FSA002 228524 Mount Capital Ltd Authorised N FSA001 228524 Mount Capital Ltd Authorised N FSA002 228525 Nevastar Finance Ltd Authorised N FSA001 228525 Nevastar Finance Ltd Authorised N FSA002 228531 Marshall Wace LLP Authorised N FSA001 228531 Marshall Wace LLP Authorised N FSA002 228551 Sberbank CIB (UK) Limited Authorised N FSA001 228551 Sberbank CIB (UK) Limited Authorised N FSA002 228616 Endeavour Capital LLP Authorised N FSA001 228616 Endeavour Capital LLP Authorised N FSA002 228713 Rhicon Currency Management (UK) Ltd Authorised N FSA001 228713 Rhicon Currency Management (UK) Ltd Authorised N FSA002 228827 Eiger Securities LLP Authorised N FSA001 228827 Eiger Securities LLP Authorised N FSA002 228990 Garraway Capital Management LLP Authorised N FSA001 228990 Garraway Capital Management LLP Authorised N FSA002 229036 Chilton Investment Co Ltd Authorised N FSA001 229036 Chilton Investment Co Ltd Authorised N FSA002 229082 Tokio Marine Rogge Asset Management Limited Authorised N FSA001 229082 Tokio Marine Rogge Asset Management Limited Authorised N FSA002 229135 Ruffer LLP Authorised N FSA001 229135 Ruffer LLP Authorised N FSA002 229228 Mayfair Capital Investment Management Ltd Authorised N FSA001 229228 Mayfair Capital Investment Management Ltd Authorised N FSA002 229257 Pembroke Asset Management LLP Authorised N FSA001 229257 Pembroke Asset Management LLP Authorised N FSA002 229284 BGB Weston Ltd Authorised N FSA001 229284 BGB Weston Ltd Authorised N FSA002 229285 Greyfriars Asset Management LLP Authorised N FSA001 229285 Greyfriars Asset Management LLP Authorised N FSA002 229318 Omcap Limited Authorised N FSA001 229318 Omcap Limited Authorised N FSA002 229372 Bayonet Ventures LLP Authorised N FSA001 229372 Bayonet Ventures LLP Authorised N FSA002 229445 TCF Fund Managers LLP Authorised N FSA001 229445 TCF Fund Managers LLP Authorised N FSA002 229622 Observatory Capital Management LLP Authorised N FSA001 229622 Observatory Capital Management LLP Authorised N FSA002 229760 Portland Financial Management (UK) Limited-In Liquidation Authorised N FSA001 229760 Portland Financial Management (UK) Limited-In Liquidation Authorised N FSA002 229781 J-M Capital Ltd Authorised N FSA001 229781 J-M Capital Ltd Authorised N FSA002 229782 Marathon Asset Management LLP Authorised N FSA001 229782 Marathon Asset Management LLP Authorised N FSA002 229812 Emso Asset Management Limited Authorised N FSA001 229812 Emso Asset Management Limited Authorised N FSA002 229906 Forexmax Ltd Authorised N FSA001 229906 Forexmax Ltd Authorised N FSA002 FOI5126 - Annex A

230010 Prytania Investment Advisors LLP Authorised N FSA001 230010 Prytania Investment Advisors LLP Authorised N FSA002 230035 Seven Dials Financial Ltd Authorised N FSA001 230035 Seven Dials Financial Ltd Authorised N FSA002 230038 Balthazar Capital Partners Limited Authorised N FSA001 230038 Balthazar Capital Partners Limited Authorised N FSA002 230238 Europa Capital LLP Authorised N FSA001 230238 Europa Capital LLP Authorised N FSA002 230449 Perella Weinberg Partners Capital Management Europe LLP Authorised N FSA001 230449 Perella Weinberg Partners Capital Management Europe LLP Authorised N FSA002 230462 Juliette Clark Authorised N FSA001 230462 Juliette Clark Authorised N FSA002 230466 Habrok Capital Management LLP Authorised N FSA001 230466 Habrok Capital Management LLP Authorised N FSA002 230485 Acsel Advisors Ltd Authorised N FSA001 230485 Acsel Advisors Ltd Authorised N FSA002 230512 Prosperity Capital Management (UK) Ltd Authorised N FSA001 230512 Prosperity Capital Management (UK) Ltd Authorised N FSA002 230553 Wise Investments Ltd Authorised N FSA001 230553 Wise Investments Ltd Authorised N FSA002 230592 Mathieson Capital Fund Management LLP Authorised N FSA001 230592 Mathieson Capital Fund Management LLP Authorised N FSA002 230608 Altus Investment Management Ltd Authorised N FSA001 230608 Altus Investment Management Ltd Authorised N FSA002 230683 Fulcrum Asset Management LLP Authorised N FSA001 230683 Fulcrum Asset Management LLP Authorised N FSA002 230687 SI Capital Ltd Authorised N FSA001 230687 SI Capital Ltd Authorised N FSA002 230690 Whitley Asset Management Ltd Authorised N FSA001 230690 Whitley Asset Management Ltd Authorised N FSA002 230691 William Albert Securities Limited Authorised N FSA001 230691 William Albert Securities Limited Authorised N FSA002 230730 Worldspreads Ltd Authorised N FSA001 230730 Worldspreads Ltd Authorised N FSA002 230779 Revera Asset Management Ltd Authorised N FSA001 230779 Revera Asset Management Ltd Authorised N FSA002 230853 Alphabet Capital Advisors Ltd Authorised N FSA001 230853 Alphabet Capital Advisors Ltd Authorised N FSA002 231034 Altera Partners Management Ltd Authorised N FSA001 231034 Altera Partners Management Ltd Authorised N FSA002 231157 Mako Financial Markets Partnership LLP Authorised N FSA001 231157 Mako Financial Markets Partnership LLP Authorised N FSA002 231176 Imara Asset Management (UK) Ltd Authorised N FSA001 231176 Imara Asset Management (UK) Ltd Authorised N FSA002 231285 Icon Corporate Finance Ltd Authorised N FSA001 231285 Icon Corporate Finance Ltd Authorised N FSA002 231328 I F MACKINNON & COMPANY LLP Authorised N FSA001 231328 I F MACKINNON & COMPANY LLP Authorised N FSA002 231527 Exponent Private Equity LLP Authorised N FSA001 231527 Exponent Private Equity LLP Authorised N FSA002 231530 Aviva Wrap UK Limited Authorised N FSA001 231530 Aviva Wrap UK Limited Authorised N FSA002 231778 Stratton Street Capital LLP Authorised N FSA001 231778 Stratton Street Capital LLP Authorised N FSA002 232015 City Credit Capital (UK) Ltd Authorised N FSA001 232015 City Credit Capital (UK) Ltd Authorised N FSA002 232088 Investment Quorum Limited Authorised N FSA001 232088 Investment Quorum Limited Authorised N FSA002 FOI5126 - Annex A

232104 7daysahead Authorised N FSA001 232104 7daysahead Authorised N FSA002 232156 Artesian Capital Management (UK) LLP Authorised N FSA001 232156 Artesian Capital Management (UK) LLP Authorised N FSA002 232168 The Black Ant Group LLP Authorised N FSA001 232168 The Black Ant Group LLP Authorised N FSA002 232185 Altima Partners LLP Authorised N FSA001 232185 Altima Partners LLP Authorised N FSA002 232261 Genesis Investment Management LLP Authorised N FSA001 232261 Genesis Investment Management LLP Authorised N FSA002 232340 Invicta Capital Ltd Authorised N FSA002 232357 Momentum Global Investment Management Limited Authorised N FSA001 232357 Momentum Global Investment Management Limited Authorised N FSA002 232423 Bastion Capital London Ltd Authorised N FSA001 232423 Bastion Capital London Ltd Authorised N FSA002 232613 BSN Capital Partners Ltd Authorised N FSA001 232613 BSN Capital Partners Ltd Authorised N FSA002 302586 Derbyshire Home Loans Ltd Authorised N FSA001 308919 TTT Moneycorp Ltd Registered N FSA001 308919 TTT Moneycorp Ltd Registered N FSA002 310519 Excel (Life Assurance & Mortgage Consultants) Limited Authorised N FSA001 310519 Excel (Life Assurance & Mortgage Consultants) Limited Authorised N FSA002 312416 Synergy Financial Products Limited Authorised N FSA001 312416 Synergy Financial Products Limited Authorised N FSA002 400040 Longley Asset Management Ltd Authorised N FSA001 400040 Longley Asset Management Ltd Authorised N FSA002 400045 Cairn Capital Limited Authorised N FSA001 400045 Cairn Capital Limited Authorised N FSA002 400056 Baader Helvea Limited Authorised N FSA001 400056 Baader Helvea Limited Authorised N FSA002 400251 Orchestra Finance LLP Authorised N FSA001 400251 Orchestra Finance LLP Authorised N FSA002 400266 Sapiance Capital Ltd Authorised N FSA001 400266 Sapiance Capital Ltd Authorised N FSA002 400309 Stanhope Capital LLP Authorised N FSA001 400309 Stanhope Capital LLP Authorised N FSA002 400316 European Capital Markets Ltd Authorised N FSA001 400316 European Capital Markets Ltd Authorised N FSA002 400442 Avenue Europe Management LLP Authorised N FSA001 400442 Avenue Europe Management LLP Authorised N FSA002 400487 Beagle Partners LLP Authorised N FSA001 400487 Beagle Partners LLP Authorised N FSA002 400496 CQS (UK) LLP Authorised N FSA001 400496 CQS (UK) LLP Authorised N FSA002 400522 Agnitio Capital Limited Authorised N FSA001 400522 Agnitio Capital Limited Authorised N FSA002 400674 Talisman Global Asset Management Ltd Authorised N FSA001 400674 Talisman Global Asset Management Ltd Authorised N FSA002 400724 Castlestone Management Ltd Authorised N FSA001 400724 Castlestone Management Ltd Authorised N FSA002 400856 FTI Financial Services Ltd Authorised N FSA001 400856 FTI Financial Services Ltd Authorised N FSA002 400908 Sector Investment Managers Ltd Authorised N FSA001 400908 Sector Investment Managers Ltd Authorised N FSA002 400911 Eton Park International LLP Authorised N FSA001 400911 Eton Park International LLP Authorised N FSA002 401041 VWM Consulting Limited Authorised N FSA001 401041 VWM Consulting Limited Authorised N FSA002 FOI5126 - Annex A

401049 Victoria Capital (UK) Ltd Authorised N FSA001 401049 Victoria Capital (UK) Ltd Authorised N FSA002 401062 Strategic Value Partners (UK) LLP Authorised N FSA001 401062 Strategic Value Partners (UK) LLP Authorised N FSA002 401123 Fundamental Asset Management Ltd Authorised N FSA001 401123 Fundamental Asset Management Ltd Authorised N FSA002 401132 Stargate Corporate Finance Ltd Authorised N FSA001 401132 Stargate Corporate Finance Ltd Authorised N FSA002 401179 Trade Facts Ltd Authorised N FSA001 401179 Trade Facts Ltd Authorised N FSA002 401307 Partners Group (UK) Ltd Authorised N FSA001 401307 Partners Group (UK) Ltd Authorised N FSA002 401334 Fusion Asset Management LLP Authorised N FSA001 401334 Fusion Asset Management LLP Authorised N FSA002 401358 TFO Management LLP Authorised N FSA001 401358 TFO Management LLP Authorised N FSA002 401378 Hadron Capital LLP Authorised N FSA001 401378 Hadron Capital LLP Authorised N FSA002 401411 Elliott Advisors (UK) Ltd Authorised N FSA001 401411 Elliott Advisors (UK) Ltd Authorised N FSA002 401436 Adelphi Capital LLP Authorised N FSA001 401436 Adelphi Capital LLP Authorised N FSA002 401543 Barings Real Estate Advisers Europe Finance LLP Authorised N FSA001 401543 Barings Real Estate Advisers Europe Finance LLP Authorised N FSA002 401546 Pharo Management (UK) LLP Authorised N FSA001 401546 Pharo Management (UK) LLP Authorised N FSA002 401632 Herax Partners LLP Authorised N FSA001 401632 Herax Partners LLP Authorised N FSA002 401675 KBW Associates Ltd Authorised N FSA001 401675 KBW Associates Ltd Authorised N FSA002 401760 Lion Capital LLP Authorised N FSA001 401760 Lion Capital LLP Authorised N FSA002 401809 Henderson Rowe Ltd Authorised N FSA001 401809 Henderson Rowe Ltd Authorised N FSA002 401821 Davidson Kempner European Partners, LLP Authorised N FSA001 401821 Davidson Kempner European Partners, LLP Authorised N FSA002 401851 PFG-UK Ltd Authorised N FSA001 401851 PFG-UK Ltd Authorised N FSA002 401868 John Laing Capital Management Limited Authorised N FSA001 401868 John Laing Capital Management Limited Authorised N FSA002 401897 European American Capital Services Ltd Authorised N FSA001 401897 European American Capital Services Ltd Authorised N FSA002 401905 Titon Associates Ltd Authorised N FSA001 401905 Titon Associates Ltd Authorised N FSA002 401977 Stonehage Fleming Private Equity Limited Authorised N FSA001 401977 Stonehage Fleming Private Equity Limited Authorised N FSA002 402126 Generation Investment Management LLP Authorised N FSA001 402126 Generation Investment Management LLP Authorised N FSA002 402135 Defined Returns Limited Authorised N FSA001 402135 Defined Returns Limited Authorised N FSA002 402248 Murja Limited Authorised N FSA001 402248 Murja Limited Authorised N FSA002 402423 Fowler Drew Limited Authorised N FSA001 402423 Fowler Drew Limited Authorised N FSA002 402431 Kona Partners LLP Authorised N FSA001 402431 Kona Partners LLP Authorised N FSA002 402456 Varde Partners Europe Ltd Authorised N FSA001 402456 Varde Partners Europe Ltd Authorised N FSA002 FOI5126 - Annex A

402459 KNG Securities LLP Authorised N FSA001 402459 KNG Securities LLP Authorised N FSA002 402472 MacKintosh Cunningham Consulting Ltd Authorised N FSA001 402472 MacKintosh Cunningham Consulting Ltd Authorised N FSA002 402531 Saltus Partners LLP Authorised N FSA001 402531 Saltus Partners LLP Authorised N FSA002 402568 Atlantic Bridge Capital LLP Authorised N FSA001 402568 Atlantic Bridge Capital LLP Authorised N FSA002 402770 IM Asset Management Ltd Authorised N FSA001 402770 IM Asset Management Ltd Authorised N FSA002 403114 North of South Capital LLP Authorised N FSA001 403114 North of South Capital LLP Authorised N FSA002 403210 Williams Investment Management LLP Authorised N FSA001 403210 Williams Investment Management LLP Authorised N FSA002 403302 Balyasny Europe Asset Management LLP Authorised N FSA001 403302 Balyasny Europe Asset Management LLP Authorised N FSA002 403304 Heptagon Capital LLP Authorised N FSA001 403304 Heptagon Capital LLP Authorised N FSA002 403306 Farallon Capital Europe LLP Authorised N FSA001 403306 Farallon Capital Europe LLP Authorised N FSA002 403317 Xconnect Trading Limited Authorised N FSA001 403317 Xconnect Trading Limited Authorised N FSA002 403434 Beach Horizon LLP Authorised N FSA001 403434 Beach Horizon LLP Authorised N FSA002 403485 MTM Capital Partners Ltd Authorised N FSA001 403485 MTM Capital Partners Ltd Authorised N FSA002 403691 Savigny Partners LLP Authorised N FSA001 403691 Savigny Partners LLP Authorised N FSA002 403721 Panmure Gordon (UK) Limited Authorised N FSA001 403721 Panmure Gordon (UK) Limited Authorised N FSA002 403832 Thurleigh Investment Managers LLP Authorised N FSA001 403832 Thurleigh Investment Managers LLP Authorised N FSA002 407394 Tenax Capital Ltd Authorised N FSA001 407394 Tenax Capital Ltd Authorised N FSA002 407404 Rothschild HDF Investment Adviser Limited Authorised N FSA001 407404 Rothschild HDF Investment Adviser Limited Authorised N FSA002 407851 Aerium Finance Ltd Authorised N FSA001 407851 Aerium Finance Ltd Authorised N FSA002 408210 Fiducia Wealth Management Limited Authorised N FSA001 408210 Fiducia Wealth Management Limited Authorised N FSA002 408240 Bennelong Asset Management LLP Authorised N FSA001 408240 Bennelong Asset Management LLP Authorised N FSA002 409049 RK Capital Management LLP Authorised N FSA001 409049 RK Capital Management LLP Authorised N FSA002 409119 SV Life Sciences Managers LLP Authorised N FSA001 409119 SV Life Sciences Managers LLP Authorised N FSA002 409159 Sloane Robinson LLP Authorised N FSA001 409159 Sloane Robinson LLP Authorised N FSA002 409324 Bedrock Asset Management (UK) Limited Authorised N FSA001 409324 Bedrock Asset Management (UK) Limited Authorised N FSA002 409409 Frenkel Topping Investment Management Limited Authorised N FSA001 409409 Frenkel Topping Investment Management Limited Authorised N FSA002 409723 Tusk Capital Management Ltd Authorised N FSA001 409723 Tusk Capital Management Ltd Authorised N FSA002 409768 GSA Capital Partners LLP Authorised N FSA001 409768 GSA Capital Partners LLP Authorised N FSA002 410624 Bramdean Asset Management LLP Authorised N FSA001 410624 Bramdean Asset Management LLP Authorised N FSA002 FOI5126 - Annex A

410628 Gruss Capital Management LLP Authorised N FSA001 410628 Gruss Capital Management LLP Authorised N FSA002 413309 Cyrus Capital Partners Europe LLP Authorised N FSA001 413309 Cyrus Capital Partners Europe LLP Authorised N FSA002 413310 EFP Capital LLP Authorised N FSA001 413310 EFP Capital LLP Authorised N FSA002 413446 Bristol York Ltd Authorised N FSA001 413446 Bristol York Ltd Authorised N FSA002 413647 Arrowgrass Capital Partners LLP Authorised N FSA001 413647 Arrowgrass Capital Partners LLP Authorised N FSA002 413666 Power Capital Ltd Authorised N FSA001 413666 Power Capital Ltd Authorised N FSA002 413887 Methodology Asset Management (UK) LLP Authorised N FSA001 413887 Methodology Asset Management (UK) LLP Authorised N FSA002 413892 Penrich Capital UK Ltd Authorised N FSA001 413892 Penrich Capital UK Ltd Authorised N FSA002 414207 TrendWatch Asset Management Ltd Authorised N FSA001 414207 TrendWatch Asset Management Ltd Authorised N FSA002 414396 Blakeney LLP Authorised N FSA001 414396 Blakeney LLP Authorised N FSA002 414858 Park Square Capital, LLP Authorised N FSA001 414858 Park Square Capital, LLP Authorised N FSA002 415036 Orion Global Advisors UK Limited Authorised N FSA001 415036 Orion Global Advisors UK Limited Authorised N FSA002 415230 Arian Financial LLP Authorised N FSA001 415230 Arian Financial LLP Authorised N FSA002 415353 Russell Investments Implementation Services Limited Authorised N FSA001 415353 Russell Investments Implementation Services Limited Authorised N FSA002 415363 Oldfield Partners LLP Authorised N FSA001 415363 Oldfield Partners LLP Authorised N FSA002 415559 Mirabella Financial Services LLP Authorised N FSA001 415559 Mirabella Financial Services LLP Authorised N FSA002 415652 Teachers Financial Services Ltd Authorised N FSA001 415652 Teachers Financial Services Ltd Authorised N FSA002 415899 ITI Capital Limited Authorised N FSA001 415899 ITI Capital Limited Authorised N FSA002 416015 Neptune Investment Management Limited Authorised N FSA001 416015 Neptune Investment Management Limited Authorised N FSA002 416024 Pareto Investment Management Limited Authorised N FSA001 416024 Pareto Investment Management Limited Authorised N FSA002 416226 Thome Asset Management & Asset Controlling Authorised N FSA001 416226 Thome Asset Management & Asset Controlling Authorised N FSA002 416478 C-QUADRAT Asset Management (UK) LLP Authorised N FSA001 416478 C-QUADRAT Asset Management (UK) LLP Authorised N FSA002 416499 Shinsei International Limited Authorised N FSA001 416499 Shinsei International Limited Authorised N FSA002 416689 Omni Partners LLP Authorised N FSA001 416689 Omni Partners LLP Authorised N FSA002 416697 Vantage Capital Markets LLP Authorised N FSA001 416697 Vantage Capital Markets LLP Authorised N FSA002 416900 DTZ Investment Management Limited Authorised N FSA001 416900 DTZ Investment Management Limited Authorised N FSA002 416932 Cenkos Securities PLC Authorised N FSA001 416932 Cenkos Securities PLC Authorised N FSA002 417367 Wealth At Work Limited Authorised N FSA001 417367 Wealth At Work Limited Authorised N FSA002 417447 Chiltern Advisors LLP Authorised N FSA001 417447 Chiltern Advisors LLP Authorised N FSA002 FOI5126 - Annex A

417448 Trafalgar Capital Management (UK) LLP Authorised N FSA001 417448 Trafalgar Capital Management (UK) LLP Authorised N FSA002 417507 Fenician Capital Management LLP Authorised N FSA001 417507 Fenician Capital Management LLP Authorised N FSA002 417618 North Bridge Capital Partners Limited Authorised N FSA001 417618 North Bridge Capital Partners Limited Authorised N FSA002 417722 Arlingclose Limited Authorised N FSA001 417722 Arlingclose Limited Authorised N FSA002 417741 Pamplona Capital Management LLP Authorised N FSA001 417741 Pamplona Capital Management LLP Authorised N FSA002 418247 Origin Asset Management LLP Authorised N FSA001 418247 Origin Asset Management LLP Authorised N FSA002 419294 EOC Partners LLP Authorised N FSA001 419294 EOC Partners LLP Authorised N FSA002 419405 WMG Advisors LLP Authorised N FSA001 419405 WMG Advisors LLP Authorised N FSA002 419751 Capital Deposit Limited Authorised N FSA001 419751 Capital Deposit Limited Authorised N FSA002 419773 Haslers Corporate Finance LLP Authorised N FSA001 419773 Haslers Corporate Finance LLP Authorised N FSA002 423751 Hanover Investors Management LLP Authorised N FSA001 423751 Hanover Investors Management LLP Authorised N FSA002 424334 Resource Europe Management Limited Authorised N FSA001 424334 Resource Europe Management Limited Authorised N FSA002 425855 Hansa Capital Partners LLP Authorised N FSA001 425855 Hansa Capital Partners LLP Authorised N FSA002 426336 De Lisle Partners LLP Authorised N FSA001 426336 De Lisle Partners LLP Authorised N FSA002 426349 Thames River Capital LLP Authorised N FSA001 426349 Thames River Capital LLP Authorised N FSA002 426641 Coupland Cardiff Asset Management LLP Authorised N FSA001 426641 Coupland Cardiff Asset Management LLP Authorised N FSA002 426749 Providentia Capital LLP Authorised N FSA001 426749 Providentia Capital LLP Authorised N FSA002 428754 All IPO Plc Authorised N FSA001 428754 All IPO Plc Authorised N FSA002 428789 Barratt & Cooke Limited Authorised N FSA001 428789 Barratt & Cooke Limited Authorised N FSA002 428826 Caliburn Capital Partners LLP Authorised N FSA001 428826 Caliburn Capital Partners LLP Authorised N FSA002 429093 Host Capital Limited Authorised N FSA001 429093 Host Capital Limited Authorised N FSA002 429142 L J Financial Planning Ltd Authorised N FSA001 429142 L J Financial Planning Ltd Authorised N FSA002 429209 MENA Capital LLP Authorised N FSA001 429209 MENA Capital LLP Authorised N FSA002 429387 Amiya Capital LLP Authorised N FSA001 429387 Amiya Capital LLP Authorised N FSA002 429806 Deutsche Asset Management (UK) Limited Authorised N FSA001 429806 Deutsche Asset Management (UK) Limited Authorised N FSA002 429992 Linton Capital LLP Authorised N FSA001 429992 Linton Capital LLP Authorised N FSA002 430092 Ruby Capital Partners LLP Authorised N FSA001 430092 Ruby Capital Partners LLP Authorised N FSA002 430278 GO Investment Partners LLP Authorised N FSA001 430278 GO Investment Partners LLP Authorised N FSA002 430410 Blue River Capital Management LLP Authorised N FSA001 430410 Blue River Capital Management LLP Authorised N FSA002 FOI5126 - Annex A

430477 Oxburgh Partners LLP Authorised N FSA001 430477 Oxburgh Partners LLP Authorised N FSA002 430967 West Point Derivatives Ltd Authorised N FSA001 430967 West Point Derivatives Ltd Authorised N FSA002 430986 New College Capital Ltd Authorised N FSA001 430986 New College Capital Ltd Authorised N FSA002 430991 Eclectica Asset Management LLP Authorised N FSA001 430991 Eclectica Asset Management LLP Authorised N FSA002 431191 Atlantic Alliance Ltd Authorised N FSA001 431191 Atlantic Alliance Ltd Authorised N FSA002 431206 SCD & Co Ltd Authorised N FSA001 431206 SCD & Co Ltd Authorised N FSA002 431387 Gale and Phillipson Ltd Authorised N FSA001 431387 Gale and Phillipson Ltd Authorised N FSA002 431634 UK Structured Finance Limited Authorised N FSA001 431634 UK Structured Finance Limited Authorised N FSA002 431687 AKO Capital LLP Authorised N FSA001 431687 AKO Capital LLP Authorised N FSA002 431709 Endeavour Ventures Limited Authorised N FSA001 431709 Endeavour Ventures Limited Authorised N FSA002 431813 Prusik Investment Management LLP Authorised N FSA001 431813 Prusik Investment Management LLP Authorised N FSA002 431844 Caxton FX Ltd Authorised N FSA001 431844 Caxton FX Ltd Authorised N FSA002 431877 Blue Mountain Capital Partners (London) LLP Authorised N FSA001 431877 Blue Mountain Capital Partners (London) LLP Authorised N FSA002 432014 Prydis Wealth Limited Authorised N FSA001 432014 Prydis Wealth Limited Authorised N FSA002 432387 Audley Capital Advisors LLP Authorised N FSA001 432387 Audley Capital Advisors LLP Authorised N FSA002 432488 Castlefield Investment Partners LLP Authorised N FSA001 432488 Castlefield Investment Partners LLP Authorised N FSA002 432732 Sun Trading International Limited Authorised N FSA001 432732 Sun Trading International Limited Authorised N FSA002 432783 King Street (Europe) LLP Authorised N FSA001 432783 King Street (Europe) LLP Authorised N FSA002 432886 Towers Watson Limited Authorised N FSA001 432886 Towers Watson Limited Authorised N FSA002 432937 Securis Investment Partners LLP Authorised N FSA001 432937 Securis Investment Partners LLP Authorised N FSA002 432985 Cadwyn Capital LLP Authorised N FSA001 432985 Cadwyn Capital LLP Authorised N FSA002 433055 Iceni Capital LLP Authorised N FSA001 433055 Iceni Capital LLP Authorised N FSA002 433066 GoldenTree Asset Management UK LLP Authorised N FSA001 433066 GoldenTree Asset Management UK LLP Authorised N FSA002 433208 Fogwill & Jones Asset Management Ltd Authorised N FSA001 433208 Fogwill & Jones Asset Management Ltd Authorised N FSA002 433300 Kuvera Capital Partners LLP Authorised N FSA001 433300 Kuvera Capital Partners LLP Authorised N FSA002 433422 Capula Investment Management LLP Authorised N FSA001 433422 Capula Investment Management LLP Authorised N FSA002 433604 Greater Pacific Capital LLP Authorised N FSA001 433604 Greater Pacific Capital LLP Authorised N FSA002 433809 Argonaut Capital Partners LLP Authorised N FSA001 433809 Argonaut Capital Partners LLP Authorised N FSA002 433980 Bluehone Investors LLP Authorised N FSA001 433980 Bluehone Investors LLP Authorised N FSA002 FOI5126 - Annex A

433985 P. Schoenfeld Asset Management LLP Authorised N FSA001 433985 P. Schoenfeld Asset Management LLP Authorised N FSA002 434062 Graphite Capital Management LLP Authorised N FSA001 434062 Graphite Capital Management LLP Authorised N FSA002 434203 Tiburon Partners LLP Authorised N FSA001 434203 Tiburon Partners LLP Authorised N FSA002 434216 Gladstone Capital Management LLP Authorised N FSA001 434216 Gladstone Capital Management LLP Authorised N FSA002 434231 Thayer Brook Partners LLP Authorised N FSA001 434231 Thayer Brook Partners LLP Authorised N FSA002 434413 Activtrades Plc Authorised N FSA001 434413 Activtrades Plc Authorised N FSA002 434493 S W Mitchell Capital LLP Authorised N FSA001 434493 S W Mitchell Capital LLP Authorised N FSA002 434611 Fortress Investment Group (UK) Ltd Authorised N FSA001 434611 Fortress Investment Group (UK) Ltd Authorised N FSA002 434823 Palatium Investment Management Limited Authorised N FSA001 434823 Palatium Investment Management Limited Authorised N FSA002 434932 Amerro Asset Management LLP Authorised N FSA001 434932 Amerro Asset Management LLP Authorised N FSA002 434982 Scion Financial Partners Limited Authorised N FSA001 434982 Scion Financial Partners Limited Authorised N FSA002 435443 European Co-investment Partners LLP Authorised N FSA001 435443 European Co-investment Partners LLP Authorised N FSA002 435487 AEW Global Advisors (Europe) Ltd Authorised N FSA001 435487 AEW Global Advisors (Europe) Ltd Authorised N FSA002 435490 Northcross Capital LLP Authorised N FSA001 435490 Northcross Capital LLP Authorised N FSA002 435657 Aberforth Partners LLP Authorised N FSA001 435657 Aberforth Partners LLP Authorised N FSA002 435658 Lyxor Asset Management UK LLP Authorised N FSA001 435658 Lyxor Asset Management UK LLP Authorised N FSA002 435957 Zadig Asset Management LLP Authorised N FSA001 435957 Zadig Asset Management LLP Authorised N FSA002 436048 Alpha Real Capital LLP Authorised N FSA001 436048 Alpha Real Capital LLP Authorised N FSA002 436069 Intrinsic Value Investors (IVI) LLP Authorised N FSA001 436069 Intrinsic Value Investors (IVI) LLP Authorised N FSA002 436215 Dinosaur Merchant Bank Limited Authorised N FSA001 436215 Dinosaur Merchant Bank Limited Authorised N FSA002 436243 Cavenham Capital Limited Authorised N FSA001 436243 Cavenham Capital Limited Authorised N FSA002 436319 Axon Partners LLP Authorised N FSA001 436319 Axon Partners LLP Authorised N FSA002 437243 Shore Capital Ltd Authorised N FSA001 437243 Shore Capital Ltd Authorised N FSA002 437348 Vanneck Limited Authorised N FSA001 437348 Vanneck Limited Authorised N FSA002 437466 Infinity Capital Management Ltd Authorised N FSA001 437466 Infinity Capital Management Ltd Authorised N FSA002 437507 Heronbridge Investment Management LLP Authorised N FSA001 437507 Heronbridge Investment Management LLP Authorised N FSA002 437558 Global Investment Strategy UK Ltd Authorised N FSA001 437558 Global Investment Strategy UK Ltd Authorised N FSA002 438046 Polar Capital LLP Authorised N FSA001 438046 Polar Capital LLP Authorised N FSA002 438123 Mooreland Partners LLP Authorised N FSA001 438123 Mooreland Partners LLP Authorised N FSA002 FOI5126 - Annex A

438253 Basso Associates UK Limited Authorised N FSA001 438253 Basso Associates UK Limited Authorised N FSA002 438377 Oak Hill Advisors (Europe) LLP Authorised N FSA001 438377 Oak Hill Advisors (Europe) LLP Authorised N FSA002 438417 EEA Fund Management Limited Authorised N FSA001 438417 EEA Fund Management Limited Authorised N FSA002 438537 RASMALA PLC Authorised N FSA001 438537 RASMALA PLC Authorised N FSA002 438687 FNZ (UK) Ltd Authorised N FSA001 438687 FNZ (UK) Ltd Authorised N FSA002 438697 Capital Markets Strategy Ltd Authorised N FSA001 438697 Capital Markets Strategy Ltd Authorised N FSA002 438887 M. Horn & Co. Ltd Authorised N FSA001 438887 M. Horn & Co. Ltd Authorised N FSA002 438892 Peterhouse Capital Asset Management Limited Authorised N FSA001 438892 Peterhouse Capital Asset Management Limited Authorised N FSA002 439327 Millennium Capital Partners LLP Authorised N FSA001 439327 Millennium Capital Partners LLP Authorised N FSA002 439744 AK Jensen Limited Authorised N FSA001 439744 AK Jensen Limited Authorised N FSA002 439995 Knight Frank Investment Management LLP Authorised N FSA001 439995 Knight Frank Investment Management LLP Authorised N FSA002 440130 Riverfield Partners LLP Authorised N FSA001 440130 Riverfield Partners LLP Authorised N FSA002 440137 Marwyn Investment Management LLP Authorised N FSA001 440137 Marwyn Investment Management LLP Authorised N FSA002 440617 Rynda Property Investors LLP Authorised N FSA001 440617 Rynda Property Investors LLP Authorised N FSA002 440946 Hawkwood Capital LLP Authorised N FSA001 440946 Hawkwood Capital LLP Authorised N FSA002 441074 St Johns Asset Management Limited Authorised N FSA001 441074 St Johns Asset Management Limited Authorised N FSA002 441261 Harbert European Fund Advisors Ltd Authorised N FSA001 441261 Harbert European Fund Advisors Ltd Authorised N FSA002 441316 Maxis Investments Ltd Authorised N FSA001 441316 Maxis Investments Ltd Authorised N FSA002 441360 Creditex Brokerage LLP Authorised N FSA001 441360 Creditex Brokerage LLP Authorised N FSA002 441689 ACM GROUP LTD Authorised N FSA001 441689 ACM GROUP LTD Authorised N FSA002 441837 MONTAGU FINANCIAL LIMITED Authorised N FSA001 441837 MONTAGU FINANCIAL LIMITED Authorised N FSA002 441847 Promethean Investments LLP Authorised N FSA001 441847 Promethean Investments LLP Authorised N FSA002 441877 Equitrade Markets Ltd Authorised N FSA001 441877 Equitrade Markets Ltd Authorised N FSA002 441896 Bain Capital Credit, Ltd. Authorised N FSA001 441896 Bain Capital Credit, Ltd. Authorised N FSA002 442230 Nestle Capital Management Ltd Authorised N FSA001 442230 Nestle Capital Management Ltd Authorised N FSA002 442488 Neuberger Berman Europe Limited Authorised N FSA001 442488 Neuberger Berman Europe Limited Authorised N FSA002 442495 Pembroke Capital Advisors Limited Authorised N FSA001 442495 Pembroke Capital Advisors Limited Authorised N FSA002 442698 Sarabaite Limited Authorised N FSA001 442698 Sarabaite Limited Authorised N FSA002 442744 Cowen International Limited Authorised N FSA001 442744 Cowen International Limited Authorised N FSA002 FOI5126 - Annex A

442767 Marex Financial Limited Authorised N FSA001 442767 Marex Financial Limited Authorised N FSA002 442833 Lesmoir-Gordon, Boyle & Co Limited Authorised N FSA001 442833 Lesmoir-Gordon, Boyle & Co Limited Authorised N FSA002 443048 CZ Capital LLP Authorised N FSA001 443048 CZ Capital LLP Authorised N FSA002 443440 CIM Investment Management Ltd Authorised N FSA001 443440 CIM Investment Management Ltd Authorised N FSA002 443586 City House Investors Limited Authorised N FSA001 443586 City House Investors Limited Authorised N FSA002 443685 Acheron Capital Ltd Authorised N FSA001 443685 Acheron Capital Ltd Authorised N FSA002 443827 The Wealth Group Limited Authorised N FSA001 443827 The Wealth Group Limited Authorised N FSA002 445637 Solon Ventures Ltd Authorised N FSA001 445637 Solon Ventures Ltd Authorised N FSA002 445917 Williams Trading Europe LLP Authorised N FSA001 445917 Williams Trading Europe LLP Authorised N FSA002 445959 Artefact Partners LLP Authorised N FSA001 445959 Artefact Partners LLP Authorised N FSA002 446159 SVB Financial Group UK Limited Authorised N FSA001 446159 SVB Financial Group UK Limited Authorised N FSA002 446173 CDK Investments LLP Authorised N FSA001 446173 CDK Investments LLP Authorised N FSA002 446227 Witan Investment Services Limited Authorised N FSA001 446227 Witan Investment Services Limited Authorised N FSA002 446302 HiFM Limited Authorised N FSA001 446302 HiFM Limited Authorised N FSA002 446352 Cerberus European Capital Advisors, LLP Authorised N FSA001 446352 Cerberus European Capital Advisors, LLP Authorised N FSA002 446442 Perinvest (UK) Limited Authorised N FSA001 446442 Perinvest (UK) Limited Authorised N FSA002 446483 Investcorp Credit Management EU Limited Authorised N FSA001 446483 Investcorp Credit Management EU Limited Authorised N FSA002 446495 NPJ Asset Management LLP Authorised N FSA001 446495 NPJ Asset Management LLP Authorised N FSA002 446677 Spread Co Limited Authorised N FSA001 446677 Spread Co Limited Authorised N FSA002 446717 INTL FCStone LTD Authorised N FSA001 446717 INTL FCStone LTD Authorised N FSA002 446735 Currency Genius Limited Authorised N FSA001 446735 Currency Genius Limited Authorised N FSA002 446740 Towers Watson Investment Management Limited Authorised N FSA001 446740 Towers Watson Investment Management Limited Authorised N FSA002 447020 Intrinsic Capital LLP Authorised N FSA001 447020 Intrinsic Capital LLP Authorised N FSA002 447041 LGIM Real Assets (Operator) Limited Authorised N FSA001 447041 LGIM Real Assets (Operator) Limited Authorised N FSA002 447079 European Capital Financial Services Ltd Authorised N FSA001 447079 European Capital Financial Services Ltd Authorised N FSA002 447203 Fund Analytics Investment Management LLP Authorised N FSA001 447203 Fund Analytics Investment Management LLP Authorised N FSA002 447225 Magnetar Financial (UK) LLP Authorised N FSA001 447225 Magnetar Financial (UK) LLP Authorised N FSA002 447281 TS CAPITAL LIMITED Authorised N FSA001 447281 TS CAPITAL LIMITED Authorised N FSA002 447282 Laven Advisors LLP Authorised N FSA001 447282 Laven Advisors LLP Authorised N FSA002 FOI5126 - Annex A

447424 Ocean Dial Asset Management Limited Authorised N FSA001 447424 Ocean Dial Asset Management Limited Authorised N FSA002 447450 Citadel Securities (Europe) Limited Authorised N FSA001 447450 Citadel Securities (Europe) Limited Authorised N FSA002 447452 Advent Capital Management UK Limited Authorised N FSA001 447452 Advent Capital Management UK Limited Authorised N FSA002 447549 Balmuir Partners Limited Authorised N FSA001 447549 Balmuir Partners Limited Authorised N FSA002 447825 SBICAP (UK) Ltd Authorised N FSA001 447825 SBICAP (UK) Ltd Authorised N FSA002 447884 Invista Real Estate Investment Management Ltd Authorised N FSA001 447884 Invista Real Estate Investment Management Ltd Authorised N FSA002 448002 Alpari (UK) Ltd Authorised N FSA001 448002 Alpari (UK) Ltd Authorised N FSA002 448118 Bury Street Capital Ltd Authorised N FSA001 448118 Bury Street Capital Ltd Authorised N FSA002 448288 Euronova Asset Management UK LLP Authorised N FSA001 448288 Euronova Asset Management UK LLP Authorised N FSA002 448399 FIXI Plc Authorised N FSA001 448399 FIXI Plc Authorised N FSA002 448509 ADG Financial Products LLP Authorised N FSA001 448509 ADG Financial Products LLP Authorised N FSA002 448652 Ocorian (UK) Limited Authorised N FSA001 448652 Ocorian (UK) Limited Authorised N FSA002 448741 Cartesian Capital Partners LLP Authorised N FSA001 448741 Cartesian Capital Partners LLP Authorised N FSA002 448896 LGT Capital Partners (U.K.) Limited Authorised N FSA001 448896 LGT Capital Partners (U.K.) Limited Authorised N FSA002 449191 Merlin Partners LLP Authorised N FSA001 449191 Merlin Partners LLP Authorised N FSA002 449212 Paulson Europe LLP Authorised N FSA001 449212 Paulson Europe LLP Authorised N FSA002 449269 CANTAB ASSET MANAGEMENT LIMITED Authorised N FSA001 449269 CANTAB ASSET MANAGEMENT LIMITED Authorised N FSA002 449372 GSO Capital Partners International LLP Authorised N FSA001 449372 GSO Capital Partners International LLP Authorised N FSA002 449426 CGR Capital LLP Authorised N FSA001 449426 CGR Capital LLP Authorised N FSA002 449468 Morningstar Investment Management Europe Limited Authorised N FSA001 449468 Morningstar Investment Management Europe Limited Authorised N FSA002 449481 Chi-X Europe Limited Authorised N FSA001 449481 Chi-X Europe Limited Authorised N FSA002 449528 Hedge Funds Investment Management Ltd Authorised N FSA001 449528 Hedge Funds Investment Management Ltd Authorised N FSA002 449549 Orthogonal Partners LLP Authorised N FSA001 449549 Orthogonal Partners LLP Authorised N FSA002 449720 Cornhill Capital Limited Authorised N FSA001 449720 Cornhill Capital Limited Authorised N FSA002 450224 London Exchange Group Limited Authorised N FSA001 450224 London Exchange Group Limited Authorised N FSA002 450391 Oceanwood Capital Management LLP Authorised N FSA001 450391 Oceanwood Capital Management LLP Authorised N FSA002 450404 Alternative Asset Management Ltd Authorised N FSA001 450404 Alternative Asset Management Ltd Authorised N FSA002 450657 Capital Advisory Partners Ltd Authorised N FSA001 450657 Capital Advisory Partners Ltd Authorised N FSA002 450681 Chayton Capital LLP Authorised N FSA001 450681 Chayton Capital LLP Authorised N FSA002 FOI5126 - Annex A

450754 J M Finn & Co Ltd Authorised N FSA001 450754 J M Finn & Co Ltd Authorised N FSA002 450906 South West Capital Partners LLP Authorised N FSA001 450906 South West Capital Partners LLP Authorised N FSA002 451073 Stoneware Capital LLP Authorised N FSA001 451073 Stoneware Capital LLP Authorised N FSA002 451200 Brockton Capital LLP Authorised N FSA001 451200 Brockton Capital LLP Authorised N FSA002 451230 Genesis Wealth Limited Authorised N FSA001 451230 Genesis Wealth Limited Authorised N FSA002 451295 Hollyport Capital LLP Authorised N FSA001 451295 Hollyport Capital LLP Authorised N FSA002 451361 Odey Wealth Management (UK) Limited Authorised N FSA001 451361 Odey Wealth Management (UK) Limited Authorised N FSA002 451422 Tassi & Co. Ltd Authorised N FSA001 451422 Tassi & Co. Ltd Authorised N FSA002 451446 Stone Harbor Investment Partners (UK), LLP Authorised N FSA001 451446 Stone Harbor Investment Partners (UK), LLP Authorised N FSA002 451504 Dynamo Capital LLP Authorised N FSA001 451504 Dynamo Capital LLP Authorised N FSA002 451618 CR Global LLP Authorised N FSA001 451618 CR Global LLP Authorised N FSA002 451634 Grosvenor Financial Asset Management Limited Authorised N FSA001 451634 Grosvenor Financial Asset Management Limited Authorised N FSA002 451695 The Exeter Practice Limited Authorised N FSA001 451695 The Exeter Practice Limited Authorised N FSA002 451724 Alphaone Partners LLP Authorised N FSA001 451724 Alphaone Partners LLP Authorised N FSA002 452050 Alchemy Special Opportunities LLP Authorised N FSA001 452050 Alchemy Special Opportunities LLP Authorised N FSA002 452247 Broadgate Mercury Limited Authorised N FSA001 452247 Broadgate Mercury Limited Authorised N FSA002 452261 Equilibrium Asset Management LLP Authorised N FSA001 452261 Equilibrium Asset Management LLP Authorised N FSA002 452320 Vantage Securities Limited Authorised N FSA001 452320 Vantage Securities Limited Authorised N FSA002 452333 BTG Pactual Europe LLP Authorised N FSA001 452333 BTG Pactual Europe LLP Authorised N FSA002 452340 The Cambridge Strategy (Asset Management) Limited Authorised N FSA001 452340 The Cambridge Strategy (Asset Management) Limited Authorised N FSA002 452443 Moneycorp Financial Risk Management Limited Authorised N FSA001 452443 Moneycorp Financial Risk Management Limited Authorised N FSA002 452635 Storm Capital Management Ltd Authorised N FSA001 452635 Storm Capital Management Ltd Authorised N FSA002 452656 AMP Capital Investors (UK) Limited Authorised N FSA001 452656 AMP Capital Investors (UK) Limited Authorised N FSA002 452811 Sturgeon Ventures LLP Authorised N FSA001 452811 Sturgeon Ventures LLP Authorised N FSA002 452858 Asgard Partners Limited Authorised N FSA001 452858 Asgard Partners Limited Authorised N FSA002 452877 Apollo Management International LLP Authorised N FSA001 452877 Apollo Management International LLP Authorised N FSA002 453007 Prosper Capital LLP Authorised N FSA001 453007 Prosper Capital LLP Authorised N FSA002 453014 Titian Global Investments LLP Authorised N FSA001 453014 Titian Global Investments LLP Authorised N FSA002 453021 Sirio Financial Advisory Ltd Authorised N FSA001 453021 Sirio Financial Advisory Ltd Authorised N FSA002 FOI5126 - Annex A

453053 CBRE Clarion Securities UK Limited Authorised N FSA001 453053 CBRE Clarion Securities UK Limited Authorised N FSA002 453087 River and Mercantile Asset Management LLP Authorised N FSA001 453087 River and Mercantile Asset Management LLP Authorised N FSA002 453138 Evolution Securities China Ltd Authorised N FSA001 453138 Evolution Securities China Ltd Authorised N FSA002 453217 Utilyx Risk Management Ltd Authorised N FSA001 453217 Utilyx Risk Management Ltd Authorised N FSA002 453268 VARIANCE CAPITAL ASSET MANAGEMENT LLP Authorised N FSA001 453268 VARIANCE CAPITAL ASSET MANAGEMENT LLP Authorised N FSA002 453328 Perella Weinberg Partners UK LLP Authorised N FSA001 453328 Perella Weinberg Partners UK LLP Authorised N FSA002 453419 Castlelake (UK) LLP Authorised N FSA001 453419 Castlelake (UK) LLP Authorised N FSA002 453635 CVC Credit Partners Limited Authorised N FSA001 453635 CVC Credit Partners Limited Authorised N FSA002 453653 First Avenue Partners LLP Authorised N FSA001 453653 First Avenue Partners LLP Authorised N FSA002 453676 Nplus1 Singer Capital Markets Limited Authorised N FSA001 453676 Nplus1 Singer Capital Markets Limited Authorised N FSA002 453682 Hay Hill Wealth Management Limited Authorised N FSA001 453682 Hay Hill Wealth Management Limited Authorised N FSA002 453701 Amiri Capital LLP Authorised N FSA001 453701 Amiri Capital LLP Authorised N FSA002 453707 Barton Brown Limited Authorised N FSA001 453707 Barton Brown Limited Authorised N FSA002 453736 Algebris Investments (UK) LLP Authorised N FSA001 453736 Algebris Investments (UK) LLP Authorised N FSA002 453934 Abingworth LLP Authorised N FSA001 453934 Abingworth LLP Authorised N FSA002 454270 Arma Partners LLP Authorised N FSA001 454270 Arma Partners LLP Authorised N FSA002 454330 CBA Europe Ltd Authorised N FSA001 454330 CBA Europe Ltd Authorised N FSA002 454382 Argan Capital Advisors LLP Authorised N FSA001 454382 Argan Capital Advisors LLP Authorised N FSA002 454402 LNG Capital LLP Authorised N FSA001 454402 LNG Capital LLP Authorised N FSA002 454569 Target Servicing Limited Authorised N FSA001 454569 Target Servicing Limited Authorised N FSA002 454571 Fletcher King Investment Management Plc Authorised N FSA001 454571 Fletcher King Investment Management Plc Authorised N FSA002 454655 ADM Capital Europe LLP Authorised N FSA001 454655 ADM Capital Europe LLP Authorised N FSA002 454659 Myddleton Croft Ltd Authorised N FSA001 454659 Myddleton Croft Ltd Authorised N FSA002 454748 Phoenix Partners Group LLP Authorised N FSA001 454748 Phoenix Partners Group LLP Authorised N FSA002 454814 BGC Brokers L.P Authorised N FSA001 454814 BGC Brokers L.P Authorised N FSA002 454833 Brooks Macdonald Funds Limited Authorised N FSA001 454833 Brooks Macdonald Funds Limited Authorised N FSA002 454878 Context Analysis Limited Authorised N FSA001 454878 Context Analysis Limited Authorised N FSA002 454907 Toscafund Asset Management LLP Authorised N FSA001 454907 Toscafund Asset Management LLP Authorised N FSA002 455084 Ironshield Capital Management LLP Authorised N FSA001 455084 Ironshield Capital Management LLP Authorised N FSA002 FOI5126 - Annex A

455242 First International Group Plc Authorised N FSA001 455242 First International Group Plc Authorised N FSA002 455367 Alpcot Capital Management Ltd Authorised N FSA001 455367 Alpcot Capital Management Ltd Authorised N FSA002 455487 Cantab Capital Partners LLP Authorised N FSA001 455487 Cantab Capital Partners LLP Authorised N FSA002 455547 Ares Management Limited Authorised N FSA001 455547 Ares Management Limited Authorised N FSA002 455686 Salisbury Partners LLP Authorised N FSA001 455686 Salisbury Partners LLP Authorised N FSA002 455718 Casteel Capital LLP Authorised N FSA001 455718 Casteel Capital LLP Authorised N FSA002 455895 Aubrey Capital Management Limited Authorised N FSA001 455895 Aubrey Capital Management Limited Authorised N FSA002 456117 Nucleus Financial Services Ltd Authorised N FSA001 456117 Nucleus Financial Services Ltd Authorised N FSA002 456135 Livingbridge VC LLP Authorised N FSA001 456135 Livingbridge VC LLP Authorised N FSA002 456315 HFR Asset Management U.K., Limited Authorised N FSA001 456315 HFR Asset Management U.K., Limited Authorised N FSA002 456530 Icon Capital Ltd Authorised N FSA001 456530 Icon Capital Ltd Authorised N FSA002 456571 Canyon Capital Advisors (Europe) Ltd Authorised N FSA001 456571 Canyon Capital Advisors (Europe) Ltd Authorised N FSA002 456572 Tellurian Capital Management LLP Authorised N FSA001 456572 Tellurian Capital Management LLP Authorised N FSA002 456593 Mill Finance Ltd Authorised N FSA001 456593 Mill Finance Ltd Authorised N FSA002 456597 Triple Point Investment Management LLP Authorised N FSA001 456597 Triple Point Investment Management LLP Authorised N FSA002 456745 Catalysis Capital Partners Limited Authorised N FSA001 456745 Catalysis Capital Partners Limited Authorised N FSA002 456771 Diapason Commodities Management UK LLP Authorised N FSA001 456771 Diapason Commodities Management UK LLP Authorised N FSA002 456779 Global Finance & Capital Limited Authorised N FSA001 456779 Global Finance & Capital Limited Authorised N FSA002 456804 Novum Securities Limited Authorised N FSA001 456804 Novum Securities Limited Authorised N FSA002 456864 Cheyne Capital Management (UK) LLP Authorised N FSA001 456864 Cheyne Capital Management (UK) LLP Authorised N FSA002 456896 Cathedral Financial Management Ltd Authorised N FSA001 456896 Cathedral Financial Management Ltd Authorised N FSA002 457058 Scottish Friendly Insurance Services Ltd Authorised N FSA001 457058 Scottish Friendly Insurance Services Ltd Authorised N FSA002 457169 Viking Global Investors Europe LLP Authorised N FSA001 457169 Viking Global Investors Europe LLP Authorised N FSA002 457558 Fairstone Private Weath Ltd Authorised N FSA001 457558 Fairstone Private Weath Ltd Authorised N FSA002 457637 Tacconis Advisors & Co LLP Authorised N FSA001 457637 Tacconis Advisors & Co LLP Authorised N FSA002 457686 Fundamental Tracker Investment Management Limited Authorised N FSA001 457686 Fundamental Tracker Investment Management Limited Authorised N FSA002 457782 Capital Finance Strategies Ltd Authorised N FSA001 457782 Capital Finance Strategies Ltd Authorised N FSA002 458250 Hassium Asset Management LLP Authorised N FSA001 458250 Hassium Asset Management LLP Authorised N FSA002 458459 Cohen & Steers UK Ltd Authorised N FSA001 458459 Cohen & Steers UK Ltd Authorised N FSA002 FOI5126 - Annex A

458730 Taconic Capital Advisors UK LLP Authorised N FSA001 458730 Taconic Capital Advisors UK LLP Authorised N FSA002 458820 FSE Fund Managers Limited Authorised N FSA001 458820 FSE Fund Managers Limited Authorised N FSA002 458997 Deutsche Alternative Asset Management (Global) Limited Authorised N FSA001 458997 Deutsche Alternative Asset Management (Global) Limited Authorised N FSA002 459234 8AM Global LLP Authorised N FSA001 459234 8AM Global LLP Authorised N FSA002 459237 Sanlam FOUR Investments UK Limited Authorised N FSA001 459237 Sanlam FOUR Investments UK Limited Authorised N FSA002 459325 Meteor Asset Management Limited Authorised N FSA001 459325 Meteor Asset Management Limited Authorised N FSA002 459481 Hewitt Risk Management Services Limited Authorised N FSA001 459481 Hewitt Risk Management Services Limited Authorised N FSA002 459504 Moore Europe Capital Management, LLP Authorised N FSA001 459504 Moore Europe Capital Management, LLP Authorised N FSA002 459566 Old Mill Financial Planning LLP Authorised N FSA001 459566 Old Mill Financial Planning LLP Authorised N FSA002 459816 Hastings Funds Management (UK) Limited Authorised N FSA001 459816 Hastings Funds Management (UK) Limited Authorised N FSA002 459840 Granville Capital Management Limited Authorised N FSA001 459840 Granville Capital Management Limited Authorised N FSA002 459903 CQS Investment Management Limited Authorised N FSA001 459903 CQS Investment Management Limited Authorised N FSA002 459920 Onslow Capital Management Ltd Authorised N FSA001 459920 Onslow Capital Management Ltd Authorised N FSA002 460061 Tokai Tokyo Securities Europe Limited Authorised N FSA001 460061 Tokai Tokyo Securities Europe Limited Authorised N FSA002 460177 Visor Capital (UK) Limited Authorised N FSA001 460177 Visor Capital (UK) Limited Authorised N FSA002 460224 Acadian Asset Management (UK) Limited Authorised N FSA001 460224 Acadian Asset Management (UK) Limited Authorised N FSA002 460233 Capital Alliance Partners Limited Authorised N FSA001 460233 Capital Alliance Partners Limited Authorised N FSA002 460325 AA Advisers LLP Authorised N FSA001 460325 AA Advisers LLP Authorised N FSA002 460360 Frostrow Capital LLP Authorised N FSA001 460360 Frostrow Capital LLP Authorised N FSA002 460465 MxP Partners LLP Authorised N FSA001 460465 MxP Partners LLP Authorised N FSA002 460546 City of London Financial Services Limited Authorised N FSA001 460546 City of London Financial Services Limited Authorised N FSA002 460710 Cohen & Company Financial Limited Authorised N FSA001 460710 Cohen & Company Financial Limited Authorised N FSA002 460724 GMSA Investments Limited Authorised N FSA001 460724 GMSA Investments Limited Authorised N FSA002 460772 MSS Real Estate LLP Authorised N FSA001 460772 MSS Real Estate LLP Authorised N FSA002 461061 Orchard Street Investment Advisers Limited Authorised N FSA001 461061 Orchard Street Investment Advisers Limited Authorised N FSA002 461079 Silverfleet Capital Partners LLP Authorised N FSA001 461079 Silverfleet Capital Partners LLP Authorised N FSA002 461089 Inspire Wealth Ltd Authorised N FSA001 461089 Inspire Wealth Ltd Authorised N FSA002 461148 Results International Group LLP Authorised N FSA001 461148 Results International Group LLP Authorised N FSA002 461444 IBIS Capital Partners LLP Authorised N FSA001 461444 IBIS Capital Partners LLP Authorised N FSA002 FOI5126 - Annex A

461545 Oxford Asset Management LLP Authorised N FSA001 461545 Oxford Asset Management LLP Authorised N FSA002 461601 Farley & Thompson LLP Authorised N FSA001 461601 Farley & Thompson LLP Authorised N FSA002 462001 Tavira Securities Ltd Authorised N FSA001 462001 Tavira Securities Ltd Authorised N FSA002 462016 Killik & Co LLP Authorised N FSA001 462016 Killik & Co LLP Authorised N FSA002 462026 Drawbridge (UK) LLP Authorised N FSA001 462026 Drawbridge (UK) LLP Authorised N FSA002 462037 Channel Capital Advisors LLP Authorised N FSA001 462037 Channel Capital Advisors LLP Authorised N FSA002 462047 Hampstead Capital LLP Authorised N FSA001 462047 Hampstead Capital LLP Authorised N FSA002 462085 Parmenion Capital Partners LLP Authorised N FSA001 462085 Parmenion Capital Partners LLP Authorised N FSA002 462092 ARDIAN INVESTMENT UK LIMITED Authorised N FSA001 462092 ARDIAN INVESTMENT UK LIMITED Authorised N FSA002 462363 Wyetree Asset Management Ltd Authorised N FSA001 462363 Wyetree Asset Management Ltd Authorised N FSA002 462657 Andrews Gwynne LLP Authorised N FSA001 462657 Andrews Gwynne LLP Authorised N FSA002 462960 CITCO Financial Products (London) Ltd Authorised N FSA001 462960 CITCO Financial Products (London) Ltd Authorised N FSA002 463084 IFDS Financial Services Ltd Authorised N FSA001 463084 IFDS Financial Services Ltd Authorised N FSA002 463103 SilverStreet Capital LLP Authorised N FSA001 463103 SilverStreet Capital LLP Authorised N FSA002 463260 The Social Investment Market Community Interest Company Authorised N FSA001 463260 The Social Investment Market Community Interest Company Authorised N FSA002 463566 Praemium Administration Limited Authorised N FSA001 463566 Praemium Administration Limited Authorised N FSA002 463866 New Europe Advisers Limited Authorised N FSA001 463866 New Europe Advisers Limited Authorised N FSA002 463878 CF Partners (UK) LLP Authorised N FSA001 463878 CF Partners (UK) LLP Authorised N FSA002 463947 Patrimoine Partners LLP Authorised N FSA001 463947 Patrimoine Partners LLP Authorised N FSA002 463991 Alquity Investment Management Limited Authorised N FSA001 463991 Alquity Investment Management Limited Authorised N FSA002 464113 Hybridan LLP Authorised N FSA001 464113 Hybridan LLP Authorised N FSA002 464195 First Property Asset Management Ltd Authorised N FSA001 464195 First Property Asset Management Ltd Authorised N FSA002 464314 Jump Trading International Limited Authorised N FSA001 464314 Jump Trading International Limited Authorised N FSA002 464315 Infinity Asset Management LLP Authorised N FSA001 464315 Infinity Asset Management LLP Authorised N FSA002 464494 AES Financial Services Ltd Authorised N FSA001 464494 AES Financial Services Ltd Authorised N FSA002 464560 Forum Partners Europe (UK) LLP Authorised N FSA001 464560 Forum Partners Europe (UK) LLP Authorised N FSA002 464776 TreeTop Asset Management LLP Authorised N FSA001 464776 TreeTop Asset Management LLP Authorised N FSA002 465050 Liberum Capital Limited Authorised N FSA001 465050 Liberum Capital Limited Authorised N FSA002 465103 Inflection Point Investments LLP Authorised N FSA001 465103 Inflection Point Investments LLP Authorised N FSA002 FOI5126 - Annex A

465131 Northern Trust Securities LLP Authorised N FSA001 465131 Northern Trust Securities LLP Authorised N FSA002 465408 Cerno Capital Partners LLP Authorised N FSA001 465408 Cerno Capital Partners LLP Authorised N FSA002 465415 Thompson Taraz Depositary Limited Authorised N FSA001 465415 Thompson Taraz Depositary Limited Authorised N FSA002 465486 Methorios Capital LLP Authorised N FSA001 465486 Methorios Capital LLP Authorised N FSA002 465790 Tibra Trading Europe Limited Authorised N FSA001 465790 Tibra Trading Europe Limited Authorised N FSA002 465791 Windsor Investment Funds LLP Authorised N FSA001 465791 Windsor Investment Funds LLP Authorised N FSA002 465847 Permira Debt Managers Limited Authorised N FSA001 465847 Permira Debt Managers Limited Authorised N FSA002 466152 Calunius Capital LLP Authorised N FSA001 466152 Calunius Capital LLP Authorised N FSA002 466199 Wharton Asset Management UK LLP Authorised N FSA001 466199 Wharton Asset Management UK LLP Authorised N FSA002 466201 C B Financial Services Limited Authorised N FSA001 466201 C B Financial Services Limited Authorised N FSA002 466464 Tower Research Capital Europe Limited Authorised N FSA001 466464 Tower Research Capital Europe Limited Authorised N FSA002 466533 Dawn Capital LLP Authorised N FSA001 466533 Dawn Capital LLP Authorised N FSA002 466575 Consortium Investment Management LLP Authorised N FSA001 466575 Consortium Investment Management LLP Authorised N FSA002 466655 York Trust LLP Authorised N FSA001 466655 York Trust LLP Authorised N FSA002 466684 Standard Life Wealth Limited Authorised N FSA001 466684 Standard Life Wealth Limited Authorised N FSA002 466728 Plurimi Wealth LLP Authorised N FSA001 466728 Plurimi Wealth LLP Authorised N FSA002 466915 ICF Management Limited Authorised N FSA001 466915 ICF Management Limited Authorised N FSA002 467032 Zebedee Capital Partners LLP Authorised N FSA001 467032 Zebedee Capital Partners LLP Authorised N FSA002 467505 Amber Capital UK LLP Authorised N FSA001 467505 Amber Capital UK LLP Authorised N FSA002 467535 Mirae Asset Global Investments (UK) Limited Authorised N FSA001 467535 Mirae Asset Global Investments (UK) Limited Authorised N FSA002 467766 FinnCap Ltd Authorised N FSA001 467766 FinnCap Ltd Authorised N FSA002 467771 Edison Wealth Management Limited Authorised N FSA001 467771 Edison Wealth Management Limited Authorised N FSA002 467777 Turnbull Ker LLP Authorised N FSA001 467777 Turnbull Ker LLP Authorised N FSA002 468022 Rudolf Wolff Limited Authorised N FSA001 468022 Rudolf Wolff Limited Authorised N FSA002 468094 Caburn Advisers LLP Authorised N FSA001 468094 Caburn Advisers LLP Authorised N FSA002 468222 GMP Securities Europe LLP Authorised N FSA001 468222 GMP Securities Europe LLP Authorised N FSA002 468321 Connor Broadley Ltd Authorised N FSA001 468321 Connor Broadley Ltd Authorised N FSA002 468385 Hazel Capital LLP Authorised N FSA001 468385 Hazel Capital LLP Authorised N FSA002 468631 Equiniti Financial Services Limited Authorised N FSA001 468631 Equiniti Financial Services Limited Authorised N FSA002 FOI5126 - Annex A

468801 Omada Investment Management Limited Authorised N FSA001 468801 Omada Investment Management Limited Authorised N FSA002 468817 Hekla Advisory Services LLP Authorised N FSA001 468817 Hekla Advisory Services LLP Authorised N FSA002 469085 Aermont Capital LLP Authorised N FSA001 469085 Aermont Capital LLP Authorised N FSA002 469093 GML Capital LLP Authorised N FSA001 469093 GML Capital LLP Authorised N FSA002 469094 Mitsui Bussan Commodities Ltd Authorised N FSA001 469094 Mitsui Bussan Commodities Ltd Authorised N FSA002 469150 Alexander David Securities Limited Authorised N FSA001 469150 Alexander David Securities Limited Authorised N FSA002 469459 Ebrokers (UK) LLP Authorised N FSA001 469459 Ebrokers (UK) LLP Authorised N FSA002 469485 Thames River Multi-Capital LLP Authorised N FSA001 469485 Thames River Multi-Capital LLP Authorised N FSA002 469674 Federated Investors (UK) LLP Authorised N FSA001 469674 Federated Investors (UK) LLP Authorised N FSA002 469919 FIS Global Execution Services Limited Authorised N FSA001 469919 FIS Global Execution Services Limited Authorised N FSA002 469934 SL Capital Partners LLP Authorised N FSA001 469934 SL Capital Partners LLP Authorised N FSA002 469971 Lennox Investment Management LLP Authorised N FSA001 469971 Lennox Investment Management LLP Authorised N FSA002 470085 Alpha Capital Partners LLP Authorised N FSA001 470085 Alpha Capital Partners LLP Authorised N FSA002 470234 SAM Capital Partners Ltd Authorised N FSA001 470234 SAM Capital Partners Ltd Authorised N FSA002 470238 DeaconCapital Asset Management LLP Authorised N FSA001 470238 DeaconCapital Asset Management LLP Authorised N FSA002 470246 EM-ES Fund Management LLP Authorised N FSA001 470246 EM-ES Fund Management LLP Authorised N FSA002 470325 Electronic and Voice Foreign Exchange Limited Authorised N FSA001 470325 Electronic and Voice Foreign Exchange Limited Authorised N FSA002 470343 Somerset Capital Management LLP Authorised N FSA001 470343 Somerset Capital Management LLP Authorised N FSA002 470388 Generation Asset Management (UK) Limited Authorised N FSA001 470388 Generation Asset Management (UK) Limited Authorised N FSA002 470392 Finotec Trading UK Limited Authorised N FSA001 470392 Finotec Trading UK Limited Authorised N FSA002 470652 Kings Park Capital LLP Authorised N FSA001 470652 Kings Park Capital LLP Authorised N FSA002 470980 Lazuli Partners LLP Authorised N FSA001 470980 Lazuli Partners LLP Authorised N FSA002 471048 LGT Vestra LLP Authorised N FSA001 471048 LGT Vestra LLP Authorised N FSA002 471124 Sustainable Development Capital LLP Authorised N FSA001 471124 Sustainable Development Capital LLP Authorised N FSA002 471186 Privium Fund Management (UK) Limited Authorised N FSA001 471186 Privium Fund Management (UK) Limited Authorised N FSA002 471196 Equitix Investment Management Limited Authorised N FSA001 471196 Equitix Investment Management Limited Authorised N FSA002 471207 Hedley & Company Stockbrokers Limited Authorised N FSA001 471207 Hedley & Company Stockbrokers Limited Authorised N FSA002 471342 PMM Advisers LLP Authorised N FSA001 471342 PMM Advisers LLP Authorised N FSA002 471375 IPS Capital LLP Authorised N FSA001 471375 IPS Capital LLP Authorised N FSA002 FOI5126 - Annex A

471469 Principal & Prosper Holdings Limited Authorised N FSA001 471469 Principal & Prosper Holdings Limited Authorised N FSA002 471754 Hinde Capital Ltd Authorised N FSA001 471754 Hinde Capital Ltd Authorised N FSA002 471885 KKR Capital Markets Limited Authorised N FSA001 471885 KKR Capital Markets Limited Authorised N FSA002 471958 Insparo Asset Management Ltd Authorised N FSA001 471958 Insparo Asset Management Ltd Authorised N FSA002 471987 Siguler Guff UK LLP Authorised N FSA001 471987 Siguler Guff UK LLP Authorised N FSA002 472013 CD Capital (UK) Limited Authorised N FSA001 472013 CD Capital (UK) Limited Authorised N FSA002 472385 Lancaster Investment Management LLP Authorised N FSA001 472385 Lancaster Investment Management LLP Authorised N FSA002 472627 Flight & Partners Limited Authorised N FSA001 472627 Flight & Partners Limited Authorised N FSA002 472694 Palmer Capital LLP Authorised N FSA001 472694 Palmer Capital LLP Authorised N FSA002 472774 Brandywine Global Investment Management (Europe) Limited Authorised N FSA001 472774 Brandywine Global Investment Management (Europe) Limited Authorised N FSA002 472780 Convergex Limited Authorised N FSA001 472780 Convergex Limited Authorised N FSA002 472798 Mason Capital Europe LLP Authorised N FSA001 472798 Mason Capital Europe LLP Authorised N FSA002 472818 Capital Systematics Ltd Authorised N FSA001 472818 Capital Systematics Ltd Authorised N FSA002 472929 Hawksmoor Investment Management Ltd Authorised N FSA001 472929 Hawksmoor Investment Management Ltd Authorised N FSA002 472944 NEX SEF Limited Authorised N FSA001 472944 NEX SEF Limited Authorised N FSA002 473101 Noster Capital LLP Authorised N FSA001 473101 Noster Capital LLP Authorised N FSA002 473282 Capstone Investment Advisors (UK) LLP Authorised N FSA001 473282 Capstone Investment Advisors (UK) LLP Authorised N FSA002 473312 Central Markets (London) Limited Authorised N FSA001 473312 Central Markets (London) Limited Authorised N FSA002 473422 Bowmark Capital LLP Authorised N FSA001 473422 Bowmark Capital LLP Authorised N FSA002 473656 Redtower Asset Management Ltd Authorised N FSA001 473656 Redtower Asset Management Ltd Authorised N FSA002 473710 PFP Wealth Management LLP Authorised N FSA001 473710 PFP Wealth Management LLP Authorised N FSA002 473712 Square Capital LLP Authorised N FSA001 473712 Square Capital LLP Authorised N FSA002 473719 Exception Capital LLP Authorised N FSA001 473719 Exception Capital LLP Authorised N FSA002 473775 H.I.G. Capital International Advisors, LLP Authorised N FSA001 473775 H.I.G. Capital International Advisors, LLP Authorised N FSA002 474016 Maxwell Asset Management LTD Authorised N FSA001 474016 Maxwell Asset Management LTD Authorised N FSA002 474277 Sun Global Investments Limited Authorised N FSA001 474277 Sun Global Investments Limited Authorised N FSA002 474286 RWC Asset Management LLP Authorised N FSA001 474286 RWC Asset Management LLP Authorised N FSA002 474331 Cambridge Associates Limited Authorised N FSA001 474331 Cambridge Associates Limited Authorised N FSA002 474455 Mesirow Financial International UK Ltd Authorised N FSA001 474455 Mesirow Financial International UK Ltd Authorised N FSA002 FOI5126 - Annex A

474602 Capital Generation Partners LLP Authorised N FSA001 474602 Capital Generation Partners LLP Authorised N FSA002 474710 Stellar Asset Management Limited Authorised N FSA001 474710 Stellar Asset Management Limited Authorised N FSA002 474928 MIO Partners (EU) Limited Authorised N FSA001 474928 MIO Partners (EU) Limited Authorised N FSA002 474980 Greenlight Capital (UK) LLP Authorised N FSA001 474980 Greenlight Capital (UK) LLP Authorised N FSA002 475069 Clerville Investment Management LLP Authorised N FSA001 475069 Clerville Investment Management LLP Authorised N FSA002 475111 Sarasin & Partners LLP Authorised N FSA001 475111 Sarasin & Partners LLP Authorised N FSA002 475264 Rockspring Property Investment Managers Limited Liability Partnership Authorised N FSA001 475264 Rockspring Property Investment Managers Limited Liability Partnership Authorised N FSA002 475285 Accendo Markets Limited Authorised N FSA001 475285 Accendo Markets Limited Authorised N FSA002 475370 Brown Advisory Limited Authorised N FSA001 475370 Brown Advisory Limited Authorised N FSA002 475615 Halstead Independent Financial Management Limited Authorised N FSA001 475615 Halstead Independent Financial Management Limited Authorised N FSA002 475658 Kennox Asset Management Limited Authorised N FSA001 475658 Kennox Asset Management Limited Authorised N FSA002 475743 Partners Capital LLP Authorised N FSA001 475743 Partners Capital LLP Authorised N FSA002 475824 Sator Capital Limited Authorised N FSA001 475824 Sator Capital Limited Authorised N FSA002 475828 Central Markets Investment Management Limited Authorised N FSA001 475828 Central Markets Investment Management Limited Authorised N FSA002 475857 Marble Bar Asset Management LLP Authorised N FSA001 475857 Marble Bar Asset Management LLP Authorised N FSA002 475880 Pacific View Asset Management (UK) LLP Authorised N FSA001 475880 Pacific View Asset Management (UK) LLP Authorised N FSA002 475886 Broadwalk Asset Management LLP Authorised N FSA001 475886 Broadwalk Asset Management LLP Authorised N FSA002 475953 Equity For Growth (Securities) Limited Authorised N FSA001 475953 Equity For Growth (Securities) Limited Authorised N FSA002 476031 FMR Investment Management (UK) Limited Authorised N FSA001 476031 FMR Investment Management (UK) Limited Authorised N FSA002 476078 DMA Markets Limited Authorised N FSA001 476078 DMA Markets Limited Authorised N FSA002 476091 Providence Asset Management Ltd Authorised N FSA001 476091 Providence Asset Management Ltd Authorised N FSA002 476373 FIL Real Estate Investment Management Limited Authorised N FSA001 476373 FIL Real Estate Investment Management Limited Authorised N FSA002 476468 Atom Capital Limited Authorised N FSA001 476468 Atom Capital Limited Authorised N FSA002 476555 Magna Capital Limited Authorised N FSA001 476555 Magna Capital Limited Authorised N FSA002 476739 Elbrus Capital Partners LLP Authorised N FSA001 476739 Elbrus Capital Partners LLP Authorised N FSA002 476896 Wellian Investment Solutions Limited Authorised N FSA001 476896 Wellian Investment Solutions Limited Authorised N FSA002 476897 Giltspur Capital LLP Authorised N FSA001 476897 Giltspur Capital LLP Authorised N FSA002 476903 Prisma Capital Management International LLP Authorised N FSA001 476903 Prisma Capital Management International LLP Authorised N FSA002 477024 Butler Investment Managers Ltd Authorised N FSA001 477024 Butler Investment Managers Ltd Authorised N FSA002 FOI5126 - Annex A

477155 PairsTech Capital Management LLP Authorised N FSA001 477155 PairsTech Capital Management LLP Authorised N FSA002 477266 GO ETF Solutions LLP Authorised N FSA001 477266 GO ETF Solutions LLP Authorised N FSA002 477328 Architas Multi-Manager Limited Authorised N FSA001 477328 Architas Multi-Manager Limited Authorised N FSA002 477561 World First Markets Limited Authorised N FSA001 477561 World First Markets Limited Authorised N FSA002 477870 Old Park Lane Capital Limited Authorised N FSA001 477870 Old Park Lane Capital Limited Authorised N FSA002 477881 36 South Capital Advisors LLP Authorised N FSA001 477881 36 South Capital Advisors LLP Authorised N FSA002 477914 Enko Capital Management LLP Authorised N FSA001 477914 Enko Capital Management LLP Authorised N FSA002 478013 Pensato Capital LLP Authorised N FSA001 478013 Pensato Capital LLP Authorised N FSA002 478099 Vermilion Capital Partners LLP Authorised N FSA001 478099 Vermilion Capital Partners LLP Authorised N FSA002 478159 OSIRIS Capital Partners LLP Authorised N FSA001 478159 OSIRIS Capital Partners LLP Authorised N FSA002 478269 Acoro Capital Partners LLP Authorised N FSA001 478269 Acoro Capital Partners LLP Authorised N FSA002 478306 CHALLENGER MANAGEMENT SERVICES (UK) LIMITED Authorised N FSA001 478306 CHALLENGER MANAGEMENT SERVICES (UK) LIMITED Authorised N FSA002 478314 Blue Gate Capital Ltd Authorised N FSA001 478314 Blue Gate Capital Ltd Authorised N FSA002 478321 Odin Capital Management Ltd Authorised N FSA001 478321 Odin Capital Management Ltd Authorised N FSA002 478424 Forte Securities Limited Authorised N FSA001 478424 Forte Securities Limited Authorised N FSA002 478493 EMF Capital (UK) Limited Authorised N FSA001 478493 EMF Capital (UK) Limited Authorised N FSA002 478800 Clearbell Fund Management Limited Authorised N FSA001 478800 Clearbell Fund Management Limited Authorised N FSA002 478840 PSigma Investment Management Limited Authorised N FSA001 478840 PSigma Investment Management Limited Authorised N FSA002 478936 Tejara Capital Limited Authorised N FSA001 478936 Tejara Capital Limited Authorised N FSA002 479032 Promethion Ltd Authorised N FSA001 479032 Promethion Ltd Authorised N FSA002 479120 Sapien Capital Limited Authorised N FSA001 479120 Sapien Capital Limited Authorised N FSA002 479172 Milkstone Ltd Authorised N FSA001 479172 Milkstone Ltd Authorised N FSA002 479377 London Wealth Management Limited Authorised N FSA001 479377 London Wealth Management Limited Authorised N FSA002 479694 Curzon Securities Ltd Authorised N FSA001 479694 Curzon Securities Ltd Authorised N FSA002 479702 Oxford University Endowment Management Limited Authorised N FSA001 479702 Oxford University Endowment Management Limited Authorised N FSA002 479707 Bradesco Securities UK Limited Authorised N FSA001 479707 Bradesco Securities UK Limited Authorised N FSA002 479764 Liontrust Investments Limited Authorised N FSA001 479764 Liontrust Investments Limited Authorised N FSA002 479809 Montpelier Investment Management LLP Authorised N FSA001 479809 Montpelier Investment Management LLP Authorised N FSA002 479827 London Stone Securities Limited Authorised N FSA001 479827 London Stone Securities Limited Authorised N FSA002 FOI5126 - Annex A

480069 Crossbridge Capital LLP Authorised N FSA001 480069 Crossbridge Capital LLP Authorised N FSA002 480430 Ashridge Capital Investments LLP Authorised N FSA001 480430 Ashridge Capital Investments LLP Authorised N FSA002 480570 AGC Equity Partners Limited Authorised N FSA001 480570 AGC Equity Partners Limited Authorised N FSA002 480590 Kepler Partners LLP Authorised N FSA001 480590 Kepler Partners LLP Authorised N FSA002 480843 Wedbush Europe Ltd Authorised N FSA001 480843 Wedbush Europe Ltd Authorised N FSA002 480961 Nimrod Capital LLP Authorised N FSA001 480961 Nimrod Capital LLP Authorised N FSA002 480992 Goodman Operator (UK) Limited Authorised N FSA001 480992 Goodman Operator (UK) Limited Authorised N FSA002 481068 MEX (Europe) Limited Authorised N FSA001 481068 MEX (Europe) Limited Authorised N FSA002 481246 LBV Asset Management LLP Authorised N FSA001 481246 LBV Asset Management LLP Authorised N FSA002 481247 Prosdocimi Limited Authorised N FSA001 481247 Prosdocimi Limited Authorised N FSA002 481272 Zenkyoren Europe Ltd Authorised N FSA001 481272 Zenkyoren Europe Ltd Authorised N FSA002 481493 Beetle Capital Partners LLP Authorised N FSA001 481493 Beetle Capital Partners LLP Authorised N FSA002 481600 Novia Financial Plc Authorised N FSA001 481600 Novia Financial Plc Authorised N FSA002 481853 CFH CLEARING LIMITED Authorised N FSA001 481853 CFH CLEARING LIMITED Authorised N FSA002 481871 Eriswell Capital Management LLP Authorised N FSA001 481871 Eriswell Capital Management LLP Authorised N FSA002 481888 Twentyfour Asset Management LLP Authorised N FSA001 481888 Twentyfour Asset Management LLP Authorised N FSA002 482237 HPS Investment Partners (UK) LLP Authorised N FSA001 482237 HPS Investment Partners (UK) LLP Authorised N FSA002 482269 Green Street Advisors (UK) Ltd Authorised N FSA001 482269 Green Street Advisors (UK) Ltd Authorised N FSA002 482324 City Capital Markets Ltd Authorised N FSA001 482324 City Capital Markets Ltd Authorised N FSA002 482326 SCOBIE FINANCE LLP Authorised N FSA001 482326 SCOBIE FINANCE LLP Authorised N FSA002 482458 Ranmore Fund Management Ltd Authorised N FSA001 482458 Ranmore Fund Management Ltd Authorised N FSA002 482470 Vantage Investment Group Ltd Authorised N FSA001 482470 Vantage Investment Group Ltd Authorised N FSA002 482677 Hoare Capital Markets LLP Authorised N FSA001 482677 Hoare Capital Markets LLP Authorised N FSA002 483053 Vision Capital LLP Authorised N FSA001 483053 Vision Capital LLP Authorised N FSA002 483199 Rampart Capital LLP Authorised N FSA001 483199 Rampart Capital LLP Authorised N FSA002 483229 Grainmarket Asset Management LLP Authorised N FSA001 483229 Grainmarket Asset Management LLP Authorised N FSA002 483267 Cluttons Capital Partners LLP Authorised N FSA001 483267 Cluttons Capital Partners LLP Authorised N FSA002 483281 Fix City Ltd Authorised N FSA001 483281 Fix City Ltd Authorised N FSA002 483311 Charles Street Securities Europe LLP Authorised N FSA001 483311 Charles Street Securities Europe LLP Authorised N FSA002 FOI5126 - Annex A

483451 Numen Capital LLP Authorised N FSA001 483451 Numen Capital LLP Authorised N FSA002 483635 Vega Swiss Asset Management UK LLP Authorised N FSA001 483635 Vega Swiss Asset Management UK LLP Authorised N FSA002 483816 Samena Capital Management LLP Authorised N FSA001 483816 Samena Capital Management LLP Authorised N FSA002 483856 Oppenheimer Europe Ltd. Authorised N FSA001 483856 Oppenheimer Europe Ltd. Authorised N FSA002 483868 Collins Sarri Statham Investments Limited Authorised N FSA001 483868 Collins Sarri Statham Investments Limited Authorised N FSA002 484392 Chenavari Credit Partners LLP Authorised N FSA001 484392 Chenavari Credit Partners LLP Authorised N FSA002 484589 BTIG Limited Authorised N FSA001 484589 BTIG Limited Authorised N FSA002 484833 Beechbrook Capital LLP Authorised N FSA001 484833 Beechbrook Capital LLP Authorised N FSA002 485161 Silk Invest Limited Authorised N FSA001 485161 Silk Invest Limited Authorised N FSA002 485165 Beaufort Asset Clearing Services Limited Authorised N FSA001 485165 Beaufort Asset Clearing Services Limited Authorised N FSA002 485326 Cargill Financial Services Europe Limited Authorised N FSA001 485326 Cargill Financial Services Europe Limited Authorised N FSA002 485362 Sigma Broking Limited Authorised N FSA001 485362 Sigma Broking Limited Authorised N FSA002 485371 QW Capital LLP Authorised N FSA001 485371 QW Capital LLP Authorised N FSA002 485435 Guggenheim Securities International Limited Authorised N FSA001 485435 Guggenheim Securities International Limited Authorised N FSA002 485451 Soditic Asset Management LLP Authorised N FSA001 485451 Soditic Asset Management LLP Authorised N FSA002 485658 Riverhill Partners LLP Authorised N FSA001 485658 Riverhill Partners LLP Authorised N FSA002 485668 Par Fund Management Ltd Authorised N FSA001 485668 Par Fund Management Ltd Authorised N FSA002 485836 Orbis Portfolio Management (Europe) LLP Authorised N FSA001 485836 Orbis Portfolio Management (Europe) LLP Authorised N FSA002 486062 Ebullio Capital Management LLP in liquidation Authorised N FSA001 486062 Ebullio Capital Management LLP in liquidation Authorised N FSA002 486112 Leadenhall Capital Partners LLP Authorised N FSA001 486112 Leadenhall Capital Partners LLP Authorised N FSA002 486239 Prestige Asset Management Limited Authorised N FSA001 486239 Prestige Asset Management Limited Authorised N FSA002 486368 BT Pension Scheme Management Limited Authorised N FSA001 486368 BT Pension Scheme Management Limited Authorised N FSA002 486382 SFM UK Management LLP Authorised N FSA001 486382 SFM UK Management LLP Authorised N FSA002 486546 Jane Street Financial Ltd Authorised N FSA001 486546 Jane Street Financial Ltd Authorised N FSA002 486872 Optis Investment Management Limited Authorised N FSA001 486872 Optis Investment Management Limited Authorised N FSA002 487176 Gallium Fund Solutions Limited Authorised N FSA001 487176 Gallium Fund Solutions Limited Authorised N FSA002 487255 Vespa Capital LLP Authorised N FSA001 487255 Vespa Capital LLP Authorised N FSA002 487302 Hermes European Equities Limited Authorised N FSA001 487302 Hermes European Equities Limited Authorised N FSA002 487425 Gemini Environmental Markets Ltd Authorised N FSA001 487425 Gemini Environmental Markets Ltd Authorised N FSA002 FOI5126 - Annex A

487458 Apollo Multi Asset Management LLP Authorised N FSA001 487458 Apollo Multi Asset Management LLP Authorised N FSA002 487568 Sothic Capital Management LLP Authorised N FSA001 487568 Sothic Capital Management LLP Authorised N FSA002 487620 Adam Street Advisers Corporate Finance LLP Authorised N FSA001 487620 Adam Street Advisers Corporate Finance LLP Authorised N FSA002 487699 Tokio Marine Asset Management (London) Ltd Authorised N FSA001 487699 Tokio Marine Asset Management (London) Ltd Authorised N FSA002 487707 Voriana Capital Partners LLP Authorised N FSA001 487707 Voriana Capital Partners LLP Authorised N FSA002 487788 Eiger Trading Advisors Limited Authorised N FSA001 487788 Eiger Trading Advisors Limited Authorised N FSA002 487918 Clavis Walden Investments Limited Authorised N FSA001 487918 Clavis Walden Investments Limited Authorised N FSA002 488171 CASTLE HARBOUR SECURITIES LLP Authorised N FSA001 488171 CASTLE HARBOUR SECURITIES LLP Authorised N FSA002 488297 Seven Pillars Capital Management LLP Authorised N FSA001 488297 Seven Pillars Capital Management LLP Authorised N FSA002 488385 Archipelago Investment Partners LLP Authorised N FSA001 488385 Archipelago Investment Partners LLP Authorised N FSA002 488525 Susa Fund Management LLP Authorised N FSA001 488525 Susa Fund Management LLP Authorised N FSA002 488582 NAB Europe Limited Authorised N FSA001 488582 NAB Europe Limited Authorised N FSA002 488658 Harpsden Wealth Management Limited Authorised N FSA001 488658 Harpsden Wealth Management Limited Authorised N FSA002 488706 Contrarius Investment Advisory Limited Authorised N FSA001 488706 Contrarius Investment Advisory Limited Authorised N FSA002 488822 Albert E Sharp LLP Authorised N FSA001 488822 Albert E Sharp LLP Authorised N FSA002 488900 Cedar Capital Markets Limited Authorised N FSA001 488900 Cedar Capital Markets Limited Authorised N FSA002 489357 Brilliance Financial Planning Ltd Authorised N FSA001 489357 Brilliance Financial Planning Ltd Authorised N FSA002 489408 Vintage Asset Management Ltd Authorised N FSA001 489408 Vintage Asset Management Ltd Authorised N FSA002 489432 Jason Capital Partners LLP Authorised N FSA001 489432 Jason Capital Partners LLP Authorised N FSA002 489448 Indigo Global Partners Limited Authorised N FSA001 489448 Indigo Global Partners Limited Authorised N FSA002 489493 Wimbledon Asset Management Ltd Authorised N FSA001 489493 Wimbledon Asset Management Ltd Authorised N FSA002 489530 Maven Global LLP Authorised N FSA001 489530 Maven Global LLP Authorised N FSA002 489602 BriceAmery Capital Ltd Authorised N FSA001 489602 BriceAmery Capital Ltd Authorised N FSA002 489643 Mirabaud Securities LLP Authorised N FSA001 489643 Mirabaud Securities LLP Authorised N FSA002 489670 The Risk Management Group Ltd Authorised N FSA001 489670 The Risk Management Group Ltd Authorised N FSA002 489718 MASECO LLP Authorised N FSA001 489718 MASECO LLP Authorised N FSA002 489795 Allenby Capital Limited Authorised N FSA001 489795 Allenby Capital Limited Authorised N FSA002 489807 MCM Bespoke Investment Services Limited Authorised N FSA001 489807 MCM Bespoke Investment Services Limited Authorised N FSA002 489808 Buckland Capital Partners Ltd Authorised N FSA001 489808 Buckland Capital Partners Ltd Authorised N FSA002 FOI5126 - Annex A

489839 Talbot Capital Ltd Authorised N FSA001 489839 Talbot Capital Ltd Authorised N FSA002 489939 FPP Asset Management LLP Authorised N FSA001 489939 FPP Asset Management LLP Authorised N FSA002 490473 Epiris Advisers LLP Authorised N FSA001 490473 Epiris Advisers LLP Authorised N FSA002 490521 Direct Market Touch Ltd Authorised N FSA001 490521 Direct Market Touch Ltd Authorised N FSA002 490575 CheckRisk LLP Authorised N FSA001 490575 CheckRisk LLP Authorised N FSA002 490625 Go4Venture Advisers LLP Authorised N FSA001 490625 Go4Venture Advisers LLP Authorised N FSA002 490834 Consortium Capital Ltd Authorised N FSA001 490834 Consortium Capital Ltd Authorised N FSA002 491003 Star Fund Managers LLP Authorised N FSA001 491003 Star Fund Managers LLP Authorised N FSA002 491120 Citadel Europe LLP Authorised N FSA001 491120 Citadel Europe LLP Authorised N FSA002 491208 Chryson Limited Authorised N FSA001 491208 Chryson Limited Authorised N FSA002 491377 Islandbridge Capital Ltd Authorised N FSA001 491377 Islandbridge Capital Ltd Authorised N FSA002 492155 Tudor Capital Europe LLP Authorised N FSA001 492155 Tudor Capital Europe LLP Authorised N FSA002 492519 Guardian Stockbrokers Ltd Authorised N FSA001 492519 Guardian Stockbrokers Ltd Authorised N FSA002 492520 Tricadia Europe LLP Authorised N FSA001 492520 Tricadia Europe LLP Authorised N FSA002 492678 Bluefin Europe LLP Authorised N FSA001 492678 Bluefin Europe LLP Authorised N FSA002 492733 Bainbridge Partners LLP Authorised N FSA001 492733 Bainbridge Partners LLP Authorised N FSA002 492769 Liquidity Finance LLP Authorised N FSA001 492769 Liquidity Finance LLP Authorised N FSA002 492896 StormHarbour Alternative Investments LLP Authorised N FSA001 492896 StormHarbour Alternative Investments LLP Authorised N FSA002 493131 R.J. O'Brien (UK) Limited Authorised N FSA001 493131 R.J. O'Brien (UK) Limited Authorised N FSA002 493437 American Century Investment Management (UK) Limited Authorised N FSA001 493437 American Century Investment Management (UK) Limited Authorised N FSA002 493591 Oakfield Capital Partners LLP Authorised N FSA001 493591 Oakfield Capital Partners LLP Authorised N FSA002 494001 strand capital limited Authorised N FSA001 494001 strand capital limited Authorised N FSA002 494250 Orchard Global Asset Management LLP Authorised N FSA001 494250 Orchard Global Asset Management LLP Authorised N FSA002 494494 Barnett Waddingham LLP Authorised N FSA001 494494 Barnett Waddingham LLP Authorised N FSA002 494671 Olivetree Financial Limited Authorised N FSA001 494671 Olivetree Financial Limited Authorised N FSA002 494699 Vanguard Investments UK, Ltd Authorised N FSA001 494699 Vanguard Investments UK, Ltd Authorised N FSA002 494735 Oriel Asset Management LLP Authorised N FSA001 494735 Oriel Asset Management LLP Authorised N FSA002 495699 Currencies Direct Financial Markets Limited Authorised N FSA001 495699 Currencies Direct Financial Markets Limited Authorised N FSA002 495713 Liontrust Investment Solutions Limited Authorised N FSA001 495713 Liontrust Investment Solutions Limited Authorised N FSA002 FOI5126 - Annex A

495728 Piton Capital LLP Authorised N FSA001 495728 Piton Capital LLP Authorised N FSA002 495729 Amber Fund Management Limited Authorised N FSA001 495729 Amber Fund Management Limited Authorised N FSA002 495794 Founding Asset Management Limited Authorised N FSA001 495794 Founding Asset Management Limited Authorised N FSA002 495929 Maven Capital Partners UK LLP Authorised N FSA001 495929 Maven Capital Partners UK LLP Authorised N FSA002 496214 Tideway Investment Partners LLP Authorised N FSA001 496214 Tideway Investment Partners LLP Authorised N FSA002 496413 WHEB Asset Management LLP Authorised N FSA001 496413 WHEB Asset Management LLP Authorised N FSA002 496585 Ronin Trading UK LLP Authorised N FSA001 496585 Ronin Trading UK LLP Authorised N FSA002 496588 Goodhart Partners LLP Authorised N FSA001 496588 Goodhart Partners LLP Authorised N FSA002 496654 ADG Capital Management LLP Authorised N FSA001 496654 ADG Capital Management LLP Authorised N FSA002 496748 Episteme Capital Partners (UK) LLP Authorised N FSA001 496748 Episteme Capital Partners (UK) LLP Authorised N FSA002 496863 MilleniumAssociates (UK) Limited Authorised N FSA001 496863 MilleniumAssociates (UK) Limited Authorised N FSA002 496880 Meteor Investment Management Ltd Authorised N FSA001 496880 Meteor Investment Management Ltd Authorised N FSA002 497164 Falcon Money Management LLP Authorised N FSA001 497164 Falcon Money Management LLP Authorised N FSA002 497263 Velocity Trade International Limited Authorised N FSA001 497263 Velocity Trade International Limited Authorised N FSA002 497337 Oceana Investment Partners LLP Authorised N FSA001 497337 Oceana Investment Partners LLP Authorised N FSA002 497425 inProp Capital LLP Authorised N FSA001 497425 inProp Capital LLP Authorised N FSA002 497432 GMG Brokers Ltd Authorised N FSA001 497432 GMG Brokers Ltd Authorised N FSA002 497525 SCM Private LLP Authorised N FSA001 497525 SCM Private LLP Authorised N FSA002 497534 RiverRock Securities Limited Authorised N FSA001 497534 RiverRock Securities Limited Authorised N FSA002 497640 TRIUM CAPITAL LLP Authorised N FSA001 497640 TRIUM CAPITAL LLP Authorised N FSA002 498199 The TJM Partnership PLC Authorised N FSA001 498199 The TJM Partnership PLC Authorised N FSA002 498294 Evoia Capital LLP Authorised N FSA001 498294 Evoia Capital LLP Authorised N FSA002 498338 Coventry Capital Ltd Authorised N FSA001 498338 Coventry Capital Ltd Authorised N FSA002 498522 Delphi Securities Limited Authorised N FSA001 498522 Delphi Securities Limited Authorised N FSA002 498617 MET Capital Management LLP Authorised N FSA001 498617 MET Capital Management LLP Authorised N FSA002 498633 Birwood Limited Authorised N FSA001 498633 Birwood Limited Authorised N FSA002 498824 Prefequity LLP Authorised N FSA001 498824 Prefequity LLP Authorised N FSA002 498991 Independent Franchise Partners LLP Authorised N FSA001 498991 Independent Franchise Partners LLP Authorised N FSA002 499010 Sagil Capital LLP Authorised N FSA001 499010 Sagil Capital LLP Authorised N FSA002 FOI5126 - Annex A

499087 Terium LLP Authorised N FSA001 499087 Terium LLP Authorised N FSA002 499311 Barker Poland Asset Management LLP Authorised N FSA001 499311 Barker Poland Asset Management LLP Authorised N FSA002 499323 Octant Capital UK LLP Authorised N FSA001 499323 Octant Capital UK LLP Authorised N FSA002 499335 Chalkhill Partners LLP Authorised N FSA001 499335 Chalkhill Partners LLP Authorised N FSA002 499403 New Nordic Capital LLP Authorised N FSA001 499403 New Nordic Capital LLP Authorised N FSA002 499510 Redmayne-Bentley LLP Authorised N FSA001 499510 Redmayne-Bentley LLP Authorised N FSA002 499549 Tyrus Capital LLP Authorised N FSA001 499549 Tyrus Capital LLP Authorised N FSA002 499724 SRP Risk & Finance LLP Authorised N FSA001 499724 SRP Risk & Finance LLP Authorised N FSA002 499809 Anchorage Capital Europe, LLP Authorised N FSA001 499809 Anchorage Capital Europe, LLP Authorised N FSA002 500116 Hilltop Fund Management LLP Authorised N FSA001 500116 Hilltop Fund Management LLP Authorised N FSA002 500311 Sophrosyne Ventures LLP Authorised N FSA001 500311 Sophrosyne Ventures LLP Authorised N FSA002 500315 Green Ash Partners LLP Authorised N FSA001 500315 Green Ash Partners LLP Authorised N FSA002 500338 AIG Asset Management (Europe) Ltd Authorised N FSA001 500338 AIG Asset Management (Europe) Ltd Authorised N FSA002 500470 Global Credit Partners (UK) LLP Authorised N FSA001 500470 Global Credit Partners (UK) LLP Authorised N FSA002 500498 Autonomous Research LLP Authorised N FSA001 500498 Autonomous Research LLP Authorised N FSA002 500593 Avon Capital Estates Management Limited Authorised N FSA001 500593 Avon Capital Estates Management Limited Authorised N FSA002 500710 Berkeley Asset Management LLP Authorised N FSA001 500710 Berkeley Asset Management LLP Authorised N FSA002 500908 Townsend Group Europe Limited Authorised N FSA001 500908 Townsend Group Europe Limited Authorised N FSA002 501057 Infinox Capital Limited Authorised N FSA001 501057 Infinox Capital Limited Authorised N FSA002 501320 GKFX Financial Services Limited Authorised N FSA001 501320 GKFX Financial Services Limited Authorised N FSA002 501341 Lofoten Asset Management Ltd Authorised N FSA001 501341 Lofoten Asset Management Ltd Authorised N FSA002 501453 1OAK Capital Limited Authorised N FSA001 501453 1OAK Capital Limited Authorised N FSA002 501651 Brompton Asset Management LLP Authorised N FSA001 501651 Brompton Asset Management LLP Authorised N FSA002 501656 RGL Capital LLP Authorised N FSA001 501656 RGL Capital LLP Authorised N FSA002 501695 S&T Asset Management LLP Authorised N FSA001 501695 S&T Asset Management LLP Authorised N FSA002 502150 Camomille LLP Authorised N FSA001 502150 Camomille LLP Authorised N FSA002 502154 RiverRock European Capital Partners LLP Authorised N FSA001 502154 RiverRock European Capital Partners LLP Authorised N FSA002 502209 Amias Berman & Co LLP Authorised N FSA001 502209 Amias Berman & Co LLP Authorised N FSA002 502237 Parkwalk Advisors Ltd Authorised N FSA001 502237 Parkwalk Advisors Ltd Authorised N FSA002 FOI5126 - Annex A

502242 Quartet Capital Partners LLP Authorised N FSA001 502242 Quartet Capital Partners LLP Authorised N FSA002 502305 Serone Capital Management LLP Authorised N FSA001 502305 Serone Capital Management LLP Authorised N FSA002 502462 Northedge Capital LLP Authorised N FSA001 502462 Northedge Capital LLP Authorised N FSA002 502504 Bell Capital Partners LLP Authorised N FSA001 502504 Bell Capital Partners LLP Authorised N FSA002 502505 DBJ Europe Limited Authorised N FSA001 502505 DBJ Europe Limited Authorised N FSA002 502619 Hubwise Securities Limited Authorised N FSA001 502619 Hubwise Securities Limited Authorised N FSA002 502635 Hantec Markets Limited Authorised N FSA001 502635 Hantec Markets Limited Authorised N FSA002 503015 Gatemore Capital Management LLP Authorised N FSA001 503015 Gatemore Capital Management LLP Authorised N FSA002 503146 Talenta Capital LLP Authorised N FSA001 503146 Talenta Capital LLP Authorised N FSA002 503303 Kestrel Partners LLP Authorised N FSA001 503303 Kestrel Partners LLP Authorised N FSA002 503323 FirstEnergy Capital LLP Authorised N FSA001 503323 FirstEnergy Capital LLP Authorised N FSA002 503401 PGR Capital LLP Authorised N FSA001 503401 PGR Capital LLP Authorised N FSA002 503459 StormHarbour Securities LLP Authorised N FSA001 503459 StormHarbour Securities LLP Authorised N FSA002 503664 Forseti Capital LLP Authorised N FSA001 503664 Forseti Capital LLP Authorised N FSA002 503693 Armstrong Investment Managers LLP Authorised N FSA001 503693 Armstrong Investment Managers LLP Authorised N FSA002 503723 Aksia Europe Ltd Authorised N FSA001 503723 Aksia Europe Ltd Authorised N FSA002 503730 Hayfin Capital Management LLP Authorised N FSA001 503730 Hayfin Capital Management LLP Authorised N FSA002 503871 The Fuel Trading Company Ltd Authorised N FSA001 503871 The Fuel Trading Company Ltd Authorised N FSA002 504060 RMG Wealth Management Limited Liability Partnership Authorised N FSA001 504060 RMG Wealth Management Limited Liability Partnership Authorised N FSA002 504126 LMR Partners LLP Authorised N FSA001 504126 LMR Partners LLP Authorised N FSA002 504209 Gladwyne Investments LLP Authorised N FSA001 504209 Gladwyne Investments LLP Authorised N FSA002 504211 Hume Capital Securities plc Authorised N FSA001 504211 Hume Capital Securities plc Authorised N FSA002 504272 MB Capital Limited Authorised N FSA001 504272 MB Capital Limited Authorised N FSA002 504390 Caxton Europe LLP Authorised N FSA001 504390 Caxton Europe LLP Authorised N FSA002 504790 Skillcapital Associates LLP Authorised N FSA001 504790 Skillcapital Associates LLP Authorised N FSA002 504863 Old Park Capital Limited Authorised N FSA001 504863 Old Park Capital Limited Authorised N FSA002 504864 BRAVE Partners LLP Authorised N FSA001 504864 BRAVE Partners LLP Authorised N FSA002 504902 Theleme Partners LLP Authorised N FSA001 504902 Theleme Partners LLP Authorised N FSA002 505042 Osmosis Investment Management LLP Authorised N FSA001 505042 Osmosis Investment Management LLP Authorised N FSA002 FOI5126 - Annex A

505190 Frogmore Real Estate Partners Fund Managers Ltd Authorised N FSA001 505190 Frogmore Real Estate Partners Fund Managers Ltd Authorised N FSA002 505249 Arkley Capital Ltd Authorised N FSA001 505249 Arkley Capital Ltd Authorised N FSA002 505252 Capricorn Fund Managers Limited Authorised N FSA001 505252 Capricorn Fund Managers Limited Authorised N FSA002 505298 TVG Ltd Authorised N FSA001 505298 TVG Ltd Authorised N FSA002 505310 Lek Securities UK Limited Authorised N FSA001 505310 Lek Securities UK Limited Authorised N FSA002 505681 Evanridge Corporate Management LLP Authorised N FSA001 505681 Evanridge Corporate Management LLP Authorised N FSA002 505922 MSD Partners Europe LLP Authorised N FSA001 505922 MSD Partners Europe LLP Authorised N FSA002 505942 Dyson Capital Management Ltd Authorised N FSA001 505942 Dyson Capital Management Ltd Authorised N FSA002 506294 Macrosynergy Partners LLP Authorised N FSA001 506294 Macrosynergy Partners LLP Authorised N FSA002 506421 Suisse Credit Capital (2009) Limited Authorised N FSA001 506421 Suisse Credit Capital (2009) Limited Authorised N FSA002 506441 Arcus European Infrastructure Fund GP LLP Authorised N FSA001 506441 Arcus European Infrastructure Fund GP LLP Authorised N FSA002 506600 European Investment Management Ltd Authorised N FSA001 506600 European Investment Management Ltd Authorised N FSA002 506646 Asperatus Capital LLP Authorised N FSA001 506646 Asperatus Capital LLP Authorised N FSA002 506719 FW Capital Limited Authorised N FSA001 506719 FW Capital Limited Authorised N FSA002 506790 Optimus Capital LLP Authorised N FSA001 506790 Optimus Capital LLP Authorised N FSA002 506925 Northlight Group LLP Authorised N FSA001 506925 Northlight Group LLP Authorised N FSA002 507219 OTC Europe LLP Authorised N FSA001 507219 OTC Europe LLP Authorised N FSA002 507460 Amersham Investment Management Ltd Authorised N FSA001 507460 Amersham Investment Management Ltd Authorised N FSA002 507475 Brookfield Private Advisors LP Authorised N FSA001 507475 Brookfield Private Advisors LP Authorised N FSA002 507537 Finex LLP Authorised N FSA001 507537 Finex LLP Authorised N FSA002 507542 China International Capital Corporation (UK) Limited Authorised N FSA001 507542 China International Capital Corporation (UK) Limited Authorised N FSA002 507603 Hemera Capital Management LLP Authorised N FSA001 507603 Hemera Capital Management LLP Authorised N FSA002 507685 Metropolis Capital Limited Authorised N FSA001 507685 Metropolis Capital Limited Authorised N FSA002 507900 LD Capital Ltd Authorised N FSA001 507900 LD Capital Ltd Authorised N FSA002 507901 MET Asset Management UK LLP Authorised N FSA001 507901 MET Asset Management UK LLP Authorised N FSA002 507908 Caisson Investment Management Partners LLP Authorised N FSA001 507908 Caisson Investment Management Partners LLP Authorised N FSA002 507938 Ivaldi Capital LLP Authorised N FSA001 507938 Ivaldi Capital LLP Authorised N FSA002 507955 Tower Broking Limited Authorised N FSA001 507955 Tower Broking Limited Authorised N FSA002 507962 Greencoat Capital LLP Authorised N FSA001 507962 Greencoat Capital LLP Authorised N FSA002 FOI5126 - Annex A

507997 Leste Capital Management (UK) LLP Authorised N FSA001 507997 Leste Capital Management (UK) LLP Authorised N FSA002 509551 Capital Markets Trading UK LLP Authorised N FSA001 509551 Capital Markets Trading UK LLP Authorised N FSA002 509746 AxiCorp Limited Authorised N FSA001 509746 AxiCorp Limited Authorised N FSA002 509772 Goldcin Partners LLP Authorised N FSA001 509772 Goldcin Partners LLP Authorised N FSA002 509778 LMAX Limited Authorised N FSA001 509778 LMAX Limited Authorised N FSA002 509909 Plus500UK Ltd Authorised N FSA001 509909 Plus500UK Ltd Authorised N FSA002 509930 Dalmore Capital Limited Authorised N FSA001 509930 Dalmore Capital Limited Authorised N FSA002 509956 FXPRO UK Limited Authorised N FSA001 509956 FXPRO UK Limited Authorised N FSA002 510041 Thistledown Investment Management Ltd Authorised N FSA001 510041 Thistledown Investment Management Ltd Authorised N FSA002 510054 Succession Advisory Services Limited Authorised N FSA001 510054 Succession Advisory Services Limited Authorised N FSA002 510065 Financial Themes LLP Authorised N FSA001 510065 Financial Themes LLP Authorised N FSA002 510079 Eschler Asset Management LLP Authorised N FSA001 510079 Eschler Asset Management LLP Authorised N FSA002 510080 Perspective Capital Management Limited Authorised N FSA001 510080 Perspective Capital Management Limited Authorised N FSA002 510105 MET Zurich LLP Authorised N FSA001 510105 MET Zurich LLP Authorised N FSA002 510151 Venn Partners LLP Authorised N FSA001 510151 Venn Partners LLP Authorised N FSA002 510494 LK Advisers Limited Authorised N FSA001 510494 LK Advisers Limited Authorised N FSA002 511220 Simply Ethical Financial Services Ltd Authorised N FSA001 511220 Simply Ethical Financial Services Ltd Authorised N FSA002 511268 3i BIFM Investments Limited Authorised N FSA001 511268 3i BIFM Investments Limited Authorised N FSA002 511314 Hermes GPE LLP Authorised N FSA001 511314 Hermes GPE LLP Authorised N FSA002 511342 Ferox Capital LLP Authorised N FSA001 511342 Ferox Capital LLP Authorised N FSA002 511520 H2O Markets Limited Authorised N FSA001 511520 H2O Markets Limited Authorised N FSA002 511838 HighBreed Capital Limited Authorised N FSA001 511838 HighBreed Capital Limited Authorised N FSA002 512586 Medea Capital Partners Ltd Authorised N FSA001 512586 Medea Capital Partners Ltd Authorised N FSA002 512645 Sealark LLP Authorised N FSA001 512645 Sealark LLP Authorised N FSA002 513138 Signia Wealth Limited Authorised N FSA001 513138 Signia Wealth Limited Authorised N FSA002 513156 Castellain Capital LLP Authorised N FSA001 513156 Castellain Capital LLP Authorised N FSA002 513246 James Hambro & Partners LLP Authorised N FSA001 513246 James Hambro & Partners LLP Authorised N FSA002 513358 Darwin Strategic Limited Authorised N FSA001 513358 Darwin Strategic Limited Authorised N FSA002 513713 FQS Capital Partners LLP Authorised N FSA001 513713 FQS Capital Partners LLP Authorised N FSA002 FOI5126 - Annex A

514242 British Independent Utilities Authorised N FSA001 514242 British Independent Utilities Authorised N FSA002 514466 Whitman Howard Limited Authorised N FSA001 514466 Whitman Howard Limited Authorised N FSA002 514518 SCIO Capital LLP Authorised N FSA001 514518 SCIO Capital LLP Authorised N FSA002 514529 Tudor, Pickering, Holt & Co. International, LLP Authorised N FSA001 514529 Tudor, Pickering, Holt & Co. International, LLP Authorised N FSA002 514546 CBH Europe Limited Authorised N FSA001 514546 CBH Europe Limited Authorised N FSA002 514588 Octave Investment Management LLP Authorised N FSA001 514588 Octave Investment Management LLP Authorised N FSA002 514598 Calamos Investments LLP Authorised N FSA001 514598 Calamos Investments LLP Authorised N FSA002 514644 Revcap Advisors Ltd Authorised N FSA001 514644 Revcap Advisors Ltd Authorised N FSA002 514673 Lloyd Baughan LLP Authorised N FSA001 514673 Lloyd Baughan LLP Authorised N FSA002 514886 Adams Street Partners UK LLP Authorised N FSA001 514886 Adams Street Partners UK LLP Authorised N FSA002 514961 Benchmark Standard Ltd Authorised N FSA001 514961 Benchmark Standard Ltd Authorised N FSA002 514988 Guinness Capital Management Limited Authorised N FSA001 514988 Guinness Capital Management Limited Authorised N FSA002 515045 Rockfire Capital Limited Authorised N FSA001 515045 Rockfire Capital Limited Authorised N FSA002 515091 Aegis Asset Management Limited Authorised N FSA001 515091 Aegis Asset Management Limited Authorised N FSA002 515156 IIFL Wealth (UK) Limited Authorised N FSA001 515156 IIFL Wealth (UK) Limited Authorised N FSA002 515302 OMAM International Ltd Authorised N FSA001 515302 OMAM International Ltd Authorised N FSA002 515304 BlueCrest Capital Management (UK) LLP Authorised N FSA001 515304 BlueCrest Capital Management (UK) LLP Authorised N FSA002 515334 Friends Life Investment Solutions Limited Authorised N FSA001 515334 Friends Life Investment Solutions Limited Authorised N FSA002 515393 Lombard Odier Asset Management (Europe) Limited Authorised N FSA001 515393 Lombard Odier Asset Management (Europe) Limited Authorised N FSA002 515395 Agenda Capital Partners LLP Authorised N FSA001 515395 Agenda Capital Partners LLP Authorised N FSA002 515599 Prospect Capital Ltd Authorised N FSA001 515599 Prospect Capital Ltd Authorised N FSA002 515691 Utility Capital UK LLP Authorised N FSA001 515691 Utility Capital UK LLP Authorised N FSA002 515793 Tamsel (UK) Limited Authorised N FSA001 515793 Tamsel (UK) Limited Authorised N FSA002 516039 Kenz Capital LLP Authorised N FSA001 516039 Kenz Capital LLP Authorised N FSA002 516144 Elephant Capital LLP Authorised N FSA001 516144 Elephant Capital LLP Authorised N FSA002 516153 Sequoia Investment Management Company Limited Authorised N FSA001 516153 Sequoia Investment Management Company Limited Authorised N FSA002 516459 Logic Investments Ltd Authorised N FSA001 516459 Logic Investments Ltd Authorised N FSA002 516479 Tata Capital Plc Authorised N FSA001 516479 Tata Capital Plc Authorised N FSA002 516932 S. P. Angel Corporate Finance LLP Authorised N FSA001 516932 S. P. Angel Corporate Finance LLP Authorised N FSA002 FOI5126 - Annex A

517235 Whitefoord LLP Authorised N FSA001 517235 Whitefoord LLP Authorised N FSA002 517378 Ethicalfin Limited Authorised N FSA001 517378 Ethicalfin Limited Authorised N FSA002 517522 La Francaise Forum Securities (UK) Limited Authorised N FSA001 517522 La Francaise Forum Securities (UK) Limited Authorised N FSA002 517596 BlueQuant Capital Management LLP Authorised N FSA001 517596 BlueQuant Capital Management LLP Authorised N FSA002 517799 Altiq LLP Authorised N FSA001 517799 Altiq LLP Authorised N FSA002 517987 PVE Capital LLP Authorised N FSA001 517987 PVE Capital LLP Authorised N FSA002 518214 Warwick Capital Partners LLP Authorised N FSA001 518214 Warwick Capital Partners LLP Authorised N FSA002 518280 AJ Bell Investments LLP Authorised N FSA001 518280 AJ Bell Investments LLP Authorised N FSA002 518455 AEW Europe LLP Authorised N FSA001 518455 AEW Europe LLP Authorised N FSA002 518552 Liontrust Investment Partners LLP Authorised N FSA001 518552 Liontrust Investment Partners LLP Authorised N FSA002 518554 Artisan Partners UK LLP Authorised N FSA001 518554 Artisan Partners UK LLP Authorised N FSA002 519070 Ryse Asset Management LLP Authorised N FSA001 519070 Ryse Asset Management LLP Authorised N FSA002 519233 FM Capital Partners Ltd Authorised N FSA001 519233 FM Capital Partners Ltd Authorised N FSA002 519772 Midmar Capital LLP Authorised N FSA001 519772 Midmar Capital LLP Authorised N FSA002 520083 LTS Capital LLP Authorised N FSA001 520083 LTS Capital LLP Authorised N FSA002 520117 Halkin Asset Management Limited Authorised N FSA001 520117 Halkin Asset Management Limited Authorised N FSA002 520240 Pantheon Ventures (UK) LLP Authorised N FSA001 520240 Pantheon Ventures (UK) LLP Authorised N FSA002 520444 Ardevora Asset Management LLP Authorised N FSA001 520444 Ardevora Asset Management LLP Authorised N FSA002 520556 Lawrence Clarke Investment Management LLP Authorised N FSA001 520556 Lawrence Clarke Investment Management LLP Authorised N FSA002 520720 Paris Capital Advisors (London) LLP Authorised N FSA001 520720 Paris Capital Advisors (London) LLP Authorised N FSA002 520737 Danix LLP Authorised N FSA001 520737 Danix LLP Authorised N FSA002 520929 AC Global Markets Limited Authorised N FSA001 520929 AC Global Markets Limited Authorised N FSA002 520965 ICM Capital Limited Authorised N FSA001 520965 ICM Capital Limited Authorised N FSA002 521019 Vela Investment Partners LLP Authorised N FSA001 521019 Vela Investment Partners LLP Authorised N FSA002 521314 Duke Street LLP Authorised N FSA001 521314 Duke Street LLP Authorised N FSA002 521446 Spectra FX Solutions LLP Authorised N FSA001 521446 Spectra FX Solutions LLP Authorised N FSA002 521525 Grovepoint Capital LLP Authorised N FSA001 521525 Grovepoint Capital LLP Authorised N FSA002 521567 Castle Hill Asset Management LLP Authorised N FSA001 521567 Castle Hill Asset Management LLP Authorised N FSA002 521801 St Brides Managers LLP Authorised N FSA001 521801 St Brides Managers LLP Authorised N FSA002 FOI5126 - Annex A

522101 Montgomery Investment Management LLP Authorised N FSA001 522101 Montgomery Investment Management LLP Authorised N FSA002 522157 XTB Limited Authorised N FSA001 522157 XTB Limited Authorised N FSA002 522413 Truestone Impact Investment Management Limited Authorised N FSA001 522413 Truestone Impact Investment Management Limited Authorised N FSA002 522477 Halkin Investments LLP Authorised N FSA001 522477 Halkin Investments LLP Authorised N FSA002 522491 Salamanca Capital Partners LLP Authorised N FSA001 522491 Salamanca Capital Partners LLP Authorised N FSA002 522509 Nikolaus & Co LLP Authorised N FSA001 522509 Nikolaus & Co LLP Authorised N FSA002 522649 Orion Wealth LLP Authorised N FSA001 522649 Orion Wealth LLP Authorised N FSA002 523080 Banor Capital Limited Authorised N FSA001 523080 Banor Capital Limited Authorised N FSA002 523102 Fundsmith LLP Authorised N FSA001 523102 Fundsmith LLP Authorised N FSA002 523180 Artemis Investment Management LLP Authorised N FSA001 523180 Artemis Investment Management LLP Authorised N FSA002 523422 The Share Republic.com Limited Authorised N FSA001 523422 The Share Republic.com Limited Authorised N FSA002 524374 Rhino Investment Management LLP Authorised N FSA001 524374 Rhino Investment Management LLP Authorised N FSA002 524468 Polygon Global Partners LLP Authorised N FSA001 524468 Polygon Global Partners LLP Authorised N FSA002 524535 Independent Advice Limited Authorised N FSA001 524535 Independent Advice Limited Authorised N FSA002 524544 North Square Blue Oak Limited Authorised N FSA001 524544 North Square Blue Oak Limited Authorised N FSA002 525113 Ikon Finance Limited Authorised N FSA001 525113 Ikon Finance Limited Authorised N FSA002 525164 FINSA Europe Ltd Authorised N FSA001 525164 FINSA Europe Ltd Authorised N FSA002 525784 Hanson Asset Management Limited Authorised N FSA001 525784 Hanson Asset Management Limited Authorised N FSA002 525956 Turquoise Global Holdings Ltd Authorised N FSA001 525956 Turquoise Global Holdings Ltd Authorised N FSA002 526034 AFEX Markets Plc Authorised N FSA001 526034 AFEX Markets Plc Authorised N FSA002 526161 Markham Rae LLP Authorised N FSA001 526161 Markham Rae LLP Authorised N FSA002 526172 Resolute Asset Management LLP Authorised N FSA001 526172 Resolute Asset Management LLP Authorised N FSA002 526527 Silchester International Investors LLP Authorised N FSA001 526527 Silchester International Investors LLP Authorised N FSA002 526528 Multrees Investor Services Limited Authorised N FSA001 526528 Multrees Investor Services Limited Authorised N FSA002 526549 Global Reach Markets Limited Authorised N FSA001 526549 Global Reach Markets Limited Authorised N FSA002 526604 Beacon Wealth Management Limited Authorised N FSA001 526604 Beacon Wealth Management Limited Authorised N FSA002 526908 Whitebox Advisors London, LLP Authorised N FSA001 526908 Whitebox Advisors London, LLP Authorised N FSA002 526965 The Seaport Group Europe LLP Authorised N FSA001 526965 The Seaport Group Europe LLP Authorised N FSA002 527135 Timberland Investment Resources Europe LLP Authorised N FSA001 527135 Timberland Investment Resources Europe LLP Authorised N FSA002 FOI5126 - Annex A

527314 GP Bullhound LLP Authorised N FSA001 527314 GP Bullhound LLP Authorised N FSA002 527444 True Potential Investments LLP Authorised N FSA001 527444 True Potential Investments LLP Authorised N FSA002 527473 EdenTree Investment Management Limited Authorised N FSA001 527473 EdenTree Investment Management Limited Authorised N FSA002 527557 Absolute Return Investment Advisers (ARIA) Limited Authorised N FSA001 527557 Absolute Return Investment Advisers (ARIA) Limited Authorised N FSA002 527808 Steve Burke (Rochford) Limited Authorised N FSA001 527808 Steve Burke (Rochford) Limited Authorised N FSA002 527839 Vanguard Asset Management, Ltd Authorised N FSA001 527839 Vanguard Asset Management, Ltd Authorised N FSA002 528148 Pactum Asset Management Limited Authorised N FSA001 528148 Pactum Asset Management Limited Authorised N FSA002 528210 DualEdge Capital Management LLP Authorised N FSA001 528210 DualEdge Capital Management LLP Authorised N FSA002 528328 Divisa UK Limited Authorised N FSA001 528328 Divisa UK Limited Authorised N FSA002 528428 Roodhals Capital Ltd Authorised N FSA001 528428 Roodhals Capital Ltd Authorised N FSA002 528685 Kite Lake Capital Management (UK) LLP Authorised N FSA001 528685 Kite Lake Capital Management (UK) LLP Authorised N FSA002 528720 Cambridge Capital Management UK LLP Authorised N FSA001 528720 Cambridge Capital Management UK LLP Authorised N FSA002 528747 Tyser Capital Management LLP Authorised N FSA001 528747 Tyser Capital Management LLP Authorised N FSA002 529037 York Capital Management Europe (UK) Advisors, LLP Authorised N FSA001 529037 York Capital Management Europe (UK) Advisors, LLP Authorised N FSA002 529096 Audentis Partners Limited Authorised N FSA001 529096 Audentis Partners Limited Authorised N FSA002 529105 H2O AM LLP Authorised N FSA001 529105 H2O AM LLP Authorised N FSA002 529416 Holbein Partners LLP Authorised N FSA001 529416 Holbein Partners LLP Authorised N FSA002 529799 Collabrium Investment Advisors LLP Authorised N FSA001 529799 Collabrium Investment Advisors LLP Authorised N FSA002 529939 Theorema Advisors UK LLP Authorised N FSA001 529939 Theorema Advisors UK LLP Authorised N FSA002 530002 Farm Street Partners Investment Management LLP Authorised N FSA001 530002 Farm Street Partners Investment Management LLP Authorised N FSA002 530083 Peel Hunt LLP Authorised N FSA001 530083 Peel Hunt LLP Authorised N FSA002 530523 Anavon Capital LLP Authorised N FSA001 530523 Anavon Capital LLP Authorised N FSA002 530676 Red Sky Capital Solutions LLP Authorised N FSA001 530676 Red Sky Capital Solutions LLP Authorised N FSA002 530799 Pine River Capital Partners (UK) LLP Authorised N FSA001 530799 Pine River Capital Partners (UK) LLP Authorised N FSA002 531016 CELF Advisors LLP Authorised N FSA001 531016 CELF Advisors LLP Authorised N FSA002 531136 Alpha UCITS Ltd Authorised N FSA001 531136 Alpha UCITS Ltd Authorised N FSA002 531505 Goldenberg Hehmeyer LLP Authorised N FSA001 531505 Goldenberg Hehmeyer LLP Authorised N FSA002 531644 YFM Private Finance Limited Authorised N FSA001 531644 YFM Private Finance Limited Authorised N FSA002 531771 Volopa Capital Limited Authorised N FSA001 531771 Volopa Capital Limited Authorised N FSA002 FOI5126 - Annex A

532121 Halcyon Loan Advisors (UK) LLP Authorised N FSA001 532121 Halcyon Loan Advisors (UK) LLP Authorised N FSA002 532447 Eme Capital LLP Authorised N FSA001 532447 Eme Capital LLP Authorised N FSA002 532912 Altana Wealth Limited Authorised N FSA001 532912 Altana Wealth Limited Authorised N FSA002 533039 Global Prime Partners Limited Authorised N FSA001 533039 Global Prime Partners Limited Authorised N FSA002 533267 Huckleberry Investments LLP Authorised N FSA001 533267 Huckleberry Investments LLP Authorised N FSA002 533291 Brookfield Investment Management (UK) Limited Authorised N FSA001 533291 Brookfield Investment Management (UK) Limited Authorised N FSA002 533351 Orion Capital Managers LLP Authorised N FSA001 533351 Orion Capital Managers LLP Authorised N FSA002 533554 Highclere International Investors LLP Authorised N FSA001 533554 Highclere International Investors LLP Authorised N FSA002 533841 M3 Capital Partners (UK) LLP Authorised N FSA001 533841 M3 Capital Partners (UK) LLP Authorised N FSA002 533849 Kola Capital LLP Authorised N FSA001 533849 Kola Capital LLP Authorised N FSA002 534020 Murphy Richards Capital LLP Authorised N FSA001 534020 Murphy Richards Capital LLP Authorised N FSA002 534027 Delta Financial Markets Limited Authorised N FSA001 534027 Delta Financial Markets Limited Authorised N FSA002 534035 Envirocapital Funds LLP Authorised N FSA001 534035 Envirocapital Funds LLP Authorised N FSA002 534306 Auriel Equity Investors LLP Authorised N FSA001 534306 Auriel Equity Investors LLP Authorised N FSA002 534461 GCM Investments UK LLP Authorised N FSA001 534461 GCM Investments UK LLP Authorised N FSA002 534484 London & Eastern LLP Authorised N FSA001 534484 London & Eastern LLP Authorised N FSA002 534658 LCM Capital LLP Authorised N FSA001 534658 LCM Capital LLP Authorised N FSA002 534723 Alpha Real Property Investment Advisers LLP Authorised N FSA001 534723 Alpha Real Property Investment Advisers LLP Authorised N FSA002 534844 Atlantis Capital Management Limited Authorised N FSA001 534844 Atlantis Capital Management Limited Authorised N FSA002 535445 Ancala Partners LLP Authorised N FSA001 535445 Ancala Partners LLP Authorised N FSA002 535871 Craigmore Sustainables LLP Authorised N FSA001 535871 Craigmore Sustainables LLP Authorised N FSA002 535944 Governor Finance Limited Authorised N FSA001 535944 Governor Finance Limited Authorised N FSA002 536551 Reclaim Fund Ltd Authorised N FSA001 536551 Reclaim Fund Ltd Authorised N FSA002 536771 EFG Asset Management (UK) Limited Authorised N FSA001 536771 EFG Asset Management (UK) Limited Authorised N FSA002 536817 JCI Capital Limited Authorised N FSA001 536817 JCI Capital Limited Authorised N FSA002 536841 Gabelli Securities International UK Ltd Authorised N FSA001 536841 Gabelli Securities International UK Ltd Authorised N FSA002 536853 Grove Capital Management Ltd Authorised N FSA001 536853 Grove Capital Management Ltd Authorised N FSA002 536892 MKP Capital Europe LLP Authorised N FSA001 536892 MKP Capital Europe LLP Authorised N FSA002 536987 Elevation Trading Limited Authorised N FSA001 536987 Elevation Trading Limited Authorised N FSA002 FOI5126 - Annex A

537039 Solaise Capital Management LLP Authorised N FSA001 537039 Solaise Capital Management LLP Authorised N FSA002 537064 Taom Capital (UK) Limited Authorised N FSA001 537064 Taom Capital (UK) Limited Authorised N FSA002 537080 HYWIN WEALTH LLP Authorised N FSA001 537080 HYWIN WEALTH LLP Authorised N FSA002 537087 Fideres Partners LLP Authorised N FSA001 537087 Fideres Partners LLP Authorised N FSA002 537103 Future Value Capital LLP Authorised N FSA001 537103 Future Value Capital LLP Authorised N FSA002 537165 Laidlaw & Company International Limited Authorised N FSA001 537165 Laidlaw & Company International Limited Authorised N FSA002 537282 Alken Finance LLP Authorised N FSA001 537282 Alken Finance LLP Authorised N FSA002 537301 Skybound Capital UK Limited Authorised N FSA001 537301 Skybound Capital UK Limited Authorised N FSA002 537366 Nomura Alternative Investment Management (Europe) Limited Authorised N FSA001 537366 Nomura Alternative Investment Management (Europe) Limited Authorised N FSA002 537389 Linear Investments Limited Authorised N FSA001 537389 Linear Investments Limited Authorised N FSA002 537582 EGR Broking Limited Authorised N FSA001 537582 EGR Broking Limited Authorised N FSA002 537787 FX Stat Ltd Authorised N FSA001 537787 FX Stat Ltd Authorised N FSA002 537832 R&H FUND SERVICES (UK) LIMITED Authorised N FSA001 537832 R&H FUND SERVICES (UK) LIMITED Authorised N FSA002 537953 HDP Trading Limited Authorised N FSA001 537953 HDP Trading Limited Authorised N FSA002 538228 Ovington Capital Management LLP Authorised N FSA001 538228 Ovington Capital Management LLP Authorised N FSA002 538254 J. Safra Sarasin Asset Management (Europe) Ltd Authorised N FSA001 538254 J. Safra Sarasin Asset Management (Europe) Ltd Authorised N FSA002 538575 Bivouac Capital LLP Authorised N FSA001 538575 Bivouac Capital LLP Authorised N FSA002 538762 Shard Capital Partners LLP Authorised N FSA001 538762 Shard Capital Partners LLP Authorised N FSA002 538896 Societe Generale International Limited Authorised N FSA001 538896 Societe Generale International Limited Authorised N FSA002 538927 TFC Investment Management LLP Authorised N FSA001 538927 TFC Investment Management LLP Authorised N FSA002 539399 Milliman Financial Strategies Limited Authorised N FSA001 539399 Milliman Financial Strategies Limited Authorised N FSA002 539422 EQ Investors Limited Authorised N FSA001 539422 EQ Investors Limited Authorised N FSA002 539429 Allegra Asset Management (UK) Limited Authorised N FSA001 539429 Allegra Asset Management (UK) Limited Authorised N FSA002 539518 LXM Finance LLP Authorised N FSA001 539518 LXM Finance LLP Authorised N FSA002 539846 Boston Prime Limited Authorised N FSA001 539846 Boston Prime Limited Authorised N FSA002 539851 S&P Global Research Europe Limited Authorised N FSA001 539851 S&P Global Research Europe Limited Authorised N FSA002 540244 Hirose Financial UK Limited Authorised N FSA001 540244 Hirose Financial UK Limited Authorised N FSA002 540418 Valbury Capital Limited Authorised N FSA001 540418 Valbury Capital Limited Authorised N FSA002 540470 Kiltearn Partners LLP Authorised N FSA001 540470 Kiltearn Partners LLP Authorised N FSA002 FOI5126 - Annex A

540892 Harris Williams & Co. Ltd Authorised N FSA001 540892 Harris Williams & Co. Ltd Authorised N FSA002 540893 Tendercapital Limited Authorised N FSA001 540893 Tendercapital Limited Authorised N FSA002 540897 BH-DG Systematic Trading LLP Authorised N FSA001 540897 BH-DG Systematic Trading LLP Authorised N FSA002 541293 ABG Sundal Collier Partners LLP Authorised N FSA001 541293 ABG Sundal Collier Partners LLP Authorised N FSA002 541341 Panthera Private Office LLP Authorised N FSA001 541341 Panthera Private Office LLP Authorised N FSA002 541375 Baltic Exchange Derivatives Trading Ltd Authorised N FSA001 541375 Baltic Exchange Derivatives Trading Ltd Authorised N FSA002 541404 Fusion Wealth Limited Authorised N FSA001 541404 Fusion Wealth Limited Authorised N FSA002 541427 Napier Park Global Capital Ltd Authorised N FSA001 541427 Napier Park Global Capital Ltd Authorised N FSA002 541623 Xenfin Capital Limited Authorised N FSA001 541623 Xenfin Capital Limited Authorised N FSA002 541893 Castle Trust Capital Management Limited Authorised N FSA001 541893 Castle Trust Capital Management Limited Authorised N FSA002 541910 Castle Trust Capital PLC Authorised N FSA001 541910 Castle Trust Capital PLC Authorised N FSA002 542059 Platform One Limited Authorised N FSA001 542059 Platform One Limited Authorised N FSA002 542109 Avitah Capital LLP Authorised N FSA001 542109 Avitah Capital LLP Authorised N FSA002 542574 OANDA Europe Limited Authorised N FSA001 542574 OANDA Europe Limited Authorised N FSA002 542854 RCMA Capital LLP Authorised N FSA001 542854 RCMA Capital LLP Authorised N FSA002 543041 Augmentum Capital LLP Authorised N FSA001 543041 Augmentum Capital LLP Authorised N FSA002 543123 AEGON Investment Solutions Limited Authorised N FSA001 543123 AEGON Investment Solutions Limited Authorised N FSA002 543239 Sea Port Group Securities (Europe) LLP Authorised N FSA001 543239 Sea Port Group Securities (Europe) LLP Authorised N FSA002 543459 Beaufort Investment Management Ltd Authorised N FSA001 543459 Beaufort Investment Management Ltd Authorised N FSA002 543475 Brookland Partners LLP Authorised N FSA001 543475 Brookland Partners LLP Authorised N FSA002 543477 Boston and Alexander LLP Authorised N FSA001 543477 Boston and Alexander LLP Authorised N FSA002 543560 CVC Credit Partners Investment Management Limited Authorised N FSA001 543560 CVC Credit Partners Investment Management Limited Authorised N FSA002 544237 SECOR Investment Advisors (UK) LLP Authorised N FSA001 544237 SECOR Investment Advisors (UK) LLP Authorised N FSA002 544525 Centerbridge Partners Europe LLP Authorised N FSA001 544525 Centerbridge Partners Europe LLP Authorised N FSA002 544543 Scipion Capital (UK) Limited Authorised N FSA001 544543 Scipion Capital (UK) Limited Authorised N FSA002 544874 iSwap Euro Limited Authorised N FSA001 544874 iSwap Euro Limited Authorised N FSA002 545025 Downing LLP Authorised N FSA001 545025 Downing LLP Authorised N FSA002 546061 Edale Capital LLP Authorised N FSA001 546061 Edale Capital LLP Authorised N FSA002 546188 RESI CAPITAL MANAGEMENT LIMITED Authorised N FSA001 546188 RESI CAPITAL MANAGEMENT LIMITED Authorised N FSA002 FOI5126 - Annex A

546234 Hay Tor Capital LLP Authorised N FSA001 546234 Hay Tor Capital LLP Authorised N FSA002 547822 Glider Trading LLP Authorised N FSA001 547822 Glider Trading LLP Authorised N FSA002 547974 Metric Capital Partners LLP Authorised N FSA001 547974 Metric Capital Partners LLP Authorised N FSA002 548041 Lucid Issuer Services Ltd Authorised N FSA001 548041 Lucid Issuer Services Ltd Authorised N FSA002 548069 CC Arb Global Limited Authorised N FSA001 548069 CC Arb Global Limited Authorised N FSA002 549789 Astellon Capital Partners LLP Authorised N FSA001 549789 Astellon Capital Partners LLP Authorised N FSA002 549841 Negentropy Capital Partners LLP Authorised N FSA001 549841 Negentropy Capital Partners LLP Authorised N FSA002 549945 Topor & Co. Limited Authorised N FSA001 549945 Topor & Co. Limited Authorised N FSA002 549980 Epoch Wealth Management LLP Authorised N FSA001 549980 Epoch Wealth Management LLP Authorised N FSA002 550103 Sapia Partners LLP Authorised N FSA001 550103 Sapia Partners LLP Authorised N FSA002 550118 Woodbridge Capital Management LLP Authorised N FSA001 550118 Woodbridge Capital Management LLP Authorised N FSA002 550126 CDC Wealth Management Limited Authorised N FSA001 550126 CDC Wealth Management Limited Authorised N FSA002 550227 Tcam Asset Management Limited Authorised N FSA001 550227 Tcam Asset Management Limited Authorised N FSA002 550784 FinEx Capital Management LLP Authorised N FSA001 550784 FinEx Capital Management LLP Authorised N FSA002 550908 Oaktree Capital Management (UK) LLP Authorised N FSA001 550908 Oaktree Capital Management (UK) LLP Authorised N FSA002 551020 Fasanara Capital Limited Authorised N FSA001 551020 Fasanara Capital Limited Authorised N FSA002 551027 Picton Capital Limited Authorised N FSA001 551027 Picton Capital Limited Authorised N FSA002 551092 Kingsley Asset Management (Global) LLP Authorised N FSA001 551092 Kingsley Asset Management (Global) LLP Authorised N FSA002 551170 Mariana UFP LLP Authorised N FSA001 551170 Mariana UFP LLP Authorised N FSA002 551422 Saxo Capital Markets UK Limited Authorised N FSA001 551422 Saxo Capital Markets UK Limited Authorised N FSA002 551720 Davide Leone and Partners Investment Company LLP Authorised N FSA001 551720 Davide Leone and Partners Investment Company LLP Authorised N FSA002 551769 Blackheath Capital Management LLP Authorised N FSA001 551769 Blackheath Capital Management LLP Authorised N FSA002 551833 Carlson Capital UK LLP Authorised N FSA001 551833 Carlson Capital UK LLP Authorised N FSA002 552016 Nutmeg Saving and Investment Limited Authorised N FSA001 552016 Nutmeg Saving and Investment Limited Authorised N FSA002 552790 Pegasus Capital LLP Authorised N FSA001 552790 Pegasus Capital LLP Authorised N FSA002 552894 Dolfin Financial (UK) Ltd Authorised N FSA001 552894 Dolfin Financial (UK) Ltd Authorised N FSA002 552917 Tourmaline Europe LLP Authorised N FSA001 552917 Tourmaline Europe LLP Authorised N FSA002 552925 Anderson Strathern Asset Management Limited Authorised N FSA001 552925 Anderson Strathern Asset Management Limited Authorised N FSA002 552931 Barings Global Advisers Limited Authorised N FSA001 552931 Barings Global Advisers Limited Authorised N FSA002 FOI5126 - Annex A

553288 Fincere Capital Management Limited Authorised N FSA001 553288 Fincere Capital Management Limited Authorised N FSA002 554051 Sturgeon Capital Ltd Authorised N FSA001 554051 Sturgeon Capital Ltd Authorised N FSA002 554065 Sequoia Capital Fund Management LLP Authorised N FSA001 554065 Sequoia Capital Fund Management LLP Authorised N FSA002 554407 Worldview Capital Management LLP Authorised N FSA001 554407 Worldview Capital Management LLP Authorised N FSA002 554408 Stone Drum Partners LLP Authorised N FSA001 554408 Stone Drum Partners LLP Authorised N FSA002 554493 Scala Capital Partners Limited Authorised N FSA001 554493 Scala Capital Partners Limited Authorised N FSA002 555367 Cherubim Ventures (UK) Limited Authorised N FSA001 555367 Cherubim Ventures (UK) Limited Authorised N FSA002 555414 Rowan Jacobs Limited Authorised N FSA001 555414 Rowan Jacobs Limited Authorised N FSA002 555437 Carrhae Capital LLP Authorised N FSA001 555437 Carrhae Capital LLP Authorised N FSA002 555599 Hengistbury Investment Partners LLP Authorised N FSA001 555599 Hengistbury Investment Partners LLP Authorised N FSA002 555785 Nektar Asset Management LLP Authorised N FSA001 555785 Nektar Asset Management LLP Authorised N FSA002 556012 CapeView Capital LLP Authorised N FSA001 556012 CapeView Capital LLP Authorised N FSA002 556229 EXPONENTIAL BROKER SOLUTIONS LIMITED Authorised N FSA001 556229 EXPONENTIAL BROKER SOLUTIONS LIMITED Authorised N FSA002 556371 DJWM Limited Authorised N FSA001 556371 DJWM Limited Authorised N FSA002 556647 Hollis Capital Limited Authorised N FSA001 556647 Hollis Capital Limited Authorised N FSA002 557354 Amber Financial Investments Limited Authorised N FSA001 557354 Amber Financial Investments Limited Authorised N FSA002 557959 4 Shires Asset Management Ltd Authorised N FSA001 557959 4 Shires Asset Management Ltd Authorised N FSA002 558076 Tiber Capital LLP Authorised N FSA001 558076 Tiber Capital LLP Authorised N FSA002 558158 NAU Securities Ltd Authorised N FSA001 558158 NAU Securities Ltd Authorised N FSA002 559443 Loomis Sayles Investments Limited Authorised N FSA001 559443 Loomis Sayles Investments Limited Authorised N FSA002 560849 Stone Milliner Asset Management LLP Authorised N FSA001 560849 Stone Milliner Asset Management LLP Authorised N FSA002 560872 AFX Markets Limited Authorised N FSA001 560872 AFX Markets Limited Authorised N FSA002 561973 Angelo, Gordon Europe LLP Authorised N FSA001 561973 Angelo, Gordon Europe LLP Authorised N FSA002 562156 Z Investment Partners LLP Authorised N FSA001 562156 Z Investment Partners LLP Authorised N FSA002 562170 Swissquote Ltd Authorised N FSA001 562170 Swissquote Ltd Authorised N FSA002 562209 RM Capital Markets Limited Authorised N FSA001 562209 RM Capital Markets Limited Authorised N FSA002 562563 Ingenious Capital Management Limited Authorised N FSA001 562563 Ingenious Capital Management Limited Authorised N FSA002 562785 Olympia Wealth Management Ltd Authorised N FSA001 562785 Olympia Wealth Management Ltd Authorised N FSA002 563156 OLIM Property Limited Authorised N FSA001 563156 OLIM Property Limited Authorised N FSA002 FOI5126 - Annex A

563329 SteelRock Limited Authorised N FSA001 563329 SteelRock Limited Authorised N FSA002 563366 Deepbridge Capital LLP Authorised N FSA001 563366 Deepbridge Capital LLP Authorised N FSA002 563369 Tages Capital LLP Authorised N FSA001 563369 Tages Capital LLP Authorised N FSA002 563498 Smart Lenders Asset Management Limited Authorised N FSA001 563498 Smart Lenders Asset Management Limited Authorised N FSA002 563681 Saba Capital Management (UK) LLP Authorised N FSA001 563681 Saba Capital Management (UK) LLP Authorised N FSA002 563833 AgFe LLP Authorised N FSA001 563833 AgFe LLP Authorised N FSA002 563834 XFA Global Limited Authorised N FSA001 563834 XFA Global Limited Authorised N FSA002 563849 RBS Investment Executive Limited Authorised N FSA001 563849 RBS Investment Executive Limited Authorised N FSA002 563879 Attestor Capital LLP Authorised N FSA001 563879 Attestor Capital LLP Authorised N FSA002 563903 BOCI Global Commodities (UK) Limited Authorised N FSA001 563903 BOCI Global Commodities (UK) Limited Authorised N FSA002 563919 Neuron Advisers LLP Authorised N FSA001 563919 Neuron Advisers LLP Authorised N FSA002 564058 Graham Capital LLP Authorised N FSA001 564058 Graham Capital LLP Authorised N FSA002 564112 Altavista Investment Management UK LLP Authorised N FSA001 564112 Altavista Investment Management UK LLP Authorised N FSA002 564156 Squawker Ltd Authorised N FSA001 564156 Squawker Ltd Authorised N FSA002 564162 Portfoliometrix Asset Management Ltd Authorised N FSA001 564162 Portfoliometrix Asset Management Ltd Authorised N FSA002 564221 Daedalus Partners LLP Authorised N FSA001 564221 Daedalus Partners LLP Authorised N FSA002 564570 Ox Global Investments Ltd Authorised N FSA001 564570 Ox Global Investments Ltd Authorised N FSA002 564741 Tera Europe Limited Authorised N FSA001 564741 Tera Europe Limited Authorised N FSA002 564876 Plain English Finance Limited Authorised N FSA001 564876 Plain English Finance Limited Authorised N FSA002 564897 ERIM LLP Authorised N FSA001 564897 ERIM LLP Authorised N FSA002 564960 Cygnus Investment Management Limited Authorised N FSA001 564960 Cygnus Investment Management Limited Authorised N FSA002 564971 INTERNOS Global Investors Limited Authorised N FSA001 564971 INTERNOS Global Investors Limited Authorised N FSA002 565015 Falcon Edge Capital LLP Authorised N FSA001 565015 Falcon Edge Capital LLP Authorised N FSA002 565311 iFunds Asset Management Limited Authorised N FSA001 565311 iFunds Asset Management Limited Authorised N FSA002 565503 Voya Investment Management (UK) Limited Authorised N FSA001 565503 Voya Investment Management (UK) Limited Authorised N FSA002 565716 Sapphire Capital Partners LLP Authorised N FSA001 565716 Sapphire Capital Partners LLP Authorised N FSA002 566397 Digital World Capital LLP Authorised N FSA001 566397 Digital World Capital LLP Authorised N FSA002 566533 Solo Capital Partners LLP Authorised N FSA001 566533 Solo Capital Partners LLP Authorised N FSA002 566811 Robus Capital Management Limited Authorised N FSA001 566811 Robus Capital Management Limited Authorised N FSA002 FOI5126 - Annex A

567173 OutSET Global LLP Authorised N FSA001 567173 OutSET Global LLP Authorised N FSA002 567273 Master FinCapital Limited Authorised N FSA001 567273 Master FinCapital Limited Authorised N FSA002 567411 AQR Capital Management (Europe) LLP Authorised N FSA001 567411 AQR Capital Management (Europe) LLP Authorised N FSA002 567795 Platina Energy Partners LLP Authorised N FSA001 567795 Platina Energy Partners LLP Authorised N FSA002 567865 Cryder Capital Partners LLP Authorised N FSA001 567865 Cryder Capital Partners LLP Authorised N FSA002 567888 LGIM International Limited Authorised N FSA001 567888 LGIM International Limited Authorised N FSA002 568089 Tavistock Wealth Limited Authorised N FSA001 568089 Tavistock Wealth Limited Authorised N FSA002 568323 Nplus1 Singer Advisory LLP Authorised N FSA001 568323 Nplus1 Singer Advisory LLP Authorised N FSA002 568328 Global Preservation Strategies Ltd Authorised N FSA001 568328 Global Preservation Strategies Ltd Authorised N FSA002 568940 Big Society Capital Limited Authorised N FSA001 568940 Big Society Capital Limited Authorised N FSA002 568966 Tyndaris LLP Authorised N FSA001 568966 Tyndaris LLP Authorised N FSA002 569000 European and Global Advisers LLP Authorised N FSA001 569000 European and Global Advisers LLP Authorised N FSA002 569070 Cesco Investments Ltd Authorised N FSA001 569070 Cesco Investments Ltd Authorised N FSA002 569877 RMCAS Ltd Authorised N FSA001 569877 RMCAS Ltd Authorised N FSA002 569888 Arnold Stansby & Co. Limited Authorised N FSA001 569888 Arnold Stansby & Co. Limited Authorised N FSA002 570656 Trad-X (UK) Limited Authorised N FSA001 570656 Trad-X (UK) Limited Authorised N FSA002 570673 Akkadia Partners LLP Authorised N FSA001 570673 Akkadia Partners LLP Authorised N FSA002 570942 Bolt Markets Limited Authorised N FSA001 570942 Bolt Markets Limited Authorised N FSA002 570944 Longview Partners LLP Authorised N FSA001 570944 Longview Partners LLP Authorised N FSA002 571578 Cedarknight Partners LLP Authorised N FSA001 571578 Cedarknight Partners LLP Authorised N FSA002 571590 MOYES Financial Planning Limited Authorised N FSA001 571590 MOYES Financial Planning Limited Authorised N FSA002 571599 BlueBay Asset Management LLP Authorised N FSA001 571599 BlueBay Asset Management LLP Authorised N FSA002 571881 GCM Prime Ltd Authorised N FSA001 571881 GCM Prime Ltd Authorised N FSA002 571924 Impact Investment Partners LLP Authorised N FSA001 571924 Impact Investment Partners LLP Authorised N FSA002 571943 Maitland Wealth Services Limited Authorised N FSA001 571943 Maitland Wealth Services Limited Authorised N FSA002 571973 Atlas Strategic Advisors LLP Authorised N FSA001 571973 Atlas Strategic Advisors LLP Authorised N FSA002 572039 Katmai Capital Advisors Ltd Authorised N FSA001 572039 Katmai Capital Advisors Ltd Authorised N FSA002 572096 Bentley Reid & Co (UK) Limited Authorised N FSA001 572096 Bentley Reid & Co (UK) Limited Authorised N FSA002 572148 SCR Investments Ltd Authorised N FSA001 572148 SCR Investments Ltd Authorised N FSA002 FOI5126 - Annex A

572226 AltCap LLP Authorised N FSA001 572226 AltCap LLP Authorised N FSA002 572243 QIC European Investment Services Limited Authorised N FSA001 572243 QIC European Investment Services Limited Authorised N FSA002 572300 Rockpool Investments LLP Authorised N FSA001 572300 Rockpool Investments LLP Authorised N FSA002 572389 AlterNet (UK) Limited Authorised N FSA001 572389 AlterNet (UK) Limited Authorised N FSA002 572537 Global Systematic Investors LLP Authorised N FSA001 572537 Global Systematic Investors LLP Authorised N FSA002 572927 Carle & Co Limited Authorised N FSA001 572927 Carle & Co Limited Authorised N FSA002 573464 Tradenext Limited Authorised N FSA001 573464 Tradenext Limited Authorised N FSA002 574493 Whard Stewart (UK) LLP Authorised N FSA001 574493 Whard Stewart (UK) LLP Authorised N FSA002 574754 Universal Securities and Investments Ltd Authorised N FSA001 574754 Universal Securities and Investments Ltd Authorised N FSA002 574902 Mandara Energy Limited Authorised N FSA001 574902 Mandara Energy Limited Authorised N FSA002 575197 Alcova Asset Management LLP Authorised N FSA001 575197 Alcova Asset Management LLP Authorised N FSA002 575291 KKR Credit Advisors (UK) LLP Authorised N FSA001 575291 KKR Credit Advisors (UK) LLP Authorised N FSA002 575376 International Strategy & Investment (UK) Limited Authorised N FSA001 575376 International Strategy & Investment (UK) Limited Authorised N FSA002 575507 SFG Partners LLP Authorised N FSA001 575507 SFG Partners LLP Authorised N FSA002 575647 White Square Capital LLP Authorised N FSA001 575647 White Square Capital LLP Authorised N FSA002 575897 Tiberius Asset Management Ltd. Authorised N FSA001 575897 Tiberius Asset Management Ltd. Authorised N FSA002 576153 Mako Global Investors LLP Authorised N FSA001 576153 Mako Global Investors LLP Authorised N FSA002 577127 Atreaus Capital LLP Authorised N FSA001 577127 Atreaus Capital LLP Authorised N FSA002 577156 EQT Services (UK) Limited Authorised N FSA001 577156 EQT Services (UK) Limited Authorised N FSA002 577319 Elliott Advisors (London) LLC Authorised N FSA001 577319 Elliott Advisors (London) LLC Authorised N FSA002 577453 ADS SECURITIES LONDON LIMITED Authorised N FSA001 577453 ADS SECURITIES LONDON LIMITED Authorised N FSA002 577611 Equitrade Capital Limited Authorised N FSA001 577611 Equitrade Capital Limited Authorised N FSA002 577946 Canara Capital Partners LLP Authorised N FSA001 577946 Canara Capital Partners LLP Authorised N FSA002 577962 AEW UK Investment Management LLP Authorised N FSA001 577962 AEW UK Investment Management LLP Authorised N FSA002 577971 Poten Capital Services (UK) Ltd Authorised N FSA001 577971 Poten Capital Services (UK) Ltd Authorised N FSA002 578074 Edmond de Rothschild Asset Management (UK) Limited Authorised N FSA001 578074 Edmond de Rothschild Asset Management (UK) Limited Authorised N FSA002 578170 Cederberg Capital UK LLP Authorised N FSA001 578170 Cederberg Capital UK LLP Authorised N FSA002 578476 Atlantide Asset Management Limited Authorised N FSA001 578476 Atlantide Asset Management Limited Authorised N FSA002 578645 Dashwood Asset Management Limited Authorised N FSA001 578645 Dashwood Asset Management Limited Authorised N FSA002 FOI5126 - Annex A

579169 Morgan Capital Advisors LLP Authorised N FSA001 579169 Morgan Capital Advisors LLP Authorised N FSA002 579202 FXOpen Ltd Authorised N FSA001 579202 FXOpen Ltd Authorised N FSA002 579287 Astor Ridge LLP Authorised N FSA001 579287 Astor Ridge LLP Authorised N FSA002 579495 Cameron Hume Limited Authorised N FSA001 579495 Cameron Hume Limited Authorised N FSA002 579506 CPN Investment Management LLP Authorised N FSA001 579506 CPN Investment Management LLP Authorised N FSA002 579925 OCL Capital LLP Authorised N FSA001 579925 OCL Capital LLP Authorised N FSA002 580056 Abans Global Limited Authorised N FSA001 580056 Abans Global Limited Authorised N FSA002 580185 Lumin Wealth Management Limited Authorised N FSA001 580185 Lumin Wealth Management Limited Authorised N FSA002 580200 BNY Mellon Capital Markets EMEA Limited Authorised N FSA001 580200 BNY Mellon Capital Markets EMEA Limited Authorised N FSA002 580261 Castilium Capital LLP Authorised N FSA001 580261 Castilium Capital LLP Authorised N FSA002 580269 John Street Capital LLP Authorised N FSA001 580269 John Street Capital LLP Authorised N FSA002 580379 BancTrust Securities (Europe) Limited Authorised N FSA001 580379 BancTrust Securities (Europe) Limited Authorised N FSA002 580531 Smith & Williamson Investment Management LLP Authorised N FSA001 580531 Smith & Williamson Investment Management LLP Authorised N FSA002 581079 EBI Portfolios Limited Authorised N FSA001 581079 EBI Portfolios Limited Authorised N FSA002 581129 Abaco Asset Management LLP Authorised N FSA001 581129 Abaco Asset Management LLP Authorised N FSA002 581237 Griffin Markets Limited Authorised N FSA001 581237 Griffin Markets Limited Authorised N FSA002 581374 Imperial Capital (International) LLP Authorised N FSA001 581374 Imperial Capital (International) LLP Authorised N FSA002 581400 Metronome Capital LLP Authorised N FSA001 581400 Metronome Capital LLP Authorised N FSA002 581641 Streamline Capital Management Limited Authorised N FSA001 581641 Streamline Capital Management Limited Authorised N FSA002 582104 J H Lowson & Company Limited Authorised N FSA001 582104 J H Lowson & Company Limited Authorised N FSA002 582160 Kession Capital Limited Authorised N FSA001 582160 Kession Capital Limited Authorised N FSA002 582181 Hutchinson Lilley Investments LLP Authorised N FSA001 582181 Hutchinson Lilley Investments LLP Authorised N FSA002 582190 Newcore Capital Management Finance LLP Authorised N FSA001 582190 Newcore Capital Management Finance LLP Authorised N FSA002 582201 New Peak Capital Partners LLP Authorised N FSA001 582201 New Peak Capital Partners LLP Authorised N FSA002 582333 Portman Square Capital LLP Authorised N FSA001 582333 Portman Square Capital LLP Authorised N FSA002 582519 NFU Mutual Select Investments Limited Authorised N FSA001 582519 NFU Mutual Select Investments Limited Authorised N FSA002 582555 Cologny Advisors LLP Authorised N FSA001 582555 Cologny Advisors LLP Authorised N FSA002 582587 PORTIA INVESTMENT ADVISORS LTD Authorised N FSA001 582587 PORTIA INVESTMENT ADVISORS LTD Authorised N FSA002 582604 Tristan Capital Partners LLP Authorised N FSA001 582604 Tristan Capital Partners LLP Authorised N FSA002 FOI5126 - Annex A

582615 Gemini Capital Partners LLP Authorised N FSA001 582615 Gemini Capital Partners LLP Authorised N FSA002 582667 Ginward Limited Authorised N FSA001 582667 Ginward Limited Authorised N FSA002 582714 Helios Asset Management Ltd Authorised N FSA001 582714 Helios Asset Management Ltd Authorised N FSA002 582903 LJ Capital Limited Authorised N FSA001 582903 LJ Capital Limited Authorised N FSA002 582907 Bell Rock Capital Management LLP Authorised N FSA001 582907 Bell Rock Capital Management LLP Authorised N FSA002 582924 Dominion Asset Management Limited Authorised N FSA001 582924 Dominion Asset Management Limited Authorised N FSA002 583021 Tier One Capital Ltd Authorised N FSA001 583021 Tier One Capital Ltd Authorised N FSA002 583069 Misland Capital Limited Authorised N FSA001 583069 Misland Capital Limited Authorised N FSA002 583071 Blue Cedar Capital Limited Authorised N FSA001 583071 Blue Cedar Capital Limited Authorised N FSA002 583141 Salix Capital (UK) Limited Authorised N FSA001 583141 Salix Capital (UK) Limited Authorised N FSA002 583142 Smythe House Limited Authorised N FSA001 583142 Smythe House Limited Authorised N FSA002 583147 Mountstone Partners Limited Authorised N FSA001 583147 Mountstone Partners Limited Authorised N FSA002 583157 Lindisfarne Partners LLP Authorised N FSA001 583157 Lindisfarne Partners LLP Authorised N FSA002 583194 Covalis Capital LLP Authorised N FSA001 583194 Covalis Capital LLP Authorised N FSA002 583261 First Trust Global Portfolios Limited Authorised N FSA001 583261 First Trust Global Portfolios Limited Authorised N FSA002 583263 eToro (UK) Ltd Authorised N FSA001 583263 eToro (UK) Ltd Authorised N FSA002 583277 Atlantic Brokers Limited Authorised N FSA001 583277 Atlantic Brokers Limited Authorised N FSA002 583315 Ice Dragons Limited Authorised N FSA001 583315 Ice Dragons Limited Authorised N FSA002 583334 Colliers Capital Holdings Limited Authorised N FSA001 583334 Colliers Capital Holdings Limited Authorised N FSA002 583361 Seneca Partners Limited Authorised N FSA001 583361 Seneca Partners Limited Authorised N FSA002 583632 Broctagon Capital Solutions Limited Authorised N FSA001 583632 Broctagon Capital Solutions Limited Authorised N FSA002 584025 Northill Capital LLP Authorised N FSA001 584025 Northill Capital LLP Authorised N FSA002 584098 Veritas Investment Management LLP Authorised N FSA001 584098 Veritas Investment Management LLP Authorised N FSA002 584166 Solium Capital UK Limited Authorised N FSA001 584166 Solium Capital UK Limited Authorised N FSA002 584414 MSK Capital Partners LLP Authorised N FSA001 584414 MSK Capital Partners LLP Authorised N FSA002 584485 Helford Capital Partners LLP Authorised N FSA001 584485 Helford Capital Partners LLP Authorised N FSA002 584493 Clarion Investment Management Limited Authorised N FSA001 584493 Clarion Investment Management Limited Authorised N FSA002 584566 Lewis Capital Management Ltd Authorised N FSA001 584566 Lewis Capital Management Ltd Authorised N FSA002 584673 Lindengrove Capital LLP Authorised N FSA001 584673 Lindengrove Capital LLP Authorised N FSA002 FOI5126 - Annex A

584720 Eyck Capital Management LLP Authorised N FSA001 584720 Eyck Capital Management LLP Authorised N FSA002 585065 Sanderson Asset Management LLP Authorised N FSA001 585065 Sanderson Asset Management LLP Authorised N FSA002 585303 JB Drax Honore (UK) Limited Authorised N FSA001 585303 JB Drax Honore (UK) Limited Authorised N FSA002 585547 LGT Vestra US Limited Authorised N FSA001 585547 LGT Vestra US Limited Authorised N FSA002 585561 8SAFE UK LIMITED Authorised N FSA001 585561 8SAFE UK LIMITED Authorised N FSA002 585576 Makuria Investment Management (UK) LLP Authorised N FSA001 585576 Makuria Investment Management (UK) LLP Authorised N FSA002 585981 Oxford Capital Partners LLP Authorised N FSA001 585981 Oxford Capital Partners LLP Authorised N FSA002 586142 IO Capital Limited Authorised N FSA001 586142 IO Capital Limited Authorised N FSA002 586157 Ancora Finance LLP Authorised N FSA001 586157 Ancora Finance LLP Authorised N FSA002 586182 J.P. Morgan Mansart Management Limited Authorised N FSA001 586182 J.P. Morgan Mansart Management Limited Authorised N FSA002 586185 Aventa Capital Partners Limited Authorised N FSA001 586185 Aventa Capital Partners Limited Authorised N FSA002 586302 Atlantic House Fund Management LLP Authorised N FSA001 586302 Atlantic House Fund Management LLP Authorised N FSA002 586420 Exotix Partners LLP Authorised N FSA001 586420 Exotix Partners LLP Authorised N FSA002 586449 Shenkman Capital Management Ltd Authorised N FSA001 586449 Shenkman Capital Management Ltd Authorised N FSA002 586463 BCS Prime Brokerage Ltd Authorised N FSA001 586463 BCS Prime Brokerage Ltd Authorised N FSA002 586466 Tradeslide Trading Tech Limited Authorised N FSA001 586466 Tradeslide Trading Tech Limited Authorised N FSA002 586468 Andurand Capital Management LLP Authorised N FSA001 586468 Andurand Capital Management LLP Authorised N FSA002 586541 Valutrades Limited Authorised N FSA001 586541 Valutrades Limited Authorised N FSA002 586545 JCAM Investments Ltd Authorised N FSA001 586545 JCAM Investments Ltd Authorised N FSA002 586570 Triton Investments Advisers LLP Authorised N FSA001 586570 Triton Investments Advisers LLP Authorised N FSA002 586743 Cluny Capital Limited Authorised N FSA001 586743 Cluny Capital Limited Authorised N FSA002 587084 MET Facilities LLP Authorised N FSA001 587084 MET Facilities LLP Authorised N FSA002 587257 MCap Global Finance (UK) LLP Authorised N FSA001 587257 MCap Global Finance (UK) LLP Authorised N FSA002 587454 LCM Commodities UK LLP Authorised N FSA001 587454 LCM Commodities UK LLP Authorised N FSA002 587457 Edmond de Rothschild Private Merchant Banking LLP Authorised N FSA001 587457 Edmond de Rothschild Private Merchant Banking LLP Authorised N FSA002 587492 Spire Partners LLP Authorised N FSA001 587492 Spire Partners LLP Authorised N FSA002 587506 ENA Investment Capital LLP Authorised N FSA001 587506 ENA Investment Capital LLP Authorised N FSA002 587596 D2L Capital Limited Authorised N FSA001 587596 D2L Capital Limited Authorised N FSA002 587629 Water Island Capital U.K. Limited Authorised N FSA001 587629 Water Island Capital U.K. Limited Authorised N FSA002 FOI5126 - Annex A

587631 Pinewood Film Advisors Limited Authorised N FSA001 587631 Pinewood Film Advisors Limited Authorised N FSA002 587649 Dundas Partners LLP Authorised N FSA001 587649 Dundas Partners LLP Authorised N FSA002 587682 Ion Asset Architecture UK Limited Authorised N FSA001 587682 Ion Asset Architecture UK Limited Authorised N FSA002 587699 Broadstone Corporate Benefits Limited Authorised N FSA001 587699 Broadstone Corporate Benefits Limited Authorised N FSA002 587706 Northlander Commodity Advisors LLP Authorised N FSA001 587706 Northlander Commodity Advisors LLP Authorised N FSA002 587794 Attivo Investment Management Limited Authorised N FSA001 587794 Attivo Investment Management Limited Authorised N FSA002 588234 Hudson River Trading Europe Ltd Authorised N FSA001 588234 Hudson River Trading Europe Ltd Authorised N FSA002 588314 Lucid Markets LLP Authorised N FSA001 588314 Lucid Markets LLP Authorised N FSA002 588344 J Stern & Co. LLP Authorised N FSA001 588344 J Stern & Co. LLP Authorised N FSA002 588370 Quotidian Investments LLP Authorised N FSA001 588370 Quotidian Investments LLP Authorised N FSA002 588445 Social and Sustainable Capital LLP Authorised N FSA001 588445 Social and Sustainable Capital LLP Authorised N FSA002 588462 Resonance Impact Investment Limited Authorised N FSA001 588462 Resonance Impact Investment Limited Authorised N FSA002 588466 Sorbus Partners LLP Authorised N FSA001 588466 Sorbus Partners LLP Authorised N FSA002 588604 Park Vale Capital Limited Authorised N FSA001 588604 Park Vale Capital Limited Authorised N FSA002 588831 NASDAQ NLX Limited Authorised N FSA001 588831 NASDAQ NLX Limited Authorised N FSA002 589092 Palomar Capital Management LLP Authorised N FSA001 589092 Palomar Capital Management LLP Authorised N FSA002 589124 Seven Investment Management LLP Authorised N FSA001 589124 Seven Investment Management LLP Authorised N FSA002 589324 Hutchin Hill UK LLP Authorised N FSA001 589324 Hutchin Hill UK LLP Authorised N FSA002 589327 Axis Capital Markets Limited Authorised N FSA001 589327 Axis Capital Markets Limited Authorised N FSA002 589644 Capital Research Company UK Branch Authorised N FSA001 589644 Capital Research Company UK Branch Authorised N FSA002 589899 Polleit & Riechert Investment Management LLP Authorised N FSA001 589899 Polleit & Riechert Investment Management LLP Authorised N FSA002 590143 St James's Asset Management LLP Authorised N FSA001 590143 St James's Asset Management LLP Authorised N FSA002 590179 D. E. Shaw & Co. (London) LLP Authorised N FSA001 590179 D. E. Shaw & Co. (London) LLP Authorised N FSA002 590299 Atom8 Financial Services LLP Authorised N FSA001 590299 Atom8 Financial Services LLP Authorised N FSA002 590782 Kapsecure Limited Authorised N FSA001 590782 Kapsecure Limited Authorised N FSA002 590890 Abshire-Smith Global Ltd Authorised N FSA001 590890 Abshire-Smith Global Ltd Authorised N FSA002 590919 Puma Investment Management Limited Authorised N FSA001 590919 Puma Investment Management Limited Authorised N FSA002 591361 ATC Brokers Limited Authorised N FSA001 591361 ATC Brokers Limited Authorised N FSA002 591530 Long Harbour Ltd Authorised N FSA001 591530 Long Harbour Ltd Authorised N FSA002 FOI5126 - Annex A

591741 Accola Capital LLP Authorised N FSA001 591741 Accola Capital LLP Authorised N FSA002 591755 Apeiron Securities and Investments LLP Authorised N FSA001 591755 Apeiron Securities and Investments LLP Authorised N FSA002 591769 Econumy LLP Authorised N FSA001 591769 Econumy LLP Authorised N FSA002 591814 Mainspring Nominees Limited Authorised N FSA001 591814 Mainspring Nominees Limited Authorised N FSA002 591903 Climate Mundial Limited Authorised N FSA001 591903 Climate Mundial Limited Authorised N FSA002 591943 Rockhopper Algorithmics UK LLP Authorised N FSA001 591943 Rockhopper Algorithmics UK LLP Authorised N FSA002 592056 Elton Capital Advisors Limited Authorised N FSA001 592056 Elton Capital Advisors Limited Authorised N FSA002 592077 Stonehedge Partners LLP Authorised N FSA001 592077 Stonehedge Partners LLP Authorised N FSA002 592240 Rare Infrastructure (UK) Limited Authorised N FSA001 592240 Rare Infrastructure (UK) Limited Authorised N FSA002 592260 VFX Financial PLC Authorised N FSA001 592260 VFX Financial PLC Authorised N FSA002 592285 Brummer & Partners Capital LLP Authorised N FSA001 592285 Brummer & Partners Capital LLP Authorised N FSA002 592324 SCB & Associates Limited Authorised N FSA001 592324 SCB & Associates Limited Authorised N FSA002 592409 Scott Investment Partners LLP Authorised N FSA001 592409 Scott Investment Partners LLP Authorised N FSA002 592777 Orbis Access (UK) Limited Authorised N FSA001 592777 Orbis Access (UK) Limited Authorised N FSA002 592778 Aetos Capital Group (UK) Limited Authorised N FSA001 592778 Aetos Capital Group (UK) Limited Authorised N FSA002 592953 Springwood Capital (UK) Ltd Authorised N FSA001 592953 Springwood Capital (UK) Ltd Authorised N FSA002 592986 Parabellum Markets LLP Authorised N FSA001 592986 Parabellum Markets LLP Authorised N FSA002 593186 HOBART CAPITAL MARKETS LLP Authorised N FSA001 593186 HOBART CAPITAL MARKETS LLP Authorised N FSA002 593265 GBIM Limited Authorised N FSA001 593265 GBIM Limited Authorised N FSA002 593311 Core Capital Partners LLP Authorised N FSA001 593311 Core Capital Partners LLP Authorised N FSA002 593379 ISAM (Europe) LLP Authorised N FSA001 593379 ISAM (Europe) LLP Authorised N FSA002 593420 Parus Finance (UK) Limited Authorised N FSA001 593420 Parus Finance (UK) Limited Authorised N FSA002 593439 Protean Capital LLP Authorised N FSA001 593439 Protean Capital LLP Authorised N FSA002 593541 Ronit Capital LLP Authorised N FSA001 593541 Ronit Capital LLP Authorised N FSA002 593757 Worsley Associates LLP Authorised N FSA001 593757 Worsley Associates LLP Authorised N FSA002 593758 Broad Securities LLP Authorised N FSA001 593758 Broad Securities LLP Authorised N FSA002 593791 AHL Partners LLP Authorised N FSA001 593791 AHL Partners LLP Authorised N FSA002 593805 Edesia Asset Management UK Ltd Authorised N FSA001 593805 Edesia Asset Management UK Ltd Authorised N FSA002 594002 Commodities World Capital LLP Authorised N FSA001 594002 Commodities World Capital LLP Authorised N FSA002 FOI5126 - Annex A

594155 Thomas Miller Wealth Management Limited Authorised N FSA001 594155 Thomas Miller Wealth Management Limited Authorised N FSA002 594166 MacKay Shields UK LLP Authorised N FSA001 594166 MacKay Shields UK LLP Authorised N FSA002 595240 Ceres Securities Limited Authorised N FSA001 595240 Ceres Securities Limited Authorised N FSA002 595316 Salt Rock Capital Partners LLP Authorised N FSA001 595316 Salt Rock Capital Partners LLP Authorised N FSA002 595450 Admiral Markets UK Ltd Authorised N FSA001 595450 Admiral Markets UK Ltd Authorised N FSA002 595504 Profin Partners Limited Authorised N FSA001 595504 Profin Partners Limited Authorised N FSA002 595603 Westbury Private Clients LLP Authorised N FSA001 595603 Westbury Private Clients LLP Authorised N FSA002 595713 UK Clearing House Limited Authorised N FSA001 595713 UK Clearing House Limited Authorised N FSA002 595785 Aquis Exchange Limited Authorised N FSA001 595785 Aquis Exchange Limited Authorised N FSA002 595793 Idalion Capital (UK) LLP Authorised N FSA001 595793 Idalion Capital (UK) LLP Authorised N FSA002 595830 Wolos Capital LLP Authorised N FSA001 595830 Wolos Capital LLP Authorised N FSA002 595844 City of London Markets Limited Authorised N FSA001 595844 City of London Markets Limited Authorised N FSA002 595847 Albatroz Security Management UK LLP Authorised N FSA001 595847 Albatroz Security Management UK LLP Authorised N FSA002 595869 Vendome Asset Management Limited Authorised N FSA001 595869 Vendome Asset Management Limited Authorised N FSA002 595875 Global Custodial Services Ltd Authorised N FSA001 595875 Global Custodial Services Ltd Authorised N FSA002 596056 Manzanita Capital UK LLP Authorised N FSA001 596056 Manzanita Capital UK LLP Authorised N FSA002 596118 Marylebone Partners LLP Authorised N FSA001 596118 Marylebone Partners LLP Authorised N FSA002 596146 Monex Europe Markets Limited Authorised N FSA001 596146 Monex Europe Markets Limited Authorised N FSA002 596463 Tellsons Investors LLP Authorised N FSA001 596463 Tellsons Investors LLP Authorised N FSA002 596483 Zelof & Partners LLP Authorised N FSA001 596483 Zelof & Partners LLP Authorised N FSA002 596652 Bond Dickinson Wealth Limited Authorised N FSA001 596652 Bond Dickinson Wealth Limited Authorised N FSA002 596676 Stafford Private Equity Limited Authorised N FSA001 596676 Stafford Private Equity Limited Authorised N FSA002 596682 Cambridge Mercantile Risk Management (UK) Ltd Authorised N FSA001 596682 Cambridge Mercantile Risk Management (UK) Ltd Authorised N FSA002 596691 Northern Fides Capital Partners LLP Authorised N FSA001 596691 Northern Fides Capital Partners LLP Authorised N FSA002 597200 Quadra Capital Partners LLP Authorised N FSA001 597200 Quadra Capital Partners LLP Authorised N FSA002 597208 Ashenden Capital Management LLP Authorised N FSA001 597208 Ashenden Capital Management LLP Authorised N FSA002 597266 Palmerston Capital Management LLP Authorised N FSA001 597266 Palmerston Capital Management LLP Authorised N FSA002 597642 Piquant Technologies LLP Authorised N FSA001 597642 Piquant Technologies LLP Authorised N FSA002 598743 Clear Capital Management LLP Authorised N FSA001 598743 Clear Capital Management LLP Authorised N FSA002 FOI5126 - Annex A

599210 Mariner Investment (Europe) LLP Authorised N FSA001 599210 Mariner Investment (Europe) LLP Authorised N FSA002 599220 Option Solutions LLP Authorised N FSA001 599220 Option Solutions LLP Authorised N FSA002 599236 Amstel Securities LLP Authorised N FSA001 599236 Amstel Securities LLP Authorised N FSA002 599241 CFE (UK) Ltd Authorised N FSA001 599241 CFE (UK) Ltd Authorised N FSA002 599268 Arcanum Asset Management Ltd Authorised N FSA001 599268 Arcanum Asset Management Ltd Authorised N FSA002 599278 Jay Capital Limited Authorised N FSA001 599278 Jay Capital Limited Authorised N FSA002 599280 Egerton Capital (UK) LLP Authorised N FSA001 599280 Egerton Capital (UK) LLP Authorised N FSA002 599284 Zentak Capital LLP Authorised N FSA001 599284 Zentak Capital LLP Authorised N FSA002 599290 Sustainable Insight Capital Management LLP Authorised N FSA001 599290 Sustainable Insight Capital Management LLP Authorised N FSA002 599294 XHE Capital LLP Authorised N FSA001 599294 XHE Capital LLP Authorised N FSA002 599295 TT International Investment Management LLP Authorised N FSA001 599295 TT International Investment Management LLP Authorised N FSA002 599403 IDS Capital (UK) LTD Authorised N FSA001 599403 IDS Capital (UK) LTD Authorised N FSA002 599417 Whitehelm Capital Ltd Authorised N FSA001 599417 Whitehelm Capital Ltd Authorised N FSA002 600460 Future Money Limited Authorised N FSA001 600460 Future Money Limited Authorised N FSA002 600837 Stater Global Markets Limited Authorised N FSA001 600837 Stater Global Markets Limited Authorised N FSA002 600936 80Plus Partners LLP Authorised N FSA001 600936 80Plus Partners LLP Authorised N FSA002 600943 Alltus Capital (UK) LLP Authorised N FSA001 600943 Alltus Capital (UK) LLP Authorised N FSA002 600954 Baupost Group International LLP Authorised N FSA001 600954 Baupost Group International LLP Authorised N FSA002 601013 Gulf Central Agency Asset Management Ltd Authorised N FSA001 601013 Gulf Central Agency Asset Management Ltd Authorised N FSA002 601025 WM Capital Management Ltd Authorised N FSA001 601025 WM Capital Management Ltd Authorised N FSA002 601030 Enpi LLP Authorised N FSA001 601030 Enpi LLP Authorised N FSA002 601037 Quorum Capital Limited Authorised N FSA001 601037 Quorum Capital Limited Authorised N FSA002 601086 CarVal Investors GB LLP Authorised N FSA001 601086 CarVal Investors GB LLP Authorised N FSA002 601268 WRM Capinvest Ltd Authorised N FSA001 601268 WRM Capinvest Ltd Authorised N FSA002 601807 Leslie & Swallow LLP Authorised N FSA001 601807 Leslie & Swallow LLP Authorised N FSA002 602082 Currency Solutions Limited Authorised N FSA001 602082 Currency Solutions Limited Authorised N FSA002 602293 Funding-Tree (UK) Limited Authorised N FSA001 602293 Funding-Tree (UK) Limited Authorised N FSA002 602311 Target Advisers LLP Authorised N FSA001 602311 Target Advisers LLP Authorised N FSA002 602528 Indos Financial Ltd Authorised N FSA001 602528 Indos Financial Ltd Authorised N FSA002 FOI5126 - Annex A

602553 Geneva Capital Partners LLP Authorised N FSA001 602553 Geneva Capital Partners LLP Authorised N FSA002 602660 ARG Asset Management LLP Authorised N FSA001 602660 ARG Asset Management LLP Authorised N FSA002 602869 Continental Capital Markets Limited Authorised N FSA001 602869 Continental Capital Markets Limited Authorised N FSA002 603186 LQD Markets (UK) Limited Authorised N FSA001 603186 LQD Markets (UK) Limited Authorised N FSA002 603570 Alphadyne Asset Management (UK) LLP Authorised N FSA001 603570 Alphadyne Asset Management (UK) LLP Authorised N FSA002 603601 Armila Capital Limited Authorised N FSA001 603601 Armila Capital Limited Authorised N FSA002 603693 Bybrook Capital LLP Authorised N FSA001 603693 Bybrook Capital LLP Authorised N FSA002 603935 Greensledge Capital Markets Europe LLP Authorised N FSA001 603935 Greensledge Capital Markets Europe LLP Authorised N FSA002 604090 Fair Oaks Capital Ltd Authorised N FSA001 604090 Fair Oaks Capital Ltd Authorised N FSA002 604439 Enterprise Investment Partners LLP Authorised N FSA001 604439 Enterprise Investment Partners LLP Authorised N FSA002 604515 Horizon Stockbroking Limited Authorised N FSA001 604515 Horizon Stockbroking Limited Authorised N FSA002 604563 Independent Risk Management Solution Limited Authorised N FSA001 604563 Independent Risk Management Solution Limited Authorised N FSA002 604593 NUOVO CAPITAL WEALTH MANAGEMENT LIMITED Authorised N FSA001 604593 NUOVO CAPITAL WEALTH MANAGEMENT LIMITED Authorised N FSA002 604661 XY ERS UK Ltd Authorised N FSA001 604661 XY ERS UK Ltd Authorised N FSA002 604779 WorldWideMarkets Online Trading Limited Authorised N FSA001 604779 WorldWideMarkets Online Trading Limited Authorised N FSA002 605022 MC Peat & Co LLP Authorised N FSA001 605022 MC Peat & Co LLP Authorised N FSA002 605047 Cromwell Investment Services Limited Authorised N FSA001 605047 Cromwell Investment Services Limited Authorised N FSA002 605070 Amana Financial Services UK Limited Authorised N FSA001 605070 Amana Financial Services UK Limited Authorised N FSA002 605552 Mariana Investment Partners LLP Authorised N FSA001 605552 Mariana Investment Partners LLP Authorised N FSA002 605598 GPS Capital Markets Limited Authorised N FSA001 605598 GPS Capital Markets Limited Authorised N FSA002 605641 RAM Foreign Exchange Limited Authorised N FSA001 605641 RAM Foreign Exchange Limited Authorised N FSA002 605750 Hannam & Partners (Advisory) LLP Authorised N FSA001 605750 Hannam & Partners (Advisory) LLP Authorised N FSA002 605765 Zark Capital Ltd Authorised N FSA001 605765 Zark Capital Ltd Authorised N FSA002 605879 HarbourVest Partners (Europe) Limited Authorised N FSA001 605879 HarbourVest Partners (Europe) Limited Authorised N FSA002 605908 Newgate Private Equity LLP Authorised N FSA001 605908 Newgate Private Equity LLP Authorised N FSA002 605910 AD Capital LLP Authorised N FSA001 605910 AD Capital LLP Authorised N FSA002 605912 BCI Finance Limited Authorised N FSA001 605912 BCI Finance Limited Authorised N FSA002 605945 LIM Advisors (London) Limited Authorised N FSA001 605945 LIM Advisors (London) Limited Authorised N FSA002 605990 Penfida Ltd Authorised N FSA001 605990 Penfida Ltd Authorised N FSA002 FOI5126 - Annex A

606095 Praesidian Capital Europe LLP Authorised N FSA001 606095 Praesidian Capital Europe LLP Authorised N FSA002 606110 Citypoint Trading Limited Authorised N FSA001 606110 Citypoint Trading Limited Authorised N FSA002 606186 ICG Alternative Investment Limited Authorised N FSA001 606186 ICG Alternative Investment Limited Authorised N FSA002 606298 Kingdom Futures Limited Authorised N FSA001 606298 Kingdom Futures Limited Authorised N FSA002 606390 GKAM LLP Authorised N FSA001 606390 GKAM LLP Authorised N FSA002 606579 Hollbeach Investment Management LLP Authorised N FSA001 606579 Hollbeach Investment Management LLP Authorised N FSA002 606798 Great Point Investments Limited Authorised N FSA001 606798 Great Point Investments Limited Authorised N FSA002 607146 East Lodge Capital Partners LLP Authorised N FSA001 607146 East Lodge Capital Partners LLP Authorised N FSA002 607267 Maven Derivatives Limited Authorised N FSA001 607267 Maven Derivatives Limited Authorised N FSA002 607305 Epsilon Finance Capacity Limited Authorised N FSA001 607305 Epsilon Finance Capacity Limited Authorised N FSA002 607356 Milkwood Capital Limited Authorised N FSA001 607356 Milkwood Capital Limited Authorised N FSA002 607414 Sparrows Capital Limited Authorised N FSA001 607414 Sparrows Capital Limited Authorised N FSA002 607479 GS Capital Partners UK LLP Authorised N FSA001 607479 GS Capital Partners UK LLP Authorised N FSA002 607481 Prism Financial Products LLP Authorised N FSA001 607481 Prism Financial Products LLP Authorised N FSA002 607483 Redburn (Europe) Limited Authorised N FSA001 607483 Redburn (Europe) Limited Authorised N FSA002 607529 Abbeville Partners LLP Authorised N FSA001 607529 Abbeville Partners LLP Authorised N FSA002 607673 Liquid Capital Management LLP Authorised N FSA001 607673 Liquid Capital Management LLP Authorised N FSA002 608955 Alger Management Ltd Authorised N FSA001 608955 Alger Management Ltd Authorised N FSA002 609068 Zen Assets Limited Authorised N FSA001 609068 Zen Assets Limited Authorised N FSA002 609070 Gemsstock Limited Authorised N FSA001 609070 Gemsstock Limited Authorised N FSA002 609146 Avus Capital UK Limited Authorised N FSA001 609146 Avus Capital UK Limited Authorised N FSA002 609226 Telesto Markets LLP Authorised N FSA001 609226 Telesto Markets LLP Authorised N FSA002 609276 StoneFarm Capital LLP Authorised N FSA001 609276 StoneFarm Capital LLP Authorised N FSA002 609277 A Vartan Limited Authorised N FSA001 609277 A Vartan Limited Authorised N FSA002 609326 Sanditon Asset Management Limited Authorised N FSA001 609326 Sanditon Asset Management Limited Authorised N FSA002 609970 Fortrade Limited Authorised N FSA001 609970 Fortrade Limited Authorised N FSA002 609977 XR Trading Europe LLP Authorised N FSA001 609977 XR Trading Europe LLP Authorised N FSA002 610006 Clarmond Wealth Limited Authorised N FSA001 610006 Clarmond Wealth Limited Authorised N FSA002 610208 UK Green Investment Bank Financial Services Limited Authorised N FSA001 610208 UK Green Investment Bank Financial Services Limited Authorised N FSA002 FOI5126 - Annex A

610220 Invicta Securities Limited Authorised N FSA001 610220 Invicta Securities Limited Authorised N FSA002 610230 KMG Investment Management Limited Authorised N FSA001 610230 KMG Investment Management Limited Authorised N FSA002 610291 PentAlpha Capital Ltd Authorised N FSA001 610291 PentAlpha Capital Ltd Authorised N FSA002 610297 Headlands Trading (UK) LLP Authorised N FSA001 610297 Headlands Trading (UK) LLP Authorised N FSA002 610443 KGHL Research (UK) Limited Authorised N FSA001 610443 KGHL Research (UK) Limited Authorised N FSA002 610478 Symmetry Investments UK LLP Authorised N FSA001 610478 Symmetry Investments UK LLP Authorised N FSA002 610534 China Merchants Securities (UK) Limited Authorised N FSA001 610534 China Merchants Securities (UK) Limited Authorised N FSA002 610612 Sarkis Limited Authorised N FSA001 610612 Sarkis Limited Authorised N FSA002 610663 Thames Valley Investment Advisers Ltd Authorised N FSA001 610663 Thames Valley Investment Advisers Ltd Authorised N FSA002 610674 Trench Capital Partners LLP Authorised N FSA001 610674 Trench Capital Partners LLP Authorised N FSA002 610684 Generation Alfa Limited Authorised N FSA001 610684 Generation Alfa Limited Authorised N FSA002 610729 Arabesque Asset Management Limited Authorised N FSA001 610729 Arabesque Asset Management Limited Authorised N FSA002 610765 Perenna Capital Management LLP Authorised N FSA001 610765 Perenna Capital Management LLP Authorised N FSA002 611337 Pollen Street Capital Limited Authorised N FSA001 611337 Pollen Street Capital Limited Authorised N FSA002 611379 European Capital Fund Management Limited Authorised N FSA001 611379 European Capital Fund Management Limited Authorised N FSA002 611391 Ledbury Capital Partners LLP Authorised N FSA001 611391 Ledbury Capital Partners LLP Authorised N FSA002 611694 Omnis Investments Limited Authorised N FSA001 611694 Omnis Investments Limited Authorised N FSA002 612117 Foundation Investment Management Limited Authorised N FSA001 612117 Foundation Investment Management Limited Authorised N FSA002 612134 Armstrong Energy Limited Authorised N FSA001 612134 Armstrong Energy Limited Authorised N FSA002 612226 Boussard & Gavaudan Investment Management LLP Authorised N FSA001 612226 Boussard & Gavaudan Investment Management LLP Authorised N FSA002 612473 Numis Asset Management Limited Authorised N FSA001 612473 Numis Asset Management Limited Authorised N FSA002 612590 Cairn Loan Investments LLP Authorised N FSA001 612590 Cairn Loan Investments LLP Authorised N FSA002 612721 Tutman LLP Authorised N FSA001 612721 Tutman LLP Authorised N FSA002 612885 InvestQuest Capital LLP Authorised N FSA001 612885 InvestQuest Capital LLP Authorised N FSA002 613003 Venture Founders Limited Authorised N FSA001 613003 Venture Founders Limited Authorised N FSA002 613008 Mole Valley Asset Management Ltd Authorised N FSA001 613008 Mole Valley Asset Management Ltd Authorised N FSA002 613021 Syndicate Room Ltd Authorised N FSA001 613021 Syndicate Room Ltd Authorised N FSA002 613134 CF Partners Capital Management LLP Authorised N FSA001 613134 CF Partners Capital Management LLP Authorised N FSA002 613245 Altum Capital Management (UK) Ltd Authorised N FSA001 613245 Altum Capital Management (UK) Ltd Authorised N FSA002 FOI5126 - Annex A

613327 Lincoln Private Investment Office LLP Authorised N FSA001 613327 Lincoln Private Investment Office LLP Authorised N FSA002 613381 VIBHS Financial Ltd Authorised N FSA001 613381 VIBHS Financial Ltd Authorised N FSA002 613470 Reyker Trust & Depositary Services Limited Authorised N FSA001 613470 Reyker Trust & Depositary Services Limited Authorised N FSA002 613481 CM Investment Solutions Limited Authorised N FSA001 613481 CM Investment Solutions Limited Authorised N FSA002 613497 Ares Management UK Limited Authorised N FSA001 613497 Ares Management UK Limited Authorised N FSA002 613498 Brigade Capital UK LLP Authorised N FSA001 613498 Brigade Capital UK LLP Authorised N FSA002 613499 London House Exchange Limited Authorised N FSA001 613499 London House Exchange Limited Authorised N FSA002 613500 Thorntons Investment Management Ltd Authorised N FSA001 613500 Thorntons Investment Management Ltd Authorised N FSA002 613543 Lansdowne Partners (UK) LLP Authorised N FSA001 613543 Lansdowne Partners (UK) LLP Authorised N FSA002 613546 PATAC LIMITED Authorised N FSA001 613546 PATAC LIMITED Authorised N FSA002 613547 Cube Capital Investment Management Limited Authorised N FSA001 613547 Cube Capital Investment Management Limited Authorised N FSA002 613583 Invexstar Capital Management Limited Authorised N FSA001 613583 Invexstar Capital Management Limited Authorised N FSA002 613665 Monogram Capital Management LLP Authorised N FSA001 613665 Monogram Capital Management LLP Authorised N FSA002 613681 TCW Europe Limited Authorised N FSA001 613681 TCW Europe Limited Authorised N FSA002 614990 Goldman Sachs Asset Management Global Services Limited Authorised N FSA001 614990 Goldman Sachs Asset Management Global Services Limited Authorised N FSA002 615368 Savills Investment Management LLP Authorised N FSA001 615368 Savills Investment Management LLP Authorised N FSA002 615371 Iliad Capital Limited Authorised N FSA001 615371 Iliad Capital Limited Authorised N FSA002 615377 Ramek Asset Management Limited Authorised N FSA001 615377 Ramek Asset Management Limited Authorised N FSA002 615463 Shard Capital AIFM LLP Authorised N FSA001 615463 Shard Capital AIFM LLP Authorised N FSA002 615672 Wave Securities LLP Authorised N FSA001 615672 Wave Securities LLP Authorised N FSA002 615732 NGEN Capital Ltd Authorised N FSA001 615732 NGEN Capital Ltd Authorised N FSA002 615778 VR Advisory Services (UK) LLP Authorised N FSA001 615778 VR Advisory Services (UK) LLP Authorised N FSA002 616032 SVK Capital Management Ltd Authorised N FSA001 616032 SVK Capital Management Ltd Authorised N FSA002 616093 ACG Advisors (UK) LLP Authorised N FSA001 616093 ACG Advisors (UK) LLP Authorised N FSA002 616195 PrimeStone Capital LLP Authorised N FSA001 616195 PrimeStone Capital LLP Authorised N FSA002 616260 Aventicum Capital Management (UK) LLP Authorised N FSA001 616260 Aventicum Capital Management (UK) LLP Authorised N FSA002 616262 Tritax Management LLP Authorised N FSA001 616262 Tritax Management LLP Authorised N FSA002 616272 Amagis Capital Partners LLP Authorised N FSA001 616272 Amagis Capital Partners LLP Authorised N FSA002 616346 AgFe Advisory Limited Authorised N FSA001 616346 AgFe Advisory Limited Authorised N FSA002 FOI5126 - Annex A

616354 Coppin Collings Ltd Authorised N FSA001 616354 Coppin Collings Ltd Authorised N FSA002 616488 JMH Asset Management Ltd Authorised N FSA001 616488 JMH Asset Management Ltd Authorised N FSA002 616510 GIB (UK) Alternative Investment Management Limited Authorised N FSA001 616510 GIB (UK) Alternative Investment Management Limited Authorised N FSA002 616537 Dymon Asia Capital (UK) LLP Authorised N FSA001 616537 Dymon Asia Capital (UK) LLP Authorised N FSA002 616885 Nanook Energy Advisors LLP Authorised N FSA001 616885 Nanook Energy Advisors LLP Authorised N FSA002 616886 Hanfore Capital Limited Authorised N FSA001 616886 Hanfore Capital Limited Authorised N FSA002 616985 Foreign Currency Innovations Limited Authorised N FSA001 616985 Foreign Currency Innovations Limited Authorised N FSA002 617037 SC Lowy Asset Management (UK) Ltd Authorised N FSA001 617037 SC Lowy Asset Management (UK) Ltd Authorised N FSA002 617163 Archr LLP Authorised N FSA001 617163 Archr LLP Authorised N FSA002 617846 Pentwater Capital Management Europe LLP Authorised N FSA001 617846 Pentwater Capital Management Europe LLP Authorised N FSA002 617928 OHA (UK) LLP Authorised N FSA001 617928 OHA (UK) LLP Authorised N FSA002 618047 M7 Real Estate Financial Services Limited Authorised N FSA001 618047 M7 Real Estate Financial Services Limited Authorised N FSA002 618176 Courtville Partners LLP Authorised N FSA001 618176 Courtville Partners LLP Authorised N FSA002 618199 Brunswick Investment Management Limited Authorised N FSA001 618199 Brunswick Investment Management Limited Authorised N FSA002 618281 Akur Limited Authorised N FSA001 618281 Akur Limited Authorised N FSA002 618657 Highforest Capital Limited Authorised N FSA001 618657 Highforest Capital Limited Authorised N FSA002 620330 Lotus Financial Solutions Limited Authorised N FSA001 620330 Lotus Financial Solutions Limited Authorised N FSA002 622004 Horizon Asset LLP Authorised N FSA001 622004 Horizon Asset LLP Authorised N FSA002 622574 Curve Markets (UK) Limited Authorised N FSA001 622574 Curve Markets (UK) Limited Authorised N FSA002 622809 ZAIS Group (UK) Ltd Authorised N FSA001 622809 ZAIS Group (UK) Ltd Authorised N FSA002 622870 Halcyon Commodities (UK) Limited Authorised N FSA001 622870 Halcyon Commodities (UK) Limited Authorised N FSA002 622897 GMO-Z.com Trade UK Limited Authorised N FSA001 622897 GMO-Z.com Trade UK Limited Authorised N FSA002 622916 St James's Place Investment Administration Limited Authorised N FSA001 622916 St James's Place Investment Administration Limited Authorised N FSA002 623027 Marine Capital Limited Authorised N FSA001 623027 Marine Capital Limited Authorised N FSA002 623054 CDAM (UK) Limited Authorised N FSA001 623054 CDAM (UK) Limited Authorised N FSA002 623131 Saxon Capital Limited Authorised N FSA001 623131 Saxon Capital Limited Authorised N FSA002 623166 Twelve Capital (UK) Ltd Authorised N FSA001 623166 Twelve Capital (UK) Ltd Authorised N FSA002 623190 Synergy Markets Limited Authorised N FSA001 623190 Synergy Markets Limited Authorised N FSA002 623197 Praxis Partners LLP Authorised N FSA001 623197 Praxis Partners LLP Authorised N FSA002 FOI5126 - Annex A

623509 CMC Capital Limited Authorised N FSA001 623509 CMC Capital Limited Authorised N FSA002 623511 CORDET Capital Partners LLP Authorised N FSA001 623511 CORDET Capital Partners LLP Authorised N FSA002 623682 Cumberland Place Financial Management Limited Authorised N FSA001 623682 Cumberland Place Financial Management Limited Authorised N FSA002 623683 Crowd2Fund Limited Authorised N FSA001 623683 Crowd2Fund Limited Authorised N FSA002 623757 Crux Asset Management Limited Authorised N FSA001 623757 Crux Asset Management Limited Authorised N FSA002 623761 MetLife Investment Management Limited (MIML) Authorised N FSA001 623761 MetLife Investment Management Limited (MIML) Authorised N FSA002 623765 Realworld Capital Management Ltd Authorised N FSA001 623765 Realworld Capital Management Ltd Authorised N FSA002 623842 Working Capital Advisors (UK) Limited Authorised N FSA001 623842 Working Capital Advisors (UK) Limited Authorised N FSA002 624042 Leo Alexander Wealth & Financial Management Limited Authorised N FSA001 624042 Leo Alexander Wealth & Financial Management Limited Authorised N FSA002 624184 HCAM INVESTMENT MANAGEMENT UK LIMITED Authorised N FSA001 624184 HCAM INVESTMENT MANAGEMENT UK LIMITED Authorised N FSA002 624189 Goldman Sachs MB Services Limited Authorised N FSA001 624189 Goldman Sachs MB Services Limited Authorised N FSA002 624196 Activus Wealth Limited Authorised N FSA001 624196 Activus Wealth Limited Authorised N FSA002 624225 Formax Prime Capital (UK) Limited Authorised N FSA001 624225 Formax Prime Capital (UK) Limited Authorised N FSA002 624278 Intermede Investment Partners Limited Authorised N FSA001 624278 Intermede Investment Partners Limited Authorised N FSA002 624429 Caygan Capital Ltd Authorised N FSA001 624429 Caygan Capital Ltd Authorised N FSA002 624445 Castlebay Investment Partners LLP Authorised N FSA001 624445 Castlebay Investment Partners LLP Authorised N FSA002 624475 Ellington Management Group (UK) LLP Authorised N FSA001 624475 Ellington Management Group (UK) LLP Authorised N FSA002 624555 Eureeca Limited Authorised N FSA001 624555 Eureeca Limited Authorised N FSA002 624558 Corsus Capital Limited Authorised N FSA001 624558 Corsus Capital Limited Authorised N FSA002 624569 Eleva Capital LLP Authorised N FSA001 624569 Eleva Capital LLP Authorised N FSA002 624580 Cadence Investment Partners LLP Authorised N FSA001 624580 Cadence Investment Partners LLP Authorised N FSA002 624586 Park Street Advisors Limited Authorised N FSA001 624586 Park Street Advisors Limited Authorised N FSA002 624588 Five Rings Capital LLP Authorised N FSA001 624588 Five Rings Capital LLP Authorised N FSA002 624898 Kingsway Capital LLP Authorised N FSA001 624898 Kingsway Capital LLP Authorised N FSA002 624899 Bunhill Partners LLP Authorised N FSA001 624899 Bunhill Partners LLP Authorised N FSA002 624990 Westgrove Partners Limited Authorised N FSA001 624990 Westgrove Partners Limited Authorised N FSA002 625054 Makor Securities London Limited Authorised N FSA001 625054 Makor Securities London Limited Authorised N FSA002 625263 ALLX Ltd Authorised N FSA001 625263 ALLX Ltd Authorised N FSA002 625554 SICP LLP Authorised N FSA001 625554 SICP LLP Authorised N FSA002 FOI5126 - Annex A

625562 Square Mile Investment Services Limited Authorised N FSA001 625562 Square Mile Investment Services Limited Authorised N FSA002 625685 Abberton Capital LLP Authorised N FSA001 625685 Abberton Capital LLP Authorised N FSA002 626359 Bartholomew Hawkins Asset Management Ltd Authorised N FSA001 626359 Bartholomew Hawkins Asset Management Ltd Authorised N FSA002 626431 Bowmore Asset Management Limited Authorised N FSA001 626431 Bowmore Asset Management Limited Authorised N FSA002 626441 BACIT (UK) Limited Authorised N FSA001 626441 BACIT (UK) Limited Authorised N FSA002 627404 Arctic Blue Capital Ltd Authorised N FSA001 627404 Arctic Blue Capital Ltd Authorised N FSA002 627405 The Eurocredit Exchange Ltd Authorised N FSA001 627405 The Eurocredit Exchange Ltd Authorised N FSA002 627407 Veritas Asset Management LLP Authorised N FSA001 627407 Veritas Asset Management LLP Authorised N FSA002 627418 Esquiline Capital Ltd Authorised N FSA001 627418 Esquiline Capital Ltd Authorised N FSA002 627476 Thunderbird Partners LLP Authorised N FSA001 627476 Thunderbird Partners LLP Authorised N FSA002 627697 Frank Investments Limited Authorised N FSA001 627697 Frank Investments Limited Authorised N FSA002 627829 Smart Investment Management Limited Authorised N FSA001 627829 Smart Investment Management Limited Authorised N FSA002 627897 Resonance Asset Management Limited Authorised N FSA001 627897 Resonance Asset Management Limited Authorised N FSA002 627994 Squarepoint Capital LLP Authorised N FSA001 627994 Squarepoint Capital LLP Authorised N FSA002 628267 Hamilton Court FX LLP Authorised N FSA001 628267 Hamilton Court FX LLP Authorised N FSA002 628614 Peregrine & Black Limited Authorised N FSA001 628614 Peregrine & Black Limited Authorised N FSA002 628740 New Amsterdam Capital Management Ltd Authorised N FSA001 628740 New Amsterdam Capital Management Ltd Authorised N FSA002 629100 St. Mary's Private Wealth Limited Authorised N FSA001 629100 St. Mary's Private Wealth Limited Authorised N FSA002 629106 Sand Grove Capital Management LLP Authorised N FSA001 629106 Sand Grove Capital Management LLP Authorised N FSA002 629271 Hosking Partners LLP Authorised N FSA001 629271 Hosking Partners LLP Authorised N FSA002 629310 AngelList Ltd Authorised N FSA001 629310 AngelList Ltd Authorised N FSA002 629337 GZC Investment Management Limited Authorised N FSA001 629337 GZC Investment Management Limited Authorised N FSA002 629431 Cardano Risk Management Limited Authorised N FSA001 629431 Cardano Risk Management Limited Authorised N FSA002 629485 Bloomberg Trading Facility Limited Authorised N FSA001 629485 Bloomberg Trading Facility Limited Authorised N FSA002 629539 MFM Investment Ltd Authorised N FSA001 629539 MFM Investment Ltd Authorised N FSA002 629586 IS Prime Limited Authorised N FSA001 629586 IS Prime Limited Authorised N FSA002 629591 Cadogan Securities UK Limited Authorised N FSA001 629591 Cadogan Securities UK Limited Authorised N FSA002 629623 Price Value Partners Limited Authorised N FSA001 629623 Price Value Partners Limited Authorised N FSA002 629628 TF Global Markets (UK) Limited Authorised N FSA001 629628 TF Global Markets (UK) Limited Authorised N FSA002 FOI5126 - Annex A

629630 Alken Asset Management Ltd Authorised N FSA001 629630 Alken Asset Management Ltd Authorised N FSA002 629950 Monarch Alternative Capital (Europe) Ltd Authorised N FSA001 629950 Monarch Alternative Capital (Europe) Ltd Authorised N FSA002 630094 ICM Investment Management Limited Authorised N FSA001 630094 ICM Investment Management Limited Authorised N FSA002 630271 Bluebell Capital Limited Authorised N FSA001 630271 Bluebell Capital Limited Authorised N FSA002 630422 Charterhouse GP LLP Authorised N FSA001 630422 Charterhouse GP LLP Authorised N FSA002 630532 Kintbury Capital LLP Authorised N FSA001 630532 Kintbury Capital LLP Authorised N FSA002 630761 Westray Capital Management LLP Authorised N FSA001 630761 Westray Capital Management LLP Authorised N FSA002 630801 Alva Capital LLP Authorised N FSA001 630801 Alva Capital LLP Authorised N FSA002 630810 Sealight Capital LLP Authorised N FSA001 630810 Sealight Capital LLP Authorised N FSA002 631128 Monterone Partners LLP Authorised N FSA001 631128 Monterone Partners LLP Authorised N FSA002 631382 House of Borse Ltd Authorised N FSA001 631382 House of Borse Ltd Authorised N FSA002 631384 Amakor Capital Management LLP Authorised N FSA001 631384 Amakor Capital Management LLP Authorised N FSA002 631464 Rondine Capital LLP Authorised N FSA001 631464 Rondine Capital LLP Authorised N FSA002 631780 Altaone Capital LLP Authorised N FSA001 631780 Altaone Capital LLP Authorised N FSA002 631987 MS AMLIN INVESTMENT MANAGEMENT LIMITED Authorised N FSA001 631987 MS AMLIN INVESTMENT MANAGEMENT LIMITED Authorised N FSA002 632007 Millennium Europe Limited Authorised N FSA001 632007 Millennium Europe Limited Authorised N FSA002 632048 Igloo Investment Management Limited Authorised N FSA001 632048 Igloo Investment Management Limited Authorised N FSA002 646917 Marshall Sterling Investment Management Limited Authorised N FSA001 646917 Marshall Sterling Investment Management Limited Authorised N FSA002 646952 Aalto Invest UK Ltd Authorised N FSA001 646952 Aalto Invest UK Ltd Authorised N FSA002 647003 GP Bullhound Asset Management Limited Authorised N FSA001 647003 GP Bullhound Asset Management Limited Authorised N FSA002 647066 Fincorp Capital Limited Authorised N FSA001 647066 Fincorp Capital Limited Authorised N FSA002 647067 Cove Investment Partners LLP Authorised N FSA001 647067 Cove Investment Partners LLP Authorised N FSA002 647131 Parvus Asset Management Europe Limited Authorised N FSA001 647131 Parvus Asset Management Europe Limited Authorised N FSA002 647919 Tikehau Capital Europe Limited Authorised N FSA001 647919 Tikehau Capital Europe Limited Authorised N FSA002 647928 Praxis Capital Limited Authorised N FSA001 647928 Praxis Capital Limited Authorised N FSA002 648104 Alkebulan Ltd Authorised N FSA001 648104 Alkebulan Ltd Authorised N FSA002 648953 G10 Capital Limited Authorised N FSA001 648953 G10 Capital Limited Authorised N FSA002 649832 Woodhill Asset Management LLP Authorised N FSA001 649832 Woodhill Asset Management LLP Authorised N FSA002 649868 Agricultural Asset Management Limited Authorised N FSA001 649868 Agricultural Asset Management Limited Authorised N FSA002 FOI5126 - Annex A

649872 Antin Infrastructure Partners UK Limited Authorised N FSA001 649872 Antin Infrastructure Partners UK Limited Authorised N FSA002 650052 Panning UK LLP Authorised N FSA001 650052 Panning UK LLP Authorised N FSA002 650205 Crowdcube Capital Limited Authorised N FSA001 650205 Crowdcube Capital Limited Authorised N FSA002 650207 MW Eaglewood Europe LLP Authorised N FSA001 650207 MW Eaglewood Europe LLP Authorised N FSA002 650245 Avellemy Limited Authorised N FSA001 650245 Avellemy Limited Authorised N FSA002 650279 Partners Group (UK) Management Limited Authorised N FSA001 650279 Partners Group (UK) Management Limited Authorised N FSA002 650303 Neural Capital Limited Authorised N FSA001 650303 Neural Capital Limited Authorised N FSA002 651053 Aurelius Capital Management (UK), LLP Authorised N FSA001 651053 Aurelius Capital Management (UK), LLP Authorised N FSA002 651385 Envent Capital Markets Limited Authorised N FSA001 651385 Envent Capital Markets Limited Authorised N FSA002 652114 Pilling & Co Stockbrokers Ltd Authorised N FSA001 652114 Pilling & Co Stockbrokers Ltd Authorised N FSA002 652631 UP Investments Limited Authorised N FSA001 652631 UP Investments Limited Authorised N FSA002 652760 Langham Hall UK Depositary LLP Authorised N FSA001 652760 Langham Hall UK Depositary LLP Authorised N FSA002 653541 Patronus Partners Limited Authorised N FSA001 653541 Patronus Partners Limited Authorised N FSA002 653546 Goldlake Capital Ltd Authorised N FSA001 653546 Goldlake Capital Ltd Authorised N FSA002 653661 Novia Global Limited Authorised N FSA001 653661 Novia Global Limited Authorised N FSA002 653770 Square Global Ltd Authorised N FSA001 653770 Square Global Ltd Authorised N FSA002 653913 FS First Solutions Limited Authorised N FSA001 653913 FS First Solutions Limited Authorised N FSA002 654169 Chorus Capital Management Limited Authorised N FSA001 654169 Chorus Capital Management Limited Authorised N FSA002 654340 Harvest Global Investments (UK) Limited Authorised N FSA001 654340 Harvest Global Investments (UK) Limited Authorised N FSA002 655080 Gemcorp Capital LLP Authorised N FSA001 655080 Gemcorp Capital LLP Authorised N FSA002 655226 HD Capital Partners Limited Authorised N FSA001 655226 HD Capital Partners Limited Authorised N FSA002 655767 Jackdaw Capital Management Limited Authorised N FSA001 655767 Jackdaw Capital Management Limited Authorised N FSA002 656427 Smart Currency Options Limited Authorised N FSA001 656427 Smart Currency Options Limited Authorised N FSA002 656789 Kin Capital Partners LLP Authorised N FSA001 656789 Kin Capital Partners LLP Authorised N FSA002 656812 Sounion Capital Management UK Limited Authorised N FSA001 656812 Sounion Capital Management UK Limited Authorised N FSA002 656938 Specialised Research (UK) Limited Authorised N FSA001 656938 Specialised Research (UK) Limited Authorised N FSA002 657261 ETFmatic Limited Authorised N FSA001 657261 ETFmatic Limited Authorised N FSA002 657266 Manikay Partners UK LLP Authorised N FSA001 657266 Manikay Partners UK LLP Authorised N FSA002 657309 Sandglass Capital Advisors (UK) Limited Authorised N FSA001 657309 Sandglass Capital Advisors (UK) Limited Authorised N FSA002 FOI5126 - Annex A

657314 ESO Capital Partners UK LLP Authorised N FSA001 657314 ESO Capital Partners UK LLP Authorised N FSA002 657543 Circuitus Capital LLP Authorised N FSA001 657543 Circuitus Capital LLP Authorised N FSA002 658030 Affirmative Investment Management Partners Limited Authorised N FSA001 658030 Affirmative Investment Management Partners Limited Authorised N FSA002 659611 Anavio Capital Partners LLP Authorised N FSA001 659611 Anavio Capital Partners LLP Authorised N FSA002 660296 Triple AM LLP Authorised N FSA001 660296 Triple AM LLP Authorised N FSA002 660818 Sound Point Capital Management UK LLP Authorised N FSA001 660818 Sound Point Capital Management UK LLP Authorised N FSA002 660915 Odd Asset Management Ltd Authorised N FSA001 660915 Odd Asset Management Ltd Authorised N FSA002 661884 Zion Capital Limited Authorised N FSA001 661884 Zion Capital Limited Authorised N FSA002 662530 Wealthify Limited Authorised N FSA001 662530 Wealthify Limited Authorised N FSA002 662929 CMB Wealth Management Limited Authorised N FSA001 662929 CMB Wealth Management Limited Authorised N FSA002 663017 Sturgeon Alternatives Limited Authorised N FSA001 663017 Sturgeon Alternatives Limited Authorised N FSA002 663285 Alvento Capital Partners LLP Authorised N FSA001 663285 Alvento Capital Partners LLP Authorised N FSA002 663289 EDL Capital (UK) Ltd Authorised N FSA001 663289 EDL Capital (UK) Ltd Authorised N FSA002 663291 Dynamic Capital Management (UK) Limited Authorised N FSA001 663291 Dynamic Capital Management (UK) Limited Authorised N FSA002 663296 Telamon Capital LLP Authorised N FSA001 663296 Telamon Capital LLP Authorised N FSA002 663333 Elm Partners Management (UK) Ltd Authorised N FSA001 663333 Elm Partners Management (UK) Ltd Authorised N FSA002 663344 Quercus Investment Partners Limited Authorised N FSA001 663344 Quercus Investment Partners Limited Authorised N FSA002 664197 iBondis Ltd Authorised N FSA001 664197 iBondis Ltd Authorised N FSA002 665037 Agenda Invest Ltd Authorised N FSA001 665037 Agenda Invest Ltd Authorised N FSA002 665051 Hurley Partners Limited Authorised N FSA001 665051 Hurley Partners Limited Authorised N FSA002 665651 INFM LLP Authorised N FSA001 665651 INFM LLP Authorised N FSA002 665654 Wimmer Family Office Ltd Authorised N FSA001 665654 Wimmer Family Office Ltd Authorised N FSA002 665773 Inverewe Capital London Limited Authorised N FSA001 665773 Inverewe Capital London Limited Authorised N FSA002 666766 Syz Asset Management (Europe) Limited Authorised N FSA001 666766 Syz Asset Management (Europe) Limited Authorised N FSA002 667904 GTS Securities Europe Ltd Authorised N FSA001 667904 GTS Securities Europe Ltd Authorised N FSA002 668069 Brick Lane Capital Management Limited Authorised N FSA001 668069 Brick Lane Capital Management Limited Authorised N FSA002 668118 Venture Commodities Partners LLP Authorised N FSA001 668118 Venture Commodities Partners LLP Authorised N FSA002 669243 PK Wealth Limited Authorised N FSA001 669243 PK Wealth Limited Authorised N FSA002 669641 Addvision Wealth Management Limited Authorised N FSA001 669641 Addvision Wealth Management Limited Authorised N FSA002 FOI5126 - Annex A

669678 Advance Global Capital Ltd Authorised N FSA001 669678 Advance Global Capital Ltd Authorised N FSA002 670081 Ark Wealth Ltd Authorised N FSA001 670081 Ark Wealth Ltd Authorised N FSA002 670181 Florin Court Capital LLP Authorised N FSA001 670181 Florin Court Capital LLP Authorised N FSA002 670184 TIML Limited Authorised N FSA001 670184 TIML Limited Authorised N FSA002 670857 Turtle Capital Limited Authorised N FSA001 670857 Turtle Capital Limited Authorised N FSA002 670881 Knox Capital Company Ltd Authorised N FSA001 670881 Knox Capital Company Ltd Authorised N FSA002 671108 Infinity International Limited Authorised N FSA001 671108 Infinity International Limited Authorised N FSA002 671867 MCS Markets Ltd Authorised N FSA001 671867 MCS Markets Ltd Authorised N FSA002 672022 Flying Colours Finance Ltd Authorised N FSA001 672022 Flying Colours Finance Ltd Authorised N FSA002 672181 M & L Capital Management Limited Authorised N FSA001 672181 M & L Capital Management Limited Authorised N FSA002 672532 Scalable Capital Limited Authorised N FSA001 672532 Scalable Capital Limited Authorised N FSA002 673552 Falcon Investment Management Ltd Authorised N FSA001 673552 Falcon Investment Management Ltd Authorised N FSA002 674205 FSG Ltd Authorised N FSA001 674205 FSG Ltd Authorised N FSA002 674693 BRITISH PEARL LIMITED Authorised N FSA001 674693 BRITISH PEARL LIMITED Authorised N FSA002 676509 Posco Capital Partners PLC Authorised N FSA001 676509 Posco Capital Partners PLC Authorised N FSA002 676513 SVGC Managers Limited Authorised N FSA001 676513 SVGC Managers Limited Authorised N FSA002 676878 Scorpeo UK Ltd Authorised N FSA001 676878 Scorpeo UK Ltd Authorised N FSA002 677055 Artorius Wealth Management Limited Authorised N FSA001 677055 Artorius Wealth Management Limited Authorised N FSA002 677177 MV Credit Partners LLP Authorised N FSA001 677177 MV Credit Partners LLP Authorised N FSA002 677228 Melqart Asset Management (UK) Limited Authorised N FSA001 677228 Melqart Asset Management (UK) Limited Authorised N FSA002 677317 Greenvale Capital LLP Authorised N FSA001 677317 Greenvale Capital LLP Authorised N FSA002 677530 Global Market Index Limited Authorised N FSA001 677530 Global Market Index Limited Authorised N FSA002 677923 Tower House Partners LLP Authorised N FSA001 677923 Tower House Partners LLP Authorised N FSA002 678552 Everett Capital Advisors UK LLP Authorised N FSA001 678552 Everett Capital Advisors UK LLP Authorised N FSA002 678564 Gullwing Capital Advisers Ltd Authorised N FSA001 678564 Gullwing Capital Advisers Ltd Authorised N FSA002 678985 The London Trading Company (UK) Plc Authorised N FSA001 678985 The London Trading Company (UK) Plc Authorised N FSA002 679041 Dromeus Capital Management (UK) Limited Authorised N FSA001 679041 Dromeus Capital Management (UK) Limited Authorised N FSA002 679298 Sentient Capital London Limited Authorised N FSA001 679298 Sentient Capital London Limited Authorised N FSA002 679331 Cortland Capital Market Services Limited Authorised N FSA001 679331 Cortland Capital Market Services Limited Authorised N FSA002 FOI5126 - Annex A

679721 Rokos Capital Management LLP Authorised N FSA001 679721 Rokos Capital Management LLP Authorised N FSA002 679941 Mercor Index Limited Authorised N FSA001 679941 Mercor Index Limited Authorised N FSA002 681329 Norvik Banka UK Limited Authorised N FSA001 681329 Norvik Banka UK Limited Authorised N FSA002 681412 Continuo Ltd Authorised N FSA001 681412 Continuo Ltd Authorised N FSA002 681726 Profision Shipping Capital Management Limited Authorised N FSA001 681726 Profision Shipping Capital Management Limited Authorised N FSA002 681736 SW7 Asset Management (UK) LLP Authorised N FSA001 681736 SW7 Asset Management (UK) LLP Authorised N FSA002 682776 Gresham House Asset Management Limited Authorised N FSA001 682776 Gresham House Asset Management Limited Authorised N FSA002 683281 Blackbrook Asset Management Limited Authorised N FSA001 683281 Blackbrook Asset Management Limited Authorised N FSA002 684312 Pepperstone Limited Authorised N FSA001 684312 Pepperstone Limited Authorised N FSA002 684385 Tramontana Asset Management Limited Authorised N FSA001 684385 Tramontana Asset Management Limited Authorised N FSA002 684904 Winterbrook Capital Limited Authorised N FSA001 684904 Winterbrook Capital Limited Authorised N FSA002 684908 Tandem Money Limited Authorised N FSA001 684908 Tandem Money Limited Authorised N FSA002 684923 TCI FUND MANAGEMENT LIMITED Authorised N FSA001 684923 TCI FUND MANAGEMENT LIMITED Authorised N FSA002 685262 Symvan Capital Limited Authorised N FSA001 685262 Symvan Capital Limited Authorised N FSA002 685437 Boston Partners (UK) Limited Authorised N FSA001 685437 Boston Partners (UK) Limited Authorised N FSA002 685992 Vestd Ltd Authorised N FSA001 685992 Vestd Ltd Authorised N FSA002 686230 Verno Capital UK LLP Authorised N FSA001 686230 Verno Capital UK LLP Authorised N FSA002 687552 Arqaam Capital UK Investment Management Limited Authorised N FSA001 687552 Arqaam Capital UK Investment Management Limited Authorised N FSA002 687576 Blackwell Global Investments (UK) Limited Authorised N FSA001 687576 Blackwell Global Investments (UK) Limited Authorised N FSA002 687589 Keys Investment Management Plc Authorised N FSA001 687589 Keys Investment Management Plc Authorised N FSA002 688182 JAR Capital Limited Authorised N FSA001 688182 JAR Capital Limited Authorised N FSA002 688456 Black Pearl Securities Limited Authorised N FSA001 688456 Black Pearl Securities Limited Authorised N FSA002 688638 W4I Investment Advisory Limited Authorised N FSA001 688638 W4I Investment Advisory Limited Authorised N FSA002 688829 Gardena Capital Ltd Authorised N FSA001 688829 Gardena Capital Ltd Authorised N FSA002 688914 Kinnerton Credit Management Limited Authorised N FSA001 688914 Kinnerton Credit Management Limited Authorised N FSA002 690031 Segetia (UK) Limited Authorised N FSA001 690031 Segetia (UK) Limited Authorised N FSA002 692447 MJ Hudson Advisers Limited Authorised N FSA001 692447 MJ Hudson Advisers Limited Authorised N FSA002 692560 Oxford Portfolio Advisers Limited Authorised N FSA001 692560 Oxford Portfolio Advisers Limited Authorised N FSA002 692613 Quadrature Capital Limited Authorised N FSA001 692613 Quadrature Capital Limited Authorised N FSA002 FOI5126 - Annex A

694975 Fundageo Life Asset Management Ltd Authorised N FSA001 694975 Fundageo Life Asset Management Ltd Authorised N FSA002 695481 Equitile Investments Ltd Authorised N FSA001 695481 Equitile Investments Ltd Authorised N FSA002 696151 Limerston Capital LLP Authorised N FSA001 696151 Limerston Capital LLP Authorised N FSA002 696171 Cogress Limited Authorised N FSA001 696171 Cogress Limited Authorised N FSA002 697449 HC Technologies UK, LLP Authorised N FSA001 697449 HC Technologies UK, LLP Authorised N FSA002 697722 Vendian Investment Management LLP Authorised N FSA001 697722 Vendian Investment Management LLP Authorised N FSA002 697723 Rye Bay Capital LLP Authorised N FSA001 697723 Rye Bay Capital LLP Authorised N FSA002 697866 IBOSS Asset Management Limited Authorised N FSA001 697866 IBOSS Asset Management Limited Authorised N FSA002 698270 TriSpan LLP Authorised N FSA001 698270 TriSpan LLP Authorised N FSA002 698290 CdR Capital Ltd Authorised N FSA001 698290 CdR Capital Ltd Authorised N FSA002 698380 Hilbert Investment Solutions Ltd Authorised N FSA001 698380 Hilbert Investment Solutions Ltd Authorised N FSA002 702747 Rhodium Capital Management (UK) Ltd Authorised N FSA001 702747 Rhodium Capital Management (UK) Ltd Authorised N FSA002 702813 Petrus Advisers Limited Authorised N FSA001 702813 Petrus Advisers Limited Authorised N FSA002 702851 Modern Capital Group Limited Authorised N FSA001 702851 Modern Capital Group Limited Authorised N FSA002 704445 Plurimi Investment Managers LLP Authorised N FSA001 704445 Plurimi Investment Managers LLP Authorised N FSA002 705062 Coram Asset Management Ltd Authorised N FSA001 705062 Coram Asset Management Ltd Authorised N FSA002 705149 Portsea Asset Management LLP Authorised N FSA001 705149 Portsea Asset Management LLP Authorised N FSA002 705428 Trading Point of Financial Instruments UK Limited Authorised N FSA001 705428 Trading Point of Financial Instruments UK Limited Authorised N FSA002 705601 Calibrate Management Ltd Authorised N FSA001 705601 Calibrate Management Ltd Authorised N FSA002 705865 Mantor (UK) Limited Authorised N FSA001 705865 Mantor (UK) Limited Authorised N FSA002 706086 Charme Capital Partners Limited Authorised N FSA001 706086 Charme Capital Partners Limited Authorised N FSA002 706156 Transcendent Real Estate Limited Authorised N FSA001 706156 Transcendent Real Estate Limited Authorised N FSA002 706427 Principia Investment Management Limited Authorised N FSA001 706427 Principia Investment Management Limited Authorised N FSA002 706518 Clearance Capital Limited Authorised N FSA001 706518 Clearance Capital Limited Authorised N FSA002 706522 African Capital Investments Limited Authorised N FSA001 706522 African Capital Investments Limited Authorised N FSA002 706655 Ediston Investment Services Limited Authorised N FSA001 706655 Ediston Investment Services Limited Authorised N FSA002 706671 Stephens Europe Limited Authorised N FSA001 706671 Stephens Europe Limited Authorised N FSA002 706689 Clear Capital Markets Ltd Authorised N FSA001 706689 Clear Capital Markets Ltd Authorised N FSA002 706988 Netwealth Investments Limited Authorised N FSA001 706988 Netwealth Investments Limited Authorised N FSA002 FOI5126 - Annex A

707019 Meketa Investments London Limited Authorised N FSA001 707019 Meketa Investments London Limited Authorised N FSA002 707467 Gear Investments (UK) Limited Authorised N FSA001 707467 Gear Investments (UK) Limited Authorised N FSA002 707832 Kestrel Investment Partners LLP Authorised N FSA001 707832 Kestrel Investment Partners LLP Authorised N FSA002 707868 Murray Asset Management UK Limited Authorised N FSA001 707868 Murray Asset Management UK Limited Authorised N FSA002 707896 Leodis Wealth Limited Authorised N FSA001 707896 Leodis Wealth Limited Authorised N FSA002 708307 London Bridge Capital Infrastructure Limited Authorised N FSA001 708307 London Bridge Capital Infrastructure Limited Authorised N FSA002 708542 Pennarth Greene & Company Limited Authorised N FSA001 708542 Pennarth Greene & Company Limited Authorised N FSA002 708666 Illiquidx Securities Limited Authorised N FSA001 708666 Illiquidx Securities Limited Authorised N FSA002 708780 Halo Investment Management LLP Authorised N FSA001 708780 Halo Investment Management LLP Authorised N FSA002 709552 Och-Ziff Europe Loan Management Limited Authorised N FSA001 709552 Och-Ziff Europe Loan Management Limited Authorised N FSA002 709652 Ironwall Capital Management LLP Authorised N FSA001 709652 Ironwall Capital Management LLP Authorised N FSA002 709654 Eisler Capital (UK) Ltd Authorised N FSA001 709654 Eisler Capital (UK) Ltd Authorised N FSA002 709689 Sarus Select Capital Ltd Authorised N FSA001 709689 Sarus Select Capital Ltd Authorised N FSA002 709691 Landy Partners Limited Authorised N FSA001 709691 Landy Partners Limited Authorised N FSA002 709693 Capital Index (UK) Ltd Authorised N FSA001 709693 Capital Index (UK) Ltd Authorised N FSA002 709710 Quay Partners Investments (UK) LLP Authorised N FSA001 709710 Quay Partners Investments (UK) LLP Authorised N FSA002 709833 Organic Investment Management Limited Authorised N FSA001 709833 Organic Investment Management Limited Authorised N FSA002 709848 Oaktree Capital Management (Europe) LLP Authorised N FSA001 709848 Oaktree Capital Management (Europe) LLP Authorised N FSA002 709866 LandFX UK Limited Authorised N FSA001 709866 LandFX UK Limited Authorised N FSA002 709896 GF International Asset Management (UK) Company Limited Authorised N FSA001 709896 GF International Asset Management (UK) Company Limited Authorised N FSA002 709904 Breae AIFM LLP Authorised N FSA001 709904 Breae AIFM LLP Authorised N FSA002 710280 Vermeer Investment Management Ltd Authorised N FSA001 710280 Vermeer Investment Management Ltd Authorised N FSA002 710328 Killik Intelligent Savings Limited Authorised N FSA001 710328 Killik Intelligent Savings Limited Authorised N FSA002 710356 Roxbury Asset Management Ltd Authorised N FSA001 710356 Roxbury Asset Management Ltd Authorised N FSA002 710579 Empiric Managed Capital Advisors Limited Authorised N FSA001 710579 Empiric Managed Capital Advisors Limited Authorised N FSA002 710808 Hamilton Venture Capital Ltd. Authorised N FSA001 710808 Hamilton Venture Capital Ltd. Authorised N FSA002 711176 Pemcap Advisory LLP Authorised N FSA001 711176 Pemcap Advisory LLP Authorised N FSA002 711305 Hopton Advisers LLP Authorised N FSA001 711305 Hopton Advisers LLP Authorised N FSA002 711717 Southey Capital Ltd Authorised N FSA001 711717 Southey Capital Ltd Authorised N FSA002 FOI5126 - Annex A

711718 Frank Consulting Ltd Authorised N FSA001 711718 Frank Consulting Ltd Authorised N FSA002 711723 Investment Managers Square Limited Authorised N FSA001 711723 Investment Managers Square Limited Authorised N FSA002 711785 Bohler Asset Management Limited Authorised N FSA001 711785 Bohler Asset Management Limited Authorised N FSA002 711945 XTX Markets Limited Authorised N FSA001 711945 XTX Markets Limited Authorised N FSA002 712082 Elos (UK) Limited Authorised N FSA001 712082 Elos (UK) Limited Authorised N FSA002 712095 London Management Group Limited Authorised N FSA001 712095 London Management Group Limited Authorised N FSA002 712130 Naya Capital Management UK Limited Authorised N FSA001 712130 Naya Capital Management UK Limited Authorised N FSA002 712156 Ambrosia Capital Ltd Authorised N FSA001 712156 Ambrosia Capital Ltd Authorised N FSA002 713192 myKeep Limited Authorised N FSA001 713192 myKeep Limited Authorised N FSA002 713361 Purple Strategic Capital Limited Authorised N FSA001 713361 Purple Strategic Capital Limited Authorised N FSA002 713367 Credere Capital LLP Authorised N FSA001 713367 Credere Capital LLP Authorised N FSA002 713390 Widecast Capital LLP Authorised N FSA001 713390 Widecast Capital LLP Authorised N FSA002 713395 Copper Street Capital LLP Authorised N FSA001 713395 Copper Street Capital LLP Authorised N FSA002 713859 Thornbridge Investment Management LLP Authorised N FSA001 713859 Thornbridge Investment Management LLP Authorised N FSA002 713915 Dundee Securities Europe Limited Authorised N FSA001 713915 Dundee Securities Europe Limited Authorised N FSA002 713923 DSAM Partners (London) Ltd Authorised N FSA001 713923 DSAM Partners (London) Ltd Authorised N FSA002 714242 Nuovo Capital LLP Authorised N FSA001 714242 Nuovo Capital LLP Authorised N FSA002 714282 Armira Capital Limited Authorised N FSA001 714282 Armira Capital Limited Authorised N FSA002 714310 Palm Management (UK) LLP Authorised N FSA001 714310 Palm Management (UK) LLP Authorised N FSA002 714429 MVN Asset Management Limited Authorised N FSA001 714429 MVN Asset Management Limited Authorised N FSA002 714455 Highgate Capital Management LLP Authorised N FSA001 714455 Highgate Capital Management LLP Authorised N FSA002 714756 TJM Europe LLP Authorised N FSA001 714756 TJM Europe LLP Authorised N FSA002 714870 Connell Capital Limited Authorised N FSA001 714870 Connell Capital Limited Authorised N FSA002 715071 Selwood Asset Management LLP Authorised N FSA001 715071 Selwood Asset Management LLP Authorised N FSA002 715428 Per4m Asset Management (PAM) LLP Authorised N FSA001 715428 Per4m Asset Management (PAM) LLP Authorised N FSA002 715993 Lonsin Capital Limited Authorised N FSA001 715993 Lonsin Capital Limited Authorised N FSA002 716011 Foremost Markets Ltd Authorised N FSA001 716011 Foremost Markets Ltd Authorised N FSA002 716031 Albert Bridge Capital LLP Authorised N FSA001 716031 Albert Bridge Capital LLP Authorised N FSA002 716140 Hellebore Capital Limited Authorised N FSA001 716140 Hellebore Capital Limited Authorised N FSA002 FOI5126 - Annex A

716450 Signal Capital Partners LLP Authorised N FSA001 716450 Signal Capital Partners LLP Authorised N FSA002 717270 Tmill UK Limited Authorised N FSA001 717270 Tmill UK Limited Authorised N FSA002 717366 Farr MB Limited Authorised N FSA001 717366 Farr MB Limited Authorised N FSA002 717792 Glen Point Capital LLP Authorised N FSA001 717792 Glen Point Capital LLP Authorised N FSA002 717851 ASHENDEN FINANCE (UK) LIMITED Authorised N FSA001 717851 ASHENDEN FINANCE (UK) LIMITED Authorised N FSA002 717915 Third Platform Services Limited Authorised N FSA001 717915 Third Platform Services Limited Authorised N FSA002 717959 Pennine Wealth Solutions LLP Authorised N FSA001 717959 Pennine Wealth Solutions LLP Authorised N FSA002 717968 JB Equity Limited Authorised N FSA001 717968 JB Equity Limited Authorised N FSA002 718250 Gemini Asset Management Ltd Authorised N FSA001 718250 Gemini Asset Management Ltd Authorised N FSA002 718558 VAR Capital Limited Authorised N FSA001 718558 VAR Capital Limited Authorised N FSA002 719025 Pelham Global Financials Ltd Authorised N FSA001 719025 Pelham Global Financials Ltd Authorised N FSA002 719193 UK Bond Network Limited Authorised N FSA001 719193 UK Bond Network Limited Authorised N FSA002 719605 Catley Lakeman May Limited Authorised N FSA001 719605 Catley Lakeman May Limited Authorised N FSA002 720002 Edgbaston Investment Partners LLP Authorised N FSA001 720002 Edgbaston Investment Partners LLP Authorised N FSA002 720573 Jad Securities Limited Authorised N FSA001 720573 Jad Securities Limited Authorised N FSA002 720609 MeritKapital UK Limited Authorised N FSA001 720609 MeritKapital UK Limited Authorised N FSA002 720691 Carmika Partners LLP Authorised N FSA001 720691 Carmika Partners LLP Authorised N FSA002 722553 Silver Ridge Asset Management UK LLP Authorised N FSA001 722553 Silver Ridge Asset Management UK LLP Authorised N FSA002 722677 Churchill Discretionary Asset Management Ltd Authorised N FSA001 722677 Churchill Discretionary Asset Management Ltd Authorised N FSA002 722816 PillarFour Securities LLP Authorised N FSA001 722816 PillarFour Securities LLP Authorised N FSA002 722819 Low Carbon Investment Management Limited Authorised N FSA001 722819 Low Carbon Investment Management Limited Authorised N FSA002 723370 Pinyon Asset Management UK LLP Authorised N FSA001 723370 Pinyon Asset Management UK LLP Authorised N FSA002 723719 Wealthkernel Limited Authorised N FSA001 723719 Wealthkernel Limited Authorised N FSA002 724231 Gallardo Securities Limited Authorised N FSA001 724231 Gallardo Securities Limited Authorised N FSA002 724653 Local Pensions Partnership Investments Ltd Authorised N FSA001 724653 Local Pensions Partnership Investments Ltd Authorised N FSA002 724949 MarketAxess Capital Limited Authorised N FSA001 724949 MarketAxess Capital Limited Authorised N FSA002 725132 Eisenstat Capital Partners (UK) LLP Authorised N FSA001 725132 Eisenstat Capital Partners (UK) LLP Authorised N FSA002 725283 Systematica Investments Services Limited Authorised N FSA001 725283 Systematica Investments Services Limited Authorised N FSA002 725798 Credit Suisse Quantitative and Systematic Asset Management Limited Authorised N FSA001 725798 Credit Suisse Quantitative and Systematic Asset Management Limited Authorised N FSA002 FOI5126 - Annex A

725804 Price Markets UK Ltd Authorised N FSA001 725804 Price Markets UK Ltd Authorised N FSA002 725992 True Capital Limited Authorised N FSA001 725992 True Capital Limited Authorised N FSA002 726035 Astra Asset Management UK Limited Authorised N FSA001 726035 Astra Asset Management UK Limited Authorised N FSA002 726137 Unbiased Financial Group LLP Authorised N FSA001 726137 Unbiased Financial Group LLP Authorised N FSA002 726221 Dimensional LLP Authorised N FSA001 726221 Dimensional LLP Authorised N FSA002 726328 Element Capital Partners LLP Authorised N FSA001 726328 Element Capital Partners LLP Authorised N FSA002 726463 True Trade Ltd Authorised N FSA001 726463 True Trade Ltd Authorised N FSA002 726859 Moola Systems Ltd Authorised N FSA001 726859 Moola Systems Ltd Authorised N FSA002 727510 FS Wealth Management Limited Authorised N FSA001 727510 FS Wealth Management Limited Authorised N FSA002 727582 Marlowe Capital Limited Authorised N FSA001 727582 Marlowe Capital Limited Authorised N FSA002 727583 Casterbridge Wealth Limited Authorised N FSA001 727583 Casterbridge Wealth Limited Authorised N FSA002 728738 Ironbright Investment Management Limited Authorised N FSA001 728738 Ironbright Investment Management Limited Authorised N FSA002 729017 Gibbs Denley Investment Management Ltd Authorised N FSA001 729017 Gibbs Denley Investment Management Ltd Authorised N FSA002 729310 Antarctica Asset Management (Europe) Limited Authorised N FSA001 729310 Antarctica Asset Management (Europe) Limited Authorised N FSA002 730058 SouthernSun Asset Management (UK) Limited Authorised N FSA001 730058 SouthernSun Asset Management (UK) Limited Authorised N FSA002 730729 Exness Europe Limited Authorised N FSA001 730729 Exness Europe Limited Authorised N FSA002 730763 Thames Capital Research Limited Authorised N FSA001 730763 Thames Capital Research Limited Authorised N FSA002 730764 Atlas Square Partners LLP Authorised N FSA001 730764 Atlas Square Partners LLP Authorised N FSA002 730805 Razlin Limited Authorised N FSA001 730805 Razlin Limited Authorised N FSA002 731034 LACM GLOBAL, LTD. Authorised N FSA001 731034 LACM GLOBAL, LTD. Authorised N FSA002 731174 The Athena Capital Limited Authorised N FSA001 731174 The Athena Capital Limited Authorised N FSA002 731456 BDT & Company International, LLP Authorised N FSA001 731456 BDT & Company International, LLP Authorised N FSA002 731532 Verrazzano Capital LLP Authorised N FSA001 731532 Verrazzano Capital LLP Authorised N FSA002 732400 Houlihan Lokey EMEA LLP Authorised N FSA001 732400 Houlihan Lokey EMEA LLP Authorised N FSA002 732727 Pebrand Ltd Authorised N FSA001 732727 Pebrand Ltd Authorised N FSA002 733399 Equatex UK Limited Authorised N FSA001 733399 Equatex UK Limited Authorised N FSA002 733400 Rexigon Securities Limited Authorised N FSA001 733400 Rexigon Securities Limited Authorised N FSA002 733471 Tatton Investment Management Limited Authorised N FSA001 733471 Tatton Investment Management Limited Authorised N FSA002 733534 Macquarie Investment Management Europe Limited Authorised N FSA001 733534 Macquarie Investment Management Europe Limited Authorised N FSA002 FOI5126 - Annex A

733661 Vilk Commodity Services Limited Authorised N FSA001 733661 Vilk Commodity Services Limited Authorised N FSA002 733895 Naisbitt King Asset Management Limited Authorised N FSA001 733895 Naisbitt King Asset Management Limited Authorised N FSA002 733936 D & P Advisors LLP Authorised N FSA001 733936 D & P Advisors LLP Authorised N FSA002 734607 Hehmeyer U.K Limited Authorised N FSA001 734607 Hehmeyer U.K Limited Authorised N FSA002 734676 Talarium Capital LLP Authorised N FSA001 734676 Talarium Capital LLP Authorised N FSA002 735495 Eris Group Limited Authorised N FSA001 735495 Eris Group Limited Authorised N FSA002 735530 Sonoma Partners Limited Authorised N FSA001 735530 Sonoma Partners Limited Authorised N FSA002 735701 Atenvia Asset Management LLP Authorised N FSA001 735701 Atenvia Asset Management LLP Authorised N FSA002 735817 Fierro Capital Management LLP Authorised N FSA001 735817 Fierro Capital Management LLP Authorised N FSA002 735887 Caius Capital LLP Authorised N FSA001 735887 Caius Capital LLP Authorised N FSA002 735908 Cape Ann Asset Management Limited Authorised N FSA001 735908 Cape Ann Asset Management Limited Authorised N FSA002 736284 SFC Capital Partners Ltd Authorised N FSA001 736284 SFC Capital Partners Ltd Authorised N FSA002 736460 Barnwald Limited Authorised N FSA001 736460 Barnwald Limited Authorised N FSA002 736469 Sempera Partners LLP Authorised N FSA001 736469 Sempera Partners LLP Authorised N FSA002 736817 Aztec Risk Management (UK) Limited Authorised N FSA001 736817 Aztec Risk Management (UK) Limited Authorised N FSA002 736926 Eurizon SLJ Capital Limited Authorised N FSA001 736926 Eurizon SLJ Capital Limited Authorised N FSA002 737130 Broad Reach Investment Management LLP Authorised N FSA001 737130 Broad Reach Investment Management LLP Authorised N FSA002 737180 SPX International Asset Management Limited Authorised N FSA001 737180 SPX International Asset Management Limited Authorised N FSA002 737356 Embark Investment Services Limited Authorised N FSA001 737356 Embark Investment Services Limited Authorised N FSA002 737512 GWM Asset Management Limited Authorised N FSA001 737512 GWM Asset Management Limited Authorised N FSA002 737644 BrickVest IM Ltd Authorised N FSA001 737644 BrickVest IM Ltd Authorised N FSA002 737906 Ares European Loan Management LLP Authorised N FSA001 737906 Ares European Loan Management LLP Authorised N FSA002 738066 Rice Dairy International Limited Authorised N FSA001 738066 Rice Dairy International Limited Authorised N FSA002 738512 Blackadders Wealth Management LLP Authorised N FSA001 738512 Blackadders Wealth Management LLP Authorised N FSA002 738538 LiveMarkets Ltd Authorised N FSA001 738538 LiveMarkets Ltd Authorised N FSA002 738746 Spring River Asset Management Limited Authorised N FSA001 738746 Spring River Asset Management Limited Authorised N FSA002 739104 Turner Pope Investments (TPI) Limited Authorised N FSA001 739104 Turner Pope Investments (TPI) Limited Authorised N FSA002 739214 Saveable Limited Authorised N FSA001 739214 Saveable Limited Authorised N FSA002 739250 James Stocks & Co Limited Authorised N FSA001 739250 James Stocks & Co Limited Authorised N FSA002 FOI5126 - Annex A

739412 Lodbrok Capital LLP Authorised N FSA001 739412 Lodbrok Capital LLP Authorised N FSA002 739413 Horizon (GP) Limited Authorised N FSA001 739413 Horizon (GP) Limited Authorised N FSA002 739481 G Squared Capital LLP Authorised N FSA001 739481 G Squared Capital LLP Authorised N FSA002 739550 KNG Securities Fixed Income LLP Authorised N FSA001 739550 KNG Securities Fixed Income LLP Authorised N FSA002 739845 Dropet Brokers Limited Authorised N FSA001 739845 Dropet Brokers Limited Authorised N FSA002 739949 Destek Markets UK Limited Authorised N FSA001 739949 Destek Markets UK Limited Authorised N FSA002 740003 CVC Credit Partners European CLO Management LLP Authorised N FSA001 740003 CVC Credit Partners European CLO Management LLP Authorised N FSA002 740115 Earlyworld Capital Limited Authorised N FSA001 740115 Earlyworld Capital Limited Authorised N FSA002 740528 Progeny Asset Management Ltd Authorised N FSA001 740528 Progeny Asset Management Ltd Authorised N FSA002 741031 RX Securities Limited Authorised N FSA001 741031 RX Securities Limited Authorised N FSA002 741147 Waterfall Asset Management (UK) LLP Authorised N FSA001 741147 Waterfall Asset Management (UK) LLP Authorised N FSA002 741471 AustralianSuper (UK) Limited Authorised N FSA001 741471 AustralianSuper (UK) Limited Authorised N FSA002 742022 GL Asset Management UK Limited Authorised N FSA001 742022 GL Asset Management UK Limited Authorised N FSA002 742037 Arion Investment Management Limited Authorised N FSA001 742037 Arion Investment Management Limited Authorised N FSA002 742256 Edelweiss Financial Services (UK) Limited Authorised N FSA001 742256 Edelweiss Financial Services (UK) Limited Authorised N FSA002 742559 Sulla Investments Ltd Authorised N FSA001 742559 Sulla Investments Ltd Authorised N FSA002 743359 Trident Brokerage Services Ltd Authorised N FSA001 743359 Trident Brokerage Services Ltd Authorised N FSA002 743547 PETRICCA & CO CAPITAL LTD Authorised N FSA001 743547 PETRICCA & CO CAPITAL LTD Authorised N FSA002 743550 Queensgate Investments Management Limited Authorised N FSA001 743550 Queensgate Investments Management Limited Authorised N FSA002 743635 Langport Capital Limited Authorised N FSA001 743635 Langport Capital Limited Authorised N FSA002 744446 Cirdan Capital Management Ltd Authorised N FSA001 744446 Cirdan Capital Management Ltd Authorised N FSA002 744492 Synthesis Management Limited Authorised N FSA001 744492 Synthesis Management Limited Authorised N FSA002 744501 Global Markets Group Limited Authorised N FSA001 744501 Global Markets Group Limited Authorised N FSA002 744521 FGB Wealth Management Limited Authorised N FSA001 744521 FGB Wealth Management Limited Authorised N FSA002 744928 Amram Capital (UK) LLP Authorised N FSA001 744928 Amram Capital (UK) LLP Authorised N FSA002 744943 DRS Markets Limited Authorised N FSA001 744943 DRS Markets Limited Authorised N FSA002 745318 Apollo Investment Management Europe LLP Authorised N FSA001 745318 Apollo Investment Management Europe LLP Authorised N FSA002 745433 Woodford Investment Management Limited Authorised N FSA001 745433 Woodford Investment Management Limited Authorised N FSA002 745797 XP Securities UK LLP Authorised N FSA001 745797 XP Securities UK LLP Authorised N FSA002 FOI5126 - Annex A

745864 Sabal Financial Europe Limited Authorised N FSA001 745864 Sabal Financial Europe Limited Authorised N FSA002 746005 Half Sky Capital (UK) Limited Authorised N FSA001 746005 Half Sky Capital (UK) Limited Authorised N FSA002 746018 Langham Hall Fund Management LLP Authorised N FSA001 746018 Langham Hall Fund Management LLP Authorised N FSA002 746273 Gair Loch Enterprises Ltd Authorised N FSA001 746273 Gair Loch Enterprises Ltd Authorised N FSA002 747019 OSMO Partners LLP Authorised N FSA001 747019 OSMO Partners LLP Authorised N FSA002 747038 Bateson Asset Management Limited Authorised N FSA001 747038 Bateson Asset Management Limited Authorised N FSA002 747133 TigerRisk Capital Markets & Advisory (UK) Limited Authorised N FSA001 747133 TigerRisk Capital Markets & Advisory (UK) Limited Authorised N FSA002 747157 Hellier Capital Limited Authorised N FSA001 747157 Hellier Capital Limited Authorised N FSA002 747254 Phanar Asset Management (UK) Limited Authorised N FSA001 747254 Phanar Asset Management (UK) Limited Authorised N FSA002 747744 Lovina Capital Limited Authorised N FSA001 747744 Lovina Capital Limited Authorised N FSA002 747882 Promeritum Investment Management LLP Authorised N FSA001 747882 Promeritum Investment Management LLP Authorised N FSA002 747887 Maia Asset Management Limited Authorised N FSA001 747887 Maia Asset Management Limited Authorised N FSA002 748161 Finhub Technologies Limited Authorised N FSA001 748161 Finhub Technologies Limited Authorised N FSA002 748414 Capricorn Capital Partners UK Limited Authorised N FSA001 748414 Capricorn Capital Partners UK Limited Authorised N FSA002 748424 Brigade Capital Europe Management LLP Authorised N FSA001 748424 Brigade Capital Europe Management LLP Authorised N FSA002 748804 EISER Finance Limited Authorised N FSA001 748804 EISER Finance Limited Authorised N FSA002 749342 Cadogan Asset Management Limited Authorised N FSA001 749342 Cadogan Asset Management Limited Authorised N FSA002 749440 Causeway Securities Limited Authorised N FSA001 749440 Causeway Securities Limited Authorised N FSA002 749577 Architas Advisory Services Limited Authorised N FSA001 749577 Architas Advisory Services Limited Authorised N FSA002 749884 RXI Wealth Ltd Authorised N FSA001 749884 RXI Wealth Ltd Authorised N FSA002 750788 Ekins Guinness LLP Authorised N FSA001 750788 Ekins Guinness LLP Authorised N FSA002 751019 Mahi FX (UK) Ltd Authorised N FSA001 751019 Mahi FX (UK) Ltd Authorised N FSA002 751087 WiseAlpha Technologies Limited Authorised N FSA001 751087 WiseAlpha Technologies Limited Authorised N FSA002 751355 LJ Administration (UK) Limited Authorised N FSA001 751355 LJ Administration (UK) Limited Authorised N FSA002 751522 Westbeck Capital Management LLP Authorised N FSA001 751522 Westbeck Capital Management LLP Authorised N FSA002 752000 FinEx Investment Management LLP Authorised N FSA001 752000 FinEx Investment Management LLP Authorised N FSA002 752005 P1 Investment Management Limited Authorised N FSA001 752005 P1 Investment Management Limited Authorised N FSA002 752011 Portland Hill Asset Management Limited Authorised N FSA001 752011 Portland Hill Asset Management Limited Authorised N FSA002 752141 MAC Asset Management Limited Authorised N FSA001 752141 MAC Asset Management Limited Authorised N FSA002 FOI5126 - Annex A

752633 Kuvari Partners LLP Authorised N FSA001 752633 Kuvari Partners LLP Authorised N FSA002 752696 STAR Capital Partnership LLP Authorised N FSA001 752696 STAR Capital Partnership LLP Authorised N FSA002 752921 Engineers Gate Manager UK LLP Authorised N FSA001 752921 Engineers Gate Manager UK LLP Authorised N FSA002 753435 BellRock Securities Limited Authorised N FSA001 753435 BellRock Securities Limited Authorised N FSA002 753548 Brait Advisory Services UK Limited Authorised N FSA001 753548 Brait Advisory Services UK Limited Authorised N FSA002 753690 Niten Capital Management Limited Authorised N FSA001 753690 Niten Capital Management Limited Authorised N FSA002 753786 Monsas Limited Authorised N FSA001 753786 Monsas Limited Authorised N FSA002 754244 Valeur Capital Limited Authorised N FSA001 754244 Valeur Capital Limited Authorised N FSA002 754560 Squared Limited Authorised N FSA001 754560 Squared Limited Authorised N FSA002 754570 Intelligent Wealth Fund Managers Limited Authorised N FSA001 754570 Intelligent Wealth Fund Managers Limited Authorised N FSA002 754580 Portafina Investment Management Limited Authorised N FSA001 754580 Portafina Investment Management Limited Authorised N FSA002 755022 Crestline Europe, LLP Authorised N FSA001 755022 Crestline Europe, LLP Authorised N FSA002 755308 EXOR Investments (UK) LLP Authorised N FSA001 755308 EXOR Investments (UK) LLP Authorised N FSA002 755370 Fortem Capital Limited Authorised N FSA001 755370 Fortem Capital Limited Authorised N FSA002 755396 Cross Ocean Adviser LLP Authorised N FSA001 755396 Cross Ocean Adviser LLP Authorised N FSA002 755398 EMK Capital LLP Authorised N FSA001 755398 EMK Capital LLP Authorised N FSA002 755580 Standard Life Investments (Private Capital) Limited Authorised N FSA001 755580 Standard Life Investments (Private Capital) Limited Authorised N FSA002 755617 HPS Investment Partners CLO (UK) LLP Authorised N FSA001 755617 HPS Investment Partners CLO (UK) LLP Authorised N FSA002 755831 Openwork Wealth Services Limited Authorised N FSA001 755831 Openwork Wealth Services Limited Authorised N FSA002 755971 Algebris (UK) Limited Authorised N FSA001 755971 Algebris (UK) Limited Authorised N FSA002 756104 Incipit Capital Partners LLP Authorised N FSA001 756104 Incipit Capital Partners LLP Authorised N FSA002 756192 Alph Capital Limited Authorised N FSA001 756192 Alph Capital Limited Authorised N FSA002 756360 IFSL Administration Limited Authorised N FSA001 756360 IFSL Administration Limited Authorised N FSA002 756411 Tribe Impact Capital LLP Authorised N FSA001 756411 Tribe Impact Capital LLP Authorised N FSA002 756518 Engadine Partners LLP Authorised N FSA001 756518 Engadine Partners LLP Authorised N FSA002 756533 Frere Hall Capital Management Limited Authorised N FSA001 756533 Frere Hall Capital Management Limited Authorised N FSA002 756838 Alta Semper Capital LLP Authorised N FSA001 756838 Alta Semper Capital LLP Authorised N FSA002 756931 Amergeris Global Markets (UK) Ltd Authorised N FSA001 756931 Amergeris Global Markets (UK) Ltd Authorised N FSA002 757727 Peregrine & Black Investment Management Limited Authorised N FSA001 757727 Peregrine & Black Investment Management Limited Authorised N FSA002 FOI5126 - Annex A

757816 WILLU Ltd Authorised N FSA001 757816 WILLU Ltd Authorised N FSA002 757895 Crypto Facilities Ltd Authorised N FSA001 757895 Crypto Facilities Ltd Authorised N FSA002 758025 Provenance Technologies Ltd Authorised N FSA001 758025 Provenance Technologies Ltd Authorised N FSA002 758465 LIFT-Invest plc Authorised N FSA001 758465 LIFT-Invest plc Authorised N FSA002 759159 Agilis Investment Management LLP Authorised N FSA001 759159 Agilis Investment Management LLP Authorised N FSA002 759206 SKDhonsi Limited Authorised N FSA001 759206 SKDhonsi Limited Authorised N FSA002 760840 Capital Financial Markets Limited Authorised N FSA001 760840 Capital Financial Markets Limited Authorised N FSA002 760865 Clermont Asset Management Ltd. Authorised N FSA001 760865 Clermont Asset Management Ltd. Authorised N FSA002 760924 Coalface UK Ltd Authorised N FSA001 760924 Coalface UK Ltd Authorised N FSA002 762066 Mirabaud Securities Holdings Limited Authorised N FSA001 762066 Mirabaud Securities Holdings Limited Authorised N FSA002 762227 Bridges Fund Management Limited Authorised N FSA001 762227 Bridges Fund Management Limited Authorised N FSA002 762758 Smaller Company Capital Limited Authorised N FSA001 762758 Smaller Company Capital Limited Authorised N FSA002 763601 Saranac Partners Limited Authorised N FSA001 763601 Saranac Partners Limited Authorised N FSA002 763725 Temporis Capital Limited Authorised N FSA001 763725 Temporis Capital Limited Authorised N FSA002 763979 EMFI Securities Limited Authorised N FSA001 763979 EMFI Securities Limited Authorised N FSA002 764167 Tide Capital Markets Ltd Authorised N FSA001 764167 Tide Capital Markets Ltd Authorised N FSA002 765318 Steadview Capital UK LLP Authorised N FSA001 765318 Steadview Capital UK LLP Authorised N FSA002 765603 City & Continental Ltd Authorised N FSA001 765603 City & Continental Ltd Authorised N FSA002 765847 Delft Investments LLP Authorised N FSA001 765847 Delft Investments LLP Authorised N FSA002 766138 KAM Portfolio Management Ltd Authorised N FSA001 766138 KAM Portfolio Management Ltd Authorised N FSA002 766288 Amia Capital LLP Authorised N FSA001 766288 Amia Capital LLP Authorised N FSA002 766464 Trust One Financial Services Limited Authorised N FSA001 766464 Trust One Financial Services Limited Authorised N FSA002 766508 Teviot Partners LLP Authorised N FSA001 766508 Teviot Partners LLP Authorised N FSA002 766642 Mayfair Capital Limited Authorised N FSA001 766642 Mayfair Capital Limited Authorised N FSA002 766786 Diagram Capital Ltd Authorised N FSA001 766786 Diagram Capital Ltd Authorised N FSA002 767373 FirstRand Securities Limited Authorised N FSA001 767373 FirstRand Securities Limited Authorised N FSA002 767844 Lutra Investments Limited Authorised N FSA001 767844 Lutra Investments Limited Authorised N FSA002 767969 J8 Capital Management LLP Authorised N FSA001 767969 J8 Capital Management LLP Authorised N FSA002 767985 EASTERN HARMONY GLOBAL CAPITAL LIMITED Authorised N FSA001 767985 EASTERN HARMONY GLOBAL CAPITAL LIMITED Authorised N FSA002 FOI5126 - Annex A

768167 Blue Whale Capital LLP Authorised N FSA001 768167 Blue Whale Capital LLP Authorised N FSA002 768174 Brookfield Global Infrastructure Advisor Limited Authorised N FSA001 768174 Brookfield Global Infrastructure Advisor Limited Authorised N FSA002 768269 Fund Wisdom Limited Authorised N FSA001 768269 Fund Wisdom Limited Authorised N FSA002 768275 GDO Advisors Limited Authorised N FSA001 768275 GDO Advisors Limited Authorised N FSA002 768285 Harboro Capital Limited Authorised N FSA001 768285 Harboro Capital Limited Authorised N FSA002 768977 Jefferson Capital Limited Authorised N FSA001 768977 Jefferson Capital Limited Authorised N FSA002 771484 Talomon Capital Limited Authorised N FSA001 771484 Talomon Capital Limited Authorised N FSA002 771719 Cazadores Investments Limited Authorised N FSA001 771719 Cazadores Investments Limited Authorised N FSA002 773476 Nivaura Ltd Authorised N FSA001 773476 Nivaura Ltd Authorised N FSA002